UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-5017
IVY VARIABLE INSURANCE PORTFOLIOS
(Exact Name as Specified in Charter)
100 Independence, 610 Market Street, Philadelphia, PA 19106-2354
(Address of Principal Executive Office) (Zip Code)
David F. Connor, Esq., 100 Independence, 610 Market Street, Philadelphia, PA 19106-2354
(Name and Address of Agent for Service)
Registrant’s Telephone Number, including Area Code: (800) 523-1918
Date of fiscal year end: December 31
Date of reporting period: July 1, 2020 to June 30, 2021
DELAWARE IVY VIP ASSET STRATEGY
(prior to July 1, 2021, Ivy VIP Asset Strategy)
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Reliance Industries Ltd.
| | | | | | | | | | |
Meeting Date: | | 07/15/2020 | | Country: | | India | | Primary Security ID: | | Y72596102 |
Record Date: | | 07/08/2020 | | Meeting Type: | | Annual | | Ticker: | | 500325 |
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| | | | Shares Voted: | | 436,419 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.a | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
1.b | | Accept Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Dividends | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reelect Hital R. Meswani as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reelect P.M.S. Prasad as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Reappointment and Remuneration of Hital R. Meswani as a Whole-time Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect K. V. Chowdary as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration of Cost Auditors | | Mgmt | | For | | For | | For |
Housing Development Finance Corporation Limited
| | | | | | | | | | |
Meeting Date: | | 07/21/2020 | | Country: | | India | | Primary Security ID: | | Y37246207 |
Record Date: | | 06/19/2020 | | Meeting Type: | | Special | | Ticker: | | 500010 |
| | | | | |
| | | | Shares Voted: | | 240,048 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Postal Ballot | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Employee Stock Option Scheme - 2020 and Issuance of Shares to Eligible Employees and Directors Under the Scheme | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Ferguson Plc
| | | | | | | | | | |
Meeting Date: | | 07/29/2020 | | Country: | | Jersey | | Primary Security ID: | | G3421J106 |
Record Date: | | 07/27/2020 | | Meeting Type: | | Special | | Ticker: | | FERG |
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| | | | Shares Voted: | | 82,247 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Adopt New Articles of Association | | Mgmt | | For | | Refer | | For |
Housing Development Finance Corporation Limited
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Meeting Date: | | 07/30/2020 | | Country: | | India | | Primary Security ID: | | Y37246207 |
Record Date: | | 07/23/2020 | | Meeting Type: | | Annual | | Ticker: | | 500010 |
| | | | | |
| | | | Shares Voted: | | 240,048 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.a | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
1.b | | Accept Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reelect Renu Sud Karnad as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Reappointment and Remuneration of Renu Sud Karnad as Managing Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Reappointment and Remuneration of V. Srinivasa Rangan as Whole-Time Director Designated as Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Related Party Transactions with HDFC Bank Limited | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Issuance of Redeemable Non-Convertible Debentures and/or Other Hybrid Instruments on Private Placement Basis | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Sale of Shares Held in HDFC Life Insurance Company Limited | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Sale of Shares Held in HDFC ERGO General Insurance Company Limited | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
adidas AG
| | | | | | | | | | |
Meeting Date: | | 08/11/2020 | | Country: | | Germany | | Primary Security ID: | | D0066B185 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | ADS |
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| | | | Shares Voted: | | 27,585 | | | | |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Omission of Dividends | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Management Board for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Articles Re: Electronic Participation | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Elect Christian Klein to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Ratify KPMG AG as Auditors for Fiscal 2020 | | Mgmt | | For | | For | | For |
Larsen & Toubro Limited
| | | | | | | | | | |
Meeting Date: | | 08/13/2020 | | Country: | | India | | Primary Security ID: | | Y5217N159 |
Record Date: | | 08/06/2020 | | Meeting Type: | | Annual | | Ticker: | | 500510 |
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| | | | Shares Voted: | | 352,293 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reelect Subramanian Sarma as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reelect Sunita Sharma as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reelect A.M Naik as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve A.M Naik to Continue Office as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Sudhindra Vasantrao as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect T. Madhava Das as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Reappointment and Remuneration of D.K Sen as Whole-Time Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
10 | | Approve Appointment and Remuneration of Subramanian Sarma as Whole-Time Director | | Mgmt | | For | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Larsen & Toubro Limited
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
11 | | Approve Appointment and Remuneration of Sudhindra Vasantrao Desai as Whole-Time Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
12 | | Approve Appointment and Remuneration of T. Madhava Das as Whole-Time Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
13 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Approve Deloitte Haskins & Sells LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Approve Remuneration of Cost Auditors | | Mgmt | | For | | For | | For |
The Procter & Gamble Company
| | | | | | | | | | |
Meeting Date: | | 10/13/2020 | | Country: | | USA | | Primary Security ID: | | 742718109 |
Record Date: | | 08/14/2020 | | Meeting Type: | | Annual | | Ticker: | | PG |
| | | | | |
| | | | Shares Voted: | | 57,321 | | | | |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Francis S. Blake | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Angela F. Braly | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Amy L. Chang | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Joseph Jimenez | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Debra L. Lee | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Terry J. Lundgren | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Christine M. McCarthy | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director W. James McNerney, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Nelson Peltz | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director David S. Taylor | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Margaret C. Whitman | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Patricia A. Woertz | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
The Procter & Gamble Company
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Report on Efforts to Eliminate Deforestation | | SH | | Against | | For | | For |
| | | | | |
6 | | Publish Annually a Report Assessing Diversity and Inclusion Efforts | | SH | | Against | | For | | For |
Pernod Ricard SA
| | | | | | | | | | |
Meeting Date: | | 11/27/2020 | | Country: | | France | | Primary Security ID: | | F72027109 |
Record Date: | | 11/25/2020 | | Meeting Type: | | Annual/Special | | Ticker: | | RI |
| | | | | |
| | | | Shares Voted: | | 31,907 | | | | |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Amend Articles 35 and 36 of Bylaws Re: AGM and EGM Majority Votes | | Mgmt | | For | | For | | For |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Allocation of Income and Dividends of EUR 2.66 per Share | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reelect Alexandre Ricard as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Reelect Cesar Giron as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Reelect Wolfgang Colberg as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Virginie Fauvel as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.25 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Compensation of Alexandre Ricard, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Compensation of Corporate Officers | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Approve Remuneration Policy for Alexandre Ricard, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Approve Remuneration Policy of Corporate Officers | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Pernod Ricard SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
14 | | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
15 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Change Location of Registered Office to 5, Cours Paul Ricard, 75008 Paris and Amend Article 4 of Bylaws Accordingly | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
17 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
18 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group’s Subsidiaries | | Mgmt | | For | | Refer | | For |
| | | | | |
19 | | Amend Article 21 of Bylaws Re: Board Members Deliberation via Written Consultation | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Amend Bylaws to Comply with Legal Changes | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Microsoft Corporation
| | | | | | | | | | |
Meeting Date: | | 12/02/2020 | | Country: | | USA | | Primary Security ID: | | 594918104 |
Record Date: | | 10/08/2020 | | Meeting Type: | | Annual | | Ticker: | | MSFT |
| | | | | |
| | | | Shares Voted: | | 100,773 | | | | |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Reid G. Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Hugh F. Johnston | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Teri L. List-Stoll | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Satya Nadella | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Sandra E. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Penny S. Pritzker | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Charles W. Scharf | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Arne M. Sorenson | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director John W. Stanton | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Microsoft Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.10 | | Elect Director John W. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Emma N. Walmsley | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Padmasree Warrior | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Employee Representation on the | | SH | | Against | | Refer | | Against |
| | | | | |
| | Board of Directors | | | | | | | | |
Ferguson Plc
| | | | | | | | | | |
Meeting Date: | | 12/03/2020 | | Country: | | Jersey | | Primary Security ID: | | G3421J106 |
Record Date: | | 12/01/2020 | | Meeting Type: | | Annual | | Ticker: | | FERG |
| | | | | |
| | | | Shares Voted: | | 67,848 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Bill Brundage as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Tessa Bamford as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Geoff Drabble as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Catherine Halligan as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Kevin Murphy as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Alan Murray as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Tom Schmitt as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Dr Nadia Shouraboura as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Jacqueline Simmonds as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Reappoint Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Ferguson Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
16 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
Intuit Inc.
| | | | | | | | | | |
Meeting Date: | | 01/21/2021 | | Country: | | USA | | Primary Security ID: | | 461202103 |
Record Date: | | 11/23/2020 | | Meeting Type: | | Annual | | Ticker: | | INTU |
| | | | | |
| | | | Shares Voted: | | 34,736 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Eve Burton | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Scott D. Cook | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Richard L. Dalzell | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Sasan K. Goodarzi | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Deborah Liu | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Tekedra Mawakana | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Dennis D. Powell | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Brad D. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Thomas Szkutak | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Raul Vazquez | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Jeff Weiner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Visa Inc.
| | | | | | | | | | |
Meeting Date: | | 01/26/2021 | | Country: | | USA | | Primary Security ID: | | 92826C839 |
Record Date: | | 11/27/2020 | | Meeting Type: | | Annual | | Ticker: | | V |
| | | | | |
| | | | Shares Voted: | | 69,387 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Lloyd A. Carney | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Mary B. Cranston | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Francisco Javier Fernandez-Carbajal | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Alfred F. Kelly, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Ramon Laguarta | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director John F. Lundgren | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Robert W. Matschullat | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Denise M. Morrison | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Linda J. Rendle | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director John A. C. Swainson | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Maynard G. Webb, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
7 | | Amend Principles of Executive Compensation Program | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Apple Inc.
| | | | | | | | | | |
Meeting Date: | | 02/23/2021 | | Country: | | USA | | Primary Security ID: | | 037833100 |
Record Date: | | 12/28/2020 | | Meeting Type: | | Annual | | Ticker: | | AAPL |
| | | | | |
| | | | Shares Voted: | | 88,459 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director James Bell | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Tim Cook | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Al Gore | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Andrea Jung | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Art Levinson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Monica Lozano | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ron Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Sue Wagner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Proxy Access Amendments | | SH | | Against | | For | | For |
| | | | | |
5 | | Improve Principles of Executive Compensation Program | | SH | | Against | | Refer | | Against |
Samsung Electronics Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 03/17/2021 | | Country: | | South Korea | | Primary Security ID: | | Y74718100 |
Record Date: | | 12/31/2020 | | Meeting Type: | | Annual | | Ticker: | | 005930 |
| | | | | |
| | | | Shares Voted: | | 155,531 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Financial Statements and Allocation of Income | | Mgmt | | For | | For | | For |
| | | | | |
2.1.1 | | Elect Park Byung-gook as Outside Director | | Mgmt | | For | | Refer | | For |
| | | | | |
2.1.2 | | Elect Kim Jeong as Outside Director | | Mgmt | | For | | Refer | | For |
| | | | | |
2.2.1 | | Elect Kim Kinam as Inside Director | | Mgmt | | For | | For | | For |
| | | | | |
2.2.2 | | Elect Kim Hyun-suk as Inside Director | | Mgmt | | For | | For | | For |
| | | | | |
2.2.3 | | Elect Koh Dong-jin as Inside Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Kim Sun-uk as Outside Director to Serve as an Audit Committee Member | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Total Remuneration of Inside Directors and Outside Directors | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Ping An Insurance (Group) Company of China, Ltd.
| | | | | | | | | | |
Meeting Date: | | 03/25/2021 | | Country: | | China | | Primary Security ID: | | Y69790106 |
Record Date: | | 03/17/2021 | | Meeting Type: | | Annual | | Ticker: | | 2318 |
| | | | | |
| | | | Shares Voted: | | 709,850 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | AGM BALLOT FOR HOLDERS OF H SHARES | | Mgmt | | | | | | |
| | | | | |
1 | | Approve 2020 Report of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve 2020 Report of the Supervisory Committee | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve 2020 Annual Report and Its Summary | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve 2020 Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve 2020 Profit Distribution Plan and Distribution of Final Dividends | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Ernst & Young Hua Ming LLP as PRC Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve 2020 Performance Evaluation Report of Independent Non-Executive Directors | | Mgmt | | For | | For | | For |
| | | | | |
| | ELECT DIRECTORS | | Mgmt | | | | | | |
| | | | | |
8.01 | | Elect Ma Mingzhe as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.02 | | Elect Xie Yonglin as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.03 | | Elect Tan Sin Yin as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.04 | | Elect Yao Jason Bo as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.05 | | Elect Cai Fangfang as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.06 | | Elect Soopakij Chearavanont as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.07 | | Elect Yang Xiaoping as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.08 | | Elect Wang Yongjian as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Ping An Insurance (Group) Company of China, Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
8.09 | | Elect Huang Wei as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.10 | | Elect Ouyang Hui as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.11 | | Elect Ng Sing Yip as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.12 | | Elect Chu Yiyun as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.13 | | Elect Liu Hong as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.14 | | Elect Jin Li as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.15 | | Elect Ng Kong Ping Albert as Director | | Mgmt | | For | | For | | For |
| | | | | |
| | ELECT SUPERVISORS | | Mgmt | | | | | | |
| | | | | |
9.01 | | Elect Gu Liji as Supervisor | | Mgmt | | For | | Refer | | For |
| | | | | |
9.02 | | Elect Huang Baokui as Supervisor | | Mgmt | | For | | Refer | | For |
| | | | | |
9.03 | | Elect Zhang Wangjin as Supervisor | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Issuance of Debt Financing Instruments | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Amend Articles of Association | | Mgmt | | For | | Refer | | For |
Reliance Industries Ltd.
| | | | | | | | | | |
Meeting Date: | | 03/31/2021 | | Country: | | India | | Primary Security ID: | | Y72596102 |
Record Date: | | 03/24/2021 | | Meeting Type: | | Court | | Ticker: | | 500325 |
| | | | | |
| | | | Shares Voted: | | 376,638 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Court-Ordered Meeting for Shareholders | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Scheme of Arrangement | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Deutsche Telekom AG
| | | | | | | | | | |
Meeting Date: | | 04/01/2021 | | Country: | | Germany | | Primary Security ID: | | D2035M136 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | DTE |
| | | | | |
| | | | Shares Voted: | | 392,827 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Management Proposals | | Mgmt | | | | | | |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 0.60 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Management Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
5.1 | | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021 | | Mgmt | | For | | For | | For |
| | | | | |
5.2 | | Ratify PricewaterhouseCoopers GmbH as Auditors for the 2021 Interim Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
5.3 | | Ratify PricewaterhouseCoopers GmbH as Auditors for the First Quarter of Fiscal Year 2021 | | Mgmt | | For | | For | | For |
| | | | | |
5.4 | | Ratify PricewaterhouseCoopers GmbH as Auditors for the Third Quarter of Fiscal Year 2021 and First Quarter of Fiscal Year 2022 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Helga Jung to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Authorize Use of Financial Derivatives when Repurchasing Shares | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | Against |
| | | | | |
10 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Shareholder Proposal Submitted by Deutsche Schutzvereinigung fuer Wertpapierbesitz e.V. (DSW) | | Mgmt | | | | | | |
| | | | | |
11 | | Amend Articles Re: Shareholders’ Right to Participation during the Virtual Meeting | | SH | | Against | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
VINCI SA
| | | | | | | | | | |
Meeting Date: | | 04/08/2021 | | Country: | | France | | Primary Security ID: | | F5879X108 |
Record Date: | | 04/06/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | DG |
| | | | | |
| | | | Shares Voted: | | 62,401 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 2.04 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reelect Yannick Assouad as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reelect Graziella Gavezotti as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration Policy of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Remuneration Policy of Xavier Huillard, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Compensation Report of Corporate Officers | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Compensation of Xavier Huillard, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Company’s Environmental Transition Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
12 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 150 Million | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
VINCI SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
17 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 14-16 | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
20 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | | Mgmt | | For | | Refer | | For |
| | | | | |
21 | | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Genmab A/S
| | | | | | | | | | |
Meeting Date: | | 04/13/2021 | | Country: | | Denmark | | Primary Security ID: | | K3967W102 |
Record Date: | | 04/06/2021 | | Meeting Type: | | Annual | | Ticker: | | GMAB |
| | | | | |
| | | | Shares Voted: | | 15,991 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Report of Board | | Mgmt | | | | | | |
| | | | | |
2 | | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Omission of Dividends | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Remuneration Report (Advisory Vote) | | Mgmt | | For | | Refer | | For |
| | | | | |
5.a | | Reelect Deirdre P. Connelly as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.b | | Reelect Pernille Erenbjerg as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.c | | Reelect Rolf Hoffmann as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.d | | Reelect Paolo Paoletti as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.e | | Reelect Jonathan Peacock as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.f | | Reelect Anders Gersel Pedersen as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Ratify PricewaterhouseCoopers as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Genmab A/S
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
7.a | | Approve Remuneration of Directors in the Amount of DKK 1.2 Million for Chairman, DKK 900,000 for Vice Chairman, and DKK 600,000 for Other Directors (if item 7.b is Approved); Approve Remuneration for Committee Work; Approve Meeting Fees | | Mgmt | | For | | Refer | | For |
| | | | | |
7.b | | Amendment to Remuneration Policy for Board of Directors and Executive Management (base fee multiplier for Chair and Deputy Chair) | | Mgmt | | For | | Refer | | For |
| | | | | |
7.c | | Adoption of amended Remuneration Policy for Board of Directors and Executive Management (certain other changes) | | Mgmt | | For | | Refer | | For |
| | | | | |
7.d | | Authorize Share Repurchase Program | | Mgmt | | For | | For | | For |
| | | | | |
7.e | | Approve Creation of DKK 5.5 Million Pool of Capital with Preemptive Rights; Approve Creation of DKK 5.5 Million Pool of Capital without Preemptive Rights; Maximum Increase in Share Capital under Both Authorizations up to DKK 5.5 Million | | Mgmt | | For | | For | | For |
| | | | | |
7.f | | Approve Issuance of Warrants without Preemptive Rights; Approve Creation of DKK 750,000 Pool of Capital to Guarantee Conversion Rights | | Mgmt | | For | | For | | For |
| | | | | |
7.g | | Allow Shareholder Meetings to be Held by Electronic Means Only | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Other Business | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Airbus SE
| | | | | | | | | | |
Meeting Date: | | 04/14/2021 | | Country: | | Netherlands | | Primary Security ID: | | N0280G100 |
Record Date: | | 03/17/2021 | | Meeting Type: | | Annual | | Ticker: | | AIR |
| | | | | |
| | | | Shares Voted: | | 69,230 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2.1 | | Discussion on Company’s Corporate Governance Structure | | Mgmt | | | | | | |
| | | | | |
2.2 | | Receive Report on Business and Financial Statements | | Mgmt | | | | | | |
| | | | | |
2.3 | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
3 | | Discussion of Agenda Items | | Mgmt | | | | | | |
| | | | | |
4.1 | | Adopt Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
4.2 | | Approve Discharge of Non-Executive Members of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
4.3 | | Approve Discharge of Executive Members of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
4.4 | | Ratify Ernst & Young Accountants LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Approve Implementation of Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
4.6 | | Reelect Rene Obermann as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.7 | | Reelect Amparo Moraleda as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.8 | | Reelect Victor Chu as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.9 | | Reelect Jean-Pierre Clamadieu as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.10 | | Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans | | Mgmt | | For | | For | | For |
| | | | | |
4.11 | | Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding | | Mgmt | | For | | For | | For |
| | | | | |
4.12 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
4.13 | | Approve Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Close Meeting | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Seagate Technology Plc
| | | | | | | | | | |
Meeting Date: | | 04/14/2021 | | Country: | | Ireland | | Primary Security ID: | | G7945M107 |
Record Date: | | 03/01/2021 | | Meeting Type: | | Court | | Ticker: | | STX |
| | | | | |
| | | | Shares Voted: | | 82,111 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Court Meeting | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Scheme of Arrangement | | Mgmt | | For | | Refer | | For |
Seagate Technology Plc
| | | | | | | | | | |
Meeting Date: | | 04/14/2021 | | Country: | | Ireland | | Primary Security ID: | | G7945M107 |
Record Date: | | 03/01/2021 | | Meeting Type: | | Special | | Ticker: | | STX |
| | | | | |
| | | | Shares Voted: | | 82,111 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Scheme of Arrangement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Amend Constitution | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Creation of Distributable Reserves | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Nestle SA
| | | | | | | | | | |
Meeting Date: | | 04/15/2021 | | Country: | | Switzerland | | Primary Security ID: | | H57312649 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | NESN |
| | | | | |
| | | | Shares Voted: | | 49,112 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of CHF 2.75 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4.1.a | | Reelect Paul Bulcke as Director and Board Chairman | | Mgmt | | For | | For | | Against |
| | | | | |
4.1.b | | Reelect Ulf Schneider as Director | | Mgmt | | For | | For | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Nestle SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4.1.c | | Reelect Henri de Castries as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.d | | Reelect Renato Fassbind as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.e | | Reelect Pablo Isla as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.f | | Reelect Ann Veneman as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.g | | Reelect Eva Cheng as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.h | | Reelect Patrick Aebischer as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.i | | Reelect Kasper Rorsted as Director | | Mgmt | | For | | For | | Against |
| | | | | |
4.1.j | | Reelect Kimberly Ross as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.k | | Reelect Dick Boer as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.l | | Reelect Dinesh Paliwal as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.m | | Reelect Hanne Jimenez de Mora as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.2 | | Elect Lindiwe Sibanda as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.3.1 | | Appoint Pablo Isla as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.3.2 | | Appoint Patrick Aebischer as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.3.3 | | Appoint Dick Boer as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.3.4 | | Appoint Kasper Rorsted as Member of the Compensation Committee | | Mgmt | | For | | For | | Against |
| | | | | |
4.4 | | Ratify Ernst & Young AG as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Designate Hartmann Dreyer as Independent Proxy | | Mgmt | | For | | For | | For |
| | | | | |
5.1 | | Approve Remuneration of Directors in the Amount of CHF 10 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
5.2 | | Approve Remuneration of Executive Committee in the Amount of CHF 57.5 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve CHF 6.6 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Climate Action Plan | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Transact Other Business (Voting) | | Mgmt | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
UniCredit SpA
| | | | | | | | | | |
Meeting Date: | | 04/15/2021 | | Country: | | Italy | | Primary Security ID: | | T9T23L642 |
Record Date: | | 04/06/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | UCG |
| | | | | |
| | | | Shares Voted: | | 361,882 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
| | Management Proposals | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Allocation of Income | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Increase Legal Reserve | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Elimination of Negative Reserves | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Dividend Distribution | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorize Share Repurchase Program | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Fix Number of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Appoint Directors (Slate Election) - Choose One of the Following Slates | | Mgmt | | | | | | |
| | | | | |
8.1 | | Slate 1 Submitted by Management | | Mgmt | | For | | For | | For |
| | | | | |
8.2 | | Slate 2 Submitted by Institutional Investors (Assogestioni) | | SH | | None | | Refer | | Against |
| | | | | |
9 | | Approve Remuneration of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Shareholder Proposal Submitted by Institutional Investors (Assogestioni) | | Mgmt | | | | | | |
| | | | | |
10 | | Appoint Ciro Di Carluccio as Alternate Auditor | | SH | | None | | For | | For |
| | | | | |
| | Management Proposals | | Mgmt | | | | | | |
| | | | | |
11 | | Approve 2021 Group Incentive System | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Approve Severance Payments Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Approve Second Section of the Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
15 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Authorize Board to Increase Capital to Service 2021 Group Incentive System | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Amend Company Bylaws Re: Clause 6 | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Authorize Cancellation of Repurchased Shares | | Mgmt | | For | | Refer | | For |
| | | | | |
A | | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | | Mgmt | | None | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Adobe Inc.
| | | | | | | | | | |
Meeting Date: | | 04/20/2021 | | Country: | | USA | | Primary Security ID: | | 00724F101 |
Record Date: | | 02/22/2021 | | Meeting Type: | | Annual | | Ticker: | | ADBE |
| | | | | |
| | | | Shares Voted: | | 20,477 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Amy Banse | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Melanie Boulden | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Frank Calderoni | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James Daley | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Laura Desmond | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Shantanu Narayen | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Kathleen Oberg | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Dheeraj Pandey | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director David Ricks | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Daniel Rosensweig | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director John Warnock | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
AGNC Investment Corp.
| | | | | | | | | | |
Meeting Date: | | 04/22/2021 | | Country: | | USA | | Primary Security ID: | | 00123Q104 |
Record Date: | | 02/26/2021 | | Meeting Type: | | Annual | | Ticker: | | AGNC |
| | | | | |
| | | | Shares Voted: | | 500,799 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Donna J. Blank | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Morris A. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John D. Fisk | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Prue B. Larocca | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Paul E. Mullings | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Frances R. Spark | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Gary D. Kain | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Merck KGaA
| | | | | | | | | | |
Meeting Date: | | 04/23/2021 | | Country: | | Germany | | Primary Security ID: | | D5357W103 |
Record Date: | | 04/01/2021 | | Meeting Type: | | Annual | | Ticker: | | MRK |
| | | | | |
| | | | Shares Voted: | | 52,420 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Accept Financial Statements and Statutory Reports for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 1.40 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Executive Board Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Discharge of Supervisory Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Ratify KPMG AG as Auditors for Fiscal Year 2021 | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Amend Articles Re: Supervisory Board Approval of Transactions with Related Parties | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Merck KGaA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
9 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Eleven Affiliation Agreements | | Mgmt | | For | | Refer | | For |
Schneider Electric SE
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | France | | Primary Security ID: | | F86921107 |
Record Date: | | 04/26/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | SU |
| | | | | |
| | | | Shares Voted: | | 52 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Treatment of Losses and Dividends of EUR 2.60 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Auditors’ Special Report on Related-Party Transactions Mentionning the Absence of New Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Compensation Report of Corporate Officers | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration Policy of Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Remuneration Policy of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Reelect Jean-Pascal Tricoire as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Anna Ohlsson-Leijon as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Thierry Jacquet as Representative of Employee Shareholders to the Board | | Mgmt | | Against | | Refer | | Against |
| | | | | |
12 | | Elect Zennia Csikos as Representative of Employee Shareholders to the Board | | Mgmt | | Against | | Refer | | Against |
| | | | | |
13 | | Reelect Xiaoyun Ma as Representative of Employee Shareholders to the Board | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Elect Malene Kvist Kristensen as Representative of Employee Shareholders to the Board | | Mgmt | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Schneider Electric SE
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
15 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
16 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 224 Million | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 120 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
19 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-18 | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorize Capital Increase of up to 9.88 Percent of Issued Capital for Contributions in Kind | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
23 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | | Mgmt | | For | | Refer | | For |
| | | | | |
24 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Amend Article 13 of Bylaws Re: Editorial Change | | Mgmt | | For | | For | | For |
| | | | | |
26 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Teck Resources Limited
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | Canada | | Primary Security ID: | | 878742204 |
Record Date: | | 03/01/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | TECK.B |
| | | | | |
| | | | Shares Voted: | | 111,715 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for Class A Common and Class B | | Mgmt | | | | | | |
| | | | | |
| | Subordinate Voting Shareholders | | | | | | | | |
| | | | | |
1A | | Elect Director Mayank M. Ashar | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Quan Chong | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director Edward C. Dowling | | Mgmt | | For | | For | | For |
| | | | | |
1D | | Elect Director Eiichi Fukuda | | Mgmt | | For | | For | | For |
| | | | | |
1E | | Elect Director Toru Higo | | Mgmt | | For | | For | | For |
| | | | | |
1F | | Elect Director Norman B. Keevil, III | | Mgmt | | For | | For | | For |
| | | | | |
1G | | Elect Director Donald R. Lindsay | | Mgmt | | For | | For | | For |
| | | | | |
1H | | Elect Director Sheila A. Murray | | Mgmt | | For | | For | | For |
| | | | | |
1I | | Elect Director Tracey L. McVicar | | Mgmt | | For | | For | | For |
| | | | | |
1J | | Elect Director Kenneth W. Pickering | | Mgmt | | For | | For | | For |
| | | | | |
1K | | Elect Director Una M. Power | | Mgmt | | For | | For | | For |
| | | | | |
1L | | Elect Director Timothy R. Snider | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | Refer | | Against |
| | | | | |
4 | | Amend General By-law No. 1 | | Mgmt | | For | | Refer | | For |
ASML Holding NV
| | | | | | | | | | |
Meeting Date: | | 04/29/2021 | | Country: | | Netherlands | | Primary Security ID: | | N07059202 |
Record Date: | | 04/01/2021 | | Meeting Type: | | Annual | | Ticker: | | ASML |
| | | | | |
| | | | Shares Voted: | | 12,564 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Discuss the Company’s Business, Financial Situation and Sustainability | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
ASML Holding NV
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3.a | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3.b | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3.c | | Receive Clarification on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
3.d | | Approve Dividends of EUR 2.75 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
4.a | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
| | | | | |
4.b | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Number of Shares for Management Board | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Certain Adjustments to the Remuneration Policy for Management Board | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Certain Adjustments to the Remuneration Policy for Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Receive Information on the Composition of the Management Board | | Mgmt | | | | | | |
| | | | | |
9.a | | Elect B. Conix to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
9.b | | Receive Information on the Composition of the Supervisory Board | | Mgmt | | | | | | |
| | | | | |
10 | | Ratify KPMG Accountants N.V. as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
11.a | | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | | Mgmt | | For | | For | | For |
| | | | | |
11.b | | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.a | | Mgmt | | For | | For | | For |
| | | | | |
11.c | | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | | Mgmt | | For | | For | | For |
| | | | | |
11.d | | Authorize Board to Exclude Preemptive Rights from Share Issuances under 11.c | | Mgmt | | For | | For | | For |
| | | | | |
12.a | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
12.b | | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorize Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Other Business (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
15 | | Close Meeting | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
The Goldman Sachs Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/29/2021 | | Country: | | USA | | Primary Security ID: | | 38141G104 |
Record Date: | | 03/01/2021 | | Meeting Type: | | Annual | | Ticker: | | GS |
| | | | | |
| | | | Shares Voted: | | 22,793 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director M. Michele Burns | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Drew G. Faust | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Mark A. Flaherty | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Ellen J. Kullman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Lakshmi N. Mittal | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Adebayo O. Ogunlesi | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Peter Oppenheimer | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director David M. Solomon | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Jan E. Tighe | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jessica R. Uhl | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director David A. Viniar | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Mark O. Winkelman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on the Impacts of Using Mandatory Arbitration | | SH | | Against | | For | | For |
| | | | | |
7 | | Amend Certificate of Incorporation to Become a Public Benefit Corporation | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Report on Racial Equity Audit | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Aptiv PLC
| | | | | | | | | | |
Meeting Date: | | 04/30/2021 | | Country: | | Jersey | | Primary Security ID: | | G6095L109 |
Record Date: | | 03/02/2021 | | Meeting Type: | | Annual | | Ticker: | | APTV |
| | | | | |
| | | | Shares Voted: | | 47,682 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Kevin P. Clark | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Richard L. Clemmer | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Nancy E. Cooper | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Nicholas M. Donofrio | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Rajiv L. Gupta | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Joseph L. Hooley | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Merit E. Janow | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Sean O. Mahoney | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Paul M. Meister | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Robert K. Ortberg | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Colin J. Parris | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Ana G. Pinczuk | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
Barrick Gold Corporation
| | | | | | | | | | |
Meeting Date: | | 05/04/2021 | | Country: | | Canada | | Primary Security ID: | | 067901108 |
Record Date: | | 03/05/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | GOLD |
| | | | | |
| | | | Shares Voted: | | 162,466 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director D. Mark Bristow | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Gustavo A. Cisneros | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Christopher L. Coleman | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director J. Michael Evans | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Brian L. Greenspun | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director J. Brett Harvey | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Barrick Gold Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.7 | | Elect Director Anne N. Kabagambe | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Andrew J. Quinn | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director M. Loreto Silva | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director John L. Thornton | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Approve Pricewaterhousecoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Reduction in Stated Capital | | Mgmt | | For | | For | | For |
GlaxoSmithKline Plc
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G3910J112 |
Record Date: | | 04/30/2021 | | Meeting Type: | | Annual | | Ticker: | | GSK |
| | | | | |
| | | | Shares Voted: | | 292,917 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Re-elect Sir Jonathan Symonds as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Dame Emma Walmsley as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Charles Bancroft as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Vindi Banga as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Dr Hal Barron as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Dr Vivienne Cox as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Lynn Elsenhans as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Dr Laurie Glimcher as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Dr Jesse Goodman as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Iain Mackay as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Urs Rohner as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Reappoint Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
GlaxoSmithKline Plc
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
15 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise UK Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | | Mgmt | | For | | Refer | | For |
| | | | | |
22 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Unilever Plc
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G92087165 |
Record Date: | | 05/03/2021 | | Meeting Type: | | Annual | | Ticker: | | ULVR |
| | | | | |
| | | | Shares Voted: | | 107,773 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Climate Transition Action Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Nils Andersen as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Laura Cha as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Dr Judith Hartmann as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Alan Jope as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Andrea Jung as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Susan Kilsby as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Strive Masiyiwa as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Unilever Plc
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
12 | | Re-elect Youngme Moon as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Graeme Pitkethly as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect John Rishton as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Re-elect Feike Sijbesma as Director | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise UK Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Approve SHARES Plan | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Adopt New Articles of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
26 | | Approve Reduction of the Share Premium Account | | Mgmt | | For | | For | | For |
Canadian Natural Resources Limited
| | | | | | | | | | |
Meeting Date: | | 05/06/2021 | | Country: | | Canada | | Primary Security ID: | | 136385101 |
Record Date: | | 03/17/2021 | | Meeting Type: | | Annual | | Ticker: | | CNQ |
| | | | | |
| | | | Shares Voted: | | 215,036 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Catherine M. Best | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director M. Elizabeth Cannon | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director N. Murray Edwards | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Christopher L. Fong | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Gordon D. Giffin | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Canadian Natural Resources Limited
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.6 | | Elect Director Wilfred A. Gobert | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Steve W. Laut | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Tim S. McKay | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Frank J. McKenna | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director David A. Tuer | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Annette M. Verschuren | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
Koninklijke Philips NV
| | | | | | | | | | |
Meeting Date: | | 05/06/2021 | | Country: | | Netherlands | | Primary Security��ID: | | N7637U112 |
Record Date: | | 04/08/2021 | | Meeting Type: | | Annual | | Ticker: | | PHIA |
| | | | | |
| | | | Shares Voted: | | 124,472 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | President’s Speech | | Mgmt | | | | | | |
| | | | | |
2.a | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
2.b | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2.c | | Approve Dividends of EUR 0.85 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
2.d | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
2.e | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
| | | | | |
2.f | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reelect Marnix van Ginneken to Management Board | | Mgmt | | For | | For | | For |
| | | | | |
4.a | | Elect Chua Sock Koong to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
4.b | | Elect Indra Nooyi to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5.a | | Grant Board Authority to Issue Shares | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Koninklijke Philips NV
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
5.b | | Authorize Board to Exclude Preemptive Rights from Share Issuances | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Other Business (Non-Voting) | | Mgmt | | | | | | |
Waste Management, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/11/2021 | | Country: | | USA | | Primary Security ID: | | 94106L109 |
Record Date: | | 03/17/2021 | | Meeting Type: | | Annual | | Ticker: | | WM |
| | | | | |
| | | | Shares Voted: | | 39,875 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director James C. Fish, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Andres R. Gluski | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Victoria M. Holt | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Kathleen M. Mazzarella | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Sean E. Menke | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director William B. Plummer | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director John C. Pope | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Maryrose T. Sylvester | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Thomas H. Weidemeyer | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
adidas AG
| | | | | | | | | | |
Meeting Date: | | 05/12/2021 | | Country: | | Germany | | Primary Security ID: | | D0066B185 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | ADS |
| | | | | |
| | | | Shares Voted: | | 23,566 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 3.00 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Management Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Jackie Joyner-Kersee to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Amend Articles Re: Information for Registration in the Share Register | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Creation of EUR 50 Million Pool of Capital with Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Creation of EUR 20 Million Pool of Capital without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Cancel Authorized Capital 2016 | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorize Use of Financial Derivatives when Repurchasing Shares | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Ratify KPMG AG as Auditors for Fiscal Year 2021 | | Mgmt | | For | | For | | For |
Phillips 66
| | | | | | | | | | |
Meeting Date: | | 05/12/2021 | | Country: | | USA | | Primary Security ID: | | 718546104 |
Record Date: | | 03/17/2021 | | Meeting Type: | | Annual | | Ticker: | | PSX |
| | | | | |
| | | | Shares Voted: | | 41,434 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Julie L. Bushman | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Lisa A. Davis | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Adopt GHG Emissions Reduction Targets | | SH | | Against | | For | | Against |
| | | | | |
6 | | Report on Climate Lobbying | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Union Pacific Corporation
| | | | | | | | | | |
Meeting Date: | | 05/13/2021 | | Country: | | USA | | Primary Security ID: | | 907818108 |
Record Date: | | 03/16/2021 | | Meeting Type: | | Annual | | Ticker: | | UNP |
| | | | | |
| | | | Shares Voted: | | 45,425 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Andrew H. Card, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director William J. DeLaney | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director David B. Dillon | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Lance M. Fritz | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Deborah C. Hopkins | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jane H. Lute | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Michael R. McCarthy | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Thomas F. McLarty, III | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Jose H. Villarreal | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Christopher J. Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Nonqualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Report on EEO | | SH | | Against | | For | | For |
| | | | | |
7 | | Publish Annually a Report Assessing Diversity and Inclusion Efforts | | SH | | Against | | For | | For |
| | | | | |
8 | | Annual Vote and Report on Climate Change | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Intercontinental Exchange, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/14/2021 | | Country: | | USA | | Primary Security ID: | | 45866F104 |
Record Date: | | 03/16/2021 | | Meeting Type: | | Annual | | Ticker: | | ICE |
| | | | | |
| | | | Shares Voted: | | 39,728 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Sharon Y. Bowen | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Shantella E. Cooper | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Charles R. Crisp | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Duriya M. Farooqui | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director The Right Hon. the Lord Hague of Richmond | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Mark F. Mulhern | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Thomas E. Noonan | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Frederic V. Salerno | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Caroline L. Silver | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jeffrey C. Sprecher | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Judith A. Sprieser | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Vincent Tese | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Adopt Simple Majority Vote | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Zimmer Biomet Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/14/2021 | | Country: | | USA | | Primary Security ID: | | 98956P102 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | ZBH |
| | | | | |
| | | | Shares Voted: | | 47,874 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Christopher B. Begley | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Betsy J. Bernard | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Michael J. Farrell | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Robert A. Hagemann | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Bryan C. Hanson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Arthur J. Higgins | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Maria Teresa Hilado | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Syed Jafry | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Sreelakshmi Kolli | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Michael W. Michelson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Non-Employee Director Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Amend Deferred Compensation Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Provide Right to Call Special Meeting | | Mgmt | | For | | For | | For |
BNP Paribas SA
| | | | | | | | | | |
Meeting Date: | | 05/18/2021 | | Country: | | France | | Primary Security ID: | | F1058Q238 |
Record Date: | | 05/16/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | BNP |
| | | | | |
| | | | Shares Voted: | | 125,371 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
BNP Paribas SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 1.11 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Auditors’ Special Report on Related-Party Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reelect Pierre Andre de Chalendar as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Reelect Rajna Gibson Brandon as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Christian Noyer as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Juliette Brisac as Representative of Employee Shareholders to the Board | | Mgmt | | For | | Refer | | For |
| | | | | |
A | | Elect Isabelle Coron as Representative of Employee Shareholders to the Board | | Mgmt | | Against | | Refer | | Against |
| | | | | |
B | | Elect Cecile Besse Advani as Representative of Employee Shareholders to the Board | | Mgmt | | Against | | Refer | | Against |
| | | | | |
C | | Elect Dominique Potier as Representative of Employee Shareholders to the Board | | Mgmt | | Against | | Refer | | Against |
| | | | | |
10 | | Approve Remuneration Policy of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Remuneration Policy of Chairman of the Board | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Approve Remuneration Policy of CEO and Vice-CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Approve Compensation of Corporate Officers | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Approve Compensation of Jean Lemierre, Chairman of the Board | | Mgmt | | For | | Refer | | For |
| | | | | |
15 | | Approve Compensation of Jean-Laurent Bonnafe CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
16 | | Approve Compensation of Philippe Bordenave, Vice-CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
17 | | Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | | Mgmt | | For | | Refer | | For |
| | | | | |
18 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.4 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
19 | | Set Limit for the Variable Remuneration of Executives and Specific Employees | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
20 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
E.ON SE
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | Germany | | Primary Security ID: | | D24914133 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | EOAN |
| | | | | |
| | | | Shares Voted: | | 638,705 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 0.47 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Management Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
5.1 | | Ratify KPMG AG as Auditors for Fiscal Year 2021 | | Mgmt | | For | | For | | For |
| | | | | |
5.2 | | Ratify KPMG AG as Auditors for Half-Year and Quarterly Reports 2021 | | Mgmt | | For | | For | | For |
| | | | | |
5.3 | | Ratify KPMG AG as Auditors for the First Quarter of Fiscal Year 2022 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
8.1 | | Elect Erich Clementi to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.2 | | Elect Andreas Schmitz to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.3 | | Elect Ewald Woste to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
9.1 | | Approve Affiliation Agreements with E.ON 45. Verwaltungs GmbH | | Mgmt | | For | | Refer | | For |
| | | | | |
9.2 | | Approve Affiliation Agreement with E.ON 46. Verwaltungs GmbH | | Mgmt | | For | | Refer | | For |
Fiserv, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | USA | | Primary Security ID: | | 337738108 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | FISV |
| | | | | |
| | | | Shares Voted: | | 82,290 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Frank J. Bisignano | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Fiserv, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.2 | | Elect Director Alison Davis | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Henrique de Castro | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Harry F. DiSimone | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Dennis F. Lynch | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Heidi G. Miller | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Scott C. Nuttall | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Denis J. O’Leary | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Doyle R. Simons | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Kevin M. Warren | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | Against |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Northrop Grumman Corporation
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | USA | | Primary Security ID: | | 666807102 |
Record Date: | | 03/23/2021 | | Meeting Type: | | Annual | | Ticker: | | NOC |
| | | | | |
| | | | Shares Voted: | | 16,967 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kathy J. Warden | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David P. Abney | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Marianne C. Brown | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Donald E. Felsinger | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Ann M. Fudge | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director William H. Hernandez | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Madeleine A. Kleiner | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Karl J. Krapek | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Gary Roughead | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Thomas M. Schoewe | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director James S. Turley | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Northrop Grumman Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.12 | | Elect Director Mark A. Welsh, III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Human Rights Impact Assessment | | SH | | Against | | For | | For |
| | | | | |
5 | | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | | SH | | Against | | For | | For |
AIA Group Limited
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | Hong Kong | | Primary Security ID: | | Y002A1105 |
Record Date: | | 05/13/2021 | | Meeting Type: | | Annual | | Ticker: | | 1299 |
| | | | | |
| | | | Shares Voted: | | 595,486 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Lee Yuan Siong as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Chung-Kong Chow as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect John Barrie Harrison as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Lawrence Juen-Yee Lau as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Cesar Velasquez Purisima as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
9A | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
9B | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Kansas City Southern
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | USA | | Primary Security ID: | | 485170302 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | KSU |
| | | | | |
| | | | Shares Voted: | | 35,151 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Lydia I. Beebe | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Lu M. Cordova | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Robert J. Druten | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Antonio O. Garza, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director David Garza-Santos | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Janet H. Kennedy | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Mitchell J. Krebs | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Henry J. Maier | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Thomas A. McDonnell | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Patrick J. Ottensmeyer | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
Morgan Stanley
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | USA | | Primary Security ID: | | 617446448 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | MS |
| | | | | |
| | | | Shares Voted: | | 90,617 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Elizabeth Corley | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Alistair Darling | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Thomas H. Glocer | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James P. Gorman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Robert H. Herz | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Nobuyuki Hirano | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Hironori Kamezawa | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Shelley B. Leibowitz | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Morgan Stanley
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1i | | Elect Director Stephen J. Luczo | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jami Miscik | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Dennis M. Nally | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Mary L. Schapiro | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Perry M. Traquina | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Rayford Wilkins, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Amazon.com, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 023135106 |
Record Date: | | 04/01/2021 | | Meeting Type: | | Annual | | Ticker: | | AMZN |
| | | | | |
| | | | Shares Voted: | | 3,434 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Jeffrey P. Bezos | | Mgmt | | For | | Refer | | For |
| | | | | |
1b | | Elect Director Keith B. Alexander | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jamie S. Gorelick | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Daniel P. Huttenlocher | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Judith A. McGrath | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Indra K. Nooyi | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jonathan J. Rubinstein | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Thomas O. Ryder | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Patricia Q. Stonesifer | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Wendell P. Weeks | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Officers’ Compensation | | | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Amazon.com, Inc.
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
4 | | Report on Customers’ Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations | | SH | | Against | | For | | For |
| | | | | |
5 | | Require Independent Board Chair | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Report on Gender/Racial Pay Gap | | SH | | Against | | For | | For |
| | | | | |
7 | | Report on Promotion Data | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Report on the Impacts of Plastic Packaging | | SH | | Against | | For | | For |
| | | | | |
9 | | Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit | | SH | | Against | | For | | For |
| | | | | |
10 | | Adopt a Policy to Include Hourly Employees as Director Candidates | | SH | | Against | | Refer | | Against |
| | | | | |
11 | | Report on Board Oversight of Risks Related to Anti-Competitive Practices | | SH | | Against | | For | | For |
| | | | | |
12 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
| | | | | |
13 | | Report on Lobbying Payments and Policy | | SH | | Against | | For | | For |
| | | | | |
14 | | Report on Potential Human Rights Impacts of Customers’ Use of Rekognition | | SH | | Against | | For | | For |
Anthem, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 036752103 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | ANTM |
| | | | | |
| | | | Shares Voted: | | 18,581 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Lewis Hay, III | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Antonio F. Neri | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Ramiro G. Peru | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Masimo Corporation
| | | | | | | | | | |
Meeting Date: | | 05/27/2021 | | Country: | | USA | | Primary Security ID: | | 574795100 |
Record Date: | | 04/05/2021 | | Meeting Type: | | Annual | | Ticker: | | MASI |
| | | | | |
| | | | Shares Voted: | | 20,100 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Elect Director Joe Kiani | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
VeriSign, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/27/2021 | | Country: | | USA | | Primary Security ID: | | 92343E102 |
Record Date: | | 04/01/2021 | | Meeting Type: | | Annual | | Ticker: | | VRSN |
| | | | | |
| | | | Shares Voted: | | 19,286 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director D. James Bidzos | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Yehuda Ari Buchalter | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Kathleen A. Cote | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Thomas F. Frist, III | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Jamie S. Gorelick | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Roger H. Moore | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Louis A. Simpson | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Timothy Tomlinson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Alphabet Inc.
| | | | | | | | | | |
Meeting Date: | | 06/02/2021 | | Country: | | USA | | Primary Security ID: | | 02079K305 |
Record Date: | | 04/06/2021 | | Meeting Type: | | Annual | | Ticker: | | GOOGL |
| | | | | |
| | | | Shares Voted: | | 6,050 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Larry Page | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Sergey Brin | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Sundar Pichai | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director John L. Hennessy | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Frances H. Arnold | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director L. John Doerr | | Mgmt | | For | | Refer | | Against |
| | | | | |
1g | | Elect Director Roger W. Ferguson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Ann Mather | | Mgmt | | For | | Against | | Against |
| | | | | |
1i | | Elect Director Alan R. Mulally | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director K. Ram Shriram | | Mgmt | | For | | Refer | | Against |
| | | | | |
1k | | Elect Director Robin L. Washington | | Mgmt | | For | | Refer | | Against |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | Against |
| | | | | |
4 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | SH | | Against | | For | | For |
| | | | | |
5 | | Require Independent Director Nominee with Human and/or Civil Rights Experience | | SH | | Against | | For | | For |
| | | | | |
6 | | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
7 | | Report on Takedown Requests | | SH | | Against | | For | | For |
| | | | | |
8 | | Report on Whistleblower Policies and Practices | | SH | | Against | | Against | | Against |
| | | | | |
9 | | Report on Charitable Contributions | | SH | | Against | | Against | | Against |
| | | | | |
10 | | Report on Risks Related to Anticompetitive Practices | | SH | | Against | | For | | For |
| | | | | |
11 | | Amend Certificate of Incorporation to Become a Public Benefit Corporation | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
China Mengniu Dairy Company Limited
| | | | | | | | | | |
Meeting Date: | | 06/02/2021 | | Country: | | Cayman Islands | | Primary Security ID: | | G21096105 |
Record Date: | | 05/27/2021 | | Meeting Type: | | Annual | | Ticker: | | 2319 |
| | | | | |
| | | | Shares Voted: | | 878,313 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3a | | Elect Niu Gensheng as Director and Authorize Board to Fix His Remuneration | | Mgmt | | For | | Refer | | For |
| | | | | |
3b | | Elect Yau Ka Chi as Director and Authorize Board to Fix His Remuneration | | Mgmt | | For | | Refer | | Against |
| | | | | |
3c | | Elect Simon Dominic Stevens as Director and Authorize Board to Fix His Remuneration | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | Refer | | Against |
| | | | | |
5 | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | Against | | Against |
Walmart Inc.
| | | | | | | | | | |
Meeting Date: | | 06/02/2021 | | Country: | | USA | | Primary Security ID: | | 931142103 |
Record Date: | | 04/09/2021 | | Meeting Type: | | Annual | | Ticker: | | WMT |
| | | | | |
| | | | Shares Voted: | | 46,024 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Cesar Conde | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Sarah J. Friar | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Carla A. Harris | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Thomas W. Horton | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Marissa A. Mayer | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director C. Douglas McMillon | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Gregory B. Penner | | Mgmt | | For | | Refer | | For |
| | | | | |
1i | | Elect Director Steven S Reinemund | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Randall L. Stephenson | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Walmart Inc.
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1k | | Elect Director S. Robson Walton | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Steuart L. Walton | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Refrigerants Released from Operations | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Report on Lobbying Payments and Policy | | SH | | Against | | For | | Against |
| | | | | |
6 | | Report on Alignment of Racial Justice Goals and Starting Wages | | SH | | Against | | For | | For |
| | | | | |
7 | | Approve Creation of a Pandemic Workforce Advisory Council | | SH | | Against | | For | | For |
| | | | | |
8 | | Review of Statement on the Purpose of a Corporation | | SH | | Against | | Refer | | Against |
Gartner, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/03/2021 | | Country: | | USA | | Primary Security ID: | | 366651107 |
Record Date: | | 04/08/2021 | | Meeting Type: | | Annual | | Ticker: | | IT |
| | | | | |
| | | | Shares Voted: | | 32,702 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Peter E. Bisson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Richard J. Bressler | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Raul E. Cesan | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Karen E. Dykstra | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Anne Sutherland Fuchs | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director William O. Grabe | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Eugene A. Hall | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Stephen G. Pagliuca | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Eileen M. Serra | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director James C. Smith | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Gartner, Inc.
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Sarepta Therapeutics, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/03/2021 | | Country: | | USA | | Primary Security ID: | | 803607100 |
Record Date: | | 04/09/2021 | | Meeting Type: | | Annual | | Ticker: | | SRPT |
| | | | | |
| | | | Shares Voted: | | 34,222 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Richard J. Barry | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director M. Kathleen Behrens | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Claude Nicaise | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Taiwan Semiconductor Manufacturing Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/08/2021 | | Country: | | Taiwan | | Primary Security ID: | | Y84629107 |
Record Date: | | 04/09/2021 | | Meeting Type: | | Annual | | Ticker: | | 2330 |
| | | | | |
| | | | Shares Voted: | | 330,450 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Approve Business Operations Report and Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Amendment to Rules and Procedures for Election of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Issuance of Restricted Stocks | | Mgmt | | For | | For | | For |
| | | | | |
| | ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | | Mgmt | | | | | | |
| | | | | |
4.1 | | Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Taiwan Semiconductor Manufacturing Co., Ltd.
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
4.2 | | Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.3 | | Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.4 | | Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.6 | | Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.7 | | Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.8 | | Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.9 | | Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.10 | | Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director | | Mgmt | | For | | For | | For |
Caterpillar Inc.
| | | | | | | | | | |
Meeting Date: | | 06/09/2021 | | Country: | | USA | | Primary Security ID: | | 149123101 |
Record Date: | | 04/12/2021 | | Meeting Type: | | Annual | | Ticker: | | CAT |
| | | | | |
| | | | Shares Voted: | | 15,220 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Kelly A. Ayotte | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David L. Calhoun | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Daniel M. Dickinson | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Gerald Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director David W. MacLennan | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Debra L. Reed-Klages | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Edward B. Rust, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Susan C. Schwab | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director D. James Umpleby, III | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Caterpillar Inc.
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.10 | | Elect Director Miles D. White | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Rayford Wilkins, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Climate Policy | | SH | | Against | | For | | For |
| | | | | |
5 | | Report on Diversity and Inclusion Efforts | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Amend Certificate of Incorporate to become Public Benefit Corporation | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
Dollar Tree, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/10/2021 | | Country: | | USA | | Primary Security ID: | | 256746108 |
Record Date: | | 04/09/2021 | | Meeting Type: | | Annual | | Ticker: | | DLTR |
| | | | | |
| | | | Shares Voted: | | 60,569 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Arnold S. Barron | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Gregory M. Bridgeford | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Thomas W. Dickson | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Lemuel E. Lewis | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Jeffrey G. Naylor | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Winnie Y. Park | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Bob Sasser | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Stephanie P. Stahl | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Carrie A. Wheeler | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Thomas E. Whiddon | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Michael A. Witynski | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Ingersoll Rand Inc.
| | | | | | | | | | |
Meeting Date: | | 06/16/2021 | | Country: | | USA | | Primary Security ID: | | 45687V106 |
Record Date: | | 04/20/2021 | | Meeting Type: | | Annual | | Ticker: | | IR |
| | | | | |
| | | | Shares Voted: | | 223,711 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Eliminate Supermajority Vote Requirement to Amend Bylaws | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
| | If Proposal 1 is Approved, Elect Ten Director Nominees | | Mgmt | | | | | | |
| | | | | |
6a.1 | | Elect Director Peter M. Stavros | | Mgmt | | For | | For | | For |
| | | | | |
6a.2 | | Elect Director Kirk E. Arnold | | Mgmt | | For | | For | | For |
| | | | | |
6a.3 | | Elect Director Elizabeth Centoni | | Mgmt | | For | | For | | For |
| | | | | |
6a.4 | | Elect Director William P. Donnelly | | Mgmt | | For | | For | | For |
| | | | | |
6a.5 | | Elect Director Gary D. Forsee | | Mgmt | | For | | For | | For |
| | | | | |
6a.6 | | Elect Director John Humphrey | | Mgmt | | For | | For | | For |
| | | | | |
6a.7 | | Elect Director Marc E. Jones | | Mgmt | | For | | For | | For |
| | | | | |
6a.8 | | Elect Director Vicente Reynal | | Mgmt | | For | | For | | For |
| | | | | |
6a.9 | | Elect Director Joshua T. Weisenbeck | | Mgmt | | For | | For | | For |
| | | | | |
6a.10 | | Elect Director Tony L. White | | Mgmt | | For | | For | | For |
| | | | | |
| | If Proposal 1 is Not Approved, Elect Four Class I Director Nominees | | Mgmt | | | | | | |
| | | | | |
6b.11 | | Elect Director Peter M. Stavros | | Mgmt | | For | | For | | For |
| | | | | |
6b.12 | | Elect Director Elizabeth Centoni | | Mgmt | | For | | For | | For |
| | | | | |
6b.13 | | Elect Director Gary D. Forsee | | Mgmt | | For | | For | | For |
| | | | | |
6b.14 | | Elect Director Tony L. White | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Subaru Corp.
| | | | | | | | | | |
Meeting Date: | | 06/23/2021 | | Country: | | Japan | | Primary Security ID: | | J7676H100 |
Record Date: | | 03/31/2021 | | Meeting Type: | | Annual | | Ticker: | | 7270 |
| | | | | |
| | | | Shares Voted: | | 155,131 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 28 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Nakamura, Tomomi | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Hosoya, Kazuo | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Mizuma, Katsuyuki | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Onuki, Tetsuo | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Osaki, Atsushi | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Hayata, Fumiaki | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Abe, Yasuyuki | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Yago, Natsunosuke | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Doi, Miwako | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Appoint Statutory Auditor Kato, Yoichi | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Appoint Alternate Statutory Auditor Ryu, Hirohisa | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 90 Ivy VIP Asset Strategy
Reliance Industries Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/24/2021 | | Country: | | India | | Primary Security ID: | | Y72596102 |
Record Date: | | 06/17/2021 | | Meeting Type: | | Annual | | Ticker: | | 500325 |
| | | | | |
| | | | Shares Voted: | | 367,309 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Accept Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Nikhil R. Meswani as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Elect Pawan Kumar Kapil as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Reelect Shumeet Banerji as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration of Cost Auditors | | Mgmt | | For | | For | | For |
ORIX Corp.
| | | | | | | | | | |
Meeting Date: | | 06/25/2021 | | Country: | | Japan | | Primary Security ID: | | J61933123 |
Record Date: | | 03/31/2021 | | Meeting Type: | | Annual | | Ticker: | | 8591 |
| | | | | |
| | | | Shares Voted: | | 563,697 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Amend Articles to Amend Business Lines | | Mgmt | | For | | Refer | | For |
| | | | | |
2.1 | | Elect Director Inoue, Makoto | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Irie, Shuji | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Taniguchi, Shoji | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Matsuzaki, Satoru | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Suzuki, Yoshiteru | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Stan Koyanagi | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Takenaka, Heizo | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Michael Cusumano | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Akiyama, Sakie | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Watanabe, Hiroshi | | Mgmt | | For | | For | | For |
| | | | | |
2.11 | | Elect Director Sekine, Aiko | | Mgmt | | For | | For | | For |
| | | | | |
2.12 | | Elect Director Hodo, Chikatomo | | Mgmt | | For | | For | | For |
DELAWARE IVY VIP BALANCED
(prior to July 1, 2021, Ivy VIP Balanced)
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Constellation Brands, Inc.
| | | | | | | | | | |
Meeting Date: | | 07/21/2020 | | Country: | | USA | | Primary Security ID: | | 21036P108 |
Record Date: | | 05/22/2020 | | Meeting Type: | | Annual | | Ticker: | | STZ |
| | | | | |
| | | | Shares Voted: | | 28,771 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Christy Clark | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Jennifer M. Daniels | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Jerry Fowden | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.4 | | Elect Director Ernesto M. Hernandez | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Susan Somersille Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director James A. Locke, III | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.7 | | Elect Director Jose Manuel Madero Garza | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Daniel J. McCarthy | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director William A. Newlands | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Richard Sands | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Robert Sands | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Judy A. Schmeling | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
VF Corporation
| | | | | | | | | | |
Meeting Date: | | 07/28/2020 | | Country: | | USA | | Primary Security ID: | | 918204108 |
Record Date: | | 05/29/2020 | | Meeting Type: | | Annual | | Ticker: | | VFC |
| | | | | |
| | | | Shares Voted: | | 44,052 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Richard T. Carucci | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Juliana L. Chugg | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Benno Dorer | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Mark S. Hoplamazian | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
VF Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.5 | | Elect Director Laura W. Lang | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director W. Alan McCollough | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director W. Rodney McMullen | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Clarence Otis, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Steven E. Rendle | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Carol L. Roberts | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Matthew J. Shattock | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Veronica B. Wu | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Jazz Pharmaceuticals plc
| | | | | | | | | | |
Meeting Date: | | 07/30/2020 | | Country: | | Ireland | | Primary Security ID: | | G50871105 |
Record Date: | | 06/03/2020 | | Meeting Type: | | Annual | | Ticker: | | JAZZ |
| | | | | |
| | | | Shares Voted: | | 15,128 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Bruce C. Cozadd | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Heather Ann McSharry | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Anne O’Riordan | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Rick E Winningham | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Non-Employee Director Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Reduction in Capital and Creation of Distributable Reserves | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Electronic Arts Inc.
| | | | | | | | | | |
Meeting Date: | | 08/06/2020 | | Country: | | USA | | Primary Security ID: | | 285512109 |
Record Date: | | 06/12/2020 | | Meeting Type: | | Annual | | Ticker: | | EA |
| | | | | |
| | | | Shares Voted: | | 48,213 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Leonard S. Coleman | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Jay C. Hoag | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffrey T. Huber | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Lawrence F. Probst, III | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Talbott Roche | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Richard A. Simonson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Luis A. Ubinas | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Heidi J. Ueberroth | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Andrew Wilson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | Against |
Aon Plc
| | | | | | | | | | |
Meeting Date: | | 08/26/2020 | | Country: | | Ireland | | Primary Security ID: | | G0403H108 |
Record Date: | | 06/30/2020 | | Meeting Type: | | Special | | Ticker: | | AON |
| | | | | |
| | | | Shares Voted: | | 15,460 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve the Issuance of the Aggregate Scheme Consideration | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Darden Restaurants, Inc.
| | | | | | | | | | |
Meeting Date: | | 09/23/2020 | | Country: | | USA | | Primary Security ID: | | 237194105 |
Record Date: | | 07/29/2020 | | Meeting Type: | | Annual | | Ticker: | | DRI |
| | | | | |
| | | | Shares Voted: | | 30,148 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Margaret Shan Atkins | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director James P. Fogarty | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Cynthia T. Jamison | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Eugene I. Lee, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Nana Mensah | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director William S. Simon | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Charles M. Sonsteby | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Timothy J. Wilmott | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Microsoft Corporation
| | | | | | | | | | |
Meeting Date: | | 12/02/2020 | | Country: | | USA | | Primary Security ID: | | 594918104 |
Record Date: | | 10/08/2020 | | Meeting Type: | | Annual | | Ticker: | | MSFT |
| | | | | |
| | | | Shares Voted: | | 49,061 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Reid G. Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Hugh F. Johnston | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Teri L. List-Stoll | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Satya Nadella | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Sandra E. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Penny S. Pritzker | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Charles W. Scharf | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Arne M. Sorenson | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director John W. Stanton | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director John W. Thompson | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Microsoft Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.11 | | Elect Director Emma N. Walmsley | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Padmasree Warrior | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Employee Representation on the Board of Directors | | SH | | Against | | Refer | | Against |
Cisco Systems, Inc.
| | | | | | | | | | |
Meeting Date: | | 12/10/2020 | | Country: | | USA | | Primary Security ID: | | 17275R102 |
Record Date: | | 10/12/2020 | | Meeting Type: | | Annual | | Ticker: | | CSCO |
| | | | | |
| | | | Shares Voted: | | 102,249 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director M. Michele Burns | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Wesley G. Bush | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Michael D. Capellas | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Mark Garrett | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Kristina M. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Roderick C. McGeary | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Charles H. Robbins | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Arun Sarin - Withdrawn | | Mgmt | | | | | | |
| | | | | |
1i | | Elect Director Brenton L. Saunders | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Lisa T. Su | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Change State of Incorporation from California to Delaware | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Require Independent Board Chair | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Micron Technology, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/14/2021 | | Country: | | USA | | Primary Security ID: | | 595112103 |
Record Date: | | 11/18/2020 | | Meeting Type: | | Annual | | Ticker: | | MU |
| | | | | |
| | | | Shares Voted: | | 79,151 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Richard M. Beyer | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Lynn A. Dugle | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Steven J. Gomo | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Mary Pat McCarthy | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Sanjay Mehrotra | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Robert E. Switz | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director MaryAnn Wright | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Emerson Electric Co.
| | | | | | | | | | |
Meeting Date: | | 02/02/2021 | | Country: | | USA | | Primary Security ID: | | 291011104 |
Record Date: | | 11/24/2020 | | Meeting Type: | | Annual | | Ticker: | | EMR |
| | | | | |
| | | | Shares Voted: | | 34,320 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mark A. Blinn | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Arthur F. Golden | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Candace Kendle | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director James S. Turley | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Apple Inc.
| | | | | | | | | | |
Meeting Date: | | 02/23/2021 | | Country: | | USA | | Primary Security ID: | | 037833100 |
Record Date: | | 12/28/2020 | | Meeting Type: | | Annual | | Ticker: | | AAPL |
| | | | | |
| | | | Shares Voted: | | 25,580 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director James Bell | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Tim Cook | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Al Gore | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Andrea Jung | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Art Levinson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Monica Lozano | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ron Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Sue Wagner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Proxy Access Amendments | | SH | | Against | | For | | For |
| | | | | |
5 | | Improve Principles of Executive Compensation Program | | SH | | Against | | Refer | | Against |
Deere & Company
| | | | | | | | | | |
Meeting Date: | | 02/24/2021 | | Country: | | USA | | Primary Security ID: | | 244199105 |
Record Date: | | 12/31/2020 | | Meeting Type: | | Annual | | Ticker: | | DE |
| | | | | |
| | | | Shares Voted: | | 9,080 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Tamra A. Erwin | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Alan C. Heuberger | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Charles O. Holliday, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Dipak C. Jain | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Michael O. Johanns | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Clayton M. Jones | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Deere & Company
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1g | | Elect Director John C. May | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Gregory R. Page | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Sherry M. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Dmitri L. Stockton | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Sheila G. Talton | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Infineon Technologies AG
| | | | | | | | | | |
Meeting Date: | | 02/25/2021 | | Country: | | Germany | | Primary Security ID: | | D35415104 |
Record Date: | | 01/20/2021 | | Meeting Type: | | Annual | | Ticker: | | IFX |
| | | | | |
| | | | Shares Voted: | | 136,084 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2020 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 0.22 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Approve Discharge of Management Board Member Reinhard Ploss for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
3.2 | | Approve Discharge of Management Board Member Helmut Gassel for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
3.3 | | Approve Discharge of Management Board Member Jochen Hanebeck for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
3.4 | | Approve Discharge of Management Board Member Sven Schneider for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.1 | | Approve Discharge of Supervisory Board Member Wolfgang Eder for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.2 | | Approve Discharge of Supervisory Board Member Peter Bauer (until Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.3 | | Approve Discharge of Supervisory Board Member Xiaoqun Clever (from Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Infineon Technologies AG
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
4.4 | | Approve Discharge of Supervisory Board Member Johann Dechant for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Approve Discharge of Supervisory Board Member Herbert Diess (until Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.6 | | Approve Discharge of Supervisory Board Member Friedrich Eichiner (from Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.7 | | Approve Discharge of Supervisory Board Member Annette Engelfried for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.8 | | Approve Discharge of Supervisory Board Member Peter Gruber for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.9 | | Approve Discharge of Supervisory Board Member Gerhard Hobbach (until Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.10 | | Approve Discharge of Supervisory Board Member Hans-Ulrich Holdenried for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.11 | | Approve Discharge of Supervisory Board Member Renate Koecher (until Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.12 | | Approve Discharge of Supervisory Board Member Susanne Lachenmann for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.13 | | Approve Discharge of Supervisory Board Member Geraldine Picaud for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.14 | | Approve Discharge of Supervisory Board Member Manfred Puffer for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.15 | | Approve Discharge of Supervisory Board Member Melanie Riedl (from Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.16 | | Approve Discharge of Supervisory Board Member Kerstin Schulzendorf for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.17 | | Approve Discharge of Supervisory Board Member Juergen Scholz for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.18 | | Approve Discharge of Supervisory Board Member Ulrich Spiesshofer (from Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.19 | | Approve Discharge of Supervisory Board Member Margret Suckale (from Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.20 | | Approve Discharge of Supervisory Board Member Eckart Suenner (until Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.21 | | Approve Discharge of Supervisory Board Member Diana Vitale for Fiscal 2020 | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Infineon Technologies AG
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
5 | | Ratify KPMG AG as Auditors for Fiscal 2021 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Creation of EUR 30 Million Pool of Capital for Employee Stock Purchase Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Amend Articles Re: Information for Registration in the Share Register | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Amend Articles Re: Supervisory Board’s Rules of Procedure | | Mgmt | | For | | For | | For |
The Walt Disney Company
| | | | | | | | | | |
Meeting Date: | | 03/09/2021 | | Country: | | USA | | Primary Security ID: | | 254687106 |
Record Date: | | 01/11/2021 | | Meeting Type: | | Annual | | Ticker: | | DIS |
| | | | | |
| | | | Shares Voted: | | 12,628 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Susan E. Arnold | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Mary T. Barra | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Safra A. Catz | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Robert A. Chapek | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Francis A. deSouza | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Michael B.G. Froman | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Robert A. Iger | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Maria Elena Lagomasino | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Mark G. Parker | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Derica W. Rice | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Report on Lobbying Payments and Policy | | SH | | Against | | For | | For |
| | | | | |
5 | | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
IHS Markit Ltd.
| | | | | | | | | | |
Meeting Date: | | 03/11/2021 | | Country: | | Bermuda | | Primary Security ID: | | G47567105 |
Record Date: | | 01/19/2021 | | Meeting Type: | | Special | | Ticker: | | INFO |
| | | | | |
| | | | Shares Voted: | | 43,452 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Merger Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | Refer | | Against |
The Coca-Cola Company
| | | | | | | | | | |
Meeting Date: | | 04/20/2021 | | Country: | | USA | | Primary Security ID: | | 191216100 |
Record Date: | | 02/19/2021 | | Meeting Type: | | Annual | | Ticker: | | KO |
| | | | | |
| | | | Shares Voted: | | 56,148 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Herbert A. Allen | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Marc Bolland | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Ana Botin | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Christopher C. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Barry Diller | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Helene D. Gayle | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Alexis M. Herman | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Robert A. Kotick | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Maria Elena Lagomasino | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director James Quincey | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Caroline J. Tsay | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director David B. Weinberg | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Sugar and Public Health | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
The Sherwin-Williams Company
| | | | | | | | | | |
Meeting Date: | | 04/21/2021 | | Country: | | USA | | Primary Security ID: | | 824348106 |
Record Date: | | 02/23/2021 | | Meeting Type: | | Annual | | Ticker: | | SHW |
| | | | | |
| | | | Shares Voted: | | 2,688 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Kerrii B. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Arthur F. Anton | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeff M. Fettig | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Richard J. Kramer | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director John G. Morikis | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Christine A. Poon | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Aaron M. Powell | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Michael H. Thaman | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Matthew Thornton, III | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Steven H. Wunning | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Raytheon Technologies Corporation
| | | | | | | | | | |
Meeting Date: | | 04/26/2021 | | Country: | | USA | | Primary Security ID: | | 75513E101 |
Record Date: | | 03/02/2021 | | Meeting Type: | | Annual | | Ticker: | | RTX |
| | | | | |
| | | | Shares Voted: | | 36,523 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Tracy A. Atkinson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Gregory J. Hayes | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Thomas A. Kennedy | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Marshall O. Larsen | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director George R. Oliver | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Robert K. (Kelly) Ortberg | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Raytheon Technologies Corporation
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1g | | Elect Director Margaret L. O’Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Dinesh C. Paliwal | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Ellen M. Pawlikowski | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Denise L. Ramos | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Fredric G. Reynolds | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Brian C. Rogers | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director James A. Winnefeld, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Robert O. Work | | Mgmt | | For | | Refer | | Against |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Executive Incentive Bonus Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Amend Proxy Access Right | | SH | | Against | | For | | For |
The PNC Financial Services Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/27/2021 | | Country: | | USA | | Primary Security ID: | | 693475105 |
Record Date: | | 01/29/2021 | | Meeting Type: | | Annual | | Ticker: | | PNC |
| | | | | |
| | | | Shares Voted: | | 33,230 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Joseph Alvarado | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Charles E. Bunch | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Debra A. Cafaro | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Marjorie Rodgers Cheshire | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director David L. Cohen | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director William S. Demchak | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Andrew T. Feldstein | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Richard J. Harshman | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Daniel R. Hesse | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
The PNC Financial Services Group, Inc.
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1j | | Elect Director Linda R. Medler | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Martin Pfinsgraff | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Toni Townes-Whitley | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Michael J. Ward | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Risk Management and Nuclear Weapon Industry | | SH | | Against | | Against | | Against |
Snap-on Incorporated
| | | | | | | | | | |
Meeting Date: | | 04/29/2021 | | Country: | | USA | | Primary Security ID: | | 833034101 |
Record Date: | | 03/01/2021 | | Meeting Type: | | Annual | | Ticker: | | SNA |
| | | | | |
| | | | Shares Voted: | | 21,223 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director David C. Adams | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Karen L. Daniel | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Ruth Ann M. Gillis | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director James P. Holden | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Nathan J. Jones | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Henry W. Knueppel | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director W. Dudley Lehman | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Nicholas T. Pinchuk | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Gregg M. Sherrill | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Donald J. Stebbins | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
The Goldman Sachs Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/29/2021 | | Country: | | USA | | Primary Security ID: | | 38141G104 |
Record Date: | | 03/01/2021 | | Meeting Type: | | Annual | | Ticker: | | GS |
| | | | | |
| | | | Shares Voted: | | 22,537 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director M. Michele Burns | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Drew G. Faust | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Mark A. Flaherty | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Ellen J. Kullman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Lakshmi N. Mittal | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Adebayo O. Ogunlesi | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Peter Oppenheimer | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director David M. Solomon | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Jan E. Tighe | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jessica R. Uhl | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director David A. Viniar | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Mark O. Winkelman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on the Impacts of Using Mandatory Arbitration | | SH | | Against | | For | | For |
| | | | | |
7 | | Amend Certificate of Incorporation to Become a Public Benefit Corporation | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Report on Racial Equity Audit | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Berkshire Hathaway Inc.
| | | | | | | | | | |
Meeting Date: | | 05/01/2021 | | Country: | | USA | | Primary Security ID: | | 084670702 |
Record Date: | | 03/03/2021 | | Meeting Type: | | Annual | | Ticker: | | BRK.B |
| | | | | |
| | | | Shares Voted: | | 21,716 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Warren E. Buffett | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Charles T. Munger | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Gregory E. Abel | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Howard G. Buffett | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Stephen B. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Kenneth I. Chenault | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Susan L. Decker | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.8 | | Elect Director David S. Gottesman | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.9 | | Elect Director Charlotte Guyman | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Ajit Jain | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Thomas S. Murphy | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Ronald L. Olson | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Walter Scott, Jr. | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.14 | | Elect Director Meryl B. Witmer | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Report on Climate-Related Risks and Opportunities | | SH | | Against | | For | | For |
| | | | | |
3 | | Publish Annually a Report Assessing Diversity and Inclusion Efforts | | SH | | Against | | For | | For |
Eli Lilly and Company
| | | | | | | | | | |
Meeting Date: | | 05/03/2021 | | Country: | | USA | | Primary Security ID: | | 532457108 |
Record Date: | | 02/22/2021 | | Meeting Type: | | Annual | | Ticker: | | LLY |
| | | | | |
| | | | Shares Voted: | | 23,105 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Katherine Baicker | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director J. Erik Fyrwald | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jamere Jackson | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gabrielle Sulzberger | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Jackson P. Tai | | Mgmt | | For | | Refer | | Against |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Eliminate Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Report on Lobbying Payments and Policy | | SH | | Against | | For | | Against |
| | | | | |
7 | | Require Independent Board Chair | | SH | | Against | | Refer | | For |
| | | | | |
8 | | Adopt Policy on Bonus Banking | | SH | | Against | | Refer | | Against |
| | | | | |
9 | | Clawback Disclosure of Recoupment Activity from Senior Officers | | SH | | Against | | For | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
American Express Company
| | | | | | | | | | |
Meeting Date: | | 05/04/2021 | | Country: | | USA | | Primary Security ID: | | 025816109 |
Record Date: | | 03/08/2021 | | Meeting Type: | | Annual | | Ticker: | | AXP |
| | | | | |
| | | | Shares Voted: | | 31,636 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Thomas J. Baltimore | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Charlene Barshefsky | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John J. Brennan | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Peter Chernin | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Ralph de la Vega | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Michael O. Leavitt | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Theodore J. Leonsis | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Karen L. Parkhill | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Charles E. Phillips | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Lynn A. Pike | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Stephen J. Squeri | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Daniel L. Vasella | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Lisa W. Wardell | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
American Express Company
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1n | | Elect Director Ronald A. Williams | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director Christopher D. Young | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
5 | | Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts | | SH | | Against | | For | | For |
Dominion Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | USA | | Primary Security ID: | | 25746U109 |
Record Date: | | 03/05/2021 | | Meeting Type: | | Annual | | Ticker: | | D |
| | | | | |
| | | | Shares Voted: | | 35,699 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1A | | Elect Director James A. Bennett | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Robert M. Blue | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director Helen E. Dragas | | Mgmt | | For | | For | | For |
| | | | | |
1D | | Elect Director James O. Ellis, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1E | | Elect Director D. Maybank Hagood | | Mgmt | | For | | For | | For |
| | | | | |
1F | | Elect Director Ronald W. Jibson | | Mgmt | | For | | For | | For |
| | | | | |
1G | | Elect Director Mark J. Kington | | Mgmt | | For | | For | | For |
| | | | | |
1H | | Elect Director Joseph M. Rigby | | Mgmt | | For | | For | | For |
| | | | | |
1I | | Elect Director Pamela J. Royal | | Mgmt | | For | | For | | For |
| | | | | |
1J | | Elect Director Robert H. Spilman, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1K | | Elect Director Susan N. Story | | Mgmt | | For | | For | | For |
| | | | | |
1L | | Elect Director Michael E. Szymanczyk | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Require Independent Board Chair | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Amend Proxy Access Right | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
IHS Markit Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | Bermuda | | Primary Security ID: | | G47567105 |
Record Date: | | 03/09/2021 | | Meeting Type: | | Annual | | Ticker: | | INFO |
| | | | | |
| | | | Shares Voted: | | 43,452 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Lance Uggla | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director John Browne | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Dinyar S. Devitre | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Ruann F. Ernst | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Jacques Esculier | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Gay Huey Evans | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director William E. Ford | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Nicoletta Giadrossi | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Robert P. Kelly | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Deborah Doyle McWhinney | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Jean-Paul L. Montupet | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Deborah K. Orida | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director James A. Rosenthal | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Philip Morris International Inc.
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | USA | | Primary Security ID: | | 718172109 |
Record Date: | | 03/12/2021 | | Meeting Type: | | Annual | | Ticker: | | PM |
| | | | | |
| | | | Shares Voted: | | 61,871 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Brant Bonin Bough | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Andre Calantzopoulos | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Michel Combes | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Juan Jose Daboub | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Werner Geissler | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Lisa A. Hook | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jun Makihara | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Kalpana Morparia | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Lucio A. Noto | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jacek Olczak | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Frederik Paulsen | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Robert B. Polet | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Shlomo Yanai | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers SA as Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Canadian Natural Resources Limited
| | | | | | | | | | |
Meeting Date: | | 05/06/2021 | | Country: | | Canada | | Primary Security ID: | | 136385101 |
Record Date: | | 03/17/2021 | | Meeting Type: | | Annual | | Ticker: | | CNQ |
| | | | | |
| | | | Shares Voted: | | 150,631 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Catherine M. Best | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director M. Elizabeth Cannon | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director N. Murray Edwards | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Christopher L. Fong | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Gordon D. Giffin | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Wilfred A. Gobert | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Steve W. Laut | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Tim S. McKay | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Frank J. McKenna | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director David A. Tuer | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Annette M. Verschuren | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Tractor Supply Company
| | | | | | | | | | |
Meeting Date: | | 05/06/2021 | | Country: | | USA | | Primary Security ID: | | 892356106 |
Record Date: | | 03/09/2021 | | Meeting Type: | | Annual | | Ticker: | | TSCO |
| | | | | |
| | | | Shares Voted: | | 24,954 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Cynthia T. Jamison | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Joy Brown | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Ricardo Cardenas | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Denise L. Jackson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Thomas A. Kingsbury | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Ramkumar Krishnan | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Edna K. Morris | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Mark J. Weikel | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Harry A. Lawton, III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Certificate of Incorporation to Become a Public Benefit Corporation | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Las Vegas Sands Corp.
| | | | | | | | | | |
Meeting Date: | | 05/13/2021 | | Country: | | USA | | Primary Security ID: | | 517834107 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | LVS |
| | | | | |
| | | | Shares Voted: | | 79,773 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Irwin Chafetz | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Micheline Chau | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Patrick Dumont | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Charles D. Forman | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert G. Goldstein | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director George Jamieson | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Nora M. Jordan | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Charles A. Koppelman | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.9 | | Elect Director Lewis Kramer | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director David F. Levi | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | Against |
O’Reilly Automotive, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/13/2021 | | Country: | | USA | | Primary Security ID: | | 67103H107 |
Record Date: | | 03/04/2021 | | Meeting Type: | | Annual | | Ticker: | | ORLY |
| | | | | |
| | | | Shares Voted: | | 5,454 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director David O’Reilly | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Larry O’Reilly | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Greg Henslee | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jay D. Burchfield | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Thomas T. Hendrickson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director John R. Murphy | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
O’Reilly Automotive, Inc.
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1g | | Elect Director Dana M. Perlman | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Maria A. Sastre | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Andrea M. Weiss | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Proxy Access Right | | SH | | Against | | For | | For |
Union Pacific Corporation
| | | | | | | | | | |
Meeting Date: | | 05/13/2021 | | Country: | | USA | | Primary Security ID: | | 907818108 |
Record Date: | | 03/16/2021 | | Meeting Type: | | Annual | | Ticker: | | UNP |
| | | | | |
| | | | Shares Voted: | | 24,878 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Andrew H. Card, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director William J. DeLaney | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director David B. Dillon | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Lance M. Fritz | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Deborah C. Hopkins | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jane H. Lute | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Michael R. McCarthy | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Thomas F. McLarty, III | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Jose H. Villarreal | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Christopher J. Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Nonqualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Report on EEO | | SH | | Against | | For | | For |
| | | | | |
7 | | Publish Annually a Report Assessing Diversity | | SH | | Against | | For | | For |
| | | | | |
8 | | and Inclusion Efforts Annual Vote and Report on Climate Change | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Intercontinental Exchange, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/14/2021 | | Country: | | USA | | Primary Security ID: | | 45866F104 |
Record Date: | | 03/16/2021 | | Meeting Type: | | Annual | | Ticker: | | ICE |
| | | | | |
| | | | Shares Voted: | | 33,142 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Sharon Y. Bowen | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Shantella E. Cooper | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Charles R. Crisp | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Duriya M. Farooqui | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director The Right Hon. the Lord Hague of Richmond | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Mark F. Mulhern | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Thomas E. Noonan | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Frederic V. Salerno | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Caroline L. Silver | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jeffrey C. Sprecher | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Judith A. Sprieser | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Vincent Tese | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Adopt Simple Majority Vote | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Zimmer Biomet Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/14/2021 | | Country: | | USA | | Primary Security ID: | | 98956P102 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | ZBH |
| | | | | |
| | | | Shares Voted: | | 43,980 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Christopher B. Begley | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Betsy J. Bernard | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Michael J. Farrell | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Robert A. Hagemann | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Bryan C. Hanson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Arthur J. Higgins | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Maria Teresa Hilado | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Syed Jafry | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Sreelakshmi Kolli | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Michael W. Michelson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Non-Employee Director Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Amend Deferred Compensation Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Provide Right to Call Special Meeting | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
JPMorgan Chase & Co.
| | | | | | | | | | |
Meeting Date: | | 05/18/2021 | | Country: | | USA | | Primary Security ID: | | 46625H100 |
Record Date: | | 03/19/2021 | | Meeting Type: | | Annual | | Ticker: | | JPM |
| | | | | |
| | | | Shares Voted: | | 38,128 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Linda B. Bammann | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Stephen B. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Todd A. Combs | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James S. Crown | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director James Dimon | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Mellody Hobson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Michael A. Neal | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Phebe N. Novakovic | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Virginia M. Rometty | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on Racial Equity Audit | | SH | | Against | | Against | | Against |
| | | | | |
7 | | Require Independent Board Chair | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Report on Congruency Political Analysis and Electioneering Expenditures | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Motorola Solutions, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/18/2021 | | Country: | | USA | | Primary Security ID: | | 620076307 |
Record Date: | | 03/19/2021 | | Meeting Type: | | Annual | | Ticker: | | MSI |
| | | | | |
| | | | Shares Voted: | | 15,653 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Gregory Q. Brown | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Kenneth D. Denman | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Egon P. Durban | | Mgmt | | For | | Against | | For |
| | | | | |
1d | | Elect Director Clayton M. Jones | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Judy C. Lewent | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Gregory K. Mondre | | Mgmt | | For | | Refer | | For |
| | | | | |
1g | | Elect Director Joseph M. Tucci | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Carter’s, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | USA | | Primary Security ID: | | 146229109 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | CRI |
| | | | | |
| | | | Shares Voted: | | 36,438 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Hali Borenstein | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Giuseppina Buonfantino | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Michael D. Casey | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director A. Bruce Cleverly | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Jevin S. Eagle | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Mark P. Hipp | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director William J. Montgoris | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director David Pulver | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Gretchen W. Schar | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Cerner Corporation
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | USA | | Primary Security ID: | | 156782104 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | CERN |
| | | | | |
| | | | Shares Voted: | | 63,959 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Mitchell E. Daniels, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Elder Granger | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John J. Greisch | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Melinda J. Mount | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Eliminate Supermajority Vote Requirement | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Elanco Animal Health Incorporated
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | USA | | Primary Security ID: | | 28414H103 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | ELAN |
| | | | | |
| | | | Shares Voted: | | 97,576 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director William F. Doyle | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Art A. Garcia | | Mgmt | | For | | Refer | | Against |
| | | | | |
1c | | Elect Director Denise Scots-Knight | | Mgmt | | For | | Refer | | Against |
| | | | | |
1d | | Elect Director Jeffrey N. Simmons | | Mgmt | | For | | Refer | | Against |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Fiserv, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | USA | | Primary Security ID: | | 337738108 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | FISV |
| | | | | |
| | | | Shares Voted: | | 44,742 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Frank J. Bisignano | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Alison Davis | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Henrique de Castro | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Harry F. DiSimone | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Dennis F. Lynch | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Heidi G. Miller | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Scott C. Nuttall | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Denis J. O’Leary | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Doyle R. Simons | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Kevin M. Warren | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | Against |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Hilton Worldwide Holdings Inc.
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | USA | | Primary Security ID: | | 43300A203 |
Record Date: | | 03/24/2021 | | Meeting Type: | | Annual | | Ticker: | | HLT |
| | | | | |
| | | | Shares Voted: | | 27,611 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Christopher J. Nassetta | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Jonathan D. Gray | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Charlene T. Begley | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Chris Carr | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Melanie L. Healey | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Raymond E. Mabus, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Judith A. McHale | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director John G. Schreiber | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Elizabeth A. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Douglas M. Steenland | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Mondelez International, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | USA | | Primary Security ID: | | 609207105 |
Record Date: | | 03/12/2021 | | Meeting Type: | | Annual | | Ticker: | | MDLZ |
| | | | | |
| | | | Shares Voted: | | 44,414 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Lewis W.K. Booth | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Charles E. Bunch | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Lois D. Juliber | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Peter W. May | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Jorge S. Mesquita | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jane Hamilton Nielsen | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Fredric G. Reynolds | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Christiana S. Shi | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Patrick T. Siewert | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Michael A. Todman | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Jean-Francois M. L. van Boxmeer | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Dirk Van de Put | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Consider Pay Disparity Between Executives and Other Employees | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Morgan Stanley
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | USA | | Primary Security ID: | | 617446448 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | MS |
| | | | | |
| | | | Shares Voted: | | 62,202 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Elizabeth Corley | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Alistair Darling | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Thomas H. Glocer | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James P. Gorman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Robert H. Herz | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Nobuyuki Hirano | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Hironori Kamezawa | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Shelley B. Leibowitz | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Stephen J. Luczo | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jami Miscik | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Dennis M. Nally | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Mary L. Schapiro | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Perry M. Traquina | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Rayford Wilkins, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Merck & Co., Inc.
| | | | | | | | | | |
Meeting Date: | | 05/25/2021 | | Country: | | USA | | Primary Security ID: | | 58933Y105 |
Record Date: | | 03/26/2021 | | Meeting Type: | | Annual | | Ticker: | | MRK |
| | | | | |
| | | | Shares Voted: | | 41,721 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Leslie A. Brun | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Mary Ellen Coe | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Pamela J. Craig | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Kenneth C. Frazier | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Thomas H. Glocer | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Risa J. Lavizzo-Mourey | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Stephen L. Mayo | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Paul B. Rothman | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Patricia F. Russo | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Christine E. Seidman | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Inge G. Thulin | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Kathy J. Warden | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Peter C. Wendell | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
5 | | Report on Access to COVID-19 Products | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Amazon.com, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 023135106 |
Record Date: | | 04/01/2021 | | Meeting Type: | | Annual | | Ticker: | | AMZN |
| | | | | |
| | | | Shares Voted: | | 748 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Jeffrey P. Bezos | | Mgmt | | For | | Refer | | For |
| | | | | |
1b | | Elect Director Keith B. Alexander | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jamie S. Gorelick | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Daniel P. Huttenlocher | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Judith A. McGrath | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Indra K. Nooyi | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jonathan J. Rubinstein | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Thomas O. Ryder | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Patricia Q. Stonesifer | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Wendell P. Weeks | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Report on Customers’ Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations | | SH | | Against | | For | | For |
| | | | | |
5 | | Require Independent Board Chair | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Report on Gender/Racial Pay Gap | | SH | | Against | | For | | For |
| | | | | |
7 | | Report on Promotion Data | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Report on the Impacts of Plastic Packaging | | SH | | Against | | For | | For |
| | | | | |
9 | | Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit | | SH | | Against | | For | | For |
| | | | | |
10 | | Adopt a Policy to Include Hourly Employees as Director Candidates | | SH | | Against | | Refer | | Against |
| | | | | |
11 | | Report on Board Oversight of Risks Related to Anti-Competitive Practices | | SH | | Against | | For | | For |
| | | | | |
12 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
| | | | | |
13 | | Report on Lobbying Payments and Policy | | SH | | Against | | For | | For |
| | | | | |
14 | | Report on Potential Human Rights Impacts of Customers’ Use of Rekognition | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Anthem, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 036752103 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | ANTM |
| | | | | |
| | | | Shares Voted: | | 16,075 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Lewis Hay, III | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Antonio F. Neri | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Ramiro G. Peru | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Chevron Corporation
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 166764100 |
Record Date: | | 03/29/2021 | | Meeting Type: | | Annual | | Ticker: | | CVX |
| | | | | |
| | | | Shares Voted: | | 13,503 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Wanda M. Austin | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director John B. Frank | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Alice P. Gast | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Enrique Hernandez, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Marillyn A. Hewson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jon M. Huntsman, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Charles W. Moorman, IV | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Dambisa F. Moyo | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Debra Reed-Klages | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Ronald D. Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director D. James Umpleby, III | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Michael K. Wirth | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Scope 3 Emissions | | SH | | Against | | For | | For |
| | | | | |
5 | | Report on Impacts of Net Zero 2050 Scenario | | SH | | Against | | For | | For |
| | | | | |
6 | | Amend Certificate of Incorporation to Become a Public Benefit Corporation | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Report on Lobbying Payments and Policy | | SH | | Against | | For | | For |
| | | | | |
8 | | Require Independent Board Chair | | SH | | Against | | Refer | | Against |
| | | | | |
9 | | Reduce Ownership Threshol d for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Facebook, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 30303M102 |
Record Date: | | 04/01/2021 | | Meeting Type: | | Annual | | Ticker: | | FB |
| | | | | |
| | | | Shares Voted: | | 18,679 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Peggy Alford | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Marc L. Andreessen | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Andrew W. Houston | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.4 | | Elect Director Nancy Killefer | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert M. Kimmitt | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Sheryl K. Sandberg | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Peter A. Thiel | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.8 | | Elect Director Tracey T. Travis | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Mark Zuckerberg | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Non-Employee Director Compensation Policy | | Mgmt | | For | | Refer | | Against |
| | | | | |
4 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | SH | | Against | | For | | For |
| | | | | |
5 | | Require Independent Board Chair | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Report on Online Child Sexual Exploitation | | SH | | Against | | For | | For |
| | | | | |
7 | | Require Independent Director Nominee with Human and/or Civil Rights Experience | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Report on Platform Misuse | | SH | | Against | | For | | For |
| | | | | |
9 | | Amend Certificate of Incorporation to Become a Public Benefit Corporation | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Lowe’s Companies, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/28/2021 | | Country: | | USA | | Primary Security ID: | | 548661107 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | LOW |
| | | | | |
| | | | Shares Voted: | | 36,409 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Raul Alvarez | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David H. Batchelder | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Angela F. Braly | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Sandra B. Cochran | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Laurie Z. Douglas | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Richard W. Dreiling | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Marvin R. Ellison | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Daniel J. Heinrich | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Brian C. Rogers | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Bertram L. Scott | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Mary Beth West | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Proxy Access Right | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Cognizant Technology Solutions Corporation
| | | | | | | | | | |
Meeting Date: | | 06/01/2021 | | Country: | | USA | | Primary Security ID: | | 192446102 |
Record Date: | | 04/05/2021 | | Meeting Type: | | Annual | | Ticker: | | CTSH |
| | | | | |
| | | | Shares Voted: | | 51,237 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Zein Abdalla | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Vinita Bali | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Maureen Breakiron-Evans | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Archana Deskus | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director John M. Dineen | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Brian Humphries | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Leo S. Mackay, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Michael Patsalos-Fox | | Mgmt | | For | | Refer | | For |
| | | | | |
1i | | Elect Director Joseph M. Velli | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Sandra S. Wijnberg | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
Alphabet Inc.
| | | | | | | | | | |
Meeting Date: | | 06/02/2021 | | Country: | | USA | | Primary Security ID: | | 02079K305 |
Record Date: | | 04/06/2021 | | Meeting Type: | | Annual | | Ticker: | | GOOGL |
| | | | | |
| | | | Shares Voted: | | 2,654 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Larry Page | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Sergey Brin | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Sundar Pichai | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director John L. Hennessy | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Frances H. Arnold | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director L. John Doerr | | Mgmt | | For | | Refer | | Against |
| | | | | |
1g | | Elect Director Roger W. Ferguson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Ann Mather | | Mgmt | | For | | Against | | Against |
| | | | | |
1i | | Elect Director Alan R. Mulally | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director K. Ram Shriram | | Mgmt | | For | | Refer | | Against |
| | | | | |
1k | | Elect Director Robin L. Washington | | Mgmt | | For | | Refer | | Against |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | Against |
| | | | | |
4 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | SH | | Against | | For | | For |
| | | | | |
5 | | Require Independent Director Nominee with Human and/or Civil Rights Experience | | SH | | Against | | For | | For |
| | | | | |
6 | | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
7 | | Report on Takedown Requests | | SH | | Against | | For | | For |
| | | | | |
8 | | Report on Whistleblower Policies and Practices | | SH | | Against | | Against | | Against |
| | | | | |
9 | | Report on Charitable Contributions | | SH | | Against | | Against | | Against |
| | | | | |
10 | | Report on Risks Related to Anticompetitive Practices | | SH | | Against | | For | | For |
| | | | | |
11 | | Amend Certificate of Incorporation to Become a Public Benefit Corporation | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Aon plc
| | | | | | | | | | |
Meeting Date: | | 06/02/2021 | | Country: | | Ireland | | Primary Security ID: | | G0403H108 |
Record Date: | | 04/08/2021 | | Meeting Type: | | Annual | | Ticker: | | AON |
| | | | | |
| | | | Shares Voted: | | 15,460 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Lester B. Knight | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Gregory C. Case | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Jin-Yong Cai | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Jeffrey C. Campbell | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Fulvio Conti | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Cheryl A. Francis | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director J. Michael Losh | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Richard B. Myers | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Richard C. Notebaert | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Gloria Santona | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Byron O. Spruell | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Carolyn Y. Woo | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Ernst & Young Chartered Accountants as Statutory Auditor | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Amend Articles of Association Re: Article 190 | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Authorize the Board of Directors to Capitalize Certain Non-distributable Reserves | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Creation of Distributable Profits by the Reduction and Cancellation of the Amounts Capitalized Pursuant to the Authority Given Under Proposal 7 | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Hess Corporation
| | | | | | | | | | |
Meeting Date: | | 06/02/2021 | | Country: | | USA | | Primary Security ID: | | 42809H107 |
Record Date: | | 04/12/2021 | | Meeting Type: | | Annual | | Ticker: | | HES |
| | | | | |
| | | | Shares Voted: | | 50,702 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Terrence J. Checki | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Leonard S. Coleman, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Joaquin Duato | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director John B. Hess | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Edith E. Holiday | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Marc S. Lipschultz | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director David McManus | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Kevin O. Meyers | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Karyn F. Ovelmen | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director James H. Quigley | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director William G. Schrader | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
UnitedHealth Group Incorporated
| | | | | | | | | | |
Meeting Date: | | 06/07/2021 | | Country: | | USA | | Primary Security ID: | | 91324P102 |
Record Date: | | 04/09/2021 | | Meeting Type: | | Annual | | Ticker: | | UNH |
| | | | | |
| | | | Shares Voted: | | 9,525 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Richard T. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Stephen J. Hemsley | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Michele J. Hooper | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director F. William McNabb, III | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Valerie C. Montgomery Rice | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director John H. Noseworthy | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Gail R. Wilensky | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Andrew Witty | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | Against |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Autodesk, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/16/2021 | | Country: | | USA | | Primary Security ID: | | 052769106 |
Record Date: | | 04/19/2021 | | Meeting Type: | | Annual | | Ticker: | | ADSK |
| | | | | |
| | | | Shares Voted: | | 21,763 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Andrew Anagnost | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Karen Blasing | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Reid French | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Ayanna Howard | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Blake Irving | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Mary T. McDowell | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Stephen Milligan | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Lorrie M. Norrington | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Elizabeth (Betsy) Rafael | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Stacy J. Smith | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 98 Ivy VIP Balanced
Ingersoll Rand Inc.
| | | | | | | | | | |
Meeting Date: | | 06/16/2021 | | Country: | | USA | | Primary Security ID: | | 45687V106 |
Record Date: | | 04/20/2021 | | Meeting Type: | | Annual | | Ticker: | | IR |
| | | | | |
| | | | Shares Voted: | | 60,139 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Eliminate Supermajority Vote Requirement to Amend Bylaws | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
| | If Proposal 1 is Approved, Elect Ten Director Nominees | | Mgmt | | | | | | |
| | | | | |
6a.1 | | Elect Director Peter M. Stavros | | Mgmt | | For | | For | | For |
| | | | | |
6a.2 | | Elect Director Kirk E. Arnold | | Mgmt | | For | | For | | For |
| | | | | |
6a.3 | | Elect Director Elizabeth Centoni | | Mgmt | | For | | For | | For |
| | | | | |
6a.4 | | Elect Director William P. Donnelly | | Mgmt | | For | | For | | For |
| | | | | |
6a.5 | | Elect Director Gary D. Forsee | | Mgmt | | For | | For | | For |
| | | | | |
6a.6 | | Elect Director John Humphrey | | Mgmt | | For | | For | | For |
| | | | | |
6a.7 | | Elect Director Marc E. Jones | | Mgmt | | For | | For | | For |
| | | | | |
6a.8 | | Elect Director Vicente Reynal | | Mgmt | | For | | For | | For |
| | | | | |
6a.9 | | Elect Director Joshua T. Weisenbeck | | Mgmt | | For | | For | | For |
| | | | | |
6a.10 | | Elect Director Tony L. White | | Mgmt | | For | | For | | For |
| | | | | |
| | If Proposal 1 is Not Approved, Elect Four Class I Director Nominees | | Mgmt | | | | | | |
| | | | | |
6b.11 | | Elect Director Peter M. Stavros | | Mgmt | | For | | For | | For |
| | | | | |
6b.12 | | Elect Director Elizabeth Centoni | | Mgmt | | For | | For | | For |
| | | | | |
6b.13 | | Elect Director Gary D. Forsee | | Mgmt | | For | | For | | For |
| | | | | |
6b.14 | | Elect Director Tony L. White | | Mgmt | | For | | For | | For |
DELAWARE IVY VIP CORE EQUITY
(prior to July 1, 2021, Ivy VIP Core Equity)
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Aon Plc
| | | | | | | | | | |
Meeting Date: | | 08/26/2020 | | Country: | | Ireland | | Primary Security ID: | | G0403H108 |
Record Date: | | 06/30/2020 | | Meeting Type: | | Special | | Ticker: | | AON |
| | | | | |
| | | | Shares Voted: | | 82,393 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Approve the Issuance of the Aggregate Scheme Consideration | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Take-Two Interactive Software, Inc.
| | | | | | | | | | |
Meeting Date: | | 09/16/2020 | | Country: | | USA | | Primary Security ID: | | 874054109 |
Record Date: | | 07/20/2020 | | Meeting Type: | | Annual | | Ticker: | | TTWO |
| | | | | |
| | | | Shares Voted: | | 62,963 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Strauss Zelnick | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Michael Dornemann | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director J Moses | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Michael Sheresky | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director LaVerne Srinivasan | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Susan Tolson | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Paul Viera | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Roland Hernandez | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
NIKE, Inc.
| | | | | | | | | | |
Meeting Date: | | 09/17/2020 | | Country: | | USA | | Primary Security ID: | | 654106103 |
Record Date: | | 07/17/2020 | | Meeting Type: | | Annual | | Ticker: | | NKE |
| | | | | |
| | | | Shares Voted: | | 100,931 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Alan B. Graf, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Peter B. Henry | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Michelle A. Peluso | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | Against |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | Against |
| | | | | |
5 | | Report on Political Contributions Disclosure | | SH | | Against | | For | | For |
General Mills, Inc.
| | | | | | | | | | |
Meeting Date: | | 09/22/2020 | | Country: | | USA | | Primary Security ID: | | 370334104 |
Record Date: | | 07/24/2020 | | Meeting Type: | | Annual | | Ticker: | | GIS |
| | | | | |
| | | | Shares Voted: | | 69,348 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director R. Kerry Clark | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director David M. Cordani | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Roger W. Ferguson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jeffrey L. Harmening | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Maria G. Henry | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jo Ann Jenkins | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Elizabeth C. Lempres | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Diane L. Neal | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Steve Odland | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Maria A. Sastre | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Eric D. Sprunk | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Jorge A. Uribe | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Apollo Global Management, Inc.
| | | | | | | | | | |
Meeting Date: | | 10/01/2020 | | Country: | | USA | | Primary Security ID: | | 03768E105 |
Record Date: | | 08/07/2020 | | Meeting Type: | | Annual | | Ticker: | | APO |
| | | | | |
| | | | Shares Voted: | | 90,546 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Leon Black | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Joshua Harris | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Marc Rowan | | Mgmt | | For | | Withhold | | Withhold |
| | | | | |
1.4 | | Elect Director Michael Ducey | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.5 | | Elect Director Robert Kraft | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director A.B. Krongard | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.7 | | Elect Director Pauline Richards | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | | Three Years | | Three Years |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | Refer | | Against |
Analog Devices, Inc.
| | | | | | | | | | |
Meeting Date: | | 10/08/2020 | | Country: | | USA | | Primary Security ID: | | 032654105 |
Record Date: | | 08/31/2020 | | Meeting Type: | | Special | | Ticker: | | ADI |
| | | | | |
| | | | Shares Voted: | | 95,647 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Issue Shares in Connection with Acquisition | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
The Procter & Gamble Company
| | | | | | | | | | |
Meeting Date: | | 10/13/2020 | | Country: | | USA | | Primary Security ID: | | 742718109 |
Record Date: | | 08/14/2020 | | Meeting Type: | | Annual | | Ticker: | | PG |
| | | | | |
| | | | Shares Voted: | | 81,259 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Francis S. Blake | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Angela F. Braly | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Amy L. Chang | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Joseph Jimenez | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Debra L. Lee | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Terry J. Lundgren | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Christine M. McCarthy | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director W. James McNerney, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Nelson Peltz | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director David S. Taylor | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Margaret C. Whitman | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Patricia A. Woertz | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Report on Efforts to Eliminate Deforestation | | SH | | Against | | For | | For |
| | | | | |
6 | | Publish Annually a Report Assessing Diversity and Inclusion Efforts | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Sysco Corporation
| | | | | | | | | | |
Meeting Date: | | 11/20/2020 | | Country: | | USA | | Primary Security ID: | | 871829107 |
Record Date: | | 09/21/2020 | | Meeting Type: | | Annual | | Ticker: | | SYY |
| | | | | |
| | | | Shares Voted: | | 104,192 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Daniel J. Brutto | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director John M. Cassaday | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Joshua D. Frank | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Larry C. Glasscock | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Bradley M. Halverson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director John M. Hinshaw | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Kevin P. Hourican | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Hans-Joachim Koerber | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Stephanie A. Lundquist | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Nelson Peltz | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Edward D. Shirley | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Sheila G. Talton | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Microsoft Corporation
| | | | | | | | | | |
Meeting Date: | | 12/02/2020 | | Country: | | USA | | Primary Security ID: | | 594918104 |
Record Date: | | 10/08/2020 | | Meeting Type: | | Annual | | Ticker: | | MSFT |
| | | | | |
| | | | Shares Voted: | | 247,735 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Reid G. Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Hugh F. Johnston | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Teri L. List-Stoll | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Satya Nadella | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Sandra E. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Penny S. Pritzker | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Charles W. Scharf | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Arne M. Sorenson | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director John W. Stanton | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Microsoft Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.10 | | Elect Director John W. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Emma N. Walmsley | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Padmasree Warrior | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Employee Representation on the Board of Directors | | SH | | Against | | Refer | | Against |
AutoZone, Inc.
| | | | | | | | | | |
Meeting Date: | | 12/16/2020 | | Country: | | USA | | Primary Security ID: | | 053332102 |
Record Date: | | 10/19/2020 | | Meeting Type: | | Annual | | Ticker: | | AZO |
| | | | | |
| | | | Shares Voted: | | 12,055 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Douglas H. Brooks | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Linda A. Goodspeed | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Earl G. Graves, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Enderson Guimaraes | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Michael M. Calbert | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director D. Bryan Jordan | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Gale V. King | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director George R. Mrkonic, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director William C. Rhodes, III | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Jill A. Soltau | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
D.R. Horton, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/20/2021 | | Country: | | USA | | Primary Security ID: | | 23331A109 |
Record Date: | | 11/30/2020 | | Meeting Type: | | Annual | | Ticker: | | DHI |
| | | | | |
| | | | Shares Voted: | | 107,483 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Donald R. Horton | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Barbara K. Allen | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Brad S. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Michael R. Buchanan | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Michael W. Hewatt | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Maribess L. Miller | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Costco Wholesale Corporation
| | | | | | | | | | |
Meeting Date: | | 01/21/2021 | | Country: | | USA | | Primary Security ID: | | 22160K105 |
Record Date: | | 11/12/2020 | | Meeting Type: | | Annual | | Ticker: | | COST |
| | | | | |
| | | | Shares Voted: | | 37,818 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Susan L. Decker | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Kenneth D. Denman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Richard A. Galanti | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director W. Craig Jelinek | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Sally Jewell | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Charles T. Munger | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Jeffrey S. Raikes | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Intuit Inc.
| | | | | | | | | | |
Meeting Date: | | 01/21/2021 | | Country: | | USA | | Primary Security ID: | | 461202103 |
Record Date: | | 11/23/2020 | | Meeting Type: | | Annual | | Ticker: | | INTU |
| | | | | |
| | | | Shares Voted: | | 17,136 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Eve Burton | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Scott D. Cook | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Richard L. Dalzell | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Sasan K. Goodarzi | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Deborah Liu | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Tekedra Mawakana | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Dennis D. Powell | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Brad D. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Thomas Szkutak | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Raul Vazquez | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Jeff Weiner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Apple Inc.
| | | | | | | | | | |
Meeting Date: | | 02/23/2021 | | Country: | | USA | | Primary Security ID: | | 037833100 |
Record Date: | | 12/28/2020 | | Meeting Type: | | Annual | | Ticker: | | AAPL |
| | | | | |
| | | | Shares Voted: | | 294,620 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director James Bell | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Tim Cook | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Al Gore | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Andrea Jung | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Apple Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1e | | Elect Director Art Levinson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Monica Lozano | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ron Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Sue Wagner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Proxy Access Amendments | | SH | | Against | | For | | For |
| | | | | |
5 | | Improve Principles of Executive Compensation Program | | SH | | Against | | Refer | | Against |
Deere & Company
| | | | | | | | | | |
Meeting Date: | | 02/24/2021 | | Country: | | USA | | Primary Security ID: | | 244199105 |
Record Date: | | 12/31/2020 | | Meeting Type: | | Annual | | Ticker: | | DE |
| | | | | |
| | | | Shares Voted: | | 35,864 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Tamra A. Erwin | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Alan C. Heuberger | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Charles O. Holliday, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Dipak C. Jain | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Michael O. Johanns | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Clayton M. Jones | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director John C. May | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Gregory R. Page | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Sherry M. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Dmitri L. Stockton | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Sheila G. Talton | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Analog Devices, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/10/2021 | | Country: | | USA | | Primary Security ID: | | 032654105 |
Record Date: | | 01/04/2021 | | Meeting Type: | | Annual | | Ticker: | | ADI |
| | | | | |
| | | | Shares Voted: | | 90,576 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Ray Stata | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Vincent Roche | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director James A. Champy | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Anantha P. Chandrakasan | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Bruce R. Evans | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Edward H. Frank | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Laurie H. Glimcher | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Karen M. Golz | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Mark M. Little | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Kenton J. Sicchitano | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Susie Wee | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
TE Connectivity Ltd.
| | | | | | | | | | |
Meeting Date: | | 03/10/2021 | | Country: | | Switzerland | | Primary Security ID: | | H84989104 |
Record Date: | | 02/18/2021 | | Meeting Type: | | Annual | | Ticker: | | TEL |
| | | | | |
| | | | Shares Voted: | | 147,108 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Pierre R. Brondeau | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Terrence R. Curtin | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Carol A. (John) Davidson | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Lynn A. Dugle | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director William A. Jeffrey | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
TE Connectivity Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1f | | Elect Director David M. Kerko *Withdrawn Resolution* | | Mgmt | | | | | | |
| | | | | |
1g | | Elect Director Thomas J. Lynch | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Heath A. Mitts | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Yong Nam | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Daniel J. Phelan | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Abhijit Y. Talwalkar | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Mark C. Trudeau | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Dawn C. Willoughby | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Laura H. Wright | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Board Chairman Thomas J. Lynch | | Mgmt | | For | | For | | For |
| | | | | |
3a | | Elect Daniel J. Phelan as Member of Management Development and Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
3b | | Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
3c | | Elect Mark C. Trudeau as Member of Management Development and Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
3d | | Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Designate Rene Schwarzenbach as Independent Proxy | | Mgmt | | For | | For | | For |
| | | | | |
5.1 | | Accept Annual Report for Fiscal Year Ended September 25, 2020 | | Mgmt | | For | | For | | For |
| | | | | |
5.2 | | Accept Statutory Financial Statements for Fiscal Year Ended September 25, 2020 | | Mgmt | | For | | For | | For |
| | | | | |
5.3 | | Approve Consolidated Financial Statements for Fiscal Year Ended September 25, 2020 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | For | | For |
| | | | | |
7.1 | | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021 | | Mgmt | | For | | For | | For |
| | | | | |
7.2 | | Ratify Deloitte AG as Swiss Registered Auditors | | Mgmt | | For | | For | | For |
| | | | | |
7.3 | | Ratify PricewaterhouseCoopers AG as Special Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
TE Connectivity Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve the Increase in Maximum Aggregate Remuneration of Executive Management | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Maximum Aggregate Remuneration of Board of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Allocation of Available Earnings at September 25, 2020 | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Approve Declaration of Dividend | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Approve Reduction in Share Capital via Cancelation of Shares | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Amend Non-Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Adjourn Meeting | | Mgmt | | For | | For | | For |
The Sherwin-Williams Company
| | | | | | | | | | |
Meeting Date: | | 04/21/2021 | | Country: | | USA | | Primary Security ID: | | 824348106 |
Record Date: | | 02/23/2021 | | Meeting Type: | | Annual | | Ticker: | | SHW |
| | | | | |
| | | | Shares Voted: | | 18,803 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Kerrii B. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Arthur F. Anton | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeff M. Fettig | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Richard J. Kramer | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director John G. Morikis | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Christine A. Poon | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Aaron M. Powell | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Michael H. Thaman | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Matthew Thornton, III | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Steven H. Wunning | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Texas Instruments Incorporated
| | | | | | | | | | |
Meeting Date: | | 04/22/2021 | | Country: | | USA | | Primary Security ID: | | 882508104 |
Record Date: | | 02/22/2021 | | Meeting Type: | | Annual | | Ticker: | | TXN |
| | | | | |
| | | | Shares Voted: | | 71,764 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Mark A. Blinn | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Todd M. Bluedorn | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Janet F. Clark | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Carrie S. Cox | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Martin S. Craighead | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jean M. Hobby | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Michael D. Hsu | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Ronald Kirk | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Pamela H. Patsley | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Robert E. Sanchez | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Richard K. Templeton | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Charter Communications, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/27/2021 | | Country: | | USA | | Primary Security ID: | | 16119P108 |
Record Date: | | 02/26/2021 | | Meeting Type: | | Annual | | Ticker: | | CHTR |
| | | | | |
| | | | Shares Voted: | | 19,283 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director W. Lance Conn | | Mgmt | | For | | Refer | | Against |
| | | | | |
1b | | Elect Director Kim C. Goodman | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Craig A. Jacobson | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gregory B. Maffei | | Mgmt | | For | | Against | | Against |
| | | | | |
1e | | Elect Director John D. Markley, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director David C. Merritt | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director James E. Meyer | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Steven A. Miron | | Mgmt | | For | | Refer | | Against |
| | | | | |
1i | | Elect Director Balan Nair | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Michael A. Newhouse | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Mauricio Ramos | | Mgmt | | For | | Refer | | Against |
| | | | | |
1l | | Elect Director Thomas M. Rutledge | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Eric L. Zinterhofer | | Mgmt | | For | | Refer | | Against |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Report on Lobbying Payments and Policy | | SH | | Against | | For | | For |
| | | | | |
4 | | Require Independent Board Chair | | SH | | Against | | Refer | | For |
| | | | | |
5 | | Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on Greenhouse Gas Emissions Disclosure | | SH | | Against | | For | | For |
| | | | | |
7 | | Adopt Policy to Annually Disclose EEO-1 Data | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
HCA Healthcare, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | USA | | Primary Security ID: | | 40412C101 |
Record Date: | | 03/08/2021 | | Meeting Type: | | Annual | | Ticker: | | HCA |
| | | | | |
| | | | Shares Voted: | | 89,867 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Thomas F. Frist, III | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Samuel N. Hazen | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Meg G. Crofton | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Robert J. Dennis | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Nancy-Ann DeParle | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director William R. Frist | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Charles O. Holliday, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Michael W. Michelson | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Wayne J. Riley | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
5 | | Assess Feasibility of Increasing the Impact of the Company’s Performance on Quality Metrics for Senior Executive Compensation | | SH | | Against | | Against | | Against |
Aptiv PLC
| | | | | | | | | | |
Meeting Date: | | 04/30/2021 | | Country: | | Jersey | | Primary Security ID: | | G6095L109 |
Record Date: | | 03/02/2021 | | Meeting Type: | | Annual | | Ticker: | | APTV |
| | | | | |
| | | | Shares Voted: | | 126,204 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Kevin P. Clark | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Richard L. Clemmer | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Nancy E. Cooper | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Nicholas M. Donofrio | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Rajiv L. Gupta | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Joseph L. Hooley | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Merit E. Janow | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Sean O. Mahoney | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Paul M. Meister | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Aptiv PLC
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1j | | Elect Director Robert K. Ortberg | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Colin J. Parris | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Ana G. Pinczuk | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
Eli Lilly and Company
| | | | | | | | | | |
Meeting Date: | | 05/03/2021 | | Country: | | USA | | Primary Security ID: | | 532457108 |
Record Date: | | 02/22/2021 | | Meeting Type: | | Annual | | Ticker: | | LLY |
| | | | | |
| | | | Shares Voted: | | 80,586 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Katherine Baicker | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director J. Erik Fyrwald | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jamere Jackson | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gabrielle Sulzberger | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Jackson P. Tai | | Mgmt | | For | | Refer | | Against |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Eliminate Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Report on Lobbying Payments and Policy | | SH | | Against | | For | | Against |
| | | | | |
7 | | Require Independent Board Chair | | SH | | Against | | Refer | | For |
| | | | | |
8 | | Adopt Policy on Bonus Banking | | SH | | Against | | Refer | | Against |
| | | | | |
9 | | Clawback Disclosure of Recoupment Activity from Senior Officers | | SH | | Against | | For | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
American Express Company
| | | | | | | | | | |
Meeting Date: | | 05/04/2021 | | Country: | | USA | | Primary Security ID: | | 025816109 |
Record Date: | | 03/08/2021 | | Meeting Type: | | Annual | | Ticker: | | AXP |
| | | | | |
| | | | Shares Voted: | | 73,557 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Thomas J. Baltimore | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Charlene Barshefsky | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John J. Brennan | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Peter Chernin | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Ralph de la Vega | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Michael O. Leavitt | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Theodore J. Leonsis | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Karen L. Parkhill | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Charles E. Phillips | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Lynn A. Pike | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Stephen J. Squeri | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Daniel L. Vasella | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Lisa W. Wardell | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Ronald A. Williams | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director Christopher D. Young | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
5 | | Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
CME Group Inc.
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | USA | | Primary Security ID: | | 12572Q105 |
Record Date: | | 03/08/2021 | | Meeting Type: | | Annual | | Ticker: | | CME |
| | | | | |
| | | | Shares Voted: | | 82,978 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Terrence A. Duffy | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Timothy S. Bitsberger | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Charles P. Carey | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Dennis H. Chookaszian | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Bryan T. Durkin | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Ana Dutra | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Martin J. Gepsman | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Larry G. Gerdes | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Daniel R. Glickman | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Daniel G. Kaye | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Phyllis M. Lockett | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Deborah J. Lucas | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Terry L. Savage | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Rahael Seifu | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director William R. Shepard | | Mgmt | | For | | For | | For |
| | | | | |
1p | | Elect Director Howard J. Siegel | | Mgmt | | For | | For | | For |
| | | | | |
1q | | Elect Director Dennis A. Suskind | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Danaher Corporation
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | USA | | Primary Security ID: | | 235851102 |
Record Date: | | 03/08/2021 | | Meeting Type: | | Annual | | Ticker: | | DHR |
| | | | | |
| | | | Shares Voted: | | 55,233 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Rainer M. Blair | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Linda Hefner Filler | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Teri List | | Mgmt | | For | | Refer | | Against |
| | | | | |
1d | | Elect Director Walter G. Lohr, Jr. | | Mgmt | | For | | Refer | | Against |
| | | | | |
1e | | Elect Director Jessica L. Mega | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Mitchell P. Rales | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Steven M. Rales | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Pardis C. Sabeti | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director John T. Schwieters | | Mgmt | | For | | Refer | | Against |
| | | | | |
1j | | Elect Director Alan G. Spoon | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Raymond C. Stevens | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Elias A. Zerhouni | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Discover Financial Services
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | USA | | Primary Security ID: | | 254709108 |
Record Date: | | 03/08/2021 | | Meeting Type: | | Annual | | Ticker: | | DFS |
| | | | | |
| | | | Shares Voted: | | 162,723 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jeffrey S. Aronin | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Mary K. Bush | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Gregory C. Case | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Candace H. Duncan | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Joseph F. Eazor | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Cynthia A. Glassman | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Roger C. Hochschild | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Thomas G. Maheras | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Discover Financial Services
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.9 | | Elect Director Michael H. Moskow | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director David L. Rawlinson, II | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Mark A. Thierer | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Jennifer L. Wong | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
United Rentals, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/06/2021 | | Country: | | USA | | Primary Security ID: | | 911363109 |
Record Date: | | 03/09/2021 | | Meeting Type: | | Annual | | Ticker: | | URI |
| | | | | |
| | | | Shares Voted: | | 53,194 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jose B. Alvarez | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Marc A. Bruno | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Matthew J. Flannery | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Bobby J. Griffin | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Kim Harris Jones | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Terri L. Kelly | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Michael J. Kneeland | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Gracia C. Martore | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Filippo Passerini | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Donald C. Roof | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Shiv Singh | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Stanley Black & Decker, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/10/2021 | | Country: | | USA | | Primary Security ID: | | 854502101 |
Record Date: | | 03/11/2021 | | Meeting Type: | | Annual | | Ticker: | | SWK |
| | | | | |
| | | | Shares Voted: | | 53,480 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Andrea J. Ayers | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director George W. Buckley | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Patrick D. Campbell | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Carlos M. Cardoso | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Robert B. Coutts | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Debra A. Crew | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Michael D. Hankin | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director James M. Loree | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Jane M. Palmieri | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Mojdeh Poul | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Dmitri L. Stockton | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Irving Tan | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Eliminate Supermajority Vote Requirement Applicable Under the Connecticut Business Corporation Act | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Adopt Majority Voting for Uncontested Election of Directors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Union Pacific Corporation
| | | | | | | | | | |
Meeting Date: | | 05/13/2021 | | Country: | | USA | | Primary Security ID: | | 907818108 |
Record Date: | | 03/16/2021 | | Meeting Type: | | Annual | | Ticker: | | UNP |
| | | | | |
| | | | Shares Voted: | | 93,012 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Andrew H. Card, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director William J. DeLaney | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director David B. Dillon | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Lance M. Fritz | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Deborah C. Hopkins | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jane H. Lute | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Michael R. McCarthy | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Thomas F. McLarty, III | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Jose H. Villarreal | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Christopher J. Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Nonqualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Report on EEO | | SH | | Against | | For | | For |
| | | | | |
7 | | Publish Annually a Report Assessing Diversity and Inclusion Efforts | | SH | | Against | | For | | For |
| | | | | |
8 | | Annual Vote and Report on Climate Change | | SH | | Against | | Against | | Against |
Zimmer Biomet Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/14/2021 | | Country: | | USA | | Primary Security ID: | | 98956P102 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | ZBH |
| | | | | |
| | | | Shares Voted: | | 117,267 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Christopher B. Begley | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Betsy J. Bernard | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Michael J. Farrell | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Zimmer Biomet Holdings, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1d | | Elect Director Robert A. Hagemann | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Bryan C. Hanson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Arthur J. Higgins | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Maria Teresa Hilado | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Syed Jafry | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Sreelakshmi Kolli | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Michael W. Michelson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Non-Employee Director Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Amend Deferred Compensation Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Provide Right to Call Special Meeting | | Mgmt | | For | | For | | For |
JPMorgan Chase & Co.
| | | | | | | | | | |
Meeting Date: | | 05/18/2021 | | Country: | | USA | | Primary Security ID: | | 46625H100 |
Record Date: | | 03/19/2021 | | Meeting Type: | | Annual | | Ticker: | | JPM |
| | | | | |
| | | | Shares Voted: | | 161,699 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Linda B. Bammann | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Stephen B. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Todd A. Combs | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James S. Crown | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director James Dimon | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Mellody Hobson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Michael A. Neal | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
JPMorgan Chase & Co.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1i | | Elect Director Phebe N. Novakovic | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Virginia M. Rometty | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on Racial Equity Audit | | SH | | Against | | Against | | Against |
| | | | | |
7 | | Require Independent Board Chair | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Report on Congruency Political Analysis and Electioneering Expenditures | | SH | | Against | | For | | For |
Fiserv, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | USA | | Primary Security ID: | | 337738108 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | FISV |
| | | | | |
| | | | Shares Voted: | | 254,898 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Frank J. Bisignano | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Alison Davis | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Henrique de Castro | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Harry F. DiSimone | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Dennis F. Lynch | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Heidi G. Miller | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Scott C. Nuttall | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Denis J. O’Leary | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Doyle R. Simons | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Kevin M. Warren | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | Against |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Morgan Stanley
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | USA | | Primary Security ID: | | 617446448 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | MS |
| | | | | |
| | | | Shares Voted: | | 197,592 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Elizabeth Corley | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Alistair Darling | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Thomas H. Glocer | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James P. Gorman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Robert H. Herz | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Nobuyuki Hirano | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Hironori Kamezawa | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Shelley B. Leibowitz | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Stephen J. Luczo | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jami Miscik | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Dennis M. Nally | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Mary L. Schapiro | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Perry M. Traquina | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Rayford Wilkins, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
NextEra Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | USA | | Primary Security ID: | | 65339F101 |
Record Date: | | 03/23/2021 | | Meeting Type: | | Annual | | Ticker: | | NEE |
| | | | | |
| | | | Shares Voted: | | 215,704 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Sherry S. Barrat | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director James L. Camaren | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Kenneth B. Dunn | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Naren K. Gursahaney | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Kirk S. Hachigian | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Amy B. Lane | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director David L. Porges | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director James L. Robo | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Rudy E. Schupp | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director John L. Skolds | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Lynn M. Utter | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Darryl L. Wilson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
Zoetis Inc.
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | USA | | Primary Security ID: | | 98978V103 |
Record Date: | | 03/26/2021 | | Meeting Type: | | Annual | | Ticker: | | ZTS |
| | | | | |
| | | | Shares Voted: | | 73,344 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Sanjay Khosla | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Antoinette R. Leatherberry | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Willie M. Reed | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Linda Rhodes | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Zoetis Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Adopt Simple Majority Vote | | SH | | Against | | For | | For |
Amazon.com, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 023135106 |
Record Date: | | 04/01/2021 | | Meeting Type: | | Annual | | Ticker: | | AMZN |
| | | | | |
| | | | Shares Voted: | | 7,420 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jeffrey P. Bezos | | Mgmt | | For | | Refer | | For |
| | | | | |
1b | | Elect Director Keith B. Alexander | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jamie S. Gorelick | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Daniel P. Huttenlocher | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Judith A. McGrath | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Indra K. Nooyi | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jonathan J. Rubinstein | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Thomas O. Ryder | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Patricia Q. Stonesifer | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Wendell P. Weeks | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Report on Customers’ Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations | | SH | | Against | | For | | For |
| | | | | |
5 | | Require Independent Board Chair | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Report on Gender/Racial Pay Gap | | SH | | Against | | For | | For |
| | | | | |
7 | | Report on Promotion Data | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Report on the Impacts of Plastic Packaging | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Amazon.com, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
9 | | Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit | | SH | | Against | | For | | For |
| | | | | |
10 | | Adopt a Policy to Include Hourly Employees as Director Candidates | | SH | | Against | | Refer | | Against |
| | | | | |
11 | | Report on Board Oversight of Risks Related to Anti-Competitive Practices | | SH | | Against | | For | | For |
| | | | | |
12 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
| | | | | |
13 | | Report on Lobbying Payments and Policy | | SH | | Against | | For | | For |
| | | | | |
14 | | Report on Potential Human Rights Impacts of Customers’ Use of Rekognition | | SH | | Against | | For | | For |
PayPal Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 70450Y103 |
Record Date: | | 03/30/2021 | | Meeting Type: | | Annual | | Ticker: | | PYPL |
| | | | | |
| | | | Shares Voted: | | 41,608 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Rodney C. Adkins | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Jonathan Christodoro | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John J. Donahoe | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director David W. Dorman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Belinda J. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Gail J. McGovern | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Deborah M. Messemer | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director David M. Moffett | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Ann M. Sarnoff | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Daniel H. Schulman | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Frank D. Yeary | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
5 | | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Welltower Inc.
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 95040Q104 |
Record Date: | | 03/30/2021 | | Meeting Type: | | Annual | | Ticker: | | WELL |
| | | | | |
| | | | Shares Voted: | | 120,794 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Kenneth J. Bacon | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Karen B. DeSalvo | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffrey H. Donahue | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Philip L. Hawkins | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Dennis G. Lopez | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Shankh Mitra | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ade J. Patton | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Diana W. Reid | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Sergio D. Rivera | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Johnese M. Spisso | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Kathryn M. Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Alphabet Inc.
| | | | | | | | | | |
Meeting Date: | | 06/02/2021 | | Country: | | USA | | Primary Security ID: | | 02079K305 |
Record Date: | | 04/06/2021 | | Meeting Type: | | Annual | | Ticker: | | GOOGL |
| | | | | |
| | | | Shares Voted: | | 11,886 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Larry Page | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Sergey Brin | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Sundar Pichai | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director John L. Hennessy | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Frances H. Arnold | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director L. John Doerr | | Mgmt | | For | | Refer | | Against |
| | | | | |
1g | | Elect Director Roger W. Ferguson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Ann Mather | | Mgmt | | For | | Against | | Against |
| | | | | |
1i | | Elect Director Alan R. Mulally | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director K. Ram Shriram | | Mgmt | | For | | Refer | | Against |
| | | | | |
1k | | Elect Director Robin L. Washington | | Mgmt | | For | | Refer | | Against |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | Against |
| | | | | |
4 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | SH | | Against | | For | | For |
| | | | | |
5 | | Require Independent Director Nominee with Human and/or Civil Rights Experience | | SH | | Against | | For | | For |
| | | | | |
6 | | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
7 | | Report on Takedown Requests | | SH | | Against | | For | | For |
| | | | | |
8 | | Report on Whistleblower Policies and Practices | | SH | | Against | | Against | | Against |
| | | | | |
9 | | Report on Charitable Contributions | | SH | | Against | | Against | | Against |
| | | | | |
10 | | Report on Risks Related to Anticompetitive Practices | | SH | | Against | | For | | For |
| | | | | |
11 | | Amend Certificate of Incorporation to Become a Public Benefit Corporation | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Aon plc
| | | | | | | | | | |
Meeting Date: | | 06/02/2021 | | Country: | | Ireland | | Primary Security ID: | | G0403H108 |
Record Date: | | 04/08/2021 | | Meeting Type: | | Annual | | Ticker: | | AON |
| | | | | |
| | | | Shares Voted: | | 83,581 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Lester B. Knight | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Gregory C. Case | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Jin-Yong Cai | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Jeffrey C. Campbell | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Fulvio Conti | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Cheryl A. Francis | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director J. Michael Losh | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Richard B. Myers | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Richard C. Notebaert | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Gloria Santona | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Byron O. Spruell | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Carolyn Y. Woo | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Ernst & Young Chartered Accountants as Statutory Auditor | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Amend Articles of Association Re: Article 190 | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Authorize the Board of Directors to Capitalize Certain Non-distributable Reserves | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Creation of Distributable Profits by the Reduction and Cancellation of the Amounts Capitalized Pursuant to the Authority Given Under Proposal 7 | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Artisan Partners Asset Management Inc.
| | | | | | | | | | |
Meeting Date: | | 06/02/2021 | | Country: | | USA | | Primary Security ID: | | 04316A108 |
Record Date: | | 04/08/2021 | | Meeting Type: | | Annual | | Ticker: | | APAM |
| | | | | |
| | | | Shares Voted: | | 213,659 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jennifer A. Barbetta | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Matthew R. Barger | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Eric R. Colson | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Tench Coxe | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.5 | | Elect Director Stephanie G. DiMarco | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.6 | | Elect Director Jeffrey A. Joerres | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.7 | | Elect Director Andrew A. Ziegler | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
Netflix, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/03/2021 | | Country: | | USA | | Primary Security ID: | | 64110L106 |
Record Date: | | 04/08/2021 | | Meeting Type: | | Annual | | Ticker: | | NFLX |
| | | | | |
| | | | Shares Voted: | | 25,910 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Richard N. Barton | | Mgmt | | For | | Withhold | | Withhold |
| | | | | |
1b | | Elect Director Rodolphe Belmer | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1c | | Elect Director Bradford L. Smith | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1d | | Elect Director Anne M. Sweeney | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | Against |
| | | | | |
4 | | Report on Political Contributions | | SH | | Against | | For | | For |
| | | | | |
5 | | Adopt Simple Majority Vote | | SH | | Against | | For | | For |
| | | | | |
6 | | Improve the Executive Compensation Philosophy | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
UnitedHealth Group Incorporated
| | | | | | | | | | |
Meeting Date: | | 06/07/2021 | | Country: | | USA | | Primary Security ID: | | 91324P102 |
Record Date: | | 04/09/2021 | | Meeting Type: | | Annual | | Ticker: | | UNH |
| | | | | |
| | | | Shares Voted: | | 62,038 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Richard T. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Stephen J. Hemsley | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Michele J. Hooper | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director F. William McNabb, III | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Valerie C. Montgomery Rice | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director John H. Noseworthy | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Gail R. Wilensky | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Andrew Witty | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Taiwan Semiconductor Manufacturing Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/08/2021 | | Country: | | Taiwan | | Primary Security ID: | | Y84629107 |
Record Date: | | 04/09/2021 | | Meeting Type: | | Annual | | Ticker: | | 2330 |
| | | | | |
| | | | Shares Voted: | | 107,441 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Business Operations Report and Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Amendment to Rules and Procedures for Election of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Issuance of Restricted Stocks | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Taiwan Semiconductor Manufacturing Co., Ltd.
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
| | ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | | Mgmt | | | | | | |
| | | | | |
4.1 | | Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.2 | | Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.3 | | Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.4 | | Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.6 | | Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.7 | | Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.8 | | Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.9 | | Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.10 | | Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director | | Mgmt | | For | | For | | For |
Mastercard Incorporated
| | | | | | | | | | |
Meeting Date: | | 06/22/2021 | | Country: | | USA | | Primary Security ID: | | 57636Q104 |
Record Date: | | 04/23/2021 | | Meeting Type: | | Annual | | Ticker: | | MA |
| | | | | |
| | | | Shares Voted: | | 57,613 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Ajay Banga | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Merit E. Janow | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Richard K. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Steven J. Freiberg | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Julius Genachowski | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Choon Phong Goh | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 95 Ivy VIP Core Equity
Mastercard Incorporated
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1g | | Elect Director Oki Matsumoto | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Michael Miebach | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Youngme Moon | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Rima Qureshi | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Jose Octavio Reyes Lagunes | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Gabrielle Sulzberger | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Jackson Tai | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Lance Uggla | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Non-Employee Director Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Eliminate Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
DELAWARE IVY VIP CORPORATE BOND
(prior to July 1, 2021, Ivy VIP Corporate Bond)
Proxy Voting Record
There was no proxy voting for Delaware Ivy VIP Corporate Bond, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
DELAWARE IVY VIP ENERGY
(prior to July 1, 2021, Ivy VIP Energy)
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Liberty Oilfield Services Inc.
| | | | | | | | | | |
Meeting Date: | | 11/30/2020 | | Country: | | USA | | Primary Security ID: | | 53115L104 |
Record Date: | | 10/20/2020 | | Meeting Type: | | Special | | Ticker: | | LBRT |
| | | | | |
| | | | Shares Voted: | | 64,987 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Issue Shares in Connection with Acquisition | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
WPX Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 12/30/2020 | | Country: | | USA | | Primary Security ID: | | 98212B103 |
Record Date: | | 11/04/2020 | | Meeting Type: | | Special | | Ticker: | | WPX |
| | | | | |
| | | | Shares Voted: | | 162,012 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Approve Merger Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Parsley Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/12/2021 | | Country: | | USA | | Primary Security ID: | | 701877102 |
Record Date: | | 12/07/2020 | | Meeting Type: | | Special | | Ticker: | | PE |
| | | | | |
| | | | Shares Voted: | | 97,473 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Approve Merger Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Pioneer Natural Resources Company
| | | | | | | | | | |
Meeting Date: | | 01/12/2021 | | Country: | | USA | | Primary Security ID: | | 723787107 |
Record Date: | | 12/07/2020 | | Meeting Type: | | Special | | Ticker: | | PXD |
| | | | | |
| | | | Shares Voted: | | 14,209 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Issue Shares in Connection with Merger | | Mgmt | | For | | Refer | | For |
Concho Resources Inc.
| | | | | | | | | | |
Meeting Date: | | 01/15/2021 | | Country: | | USA | | Primary Security ID: | | 20605P101 |
Record Date: | | 12/11/2020 | | Meeting Type: | | Special | | Ticker: | | CXO |
| | | | | |
| | | | Shares Voted: | | 26,650 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Approve Merger Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | Refer | | Against |
ConocoPhillips
| | | | | | | | | | |
Meeting Date: | | 01/15/2021 | | Country: | | USA | | Primary Security ID: | | 20825C104 |
Record Date: | | 12/11/2020 | | Meeting Type: | | Special | | Ticker: | | COP |
| | | | | |
| | | | Shares Voted: | | 27,812 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Issue Shares in Connection with Merger | | Mgmt | | For | | Refer | | For |
Aspen Technology, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/29/2021 | | Country: | | USA | | Primary Security ID: | | 045327103 |
Record Date: | | 12/08/2020 | | Meeting Type: | | Annual | | Ticker: | | AZPN |
| | | | | |
| | | | Shares Voted: | | 8,935 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Thomas M. Bradicich | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Adriana Karaboutis | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Georgia Keresty | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Helmerich & Payne, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/02/2021 | | Country: | | USA | | Primary Security ID: | | 423452101 |
Record Date: | | 01/05/2021 | | Meeting Type: | | Annual | | Ticker: | | HP |
| | | | | |
| | | | Shares Voted: | | 18,637 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Delaney M. Bellinger | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Kevin G. Cramton | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Randy A. Foutch | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Hans Helmerich | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director John W. Lindsay | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jose R. Mas | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Thomas A. Petrie | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Donald F. Robillard, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Edward B. Rust, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Mary M. VanDeWeghe | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director John D. Zeglis | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Schlumberger N.V.
| | | | | | | | | | |
Meeting Date: | | 04/07/2021 | | Country: | | Curacao | | Primary Security ID: | | 806857108 |
Record Date: | | 02/17/2021 | | Meeting Type: | | Annual | | Ticker: | | SLB |
| | | | | |
| | | | Shares Voted: | | 72,913 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Patrick de La Chevardiere | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Miguel M. Galuccio | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Olivier Le Peuch | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Tatiana A. Mitrova | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Maria Moræus Hanssen | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Mark G. Papa | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Henri Seydoux | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Jeff W. Sheets | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Adopt and Approve Financials and Dividends | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Amend Non-Employee Director Restricted Stock Plan | | Mgmt | | For | | Refer | | For |
American Electric Power Company, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/20/2021 | | Country: | | USA | | Primary Security ID: | | 025537101 |
Record Date: | | 02/22/2021 | | Meeting Type: | | Annual | | Ticker: | | AEP |
| | | | | |
| | | | Shares Voted: | | 2,830 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Nicholas K. Akins | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David J. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director J. Barnie Beasley, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Art A. Garcia | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Linda A. Goodspeed | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
American Electric Power Company, Inc.
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.6 | | Elect Director Thomas E. Hoaglin | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Sandra Beach Lin | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Margaret M. McCarthy | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Stephen S. Rasmussen | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Oliver G. Richard, III | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Daryl Roberts | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Sara Martinez Tucker | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Liberty Oilfield Services Inc.
| | | | | | | | | | |
Meeting Date: | | 04/20/2021 | | Country: | | USA | | Primary Security ID: | | 53115L104 |
Record Date: | | 02/22/2021 | | Meeting Type: | | Annual | | Ticker: | | LBRT |
| | | | | |
| | | | Shares Voted: | | 107,930 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Ken Babcock | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Brett Staffieri | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Christopher A. Wright | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Marathon Petroleum Corporation
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | USA | | Primary Security ID: | | 56585A102 |
Record Date: | | 03/02/2021 | | Meeting Type: | | Annual | | Ticker: | | MPC |
| | | | | |
| | | | Shares Voted: | | 55,014 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Abdulaziz F. Alkhayyal | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Jonathan Z. Cohen | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Michael J. Hennigan | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Frank M. Semple | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Eliminate Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | | SH | | Against | | Refer | | Against |
Cabot Oil & Gas Corporation
| | | | | | | | | | |
Meeting Date: | | 04/29/2021 | | Country: | | USA | | Primary Security ID: | | 127097103 |
Record Date: | | 03/03/2021 | | Meeting Type: | | Annual | | Ticker: | | COG |
| | | | | |
| | | | Shares Voted: | | 26,362 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Dorothy M. Ables | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Rhys J. Best | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Robert S. Boswell | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Amanda M. Brock | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Peter B. Delaney | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Dan O. Dinges | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director W. Matt Ralls | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Marcus A. Watts | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
EOG Resources, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/29/2021 | | Country: | | USA | | Primary Security ID: | | 26875P101 |
Record Date: | | 03/05/2021 | | Meeting Type: | | Annual | | Ticker: | | EOG |
| | | | | |
| | | | Shares Voted: | | 23,687 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Janet F. Clark | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Charles R. Crisp | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Robert P. Daniels | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James C. Day | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director C. Christopher Gaut | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Michael T. Kerr | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Julie J. Robertson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Donald F. Textor | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director William R. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Valero Energy Corporation
| | | | | | | | | | |
Meeting Date: | | 04/29/2021 | | Country: | | USA | | Primary Security ID: | | 91913Y100 |
Record Date: | | 03/03/2021 | | Meeting Type: | | Annual | | Ticker: | | VLO |
| | | | | |
| | | | Shares Voted: | | 33,783 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director H. Paulett Eberhart | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Joseph W. Gorder | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Kimberly S. Greene | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Deborah P. Majoras | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Eric D. Mullins | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Donald L. Nickles | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Philip J. Pfeiffer | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Robert A. Profusek | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Stephen M. Waters | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Randall J. Weisenburger | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Rayford Wilkins, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Suncor Energy Inc.
| | | | | | | | | | |
Meeting Date: | | 05/04/2021 | | Country: | | Canada | | Primary Security ID: | | 867224107 |
Record Date: | | 03/08/2021 | | Meeting Type: | | Annual | | Ticker: | | SU |
| | | | | |
| | | | Shares Voted: | | 51,305 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Patricia M. Bedient | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John D. Gass | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Russell (Russ) K. Girling | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Jean Paul (JP) Gladu | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Dennis M. Houston | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Mark S. Little | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Brian P. MacDonald | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Maureen McCaw | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Lorraine Mitchelmore | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Eira M. Thomas | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Suncor Energy Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.11 | | Elect Director Michael M. Wilson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Stock Option Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
Dominion Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | USA | | Primary Security ID: | | 25746U109 |
Record Date: | | 03/05/2021 | | Meeting Type: | | Annual | | Ticker: | | D |
| | | | | |
| | | | Shares Voted: | | 3,794 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director James A. Bennett | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Robert M. Blue | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director Helen E. Dragas | | Mgmt | | For | | For | | For |
| | | | | |
1D | | Elect Director James O. Ellis, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1E | | Elect Director D. Maybank Hagood | | Mgmt | | For | | For | | For |
| | | | | |
1F | | Elect Director Ronald W. Jibson | | Mgmt | | For | | For | | For |
| | | | | |
1G | | Elect Director Mark J. Kington | | Mgmt | | For | | For | | For |
| | | | | |
1H | | Elect Director Joseph M. Rigby | | Mgmt | | For | | For | | For |
| | | | | |
1I | | Elect Director Pamela J. Royal | | Mgmt | | For | | For | | For |
| | | | | |
1J | | Elect Director Robert H. Spilman, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1K | | Elect Director Susan N. Story | | Mgmt | | For | | For | | For |
| | | | | |
1L | | Elect Director Michael E. Szymanczyk | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Require Independent Board Chair | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Amend Proxy Access Right | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Canadian Natural Resources Limited
| | | | | | | | | | |
Meeting Date: | | 05/06/2021 | | Country: | | Canada | | Primary Security ID: | | 136385101 |
Record Date: | | 03/17/2021 | | Meeting Type: | | Annual | | Ticker: | | CNQ |
| | | | | |
| | | | Shares Voted: | | 41,375 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Catherine M. Best | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director M. Elizabeth Cannon | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director N. Murray Edwards | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Christopher L. Fong | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Gordon D. Giffin | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Wilfred A. Gobert | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Steve W. Laut | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Tim S. McKay | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Frank J. McKenna | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director David A. Tuer | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Annette M. Verschuren | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
Duke Energy Corporation
| | | | | | | | | | |
Meeting Date: | | 05/06/2021 | | Country: | | USA | | Primary Security ID: | | 26441C204 |
Record Date: | | 03/08/2021 | | Meeting Type: | | Annual | | Ticker: | | DUK |
| | | | | |
| | | | Shares Voted: | | 2,671 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Michael G. Browning | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Annette K. Clayton | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Theodore F. Craver, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Robert M. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Caroline Dorsa | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Duke Energy Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.6 | | Elect Director W. Roy Dunbar | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Nicholas C. Fanandakis | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Lynn J. Good | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director John T. Herron | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director E. Marie McKee | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Michael J. Pacilio | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Thomas E. Skains | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director William E. Webster, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Eliminate Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Require Independent Board Chair | | SH | | Against | | Refer | | For |
| | | | | |
6 | | Report on Political Contributions and Expenditures | | SH | | Against | | For | | For |
ConocoPhillips
| | | | | | | | | | |
Meeting Date: | | 05/11/2021 | | Country: | | USA | | Primary Security ID: | | 20825C104 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | COP |
| | | | | |
| | | | Shares Voted: | | 73,220 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Charles E. Bunch | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Caroline Maury Devine | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John V. Faraci | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jody Freeman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Gay Huey Evans | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jeffrey A. Joerres | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ryan M. Lance | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Timothy A. Leach | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director William H. McRaven | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
ConocoPhillips
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1j | | Elect Director Sharmila Mulligan | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Eric D. Mullins | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Arjun N. Murti | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Robert A. Niblock | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director David T. Seaton | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director R.A. Walker | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Adopt Simple Majority Vote | | SH | | For | | For | | For |
| | | | | |
5 | | Emission Reduction Targets | | SH | | Against | | For | | For |
Bloom Energy Corporation
| | | | | | | | | | |
Meeting Date: | | 05/12/2021 | | Country: | | USA | | Primary Security ID: | | 093712107 |
Record Date: | | 03/16/2021 | | Meeting Type: | | Annual | | Ticker: | | BE |
| | | | | |
| | | | Shares Voted: | | 22,146 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Michael Boskin | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director John T. Chambers | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director L. John Doerr - Withdrawn | | Mgmt | | | | | | |
| | | | | |
2 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
ChampionX Corp.
| | | | | | | | | | |
Meeting Date: | | 05/12/2021 | | Country: | | USA | | Primary Security ID: | | 15872M104 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | CHX |
| | | | | |
| | | | Shared Voted: | | 111,274 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Sivasankaran (Soma) Somasundaram | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Stephen K. Wagner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Dril-Quip, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/12/2021 | | Country: | | USA | | Primary Security ID: | | 262037104 |
Record Date: | | 03/18/2021 | | Meeting Type: | | Annual | | Ticker: | | DRQ |
| | | | | |
| | | | Shares Voted: | | 34,497 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Steven L. Newman | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Amy B. Schwetz | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
First Solar, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/12/2021 | | Country: | | USA | | Primary Security ID: | | 336433107 |
Record Date: | | 03/23/2021 | | Meeting Type: | | Annual | | Ticker: | | FSLR |
| | | | | |
| | | | Shares Voted: | | 9,365 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Michael J. Ahearn | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Sharon L. Allen | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Richard D. Chapman | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director George A. Hambro | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Kathryn A. Hollister | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Molly E. Joseph | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Craig Kennedy | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director William J. Post | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Paul H. Stebbins | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Michael Sweeney | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Mark R. Widmar | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Report on Board Diversity | | SH | | Against | | For | | For |
Phillips 66
| | | | | | | | | | |
Meeting Date: | | 05/12/2021 | | Country: | | USA | | Primary Security ID: | | 718546104 |
Record Date: | | 03/17/2021 | | Meeting Type: | | Annual | | Ticker: | | PSX |
| | | | | |
| | | | Shares Voted: | | 29,809 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Julie L. Bushman | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Lisa A. Davis | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Adopt GHG Emissions Reduction Targets | | SH | | Against | | For | | Against |
| | | | | |
6 | | Report on Climate Lobbying | | SH | | Against | | For | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Baker Hughes Company
| | | | | | | | | | |
Meeting Date: | | 05/14/2021 | | Country: | | USA | | Primary Security ID: | | 05722G100 |
Record Date: | | 03/18/2021 | | Meeting Type: | | Annual | | Ticker: | | BKR |
| | | | | |
| | | | Shares Voted: | | 87,591 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director W. Geoffrey Beattie | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Gregory D. Brenneman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Cynthia B. Carroll | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Clarence P. Cazalot, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Nelda J. Connors | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Gregory L. Ebel | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Lynn L. Elsenhans | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director John G. Rice | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Lorenzo Simonelli | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Nonqualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Cactus, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/18/2021 | | Country: | | USA | | Primary Security ID: | | 127203107 |
Record Date: | | 04/12/2021 | | Meeting Type: | | Annual | | Ticker: | | WHD |
| | | | | |
| | | | Shares Voted: | | 82,962 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Michael McGovern | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director John (Andy) O’Donnell | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Enphase Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | USA | | Primary Security ID: | | 29355A107 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | ENPH |
| | | | | |
| | | | Shares Voted: | | 10,807 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Badrinarayanan Kothandaraman | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Joseph Malchow | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Halliburton Company
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | USA | | Primary Security ID: | | 406216101 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | HAL |
| | | | | |
| | | | Shares Voted: | | 87,455 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Abdulaziz F. Al Khayyal | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director William E. Albrecht | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director M. Katherine Banks | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Alan M. Bennett | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Milton Carroll | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Murry S. Gerber | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Patricia Hemingway Hall | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Robert A. Malone | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Jeffrey A. Miller | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Bhavesh V. (Bob) Patel | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | Against |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
NOV Inc.
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | USA | | Primary Security ID: | | 62955J103 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | NOV |
| | | | | |
| | | | Shares Voted: | | 42,695 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Clay C. Williams | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Greg L. Armstrong | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Marcela E. Donadio | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Ben A. Guill | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director James T. Hackett | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director David D. Harrison | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Eric L. Mattson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Melody B. Meyer | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director William R. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Continental Resources, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | USA | | Primary Security ID: | | 212015101 |
Record Date: | | 03/24/2021 | | Meeting Type: | | Annual | | Ticker: | | CLR |
| | | | | |
| | | | Shares Voted: | | 33,835 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director William B. Berry | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Harold G. Hamm | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Shelly Lambertz | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.4 | | Elect Director Ellis L. ‘Lon’ McCain | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director John T. McNabb, II | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Mark E. Monroe | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Timothy G. Taylor | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | Against |
NextEra Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | USA | | Primary Security ID: | | 65339F101 |
Record Date: | | 03/23/2021 | | Meeting Type: | | Annual | | Ticker: | | NEE |
| | | | | |
| | | | Shares Voted: | | 6,976 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Sherry S. Barrat | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director James L. Camaren | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Kenneth B. Dunn | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Naren K. Gursahaney | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Kirk S. Hachigian | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Amy B. Lane | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director David L. Porges | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director James L. Robo | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Rudy E. Schupp | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director John L. Skolds | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Lynn M. Utter | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Darryl L. Wilson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Chevron Corporation
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 166764100 |
Record Date: | | 03/29/2021 | | Meeting Type: | | Annual | | Ticker: | | CVX |
| | | | | |
| | | | Shares Voted: | | 15,415 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Wanda M. Austin | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director John B. Frank | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Alice P. Gast | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Enrique Hernandez, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Marillyn A. Hewson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jon M. Huntsman, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Charles W. Moorman, IV | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Dambisa F. Moyo | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Debra Reed-Klages | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Ronald D. Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director D. James Umpleby, III | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Michael K. Wirth | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Scope 3 Emissions | | SH | | Against | | For | | For |
| | | | | |
5 | | Report on Impacts of Net Zero 2050 Scenario | | SH | | Against | | For | | For |
| | | | | |
6 | | Amend Certificate of Incorporation to Become a Public Benefit Corporation | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Report on Lobbying Payments and Policy | | SH | | Against | | For | | For |
| | | | | |
8 | | Require Independent Board Chair | | SH | | Against | | Refer | | Against |
| | | | | |
9 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Exxon Mobil Corporation
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 30231G102 |
Record Date: | | 03/29/2021 | | Meeting Type: | | Proxy Contest | | Ticker: | | XOM |
| | | | | |
| | | | Shares Voted: | | 52,810 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Management Proxy (Blue Proxy Card) | | Mgmt | | | | | | |
| | | | | |
1.1 | | Elect Director Michael J. Angelakis | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.2 | | Elect Director Susan K. Avery | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.3 | | Elect Director Angela F. Braly | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.4 | | Elect Director Ursula M. Burns | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.5 | | Elect Director Kenneth C. Frazier | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.6 | | Elect Director Joseph L. Hooley | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.7 | | Elect Director Steven A. Kandarian | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.8 | | Elect Director Douglas R. Oberhelman | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.9 | | Elect Director Samuel J. Palmisano | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.10 | | Elect Director Jeffrey W. Ubben | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.11 | | Elect Director Darren W. Woods | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.12 | | Elect Director Wan Zulkiflee | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | Do Not Vote |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Exxon Mobil Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Require Independent Board Chair | | SH | | Against | | Refer | | Do Not Vote |
| | | | | |
5 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | Refer | | Do Not Vote |
| | | | | |
6 | | Issue Audited Report on Financial Impacts of IEA’s Net Zero 2050 Scenario | | SH | | Against | | Refer | | Do Not Vote |
| | | | | |
7 | | Report on Costs and Benefits of Environmental-Related Expenditures | | SH | | Against | | Refer | | Do Not Vote |
| | | | | |
8 | | Report on Political Contributions | | SH | | Against | | Refer | | Do Not Vote |
| | | | | |
9 | | Report on Lobbying Payments and Policy | | SH | | Against | | Refer | | Do Not Vote |
| | | | | |
10 | | Report on Corporate Climate Lobbying Aligned with Paris Agreement | | SH | | Against | | Refer | | Do Not Vote |
| | | | | |
| | Dissident Proxy (White Proxy Card) | | Mgmt | | | | | | |
| | | | | |
1.1 | | Elect Director Gregory J. Goff | | SH | | For | | Refer | | For |
| | | | | |
1.2 | | Elect Director Kaisa Hietala | | SH | | For | | Refer | | For |
| | | | | |
1.3 | | Elect Director Alexander A. Karsner | | SH | | For | | Refer | | For |
| | | | | |
1.4 | | Elect Director Anders Runevad | | SH | | For | | Refer | | Withhold |
| | | | | |
1.5 | | Management Nominee Michael J. Angelakis | | SH | | For | | Refer | | For |
| | | | | |
1.6 | | Management Nominee Susan K. Avery | | SH | | For | | Refer | | For |
| | | | | |
1.7 | | Management Nominee Angela F. Braly | | SH | | For | | Refer | | For |
| | | | | |
1.8 | | Management Nominee Ursula M. Burns | | SH | | For | | Refer | | For |
| | | | | |
1.9 | | Management Nominee Kenneth C. Frazier | | SH | | For | | Refer | | For |
| | | | | |
1.10 | | Management Nominee Joseph L. Hooley | | SH | | For | | Refer | | For |
| | | | | |
1.11 | | Management Nominee Jeffrey W. Ubben | | SH | | For | | Refer | | For |
| | | | | |
1.12 | | Management Nominee Darren W. Woods | | SH | | For | | Refer | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | Against | | Refer | | For |
| | | | | |
4 | | Require Independent Board Chair | | SH | | None | | Refer | | Against |
| | | | | |
5 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | None | | Refer | | For |
| | | | | |
6 | | Issue Audited Report on Financial Impacts of IEA’s Net Zero 2050 Scenario | | SH | | None | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Exxon Mobil Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
7 | | Report on Costs and Benefits of Environmental-Related Expenditures | | SH | | None | | Refer | | Against |
| | | | | |
8 | | Report on Political Contributions | | SH | | None | | Refer | | For |
| | | | | |
9 | | Report on Lobbying Payments and Policy | | SH | | None | | Refer | | For |
| | | | | |
10 | | Report on Corporate Climate Lobbying Aligned with Paris Agreement | | SH | | None | | Refer | | For |
Marathon Oil Corporation
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 565849106 |
Record Date: | | 03/29/2021 | | Meeting Type: | | Annual | | Ticker: | | MRO |
| | | | | |
| | | | Shares Voted: | | 32,479 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Chadwick C. Deaton | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Marcela E. Donadio | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jason B. Few | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director M. Elise Hyland | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Holli C. Ladhani | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Brent J. Smolik | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Lee M. Tillman | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director J. Kent Wells | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Pioneer Natural Resources Company
| | | | | | | | | | |
Meeting Date: | | 05/27/2021 | | Country: | | USA | | Primary Security ID: | | 723787107 |
Record Date: | | 04/01/2021 | | Meeting Type: | | Annual | | Ticker: | | PXD |
| | | | | |
| | | | Shares Voted: | | 26,084 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director A.R. Alameddine | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Edison C. Buchanan | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Matt Gallagher | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Phillip A. Gobe | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Larry R. Grillot | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Stacy P. Methvin | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Royce W. Mitchell | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Frank A. Risch | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Scott D. Sheffield | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director J. Kenneth Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Phoebe A. Wood | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Michael D. Wortley | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Transocean Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/27/2021 | | Country: | | Switzerland | | Primary Security ID: | | H8817H100 |
Record Date: | | 05/10/2021 | | Meeting Type: | | Annual | | Ticker: | | RIG |
| | | | | |
| | | | Shares Voted: | | 362,948 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Appropriation of Available Earnings for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Transocean Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Approve the Renewal of Authorized Share Capital with Partial Exclusion of Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
5A | | Elect Director Glyn A. Barker | | Mgmt | | For | | For | | For |
| | | | | |
5B | | Elect Director Vanessa C.L. Chang | | Mgmt | | For | | For | | For |
| | | | | |
5C | | Elect Director Frederico F. Curado | | Mgmt | | For | | For | | For |
| | | | | |
5D | | Elect Director Chadwick C. Deaton | | Mgmt | | For | | For | | For |
| | | | | |
5E | | Elect Director Vincent J. Intrieri | | Mgmt | | For | | For | | For |
| | | | | |
5F | | Elect Director Samuel J. Merksamer | | Mgmt | | For | | For | | For |
| | | | | |
5G | | Elect Director Frederik W. Mohn | | Mgmt | | For | | For | | For |
| | | | | |
5H | | Elect Director Edward R. Muller | | Mgmt | | For | | For | | For |
| | | | | |
5I | | Elect Director Margareth Ovrum | | Mgmt | | For | | For | | For |
| | | | | |
5J | | Elect Director Diane de Saint Victor | | Mgmt | | For | | For | | For |
| | | | | |
5K | | Elect Director Jeremy D. Thigpen | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Chadwick C. Deaton as Board Chairman | | Mgmt | | For | | For | | For |
| | | | | |
7A | | Appoint Glyn A. Barker as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
7B | | Appoint Vanessa C.L. Chang as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
7C | | Appoint Samuel J. Merksamer as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Designate Schweiger Advokatur / Notariat as Independent Proxy | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021 and Reelection of Ernst & Young Ltd, Zurich as the Company’s Auditor for a Further One-Year Term | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
11A | | Approve Maximum Remuneration of Board of Directors for the Period Between the 2021 and 2022 Annual General Meetings in the Amount of USD 4.12 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
11B | | Approve Maximum Remuneration of the Executive Management Team for Fiscal Year 2022 in the Amount of USD 24 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Total SE
| | | | | | | | | | |
Meeting Date: | | 05/28/2021 | | Country: | | France | | Primary Security ID: | | F92124100 |
Record Date: | | 04/16/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | FP |
| | | | | |
| | | | Shares Voted: | | 15,606 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 2.64 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Reelect Patrick Pouyanne as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
7 | | Reelect Anne-Marie Idrac as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Jacques Aschenbroich as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Glenn Hubbard as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Compensation Report of Corporate Officers | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Remuneration Policy of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Approve Compensation of Patrick Pouyanne, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Approve Remuneration Policy of Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Approve the Company’s Sustainable Development and Energy Transition | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
15 | | Change Company Name to TotalEnergies SE and Amend Article 2 of Bylaws Accordingly | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Hess Corporation
| | | | | | | | | | |
Meeting Date: | | 06/02/2021 | | Country: | | USA | | Primary Security ID: | | 42809H107 |
Record Date: | | 04/12/2021 | | Meeting Type: | | Annual | | Ticker: | | HES |
| | | | | |
| | | | Shares Voted: | | 34,883 | | | | |
| | | | | | | | | | |
Proposal Number | �� | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Terrence J. Checki | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Leonard S. Coleman, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Joaquin Duato | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director John B. Hess | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Edith E. Holiday | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Marc S. Lipschultz | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director David McManus | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Kevin O. Meyers | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Karyn F. Ovelmen | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director James H. Quigley | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director William G. Schrader | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Diamondback Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/03/2021 | | Country: | | USA | | Primary Security ID: | | 25278X109 |
Record Date: | | 04/08/2021 | | Meeting Type: | | Annual | | Ticker: | | FANG |
| | | | | |
| | | | Shares Voted: | | 25,115 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Steven E. West | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Travis D. Stice | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Vincent K. Brooks | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Michael P. Cross | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Diamondback Energy, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.5 | | Elect Director David L. Houston | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Stephanie K. Mains | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Mark L. Plaumann | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Melanie M. Trent | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
WEX Inc.
| | | | | | | | | | |
Meeting Date: | | 06/04/2021 | | Country: | | USA | | Primary Security ID: | | 96208T104 |
Record Date: | | 04/05/2021 | | Meeting Type: | | Annual | | Ticker: | | WEX |
| | | | | |
| | | | Shares Voted: | | 10,605 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Nancy Altobello | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Bhavana Bartholf | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Derrick Roman | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Regina O. Sommer | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Jack VanWoerkom | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 73 Ivy VIP Energy
Devon Energy Corporation
| | | | | | | | | | |
Meeting Date: | | 06/09/2021 | | Country: | | USA | | Primary Security ID: | | 25179M103 |
Record Date: | | 04/12/2021 | | Meeting Type: | | Annual | | Ticker: | | DVN |
| | | | | |
| | | | Shares Voted: | | 92,902 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Barbara M. Baumann | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John E. Bethancourt | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Ann G. Fox | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director David A. Hager | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Kelt Kindick | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director John Krenicki, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Karl F. Kurz | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Robert A. Mosbacher, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Richard E. Muncrief | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Duane C. Radtke | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Valerie M. Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
DELAWARE IVY VIP GLOBAL BOND
(prior to July 1, 2021, Ivy VIP Global Bond)
Proxy Voting Record
There was no proxy voting for Delaware Ivy VIP Global Bond, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
DELAWARE IVY VIP GLOBAL EQUITY INCOME
(prior to July 1, 2021, Ivy VIP Global Equity Income)
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
VF Corporation
| | | | | | | | | | |
Meeting Date: | | 07/28/2020 | | Country: | | USA | | Primary Security ID: | | 918204108 |
Record Date: | | 05/29/2020 | | Meeting Type: | | Annual | | Ticker: | | VFC |
| | | | | |
| | | | Shares Voted: | | 52,207 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Richard T. Carucci | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Juliana L. Chugg | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Benno Dorer | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Mark S. Hoplamazian | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Laura W. Lang | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director W. Alan McCollough | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director W. Rodney McMullen | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Clarence Otis, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Steven E. Rendle | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Carol L. Roberts | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Matthew J. Shattock | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Veronica B. Wu | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Unilever Plc
| | | | | | | | | | |
Meeting Date: | | 10/12/2020 | | Country: | | United Kingdom | | Primary Security ID: | | G92087165 |
Record Date: | | 10/10/2020 | | Meeting Type: | | Special | | Ticker: | | ULVR |
| | | | | |
| | | | Shares Voted: | | 125,048 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Matters Relating to the Unification of the Unilever Group under a Single Parent Company | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Unilever Plc
| | | | | | | | | | |
Meeting Date: | | 10/12/2020 | | Country: | | United Kingdom | | Primary Security ID: | | G92087165 |
Record Date: | | 10/10/2020 | | Meeting Type: | | Court | | Ticker: | | ULVR |
| | | | | |
| | | | Shares Voted: | | 125,048 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Court Meeting | | Mgmt | | | | | | |
| | | | | |
1 | | Approve the Cross-Border Merger between Unilever PLC and Unilever N.V. | | Mgmt | | For | | Refer | | For |
The Procter & Gamble Company
| | | | | | | | | | |
Meeting Date: | | 10/13/2020 | | Country: | | USA | | Primary Security ID: | | 742718109 |
Record Date: | | 08/14/2020 | | Meeting Type: | | Annual | | Ticker: | | PG |
| | | | | |
| | | | Shares Voted: | | 67,530 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Francis S. Blake | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Angela F. Braly | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Amy L. Chang | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Joseph Jimenez | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Debra L. Lee | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Terry J. Lundgren | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Christine M. McCarthy | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director W. James McNerney, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Nelson Peltz | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director David S. Taylor | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Margaret C. Whitman | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Patricia A. Woertz | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Report on Efforts to Eliminate Deforestation | | SH | | Against | | For | | For |
| | | | | |
6 | | Publish Annually a Report Assessing Diversity and Inclusion Efforts | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
PT Bank Mandiri (Persero) Tbk
| | | | | | | | | | |
Meeting Date: | | 10/21/2020 | | Country: | | Indonesia | | Primary Security ID: | | Y7123S108 |
Record Date: | | 09/28/2020 | | Meeting Type: | | Special | | Ticker: | | BMRI |
| | | | | |
| | | | Shares Voted: | | 11,342,800 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Changes in Boards of Company | | Mgmt | | For | | Against | | Against |
CNOOC Limited
| | | | | | | | | | |
Meeting Date: | | 11/20/2020 | | Country: | | Hong Kong | | Primary Security ID: | | Y1662W117 |
Record Date: | | 11/13/2020 | | Meeting Type: | | Special | | Ticker: | | 883 |
| | | | | |
| | | | Shares Voted: | | 6,202,100 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Supplemental Agreement and Amendments to the Existing Non-Compete Undertaking and Related Transactions | | Mgmt | | For | | Refer | | For |
Sysco Corporation
| | | | | | | | | | |
Meeting Date: | | 11/20/2020 | | Country: | | USA | | Primary Security ID: | | 871829107 |
Record Date: | | 09/21/2020 | | Meeting Type: | | Annual | | Ticker: | | SYY |
| | | | | |
| | | | Shares Voted: | | 63,975 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Daniel J. Brutto | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director John M. Cassaday | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Joshua D. Frank | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Sysco Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1d | | Elect Director Larry C. Glasscock | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Bradley M. Halverson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director John M. Hinshaw | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Kevin P. Hourican | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Hans-Joachim Koerber | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Stephanie A. Lundquist | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Nelson Peltz | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Edward D. Shirley | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Sheila G. Talton | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Cisco Systems, Inc.
| | | | | | | | | | |
Meeting Date: | | 12/10/2020 | | Country: | | USA | | Primary Security ID: | | 17275R102 |
Record Date: | | 10/12/2020 | | Meeting Type: | | Annual | | Ticker: | | CSCO |
| | | | | |
| | | | Shares Voted: | | 208,089 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director M. Michele Burns | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Wesley G. Bush | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Michael D. Capellas | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Mark Garrett | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Kristina M. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Roderick C. McGeary | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Charles H. Robbins | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Arun Sarin - Withdrawn | | Mgmt | | | | | | |
| | | | | |
1i | | Elect Director Brenton L. Saunders | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Lisa T. Su | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Change State of Incorporation from California to Delaware | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Cisco Systems, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Require Independent Board Chair | | SH | | Against | | Refer | | Against |
ConocoPhillips
| | | | | | | | | | |
Meeting Date: | | 01/15/2021 | | Country: | | USA | | Primary Security ID: | | 20825C104 |
Record Date: | | 12/11/2020 | | Meeting Type: | | Special | | Ticker: | | COP |
| | | | | |
| | | | Shares Voted: | | 118,130 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Issue Shares in Connection with Merger | | Mgmt | | For | | Refer | | For |
Siemens AG
| | | | | | | | | | |
Meeting Date: | | 02/03/2021 | | Country: | | Germany | | Primary Security ID: | | D69671218 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | SIE |
| | | | | |
| | | | Shares Voted: | | 40,100 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Management Proposals | | Mgmt | | | | | | |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2019/20 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 3.50 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
3.2 | | Approve Discharge of Management Board Member Roland Busch for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
3.3 | | Approve Discharge of Management Board Member Lisa Davis (until Feb. 29, 2020) for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Siemens AG
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3.4 | | Approve Discharge of Management Board Member Klaus Helmrich for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
3.5 | | Approve Discharge of Management Board Member Janina Kugel (until Jan. 31, 2020) for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
3.6 | | Approve Discharge of Management Board Member Cedrik Neike for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
3.7 | | Approve Discharge of Management Board Member Michael Sen (until March 31, 2020) for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
3.8 | | Approve Discharge of Management Board Member Ralf Thomas for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.1 | | Approve Discharge of Supervisory Board Member Jim Snabe for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.2 | | Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.3 | | Approve Discharge of Supervisory Board Member Werner Wenning for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.4 | | Approve Discharge of Supervisory Board Member Werner Brandt for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.6 | | Approve Discharge of Supervisory Board Member Andrea Fehrmann for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.7 | | Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.8 | | Approve Discharge of Supervisory Board Member Robert Kensbock (until Sep. 25, 2020) for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.9 | | Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.10 | | Approve Discharge of Supervisory Board Member Juergen Kerner for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.11 | | Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.12 | | Approve Discharge of Supervisory Board Member Benoit Potier for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.13 | | Approve Discharge of Supervisory Board Member Hagen Reimer for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.14 | | Approve Discharge of Supervisory Board Member Norbert Reithofer for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.15 | | Approve Discharge of Supervisory Board Member Nemat Shafik for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Siemens AG
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4.16 | | Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.17 | | Approve Discharge of Supervisory Board Member Michael Sigmund for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.18 | | Approve Discharge of Supervisory Board Member Dorothea Simon for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.19 | | Approve Discharge of Supervisory Board Member Matthias Zachert for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.20 | | Approve Discharge of Supervisory Board Member Gunnar Zukunft for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Ernst & Young GmbH as Auditors for Fiscal 2020/21 | | Mgmt | | For | | For | | For |
| | | | | |
6.1 | | Elect Grazia Vittadini to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.2 | | Elect Kasper Rorsted to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.3 | | Reelect Jim Snabe to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Creation of EUR 90 Million Pool of Capital for Employee Stock Purchase Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Amend Affiliation Agreement with Siemens Bank GmbH | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Shareholder Proposal Submitted by Verein von Belegschaftsaktionaeren in der Siemens AG, e.V. Munich | | Mgmt | | | | | | |
| | | | | |
10 | | Amend Articles Re: Allow Shareholder Questions during the Virtual Meeting | | SH | | Against | | Refer | | Against |
CRH Plc
| | | | | | | | | | |
Meeting Date: | | 02/09/2021 | | Country: | | Ireland | | Primary Security ID: | | G25508105 |
Record Date: | | 02/07/2021 | | Meeting Type: | | Special | | Ticker: | | CRH |
| | | | | |
| | | | Shares Voted: | | 97,135 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Migration of the Migrating Shares to Euroclear Bank’s Central Securities Depository | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Adopt New Articles of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Authorise Company to Take All Actions to Implement the Migration | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
CRH Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Adopt New Articles of Association Re: Article 51(d) | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Capital Reorganisation | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Amend Articles of Association | | Mgmt | | For | | Refer | | For |
PT Bank Mandiri (Persero) Tbk
| | | | | | | | | | |
Meeting Date: | | 03/15/2021 | | Country: | | Indonesia | | Primary Security ID: | | Y7123S108 |
Record Date: | | 02/18/2021 | | Meeting Type: | | Annual | | Ticker: | | BMRI |
| | | | | |
| | | | Shares Voted: | | 12,594,500 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Financial Statements, Statutory Reports, Annual Report, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Allocation of Income | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Remuneration and Tantiem of Directors and Commissioners | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP) | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Accept Report on the Use of Proceeds | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Amend Articles of Association in Relation to Shareholder Meeting | | Mgmt | | For | | Refer | | Against |
| | | | | |
7 | | Approve Affirmation on the Implementation of the Regulations of the Minister of State-Owned Enterprises of the Republic of Indonesia Number PER-08/MBU/12/2019 | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Affirmation on the Implementation of the Regulations of the Minister of State-Owned Enterprises of the Republic of Indonesia Number PER-11/MBU/11/2020 | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Changes in Board of Company | | Mgmt | | For | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Samsung Electronics Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 03/17/2021 | | Country: | | South Korea | | Primary Security ID: | | Y74718100 |
Record Date: | | 12/31/2020 | | Meeting Type: | | Annual | | Ticker: | | 005930 |
| | | | | |
| | | | Shares Voted: | | 217,781 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Financial Statements and Allocation of Income | | Mgmt | | For | | For | | For |
| | | | | |
2.1.1 | | Elect Park Byung-gook as Outside Director | | Mgmt | | For | | Refer | | For |
| | | | | |
2.1.2 | | Elect Kim Jeong as Outside Director | | Mgmt | | For | | Refer | | For |
| | | | | |
2.2.1 | | Elect Kim Kinam as Inside Director | | Mgmt | | For | | For | | For |
| | | | | |
2.2.2 | | Elect Kim Hyun-suk as Inside Director | | Mgmt | | For | | For | | For |
| | | | | |
2.2.3 | | Elect Koh Dong-jin as Inside Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Kim Sun-uk as Outside Director to Serve as an Audit Committee Member | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Total Remuneration of Inside Directors and Outside Directors | | Mgmt | | For | | Refer | | For |
DBS Group Holdings Ltd.
| | | | | | | | | | |
Meeting Date: | | 03/30/2021 | | Country: | | Singapore | | Primary Security ID: | | Y20246107 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | D05 |
| | | | | |
| | | | Shares Voted: | | 285,723 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Adopt Financial Statements and Directors’ and Auditors’ Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Directors’ Remuneration | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Piyush Gupta as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Punita Lal as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Anthony Lim Weng Kin as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Grant of Awards and Issuance of Shares Under the DBSH Share Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
DBS Group Holdings Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
9 | | Approve Grant of Awards and Issuance of Shares Under the California Sub-Plan to the DBSH Share Plan | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Approve Issuance of Shares Pursuant to the DBSH Scrip Dividend Scheme | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Authorize Share Repurchase Program | | Mgmt | | For | | For | | For |
Lundin Energy AB
| | | | | | | | | | |
Meeting Date: | | 03/30/2021 | | Country: | | Sweden | | Primary Security ID: | | W64566107 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | LUNE |
| | | | | |
| | | | Shares Voted: | | 134,592 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Elect Chairman of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Prepare and Approve List of Shareholders | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Agenda of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Designate Inspector(s) of Minutes of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Acknowledge Proper Convening of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Receive President’s Report | | Mgmt | | | | | | |
| | | | | |
8 | | Receive Financial Statements and Statutory Reports; Receive Board’s Report | | Mgmt | | | | | | |
| | | | | |
9 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Allocation of Income and Dividends of USD 1.80 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
11.a | | Approve Discharge of Board Member Peggy Bruzelius | | Mgmt | | For | | For | | For |
| | | | | |
11.b | | Approve Discharge of Board Member C. Ashley Heppenstall | | Mgmt | | For | | For | | For |
| | | | | |
11.c | | Approve Discharge of Board Chairman Ian H. Lundin | | Mgmt | | For | | For | | For |
| | | | | |
11.d | | Approve Discharge of Board Member Lukas H. Lundin | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Lundin Energy AB
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
11.e | | Approve Discharge of Board Member Grace Reksten Skaugen | | Mgmt | | For | | For | | For |
| | | | | |
11.f | | Approve Discharge of Board Member Torstein Sanness | | Mgmt | | For | | For | | For |
| | | | | |
11.g | | Approve Discharge of Board Member and CEO Alex Schneiter | | Mgmt | | For | | For | | For |
| | | | | |
11.h | | Approve Discharge of Board Member Jakob Thomasen | | Mgmt | | For | | For | | For |
| | | | | |
11.i | | Approve Discharge of Board Member Cecilia Vieweg | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | Against |
| | | | | |
13 | | Receive Nomination Committee’s Report | | Mgmt | | | | | | |
| | | | | |
14 | | Determine Number of Members (10) and Deputy Members (0) of Board | | Mgmt | | For | | Refer | | For |
| | | | | |
15 | | Approve Remuneration of Directors in the Amount of USD 130,000 for the Chairman and USD 62,000 for Other Directors; Approve Remuneration for Committee Work | | Mgmt | | For | | Refer | | For |
| | | | | |
16.a | | Reelect Peggy Bruzelius as Director | | Mgmt | | For | | For | | For |
| | | | | |
16.b | | Reelect C. Ashley Heppenstall as Director | | Mgmt | | For | | Against | | For |
| | | | | |
16.c | | Reelect Ian H. Lundin as Director | | Mgmt | | For | | For | | For |
| | | | | |
16.d | | Reelect Lukas H. Lundin as Director | | Mgmt | | For | | Against | | For |
| | | | | |
16.e | | Reelect Grace Reksten as Director | | Mgmt | | For | | For | | For |
| | | | | |
16.f | | Reelect Torstein Sanness as Director | | Mgmt | | For | | Against | | For |
| | | | | |
16.g | | Reelect Alex Schneiter as Director | | Mgmt | | For | | For | | For |
| | | | | |
16.h | | Reelect Jakob Thomasen as Director | | Mgmt | | For | | For | | For |
| | | | | |
16.i | | Reelect Cecilia Vieweg as Director | | Mgmt | | For | | For | | For |
| | | | | |
16.j | | Elect Adam I. Lundin as New Director | | Mgmt | | For | | Against | | Against |
| | | | | |
16.k | | Reelect Ian H. Lundin as Board Chairman | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Approve Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Ratify Ernst & Young as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Approve Performance Share Plan LTIP 2021 | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Approve Equity Plan Financing of LTIP 2021 | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Approve Extra Remuneration for Alex Schneiter | | Mgmt | | For | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Lundin Energy AB
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
22 | | Approve Issuance of up to 28.5 Million Shares without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Shareholder Proposals Submitted | | Mgmt | | | | | | |
| | | | | |
24.a | | Instruct Company to Align its Legal Defence Strategy with its Human Rights Policy | | SH | | Against | | Refer | | Against |
| | | | | |
24.b | | Instruct Company to Disclose All Current and Projected Direct and Indirect Costs Connected with the Legal Defence | | SH | | Against | | Refer | | For |
| | | | | |
25 | | Close Meeting | | Mgmt | | | | | | |
Deutsche Telekom AG
| | | | | | | | | | |
Meeting Date: | | 04/01/2021 | | Country: | | Germany | | Primary Security ID: | | D2035M136 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | DTE |
| | | | | |
| | | | Shares Voted: | | 386,260 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Management Proposals | | Mgmt | | | | | | |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 0.60 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Management Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
5.1 | | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021 | | Mgmt | | For | | For | | For |
| | | | | |
5.2 | | Ratify PricewaterhouseCoopers GmbH as Auditors for the 2021 Interim Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
5.3 | | Ratify PricewaterhouseCoopers GmbH as Auditors for the First Quarter of Fiscal Year 2021 | | Mgmt | | For | | For | | For |
| | | | | |
5.4 | | Ratify PricewaterhouseCoopers GmbH as Auditors for the Third Quarter of Fiscal Year 2021 and First Quarter of Fiscal Year 2022 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Helga Jung to the Supervisory Board | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Deutsche Telekom AG
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
7 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Authorize Use of Financial Derivatives when Repurchasing Shares | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | Against |
| | | | | |
10 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Shareholder Proposal Submitted by Deutsche Schutzvereinigung fuer Wertpapierbesitz e.V. (DSW) | | Mgmt | | | | | | |
| | | | | |
11 | | Amend Articles Re: Shareholders’ Right to Participation during the Virtual Meeting | | SH | | Against | | Refer | | For |
Bank of Montreal
| | | | | | | | | | |
Meeting Date: | | 04/07/2021 | | Country: | | Canada | | Primary Security ID: | | 063671101 |
Record Date: | | 02/08/2021 | | Meeting Type: | | Annual | | Ticker: | | BMO |
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| | | | Shares Voted: | | 61,393 | | | | |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Janice M. Babiak | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Sophie Brochu | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Craig W. Broderick | | Mgmt | | For | | For | | For |
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1.4 | | Elect Director George A. Cope | | Mgmt | | For | | For | | For |
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1.5 | | Elect Director Stephen Dent | | Mgmt | | For | | For | | For |
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1.6 | | Elect Director Christine A. Edwards | | Mgmt | | For | | For | | For |
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1.7 | | Elect Director Martin S. Eichenbaum | | Mgmt | | For | | For | | For |
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1.8 | | Elect Director David E. Harquail | | Mgmt | | For | | For | | For |
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1.9 | | Elect Director Linda S. Huber | | Mgmt | | For | | For | | For |
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1.10 | | Elect Director Eric R. La Fleche | | Mgmt | | For | | For | | For |
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1.11 | | Elect Director Lorraine Mitchelmore | | Mgmt | | For | | For | | For |
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1.12 | | Elect Director Madhu Ranganathan | | Mgmt | | For | | For | | For |
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1.13 | | Elect Director Darryl White | | Mgmt | | For | | For | | For |
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2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Bank of Montreal
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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3 | | Approve Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
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| | Shareholder Proposal | | Mgmt | | | | | | |
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A | | Issue a Report Describing a Clear Plan to Make the Greenhouse Gas Footprint of the Company, Including the Portfolio on Lending Practices, Carbon Neutral | | SH | | Against | | Against | | Against |
Zurich Insurance Group AG
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Meeting Date: | | 04/07/2021 | | Country: | | Switzerland | | Primary Security ID: | | H9870Y105 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | ZURN |
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| | | | Shares Voted: | | 11,857 | | | | |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
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1.2 | | Approve Remuneration Report (Non-Binding) | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Approve Allocation of Income and Dividends of CHF 20.00 per Share | | Mgmt | | For | | For | | For |
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3 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | For | | For |
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4.1a | | Reelect Michel Lies as Director and Board Chairman | | Mgmt | | For | | For | | For |
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4.1b | | Reelect Joan Amble as Director | | Mgmt | | For | | For | | For |
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4.1c | | Reelect Catherine Bessant as Director | | Mgmt | | For | | For | | For |
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4.1d | | Reelect Dame Carnwath as Director | | Mgmt | | For | | For | | For |
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4.1e | | Reelect Christoph Franz as Director | | Mgmt | | For | | For | | For |
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4.1f | | Reelect Michael Halbherr as Director | | Mgmt | | For | | For | | For |
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4.1g | | Reelect Jeffrey Hayman as Director (pro-forma vote as Jeffrey Hayman is not available for appointment) | | Mgmt | | For | | For | | For |
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4.1h | | Reelect Monica Maechler as Director | | Mgmt | | For | | For | | For |
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4.1i | | Reelect Kishore Mahbubani as Director | | Mgmt | | For | | For | | For |
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4.1j | | Reelect Jasmin Staiblin as Director | | Mgmt | | For | | For | | For |
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4.1k | | Reelect Barry Stowe as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Zurich Insurance Group AG
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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4.1l | | Elect Sabine Keller-Busse as Director | | Mgmt | | For | | For | | For |
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4.2.1 | | Reappoint Michel Lies as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
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4.2.2 | | Reappoint Catherine Bessant as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.2.3 | | Reappoint Christoph Franz as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
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4.2.4 | | Reappoint Kishore Mahbubani as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
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4.2.5 | | Reappoint Jasmin Staiblin as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
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4.2.6 | | Appoint Sabine Keller-Busse as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
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4.3 | | Designate Keller KLG as Independent Proxy | | Mgmt | | For | | For | | For |
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4.4 | | Ratify Ernst & Young AG as Auditors | | Mgmt | | For | | For | | For |
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5.1 | | Approve Remuneration of Directors in the Amount of CHF 5.9 Million | | Mgmt | | For | | Refer | | For |
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5.2 | | Approve Remuneration of Executive Committee in the Amount of CHF 79.8 Million | | Mgmt | | For | | Refer | | For |
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6 | | Approve Extension of Existing Authorized Capital Pool of CHF 4.5 Million with Partial Exclusion of Preemptive Rights and Approve Amendment to Existing Conditional Capital Pool | | Mgmt | | For | | For | | For |
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7 | | Transact Other Business (Voting) | | Mgmt | | For | | Against | | Against |
Bank of America Corporation
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Meeting Date: | | 04/20/2021 | | Country: | | USA | | Primary Security ID: | | 060505104 |
Record Date: | | 03/01/2021 | | Meeting Type: | | Annual | | Ticker: | | BAC |
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| | | | Shares Voted: | | 285,194 | | | | |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1a | | Elect Director Sharon L. Allen | | Mgmt | | For | | For | | For |
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1b | | Elect Director Susan S. Bies | | Mgmt | | For | | For | | For |
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1c | | Elect Director Frank P. Bramble, Sr. | | Mgmt | | For | | For | | For |
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1d | | Elect Director Pierre J.P. de Weck | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Bank of America Corporation
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1e | | Elect Director Arnold W. Donald | | Mgmt | | For | | For | | For |
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1f | | Elect Director Linda P. Hudson | | Mgmt | | For | | For | | For |
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1g | | Elect Director Monica C. Lozano | | Mgmt | | For | | For | | For |
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1h | | Elect Director Thomas J. May | | Mgmt | | For | | For | | For |
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1i | | Elect Director Brian T. Moynihan | | Mgmt | | For | | For | | For |
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1j | | Elect Director Lionel L. Nowell, III | | Mgmt | | For | | For | | For |
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1k | | Elect Director Denise L. Ramos | | Mgmt | | For | | For | | For |
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1l | | Elect Director Clayton S. Rose | | Mgmt | | For | | For | | For |
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1m | | Elect Director Michael D. White | | Mgmt | | For | | For | | For |
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1n | | Elect Director Thomas D. Woods | | Mgmt | | For | | For | | For |
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1o | | Elect Director R. David Yost | | Mgmt | | For | | For | | For |
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1p | | Elect Director Maria T. Zuber | | Mgmt | | For | | For | | For |
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2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
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3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
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4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
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5 | | Amend Proxy Access Right | | SH | | Against | | For | | For |
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6 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
7 | | Approve Change in Organizational Form | | SH | | Against | | Refer | | Against |
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8 | | Request on Racial Equity Audit | | SH | | Against | | Against | | Against |
Public Service Enterprise Group Incorporated
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Meeting Date: | | 04/20/2021 | | Country: | | USA | | Primary Security ID: | | 744573106 |
Record Date: | | 02/19/2021 | | Meeting Type: | | Annual | | Ticker: | | PEG |
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| | | | Shares Voted: | | 73,993 | | | | |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Ralph Izzo | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Shirley Ann Jackson | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Willie A. Deese | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Public Service Enterprise Group Incorporated
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.4 | | Elect Director David Lilley | | Mgmt | | For | | For | | For |
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1.5 | | Elect Director Barry H. Ostrowsky | | Mgmt | | For | | For | | For |
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1.6 | | Elect Director Scott G. Stephenson | | Mgmt | | For | | For | | For |
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1.7 | | Elect Director Laura A. Sugg | | Mgmt | | For | | For | | For |
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1.8 | | Elect Director John P. Surma | | Mgmt | | For | | For | | For |
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1.9 | | Elect Director Susan Tomasky | | Mgmt | | For | | For | | For |
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1.10 | | Elect Director Alfred W. Zollar | | Mgmt | | For | | For | | For |
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2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
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3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Non-Employee Director Restricted Stock Plan | | Mgmt | | For | | Refer | | For |
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5 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Raytheon Technologies Corporation
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Meeting Date: | | 04/26/2021 | | Country: | | USA | | Primary Security ID: | | 75513E101 |
Record Date: | | 03/02/2021 | | Meeting Type: | | Annual | | Ticker: | | RTX |
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| | | | Shares Voted: | | 106,231 | | | | |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1a | | Elect Director Tracy A. Atkinson | | Mgmt | | For | | For | | For |
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1b | | Elect Director Gregory J. Hayes | | Mgmt | | For | | For | | For |
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1c | | Elect Director Thomas A. Kennedy | | Mgmt | | For | | For | | For |
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1d | | Elect Director Marshall O. Larsen | | Mgmt | | For | | For | | For |
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1e | | Elect Director George R. Oliver | | Mgmt | | For | | For | | For |
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1f | | Elect Director Robert K. (Kelly) Ortberg | | Mgmt | | For | | For | | For |
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1g | | Elect Director Margaret L. O’Sullivan | | Mgmt | | For | | For | | For |
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1h | | Elect Director Dinesh C. Paliwal | | Mgmt | | For | | For | | For |
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1i | | Elect Director Ellen M. Pawlikowski | | Mgmt | | For | | For | | For |
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1j | | Elect Director Denise L. Ramos | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Fredric G. Reynolds | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Raytheon Technologies Corporation
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1l | | Elect Director Brian C. Rogers | | Mgmt | | For | | For | | For |
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1m | | Elect Director James A. Winnefeld, Jr. | | Mgmt | | For | | For | | For |
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1n | | Elect Director Robert O. Work | | Mgmt | | For | | Refer | | Against |
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2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Executive Incentive Bonus Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
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6 | | Amend Proxy Access Right | | SH | | Against | | For | | For |
Citigroup Inc.
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Meeting Date: | | 04/27/2021 | | Country: | | USA | | Primary Security ID: | | 172967424 |
Record Date: | | 03/01/2021 | | Meeting Type: | | Annual | | Ticker: | | C |
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| | | | Shares Voted: | | 88,419 | | | | |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1a | | Elect Director Ellen M. Costello | | Mgmt | | For | | For | | For |
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1b | | Elect Director Grace E. Dailey | | Mgmt | | For | | For | | For |
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1c | | Elect Director Barbara J. Desoer | | Mgmt | | For | | For | | For |
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1d | | Elect Director John C. Dugan | | Mgmt | | For | | For | | For |
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1e | | Elect Director Jane N. Fraser | | Mgmt | | For | | For | | For |
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1f | | Elect Director Duncan P. Hennes | | Mgmt | | For | | For | | For |
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1g | | Elect Director Peter B. Henry | | Mgmt | | For | | For | | For |
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1h | | Elect Director S. Leslie Ireland | | Mgmt | | For | | For | | For |
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1i | | Elect Director Lew W. (Jay) Jacobs, IV | | Mgmt | | For | | For | �� | For |
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1j | | Elect Director Renee J. James | | Mgmt | | For | | For | | For |
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1k | | Elect Director Gary M. Reiner | | Mgmt | | For | | For | | For |
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1l | | Elect Director Diana L. Taylor | | Mgmt | | For | | For | | For |
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1m | | Elect Director James S. Turley | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Deborah C. Wright | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Citigroup Inc.
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1o | | Elect Director Alexander R. Wynaendts | | Mgmt | | For | | For | | For |
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1p | | Elect Director Ernesto Zedillo Ponce de Leon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Proxy Access Right | | SH | | Against | | For | | For |
| | | | | |
6 | | Require Independent Board Chair | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
9 | | Report on Racial Equity Audit | | SH | | Against | | Against | | Against |
| | | | | |
10 | | Amend Certificate of Incorporation to Become a Public Benefit Corporation | | SH | | Against | | Refer | | Against |
Exelon Corporation
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Meeting Date: | | 04/27/2021 | | Country: | | USA | | Primary Security ID: | | 30161N101 |
Record Date: | | 03/01/2021 | | Meeting Type: | | Annual | | Ticker: | | EXC |
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| | | | Shares Voted: | | 139,082 | | | | |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1a | | Elect Director Anthony Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ann Berzin | | Mgmt | | For | | For | | For |
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1c | | Elect Director Laurie Brlas | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Marjorie Rodgers Cheshire | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Christopher Crane | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Yves de Balmann | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Linda Jojo | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Paul Joskow | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Robert Lawless | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director John Richardson | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Exelon Corporation
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Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1k | | Elect Director Mayo Shattuck, III | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director John Young | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Child Labor Audit | | SH | | Against | | Against | | Against |
Eaton Corporation plc
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | Ireland | | Primary Security ID: | | G29183103 |
Record Date: | | 03/01/2021 | | Meeting Type: | | Annual | | Ticker: | | ETN |
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| | | | Shares Voted: | | 54,870 | | | | |
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Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Craig Arnold | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Christopher M. Connor | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Olivier Leonetti | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Deborah L. McCoy | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Silvio Napoli | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Gregory R. Page | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Sandra Pianalto | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Lori J. Ryerkerk | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Gerald B. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Dorothy C. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorize Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorize Share Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Muenchener Rueckversicherungs-Gesellschaft AG
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | Germany | | Primary Security ID: | | D55535104 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | MUV2 |
| | | | | |
| | | | Shares Voted: | | 15,961 | | | | |
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Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 9.80 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Management Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Carinne Knoche-Brouillon to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Creation of EUR 117.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
9.1 | | Approve Affiliation Agreement with MR Beteiligungen 20. GmbH | | Mgmt | | For | | Refer | | For |
| | | | | |
9.2 | | Approve Affiliation Agreement with MR Beteiligungen 21. GmbH | | Mgmt | | For | | Refer | | For |
| | | | | |
9.3 | | Approve Affiliation Agreement with MR Beteiligungen 22. GmbH | | Mgmt | | For | | Refer | | For |
RWE AG
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | Germany | | Primary Security ID: | | D6629K109 |
Record Date: | | 04/06/2021 | | Meeting Type: | | Annual | | Ticker: | | RWE |
| | | | | |
| | | | Shares Voted: | | 172,571 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 0.85 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Management Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
RWE AG
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021 | | Mgmt | | For | | For | | For |
| | | | | |
6.1 | | Elect Werner Brandt to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.2 | | Elect Hans Buenting to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.3 | | Elect Ute Gerbaulet to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.4 | | Elect Hans-Peter Keitel to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.5 | | Elect Monika Kircher to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.6 | | Elect Guenther Schartz to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.7 | | Elect Erhard Schipporeit to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.8 | | Elect Ullrich Sierau to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.9 | | Elect Hauke Stars to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.10 | | Elect Helle Valentin to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Creation of EUR 346.2 Million Pool of Capital with Partial Exclusion of Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 173.1 Million Pool of Capital to Guarantee Conversion Rights | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Amend Articles Re: By-elections to the Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Amend Articles Re: Election of Chairman and Deputy Chairman of the Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Amend Articles Re: Proof of Entitlement | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Schneider Electric SE
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | France | | Primary Security ID: | | F86921107 |
Record Date: | | 04/26/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | SU |
| | | | | |
| | | | Shares Voted: | | 58,657 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Treatment of Losses and Dividends of EUR 2.60 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Auditors’ Special Report on Related-Party Transactions Mentionning the Absence of New Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Compensation Report of Corporate Officers | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration Policy of Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Remuneration Policy of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Reelect Jean-Pascal Tricoire as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Anna Ohlsson-Leijon as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Thierry Jacquet as Representative of Employee Shareholders to the Board | | Mgmt | | Against | | Refer | | Against |
| | | | | |
12 | | Elect Zennia Csikos as Representative of Employee Shareholders to the Board | | Mgmt | | Against | | Refer | | Against |
| | | | | |
13 | | Reelect Xiaoyun Ma as Representative of Employee Shareholders to the Board | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Elect Malene Kvist Kristensen as Representative of Employee Shareholders to the Board | | Mgmt | | Against | | Refer | | Against |
| | | | | |
15 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
16 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 224 Million | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Schneider Electric SE
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
18 | | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 120 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
19 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-18 | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorize Capital Increase of up to 9.88 Percent of Issued Capital for Contributions in Kind | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
23 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | | Mgmt | | For | | Refer | | For |
| | | | | |
24 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Amend Article 13 of Bylaws Re: Editorial Change | | Mgmt | | For | | For | | For |
| | | | | |
26 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
AXA SA
| | | | | | | | | | |
Meeting Date: | | 04/29/2021 | | Country: | | France | | Primary Security ID: | | F06106102 |
Record Date: | | 04/27/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | CS |
| | | | | |
| | | | Shares Voted: | | 137,935 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 1.43 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Compensation Report of Corporate Officers | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
AXA SA
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
5 | | Approve Compensation of Denis Duverne, Chairman of the Board | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Compensation of Thomas Buberl, CEO | | Mgmt | | For | | Refer | | Against |
| | | | | |
7 | | Approve Amendment of Remuneration Policy of CEO Re: GM 2019 and 2020 | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Remuneration Policy of CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Remuneration Policy of Chairman of the Board | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Remuneration Policy of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Reelect Ramon de Oliveira as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect Guillaume Faury as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Elect Ramon Fernandez as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
16 | | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
20 | | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
AXA SA
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
23 | | Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
26 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | | Mgmt | | For | | Refer | | For |
| | | | | |
27 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
28 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
CRH Plc
| | | | | | | | | | |
Meeting Date: | | 04/29/2021 | | Country: | | Ireland | | Primary Security ID: | | G25508105 |
Record Date: | | 04/25/2021 | | Meeting Type: | | Annual | | Ticker: | | CRH |
| | | | | |
| | | | Shares Voted: | | 0 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
3 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
4a | | Re-elect Richie Boucher as Director | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
4b | | Elect Caroline Dowling as Director | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
4c | | Elect Richard Fearon as Director | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
4d | | Re-elect Johan Karlstrom as Director | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
4e | | Re-elect Shaun Kelly as Director | | Mgmt | | For | | For | | Do Not Vote |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
CRH Plc
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
4f | | Elect Lamar McKay as Director | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
4g | | Re-elect Albert Manifold as Director | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
4h | | Re-elect Gillian Platt as Director | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
4i | | Re-elect Mary Rhinehart as Director | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
4j | | Re-elect Siobhan Talbot as Director | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
5 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
6 | | Ratify Deloitte Ireland LLP as Auditors | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
7 | | Authorise Issue of Equity | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
8 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
9 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
10 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
11 | | Authorise Reissuance of Treasury Shares | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
12 | | Approve Scrip Dividend | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
13 | | Approve Savings-Related Share Option Schemes | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
14 | | Approve Cancellation of Share Premium Account | | Mgmt | | For | | For | | Do Not Vote |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Sanofi
| | | | | | | | | | |
Meeting Date: | | 04/30/2021 | | Country: | | France | | Primary Security ID: | | F5548N101 |
Record Date: | | 04/28/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | SAN |
| | | | | |
| | | | Shares Voted: | | 1,081 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Treatment of Losses and Dividends of EUR 3.20 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Appointment of Gilles Schnepp as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reelect Fabienne Lecorvaisier as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reelect Melanie Lee as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Barbara Lavernos as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Compensation Report of Corporate Officers | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Compensation of Serge Weinberg, Chairman of the Board | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Compensation of Paul Hudson, CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Remuneration Policy of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Approve Remuneration Policy of Chairman of the Board | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Approve Remuneration Policy of CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
15 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 997 Million | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
19 | | Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Sanofi
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
20 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
24 | | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Amend Article 13 of Bylaws Re: Written Consultation | | Mgmt | | For | | Refer | | For |
| | | | | |
26 | | Amend Articles 14 and 17 of Bylaws Re: Board Powers and Censors | | Mgmt | | For | | Refer | | For |
| | | | | |
27 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Anglo American Plc
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G03764134 |
Record Date: | | 04/30/2021 | | Meeting Type: | | Annual | | Ticker: | | AAL |
| | | | | |
| | | | Shares Voted: | | 108,497 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Elisabeth Brinton as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Hilary Maxson as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Ian Ashby as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Marcelo Bastos as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Stuart Chambers as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Mark Cutifani as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Byron Grote as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Anglo American Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
10 | | Re-elect Hixonia Nyasulu as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Nonkululeko Nyembezi as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Tony O’Neill as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Stephen Pearce as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Anne Stevens as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
18 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Adopt New Articles of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
22 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Anglo American Plc
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G03764134 |
Record Date: | | 04/30/2021 | | Meeting Type: | | Court | | Ticker: | | AAL |
| | | | | |
| | | | Shares Voted: | | 108,497 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Court Meeting | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Scheme of Arrangement | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Anglo American Plc
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G03764134 |
Record Date: | | 04/30/2021 | | Meeting Type: | | Special | | Ticker: | | AAL |
| | | | | |
| | | | Shares Voted: | | 108,497 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Matters Relating to the Demerger of Thungela Resources Limited | | Mgmt | | For | | Refer | | For |
Philip Morris International Inc.
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | USA | | Primary Security ID: | | 718172109 |
Record Date: | | 03/12/2021 | | Meeting Type: | | Annual | | Ticker: | | PM |
| | | | | |
| | | | Shares Voted: | | 93,952 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Brant Bonin Bough | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Andre Calantzopoulos | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Michel Combes | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Juan Jose Daboub | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Werner Geissler | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Lisa A. Hook | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jun Makihara | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Kalpana Morparia | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Lucio A. Noto | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jacek Olczak | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Frederik Paulsen | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Robert B. Polet | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Shlomo Yanai | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers SA as Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Unilever Plc
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G92087165 |
Record Date: | | 05/03/2021 | | Meeting Type: | | Annual | | Ticker: | | ULVR |
| | | | | |
| | | | Shares Voted: | | 140,972 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Climate Transition Action Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Nils Andersen as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Laura Cha as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Dr Judith Hartmann as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Alan Jope as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Andrea Jung as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Susan Kilsby as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Strive Masiyiwa as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Youngme Moon as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Graeme Pitkethly as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect John Rishton as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Re-elect Feike Sijbesma as Director | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise UK Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Approve SHARES Plan | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Adopt New Articles of Association | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Unilever Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
26 | | Approve Reduction of the Share Premium Account | | Mgmt | | For | | For | | For |
Eastman Chemical Company
| | | | | | | | | | |
Meeting Date: | | 05/06/2021 | | Country: | | USA | | Primary Security ID: | | 277432100 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | EMN |
| | | | | |
| | | | Shares Voted: | | 39,691 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Humberto P. Alfonso | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Vanessa L. Allen Sutherland | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Brett D. Begemann | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Mark J. Costa | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Edward L. Doheny, II | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Julie F. Holder | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Renee J. Hornbaker | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Kim Ann Mink | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director James J. O’Brien | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director David W. Raisbeck | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Charles K. Stevens, III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | Against |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
AstraZeneca Plc
| | | | | | | | | | |
Meeting Date: | | 05/11/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G0593M107 |
Record Date: | | 05/07/2021 | | Meeting Type: | | Annual | | Ticker: | | AZN |
| | | | | |
| | | | Shares Voted: | | 107,032 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Dividends | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5a | | Re-elect Leif Johansson as Director | | Mgmt | | For | | For | | For |
| | | | | |
5b | | Re-elect Pascal Soriot as Director | | Mgmt | | For | | For | | For |
| | | | | |
5c | | Re-elect Marc Dunoyer as Director | | Mgmt | | For | | For | | For |
| | | | | |
5d | | Re-elect Philip Broadley as Director | | Mgmt | | For | | For | | For |
| | | | | |
5e | | Elect Euan Ashley as Director | | Mgmt | | For | | For | | For |
| | | | | |
5f | | Re-elect Michel Demare as Director | | Mgmt | | For | | For | | For |
| | | | | |
5g | | Re-elect Deborah DiSanzo as Director | | Mgmt | | For | | For | | For |
| | | | | |
5h | | Elect Diana Layfield as Director | | Mgmt | | For | | For | | For |
| | | | | |
5i | | Re-elect Sheri McCoy as Director | | Mgmt | | For | | For | | For |
| | | | | |
5j | | Re-elect Tony Mok as Director | | Mgmt | | For | | For | | For |
| | | | | |
5k | | Re-elect Nazneen Rahman as Director | | Mgmt | | For | | For | | For |
| | | | | |
5l | | Re-elect Marcus Wallenberg as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | Against |
| | | | | |
8 | | Authorise UK Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Amend Performance Share Plan | | Mgmt | | For | | For | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
AstraZeneca Plc
| | | | | | | | | | |
Meeting Date: | | 05/11/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G0593M107 |
Record Date: | | 05/07/2021 | | Meeting Type: | | Special | | Ticker: | | AZN |
| | | | | |
| | | | Shares Voted: | | 107,032 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Acquisition of Alexion Pharmaceuticals, Inc. | | Mgmt | | For | | Refer | | For |
ConocoPhillips
| | | | | | | | | | |
Meeting Date: | | 05/11/2021 | | Country: | | USA | | Primary Security ID: | | 20825C104 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | COP |
| | | | | |
| | | | Shares Voted: | | 146,404 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Charles E. Bunch | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Caroline Maury Devine | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John V. Faraci | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jody Freeman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Gay Huey Evans | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jeffrey A. Joerres | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ryan M. Lance | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Timothy A. Leach | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director William H. McRaven | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Sharmila Mulligan | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Eric D. Mullins | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Arjun N. Murti | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Robert A. Niblock | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director David T. Seaton | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director R.A. Walker | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
ConocoPhillips
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Adopt Simple Majority Vote | | SH | | For | | For | | For |
| | | | | |
5 | | Emission Reduction Targets | | SH | | Against | | For | | For |
CVS Health Corporation
| | | | | | | | | | |
Meeting Date: | | 05/13/2021 | | Country: | | USA | | Primary Security ID: | | 126650100 |
Record Date: | | 03/17/2021 | | Meeting Type: | | Annual | | Ticker: | | CVS |
| | | | | |
| | | | Shares Voted: | | 105,671 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Fernando Aguirre | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director C. David Brown, II | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Alecia A. DeCoudreaux | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Nancy-Ann M. DeParle | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director David W. Dorman | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Roger N. Farah | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Anne M. Finucane | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Edward J. Ludwig | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Karen S. Lynch | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jean-Pierre Millon | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Mary L. Schapiro | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director William C. Weldon | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Tony L. White | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | | SH | | Against | | For | | For |
| | | | | |
5 | | Require Independent Board Chair | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Amgen Inc.
| | | | | | | | | | |
Meeting Date: | | 05/18/2021 | | Country: | | USA | | Primary Security ID: | | 031162100 |
Record Date: | | 03/19/2021 | | Meeting Type: | | Annual | | Ticker: | | AMGN |
| | | | | |
| | | | Shares Voted: | | 24,890 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Wanda M. Austin | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Robert A. Bradway | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Brian J. Druker | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Robert A. Eckert | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Greg C. Garland | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Charles M. Holley, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Tyler Jacks | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Ellen J. Kullman | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Amy E. Miles | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Ronald D. Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director R. Sanders Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
E.ON SE
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | Germany | | Primary Security ID: | | D24914133 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | EOAN |
| | | | | |
| | | | Shares Voted: | | 403,689 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 0.47 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Management Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
E.ON SE
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
5.1 | | Ratify KPMG AG as Auditors for Fiscal Year 2021 | | Mgmt | | For | | For | | For |
| | | | | |
5.2 | | Ratify KPMG AG as Auditors for Half-Year and Quarterly Reports 2021 | | Mgmt | | For | | For | | For |
| | | | | |
5.3 | | Ratify KPMG AG as Auditors for the First Quarter of Fiscal Year 2022 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
8.1 | | Elect Erich Clementi to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.2 | | Elect Andreas Schmitz to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.3 | | Elect Ewald Woste to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
9.1 | | Approve Affiliation Agreements with E.ON 45. Verwaltungs GmbH | | Mgmt | | For | | Refer | | For |
| | | | | |
9.2 | | Approve Affiliation Agreement with E.ON 46. Verwaltungs GmbH | | Mgmt | | For | | Refer | | For |
Enel SpA
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | Italy | | Primary Security ID: | | T3679P115 |
Record Date: | | 05/11/2021 | | Meeting Type: | | Annual | | Ticker: | | ENEL |
| | | | | |
| | | | Shares Voted: | | 922,537 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Allocation of Income | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
| | | | | |
5.1 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
5.2 | | Approve Second Section of the Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
A | | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | | Mgmt | | None | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Morgan Stanley
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | USA | | Primary Security ID: | | 617446448 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | MS |
| | | | | |
| | | | Shares Voted: | | 131,592 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Elizabeth Corley | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Alistair Darling | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Thomas H. Glocer | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James P. Gorman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Robert H. Herz | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Nobuyuki Hirano | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Hironori Kamezawa | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Shelley B. Leibowitz | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Stephen J. Luczo | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jami Miscik | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Dennis M. Nally | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Mary L. Schapiro | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Perry M. Traquina | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Rayford Wilkins, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Sands China Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/21/2021 | | Country: | | Cayman Islands | | Primary Security ID: | | G7800X107 |
Record Date: | | 05/10/2021 | | Meeting Type: | | Annual | | Ticker: | | 1928 |
| | | | | |
| | | | Shares Voted: | | 1,008,100 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Sands China Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2a | | Elect Robert Glen Goldstein as Director | | Mgmt | | For | | For | | Against |
| | | | | |
2b | | Elect Steven Zygmunt Strasser as Director | | Mgmt | | For | | For | | For |
| | | | | |
2c | | Elect Kenneth Patrick Chung as Director | | Mgmt | | For | | For | | For |
| | | | | |
2d | | Elect Chum Kwan Lock, Grant as Director | | Mgmt | | For | | For | | For |
| | | | | |
2e | | Authorize Board to Fix Remuneration of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | Against | | Against |
| | | | | |
6 | | Authorize Reissuance of Repurchased Shares | | Mgmt | | For | | Against | | Against |
Total SE
| | | | | | | | | | |
Meeting Date: | | 05/28/2021 | | Country: | | France | | Primary Security ID: | | F92124100 |
Record Date: | | 05/26/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | FP |
| | | | | |
| | | | Shares Voted: | | 3,561 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 2.64 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Reelect Patrick Pouyanne as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
7 | | Reelect Anne-Marie Idrac as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Jacques Aschenbroich as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Total SE
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
9 | | Elect Glenn Hubbard as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Compensation Report of Corporate Officers | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Remuneration Policy of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Approve Compensation of Patrick Pouyanne, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Approve Remuneration Policy of Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Approve the Company’s Sustainable Development and Energy Transition | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
15 | | Change Company Name to TotalEnergies SE and Amend Article 2 of Bylaws Accordingly | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
Taiwan Semiconductor Manufacturing Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/08/2021 | | Country: | | Taiwan | | Primary Security ID: | | Y84629107 |
Record Date: | | 04/09/2021 | | Meeting Type: | | Annual | | Ticker: | | 2330 |
| | | | | |
| | | | Shares Voted: | | 722,000 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Business Operations Report and Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Amendment to Rules and Procedures for Election of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Issuance of Restricted Stocks | | Mgmt | | For | | For | | For |
| | | | | |
| | ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | | Mgmt | | | | | | |
| | | | | |
4.1 | | Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.2 | | Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.3 | | Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Taiwan Semiconductor Manufacturing Co., Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4.4 | | Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.6 | | Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.7 | | Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.8 | | Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.9 | | Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.10 | | Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director | | Mgmt | | For | | For | | For |
ITOCHU Corp.
| | | | | | | | | | |
Meeting Date: | | 06/18/2021 | | Country: | | Japan | | Primary Security ID: | | J2501P104 |
Record Date: | | 03/31/2021 | | Meeting Type: | | Annual | | Ticker: | | 8001 |
| | | | | |
| | | | Shares Voted: | | 1,672 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 44 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Okafuji, Masahiro | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Suzuki, Yoshihisa | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Ishii, Keita | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Yoshida, Tomofumi | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Fukuda, Yuji | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Kobayashi, Fumihiko | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Hachimura, Tsuyoshi | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Muraki, Atsuko | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Kawana, Masatoshi | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Nakamori, Makiko | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
ITOCHU Corp.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2.11 | | Elect Director Ishizuka, Kunio | | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Appoint Statutory Auditor Majima, Shingo | | Mgmt | | For | | Refer | | For |
| | | | | |
3.2 | | Appoint Statutory Auditor Kikuchi, Masumi | | Mgmt | | For | | Refer | | For |
ORIX Corp.
| | | | | | | | | | |
Meeting Date: | | 06/25/2021 | | Country: | | Japan | | Primary Security ID: | | J61933123 |
Record Date: | | 03/31/2021 | | Meeting Type: | | Annual | | Ticker: | | 8591 |
| | | | | |
| | | | Shares Voted: | | 435,300 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Amend Articles to Amend Business Lines | | Mgmt | | For | | Refer | | For |
| | | | | |
2.1 | | Elect Director Inoue, Makoto | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Irie, Shuji | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Taniguchi, Shoji | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Matsuzaki, Satoru | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Suzuki, Yoshiteru | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Stan Koyanagi | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Takenaka, Heizo | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Michael Cusumano | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Akiyama, Sakie | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Watanabe, Hiroshi | | Mgmt | | For | | For | | For |
| | | | | |
2.11 | | Elect Director Sekine, Aiko | | Mgmt | | For | | For | | For |
| | | | | |
2.12 | | Elect Director Hodo, Chikatomo | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 83 Ivy VIP Global Equity Income
Tokio Marine Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/28/2021 | | Country: | | Japan | | Primary Security ID: | | J86298106 |
Record Date: | | 03/31/2021 | | Meeting Type: | | Annual | | Ticker: | | 8766 |
| | | | | |
| | | | Shares Voted: | | 939 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 100 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Nagano, Tsuyoshi | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Komiya, Satoru | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Yuasa, Takayuki | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Harashima, Akira | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Okada, Kenji | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Endo, Yoshinari | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Hirose, Shinichi | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Mimura, Akio | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Egawa, Masako | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Mitachi, Takashi | | Mgmt | | For | | For | | For |
| | | | | |
2.11 | | Elect Director Endo, Nobuhiro | | Mgmt | | For | | For | | For |
| | | | | |
2.12 | | Elect Director Katanozaka, Shinya | | Mgmt | | For | | For | | For |
| | | | | |
2.13 | | Elect Director Osono, Emi | | Mgmt | | For | | For | | For |
| | | | | |
2.14 | | Elect Director Moriwaki, Yoichi | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Compensation Ceiling for Directors and Trust-Type Equity Compensation Plan | | Mgmt | | For | | Refer | | For |
DELAWARE IVY VIP GLOBAL GROWTH
(prior to July 1, 2021, Ivy VIP Global Growth
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Ubisoft Entertainment SA
| | | | | | | | | | |
Meeting Date: | | 07/02/2020 | | Country: | | France | | Primary Security ID: | | F9396N106 |
Record Date: | | 06/30/2020 | | Meeting Type: | | Annual/Special | | Ticker: | | UBI |
| | | | | |
| | | | Shares Voted: | | 27,187 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Treatment of Losses | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Compensation of Corporate Officers | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Compensation of Yves Guillemot, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Compensation of Claude Guillemot, Vice-CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Compensation of Michel Guillemot, Vice-CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Compensation of Gerard Guillemot, Vice-CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Compensation of Christian Guillemot, Vice-CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Remuneration Policy for Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Approve Remuneration Policy for Vice-CEOs | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Approve Remuneration Policy of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Reelect Yves Guillemot as Director | | Mgmt | | For | | Against | | Against |
| | | | | |
15 | | Reelect Gerard Guillemot as Director | | Mgmt | | For | | Against | | For |
| | | | | |
16 | | Reelect Florence Naviner as Director | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Elect John Parkes as Representative of Employee Shareholders to the Board | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
19 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Ubisoft Entertainment SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
20 | | Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 0.85 Million | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 0.85 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
24 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
26 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans (International Subsidiaries) | | Mgmt | | For | | Refer | | For |
| | | | | |
27 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans, Reserved for Employees and Corporate Officers of International Subsidiaries (Specific Countries) | | Mgmt | | For | | Refer | | For |
| | | | | |
28 | | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans to Employees, Excluding Corporate Executive Officers | | Mgmt | | For | | For | | For |
| | | | | |
29 | | Authorize up to 0.2 Percent of Issued Capital for Use in Stock Option Plans to Corporate Executive Officers | | Mgmt | | For | | For | | For |
| | | | | |
30 | | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 21-27 at EUR 4 Million | | Mgmt | | For | | For | | For |
| | | | | |
31 | | Amend Article 8 of Bylaws Re: Employee Representatives | | Mgmt | | For | | Refer | | For |
| | | | | |
32 | | Amend Article 12 of Bylaws Re: CEO and Vice-CEO Age Limit | | Mgmt | | For | | Refer | | For |
| | | | | |
33 | | Amend Articles of Bylaws to Comply with Legal Changes | | Mgmt | | For | | Refer | | For |
| | | | | |
34 | | Delegate Powers to the Board to Amend Bylaws to Comply with Legal Changes | | Mgmt | | For | | Refer | | For |
| | | | | |
35 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Reliance Industries Ltd.
| | | | | | | | | | |
Meeting Date: | | 07/15/2020 | | Country: | | India | | Primary Security ID: | | Y72596102 |
Record Date: | | 07/08/2020 | | Meeting Type: | | Annual | | Ticker: | | 500325 |
| | | | | |
| | | | Shares Voted: | | 127,569 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.a | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
1.b | | Accept Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Dividends | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reelect Hital R. Meswani as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reelect P.M.S. Prasad as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Reappointment and Remuneration of Hital R. Meswani as a Whole-time Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect K. V. Chowdary as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration of Cost Auditors | | Mgmt | | For | | For | | For |
HDFC Bank Limited
| | | | | | | | | | |
Meeting Date: | | 07/18/2020 | | Country: | | India | | Primary Security ID: | | Y3119P190 |
Record Date: | | 07/11/2020 | | Meeting Type: | | Annual | | Ticker: | | 500180 |
| | | | | |
| | | | Shares Voted: | | 98,766 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Standalone Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Accept Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Special Interim Dividend | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reelect Kaizad Bharucha as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Board to Fix Remuneration of MSKA & Associates, Chartered Accountants as Statutory Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorize Board to Ratify Additional Remuneration for MSKA & Associates, Chartered Accountants | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Reelect Malay Patel as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
HDFC Bank Limited
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
8 | | Approve Reappointment and Remuneration of Kaizad Bharucha as Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Renu Karnad as Director | | Mgmt | | For | | Against | | Against |
| | | | | |
10 | | Approve Related Party Transactions with Housing Development Finance Corporation Limited | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Related Party Transactions with HDB Financial Services Limited | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Authorize Issuance of Unsecured Perpetual Debt Instruments, Tier II Capital Bonds and Long Term Bonds on Private Placement Basis | | Mgmt | | For | | Refer | | For |
Magazine Luiza SA
| | | | | | | | | | |
Meeting Date: | | 07/22/2020 | | Country: | | Brazil | | Primary Security ID: | | P6425Q109 |
Record Date: | | | | Meeting Type: | | Special | | Ticker: | | MGLU3 |
| | | | | |
| | | | Shares Voted: | | 41,121 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Ratify Capital Increase without Preemptive Rights Approved at the Oct. 30, 2019 Board Meeting | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Rectify Remuneration of Company’s Management Approved at the April 12, 2019, AGM | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Amend Articles and Consolidate Bylaws | | Mgmt | | For | | For | | For |
Magazine Luiza SA
| | | | | | | | | | |
Meeting Date: | | 07/27/2020 | | Country: | | Brazil | | Primary Security ID: | | P6425Q109 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | MGLU3 |
| | | | | |
| | | | Shares Voted: | | 41,121 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019 | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Allocation of Income and Dividends | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Magazine Luiza SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Fix Number of Directors at Seven | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | | Mgmt | | None | | Refer | | Abstain |
| | | | | |
5 | | Elect Directors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | | Mgmt | | None | | Refer | | Against |
| | | | | |
7 | | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | | Mgmt | | None | | Refer | | Abstain |
| | | | | |
| | APPLIES ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 7, Votes Will Be Automatically Distributed in Equal % Amongst The Nominees voted FOR below. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes | | Mgmt | | | | | | |
| | | | | |
8.1 | | Percentage of Votes to Be Assigned - Elect Luiza Helena Trajano Inacio Rodrigues as Director | | Mgmt | | None | | Refer | | Abstain |
| | | | | |
8.2 | | Percentage of Votes to Be Assigned - Elect Marcelo Jose Ferreira e Silva as Director | | Mgmt | | None | | Refer | | Abstain |
| | | | | |
8.3 | | Percentage of Votes to Be Assigned - Elect Carlos Renato Donzelli as Director | | Mgmt | | None | | Refer | | Abstain |
| | | | | |
8.4 | | Percentage of Votes to Be Assigned - Elect Jose Paschoal Rossetti as Independent Director | | Mgmt | | None | | Refer | | Abstain |
| | | | | |
8.5 | | Percentage of Votes to Be Assigned - Elect Betania Tanure de Barros as Independent Director | | Mgmt | | None | | Refer | | Abstain |
| | | | | |
8.6 | | Percentage of Votes to Be Assigned - Elect Silvio Romero de Lemos Meira as Independent Director | | Mgmt | | None | | Refer | | Abstain |
| | | | | |
8.7 | | Percentage of Votes to Be Assigned - Elect Ines Correa de Souza as Independent Director | | Mgmt | | None | | Refer | | Abstain |
| | | | | |
9 | | As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | | Mgmt | | None | | Refer | | For |
| | | | | |
10 | | Elect Fiscal Council Members | | Mgmt | | For | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Magazine Luiza SA
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
11 | | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | | Mgmt | | None | | Refer | | Against |
| | | | | |
12 | | Elect Eduardo Christovam Galdi Mestieri as Fiscal Council Member and Thiago Costa Jacinto as Alternate Appointed by Minority Shareholder | | SH | | None | | Refer | | For |
| | | | | |
13 | | As an Ordinary Shareholder, Would You Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | | Mgmt | | None | | Refer | | For |
| | | | | |
14 | | Approve Remuneration of Company’s Management and Fiscal Council | | Mgmt | | For | | Refer | | For |
Ferguson Plc
| | | | | | | | | | |
Meeting Date: | | 07/29/2020 | | Country: | | Jersey | | Primary Security ID: | | G3421J106 |
Record Date: | | 07/27/2020 | | Meeting Type: | | Special | | Ticker: | | FERG |
| | | | | |
| | | | Shares Voted: | | 28,486 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Adopt New Articles of Association | | Mgmt | | For | | Refer | | For |
Banco do Brasil SA
| | | | | | | | | | |
Meeting Date: | | 07/30/2020 | | Country: | | Brazil | | Primary Security ID: | | P11427112 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | BBAS3 |
| | | | | |
| | | | Shares Voted: | | 61,500 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Joaquim Jose Xavier da Silveira as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Jose Guimaraes Monforte as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
2 | | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | | Mgmt | | None | | Refer | | Abstain |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Banco do Brasil SA
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
| | APPLIES ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 2, Votes Will Be Automatically Distributed in Equal % Amongst The Nominees voted FOR below. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes | | Mgmt | | | | | | |
| | | | | |
3.1 | | Percentage of Votes to Be Assigned - Elect Joaquim Jose Xavier da Silveira as Independent Director | | Mgmt | | None | | Abstain | | Abstain |
| | | | | |
3.2 | | Percentage of Votes to Be Assigned - Elect Jose Guimaraes Monforte as Independent Director | | Mgmt | | None | | Abstain | | Abstain |
| | | | | |
4.1 | | Elect Paulo Antonio Spencer Uebel as Fiscal Council Member | | Mgmt | | For | | Refer | | For |
| | | | | |
4.2 | | Elect Samuel Yoshiaki Oliveira Kinoshita as Fiscal Council Member | | Mgmt | | For | | Refer | | For |
| | | | | |
4.3 | | Elect Lena Oliveira de Carvalho as Alternate Fiscal Council Member | | Mgmt | | For | | Refer | | For |
| | | | | |
4.4 | | Elect Rodrigo Brandao de Almeida as Alternate Fiscal Council Member | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Allocation of Income and Dividends | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration of Company’s Management | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Remuneration of Fiscal Council Members | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Remuneration of Audit Committee Members | | Mgmt | | For | | Refer | | Against |
Banco do Brasil SA
| | | | | | | | | | |
Meeting Date: | | 07/30/2020 | | Country: | | Brazil | | Primary Security ID: | | P11427112 |
Record Date: | | | | Meeting Type: | | Special | | Ticker: | | BBAS3 |
| | | | | |
| | | | Shares Voted: | | 61,500 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Authorize Capitalization of Reserves | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Articles | | Mgmt | | For | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Alimentation Couche-Tard Inc.
| | | | | | | | | | |
Meeting Date: | | 09/16/2020 | | Country: | | Canada | | Primary Security ID: | | 01626P403 |
Record Date: | | 07/20/2020 | | Meeting Type: | | Annual | | Ticker: | | ATD.B |
| | | | | |
| | | | Shares Voted: | | 109,800 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
| | Meeting for Class A Multiple Voting and Class B Subordinate Voting Shareholders | | Mgmt | | | | | | |
| | | | | |
1 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Alain Bouchard | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Melanie Kau | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Jean Bernier | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Eric Boyko | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Jacques D’Amours | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Janice L. Fields | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Richard Fortin | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Brian Hannasch | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Marie Josee Lamothe | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Monique F. Leroux | | Mgmt | | For | | For | | For |
| | | | | |
2.11 | | Elect Director Real Plourde | | Mgmt | | For | | For | | For |
| | | | | |
2.12 | | Elect Director Daniel Rabinowicz | | Mgmt | | For | | For | | For |
| | | | | |
2.13 | | Elect Director Louis Tetu | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach
| | Mgmt | | For | | For | | For |
| | | | | |
| | Shareholder Proposals | | Mgmt | | | | | | |
| | | | | |
4 | | SP 1: Integrate ESG Criteria into in Establishing Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
5 | | SP 2: Determine that a Director is Independent or Non-Independent Be Disclosed in Management Circular | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | SP 3: Adopt a Responsible Employment Policy While Ensuring Its Employees a Living Wage | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Darden Restaurants, Inc.
| | | | | | | | | | |
Meeting Date: | | 09/23/2020 | | Country: | | USA | | Primary Security ID: | | 237194105 |
Record Date: | | 07/29/2020 | | Meeting Type: | | Annual | | Ticker: | | DRI |
| | | | | |
| | | | Shares Voted: | | 13,789 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Margaret Shan Atkins | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director James P. Fogarty | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Cynthia T. Jamison | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Eugene I. Lee, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Nana Mensah | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director William S. Simon | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Charles M. Sonsteby | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Timothy J. Wilmott | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Diageo Plc
| | | | | | | | | | |
Meeting Date: | | 09/28/2020 | | Country: | | United Kingdom | | Primary Security ID: | | G42089113 |
Record Date: | | 09/24/2020 | | Meeting Type: | | Annual | | Ticker: | | DGE |
| | | | | |
| | | | Shares Voted: | | 38,390 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Melissa Bethell as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Javier Ferran as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Susan Kilsby as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Lady Mendelsohn as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Diageo Plc
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
9 | | Re-elect Ivan Menezes as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Kathryn Mikells as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Alan Stewart as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Amend Diageo 2001 Share Incentive Plan | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Approve Diageo 2020 Sharesave Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
18 | | Approve Diageo Deferred Bonus Share Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
19 | | Authorise the Company to Establish International Share Plans | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Adopt New Articles of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
24 | | Authorise 2019 Share Buy-backs and Employee Benefit and Share Ownership Trust Transactions | | Mgmt | | For | | Refer | | For |
Alibaba Group Holding Limited
| | | | | | | | | | |
Meeting Date: | | 09/30/2020 | | Country: | | Cayman Islands | | Primary Security ID: | | G01719114 |
Record Date: | | 08/17/2020 | | Meeting Type: | | Annual | | Ticker: | | 9988 |
| | | | | |
| | | | Shares Voted: | | 11,794 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Amend Articles of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
2.1 | | Elect Maggie Wei Wu as Director | | Mgmt | | For | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Alibaba Group Holding Limited
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
2.2 | | Elect Kabir Misra as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
2.3 | | Elect Walter Teh Ming Kwauk as Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers as Auditors | | Mgmt | | For | | For | | For |
Magazine Luiza SA
| | | | | | | | | | |
Meeting Date: | | 10/07/2020 | | Country: | | Brazil | | Primary Security ID: | | P6425Q109 |
Record Date: | | | | Meeting Type: | | Special | | Ticker: | | MGLU3 |
| | | | | |
| | | | Shares Voted: | | 40,821 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Approve 4-for-1 Stock Split | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Articles 5 and 7 to Reflect Changes in Share Capital and Authorized Capital Respectively | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Authorize Executives to Ratify and Execute Approved Resolutions | | Mgmt | | For | | For | | For |
Unilever Plc
| | | | | | | | | | |
Meeting Date: | | 10/12/2020 | | Country: | | United Kingdom | | Primary Security ID: | | G92087165 |
Record Date: | | 10/10/2020 | | Meeting Type: | | Special | | Ticker: | | ULVR |
| | | | | |
| | | | Shares Voted: | | 22,804 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Approve Matters Relating to the Unification of the Unilever Group under a Single Parent Company | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Unilever Plc
| | | | | | | | | | |
Meeting Date: | | 10/12/2020 | | Country: | | United Kingdom | | Primary Security ID: | | G92087165 |
Record Date: | | 10/10/2020 | | Meeting Type: | | Court | | Ticker: | | ULVR |
| | | | | |
| | | | Shares Voted: | | 22,804 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
| | Court Meeting | | Mgmt | | | | | | |
| | | | | |
1 | | Approve the Cross-Border Merger between Unilever PLC and Unilever N.V. | | Mgmt | | For | | Refer | | For |
Microsoft Corporation
| | | | | | | | | | |
Meeting Date: | | 12/02/2020 | | Country: | | USA | | Primary Security ID: | | 594918104 |
Record Date: | | 10/08/2020 | | Meeting Type: | | Annual | | Ticker: | | MSFT |
| | | | | |
| | | | Shares Voted: | | 28,281 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Reid G. Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Hugh F. Johnston | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Teri L. List-Stoll | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Satya Nadella | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Sandra E. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Penny S. Pritzker | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Charles W. Scharf | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Arne M. Sorenson | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director John W. Stanton | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director John W. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Emma N. Walmsley | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Padmasree Warrior | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Employee Representation on the Board of Directors | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Ferguson Plc
| | | | | | | | | | |
Meeting Date: | | 12/03/2020 | | Country: | | Jersey | | Primary Security ID: | | G3421J106 |
Record Date: | | 12/01/2020 | | Meeting Type: | | Annual | | Ticker: | | FERG |
| | | | | |
| | | | Shares Voted: | | 31,176 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Bill Brundage as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Tessa Bamford as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Geoff Drabble as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Catherine Halligan as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Kevin Murphy as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Alan Murray as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Tom Schmitt as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Dr Nadia Shouraboura as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Jacqueline Simmonds as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Reappoint Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Banco do Brasil SA
| | | | | | | | | | |
Meeting Date: | | 12/09/2020 | | Country: | | Brazil | | Primary Security ID: | | P11427112 |
Record Date: | | | | Meeting Type: | | Special | | Ticker: | | BBAS3 |
| | | | | |
| | | | Shares Voted: | | 60,800 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Andre Guilherme Brandao as Director | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Fabio Augusto Cantizani Barbosa as Director | | Mgmt | | For | | For | | For |
| | | | | |
2 | | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | | Mgmt | | None | | Refer | | Abstain |
| | | | | |
| | APPLIES ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 2, Votes Will Be Automatically Distributed in Equal % Amongst The Nominees voted FOR below. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes | | Mgmt | | | | | | |
| | | | | |
3.1 | | Percentage of Votes to Be Assigned - Elect Andre Guilherme Brandao as Director | | Mgmt | | None | | Refer | | Abstain |
| | | | | |
3.2 | | Percentage of Votes to Be Assigned - Elect Fabio Augusto Cantizani Barbosa as Director | | Mgmt | | None | | Refer | | Abstain |
| | | | | |
4 | | Elect Lucas Pedreira do Couto Ferraz as Fiscal Council Member | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Agreement to Absorb BESC Distribuidora de Titulos e Valores Mobiliarios S.A (Bescval) | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Ratify Investor Consulting Partners Consultoria Ltda. as the Independent Firm to Appraise Proposed Transaction | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Independent Firm’s Appraisal | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Absorption of BESC Distribuidora de Titulos e Valores Mobiliarios S.A (Bescval) | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Capital Increase in Connection with the Transaction and Amend Article 7 Accordingly | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Issuance of Shares in Connection with the Transaction for Bescval’s Minority Shareholders | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Cancellation of Treasury Shares | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Authorize Board to Ratify and Execute Approved Resolutions | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Amend Articles 7 and 8 | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Amend Articles 9 and 10 | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Amend Articles 11 and 16 | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Amend Articles | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Banco do Brasil SA
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
17 | | Amend Articles | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Amend Articles 33 and 34 | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Amend Articles | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Amend Articles 47 and 48 | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Amend Article 50 | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Amend Articles | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Amend Article 63 | | Mgmt | | For | | Refer | | Against |
Cisco Systems, Inc.
| | | | | | | | | | |
Meeting Date: | | 12/10/2020 | | Country: | | USA | | Primary Security ID: | | 17275R102 |
Record Date: | | 10/12/2020 | | Meeting Type: | | Annual | | Ticker: | | CSCO |
| | | | | |
| | | | Shares Voted: | | 57,740 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director M. Michele Burns | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Wesley G. Bush | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Michael D. Capellas | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Mark Garrett | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Kristina M. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Roderick C. McGeary | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Charles H. Robbins | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Arun Sarin - Withdrawn | | Mgmt | | | | | | |
| | | | | |
1i | | Elect Director Brenton L. Saunders | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Lisa T. Su | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Change State of Incorporation from California to Delaware | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Require Independent Board Chair | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
ConocoPhillips
| | | | | | | | | | |
Meeting Date: | | 01/15/2021 | | Country: | | USA | | Primary Security ID: | | 20825C104 |
Record Date: | | 12/11/2020 | | Meeting Type: | | Special | | Ticker: | | COP |
| | | | | |
| | | | Shares Voted: | | 25,476 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
1 | | Issue Shares in Connection with Merger | | Mgmt | | For | | Refer | | For |
Intuit Inc.
| | | | | | | | | | |
Meeting Date: | | 01/21/2021 | | Country: | | USA | | Primary Security ID: | | 461202103 |
Record Date: | | 11/23/2020 | | Meeting Type: | | Annual | | Ticker: | | INTU |
| | | | | |
| | | | Shares Voted: | | 9,059 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
1a | | Elect Director Eve Burton | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Scott D. Cook | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Richard L. Dalzell | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Sasan K. Goodarzi | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Deborah Liu | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Tekedra Mawakana | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Dennis D. Powell | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Brad D. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Thomas Szkutak | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Raul Vazquez | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Jeff Weiner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Visa Inc.
| | | | | | | | | | |
Meeting Date: | | 01/26/2021 | | Country: | | USA | | Primary Security ID: | | 92826C839 |
Record Date: | | 11/27/2020 | | Meeting Type: | | Annual | | Ticker: | | V |
| | | | | |
| | | | Shares Voted: | | 17,191 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
1a | | Elect Director Lloyd A. Carney | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Mary B. Cranston | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Francisco Javier Fernandez-Carbajal | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Alfred F. Kelly, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Ramon Laguarta | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director John F. Lundgren | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Robert W. Matschullat | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Denise M. Morrison | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Linda J. Rendle | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director John A. C. Swainson | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Maynard G. Webb, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
7 | | Amend Principles of Executive Compensation Program | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Apple Inc.
| | | | | | | | | | |
Meeting Date: | | 02/23/2021 | | Country: | | USA | | Primary Security ID: | | 037833100 |
Record Date: | | 12/28/2020 | | Meeting Type: | | Annual | | Ticker: | | AAPL |
| | | | | |
| | | | Shares Voted: | | 43,339 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
1a | | Elect Director James Bell | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Tim Cook | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Al Gore | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Andrea Jung | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Art Levinson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Monica Lozano | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ron Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Sue Wagner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Proxy Access Amendments | | SH | | Against | | For | | For |
| | | | | |
5 | | Improve Principles of Executive Compensation Program | | SH | | Against | | Refer | | Against |
Infineon Technologies AG
| | | | | | | | | | |
Meeting Date: | | 02/25/2021 | | Country: | | Germany | | Primary Security ID: | | D35415104 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | IFX |
| | | | | |
| | | | Shares Voted: | | 55,720 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2020 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 0.22 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Approve Discharge of Management Board Member Reinhard Ploss for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
3.2 | | Approve Discharge of Management Board Member Helmut Gassel for Fiscal 2020 | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Infineon Technologies AG
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
3.3 | | Approve Discharge of Management Board Member Jochen Hanebeck for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
3.4 | | Approve Discharge of Management Board Member Sven Schneider for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.1 | | Approve Discharge of Supervisory Board Member Wolfgang Eder for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.2 | | Approve Discharge of Supervisory Board Member Peter Bauer (until Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.3 | | Approve Discharge of Supervisory Board Member Xiaoqun Clever (from Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.4 | | Approve Discharge of Supervisory Board Member Johann Dechant for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Approve Discharge of Supervisory Board Member Herbert Diess (until Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.6 | | Approve Discharge of Supervisory Board Member Friedrich Eichiner (from Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.7 | | Approve Discharge of Supervisory Board Member Annette Engelfried for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.8 | | Approve Discharge of Supervisory Board Member Peter Gruber for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.9 | | Approve Discharge of Supervisory Board Member Gerhard Hobbach (until Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.10 | | Approve Discharge of Supervisory Board Member Hans-Ulrich Holdenried for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.11 | | Approve Discharge of Supervisory Board Member Renate Koecher (until Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.12 | | Approve Discharge of Supervisory Board Member Susanne Lachenmann for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.13 | | Approve Discharge of Supervisory Board Member Geraldine Picaud for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.14 | | Approve Discharge of Supervisory Board Member Manfred Puffer for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.15 | | Approve Discharge of Supervisory Board Member Melanie Riedl (from Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.16 | | Approve Discharge of Supervisory Board Member Kerstin Schulzendorf for Fiscal 2020 | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Infineon Technologies AG
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
4.17 | | Approve Discharge of Supervisory Board Member Juergen Scholz for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.18 | | Approve Discharge of Supervisory Board Member Ulrich Spiesshofer (from Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.19 | | Approve Discharge of Supervisory Board Member Margret Suckale (from Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.20 | | Approve Discharge of Supervisory Board Member Eckart Suenner (until Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.21 | | Approve Discharge of Supervisory Board Member Diana Vitale for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify KPMG AG as Auditors for Fiscal 2021 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Creation of EUR 30 Million Pool of Capital for Employee Stock Purchase Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Amend Articles Re: Information for Registration in the Share Register | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Amend Articles Re: Supervisory Board’s Rules of Procedure | | Mgmt | | For | | For | | For |
Baidu, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/01/2021 | | Country: | | Cayman Islands | | Primary Security ID: | | 056752108 |
Record Date: | | 01/28/2021 | | Meeting Type: | | Special | | Ticker: | | BIDU |
| | | | | |
| | | | Shares Voted: | | 7,267 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Approve One-to-Eighty Stock Split | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Ping An Insurance (Group) Company of China, Ltd.
| | | | | | | | | | |
Meeting Date: | | 03/25/2021 | | Country: | | China | | Primary Security ID: | | Y69790106 |
Record Date: | | 03/17/2021 | | Meeting Type: | | Annual | | Ticker: | | 2318 |
| | | | | |
| | | | Shares Voted: | | 269,000 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
| | AGM BALLOT FOR HOLDERS OF H SHARES | | Mgmt | | | | | | |
| | | | | |
1 | | Approve 2020 Report of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve 2020 Report of the Supervisory Committee | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve 2020 Annual Report and Its Summary | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve 2020 Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve 2020 Profit Distribution Plan and Distribution of Final Dividends | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Ernst & Young Hua Ming LLP as PRC Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve 2020 Performance Evaluation Report of Independent Non-Executive Directors | | Mgmt | | For | | For | | For |
| | | | | |
| | ELECT DIRECTORS | | Mgmt | | | | | | |
| | | | | |
8.01 | | Elect Ma Mingzhe as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.02 | | Elect Xie Yonglin as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.03 | | Elect Tan Sin Yin as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.04 | | Elect Yao Jason Bo as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.05 | | Elect Cai Fangfang as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.06 | | Elect Soopakij Chearavanont as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.07 | | Elect Yang Xiaoping as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.08 | | Elect Wang Yongjian as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.09 | | Elect Huang Wei as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.10 | | Elect Ouyang Hui as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.11 | | Elect Ng Sing Yip as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.12 | | Elect Chu Yiyun as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.13 | | Elect Liu Hong as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.14 | | Elect Jin Li as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.15 | | Elect Ng Kong Ping Albert as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Ping An Insurance (Group) Company of China, Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
| | ELECT SUPERVISORS | | Mgmt | | | | | | |
| | | | | |
9.01 | | Elect Gu Liji as Supervisor | | Mgmt | | For | | Refer | | For |
| | | | | |
9.02 | | Elect Huang Baokui as Supervisor | | Mgmt | | For | | Refer | | For |
| | | | | |
9.03 | | Elect Zhang Wangjin as Supervisor | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Issuance of Debt Financing Instruments | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Amend Articles of Association | | Mgmt | | For | | Refer | | For |
Reliance Industries Ltd.
| | | | | | | | | | |
Meeting Date: | | 03/31/2021 | | Country: | | India | | Primary Security ID: | | Y72596102 |
Record Date: | | 03/24/2021 | | Meeting Type: | | Court | | Ticker: | | 500325 |
| | | | | |
| | | | Shares Voted: | | 76,709 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
| | Court-Ordered Meeting for Shareholders | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Scheme of Arrangement | | Mgmt | | For | | Refer | | For |
Airbus SE
| | | | | | | | | | |
Meeting Date: | | 04/14/2021 | | Country: | | Netherlands | | Primary Security ID: | | N0280G100 |
Record Date: | | 03/17/2021 | | Meeting Type: | | Annual | | Ticker: | | AIR |
| | | | | |
| | | | Shares Voted: | | 37,033 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2.1 | | Discussion on Company’s Corporate Governance Structure | | Mgmt | | | | | | |
| | | | | |
2.2 | | Receive Report on Business and Financial Statements | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Airbus SE
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
2.3 | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
3 | | Discussion of Agenda Items | | Mgmt | | | | | | |
| | | | | |
4.1 | | Adopt Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
4.2 | | Approve Discharge of Non-Executive Members of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
4.3 | | Approve Discharge of Executive Members of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
4.4 | | Ratify Ernst & Young Accountants LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Approve Implementation of Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
4.6 | | Reelect Rene Obermann as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.7 | | Reelect Amparo Moraleda as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.8 | | Reelect Victor Chu as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.9 | | Reelect Jean-Pierre Clamadieu as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.10 | | Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans | | Mgmt | | For | | For | | For |
| | | | | |
4.11 | | Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding | | Mgmt | | For | | For | | For |
| | | | | |
4.12 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
4.13 | | Approve Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Close Meeting | | Mgmt | | | | | | |
Ferrari NV
| | | | | | | | | | |
Meeting Date: | | 04/15/2021 | | Country: | | Netherlands | | Primary Security ID: | | N3167Y103 |
Record Date: | | 03/18/2021 | | Meeting Type: | | Annual | | Ticker: | | RACE |
| | | | | |
| | | | Shares Voted: | | 20,698 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Ferrari NV
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2.a | | Receive Director’s Board Report (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2.b | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
2.c | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
2.d | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2.e | | Approve Dividends of EUR 0.867 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
2.f | | Approve Discharge of Directors | | Mgmt | | For | | For | | For |
| | | | | |
3.a | | Reelect John Elkann as Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.b | | Reelect Piero Ferrari as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.c | | Reelect Delphine Arnault as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.d | | Reelect Francesca Bellettini as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.e | | Reelect Eduardo H. Cue as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.f | | Reelect Sergio Duca as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.g | | Reelect John Galantic as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.h | | Reelect Maria Patrizia Grieco as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.i | | Reelect Adam Keswick as Non-Executive Director | | Mgmt | | For | | Against | | For |
| | | | | |
4 | | Appoint Ernst & Young Accountants LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5.1 | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | | Mgmt | | For | | For | | For |
| | | | | |
5.2 | | Authorize Board to Exclude Preemptive Rights from Share Issuances | | Mgmt | | For | | For | | For |
| | | | | |
5.3 | | Grant Board Authority to Issue Special Voting Shares | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Awards to Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Close Meeting | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
LVMH Moet Hennessy Louis Vuitton SE
| | | | | | | | | | |
Meeting Date: | | 04/15/2021 | | Country: | | France | | Primary Security ID: | | F58485115 |
Record Date: | | 04/13/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | MC |
| | | | | |
| | | | Shares Voted: | | 1,893 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 6.00 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Auditors’ Special Report on Related-Party Transactions | | Mgmt | | For | | Refer | | Against |
| | | | | |
5 | | Reelect Antoine Arnault as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Reelect Nicolas Bazire as Director | | Mgmt | | For | | Against | | Against |
| | | | | |
7 | | Reelect Charles de Croisset as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Reelect Yves-Thibault de Silguy as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Appoint Olivier Lenel as Alternate Auditor | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Amendment of Remuneration Policy of Directors Re: FY 2020 | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Amendment of Remuneration Policy of Executive Corporate Officers Re: FY 2020 | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Approve Compensation of Corporate Officers | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Approve Compensation of Bernard Arnault, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Approve Compensation of Antonio Belloni, Vice-CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
15 | | Approve Remuneration Policy of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
16 | | Approve Remuneration Policy of Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
17 | | Approve Remuneration Policy of Vice-CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
18 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital Extraordinary Business | | Mgmt Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
LVMH Moet Hennessy Louis Vuitton SE
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
20 | | Authorize Capitalization of Reserves of Up to EUR 20 Million for Bonus Issue or Increase in Par Value | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
23 | | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 20 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
24 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Authorize Capital Increase of Up to EUR 20 Million for Future Exchange Offers | | Mgmt | | For | | For | | For |
| | | | | |
26 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | Mgmt | | For | | For | | For |
| | | | | |
27 | | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | | Mgmt | | For | | For | | Against |
| | | | | |
28 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
29 | | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 21-26 at EUR 20 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
30 | | Amend Article 22 of Bylaws Re: Auditors | | Mgmt | | For | | Refer | | For |
Adobe Inc.
| | | | | | | | | | |
Meeting Date: | | 04/20/2021 | | Country: | | USA | | Primary Security ID: | | 00724F101 |
Record Date: | | 02/22/2021 | | Meeting Type: | | Annual | | Ticker: | | ADBE |
| | | | | |
| | | | Shares Voted: | | 4,160 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Amy Banse | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Melanie Boulden | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Frank Calderoni | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James Daley | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Adobe Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1e | | Elect Director Laura Desmond | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Shantanu Narayen | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Kathleen Oberg | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Dheeraj Pandey | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director David Ricks | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Daniel Rosensweig | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director John Warnock | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Johnson & Johnson
| | | | | | | | | | |
Meeting Date: | | 04/22/2021 | | Country: | | USA | | Primary Security ID: | | 478160104 |
Record Date: | | 02/23/2021 | | Meeting Type: | | Annual | | Ticker: | | JNJ |
| | | | | |
| | | | Shares Voted: | | 19,140 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Mary C. Beckerle | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director D. Scott Davis | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Ian E. L. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jennifer A. Doudna | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Alex Gorsky | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Marillyn A. Hewson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Hubert Joly | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Mark B. McClellan | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Anne M. Mulcahy | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Charles Prince | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director A. Eugene Washington | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Mark A. Weinberger | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Johnson & Johnson
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1m | | Elect Director Nadja Y. West | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Ronald A. Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics | | SH | | Against | | For | | For |
| | | | | |
5 | | Require Independent Board Chair | | SH | | Against | | Refer | | For |
| | | | | |
6 | | Report on Civil Rights Audit | | SH | | Against | | Against | | Against |
| | | | | |
7 | | Adopt Policy on Bonus Banking | | SH | | Against | | Refer | | Against |
Magazine Luiza SA
| | | | | | | | | | |
Meeting Date: | | 04/22/2021 | | Country: | | Brazil | | Primary Security ID: | | P6425Q109 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | MGLU3 |
| | | | | |
| | | | Shares Voted: | | 159,984 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2020 | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Allocation of Income and Dividends | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Fix Number of Directors at Eight | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | | Mgmt | | None | | Refer | | Against |
| | | | | |
5 | | Elect Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | | Mgmt | | None | | Refer | | Against |
| | | | | |
7 | | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | | Mgmt | | None | | Refer | | Abstain |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Magazine Luiza SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | IF CUMULATIVE VOTE IS ADOPTED - If Voting FOR Item 7: Votes Are Distributed in Equal % Amongst Nominees Voted FOR. An AGAINST Vote Is Required If Supporting Candidate(s) Under Cumulative and Not Supporting Any Director(s)/Slate Under Majority Voting | | Mgmt | | | | | | |
| | | | | |
8.1 | | Percentage of Votes to Be Assigned - Elect Luiza Helena Trajano Inacio Rodrigues as Director | | Mgmt | | None | | Refer | | Abstain |
| | | | | |
8.2 | | Percentage of Votes to Be Assigned - Elect Marcelo Jose Ferreira e Silva as Director | | Mgmt | | None | | Refer | | Abstain |
| | | | | |
8.3 | | Percentage of Votes to Be Assigned - Elect Carlos Renato Donzelli as Director | | Mgmt | | None | | Refer | | Abstain |
| | | | | |
8.4 | | Percentage of Votes to Be Assigned - Elect Marcio Kumruian as Director | | Mgmt | | None | | Refer | | Abstain |
| | | | | |
8.5 | | Percentage of Votes to Be Assigned - Elect Ines Correa de Souza as Independent Director | | Mgmt | | None | | Refer | | Abstain |
| | | | | |
8.6 | | Percentage of Votes to Be Assigned - Elect Jose Paschoal Rossetti as Independent Director | | Mgmt | | None | | Refer | | Abstain |
| | | | | |
8.7 | | Percentage of Votes to Be Assigned - Elect Betania Tanure de Barros as Independent Director | | Mgmt | | None | | Refer | | Abstain |
| | | | | |
8.8 | | Percentage of Votes to Be Assigned - Elect Silvio Romero de Lemos Meira as Independent Director | | Mgmt | | None | | Refer | | Abstain |
| | | | | |
9 | | As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | | Mgmt | | None | | Refer | | For |
| | | | | |
10 | | Fix Number of Fiscal Council Members at Three | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Elect Fiscal Council Members | | Mgmt | | For | | Refer | | Abstain |
| | | | | |
12 | | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | | Mgmt | | None | | Refer | | Against |
| | | | | |
13 | | Elect Eduardo Christovam Galdi Mestieri as Fiscal Council Member and Thiago Costa Jacinto as Alternate Appointed by Minority Shareholder | | SH | | None | | For | | For |
| | | | | |
14 | | Approve Remuneration of Company’s Management | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Magazine Luiza SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
15 | | Approve Remuneration of Fiscal Council Members | | Mgmt | | For | | Refer | | For |
| | | | | |
16 | | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | | Mgmt | | None | | Refer | | For |
Magazine Luiza SA
| | | | | | | | | | |
Meeting Date: | | 04/22/2021 | | Country: | | Brazil | | Primary Security ID: | | P6425Q109 |
Record Date: | | | | Meeting Type: | | Special | | Ticker: | | MGLU3 |
| | | | | |
| | | | Shares Voted: | | 159,984 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Amend Article 18 Re: Increase in Board Size | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Amend Articles 22 and 27 | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Amend Articles 23 and 26 | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Consolidate Bylaws | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | | Mgmt | | None | | Refer | | For |
Abbott Laboratories
| | | | | | | | | | |
Meeting Date: | | 04/23/2021 | | Country: | | USA | | Primary Security ID: | | 002824100 |
Record Date: | | 02/24/2021 | | Meeting Type: | | Annual | | Ticker: | | ABT |
| | | | | |
| | | | Shares Voted: | | 14,155 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robert J. Alpern | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Roxanne S. Austin | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Sally E. Blount | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Robert B. Ford | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Michelle A. Kumbier | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Abbott Laboratories
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.6 | | Elect Director Darren W. McDew | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Nancy McKinstry | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director William A. Osborn | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Michael F. Roman | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Daniel J. Starks | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director John G. Stratton | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Glenn F. Tilton | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Miles D. White | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4a | | Adopt Majority Voting Standard for Amendments of the Articles of Incorporation and Effect Other Ministerial Changes | | Mgmt | | For | | For | | For |
| | | | | |
4b | | Adopt Majority Voting Standard for Certain Extraordinary Transactions | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Report on Racial Justice | | SH | | Against | | For | | For |
| | | | | |
7 | | Require Independent Board Chair | | SH | | Against | | Refer | | Against |
Citigroup Inc.
| | | | | | | | | | |
Meeting Date: | | 04/27/2021 | | Country: | | USA | | Primary Security ID: | | 172967424 |
Record Date: | | 03/01/2021 | | Meeting Type: | | Annual | | Ticker: | | C |
| | | | | |
| | | | Shares Voted: | | 32,753 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Ellen M. Costello | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Grace E. Dailey | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Barbara J. Desoer | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director John C. Dugan | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Jane N. Fraser | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Duncan P. Hennes | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Citigroup Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1g | | Elect Director Peter B. Henry | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director S. Leslie Ireland | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Lew W. (Jay) Jacobs, IV | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Renee J. James | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Gary M. Reiner | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Diana L. Taylor | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director James S. Turley | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Deborah C. Wright | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director Alexander R. Wynaendts | | Mgmt | | For | | For | | For |
| | | | | |
1p | | Elect Director Ernesto Zedillo Ponce de Leon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Proxy Access Right | | SH | | Against | | For | | For |
| | | | | |
6 | | Require Independent Board Chair | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
9 | | Report on Racial Equity Audit | | SH | | Against | | Against | | Against |
| | | | | |
10 | | Amend Certificate of Incorporation to Become a Public Benefit Corporation | | SH | | Against | | Refer | | Against |
Alcon Inc.
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | Switzerland | | Primary Security ID: | | H01301128 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | ALC |
| | | | Shares Voted: | | 23,280 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Alcon Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Approve Allocation of Income and Dividends of CHF 0.10 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4.1 | | Approve Remuneration Report (Non-Binding) | | Mgmt | | For | | Refer | | For |
| | | | | |
4.2 | | Approve Remuneration of Directors in the Amount of CHF 3.3 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
4.3 | | Approve Remuneration of Executive Committee in the Amount of CHF 38.4 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
5.1 | | Reelect Michael Ball as Director and Board Chairman | | Mgmt | | For | | For | | For |
| | | | | |
5.2 | | Reelect Lynn Bleil as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.3 | | Reelect Arthur Cummings as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.4 | | Reelect David Endicott as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.5 | | Reelect Thomas Glanzmann as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.6 | | Reelect Keith Grossman as Director | | Mgmt | | For | | Against | | For |
| | | | | |
5.7 | | Reelect Scott Maw as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.8 | | Reelect Karen May as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.9 | | Reelect Ines Poeschel as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.10 | | Reelect Dieter Spaelti as Director | | Mgmt | | For | | For | | For |
| | | | | |
6.1 | | Reappoint Thomas Glanzmann as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
6.2 | | Reappoint Keith Grossman as Member of the Compensation Committee | | Mgmt | | For | | Against | | For |
| | | | | |
6.3 | | Reappoint Karen May as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
6.4 | | Reappoint Ines Poeschel as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Designate Hartmann Dreyer Attorneys-at-Law as Independent Proxy | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Ratify PricewaterhouseCoopers SA as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Transact Other Business (Voting) | | Mgmt | | For | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Eaton Corporation plc
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | Ireland | | Primary Security ID: | | G29183103 |
Record Date: | | 03/01/2021 | | Meeting Type: | | Annual | | Ticker: | | ETN |
| | | | | |
| | | | Shares Voted: | | 20,722 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Craig Arnold | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Christopher M. Connor | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Olivier Leonetti | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Deborah L. McCoy | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Silvio Napoli | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Gregory R. Page | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Sandra Pianalto | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Lori J. Ryerkerk | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Gerald B. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Dorothy C. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorize Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorize Share Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
HCA Healthcare, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | USA | | Primary Security ID: | | 40412C101 |
Record Date: | | 03/08/2021 | | Meeting Type: | | Annual | | Ticker: | | HCA |
| | | | | |
| | | | Shares Voted: | | 10,823 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Thomas F. Frist, III | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Samuel N. Hazen | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Meg G. Crofton | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Robert J. Dennis | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
HCA Healthcare, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1e | | Elect Director Nancy-Ann DeParle | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director William R. Frist | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Charles O. Holliday, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Michael W. Michelson | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Wayne J. Riley | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
5 | | Assess Feasibility of Increasing the Impact of the Company’s Performance on Quality Metrics for Senior Executive Compensation | | SH | | Against | | Against | | Against |
Schneider Electric SE
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | France | | Primary Security ID: | | F86921107 |
Record Date: | | 04/26/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | SU |
| | | | | |
| | | | Shares Voted: | | 104 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Treatment of Losses and Dividends of EUR 2.60 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Auditors’ Special Report on Related-Party Transactions Mentionning the Absence of New Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Compensation Report of Corporate Officers | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration Policy of Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Remuneration Policy of Directors | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Schneider Electric SE
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
9 | | Reelect Jean-Pascal Tricoire as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Anna Ohlsson-Leijon as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Thierry Jacquet as Representative of Employee Shareholders to the Board | | Mgmt | | Against | | Refer | | Against |
| | | | | |
12 | | Elect Zennia Csikos as Representative of Employee Shareholders to the Board | | Mgmt | | Against | | Refer | | Against |
| | | | | |
13 | | Reelect Xiaoyun Ma as Representative of Employee Shareholders to the Board | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Elect Malene Kvist Kristensen as Representative of Employee Shareholders to the Board | | Mgmt | | Against | | Refer | | Against |
| | | | | |
15 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
16 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 224 Million | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 120 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
19 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-18 | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorize Capital Increase of up to 9.88 Percent of Issued Capital for Contributions in Kind | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
23 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | | Mgmt | | For | | Refer | | For |
| | | | | |
24 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Amend Article 13 of Bylaws Re: Editorial Change | | Mgmt | | For | | For | | For |
| | | | | |
26 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
The Goldman Sachs Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/29/2021 | | Country: | | USA | | Primary Security ID: | | 38141G104 |
Record Date: | | 03/01/2021 | | Meeting Type: | | Annual | | Ticker: | | GS |
| | | | | |
| | | | Shares Voted: | | 9,216 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director M. Michele Burns | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Drew G. Faust | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Mark A. Flaherty | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Ellen J. Kullman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Lakshmi N. Mittal | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Adebayo O. Ogunlesi | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Peter Oppenheimer | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director David M. Solomon | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Jan E. Tighe | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jessica R. Uhl | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director David A. Viniar | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Mark O. Winkelman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on the Impacts of Using Mandatory Arbitration | | SH | | Against | | For | | For |
| | | | | |
7 | | Amend Certificate of Incorporation to Become a Public Benefit Corporation | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Report on Racial Equity Audit | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Aptiv PLC
| | | | | | | | | | |
Meeting Date: | | 04/30/2021 | | Country: | | Jersey | | Primary Security ID: | | G6095L109 |
Record Date: | | 03/02/2021 | | Meeting Type: | | Annual | | Ticker: | | APTV |
| | | | | |
| | | | Shares Voted: | | 18,269 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Kevin P. Clark | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Richard L. Clemmer | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Nancy E. Cooper | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Nicholas M. Donofrio | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Rajiv L. Gupta | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Joseph L. Hooley | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Merit E. Janow | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Sean O. Mahoney | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Paul M. Meister | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Robert K. Ortberg | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Colin J. Parris | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Ana G. Pinczuk | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
CME Group Inc.
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | USA | | Primary Security ID: | | 12572Q105 |
Record Date: | | 03/08/2021 | | Meeting Type: | | Annual | | Ticker: | | CME |
| | | | | |
| | | | Shares Voted: | | 5,896 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Terrence A. Duffy | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Timothy S. Bitsberger | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Charles P. Carey | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Dennis H. Chookaszian | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
CME Group Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1e | | Elect Director Bryan T. Durkin | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Ana Dutra | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Martin J. Gepsman | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Larry G. Gerdes | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Daniel R. Glickman | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Daniel G. Kaye | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Phyllis M. Lockett | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Deborah J. Lucas | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Terry L. Savage | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Rahael Seifu | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director William R. Shepard | | Mgmt | | For | | For | | For |
| | | | | |
1p | | Elect Director Howard J. Siegel | | Mgmt | | For | | For | | For |
| | | | | |
1q | | Elect Director Dennis A. Suskind | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Discover Financial Services
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | USA | | Primary Security ID: | | 254709108 |
Record Date: | | 03/08/2021 | | Meeting Type: | | Annual | | Ticker: | | DFS |
| | | | | |
| | | | Shares Voted: | | 25,659 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jeffrey S. Aronin | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Mary K. Bush | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Gregory C. Case | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Candace H. Duncan | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Joseph F. Eazor | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Cynthia A. Glassman | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Roger C. Hochschild | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Discover Financial Services
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.8 | | Elect Director Thomas G. Maheras | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Michael H. Moskow | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director David L. Rawlinson, II | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Mark A. Thierer | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Jennifer L. Wong | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Unilever Plc
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G92087165 |
Record Date: | | 05/03/2021 | | Meeting Type: | | Annual | | Ticker: | | ULVR |
| | | | | |
| | | | Shares Voted: | | 26,302 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Climate Transition Action Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Nils Andersen as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Laura Cha as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Dr Judith Hartmann as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Alan Jope as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Andrea Jung as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Susan Kilsby as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Strive Masiyiwa as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Youngme Moon as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Graeme Pitkethly as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect John Rishton as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Re-elect Feike Sijbesma as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Unilever Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
16 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise UK Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Approve SHARES Plan | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Adopt New Articles of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
26 | | Approve Reduction of the Share Premium Account | | Mgmt | | For | | For | | For |
Canadian Natural Resources Limited
| | | | | | | | | | |
Meeting Date: | | 05/06/2021 | | Country: | | Canada | | Primary Security ID: | | 136385101 |
Record Date: | | 03/17/2021 | | Meeting Type: | | Annual | | Ticker: | | CNQ |
| | | | | |
| | | | Shares Voted: | | 84,286 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Catherine M. Best | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director M. Elizabeth Cannon | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director N. Murray Edwards | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Christopher L. Fong | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Gordon D. Giffin | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Wilfred A. Gobert | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Steve W. Laut | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Tim S. McKay | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Frank J. McKenna | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Canadian Natural Resources Limited
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.10 | | Elect Director David A. Tuer | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Annette M. Verschuren | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
Koninklijke Philips NV
| | | | | | | | | | |
Meeting Date: | | 05/06/2021 | | Country: | | Netherlands | | Primary Security ID: | | N7637U112 |
Record Date: | | 04/08/2021 | | Meeting Type: | | Annual | | Ticker: | | PHIA |
| | | | | |
| | | | Shares Voted: | | 28,740 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | President’s Speech | | Mgmt | | | | | | |
| | | | | |
2.a | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
2.b | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2.c | | Approve Dividends of EUR 0.85 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
2.d | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
2.e | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
| | | | | |
2.f | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reelect Marnix van Ginneken to Management Board | | Mgmt | | For | | For | | For |
| | | | | |
4.a | | Elect Chua Sock Koong to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
4.b | | Elect Indra Nooyi to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5.a | | Grant Board Authority to Issue Shares | | Mgmt | | For | | For | | For |
| | | | | |
5.b | | Authorize Board to Exclude Preemptive Rights from Share Issuances | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Other Business (Non-Voting) | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
AstraZeneca Plc
| | | | | | | | | | |
Meeting Date: | | 05/11/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G0593M107 |
Record Date: | | 05/07/2021 | | Meeting Type: | | Annual | | Ticker: | | AZN |
| | | | | |
| | | | Shares Voted: | | 15,717 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Dividends | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5a | | Re-elect Leif Johansson as Director | | Mgmt | | For | | For | | For |
| | | | | |
5b | | Re-elect Pascal Soriot as Director | | Mgmt | | For | | For | | For |
| | | | | |
5c | | Re-elect Marc Dunoyer as Director | | Mgmt | | For | | For | | For |
| | | | | |
5d | | Re-elect Philip Broadley as Director | | Mgmt | | For | | For | | For |
| | | | | |
5e | | Elect Euan Ashley as Director | | Mgmt | | For | | For | | For |
| | | | | |
5f | | Re-elect Michel Demare as Director | | Mgmt | | For | | For | | For |
| | | | | |
5g | | Re-elect Deborah DiSanzo as Director | | Mgmt | | For | | For | | For |
| | | | | |
5h | | Elect Diana Layfield as Director | | Mgmt | | For | | For | | For |
| | | | | |
5i | | Re-elect Sheri McCoy as Director | | Mgmt | | For | | For | | For |
| | | | | |
5j | | Re-elect Tony Mok as Director | | Mgmt | | For | | For | | For |
| | | | | |
5k | | Re-elect Nazneen Rahman as Director | | Mgmt | | For | | For | | For |
| | | | | |
5l | | Re-elect Marcus Wallenberg as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | Against |
| | | | | |
8 | | Authorise UK Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
AstraZeneca Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
10 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Amend Performance Share Plan | | Mgmt | | For | | For | | Against |
AstraZeneca Plc
| | | | | | | | | | |
Meeting Date: | | 05/11/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G0593M107 |
Record Date: | | 04/19/2021 | | Meeting Type: | | Annual | | Ticker: | | AZN |
| | | | | |
| | | | Shares Voted: | | 180 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Dividends | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5a | | Re-elect Leif Johansson as Director | | Mgmt | | For | | For | | For |
| | | | | |
5b | | Re-elect Pascal Soriot as Director | | Mgmt | | For | | For | | For |
| | | | | |
5c | | Re-elect Marc Dunoyer as Director | | Mgmt | | For | | For | | For |
| | | | | |
5d | | Re-elect Philip Broadley as Director | | Mgmt | | For | | For | | For |
| | | | | |
5e | | Elect Euan Ashley as Director | | Mgmt | | For | | For | | For |
| | | | | |
5f | | Re-elect Michel Demare as Director | | Mgmt | | For | | For | | For |
| | | | | |
5g | | Re-elect Deborah DiSanzo as Director | | Mgmt | | For | | For | | For |
| | | | | |
5h | | Elect Diana Layfield as Director | | Mgmt | | For | | For | | For |
| | | | | |
5i | | Re-elect Sheri McCoy as Director | | Mgmt | | For | | For | | For |
| | | | | |
5j | | Re-elect Tony Mok as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
AstraZeneca Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
5k | | Re-elect Nazneen Rahman as Director | | Mgmt | | For | | For | | For |
| | | | | |
5l | | Re-elect Marcus Wallenberg as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | Against |
| | | | | |
8 | | Authorise UK Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Amend Performance Share Plan | | Mgmt | | For | | For | | Against |
AstraZeneca Plc
| | | | | | | | | | |
Meeting Date: | | 05/11/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G0593M107 |
Record Date: | | 05/07/2021 | | Meeting Type: | | Special | | Ticker: | | AZN |
| | | | | |
| | | | Shares Voted: | | 15,717 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Acquisition of Alexion Pharmaceuticals, Inc. | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
AstraZeneca Plc
| | | | | | | | | | |
Meeting Date: | | 05/11/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G0593M107 |
Record Date: | | 04/20/2021 | | Meeting Type: | | Special | | Ticker: | | AZN |
| | | | | |
| | | | Shares Voted: | | 180 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Acquisition of Alexion Pharmaceuticals, Inc. | | Mgmt | | For | | Refer | | For |
ConocoPhillips
| | | | | | | | | | |
Meeting Date: | | 05/11/2021 | | Country: | | USA | | Primary Security ID: | | 20825C104 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | COP |
| | | | | |
| | | | Shares Voted: | | 41,507 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Charles E. Bunch | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Caroline Maury Devine | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John V. Faraci | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jody Freeman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Gay Huey Evans | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jeffrey A. Joerres | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ryan M. Lance | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Timothy A. Leach | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director William H. McRaven | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Sharmila Mulligan | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Eric D. Mullins | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Arjun N. Murti | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Robert A. Niblock | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director David T. Seaton | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director R.A. Walker | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Adopt Simple Majority Vote | | SH | | For | | For | | For |
| | | | | |
5 | | Emission Reduction Targets | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Union Pacific Corporation
| | | | | | | | | | |
Meeting Date: | | 05/13/2021 | | Country: | | USA | | Primary Security ID: | | 907818108 |
Record Date: | | 03/16/2021 | | Meeting Type: | | Annual | | Ticker: | | UNP |
| | | | | |
| | | | Shares Voted: | | 10,412 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Andrew H. Card, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director William J. DeLaney | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director David B. Dillon | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Lance M. Fritz | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Deborah C. Hopkins | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jane H. Lute | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Michael R. McCarthy | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Thomas F. McLarty, III | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Jose H. Villarreal | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Christopher J. Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Nonqualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Report on EEO | | SH | | Against | | For | | For |
| | | | | |
7 | | Publish Annually a Report Assessing Diversity and Inclusion Efforts | | SH | | Against | | For | | For |
| | | | | |
8 | | Annual Vote and Report on Climate Change | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
JPMorgan Chase & Co.
| | | | | | | | | | |
Meeting Date: | | 05/18/2021 | | Country: | | USA | | Primary Security ID: | | 46625H100 |
Record Date: | | 03/19/2021 | | Meeting Type: | | Annual | | Ticker: | | JPM |
| | | | | |
| | | | Shares Voted: | | 13,870 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Linda B. Bammann | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Stephen B. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Todd A. Combs | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James S. Crown | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director James Dimon | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Mellody Hobson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Michael A. Neal | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Phebe N. Novakovic | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Virginia M. Rometty | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on Racial Equity Audit | | SH | | Against | | Against | | Against |
| | | | | |
7 | | Require Independent Board Chair | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Report on Congruency Political Analysis and Electioneering Expenditures | | SH | | Against | | For | | For |
Deutsche Boerse AG
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | Germany | | Primary Security ID: | | D1882G119 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | DB1 |
| | | | | |
| | | | Shares Voted: | | 11,330 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 3.00 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Management Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Deutsche Boerse AG
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
5.1 | | Elect Karl-Heinz Floether to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5.2 | | Elect Andreas Gottschling to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5.3 | | Elect Martin Jetter to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5.4 | | Elect Barbara Lambert to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5.5 | | Elect Michael Ruediger to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5.6 | | Elect Charles Stonehill to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5.7 | | Elect Clara-Christina Streit to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5.8 | | Elect Chong Lee Tan to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Creation of EUR 19 Million Pool of Capital with Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Amend Articles Re: AGM Location | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021 | | Mgmt | | For | | For | | For |
Fidelity National Information Services, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | USA | | Primary Security ID: | | 31620M106 |
Record Date: | | 03/25/2021 | | Meeting Type: | | Annual | | Ticker: | | FIS |
| | | | | |
| | | | Shares Voted: | | 18,841 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Ellen R. Alemany | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Jeffrey A. Goldstein | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Lisa A. Hook | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Keith W. Hughes | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Gary L. Lauer | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Gary A. Norcross | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Fidelity National Information Services, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1g | | Elect Director Louise M. Parent | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Brian T. Shea | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director James B. Stallings, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jeffrey E. Stiefler | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Northrop Grumman Corporation
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | USA | | Primary Security ID: | | 666807102 |
Record Date: | | 03/23/2021 | | Meeting Type: | | Annual | | Ticker: | | NOC |
| | | | | |
| | | | Shares Voted: | | 7,246 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kathy J. Warden | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David P. Abney | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Marianne C. Brown | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Donald E. Felsinger | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Ann M. Fudge | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director William H. Hernandez | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Madeleine A. Kleiner | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Karl J. Krapek | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Gary Roughead | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Thomas M. Schoewe | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director James S. Turley | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Mark A. Welsh, III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Human Rights Impact Assessment | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Northrop Grumman Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
5 | | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | | SH | | Against | | For | | For |
Thermo Fisher Scientific Inc.
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | USA | | Primary Security ID: | | 883556102 |
Record Date: | | 03/26/2021 | | Meeting Type: | | Annual | | Ticker: | | TMO |
| | | | | |
| | | | Shares Voted: | | 5,215 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Marc N. Casper | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Nelson J. Chai | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director C. Martin Harris | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Tyler Jacks | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director R. Alexandra Keith | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Thomas J. Lynch | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jim P. Manzi | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director James C. Mullen | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Lars R. Sorensen | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Debora L. Spar | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Scott M. Sperling | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Dion J. Weisler | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Call A Special Meeting | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Morgan Stanley
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | USA | | Primary Security ID: | | 617446448 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | MS |
| | | | | |
| | | | Shares Voted: | | 40,592 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Elizabeth Corley | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Alistair Darling | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Thomas H. Glocer | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James P. Gorman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Robert H. Herz | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Nobuyuki Hirano | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Hironori Kamezawa | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Shelley B. Leibowitz | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Stephen J. Luczo | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jami Miscik | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Dennis M. Nally | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Mary L. Schapiro | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Perry M. Traquina | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Rayford Wilkins, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Tencent Holdings Limited
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | Cayman Islands | | Primary Security ID: | | G87572163 |
Record Date: | | 05/13/2021 | | Meeting Type: | | Annual | | Ticker: | | 700 |
| | | | | |
| | | | Shares Voted: | | 34,500 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3a | | Elect Yang Siu Shun as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Tencent Holdings Limited
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3b | | Authorize Board to Fix Remuneration of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | Against | | Against |
| | | | | |
6 | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Authorize Reissuance of Repurchased Shares | | Mgmt | | For | | Against | | Against |
Tencent Holdings Limited
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | Cayman Islands | | Primary Security ID: | | G87572163 |
Record Date: | | 05/13/2021 | | Meeting Type: | | Special | | Ticker: | | 700 |
| | | | | |
| | | | Shares Voted: | | 34,500 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Adopt Share Option Plan of China Literature Limited | | Mgmt | | For | | For | | For |
Amazon.com, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 023135106 |
Record Date: | | 04/01/2021 | | Meeting Type: | | Annual | | Ticker: | | AMZN |
| | | | | |
| | | | Shares Voted: | | 2,211 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jeffrey P. Bezos | | Mgmt | | For | | Refer | | For |
| | | | | |
1b | | Elect Director Keith B. Alexander | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jamie S. Gorelick | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Daniel P. Huttenlocher | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Judith A. McGrath | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Indra K. Nooyi | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jonathan J. Rubinstein | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Amazon.com, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1h | | Elect Director Thomas O. Ryder | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Patricia Q. Stonesifer | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Wendell P. Weeks | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Report on Customers’ Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations | | SH | | Against | | For | | For |
| | | | | |
5 | | Require Independent Board Chair | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Report on Gender/Racial Pay Gap | | SH | | Against | | For | | For |
| | | | | |
7 | | Report on Promotion Data | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Report on the Impacts of Plastic Packaging | | SH | | Against | | For | | For |
| | | | | |
9 | | Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit | | SH | | Against | | For | | For |
| | | | | |
10 | | Adopt a Policy to Include Hourly Employees as Director Candidates | | SH | | Against | | Refer | | Against |
| | | | | |
11 | | Report on Board Oversight of Risks Related to Anti-Competitive Practices | | SH | | Against | | For | | For |
| | | | | |
12 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
| | | | | |
13 | | Report on Lobbying Payments and Policy | | SH | | Against | | For | | For |
| | | | | |
14 | | Report on Potential Human Rights Impacts of Customers’ Use of Rekognition | | SH | | Against | | For | | For |
Dollar General Corporation
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 256677105 |
Record Date: | | 03/18/2021 | | Meeting Type: | | Annual | | Ticker: | | DG |
| | | | | |
| | | | Shares Voted: | | 4,805 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Warren F. Bryant | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Michael M. Calbert | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Patricia D. Fili-Krushel | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Dollar General Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1d | | Elect Director Timothy I. McGuire | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director William C. Rhodes, III | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Debra A. Sandler | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ralph E. Santana | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Todd J. Vasos | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Right to Call Special Meeting of the total of 25% of Outstanding Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Provide Right to Call A Special Meeting of the total of 10% of Outstanding Common Stock | | SH | | Against | | For | | For |
Facebook, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 30303M102 |
Record Date: | | 04/01/2021 | | Meeting Type: | | Annual | | Ticker: | | FB |
| | | | | |
| | | | Shares Voted: | | 7,692 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Peggy Alford | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Marc L. Andreessen | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Andrew W. Houston | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.4 | | Elect Director Nancy Killefer | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert M. Kimmitt | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Sheryl K. Sandberg | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Peter A. Thiel | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.8 | | Elect Director Tracey T. Travis | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Mark Zuckerberg | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Non-Employee Director Compensation Policy | | Mgmt | | For | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Facebook, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | SH | | Against | | For | | For |
| | | | | |
5 | | Require Independent Board Chair | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Report on Online Child Sexual Exploitation | | SH | | Against | | For | | For |
| | | | | |
7 | | Require Independent Director Nominee with Human and/or Civil Rights Experience | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Report on Platform Misuse | | SH | | Against | | For | | For |
| | | | | |
9 | | Amend Certificate of Incorporation to Become a Public Benefit Corporation | | SH | | Against | | Refer | | Against |
PayPal Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 70450Y103 |
Record Date: | | 03/30/2021 | | Meeting Type: | | Annual | | Ticker: | | PYPL |
| | | | | |
| | | | Shares Voted: | | 18,263 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Rodney C. Adkins | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Jonathan Christodoro | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John J. Donahoe | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director David W. Dorman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Belinda J. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Gail J. McGovern | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Deborah M. Messemer | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director David M. Moffett | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Ann M. Sarnoff | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Daniel H. Schulman | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Frank D. Yeary | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
5 | | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Skechers U.S.A., Inc.
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 830566105 |
Record Date: | | 03/29/2021 | | Meeting Type: | | Annual | | Ticker: | | SKX |
| | | | | |
| | | | Shares Voted: | | 77,758 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robert Greenberg | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Morton Erlich | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Thomas Walsh | | Mgmt | | For | | Refer | | Withhold |
Pinterest, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/27/2021 | | Country: | | USA | | Primary Security ID: | | 72352L106 |
Record Date: | | 04/01/2021 | | Meeting Type: | | Annual | | Ticker: | | PINS |
| | | | | |
| | | | Shares Voted: | | 22,553 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Fredric Reynolds | | Mgmt | | For | | Refer | | Against |
| | | | | |
1b | | Elect Director Evan Sharp | | Mgmt | | For | | Refer | | Against |
| | | | | |
1c | | Elect Director Andrea Wishom | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
LVMH Moet Hennessy Louis Vuitton SE
| | | | | | | | | | |
Meeting Date: | | 05/28/2021 | | Country: | | France | | Primary Security ID: | | F58485115 |
Record Date: | | 05/26/2021 | | Meeting Type: | | Extraordinary Shareholders | | Ticker: | | MC |
| | | | | |
| | | | Shares Voted: | | 1,881 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
UnitedHealth Group Incorporated
| | | | | | | | | | |
Meeting Date: | | 06/07/2021 | | Country: | | USA | | Primary Security ID: | | 91324P102 |
Record Date: | | 04/09/2021 | | Meeting Type: | | Annual | | Ticker: | | UNH |
| | | | | |
| | | | Shares Voted: | | 5,329 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Richard T. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Stephen J. Hemsley | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Michele J. Hooper | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director F. William McNabb, III | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Valerie C. Montgomery Rice | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director John H. Noseworthy | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Gail R. Wilensky | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Andrew Witty | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | Against |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Taiwan Semiconductor Manufacturing Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/08/2021 | | Country: | | Taiwan | | Primary Security ID: | | Y84629107 |
Record Date: | | 04/09/2021 | | Meeting Type: | | Annual | | Ticker: | | 2330 |
| | | | | |
| | | | Shares Voted: | | 34,904 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Business Operations Report and Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Amendment to Rules and Procedures for Election of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Issuance of Restricted Stocks | | Mgmt | | For | | For | | For |
| | | | | |
| | ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | | Mgmt | | | | | | |
| | | | | |
4.1 | | Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.2 | | Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.3 | | Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.4 | | Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.6 | | Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.7 | | Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.8 | | Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.9 | | Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.10 | | Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
WPP Plc
| | | | | | | | | | |
Meeting Date: | | 06/09/2021 | | Country: | | Jersey | | Primary Security ID: | | G9788D103 |
Record Date: | | 06/08/2021 | | Meeting Type: | | Annual | | Ticker: | | WPP |
| | | | | |
| | | | Shares Voted: | | 218,258 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Compensation Committee Report | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Elect Angela Ahrendts as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Tom Ilube as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Ya-Qin Zhang as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Jacques Aigrain as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Sandrine Dufour as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Tarek Farahat as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Roberto Quarta as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Mark Read as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect John Rogers as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Cindy Rose as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Nicole Seligman as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Re-elect Sally Susman as Director | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Re-elect Keith Weed as Director | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Re-elect Jasmine Whitbread as Director | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Reappoint Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Adopt New Articles of Association | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Autodesk, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/16/2021 | | Country: | | USA | | Primary Security ID: | | 052769106 |
Record Date: | | 04/19/2021 | | Meeting Type: | | Annual | | Ticker: | | ADSK |
| | | | | |
| | | | Shares Voted: | | 2,994 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Andrew Anagnost | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Karen Blasing | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Reid French | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Ayanna Howard | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Blake Irving | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Mary T. McDowell | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Stephen Milligan | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Lorrie M. Norrington | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Elizabeth (Betsy) Rafael | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Stacy J. Smith | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Ambarella, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/17/2021 | | Country: | | Cayman Islands | | Primary Security ID: | | G037AX101 |
Record Date: | | 04/16/2021 | | Meeting Type: | | Annual | | Ticker: | | AMBA |
| | | | | |
| | | | Shares Voted: | | 20,983 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Hsiao-Wuen Hon | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Christopher B. Paisley | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Andrew W. Verhalen | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
5 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Recruit Holdings Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/17/2021 | | Country: | | Japan | | Primary Security ID: | | J6433A101 |
Record Date: | | 03/31/2021 | | Meeting Type: | | Annual | | Ticker: | | 6098 |
| | | | | |
| | | | Shares Voted: | | 34,100 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Minegishi, Masumi | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Idekoba, Hisayuki | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Senaha, Ayano | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Rony Kahan | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Izumiya, Naoki | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Totoki, Hiroki | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Appoint Alternate Statutory Auditor Tanaka, Miho | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Trust-Type Equity Compensation Plan | | Mgmt | | For | | For | | Against |
| | | | | |
4 | | Approve Stock Option Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Amend Articles to Allow Virtual Only Shareholder Meetings | | Mgmt | | For | | Refer | | Against |
Mastercard Incorporated
| | | | | | | | | | |
Meeting Date: | | 06/22/2021 | | Country: | | USA | | Primary Security ID: | | 57636Q104 |
Record Date: | | 04/23/2021 | | Meeting Type: | | Annual | | Ticker: | | MA |
| | | | | |
| | | | Shares Voted: | | 8,835 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Ajay Banga | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Merit E. Janow | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Richard K. Davis | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Mastercard Incorporated
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1d | | Elect Director Steven J. Freiberg | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Julius Genachowski | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Choon Phong Goh | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Oki Matsumoto | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Michael Miebach | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Youngme Moon | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Rima Qureshi | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Jose Octavio Reyes Lagunes | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Gabrielle Sulzberger | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Jackson Tai | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Lance Uggla | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Non-Employee Director Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Eliminate Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
Auto1 Group SE
| | | | | | | | | | |
Meeting Date: | | 06/24/2021 | | Country: | | Germany | | Primary Security ID: | | D0R06D102 |
Record Date: | | 06/02/2021 | | Meeting Type: | | Annual | | Ticker: | | AG1 |
| | | | | |
| | | | Shares Voted: | | 2,538 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Discharge of Management Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Supervisory Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
Reliance Industries Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/24/2021 | | Country: | | India | | Primary Security ID: | | Y72596102 |
Record Date: | | 06/17/2021 | | Meeting Type: | | Annual | | Ticker: | | 500325 |
| | | | | |
| | | | Shares Voted: | | 75,726 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Accept Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Nikhil R. Meswani as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Elect Pawan Kumar Kapil as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Reelect Shumeet Banerji as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration of Cost Auditors | | Mgmt | | For | | For | | For |
ORIX Corp.
| | | | | | | | | | |
Meeting Date: | | 06/25/2021 | | Country: | | Japan | | Primary Security ID: | | J61933123 |
Record Date: | | 03/31/2021 | | Meeting Type: | | Annual | | Ticker: | | 8591 |
| | | | | |
| | | | Shares Voted: | | 148,900 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Amend Articles to Amend Business Lines | | Mgmt | | For | | Refer | | For |
| | | | | |
2.1 | | Elect Director Inoue, Makoto | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Irie, Shuji | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Taniguchi, Shoji | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Matsuzaki, Satoru | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Suzuki, Yoshiteru | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 96 Ivy VIP Global Growth
ORIX Corp.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2.6 | | Elect Director Stan Koyanagi | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Takenaka, Heizo | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Michael Cusumano | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Akiyama, Sakie | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Watanabe, Hiroshi | | Mgmt | | For | | For | | For |
| | | | | |
2.11 | | Elect Director Sekine, Aiko | | Mgmt | | For | | For | | For |
| | | | | |
2.12 | | Elect Director Hodo, Chikatomo | | Mgmt | | For | | For | | For |
Daikin Industries Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/29/2021 | | Country: | | Japan | | Primary Security ID: | | J10038115 |
Record Date: | | 03/31/2021 | | Meeting Type: | | Annual | | Ticker: | | 6367 |
| | | | | |
| | | | Shares Voted: | | 10,800 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 80 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Inoue, Noriyuki | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Togawa, Masanori | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Kawada, Tatsuo | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Makino, Akiji | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Torii, Shingo | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Arai, Yuko | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Tayano, Ken | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Minaka, Masatsugu | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Matsuzaki, Takashi | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Kanwal Jeet Jawa | | Mgmt | | For | | For | | For |
| | | | | |
2.11 | | Elect Director Mineno, Yoshihiro | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Appoint Statutory Auditor Yano, Ryu | | Mgmt | | For | | Refer | | Against |
| | | | | |
4 | | Appoint Alternate Statutory Auditor Ono, Ichiro | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Deep Discount Stock Option Plan | | Mgmt | | For | | For | | For |
DELAWARE IVY VIP GOVERNMENT MONEY MARKET
(prior to July 1, 2021, Ivy VIP Government Money Market)
Proxy Voting Record
There was no proxy voting for Delaware Ivy VIP Government Money Market, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
DELAWARE IVY VIP GROWTH
(prior to July 1, 2021, Ivy VIP Growth)
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
VF Corporation
| | | | | | | | | | |
Meeting Date: | | 07/28/2020 | | Country: | | USA | | Primary Security ID: | | 918204108 |
Record Date: | | 05/29/2020 | | Meeting Type: | | Annual | | Ticker: | | VFC |
| | | | | |
| | | | Shares Voted: | | 170,971 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Richard T. Carucci | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Juliana L. Chugg | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Benno Dorer | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Mark S. Hoplamazian | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Laura W. Lang | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director W. Alan McCollough | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director W. Rodney McMullen | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Clarence Otis, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Steven E. Rendle | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Carol L. Roberts | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Matthew J. Shattock | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Veronica B. Wu | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Electronic Arts Inc.
| | | | | | | | | | |
Meeting Date: | | 08/06/2020 | | Country: | | USA | | Primary Security ID: | | 285512109 |
Record Date: | | 06/12/2020 | | Meeting Type: | | Annual | | Ticker: | | EA |
| | | | | |
| | | | Shares Voted: | | 151,588 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Leonard S. Coleman | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Jay C. Hoag | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffrey T. Huber | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Lawrence F. Probst, III | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Electronic Arts Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1e | | Elect Director Talbott Roche | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Richard A. Simonson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Luis A. Ubinas | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Heidi J. Ueberroth | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Andrew Wilson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | Against |
NIKE, Inc.
| | | | | | | | | | |
Meeting Date: | | 09/17/2020 | | Country: | | USA | | Primary Security ID: | | 654106103 |
Record Date: | | 07/17/2020 | | Meeting Type: | | Annual | | Ticker: | | NKE |
| | | | | |
| | | | Shares Voted: | | 60,509 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Alan B. Graf, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Peter B. Henry | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Michelle A. Peluso | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | Against |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | Against |
| | | | | |
5 | | Report on Political Contributions Disclosure | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
The Estee Lauder Companies Inc.
| | | | | | | | | | |
Meeting Date: | | 11/10/2020 | | Country: | | USA | | Primary Security ID: | | 518439104 |
Record Date: | | 09/11/2020 | | Meeting Type: | | Annual | | Ticker: | | EL |
| | | | | |
| | | | Shares Voted: | | 21,752 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Charlene Barshefsky | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Wei Sun Christianson | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Fabrizio Freda | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jane Lauder | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Leonard A. Lauder | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Broadridge Financial Solutions, Inc.
| | | | | | | | | | |
Meeting Date: | | 11/19/2020 | | Country: | | USA | | Primary Security ID: | | 11133T103 |
Record Date: | | 09/24/2020 | | Meeting Type: | | Annual | | Ticker: | | BR |
| | | | | |
| | | | Shares Voted: | | 107,564 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Leslie A. Brun | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Pamela L. Carter | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Richard J. Daly | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Robert N. Duelks | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Timothy C. Gokey | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Brett A. Keller | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Maura A. Markus | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Thomas J. Perna | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Alan J. Weber | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Amit K. Zavery | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Political Contributions Disclosure | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Microsoft Corporation
| | | | | | | | | | |
Meeting Date: | | 12/02/2020 | | Country: | | USA | | Primary Security ID: | | 594918104 |
Record Date: | | 10/08/2020 | | Meeting Type: | | Annual | | Ticker: | | MSFT |
| | | | | |
| | | | Shares Voted: | | 395,207 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Reid G. Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Hugh F. Johnston | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Teri L. List-Stoll | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Satya Nadella | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Sandra E. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Penny S. Pritzker | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Charles W. Scharf | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Arne M. Sorenson | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director John W. Stanton | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director John W. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Emma N. Walmsley | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Padmasree Warrior | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Employee Representation on the Board of Directors | | SH | | Against | | Refer | | Against |
Intuit Inc.
| | | | | | | | | | |
Meeting Date: | | 01/21/2021 | | Country: | | USA | | Primary Security ID: | | 461202103 |
Record Date: | | 11/23/2020 | | Meeting Type: | | Annual | | Ticker: | | INTU |
| | | | | |
| | | | Shares Voted: | | 66,879 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Eve Burton | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Scott D. Cook | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Richard L. Dalzell | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Intuit Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1d | | Elect Director Sasan K. Goodarzi | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Deborah Liu | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Tekedra Mawakana | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Dennis D. Powell | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Brad D. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Thomas Szkutak | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Raul Vazquez | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Jeff Weiner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Visa Inc.
| | | | | | | | | | |
Meeting Date: | | 01/26/2021 | | Country: | | USA | | Primary Security ID: | | 92826C839 |
Record Date: | | 11/27/2020 | | Meeting Type: | | Annual | | Ticker: | | V |
| | | | | |
| | | | Shares Voted: | | 182,837 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Lloyd A. Carney | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Mary B. Cranston | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Francisco Javier Fernandez-Carbajal | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Alfred F. Kelly, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Ramon Laguarta | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director John F. Lundgren | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Robert W. Matschullat | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Denise M. Morrison | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Linda J. Rendle | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director John A. C. Swainson | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Visa Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1l | | Elect Director Maynard G. Webb, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
7 | | Amend Principles of Executive Compensation Program | | SH | | Against | | Against | | Against |
Apple Inc.
| | | | | | | | | | |
Meeting Date: | | 02/23/2021 | | Country: | | USA | | Primary Security ID: | | 037833100 |
Record Date: | | 12/28/2020 | | Meeting Type: | | Annual | | Ticker: | | AAPL |
| | | | | |
| | | | Shares Voted: | | 597,519 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director James Bell | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Tim Cook | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Al Gore | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Andrea Jung | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Art Levinson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Monica Lozano | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ron Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Sue Wagner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Proxy Access Amendments | | SH | | Against | | For | | For |
| | | | | |
5 | | Improve Principles of Executive Compensation Program | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
S&P Global Inc.
| | | | | | | | | | |
Meeting Date: | | 03/11/2021 | | Country: | | USA | | Primary Security ID: | | 78409V104 |
Record Date: | | 01/19/2021 | | Meeting Type: | | Special | | Ticker: | | SPGI |
| | | | | |
| | | | Shares Voted: | | 43,692 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Issue Shares in Connection with Merger | | Mgmt | | For | | Refer | | For |
The Cooper Companies, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/17/2021 | | Country: | | USA | | Primary Security ID: | | 216648402 |
Record Date: | | 01/21/2021 | | Meeting Type: | | Annual | | Ticker: | | COO |
| | | | | |
| | | | Shares Voted: | | 54,630 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Colleen E. Jay | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director William A. Kozy | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Jody S. Lindell | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Teresa S. Madden | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Gary S. Petersmeyer | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Robert S. Weiss | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Albert G. White, III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Ferrari NV
| | | | | | | | | | |
Meeting Date: | | 04/15/2021 | | Country: | | Netherlands | | Primary Security ID: | | N3167Y103 |
Record Date: | | 03/18/2021 | | Meeting Type: | | Annual | | Ticker: | | RACE |
| | | | | |
| | | | Shares Voted: | | 78,912 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2.a | | Receive Director’s Board Report (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2.b | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
2.c | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
2.d | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2.e | | Approve Dividends of EUR 0.867 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
2.f | | Approve Discharge of Directors | | Mgmt | | For | | For | | For |
| | | | | |
3.a | | Reelect John Elkann as Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.b | | Reelect Piero Ferrari as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.c | | Reelect Delphine Arnault as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.d | | Reelect Francesca Bellettini as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.e | | Reelect Eduardo H. Cue as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.f | | Reelect Sergio Duca as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.g | | Reelect John Galantic as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.h | | Reelect Maria Patrizia Grieco as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.i | | Reelect Adam Keswick as Non-Executive Director | | Mgmt | | For | | Against | | For |
| | | | | |
4 | | Appoint Ernst & Young Accountants LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5.1 | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | | Mgmt | | For | | For | | For |
| | | | | |
5.2 | | Authorize Board to Exclude Preemptive Rights from Share Issuances | | Mgmt | | For | | For | | For |
| | | | | |
5.3 | | Grant Board Authority to Issue Special Voting Shares | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Awards to Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Close Meeting | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Adobe Inc.
| | | | | | | | | | |
Meeting Date: | | 04/20/2021 | | Country: | | USA | | Primary Security ID: | | 00724F101 |
Record Date: | | 02/22/2021 | | Meeting Type: | | Annual | | Ticker: | | ADBE |
| | | | | |
| | | | Shares Voted: | | 51,743 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Amy Banse | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Melanie Boulden | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Frank Calderoni | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James Daley | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Laura Desmond | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Shantanu Narayen | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Kathleen Oberg | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Dheeraj Pandey | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director David Ricks | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Daniel Rosensweig | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director John Warnock | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
The Coca-Cola Company
| | | | | | | | | | |
Meeting Date: | | 04/20/2021 | | Country: | | USA | | Primary Security ID: | | 191216100 |
Record Date: | | 02/19/2021 | | Meeting Type: | | Annual | | Ticker: | | KO |
| | | | | |
| | | | Shares Voted: | | 333,733 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Herbert A. Allen | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Marc Bolland | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Ana Botin | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Christopher C. Davis | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
The Coca-Cola Company
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.5 | | Elect Director Barry Diller | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Helene D. Gayle | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Alexis M. Herman | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Robert A. Kotick | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Maria Elena Lagomasino | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director James Quincey | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Caroline J. Tsay | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director David B. Weinberg | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Sugar and Public Health | | SH | | Against | | Against | | Against |
Intuitive Surgical, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/22/2021 | | Country: | | USA | | Primary Security ID: | | 46120E602 |
Record Date: | | 03/05/2021 | | Meeting Type: | | Annual | | Ticker: | | ISRG |
| | | | | |
| | | | Shares Voted: | | 14,238 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Craig H. Barratt | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Joseph C. Beery | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Gary S. Guthart | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Amal M. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Don R. Kania | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Amy L. Ladd | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Keith R. Leonard, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Alan J. Levy | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Jami Dover Nachtsheim | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Monica P. Reed | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Mark J. Rubash | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Intuitive Surgical, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
J.B. Hunt Transport Services, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/22/2021 | | Country: | | USA | | Primary Security ID: | | 445658107 |
Record Date: | | 02/16/2021 | | Meeting Type: | | Annual | | Ticker: | | JBHT |
| | | | | |
| | | | Shares Voted: | | 92,817 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Douglas G. Duncan | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Francesca M. Edwardson | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Wayne Garrison | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Sharilyn S. Gasaway | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Gary C. George | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Thad Hill | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director J. Bryan Hunt, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Gale V. King | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director John N. Roberts, III | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director James L. Robo | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Kirk Thompson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Danaher Corporation
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | USA | | Primary Security ID: | | 235851102 |
Record Date: | | 03/08/2021 | | Meeting Type: | | Annual | | Ticker: | | DHR |
| | | | | |
| | | | Shares Voted: | | 51,166 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Rainer M. Blair | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Linda Hefner Filler | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Teri List | | Mgmt | | For | | Refer | | Against |
| | | | | |
1d | | Elect Director Walter G. Lohr, Jr. | | Mgmt | | For | | Refer | | Against |
| | | | | |
1e | | Elect Director Jessica L. Mega | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Mitchell P. Rales | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Steven M. Rales | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Pardis C. Sabeti | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director John T. Schwieters | | Mgmt | | For | | Refer | | Against |
| | | | | |
1j | | Elect Director Alan G. Spoon | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Raymond C. Stevens | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Elias A. Zerhouni | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
S&P Global Inc.
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | USA | | Primary Security ID: | | 78409V104 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | SPGI |
| | | | | |
| | | | Shares Voted: | | 49,643 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
1.1 | | Elect Director Marco Alvera | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director William J. Amelio | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director William D. Green | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Stephanie C. Hill | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Rebecca J. Jacoby | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
S&P Global Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.6 | | Elect Director Monique F. Leroux | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Ian P. Livingston | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Maria R. Morris | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Douglas L. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Edward B. Rust, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Kurt L. Schmoke | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Richard E. Thornburgh | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Greenhouse Gas (GHG) Emissions Reduction Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Certificate of Incorporation to Become a Public Benefit Corporation | | SH | | Against | | Refer | | Against |
Mettler-Toledo International Inc.
| | | | | | | | | | |
Meeting Date: | | 05/06/2021 | | Country: | | USA | | Primary Security ID: | | 592688105 |
Record Date: | | 03/08/2021 | | Meeting Type: | | Annual | | Ticker: | | MTD |
| | | | | |
| | | | Shares Voted: | | 3,077 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robert F. Spoerry | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Wah-Hui Chu | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Domitille Doat-Le Bigot | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Olivier A. Filliol | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Elisha W. Finney | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Richard Francis | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Michael A. Kelly | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Thomas P. Salice | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Stanley Black & Decker, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/10/2021 | | Country: | | USA | | Primary Security ID: | | 854502101 |
Record Date: | | 03/11/2021 | | Meeting Type: | | Annual | | Ticker: | | SWK |
| | | | | |
| | | | Shares Voted: | | 97,606 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Andrea J. Ayers | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director George W. Buckley | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Patrick D. Campbell | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Carlos M. Cardoso | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Robert B. Coutts | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Debra A. Crew | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Michael D. Hankin | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director James M. Loree | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Jane M. Palmieri | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Mojdeh Poul | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Dmitri L. Stockton | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Irving Tan | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Eliminate Supermajority Vote Requirement Applicable Under the Connecticut Business Corporation Act | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Adopt Majority Voting for Uncontested Election of Directors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
TransUnion
| | | | | | | | | | |
Meeting Date: | | 05/11/2021 | | Country: | | USA | | Primary Security ID: | | 89400J107 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | TRU |
| | | | | |
| | | | Shares Voted: | | 84,818 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director William P. (Billy) Bosworth | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Suzanne P. Clark | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Kermit R. Crawford | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Russell P. Fradin | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Pamela A. Joseph | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Thomas L. Monahan, III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
O’Reilly Automotive, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/13/2021 | | Country: | | USA | | Primary Security ID: | | 67103H107 |
Record Date: | | 03/04/2021 | | Meeting Type: | | Annual | | Ticker: | | ORLY |
| | | | | |
| | | | Shares Voted: | | 13,064 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director David O’Reilly | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Larry O’Reilly | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Greg Henslee | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jay D. Burchfield | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Thomas T. Hendrickson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director John R. Murphy | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Dana M. Perlman | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Maria A. Sastre | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Andrea M. Weiss | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Proxy Access Right | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Union Pacific Corporation
| | | | | | | | | | |
Meeting Date: | | 05/13/2021 | | Country: | | USA | | Primary Security ID: | | 907818108 |
Record Date: | | 03/16/2021 | | Meeting Type: | | Annual | | Ticker: | | UNP |
| | | | | |
| | | | Shares Voted: | | 49,268 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Andrew H. Card, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director William J. DeLaney | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director David B. Dillon | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Lance M. Fritz | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Deborah C. Hopkins | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jane H. Lute | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Michael R. McCarthy | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Thomas F. McLarty, III | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Jose H. Villarreal | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Christopher J. Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Nonqualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Report on EEO | | SH | | Against | | For | | For |
| | | | | |
7 | | Publish Annually a Report Assessing Diversity and Inclusion Efforts | | SH | | Against | | For | | For |
| | | | | |
8 | | Annual Vote and Report on Climate Change | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Intercontinental Exchange, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/14/2021 | | Country: | | USA | | Primary Security ID: | | 45866F104 |
Record Date: | | 03/16/2021 | | Meeting Type: | | Annual | | Ticker: | | ICE |
| | | | | |
| | | | Shares Voted: | | 110,090 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Sharon Y. Bowen | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Shantella E. Cooper | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Charles R. Crisp | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Duriya M. Farooqui | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director The Right Hon. the Lord Hague of Richmond | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Mark F. Mulhern | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Thomas E. Noonan | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Frederic V. Salerno | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Caroline L. Silver | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jeffrey C. Sprecher | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Judith A. Sprieser | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Vincent Tese | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Adopt Simple Majority Vote | | SH | | Against | | For | | For |
Zebra Technologies Corporation
| | | | | | | | | | |
Meeting Date: | | 05/14/2021 | | Country: | | USA | | Primary Security ID: | | 989207105 |
Record Date: | | 03/19/2021 | | Meeting Type: | | Annual | | Ticker: | | ZBRA |
| | | | | |
| | | | Shares Voted: | | 15,166 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Chirantan “CJ” Desai | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Richard L. Keyser | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Ross W. Manire | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Motorola Solutions, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/18/2021 | | Country: | | USA | | Primary Security ID: | | 620076307 |
Record Date: | | 03/19/2021 | | Meeting Type: | | Annual | | Ticker: | | MSI |
| | | | | |
| | | | Shares Voted: | | 176,895 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Gregory Q. Brown | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Kenneth D. Denman | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Egon P. Durban | | Mgmt | | For | | Against | | For |
| | | | | |
1d | | Elect Director Clayton M. Jones | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Judy C. Lewent | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Gregory K. Mondre | | Mgmt | | For | | Refer | | For |
| | | | | |
1g | | Elect Director Joseph M. Tucci | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Cerner Corporation
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | USA | | Primary Security ID: | | 156782104 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | CERN |
| | | | | |
| | | | Shares Voted: | | 326,877 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Mitchell E. Daniels, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Elder Granger | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John J. Greisch | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Cerner Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
1d | | Elect Director Melinda J. Mount | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Eliminate Supermajority Vote Requirement | | SH | | Against | | For | | For |
Verisk Analytics, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | USA | | Primary Security ID: | | 92345Y106 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | VRSK |
| | | | | |
| | | | Shares Voted: | | 66,181 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
1a | | Elect Director Samuel G. Liss | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Bruce E. Hansen | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Therese M. Vaughan | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Kathleen A. Hogenson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
DexCom, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | USA | | Primary Security ID: | | 252131107 |
Record Date: | | 03/31/2021 | | Meeting Type: | | Annual | | Ticker: | | DXCM |
| | | | | |
| | | | Shares Voted: | | 8,337 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
1.1 | | Elect Director Kevin R. Sayer | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Nicholas Augustinos | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Bridgette P. Heller | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
DexCom, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
The Home Depot, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | USA | | Primary Security ID: | | 437076102 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | HD |
| | | | | |
| | | | Shares Voted: | | 63,647 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
1a | | Elect Director Gerard J. Arpey | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ari Bousbib | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffery H. Boyd | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gregory D. Brenneman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director J. Frank Brown | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Albert P. Carey | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Helena B. Foulkes | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Linda R. Gooden | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Wayne M. Hewett | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Manuel Kadre | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Stephanie C. Linnartz | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Craig A. Menear | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Shareholder Written Consent Provisions | | SH | | Against | | For | | For |
| | | | | |
5 | | Report on Political Contributions Congruency Analysis | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on Prison Labor in the Supply Chain | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Zoetis Inc.
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | USA | | Primary Security ID: | | 98978V103 |
Record Date: | | 03/26/2021 | | Meeting Type: | | Annual | | Ticker: | | ZTS |
| | | | | |
| | | | Shares Voted: | | 79,353 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
1a | | Elect Director Sanjay Khosla | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Antoinette R. Leatherberry | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Willie M. Reed | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Linda Rhodes | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Adopt Simple Majority Vote | | SH | | Against | | For | | For |
Amazon.com, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 023135106 |
Record Date: | | 04/01/2021 | | Meeting Type: | | Annual | | Ticker: | | AMZN |
| | | | | |
| | | | Shares Voted: | | 22,855 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote
Instruction |
| | | | | |
1a | | Elect Director Jeffrey P. Bezos | | Mgmt | | For | | Refer | | For |
| | | | | |
1b | | Elect Director Keith B. Alexander | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jamie S. Gorelick | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Daniel P. Huttenlocher | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Judith A. McGrath | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Indra K. Nooyi | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jonathan J. Rubinstein | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Thomas O. Ryder | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Patricia Q. Stonesifer | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Wendell P. Weeks | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Amazon.com, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Report on Customers’ Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations | | SH | | Against | | For | | For |
| | | | | |
5 | | Require Independent Board Chair | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Report on Gender/Racial Pay Gap | | SH | | Against | | For | | For |
| | | | | |
7 | | Report on Promotion Data | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Report on the Impacts of Plastic Packaging | | SH | | Against | | For | | For |
| | | | | |
9 | | Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit | | SH | | Against | | For | | For |
| | | | | |
10 | | Adopt a Policy to Include Hourly Employees as Director Candidates | | SH | | Against | | Refer | | Against |
| | | | | |
11 | | Report on Board Oversight of Risks Related to Anti-Competitive Practices | | SH | | Against | | For | | For |
| | | | | |
12 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
| | | | | |
13 | | Report on Lobbying Payments and Policy | | SH | | Against | | For | | For |
| | | | | |
14 | | Report on Potential Human Rights Impacts of Customers’ Use of Rekognition | | SH | | Against | | For | | For |
Facebook, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 30303M102 |
Record Date: | | 04/01/2021 | | Meeting Type: | | Annual | | Ticker: | | FB |
| | | | | |
| | | | Shares Voted: | | 121,546 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
1.1 | | Elect Director Peggy Alford | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Marc L. Andreessen | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Andrew W. Houston | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.4 | | Elect Director Nancy Killefer | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert M. Kimmitt | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Sheryl K. Sandberg | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Peter A. Thiel | | Mgmt | | For | | Refer | | Withhold |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Facebook, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
1.8 | | Elect Director Tracey T. Travis | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Mark Zuckerberg | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Non-Employee Director Compensation Policy | | Mgmt | | For | | Refer | | Against |
| | | | | |
4 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | SH | | Against | | For | | For |
| | | | | |
5 | | Require Independent Board Chair | | SH | | Against | | Refer | | For |
| | | | | |
6 | | Report on Online Child Sexual Exploitation | | SH | | Against | | For | | For |
| | | | | |
7 | | Require Independent Director Nominee with Human and/or Civil Rights Experience | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Report on Platform Misuse | | SH | | Against | | For | | For |
| | | | | |
9 | | Amend Certificate of Incorporation to Become a Public Benefit Corporation | | SH | | Against | | Refer | | Against |
PayPal Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 70450Y103 |
Record Date: | | 03/30/2021 | | Meeting Type: | | Annual | | Ticker: | | PYPL |
| | | | | |
| | | | Shares Voted: | | 114,652 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
1a | | Elect Director Rodney C. Adkins | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Jonathan Christodoro | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John J. Donahoe | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director David W. Dorman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Belinda J. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Gail J. McGovern | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Deborah M. Messemer | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director David M. Moffett | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Ann M. Sarnoff | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Daniel H. Schulman | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Frank D. Yeary | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
PayPal Holdings, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
5 | | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | | SH | | Against | | Against | | Against |
Pinterest, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/27/2021 | | Country: | | USA | | Primary Security ID: | | 72352L106 |
Record Date: | | 04/01/2021 | | Meeting Type: | | Annual | | Ticker: | | PINS |
| | | | | |
| | | | Shares Voted: | | 128,288 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
1a | | Elect Director Fredric Reynolds | | Mgmt | | For | | Refer | | Against |
| | | | | |
1b | | Elect Director Evan Sharp | | Mgmt | | For | | Refer | | Against |
| | | | | |
1c | | Elect Director Andrea Wishom | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
VeriSign, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/27/2021 | | Country: | | USA | | Primary Security ID: | | 92343E102 |
Record Date: | | 04/01/2021 | | Meeting Type: | | Annual | | Ticker: | | VRSN |
| | | | | |
| | | | Shares Voted: | | 115,190 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
1.1 | | Elect Director D. James Bidzos | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Yehuda Ari Buchalter | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Kathleen A. Cote | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Thomas F. Frist, III | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
VeriSign, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
1.5 | | Elect Director Jamie S. Gorelick | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Roger H. Moore | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Louis A. Simpson | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Timothy Tomlinson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | Against |
Alphabet Inc.
| | | | | | | | | | |
Meeting Date: | | 06/02/2021 | | Country: | | USA | | Primary Security ID: | | 02079K305 |
Record Date: | | 04/06/2021 | | Meeting Type: | | Annual | | Ticker: | | GOOGL |
| | | | | |
| | | | Shares Voted: | | 23,985 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
1a | | Elect Director Larry Page | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Sergey Brin | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Sundar Pichai | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director John L. Hennessy | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Frances H. Arnold | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director L. John Doerr | | Mgmt | | For | | Refer | | Against |
| | | | | |
1g | | Elect Director Roger W. Ferguson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Ann Mather | | Mgmt | | For | | Against | | Against |
| | | | | |
1i | | Elect Director Alan R. Mulally | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director K. Ram Shriram | | Mgmt | | For | | Refer | | Against |
| | | | | |
1k | | Elect Director Robin L. Washington | | Mgmt | | For | | Refer | | Against |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | Against |
| | | | | |
4 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Alphabet Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
5 | | Require Independent Director Nominee with Human and/or Civil Rights Experience | | SH | | Against | | For | | For |
| | | | | |
6 | | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
7 | | Report on Takedown Requests | | SH | | Against | | For | | For |
| | | | | |
8 | | Report on Whistleblower Policies and Practices | | SH | | Against | | Against | | Against |
| | | | | |
9 | | Report on Charitable Contributions | | SH | | Against | | Against | | Against |
| | | | | |
10 | | Report on Risks Related to Anticompetitive Practices | | SH | | Against | | For | | For |
| | | | | |
11 | | Amend Certificate of Incorporation to Become a Public Benefit Corporation | | SH | | Against | | Refer | | Against |
Booking Holdings Inc.
| | | | | | | | | | |
Meeting Date: | | 06/03/2021 | | Country: | | USA | | Primary Security ID: | | 09857L108 |
Record Date: | | 04/08/2021 | | Meeting Type: | | Annual | | Ticker: | | BKNG |
| | | | | |
| | | | Shares Voted: | | 6,774 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Timothy M. Armstrong | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Glenn D. Fogel | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Mirian M. Graddick-Weir | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Wei Hopeman | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert J. Mylod, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Charles H. Noski | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Nicholas J. Read | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Thomas E. Rothman | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Bob van Dijk | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Lynn M. Vojvodich | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Vanessa A. Wittman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
Booking Holdings Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Right to Act by Written Consent | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
7 | | Report on Annual Climate Transition | | SH | | Against | | For | | For |
| | | | | |
8 | | Annual Investor Advisory Vote on Climate Plan | | SH | | Against | | For | | For |
Gartner, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/03/2021 | | Country: | | USA | | Primary Security ID: | | 366651107 |
Record Date: | | 04/08/2021 | | Meeting Type: | | Annual | | Ticker: | | IT |
| | | | | |
| | | | Shares Voted: | | 104,586 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Peter E. Bisson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Richard J. Bressler | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Raul E. Cesan | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Karen E. Dykstra | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Anne Sutherland Fuchs | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director William O. Grabe | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Eugene A. Hall | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Stephen G. Pagliuca | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Eileen M. Serra | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director James C. Smith | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
NVIDIA Corporation
| | | | | | | | | | |
Meeting Date: | | 06/03/2021 | | Country: | | USA | | Primary Security ID: | | 67066G104 |
Record Date: | | 04/05/2021 | | Meeting Type: | | Annual | | Ticker: | | NVDA |
| | | | | |
| | | | Shares Voted: | | 47,516 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Robert K. Burgess | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Tench Coxe | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John O. Dabiri | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Persis S. Drell | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Jen-Hsun Huang | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Dawn Hudson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Harvey C. Jones | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Michael G. McCaffery | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Stephen C. Neal | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Mark L. Perry | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director A. Brooke Seawell | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Aarti Shah | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Mark A. Stevens | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
UnitedHealth Group Incorporated
| | | | | | | | | | |
Meeting Date: | | 06/07/2021 | | Country: | | USA | | Primary Security ID: | | 91324P102 |
Record Date: | | 04/09/2021 | | Meeting Type: | | Annual | | Ticker: | | UNH |
| | | | | |
| | | | Shares Voted: | | 80,964 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Richard T. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
UnitedHealth Group Incorporated
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1c | | Elect Director Stephen J. Hemsley | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Michele J. Hooper | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director F. William McNabb, III | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Valerie C. Montgomery Rice | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director John H. Noseworthy | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Gail R. Wilensky | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Andrew Witty | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | Against |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
salesforce.com, inc.
| | | | | | | | | | |
Meeting Date: | | 06/10/2021 | | Country: | | USA | | Primary Security ID: | | 79466L302 |
Record Date: | | 04/15/2021 | | Meeting Type: | | Annual | | Ticker: | | CRM |
| | | | | |
| | | | Shares Voted: | | 99,569 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Marc Benioff | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Craig Conway | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Parker Harris | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Alan Hassenfeld | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Neelie Kroes | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Colin Powell | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Sanford Robertson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director John V. Roos | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Robin Washington | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Maynard Webb | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 94 Ivy VIP Growth
salesforce.com, inc.
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1k | | Elect Director Susan Wojcicki | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Certificate of Incorporation to Become a Public Benefit Corporation | | SH | | Against | | Refer | | Against |
DELAWARE IVY VIP HIGH INCOME
(prior to July 1, 2021, Ivy VIP High Income)
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 93 Ivy VIP High Income
Sabine Oil & Gas Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 10/14/2020 | | Country: | | USA | | Primary Security ID: | | 78532M104 |
Record Date: | | 09/04/2020 | | Meeting Type: | | Annual | | Ticker: | | SABN |
| | | | | |
| | | | Shares Voted: | | 263 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Amend Stockholders Agreement | | Mgmt | | For | | Refer | | Against |
| | | | | |
2 | | Amend Bylaws | | Mgmt | | For | | Refer | | Against |
| | | | | |
3 | | Elect Director Marc D. Rosenberg | | Mgmt | | For | | Against | | Against |
| | | | | |
4 | | Approve Payment of the Success Bonuses to Drivetrain | | Mgmt | | For | | Refer | | Against |
California Resources Corporation
| | | | | | | | | | |
Meeting Date: | | 05/12/2021 | | Country: | | USA | | Primary Security ID: | | 13057Q305 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | CRC |
| | | | | |
| | | | Shares Voted: | | 38,279 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Douglas E. Brooks | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Tiffany (TJ) Thom Cepak | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director James N. Chapman | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Mark A. (Mac) McFarland | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Julio M. Quintana | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director William B. Roby | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Andrew Bremner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | Against |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 93 Ivy VIP High Income
McDermott International Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/14/2021 | | Country: | | Bermuda | | Primary Security ID: | | G5924V106 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | MCDIF |
| | | | | |
| | | | Shares Voted: | | 619,154 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Appoint David Dickson as Chairman of the Meeting | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Craig Broderick | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2.2 | | Elect Director Neil Bruce | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2.3 | | Elect Director David Dickson | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2.4 | | Elect Director Barbara Duganier | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2.5 | | Elect Director Andrew Gould | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2.6 | | Elect Director Alan Hirshberg | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2.7 | | Elect Director Nils Larsen | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2.8 | | Elect Director Lee McIntire | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2.9 | | Elect Director Paul Soldatos | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
3 | | Amend Bye-laws | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Alteration to the Memorandum of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | Against |
Laureate Education, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 518613203 |
Record Date: | | 03/29/2021 | | Meeting Type: | | Annual | | Ticker: | | LAUR |
| | | | | |
| | | | Shares Voted: | | 442,638 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Brian F. Carroll | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Andrew B. Cohen | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director William L. Cornog | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.4 | | Elect Director Pedro del Corro | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.5 | | Elect Director Michael J. Durham | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.6 | | Elect Director Kenneth W. Freeman | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.7 | | Elect Director George Munoz | | Mgmt | | For | | Refer | | Withhold |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 93 Ivy VIP High Income
Laureate Education, Inc.
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.8 | | Elect Director Judith Rodin | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.9 | | Elect Director Eilif Serck-Hanssen | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.10 | | Elect Director Ian K. Snow | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
DELAWARE IVY VIP INTERNATIONAL CORE EQUITY
(prior to July 1, 2021, Ivy VIP International Core Equity)
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Ubisoft Entertainment SA
| | | | | | | | | | |
Meeting Date: | | 07/02/2020 | | Country: | | France | | Primary Security ID: | | F9396N106 |
Record Date: | | 06/30/2020 | | Meeting Type: | | Annual/Special | | Ticker: | | UBI |
| | | | | |
| | | | Shares Voted: | | 88,238 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Treatment of Losses | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Compensation of Corporate Officers | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Compensation of Yves Guillemot, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Compensation of Claude Guillemot, Vice-CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Compensation of Michel Guillemot, Vice-CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Compensation of Gerard Guillemot, Vice-CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Compensation of Christian Guillemot, Vice-CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Remuneration Policy for Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Approve Remuneration Policy for Vice-CEOs | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Approve Remuneration Policy of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Reelect Yves Guillemot as Director | | Mgmt | | For | | Against | | Against |
| | | | | |
15 | | Reelect Gerard Guillemot as Director | | Mgmt | | For | | Against | | For |
| | | | | |
16 | | Reelect Florence Naviner as Director | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Elect John Parkes as Representative of Employee Shareholders to the Board | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
19 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Ubisoft Entertainment SA
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
20 | | Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 0.85 Million | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 0.85 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
24 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
26 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans (International Subsidiaries) | | Mgmt | | For | | Refer | | For |
| | | | | |
27 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans, Reserved for Employees and Corporate Officers of International Subsidiaries (Specific Countries) | | Mgmt | | For | | Refer | | For |
| | | | | |
28 | | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans to Employees, Excluding Corporate Executive Officers | | Mgmt | | For | | For | | For |
| | | | | |
29 | | Authorize up to 0.2 Percent of Issued Capital for Use in Stock Option Plans to Corporate Executive Officers | | Mgmt | | For | | For | | For |
| | | | | |
30 | | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 21-27 at EUR 4 Million | | Mgmt | | For | | For | | For |
| | | | | |
31 | | Amend Article 8 of Bylaws Re: Employee Representatives | | Mgmt | | For | | Refer | | For |
| | | | | |
32 | | Amend Article 12 of Bylaws Re: CEO and Vice-CEO Age Limit | | Mgmt | | For | | Refer | | For |
| | | | | |
33 | | Amend Articles of Bylaws to Comply with Legal Changes | | Mgmt | | For | | Refer | | For |
| | | | | |
34 | | Delegate Powers to the Board to Amend Bylaws to Comply with Legal Changes | | Mgmt | | For | | Refer | | For |
| | | | | |
35 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Wen’s Foodstuff Group Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 07/13/2020 | | Country: | | China | | Primary Security ID: | | Y2R30P108 |
Record Date: | | 07/02/2020 | | Meeting Type: | | Special | | Ticker: | | 300498 |
| | | | | |
| | | | Shares Voted: | | 1,990,925 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Approve Company’s Eligibility for Issuance of Convertible Bonds | | Mgmt | | For | | For | | For |
| | | | | |
| | APPROVE PLAN ON ISSUANCE OF CONVERTIBLE BONDS | | Mgmt | | | | | | |
| | | | | |
2.1 | | Approve Type | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Approve Issue Size | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Approve Par Value and Issue Price | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Approve Bond Maturity | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Approve Bond Interest Rate | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Approve Period and Manner of Repayment of Capital and Interest | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Approve Conversion Period | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Approve Determination and Adjustment of Conversion Price | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Approve Terms for Downward Adjustment of Conversion Price | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Approve Method for Determining the Number of Shares for Conversion | | Mgmt | | For | | For | | For |
| | | | | |
2.11 | | Approve Terms of Redemption | | Mgmt | | For | | For | | For |
| | | | | |
2.12 | | Approve Terms of Sell-Back | | Mgmt | | For | | For | | For |
| | | | | |
2.13 | | Approve Attribution of Profit and Loss During the Conversion Period | | Mgmt | | For | | For | | For |
| | | | | |
2.14 | | Approve Issue Manner and Target Subscribers | | Mgmt | | For | | For | | For |
| | | | | |
2.15 | | Approve Placing Arrangement for Shareholders | | Mgmt | | For | | For | | For |
| | | | | |
2.16 | | Approve Matters Relating to Meetings of Bondholders | | Mgmt | | For | | For | | For |
| | | | | |
2.17 | | Approve Use of Proceeds | | Mgmt | | For | | For | | For |
| | | | | |
2.18 | | Approve Guarantee Matters | | Mgmt | | For | | For | | For |
| | | | | |
2.19 | | Approve Depository of Raised Funds | | Mgmt | | For | | For | | For |
| | | | | |
2.20 | | Approve Resolution Validity Period | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Issuance of Convertible Bonds | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Wen’s Foodstuff Group Co., Ltd.
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
4 | | Approve Demonstration Analysis Report in Connection to Issuance of Convertible Bonds | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Feasibility Analysis Report on the Use of Proceeds | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Report on the Usage of Previously Raised Funds | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Authorization of Board to Handle All Related Matters | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Shareholder Return Plan | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Rules and Procedures Regarding General Meetings of Convertible Bondholders | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Approve Repurchase and Cancellation of Performance Shares | | Mgmt | | For | | For | | For |
| | | | | |
| | AMEND ARTICLES OF ASSOCIATION AND RELATED SYSTEMS | | Mgmt | | | | | | |
| | | | | |
12.1 | | Approve Amendments to Articles of Association | | Mgmt | | For | | For | | For |
| | | | | |
12.2 | | Amend Rules and Procedures Regarding General Meetings of Shareholders | | Mgmt | | For | | For | | For |
| | | | | |
12.3 | | Amend Rules and Procedures Regarding Meetings of Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
12.4 | | Amend Rules and Procedures Regarding Meetings of Board of Supervisors | | Mgmt | | For | | For | | For |
| | | | | |
12.5 | | Amend Management System of Raised Funds | | Mgmt | | For | | For | | For |
Continental AG
| | | | | | | | | | |
Meeting Date: | | 07/14/2020 | | Country: | | Germany | | Primary Security ID: | | D16212140 |
Record Date: | | 06/22/2020 | | Meeting Type: | | Annual | | Ticker: | | CON |
| | | | | |
| | | | Shares Voted: | | 70,709 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 3.00 per Share | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Continental AG
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
3.1 | | Approve Discharge of Management Board Member Elmar Degenhart for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
3.2 | | Approve Discharge of Management Board Member Hans-Juergen Duensing for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
3.3 | | Approve Discharge of Management Board Member Frank Jourdan for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
3.4 | | Approve Discharge of Management Board Member Christian Koetz for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
3.5 | | Approve Discharge of Management Board Member Helmut Matschi for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
3.6 | | Approve Discharge of Management Board Member Ariane Reinhart for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
3.7 | | Approve Discharge of Management Board Member Wolfgang Schaefer for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
3.8 | | Approve Discharge of Management Board Member Nikolai Setzer for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
4.1 | | Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
4.2 | | Approve Discharge of Supervisory Board Member Hasan Allak for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
4.3 | | Approve Discharge of Supervisory Board Member Christiane Benner for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
4.4 | | Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Approve Discharge of Supervisory Board Member Francesco Grioli for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
4.6 | | Approve Discharge of Supervisory Board Member Peter Gutzmer for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
4.7 | | Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
4.8 | | Approve Discharge of Supervisory Board Member Satish Khatu for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
4.9 | | Approve Discharge of Supervisory Board Member Isabel Knauf for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
4.10 | | Approve Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
4.11 | | Approve Discharge of Supervisory Board Member Sabine Neuss for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
4.12 | | Approve Discharge of Supervisory Board Member Rolf Nonnenmacher for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
4.13 | | Approve Discharge of Supervisory Board Member Dirk Nordmann for Fiscal 2019 | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Continental AG
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
4.14 | | Approve Discharge of Supervisory Board Member Lorenz Pfau for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
4.15 | | Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
4.16 | | Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
4.17 | | Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler-Thumann for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
4.18 | | Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
4.19 | | Approve Discharge of Supervisory Board Member Stefan Scholz for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
4.20 | | Approve Discharge of Supervisory Board Member Gudrun Valten for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
4.21 | | Approve Discharge of Supervisory Board Member Kirsten Voerkel for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
4.22 | | Approve Discharge of Supervisory Board Member Elke Volkmann for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
4.23 | | Approve Discharge of Supervisory Board Member Erwin Woerle for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
4.24 | | Approve Discharge of Supervisory Board Member Siegfried Wolf for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify KPMG AG as Auditors for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | Refer | | For |
Reliance Industries Ltd.
| | | | | | | | | | |
Meeting Date: | | 07/15/2020 | | Country: | | India | | Primary Security ID: | | Y72596102 |
Record Date: | | 07/08/2020 | | Meeting Type: | | Annual | | Ticker: | | 500325 |
| | | | | |
| | | | Shares Voted: | | 289,811 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.a | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
1.b | | Accept Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Dividends | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Reliance Industries Ltd.
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
3 | | Reelect Hital R. Meswani as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reelect P.M.S. Prasad as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Reappointment and Remuneration of Hital R. Meswani as a Whole-time Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect K. V. Chowdary as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration of Cost Auditors | | Mgmt | | For | | For | | For |
Ferguson Plc
| | | | | | | | | | |
Meeting Date: | | 07/29/2020 | | Country: | | Jersey | | Primary Security ID: | | G3421J106 |
Record Date: | | 07/27/2020 | | Meeting Type: | | Special | | Ticker: | | FERG |
| | | | | |
| | | | Shares Voted: | | 100,966 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Adopt New Articles of Association | | Mgmt | | For | | Refer | | For |
Singapore Telecommunications Limited
| | | | | | | | | | |
Meeting Date: | | 07/30/2020 | | Country: | | Singapore | | Primary Security ID: | | Y79985209 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | Z74 |
| | | | | |
| | | | Shares Voted: | | 3,412,100 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Adopt Financial Statements and Directors’ and Auditors’ Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Chua Sock Koong as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Low Check Kian as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Lee Theng Kiat as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Directors’ Fees | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Singapore Telecommunications Limited
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
9 | | Approve Grant of Awards and Issuance of Shares Under the Singtel Performance Share Plan 2012 | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Authorize Share Repurchase Program | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Amend Constitution | | Mgmt | | For | | Refer | | For |
adidas AG
| | | | | | | | | | |
Meeting Date: | | 08/11/2020 | | Country: | | Germany | | Primary Security ID: | | D0066B185 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | ADS |
| | | | | |
| | | | Shares Voted: | | 23,788 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Omission of Dividends | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Management Board for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Articles Re: Electronic Participation | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Elect Christian Klein to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Ratify KPMG AG as Auditors for Fiscal 2020 | | Mgmt | | For | | For | | For |
Prosus NV
| | | | | | | | | | |
Meeting Date: | | 08/18/2020 | | Country: | | Netherlands | | Primary Security ID: | | N7163R103 |
Record Date: | | 07/21/2020 | | Meeting Type: | | Annual | | Ticker: | | PRX |
| | | | | |
| | | | Shares Voted: | | 96,355 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Receive Report of Management Board (Non-Voting) | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Prosus NV
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Adopt Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
4.a | | Approve Dividends of EUR 0.602 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
4.b | | Approve Capital Increase and Capital Reduction | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Remuneration Policy for Executive Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Remuneration Policy for Non-Executive Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Discharge of Executive Directors | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Discharge of Non-Executive Directors | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Y Xu as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
10.1 | | Reelect D G Eriksson as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
10.2 | | Reelect M R Sorour as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
10.3 | | Reelect E M Choi as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
10.4 | | Reelect M Girotra as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
10.5 | | Reelect R C C Jafta as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorize Repurchase of Shares | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Amend Prosus Share Award Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
15 | | Other Business (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
16 | | Voting Results | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Fresenius Medical Care AG & Co. KGaA
| | | | | | | | | | |
Meeting Date: | | 08/27/2020 | | Country: | | Germany | | Primary Security ID: | | D2734Z107 |
Record Date: | | 08/05/2020 | | Meeting Type: | | Annual | | Ticker: | | FME |
| | | | | |
| | | | Shares Voted: | | 102,353 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 1.20 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Personally Liable Partner for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration Policy for the Management Board | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration Policy for the Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Creation of Two Pools of Capital with Partial Exclusion of Preemptive Rights | | Mgmt | | For | | For | | Against |
| | | | | |
9 | | Amend Articles Re: Proof of Entitlement | | Mgmt | | For | | For | | For |
Wen’s Foodstuff Group Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 09/07/2020 | | Country: | | China | | Primary Security ID: | | Y2R30P108 |
Record Date: | | 08/27/2020 | | Meeting Type: | | Special | | Ticker: | | 300498 |
| | | | Shares Voted: | | 1,978,125 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Approve Provision of Guarantee | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Approve Interim Profit Distribution | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Use of Excess Raised Funds | | SH | | For | | Refer | | For |
| | | | | |
4 | | Approve Overseas Issuance of Bonds | | SH | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Alibaba Group Holding Limited
| | | | | | | | | | |
Meeting Date: | | 09/30/2020 | | Country: | | Cayman Islands | | Primary Security ID: | | G01719114 |
Record Date: | | 08/17/2020 | | Meeting Type: | | Annual | | Ticker: | | 9988 |
| | | | | |
| | | | Shares Voted: | | 269,164 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Amend Articles of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
2.1 | | Elect Maggie Wei Wu as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
2.2 | | Elect Kabir Misra as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
2.3 | | Elect Walter Teh Ming Kwauk as Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers as Auditors | | Mgmt | | For | | For | | For |
BHP Group Plc
| | | | | | | | | | |
Meeting Date: | | 10/15/2020 | | Country: | | United Kingdom | | Primary Security ID: | | G10877127 |
Record Date: | | 09/11/2020 | | Meeting Type: | | Annual | | Ticker: | | BHP |
| | | | | |
| | | | Shares Voted: | | 85,325 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
| | Management Proposals | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Reappoint Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration Report for UK Law Purposes | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Remuneration Report for Australian Law Purposes | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Grant of Awards under the Group’s Incentive Plans to Mike Henry | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Leaving Entitlements | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Elect Xiaoqun Clever as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
BHP Group Plc
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
12 | | Elect Gary Goldberg as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect Mike Henry as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Elect Christine O’Reilly as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Elect Dion Weisler as Director | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Re-elect Terry Bowen as Director | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Re-elect Malcolm Broomhead as Director | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Re-elect Ian Cockerill as Director | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Re-elect Anita Frew as Director | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Re-elect Susan Kilsby as Director | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Re-elect John Mogford as Director | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Re-elect Ken MacKenzie as Director | | Mgmt | | For | | For | | For |
| | | | | |
| | Shareholder Proposals | | Mgmt | | | | | | |
| | | | | |
23 | | Amend Constitution of BHP Group Limited | | SH | | Against | | Refer | | Against |
| | | | | |
24 | | Adopt Interim Cultural Heritage Protection Measures | | SH | | Against | | Against | | Against |
| | | | | |
25 | | Approve Suspension of Memberships of Industry Associations where COVID-19 Related Advocacy is Inconsistent with Paris Agreement Goals | | SH | | Against | | Against | | Against |
Gree Electric Appliances, Inc. of Zhuhai
| | | | | | | | | | |
Meeting Date: | | 11/02/2020 | | Country: | | China | | Primary Security ID: | | Y2882R102 |
Record Date: | | 10/27/2020 | | Meeting Type: | | Special | | Ticker: | | 000651 |
| | | | | |
| | | | Shares Voted: | | 820,509 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Approve Interim Profit Distribution | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Cheng Min as Supervisor | | SH | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Newcrest Mining Ltd.
| | | | | | | | | | |
Meeting Date: | | 11/11/2020 | | Country: | | Australia | | Primary Security ID: | | Q6651B114 |
Record Date: | | 11/09/2020 | | Meeting Type: | | Annual | | Ticker: | | NCM |
| | | | | |
| | | | Shares Voted: | | 505,440 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
2a | | Elect Sally-Anne Layman as Director | | Mgmt | | For | | For | | For |
| | | | | |
2b | | Elect Roger Higgins as Director | | Mgmt | | For | | For | | For |
| | | | | |
2c | | Elect Gerard Bond as Director | | Mgmt | | For | | For | | For |
| | | | | |
3a | | Approve Grant of Performance Rights to Sandeep Biswas | | Mgmt | | For | | For | | For |
| | | | | |
3b | | Approve Grant of Performance Rights to Gerard Bond | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Renewal of Proportional Takeover Bid Provisions in the Constitution | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve the Amendments to the Company’s Constitution | | Mgmt | | For | | Refer | | Against |
Wen’s Foodstuff Group Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 11/16/2020 | | Country: | | China | | Primary Security ID: | | Y2R30P108 |
Record Date: | | 11/05/2020 | | Meeting Type: | | Special | | Ticker: | | 300498 |
| | | | | |
| | | | Shares Voted: | | 2,197,675 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Approve Company’s Eligibility for Corporate Bond Issuance | | Mgmt | | For | | Refer | | For |
| | | | | |
| | APPROVE CORPORATE BOND ISSUANCE | | Mgmt | | | | | | |
| | | | | |
2.1 | | Approve Par Value, Issue Price and Issue Size | | Mgmt | | For | | Refer | | For |
| | | | | |
2.2 | | Approve Bond Maturity and Type | | Mgmt | | For | | Refer | | For |
| | | | | |
2.3 | | Approve Bond Interest Rate and Method of Determination as well as Payment Manner of Capital and Interest | | Mgmt | | For | | Refer | | For |
| | | | | |
2.4 | | Approve Issue Manner | | Mgmt | | For | | Refer | | For |
| | | | | |
2.5 | | Approve Target Subscribers and Placing Arrangement for Shareholders | | Mgmt | | For | | Refer | | For |
| | | | | |
2.6 | | Approve Use of Proceeds | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Approve Guarantee Method | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Wen’s Foodstuff Group Co., Ltd.
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
2.8 | | Approve Listing of Bonds | | Mgmt | | For | | Refer | | For |
| | | | | |
2.9 | | Approve Safeguard Measures of Debts Repayment | | Mgmt | | For | | Refer | | For |
| | | | | |
2.10 | | Approve Resolution Validity Period | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Issuance of Medium-term Notes | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Guarantee Provision Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
| | AMEND ARTICLES OF ASSOCIATION AND RELATED SYSTEMS | | Mgmt | | | | | | |
| | | | | |
5.1 | | Approve Amendments to Articles of Association | | Mgmt | | For | | For | | For |
| | | | | |
5.2 | | Amend Rules and Procedures Regarding General Meetings of Shareholders | | Mgmt | | For | | For | | For |
| | | | | |
5.3 | | Amend Rules and Procedures Regarding Meetings of Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
5.4 | | Amend Rules and Procedures Regarding Meetings of Board of Supervisors | | Mgmt | | For | | For | | For |
| | | | | |
5.5 | | Amend Working System for Independent Directors | | Mgmt | | For | | For | | For |
| | | | | |
5.6 | | Amend Related Party Transaction Management System | | Mgmt | | For | | For | | For |
| | | | | |
5.7 | | Amend External Guarantee Decision-making System | | Mgmt | | For | | For | | For |
| | | | | |
5.8 | | Amend Investment Management System | | Mgmt | | For | | For | | For |
| | | | | |
5.9 | | Amend Information Disclosure Management System | | Mgmt | | For | | For | | For |
| | | | | |
5.10 | | Amend Management System of External Donations | | Mgmt | | For | | For | | For |
Epiroc AB
| | | | | | | | | | |
Meeting Date: | | 11/27/2020 | | Country: | | Sweden | | Primary Security ID: | | W25918116 |
Record Date: | | 11/19/2020 | | Meeting Type: | | Special | | Ticker: | | EPI.A |
| | | | | |
| | | | Shares Voted: | | 480,980 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Elect Chairman of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
2.a | | Designate Petra Hedengran as Inspector of Minutes of Meeting | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Epiroc AB
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
2.b | | Designate Mikael Wiberg as Inspector of Minutes of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Prepare and Approve List of Shareholders | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Agenda of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Acknowledge Proper Convening of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Special Dividends of SEK 1.20 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Amend Articles of Association Re: Company Name; Participation at General Meetings | | Mgmt | | For | | For | | For |
Pernod Ricard SA
| | | | | | | | | | |
Meeting Date: | | 11/27/2020 | | Country: | | France | | Primary Security ID: | | F72027109 |
Record Date: | | 11/25/2020 | | Meeting Type: | | Annual/Special | | Ticker: | | RI |
| | | | | |
| | | | Shares Voted: | | 38,809 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Amend Articles 35 and 36 of Bylaws Re: AGM and EGM Majority Votes | | Mgmt | | For | | For | | For |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Allocation of Income and Dividends of EUR 2.66 per Share | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reelect Alexandre Ricard as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Reelect Cesar Giron as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Reelect Wolfgang Colberg as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Virginie Fauvel as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.25 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Compensation of Alexandre Ricard, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Compensation of Corporate Officers | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Pernod Ricard SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
12 | | Approve Remuneration Policy for Alexandre Ricard, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Approve Remuneration Policy of Corporate Officers | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
15 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Change Location of Registered Office to 5, Cours Paul Ricard, 75008 Paris and Amend Article 4 of Bylaws Accordingly | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
17 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
18 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group’s Subsidiaries | | Mgmt | | For | | Refer | | For |
| | | | | |
19 | | Amend Article 21 of Bylaws Re: Board Members Deliberation via Written Consultation | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Amend Bylaws to Comply with Legal Changes | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
DNB ASA
| | | | | | | | | | |
Meeting Date: | | 11/30/2020 | | Country: | | Norway | | Primary Security ID: | | R1640U124 |
Record Date: | | 11/23/2020 | | Meeting Type: | | Special | | Ticker: | | DNB |
| | | | | |
| | | | Shares Voted: | | 0 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Elect Chairman of Meeting | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
2 | | Approve Notice of Meeting and Agenda | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
3 | | Designate Inspector(s) of Minutes of Meeting | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
4 | | Approve Merger Agreement with DNB Bank ASA | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
5 | | Authorize Board to Distribute Dividends up to NOK 9.00 Per Share | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
6 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | Mgmt | | For | | For | | Do Not Vote |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Ferguson Plc
| | | | | | | | | | |
Meeting Date: | | 12/03/2020 | | Country: | | Jersey | | Primary Security ID: | | G3421J106 |
Record Date: | | 12/01/2020 | | Meeting Type: | | Annual | | Ticker: | | FERG |
| | | | | |
| | | | Shares Voted: | | 82,025 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Bill Brundage as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Tessa Bamford as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Geoff Drabble as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Catherine Halligan as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Kevin Murphy as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Alan Murray as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Tom Schmitt as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Dr Nadia Shouraboura as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Jacqueline Simmonds as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Reappoint Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Australia & New Zealand Banking Group Limited
| | | | | | | | | | |
Meeting Date: | | 12/16/2020 | | Country: | | Australia | | Primary Security ID: | | Q09504137 |
Record Date: | | 12/14/2020 | | Meeting Type: | | Annual | | Ticker: | | ANZ |
| | | | | |
| | | | Shares Voted: | | 567,670 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2a | | Elect Ilana Rachel Atlas as Director | | Mgmt | | For | | For | | For |
| | | | | |
2b | | Elect John Thomas Macfarlane as Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Grant of Performance Rights to Shayne C Elliot | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve the Amendments to the Company’s Constitution | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Approve Transition Planning Disclosure | | SH | | Against | | Against | | Against |
Huazhu Group Limited
| | | | | | | | | | |
Meeting Date: | | 12/23/2020 | | Country: | | Cayman Islands | | Primary Security ID: | | G46587104 |
Record Date: | | 11/18/2020 | | Meeting Type: | | Annual | | Ticker: | | 1179 |
| | | | | |
| | | | Shares Voted: | | 100,549 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Articles of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Elect Lei Cao and Theng Fong Hee as Directors | | Mgmt | | For | | Against | | Against |
| | | | | |
4 | | Authorize Board to Ratify and Execute Approved Resolutions | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Peugeot SA
| | | | | | | | | | |
Meeting Date: | | 01/04/2021 | | Country: | | Netherlands | | Primary Security ID: | | N82405106 |
Record Date: | | 12/31/2020 | | Meeting Type: | | Special | | Ticker: | | UG |
| | | | | |
| | | | Shares Voted: | | 310,475 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Merger by Absorption of Peugeot by Fiat Chrysler Automobiles | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Remove Double-Voting Rights for Long-Term Registered Shareholders | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | Refer | | For |
Amdocs Limited
| | | | | | | | | | |
Meeting Date: | | 01/29/2021 | | Country: | | Guernsey | | Primary Security ID: | | G02602103 |
Record Date: | | 12/03/2020 | | Meeting Type: | | Annual | | Ticker: | | DOX |
| | | | | |
| | | | Shares Voted: | | 117,212 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robert A. Minicucci | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Adrian Gardner | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director James S. Kahan | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Rafael de la Vega | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Giora Yaron | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Eli Gelman | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Richard T.C. LeFave | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director John A. MacDonald | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Shuky Sheffer | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Amdocs Limited
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.10 | | Elect Director Yvette Kanouff | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve an Increase in the Quarterly Cash Dividend Rate | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
Anhui Conch Cement Company Limited
| | | | | | | | | | |
Meeting Date: | | 02/03/2021 | | Country: | | China | | Primary Security ID: | | Y01373102 |
Record Date: | | 01/28/2021 | | Meeting Type: | | Special | | Ticker: | | 914 |
| | | | | |
| | | | Shares Voted: | | 1,114,500 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | EGM BALLOT FOR HOLDERS OF H SHARES | | Mgmt | | | | | | |
| | | | | |
1 | | Elect Zhang Xiaorong as Director | | Mgmt | | For | | For | | For |
Siemens AG
| | | | | | | | | | |
Meeting Date: | | 02/03/2021 | | Country: | | Germany | | Primary Security ID: | | D69671218 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | SIE |
| | | | | |
| | | | Shares Voted: | | 48,734 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Management Proposals | | Mgmt | | | | | | |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2019/20 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 3.50 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
3.2 | | Approve Discharge of Management Board Member Roland Busch for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Siemens AG
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3.3 | | Approve Discharge of Management Board Member Lisa Davis (until Feb. 29, 2020) for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
3.4 | | Approve Discharge of Management Board Member Klaus Helmrich for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
3.5 | | Approve Discharge of Management Board Member Janina Kugel (until Jan. 31, 2020) for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
3.6 | | Approve Discharge of Management Board Member Cedrik Neike for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
3.7 | | Approve Discharge of Management Board Member Michael Sen (until March 31, 2020) for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
3.8 | | Approve Discharge of Management Board Member Ralf Thomas for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.1 | | Approve Discharge of Supervisory Board Member Jim Snabe for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.2 | | Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.3 | | Approve Discharge of Supervisory Board Member Werner Wenning for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.4 | | Approve Discharge of Supervisory Board Member Werner Brandt for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.6 | | Approve Discharge of Supervisory Board Member Andrea Fehrmann for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.7 | | Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.8 | | Approve Discharge of Supervisory Board Member Robert Kensbock (until Sep. 25, 2020) for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.9 | | Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.10 | | Approve Discharge of Supervisory Board Member Juergen Kerner for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.11 | | Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.12 | | Approve Discharge of Supervisory Board Member Benoit Potier for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.13 | | Approve Discharge of Supervisory Board Member Hagen Reimer for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Siemens AG
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4.14 | | Approve Discharge of Supervisory Board Member Norbert Reithofer for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.15 | | Approve Discharge of Supervisory Board Member Nemat Shafik for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.16 | | Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.17 | | Approve Discharge of Supervisory Board Member Michael Sigmund for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.18 | | Approve Discharge of Supervisory Board Member Dorothea Simon for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.19 | | Approve Discharge of Supervisory Board Member Matthias Zachert for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
4.20 | | Approve Discharge of Supervisory Board Member Gunnar Zukunft for Fiscal 2019/20 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Ernst & Young GmbH as Auditors for Fiscal 2020/21 | | Mgmt | | For | | For | | For |
| | | | | |
6.1 | | Elect Grazia Vittadini to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.2 | | Elect Kasper Rorsted to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.3 | | Reelect Jim Snabe to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Creation of EUR 90 Million Pool of Capital for Employee Stock Purchase Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Amend Affiliation Agreement with Siemens Bank GmbH | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Shareholder Proposal Submitted by Verein von Belegschaftsaktionaeren in der Siemens AG, e. V., Munich | | Mgmt | | | | | | |
| | | | | |
10 | | Amend Articles Re: Allow Shareholder Questions during the Virtual Meeting | | SH | | Against | | Refer | | Against |
Tesco Plc
| | | | | | | | | | |
Meeting Date: | | 02/11/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G87621101 |
Record Date: | | 02/09/2021 | | Meeting Type: | | Special | | Ticker: | | TSCO |
| | | | | |
| | | | Shares Voted: | | 2,207,368 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Special Dividend | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Tesco Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Approve Share Consolidation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
Stellantis NV
| | | | | | | | | | |
Meeting Date: | | 03/08/2021 | | Country: | | Netherlands | | Primary Security ID: | | N82405106 |
Record Date: | | 02/08/2021 | | Meeting Type: | | Special | | Ticker: | | STLA |
| | | | | |
| | | | Shares Voted: | | 526,368 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Special Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Faurecia Distribution | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Close Meeting | | Mgmt | | | | | | |
Samsung Electronics Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 03/17/2021 | | Country: | | South Korea | | Primary Security ID: | | Y74718100 |
Record Date: | | 12/31/2020 | | Meeting Type: | | Annual | | Ticker: | | 005930 |
| | | | | |
| | | | Shares Voted: | | 187,522 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Financial Statements and Allocation of Income | | Mgmt | | For | | For | | For |
| | | | | |
2.1.1 | | Elect Park Byung-gook as Outside Director | | Mgmt | | For | | Refer | | For |
| | | | | |
2.1.2 | | Elect Kim Jeong as Outside Director | | Mgmt | | For | | Refer | | For |
| | | | | |
2.2.1 | | Elect Kim Kinam as Inside Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Samsung Electronics Co., Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2.2.2 | | Elect Kim Hyun-suk as Inside Director | | Mgmt | | For | | For | | For |
| | | | | |
2.2.3 | | Elect Koh Dong-jin as Inside Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Kim Sun-uk as Outside Director to Serve as an Audit Committee Member | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Total Remuneration of Inside Directors and Outside Directors | | Mgmt | | For | | Refer | | For |
A.P. Moller-Maersk A/S
| | | | | | | | | | |
Meeting Date: | | 03/23/2021 | | Country: | | Denmark | | Primary Security ID: | | K0514G101 |
Record Date: | | 03/16/2021 | | Meeting Type: | | Annual | | Ticker: | | MAERSK.B |
| | | | | |
| | | | Shares Voted: | | 1,130 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Report of Board | | Mgmt | | | | | | |
| | | | | |
2 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Management and Board | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Allocation of Income and Dividends of DKK 330 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Remuneration Report (Advisory Vote) | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Authorize Share Repurchase Program | | Mgmt | | For | | For | | For |
| | | | | |
7a | | Reelect Bernard L. Bot as Director | | Mgmt | | For | | For | | For |
| | | | | |
7b | | Reelect Marc Engel as Director | | Mgmt | | For | | For | | For |
| | | | | |
7c | | Reelect Arne Karlsson as Director | | Mgmt | | For | | For | | For |
| | | | | |
7d | | Elect Amparo Moraleda as New Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Ratify PricewaterhouseCoopers as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
9a | | Authorize Board to Declare Extraordinary Dividend | | Mgmt | | For | | For | | For |
| | | | | |
9b | | Approve DKK 655.9 Million Reduction in Share Capital via Share Cancellation | | Mgmt | | For | | For | | For |
| | | | | |
9c1 | | Amend Corporate Purpose | | Mgmt | | For | | For | | For |
| | | | | |
9c2 | | Amend Articles Re: Editorial Changes due to Requirement for Directors to Hold Class A Shares included in Remuneration Report | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
A.P. Moller-Maersk A/S
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
9c3 | | Amend Articles Re: Editorial Changes of Article 6 | | Mgmt | | For | | For | | For |
| | | | | |
9c4 | | Amend Articles Re: Delete Article 15.1 | | Mgmt | | For | | For | | For |
| | | | | |
9d | | Allow Shareholder Meetings to be Held by Electronic Means Only | | Mgmt | | For | | Refer | | Against |
Randstad NV
| | | | | | | | | | |
Meeting Date: | | 03/23/2021 | | Country: | | Netherlands | | Primary Security ID: | | N7291Y137 |
Record Date: | | 02/23/2021 | | Meeting Type: | | Annual | | Ticker: | | RAND |
| | | | | |
| | | | Shares Voted: | | 99,072 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2a | | Receive Reports of Management Board and Supervisory Board (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2b | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
2c | | Adopt Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
2d | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
2e | | Approve Regular Dividends of EUR 1.62 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
2f | | Approve Special Dividends of EUR 1.62 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
3a | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
| | | | | |
3b | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Elect Sander van’t Noordende to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6a | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
6b | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
6c | | Authorize Cancel Repurchase of Up to 10 Percent of Issued Share Capital under Item 6b | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Randstad NV
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
7 | | Ratify Deloitte as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Other Business (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
9 | | Close Meeting | | Mgmt | | | | | | |
INPEX Corp.
| | | | | | | | | | |
Meeting Date: | | 03/25/2021 | | Country: | | Japan | | Primary Security ID: | | J2467E101 |
Record Date: | | 12/31/2020 | | Meeting Type: | | Annual | | Ticker: | | 1605 |
| | | | | |
| | | | Shares Voted: | | 97,278 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 4800 for Class Ko Shares and JPY 12 for Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Articles to Change Company Name | | Mgmt | | For | | Refer | | For |
| | | | | |
3.1 | | Elect Director Kitamura, Toshiaki | | Mgmt | | For | | For | | For |
| | | | | |
3.2 | | Elect Director Ueda, Takayuki | | Mgmt | | For | | For | | For |
| | | | | |
3.3 | | Elect Director Ito, Seiya | | Mgmt | | For | | For | | For |
| | | | | |
3.4 | | Elect Director Ikeda, Takahiko | | Mgmt | | For | | For | | For |
| | | | | |
3.5 | | Elect Director Yajima, Shigeharu | | Mgmt | | For | | For | | For |
| | | | | |
3.6 | | Elect Director Kittaka, Kimihisa | | Mgmt | | For | | For | | For |
| | | | | |
3.7 | | Elect Director Sase, Nobuharu | | Mgmt | | For | | For | | For |
| | | | | |
3.8 | | Elect Director Yamada, Daisuke | | Mgmt | | For | | For | | For |
| | | | | |
3.9 | | Elect Director Yanai, Jun | | Mgmt | | For | | For | | For |
| | | | | |
3.10 | | Elect Director Iio, Norinao | | Mgmt | | For | | For | | For |
| | | | | |
3.11 | | Elect Director Nishimura, Atsuko | | Mgmt | | For | | For | | For |
| | | | | |
3.12 | | Elect Director Kimura, Yasushi | | Mgmt | | For | | For | | For |
| | | | | |
3.13 | | Elect Director Ogino, Kiyoshi | | Mgmt | | For | | For | | For |
| | | | | |
3.14 | | Elect Director Nishikawa, Tomo | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Annual Bonus | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Dentsu Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/26/2021 | | Country: | | Japan | | Primary Security ID: | | J1207N108 |
Record Date: | | 12/31/2020 | | Meeting Type: | | Annual | | Ticker: | | 4324 |
| | | | | |
| | | | Shares Voted: | | 1,874 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Yamamoto, Toshihiro | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Sakurai, Shun | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Timothy Andree | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Igarashi, Hiroshi | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Soga, Arinobu | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Nick Priday | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Wendy Clark | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Matsui, Gan | | Mgmt | | For | | For | | For |
LG Corp.
| | | | | | | | | | |
Meeting Date: | | 03/26/2021 | | Country: | | South Korea | | Primary Security ID: | | Y52755108 |
Record Date: | | 12/31/2020 | | Meeting Type: | | Annual | | Ticker: | | 003550 |
| | | | | |
| | | | Shares Voted: | | 91,298 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Spin-Off Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Approve Financial Statements and Allocation of Income | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Articles of Incorporation | | Mgmt | | For | | For | | For |
| | | | | |
4.1 | | Elect Koo Gwang-mo as Inside Director | | Mgmt | | For | | For | | For |
| | | | | |
4.2 | | Elect Kim Sang-Heon as Outside Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Lee Su-young as Outside Director to Serve as an Audit Committee Member | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Kim Sang-Heon as a Member of Audit Committee | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Total Remuneration of Inside Directors and Outside Directors | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Reliance Industries Ltd.
| | | | | | | | | | |
Meeting Date: | | 03/31/2021 | | Country: | | India | | Primary Security ID: | | Y72596102 |
Record Date: | | 03/24/2021 | | Meeting Type: | | Court | | Ticker: | | 500325 |
| | | | | |
| | | | Shares Voted: | | 233,082 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Court-Ordered Meeting for Shareholders | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Scheme of Arrangement | | Mgmt | | For | | Refer | | For |
Seven Generations Energy Ltd.
| | | | | | | | | | |
Meeting Date: | | 03/31/2021 | | Country: | | Canada | | Primary Security ID: | | 81783Q105 |
Record Date: | | 02/24/2021 | | Meeting Type: | | Special | | Ticker: | | VII |
| | | | | |
| | | | Shares Voted: | | 992,718 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Acquisition by ARC Resources Ltd. | | Mgmt | | For | | Refer | | For |
Beiersdorf AG
| | | | | | | | | | |
Meeting Date: | | 04/01/2021 | | Country: | | Germany | | Primary Security ID: | | D08792109 |
Record Date: | | 03/10/2021 | | Meeting Type: | | Annual | | Ticker: | | BEI |
| | | | | |
| | | | Shares Voted: | | 66,299 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 0.70 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Management Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2021 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Deutsche Telekom AG
| | | | | | | | | | |
Meeting Date: | | 04/01/2021 | | Country: | | Germany | | Primary Security ID: | | D2035M136 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | DTE |
| | | | | |
| | | | Shares Voted: | | 368,456 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Management Proposals | | Mgmt | | | | | | |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 0.60 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Management Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
5.1 | | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021 | | Mgmt | | For | | For | | For |
| | | | | |
5.2 | | Ratify PricewaterhouseCoopers GmbH as Auditors for the 2021 Interim Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
5.3 | | Ratify PricewaterhouseCoopers GmbH as Auditors for the First Quarter of Fiscal Year 2021 | | Mgmt | | For | | For | | For |
| | | | | |
5.4 | | Ratify PricewaterhouseCoopers GmbH as Auditors for the Third Quarter of Fiscal Year 2021 and First Quarter of Fiscal Year 2022 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Helga Jung to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Authorize Use of Financial Derivatives when Repurchasing Shares | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | Against |
| | | | | |
10 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Shareholder Proposal Submitted by Deutsche Schutzvereinigung fuer Wertpapierbesitz e.V. (DSW) | | Mgmt | | | | | | |
| | | | | |
11 | | Amend Articles Re: Shareholders’ Right to Participation during the Virtual Meeting | | SH | | Against | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
VINCI SA
| | | | | | | | | | |
Meeting Date: | | 04/08/2021 | | Country: | | France | | Primary Security ID: | | F5879X108 |
Record Date: | | 04/06/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | DG |
| | | | | |
| | | | Shares Voted: | | 21,884 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 2.04 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reelect Yannick Assouad as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reelect Graziella Gavezotti as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration Policy of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Remuneration Policy of Xavier Huillard, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Compensation Report of Corporate Officers | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Compensation of Xavier Huillard, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Company’s Environmental Transition Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
12 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
VINCI SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
15 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 150 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
17 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 14-16 | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
20 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | | Mgmt | | For | | Refer | | For |
| | | | | |
21 | | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Airbus SE
| | | | | | | | | | |
Meeting Date: | | 04/14/2021 | | Country: | | Netherlands | | Primary Security ID: | | N0280G100 |
Record Date: | | 03/17/2021 | | Meeting Type: | | Annual | | Ticker: | | AIR |
| | | | | |
| | | | Shares Voted: | | 114,715 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2.1 | | Discussion on Company’s Corporate Governance Structure | | Mgmt | | | | | | |
| | | | | |
2.2 | | Receive Report on Business and Financial Statements | | Mgmt | | | | | | |
| | | | | |
2.3 | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
3 | | Discussion of Agenda Items | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Airbus SE
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4.1 | | Adopt Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
4.2 | | Approve Discharge of Non-Executive Members of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
4.3 | | Approve Discharge of Executive Members of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
4.4 | | Ratify Ernst & Young Accountants LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Approve Implementation of Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
4.6 | | Reelect Rene Obermann as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.7 | | Reelect Amparo Moraleda as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.8 | | Reelect Victor Chu as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.9 | | Reelect Jean-Pierre Clamadieu as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.10 | | Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans | | Mgmt | | For | | For | | For |
| | | | | |
4.11 | | Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding | | Mgmt | | For | | For | | For |
| | | | | |
4.12 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
4.13 | | Approve Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Close Meeting | | Mgmt | | | | | | |
Stellantis NV
| | | | | | | | | | |
Meeting Date: | | 04/15/2021 | | Country: | | Netherlands | | Primary Security ID: | | N82405106 |
Record Date: | | 03/18/2021 | | Meeting Type: | | Annual | | Ticker: | | STLA |
| | | | | |
| | | | Shares Voted: | | 502,865 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2.a | | Receive Report of Management Board (Non-Voting) | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Stellantis NV
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2.b | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
2.c | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
2.d | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2.e | | Approve Capital Distribution of EUR 0.32 per Share | | Mgmt | | For | | For | | For |
| | | | | |
2.f | | Approve Discharge of Directors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young Accountants LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4.a | | Amend Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
4.b | | Approve Equity Incentive Plan and Grant Board Authority to Issue Shares and Exclude Preemptive Rights in Connection with Equity Incentive Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Cancellation of Class B Special Voting Shares | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Close Meeting | | Mgmt | | | | | | |
Banco Bilbao Vizcaya Argentaria SA
| | | | | | | | | | |
Meeting Date: | | 04/19/2021 | | Country: | | Spain | | Primary Security ID: | | E11805103 |
Record Date: | | 04/15/2021 | | Meeting Type: | | Annual | | Ticker: | | BBVA |
| | | | | |
| | | | Shares Voted: | | 1,304,961 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Approve Consolidated and Standalone Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Approve Non-Financial Information Statement | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Approve Treatment of Net Loss | | Mgmt | | For | | Refer | | For |
| | | | | |
1.4 | | Approve Discharge of Board | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Reelect Jose Miguel Andres Torrecillas as Director | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Reelect Jaime Felix Caruana Lacorte as Director | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Reelect Belen Garijo Lopez as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Banco Bilbao Vizcaya Argentaria SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2.4 | | Reelect Jose Maldonado Ramos as Director | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Reelect Ana Cristina Peralta Moreno as Director | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Reelect Juan Pi Llorens as Director | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Reelect Jan Paul Marie Francis Verplancke as Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Dividends | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Special Dividends | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 8 Billion | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Reduction in Share Capital via Amortization of Treasury Shares | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Fix Maximum Variable Compensation Ratio | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Renew Appointment of KPMG Auditores as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Amend Article 21 Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Amend Article 5 of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Authorize Board to Ratify and Execute Approved Resolutions | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Advisory Vote on Remuneration Report | | Mgmt | | For | | Refer | | For |
Getinge AB
| | | | | | | | | | |
Meeting Date: | | 04/20/2021 | | Country: | | Sweden | | Primary Security ID: | | W3443C107 |
Record Date: | | 04/12/2021 | | Meeting Type: | | Annual | | Ticker: | | GETI.B |
| | | | | |
| | | | Shares Voted: | | 249,488 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Elect Chairman of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Designate Inspector(s) of Minutes of Meeting | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Getinge AB
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Prepare and Approve List of Shareholders | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Agenda of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Acknowledge Proper Convening of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Receive Financial Statements and Statutory Reports | | Mgmt | | | | | | |
| | | | | |
8 | | Receive Board’s and Board Committee’s Reports | | Mgmt | | | | | | |
| | | | | |
9 | | Receive CEO Report | | Mgmt | | | | | | |
| | | | | |
10 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Approve Allocation of Income and Dividends of SEK 3 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
12.a | | Approve Discharge of Carl Bennet | | Mgmt | | For | | For | | For |
| | | | | |
12.b | | Approve Discharge of Johan Bygge | | Mgmt | | For | | For | | For |
| | | | | |
12.c | | Approve Discharge of Cecilia Daun Wennborg | | Mgmt | | For | | For | | For |
| | | | | |
12.d | | Approve Discharge of Barbro Friden | | Mgmt | | For | | For | | For |
| | | | | |
12.e | | Approve Discharge of Dan Frohm | | Mgmt | | For | | For | | For |
| | | | | |
12.f | | Approve Discharge of Sofia Hasselberg | | Mgmt | | For | | For | | For |
| | | | | |
12.g | | Approve Discharge of Johan Malmquist | | Mgmt | | For | | For | | For |
| | | | | |
12.h | | Approve Discharge of Malin Persson | | Mgmt | | For | | For | | For |
| | | | | |
12.i | | Approve Discharge of Johan Stern | | Mgmt | | For | | For | | For |
| | | | | |
12.j | | Approve Discharge of Mattias Perjos | | Mgmt | | For | | For | | For |
| | | | | |
12.k | | Approve Discharge of Rickard Karlsson | | Mgmt | | For | | For | | For |
| | | | | |
12.l | | Approve Discharge of Ake Larsson | | Mgmt | | For | | For | | For |
| | | | | |
12.m | | Approve Discharge of Peter Jormalm | | Mgmt | | For | | For | | For |
| | | | | |
12.n | | Approve Discharge of Fredrik Brattborn | | Mgmt | | For | | For | | For |
| | | | | |
13.a | | Determine Number of Members (10) and Deputy Members (0) of Board | | Mgmt | | For | | Refer | | For |
| | | | | |
13.b | | Determine Number of Auditors (1) and Deputy Auditors (0) | | Mgmt | | For | | Refer | | For |
| | | | | |
14.a | | Approve Remuneration of Directors in the Aggregate Amount of SEK 6.5 Million; Approve Remuneration for Committee Work | | Mgmt | | For | | Refer | | For |
| | | | | |
14.b | | Approve Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
15.a | | Reelect Carl Bennet as Director | | Mgmt | | For | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Getinge AB
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
15.b | | Reelect Johan Bygge as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
15.c | | Reelect Cecilia Daun Wennborg as Director | | Mgmt | | For | | Against | | Against |
| | | | | |
15.d | | Reelect Barbro Friden as Director | | Mgmt | | For | | For | | For |
| | | | | |
15.e | | Reelect Dan Frohm as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
15.f | | Reelect Sofia Hasselberg as Director | | Mgmt | | For | | For | | For |
| | | | | |
15.g | | Reelect Johan Malmquist as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
15.h | | Reelect Mattias Perjos as Director | | Mgmt | | For | | For | | For |
| | | | | |
15.i | | Reelect Malin Persson as Director | | Mgmt | | For | | For | | For |
| | | | | |
15.j | | Elect Kristian Samuelsson as New Director | | Mgmt | | For | | For | | For |
| | | | | |
15.k | | Reelect Johan Malmquist as Board Chairman | | Mgmt | | For | | Refer | | Against |
| | | | | |
16 | | Ratify PricewaterhouseCoopers as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
18 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | Mgmt | | For | | Refer | | For |
| | | | | |
19 | | Close Meeting | | Mgmt | | | | | | |
Merck KGaA
| | | | | | | | | | |
Meeting Date: | | 04/23/2021 | | Country: | | Germany | | Primary Security ID: | | D5357W103 |
Record Date: | | 04/01/2021 | | Meeting Type: | | Annual | | Ticker: | | MRK |
| | | | | |
| | | | Shares Voted: | | 89,963 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Accept Financial Statements and Statutory Reports for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 1.40 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Executive Board Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Discharge of Supervisory Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Merck KGaA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
6 | | Ratify KPMG AG as Auditors for Fiscal Year 2021 | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Amend Articles Re: Supervisory Board Approval of Transactions with Related Parties | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Eleven Affiliation Agreements | | Mgmt | | For | | Refer | | For |
DNB ASA
| | | | | | | | | | |
Meeting Date: | | 04/27/2021 | | Country: | | Norway | | Primary Security ID: | | R1640U124 |
Record Date: | | 04/20/2021 | | Meeting Type: | | Annual | | Ticker: | | DNB |
| | | | | |
| | | | Shares Voted: | | 0 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Open Meeting; Elect Chairman of Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Notice of Meeting and Agenda | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
3 | | Designate Inspector(s) of Minutes of Meeting | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
4 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
5 | | Authorize Board to Distribute Dividends | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
6 | | Authorize Share Repurchase Program | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
7a | | Approve Remuneration Statement (Advisory) | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
7b | | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding) | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
8 | | Approve Company’s Corporate Governance Statement | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
9 | | Approve Remuneration of Auditors | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
| | Shareholder Proposal Submitted by the DNB Savings Bank Foundation | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
DNB ASA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
10 | | Consultative Vote on the Future Design of a Rule in the Articles Regarding the Number ofShareholder-Elected Members of the Board of Directors | | SH | | None | | Refer | | Do Not Vote |
| | | | | |
| | Management Proposals | | Mgmt | | | | | | |
| | | | | |
11a | | Elect Directors, effective from the Merger Date | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
11b | | Elect Directors until the Merger Date | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
12 | | Approve Remuneration of Directors and Nominating Committee | | Mgmt | | For | | Refer | | Do Not Vote |
Sekisui House, Ltd.
| | | | | | | | | | |
Meeting Date: | | 04/27/2021 | | Country: | | Japan | | Primary Security ID: | | J70746136 |
Record Date: | | 01/31/2021 | | Meeting Type: | | Annual | | Ticker: | | 1928 |
| | | | | |
| | | | Shares Voted: | | 36,035 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 39 | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Articles to Amend Provisions on Number of Directors - Amend Provisions on Number of Statutory Auditors | | Mgmt | | For | | Refer | | For |
| | | | | |
3.1 | | Elect Director Nakai, Yoshihiro | | Mgmt | | For | | For | | For |
| | | | | |
3.2 | | Elect Director Horiuchi, Yosuke | | Mgmt | | For | | For | | For |
| | | | | |
3.3 | | Elect Director Nishida, Kumpei | | Mgmt | | For | | For | | For |
| | | | | |
3.4 | | Elect Director Tanaka, Satoshi | | Mgmt | | For | | For | | For |
| | | | | |
3.5 | | Elect Director Miura, Toshiharu | | Mgmt | | For | | For | | For |
| | | | | |
3.6 | | Elect Director Ishii, Toru | | Mgmt | | For | | For | | For |
| | | | | |
3.7 | | Elect Director Yoshimaru, Yukiko | | Mgmt | | For | | For | | For |
| | | | | |
3.8 | | Elect Director Kitazawa, Toshifumi | | Mgmt | | For | | For | | For |
| | | | | |
3.9 | | Elect Director Nakajima, Yoshimi | | Mgmt | | For | | For | | For |
| | | | | |
3.10 | | Elect Director Takegawa, Keiko | | Mgmt | | For | | For | | For |
| | | | | |
4.1 | | Appoint Statutory Auditor Ito, Midori | | Mgmt | | For | | Refer | | For |
| | | | | |
4.2 | | Appoint Statutory Auditor Kobayashi, Takashi | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Epiroc AB
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | Sweden | | Primary Security ID: | | W25918124 |
Record Date: | | 04/20/2021 | | Meeting Type: | | Annual | | Ticker: | | EPI.A |
| | | | | |
| | | | Shares Voted: | | 314,558 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Elect Chairman of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
2.a | | Designate Petra Hedengran (Investor AB) as Inspector of Minutes of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
2.b | | Designate Mikael Wiberg (Alecta) as Inspector of Minutes of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Prepare and Approve List of Shareholders | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Agenda of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Acknowledge Proper Convening of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Receive Financial Statements and Statutory Reports | | Mgmt | | | | | | |
| | | | | |
7.a | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
7.b1 | | Approve Discharge of Lennart Evrell | | Mgmt | | For | | For | | For |
| | | | | |
7.b2 | | Approve Discharge of Johan Forssell | | Mgmt | | For | | For | | For |
| | | | | |
7.b3 | | Approve Discharge of Helena Hedblom (as Board Member) | | Mgmt | | For | | For | | For |
| | | | | |
7.b4 | | Approve Discharge of Jeane Hull | | Mgmt | | For | | For | | For |
| | | | | |
7.b5 | | Approve Discharge of Ronnie Leten | | Mgmt | | For | | For | | For |
| | | | | |
7.b6 | | Approve Discharge of Per Lindberg (as Board Member) | | Mgmt | | For | | For | | For |
| | | | | |
7.b7 | | Approve Discharge of Ulla Litzen | | Mgmt | | For | | For | | For |
| | | | | |
7.b8 | | Approve Discharge of Sigurd Mareels | | Mgmt | | For | | For | | For |
| | | | | |
7.b9 | | Approve Discharge of Astrid Skarheim Onsum | | Mgmt | | For | | For | | For |
| | | | | |
7.b10 | | Approve Discharge of Anders Ullberg | | Mgmt | | For | | For | | For |
| | | | | |
7.b11 | | Approve Discharge of Niclas Bergstrom | | Mgmt | | For | | For | | For |
| | | | | |
7.b12 | | Approve Discharge of Gustav El Rachidi | | Mgmt | | For | | For | | For |
| | | | | |
7.b13 | | Approve Discharge of Kristina Kanestad | | Mgmt | | For | | For | | For |
| | | | | |
7.b14 | | Approve Discharge of Bengt Lindgren | | Mgmt | | For | | For | | For |
| | | | | |
7.b15 | | Approve Discharge of Daniel Rundgren | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Epiroc AB
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
7.b16 | | Approve Discharge of Helena Hedblom (as CEO) | | Mgmt | | For | | For | | For |
| | | | | |
7.b17 | | Approve Discharge of Per Lindberg (as CEO) | | Mgmt | | For | | For | | For |
| | | | | |
7.c | | Approve Allocation of Income and Dividends of SEK 2.50 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
7.d | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
8.a | | Determine Number of Members (9) and Deputy Members of Board | | Mgmt | | For | | Refer | | For |
| | | | | |
8.b | | Determine Number of Auditors (1) and Deputy Auditors | | Mgmt | | For | | Refer | | For |
| | | | | |
9.a1 | | Reelect Lennart Evrell as Director | | Mgmt | | For | | For | | For |
| | | | | |
9.a2 | | Reelect Johan Forssell as Director | | Mgmt | | For | | For | | Against |
| | | | | |
9.a3 | | Reelect Helena Hedblom as Director | | Mgmt | | For | | For | | For |
| | | | | |
9.a4 | | Reelect Jeane Hull as Director | | Mgmt | | For | | For | | For |
| | | | | |
9.a5 | | Reelect Ronnie Leten as Director | | Mgmt | | For | | For | | Against |
| | | | | |
9.a6 | | Reelect Ulla Litzen as Director | | Mgmt | | For | | For | | For |
| | | | | |
9.a7 | | Reelect Sigurd Mareels as Director | | Mgmt | | For | | For | | For |
| | | | | |
9.a8 | | Reelect Astrid Skarheim Onsum as Director | | Mgmt | | For | | For | | For |
| | | | | |
9.a9 | | Reelect Anders Ullberg as Director | | Mgmt | | For | | For | | For |
| | | | | |
9.b | | Reelect Ronnie Leten as Board Chairman | | Mgmt | | For | | For | | Against |
| | | | | |
9.c | | Ratify Deloitte as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
10.a | | Approve Remuneration of Directors in the Amount of SEK 2.13 Million for Chair and SEK 665,000 for Other Directors; Approve Partly Remuneration in Synthetic Shares; Approve Remuneration for Committee Work | | Mgmt | | For | | Refer | | For |
| | | | | |
10.b | | Approve Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Approve Stock Option Plan 2021 for Key Employees | | Mgmt | | For | | For | | For |
| | | | | |
12.a | | Approve Equity Plan Financing Through Repurchase of Class A Shares | | Mgmt | | For | | For | | For |
| | | | | |
12.b | | Approve Repurchase of Shares to Pay 50 Percent of Director’s Remuneration in Synthetic Shares | | Mgmt | | For | | For | | For |
| | | | | |
12.c | | Approve Equity Plan Financing Through Transfer of Class A Shares to Participants | | Mgmt | | For | | For | | For |
| | | | | |
12.d | | Approve Sale of Class A Shares to Finance Director Remuneration in Synthetic Shares | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Epiroc AB
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
12.e | | Approve Sale of Class A Shares to Finance Stock Option Plan 2016, 2017 and 2018 | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Approve 2:1 Stock Split; Approve SEK 250 Million Reduction in Share Capital via Share Cancellation; Approve Capitalization of Reserves of SEK 250 Million | | Mgmt | | For | | For | | For |
Muenchener Rueckversicherungs-Gesellschaft AG
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | Germany | | Primary Security ID: | | D55535104 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | MUV2 |
| | | | | |
| | | | Shares Voted: | | 12,482 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 9.80 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Management Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Carinne Knoche-Brouillon to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Creation of EUR 117.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
9.1 | | Approve Affiliation Agreement with MR Beteiligungen 20. GmbH | | Mgmt | | For | | Refer | | For |
| | | | | |
9.2 | | Approve Affiliation Agreement with MR Beteiligungen 21. GmbH | | Mgmt | | For | | Refer | | For |
| | | | | |
9.3 | | Approve Affiliation Agreement with MR Beteiligungen 22. GmbH | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Persimmon Plc
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G70202109 |
Record Date: | | 04/26/2021 | | Meeting Type: | | Annual | | Ticker: | | PSN |
| | | | | |
| | | | Shares Voted: | | 191,293 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Re-elect Roger Devlin as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Dean Finch as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Michael Killoran as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Nigel Mills as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Rachel Kentleton as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Simon Litherland as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Joanna Place as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Annemarie Durbin as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Andrew Wyllie as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Reappoint Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Authorise Issue of Equity | | Mgmt | | For | | Refer | | For |
| | | | | |
15 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Adopt New Articles of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
18 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Schneider Electric SE
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | France | | Primary Security ID: | | F86921107 |
Record Date: | | 04/26/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | SU |
| | | | | |
| | | | Shares Voted: | | 64,410 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Treatment of Losses and Dividends of EUR 2.60 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Auditors’ Special Report on Related-Party Transactions Mentionning the Absence of New Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Compensation Report of Corporate Officers | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration Policy of Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Remuneration Policy of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Reelect Jean-Pascal Tricoire as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Anna Ohlsson-Leijon as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Thierry Jacquet as Representative of Employee Shareholders to the Board | | Mgmt | | Against | | Refer | | Against |
| | | | | |
12 | | Elect Zennia Csikos as Representative of Employee Shareholders to the Board | | Mgmt | | Against | | Refer | | Against |
| | | | | |
13 | | Reelect Xiaoyun Ma as Representative of Employee Shareholders to the Board | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Elect Malene Kvist Kristensen as Representative of Employee Shareholders to the Board | | Mgmt | | Against | | Refer | | Against |
| | | | | |
15 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
16 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 224 Million | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 120 Million | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Schneider Electric SE
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
19 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-18 | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorize Capital Increase of up to 9.88 Percent of Issued Capital for Contributions in Kind | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
23 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | | Mgmt | | For | | Refer | | For |
| | | | | |
24 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Amend Article 13 of Bylaws Re: Editorial Change | | Mgmt | | For | | For | | For |
| | | | | |
26 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Teck Resources Limited
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | Canada | | Primary Security ID: | | 878742204 |
Record Date: | | 03/01/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | TECK.B |
| | | | | |
| | | | Shares Voted: | | 428,883 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for Class A Common and Class B Subordinate Voting Shareholders | | Mgmt | | | | | | |
| | | | | |
1A | | Elect Director Mayank M. Ashar | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Quan Chong | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director Edward C. Dowling | | Mgmt | | For | | For | | For |
| | | | | |
1D | | Elect Director Eiichi Fukuda | | Mgmt | | For | | For | | For |
| | | | | |
1E | | Elect Director Toru Higo | | Mgmt | | For | | For | | For |
| | | | | |
1F | | Elect Director Norman B. Keevil, III | | Mgmt | | For | | For | | For |
| | | | | |
1G | | Elect Director Donald R. Lindsay | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Teck Resources Limited
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1H | | Elect Director Sheila A. Murray | | Mgmt | | For | | For | | For |
| | | | | |
1I | | Elect Director Tracey L. McVicar | | Mgmt | | For | | For | | For |
| | | | | |
1J | | Elect Director Kenneth W. Pickering | | Mgmt | | For | | For | | For |
| | | | | |
1K | | Elect Director Una M. Power | | Mgmt | | For | | For | | For |
| | | | | |
1L | | Elect Director Timothy R. Snider | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | Refer | | Against |
| | | | | |
4 | | Amend General By-law No. 1 | | Mgmt | | For | | Refer | | For |
Ambev SA
| | | | | | | | | | |
Meeting Date: | | 04/29/2021 | | Country: | | Brazil | | Primary Security ID: | | P0273U106 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | ABEV3 |
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| | | | Shares Voted: | | 3,209,700 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2020 | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Allocation of Income and Dividends | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Fiscal Council Members | | Mgmt | | For | | Refer | | Abstain |
| | | | | |
4 | | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | | Mgmt | | None | | Refer | | Against |
| | | | | |
5 | | Elect Vinicius Balbino Bouhid as Fiscal Council Member and Carlos Tersandro Fonseca Adeodato as Alternate Appointed by Minority Shareholder | | SH | | None | | Refer | | For |
| | | | | |
6 | | Approve Remuneration of Company’s Management | | Mgmt | | For | | Refer | | Against |
| | | | | |
7 | | Approve Remuneration of Fiscal Council Members | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | | Mgmt | | None | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Ambev SA
| | | | | | | | | | |
Meeting Date: | | 04/29/2021 | | Country: | | Brazil | | Primary Security ID: | | P0273U106 |
Record Date: | | | | Meeting Type: | | Special | | Ticker: | | ABEV3 |
| | | | | |
| | | | Shares Voted: | | 3,209,700 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Amend Article 2 | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Amend Article 3 Re: Corporate Purpose | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Article 5 to Reflect Changes in Capital | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Amend Article 21 | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Consolidate Bylaws | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | | Mgmt | | None | | Refer | | For |
AXA SA
| | | | | | | | | | |
Meeting Date: | | 04/29/2021 | | Country: | | France | | Primary Security ID: | | F06106102 |
Record Date: | | 04/27/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | CS |
| | | | | |
| | | | Shares Voted: | | 26,100 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 1.43 per Share | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
AXA SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Approve Compensation Report of Corporate Officers | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Compensation of Denis Duverne, Chairman of the Board | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Compensation of Thomas Buberl, CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Amendment of Remuneration Policy of CEO Re: GM 2019 and 2020 | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Remuneration Policy of CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Remuneration Policy of Chairman of the Board | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Remuneration Policy of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Reelect Ramon de Oliveira as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect Guillaume Faury as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Elect Ramon Fernandez as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
16 | | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
20 | | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
AXA SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
23 | | Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
26 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | | Mgmt | | For | | Refer | | For |
| | | | | |
27 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
28 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Anglo American Plc
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G03764134 |
Record Date: | | 04/30/2021 | | Meeting Type: | | Annual | | Ticker: | | AAL |
| | | | | |
| | | | Shares Voted: | | 234,009 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Elisabeth Brinton as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Hilary Maxson as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Ian Ashby as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Marcelo Bastos as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Stuart Chambers as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Mark Cutifani as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Byron Grote as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Hixonia Nyasulu as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Nonkululeko Nyembezi as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Tony O’Neill as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Anglo American Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
13 | | Re-elect Stephen Pearce as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Anne Stevens as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
18 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Adopt New Articles of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
22 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Anglo American Plc
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G03764134 |
Record Date: | | 04/30/2021 | | Meeting Type: | | Court | | Ticker: | | AAL |
| | | | | |
| | | | Shares Voted: | | 234,009 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Court Meeting | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Scheme of Arrangement | | Mgmt | | For | | Refer | | For |
Anglo American Plc
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G03764134 |
Record Date: | | 04/30/2021 | | Meeting Type: | | Special | | Ticker: | | AAL |
| | | | | |
| | | | Shares Voted: | | 234,009 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Matters Relating to the Demerger of Thungela Resources Limited | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
GlaxoSmithKline Plc
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G3910J112 |
Record Date: | | 04/30/2021 | | Meeting Type: | | Annual | | Ticker: | | GSK |
| | | | | |
| | | | Shares Voted: | | 472,236 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Re-elect Sir Jonathan Symonds as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Dame Emma Walmsley as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Charles Bancroft as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Vindi Banga as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Dr Hal Barron as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Dr Vivienne Cox as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Lynn Elsenhans as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Dr Laurie Glimcher as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Dr Jesse Goodman as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Iain Mackay as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Urs Rohner as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Reappoint Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise UK Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | | Mgmt | | For | | Refer | | For |
| | | | | |
22 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
GlaxoSmithKline Plc
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G3910J112 |
Record Date: | | 03/18/2021 | | Meeting Type: | | Annual | | Ticker: | | GSK |
| | | | | |
| | | | Shares Voted: | | 132,892 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Re-elect Sir Jonathan Symonds as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Dame Emma Walmsley as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Charles Bancroft as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Vindi Banga as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Dr Hal Barron as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Dr Vivienne Cox as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Lynn Elsenhans as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Dr Laurie Glimcher as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Dr Jesse Goodman as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Iain Mackay as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Urs Rohner as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Reappoint Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise UK Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | | Mgmt | | For | | Refer | | For |
| | | | | |
22 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Unilever Plc
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G92087165 |
Record Date: | | 05/03/2021 | | Meeting Type: | | Annual | | Ticker: | | ULVR |
| | | | | |
| | | | Shares Voted: | | 122,137 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Climate Transition Action Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Nils Andersen as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Laura Cha as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Dr Judith Hartmann as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Alan Jope as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Andrea Jung as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Susan Kilsby as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Strive Masiyiwa as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Youngme Moon as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Graeme Pitkethly as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect John Rishton as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Re-elect Feike Sijbesma as Director | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise UK Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Approve SHARES Plan | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Unilever Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
21 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Adopt New Articles of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
26 | | Approve Reduction of the Share Premium Account | | Mgmt | | For | | For | | For |
Canadian Natural Resources Limited
| | | | | | | | | | |
Meeting Date: | | 05/06/2021 | | Country: | | Canada | | Primary Security ID: | | 136385101 |
Record Date: | | 03/17/2021 | | Meeting Type: | | Annual | | Ticker: | | CNQ |
| | | | | |
| | | | Shares Voted: | | 92,957 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Catherine M. Best | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director M. Elizabeth Cannon | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director N. Murray Edwards | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Christopher L. Fong | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Gordon D. Giffin | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Wilfred A. Gobert | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Steve W. Laut | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Tim S. McKay | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Frank J. McKenna | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director David A. Tuer | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Annette M. Verschuren | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
HeidelbergCement AG
| | | | | | | | | | |
Meeting Date: | | 05/06/2021 | | Country: | | Germany | | Primary Security ID: | | D31709104 |
Record Date: | | 04/14/2021 | | Meeting Type: | | Annual | | Ticker: | | HEI |
| | | | | |
| | | | Shares Voted: | | 111,440 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 2.20 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Approve Discharge of Management Board Member Bernd Scheifele for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
3.2 | | Approve Discharge of Management Board Member Dominik von Achten for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
3.3 | | Approve Discharge of Management Board Member Lorenz Naeger for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
3.4 | | Approve Discharge of Management Board Member Kevin Gluskie for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
3.5 | | Approve Discharge of Management Board Member Hakan Gurdal for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
3.6 | | Approve Discharge of Management Board Member Ernest Jelito for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
3.7 | | Approve Discharge of Management Board Member Jon Morrish for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
3.8 | | Approve Discharge of Management Board Member Christopher Ward for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.1 | | Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.2 | | Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.3 | | Approve Discharge of Supervisory Board Member Barbara Breuninger for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.4 | | Approve Discharge of Supervisory Board Member Birgit Jochens for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.6 | | Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.7 | | Approve Discharge of Supervisory Board Member Luka Mucic for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
HeidelbergCement AG
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4.8 | | Approve Discharge of Supervisory Board Member Ines Ploss for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.9 | | Approve Discharge of Supervisory Board Member Peter Riedel for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.10 | | Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.11 | | Approve Discharge of Supervisory Board Member Margret Suckale for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.12 | | Approve Discharge of Supervisory Board Member Marion Weissenberger-Eibl for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Amend Articles Re: Proof of Entitlement | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Amend Articles Re: Dividend in Kind | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Amend Articles Re: Supervisory Board Term of Office | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Amend Affiliation Agreement with HeidelbergCement International Holding GmbH | | Mgmt | | For | | Refer | | For |
Hochtief AG
| | | | | | | | | | |
Meeting Date: | | 05/06/2021 | | Country: | | Germany | | Primary Security ID: | | D33134103 |
Record Date: | | 04/14/2021 | | Meeting Type: | | Annual | | Ticker: | | HOT |
| | | | | |
| | | | Shares Voted: | | 76,584 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 3.93 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Management Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Hochtief AG
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify KPMG AG as Auditors for Fiscal Year 2021 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
8.1 | | Elect Pedro Jimenez to the Supervisory Board | | Mgmt | | For | | Refer | | Against |
| | | | | |
8.2 | | Elect Angel Altozano to the Supervisory Board | | Mgmt | | For | | Refer | | Against |
| | | | | |
8.3 | | Elect Beate Bell to the Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
8.4 | | Elect Jose del Valle Perez to the Supervisory Board | | Mgmt | | For | | Refer | | Against |
| | | | | |
8.5 | | Elect Francisco Sanz to the Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
8.6 | | Elect Patricia Geibel-Conrad to the Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
8.7 | | Elect Luis Miguelsanz to the Supervisory Board | | Mgmt | | For | | Refer | | Against |
| | | | | |
8.8 | | Elect Christine Wolff to the Supervisory Board | | Mgmt | | For | | Refer | | For |
Koninklijke Philips NV
| | | | | | | | | | |
Meeting Date: | | 05/06/2021 | | Country: | | Netherlands | | Primary Security ID: | | N7637U112 |
Record Date: | | 04/08/2021 | | Meeting Type: | | Annual | | Ticker: | | PHIA |
| | | | | |
| | | | Shares Voted: | | 128,980 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | President’s Speech | | Mgmt | | | | | | |
| | | | | |
2.a | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
2.b | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2.c | | Approve Dividends of EUR 0.85 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
2.d | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
2.e | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
| | | | | |
2.f | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Koninklijke Philips NV
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
3 | | Reelect Marnix van Ginneken to Management Board | | Mgmt | | For | | For | | For |
| | | | | |
4.a | | Elect Chua Sock Koong to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
4.b | | Elect Indra Nooyi to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5.a | | Grant Board Authority to Issue Shares | | Mgmt | | For | | For | | For |
| | | | | |
5.b | | Authorize Board to Exclude Preemptive Rights from Share Issuances | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Other Business (Non-Voting) | | Mgmt | | | | | | |
AstraZeneca Plc
| | | | | | | | | | |
Meeting Date: | | 05/11/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G0593M107 |
Record Date: | | 04/19/2021 | | Meeting Type: | | Annual | | Ticker: | | AZN |
| | | | | |
| | | | Shares Voted: | | 4,308 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Dividends | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5a | | Re-elect Leif Johansson as Director | | Mgmt | | For | | For | | For |
| | | | | |
5b | | Re-elect Pascal Soriot as Director | | Mgmt | | For | | For | | For |
| | | | | |
5c | | Re-elect Marc Dunoyer as Director | | Mgmt | | For | | For | | For |
| | | | | |
5d | | Re-elect Philip Broadley as Director | | Mgmt | | For | | For | | For |
| | | | | |
5e | | Elect Euan Ashley as Director | | Mgmt | | For | | For | | For |
| | | | | |
5f | | Re-elect Michel Demare as Director | | Mgmt | | For | | For | | For |
| | | | | |
5g | | Re-elect Deborah DiSanzo as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
AstraZeneca Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
5h | | Elect Diana Layfield as Director | | Mgmt | | For | | For | | For |
| | | | | |
5i | | Re-elect Sheri McCoy as Director | | Mgmt | | For | | For | | For |
| | | | | |
5j | | Re-elect Tony Mok as Director | | Mgmt | | For | | For | | For |
| | | | | |
5k | | Re-elect Nazneen Rahman as Director | | Mgmt | | For | | For | | For |
| | | | | |
5l | | Re-elect Marcus Wallenberg as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | Against |
| | | | | |
8 | | Authorise UK Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Amend Performance Share Plan | | Mgmt | | For | | For | | Against |
AstraZeneca Plc
| | | | | | | | | | |
Meeting Date: | | 05/11/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G0593M107 |
Record Date: | | 04/20/2021 | | Meeting Type: | | Special | | Ticker: | | AZN |
| | | | | |
| | | | Shares Voted: | | 4,308 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Acquisition of Alexion Pharmaceuticals, Inc. | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
SAP SE
| | | | | | | | | | |
Meeting Date: | | 05/12/2021 | | Country: | | Germany | | Primary Security ID: | | D66992104 |
Record Date: | | 04/20/2021 | | Meeting Type: | | Annual | | Ticker: | | SAP |
| | | | | |
| | | | Shares Voted: | | 63,387 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 1.85 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Management Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify KPMG AG as Auditors for Fiscal Year 2021 | | Mgmt | | For | | For | | For |
| | | | | |
6.1 | | Elect Qi Lu to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.2 | | Elect Rouven Westphal to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 100 Million Pool of Capital to Guarantee Conversion Rights | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Amend Corporate Purpose | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Amend Articles Re: Proof of Entitlement | | Mgmt | | For | | Refer | | For |
Prudential Plc
| | | | | | | | | | |
Meeting Date: | | 05/13/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G72899100 |
Record Date: | | 05/11/2021 | | Meeting Type: | | Annual | | Ticker: | | PRU |
| | | | | |
| | | | Shares Voted: | | 349,786 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Elect Chua Sock Koong as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Ming Lu as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Jeanette Wong as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Prudential Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
6 | | Re-elect Shriti Vadera as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Jeremy Anderson as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Mark Fitzpatrick as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect David Law as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Anthony Nightingale as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Philip Remnant as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Alice Schroeder as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect James Turner as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Thomas Watjen as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Re-elect Michael Wells as Director | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Re-elect Fields Wicker-Miurin as Director | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Re-elect Amy Yip as Director | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise UK Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise Issue of Equity to Include Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
26 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Deutsche Boerse AG
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | Germany | | Primary Security ID: | | D1882G119 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | DB1 |
| | | | | |
| | | | Shares Voted: | | 41,641 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 3.00 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Management Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
5.1 | | Elect Karl-Heinz Floether to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5.2 | | Elect Andreas Gottschling to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5.3 | | Elect Martin Jetter to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5.4 | | Elect Barbara Lambert to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5.5 | | Elect Michael Ruediger to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5.6 | | Elect Charles Stonehill to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5.7 | | Elect Clara-Christina Streit to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5.8 | | Elect Chong Lee Tan to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Creation of EUR 19 Million Pool of Capital with Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Amend Articles Re: AGM Location | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021 | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
AIA Group Limited
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | Hong Kong | | Primary Security ID: | | Y002A1105 |
Record Date: | | 05/13/2021 | | Meeting Type: | | Annual | | Ticker: | | 1299 |
| | | | | |
| | | | Shares Voted: | | 730,192 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Lee Yuan Siong as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Chung-Kong Chow as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect John Barrie Harrison as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Lawrence Juen-Yee Lau as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Cesar Velasquez Purisima as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
9A | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
9B | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
Capgemini SE
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | France | | Primary Security ID: | | F4973Q101 |
Record Date: | | 05/18/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | CAP |
| | | | | |
| | | | Shares Voted: | | 54,928 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 1.95 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Auditors’ Special Report on Related-Party Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Compensation of Paul Hermelin, Chairman and CEO Until 20 May 2020 | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Compensation of Aiman Ezzat, Vice-CEO Until 20 May 2020 | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Capgemini SE
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
7 | | Approve Compensation of Paul Hermelin, Chairman of the Board Since 20 May 2020 | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Compensation of Aiman Ezzat, CEO Since 20 May 2020 | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Compensation of Corporate Officers | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Remuneration Policy of Chairman of the Board | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Remuneration Policy of CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Approve Remuneration Policy of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Reelect Patrick Pouyanne as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Elect Tanja Rueckert as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Elect Kurt Sievers as Director | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
17 | | Amend Articles 12 of Bylaws to Comply with Legal Changes | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
20 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | | Mgmt | | For | | Refer | | For |
| | | | | |
21 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
ENGIE SA
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | France | | Primary Security ID: | | F7629A107 |
Record Date: | | 05/17/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | ENGI |
| | | | | |
| | | | Shares Voted: | | 6,929 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote Instruction
|
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Treatment of Losses and Dividends of EUR 0.53 per Share | | Mgmt | | For | | For | | For |
| | | | | |
| | Shareholder Proposals Submitted by the Supervisory Board of the Solidarity Employee Mutual Fund Link France | | Mgmt | | | | | | |
| | | | | |
A | | Set the Dividend at EUR 0.35 per Share | | SH | | Against | | Refer | | Against |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
4 | | Approve Auditors’ Special Report on Related-Party Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Catherine MacGregor as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Jacinthe Delage as Representative of Employee Shareholders to the Board | | Mgmt | | None | | Refer | | For |
| | | | | |
8 | | Elect Steven Lambert as Representative of Employee Shareholders to the Board | | Mgmt | | None | | Refer | | Against |
| | | | | |
9 | | Approve Compensation of Corporate Officers | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Compensation of Jean-Pierre Clamadieu, Chairman of the Board | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Compensation of Isabelle Kocher, CEO Until Feb. 24, 2020 | | Mgmt | | For | | Refer | | Against |
| | | | | |
12 | | Approve Compensation of Claire Waysand, CEO Since Feb. 24, 2020 | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Approve Remuneration Policy of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Approve Remuneration Policy of Chairman of the Board | | Mgmt | | For | | Refer | | For |
| | | | | |
15 | | Approve Remuneration Policy of CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
16 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
17 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries | | Mgmt | | For | | Refer | | For |
| | | | | |
18 | | Authorize up to 0.75 Percent of Issued Capital for Use in Restricted Stock Plans | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
ENGIE SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
19 | | Authorize up to 0.75 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Legal & General Group Plc
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G54404127 |
Record Date: | | 05/18/2021 | | Meeting Type: | | Annual | | Ticker: | | LGEN |
| | | | | |
| | | | Shares Voted: | | 2,725,896 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Ric Lewis as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Nilufer von Bismarck as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Henrietta Baldock as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Philip Broadley as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Jeff Davies as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Sir John Kingman as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Lesley Knox as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect George Lewis as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Toby Strauss as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Nigel Wilson as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
16 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity in Connection with the Issue of Contingent Convertible Securities | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise UK Political Donations and Expenditure | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Legal & General Group Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
19 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Contingent Convertible Securities | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Adopt New Articles of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
24 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Lloyds Banking Group Plc
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G5533W248 |
Record Date: | | 05/18/2021 | | Meeting Type: | | Annual | | Ticker: | | LLOY |
| | | | | |
| | | | Shares Voted: | | 8,087,038 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Robin Budenberg as Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Re-elect William Chalmers as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Alan Dickinson as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Sarah Legg as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Lord Lupton as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Amanda Mackenzie as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Nick Prettejohn as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Stuart Sinclair as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Catherine Woods as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Appoint Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Lloyds Banking Group Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
14 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Approve Deferred Bonus Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
16 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity in Relation to the Issue of Regulatory Capital Convertible Instruments | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise Issue of Equity without Pre-Emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Authorise Market Purchase of Preference Shares | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Adopt New Articles of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
25 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
TechnipFMC plc
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G87110105 |
Record Date: | | 03/24/2021 | | Meeting Type: | | Annual | | Ticker: | | FTI |
| | | | | |
| | | | Shares Voted: | | 452,720 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Douglas J. Pferdehirt | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Eleazar de Carvalho Filho | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Claire S. Farley | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Peter Mellbye | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director John O’Leary | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Margareth Ovrum | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
TechnipFMC plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1g | | Elect Director Kay G. Priestly | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director John Yearwood | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Sophie Zurquiyah | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Directors’ Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Reappoint PricewaterhouseCoopers LLP as U.K. Statutory Auditor | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
Carrefour SA
| | | | | | | | | | |
Meeting Date: | | 05/21/2021 | | Country: | | France | | Primary Security ID: | | F13923119 |
Record Date: | | 05/19/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | CA |
| | | | | |
| | | | Shares Voted: | | 385,077 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 0.48 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Carrefour SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
5 | | Reelect Alexandre Bompard as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Reelect Philippe Houze as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Reelect Stephane Israel as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Reelect Claudia Almeida e Silva as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Reelect Nicolas Bazire as Director | | Mgmt | | For | | Against | | For |
| | | | | |
10 | | Reelect Stephane Courbit as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Reelect Aurore Domont as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Reelect Mathilde Lemoine as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Reelect Patricia Moulin-Lemoine as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Renew Appointment of Deloitte as Auditor; Acknowledge End of Mandate of BEAS as Alternate Auditor and Decision Not to Renew | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Acknowledge End of Mandate of KPMG SA as Auditor and Salustro as Alternate Auditor and Decision Not to Replace | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Approve Compensation Report of Corporate Officers | | Mgmt | | For | | Refer | | For |
| | | | | |
17 | | Approve Compensation of Alexandre Bompard, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
18 | | Approve Remuneration Policy of Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
19 | | Approve Remuneration Policy of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
20 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
21 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 175 Million | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 175 Million | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Carrefour SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
25 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 22 to 24 | | Mgmt | | For | | For | | For |
| | | | | |
26 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | Mgmt | | For | | For | | For |
| | | | | |
27 | | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | | Mgmt | | For | | For | | For |
| | | | | |
28 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
29 | | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans | | Mgmt | | For | | For | | For |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
30 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Compagnie Generale des Etablissements Michelin SCA
| | | | | | | | | | |
Meeting Date: | | 05/21/2021 | | Country: | | France | | Primary Security ID: | | F61824144 |
Record Date: | | 05/19/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | ML |
| | | | | |
| | | | Shares Voted: | | 69,116 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 2.30 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Auditors’ Special Report on Related-Party Transactions Mentionning the Absence of New Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration Policy of General Managers | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration Policy of Supervisory Board Members | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Compagnie Generale des Etablissements Michelin SCA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
8 | | Approve Compensation Report of Corporate Officers | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Compensation of Florent Menegaux, General Manager | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Compensation of Yves Chapo, Manager | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Compensation of Michel Rollier, Chairman of Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Ratify Appointment of Jean-Michel Severino as Supervisory Board Member | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect Wolf-Henning Scheider as Supervisory Board Member | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
14 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Amend Article 30 of Bylaws Re: Financial Rights of General Partners | | Mgmt | | For | | Refer | | For |
| | | | | |
16 | | Amend Article 12 of Bylaws Re: Manager Remuneration | | Mgmt | | For | | Refer | | For |
| | | | | |
17 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Seven & i Holdings Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/27/2021 | | Country: | | Japan | | Primary Security ID: | | J7165H108 |
Record Date: | | 02/28/2021 | | Meeting Type: | | Annual | | Ticker: | | 3382 |
| | | | | |
| | | | Shares Voted: | | 42,241 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 51 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Isaka, Ryuichi | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Goto, Katsuhiro | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Ito, Junro | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Yamaguchi, Kimiyoshi | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Maruyama, Yoshimichi | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Nagamatsu, Fumihiko | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Seven & i Holdings Co., Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2.7 | | Elect Director Kimura, Shigeki | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Joseph M. DePinto | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Tsukio, Yoshio | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Ito, Kunio | | Mgmt | | For | | For | | For |
| | | | | |
2.11 | | Elect Director Yonemura, Toshiro | | Mgmt | | For | | For | | For |
| | | | | |
2.12 | | Elect Director Higashi, Tetsuro | | Mgmt | | For | | For | | For |
| | | | | |
2.13 | | Elect Director Rudy, Kazuko | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Appoint Statutory Auditor Habano, Noriyuki | | Mgmt | | For | | Refer | | For |
Total SE
| | | | | | | | | | |
Meeting Date: | | 05/28/2021 | | Country: | | France | | Primary Security ID: | | F92124100 |
Record Date: | | 05/26/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | FP |
| | | | | |
| | | | Shares Voted: | | 88,078 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 2.64 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Reelect Patrick Pouyanne as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
7 | | Reelect Anne-Marie Idrac as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Jacques Aschenbroich as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Glenn Hubbard as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Compensation Report of Corporate Officers | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Remuneration Policy of Directors | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Total SE
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
12 | | Approve Compensation of Patrick Pouyanne, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Approve Remuneration Policy of Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Approve the Company’s Sustainable Development and Energy Transition | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
15 | | Change Company Name to TotalEnergies SE and Amend Article 2 of Bylaws Accordingly | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
Xinyi Solar Holdings Limited
| | | | | | | | | | |
Meeting Date: | | 05/28/2021 | | Country: | | Cayman Islands | | Primary Security ID: | | G9829N102 |
Record Date: | | 05/24/2021 | | Meeting Type: | | Annual | | Ticker: | | 968 |
| | | | | |
| | | | Shares Voted: | | 2,630,000 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3A1 | | Elect Chen Xi as Director | | Mgmt | | For | | For | | For |
| | | | | |
3A2 | | Elect Lee Shing Put as Director | | Mgmt | | For | | For | | For |
| | | | | |
3A3 | | Elect Cheng Kwok Kin, Paul as Director | | Mgmt | | For | | For | | For |
| | | | | |
3B | | Authorize Board to Fix Remuneration of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
5A | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
5B | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | Against | | Against |
| | | | | |
5C | | Authorize Reissuance of Repurchased Shares | | Mgmt | | For | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Deutsche Wohnen SE
| | | | | | | | | | |
Meeting Date: | | 06/01/2021 | | Country: | | Germany | | Primary Security ID: | | D2046U176 |
Record Date: | | 05/10/2021 | | Meeting Type: | | Annual | | Ticker: | | DWNI |
| | | | | |
| | | | Shares Voted: | | 195,943 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 1.03 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Approve Discharge of Management Board Member Michael Zahn for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
3.2 | | Approve Discharge of Management Board Member Philip Grosse for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
3.3 | | Approve Discharge of Management Board Member Henrik Thomsen for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
3.4 | | Approve Discharge of Management Board Member Lars Urbansky for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.1 | | Approve Discharge of Supervisory Board Member Matthias Huenlein for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.2 | | Approve Discharge of Supervisory Board Member Juergen Fenk (from June 5, 2020) for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.3 | | Approve Discharge of Supervisory Board Member Arwed Fischer for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.4 | | Approve Discharge of Supervisory Board Member Kerstin Guenther (from June 5, 2020) for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Approve Discharge of Supervisory Board Member Tina Kleingarn for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.6 | | Approve Discharge of Supervisory Board Member Andreas Kretschmer (until June 5, 2020 for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.7 | | Approve Discharge of Supervisory Board Member Florian Stetter for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify KPMG AG as Auditors for Fiscal Year 2021 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Florian Stetter to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Deutsche Wohnen SE
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
9 | | Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares (item withdrawn) | | Mgmt | | For | | For | | Against |
| | | | | |
11 | | Authorize Use of Financial Derivatives when Repurchasing Shares (item withdrawn) | | Mgmt | | For | | Refer | | Against |
Compagnie de Saint-Gobain SA
| | | | | | | | | | |
Meeting Date: | | 06/03/2021 | | Country: | | France | | Primary Security ID: | | F80343100 |
Record Date: | | 06/01/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | SGO |
| | | | | |
| | | | Shares Voted: | | 1,280 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 1.33 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Benoit Bazin as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reelect Pamela Knapp as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reelect Agnes Lemarchand as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Reelect Gilles Schnepp as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Reelect Sibylle Daunis as Representative of Employee Shareholders to the Board | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Compensation of Pierre-Andre de Chalendar, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Compensation of Benoit Bazin, Vice-CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Compensation of Corporate Officers | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Approve Remuneration Policy of Chairman and CEO Until 30 June 2021 | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Approve Remuneration Policy of Vice-CEO Until 30 June 2021 | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Compagnie de Saint-Gobain SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
14 | | Approve Remuneration Policy of CEO Since 1 July 2021 | | Mgmt | | For | | Refer | | For |
| | | | | |
15 | | Approve Remuneration Policy of Chairman of the Board Since 1 July 2021 | | Mgmt | | For | | Refer | | For |
| | | | | |
16 | | Approve Remuneration Policy of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
17 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
18 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 426 Million | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 213 Million | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 213 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
21 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Authorize Capitalization of Reserves of Up to EUR 106 Million for Bonus Issue or Increase in Par Value | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
26 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
27 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Dollarama Inc.
| | | | | | | | | | |
Meeting Date: | | 06/09/2021 | | Country: | | Canada | | Primary Security ID: | | 25675T107 |
Record Date: | | 04/15/2021 | | Meeting Type: | | Annual | | Ticker: | | DOL |
| | | | | |
| | | | Shares Voted: | | 159,278 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director Joshua Bekenstein | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Gregory David | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director Elisa D. Garcia C. | | Mgmt | | For | | For | | For |
| | | | | |
1D | | Elect Director Stephen Gunn | | Mgmt | | For | | For | | For |
| | | | | |
1E | | Elect Director Kristin Mugford | | Mgmt | | For | | For | | For |
| | | | | |
1F | | Elect Director Nicholas Nomicos | | Mgmt | | For | | For | | For |
| | | | | |
1G | | Elect Director Neil Rossy | | Mgmt | | For | | For | | For |
| | | | | |
1H | | Elect Director Samira Sakhia | | Mgmt | | For | | For | | For |
| | | | | |
1I | | Elect Director Huw Thomas | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
| | | | | |
| | Shareholder Proposal | | Mgmt | | | | | | |
| | | | | |
4 | | SP 1: Production of an Annual Report on Risks to Human Rights Arising Out of the Use of Third-Party Employment Agencies | | SH | | Against | | Against | | Against |
WPP Plc
| | | | | | | | | | |
Meeting Date: | | 06/09/2021 | | Country: | | Jersey | | Primary Security ID: | | G9788D103 |
Record Date: | | 06/08/2021 | | Meeting Type: | | Annual | | Ticker: | | WPP |
| | | | | |
| | | | Shares Voted: | | 768,254 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Compensation Committee Report | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Elect Angela Ahrendts as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Tom Ilube as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
WPP Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
6 | | Elect Ya-Qin Zhang as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Jacques Aigrain as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Sandrine Dufour as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Tarek Farahat as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Roberto Quarta as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Mark Read as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect John Rogers as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Cindy Rose as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Nicole Seligman as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Re-elect Sally Susman as Director | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Re-elect Keith Weed as Director | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Re-elect Jasmine Whitbread as Director | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Reappoint Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Adopt New Articles of Association | | Mgmt | | For | | Refer | | For |
LARGAN Precision Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/10/2021 | | Country: | | Taiwan | | Primary Security ID: | | Y52144105 |
Record Date: | | 04/09/2021 | | Meeting Type: | | Annual | | Ticker: | | 3008 |
| | | | | |
| | | | Shares Voted: | | 59,000 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Business Operations Report and Financial Statements | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
LARGAN Precision Co., Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Approve Profit Distribution | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Amendments to Articles of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | | Mgmt | | For | | Refer | | For |
Terumo Corp.
| | | | | | | | | | |
Meeting Date: | | 06/22/2021 | | Country: | | Japan | | Primary Security ID: | | J83173104 |
Record Date: | | 03/31/2021 | | Meeting Type: | | Annual | | Ticker: | | 4543 |
| | | | | |
| | | | Shares Voted: | | 187,161 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 15 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Mimura, Takayoshi | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Sato, Shinjiro | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Takagi, Toshiaki | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Hatano, Shoji | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Nishikawa, Kyo | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Kuroda, Yukiko | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Nishi, Hidenori | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Ozawa, Keiya | | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Elect Director and Audit Committee Member Shibazaki, Takanori | | Mgmt | | For | | For | | For |
| | | | | |
3.2 | | Elect Director and Audit Committee Member Nakamura, Masaichi | | Mgmt | | For | | For | | For |
| | | | | |
3.3 | | Elect Director and Audit Committee Member Uno, Soichiro | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Alternate Director and Audit Committee Member Sakaguchi, Koichi | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Subaru Corp.
| | | | | | | | | | |
Meeting Date: | | 06/23/2021 | | Country: | | Japan | | Primary Security ID: | | J7676H100 |
Record Date: | | 03/31/2021 | | Meeting Type: | | Annual | | Ticker: | | 7270 |
| | | | | |
| | | | Shares Voted: | | 505,823 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 28 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Nakamura, Tomomi | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Hosoya, Kazuo | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Mizuma, Katsuyuki | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Onuki, Tetsuo | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Osaki, Atsushi | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Hayata, Fumiaki | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Abe, Yasuyuki | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Yago, Natsunosuke | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Doi, Miwako | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Appoint Statutory Auditor Kato, Yoichi | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Appoint Alternate Statutory Auditor Ryu, Hirohisa | | Mgmt | | For | | Refer | | For |
Fresnillo Plc
| | | | | | | | | | |
Meeting Date: | | 06/24/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G371E2108 |
Record Date: | | 06/22/2021 | | Meeting Type: | | Annual | | Ticker: | | FRES |
| | | | | |
| | | | Shares Voted: | | 603,685 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Re-elect Alejandro Bailleres as Director | | Mgmt | | For | | Against | | Against |
| | | | | |
5 | | Re-elect Juan Bordes as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Arturo Fernandez as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Fernando Ruiz as Director | | Mgmt | | For | | Against | | Against |
| | | | | |
8 | | Elect Eduardo Cepeda as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Fresnillo Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
9 | | Re-elect Charles Jacobs as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Barbara Laguera as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Alberto Tiburcio as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Dame Judith Macgregor as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Georgina Kessel as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Guadalupe de la Vega as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Elect Hector Rangel as Director | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Reappoint Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Adopt New Articles of Association | | Mgmt | | For | | Refer | | For |
Reliance Industries Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/24/2021 | | Country: | | India | | Primary Security ID: | | Y72596102 |
Record Date: | | 06/17/2021 | | Meeting Type: | | Annual | | Ticker: | | 500325 |
| | | | | |
| | | | Shares Voted: | | 258,069 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Accept Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Nikhil R. Meswani as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Elect Pawan Kumar Kapil as Director | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Reliance Industries Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
5 | | Reelect Shumeet Banerji as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration of Cost Auditors | | Mgmt | | For | | For | | For |
ORIX Corp.
| | | | | | | | | | |
Meeting Date: | | 06/25/2021 | | Country: | | Japan | | Primary Security ID: | | J61933123 |
Record Date: | | 03/31/2021 | | Meeting Type: | | Annual | | Ticker: | | 8591 |
| | | | | |
| | | | Shares Voted: | | 494,451 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Amend Articles to Amend Business Lines | | Mgmt | | For | | Refer | | For |
| | | | | |
2.1 | | Elect Director Inoue, Makoto | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Irie, Shuji | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Taniguchi, Shoji | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Matsuzaki, Satoru | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Suzuki, Yoshiteru | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Stan Koyanagi | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Takenaka, Heizo | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Michael Cusumano | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Akiyama, Sakie | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Watanabe, Hiroshi | | Mgmt | | For | | For | | For |
| | | | | |
2.11 | | Elect Director Sekine, Aiko | | Mgmt | | For | | For | | For |
| | | | | |
2.12 | | Elect Director Hodo, Chikatomo | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Shimadzu Corp.
| | | | | | | | | | |
Meeting Date: | | 06/25/2021 | | Country: | | Japan | | Primary Security ID: | | J72165129 |
Record Date: | | 03/31/2021 | | Meeting Type: | | Annual | | Ticker: | | 7701 |
| | | | | |
| | | | Shares Voted: | | 232,500 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 19 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Nakamoto, Akira | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Ueda, Teruhisa | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Miura, Yasuo | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Kitaoka, Mitsuo | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Yamamoto, Yasunori | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Wada, Hiroko | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Hanai, Nobuo | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Nakanishi, Yoshiyuki | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Appoint Statutory Auditor Fujii, Hiroyuki | | Mgmt | | For | | Refer | | For |
ZOZO, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/25/2021 | | Country: | | Japan | | Primary Security ID: | | J9893A108 |
Record Date: | | 03/31/2021 | | Meeting Type: | | Annual | | Ticker: | | 3092 |
| | | | | |
| | | | Shares Voted: | | 231,549 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 26 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Sawada, Kotaro | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Yanagisawa, Koji | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Hirose, Fuminori | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Kawabe, Kentaro | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Ozawa, Takao | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Ono, Koji | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Hotta, Kazunori | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Saito, Taro | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Restricted Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Tokio Marine Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/28/2021 | | Country: | | Japan | | Primary Security ID: | | J86298106 |
Record Date: | | 03/31/2021 | | Meeting Type: | | Annual | | Ticker: | | 8766 |
| | | | | |
| | | | Shares Voted: | | 55,281 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 100 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Nagano, Tsuyoshi | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Komiya, Satoru | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Yuasa, Takayuki | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Harashima, Akira | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Okada, Kenji | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Endo, Yoshinari | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Hirose, Shinichi | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Mimura, Akio | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Egawa, Masako | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Mitachi, Takashi | | Mgmt | | For | | For | | For |
| | | | | |
2.11 | | Elect Director Endo, Nobuhiro | | Mgmt | | For | | For | | For |
| | | | | |
2.12 | | Elect Director Katanozaka, Shinya | | Mgmt | | For | | For | | For |
| | | | | |
2.13 | | Elect Director Osono, Emi | | Mgmt | | For | | For | | For |
| | | | | |
2.14 | | Elect Director Moriwaki, Yoichi | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Compensation Ceiling for Directors and Trust-Type Equity Compensation Plan | | Mgmt | | For | | Refer | | For |
SMC Corp. (Japan)
| | | | | | | | | | |
Meeting Date: | | 06/29/2021 | | Country: | | Japan | | Primary Security ID: | | J75734103 |
Record Date: | | 03/31/2021 | | Meeting Type: | | Annual | | Ticker: | | 6273 |
| | | | | |
| | | | Shares Voted: | | 12,900 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 300 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Takada, Yoshiki | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
SMC Corp. (Japan)
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2.2 | | Elect Director Isoe, Toshio | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Ota, Masahiro | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Maruyama, Susumu | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Samuel Neff | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Doi, Yoshitada | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Kaizu, Masanobu | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Kagawa, Toshiharu | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Iwata, Yoshiko | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Miyazaki, Kyoichi | | Mgmt | | For | | For | | For |
Gree Electric Appliances, Inc. of Zhuhai
| | | | | | | | | | |
Meeting Date: | | 06/30/2021 | | Country: | | China | | Primary Security ID: | | Y2882R102 |
Record Date: | | 06/24/2021 | | Meeting Type: | | Annual | | Ticker: | | 000651 |
| | | | | |
| | | | Shares Voted: | | 691,209 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Report of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Report of the Board of Supervisors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Financial Report | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Annual Report and Summary | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Profit Distribution | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Appointment of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Foreign Exchange Derivatives Trading Business | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Use of Own Idle Funds for Investment in Financial Products | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Daily Related Party Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Amendments to Articles of Association, Rules and Procedures Regarding General Meetings of Shareholders and Rules and Procedures Regarding Meetings of Board of Directors | | Mgmt | | For | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 85 Ivy VIP International Core Equity
Gree Electric Appliances, Inc. of Zhuhai
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
11 | | Amend Rules and Procedures Regarding Meetings of Board of Supervisors | | Mgmt | | For | | Refer | | Against |
| | | | | |
12 | | Approve Employee Share Purchase Plan (Draft) and Summary | | SH | | For | | Refer | | Against |
| | | | | |
13 | | Approve Authorization of Board to Handle All Related Matters | | SH | | For | | Refer | | Against |
DELAWARE IVY VIP LIMITED-TERM BOND
(prior to July 1, 2021, Ivy VIP Limited-Term Bond)
Proxy Voting Record
There was no proxy voting for Delaware Ivy VIP Limited-Term Bond, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
DELAWARE IVY VIP MID CAP GROWTH
(prior to July 1, 2021, Ivy VIP Mid Cap Growth)
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
CrowdStrike Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 07/06/2020 | | Country: | | USA | | Primary Security ID: | | 22788C105 |
Record Date: | | 05/11/2020 | | Meeting Type: | | Annual | | Ticker: | | CRWD |
| | | | | |
| | | | Shares Voted: | | 19,868 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Denis J. O’Leary | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Joseph E. Sexton | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Godfrey R. Sullivan | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Electronic Arts Inc.
| | | | | | | | | | |
Meeting Date: | | 08/06/2020 | | Country: | | USA | | Primary Security ID: | | 285512109 |
Record Date: | | 06/12/2020 | | Meeting Type: | | Annual | | Ticker: | | EA |
| | | | | |
| | | | Shares Voted: | | 134,327 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Leonard S. Coleman | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Jay C. Hoag | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffrey T. Huber | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Lawrence F. Probst, III | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Talbott Roche | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Richard A. Simonson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Luis A. Ubinas | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Heidi J. Ueberroth | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Andrew Wilson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
ABIOMED, Inc.
| | | | | | | | | | |
Meeting Date: | | 08/12/2020 | | Country: | | USA | | Primary Security ID: | | 003654100 |
Record Date: | | 06/15/2020 | | Meeting Type: | | Annual | | Ticker: | | ABMD |
| | | | | |
| | | | Shares Voted: | | 38,195 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Dorothy E. Puhy | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Paul G. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Christopher D. Van Gorder | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Microchip Technology Incorporated
| | | | | | | | | | |
Meeting Date: | | 08/18/2020 | | Country: | | USA | | Primary Security ID: | | 595017104 |
Record Date: | | 06/24/2020 | | Meeting Type: | | Annual | | Ticker: | | MCHP |
| | | | | |
| | | | Shares Voted: | | 101,230 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Steve Sanghi | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Matthew W. Chapman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director L.B. Day | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Esther L. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Wade F. Meyercord | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Noble Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 10/02/2020 | | Country: | | USA | | Primary Security ID: | | 655044105 |
Record Date: | | 08/21/2020 | | Meeting Type: | | Special | | Ticker: | | NBL |
| | | | | |
| | | | Shares Voted: | | 494,735 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Merger Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Maxim Integrated Products, Inc.
| | | | | | | | | | |
Meeting Date: | | 10/08/2020 | | Country: | | USA | | Primary Security ID: | | 57772K101 |
Record Date: | | 08/31/2020 | | Meeting Type: | | Special | | Ticker: | | MXIM |
| | | | | |
| | | | Shares Voted: | | 172,782 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Merger Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
RPM International Inc.
| | | | | | | | | | |
Meeting Date: | | 10/08/2020 | | Country: | | USA | | Primary Security ID: | | 749685103 |
Record Date: | | 08/14/2020 | | Meeting Type: | | Annual | | Ticker: | | RPM |
| | | | | |
| | | | Shares Voted: | | 110,952 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Julie A. Lagacy | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Robert A. Livingston | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Frederick R. Nance | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director William B. Summers, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Bio-Techne Corporation
| | | | | | | | | | |
Meeting Date: | | 10/29/2020 | | Country: | | USA | | Primary Security ID: | | 09073M104 |
Record Date: | | 09/03/2020 | | Meeting Type: | | Annual | | Ticker: | | TECH |
| | | | | |
| | | | Shares Voted: | | 20,870 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Fix Number of Directors at Nine | | Mgmt | | For | | Refer | | For |
| | | | | |
2a | | Elect Director Robert V. Baumgartner | | Mgmt | | For | | For | | For |
| | | | | |
2b | | Elect Director Julie L. Bushman | | Mgmt | | For | | For | | For |
| | | | | |
2c | | Elect Director John L. Higgins | | Mgmt | | For | | For | | For |
| | | | | |
2d | | Elect Director Joseph D. Keegan | | Mgmt | | For | | For | | For |
| | | | | |
2e | | Elect Director Charles R. Kummeth | | Mgmt | | For | | For | | For |
| | | | | |
2f | | Elect Director Roeland Nusse | | Mgmt | | For | | For | | For |
| | | | | |
2g | | Elect Director Alpna Seth | | Mgmt | | For | | For | | For |
| | | | | |
2h | | Elect Director Randolph Steer | | Mgmt | | For | | For | | For |
| | | | | |
2i | | Elect Director Rupert Vessey | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify KPMG, LLP as Auditors | | Mgmt | | For | | For | | For |
Teladoc Health, Inc.
| | | | | | | | | | |
Meeting Date: | | 10/29/2020 | | Country: | | USA | | Primary Security ID: | | 87918A105 |
Record Date: | | 09/08/2020 | | Meeting Type: | | Special | | Ticker: | | TDOC |
| | | | | |
| | | | Shares Voted: | | 348 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Issue Shares in Connection with Merger | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Increase Authorized Common Stock | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Maxim Integrated Products, Inc.
| | | | | | | | | | |
Meeting Date: | | 11/05/2020 | | Country: | | USA | | Primary Security ID: | | 57772K101 |
Record Date: | | 09/11/2020 | | Meeting Type: | | Annual | | Ticker: | | MXIM |
| | | | | |
| | | | Shares Voted: | | 156,163 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director William (Bill) P. Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Tunc Doluca | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Tracy C. Accardi | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James R. Bergman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Joseph R. Bronson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Robert E. Grady | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Mercedes Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director William D. Watkins | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director MaryAnn Wright | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
II-VI Incorporated
| | | | | | | | | | |
Meeting Date: | | 11/09/2020 | | Country: | | USA | | Primary Security ID: | | 902104108 |
Record Date: | | 09/15/2020 | | Meeting Type: | | Annual | | Ticker: | | IIVI |
| | | | | |
| | | | Shares Voted: | | 149,831 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Joseph J. Corasanti | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Patricia Hatter | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Marc Y. E. Pelaez | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Palo Alto Networks, Inc.
| | | | | | | | | | |
Meeting Date: | | 12/09/2020 | | Country: | | USA | | Primary Security ID: | | 697435105 |
Record Date: | | 10/13/2020 | | Meeting Type: | | Annual | | Ticker: | | PANW |
| | | | | |
| | | | Shares Voted: | | 25,188 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Nikesh Arora | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1b | | Elect Director Carl Eschenbach | | Mgmt | | For | | Withhold | | Withhold |
| | | | | |
1c | | Elect Director Lorraine Twohill | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | Against |
Guidewire Software, Inc.
| | | | | | | | | | |
Meeting Date: | | 12/15/2020 | | Country: | | USA | | Primary Security ID: | | 40171V100 |
Record Date: | | 10/19/2020 | | Meeting Type: | | Annual | | Ticker: | | GWRE |
| | | | | |
| | | | Shares Voted: | | 97,297 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Andrew Brown | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Margaret Dillon | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Michael Keller | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Catherine P. Lego | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Michael (Mike) Rosenbaum | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
5 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Adopt Simple Majority Vote | | SH | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
The Scotts Miracle-Gro Company
| | | | | | | | | | |
Meeting Date: | | 01/25/2021 | | Country: | | USA | | Primary Security ID: | | 810186106 |
Record Date: | | 11/30/2020 | | Meeting Type: | | Annual | | Ticker: | | SMG |
| | | | | |
| | | | Shares Voted: | | 58,708 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Thomas N. Kelly, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Peter E. Shumlin | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director John R. Vines | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Brooks Automation, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/26/2021 | | Country: | | USA | | Primary Security ID: | | 114340102 |
Record Date: | | 12/09/2020 | | Meeting Type: | | Annual | | Ticker: | | BRKS |
| | | | | |
| | | | Shares Voted: | | 81,796 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robyn C. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Joseph R. Martin | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Erica J. McLaughlin | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Krishna G. Palepu | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Michael Rosenblatt | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Stephen S. Schwartz | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Alfred Woollacott, III | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Mark S. Wrighton | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Ellen M. Zane | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Agilent Technologies, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/17/2021 | | Country: | | USA | | Primary Security ID: | | 00846U101 |
Record Date: | | 01/19/2021 | | Meeting Type: | | Annual | | Ticker: | | A |
| | | | | |
| | | | Shares Voted: | | 71,511 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mala Anand | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Koh Boon Hwee | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael R. McMullen | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Daniel K. Podolsky | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Keysight Technologies, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/18/2021 | | Country: | | USA | | Primary Security ID: | | 49338L103 |
Record Date: | | 01/19/2021 | | Meeting Type: | | Annual | | Ticker: | | KEYS |
| | | | | |
| | | | Shares Voted: | | 103,892 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Ronald S. Nersesian | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Charles J. Dockendorff | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Robert A. Rango | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
A. O. Smith Corporation
| | | | | | | | | | |
Meeting Date: | | 04/13/2021 | | Country: | | USA | | Primary Security ID: | | 831865209 |
Record Date: | | 02/16/2021 | | Meeting Type: | | Annual | | Ticker: | | AOS |
| | | | | |
| | | | Shares Voted: | | 189,801 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Ronald D. Brown | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Ilham Kadri | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Idelle K. Wolf | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Gene C. Wulf | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Genmab A/S
| | | | | | | | | | |
Meeting Date: | | 04/13/2021 | | Country: | | Denmark | | Primary Security ID: | | K3967W102 |
Record Date: | | 03/09/2021 | | Meeting Type: | | Annual | | Ticker: | | GMAB |
| | | | | |
| | | | Shares Voted: | | 210,270 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Receive Report of Board | | Mgmt | | | | | | |
| | | | | |
2 | | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Omission of Dividends | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Remuneration Report (Advisory Vote) | | Mgmt | | For | | Refer | | For |
| | | | | |
5.a | | Reelect Deirdre P. Connelly as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.b | | Reelect Pernille Erenbjerg as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.c | | Reelect Rolf Hoffmann as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.d | | Reelect Paolo Paoletti as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.e | | Reelect Jonathan Peacock as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.f | | Reelect Anders Gersel Pedersen as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Ratify PricewaterhouseCoopers as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Genmab A/S
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
7.a | | Approve Remuneration of Directors in the Amount of DKK 1.2 Million for Chairman, DKK 900,000 for Vice Chairman, and DKK 600,000 for Other Directors (if item 7.b is Approved); Approve Remuneration for Committee Work; Approve Meeting Fees | | Mgmt | | For | | Refer | | For |
| | | | | |
7.b | | Amendment to Remuneration Policy for Board of Directors and Executive Management (base fee multiplier for Chair and Deputy Chair) | | Mgmt | | For | | Refer | | For |
| | | | | |
7.c | | Adoption of amended Remuneration Policy for Board of Directors and Executive Management (certain other changes) | | Mgmt | | For | | Refer | | For |
| | | | | |
7.d | | Authorize Share Repurchase Program | | Mgmt | | For | | For | | For |
| | | | | |
7.e | | Approve Creation of DKK 5.5 Million Pool of Capital with Preemptive Rights; Approve Creation of DKK 5.5 Million Pool of Capital without Preemptive Rights; Maximum Increase in Share Capital under Both Authorizations up to DKK 5.5 Million | | Mgmt | | For | | For | | For |
| | | | | |
7.f | | Approve Issuance of Warrants without Preemptive Rights; Approve Creation of DKK 750,000 Pool of Capital to Guarantee Conversion Rights | | Mgmt | | For | | For | | For |
| | | | | |
7.g | | Allow Shareholder Meetings to be Held by Electronic Means Only | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Other Business | | Mgmt | | | | | | |
Marvell Technology Group Ltd.
| | | | | | | | | | |
Meeting Date: | | 04/15/2021 | | Country: | | Bermuda | | Primary Security ID: | | G5876H105 |
Record Date: | | 02/25/2021 | | Meeting Type: | | Special | | Ticker: | | MRVL |
| | | | | |
| | | | Shares Voted: | | 198,060 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Reduce Supermajority Vote Requirement to Approve Merger | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Merger Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Intuitive Surgical, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/22/2021 | | Country: | | USA | | Primary Security ID: | | 46120E602 |
Record Date: | | 03/05/2021 | | Meeting Type: | | Annual | | Ticker: | | ISRG |
| | | | | |
| | | | Shares Voted: | | 13,656 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Craig H. Barratt | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Joseph C. Beery | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Gary S. Guthart | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Amal M. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Don R. Kania | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Amy L. Ladd | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Keith R. Leonard, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Alan J. Levy | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Jami Dover Nachtsheim | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Monica P. Reed | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Mark J. Rubash | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
SVB Financial Group
| | | | | | | | | | |
Meeting Date: | | 04/22/2021 | | Country: | | USA | | Primary Security ID: | | 78486Q101 |
Record Date: | | 02/22/2021 | | Meeting Type: | | Annual | | Ticker: | | SIVB |
| | | | | |
| | | | Shares Voted: | | 29,931 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Greg Becker | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Eric Benhamou | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director John Clendening | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Richard Daniels | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
SVB Financial Group
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.5 | | Elect Director Alison Davis | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Roger Dunbar | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Joel Friedman | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Jeffrey Maggioncalda | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Beverly Kay Matthews | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Mary Miller | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Kate Mitchell | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Garen Staglin | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Fastenal Company
| | | | | | | | | | |
Meeting Date: | | 04/24/2021 | | Country: | | USA | | Primary Security ID: | | 311900104 |
Record Date: | | 02/24/2021 | | Meeting Type: | | Annual | | Ticker: | | FAST |
| | | | | |
| | | | Shares Voted: | | 297,584 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Scott A. Satterlee | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Michael J. Ancius | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Stephen L. Eastman | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Daniel L. Florness | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Rita J. Heise | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Hsenghung Sam Hsu | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Daniel L. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Nicholas J. Lundquist | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Reyne K. Wisecup | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
BorgWarner Inc.
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | USA | | Primary Security ID: | | 099724106 |
Record Date: | | 03/01/2021 | | Meeting Type: | | Annual | | Ticker: | | BWA |
| | | | | |
| | | | Shares Voted: | | 265,448 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director Nelda J. Connors | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Dennis C. Cuneo | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director David S. Haffner | | Mgmt | | For | | For | | For |
| | | | | |
1D | | Elect Director Michael S. Hanley | | Mgmt | | For | | For | | For |
| | | | | |
1E | | Elect Director Frederic B. Lissalde | | Mgmt | | For | | For | | For |
| | | | | |
1F | | Elect Director Paul A. Mascarenas | | Mgmt | | For | | For | | For |
| | | | | |
1G | | Elect Director Shaun E. McAlmont | | Mgmt | | For | | For | | For |
| | | | | |
1H | | Elect Director Deborah D. McWhinney | | Mgmt | | For | | For | | For |
| | | | | |
1I | | Elect Director Alexis P. Michas | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | | SH | | Against | | For | | For |
Horizon Therapeutics Public Limited Company
| | | | | | | | | | |
Meeting Date: | | 04/29/2021 | | Country: | | Ireland | | Primary Security ID: | | G46188101 |
Record Date: | | 02/24/2021 | | Meeting Type: | | Annual | | Ticker: | | HZNP |
| | | | | |
| | | | Shares Voted: | | 33,619 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director William F. Daniel | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director H. Thomas Watkins | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Pascale Witz | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Horizon Therapeutics Public Limited Company
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorize Market Purchases or Overseas Market Purchases of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Paycom Software, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/03/2021 | | Country: | | USA | | Primary Security ID: | | 70432V102 |
Record Date: | | 03/17/2021 | | Meeting Type: | | Annual | | Ticker: | | PAYC |
| | | | | |
| | | | Shares Voted: | | 24,138 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robert J. Levenson | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Frederick C. Peters, II | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | Against |
| | | | | |
4 | | Report on Plans to Improve Diversity of Executive Leadership | | SH | | None | | For | | For |
Edwards Lifesciences Corporation
| | | | | | | | | | |
Meeting Date: | | 05/04/2021 | | Country: | | USA | | Primary Security ID: | | 28176E108 |
Record Date: | | 03/10/2021 | | Meeting Type: | | Annual | | Ticker: | | EW |
| | | | | |
| | | | Shares Voted: | | 115,643 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kieran T. Gallahue | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Leslie S. Heisz | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Paul A. LaViolette | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Steven R. Loranger | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Martha H. Marsh | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Michael A. Mussallem | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Edwards Lifesciences Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.7 | | Elect Director Ramona Sequeira | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Nicholas J. Valeriani | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Nonqualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
7 | | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | | SH | | Against | | Refer | | Against |
Trex Company, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/06/2021 | | Country: | | USA | | Primary Security ID: | | 89531P105 |
Record Date: | | 03/10/2021 | | Meeting Type: | | Annual | | Ticker: | | TREX |
| | | | | |
| | | | Shares Voted: | | 138,876 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director James E. Cline | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Bryan H. Fairbanks | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Gena C. Lovett | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Patricia B. Robinson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Teradyne, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/07/2021 | | Country: | | USA | | Primary Security ID: | | 880770102 |
Record Date: | | 03/11/2021 | | Meeting Type: | | Annual | | Ticker: | | TER |
| | | | | |
| | | | Shares Voted: | | 139,384 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Michael A. Bradley | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Edwin J. Gillis | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Timothy E. Guertin | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Peter Herweck | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Mark E. Jagiela | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Mercedes Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Marilyn Matz | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Paul J. Tufano | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reduce Supermajority Vote Requirement to Approve Merger, Share Exchanges and Substantial Sales of Company Asset | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
The Middleby Corporation
| | | | | | | | | | |
Meeting Date: | | 05/10/2021 | | Country: | | USA | | Primary Security ID: | | 596278101 |
Record Date: | | 03/19/2021 | | Meeting Type: | | Annual | | Ticker: | | MIDD |
| | | | | |
| | | | Shares Voted: | | 87,832 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Sarah Palisi Chapin | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Timothy J. FitzGerald | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Cathy L. McCarthy | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director John R. Miller, III | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert A. Nerbonne | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
The Middleby Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.6 | | Elect Director Gordon O’Brien | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Nassem Ziyad | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
TransUnion
| | | | | | | | | | |
Meeting Date: | | 05/11/2021 | | Country: | | USA | | Primary Security ID: | | 89400J107 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | TRU |
| | | | | |
| | | | Shares Voted: | | 147,066 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director William P. (Billy) Bosworth | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Suzanne P. Clark | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Kermit R. Crawford | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Russell P. Fradin | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Pamela A. Joseph | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Thomas L. Monahan, III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Tyler Technologies, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/11/2021 | | Country: | | USA | | Primary Security ID: | | 902252105 |
Record Date: | | 03/19/2021 | | Meeting Type: | | Annual | | Ticker: | | TYL |
| | | | | |
| | | | Shares Voted: | | 26,110 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Glenn A. Carter | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Brenda A. Cline | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Tyler Technologies, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1c | | Elect Director Ronnie D. Hawkins, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Mary L. Landrieu | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director John S. Marr, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director H. Lynn Moore, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Daniel M. Pope | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Dustin R. Womble | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
First Republic Bank
| | | | | | | | | | |
Meeting Date: | | 05/12/2021 | | Country: | | USA | | Primary Security ID: | | 33616C100 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | FRC |
| | | | | |
| | | | Shares Voted: | | 76,476 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director James H. Herbert, II | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Katherine August-deWilde | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Hafize Gaye Erkan | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Frank J. Fahrenkopf, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Boris Groysberg | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Sandra R. Hernandez | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Pamela J. Joyner | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Reynold Levy | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Duncan L. Niederauer | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director George G.C. Parker | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Five9, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/12/2021 | | Country: | | USA | | Primary Security ID: | | 338307101 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | FIVN |
| | | | | |
| | | | Shares Voted: | | 53,202 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Michael Burdiek | | Mgmt | | For | | Refer | | For |
| | | | | |
1.2 | | Elect Director David DeWalt | | Mgmt | | For | | Refer | | For |
| | | | | |
1.3 | | Elect Director Susan Barsamian | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
IDEX Corporation
| | | | | | | | | | |
Meeting Date: | | 05/12/2021 | | Country: | | USA | | Primary Security ID: | | 45167R104 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | IEX |
| | | | | |
| | | | Shares Voted: | | 49,716 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director William M. Cook | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Mark A. Buthman | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Lakecia N. Gunter | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Laboratory Corporation of America Holdings
| | | | | | | | | | |
Meeting Date: | | 05/12/2021 | | Country: | | USA | | Primary Security ID: | | 50540R409 |
Record Date: | | 03/24/2021 | | Meeting Type: | | Annual | | Ticker: | | LH |
| | | | | |
| | | | Shares Voted: | | 42,627 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Kerrii B. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Jean-Luc Belingard | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffrey A. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director D. Gary Gilliland | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Garheng Kong | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Peter M. Neupert | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Richelle P. Parham | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Adam H. Schechter | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Kathryn E. Wengel | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director R. Sanders Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Proxy Access Right | | SH | | Against | | For | | For |
Trimble Inc.
| | | | | | | | | | |
Meeting Date: | | 05/12/2021 | | Country: | | USA | | Primary Security ID: | | 896239100 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | TRMB |
| | | | | |
| | | | Shares Voted: | | 61,427 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote
Instruction |
| | | | | |
1.1 | | Elect Director Steven W. Berglund | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director James C. Dalton | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Borje Ekholm | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Kaigham (Ken) Gabriel | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Meaghan Lloyd | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Sandra MacQuillan | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Robert G. Painter | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Mark S. Peek | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Johan Wibergh | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Novanta Inc.
| | | | | | | | | | |
Meeting Date: | | 05/13/2021 | | Country: | | Canada | | Primary Security ID: | | 67000B104 |
Record Date: | | 03/31/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | NOVT |
| | | | | |
| | | | Shares Voted: | | 33,248 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director Lonny J. Carpenter | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Deborah DiSanzo | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director Matthijs Glastra | | Mgmt | | For | | For | | For |
| | | | | |
1D | | Elect Director Brian D. King | | Mgmt | | For | | For | | For |
| | | | | |
1E | | Elect Director Ira J. Lamel | | Mgmt | | For | | For | | For |
| | | | | |
1F | | Elect Director Maxine L. Mauricio | | Mgmt | | For | | For | | For |
| | | | | |
1G | | Elect Director Katherine A. Owen | | Mgmt | | For | | For | | For |
| | | | | |
1H | | Elect Director Thomas N. Secor | | Mgmt | | For | | For | | For |
| | | | | |
1I | | Elect Director Frank A. Wilson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend By-Law Number 1 | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Authorize New Class of Blank Check Preferred Stock | | Mgmt | | For | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
IAC/InterActiveCorp
| | | | | | | | | | |
Meeting Date: | | 05/14/2021 | | Country: | | USA | | Primary Security ID: | | 44891N109 |
Record Date: | | 04/06/2021 | | Meeting Type: | | Annual | | Ticker: | | IAC |
| | | | | |
| | | | Shares Voted: | | 15,591 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Spin-Off Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Approve the Corporate Opportunities Charter Amendment | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Adjourn Meeting | | Mgmt | | For | | Against | | For |
| | | | | |
4a | | Elect Director Chelsea Clinton | | Mgmt | | For | | For | | For |
| | | | | |
4b | | Elect Director Barry Diller | | Mgmt | | For | | For | | For |
| | | | | |
4c | | Elect Director Michael D. Eisner | | Mgmt | | For | | For | | For |
| | | | | |
4d | | Elect Director Bonnie S. Hammer | | Mgmt | | For | | For | | For |
| | | | | |
4e | | Elect Director Victor A. Kaufman | | Mgmt | | For | | For | | For |
| | | | | |
4f | | Elect Director Joseph Levin | | Mgmt | | For | | For | | For |
| | | | | |
4g | | Elect Director Bryan Lourd | | Mgmt | | For | | For | | For |
| | | | | |
4h | | Elect Director Westley Moore | | Mgmt | | For | | For | | For |
| | | | | |
4i | | Elect Director David Rosenblatt | | Mgmt | | For | | For | | For |
| | | | | |
4j | | Elect Director Alan G. Spoon | | Mgmt | | For | | For | | For |
| | | | | |
4k | | Elect Director Alexander von Furstenberg | | Mgmt | | For | | For | | For |
| | | | | |
4l | | Elect Director Richard F. Zannino | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | | Three Years | | Three Years |
Seagen Inc.
| | | | | | | | | | |
Meeting Date: | | 05/14/2021 | | Country: | | USA | | Primary Security ID: | | 81181C104 |
Record Date: | | 03/18/2021 | | Meeting Type: | | Annual | | Ticker: | | SGEN |
| | | | | |
| | | | Shares Voted: | | 66,479 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Felix J. Baker | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Clay B. Siegall | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Seagen Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1c | | Elect Director Nancy A. Simonian | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Zimmer Biomet Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/14/2021 | | Country: | | USA | | Primary Security ID: | | 98956P102 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | ZBH |
| | | | | |
| | | | Shares Voted: | | 21,154 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Christopher B. Begley | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Betsy J. Bernard | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Michael J. Farrell | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Robert A. Hagemann | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Bryan C. Hanson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Arthur J. Higgins | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Maria Teresa Hilado | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Syed Jafry | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Sreelakshmi Kolli | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Michael W. Michelson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Non-Employee Director Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Amend Deferred Compensation Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Provide Right to Call Special Meeting | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
The Hershey Company
| | | | | | | | | | |
Meeting Date: | | 05/17/2021 | | Country: | | USA | | Primary Security ID: | | 427866108 |
Record Date: | | 03/18/2021 | | Meeting Type: | | Annual | | Ticker: | | HSY |
| | | | | |
| | | | Shares Voted: | | 56,541 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Pamela M. Arway | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director James W. Brown | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michele G. Buck | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Victor L. Crawford | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert M. Dutkowsky | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Mary Kay Haben | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director James C. Katzman | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director M. Diane Koken | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Robert M. Malcolm | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Anthony J. Palmer | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Juan R. Perez | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Wendy L. Schoppert | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Chipotle Mexican Grill, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/18/2021 | | Country: | | USA | | Primary Security ID: | | 169656105 |
Record Date: | | 03/23/2021 | | Meeting Type: | | Annual | | Ticker: | | CMG |
| | | | | |
| | | | Shares Voted: | | 16,287 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Albert S. Baldocchi | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Matthew A. Carey | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Gregg L. Engles | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Patricia Fili-Krushel | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Chipotle Mexican Grill, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.5 | | Elect Director Neil W. Flanzraich | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Mauricio Gutierrez | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Robin Hickenlooper | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Scott Maw | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Ali Namvar | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Brian Niccol | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Mary Winston | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
Zendesk, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/18/2021 | | Country: | | USA | | Primary Security ID: | | 98936J101 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | ZEN |
| | | | | |
| | | | Shares Voted: | | 64,651 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Archana Agrawal | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Hilarie Koplow-McAdams | | Mgmt | | For | | Refer | | Against |
| | | | | |
1c | | Elect Director Michelle Wilson | | Mgmt | | For | | Refer | | Against |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Cerner Corporation
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | USA | | Primary Security ID: | | 156782104 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | CERN |
| | | | | |
| | | | Shares Voted: | | 197,770 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Mitchell E. Daniels, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Elder Granger | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John J. Greisch | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Melinda J. Mount | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Eliminate Supermajority Vote Requirement | | SH | | Against | | For | | For |
Maravai LifeSciences Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | USA | | Primary Security ID: | | 56600D107 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | MRVI |
| | | | | |
| | | | Shares Voted: | | 150,458 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Carl Hull | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Benjamin Daverman | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Susannah Gray | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Constantine Mihas | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Advisory Vote to Retain Classified Board Structure | | Mgmt | | For | | Against | | Against |
| | | | | |
3 | | Advisory Vote to Retain Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws | | Mgmt | | For | | Against | | Against |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
DexCom, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | USA | | Primary Security ID: | | 252131107 |
Record Date: | | 03/31/2021 | | Meeting Type: | | Annual | | Ticker: | | DXCM |
| | | | | |
| | | | Shares Voted: | | 48,576 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kevin R. Sayer | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Nicholas Augustinos | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Bridgette P. Heller | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
Envista Holdings Corporation
| | | | | | | | | | |
Meeting Date: | | 05/25/2021 | | Country: | | USA | | Primary Security ID: | | 29415F104 |
Record Date: | | 03/31/2021 | | Meeting Type: | | Annual | | Ticker: | | NVST |
| | | | | |
| | | | Shares Voted: | | 225,425 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Wendy Carruthers | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Scott Huennekens | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Christine Tsingos | | Mgmt | | For | | For | | For |
| | | | | |
2a | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
2b | | Eliminate Supermajority Vote Requirements | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Masimo Corporation
| | | | | | | | | | |
Meeting Date: | | 05/27/2021 | | Country: | | USA | | Primary Security ID: | | 574795100 |
Record Date: | | 04/05/2021 | | Meeting Type: | | Annual | | Ticker: | | MASI |
| | | | | |
| | | | Shares Voted: | | 32,521 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Elect Director Joe Kiani | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
DocuSign, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/28/2021 | | Country: | | USA | | Primary Security ID: | | 256163106 |
Record Date: | | 04/08/2021 | | Meeting Type: | | Annual | | Ticker: | | DOCU |
| | | | | |
| | | | Shares Voted: | | 83,925 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Enrique Salem | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Peter Solvik | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Inhi Cho Suh | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.4 | | Elect Director Mary Agnes “Maggie” Wilderotter | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Arista Networks, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/01/2021 | | Country: | | USA | | Primary Security ID: | | 040413106 |
Record Date: | | 04/08/2021 | | Meeting Type: | | Annual | | Ticker: | | ANET |
| | | | | |
| | | | Shares Voted: | | 47,376 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kelly Battles | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Andreas Bechtolsheim | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Jayshree Ullal | | Mgmt | | For | | Refer | | Withhold |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Arista Networks, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
CoStar Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/02/2021 | | Country: | | USA | | Primary Security ID: | | 22160N109 |
Record Date: | | 04/07/2021 | | Meeting Type: | | Annual | | Ticker: | | CSGP |
| | | | | |
| | | | Shares Voted: | | 26,267 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Michael R. Klein | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Andrew C. Florance | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Laura Cox Kaplan | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Michael J. Glosserman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director John W. Hill | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Robert W. Musslewhite | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Christopher J. Nassetta | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Louise S. Sams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Eliminate Supermajority Vote Requirement | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Ulta Beauty, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/02/2021 | | Country: | | USA | | Primary Security ID: | | 90384S303 |
Record Date: | | 04/05/2021 | | Meeting Type: | | Annual | | Ticker: | | ULTA |
| | | | | |
| | | | Shares Voted: | | 43,611 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Catherine A. Halligan | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David C. Kimbell | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director George R. Mrkonic | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Lorna E. Nagler | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Glaukos Corporation
| | | | | | | | | | |
Meeting Date: | | 06/03/2021 | | Country: | | USA | | Primary Security ID: | | 377322102 |
Record Date: | | 04/08/2021 | | Meeting Type: | | Annual | | Ticker: | | GKOS |
| | | | | |
| | | | Shares Voted: | | 79,194 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Thomas W. Burns | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Leana S. Wen | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Marc A. Stapley | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Trane Technologies Plc
| | | | | | | | | | |
Meeting Date: | | 06/03/2021 | | Country: | | Ireland | | Primary Security ID: | | G8994E103 |
Record Date: | | 04/08/2021 | | Meeting Type: | | Annual | | Ticker: | | TT |
| | | | | |
| | | | Shares Voted: | | 52,753 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Kirk E. Arnold | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ann C. Berzin | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John Bruton | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jared L. Cohon | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Gary D. Forsee | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Linda P. Hudson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Michael W. Lamach | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Myles P. Lee | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director April Miller Boise | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Karen B. Peetz | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director John P. Surma | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Tony L. White | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorize Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Renew Directors’ Authority to Issue Shares for Cash | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorize Reissuance of Repurchased Shares | | Mgmt | | For | | Refer | | For |
National Vision Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/08/2021 | | Country: | | USA | | Primary Security ID: | | 63845R107 |
Record Date: | | 04/15/2021 | | Meeting Type: | | Annual | | Ticker: | | EYE |
| | | | | |
| | | | Shares Voted: | | 174,431 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director L. Reade Fahs | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Susan Somersille Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Naomi Kelman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Eliminate Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
National Vision Holdings, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
lululemon athletica inc.
| | | | | | | | | | |
Meeting Date: | | 06/09/2021 | | Country: | | USA | | Primary Security ID: | | 550021109 |
Record Date: | | 04/13/2021 | | Meeting Type: | | Annual | | Ticker: | | LULU |
| | | | | |
| | | | Shares Voted: | | 23,138 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Calvin McDonald | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Martha Morfitt | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Emily White | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Kourtney Gibson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
MarketAxess Holdings Inc.
| | | | | | | | | | |
Meeting Date: | | 06/09/2021 | | Country: | | USA | | Primary Security ID: | | 57060D108 |
Record Date: | | 04/12/2021 | | Meeting Type: | | Annual | | Ticker: | | MKTX |
| | | | | |
| | | | Shares Voted: | | 40,390 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Richard M. McVey | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Nancy Altobello | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Steven L. Begleiter | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Stephen P. Casper | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Jane Chwick | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Christopher R. Concannon | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
MarketAxess Holdings Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1g | | Elect Director William F. Cruger | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Kourtney Gibson | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Justin G. Gmelich | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Richard G. Ketchum | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Emily H. Portney | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Richard L. Prager | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Dollar Tree, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/10/2021 | | Country: | | USA | | Primary Security ID: | | 256746108 |
Record Date: | | 04/09/2021 | | Meeting Type: | | Annual | | Ticker: | | DLTR |
| | | | | |
| | | | Shares Voted: | | 94,782 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Arnold S. Barron | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Gregory M. Bridgeford | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Thomas W. Dickson | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Lemuel E. Lewis | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Jeffrey G. Naylor | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Winnie Y. Park | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Bob Sasser | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Stephanie P. Stahl | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Carrie A. Wheeler | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Thomas E. Whiddon | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Michael A. Witynski | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Monolithic Power Systems, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/10/2021 | | Country: | | USA | | Primary Security ID: | | 609839105 |
Record Date: | | 04/19/2021 | | Meeting Type: | | Annual | | Ticker: | | MPWR |
| | | | | |
| | | | Shares Voted: | | 49,709 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Eugen Elmiger | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Jeff Zhou | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
10X Genomics, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/11/2021 | | Country: | | USA | | Primary Security ID: | | 88025U109 |
Record Date: | | 04/15/2021 | | Meeting Type: | | Annual | | Ticker: | | TXG |
| | | | | |
| | | | Shares Voted: | | 34,484 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Bryan E. Roberts | | Mgmt | | For | | Refer | | Against |
| | | | | |
1b | | Elect Director Kimberly J. Popovits | | Mgmt | | For | | Refer | | Against |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
Twilio Inc.
| | | | | | | | | | |
Meeting Date: | | 06/16/2021 | | Country: | | USA | | Primary Security ID: | | 90138F102 |
Record Date: | | 04/19/2021 | | Meeting Type: | | Annual | | Ticker: | | TWLO |
| | | | | |
| | | | Shares Voted: | | 34,649 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jeff Lawson | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Byron Deeter | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Jeffrey Epstein | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
Universal Display Corporation
| | | | | | | | | | |
Meeting Date: | | 06/17/2021 | | Country: | | USA | | Primary Security ID: | | 91347P105 |
Record Date: | | 04/05/2021 | | Meeting Type: | | Annual | | Ticker: | | OLED |
| | | | | |
| | | | Shares Voted: | | 46,069 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Steven V. Abramson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Cynthia J. Comparin | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Richard C. Elias | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Elizabeth H. Gemmill | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director C. Keith Hartley | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Celia M. Joseph | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Lawrence Lacerte | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Sidney D. Rosenblatt | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Sherwin I. Seligsohn | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
II-VI Incorporated
| | | | | | | | | | |
Meeting Date: | | 06/24/2021 | | Country: | | USA | | Primary Security ID: | | 902104108 |
Record Date: | | 05/17/2021 | | Meeting Type: | | Special | | Ticker: | | IIVI |
| | | | | |
| | | | Shares Voted: | | 200,787 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Issue Shares in Connection with Merger | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Twitter, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/24/2021 | | Country: | | USA | | Primary Security ID: | | 90184L102 |
Record Date: | | 04/05/2021 | | Meeting Type: | | Annual | | Ticker: | | TWTR |
| | | | | |
| | | | Shares Voted: | | 174,930 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jesse Cohn | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Martha Lane Fox | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Fei-Fei Li | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director David Rosenblatt | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Report on Climate Change *Withdrawn Resolution* | | SH | | | | | | |
| | | | | |
7 | | Require Independent Director Nominee with Human and/or Civil Rights Experience | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 75 Ivy VIP Mid Cap Growth
CrowdStrike Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/30/2021 | | Country: | | USA | | Primary Security ID: | | 22788C105 |
Record Date: | | 05/05/2021 | | Meeting Type: | | Annual | | Ticker: | | CRWD |
| | | | | |
| | | | Shares Voted: | | 54,278 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Roxanne S. Austin | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Sameer K. Gandhi | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Gerhard Watzinger | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | Against |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | | Three Years | | Three Years |
| | | | | |
5 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
DELAWARE IVY VIP NATURAL RESOURCES
(prior to July 1, 2021, Ivy VIP Natural Resources)
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Reliance Industries Ltd.
| | | | | | | | | | |
Meeting Date: | | 07/15/2020 | | Country: | | India | | Primary Security ID: | | Y72596102 |
Record Date: | | 07/08/2020 | | Meeting Type: | | Annual | | Ticker: | | 500325 |
| | | | | |
| | | | Shares Voted: | | 80,765 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.a | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
1.b | | Accept Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Dividends | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reelect Hital R. Meswani as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reelect P.M.S. Prasad as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Reappointment and Remuneration of Hital R. Meswani as a Whole-time Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect K. V. Chowdary as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration of Cost Auditors | | Mgmt | | For | | For | | For |
Southern Copper Corporation
| | | | | | | | | | |
Meeting Date: | | 07/24/2020 | | Country: | | USA | | Primary Security ID: | | 84265V105 |
Record Date: | | 06/02/2020 | | Meeting Type: | | Annual | | Ticker: | | SCCO |
| | | | | |
| | | | Shares Voted: | | 39,384 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director German Larrea Mota-Velasco | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Oscar Gonzalez Rocha | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Vicente Ariztegui Andreve | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.4 | | Elect Director Alfredo Casar Perez | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.5 | | Elect Director Enrique Castillo Sanchez Mejorada | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.6 | | Elect Director Xavier Garcia de Quevedo Topete | | Mgmt | | For | | Withhold | | Withhold |
| | | | | |
1.7 | | Elect Director Rafael Mac Gregor Anciola | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.8 | | Elect Director Luis Miguel Palomino Bonilla | | Mgmt | | For | | Withhold | | Withhold |
| | | | | |
1.9 | | Elect Director Gilberto Perezalonso Cifuentes | | Mgmt | | For | | Withhold | | Withhold |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Southern Copper Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.10 | | Elect Director Carlos Ruiz Sacristan | | Mgmt | | For | | Withhold | | Withhold |
| | | | | |
2 | | Ratify Galaz,Yamazaki, Ruiz Urquiza S.C. as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
BHP Group Plc
| | | | | | | | | | |
Meeting Date: | | 10/15/2020 | | Country: | | United Kingdom | | Primary Security ID: | | G10877127 |
Record Date: | | 10/13/2020 | | Meeting Type: | | Annual | | Ticker: | | BHP |
| | | | | |
| | | | Shares Voted: | | 96,932 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Management Proposals | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Reappoint Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration Report for UK Law Purposes | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Remuneration Report for Australian Law Purposes | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Grant of Awards under the Group’s Incentive Plans to Mike Henry | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Leaving Entitlements | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Elect Xiaoqun Clever as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect Gary Goldberg as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect Mike Henry as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Elect Christine O’Reilly as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Elect Dion Weisler as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
BHP Group Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
16 | | Re-elect Terry Bowen as Director | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Re-elect Malcolm Broomhead as Director | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Re-elect Ian Cockerill as Director | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Re-elect Anita Frew as Director | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Re-elect Susan Kilsby as Director | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Re-elect John Mogford as Director | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Re-elect Ken MacKenzie as Director | | Mgmt | | For | | For | | For |
| | | | | |
| | Shareholder Proposals | | Mgmt | | | | | | |
| | | | | |
23 | | Amend Constitution of BHP Group Limited | | SH | | Against | | Refer | | Against |
| | | | | |
24 | | Adopt Interim Cultural Heritage Protection Measures | | SH | | Against | | Against | | Against |
| | | | | |
25 | | Approve Suspension of Memberships of Industry Associations where COVID-19 Related Advocacy is Inconsistent with Paris Agreement Goals | | SH | | Against | | Against | | Against |
Parsley Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/12/2021 | | Country: | | USA | | Primary Security ID: | | 701877102 |
Record Date: | | 12/07/2020 | | Meeting Type: | | Special | | Ticker: | | PE |
| | | | | |
| | | | Shares Voted: | | 91,516 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Merger Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Concho Resources Inc.
| | | | | | | | | | |
Meeting Date: | | 01/15/2021 | | Country: | | USA | | Primary Security ID: | | 20605P101 |
Record Date: | | 12/11/2020 | | Meeting Type: | | Special | | Ticker: | | CXO |
| | | | | |
| | | | Shares Voted: | | 23,518 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Merger Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | Refer | | Against |
Air Products and Chemicals, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/28/2021 | | Country: | | USA | | Primary Security ID: | | 009158106 |
Record Date: | | 11/30/2020 | | Meeting Type: | | Annual | | Ticker: | | APD |
| | | | | |
| | | | Shares Voted: | | 6,741 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Susan K. Carter | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Charles I. Cogut | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Lisa A. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Chadwick C. Deaton | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Seifollah (Seifi) Ghasemi | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director David H. Y. Ho | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Edward L. Monser | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Matthew H. Paull | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Tyson Foods, Inc.
| | | | | | | | | | |
Meeting Date: | | 02/11/2021 | | Country: | | USA | | Primary Security ID: | | 902494103 |
Record Date: | | 12/14/2020 | | Meeting Type: | | Annual | | Ticker: | | TSN |
| | | | | |
| | | | Shares Voted: | | 23,231 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director John Tyson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Les R. Baledge | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Gaurdie E. Banister, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Dean Banks | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Mike Beebe | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Maria Claudia Borras | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director David J. Bronczek | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Mikel A. Durham | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Jonathan D. Mariner | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Kevin M. McNamara | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Cheryl S. Miller | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Jeffrey K. Schomburger | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Robert Thurber | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Barbara A. Tyson | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director Noel White | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Human Rights Due Diligence | | SH | | Against | | For | | For |
| | | | | |
5 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on Lobbying Payments and Policy | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Reliance Industries Ltd.
| | | | | | | | | | |
Meeting Date: | | 03/31/2021 | | Country: | | India | | Primary Security ID: | | Y72596102 |
Record Date: | | 03/24/2021 | | Meeting Type: | | Court | | Ticker: | | 500325 |
| | | | | |
| | | | Shares Voted: | | 75,516 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Court-Ordered Meeting for Shareholders | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Scheme of Arrangement | | Mgmt | | For | | Refer | | For |
Schlumberger N.V.
| | | | | | | | | | |
Meeting Date: | | 04/07/2021 | | Country: | | Curacao | | Primary Security ID: | | 806857108 |
Record Date: | | 02/17/2021 | | Meeting Type: | | Annual | | Ticker: | | SLB |
| | | | | |
| | | | Shares Voted: | | 54,617 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Patrick de La Chevardiere | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Miguel M. Galuccio | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Olivier Le Peuch | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Tatiana A. Mitrova | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Maria Moræus Hanssen | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Mark G. Papa | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Henri Seydoux | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Jeff W. Sheets | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Adopt and Approve Financials and Dividends | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Amend Non-Employee Director Restricted Stock Plan | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Rio Tinto Plc
| | | | | | | | | | |
Meeting Date: | | 04/09/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G75754104 |
Record Date: | | 04/07/2021 | | Meeting Type: | | Annual | | Ticker: | | RIO |
| | | | | |
| | | | Shares Voted: | | 34,562 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Remuneration Report for UK Law Purposes | | Mgmt | | For | | Refer | | Against |
| | | | | |
4 | | Approve Remuneration Report for Australian Law Purposes | | Mgmt | | For | | Refer | | Against |
| | | | | |
5 | | Re-elect Megan Clark as Director | | Mgmt | | For | | Against | | Against |
| | | | | |
6 | | Re-elect Hinda Gharbi as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Simon Henry as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Sam Laidlaw as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Simon McKeon as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Jennifer Nason as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Jakob Stausholm as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Simon Thompson as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Ngaire Woods as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise UK Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Approve Global Employee Share Plan | | Mgmt | | None | | For | | For |
| | | | | |
18 | | Approve UK Share Plan | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | �� | For |
| | | | | |
21 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Petroleo Brasileiro SA
| | | | | | | | | | |
Meeting Date: | | 04/12/2021 | | Country: | | Brazil | | Primary Security ID: | | P78331140 |
Record Date: | | 03/05/2021 | | Meeting Type: | | Special | | Ticker: | | PETR4 |
| | | | | |
| | | | Shares Voted: | | 136,906 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Remove Directors | | Mgmt | | For | | Refer | | Against |
| | | | | |
2.1 | | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | | Mgmt | | None | | Against | | Against |
| | | | | |
2.2 | | Elect Directors | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | | Mgmt | | None | | Refer | | Against |
| | | | | |
| | APPLIES ONLY IF CUMULATIVE VOTING IS ADOPTED - Votes Will Be Automatically Distributed in Equal % Amongst The Nominees voted FOR below. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes | | Mgmt | | | | | | |
| | | | | |
2.4.a | | Percentage of Votes to Be Assigned - Elect Eduardo Bacellar Leal Ferreira as Director | | Mgmt | | None | | Refer | | Abstain |
| | | | | |
2.4.b | | Percentage of Votes to Be Assigned - Elect Joaquim Silva e Luna as Director | | Mgmt | | None | | Refer | | Abstain |
| | | | | |
2.4.c | | Percentage of Votes to Be Assigned - Elect Ruy Flaks Schneider as Independent Director | | Mgmt | | None | | Refer | | Abstain |
| | | | | |
2.4.d | | Percentage of Votes to Be Assigned - Elect Marcio Andrade Weber as Independent Director | | Mgmt | | None | | Refer | | Abstain |
| | | | | |
2.4.e | | Percentage of Votes to Be Assigned - Elect Murilo Marroquim de Souza as Independent Director | | Mgmt | | None | | Refer | | Abstain |
| | | | | |
2.4.f | | Percentage of Votes to Be Assigned - Elect Sonia Julia Sulzbeck Villalobos as Independent Director | | Mgmt | | None | | Refer | | Abstain |
| | | | | |
2.4.g | | Percentage of Votes to Be Assigned - Elect Cynthia Santana Silveira as Independent Director | | Mgmt | | None | | Refer | | Abstain |
| | | | | |
2.4.h | | Percentage of Votes to Be Assigned - Elect Ana Silvia Corso Matte as Independent Director | | Mgmt | | None | | Refer | | Abstain |
| | | | | |
2.4.i | | Percentage of Votes to Be Assigned - Elect Leonardo Pietro Antonelli as Director Appointed by Minority Shareholder | | SH | | None | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Petroleo Brasileiro SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2.4.j | | Percentage of Votes to Be Assigned - Elect Marcelo Gasparino da Silva as Director Appointed by Minority Shareholder | | SH | | None | | Refer | | For |
| | | | | |
2.4.k | | Percentage of Votes to Be Assigned - Elect Pedro Rodrigues Galvao de Medeiros as Director Appointed by Minority Shareholder | | SH | | None | | Refer | | For |
| | | | | |
2.5 | | Elect Eduardo Bacellar Leal Ferreira as Board Chairman | | Mgmt | | For | | Refer | | For |
Petroleo Brasileiro SA
| | | | | | | | | | |
Meeting Date: | | 04/14/2021 | | Country: | | Brazil | | Primary Security ID: | | P78331140 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | PETR4 |
| | | | | |
| | | | Shares Voted: | | 136,906 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
| | Annual General Meeting | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2020 | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Allocation of Income and Dividends | | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Elect Fiscal Council Members | | Mgmt | | For | | Refer | | Abstain |
| | | | | |
3.2 | | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | | Mgmt | | None | | Refer | | Against |
| | | | | |
3.4 | | Elect Patricia Valente Stierli as Fiscal Council Member and Robert Juenemann as Alternate Appointed by Minority Shareholder | | SH | | None | | For | | For |
| | | | | |
4 | | Approve Remuneration of Company’s Management and Fiscal Council | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | | Mgmt | | None | | Refer | | For |
| | | | | |
| | Extraordinary General Meeting | | Mgmt | | | | | | |
| | | | | |
6 | | Approve Absorption of Companhia de Desenvolvimento e Modernizacao de Plantas IndustriaisS.A. (CDMPI) | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | | Mgmt | | None | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
PPG Industries, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/15/2021 | | Country: | | USA | | Primary Security ID: | | 693506107 |
Record Date: | | 02/19/2021 | | Meeting Type: | | Annual | | Ticker: | | PPG |
| | | | | |
| | | | Shares Voted: | | 9,123 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Steven A. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Michael W. Lamach | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael T. Nally | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Guillermo Novo | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Martin H. Richenhagen | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Catherine R. Smith | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Eliminate Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Require Independent Board Chair | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Canadian Pacific Railway Limited
| | | | | | | | | | |
Meeting Date: | | 04/21/2021 | | Country: | | Canada | | Primary Security ID: | | 13645T100 |
Record Date: | | 02/26/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | CP |
| | | | | |
| | | | Shares Voted: | | 6,072 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Ratify Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Elect Director John Baird | | Mgmt | | For | | For | | For |
| | | | | |
3.2 | | Elect Director Isabelle Courville | | Mgmt | | For | | For | | For |
| | | | | |
3.3 | | Elect Director Keith E. Creel | | Mgmt | | For | | For | | For |
| | | | | |
3.4 | | Elect Director Gillian (Jill) H. Denham | | Mgmt | | For | | For | | For |
| | | | | |
3.5 | | Elect Director Edward R. Hamberger | | Mgmt | | For | | For | | For |
| | | | | |
3.6 | | Elect Director Rebecca MacDonald | | Mgmt | | For | | For | | For |
| | | | | |
3.7 | | Elect Director Edward L. Monser | | Mgmt | | For | | For | | For |
| | | | | |
3.8 | | Elect Director Matthew H. Paull | | Mgmt | | For | | For | | For |
| | | | | |
3.9 | | Elect Director Jane L. Peverett | | Mgmt | | For | | For | | For |
| | | | | |
3.10 | | Elect Director Andrea Robertson | | Mgmt | | For | | For | | For |
| | | | | |
3.11 | | Elect Director Gordon T. Trafton | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Share Split | | Mgmt | | For | | For | | For |
| | | | | |
| | Shareholder Proposal | | Mgmt | | | | | | |
| | | | | |
5 | | SP: Hold an Annual Non-Binding Advisory Vote on Climate Change | | SH | | For | | For | | For |
The Sherwin-Williams Company
| | | | | | | | | | |
Meeting Date: | | 04/21/2021 | | Country: | | USA | | Primary Security ID: | | 824348106 |
Record Date: | | 02/23/2021 | | Meeting Type: | | Annual | | Ticker: | | SHW |
| | | | | |
| | | | Shares Voted: | | 1,868 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Kerrii B. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Arthur F. Anton | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeff M. Fettig | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Richard J. Kramer | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director John G. Morikis | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Christine A. Poon | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Aaron M. Powell | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
The Sherwin-Williams Company
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1h | | Elect Director Michael H. Thaman | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Matthew Thornton, III | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Steven H. Wunning | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Avery Dennison Corporation
| | | | | | | | | | |
Meeting Date: | | 04/22/2021 | | Country: | | USA | | Primary Security ID: | | 053611109 |
Record Date: | | 02/22/2021 | | Meeting Type: | | Annual | | Ticker: | | AVY |
| | | | | |
| | | | Shares Voted: | | 9,678 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Bradley A. Alford | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Anthony K. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Mark J. Barrenechea | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Mitchell R. Butier | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Ken C. Hicks | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Andres A. Lopez | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Patrick T. Siewert | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Julia A. Stewart | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Martha N. Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Magellan Midstream Partners, L.P.
| | | | | | | | | | |
Meeting Date: | | 04/22/2021 | | Country: | | USA | | Primary Security ID: | | 559080106 |
Record Date: | | 02/16/2021 | | Meeting Type: | | Annual | | Ticker: | | MMP |
| | | | | |
| | | | Shares Voted: | | 30,235 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robert G. Croyle | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Stacy P. Methvin | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Barry R. Pearl | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Restricted Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Galp Energia SGPS SA
| | | | | | | | | | |
Meeting Date: | | 04/23/2021 | | Country: | | Portugal | | Primary Security ID: | | X3078L108 |
Record Date: | | 04/16/2021 | | Meeting Type: | | Annual | | Ticker: | | GALP |
| | | | | |
| | | | Shares Voted: | | 116,511 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Ratify Co-option of Andrew Richard Dingley Brown as Director | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Individual and Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Appraise Management of Company and Approve Vote of Confidence to Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Appraise Supervision of Company and Approve Vote of Confidence to Fiscal Council | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Appraise Work Performed by Statutory Auditor and Approve Vote of Confidence to Statutory Auditor | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Statement on Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Authorize Repurchase and Reissuance of Shares and Bonds | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Sociedad Quimica y Minera de Chile SA
| | | | | | | | | | |
Meeting Date: | | 04/23/2021 | | Country: | | Chile | | Primary Security ID: | | P8716X108 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | SQM.B |
| | | | | |
| | | | Shares Voted: | | 9,375 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Designate Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Designate Risk Assessment Companies | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Designate Account Inspectors | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Investment Policy | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Financing Policy | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Dividends | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Remuneration of Board of Directors and Board Committees | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Other Business | | Mgmt | | For | | Against | | Against |
FMC Corporation
| | | | | | | | | | |
Meeting Date: | | 04/27/2021 | | Country: | | USA | | Primary Security ID: | | 302491303 |
Record Date: | | 03/03/2021 | | Meeting Type: | | Annual | | Ticker: | | FMC |
| | | | | |
| | | | Shares Voted: | | 14,372 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Pierre Brondeau | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Eduardo E. Cordeiro | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Carol Anthony (John) Davidson | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Mark Douglas | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director C. Scott Greer | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director K’Lynne Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Dirk A. Kempthorne | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Paul J. Norris | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
FMC Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1i | | Elect Director Margareth Ovrum | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Robert C. Pallash | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Vincent R. Volpe, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Ball Corporation
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | USA | | Primary Security ID: | | 058498106 |
Record Date: | | 03/04/2021 | | Meeting Type: | | Annual | | Ticker: | | BLL |
| | | | | |
| | | | Shares Voted: | | 12,962 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director John A. Bryant | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Michael J. Cave | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Daniel W. Fisher | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Pedro Henrique Mariani | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Marathon Petroleum Corporation
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | USA | | Primary Security ID: | | 56585A102 |
Record Date: | | 03/02/2021 | | Meeting Type: | | Annual | | Ticker: | | MPC |
| | | | | |
| | | | Shares Voted: | | 38,509 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Abdulaziz F. Alkhayyal | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Jonathan Z. Cohen | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Michael J. Hennigan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Marathon Petroleum Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1d | | Elect Director Frank M. Semple | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Eliminate Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | | SH | | Against | | Refer | | Against |
Newmont Corporation
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | USA | | Primary Security ID: | | 651639106 |
Record Date: | | 03/02/2021 | | Meeting Type: | | Annual | | Ticker: | | NEM |
| | | | | |
| | | | Shares Voted: | | 13,268 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Patrick G. Awuah, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Gregory H. Boyce | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Bruce R. Brook | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Maura Clark | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Matthew Coon Come | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Jose Manuel Madero | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Rene Medori | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Jane Nelson | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Thomas Palmer | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Julio M. Quintana | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Susan N. Story | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
RWE AG
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | Germany | | Primary Security ID: | | D6629K109 |
Record Date: | | 04/06/2021 | | Meeting Type: | | Annual | | Ticker: | | RWE |
| | | | | |
| | | | Shares Voted: | | 19,763 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 0.85 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Management Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021 | | Mgmt | | For | | For | | For |
| | | | | |
6.1 | | Elect Werner Brandt to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.2 | | Elect Hans Buenting to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.3 | | Elect Ute Gerbaulet to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.4 | | Elect Hans-Peter Keitel to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.5 | | Elect Monika Kircher to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.6 | | Elect Guenther Schartz to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.7 | | Elect Erhard Schipporeit to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.8 | | Elect Ullrich Sierau to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.9 | | Elect Hauke Stars to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.10 | | Elect Helle Valentin to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Creation of EUR 346.2 Million Pool of Capital with Partial Exclusion of Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 173.1 Million Pool of Capital to Guarantee Conversion Rights | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
RWE AG
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
11 | | Amend Articles Re: By-elections to the Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Amend Articles Re: Election of Chairman and Deputy Chairman of the Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Amend Articles Re: Proof of Entitlement | | Mgmt | | For | | Refer | | For |
Cabot Oil & Gas Corporation
| | | | | | | | | | |
Meeting Date: | | 04/29/2021 | | Country: | | USA | | Primary Security ID: | | 127097103 |
Record Date: | | 03/03/2021 | | Meeting Type: | | Annual | | Ticker: | | COG |
| | | | | |
| | | | Shares Voted: | | 70,502 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Dorothy M. Ables | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Rhys J. Best | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Robert S. Boswell | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Amanda M. Brock | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Peter B. Delaney | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Dan O. Dinges | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director W. Matt Ralls | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Marcus A. Watts | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
EOG Resources, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/29/2021 | | Country: | | USA | | Primary Security ID: | | 26875P101 |
Record Date: | | 03/05/2021 | | Meeting Type: | | Annual | | Ticker: | | EOG |
| | | | | |
| | | | Shares Voted: | | 42,202 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Janet F. Clark | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Charles R. Crisp | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Robert P. Daniels | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James C. Day | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director C. Christopher Gaut | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Michael T. Kerr | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Julie J. Robertson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Donald F. Textor | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director William R. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Valero Energy Corporation
| | | | | | | | | | |
Meeting Date: | | 04/29/2021 | | Country: | | USA | | Primary Security ID: | | 91913Y100 |
Record Date: | | 03/03/2021 | | Meeting Type: | | Annual | | Ticker: | | VLO |
| | | | | |
| | | | Shares Voted: | | 33,493 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director H. Paulett Eberhart | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Joseph W. Gorder | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Kimberly S. Greene | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Deborah P. Majoras | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Eric D. Mullins | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Donald L. Nickles | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Philip J. Pfeiffer | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Robert A. Profusek | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Stephen M. Waters | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Randall J. Weisenburger | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Rayford Wilkins, Jr. | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Valero Energy Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Agnico Eagle Mines Limited
| | | | | | | | | | |
Meeting Date: | | 04/30/2021 | | Country: | | Canada | | Primary Security ID: | | 008474108 |
Record Date: | | 03/26/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | AEM |
| | | | | |
| | | | Shares Voted: | | 11,492 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Leona Aglukkaq | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Sean Boyd | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Martine A. Celej | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Robert J. Gemmell | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Mel Leiderman | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Deborah McCombe | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director James D. Nasso | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Sean Riley | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director J. Merfyn Roberts | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Jamie C. Sokalsky | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Stock Option Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Air Liquide SA
| | | | | | | | | | |
Meeting Date: | | 05/04/2021 | | Country: | | France | | Primary Security ID: | | F01764103 |
Record Date: | | 04/30/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | AI |
| | | | | |
| | | | Shares Voted: | | 73 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 2.75 per Share and an Extra of EUR 0.27 per Share to Long Term Registered Shares | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reelect Xavier Huillard as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Pierre Breber as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Aiman Ezzat as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Bertrand Dumazy as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of the New Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Compensation of Benoit Potier | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Compensation Report of Corporate Officers | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Approve Remuneration Policy of Corporate Officers | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Approve Remuneration Policy of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
14 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 470 Million | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Air Liquide SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
18 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
19 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Albemarle Corporation
| | | | | | | | | | |
Meeting Date: | | 05/04/2021 | | Country: | | USA | | Primary Security ID: | | 012653101 |
Record Date: | | 03/08/2021 | | Meeting Type: | | Annual | | Ticker: | | ALB |
| | | | | |
| | | | Shares Voted: | | 5,534 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
2a | | Elect Director Mary Lauren Brlas | | Mgmt | | For | | For | | For |
| | | | | |
2b | | Elect Director J. Kent Masters, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2c | | Elect Director Glenda J. Minor | | Mgmt | | For | | For | | For |
| | | | | |
2d | | Elect Director James J. O’Brien | | Mgmt | | For | | For | | For |
| | | | | |
2e | | Elect Director Diarmuid B. O’Connell | | Mgmt | | For | | For | | For |
| | | | | |
2f | | Elect Director Dean L. Seavers | | Mgmt | | For | | For | | For |
| | | | | |
2g | | Elect Director Gerald A. Steiner | | Mgmt | | For | | For | | For |
| | | | | |
2h | | Elect Director Holly A. Van Deursen | | Mgmt | | For | | For | | For |
| | | | | |
2i | | Elect Director Alejandro D. Wolff | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Barrick Gold Corporation
| | | | | | | | | | |
Meeting Date: | | 05/04/2021 | | Country: | | Canada | | Primary Security ID: | | 067901108 |
Record Date: | | 03/05/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | GOLD |
| | | | | |
| | | | Shares Voted: | | 66,838 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director D. Mark Bristow | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Gustavo A. Cisneros | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Christopher L. Coleman | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director J. Michael Evans | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Brian L. Greenspun | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director J. Brett Harvey | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Anne N. Kabagambe | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Andrew J. Quinn | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director M. Loreto Silva | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director John L. Thornton | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Approve Pricewaterhousecoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Reduction in Stated Capital | | Mgmt | | For | | For | | For |
Packaging Corporation of America
| | | | | | | | | | |
Meeting Date: | | 05/04/2021 | | Country: | | USA | | Primary Security ID: | | 695156109 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | PKG |
| | | | | |
| | | | Shares Voted: | | 9,560 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Cheryl K. Beebe | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Duane C. Farrington | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Donna A. Harman | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Mark W. Kowlzan | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert C. Lyons | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Thomas P. Maurer | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Packaging Corporation of America
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.7 | | Elect Director Samuel M. Mencoff | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Roger B. Porter | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Thomas S. Souleles | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Paul T. Stecko | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director James D. Woodrum | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Anglo American Plc
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G03764134 |
Record Date: | | 04/30/2021 | | Meeting Type: | | Annual | | Ticker: | | AAL |
| | | | | |
| | | | Shares Voted: | | 43,327 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Elisabeth Brinton as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Hilary Maxson as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Ian Ashby as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Marcelo Bastos as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Stuart Chambers as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Mark Cutifani as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Byron Grote as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Hixonia Nyasulu as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Nonkululeko Nyembezi as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Tony O’Neill as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Stephen Pearce as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Anne Stevens as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Anglo American Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
15 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
18 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Adopt New Articles of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
22 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Anglo American Plc
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G03764134 |
Record Date: | | 04/30/2021 | | Meeting Type: | | Court | | Ticker: | | AAL |
| | | | | |
| | | | Shares Voted: | | 43,327 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Court Meeting | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Scheme of Arrangement | | Mgmt | | For | | Refer | | For |
Anglo American Plc
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G03764134 |
Record Date: | | 04/30/2021 | | Meeting Type: | | Special | | Ticker: | | AAL |
| | | | | |
| | | | Shares Voted: | | 43,327 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Matters Relating to the Demerger of Thungela Resources Limited | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
AptarGroup, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | USA | | Primary Security ID: | | 038336103 |
Record Date: | | 03/12/2021 | | Meeting Type: | | Annual | | Ticker: | | ATR |
| | | | | |
| | | | Shares Voted: | | 7,236 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Andreas C. Kramvis | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Maritza Gomez Montiel | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jesse Wu | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Ralf K. Wunderlich | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Bunge Limited
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | Bermuda | | Primary Security ID: | | G16962105 |
Record Date: | | 03/08/2021 | | Meeting Type: | | Annual | | Ticker: | | BG |
| | | | | |
| | | | Shares Voted: | | 23,609 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Sheila Bair | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Carol M. Browner | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Paul Fribourg | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director J. Erik Fyrwald | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Gregory A. Heckman | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Bernardo Hees | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Kathleen Hyle | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Henry W. (Jay) Winship | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Mark N. Zenuk | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Bunge Limited
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Amend Non-Employee Director Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Report on the Soy Supply Chain | | SH | | For | | For | | For |
| | | | | |
6 | | Adopt Simple Majority Vote | | SH | | Against | | For | | For |
Franco-Nevada Corporation
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Meeting Date: | | 05/05/2021 | | Country: | | Canada | | Primary Security ID: | | 351858105 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | FNV |
| | | | | |
| | | | Shares Voted: | | 13,650 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director David Harquail | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Paul Brink | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Tom Albanese | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Derek W. Evans | | Mgmt | | For | | For | | For |
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1.5 | | Elect Director Catharine Farrow | | Mgmt | | For | | For | | For |
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1.6 | | Elect Director Louis Gignac | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Maureen Jensen | | Mgmt | | For | | For | | For |
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1.8 | | Elect Director Jennifer Maki | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Randall Oliphant | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Elliott Pew | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Cameco Corporation
| | | | | | | | | | |
Meeting Date: | | 05/06/2021 | | Country: | | Canada | | Primary Security ID: | | 13321L108 |
Record Date: | | 03/10/2021 | | Meeting Type: | | Annual | | Ticker: | | CCO |
| | | | | |
| | | | Shares Voted: | | 26,999 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
A1 | | Elect Director Leontine Atkins | | Mgmt | | For | | For | | For |
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A2 | | Elect Director Ian Bruce | | Mgmt | | For | | For | | For |
| | | | | |
A3 | | Elect Director Daniel Camus | | Mgmt | | For | | For | | For |
| | | | | |
A4 | | Elect Director Donald Deranger | | Mgmt | | For | | For | | For |
| | | | | |
A5 | | Elect Director Catherine Gignac | | Mgmt | | For | | For | | For |
| | | | | |
A6 | | Elect Director Tim Gitzel | | Mgmt | | For | | For | | For |
| | | | | |
A7 | | Elect Director Jim Gowans | | Mgmt | | For | | For | | For |
| | | | | |
A8 | | Elect Director Kathryn (Kate) Jackson | | Mgmt | | For | | For | | For |
| | | | | |
A9 | | Elect Director Don Kayne | | Mgmt | | For | | For | | For |
| | | | | |
B | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
C | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
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D | | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian. Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted. | | Mgmt | | None | | Refer | | Abstain |
Canadian Natural Resources Limited
| | | | | | | | | | |
Meeting Date: | | 05/06/2021 | | Country: | | Canada | | Primary Security ID: | | 136385101 |
Record Date: | | 03/17/2021 | | Meeting Type: | | Annual | | Ticker: | | CNQ |
| | | | | |
| | | | Shares Voted: | | 56,590 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Catherine M. Best | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director M. Elizabeth Cannon | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director N. Murray Edwards | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Christopher L. Fong | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Gordon D. Giffin | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Wilfred A. Gobert | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Canadian Natural Resources Limited
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.7 | | Elect Director Steve W. Laut | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Tim S. McKay | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Frank J. McKenna | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director David A. Tuer | | Mgmt | | For | | For | | For |
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1.11 | | Elect Director Annette M. Verschuren | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
Ecolab Inc.
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Meeting Date: | | 05/06/2021 | | Country: | | USA | | Primary Security ID: | | 278865100 |
Record Date: | | 03/09/2021 | | Meeting Type: | | Annual | | Ticker: | | ECL |
| | | | | |
| | | | Shares Voted: | | 5,144 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Douglas M. Baker, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Shari L. Ballard | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Barbara J. Beck | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Christophe Beck | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Jeffrey M. Ettinger | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Arthur J. Higgins | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Michael Larson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director David W. MacLennan | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Tracy B. McKibben | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Lionel L. Nowell, III | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Victoria J. Reich | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Suzanne M. Vautrinot | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director John J. Zillmer | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Ecolab Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Proxy Access Right | | SH | | Against | | For | | For |
Kirkland Lake Gold Ltd.
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Meeting Date: | | 05/06/2021 | | Country: | | Canada | | Primary Security ID: | | 49741E100 |
Record Date: | | 04/05/2021 | | Meeting Type: | | Annual | | Ticker: | | KL |
| | | | | |
| | | | Shares Voted: | | 9,163 | | | | |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jonathan Gill | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Peter Grosskopf | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Ingrid Hibbard | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Arnold Klassen | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Elizabeth Lewis-Gray | | Mgmt | | For | | For | | For |
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1f | | Elect Director Anthony Makuch | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Barry Olson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Jeff Parr | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
Mondi Plc
| | | | | | | | | | |
Meeting Date: | | 05/06/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G6258S107 |
Record Date: | | 05/04/2021 | | Meeting Type: | | Annual | | Ticker: | | MNDI |
| | | | | |
| | | | Shares Voted: | | 60,238 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Mondi Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Svein Richard Brandtzaeg as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Sue Clark as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Mike Powell as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Angela Strank as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Tanya Fratto as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Enoch Godongwana as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Andrew King as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Dominique Reiniche as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Philip Yea as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Stephen Young as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Adopt New Articles of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
20 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
ConocoPhillips
| | | | | | | | | | |
Meeting Date: | | 05/11/2021 | | Country: | | USA | | Primary Security ID: | | 20825C104 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | COP |
| | | | | |
| | | | Shares Voted: | | 44,360 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Charles E. Bunch | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Caroline Maury Devine | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John V. Faraci | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
ConocoPhillips
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1d | | Elect Director Jody Freeman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Gay Huey Evans | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jeffrey A. Joerres | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ryan M. Lance | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Timothy A. Leach | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director William H. McRaven | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Sharmila Mulligan | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Eric D. Mullins | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Arjun N. Murti | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Robert A. Niblock | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director David T. Seaton | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director R.A. Walker | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Adopt Simple Majority Vote | | SH | | For | | For | | For |
| | | | | |
5 | | Emission Reduction Targets | | SH | | Against | | For | | For |
Waste Management, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/11/2021 | | Country: | | USA | | Primary Security ID: | | 94106L109 |
Record Date: | | 03/17/2021 | | Meeting Type: | | Annual | | Ticker: | | WM |
| | | | | |
| | | | Shares Voted: | | 11,048 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director James C. Fish, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Andres R. Gluski | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Victoria M. Holt | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Kathleen M. Mazzarella | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Sean E. Menke | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director William B. Plummer | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Waste Management, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1g | | Elect Director John C. Pope | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Maryrose T. Sylvester | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Thomas H. Weidemeyer | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
American Water Works Company, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/12/2021 | | Country: | | USA | | Primary Security ID: | | 030420103 |
Record Date: | | 03/17/2021 | | Meeting Type: | | Annual | | Ticker: | | AWK |
| | | | | |
| | | | Shares Voted: | | 4,931 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jeffrey N. Edwards | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Martha Clark Goss | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Veronica M. Hagen | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Kimberly J. Harris | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Julia L. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Patricia L. Kampling | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Karl F. Kurz | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Walter J. Lynch | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director George MacKenzie | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director James G. Stavridis | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Lloyd M. Yates | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Pan American Silver Corp.
| | | | | | | | | | |
Meeting Date: | | 05/12/2021 | | Country: | | Canada | | Primary Security ID: | | 697900108 |
Record Date: | | 03/19/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | PAAS |
| | | | | |
| | | | Shares Voted: | | 12,090 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Michael Carroll | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Neil de Gelder | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Charles Jeannes | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Jennifer Maki | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Walter Segsworth | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Kathleen Sendall | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Michael Steinmann | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Gillian Winckler | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
Phillips 66
| | | | | | | | | | |
Meeting Date: | | 05/12/2021 | | Country: | | USA | | Primary Security ID: | | 718546104 |
Record Date: | | 03/17/2021 | | Meeting Type: | | Annual | | Ticker: | | PSX |
| | | | | |
| | | | Shares Voted: | | 42,506 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Julie L. Bushman | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Lisa A. Davis | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Adopt GHG Emissions Reduction Targets | | SH | | Against | | For | | Against |
| | | | | |
6 | | Report on Climate Lobbying | | SH | | Against | | For | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Xylem Inc.
| | | | | | | | | | |
Meeting Date: | | 05/12/2021 | | Country: | | USA | | Primary Security ID: | | 98419M100 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | XYL |
| | | | | |
| | | | Shares Voted: | | 9,534 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jeanne Beliveau-Dunn | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Patrick K. Decker | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Robert F. Friel | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jorge M. Gomez | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Victoria D. Harker | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Steven R. Loranger | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Surya N. Mohapatra | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Jerome A. Peribere | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Markos I. Tambakeras | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Lila Tretikov | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Uday Yadav | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Proxy Access Right | | SH | | Against | | For | | For |
Martin Marietta Materials, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/13/2021 | | Country: | | USA | | Primary Security ID: | | 573284106 |
Record Date: | | 03/05/2021 | | Meeting Type: | | Annual | | Ticker: | | MLM |
| | | | | |
| | | | Shares Voted: | | 1,882 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Dorothy M. Ables | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Sue W. Cole | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Smith W. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Anthony R. Foxx | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Martin Marietta Materials, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.5 | | Elect Director John J. Koraleski | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director C. Howard Nye | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Laree E. Perez | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Thomas H. Pike | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Michael J. Quillen | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Donald W. Slager | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director David C. Wajsgras | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Union Pacific Corporation
| | | | | | | | | | |
Meeting Date: | | 05/13/2021 | | Country: | | USA | | Primary Security ID: | | 907818108 |
Record Date: | | 03/16/2021 | | Meeting Type: | | Annual | | Ticker: | | UNP |
| | | | | |
| | | | Shares Voted: | | 10,330 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Andrew H. Card, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director William J. DeLaney | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director David B. Dillon | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Lance M. Fritz | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Deborah C. Hopkins | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jane H. Lute | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Michael R. McCarthy | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Thomas F. McLarty, III | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Jose H. Villarreal | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Christopher J. Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Union Pacific Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Nonqualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Report on EEO | | SH | | Against | | For | | For |
| | | | | |
7 | | Publish Annually a Report Assessing Diversity and Inclusion Efforts | | SH | | Against | | For | | For |
| | | | | |
8 | | Annual Vote and Report on Climate Change | | SH | | Against | | Against | | Against |
Wheaton Precious Metals Corp.
| | | | | | | | | | |
Meeting Date: | | 05/14/2021 | | Country: | | Canada | | Primary Security ID: | | 962879102 |
Record Date: | | 03/19/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | WPM |
| | | | | |
| | | | Shares Voted: | | 25,768 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
a1 | | Elect Director George L. Brack | | Mgmt | | For | | For | | For |
| | | | | |
a2 | | Elect Director John A. Brough | | Mgmt | | For | | For | | For |
| | | | | |
a3 | | Elect Director R. Peter Gillin | | Mgmt | | For | | For | | For |
| | | | | |
a4 | | Elect Director Chantal Gosselin | | Mgmt | | For | | For | | For |
| | | | | |
a5 | | Elect Director Douglas M. Holtby | | Mgmt | | For | | For | | For |
| | | | | |
a6 | | Elect Director Glenn Antony Ives | | Mgmt | | For | | For | | For |
| | | | | |
a7 | | Elect Director Charles A. Jeannes | | Mgmt | | For | | For | | For |
| | | | | |
a8 | | Elect Director Eduardo Luna | | Mgmt | | For | | For | | For |
| | | | | |
a9 | | Elect Director Marilyn Schonberner | | Mgmt | | For | | For | | For |
| | | | | |
a10 | | Elect Director Randy V.J. Smallwood | | Mgmt | | For | | For | | For |
| | | | | |
b | | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
c | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Enphase Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | USA | | Primary Security ID: | | 29355A107 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | ENPH |
| | | | | |
| | | | Shares Voted: | | 7,236 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Badrinarayanan Kothandaraman | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Joseph Malchow | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Steel Dynamics, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | USA | | Primary Security ID: | | 858119100 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | STLD |
| | | | | |
| | | | Shares Voted: | | 32,779 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mark D. Millett | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Sheree L. Bargabos | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Keith E. Busse | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Frank D. Byrne | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Kenneth W. Cornew | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Traci M. Dolan | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director James C. Marcuccilli | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Bradley S. Seaman | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Gabriel L. Shaheen | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Steven A. Sonnenberg | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Richard P. Teets, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
NextEra Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | USA | | Primary Security ID: | | 65339F101 |
Record Date: | | 03/23/2021 | | Meeting Type: | | Annual | | Ticker: | | NEE |
| | | | | |
| | | | Shares Voted: | | 15,937 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Sherry S. Barrat | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director James L. Camaren | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Kenneth B. Dunn | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Naren K. Gursahaney | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Kirk S. Hachigian | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Amy B. Lane | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director David L. Porges | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director James L. Robo | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Rudy E. Schupp | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director John L. Skolds | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Lynn M. Utter | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Darryl L. Wilson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
Croda International Plc
| | | | | | | | | | |
Meeting Date: | | 05/21/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G25536155 |
Record Date: | | 05/19/2021 | | Meeting Type: | | Annual | | Ticker: | | CRDA |
| | | | | |
| | | | Shares Voted: | | 12,818 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Croda International Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Roberto Cirillo as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Jacqui Ferguson as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Steve Foots as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Anita Frew as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Helena Ganczakowski as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Keith Layden as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Jez Maiden as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect John Ramsay as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Authorise UK Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Adopt New Articles of Association | | Mgmt | | For | | Refer | | For |
Chevron Corporation
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 166764100 |
Record Date: | | 03/29/2021 | | Meeting Type: | | Annual | | Ticker: | | CVX |
| | | | | |
| | | | Shares Voted: | | 20,101 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Wanda M. Austin | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director John B. Frank | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Chevron Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1c | | Elect Director Alice P. Gast | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Enrique Hernandez, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Marillyn A. Hewson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jon M. Huntsman, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Charles W. Moorman, IV | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Dambisa F. Moyo | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Debra Reed-Klages | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Ronald D. Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director D. James Umpleby, III | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Michael K. Wirth | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Scope 3 Emissions | | SH | | Against | | For | | For |
| | | | | |
5 | | Report on Impacts of Net Zero 2050 Scenario | | SH | | Against | | For | | For |
| | | | | |
6 | | Amend Certificate of Incorporation to Become a Public Benefit Corporation | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Report on Lobbying Payments and Policy | | SH | | Against | | For | | For |
| | | | | |
8 | | Require Independent Board Chair | | SH | | Against | | Refer | | Against |
| | | | | |
9 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Pioneer Natural Resources Company
| | | | | | | | | | |
Meeting Date: | | 05/27/2021 | | Country: | | USA | | Primary Security ID: | | 723787107 |
Record Date: | | 04/01/2021 | | Meeting Type: | | Annual | | Ticker: | | PXD |
| | | | | |
| | | | Shares Voted: | | 14,325 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director A.R. Alameddine | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Edison C. Buchanan | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Matt Gallagher | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Pioneer Natural Resources Company
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1d | | Elect Director Phillip A. Gobe | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Larry R. Grillot | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Stacy P. Methvin | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Royce W. Mitchell | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Frank A. Risch | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Scott D. Sheffield | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director J. Kenneth Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Phoebe A. Wood | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Michael D. Wortley | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Southern Copper Corporation
| | | | | | | | | | |
Meeting Date: | | 05/28/2021 | | Country: | | USA | | Primary Security ID: | | 84265V105 |
Record Date: | | 04/09/2021 | | Meeting Type: | | Annual | | Ticker: | | SCCO |
| | | | | |
| | | | Shares Voted: | | 27,543 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director German Larrea Mota-Velasco | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Oscar Gonzalez Rocha | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Vicente Ariztegui Andreve | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Enrique Castillo Sanchez Mejorada | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Leonardo Contreras Lerdo de Tejada | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Xavier Garcia de Quevedo Topete | | Mgmt | | For | | Withhold | | Withhold |
| | | | | |
1.7 | | Elect Director Rafael A. Mac Gregor Anciola | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Luis Miguel Palomino Bonilla | | Mgmt | | For | | Withhold | | Withhold |
| | | | | |
1.9 | | Elect Director Gilberto Perezalonso Cifuentes | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Southern Copper Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.10 | | Elect Director Carlos Ruiz Sacristan | | Mgmt | | For | | Withhold | | Withhold |
| | | | | |
2 | | Ratify Galaz,Yamazaki, Ruiz Urquiza S.C. as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chair | | SH | | Against | | Refer | | For |
Total SE
| | | | | | | | | | |
Meeting Date: | | 05/28/2021 | | Country: | | France | | Primary Security ID: | | F92124100 |
Record Date: | | 04/16/2021 | | Meeting Type: | | Annual/Special | | Ticker: | | FP |
| | | | | |
| | | | Shares Voted: | | 50,559 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 2.64 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Reelect Patrick Pouyanne as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
7 | | Reelect Anne-Marie Idrac as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Jacques Aschenbroich as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Glenn Hubbard as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Compensation Report of Corporate Officers | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Remuneration Policy of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Approve Compensation of Patrick Pouyanne, Chairman and CEO | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Total SE
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
13 | | Approve Remuneration Policy of Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Approve the Company’s Sustainable Development and Energy Transition | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
15 | | Change Company Name to TotalEnergies SE and Amend Article 2 of Bylaws Accordingly | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
Diamondback Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/03/2021 | | Country: | | USA | | Primary Security ID: | | 25278X109 |
Record Date: | | 04/08/2021 | | Meeting Type: | | Annual | | Ticker: | | FANG |
| | | | | |
| | | | Shares Voted: | | 29,438 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Steven E. West | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Travis D. Stice | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Vincent K. Brooks | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Michael P. Cross | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director David L. Houston | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Stephanie K. Mains | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Mark L. Plaumann | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Melanie M. Trent | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 74 Ivy VIP Natural Resources
Reliance Industries Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/24/2021 | | Country: | | India | | Primary Security ID: | | Y72596102 |
Record Date: | | 06/17/2021 | | Meeting Type: | | Annual | | Ticker: | | 500325 |
| | | | | |
| | | | Shares Voted: | | 74,702 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Accept Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Nikhil R. Meswani as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Elect Pawan Kumar Kapil as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Reelect Shumeet Banerji as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration of Cost Auditors | | Mgmt | | For | | For | | For |
DELAWARE IVY VIP PATHFINDER AGGRESSIVE
(prior to July 1, 2021, Ivy VIP Pathfinder Aggressive)
Proxy Voting Record
There was no proxy voting for Delaware Ivy VIP Pathfinder Aggressive, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
DELAWARE IVY VIP PATHFINDER CONSERVATIVE
(prior to July 1, 2021, Ivy VIP Pathfinder Conservative)
Proxy Voting Record
There was no proxy voting for Delaware Ivy VIP Pathfinder Conservative, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
DELAWARE IVY VIP PATHFINDER MODERATE
(prior to July 1, 2021, Ivy VIP Pathfinder Moderate)
Proxy Voting Record
There was no proxy voting for Delaware Ivy VIP Pathfinder Moderate, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
DELAWARE IVY VIP PATHFINDER MODERATE – MANAGED VOLATILITY
(prior to July 1, 2021, Ivy VIP Pathfinder Moderate – Managed Volatility)
Proxy Voting Record
There was no proxy voting for Delaware Ivy VIP Pathfinder Moderate – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
DELAWARE IVY VIP PATHFINDER MODERATELY AGGRESSIVE
(prior to July 1, 2021, Ivy VIP Pathfinder Moderately Aggressive)
Proxy Voting Record
There was no proxy voting for Delaware Ivy VIP Pathfinder Moderately Aggressive, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
DELAWARE IVY VIP PATHFINDER MODERATELY AGGRESSIVE – MANAGED VOLATILITY
(prior to July 1, 2021, Ivy VIP Pathfinder Moderately Aggressive – Managed Volatility)
Proxy Voting Record
There was no proxy voting for Delaware Ivy VIP Pathfinder Moderately Aggressive – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
DELAWARE IVY VIP PATHFINDER MODERATELY CONSERVATIVE
(prior to July 1, 2021, Ivy VIP Pathfinder Moderately Conservative)
Proxy Voting Record
There was no proxy voting for Delaware Ivy VIP Pathfinder Moderately Conservative, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
DELAWARE IVY VIP PATHFINDER MODERATELY CONSERVATIVE – MANAGED VOLATILITY
(prior to July 1, 2021, Ivy VIP Pathfinder Moderately Conservative – Managed Volatility)
Proxy Voting Record
There was no proxy voting for Delaware Ivy VIP Pathfinder Moderately Conservative – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
DELAWARE IVY VIP SCIENCE AND TECHNOLOGY
(prior to July 1, 2021, Ivy VIP Science and Technology)
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Microchip Technology Incorporated
| | | | | | | | | | |
Meeting Date: | | 08/18/2020 | | Country: | | USA | | Primary Security ID: | | 595017104 |
Record Date: | | 06/24/2020 | | Meeting Type: | | Annual | | Ticker: | | MCHP |
| | | | | |
| | | | Shares Voted: | | 83,100 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Steve Sanghi | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Matthew W. Chapman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director L.B. Day | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Esther L. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Wade F. Meyercord | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
WNS (Holdings) Limited
| | | | | | | | | | |
Meeting Date: | | 09/24/2020 | | Country: | | Jersey | | Primary Security ID: | | 92932M101 |
Record Date: | | 08/20/2020 | | Meeting Type: | | Annual | | Ticker: | | WNS |
| | | | | |
| | | | Shares Voted: | | 345,792 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Grant Thornton India LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Authorize Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reelect Michael Menezes as a Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reelect Keith Haviland as a Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reelect Keshav R. Murugesh as a Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Authorize Share Repurchase Program | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Alibaba Group Holding Limited
| | | | | | | | | | |
Meeting Date: | | 09/30/2020 | | Country: | | Cayman Islands | | Primary Security ID: | | G01719114 |
Record Date: | | 08/17/2020 | | Meeting Type: | | Annual | | Ticker: | | 9988 |
| | | | | |
| | | | Shares Voted: | | 84,905 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Amend Articles of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
2.1 | | Elect Maggie Wei Wu as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
2.2 | | Elect Kabir Misra as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
2.3 | | Elect Walter Teh Ming Kwauk as Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers as Auditors | | Mgmt | | For | | For | | For |
Evogene Ltd.
| | | | | | | | | | |
Meeting Date: | | 10/19/2020 | | Country: | | Israel | | Primary Security ID: | | M4119S104 |
Record Date: | | 09/10/2020 | | Meeting Type: | | Annual | | Ticker: | | EVGN |
| | | | | |
| | | | Shares Voted: | | 136,940 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Reelect Sarit Firon as Director | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Reelect Martin S. Gerstel as Director | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Reelect Ziv Kop as Director | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Reelect Adrian Percy as Director | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Reelect Leon Y. Recanati as Director | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Reelect Oded Shoseyov as Director | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Option Grants to to Martin S. Gerstel and Leon Y. Recanati, Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Grant of Options to Ofer Haviv, President and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Liability Insurance Policy to Directors/Officers | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Amended Compensation Policy Re: Liability Insurance Policy | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Evogene Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
6 | | Reappoint Kost, Forer, Gabbay, and Kasierer as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Discuss Financial Statements and the Report of the Board | | Mgmt | | | | | | |
| | | | | |
A | | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager | | Mgmt | | None | | Refer | | For |
| | | | | |
| | Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney | | Mgmt | | | | | | |
| | | | | |
B1 | | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | | Mgmt | | None | | Refer | | Against |
| | | | | |
B2 | | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | | Mgmt | | None | | Refer | | Against |
| | | | | |
B3 | | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | | Mgmt | | None | | Refer | | For |
Marrone Bio Innovations, Inc.
| | | | | | | | | | |
Meeting Date: | | 10/29/2020 | | Country: | | USA | | Primary Security ID: | | 57165B106 |
Record Date: | | 09/16/2020 | | Meeting Type: | | Annual | | Ticker: | | MBII |
| | | | | |
| | | | Shares Voted: | | 962,520 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Pamela G. Marrone | | Mgmt | | For | | Refer | | For |
| | | | | |
1.2 | | Elect Director Robert A. Woods | | Mgmt | | For | | Refer | | For |
| | | | | |
1.3 | | Elect Director Yogesh Mago | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Marcum LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Reverse Stock Split | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Anti-Dilution Provisions in Warrants Issued in Connection with Warrant Exchange Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Adopt Simple Majority Vote | | SH | | Against | | For | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Teladoc Health, Inc.
| | | | | | | | | | |
Meeting Date: | | 10/29/2020 | | Country: | | USA | | Primary Security ID: | | 87918A105 |
Record Date: | | 09/08/2020 | | Meeting Type: | | Special | | Ticker: | | TDOC |
| | | | | |
| | | | Shares Voted: | | 32,268 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Issue Shares in Connection with Merger | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Increase Authorized Common Stock | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Microsoft Corporation
| | | | | | | | | | |
Meeting Date: | | 12/02/2020 | | Country: | | USA | | Primary Security ID: | | 594918104 |
Record Date: | | 10/08/2020 | | Meeting Type: | | Annual | | Ticker: | | MSFT |
| | | | | |
| | | | Shares Voted: | | 286,374 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Reid G. Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Hugh F. Johnston | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Teri L. List-Stoll | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Satya Nadella | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Sandra E. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Penny S. Pritzker | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Charles W. Scharf | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Arne M. Sorenson | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director John W. Stanton | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Microsoft Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.10 | | Elect Director John W. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Emma N. Walmsley | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Padmasree Warrior | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Employee Representation on the Board of Directors | | SH | | Against | | Refer | | Against |
Micron Technology, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/14/2021 | | Country: | | USA | | Primary Security ID: | | 595112103 |
Record Date: | | 11/18/2020 | | Meeting Type: | | Annual | | Ticker: | | MU |
| | | | | |
| | | | Shares Voted: | | 510,845 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Richard M. Beyer | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Lynn A. Dugle | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Steven J. Gomo | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Mary Pat McCarthy | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Sanjay Mehrotra | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Robert E. Switz | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director MaryAnn Wright | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Aspen Technology, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/29/2021 | | Country: | | USA | | Primary Security ID: | | 045327103 |
Record Date: | | 12/08/2020 | | Meeting Type: | | Annual | | Ticker: | | AZPN |
| | | | | |
| | | | Shares Voted: | | 212,333 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Thomas M. Bradicich | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Adriana Karaboutis | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Georgia Keresty | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Apple Inc.
| | | | | | | | | | |
Meeting Date: | | 02/23/2021 | | Country: | | USA | | Primary Security ID: | | 037833100 |
Record Date: | | 12/28/2020 | | Meeting Type: | | Annual | | Ticker: | | AAPL |
| | | | | |
| | | | Shares Voted: | | 316,363 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director James Bell | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Tim Cook | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Al Gore | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Andrea Jung | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Art Levinson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Monica Lozano | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ron Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Sue Wagner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Proxy Access Amendments | | SH | | Against | | For | | For |
| | | | | |
5 | | Improve Principles of Executive Compensation Program | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Infineon Technologies AG
| | | | | | | | | | |
Meeting Date: | | 02/25/2021 | | Country: | | Germany | | Primary Security ID: | | D35415104 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | IFX |
| | | | | |
| | | | Shares Voted: | | 557,805 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2020 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 0.22 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Approve Discharge of Management Board Member Reinhard Ploss for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
3.2 | | Approve Discharge of Management Board Member Helmut Gassel for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
3.3 | | Approve Discharge of Management Board Member Jochen Hanebeck for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
3.4 | | Approve Discharge of Management Board Member Sven Schneider for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.1 | | Approve Discharge of Supervisory Board Member Wolfgang Eder for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.2 | | Approve Discharge of Supervisory Board Member Peter Bauer (until Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.3 | | Approve Discharge of Supervisory Board Member Xiaoqun Clever (from Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.4 | | Approve Discharge of Supervisory Board Member Johann Dechant for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Approve Discharge of Supervisory Board Member Herbert Diess (until Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.6 | | Approve Discharge of Supervisory Board Member Friedrich Eichiner (from Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.7 | | Approve Discharge of Supervisory Board Member Annette Engelfried for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.8 | | Approve Discharge of Supervisory Board Member Peter Gruber for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.9 | | Approve Discharge of Supervisory Board Member Gerhard Hobbach (until Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.10 | | Approve Discharge of Supervisory Board Member Hans-Ulrich Holdenried for Fiscal 2020 | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Infineon Technologies AG
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4.11 | | Approve Discharge of Supervisory Board Member Renate Koecher (until Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.12 | | Approve Discharge of Supervisory Board Member Susanne Lachenmann for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.13 | | Approve Discharge of Supervisory Board Member Geraldine Picaud for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.14 | | Approve Discharge of Supervisory Board Member Manfred Puffer for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.15 | | Approve Discharge of Supervisory Board Member Melanie Riedl (from Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.16 | | Approve Discharge of Supervisory Board Member Kerstin Schulzendorf for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.17 | | Approve Discharge of Supervisory Board Member Juergen Scholz for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.18 | | Approve Discharge of Supervisory Board Member Ulrich Spiesshofer (from Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.19 | | Approve Discharge of Supervisory Board Member Margret Suckale (from Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.20 | | Approve Discharge of Supervisory Board Member Eckart Suenner (until Feb. 20, 2020) for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
4.21 | | Approve Discharge of Supervisory Board Member Diana Vitale for Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify KPMG AG as Auditors for Fiscal 2021 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Creation of EUR 30 Million Pool of Capital for Employee Stock Purchase Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Amend Articles Re: Information for Registration in the Share Register | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Amend Articles Re: Supervisory Board’s Rules of Procedure | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
QUALCOMM Incorporated
| | | | | | | | | | |
Meeting Date: | | 03/10/2021 | | Country: | | USA | | Primary Security ID: | | 747525103 |
Record Date: | | 01/11/2021 | | Meeting Type: | | Annual | | Ticker: | | QCOM |
| | | | | |
| | | | Shares Voted: | | 200,623 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Sylvia Acevedo | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Mark Fields | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffrey W. Henderson | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gregory N. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Ann M. Livermore | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Harish Manwani | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Mark D. McLaughlin | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Jamie S. Miller | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Steve Mollenkopf | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Clark T. “Sandy” Randt, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Irene B. Rosenfeld | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Kornelis “Neil” Smit | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Jean-Pascal Tricoire | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Anthony J. Vinciquerra | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Samsung Electronics Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 03/17/2021 | | Country: | | South Korea | | Primary Security ID: | | Y74718100 |
Record Date: | | 12/31/2020 | | Meeting Type: | | Annual | | Ticker: | | 005930 |
| | | | | |
| | | | Shares Voted: | | 140,064 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Financial Statements and Allocation of Income | | Mgmt | | For | | For | | For |
| | | | | |
2.1.1 | | Elect Park Byung-gook as Outside Director | | Mgmt | | For | | Refer | | For |
| | | | | |
2.1.2 | | Elect Kim Jeong as Outside Director | | Mgmt | | For | | Refer | | For |
| | | | | |
2.2.1 | | Elect Kim Kinam as Inside Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Samsung Electronics Co., Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2.2.2 | | Elect Kim Hyun-suk as Inside Director | | Mgmt | | For | | For | | For |
| | | | | |
2.2.3 | | Elect Koh Dong-jin as Inside Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Kim Sun-uk as Outside Director to Serve as an Audit Committee Member | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Total Remuneration of Inside Directors and Outside Directors | | Mgmt | | For | | Refer | | For |
Keysight Technologies, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/18/2021 | | Country: | | USA | | Primary Security ID: | | 49338L103 |
Record Date: | | 01/19/2021 | | Meeting Type: | | Annual | | Ticker: | | KEYS |
| | | | | |
| | | | Shares Voted: | | 31,706 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Ronald S. Nersesian | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Charles J. Dockendorff | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Robert A. Rango | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Moderna, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | USA | | Primary Security ID: | | 60770K107 |
Record Date: | | 03/01/2021 | | Meeting Type: | | Annual | | Ticker: | | MRNA |
| | | | | |
| | | | Shares Voted: | | 134,423 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robert Langer | | Mgmt | | For | | Refer | | For |
| | | | | |
1.2 | | Elect Director Elizabeth Nabel | | Mgmt | | For | | Refer | | For |
| | | | | |
1.3 | | Elect Director Elizabeth Tallett | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Moderna, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
ASML Holding NV
| | | | | | | | | | |
Meeting Date: | | 04/29/2021 | | Country: | | Netherlands | | Primary Security ID: | | N07059202 |
Record Date: | | 04/01/2021 | | Meeting Type: | | Annual | | Ticker: | | ASML |
| | | | | |
| | | | Shares Voted: | | 53,740 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Discuss the Company’s Business, Financial Situation and Sustainability | | Mgmt | | | | | | |
| | | | | |
3.a | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3.b | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3.c | | Receive Clarification on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
3.d | | Approve Dividends of EUR 2.75 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
4.a | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
| | | | | |
4.b | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Number of Shares for Management Board | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Certain Adjustments to the Remuneration Policy for Management Board | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Certain Adjustments to the Remuneration Policy for Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Receive Information on the Composition of the Management Board | | Mgmt | | | | | | |
| | | | | |
9.a | | Elect B. Conix to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
9.b | | Receive Information on the Composition of the Supervisory Board | | Mgmt | | | | | | |
| | | | | |
10 | | Ratify KPMG Accountants N.V. as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
ASML Holding NV
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
11.a | | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | | Mgmt | | For | | For | | For |
| | | | | |
11.b | | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.a | | Mgmt | | For | | For | | For |
| | | | | |
11.c | | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | | Mgmt | | For | | For | | For |
| | | | | |
11.d | | Authorize Board to Exclude Preemptive Rights from Share Issuances under 11.c | | Mgmt | | For | | For | | For |
| | | | | |
12.a | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
12.b | | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorize Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Other Business (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
15 | | Close Meeting | | Mgmt | | | | | | |
QTS Realty Trust, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/04/2021 | | Country: | | USA | | Primary Security ID: | | 74736A103 |
Record Date: | | 03/08/2021 | | Meeting Type: | | Annual | | Ticker: | | QTS |
| | | | | |
| | | | Shares Voted: | | 80,475 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Chad L. Williams | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John W. Barter | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Joan A. Dempsey | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Catherine R. Kinney | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Peter A. Marino | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Scott D. Miller | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Mazen Rawashdeh | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Wayne M. Rehberger | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Philip P. Trahanas | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Stephen E. Westhead | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
QTS Realty Trust, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Ernst & Young as Auditors | | Mgmt | | For | | For | | For |
Uber Technologies, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/10/2021 | | Country: | | USA | | Primary Security ID: | | 90353T100 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | UBER |
| | | | | |
| | | | Shares Voted: | | 32,000 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Ronald Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Revathi Advaithi | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Ursula Burns | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Robert Eckert | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Amanda Ginsberg | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Dara Khosrowshahi | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Wan Ling Martello | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Yasir Al-Rumayyan | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director John Thain | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director David I. Trujillo | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Alexander Wynaendts | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Eliminate Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Report on Lobbying Payments and Policy | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Intel Corporation
| | | | | | | | | | |
Meeting Date: | | 05/13/2021 | | Country: | | USA | | Primary Security ID: | | 458140100 |
Record Date: | | 03/19/2021 | | Meeting Type: | | Annual | | Ticker: | | INTC |
| | | | | |
| | | | Shares Voted: | | 160,961 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Patrick P. Gelsinger | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director James J. Goetz | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Alyssa Henry | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Omar Ishrak | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Risa Lavizzo-Mourey | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Tsu-Jae King Liu | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Gregory D. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Dion J. Weisler | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Frank D. Yeary | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
5 | | Report on Global Median Gender/Racial Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | | SH | | Against | | Against | | Against |
IAC/InterActiveCorp
| | | | | | | | | | |
Meeting Date: | | 05/14/2021 | | Country: | | USA | | Primary Security ID: | | 44891N109 |
Record Date: | | 04/06/2021 | | Meeting Type: | | Annual | | Ticker: | | IAC |
| | | | | |
| | | | Shares Voted: | | 25,332 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Spin-Off Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Approve the Corporate Opportunities Charter Amendment | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Adjourn Meeting | | Mgmt | | For | | Against | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
IAC/InterActiveCorp
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4a | | Elect Director Chelsea Clinton | | Mgmt | | For | | For | | For |
| | | | | |
4b | | Elect Director Barry Diller | | Mgmt | | For | | For | | For |
| | | | | |
4c | | Elect Director Michael D. Eisner | | Mgmt | | For | | For | | For |
| | | | | |
4d | | Elect Director Bonnie S. Hammer | | Mgmt | | For | | For | | For |
| | | | | |
4e | | Elect Director Victor A. Kaufman | | Mgmt | | For | | For | | For |
| | | | | |
4f | | Elect Director Joseph Levin | | Mgmt | | For | | For | | For |
| | | | | |
4g | | Elect Director Bryan Lourd | | Mgmt | | For | | For | | For |
| | | | | |
4h | | Elect Director Westley Moore | | Mgmt | | For | | For | | For |
| | | | | |
4i | | Elect Director David Rosenblatt | | Mgmt | | For | | For | | For |
| | | | | |
4j | | Elect Director Alan G. Spoon | | Mgmt | | For | | For | | For |
| | | | | |
4k | | Elect Director Alexander von Furstenberg | | Mgmt | | For | | For | | For |
| | | | | |
4l | | Elect Director Richard F. Zannino | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | | Three Years | | Three Years |
Teladoc Health, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/17/2021 | | Country: | | USA | | Primary Security ID: | | 87918A105 |
Record Date: | | 03/23/2021 | | Meeting Type: | | Annual | | Ticker: | | TDOC |
| | | | | |
| | | | Shares Voted: | | 36,811 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Christopher Bischoff | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Karen L. Daniel | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Sandra L. Fenwick | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director William H. Frist | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Jason Gorevic | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Catherine A. Jacobson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Thomas G. McKinley | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Teladoc Health, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1h | | Elect Director Kenneth H. Paulus | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director David Shedlarz | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Mark Douglas Smith | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director David B. Snow, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Euronet Worldwide, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/18/2021 | | Country: | | USA | | Primary Security ID: | | 298736109 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | EEFT |
| | | | | |
| | | | Shares Voted: | | 124,204 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Paul S. Althasen | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Thomas A. McDonnell | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael N. Frumkin | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Cerner Corporation
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | USA | | Primary Security ID: | | 156782104 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | CERN |
| | | | | |
| | | | Shares Voted: | | 276,460 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Mitchell E. Daniels, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Elder Granger | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Cerner Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1c | | Elect Director John J. Greisch | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Melinda J. Mount | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Eliminate Supermajority Vote Requirement | | SH | | Against | | For | | For |
Vertex Pharmaceuticals Incorporated
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | USA | | Primary Security ID: | | 92532F100 |
Record Date: | | 03/25/2021 | | Meeting Type: | | Annual | | Ticker: | | VRTX |
| | | | | |
| | | | Shares Voted: | | 90,182 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Sangeeta Bhatia | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Lloyd Carney | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Alan Garber | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Terrence Kearney | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Reshma Kewalramani | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Yuchun Lee | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Jeffrey Leiden | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Margaret McGlynn | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Diana McKenzie | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Bruce Sachs | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Lobbying Payments and Policy | | SH | | Against | | For | | For |
| | | | | |
5 | | Report on Political Contributions and Expenditures | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
ON Semiconductor Corporation
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | USA | | Primary Security ID: | | 682189105 |
Record Date: | | 03/23/2021 | | Meeting Type: | | Annual | | Ticker: | | ON |
| | | | | |
| | | | Shares Voted: | | 200,056 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Atsushi Abe | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Alan Campbell | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Susan K. Carter | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Thomas L. Deitrich | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Gilles Delfassy | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Hassane S. El-Khoury | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Bruce E. Kiddoo | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Paul A. Mascarenas | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Gregory L. Waters | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Christine Y. Yan | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Tencent Holdings Limited
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | Cayman Islands | | Primary Security ID: | | G87572163 |
Record Date: | | 05/13/2021 | | Meeting Type: | | Annual | | Ticker: | | 700 |
| | | | | |
| | | | Shares Voted: | | 54,900 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3a | | Elect Yang Siu Shun as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Tencent Holdings Limited
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3b | | Authorize Board to Fix Remuneration of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | Against | | Against |
| | | | | |
6 | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Authorize Reissuance of Repurchased Shares | | Mgmt | | For | | Against | | Against |
Tencent Holdings Limited
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | Cayman Islands | | Primary Security ID: | | G87572163 |
Record Date: | | 05/13/2021 | | Meeting Type: | | Special | | Ticker: | | 700 |
| | | | | |
| | | | Shares Voted: | | 54,900 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Adopt Share Option Plan of China Literature Limited | | Mgmt | | For | | For | | For |
Amazon.com, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 023135106 |
Record Date: | | 04/01/2021 | | Meeting Type: | | Annual | | Ticker: | | AMZN |
| | | | | |
| | | | Shares Voted: | | 8,146 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jeffrey P. Bezos | | Mgmt | | For | | Refer | | For |
| | | | | |
1b | | Elect Director Keith B. Alexander | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jamie S. Gorelick | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Daniel P. Huttenlocher | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Judith A. McGrath | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Indra K. Nooyi | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jonathan J. Rubinstein | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Amazon.com, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1h | | Elect Director Thomas O. Ryder | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Patricia Q. Stonesifer | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Wendell P. Weeks | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Report on Customers’ Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations | | SH | | Against | | For | | For |
| | | | | |
5 | | Require Independent Board Chair | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Report on Gender/Racial Pay Gap | | SH | | Against | | For | | For |
| | | | | |
7 | | Report on Promotion Data | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Report on the Impacts of Plastic Packaging | | SH | | Against | | For | | For |
| | | | | |
9 | | Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit | | SH | | Against | | For | | For |
| | | | | |
10 | | Adopt a Policy to Include Hourly Employees as Director Candidates | | SH | | Against | | Refer | | Against |
| | | | | |
11 | | Report on Board Oversight of Risks Related to Anti-Competitive Practices | | SH | | Against | | For | | For |
| | | | | |
12 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
| | | | | |
13 | | Report on Lobbying Payments and Policy | | SH | | Against | | For | | For |
| | | | | |
14 | | Report on Potential Human Rights Impacts of Customers’ Use of Rekognition | | SH | | Against | | For | | For |
Facebook, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 30303M102 |
Record Date: | | 04/01/2021 | | Meeting Type: | | Annual | | Ticker: | | FB |
| | | | | |
| | | | Shares Voted: | | 148,463 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Peggy Alford | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Marc L. Andreessen | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Andrew W. Houston | | Mgmt | | For | | Refer | | Withhold |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Facebook, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.4 | | Elect Director Nancy Killefer | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert M. Kimmitt | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Sheryl K. Sandberg | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Peter A. Thiel | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.8 | | Elect Director Tracey T. Travis | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Mark Zuckerberg | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Non-Employee Director Compensation Policy | | Mgmt | | For | | Refer | | Against |
| | | | | |
4 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | SH | | Against | | For | | For |
| | | | | |
5 | | Require Independent Board Chair | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Report on Online Child Sexual Exploitation | | SH | | Against | | For | | For |
| | | | | |
7 | | Require Independent Director Nominee with Human and/or Civil Rights Experience | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Report on Platform Misuse | | SH | | Against | | For | | For |
| | | | | |
9 | | Amend Certificate of Incorporation to Become a Public Benefit Corporation | | SH | | Against | | Refer | | Against |
Marrone Bio Innovations, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 57165B106 |
Record Date: | | 04/14/2021 | | Meeting Type: | | Annual | | Ticker: | | MBII |
| | | | | |
| | | | Shares Voted: | | 1,116,100 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Keith McGovern | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Stuart Woolf | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Marcum LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Reverse Stock Split | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
TELUS International (Cda) Inc.
| | | | | | | | | | |
Meeting Date: | | 05/27/2021 | | Country: | | Canada | | Primary Security ID: | | 87975H100 |
Record Date: | | 03/31/2021 | | Meeting Type: | | Annual | | Ticker: | | TIXT |
| | | | | |
| | | | Shares Voted: | | 128,368 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Olin Anton | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Josh Blair | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Kenneth Cheong | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.4 | | Elect Director Doug French | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.5 | | Elect Director Tony Geheran | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.6 | | Elect Director Stephen Lewis | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.7 | | Elect Director Sue Paish | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Jeffrey Puritt | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
Cognizant Technology Solutions Corporation
| | | | | | | | | | |
Meeting Date: | | 06/01/2021 | | Country: | | USA | | Primary Security ID: | | 192446102 |
Record Date: | | 04/05/2021 | | Meeting Type: | | Annual | | Ticker: | | CTSH |
| | | | | |
| | | | Shares Voted: | | 53,867 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Zein Abdalla | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Vinita Bali | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Maureen Breakiron-Evans | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Archana Deskus | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director John M. Dineen | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Brian Humphries | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Leo S. Mackay, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Michael Patsalos-Fox | | Mgmt | | For | | Refer | | For |
| | | | | |
1i | | Elect Director Joseph M. Velli | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Cognizant Technology Solutions Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1j | | Elect Director Sandra S. Wijnberg | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
ACI Worldwide, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/02/2021 | | Country: | | USA | | Primary Security ID: | | 004498101 |
Record Date: | | 04/09/2021 | | Meeting Type: | | Annual | | Ticker: | | ACIW |
| | | | | |
| | | | Shares Voted: | | 586,251 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Odilon Almeida | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Charles K. Bobrinskoy | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Janet O. Estep | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director James C. Hale, III | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Mary P. Harman | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Didier R. Lamouche | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Charles E. Peters, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Adalio T. Sanchez | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Thomas W. Warsop, III | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Samir M. Zabaneh | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Alphabet Inc.
| | | | | | | | | | |
Meeting Date: | | 06/02/2021 | | Country: | | USA | | Primary Security ID: | | 02079K305 |
Record Date: | | 04/06/2021 | | Meeting Type: | | Annual | | Ticker: | | GOOGL |
| | | | | |
| | | | Shares Voted: | | 9,225 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Larry Page | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Sergey Brin | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Sundar Pichai | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director John L. Hennessy | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Frances H. Arnold | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director L. John Doerr | | Mgmt | | For | | Refer | | Abstain |
| | | | | |
1g | | Elect Director Roger W. Ferguson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Ann Mather | | Mgmt | | For | | Against | | Against |
| | | | | |
1i | | Elect Director Alan R. Mulally | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director K. Ram Shriram | | Mgmt | | For | | Refer | | Abstain |
| | | | | |
1k | | Elect Director Robin L. Washington | | Mgmt | | For | | Refer | | Abstain |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | Against |
| | | | | |
4 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | SH | | Against | | For | | For |
| | | | | |
5 | | Require Independent Director Nominee with Human and/or Civil Rights Experience | | SH | | Against | | For | | For |
| | | | | |
6 | | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
7 | | Report on Takedown Requests | | SH | | Against | | For | | For |
| | | | | |
8 | | Report on Whistleblower Policies and Practices | | SH | | Against | | Against | | Against |
| | | | | |
9 | | Report on Charitable Contributions | | SH | | Against | | Against | | Against |
| | | | | |
10 | | Report on Risks Related to Anticompetitive Practices | | SH | | Against | | For | | For |
| | | | | |
11 | | Amend Certificate of Incorporation to Become a Public Benefit Corporation | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Ionis Pharmaceuticals, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/02/2021 | | Country: | | USA | | Primary Security ID: | | 462222100 |
Record Date: | | 04/05/2021 | | Meeting Type: | | Annual | | Ticker: | | IONS |
| | | | | |
| | | | Shares Voted: | | 103,806 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Brett Monia | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Frederick T. Muto | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Peter N. Reikes | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
NVIDIA Corporation
| | | | | | | | | | |
Meeting Date: | | 06/03/2021 | | Country: | | USA | | Primary Security ID: | | 67066G104 |
Record Date: | | 04/05/2021 | | Meeting Type: | | Annual | | Ticker: | | NVDA |
| | | | | |
| | | | Shares Voted: | | 17,382 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Robert K. Burgess | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Tench Coxe | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John O. Dabiri | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Persis S. Drell | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Jen-Hsun Huang | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Dawn Hudson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Harvey C. Jones | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Michael G. McCaffery | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Stephen C. Neal | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Mark L. Perry | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director A. Brooke Seawell | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Aarti Shah | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Mark A. Stevens | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
NVIDIA Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
ServiceNow, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/07/2021 | | Country: | | USA | | Primary Security ID: | | 81762P102 |
Record Date: | | 04/09/2021 | | Meeting Type: | | Annual | | Ticker: | | NOW |
| | | | | |
| | | | Shares Voted: | | 17,414 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Susan L. Bostrom | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Jonathan C. Chadwick | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Lawrence J. Jackson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Frederic B. Luddy | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Jeffrey A. Miller | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Call Special Meeting | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Taiwan Semiconductor Manufacturing Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/08/2021 | | Country: | | Taiwan | | Primary Security ID: | | Y84629107 |
Record Date: | | 04/09/2021 | | Meeting Type: | | Annual | | Ticker: | | 2330 |
| | | | | |
| | | | Shares Voted: | | 116,920 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Business Operations Report and Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Amendment to Rules and Procedures for Election of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Issuance of Restricted Stocks | | Mgmt | | For | | For | | For |
| | | | | |
| | ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | | Mgmt | | | | | | |
| | | | | |
4.1 | | Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.2 | | Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.3 | | Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.4 | | Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.6 | | Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.7 | | Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.8 | | Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.9 | | Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
4.10 | | Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
CRISPR Therapeutics AG
| | | | | | | | | | |
Meeting Date: | | 06/10/2021 | | Country: | | Switzerland | | Primary Security ID: | | H17182108 |
Record Date: | | 04/16/2021 | | Meeting Type: | | Annual | | Ticker: | | CRSP |
| | | | | |
| | | | Shares Voted: | | 57,624 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Treatment of Net Loss | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | For | | For |
| | | | | |
4a | | Reelect Director Rodger Novak | | Mgmt | | For | | For | | For |
| | | | | |
4b | | Reelect Director Samarth Kulkarni | | Mgmt | | For | | For | | For |
| | | | | |
4c | | Reelect Director Ali Behbahani | | Mgmt | | For | | Against | | Against |
| | | | | |
4d | | Reelect Director Bradley Bolzon | | Mgmt | | For | | For | | For |
| | | | | |
4e | | Reelect Director Simeon J. George | | Mgmt | | For | | For | | For |
| | | | | |
4f | | Reelect Director John T. Greene | | Mgmt | | For | | For | | For |
| | | | | |
4g | | Reelect Director Katherine A. High | | Mgmt | | For | | For | | For |
| | | | | |
4h | | Reelect Director Douglas A. Treco | | Mgmt | | For | | For | | For |
| | | | | |
4i | | Elect Director H Edward Fleming, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
5a | | Reelect Ali Behbahani as Member of the Compensation Committee | | Mgmt | | For | | Against | | Against |
| | | | | |
5b | | Reelect Simeon J. George as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
5c | | Reelect John T. Greene as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
6a | | Approve Remuneration of Directors in the Amount of USD 507,000 | | Mgmt | | For | | Refer | | For |
| | | | | |
6b | | Approve Remuneration of Directors in the Amount of USD 11,738,100 | | Mgmt | | For | | Refer | | Against |
| | | | | |
6c | | Approve Remuneration of Executive Committee in the Amount of USD 3,514,207 | | Mgmt | | For | | Refer | | For |
| | | | | |
6d | | Approve Remuneration of Executive Committee in the Amount of USD 2,693,933 | | Mgmt | | For | | Refer | | For |
| | | | | |
6e | | Approve Remuneration of Executive Committee in the Amount of USD 55,827,593 | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Increase in Conditional Share Capital for Employee Equity Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Increase in Size of Board | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve CHF 1,179,509 Increase in Authorized Capital | | Mgmt | | For | | Refer | | Against |
| | | | | |
10 | | Designate Marius Meier as Independent Proxy | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Ratify Ernst & Young LLP as Auditor and Ernst & Young AG as Statutory Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
salesforce.com, inc.
| | | | | | | | | | |
Meeting Date: | | 06/10/2021 | | Country: | | USA | | Primary Security ID: | | 79466L302 |
Record Date: | | 04/15/2021 | | Meeting Type: | | Annual | | Ticker: | | CRM |
| | | | | |
| | | | Shares Voted: | | 33,277 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Marc Benioff | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Craig Conway | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Parker Harris | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Alan Hassenfeld | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Neelie Kroes | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Colin Powell | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Sanford Robertson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director John V. Roos | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Robin Washington | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Maynard Webb | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Susan Wojcicki | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Certificate of Incorporation to Become a Public Benefit Corporation | | SH | | Against | | Refer | | Against |
Lyft, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/17/2021 | | Country: | | USA | | Primary Security ID: | | 55087P104 |
Record Date: | | 04/21/2021 | | Meeting Type: | | Annual | | Ticker: | | LYFT |
| | | | | |
| | | | Shares Voted: | | 39,500 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director John Zimmer | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Valerie Jarrett | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director David Lawee | | Mgmt | | For | | Refer | | Withhold |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Lyft, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Lobbying Payments and Policy | | SH | | Against | | For | | For |
Universal Display Corporation
| | | | | | | | | | |
Meeting Date: | | 06/17/2021 | | Country: | | USA | | Primary Security ID: | | 91347P105 |
Record Date: | | 04/05/2021 | | Meeting Type: | | Annual | | Ticker: | | OLED |
| | | | | |
| | | | Shares Voted: | | 103,945 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Steven V. Abramson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Cynthia J. Comparin | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Richard C. Elias | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Elizabeth H. Gemmill | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director C. Keith Hartley | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Celia M. Joseph | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Lawrence Lacerte | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Sidney D. Rosenblatt | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Sherwin I. Seligsohn | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 89 Ivy VIP Science and Technology
Mastercard Incorporated
| | | | | | | | | | |
Meeting Date: | | 06/22/2021 | | Country: | | USA | | Primary Security ID: | | 57636Q104 |
Record Date: | | 04/23/2021 | | Meeting Type: | | Annual | | Ticker: | | MA |
| | | | | |
| | | | Shares Voted: | | 9,103 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Ajay Banga | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Merit E. Janow | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Richard K. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Steven J. Freiberg | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Julius Genachowski | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Choon Phong Goh | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Oki Matsumoto | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Michael Miebach | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Youngme Moon | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Rima Qureshi | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Jose Octavio Reyes Lagunes | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Gabrielle Sulzberger | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Jackson Tai | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Lance Uggla | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Non-Employee Director Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Eliminate Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
DELAWARE IVY VIP SECURIAN REAL ESTATE SECURITIES
(prior to July 1, 2021, Ivy VIP Securian Real Estate Securities)
Proxy Voting Record
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Customer Account Name | | Customer Account Number | | Country of Trade | | Company Name | | Meeting Type | | Contested | | Meeting Date | | Ballot Shares | | Shares on Loan | | Vote Date | | Security ID | | ISIN | | Ticker | | Agenda Key | | Proponent | | Proposal | | Proposal Description | | Management Recommendation | | Vote Decision | | With Or Against Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Healthcare Trust of America Inc | | Annual | | No | | 7/7/2020 | | 15800 | | 0 | | 6/19/2020 | | 42225P | | US42225P1057 | | HTA | | 935225599 | | Management | | 1 | | Elect Scott D. Peters | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Healthcare Trust of America Inc | | Annual | | No | | 7/7/2020 | | 15800 | | 0 | | 6/19/2020 | | 42225P | | US42225P1057 | | HTA | | 935225599 | | Management | | 2 | | Elect W. Bradley Blair, II | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Healthcare Trust of America Inc | | Annual | | No | | 7/7/2020 | | 15800 | | 0 | | 6/19/2020 | | 42225P | | US42225P1057 | | HTA | | 935225599 | | Management | | 3 | | Elect Vicki U. Booth | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Healthcare Trust of America Inc | | Annual | | No | | 7/7/2020 | | 15800 | | 0 | | 6/19/2020 | | 42225P | | US42225P1057 | | HTA | | 935225599 | | Management | | 4 | | Elect H. Lee Cooper | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Healthcare Trust of America Inc | | Annual | | No | | 7/7/2020 | | 15800 | | 0 | | 6/19/2020 | | 42225P | | US42225P1057 | | HTA | | 935225599 | | Management | | 5 | | Elect Warren D. Fix | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Healthcare Trust of America Inc | | Annual | | No | | 7/7/2020 | | 15800 | | 0 | | 6/19/2020 | | 42225P | | US42225P1057 | | HTA | | 935225599 | | Management | | 6 | | Elect Peter N. Foss | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Healthcare Trust of America Inc | | Annual | | No | | 7/7/2020 | | 15800 | | 0 | | 6/19/2020 | | 42225P | | US42225P1057 | | HTA | | 935225599 | | Management | | 7 | | Elect Jay P. Leupp | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Healthcare Trust of America Inc | | Annual | | No | | 7/7/2020 | | 15800 | | 0 | | 6/19/2020 | | 42225P | | US42225P1057 | | HTA | | 935225599 | | Management | | 8 | | Elect Gary T. Wescombe | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Healthcare Trust of America Inc | | Annual | | No | | 7/7/2020 | | 15800 | | 0 | | 6/19/2020 | | 42225P | | US42225P1057 | | HTA | | 935225599 | | Management | | 9 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Healthcare Trust of America Inc | | Annual | | No | | 7/7/2020 | | 15800 | | 0 | | 6/19/2020 | | 42225P | | US42225P1057 | | HTA | | 935225599 | | Management | | 10 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Taubman Centers, Inc. | | Annual | | No | | 7/28/2020 | | 5700 | | 0 | | 7/23/2020 | | 876664 | | US8766644004 | | TCO | | 935246240 | | Management | | 1.001 | | Elect Mayree C. Clark | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Taubman Centers, Inc. | | Annual | | No | | 7/28/2020 | | 5700 | | 0 | | 7/23/2020 | | 876664 | | US8766644004 | | TCO | | 935246240 | | Management | | 1.002 | | Elect Michael J. Embler | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Taubman Centers, Inc. | | Annual | | No | | 7/28/2020 | | 5700 | | 0 | | 7/23/2020 | | 876664 | | US8766644004 | | TCO | | 935246240 | | Management | | 1.003 | | Elect Janice L. Fields | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Taubman Centers, Inc. | | Annual | | No | | 7/28/2020 | | 5700 | | 0 | | 7/23/2020 | | 876664 | | US8766644004 | | TCO | | 935246240 | | Management | | 1.004 | | Elect Michelle J. Goldberg | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Taubman Centers, Inc. | | Annual | | No | | 7/28/2020 | | 5700 | | 0 | | 7/23/2020 | | 876664 | | US8766644004 | | TCO | | 935246240 | | Management | | 1.005 | | Elect Nancy Killefer | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Taubman Centers, Inc. | | Annual | | No | | 7/28/2020 | | 5700 | | 0 | | 7/23/2020 | | 876664 | | US8766644004 | | TCO | | 935246240 | | Management | | 1.006 | | Elect Cia Buckley Marakovits | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Taubman Centers, Inc. | | Annual | | No | | 7/28/2020 | | 5700 | | 0 | | 7/23/2020 | | 876664 | | US8766644004 | | TCO | | 935246240 | | Management | | 1.007 | | Elect Robert S. Taubman | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Taubman Centers, Inc. | | Annual | | No | | 7/28/2020 | | 5700 | | 0 | | 7/23/2020 | | 876664 | | US8766644004 | | TCO | | 935246240 | | Management | | 1.008 | | Elect Ronald W. Tysoe | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Taubman Centers, Inc. | | Annual | | No | | 7/28/2020 | | 5700 | | 0 | | 7/23/2020 | | 876664 | | US8766644004 | | TCO | | 935246240 | | Management | | 1.009 | | Elect Myron E. Ullman, III | | For | | For | | With Management |
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Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Taubman Centers, Inc. | | Annual | | No | | 7/28/2020 | | 5700 | | 0 | | 7/23/2020 | | 876664 | | US8766644004 | | TCO | | 935246240 | | Management | | 2 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Taubman Centers, Inc. | | Annual | | No | | 7/28/2020 | | 5700 | | 0 | | 7/23/2020 | | 876664 | | US8766644004 | | TCO | | 935246240 | | Management | | 3 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Duke Realty Corp | | Annual | | No | | 4/28/2021 | | 20000 | | 0 | | 4/6/2021 | | 264411 | | US2644117291 | | DRE | | 935339095 | | Management | | 1 | | Elect John P. Case | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Duke Realty Corp | | Annual | | No | | 4/28/2021 | | 20000 | | 0 | | 4/6/2021 | | 264411 | | US2644117291 | | DRE | | 935339095 | | Management | | 2 | | Elect James B. Connor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Duke Realty Corp | | Annual | | No | | 4/28/2021 | | 20000 | | 0 | | 4/6/2021 | | 264411 | | US2644117291 | | DRE | | 935339095 | | Management | | 3 | | Elect Tamara D. Fischer | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Duke Realty Corp | | Annual | | No | | 4/28/2021 | | 20000 | | 0 | | 4/6/2021 | | 264411 | | US2644117291 | | DRE | | 935339095 | | Management | | 4 | | Elect Norman K. Jenkins | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Duke Realty Corp | | Annual | | No | | 4/28/2021 | | 20000 | | 0 | | 4/6/2021 | | 264411 | | US2644117291 | | DRE | | 935339095 | | Management | | 5 | | Elect Kelly T. Killingsworth | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Duke Realty Corp | | Annual | | No | | 4/28/2021 | | 20000 | | 0 | | 4/6/2021 | | 264411 | | US2644117291 | | DRE | | 935339095 | | Management | | 6 | | Elect Melanie R. Sabelhaus | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Duke Realty Corp | | Annual | | No | | 4/28/2021 | | 20000 | | 0 | | 4/6/2021 | | 264411 | | US2644117291 | | DRE | | 935339095 | | Management | | 7 | | Elect Peter M. Scott III | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Duke Realty Corp | | Annual | | No | | 4/28/2021 | | 20000 | | 0 | | 4/6/2021 | | 264411 | | US2644117291 | | DRE | | 935339095 | | Management | | 8 | | Elect David P. Stockert | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Duke Realty Corp | | Annual | | No | | 4/28/2021 | | 20000 | | 0 | | 4/6/2021 | | 264411 | | US2644117291 | | DRE | | 935339095 | | Management | | 9 | | Elect Chris Sultemeier | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Duke Realty Corp | | Annual | | No | | 4/28/2021 | | 20000 | | 0 | | 4/6/2021 | | 264411 | | US2644117291 | | DRE | | 935339095 | | Management | | 10 | | Elect Michael E. Szymanczyk | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Duke Realty Corp | | Annual | | No | | 4/28/2021 | | 20000 | | 0 | | 4/6/2021 | | 264411 | | US2644117291 | | DRE | | 935339095 | | Management | | 11 | | Elect Warren M. Thompson | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Duke Realty Corp | | Annual | | No | | 4/28/2021 | | 20000 | | 0 | | 4/6/2021 | | 264411 | | US2644117291 | | DRE | | 935339095 | | Management | | 12 | | Elect Lynn C. Thurber | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Duke Realty Corp | | Annual | | No | | 4/28/2021 | | 20000 | | 0 | | 4/6/2021 | | 264411 | | US2644117291 | | DRE | | 935339095 | | Management | | 13 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Duke Realty Corp | | Annual | | No | | 4/28/2021 | | 20000 | | 0 | | 4/6/2021 | | 264411 | | US2644117291 | | DRE | | 935339095 | | Management | | 14 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Weingarten Realty Investors | | Annual | | No | | 4/26/2021 | | 14900 | | 0 | | 3/30/2021 | | 948741 | | US9487414008 | | WRI | | 935346064 | | Management | | 1 | | Elect Andrew M. Alexander | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Weingarten Realty Investors | | Annual | | No | | 4/26/2021 | | 14900 | | 0 | | 3/30/2021 | | 948741 | | US9487414008 | | WRI | | 935346064 | | Management | | 2 | | Elect Stanford Alexander | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Weingarten Realty Investors | | Annual | | No | | 4/26/2021 | | 14900 | | 0 | | 3/30/2021 | | 948741 | | US9487414008 | | WRI | | 935346064 | | Management | | 3 | | Elect Shelaghmichael Brown | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Weingarten Realty Investors | | Annual | | No | | 4/26/2021 | | 14900 | | 0 | | 3/30/2021 | | 948741 | | US9487414008 | | WRI | | 935346064 | | Management | | 4 | | Elect Stephen A. Lasher | | For | | For | | With Management |
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Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Weingarten Realty Investors | | Annual | | No | | 4/26/2021 | | 14900 | | 0 | | 3/30/2021 | | 948741 | | US9487414008 | | WRI | | 935346064 | | Management | | 5 | | Elect Thomas L. Ryan | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Weingarten Realty Investors | | Annual | | No | | 4/26/2021 | | 14900 | | 0 | | 3/30/2021 | | 948741 | | US9487414008 | | WRI | | 935346064 | | Management | | 6 | | Elect Douglas W. Schnitzer | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Weingarten Realty Investors | | Annual | | No | | 4/26/2021 | | 14900 | | 0 | | 3/30/2021 | | 948741 | | US9487414008 | | WRI | | 935346064 | | Management | | 7 | | Elect C. Park Shaper | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Weingarten Realty Investors | | Annual | | No | | 4/26/2021 | | 14900 | | 0 | | 3/30/2021 | | 948741 | | US9487414008 | | WRI | | 935346064 | | Management | | 8 | | Elect Marc J. Shapiro | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Weingarten Realty Investors | | Annual | | No | | 4/26/2021 | | 14900 | | 0 | | 3/30/2021 | | 948741 | | US9487414008 | | WRI | | 935346064 | | Management | | 9 | | Amendment to the 2010 Long Term Incentive Plan | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Weingarten Realty Investors | | Annual | | No | | 4/26/2021 | | 14900 | | 0 | | 3/30/2021 | | 948741 | | US9487414008 | | WRI | | 935346064 | | Management | | 10 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Weingarten Realty Investors | | Annual | | No | | 4/26/2021 | | 14900 | | 0 | | 3/30/2021 | | 948741 | | US9487414008 | | WRI | | 935346064 | | Management | | 11 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Kimco Realty Corp. | | Annual | | No | | 4/27/2021 | | 25400 | | 0 | | 4/6/2021 | | 49446R | | US49446R7118 | | KIM | | 935348044 | | Management | | 1 | | Elect Milton Cooper | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Kimco Realty Corp. | | Annual | | No | | 4/27/2021 | | 25400 | | 0 | | 4/6/2021 | | 49446R | | US49446R7118 | | KIM | | 935348044 | | Management | | 2 | | Elect Philip E. Coviello | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Kimco Realty Corp. | | Annual | | No | | 4/27/2021 | | 25400 | | 0 | | 4/6/2021 | | 49446R | | US49446R7118 | | KIM | | 935348044 | | Management | | 3 | | Elect Conor C. Flynn | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Kimco Realty Corp. | | Annual | | No | | 4/27/2021 | | 25400 | | 0 | | 4/6/2021 | | 49446R | | US49446R7118 | | KIM | | 935348044 | | Management | | 4 | | Elect Frank Lourenso | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Kimco Realty Corp. | | Annual | | No | | 4/27/2021 | | 25400 | | 0 | | 4/6/2021 | | 49446R | | US49446R7118 | | KIM | | 935348044 | | Management | | 5 | | Elect Henry Moniz | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Kimco Realty Corp. | | Annual | | No | | 4/27/2021 | | 25400 | | 0 | | 4/6/2021 | | 49446R | | US49446R7118 | | KIM | | 935348044 | | Management | | 6 | | Elect Mary Hogan Preusse | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Kimco Realty Corp. | | Annual | | No | | 4/27/2021 | | 25400 | | 0 | | 4/6/2021 | | 49446R | | US49446R7118 | | KIM | | 935348044 | | Management | | 7 | | Elect Valerie Richardson | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Kimco Realty Corp. | | Annual | | No | | 4/27/2021 | | 25400 | | 0 | | 4/6/2021 | | 49446R | | US49446R7118 | | KIM | | 935348044 | | Management | | 8 | | Elect Richard B. Saltzman | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Kimco Realty Corp. | | Annual | | No | | 4/27/2021 | | 25400 | | 0 | | 4/6/2021 | | 49446R | | US49446R7118 | | KIM | | 935348044 | | Management | | 9 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Kimco Realty Corp. | | Annual | | No | | 4/27/2021 | | 25400 | | 0 | | 4/6/2021 | | 49446R | | US49446R7118 | | KIM | | 935348044 | | Management | | 10 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | VICI Properties Inc | | Annual | | No | | 4/28/2021 | | 25132 | | 0 | | 3/30/2021 | | 925652 | | US9256521090 | | VICI | | 935348032 | | Management | | 1 | | Elect James R. Abrahamson | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | VICI Properties Inc | | Annual | | No | | 4/28/2021 | | 25132 | | 0 | | 3/30/2021 | | 925652 | | US9256521090 | | VICI | | 935348032 | | Management | | 2 | | Elect Diana F. Cantor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | VICI Properties Inc | | Annual | | No | | 4/28/2021 | | 25132 | | 0 | | 3/30/2021 | | 925652 | | US9256521090 | | VICI | | 935348032 | | Management | | 3 | | Elect Monica H. Douglas | | For | | For | | With Management |
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Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | VICI Properties Inc | | Annual | | No | | 4/28/2021 | | 25132 | | 0 | | 3/30/2021 | | 925652 | | US9256521090 | | VICI | | 935348032 | | Management | | 4 | | Elect Elizabeth Holland | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | VICI Properties Inc | | Annual | | No | | 4/28/2021 | | 25132 | | 0 | | 3/30/2021 | | 925652 | | US9256521090 | | VICI | | 935348032 | | Management | | 5 | | Elect Craig Macnab | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | VICI Properties Inc | | Annual | | No | | 4/28/2021 | | 25132 | | 0 | | 3/30/2021 | | 925652 | | US9256521090 | | VICI | | 935348032 | | Management | | 6 | | Elect Edward B. Pitoniak | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | VICI Properties Inc | | Annual | | No | | 4/28/2021 | | 25132 | | 0 | | 3/30/2021 | | 925652 | | US9256521090 | | VICI | | 935348032 | | Management | | 7 | | Elect Michael D. Rumbolz | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | VICI Properties Inc | | Annual | | No | | 4/28/2021 | | 25132 | | 0 | | 3/30/2021 | | 925652 | | US9256521090 | | VICI | | 935348032 | | Management | | 8 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | VICI Properties Inc | | Annual | | No | | 4/28/2021 | | 25132 | | 0 | | 3/30/2021 | | 925652 | | US9256521090 | | VICI | | 935348032 | | Management | | 9 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Brixmor Property Group Inc | | Annual | | No | | 4/27/2021 | | 33400 | | 0 | | 3/30/2021 | | 11120U | | US11120U1051 | | BRX | | 935343361 | | Management | | 1 | | Elect James M. Taylor Jr. | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Brixmor Property Group Inc | | Annual | | No | | 4/27/2021 | | 33400 | | 0 | | 3/30/2021 | | 11120U | | US11120U1051 | | BRX | | 935343361 | | Management | | 2 | | Elect John G. Schreiber | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Brixmor Property Group Inc | | Annual | | No | | 4/27/2021 | | 33400 | | 0 | | 3/30/2021 | | 11120U | | US11120U1051 | | BRX | | 935343361 | | Management | | 3 | | Elect Michael Berman | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Brixmor Property Group Inc | | Annual | | No | | 4/27/2021 | | 33400 | | 0 | | 3/30/2021 | | 11120U | | US11120U1051 | | BRX | | 935343361 | | Management | | 4 | | Elect Julie Bowerman | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Brixmor Property Group Inc | | Annual | | No | | 4/27/2021 | | 33400 | | 0 | | 3/30/2021 | | 11120U | | US11120U1051 | | BRX | | 935343361 | | Management | | 5 | | Elect Sheryl M. Crosland | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Brixmor Property Group Inc | | Annual | | No | | 4/27/2021 | | 33400 | | 0 | | 3/30/2021 | | 11120U | | US11120U1051 | | BRX | | 935343361 | | Management | | 6 | | Elect Thomas W. Dickson | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Brixmor Property Group Inc | | Annual | | No | | 4/27/2021 | | 33400 | | 0 | | 3/30/2021 | | 11120U | | US11120U1051 | | BRX | | 935343361 | | Management | | 7 | | Elect Daniel B. Hurwitz | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Brixmor Property Group Inc | | Annual | | No | | 4/27/2021 | | 33400 | | 0 | | 3/30/2021 | | 11120U | | US11120U1051 | | BRX | | 935343361 | | Management | | 8 | | Elect William D. Rahm | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Brixmor Property Group Inc | | Annual | | No | | 4/27/2021 | | 33400 | | 0 | | 3/30/2021 | | 11120U | | US11120U1051 | | BRX | | 935343361 | | Management | | 9 | | Elect Gabrielle Sulzberger | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Brixmor Property Group Inc | | Annual | | No | | 4/27/2021 | | 33400 | | 0 | | 3/30/2021 | | 11120U | | US11120U1051 | | BRX | | 935343361 | | Management | | 10 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Brixmor Property Group Inc | | Annual | | No | | 4/27/2021 | | 33400 | | 0 | | 3/30/2021 | | 11120U | | US11120U1051 | | BRX | | 935343361 | | Management | | 11 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Public Storage | | Annual | | No | | 4/26/2021 | | 4502 | | 0 | | 4/6/2021 | | 74460D | | US74460W6286 | | PSA | | 935350912 | | Management | | 1 | | Elect Ronald L. Havner, Jr. | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Public Storage | | Annual | | No | | 4/26/2021 | | 4502 | | 0 | | 4/6/2021 | | 74460D | | US74460W6286 | | PSA | | 935350912 | | Management | | 2 | | Elect Tamara Hughes Gustavson | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Public Storage | | Annual | | No | | 4/26/2021 | | 4502 | | 0 | | 4/6/2021 | | 74460D | | US74460W6286 | | PSA | | 935350912 | | Management | | 3 | | Elect Leslie Stone Heisz | | For | | For | | With Management |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Public Storage | | Annual | | No | | 4/26/2021 | | 4502 | | 0 | | 4/6/2021 | | 74460D | | US74460W6286 | | PSA | | 935350912 | | Management | | 4 | | Elect Michelle Millstone-Shroff | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Public Storage | | Annual | | No | | 4/26/2021 | | 4502 | | 0 | | 4/6/2021 | | 74460D | | US74460W6286 | | PSA | | 935350912 | | Management | | 5 | | Elect Shankh S. Mitra | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Public Storage | | Annual | | No | | 4/26/2021 | | 4502 | | 0 | | 4/6/2021 | | 74460D | | US74460W6286 | | PSA | | 935350912 | | Management | | 6 | | Elect David J. Neithercut | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Public Storage | | Annual | | No | | 4/26/2021 | | 4502 | | 0 | | 4/6/2021 | | 74460D | | US74460W6286 | | PSA | | 935350912 | | Management | | 7 | | Elect Rebecca L. Owen | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Public Storage | | Annual | | No | | 4/26/2021 | | 4502 | | 0 | | 4/6/2021 | | 74460D | | US74460W6286 | | PSA | | 935350912 | | Management | | 8 | | Elect Kristy M. Pipes | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Public Storage | | Annual | | No | | 4/26/2021 | | 4502 | | 0 | | 4/6/2021 | | 74460D | | US74460W6286 | | PSA | | 935350912 | | Management | | 9 | | Elect Avedick B. Poladian | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Public Storage | | Annual | | No | | 4/26/2021 | | 4502 | | 0 | | 4/6/2021 | | 74460D | | US74460W6286 | | PSA | | 935350912 | | Management | | 10 | | Elect John Reyes | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Public Storage | | Annual | | No | | 4/26/2021 | | 4502 | | 0 | | 4/6/2021 | | 74460D | | US74460W6286 | | PSA | | 935350912 | | Management | | 11 | | Elect Joseph D. Russell, Jr. | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Public Storage | | Annual | | No | | 4/26/2021 | | 4502 | | 0 | | 4/6/2021 | | 74460D | | US74460W6286 | | PSA | | 935350912 | | Management | | 12 | | Elect Tariq M. Shaukat | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Public Storage | | Annual | | No | | 4/26/2021 | | 4502 | | 0 | | 4/6/2021 | | 74460D | | US74460W6286 | | PSA | | 935350912 | | Management | | 13 | | Elect Ronald P. Spogli | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Public Storage | | Annual | | No | | 4/26/2021 | | 4502 | | 0 | | 4/6/2021 | | 74460D | | US74460W6286 | | PSA | | 935350912 | | Management | | 14 | | Elect Paul S. Williams | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Public Storage | | Annual | | No | | 4/26/2021 | | 4502 | | 0 | | 4/6/2021 | | 74460D | | US74460W6286 | | PSA | | 935350912 | | Management | | 15 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Public Storage | | Annual | | No | | 4/26/2021 | | 4502 | | 0 | | 4/6/2021 | | 74460D | | US74460W6286 | | PSA | | 935350912 | | Management | | 16 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Public Storage | | Annual | | No | | 4/26/2021 | | 4502 | | 0 | | 4/6/2021 | | 74460D | | US74460W6286 | | PSA | | 935350912 | | Management | | 17 | | Approval of the 2021 Equity and Performance-Based Incentive Compensation Plan | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Public Storage | | Annual | | No | | 4/26/2021 | | 4502 | | 0 | | 4/6/2021 | | 74460D | | US74460W6286 | | PSA | | 935350912 | | Management | | 18 | | Elimination of Cumulative Voting | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Healthpeak Properties Inc | | Annual | | No | | 4/28/2021 | | 21400 | | 0 | | 3/30/2021 | | 42250P | | US42250P1030 | | PEAK | | 935346280 | | Management | | 1 | | Elect Brian G. Cartwright | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Healthpeak Properties Inc | | Annual | | No | | 4/28/2021 | | 21400 | | 0 | | 3/30/2021 | | 42250P | | US42250P1030 | | PEAK | | 935346280 | | Management | | 2 | | Elect Christine N. Garvey | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Healthpeak Properties Inc | | Annual | | No | | 4/28/2021 | | 21400 | | 0 | | 3/30/2021 | | 42250P | | US42250P1030 | | PEAK | | 935346280 | | Management | | 3 | | Elect R. Kent Griffin Jr. | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Healthpeak Properties Inc | | Annual | | No | | 4/28/2021 | | 21400 | | 0 | | 3/30/2021 | | 42250P | | US42250P1030 | | PEAK | | 935346280 | | Management | | 4 | | Elect David B. Henry | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Healthpeak Properties Inc | | Annual | | No | | 4/28/2021 | | 21400 | | 0 | | 3/30/2021 | | 42250P | | US42250P1030 | | PEAK | | 935346280 | | Management | | 5 | | Elect Thomas M. Herzog | | For | | For | | With Management |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Healthpeak Properties Inc | | Annual | | No | | 4/28/2021 | | 21400 | | 0 | | 3/30/2021 | | 42250P | | US42250P1030 | | PEAK | | 935346280 | | Management | | 6 | | Elect Lydia H. Kennard | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Healthpeak Properties Inc | | Annual | | No | | 4/28/2021 | | 21400 | | 0 | | 3/30/2021 | | 42250P | | US42250P1030 | | PEAK | | 935346280 | | Management | | 7 | | Elect Sara G. Lewis | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Healthpeak Properties Inc | | Annual | | No | | 4/28/2021 | | 21400 | | 0 | | 3/30/2021 | | 42250P | | US42250P1030 | | PEAK | | 935346280 | | Management | | 8 | | Elect Katherine M. Sandstrom | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Healthpeak Properties Inc | | Annual | | No | | 4/28/2021 | | 21400 | | 0 | | 3/30/2021 | | 42250P | | US42250P1030 | | PEAK | | 935346280 | | Management | | 9 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Healthpeak Properties Inc | | Annual | | No | | 4/28/2021 | | 21400 | | 0 | | 3/30/2021 | | 42250P | | US42250P1030 | | PEAK | | 935346280 | | Management | | 10 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Park Hotels & Resorts Inc | | Annual | | No | | 4/30/2021 | | 14500 | | 0 | | 4/6/2021 | | 700517 | | US7005171050 | | PK | | 935347965 | | Management | | 1 | | Elect Thomas J. Baltimore, Jr. | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Park Hotels & Resorts Inc | | Annual | | No | | 4/30/2021 | | 14500 | | 0 | | 4/6/2021 | | 700517 | | US7005171050 | | PK | | 935347965 | | Management | | 2 | | Elect Gordon M. Bethune | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Park Hotels & Resorts Inc | | Annual | | No | | 4/30/2021 | | 14500 | | 0 | | 4/6/2021 | | 700517 | | US7005171050 | | PK | | 935347965 | | Management | | 3 | | Elect Patricia M. Bedient | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Park Hotels & Resorts Inc | | Annual | | No | | 4/30/2021 | | 14500 | | 0 | | 4/6/2021 | | 700517 | | US7005171050 | | PK | | 935347965 | | Management | | 4 | | Elect Thomas D. Eckert | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Park Hotels & Resorts Inc | | Annual | | No | | 4/30/2021 | | 14500 | | 0 | | 4/6/2021 | | 700517 | | US7005171050 | | PK | | 935347965 | | Management | | 5 | | Elect Geoffrey M. Garrett | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Park Hotels & Resorts Inc | | Annual | | No | | 4/30/2021 | | 14500 | | 0 | | 4/6/2021 | | 700517 | | US7005171050 | | PK | | 935347965 | | Management | | 6 | | Elect Christie B. Kelly | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Park Hotels & Resorts Inc | | Annual | | No | | 4/30/2021 | | 14500 | | 0 | | 4/6/2021 | | 700517 | | US7005171050 | | PK | | 935347965 | | Management | | 7 | | Elect Joseph I. Lieberman | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Park Hotels & Resorts Inc | | Annual | | No | | 4/30/2021 | | 14500 | | 0 | | 4/6/2021 | | 700517 | | US7005171050 | | PK | | 935347965 | | Management | | 8 | | Elect Thomas A. Natelli | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Park Hotels & Resorts Inc | | Annual | | No | | 4/30/2021 | | 14500 | | 0 | | 4/6/2021 | | 700517 | | US7005171050 | | PK | | 935347965 | | Management | | 9 | | Elect Timothy J. Naughton | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Park Hotels & Resorts Inc | | Annual | | No | | 4/30/2021 | | 14500 | | 0 | | 4/6/2021 | | 700517 | | US7005171050 | | PK | | 935347965 | | Management | | 10 | | Elect Stephen I. Sadove | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Park Hotels & Resorts Inc | | Annual | | No | | 4/30/2021 | | 14500 | | 0 | | 4/6/2021 | | 700517 | | US7005171050 | | PK | | 935347965 | | Management | | 11 | | Amendment to the 2017 Non-Employee Director Stock Plan | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Park Hotels & Resorts Inc | | Annual | | No | | 4/30/2021 | | 14500 | | 0 | | 4/6/2021 | | 700517 | | US7005171050 | | PK | | 935347965 | | Management | | 12 | | Advisory Vote on Executive Compensation | | For | | Against | | Against Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Park Hotels & Resorts Inc | | Annual | | No | | 4/30/2021 | | 14500 | | 0 | | 4/6/2021 | | 700517 | | US7005171050 | | PK | | 935347965 | | Management | | 13 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equity Lifestyle Properties Inc. | | Annual | | No | | 4/27/2021 | | 6100 | | 0 | | 3/30/2021 | | 29472R | | US29472R1086 | | ELS | | 935348145 | | Management | | 1.001 | | Elect Andrew Berkenfield | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equity Lifestyle Properties Inc. | | Annual | | No | | 4/27/2021 | | 6100 | | 0 | | 3/30/2021 | | 29472R | | US29472R1086 | | ELS | | 935348145 | | Management | | 1.002 | | Elect Derrick Burks | | For | | For | | With Management |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equity Lifestyle Properties Inc. | | Annual | | No | | 4/27/2021 | | 6100 | | 0 | | 3/30/2021 | | 29472R | | US29472R1086 | | ELS | | 935348145 | | Management | | 1.003 | | Elect Philip C. Calian | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equity Lifestyle Properties Inc. | | Annual | | No | | 4/27/2021 | | 6100 | | 0 | | 3/30/2021 | | 29472R | | US29472R1086 | | ELS | | 935348145 | | Management | | 1.004 | | Elect David J. Contis | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equity Lifestyle Properties Inc. | | Annual | | No | | 4/27/2021 | | 6100 | | 0 | | 3/30/2021 | | 29472R | | US29472R1086 | | ELS | | 935348145 | | Management | | 1.005 | | Elect Constance Freedman | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equity Lifestyle Properties Inc. | | Annual | | No | | 4/27/2021 | | 6100 | | 0 | | 3/30/2021 | | 29472R | | US29472R1086 | | ELS | | 935348145 | | Management | | 1.006 | | Elect Thomas P. Heneghan | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equity Lifestyle Properties Inc. | | Annual | | No | | 4/27/2021 | | 6100 | | 0 | | 3/30/2021 | | 29472R | | US29472R1086 | | ELS | | 935348145 | | Management | | 1.007 | | Elect Marguerite Nader | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equity Lifestyle Properties Inc. | | Annual | | No | | 4/27/2021 | | 6100 | | 0 | | 3/30/2021 | | 29472R | | US29472R1086 | | ELS | | 935348145 | | Management | | 1.008 | | Elect Scott R. Peppet | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equity Lifestyle Properties Inc. | | Annual | | No | | 4/27/2021 | | 6100 | | 0 | | 3/30/2021 | | 29472R | | US29472R1086 | | ELS | | 935348145 | | Management | | 1.009 | | Elect Sheli Z. Rosenberg | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equity Lifestyle Properties Inc. | | Annual | | No | | 4/27/2021 | | 6100 | | 0 | | 3/30/2021 | | 29472R | | US29472R1086 | | ELS | | 935348145 | | Management | | 1.01 | | Elect Samuel Zell | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equity Lifestyle Properties Inc. | | Annual | | No | | 4/27/2021 | | 6100 | | 0 | | 3/30/2021 | | 29472R | | US29472R1086 | | ELS | | 935348145 | | Management | | 2 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equity Lifestyle Properties Inc. | | Annual | | No | | 4/27/2021 | | 6100 | | 0 | | 3/30/2021 | | 29472R | | US29472R1086 | | ELS | | 935348145 | | Management | | 3 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Prologis | | Annual | | No | | 4/29/2021 | | 22121 | | 0 | | 4/14/2021 | | 74340W | | US7434101025 | | PLD | | 935354299 | | Management | | 1 | | Elect Hamid R. Moghadam | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Prologis | | Annual | | No | | 4/29/2021 | | 22121 | | 0 | | 4/14/2021 | | 74340W | | US7434101025 | | PLD | | 935354299 | | Management | | 2 | | Elect Cristina G. Bita | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Prologis | | Annual | | No | | 4/29/2021 | | 22121 | | 0 | | 4/14/2021 | | 74340W | | US7434101025 | | PLD | | 935354299 | | Management | | 3 | | Elect George L. Fotiades | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Prologis | | Annual | | No | | 4/29/2021 | | 22121 | | 0 | | 4/14/2021 | | 74340W | | US7434101025 | | PLD | | 935354299 | | Management | | 4 | | Elect Lydia H. Kennard | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Prologis | | Annual | | No | | 4/29/2021 | | 22121 | | 0 | | 4/14/2021 | | 74340W | | US7434101025 | | PLD | | 935354299 | | Management | | 5 | | Elect Irving F. Lyons, III | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Prologis | | Annual | | No | | 4/29/2021 | | 22121 | | 0 | | 4/14/2021 | | 74340W | | US7434101025 | | PLD | | 935354299 | | Management | | 6 | | Elect Avid Modjtabai | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Prologis | | Annual | | No | | 4/29/2021 | | 22121 | | 0 | | 4/14/2021 | | 74340W | | US7434101025 | | PLD | | 935354299 | | Management | | 7 | | Elect David P. O’Connor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Prologis | | Annual | | No | | 4/29/2021 | | 22121 | | 0 | | 4/14/2021 | | 74340W | | US7434101025 | | PLD | | 935354299 | | Management | | 8 | | Elect Olivier Piani | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Prologis | | Annual | | No | | 4/29/2021 | | 22121 | | 0 | | 4/14/2021 | | 74340W | | US7434101025 | | PLD | | 935354299 | | Management | | 9 | | Elect Jeffrey L. Skelton | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Prologis | | Annual | | No | | 4/29/2021 | | 22121 | | 0 | | 4/14/2021 | | 74340W | | US7434101025 | | PLD | | 935354299 | | Management | | 10 | | Elect Carl B. Webb | | For | | For | | With Management |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Prologis | | Annual | | No | | 4/29/2021 | | 22121 | | 0 | | 4/14/2021 | | 74340W | | US7434101025 | | PLD | | 935354299 | | Management | | 11 | | Elect William D. Zollars | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Prologis | | Annual | | No | | 4/29/2021 | | 22121 | | 0 | | 4/14/2021 | | 74340W | | US7434101025 | | PLD | | 935354299 | | Management | | 12 | | Advisory Vote on Executive Compensation | | For | | Against | | Against Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Prologis | | Annual | | No | | 4/29/2021 | | 22121 | | 0 | | 4/14/2021 | | 74340W | | US7434101025 | | PLD | | 935354299 | | Management | | 13 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Terreno Realty Corp | | Annual | | No | | 5/4/2021 | | 6500 | | 0 | | 4/7/2021 | | 88146M | | US88146M2008 | | TRNO | | 935348664 | | Management | | 1 | | Elect W. Blake Baird | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Terreno Realty Corp | | Annual | | No | | 5/4/2021 | | 6500 | | 0 | | 4/7/2021 | | 88146M | | US88146M2008 | | TRNO | | 935348664 | | Management | | 2 | | Elect Michael A. Coke | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Terreno Realty Corp | | Annual | | No | | 5/4/2021 | | 6500 | | 0 | | 4/7/2021 | | 88146M | | US88146M2008 | | TRNO | | 935348664 | | Management | | 3 | | Elect Linda Assante | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Terreno Realty Corp | | Annual | | No | | 5/4/2021 | | 6500 | | 0 | | 4/7/2021 | | 88146M | | US88146M2008 | | TRNO | | 935348664 | | Management | | 4 | | Elect LeRoy E. Carlson | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Terreno Realty Corp | | Annual | | No | | 5/4/2021 | | 6500 | | 0 | | 4/7/2021 | | 88146M | | US88146M2008 | | TRNO | | 935348664 | | Management | | 5 | | Elect David M. Lee | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Terreno Realty Corp | | Annual | | No | | 5/4/2021 | | 6500 | | 0 | | 4/7/2021 | | 88146M | | US88146M2008 | | TRNO | | 935348664 | | Management | | 6 | | Elect Gabriela Franco Parcella | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Terreno Realty Corp | | Annual | | No | | 5/4/2021 | | 6500 | | 0 | | 4/7/2021 | | 88146M | | US88146M2008 | | TRNO | | 935348664 | | Management | | 7 | | Elect Douglas M. Pasquale | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Terreno Realty Corp | | Annual | | No | | 5/4/2021 | | 6500 | | 0 | | 4/7/2021 | | 88146M | | US88146M2008 | | TRNO | | 935348664 | | Management | | 8 | | Elect Dennis Polk | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Terreno Realty Corp | | Annual | | No | | 5/4/2021 | | 6500 | | 0 | | 4/7/2021 | | 88146M | | US88146M2008 | | TRNO | | 935348664 | | Management | | 9 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Terreno Realty Corp | | Annual | | No | | 5/4/2021 | | 6500 | | 0 | | 4/7/2021 | | 88146M | | US88146M2008 | | TRNO | | 935348664 | | Management | | 10 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | CareTrust REIT Inc | | Annual | | No | | 4/30/2021 | | 12100 | | 0 | | 4/6/2021 | | 14174T | | US14174T1079 | | CTRE | | 935349565 | | Management | | 1 | | Elect Allen C. Barbieri | | For | | Against | | Against Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | CareTrust REIT Inc | | Annual | | No | | 4/30/2021 | | 12100 | | 0 | | 4/6/2021 | | 14174T | | US14174T1079 | | CTRE | | 935349565 | | Management | | 2 | | Elect Jon D. Kline | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | CareTrust REIT Inc | | Annual | | No | | 4/30/2021 | | 12100 | | 0 | | 4/6/2021 | | 14174T | | US14174T1079 | | CTRE | | 935349565 | | Management | | 3 | | Elect Diana M. Laing | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | CareTrust REIT Inc | | Annual | | No | | 4/30/2021 | | 12100 | | 0 | | 4/6/2021 | | 14174T | | US14174T1079 | | CTRE | | 935349565 | | Management | | 4 | | Elect Spencer G. Plumb | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | CareTrust REIT Inc | | Annual | | No | | 4/30/2021 | | 12100 | | 0 | | 4/6/2021 | | 14174T | | US14174T1079 | | CTRE | | 935349565 | | Management | | 5 | | Elect Gregory K. Stapley | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | CareTrust REIT Inc | | Annual | | No | | 4/30/2021 | | 12100 | | 0 | | 4/6/2021 | | 14174T | | US14174T1079 | | CTRE | | 935349565 | | Management | | 6 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | CareTrust REIT Inc | | Annual | | No | | 4/30/2021 | | 12100 | | 0 | | 4/6/2021 | | 14174T | | US14174T1079 | | CTRE | | 935349565 | | Management | | 7 | | Ratification of Auditor | | For | | For | | With Management |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Qts Realty Trust Inc | | Annual | | No | | 5/4/2021 | | 4200 | | 0 | | 4/6/2021 | | 74736A | | US74736A2024 | | QTS | | 935360141 | | Management | | 1.001 | | Elect Chad L. Williams | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Qts Realty Trust Inc | | Annual | | No | | 5/4/2021 | | 4200 | | 0 | | 4/6/2021 | | 74736A | | US74736A2024 | | QTS | | 935360141 | | Management | | 1.002 | | Elect John W. Barter | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Qts Realty Trust Inc | | Annual | | No | | 5/4/2021 | | 4200 | | 0 | | 4/6/2021 | | 74736A | | US74736A2024 | | QTS | | 935360141 | | Management | | 1.003 | | Elect Joan A. Dempsey | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Qts Realty Trust Inc | | Annual | | No | | 5/4/2021 | | 4200 | | 0 | | 4/6/2021 | | 74736A | | US74736A2024 | | QTS | | 935360141 | | Management | | 1.004 | | Elect Catherine R. Kinney | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Qts Realty Trust Inc | | Annual | | No | | 5/4/2021 | | 4200 | | 0 | | 4/6/2021 | | 74736A | | US74736A2024 | | QTS | | 935360141 | | Management | | 1.005 | | Elect Peter A. Marino | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Qts Realty Trust Inc | | Annual | | No | | 5/4/2021 | | 4200 | | 0 | | 4/6/2021 | | 74736A | | US74736A2024 | | QTS | | 935360141 | | Management | | 1.006 | | Elect Scott D. Miller | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Qts Realty Trust Inc | | Annual | | No | | 5/4/2021 | | 4200 | | 0 | | 4/6/2021 | | 74736A | | US74736A2024 | | QTS | | 935360141 | | Management | | 1.007 | | Elect Mazen Rawashdeh | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Qts Realty Trust Inc | | Annual | | No | | 5/4/2021 | | 4200 | | 0 | | 4/6/2021 | | 74736A | | US74736A2024 | | QTS | | 935360141 | | Management | | 1.008 | | Elect Wayne M. Rehberger | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Qts Realty Trust Inc | | Annual | | No | | 5/4/2021 | | 4200 | | 0 | | 4/6/2021 | | 74736A | | US74736A2024 | | QTS | | 935360141 | | Management | | 1.009 | | Elect Philip P. Trahanas | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Qts Realty Trust Inc | | Annual | | No | | 5/4/2021 | | 4200 | | 0 | | 4/6/2021 | | 74736A | | US74736A2024 | | QTS | | 935360141 | | Management | | 1.01 | | Elect Stephen E. Westhead | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Qts Realty Trust Inc | | Annual | | No | | 5/4/2021 | | 4200 | | 0 | | 4/6/2021 | | 74736A | | US74736A2024 | | QTS | | 935360141 | | Management | | 2 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Qts Realty Trust Inc | | Annual | | No | | 5/4/2021 | | 4200 | | 0 | | 4/6/2021 | | 74736A | | US74736A2024 | | QTS | | 935360141 | | Management | | 3 | | Amendment to the 2013 Equity Incentive Plan | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Qts Realty Trust Inc | | Annual | | No | | 5/4/2021 | | 4200 | | 0 | | 4/6/2021 | | 74736A | | US74736A2024 | | QTS | | 935360141 | | Management | | 4 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Homes 4 Rent | | Annual | | No | | 5/6/2021 | | 22800 | | 0 | | 5/3/2021 | | 02665T | | US02665T8760 | | AMH | | 935349630 | | Management | | 1 | | Elect Kenneth M. Woolley | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Homes 4 Rent | | Annual | | No | | 5/6/2021 | | 22800 | | 0 | | 5/3/2021 | | 02665T | | US02665T8760 | | AMH | | 935349630 | | Management | | 2 | | Elect David P. Singelyn | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Homes 4 Rent | | Annual | | No | | 5/6/2021 | | 22800 | | 0 | | 5/3/2021 | | 02665T | | US02665T8760 | | AMH | | 935349630 | | Management | | 3 | | Elect Douglas N. Benham | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Homes 4 Rent | | Annual | | No | | 5/6/2021 | | 22800 | | 0 | | 5/3/2021 | | 02665T | | US02665T8760 | | AMH | | 935349630 | | Management | | 4 | | Elect John Corrigan | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Homes 4 Rent | | Annual | | No | | 5/6/2021 | | 22800 | | 0 | | 5/3/2021 | | 02665T | | US02665T8760 | | AMH | | 935349630 | | Management | | 5 | | Elect David Goldberg | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Homes 4 Rent | | Annual | | No | | 5/6/2021 | | 22800 | | 0 | | 5/3/2021 | | 02665T | | US02665T8760 | | AMH | | 935349630 | | Management | | 6 | | Elect Tamara Hughes Gustavson | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Homes 4 Rent | | Annual | | No | | 5/6/2021 | | 22800 | | 0 | | 5/3/2021 | | 02665T | | US02665T8760 | | AMH | | 935349630 | | Management | | 7 | | Elect Matthew J. Hart | | For | | For | | With Management |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Homes 4 Rent | | Annual | | No | | 5/6/2021 | | 22800 | | 0 | | 5/3/2021 | | 02665T | | US02665T8760 | | AMH | | 935349630 | | Management | | 8 | | Elect Michelle C. Kerrick | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Homes 4 Rent | | Annual | | No | | 5/6/2021 | | 22800 | | 0 | | 5/3/2021 | | 02665T | | US02665T8760 | | AMH | | 935349630 | | Management | | 9 | | Elect James H. Kropp | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Homes 4 Rent | | Annual | | No | | 5/6/2021 | | 22800 | | 0 | | 5/3/2021 | | 02665T | | US02665T8760 | | AMH | | 935349630 | | Management | | 10 | | Elect Lynn C. Swann | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Homes 4 Rent | | Annual | | No | | 5/6/2021 | | 22800 | | 0 | | 5/3/2021 | | 02665T | | US02665T8760 | | AMH | | 935349630 | | Management | | 11 | | Elect Winifred Webb | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Homes 4 Rent | | Annual | | No | | 5/6/2021 | | 22800 | | 0 | | 5/3/2021 | | 02665T | | US02665T8760 | | AMH | | 935349630 | | Management | | 12 | | Elect Jay Willoughby | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Homes 4 Rent | | Annual | | No | | 5/6/2021 | | 22800 | | 0 | | 5/3/2021 | | 02665T | | US02665T8760 | | AMH | | 935349630 | | Management | | 13 | | Elect Matthew R. Zaist | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Homes 4 Rent | | Annual | | No | | 5/6/2021 | | 22800 | | 0 | | 5/3/2021 | | 02665T | | US02665T8760 | | AMH | | 935349630 | | Management | | 14 | | Approval of the 2021 Equity Incentive Plan | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Homes 4 Rent | | Annual | | No | | 5/6/2021 | | 22800 | | 0 | | 5/3/2021 | | 02665T | | US02665T8760 | | AMH | | 935349630 | | Management | | 15 | | Approval of the Employee Stock Purchase Plan | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Homes 4 Rent | | Annual | | No | | 5/6/2021 | | 22800 | | 0 | | 5/3/2021 | | 02665T | | US02665T8760 | | AMH | | 935349630 | | Management | | 16 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Homes 4 Rent | | Annual | | No | | 5/6/2021 | | 22800 | | 0 | | 5/3/2021 | | 02665T | | US02665T8760 | | AMH | | 935349630 | | Management | | 17 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Homes 4 Rent | | Annual | | No | | 5/6/2021 | | 22800 | | 0 | | 5/3/2021 | | 02665T | | US02665T8760 | | AMH | | 935349630 | | Management | | 18 | | Frequency of Advisory Vote on Executive Compensation | | 1 Year | | 1 Year | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Regency Centers Corporation | | Annual | | No | | 5/5/2021 | | 6872 | | 0 | | 4/22/2021 | | 758849 | | BRR1EGBDR003 | | REG | | 935360634 | | Management | | 1 | | Elect Martin E. Stein, Jr. | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Regency Centers Corporation | | Annual | | No | | 5/5/2021 | | 6872 | | 0 | | 4/22/2021 | | 758849 | | BRR1EGBDR003 | | REG | | 935360634 | | Management | | 2 | | Elect Joseph F. Azrack | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Regency Centers Corporation | | Annual | | No | | 5/5/2021 | | 6872 | | 0 | | 4/22/2021 | | 758849 | | BRR1EGBDR003 | | REG | | 935360634 | | Management | | 3 | | Elect Bryce Blair | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Regency Centers Corporation | | Annual | | No | | 5/5/2021 | | 6872 | | 0 | | 4/22/2021 | | 758849 | | BRR1EGBDR003 | | REG | | 935360634 | | Management | | 4 | | Elect C. Ronald Blankenship | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Regency Centers Corporation | | Annual | | No | | 5/5/2021 | | 6872 | | 0 | | 4/22/2021 | | 758849 | | BRR1EGBDR003 | | REG | | 935360634 | | Management | | 5 | | Elect Deirdre J. Evens | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Regency Centers Corporation | | Annual | | No | | 5/5/2021 | | 6872 | | 0 | | 4/22/2021 | | 758849 | | BRR1EGBDR003 | | REG | | 935360634 | | Management | | 6 | | Elect Thomas W. Furphy | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Regency Centers Corporation | | Annual | | No | | 5/5/2021 | | 6872 | | 0 | | 4/22/2021 | | 758849 | | BRR1EGBDR003 | | REG | | 935360634 | | Management | | 7 | | Elect Karin Klein | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Regency Centers Corporation | | Annual | | No | | 5/5/2021 | | 6872 | | 0 | | 4/22/2021 | | 758849 | | BRR1EGBDR003 | | REG | | 935360634 | | Management | | 8 | | Elect Peter Linneman | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Regency Centers Corporation | | Annual | | No | | 5/5/2021 | | 6872 | | 0 | | 4/22/2021 | | 758849 | | BRR1EGBDR003 | | REG | | 935360634 | | Management | | 9 | | Elect David P. O’Connor | | For | | For | | With Management |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Regency Centers Corporation | | Annual | | No | | 5/5/2021 | | 6872 | | 0 | | 4/22/2021 | | 758849 | | BRR1EGBDR003 | | REG | | 935360634 | | Management | | 10 | | Elect Lisa Palmer | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Regency Centers Corporation | | Annual | | No | | 5/5/2021 | | 6872 | | 0 | | 4/22/2021 | | 758849 | | BRR1EGBDR003 | | REG | | 935360634 | | Management | | 11 | | Elect Thomas G. Wattles | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Regency Centers Corporation | | Annual | | No | | 5/5/2021 | | 6872 | | 0 | | 4/22/2021 | | 758849 | | BRR1EGBDR003 | | REG | | 935360634 | | Management | | 12 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Regency Centers Corporation | | Annual | | No | | 5/5/2021 | | 6872 | | 0 | | 4/22/2021 | | 758849 | | BRR1EGBDR003 | | REG | | 935360634 | | Management | | 13 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | MGM Growth Properties LLC | | Annual | | No | | 5/5/2021 | | 9500 | | 0 | | 5/3/2021 | | 55303A | | US55303A1051 | | MGP | | 935359504 | | Management | | 1 | | Elect Kathryn Coleman | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | MGM Growth Properties LLC | | Annual | | No | | 5/5/2021 | | 9500 | | 0 | | 5/3/2021 | | 55303A | | US55303A1051 | | MGP | | 935359504 | | Management | | 2 | | Elect Charles Irving | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | MGM Growth Properties LLC | | Annual | | No | | 5/5/2021 | | 9500 | | 0 | | 5/3/2021 | | 55303A | | US55303A1051 | | MGP | | 935359504 | | Management | | 3 | | Elect Paul J. Salem | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | MGM Growth Properties LLC | | Annual | | No | | 5/5/2021 | | 9500 | | 0 | | 5/3/2021 | | 55303A | | US55303A1051 | | MGP | | 935359504 | | Management | | 4 | | Elect Thomas A. Roberts | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | MGM Growth Properties LLC | | Annual | | No | | 5/5/2021 | | 9500 | | 0 | | 5/3/2021 | | 55303A | | US55303A1051 | | MGP | | 935359504 | | Management | | 5 | | Elect Daniel J. Taylor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | MGM Growth Properties LLC | | Annual | | No | | 5/5/2021 | | 9500 | | 0 | | 5/3/2021 | | 55303A | | US55303A1051 | | MGP | | 935359504 | | Management | | 6 | | Elect Corey Sanders | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | MGM Growth Properties LLC | | Annual | | No | | 5/5/2021 | | 9500 | | 0 | | 5/3/2021 | | 55303A | | US55303A1051 | | MGP | | 935359504 | | Management | | 7 | | Elect John M. McManus | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | MGM Growth Properties LLC | | Annual | | No | | 5/5/2021 | | 9500 | | 0 | | 5/3/2021 | | 55303A | | US55303A1051 | | MGP | | 935359504 | | Management | | 8 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | MGM Growth Properties LLC | | Annual | | No | | 5/5/2021 | | 9500 | | 0 | | 5/3/2021 | | 55303A | | US55303A1051 | | MGP | | 935359504 | | Management | | 9 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Highwoods Properties, Inc. | | Annual | | No | | 5/11/2021 | | 7100 | | 0 | | 4/29/2021 | | 431284 | | US4312841087 | | HIW | | 935364012 | | Management | | 1.001 | | Elect Charles A. Anderson | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Highwoods Properties, Inc. | | Annual | | No | | 5/11/2021 | | 7100 | | 0 | | 4/29/2021 | | 431284 | | US4312841087 | | HIW | | 935364012 | | Management | | 1.002 | | Elect Gene H. Anderson | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Highwoods Properties, Inc. | | Annual | | No | | 5/11/2021 | | 7100 | | 0 | | 4/29/2021 | | 431284 | | US4312841087 | | HIW | | 935364012 | | Management | | 1.003 | | Elect Thomas P. Anderson | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Highwoods Properties, Inc. | | Annual | | No | | 5/11/2021 | | 7100 | | 0 | | 4/29/2021 | | 431284 | | US4312841087 | | HIW | | 935364012 | | Management | | 1.004 | | Elect Carlos E. Evans | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Highwoods Properties, Inc. | | Annual | | No | | 5/11/2021 | | 7100 | | 0 | | 4/29/2021 | | 431284 | | US4312841087 | | HIW | | 935364012 | | Management | | 1.005 | | Elect David L. Gadis | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Highwoods Properties, Inc. | | Annual | | No | | 5/11/2021 | | 7100 | | 0 | | 4/29/2021 | | 431284 | | US4312841087 | | HIW | | 935364012 | | Management | | 1.006 | | Elect David J. Hartzell | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Highwoods Properties, Inc. | | Annual | | No | | 5/11/2021 | | 7100 | | 0 | | 4/29/2021 | | 431284 | | US4312841087 | | HIW | | 935364012 | | Management | | 1.007 | | Elect Sherry A. Kellett | | For | | For | | With Management |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Highwoods Properties, Inc. | | Annual | | No | | 5/11/2021 | | 7100 | | 0 | | 4/29/2021 | | 431284 | | US4312841087 | | HIW | | 935364012 | | Management | | 1.008 | | Elect Theodore J. Klinck | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Highwoods Properties, Inc. | | Annual | | No | | 5/11/2021 | | 7100 | | 0 | | 4/29/2021 | | 431284 | | US4312841087 | | HIW | | 935364012 | | Management | | 1.009 | | Elect Anne M. Lloyd | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Highwoods Properties, Inc. | | Annual | | No | | 5/11/2021 | | 7100 | | 0 | | 4/29/2021 | | 431284 | | US4312841087 | | HIW | | 935364012 | | Management | | 2 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Highwoods Properties, Inc. | | Annual | | No | | 5/11/2021 | | 7100 | | 0 | | 4/29/2021 | | 431284 | | US4312841087 | | HIW | | 935364012 | | Management | | 3 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Highwoods Properties, Inc. | | Annual | | No | | 5/11/2021 | | 7100 | | 0 | | 4/29/2021 | | 431284 | | US4312841087 | | HIW | | 935364012 | | Management | | 4 | | Approval of the 2021 Long-Term Equity Incentive Plan | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Agree Realty Corp. | | Annual | | No | | 5/6/2021 | | 7100 | | 0 | | 4/22/2021 | | 008492 | | US0084921008 | | ADC | | 935361876 | | Management | | 1.001 | | Elect Richard Agree | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Agree Realty Corp. | | Annual | | No | | 5/6/2021 | | 7100 | | 0 | | 4/22/2021 | | 008492 | | US0084921008 | | ADC | | 935361876 | | Management | | 1.002 | | Elect Karen Dearing | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Agree Realty Corp. | | Annual | | No | | 5/6/2021 | | 7100 | | 0 | | 4/22/2021 | | 008492 | | US0084921008 | | ADC | | 935361876 | | Management | | 1.003 | | Elect Michael Hollman | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Agree Realty Corp. | | Annual | | No | | 5/6/2021 | | 7100 | | 0 | | 4/22/2021 | | 008492 | | US0084921008 | | ADC | | 935361876 | | Management | | 1.004 | | Elect John Rakolta, Jr. | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Agree Realty Corp. | | Annual | | No | | 5/6/2021 | | 7100 | | 0 | | 4/22/2021 | | 008492 | | US0084921008 | | ADC | | 935361876 | | Management | | 1.005 | | Elect Jerome Rossi | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Agree Realty Corp. | | Annual | | No | | 5/6/2021 | | 7100 | | 0 | | 4/22/2021 | | 008492 | | US0084921008 | | ADC | | 935361876 | | Management | | 2 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Agree Realty Corp. | | Annual | | No | | 5/6/2021 | | 7100 | | 0 | | 4/22/2021 | | 008492 | | US0084921008 | | ADC | | 935361876 | | Management | | 3 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Agree Realty Corp. | | Annual | | No | | 5/6/2021 | | 7100 | | 0 | | 4/22/2021 | | 008492 | | US0084921008 | | ADC | | 935361876 | | Management | | 4 | | Increase in Authorized Common Stock | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Simon Property Group, Inc. | | Annual | | No | | 5/12/2021 | | 10136 | | 0 | | 5/3/2021 | | 828806 | | US8288064061 | | SPG | | 935360608 | | Management | | 1 | | Elect Glyn F. Aeppel | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Simon Property Group, Inc. | | Annual | | No | | 5/12/2021 | | 10136 | | 0 | | 5/3/2021 | | 828806 | | US8288064061 | | SPG | | 935360608 | | Management | | 2 | | Elect Larry C. Glasscock | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Simon Property Group, Inc. | | Annual | | No | | 5/12/2021 | | 10136 | | 0 | | 5/3/2021 | | 828806 | | US8288064061 | | SPG | | 935360608 | | Management | | 3 | | Elect Karen N. Horn | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Simon Property Group, Inc. | | Annual | | No | | 5/12/2021 | | 10136 | | 0 | | 5/3/2021 | | 828806 | | US8288064061 | | SPG | | 935360608 | | Management | | 4 | | Elect Allan B. Hubbard | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Simon Property Group, Inc. | | Annual | | No | | 5/12/2021 | | 10136 | | 0 | | 5/3/2021 | | 828806 | | US8288064061 | | SPG | | 935360608 | | Management | | 5 | | Elect Reuben S. Leibowitz | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Simon Property Group, Inc. | | Annual | | No | | 5/12/2021 | | 10136 | | 0 | | 5/3/2021 | | 828806 | | US8288064061 | | SPG | | 935360608 | | Management | | 6 | | Elect Gary M. Rodkin | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Simon Property Group, Inc. | | Annual | | No | | 5/12/2021 | | 10136 | | 0 | | 5/3/2021 | | 828806 | | US8288064061 | | SPG | | 935360608 | | Management | | 7 | | Elect Stefan M. Selig | | For | | For | | With Management |
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Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Simon Property Group, Inc. | | Annual | | No | | 5/12/2021 | | 10136 | | 0 | | 5/3/2021 | | 828806 | | US8288064061 | | SPG | | 935360608 | | Management | | 8 | | Elect Daniel C. Smith | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Simon Property Group, Inc. | | Annual | | No | | 5/12/2021 | | 10136 | | 0 | | 5/3/2021 | | 828806 | | US8288064061 | | SPG | | 935360608 | | Management | | 9 | | Elect J. Albert Smith, Jr. | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Simon Property Group, Inc. | | Annual | | No | | 5/12/2021 | | 10136 | | 0 | | 5/3/2021 | | 828806 | | US8288064061 | | SPG | | 935360608 | | Management | | 10 | | Elect Marta R. Stewart | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Simon Property Group, Inc. | | Annual | | No | | 5/12/2021 | | 10136 | | 0 | | 5/3/2021 | | 828806 | | US8288064061 | | SPG | | 935360608 | | Management | | 11 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Simon Property Group, Inc. | | Annual | | No | | 5/12/2021 | | 10136 | | 0 | | 5/3/2021 | | 828806 | | US8288064061 | | SPG | | 935360608 | | Management | | 12 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Camden Property Trust | | Annual | | No | | 5/13/2021 | | 4800 | | 0 | | 5/3/2021 | | 133131 | | US1331312017 | | CPT | | 935366662 | | Management | | 1.001 | | Elect Richard J. Campo | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Camden Property Trust | | Annual | | No | | 5/13/2021 | | 4800 | | 0 | | 5/3/2021 | | 133131 | | US1331312017 | | CPT | | 935366662 | | Management | | 1.002 | | Elect Heather J. Brunner | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Camden Property Trust | | Annual | | No | | 5/13/2021 | | 4800 | | 0 | | 5/3/2021 | | 133131 | | US1331312017 | | CPT | | 935366662 | | Management | | 1.003 | | Elect Mark D. Gibson | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Camden Property Trust | | Annual | | No | | 5/13/2021 | | 4800 | | 0 | | 5/3/2021 | | 133131 | | US1331312017 | | CPT | | 935366662 | | Management | | 1.004 | | Elect Scott S. Ingraham | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Camden Property Trust | | Annual | | No | | 5/13/2021 | | 4800 | | 0 | | 5/3/2021 | | 133131 | | US1331312017 | | CPT | | 935366662 | | Management | | 1.005 | | Elect Renu Khator | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Camden Property Trust | | Annual | | No | | 5/13/2021 | | 4800 | | 0 | | 5/3/2021 | | 133131 | | US1331312017 | | CPT | | 935366662 | | Management | | 1.006 | | Elect D. Keith Oden | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Camden Property Trust | | Annual | | No | | 5/13/2021 | | 4800 | | 0 | | 5/3/2021 | | 133131 | | US1331312017 | | CPT | | 935366662 | | Management | | 1.007 | | Elect William F. Paulsen | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Camden Property Trust | | Annual | | No | | 5/13/2021 | | 4800 | | 0 | | 5/3/2021 | | 133131 | | US1331312017 | | CPT | | 935366662 | | Management | | 1.008 | | Elect Frances A. Sevilla-Sacasa | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Camden Property Trust | | Annual | | No | | 5/13/2021 | | 4800 | | 0 | | 5/3/2021 | | 133131 | | US1331312017 | | CPT | | 935366662 | | Management | | 1.009 | | Elect Steven Webster | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Camden Property Trust | | Annual | | No | | 5/13/2021 | | 4800 | | 0 | | 5/3/2021 | | 133131 | | US1331312017 | | CPT | | 935366662 | | Management | | 1.01 | | Elect Kelvin R. Westbrook | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Camden Property Trust | | Annual | | No | | 5/13/2021 | | 4800 | | 0 | | 5/3/2021 | | 133131 | | US1331312017 | | CPT | | 935366662 | | Management | | 2 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Camden Property Trust | | Annual | | No | | 5/13/2021 | | 4800 | | 0 | | 5/3/2021 | | 133131 | | US1331312017 | | CPT | | 935366662 | | Management | | 3 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | RLJ Lodging Trust | | Annual | | No | | 4/30/2021 | | 11100 | | 0 | | 4/13/2021 | | 74965L | | US74965L2007 | | RLJ | | 935379455 | | Management | | 1 | | Elect Robert L. Johnson | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | RLJ Lodging Trust | | Annual | | No | | 4/30/2021 | | 11100 | | 0 | | 4/13/2021 | | 74965L | | US74965L2007 | | RLJ | | 935379455 | | Management | | 2 | | Elect Leslie D. Hale | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | RLJ Lodging Trust | | Annual | | No | | 4/30/2021 | | 11100 | | 0 | | 4/13/2021 | | 74965L | | US74965L2007 | | RLJ | | 935379455 | | Management | | 3 | | Elect Evan Bayh | | For | | For | | With Management |
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Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | RLJ Lodging Trust | | Annual | | No | | 4/30/2021 | | 11100 | | 0 | | 4/13/2021 | | 74965L | | US74965L2007 | | RLJ | | 935379455 | | Management | | 4 | | Elect Arthur R. Collins | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | RLJ Lodging Trust | | Annual | | No | | 4/30/2021 | | 11100 | | 0 | | 4/13/2021 | | 74965L | | US74965L2007 | | RLJ | | 935379455 | | Management | | 5 | | Elect Nathaniel A. Davis | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | RLJ Lodging Trust | | Annual | | No | | 4/30/2021 | | 11100 | | 0 | | 4/13/2021 | | 74965L | | US74965L2007 | | RLJ | | 935379455 | | Management | | 6 | | Elect Patricia L. Gibson | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | RLJ Lodging Trust | | Annual | | No | | 4/30/2021 | | 11100 | | 0 | | 4/13/2021 | | 74965L | | US74965L2007 | | RLJ | | 935379455 | | Management | | 7 | | Elect Robert M. La Forgia | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | RLJ Lodging Trust | | Annual | | No | | 4/30/2021 | | 11100 | | 0 | | 4/13/2021 | | 74965L | | US74965L2007 | | RLJ | | 935379455 | | Management | | 8 | | Elect Robert J. McCarthy | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | RLJ Lodging Trust | | Annual | | No | | 4/30/2021 | | 11100 | | 0 | | 4/13/2021 | | 74965L | | US74965L2007 | | RLJ | | 935379455 | | Management | | 9 | | Elect Glenda G. McNeal | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | RLJ Lodging Trust | | Annual | | No | | 4/30/2021 | | 11100 | | 0 | | 4/13/2021 | | 74965L | | US74965L2007 | | RLJ | | 935379455 | | Management | | 10 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | RLJ Lodging Trust | | Annual | | No | | 4/30/2021 | | 11100 | | 0 | | 4/13/2021 | | 74965L | | US74965L2007 | | RLJ | | 935379455 | | Management | | 11 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | RLJ Lodging Trust | | Annual | | No | | 4/30/2021 | | 11100 | | 0 | | 4/13/2021 | | 74965L | | US74965L2007 | | RLJ | | 935379455 | | Management | | 12 | | Approval of the 2021 Equity Incentive Plan | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Realty Income Corp. | | Annual | | No | | 5/18/2021 | | 5500 | | 0 | | 5/3/2021 | | 756109 | | BRR1INBDR000 | | O | | 935362929 | | Management | | 1 | | Elect Kathleen R. Allen | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Realty Income Corp. | | Annual | | No | | 5/18/2021 | | 5500 | | 0 | | 5/3/2021 | | 756109 | | BRR1INBDR000 | | O | | 935362929 | | Management | | 2 | | Elect A. Larry Chapman | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Realty Income Corp. | | Annual | | No | | 5/18/2021 | | 5500 | | 0 | | 5/3/2021 | | 756109 | | BRR1INBDR000 | | O | | 935362929 | | Management | | 3 | | Elect Reginald H. Gilyard | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Realty Income Corp. | | Annual | | No | | 5/18/2021 | | 5500 | | 0 | | 5/3/2021 | | 756109 | | BRR1INBDR000 | | O | | 935362929 | | Management | | 4 | | Elect Priya Cherian Huskins | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Realty Income Corp. | | Annual | | No | | 5/18/2021 | | 5500 | | 0 | | 5/3/2021 | | 756109 | | BRR1INBDR000 | | O | | 935362929 | | Management | | 5 | | Elect Gerardo I. Lopez | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Realty Income Corp. | | Annual | | No | | 5/18/2021 | | 5500 | | 0 | | 5/3/2021 | | 756109 | | BRR1INBDR000 | | O | | 935362929 | | Management | | 6 | | Elect Michael D. McKee | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Realty Income Corp. | | Annual | | No | | 5/18/2021 | | 5500 | | 0 | | 5/3/2021 | | 756109 | | BRR1INBDR000 | | O | | 935362929 | | Management | | 7 | | Elect Gregory T. McLaughlin | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Realty Income Corp. | | Annual | | No | | 5/18/2021 | | 5500 | | 0 | | 5/3/2021 | | 756109 | | BRR1INBDR000 | | O | | 935362929 | | Management | | 8 | | Elect Ronald L. Merriman | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Realty Income Corp. | | Annual | | No | | 5/18/2021 | | 5500 | | 0 | | 5/3/2021 | | 756109 | | BRR1INBDR000 | | O | | 935362929 | | Management | | 9 | | Elect Sumit Roy | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Realty Income Corp. | | Annual | | No | | 5/18/2021 | | 5500 | | 0 | | 5/3/2021 | | 756109 | | BRR1INBDR000 | | O | | 935362929 | | Management | | 10 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Realty Income Corp. | | Annual | | No | | 5/18/2021 | | 5500 | | 0 | | 5/3/2021 | | 756109 | | BRR1INBDR000 | | O | | 935362929 | | Management | | 11 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
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Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Realty Income Corp. | | Annual | | No | | 5/18/2021 | | 5500 | | 0 | | 5/3/2021 | | 756109 | | BRR1INBDR000 | | O | | 935362929 | | Management | | 12 | | Approval of the 2021 Incentive Award Plan | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | National Retail Properties Inc | | Annual | | No | | 5/12/2021 | | 12400 | | 0 | | 5/3/2021 | | 637417 | | US6374178746 | | NNN | | 935378061 | | Management | | 1.001 | | Elect Pamela K. M. Beall | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | National Retail Properties Inc | | Annual | | No | | 5/12/2021 | | 12400 | | 0 | | 5/3/2021 | | 637417 | | US6374178746 | | NNN | | 935378061 | | Management | | 1.002 | | Elect Steven D. Cosler | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | National Retail Properties Inc | | Annual | | No | | 5/12/2021 | | 12400 | | 0 | | 5/3/2021 | | 637417 | | US6374178746 | | NNN | | 935378061 | | Management | | 1.003 | | Elect Don DeFosset | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | National Retail Properties Inc | | Annual | | No | | 5/12/2021 | | 12400 | | 0 | | 5/3/2021 | | 637417 | | US6374178746 | | NNN | | 935378061 | | Management | | 1.004 | | Elect David M. Fick | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | National Retail Properties Inc | | Annual | | No | | 5/12/2021 | | 12400 | | 0 | | 5/3/2021 | | 637417 | | US6374178746 | | NNN | | 935378061 | | Management | | 1.005 | | Elect Edward J. Fritsch | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | National Retail Properties Inc | | Annual | | No | | 5/12/2021 | | 12400 | | 0 | | 5/3/2021 | | 637417 | | US6374178746 | | NNN | | 935378061 | | Management | | 1.006 | | Elect Kevin B. Habicht | | For | | Withhold | | Against Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | National Retail Properties Inc | | Annual | | No | | 5/12/2021 | | 12400 | | 0 | | 5/3/2021 | | 637417 | | US6374178746 | | NNN | | 935378061 | | Management | | 1.007 | | Elect Betsy D. Holden | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | National Retail Properties Inc | | Annual | | No | | 5/12/2021 | | 12400 | | 0 | | 5/3/2021 | | 637417 | | US6374178746 | | NNN | | 935378061 | | Management | | 1.008 | | Elect Julian E. Whitehurst | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | National Retail Properties Inc | | Annual | | No | | 5/12/2021 | | 12400 | | 0 | | 5/3/2021 | | 637417 | | US6374178746 | | NNN | | 935378061 | | Management | | 2 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | National Retail Properties Inc | | Annual | | No | | 5/12/2021 | | 12400 | | 0 | | 5/3/2021 | | 637417 | | US6374178746 | | NNN | | 935378061 | | Management | | 3 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Pebblebrook Hotel Trust | | Annual | | No | | 5/19/2021 | | 11300 | | 0 | | 5/3/2021 | | 70509V | | US70509V5066 | | PEB | | 935375801 | | Management | | 1 | | Elect Jon E. Bortz | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Pebblebrook Hotel Trust | | Annual | | No | | 5/19/2021 | | 11300 | | 0 | | 5/3/2021 | | 70509V | | US70509V5066 | | PEB | | 935375801 | | Management | | 2 | | Elect Cydney C. Donnell | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Pebblebrook Hotel Trust | | Annual | | No | | 5/19/2021 | | 11300 | | 0 | | 5/3/2021 | | 70509V | | US70509V5066 | | PEB | | 935375801 | | Management | | 3 | | Elect Ron E. Jackson | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Pebblebrook Hotel Trust | | Annual | | No | | 5/19/2021 | | 11300 | | 0 | | 5/3/2021 | | 70509V | | US70509V5066 | | PEB | | 935375801 | | Management | | 4 | | Elect Phillip M. Miller | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Pebblebrook Hotel Trust | | Annual | | No | | 5/19/2021 | | 11300 | | 0 | | 5/3/2021 | | 70509V | | US70509V5066 | | PEB | | 935375801 | | Management | | 5 | | Elect Michael J. Schall | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Pebblebrook Hotel Trust | | Annual | | No | | 5/19/2021 | | 11300 | | 0 | | 5/3/2021 | | 70509V | | US70509V5066 | | PEB | | 935375801 | | Management | | 6 | | Elect Bonny W. Simi | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Pebblebrook Hotel Trust | | Annual | | No | | 5/19/2021 | | 11300 | | 0 | | 5/3/2021 | | 70509V | | US70509V5066 | | PEB | | 935375801 | | Management | | 7 | | Elect Earl E. Webb | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Pebblebrook Hotel Trust | | Annual | | No | | 5/19/2021 | | 11300 | | 0 | | 5/3/2021 | | 70509V | | US70509V5066 | | PEB | | 935375801 | | Management | | 8 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Pebblebrook Hotel Trust | | Annual | | No | | 5/19/2021 | | 11300 | | 0 | | 5/3/2021 | | 70509V | | US70509V5066 | | PEB | | 935375801 | | Management | | 9 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
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Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Pebblebrook Hotel Trust | | Annual | | No | | 5/19/2021 | | 11300 | | 0 | | 5/3/2021 | | 70509V | | US70509V5066 | | PEB | | 935375801 | | Management | | 10 | | Amendment to the 2009 Equity Incentive Plan | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Mid-America Apartment Communities, Inc. | | Annual | | No | | 5/18/2021 | | 4200 | | 0 | | 5/3/2021 | | 59522J | | BRM1AABDR009 | | MAA | | 935372374 | | Management | | 1 | | Elect H. Eric Bolton, Jr. | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Mid-America Apartment Communities, Inc. | | Annual | | No | | 5/18/2021 | | 4200 | | 0 | | 5/3/2021 | | 59522J | | BRM1AABDR009 | | MAA | | 935372374 | | Management | | 2 | | Elect Alan B. Graf, Jr. | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Mid-America Apartment Communities, Inc. | | Annual | | No | | 5/18/2021 | | 4200 | | 0 | | 5/3/2021 | | 59522J | | BRM1AABDR009 | | MAA | | 935372374 | | Management | | 3 | | Elect Toni Jennings | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Mid-America Apartment Communities, Inc. | | Annual | | No | | 5/18/2021 | | 4200 | | 0 | | 5/3/2021 | | 59522J | | BRM1AABDR009 | | MAA | | 935372374 | | Management | | 4 | | Elect Edith Kelly-Green | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Mid-America Apartment Communities, Inc. | | Annual | | No | | 5/18/2021 | | 4200 | | 0 | | 5/3/2021 | | 59522J | | BRM1AABDR009 | | MAA | | 935372374 | | Management | | 5 | | Elect James K. Lowder | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Mid-America Apartment Communities, Inc. | | Annual | | No | | 5/18/2021 | | 4200 | | 0 | | 5/3/2021 | | 59522J | | BRM1AABDR009 | | MAA | | 935372374 | | Management | | 6 | | Elect Thomas H. Lowder | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Mid-America Apartment Communities, Inc. | | Annual | | No | | 5/18/2021 | | 4200 | | 0 | | 5/3/2021 | | 59522J | | BRM1AABDR009 | | MAA | | 935372374 | | Management | | 7 | | Elect Monica McGurk | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Mid-America Apartment Communities, Inc. | | Annual | | No | | 5/18/2021 | | 4200 | | 0 | | 5/3/2021 | | 59522J | | BRM1AABDR009 | | MAA | | 935372374 | | Management | | 8 | | Elect Claude B. Nielsen | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Mid-America Apartment Communities, Inc. | | Annual | | No | | 5/18/2021 | | 4200 | | 0 | | 5/3/2021 | | 59522J | | BRM1AABDR009 | | MAA | | 935372374 | | Management | | 9 | | Elect Philip W. Norwood | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Mid-America Apartment Communities, Inc. | | Annual | | No | | 5/18/2021 | | 4200 | | 0 | | 5/3/2021 | | 59522J | | BRM1AABDR009 | | MAA | | 935372374 | | Management | | 10 | | Elect W. Reid Sanders | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Mid-America Apartment Communities, Inc. | | Annual | | No | | 5/18/2021 | | 4200 | | 0 | | 5/3/2021 | | 59522J | | BRM1AABDR009 | | MAA | | 935372374 | | Management | | 11 | | Elect Gary Shorb | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Mid-America Apartment Communities, Inc. | | Annual | | No | | 5/18/2021 | | 4200 | | 0 | | 5/3/2021 | | 59522J | | BRM1AABDR009 | | MAA | | 935372374 | | Management | | 12 | | Elect David P. Stockert | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Mid-America Apartment Communities, Inc. | | Annual | | No | | 5/18/2021 | | 4200 | | 0 | | 5/3/2021 | | 59522J | | BRM1AABDR009 | | MAA | | 935372374 | | Management | | 13 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Mid-America Apartment Communities, Inc. | | Annual | | No | | 5/18/2021 | | 4200 | | 0 | | 5/3/2021 | | 59522J | | BRM1AABDR009 | | MAA | | 935372374 | | Management | | 14 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Boston Properties, Inc. | | Annual | | No | | 5/20/2021 | | 6000 | | 0 | | 5/3/2021 | | 101121 | | BRBOXPBDR008 | | BXP | | 935377615 | | Management | | 1 | | Elect Joel I. Klein | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Boston Properties, Inc. | | Annual | | No | | 5/20/2021 | | 6000 | | 0 | | 5/3/2021 | | 101121 | | BRBOXPBDR008 | | BXP | | 935377615 | | Management | | 2 | | Elect Kelly A. Ayotte | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Boston Properties, Inc. | | Annual | | No | | 5/20/2021 | | 6000 | | 0 | | 5/3/2021 | | 101121 | | BRBOXPBDR008 | | BXP | | 935377615 | | Management | | 3 | | Elect Bruce W. Duncan | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Boston Properties, Inc. | | Annual | | No | | 5/20/2021 | | 6000 | | 0 | | 5/3/2021 | | 101121 | | BRBOXPBDR008 | | BXP | | 935377615 | | Management | | 4 | | Elect Karen E. Dykstra | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Boston Properties, Inc. | | Annual | | No | | 5/20/2021 | | 6000 | | 0 | | 5/3/2021 | | 101121 | | BRBOXPBDR008 | | BXP | | 935377615 | | Management | | 5 | | Elect Carol B. Einiger | | For | | For | | With Management |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Boston Properties, Inc. | | Annual | | No | | 5/20/2021 | | 6000 | | 0 | | 5/3/2021 | | 101121 | | BRBOXPBDR008 | | BXP | | 935377615 | | Management | | 6 | | Elect Diane J. Hoskins | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Boston Properties, Inc. | | Annual | | No | | 5/20/2021 | | 6000 | | 0 | | 5/3/2021 | | 101121 | | BRBOXPBDR008 | | BXP | | 935377615 | | Management | | 7 | | Elect Douglas T. Linde | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Boston Properties, Inc. | | Annual | | No | | 5/20/2021 | | 6000 | | 0 | | 5/3/2021 | | 101121 | | BRBOXPBDR008 | | BXP | | 935377615 | | Management | | 8 | | Elect Matthew J. Lustig | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Boston Properties, Inc. | | Annual | | No | | 5/20/2021 | | 6000 | | 0 | | 5/3/2021 | | 101121 | | BRBOXPBDR008 | | BXP | | 935377615 | | Management | | 9 | | Elect Owen D. Thomas | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Boston Properties, Inc. | | Annual | | No | | 5/20/2021 | | 6000 | | 0 | | 5/3/2021 | | 101121 | | BRBOXPBDR008 | | BXP | | 935377615 | | Management | | 10 | | Elect David A. Twardock | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Boston Properties, Inc. | | Annual | | No | | 5/20/2021 | | 6000 | | 0 | | 5/3/2021 | | 101121 | | BRBOXPBDR008 | | BXP | | 935377615 | | Management | | 11 | | Elect William H. Walton, III | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Boston Properties, Inc. | | Annual | | No | | 5/20/2021 | | 6000 | | 0 | | 5/3/2021 | | 101121 | | BRBOXPBDR008 | | BXP | | 935377615 | | Management | | 12 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Boston Properties, Inc. | | Annual | | No | | 5/20/2021 | | 6000 | | 0 | | 5/3/2021 | | 101121 | | BRBOXPBDR008 | | BXP | | 935377615 | | Management | | 13 | | Approval of the 2021 Stock Incentive Plan | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Boston Properties, Inc. | | Annual | | No | | 5/20/2021 | | 6000 | | 0 | | 5/3/2021 | | 101121 | | BRBOXPBDR008 | | BXP | | 935377615 | | Management | | 14 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Sun Communities, Inc. | | Annual | | No | | 5/19/2021 | | 5700 | | 0 | | 5/3/2021 | | 866674 | | US8666743021 | | SUI | | 935379049 | | Management | | 1 | | Elect Gary A. Shiffman | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Sun Communities, Inc. | | Annual | | No | | 5/19/2021 | | 5700 | | 0 | | 5/3/2021 | | 866674 | | US8666743021 | | SUI | | 935379049 | | Management | | 2 | | Elect Tonya Allen | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Sun Communities, Inc. | | Annual | | No | | 5/19/2021 | | 5700 | | 0 | | 5/3/2021 | | 866674 | | US8666743021 | | SUI | | 935379049 | | Management | | 3 | | Elect Meghan G. Baivier | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Sun Communities, Inc. | | Annual | | No | | 5/19/2021 | | 5700 | | 0 | | 5/3/2021 | | 866674 | | US8666743021 | | SUI | | 935379049 | | Management | | 4 | | Elect Stephanie W. Bergeron | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Sun Communities, Inc. | | Annual | | No | | 5/19/2021 | | 5700 | | 0 | | 5/3/2021 | | 866674 | | US8666743021 | | SUI | | 935379049 | | Management | | 5 | | Elect Brian M. Hermelin | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Sun Communities, Inc. | | Annual | | No | | 5/19/2021 | | 5700 | | 0 | | 5/3/2021 | | 866674 | | US8666743021 | | SUI | | 935379049 | | Management | | 6 | | Elect Ronald A. Klein | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Sun Communities, Inc. | | Annual | | No | | 5/19/2021 | | 5700 | | 0 | | 5/3/2021 | | 866674 | | US8666743021 | | SUI | | 935379049 | | Management | | 7 | | Elect Clunet R. Lewis | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Sun Communities, Inc. | | Annual | | No | | 5/19/2021 | | 5700 | | 0 | | 5/3/2021 | | 866674 | | US8666743021 | | SUI | | 935379049 | | Management | | 8 | | Elect Arthur A. Weiss | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Sun Communities, Inc. | | Annual | | No | | 5/19/2021 | | 5700 | | 0 | | 5/3/2021 | | 866674 | | US8666743021 | | SUI | | 935379049 | | Management | | 9 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Sun Communities, Inc. | | Annual | | No | | 5/19/2021 | | 5700 | | 0 | | 5/3/2021 | | 866674 | | US8666743021 | | SUI | | 935379049 | | Management | | 10 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Extra Space Storage Inc. | | Annual | | No | | 5/26/2021 | | 7300 | | 0 | | 5/14/2021 | | 30225T | | BRE1XRBDR005 | | EXR | | 935378441 | | Management | | 1 | | Elect Kenneth M. Woolley | | For | | For | | With Management |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Extra Space Storage Inc. | | Annual | | No | | 5/26/2021 | | 7300 | | 0 | | 5/14/2021 | | 30225T | | BRE1XRBDR005 | | EXR | | 935378441 | | Management | | 2 | | Elect Joseph D. Margolis | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Extra Space Storage Inc. | | Annual | | No | | 5/26/2021 | | 7300 | | 0 | | 5/14/2021 | | 30225T | | BRE1XRBDR005 | | EXR | | 935378441 | | Management | | 3 | | Elect Roger B. Porter | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Extra Space Storage Inc. | | Annual | | No | | 5/26/2021 | | 7300 | | 0 | | 5/14/2021 | | 30225T | | BRE1XRBDR005 | | EXR | | 935378441 | | Management | | 4 | | Elect Joseph J. Bonner | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Extra Space Storage Inc. | | Annual | | No | | 5/26/2021 | | 7300 | | 0 | | 5/14/2021 | | 30225T | | BRE1XRBDR005 | | EXR | | 935378441 | | Management | | 5 | | Elect Gary L. Crittenden | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Extra Space Storage Inc. | | Annual | | No | | 5/26/2021 | | 7300 | | 0 | | 5/14/2021 | | 30225T | | BRE1XRBDR005 | | EXR | | 935378441 | | Management | | 6 | | Elect Spencer F. Kirk | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Extra Space Storage Inc. | | Annual | | No | | 5/26/2021 | | 7300 | | 0 | | 5/14/2021 | | 30225T | | BRE1XRBDR005 | | EXR | | 935378441 | | Management | | 7 | | Elect Dennis J. Letham | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Extra Space Storage Inc. | | Annual | | No | | 5/26/2021 | | 7300 | | 0 | | 5/14/2021 | | 30225T | | BRE1XRBDR005 | | EXR | | 935378441 | | Management | | 8 | | Elect Diane Olmstead | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Extra Space Storage Inc. | | Annual | | No | | 5/26/2021 | | 7300 | | 0 | | 5/14/2021 | | 30225T | | BRE1XRBDR005 | | EXR | | 935378441 | | Management | | 9 | | Elect Julia Vander Ploeg | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Extra Space Storage Inc. | | Annual | | No | | 5/26/2021 | | 7300 | | 0 | | 5/14/2021 | | 30225T | | BRE1XRBDR005 | | EXR | | 935378441 | | Management | | 10 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Extra Space Storage Inc. | | Annual | | No | | 5/26/2021 | | 7300 | | 0 | | 5/14/2021 | | 30225T | | BRE1XRBDR005 | | EXR | | 935378441 | | Management | | 11 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Extra Space Storage Inc. | | Annual | | No | | 5/26/2021 | | 7300 | | 0 | | 5/14/2021 | | 30225T | | BRE1XRBDR005 | | EXR | | 935378441 | | Management | | 12 | | Frequency of Advisory Vote on Executive Compensation | | 1 Year | | 1 Year | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Invitation Homes Inc | | Annual | | No | | 5/18/2021 | | 34700 | | 0 | | 5/3/2021 | | 46187W | | US46187W1071 | | INVH | | 935374950 | | Management | | 1.001 | | Elect Michael D. Fascitelli | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Invitation Homes Inc | | Annual | | No | | 5/18/2021 | | 34700 | | 0 | | 5/3/2021 | | 46187W | | US46187W1071 | | INVH | | 935374950 | | Management | | 1.002 | | Elect Dallas B. Tanner | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Invitation Homes Inc | | Annual | | No | | 5/18/2021 | | 34700 | | 0 | | 5/3/2021 | | 46187W | | US46187W1071 | | INVH | | 935374950 | | Management | | 1.003 | | Elect Jana Cohen Barbe | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Invitation Homes Inc | | Annual | | No | | 5/18/2021 | | 34700 | | 0 | | 5/3/2021 | | 46187W | | US46187W1071 | | INVH | | 935374950 | | Management | | 1.004 | | Elect Richard D. Bronson | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Invitation Homes Inc | | Annual | | No | | 5/18/2021 | | 34700 | | 0 | | 5/3/2021 | | 46187W | | US46187W1071 | | INVH | | 935374950 | | Management | | 1.005 | | Elect Jeffrey E. Kelter | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Invitation Homes Inc | | Annual | | No | | 5/18/2021 | | 34700 | | 0 | | 5/3/2021 | | 46187W | | US46187W1071 | | INVH | | 935374950 | | Management | | 1.006 | | Elect Joseph D. Margolis | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Invitation Homes Inc | | Annual | | No | | 5/18/2021 | | 34700 | | 0 | | 5/3/2021 | | 46187W | | US46187W1071 | | INVH | | 935374950 | | Management | | 1.007 | | Elect John B. Rhea | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Invitation Homes Inc | | Annual | | No | | 5/18/2021 | | 34700 | | 0 | | 5/3/2021 | | 46187W | | US46187W1071 | | INVH | | 935374950 | | Management | | 1.008 | | Elect J. Heidi Roizen | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Invitation Homes Inc | | Annual | | No | | 5/18/2021 | | 34700 | | 0 | | 5/3/2021 | | 46187W | | US46187W1071 | | INVH | | 935374950 | | Management | | 1.009 | | Elect Janice L. Sears | | For | | For | | With Management |
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Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Invitation Homes Inc | | Annual | | No | | 5/18/2021 | | 34700 | | 0 | | 5/3/2021 | | 46187W | | US46187W1071 | | INVH | | 935374950 | | Management | | 1.01 | | Elect William J. Stein | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Invitation Homes Inc | | Annual | | No | | 5/18/2021 | | 34700 | | 0 | | 5/3/2021 | | 46187W | | US46187W1071 | | INVH | | 935374950 | | Management | | 2 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Invitation Homes Inc | | Annual | | No | | 5/18/2021 | | 34700 | | 0 | | 5/3/2021 | | 46187W | | US46187W1071 | | INVH | | 935374950 | | Management | | 3 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Host Hotels & Resorts Inc | | Annual | | No | | 5/20/2021 | | 34617 | | 0 | | 5/3/2021 | | 44107P | | BRH1STBDR008 | | HST | | 935375572 | | Management | | 1 | | Elect Mary L. Baglivo | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Host Hotels & Resorts Inc | | Annual | | No | | 5/20/2021 | | 34617 | | 0 | | 5/3/2021 | | 44107P | | BRH1STBDR008 | | HST | | 935375572 | | Management | | 2 | | Elect Richard E. Marriott | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Host Hotels & Resorts Inc | | Annual | | No | | 5/20/2021 | | 34617 | | 0 | | 5/3/2021 | | 44107P | | BRH1STBDR008 | | HST | | 935375572 | | Management | | 3 | | Elect Sandeep Lakhmi Mathrani | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Host Hotels & Resorts Inc | | Annual | | No | | 5/20/2021 | | 34617 | | 0 | | 5/3/2021 | | 44107P | | BRH1STBDR008 | | HST | | 935375572 | | Management | | 4 | | Elect John B. Morse, Jr. | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Host Hotels & Resorts Inc | | Annual | | No | | 5/20/2021 | | 34617 | | 0 | | 5/3/2021 | | 44107P | | BRH1STBDR008 | | HST | | 935375572 | | Management | | 5 | | Elect Mary Hogan Preusse | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Host Hotels & Resorts Inc | | Annual | | No | | 5/20/2021 | | 34617 | | 0 | | 5/3/2021 | | 44107P | | BRH1STBDR008 | | HST | | 935375572 | | Management | | 6 | | Elect Walter C. Rakowich | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Host Hotels & Resorts Inc | | Annual | | No | | 5/20/2021 | | 34617 | | 0 | | 5/3/2021 | | 44107P | | BRH1STBDR008 | | HST | | 935375572 | | Management | | 7 | | Elect James F. Risoleo | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Host Hotels & Resorts Inc | | Annual | | No | | 5/20/2021 | | 34617 | | 0 | | 5/3/2021 | | 44107P | | BRH1STBDR008 | | HST | | 935375572 | | Management | | 8 | | Elect Gordon H. Smith | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Host Hotels & Resorts Inc | | Annual | | No | | 5/20/2021 | | 34617 | | 0 | | 5/3/2021 | | 44107P | | BRH1STBDR008 | | HST | | 935375572 | | Management | | 9 | | Elect A. William Stein | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Host Hotels & Resorts Inc | | Annual | | No | | 5/20/2021 | | 34617 | | 0 | | 5/3/2021 | | 44107P | | BRH1STBDR008 | | HST | | 935375572 | | Management | | 10 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Host Hotels & Resorts Inc | | Annual | | No | | 5/20/2021 | | 34617 | | 0 | | 5/3/2021 | | 44107P | | BRH1STBDR008 | | HST | | 935375572 | | Management | | 11 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Host Hotels & Resorts Inc | | Annual | | No | | 5/20/2021 | | 34617 | | 0 | | 5/3/2021 | | 44107P | | BRH1STBDR008 | | HST | | 935375572 | | Management | | 12 | | Approval of the 2021 Employee Stock Purchase Plan | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | First Industrial Realty Trust, Inc. | | Annual | | No | | 5/5/2021 | | 9400 | | 0 | | 4/27/2021 | | 32054K | | US32054K6082 | | FR | | 935388024 | | Management | | 1 | | Elect Peter E. Baccile | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | First Industrial Realty Trust, Inc. | | Annual | | No | | 5/5/2021 | | 9400 | | 0 | | 4/27/2021 | | 32054K | | US32054K6082 | | FR | | 935388024 | | Management | | 2 | | Elect Teresa Bryce Bazemore | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | First Industrial Realty Trust, Inc. | | Annual | | No | | 5/5/2021 | | 9400 | | 0 | | 4/27/2021 | | 32054K | | US32054K6082 | | FR | | 935388024 | | Management | | 3 | | Elect Matthew S. Dominski | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | First Industrial Realty Trust, Inc. | | Annual | | No | | 5/5/2021 | | 9400 | | 0 | | 4/27/2021 | | 32054K | | US32054K6082 | | FR | | 935388024 | | Management | | 4 | | Elect H. Patrick Hackett, Jr. | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | First Industrial Realty Trust, Inc. | | Annual | | No | | 5/5/2021 | | 9400 | | 0 | | 4/27/2021 | | 32054K | | US32054K6082 | | FR | | 935388024 | | Management | | 5 | | Elect Denise A. Olsen | | For | | For | | With Management |
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Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | First Industrial Realty Trust, Inc. | | Annual | | No | | 5/5/2021 | | 9400 | | 0 | | 4/27/2021 | | 32054K | | US32054K6082 | | FR | | 935388024 | | Management | | 6 | | Elect John E. Rau | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | First Industrial Realty Trust, Inc. | | Annual | | No | | 5/5/2021 | | 9400 | | 0 | | 4/27/2021 | | 32054K | | US32054K6082 | | FR | | 935388024 | | Management | | 7 | | Elect Marcus L. Smith | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | First Industrial Realty Trust, Inc. | | Annual | | No | | 5/5/2021 | | 9400 | | 0 | | 4/27/2021 | | 32054K | | US32054K6082 | | FR | | 935388024 | | Management | | 8 | | Advisory Vote on Executive Compensation | | For | | Against | | Against Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | First Industrial Realty Trust, Inc. | | Annual | | No | | 5/5/2021 | | 9400 | | 0 | | 4/27/2021 | | 32054K | | US32054K6082 | | FR | | 935388024 | | Management | | 9 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Avalonbay Communities Inc. | | Annual | | No | | 5/20/2021 | | 7661 | | 0 | | 5/3/2021 | | 053484 | | BRA1VBBDR007 | | AVB | | 935383048 | | Management | | 1 | | Elect Glyn F. Aeppel | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Avalonbay Communities Inc. | | Annual | | No | | 5/20/2021 | | 7661 | | 0 | | 5/3/2021 | | 053484 | | BRA1VBBDR007 | | AVB | | 935383048 | | Management | | 2 | | Elect Terry S. Brown | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Avalonbay Communities Inc. | | Annual | | No | | 5/20/2021 | | 7661 | | 0 | | 5/3/2021 | | 053484 | | BRA1VBBDR007 | | AVB | | 935383048 | | Management | | 3 | | Elect Alan B. Buckelew | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Avalonbay Communities Inc. | | Annual | | No | | 5/20/2021 | | 7661 | | 0 | | 5/3/2021 | | 053484 | | BRA1VBBDR007 | | AVB | | 935383048 | | Management | | 4 | | Elect Ronald L. Havner, Jr. | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Avalonbay Communities Inc. | | Annual | | No | | 5/20/2021 | | 7661 | | 0 | | 5/3/2021 | | 053484 | | BRA1VBBDR007 | | AVB | | 935383048 | | Management | | 5 | | Elect Stephen P. Hills | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Avalonbay Communities Inc. | | Annual | | No | | 5/20/2021 | | 7661 | | 0 | | 5/3/2021 | | 053484 | | BRA1VBBDR007 | | AVB | | 935383048 | | Management | | 6 | | Elect Christopher B. Howard | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Avalonbay Communities Inc. | | Annual | | No | | 5/20/2021 | | 7661 | | 0 | | 5/3/2021 | | 053484 | | BRA1VBBDR007 | | AVB | | 935383048 | | Management | | 7 | | Elect Richard J. Lieb | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Avalonbay Communities Inc. | | Annual | | No | | 5/20/2021 | | 7661 | | 0 | | 5/3/2021 | | 053484 | | BRA1VBBDR007 | | AVB | | 935383048 | | Management | | 8 | | Elect Nnenna Lynch | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Avalonbay Communities Inc. | | Annual | | No | | 5/20/2021 | | 7661 | | 0 | | 5/3/2021 | | 053484 | | BRA1VBBDR007 | | AVB | | 935383048 | | Management | | 9 | | Elect Timothy J. Naughton | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Avalonbay Communities Inc. | | Annual | | No | | 5/20/2021 | | 7661 | | 0 | | 5/3/2021 | | 053484 | | BRA1VBBDR007 | | AVB | | 935383048 | | Management | | 10 | | Elect Benjamin W. Schall | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Avalonbay Communities Inc. | | Annual | | No | | 5/20/2021 | | 7661 | | 0 | | 5/3/2021 | | 053484 | | BRA1VBBDR007 | | AVB | | 935383048 | | Management | | 11 | | Elect Susan Swanezy | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Avalonbay Communities Inc. | | Annual | | No | | 5/20/2021 | | 7661 | | 0 | | 5/3/2021 | | 053484 | | BRA1VBBDR007 | | AVB | | 935383048 | | Management | | 12 | | Elect W. Edward Walter | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Avalonbay Communities Inc. | | Annual | | No | | 5/20/2021 | | 7661 | | 0 | | 5/3/2021 | | 053484 | | BRA1VBBDR007 | | AVB | | 935383048 | | Management | | 13 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Avalonbay Communities Inc. | | Annual | | No | | 5/20/2021 | | 7661 | | 0 | | 5/3/2021 | | 053484 | | BRA1VBBDR007 | | AVB | | 935383048 | | Management | | 14 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Essential Properties Realty Trust Inc | | Annual | | No | | 5/17/2021 | | 14500 | | 0 | | 5/3/2021 | | 29670E | | US29670E1073 | | EPRT | | 935381878 | | Management | | 1.001 | | Elect Paul T. Bossidy | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Essential Properties Realty Trust Inc | | Annual | | No | | 5/17/2021 | | 14500 | | 0 | | 5/3/2021 | | 29670E | | US29670E1073 | | EPRT | | 935381878 | | Management | | 1.002 | | Elect Joyce DeLucca | | For | | For | | With Management |
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Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Essential Properties Realty Trust Inc | | Annual | | No | | 5/17/2021 | | 14500 | | 0 | | 5/3/2021 | | 29670E | | US29670E1073 | | EPRT | | 935381878 | | Management | | 1.003 | | Elect Scott A. Estes | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Essential Properties Realty Trust Inc | | Annual | | No | | 5/17/2021 | | 14500 | | 0 | | 5/3/2021 | | 29670E | | US29670E1073 | | EPRT | | 935381878 | | Management | | 1.004 | | Elect Peter M. Mavoides | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Essential Properties Realty Trust Inc | | Annual | | No | | 5/17/2021 | | 14500 | | 0 | | 5/3/2021 | | 29670E | | US29670E1073 | | EPRT | | 935381878 | | Management | | 1.005 | | Elect Lawrence J. Minich | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Essential Properties Realty Trust Inc | | Annual | | No | | 5/17/2021 | | 14500 | | 0 | | 5/3/2021 | | 29670E | | US29670E1073 | | EPRT | | 935381878 | | Management | | 1.006 | | Elect Heather Neary | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Essential Properties Realty Trust Inc | | Annual | | No | | 5/17/2021 | | 14500 | | 0 | | 5/3/2021 | | 29670E | | US29670E1073 | | EPRT | | 935381878 | | Management | | 1.007 | | Elect Stephen D. Sautel | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Essential Properties Realty Trust Inc | | Annual | | No | | 5/17/2021 | | 14500 | | 0 | | 5/3/2021 | | 29670E | | US29670E1073 | | EPRT | | 935381878 | | Management | | 1.008 | | Elect Janaki Sivanesan | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Essential Properties Realty Trust Inc | | Annual | | No | | 5/17/2021 | | 14500 | | 0 | | 5/3/2021 | | 29670E | | US29670E1073 | | EPRT | | 935381878 | | Management | | 2 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Essential Properties Realty Trust Inc | | Annual | | No | | 5/17/2021 | | 14500 | | 0 | | 5/3/2021 | | 29670E | | US29670E1073 | | EPRT | | 935381878 | | Management | | 3 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | CyrusOne Inc | | Annual | | No | | 5/18/2021 | | 9500 | | 0 | | 5/3/2021 | | 23283R | | BRC2ONBDR003 | | CONE | | 935383454 | | Management | | 1.001 | | Elect Bruce W. Duncan | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | CyrusOne Inc | | Annual | | No | | 5/18/2021 | | 9500 | | 0 | | 5/3/2021 | | 23283R | | BRC2ONBDR003 | | CONE | | 935383454 | | Management | | 1.002 | | Elect David H. Ferdman | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | CyrusOne Inc | | Annual | | No | | 5/18/2021 | | 9500 | | 0 | | 5/3/2021 | | 23283R | | BRC2ONBDR003 | | CONE | | 935383454 | | Management | | 1.003 | | Elect John W. Gamble, Jr | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | CyrusOne Inc | | Annual | | No | | 5/18/2021 | | 9500 | | 0 | | 5/3/2021 | | 23283R | | BRC2ONBDR003 | | CONE | | 935383454 | | Management | | 1.004 | | Elect T. Tod Nielsen | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | CyrusOne Inc | | Annual | | No | | 5/18/2021 | | 9500 | | 0 | | 5/3/2021 | | 23283R | | BRC2ONBDR003 | | CONE | | 935383454 | | Management | | 1.005 | | Elect Denise A. Olsen | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | CyrusOne Inc | | Annual | | No | | 5/18/2021 | | 9500 | | 0 | | 5/3/2021 | | 23283R | | BRC2ONBDR003 | | CONE | | 935383454 | | Management | | 1.006 | | Elect Alex Shumate | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | CyrusOne Inc | | Annual | | No | | 5/18/2021 | | 9500 | | 0 | | 5/3/2021 | | 23283R | | BRC2ONBDR003 | | CONE | | 935383454 | | Management | | 1.007 | | Elect William E. Sullivan | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | CyrusOne Inc | | Annual | | No | | 5/18/2021 | | 9500 | | 0 | | 5/3/2021 | | 23283R | | BRC2ONBDR003 | | CONE | | 935383454 | | Management | | 1.008 | | Elect Lynn A. Wentworth | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | CyrusOne Inc | | Annual | | No | | 5/18/2021 | | 9500 | | 0 | | 5/3/2021 | | 23283R | | BRC2ONBDR003 | | CONE | | 935383454 | | Management | | 2 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | CyrusOne Inc | | Annual | | No | | 5/18/2021 | | 9500 | | 0 | | 5/3/2021 | | 23283R | | BRC2ONBDR003 | | CONE | | 935383454 | | Management | | 3 | | Frequency of Advisory Vote on Executive Compensation | | 1 Year | | 1 Year | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | CyrusOne Inc | | Annual | | No | | 5/18/2021 | | 9500 | | 0 | | 5/3/2021 | | 23283R | | BRC2ONBDR003 | | CONE | | 935383454 | | Management | | 4 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Marriott International, Inc. | | Annual | | No | | 5/7/2021 | | 2200 | | 0 | | 5/3/2021 | | 571903 | | BRM1TTBDR009 | | MAR | | 935390029 | | Management | | 1 | | Elect J.W. Marriott, Jr. | | For | | For | | With Management |
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Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Marriott International, Inc. | | Annual | | No | | 5/7/2021 | | 2200 | | 0 | | 5/3/2021 | | 571903 | | BRM1TTBDR009 | | MAR | | 935390029 | | Management | | 2 | | Elect Anthony G. Capuano | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Marriott International, Inc. | | Annual | | No | | 5/7/2021 | | 2200 | | 0 | | 5/3/2021 | | 571903 | | BRM1TTBDR009 | | MAR | | 935390029 | | Management | | 3 | | Elect Deborah Marriott Harrison | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Marriott International, Inc. | | Annual | | No | | 5/7/2021 | | 2200 | | 0 | | 5/3/2021 | | 571903 | | BRM1TTBDR009 | | MAR | | 935390029 | | Management | | 4 | | Elect Frederick A. Henderson | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Marriott International, Inc. | | Annual | | No | | 5/7/2021 | | 2200 | | 0 | | 5/3/2021 | | 571903 | | BRM1TTBDR009 | | MAR | | 935390029 | | Management | | 5 | | Elect Eric Hippeau | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Marriott International, Inc. | | Annual | | No | | 5/7/2021 | | 2200 | | 0 | | 5/3/2021 | | 571903 | | BRM1TTBDR009 | | MAR | | 935390029 | | Management | | 6 | | Elect Lawrence W. Kellner | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Marriott International, Inc. | | Annual | | No | | 5/7/2021 | | 2200 | | 0 | | 5/3/2021 | | 571903 | | BRM1TTBDR009 | | MAR | | 935390029 | | Management | | 7 | | Elect Debra L. Lee | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Marriott International, Inc. | | Annual | | No | | 5/7/2021 | | 2200 | | 0 | | 5/3/2021 | | 571903 | | BRM1TTBDR009 | | MAR | | 935390029 | | Management | | 8 | | Elect Aylwin B. Lewis | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Marriott International, Inc. | | Annual | | No | | 5/7/2021 | | 2200 | | 0 | | 5/3/2021 | | 571903 | | BRM1TTBDR009 | | MAR | | 935390029 | | Management | | 9 | | Elect David S. Marriott | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Marriott International, Inc. | | Annual | | No | | 5/7/2021 | | 2200 | | 0 | | 5/3/2021 | | 571903 | | BRM1TTBDR009 | | MAR | | 935390029 | | Management | | 10 | | Elect Margaret M. McCarthy | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Marriott International, Inc. | | Annual | | No | | 5/7/2021 | | 2200 | | 0 | | 5/3/2021 | | 571903 | | BRM1TTBDR009 | | MAR | | 935390029 | | Management | | 11 | | Elect George Muñoz | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Marriott International, Inc. | | Annual | | No | | 5/7/2021 | | 2200 | | 0 | | 5/3/2021 | | 571903 | | BRM1TTBDR009 | | MAR | | 935390029 | | Management | | 12 | | Elect Horacio D. Rozanski | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Marriott International, Inc. | | Annual | | No | | 5/7/2021 | | 2200 | | 0 | | 5/3/2021 | | 571903 | | BRM1TTBDR009 | | MAR | | 935390029 | | Management | | 13 | | Elect Susan C. Schwab | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Marriott International, Inc. | | Annual | | No | | 5/7/2021 | | 2200 | | 0 | | 5/3/2021 | | 571903 | | BRM1TTBDR009 | | MAR | | 935390029 | | Management | | 14 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Marriott International, Inc. | | Annual | | No | | 5/7/2021 | | 2200 | | 0 | | 5/3/2021 | | 571903 | | BRM1TTBDR009 | | MAR | | 935390029 | | Management | | 15 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Marriott International, Inc. | | Annual | | No | | 5/7/2021 | | 2200 | | 0 | | 5/3/2021 | | 571903 | | BRM1TTBDR009 | | MAR | | 935390029 | | Management | | 16 | | Elimination of Supermajority Requirement for Director Removal | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Marriott International, Inc. | | Annual | | No | | 5/7/2021 | | 2200 | | 0 | | 5/3/2021 | | 571903 | | BRM1TTBDR009 | | MAR | | 935390029 | | Management | | 17 | | Elimination of Supermajority Requirement for Future Amendments to the Certificate | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Marriott International, Inc. | | Annual | | No | | 5/7/2021 | | 2200 | | 0 | | 5/3/2021 | | 571903 | | BRM1TTBDR009 | | MAR | | 935390029 | | Management | | 18 | | Elimination of Supermajority Requirement for Future Amendments to Certain Bylaw Provisions | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Marriott International, Inc. | | Annual | | No | | 5/7/2021 | | 2200 | | 0 | | 5/3/2021 | | 571903 | | BRM1TTBDR009 | | MAR | | 935390029 | | Management | | 19 | | Elimination of Supermajority Requirement for a Supermajority Stockholder Vote for Certain Transactions | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Marriott International, Inc. | | Annual | | No | | 5/7/2021 | | 2200 | | 0 | | 5/3/2021 | | 571903 | | BRM1TTBDR009 | | MAR | | 935390029 | | Management | | 20 | | Elimination of Supermajority Requirement for a Supermajority Stockholder Vote for Certain Business Combinations | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | UDR Inc | | Annual | | No | | 5/27/2021 | | 22800 | | 0 | | 5/14/2021 | | 902653 | | US9101971029 | | UDR | | 935387476 | | Management | | 1 | | Elect Katherine A. Cattanach | | For | | For | | With Management |
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Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | UDR Inc | | Annual | | No | | 5/27/2021 | | 22800 | | 0 | | 5/14/2021 | | 902653 | | US9101971029 | | UDR | | 935387476 | | Management | | 2 | | Elect Jon A. Grove | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | UDR Inc | | Annual | | No | | 5/27/2021 | | 22800 | | 0 | | 5/14/2021 | | 902653 | | US9101971029 | | UDR | | 935387476 | | Management | | 3 | | Elect Mary Ann King | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | UDR Inc | | Annual | | No | | 5/27/2021 | | 22800 | | 0 | | 5/14/2021 | | 902653 | | US9101971029 | | UDR | | 935387476 | | Management | | 4 | | Elect James D. Klingbeil | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | UDR Inc | | Annual | | No | | 5/27/2021 | | 22800 | | 0 | | 5/14/2021 | | 902653 | | US9101971029 | | UDR | | 935387476 | | Management | | 5 | | Elect Clint D. McDonnough | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | UDR Inc | | Annual | | No | | 5/27/2021 | | 22800 | | 0 | | 5/14/2021 | | 902653 | | US9101971029 | | UDR | | 935387476 | | Management | | 6 | | Elect Robert A. McNamara | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | UDR Inc | | Annual | | No | | 5/27/2021 | | 22800 | | 0 | | 5/14/2021 | | 902653 | | US9101971029 | | UDR | | 935387476 | | Management | | 7 | | Elect Diane M. Morefield | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | UDR Inc | | Annual | | No | | 5/27/2021 | | 22800 | | 0 | | 5/14/2021 | | 902653 | | US9101971029 | | UDR | | 935387476 | | Management | | 8 | | Elect Mark R. Patterson | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | UDR Inc | | Annual | | No | | 5/27/2021 | | 22800 | | 0 | | 5/14/2021 | | 902653 | | US9101971029 | | UDR | | 935387476 | | Management | | 9 | | Elect Thomas W. Toomey | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | UDR Inc | | Annual | | No | | 5/27/2021 | | 22800 | | 0 | | 5/14/2021 | | 902653 | | US9101971029 | | UDR | | 935387476 | | Management | | 10 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | UDR Inc | | Annual | | No | | 5/27/2021 | | 22800 | | 0 | | 5/14/2021 | | 902653 | | US9101971029 | | UDR | | 935387476 | | Management | | 11 | | Advisory Vote on Executive Compensation | | For | | Against | | Against Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | UDR Inc | | Annual | | No | | 5/27/2021 | | 22800 | | 0 | | 5/14/2021 | | 902653 | | US9101971029 | | UDR | | 935387476 | | Management | | 12 | | Amendment to the 1999 Long-Term Incentive Plan | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Kilroy Realty Corp. | | Annual | | No | | 5/20/2021 | | 9100 | | 0 | | 5/10/2021 | | 49427F | | US49427F8014 | | KRC | | 935357548 | | Management | | 1 | | Elect John Kilroy | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Kilroy Realty Corp. | | Annual | | No | | 5/20/2021 | | 9100 | | 0 | | 5/10/2021 | | 49427F | | US49427F8014 | | KRC | | 935357548 | | Management | | 2 | | Elect Edward Brennan | | For | | Against | | Against Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Kilroy Realty Corp. | | Annual | | No | | 5/20/2021 | | 9100 | | 0 | | 5/10/2021 | | 49427F | | US49427F8014 | | KRC | | 935357548 | | Management | | 3 | | Elect Jolie Hunt | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Kilroy Realty Corp. | | Annual | | No | | 5/20/2021 | | 9100 | | 0 | | 5/10/2021 | | 49427F | | US49427F8014 | | KRC | | 935357548 | | Management | | 4 | | Elect Scott Ingraham | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Kilroy Realty Corp. | | Annual | | No | | 5/20/2021 | | 9100 | | 0 | | 5/10/2021 | | 49427F | | US49427F8014 | | KRC | | 935357548 | | Management | | 5 | | Elect Louisa Ritter | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Kilroy Realty Corp. | | Annual | | No | | 5/20/2021 | | 9100 | | 0 | | 5/10/2021 | | 49427F | | US49427F8014 | | KRC | | 935357548 | | Management | | 6 | | Elect Gary Stevenson | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Kilroy Realty Corp. | | Annual | | No | | 5/20/2021 | | 9100 | | 0 | | 5/10/2021 | | 49427F | | US49427F8014 | | KRC | | 935357548 | | Management | | 7 | | Elect Peter Stoneberg | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Kilroy Realty Corp. | | Annual | | No | | 5/20/2021 | | 9100 | | 0 | | 5/10/2021 | | 49427F | | US49427F8014 | | KRC | | 935357548 | | Management | | 8 | | Advisory Vote on Executive Compensation | | For | | Against | | Against Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Kilroy Realty Corp. | | Annual | | No | | 5/20/2021 | | 9100 | | 0 | | 5/10/2021 | | 49427F | | US49427F8014 | | KRC | | 935357548 | | Management | | 9 | | Amendment to By-Laws Regarding Related Party Transaction Policy | | For | | For | | With Management |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Kilroy Realty Corp. | | Annual | | No | | 5/20/2021 | | 9100 | | 0 | | 5/10/2021 | | 49427F | | US49427F8014 | | KRC | | 935357548 | | Management | | 10 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Ventas Inc | | Annual | | No | | 5/25/2021 | | 19896 | | 0 | | 5/10/2021 | | 92276F | | BRV1TABDR008 | | VTR | | 935387440 | | Management | | 1 | | Elect Melody C. Barnes | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Ventas Inc | | Annual | | No | | 5/25/2021 | | 19896 | | 0 | | 5/10/2021 | | 92276F | | BRV1TABDR008 | | VTR | | 935387440 | | Management | | 2 | | Elect Debra A. Cafaro | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Ventas Inc | | Annual | | No | | 5/25/2021 | | 19896 | | 0 | | 5/10/2021 | | 92276F | | BRV1TABDR008 | | VTR | | 935387440 | | Management | | 3 | | Elect Jay M. Gellert | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Ventas Inc | | Annual | | No | | 5/25/2021 | | 19896 | | 0 | | 5/10/2021 | | 92276F | | BRV1TABDR008 | | VTR | | 935387440 | | Management | | 4 | | Elect Matthew J. Lustig | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Ventas Inc | | Annual | | No | | 5/25/2021 | | 19896 | | 0 | | 5/10/2021 | | 92276F | | BRV1TABDR008 | | VTR | | 935387440 | | Management | | 5 | | Elect Roxanne M. Martino | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Ventas Inc | | Annual | | No | | 5/25/2021 | | 19896 | | 0 | | 5/10/2021 | | 92276F | | BRV1TABDR008 | | VTR | | 935387440 | | Management | | 6 | | Elect Marguerite M. Nader | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Ventas Inc | | Annual | | No | | 5/25/2021 | | 19896 | | 0 | | 5/10/2021 | | 92276F | | BRV1TABDR008 | | VTR | | 935387440 | | Management | | 7 | | Elect Sean Nolan | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Ventas Inc | | Annual | | No | | 5/25/2021 | | 19896 | | 0 | | 5/10/2021 | | 92276F | | BRV1TABDR008 | | VTR | | 935387440 | | Management | | 8 | | Elect Walter C. Rakowich | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Ventas Inc | | Annual | | No | | 5/25/2021 | | 19896 | | 0 | | 5/10/2021 | | 92276F | | BRV1TABDR008 | | VTR | | 935387440 | | Management | | 9 | | Elect Robert D. Reed | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Ventas Inc | | Annual | | No | | 5/25/2021 | | 19896 | | 0 | | 5/10/2021 | | 92276F | | BRV1TABDR008 | | VTR | | 935387440 | | Management | | 10 | | Elect James D. Shelton | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Ventas Inc | | Annual | | No | | 5/25/2021 | | 19896 | | 0 | | 5/10/2021 | | 92276F | | BRV1TABDR008 | | VTR | | 935387440 | | Management | | 11 | | Elect Maurice Smith | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Ventas Inc | | Annual | | No | | 5/25/2021 | | 19896 | | 0 | | 5/10/2021 | | 92276F | | BRV1TABDR008 | | VTR | | 935387440 | | Management | | 12 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Ventas Inc | | Annual | | No | | 5/25/2021 | | 19896 | | 0 | | 5/10/2021 | | 92276F | | BRV1TABDR008 | | VTR | | 935387440 | | Management | | 13 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Tower Corp. | | Annual | | No | | 5/26/2021 | | 5000 | | 0 | | 5/10/2021 | | 03027X | | US03027X4079 | | AMT | | 935387755 | | Management | | 1 | | Elect Thomas Bartlett | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Tower Corp. | | Annual | | No | | 5/26/2021 | | 5000 | | 0 | | 5/10/2021 | | 03027X | | US03027X4079 | | AMT | | 935387755 | | Management | | 2 | | Elect Raymond P. Dolan | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Tower Corp. | | Annual | | No | | 5/26/2021 | | 5000 | | 0 | | 5/10/2021 | | 03027X | | US03027X4079 | | AMT | | 935387755 | | Management | | 3 | | Elect Kenneth R. Frank | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Tower Corp. | | Annual | | No | | 5/26/2021 | | 5000 | | 0 | | 5/10/2021 | | 03027X | | US03027X4079 | | AMT | | 935387755 | | Management | | 4 | | Elect Robert D. Hormats | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Tower Corp. | | Annual | | No | | 5/26/2021 | | 5000 | | 0 | | 5/10/2021 | | 03027X | | US03027X4079 | | AMT | | 935387755 | | Management | | 5 | | Elect Gustavo Lara Cantu | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Tower Corp. | | Annual | | No | | 5/26/2021 | | 5000 | | 0 | | 5/10/2021 | | 03027X | | US03027X4079 | | AMT | | 935387755 | | Management | | 6 | | Elect Grace D. Lieblein | | For | | For | | With Management |
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Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Tower Corp. | | Annual | | No | | 5/26/2021 | | 5000 | | 0 | | 5/10/2021 | | 03027X | | US03027X4079 | | AMT | | 935387755 | | Management | | 7 | | Elect Craig Macnab | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Tower Corp. | | Annual | | No | | 5/26/2021 | | 5000 | | 0 | | 5/10/2021 | | 03027X | | US03027X4079 | | AMT | | 935387755 | | Management | | 8 | | Elect JoAnn A. Reed | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Tower Corp. | | Annual | | No | | 5/26/2021 | | 5000 | | 0 | | 5/10/2021 | | 03027X | | US03027X4079 | | AMT | | 935387755 | | Management | | 9 | | Elect Pamela D.A. Reeve | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Tower Corp. | | Annual | | No | | 5/26/2021 | | 5000 | | 0 | | 5/10/2021 | | 03027X | | US03027X4079 | | AMT | | 935387755 | | Management | | 10 | | Elect David E. Sharbutt | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Tower Corp. | | Annual | | No | | 5/26/2021 | | 5000 | | 0 | | 5/10/2021 | | 03027X | | US03027X4079 | | AMT | | 935387755 | | Management | | 11 | | Elect Bruce L. Tanner | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Tower Corp. | | Annual | | No | | 5/26/2021 | | 5000 | | 0 | | 5/10/2021 | | 03027X | | US03027X4079 | | AMT | | 935387755 | | Management | | 12 | | Elect Samme L. Thompson | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Tower Corp. | | Annual | | No | | 5/26/2021 | | 5000 | | 0 | | 5/10/2021 | | 03027X | | US03027X4079 | | AMT | | 935387755 | | Management | | 13 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Tower Corp. | | Annual | | No | | 5/26/2021 | | 5000 | | 0 | | 5/10/2021 | | 03027X | | US03027X4079 | | AMT | | 935387755 | | Management | | 14 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Tower Corp. | | Annual | | No | | 5/26/2021 | | 5000 | | 0 | | 5/10/2021 | | 03027X | | US03027X4079 | | AMT | | 935387755 | | ShareHolder | | 15 | | Shareholder Proposal Regarding Right to Call Special Meetings | | Against | | For | | Against Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | American Tower Corp. | | Annual | | No | | 5/26/2021 | | 5000 | | 0 | | 5/10/2021 | | 03027X | | US03027X4079 | | AMT | | 935387755 | | ShareHolder | | 16 | | Shareholder Proposal Regarding Formation of a Human Rights Risk Oversight Committee | | Against | | Against | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Life Storage Inc | | Annual | | No | | 5/27/2021 | | 5750 | | 0 | | 5/14/2021 | | 53223X | | US84610H1086 | | LSI | | 935393859 | | Management | | 1.001 | | Elect Mark G. Barberio | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Life Storage Inc | | Annual | | No | | 5/27/2021 | | 5750 | | 0 | | 5/14/2021 | | 53223X | | US84610H1086 | | LSI | | 935393859 | | Management | | 1.002 | | Elect Joseph V. Saffire | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Life Storage Inc | | Annual | | No | | 5/27/2021 | | 5750 | | 0 | | 5/14/2021 | | 53223X | | US84610H1086 | | LSI | | 935393859 | | Management | | 1.003 | | Elect Stephen R. Rusmisel | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Life Storage Inc | | Annual | | No | | 5/27/2021 | | 5750 | | 0 | | 5/14/2021 | | 53223X | | US84610H1086 | | LSI | | 935393859 | | Management | | 1.004 | | Elect Arthur L. Havener, Jr. | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Life Storage Inc | | Annual | | No | | 5/27/2021 | | 5750 | | 0 | | 5/14/2021 | | 53223X | | US84610H1086 | | LSI | | 935393859 | | Management | | 1.005 | | Elect Dana Hamilton | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Life Storage Inc | | Annual | | No | | 5/27/2021 | | 5750 | | 0 | | 5/14/2021 | | 53223X | | US84610H1086 | | LSI | | 935393859 | | Management | | 1.006 | | Elect Edward J. Pettinella | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Life Storage Inc | | Annual | | No | | 5/27/2021 | | 5750 | | 0 | | 5/14/2021 | | 53223X | | US84610H1086 | | LSI | | 935393859 | | Management | | 1.007 | | Elect David L. Rogers | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Life Storage Inc | | Annual | | No | | 5/27/2021 | | 5750 | | 0 | | 5/14/2021 | | 53223X | | US84610H1086 | | LSI | | 935393859 | | Management | | 1.008 | | Elect Susan S. Harnett | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Life Storage Inc | | Annual | | No | | 5/27/2021 | | 5750 | | 0 | | 5/14/2021 | | 53223X | | US84610H1086 | | LSI | | 935393859 | | Management | | 2 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Life Storage Inc | | Annual | | No | | 5/27/2021 | | 5750 | | 0 | | 5/14/2021 | | 53223X | | US84610H1086 | | LSI | | 935393859 | | Management | | 3 | | Increase in Authorized Common Stock | | For | | For | | With Management |
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Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Life Storage Inc | | Annual | | No | | 5/27/2021 | | 5750 | | 0 | | 5/14/2021 | | 53223X | | US84610H1086 | | LSI | | 935393859 | | Management | | 4 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equinix, Inc. | | Annual | | No | | 5/26/2021 | | 3694 | | 0 | | 5/17/2021 | | 29444U | | US29444U5020 | | EQIX | | 935390550 | | Management | | 1.001 | | Elect Thomas Bartlett | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equinix, Inc. | | Annual | | No | | 5/26/2021 | | 3694 | | 0 | | 5/17/2021 | | 29444U | | US29444U5020 | | EQIX | | 935390550 | | Management | | 1.002 | | Elect Nanci E. Caldwell | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equinix, Inc. | | Annual | | No | | 5/26/2021 | | 3694 | | 0 | | 5/17/2021 | | 29444U | | US29444U5020 | | EQIX | | 935390550 | | Management | | 1.003 | | Elect Adaire Fox-Martin | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equinix, Inc. | | Annual | | No | | 5/26/2021 | | 3694 | | 0 | | 5/17/2021 | | 29444U | | US29444U5020 | | EQIX | | 935390550 | | Management | | 1.004 | | Elect Gary F. Hromadko | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equinix, Inc. | | Annual | | No | | 5/26/2021 | | 3694 | | 0 | | 5/17/2021 | | 29444U | | US29444U5020 | | EQIX | | 935390550 | | Management | | 1.005 | | Elect Irving F. Lyons, III | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equinix, Inc. | | Annual | | No | | 5/26/2021 | | 3694 | | 0 | | 5/17/2021 | | 29444U | | US29444U5020 | | EQIX | | 935390550 | | Management | | 1.006 | | Elect Charles Meyers | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equinix, Inc. | | Annual | | No | | 5/26/2021 | | 3694 | | 0 | | 5/17/2021 | | 29444U | | US29444U5020 | | EQIX | | 935390550 | | Management | | 1.007 | | Elect Christopher B. Paisley | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equinix, Inc. | | Annual | | No | | 5/26/2021 | | 3694 | | 0 | | 5/17/2021 | | 29444U | | US29444U5020 | | EQIX | | 935390550 | | Management | | 1.008 | | Elect Sandra Rivera | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equinix, Inc. | | Annual | | No | | 5/26/2021 | | 3694 | | 0 | | 5/17/2021 | | 29444U | | US29444U5020 | | EQIX | | 935390550 | | Management | | 1.009 | | Elect Peter F. Van Camp | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equinix, Inc. | | Annual | | No | | 5/26/2021 | | 3694 | | 0 | | 5/17/2021 | | 29444U | | US29444U5020 | | EQIX | | 935390550 | | Management | | 2 | | Advisory Vote on Executive Compensation | | For | | Against | | Against Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equinix, Inc. | | Annual | | No | | 5/26/2021 | | 3694 | | 0 | | 5/17/2021 | | 29444U | | US29444U5020 | | EQIX | | 935390550 | | Management | | 3 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equinix, Inc. | | Annual | | No | | 5/26/2021 | | 3694 | | 0 | | 5/17/2021 | | 29444U | | US29444U5020 | | EQIX | | 935390550 | | ShareHolder | | 4 | | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | | Against | | For | | Against Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Alexandria Real Estate Equities Inc. | | Annual | | No | | 5/18/2021 | | 5448 | | 0 | | 5/3/2021 | | 015271 | | US0152717031 | | ARE | | 935395257 | | Management | | 1 | | Elect Joel S. Marcus | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Alexandria Real Estate Equities Inc. | | Annual | | No | | 5/18/2021 | | 5448 | | 0 | | 5/3/2021 | | 015271 | | US0152717031 | | ARE | | 935395257 | | Management | | 2 | | Elect Steven R. Hash | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Alexandria Real Estate Equities Inc. | | Annual | | No | | 5/18/2021 | | 5448 | | 0 | | 5/3/2021 | | 015271 | | US0152717031 | | ARE | | 935395257 | | Management | | 3 | | Elect James P. Cain | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Alexandria Real Estate Equities Inc. | | Annual | | No | | 5/18/2021 | | 5448 | | 0 | | 5/3/2021 | | 015271 | | US0152717031 | | ARE | | 935395257 | | Management | | 4 | | Elect Maria C. Freire | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Alexandria Real Estate Equities Inc. | | Annual | | No | | 5/18/2021 | | 5448 | | 0 | | 5/3/2021 | | 015271 | | US0152717031 | | ARE | | 935395257 | | Management | | 5 | | Elect Jennifer Friel Goldstein | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Alexandria Real Estate Equities Inc. | | Annual | | No | | 5/18/2021 | | 5448 | | 0 | | 5/3/2021 | | 015271 | | US0152717031 | | ARE | | 935395257 | | Management | | 6 | | Elect Richard H. Klein | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Alexandria Real Estate Equities Inc. | | Annual | | No | | 5/18/2021 | | 5448 | | 0 | | 5/3/2021 | | 015271 | | US0152717031 | | ARE | | 935395257 | | Management | | 7 | | Elect Michael A. Woronoff | | For | | For | | With Management |
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Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Alexandria Real Estate Equities Inc. | | Annual | | No | | 5/18/2021 | | 5448 | | 0 | | 5/3/2021 | | 015271 | | US0152717031 | | ARE | | 935395257 | | Management | | 8 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Alexandria Real Estate Equities Inc. | | Annual | | No | | 5/18/2021 | | 5448 | | 0 | | 5/3/2021 | | 015271 | | US0152717031 | | ARE | | 935395257 | | Management | | 9 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Welltower Inc | | Annual | | No | | 5/26/2021 | | 17400 | | 0 | | 5/14/2021 | | 95040Q | | BRW1ELBDR006 | | WELL | | 935401997 | | Management | | 1 | | Elect Kenneth J. Bacon | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Welltower Inc | | Annual | | No | | 5/26/2021 | | 17400 | | 0 | | 5/14/2021 | | 95040Q | | BRW1ELBDR006 | | WELL | | 935401997 | | Management | | 2 | | Elect Karen B. DeSalvo | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Welltower Inc | | Annual | | No | | 5/26/2021 | | 17400 | | 0 | | 5/14/2021 | | 95040Q | | BRW1ELBDR006 | | WELL | | 935401997 | | Management | | 3 | | Elect Jeffrey H. Donahue | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Welltower Inc | | Annual | | No | | 5/26/2021 | | 17400 | | 0 | | 5/14/2021 | | 95040Q | | BRW1ELBDR006 | | WELL | | 935401997 | | Management | | 4 | | Elect Philip L. Hawkins | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Welltower Inc | | Annual | | No | | 5/26/2021 | | 17400 | | 0 | | 5/14/2021 | | 95040Q | | BRW1ELBDR006 | | WELL | | 935401997 | | Management | | 5 | | Elect Dennis G. Lopez | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Welltower Inc | | Annual | | No | | 5/26/2021 | | 17400 | | 0 | | 5/14/2021 | | 95040Q | | BRW1ELBDR006 | | WELL | | 935401997 | | Management | | 6 | | Elect Shankh S. Mitra | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Welltower Inc | | Annual | | No | | 5/26/2021 | | 17400 | | 0 | | 5/14/2021 | | 95040Q | | BRW1ELBDR006 | | WELL | | 935401997 | | Management | | 7 | | Elect Ade J. Patton | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Welltower Inc | | Annual | | No | | 5/26/2021 | | 17400 | | 0 | | 5/14/2021 | | 95040Q | | BRW1ELBDR006 | | WELL | | 935401997 | | Management | | 8 | | Elect Diana W. Reid | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Welltower Inc | | Annual | | No | | 5/26/2021 | | 17400 | | 0 | | 5/14/2021 | | 95040Q | | BRW1ELBDR006 | | WELL | | 935401997 | | Management | | 9 | | Elect Sergio D. Rivera | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Welltower Inc | | Annual | | No | | 5/26/2021 | | 17400 | | 0 | | 5/14/2021 | | 95040Q | | BRW1ELBDR006 | | WELL | | 935401997 | | Management | | 10 | | Elect Johnese M. Spisso | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Welltower Inc | | Annual | | No | | 5/26/2021 | | 17400 | | 0 | | 5/14/2021 | | 95040Q | | BRW1ELBDR006 | | WELL | | 935401997 | | Management | | 11 | | Elect Kathryn M. Sullivan | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Welltower Inc | | Annual | | No | | 5/26/2021 | | 17400 | | 0 | | 5/14/2021 | | 95040Q | | BRW1ELBDR006 | | WELL | | 935401997 | | Management | | 12 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Welltower Inc | | Annual | | No | | 5/26/2021 | | 17400 | | 0 | | 5/14/2021 | | 95040Q | | BRW1ELBDR006 | | WELL | | 935401997 | | Management | | 13 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | VEREIT Inc | | Annual | | No | | 6/3/2021 | | 8860 | | 0 | | 5/26/2021 | | 92339V | | US92339V3087 | | VER | | 935406137 | | Management | | 1 | | Elect Glenn J. Rufrano | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | VEREIT Inc | | Annual | | No | | 6/3/2021 | | 8860 | | 0 | | 5/26/2021 | | 92339V | | US92339V3087 | | VER | | 935406137 | | Management | | 2 | | Elect Hugh R. Frater | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | VEREIT Inc | | Annual | | No | | 6/3/2021 | | 8860 | | 0 | | 5/26/2021 | | 92339V | | US92339V3087 | | VER | | 935406137 | | Management | | 3 | | Elect Priscilla Almodovar | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | VEREIT Inc | | Annual | | No | | 6/3/2021 | | 8860 | | 0 | | 5/26/2021 | | 92339V | | US92339V3087 | | VER | | 935406137 | | Management | | 4 | | Elect David B. Henry | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | VEREIT Inc | | Annual | | No | | 6/3/2021 | | 8860 | | 0 | | 5/26/2021 | | 92339V | | US92339V3087 | | VER | | 935406137 | | Management | | 5 | | Elect Mary Hogan Preusse | | For | | For | | With Management |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | VEREIT Inc | | Annual | | No | | 6/3/2021 | | 8860 | | 0 | | 5/26/2021 | | 92339V | | US92339V3087 | | VER | | 935406137 | | Management | | 6 | | Elect Richard J. Lieb | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | VEREIT Inc | | Annual | | No | | 6/3/2021 | | 8860 | | 0 | | 5/26/2021 | | 92339V | | US92339V3087 | | VER | | 935406137 | | Management | | 7 | | Elect Eugene A. Pinover | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | VEREIT Inc | | Annual | | No | | 6/3/2021 | | 8860 | | 0 | | 5/26/2021 | | 92339V | | US92339V3087 | | VER | | 935406137 | | Management | | 8 | | Elect Julie G. Richardson | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | VEREIT Inc | | Annual | | No | | 6/3/2021 | | 8860 | | 0 | | 5/26/2021 | | 92339V | | US92339V3087 | | VER | | 935406137 | | Management | | 9 | | Elect Susan E. Skerritt | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | VEREIT Inc | | Annual | | No | | 6/3/2021 | | 8860 | | 0 | | 5/26/2021 | | 92339V | | US92339V3087 | | VER | | 935406137 | | Management | | 10 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | VEREIT Inc | | Annual | | No | | 6/3/2021 | | 8860 | | 0 | | 5/26/2021 | | 92339V | | US92339V3087 | | VER | | 935406137 | | Management | | 11 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | VEREIT Inc | | Annual | | No | | 6/3/2021 | | 8860 | | 0 | | 5/26/2021 | | 92339V | | US92339V3087 | | VER | | 935406137 | | Management | | 12 | | Approval of the 2021 Equity Incentive Plan | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | VEREIT Inc | | Annual | | No | | 6/3/2021 | | 8860 | | 0 | | 5/26/2021 | | 92339V | | US92339V3087 | | VER | | 935406137 | | Management | | 13 | | Amendment to Articles to Allow Bylaws to be Amended by Shareholders | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Digital Realty Trust Inc | | Annual | | No | | 6/3/2021 | | 6300 | | 0 | | 5/18/2021 | | 253868 | | US2538688480 | | DLR | | 935407393 | | Management | | 1 | | Elect Laurence A. Chapman | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Digital Realty Trust Inc | | Annual | | No | | 6/3/2021 | | 6300 | | 0 | | 5/18/2021 | | 253868 | | US2538688480 | | DLR | | 935407393 | | Management | | 2 | | Elect Alexis Black Bjorlin | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Digital Realty Trust Inc | | Annual | | No | | 6/3/2021 | | 6300 | | 0 | | 5/18/2021 | | 253868 | | US2538688480 | | DLR | | 935407393 | | Management | | 3 | | Elect VeraLinn Jamieson | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Digital Realty Trust Inc | | Annual | | No | | 6/3/2021 | | 6300 | | 0 | | 5/18/2021 | | 253868 | | US2538688480 | | DLR | | 935407393 | | Management | | 4 | | Elect Kevin J. Kennedy | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Digital Realty Trust Inc | | Annual | | No | | 6/3/2021 | | 6300 | | 0 | | 5/18/2021 | | 253868 | | US2538688480 | | DLR | | 935407393 | | Management | | 5 | | Elect William G. LaPerch | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Digital Realty Trust Inc | | Annual | | No | | 6/3/2021 | | 6300 | | 0 | | 5/18/2021 | | 253868 | | US2538688480 | | DLR | | 935407393 | | Management | | 6 | | Elect Jean F.H.P. Mandeville | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Digital Realty Trust Inc | | Annual | | No | | 6/3/2021 | | 6300 | | 0 | | 5/18/2021 | | 253868 | | US2538688480 | | DLR | | 935407393 | | Management | | 7 | | Elect Afshin Mohebbi | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Digital Realty Trust Inc | | Annual | | No | | 6/3/2021 | | 6300 | | 0 | | 5/18/2021 | | 253868 | | US2538688480 | | DLR | | 935407393 | | Management | | 8 | | Elect Mark R. Patterson | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Digital Realty Trust Inc | | Annual | | No | | 6/3/2021 | | 6300 | | 0 | | 5/18/2021 | | 253868 | | US2538688480 | | DLR | | 935407393 | | Management | | 9 | | Elect Mary Hogan Preusse | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Digital Realty Trust Inc | | Annual | | No | | 6/3/2021 | | 6300 | | 0 | | 5/18/2021 | | 253868 | | US2538688480 | | DLR | | 935407393 | | Management | | 10 | | Elect Dennis E. Singleton | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Digital Realty Trust Inc | | Annual | | No | | 6/3/2021 | | 6300 | | 0 | | 5/18/2021 | | 253868 | | US2538688480 | | DLR | | 935407393 | | Management | | 11 | | Elect A. William Stein | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Digital Realty Trust Inc | | Annual | | No | | 6/3/2021 | | 6300 | | 0 | | 5/18/2021 | | 253868 | | US2538688480 | | DLR | | 935407393 | | Management | | 12 | | Ratification of Auditor | | For | | For | | With Management |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Digital Realty Trust Inc | | Annual | | No | | 6/3/2021 | | 6300 | | 0 | | 5/18/2021 | | 253868 | | US2538688480 | | DLR | | 935407393 | | Management | | 13 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Omega Healthcare Investors, Inc. | | Annual | | No | | 6/3/2021 | | 6500 | | 0 | | 5/18/2021 | | 681936 | | US6819361006 | | OHI | | 935405375 | | Management | | 1.001 | | Elect Kapila K. Anand | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Omega Healthcare Investors, Inc. | | Annual | | No | | 6/3/2021 | | 6500 | | 0 | | 5/18/2021 | | 681936 | | US6819361006 | | OHI | | 935405375 | | Management | | 1.002 | | Elect Craig R. Callen | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Omega Healthcare Investors, Inc. | | Annual | | No | | 6/3/2021 | | 6500 | | 0 | | 5/18/2021 | | 681936 | | US6819361006 | | OHI | | 935405375 | | Management | | 1.003 | | Elect Barbara B. Hill | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Omega Healthcare Investors, Inc. | | Annual | | No | | 6/3/2021 | | 6500 | | 0 | | 5/18/2021 | | 681936 | | US6819361006 | | OHI | | 935405375 | | Management | | 1.004 | | Elect Kevin J. Jacobs | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Omega Healthcare Investors, Inc. | | Annual | | No | | 6/3/2021 | | 6500 | | 0 | | 5/18/2021 | | 681936 | | US6819361006 | | OHI | | 935405375 | | Management | | 1.005 | | Elect Edward Lowenthal | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Omega Healthcare Investors, Inc. | | Annual | | No | | 6/3/2021 | | 6500 | | 0 | | 5/18/2021 | | 681936 | | US6819361006 | | OHI | | 935405375 | | Management | | 1.006 | | Elect C. Taylor Pickett | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Omega Healthcare Investors, Inc. | | Annual | | No | | 6/3/2021 | | 6500 | | 0 | | 5/18/2021 | | 681936 | | US6819361006 | | OHI | | 935405375 | | Management | | 1.007 | | Elect Stephen D. Plavin | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Omega Healthcare Investors, Inc. | | Annual | | No | | 6/3/2021 | | 6500 | | 0 | | 5/18/2021 | | 681936 | | US6819361006 | | OHI | | 935405375 | | Management | | 1.008 | | Elect Burke W. Whitman | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Omega Healthcare Investors, Inc. | | Annual | | No | | 6/3/2021 | | 6500 | | 0 | | 5/18/2021 | | 681936 | | US6819361006 | | OHI | | 935405375 | | Management | | 2 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Omega Healthcare Investors, Inc. | | Annual | | No | | 6/3/2021 | | 6500 | | 0 | | 5/18/2021 | | 681936 | | US6819361006 | | OHI | | 935405375 | | Management | | 3 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equity Residential Properties Trust | | Annual | | No | | 6/17/2021 | | 7721 | | 0 | | 6/2/2021 | | 29476L | | US29476L2060 | | EQR | | 935414603 | | Management | | 1.001 | | Elect Angela M. Aman | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equity Residential Properties Trust | | Annual | | No | | 6/17/2021 | | 7721 | | 0 | | 6/2/2021 | | 29476L | | US29476L2060 | | EQR | | 935414603 | | Management | | 1.002 | | Elect Raymond Bennett | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equity Residential Properties Trust | | Annual | | No | | 6/17/2021 | | 7721 | | 0 | | 6/2/2021 | | 29476L | | US29476L2060 | | EQR | | 935414603 | | Management | | 1.003 | | Elect Linda Walker Bynoe | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equity Residential Properties Trust | | Annual | | No | | 6/17/2021 | | 7721 | | 0 | | 6/2/2021 | | 29476L | | US29476L2060 | | EQR | | 935414603 | | Management | | 1.004 | | Elect Connie K. Duckworth | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equity Residential Properties Trust | | Annual | | No | | 6/17/2021 | | 7721 | | 0 | | 6/2/2021 | | 29476L | | US29476L2060 | | EQR | | 935414603 | | Management | | 1.005 | | Elect Mary Kay Haben | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equity Residential Properties Trust | | Annual | | No | | 6/17/2021 | | 7721 | | 0 | | 6/2/2021 | | 29476L | | US29476L2060 | | EQR | | 935414603 | | Management | | 1.006 | | Elect Tahsinul Zia Huque | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equity Residential Properties Trust | | Annual | | No | | 6/17/2021 | | 7721 | | 0 | | 6/2/2021 | | 29476L | | US29476L2060 | | EQR | | 935414603 | | Management | | 1.007 | | Elect John E. Neal | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equity Residential Properties Trust | | Annual | | No | | 6/17/2021 | | 7721 | | 0 | | 6/2/2021 | | 29476L | | US29476L2060 | | EQR | | 935414603 | | Management | | 1.008 | | Elect David J. Neithercut | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equity Residential Properties Trust | | Annual | | No | | 6/17/2021 | | 7721 | | 0 | | 6/2/2021 | | 29476L | | US29476L2060 | | EQR | | 935414603 | | Management | | 1.009 | | Elect Mark J. Parrell | | For | | For | | With Management |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equity Residential Properties Trust | | Annual | | No | | 6/17/2021 | | 7721 | | 0 | | 6/2/2021 | | 29476L | | US29476L2060 | | EQR | | 935414603 | | Management | | 1.01 | | Elect Mark S. Shapiro | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equity Residential Properties Trust | | Annual | | No | | 6/17/2021 | | 7721 | | 0 | | 6/2/2021 | | 29476L | | US29476L2060 | | EQR | | 935414603 | | Management | | 1.011 | | Elect Stephen E. Sterrett | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equity Residential Properties Trust | | Annual | | No | | 6/17/2021 | | 7721 | | 0 | | 6/2/2021 | | 29476L | | US29476L2060 | | EQR | | 935414603 | | Management | | 1.012 | | Elect Samuel Zell | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equity Residential Properties Trust | | Annual | | No | | 6/17/2021 | | 7721 | | 0 | | 6/2/2021 | | 29476L | | US29476L2060 | | EQR | | 935414603 | | Management | | 2 | | Ratification of Auditor | | For | | For | | With Management |
Ivy VIP Real Estate Securities Fund | | WR79 | | United States | | Equity Residential Properties Trust | | Annual | | No | | 6/17/2021 | | 7721 | | 0 | | 6/2/2021 | | 29476L | | US29476L2060 | | EQR | | 935414603 | | Management | | 3 | | Advisory Vote on Executive Compensation | | For | | For | | With Management |
DELAWARE IVY VIP SMALL CAP CORE
(prior to July 1, 2021, Ivy VIP Small Cap Core)
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Haemonetics Corporation
| | | | | | | | | | |
Meeting Date: | | 07/21/2020 | | Country: | | USA | | Primary Security ID: | | 405024100 |
Record Date: | | 05/22/2020 | | Meeting Type: | | Annual | | Ticker: | | HAE |
| | | | | |
| | | | Shares Voted: | | 22,999 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Christopher A. Simon | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Robert E. Abernathy | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael J. Coyle | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Charles J. Dockendorff | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Exact Sciences Corporation
| | | | | | | | | | |
Meeting Date: | | 07/23/2020 | | Country: | | USA | | Primary Security ID: | | 30063P105 |
Record Date: | | 06/01/2020 | | Meeting Type: | | Annual | | Ticker: | | EXAS |
| | | | | |
| | | | Shares Voted: | | 15,792 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Eli Casdin | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director James E. Doyle | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Freda Lewis-Hall | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Kathleen G. Sebelius | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers, LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Change Healthcare, Inc.
| | | | | | | | | | |
Meeting Date: | | 09/02/2020 | | Country: | | USA | | Primary Security ID: | | 15912K100 |
Record Date: | | 07/07/2020 | | Meeting Type: | | Annual | | Ticker: | | CHNG |
| | | | | |
| | | | Shares Voted: | | 122,382 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Neil E. de Crescenzo | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Howard L. Lance | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Nella Domenici | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Nicholas L. Kuhar | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1e | | Elect Director Diana McKenzie | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Bansi Nagji | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1g | | Elect Director Philip M. Pead | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Phillip W. Roe | | Mgmt | | For | | Refer | | For |
| | | | | |
1i | | Elect Director Neil P. Simpkins | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1j | | Elect Director Robert J. Zollars | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
RBC Bearings Incorporated
| | | | | | | | | | |
Meeting Date: | | 09/09/2020 | | Country: | | USA | | Primary Security ID: | | 75524B104 |
Record Date: | | 07/13/2020 | | Meeting Type: | | Annual | | Ticker: | | ROLL |
| | | | | |
| | | | Shares Voted: | | 15,240 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Michael J. Hartnett | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Dolores J. Ennico | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
NuVasive, Inc.
| | | | | | | | | | |
Meeting Date: | | 09/10/2020 | | Country: | | USA | | Primary Security ID: | | 670704105 |
Record Date: | | 07/15/2020 | | Meeting Type: | | Special | | Ticker: | | NUVA |
| | | | | |
| | | | Shares Voted: | | 25,110 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Adjourn Meeting | | Mgmt | | For | | For | | For |
Parsley Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/12/2021 | | Country: | | USA | | Primary Security ID: | | 701877102 |
Record Date: | | 12/07/2020 | | Meeting Type: | | Special | | Ticker: | | PE |
| | | | | |
| | | | Shares Voted: | | 203,213 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Merger Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | Refer | | Against |
Brooks Automation, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/26/2021 | | Country: | | USA | | Primary Security ID: | | 114340102 |
Record Date: | | 12/09/2020 | | Meeting Type: | | Annual | | Ticker: | | BRKS |
| | | | | |
| | | | Shares Voted: | | 53,053 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robyn C. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Joseph R. Martin | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Erica J. McLaughlin | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Krishna G. Palepu | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Michael Rosenblatt | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Stephen S. Schwartz | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Alfred Woollacott, III | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Brooks Automation, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.8 | | Elect Director Mark S. Wrighton | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Ellen M. Zane | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Beacon Roofing Supply, Inc.
| | | | | | | | | | |
Meeting Date: | | 02/19/2021 | | Country: | | USA | | Primary Security ID: | | 073685109 |
Record Date: | | 12/22/2020 | | Meeting Type: | | Annual | | Ticker: | | BECN |
| | | | | |
| | | | Shares Voted: | | 47,168 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Philip W. Knisely | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Julian G. Francis | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Carl T. Berquist | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Barbara G. Fast | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Richard W. Frost | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Alan Gershenhorn | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Robert M. McLaughlin | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Neil S. Novich | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Stuart A. Randle | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Nathan K. Sleeper | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Douglas L. Young | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Cabot Corporation
| | | | | | | | | | |
Meeting Date: | | 03/11/2021 | | Country: | | USA | | Primary Security ID: | | 127055101 |
Record Date: | | 01/15/2021 | | Meeting Type: | | Annual | | Ticker: | | CBT |
| | | | | |
| | | | Shares Voted: | | 75,777 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Cynthia A. Arnold | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Douglas G. Del Grosso | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Christine Y. Yan | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
TCF Financial Corporation
| | | | | | | | | | |
Meeting Date: | | 03/25/2021 | | Country: | | USA | | Primary Security ID: | | 872307103 |
Record Date: | | 02/11/2021 | | Meeting Type: | | Special | | Ticker: | | TCF |
| | | | | |
| | | | Shares Voted: | | 128,999 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Approve Merger Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Pinnacle Financial Partners, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/20/2021 | | Country: | | USA | | Primary Security ID: | | 72346Q104 |
Record Date: | | 02/22/2021 | | Meeting Type: | | Annual | | Ticker: | | PNFP |
| | | | | |
| | | | Shares Voted: | | 58,722 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Abney S. Boxley, III | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Gregory L. Burns | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Pinnacle Financial Partners, Inc.
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.3 | | Elect Director Thomas C. Farnsworth, III | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director David B. Ingram | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Decosta E. Jenkins | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director G. Kennedy Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Charles E. Brock | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Richard D. Callicutt, II | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Joseph C. Galante | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Robert A. McCabe, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Reese L. Smith, III | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director M. Terry Turner | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Renda J. Burkhart | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director Marty G. Dickens | | Mgmt | | For | | For | | For |
| | | | | |
1.15 | | Elect Director Glenda Baskin Glover | | Mgmt | | For | | For | | For |
| | | | | |
1.16 | | Elect Director Ronald L. Samuels | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Crowe LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Dana Incorporated
| | | | | | | | | | |
Meeting Date: | | 04/21/2021 | | Country: | | USA | | Primary Security ID: | | 235825205 |
Record Date: | | 02/22/2021 | | Meeting Type: | | Annual | | Ticker: | | DAN |
| | | | | |
| | | | Shares Voted: | | 84,353 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Rachel A. Gonzalez | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director James K. Kamsickas | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Virginia A. Kamsky | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Bridget E. Karlin | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Raymond E. Mabus, Jr. | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Dana Incorporated
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.6 | | Elect Director Michael J. Mack, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director R. Bruce McDonald | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Diarmuid B. O’Connell | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Keith E. Wandell | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
AGCO Corporation
| | | | | | | | | | |
Meeting Date: | | 04/22/2021 | | Country: | | USA | | Primary Security ID: | | 001084102 |
Record Date: | | 03/12/2021 | | Meeting Type: | | Annual | | Ticker: | | AGCO |
| | | | | |
| | | | Shares Voted: | | 29,750 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Roy V. Armes | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Michael C. Arnold | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Sondra L. Barbour | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director P. George Benson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Suzanne P. Clark | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Bob De Lange | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Eric P. Hansotia | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director George E. Minnich | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Mallika Srinivasan | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Matthew Tsien | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Webster Financial Corporation
| | | | | | | | | | |
Meeting Date: | | 04/22/2021 | | Country: | | USA | | Primary Security ID: | | 947890109 |
Record Date: | | 02/25/2021 | | Meeting Type: | | Annual | | Ticker: | | WBS |
| | | | | |
| | | | Shares Voted: | | 93,811 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director William L. Atwell | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director John R. Ciulla | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Elizabeth E. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director E. Carol Hayles | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Linda H. Ianieri | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Laurence C. Morse | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Karen R. Osar | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Mark Pettie | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Lauren C. States | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
First Horizon Corporation
| | | | | | | | | | |
Meeting Date: | | 04/27/2021 | | Country: | | USA | | Primary Security ID: | | 320517105 |
Record Date: | | 02/26/2021 | | Meeting Type: | | Annual | | Ticker: | | FHN |
| | | | | |
| | | | Shares Voted: | | 221,721 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Harry V. Barton, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Kenneth A. Burdick | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Daryl G. Byrd | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director John N. Casbon | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director John C. Compton | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Wendy P. Davidson | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
First Horizon Corporation
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.7 | | Elect Director William H. Fenstermaker | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director D. Bryan Jordan | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director J. Michael Kemp, Sr. | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Rick E. Maples | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Vicki R. Palmer | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Colin V. Reed | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director E. Stewart Shea, III | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director Cecelia D. Stewart | | Mgmt | | For | | For | | For |
| | | | | |
1.15 | | Elect Director Rajesh Subramaniam | | Mgmt | | For | | For | | For |
| | | | | |
1.16 | | Elect Director Rosa Sugranes | | Mgmt | | For | | For | | For |
| | | | | |
1.17 | | Elect Director R. Eugene Taylor | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Kirby Corporation
| | | | | | | | | | |
Meeting Date: | | 04/27/2021 | | Country: | | USA | | Primary Security ID: | | 497266106 |
Record Date: | | 03/01/2021 | | Meeting Type: | | Annual | | Ticker: | | KEX |
| | | | | |
| | | | Shares Voted: | | 23,860 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Tanya S. Beder | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Barry E. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Joseph H. Pyne | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Non-Employee Director Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Knowles Corporation
| | | | | | | | | | |
Meeting Date: | | 04/27/2021 | | Country: | | USA | | Primary Security ID: | | 49926D109 |
Record Date: | | 03/01/2021 | | Meeting Type: | | Annual | | Ticker: | | KN |
| | | | | |
| | | | Shares Voted: | | 97,918 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Keith Barnes | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Hermann Eul | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Didier Hirsch | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Ronald Jankov | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Ye Jane Li | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Donald Macleod | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jeffrey Niew | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Cheryl Shavers | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Michael Wishart | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Regal Beloit Corporation
| | | | | | | | | | |
Meeting Date: | | 04/27/2021 | | Country: | | USA | | Primary Security ID: | | 758750103 |
Record Date: | | 03/05/2021 | | Meeting Type: | | Annual | | Ticker: | | RBC |
| | | | | |
| | | | Shares Voted: | | 40,438 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Jan A. Bertsch | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Stephen M. Burt | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Anesa T. Chaibi | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Christopher L. Doerr | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Dean A. Foate | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Michael F. Hilton | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Louis V. Pinkham | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Regal Beloit Corporation
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1h | | Elect Director Rakesh Sachdev | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Curtis W. Stoelting | | Mgmt | | For | | For | | Against |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Triton International Limited
| | | | | | | | | | |
Meeting Date: | | 04/27/2021 | | Country: | | Bermuda | | Primary Security ID: | | G9078F107 |
Record Date: | | 03/01/2021 | | Meeting Type: | | Annual | | Ticker: | | TRTN |
| | | | | |
| | | | Shares Voted: | | 108,778 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Brian M. Sondey | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Robert W. Alspaugh | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Malcolm P. Baker | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Annabelle Bexiga | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Claude Germain | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Kenneth Hanau | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director John S. Hextall | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Robert L. Rosner | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Simon R. Vernon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Bye-Laws to Eliminate Provisions Relating to Former Sponsor Shareholders | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Valmont Industries, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/27/2021 | | Country: | | USA | | Primary Security ID: | | 920253101 |
Record Date: | | 03/01/2021 | | Meeting Type: | | Annual | | Ticker: | | VMI |
| | | | | |
| | | | Shares Voted: | | 20,568 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Daniel P. Neary | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Theo W. Freye | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Stephen G. Kaniewski | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Joan Robinson-Berry | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Huntsman Corporation
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | USA | | Primary Security ID: | | 447011107 |
Record Date: | | 03/04/2021 | | Meeting Type: | | Annual | | Ticker: | | HUN |
| | | | | |
| | | | Shares Voted: | | 95,293 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Peter R. Huntsman | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Nolan D. Archibald | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Mary C. Beckerle | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director M. Anthony Burns | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Sonia Dula | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Cynthia L. Egan | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Daniele Ferrari | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Robert J. Margetts | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Jeanne McGovern | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Wayne A. Reaud | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Jan E. Tighe | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Vericel Corporation
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | USA | | Primary Security ID: | | 92346J108 |
Record Date: | | 03/04/2021 | | Meeting Type: | | Annual | | Ticker: | | VCEL |
| | | | | |
| | | | Shares Voted: | | 36,025 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1.1 | | Elect Director Robert L. Zerbe | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Alan L. Rubino | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Heidi Hagen | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Steven C. Gilman | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Kevin F. McLaughlin | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Paul K. Wotton | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Dominick C. Colangelo | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vesper Healthcare Acquisition Corp.
| | | | | | | | | | |
Meeting Date: | | 04/29/2021 | | Country: | | USA | | Primary Security ID: | | 92538T104 |
Record Date: | | 04/14/2021 | | Meeting Type: | | Special | | Ticker: | | VSPR |
| | | | | |
| | | | Shares Voted: | | 250,629 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1 | | Approve SPAC Transaction | | Mgmt | | For | | Refer | | For |
| | | | | |
A | | If you Certify that you are Not Acting in Concert or as a Group, in Connection with the Proposed Business Combination, you should vote FOR this proposal. If you are Acting in Concert, vote AGAINST | | Mgmt | | None | | Refer | | For |
| | | | | |
2 | | Approve Issuance of Shares for a Private Placement | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Amend Certificate of Incorporation | | Mgmt | | For | | Refer | | Against |
| | | | | |
4A | | Adopt Supermajority Vote Requirement to Amend Certificate of Incorporation | | Mgmt | | For | | Refer | | Against |
| | | | | |
4B | | Opt Out of Section 203 of the DGCL | | Mgmt | | For | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Vesper Healthcare Acquisition Corp.
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
4C | | Increase Authorized Common Stock and Eliminate Class B Common Stock | | Mgmt | | For | | Refer | | For |
| | | | | |
4D | | Adopt Provision on Waiver of Corporate Opportunity | | Mgmt | | For | | Refer | | Against |
| | | | | |
5.1 | | Elect Director Brenton L. Saunders | | Mgmt | | For | | For | | For |
| | | | | |
5.2 | | Elect Director Clint Carnell | | Mgmt | | For | | Refer | | For |
| | | | | |
5.3 | | Elect Director Michael D. Capellas | | Mgmt | | For | | For | | For |
| | | | | |
5.4 | | Elect Director Julius Few | | Mgmt | | For | | For | | For |
| | | | | |
5.5 | | Elect Director Michelle Kerrick | | Mgmt | | For | | Refer | | For |
| | | | | |
5.6 | | Elect Director Brian Miller | | Mgmt | | For | | Refer | | For |
| | | | | |
5.7 | | Elect Director Doug Schillinger | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
| | | | | |
7 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
TopBuild Corp.
| | | | | | | | | | |
Meeting Date: | | 05/03/2021 | | Country: | | USA | | Primary Security ID: | | 89055F103 |
Record Date: | | 03/04/2021 | | Meeting Type: | | Annual | | Ticker: | | BLD |
| | | | | |
| | | | Shares Voted: | | 21,924 | | | | |
| | | | | | | | | | |
Proposal | | | | | | | | Voting | | Vote |
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Policy Rec | | Instruction |
| | | | | |
1a | | Elect Director Alec C. Covington | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Robert Buck | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Carl T. Camden | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Joseph S. Cantie | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Tina M. Donikowski | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Mark A. Petrarca | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Nancy M. Taylor | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Essent Group Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | Bermuda | | Primary Security ID: | | G3198U102 |
Record Date: | | 03/19/2021 | | Meeting Type: | | Annual | | Ticker: | | ESNT |
| | | | | |
| | | | Shares Voted: | | 98,709 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jane P. Chwick | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Aditya Dutt | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Roy J. Kasmar | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
Halozyme Therapeutics, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | USA | | Primary Security ID: | | 40637H109 |
Record Date: | | 03/08/2021 | | Meeting Type: | | Annual | | Ticker: | | HALO |
| | | | | |
| | | | Shares Voted: | | 85,336 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jean-Pierre Bizzari | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director James M. Daly | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Kemper Corporation
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | USA | | Primary Security ID: | | 488401100 |
Record Date: | | 03/11/2021 | | Meeting Type: | | Annual | | Ticker: | | KMPR |
| | | | | |
| | | | Shares Voted: | | 25,629 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Teresa A. Canida | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director George N. Cochran | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Kathleen M. Cronin | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Lacy M. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Robert J. Joyce | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Joseph P. Lacher, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Gerald Laderman | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Stuart B. Parker | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Christopher B. Sarofim | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director David P. Storch | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Susan D. Whiting | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
LPL Financial Holdings Inc.
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | USA | | Primary Security ID: | | 50212V100 |
Record Date: | | 03/08/2021 | | Meeting Type: | | Annual | | Ticker: | | LPLA |
| | | | | |
| | | | Shares Voted: | | 37,252 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Dan H. Arnold | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Edward C. Bernard | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director H. Paulett Eberhart | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director William F. Glavin, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Allison H. Mnookin | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Anne M. Mulcahy | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director James S. Putnam | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
LPL Financial Holdings Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1h | | Elect Director Richard P. Schifter | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Corey E. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Murphy USA Inc.
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | USA | | Primary Security ID: | | 626755102 |
Record Date: | | 03/05/2021 | | Meeting Type: | | Annual | | Ticker: | | MUSA |
| | | | | |
| | | | Shares Voted: | | 24,230 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Fred L. Holliger | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director James W. Keyes | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Diane N. Landen | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
Encompass Health Corporation
| | | | | | | | | | |
Meeting Date: | | 05/06/2021 | | Country: | | USA | | Primary Security ID: | | 29261A100 |
Record Date: | | 03/09/2021 | | Meeting Type: | | Annual | | Ticker: | | EHC |
| | | | | |
| | | | Shares Voted: | | 80,106 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Greg D. Carmichael | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director John W. Chidsey | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Donald L. Correll | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Encompass Health Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1d | | Elect Director Yvonne M. Curl | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Charles M. Elson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Joan E. Herman | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Leo I. Higdon, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Leslye G. Katz | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Patricia A. Maryland | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director John E. Maupin, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Nancy M. Schlichting | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director L. Edward Shaw, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Mark J. Tarr | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Terrance Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Darling Ingredients Inc.
| | | | | | | | | | |
Meeting Date: | | 05/11/2021 | | Country: | | USA | | Primary Security ID: | | 237266101 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | DAR |
| | | | | |
| | | | Shares Voted: | | 26,917 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Randall C. Stuewe | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Charles Adair | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Beth Albright | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Linda Goodspeed | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Dirk Kloosterboer | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Mary R. Korby | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Gary W. Mize | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Michael E. Rescoe | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Nicole M. Ringenberg | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Darling Ingredients Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
The Gap, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/11/2021 | | Country: | | USA | | Primary Security ID: | | 364760108 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | GPS |
| | | | | |
| | | | Shares Voted: | | 161,107 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director John J. Fisher | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Robert J. Fisher | | Mgmt | | For | | Refer | | For |
| | | | | |
1c | | Elect Director William S. Fisher | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Tracy Gardner | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Isabella D. Goren | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Bob L. Martin | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Amy Miles | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Jorge P. Montoya | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Chris O’Neill | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Mayo A. Shattuck, III | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Elizabeth A. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Salaam Coleman Smith | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Sonia Syngal | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Insmed Incorporated
| | | | | | | | | | |
Meeting Date: | | 05/12/2021 | | Country: | | USA | | Primary Security ID: | | 457669307 |
Record Date: | | 03/19/2021 | | Meeting Type: | | Annual | | Ticker: | | INSM |
| | | | | |
| | | | Shares Voted: | | 41,207 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director David R. Brennan | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Leo Lee | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Carol A. Schafer | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Melvin Sharoky | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Knight-Swift Transportation Holdings Inc.
| | | | | | | | | | |
Meeting Date: | | 05/18/2021 | | Country: | | USA | | Primary Security ID: | | 499049104 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | KNX |
| | | | | |
| | | | Shares Voted: | | 82,994 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Gary Knight | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Kathryn Munro | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Supermajority Vote Requirement | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Maravai LifeSciences Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | USA | | Primary Security ID: | | 56600D107 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | MRVI |
| | | | | |
| | | | Shares Voted: | | 102,204 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Carl Hull | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Benjamin Daverman | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Susannah Gray | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Constantine Mihas | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Advisory Vote to Retain Classified Board Structure | | Mgmt | | For | | Against | | Against |
| | | | | |
3 | | Advisory Vote to Retain Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws | | Mgmt | | For | | Against | | Against |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
ChemoCentryx, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | USA | | Primary Security ID: | | 16383L106 |
Record Date: | | 03/31/2021 | | Meeting Type: | | Annual | | Ticker: | | CCXI |
| | | | | |
| | | | Shares Voted: | | 14,292 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Thomas J. Schall | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Joseph M. Feczko | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
TechnipFMC plc
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | United Kingdom | | Primary Security ID: | | G87110105 |
Record Date: | | 03/24/2021 | | Meeting Type: | | Annual | | Ticker: | | FTI |
| | | | | |
| | | | Shares Voted: | | 129,805 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Douglas J. Pferdehirt | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Eleazar de Carvalho Filho | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Claire S. Farley | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Peter Mellbye | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director John O’Leary | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Margareth Ovrum | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Kay G. Priestly | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director John Yearwood | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Sophie Zurquiyah | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Directors’ Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Reappoint PricewaterhouseCoopers LLP as U.K. Statutory Auditor | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Purple Innovation, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/21/2021 | | Country: | | USA | | Primary Security ID: | | 74640Y106 |
Record Date: | | 03/24/2021 | | Meeting Type: | | Annual | | Ticker: | | PRPL |
| | | | | |
| | | | Shares Voted: | | 18,861 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Pano Anthos | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Gary T. DiCamillo | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Adam Gray | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Claudia Hollingsworth | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Gary A. Kiedaisch | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Joseph B. Megibow | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Paul Zepf | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Dawn M. Zier | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify BDO USA, LLP as Auditors | | Mgmt | | For | | For | | For |
BankUnited, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/25/2021 | | Country: | | USA | | Primary Security ID: | | 06652K103 |
Record Date: | | 03/29/2021 | | Meeting Type: | | Annual | | Ticker: | | BKU |
| | | | | |
| | | | Shares Voted: | | 59,112 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Rajinder P. Singh | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Tere Blanca | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director John N. DiGiacomo | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Michael J. Dowling | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Douglas J. Pauls | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director A. Gail Prudenti | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director William S. Rubenstein | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Sanjiv Sobti | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Lynne Wines | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
BankUnited, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Envista Holdings Corporation
| | | | | | | | | | |
Meeting Date: | | 05/25/2021 | | Country: | | USA | | Primary Security ID: | | 29415F104 |
Record Date: | | 03/31/2021 | | Meeting Type: | | Annual | | Ticker: | | NVST |
| | | | | |
| | | | Shares Voted: | | 118,652 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Wendy Carruthers | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Scott Huennekens | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Christine Tsingos | | Mgmt | | For | | For | | For |
| | | | | |
2a | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
2b | | Eliminate Supermajority Vote Requirements | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Varonis Systems, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/25/2021 | | Country: | | USA | | Primary Security ID: | | 922280102 |
Record Date: | | 03/31/2021 | | Meeting Type: | | Annual | | Ticker: | | VRNS |
| | | | | |
| | | | Shares Voted: | | 72,978 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Gili Iohan | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Rachel Prishkolnik | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Ofer Segev | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Kost Forer Gabbay & Kasierer as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Skechers U.S.A., Inc.
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 830566105 |
Record Date: | | 03/29/2021 | | Meeting Type: | | Annual | | Ticker: | | SKX |
| | | | | |
| | | | Shares Voted: | | 138,542 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robert Greenberg | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Morton Erlich | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Thomas Walsh | | Mgmt | | For | | Refer | | Withhold |
EVERTEC, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/27/2021 | | Country: | | Puerto Rico | | Primary Security ID: | | 30040P103 |
Record Date: | | 03/29/2021 | | Meeting Type: | | Annual | | Ticker: | | EVTC |
| | | | | |
| | | | Shares Voted: | | 112,832 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Frank G. D’Angelo | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Morgan M. Schuessler, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Kelly Barrett | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Olga Botero | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Jorge A. Junquera | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Ivan Pagan | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Aldo J. Polak | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Alan H. Schumacher | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Brian J. Smith | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
ICF International, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/27/2021 | | Country: | | USA | | Primary Security ID: | | 44925C103 |
Record Date: | | 03/31/2021 | | Meeting Type: | | Annual | | Ticker: | | ICFI |
| | | | | |
| | | | Shares Voted: | | 40,046 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Cheryl W. Grise | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Randall Mehl | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Scott B. Salmirs | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
Yellow Corporation
| | | | | | | | | | |
Meeting Date: | | 05/27/2021 | | Country: | | USA | | Primary Security ID: | | 985510106 |
Record Date: | | 03/30/2021 | | Meeting Type: | | Annual | | Ticker: | | YELL |
| | | | | |
| | | | Shares Voted: | | 181,324 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Matthew A. Doheny | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Darren D. Hawkins | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director James E. Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Shaunna D. Jones | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Susana Martinez | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director David S. McClimon | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Patricia M. Nazemetz | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Chris T. Sultemeier | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Clean Harbors, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/02/2021 | | Country: | | USA | | Primary Security ID: | | 184496107 |
Record Date: | | 04/05/2021 | | Meeting Type: | | Annual | | Ticker: | | CLH |
| | | | | |
| | | | Shares Voted: | | 41,390 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Alan S. McKim | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John T. Preston | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend By-Laws to Add State and Federal Forum Selection Provisions | | Mgmt | | For | | Refer | | For |
2U, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/03/2021 | | Country: | | USA | | Primary Security ID: | | 90214J101 |
Record Date: | | 04/09/2021 | | Meeting Type: | | Annual | | Ticker: | | TWOU |
| | | | | |
| | | | Shares Voted: | | 163,033 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Paul A. Maeder | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Christopher J. Paucek | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Gregory K. Peters | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.4 | | Elect Director Robert M. Stavis | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Declassify the Board of Directors | | SH | | None | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
American Eagle Outfitters, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/03/2021 | | Country: | | USA | | Primary Security ID: | | 02553E106 |
Record Date: | | 04/07/2021 | | Meeting Type: | | Annual | | Ticker: | | AEO |
| | | | | |
| | | | Shares Voted: | | 77,122 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Janice E. Page | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David M. Sable | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Noel J. Spiegel | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
Element Solutions Inc
| | | | | | | | | | |
Meeting Date: | | 06/08/2021 | | Country: | | USA | | Primary Security ID: | | 28618M106 |
Record Date: | | 04/12/2021 | | Meeting Type: | | Annual | | Ticker: | | ESI |
| | | | | |
| | | | Shares Voted: | | 238,695 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Martin E. Franklin | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Benjamin Gliklich | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Ian G.H. Ashken | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Elyse Napoli Filon | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Christopher T. Fraser | | Mgmt | | For | | Refer | | Against |
| | | | | |
1f | | Elect Director Michael F. Goss | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Nichelle Maynard-Elliott | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director E. Stanley O’ Neal | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Pacira BioSciences, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/08/2021 | | Country: | | USA | | Primary Security ID: | | 695127100 |
Record Date: | | 04/15/2021 | | Meeting Type: | | Annual | | Ticker: | | PCRX |
| | | | | |
| | | | Shares Voted: | | 30,363 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Laura Brege | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Mark I. Froimson | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Mark A. Kronenfeld | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Q2 Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/08/2021 | | Country: | | USA | | Primary Security ID: | | 74736L109 |
Record Date: | | 04/22/2021 | | Meeting Type: | | Annual | | Ticker: | | QTWO |
| | | | | |
| | | | Shares Voted: | | 21,307 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director R. Lynn Atchison | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Jeffrey T. Diehl | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Matthew P. Flake | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Stephen C. Hooley | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Margaret L. Taylor | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Lynn Antipas Tyson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
TripAdvisor, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/08/2021 | | Country: | | USA | | Primary Security ID: | | 896945201 |
Record Date: | | 04/16/2021 | | Meeting Type: | | Annual | | Ticker: | | TRIP |
| | | | | |
| | | | Shares Voted: | | 81,007 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Gregory B. Maffei | | Mgmt | | For | | Withhold | | Withhold |
| | | | | |
1.2 | | Elect Director Stephen Kaufer | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Jay C. Hoag | | Mgmt | | For | | Withhold | | Withhold |
| | | | | |
1.4 | | Elect Director Betsy L. Morgan | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director M. Greg O’Hara | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Jeremy Philips | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Albert E. Rosenthaler | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.8 | | Elect Director Jane Jie Sun | | Mgmt | | For | | Withhold | | Withhold |
| | | | | |
1.9 | | Elect Director Trynka Shineman Blake | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Robert S. Wiesenthal | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
SI-BONE, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/10/2021 | | Country: | | USA | | Primary Security ID: | | 825704109 |
Record Date: | | 04/12/2021 | | Meeting Type: | | Annual | | Ticker: | | SIBN |
| | | | | |
| | | | Shares Voted: | | 83,443 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Helen Loh | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Mika Nishimura | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Keith C. Valentine | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Sientra, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/10/2021 | | Country: | | USA | | Primary Security ID: | | 82621J105 |
Record Date: | | 04/20/2021 | | Meeting Type: | | Annual | | Ticker: | | SIEN |
| | | | | |
| | | | Shares Voted: | | 354,167 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Ronald Menezes | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Philippe A. Schaison | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Keith J. Sullivan | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
Visteon Corporation
| | | | | | | | | | |
Meeting Date: | | 06/10/2021 | | Country: | | USA | | Primary Security ID: | | 92839U206 |
Record Date: | | 04/16/2021 | | Meeting Type: | | Annual | | Ticker: | | VC |
| | | | | |
| | | | Shares Voted: | | 33,890 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director James J. Barrese | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Naomi M. Bergman | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffrey D. Jones | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Sachin S. Lawande | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Joanne M. Maguire | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Robert J. Manzo | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Francis M. Scricco | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director David L. Treadwell | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Certificate of Incorporation to Remove Certain Provisions | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Switch, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/11/2021 | | Country: | | USA | | Primary Security ID: | | 87105L104 |
Record Date: | | 04/14/2021 | | Meeting Type: | | Annual | | Ticker: | | SWCH |
| | | | | |
| | | | Shares Voted: | | 171,363 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Rob Roy | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Angela Archon | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Liane Pelletier | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Zareh Sarrafian | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.5 | | Elect Director Kim Sheehy | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Donald D. Snyder | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.7 | | Elect Director Tom Thomas | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Bryan Wolf | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Tabula Rasa HealthCare, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/11/2021 | | Country: | | USA | | Primary Security ID: | | 873379101 |
Record Date: | | 04/19/2021 | | Meeting Type: | | Annual | | Ticker: | | TRHC |
| | | | | |
| | | | Shares Voted: | | 11,686 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Samira Beckwith | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Dennis Helling | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Pamela Schweitzer | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
Groupon, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/15/2021 | | Country: | | USA | | Primary Security ID: | | 399473206 |
Record Date: | | 04/21/2021 | | Meeting Type: | | Annual | | Ticker: | | GRPN |
| | | | | |
| | | | Shares Voted: | | 31,463 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Michael J. Angelakis *Withdrawn* | | Mgmt | | | | | | |
| | | | | |
1.2 | | Elect Director Peter Barris | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Robert Bass | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Eric Lefkofsky | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Theodore Leonsis | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Valerie Mosley | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Helen Vaid | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Deborah Wahl | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
HealthEquity, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/24/2021 | | Country: | | USA | | Primary Security ID: | | 42226A107 |
Record Date: | | 04/30/2021 | | Meeting Type: | | Annual | | Ticker: | | HQY |
| | | | | |
| | | | Shares Voted: | | 14,127 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robert Selander | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Jon Kessler | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Stephen Neeleman | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Frank Corvino | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Adrian Dillon | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Evelyn Dilsaver | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Debra McCowan | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Stuart Parker | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 87 Ivy VIP Small Cap Core
HealthEquity, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.9 | | Elect Director Ian Sacks | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Gayle Wellborn | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vroom, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/24/2021 | | Country: | | USA | | Primary Security ID: | | 92918V109 |
Record Date: | | 04/26/2021 | | Meeting Type: | | Annual | | Ticker: | | VRM |
| | | | | |
| | | | Shares Voted: | | 33,705 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robert J. Mylod, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Scott A. Dahnke | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Michael J. Farello | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Paul J. Hennessy | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Laura W. Lang | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Laura G. O’Shaughnessy | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.7 | | Elect Director Paula B. Pretlow | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Frederick O. Terrell | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
DELAWARE IVY VIP SMALL CAP GROWTH
(prior to July 1, 2021, Ivy VIP Small Cap Growth)
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Haemonetics Corporation
| | | | | | | | | | |
Meeting Date: | | 07/21/2020 | | Country: | | USA | | Primary Security ID: | | 405024100 |
Record Date: | | 05/22/2020 | | Meeting Type: | | Annual | | Ticker: | | HAE |
| | | | | |
| | | | Shares Voted: | | 54,153 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Christopher A. Simon | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Robert E. Abernathy | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael J. Coyle | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Charles J. Dockendorff | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Booz Allen Hamilton Holding Corporation
| | | | | | | | | | |
Meeting Date: | | 07/29/2020 | | Country: | | USA | | Primary Security ID: | | 099502106 |
Record Date: | | 06/08/2020 | | Meeting Type: | | Annual | | Ticker: | | BAH |
| | | | | |
| | | | Shares Voted: | | 57,121 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Ralph W. Shrader | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Joan Lordi C. Amble | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Michele A. Flournoy | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Certificate of Incorporation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
EnerSys
| | | | | | | | | | |
Meeting Date: | | 07/30/2020 | | Country: | | USA | | Primary Security ID: | | 29275Y102 |
Record Date: | | 06/08/2020 | | Meeting Type: | | Annual | | Ticker: | | ENS |
| | | | | |
| | | | Shares Voted: | | 42,422 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Caroline Chan | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Steven M. Fludder | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Paul J. Tufano | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
STAAR Surgical Company
| | | | | | | | | | |
Meeting Date: | | 07/30/2020 | | Country: | | USA | | Primary Security ID: | | 852312305 |
Record Date: | | 06/01/2020 | | Meeting Type: | | Annual | | Ticker: | | STAA |
| | | | | |
| | | | Shares Voted: | | 116,862 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Stephen C. Farrell | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Thomas G. Frinzi | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Gilbert H. Kliman | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Caren Mason | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director John C. Moore | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Louis E. Silverman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Ratify BDO USA, LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
8x8, Inc.
| | | | | | | | | | |
Meeting Date: | | 08/10/2020 | | Country: | | USA | | Primary Security ID: | | 282914100 |
Record Date: | | 06/12/2020 | | Meeting Type: | | Annual | | Ticker: | | EGHT |
| | | | | |
| | | | Shares Voted: | | 160,804 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Bryan R. Martin | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Vikram Verma | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Eric Salzman | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Jaswinder Pal Singh | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Vladimir Jacimovic | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Monique Bonner | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Todd Ford | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Elizabeth Theophille | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Moss Adams LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Hamilton Lane Incorporated
| | | | | | | | | | |
Meeting Date: | | 09/03/2020 | | Country: | | USA | | Primary Security ID: | | 407497106 |
Record Date: | | 07/08/2020 | | Meeting Type: | | Annual | | Ticker: | | HLNE |
| | | | | |
| | | | Shares Voted: | | 47,898 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director David J. Berkman | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director O. Griffith Sexton | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
RBC Bearings Incorporated
| | | | | | | | | | |
Meeting Date: | | 09/09/2020 | | Country: | | USA | | Primary Security ID: | | 75524B104 |
Record Date: | | 07/13/2020 | | Meeting Type: | | Annual | | Ticker: | | ROLL |
| | | | | |
| | | | Shares Voted: | | 25,674 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Michael J. Hartnett | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Dolores J. Ennico | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | Against |
Deckers Outdoor Corporation
| | | | | | | | | | |
Meeting Date: | | 09/11/2020 | | Country: | | USA | | Primary Security ID: | | 243537107 |
Record Date: | | 07/13/2020 | | Meeting Type: | | Annual | | Ticker: | | DECK |
| | | | | |
| | | | Shares Voted: | | 17,366 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Michael F. Devine, III | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Nelson C. Chan | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Cynthia (Cindy) L. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Juan R. Figuereo | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Victor Luis | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Dave Powers | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Lauri M. Shanahan | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Brian A. Spaly | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Bonita C. Stewart | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Houlihan Lokey, Inc.
| | | | | | | | | | |
Meeting Date: | | 09/24/2020 | | Country: | | USA | | Primary Security ID: | | 441593100 |
Record Date: | | 07/28/2020 | | Meeting Type: | | Annual | | Ticker: | | HLI |
| | | | | |
| | | | Shares Voted: | | 119,006 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Irwin N. Gold | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Gillian B. Zucker | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Mimecast Limited
| | | | | | | | | | |
Meeting Date: | | 10/08/2020 | | Country: | | Jersey | | Primary Security ID: | | G14838109 |
Record Date: | | 10/06/2020 | | Meeting Type: | | Annual | | Ticker: | | MIME |
| | | | | |
| | | | Shares Voted: | | 136,614 | | | | |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Elect Director Christopher FitzGerald | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Neil Murray | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Robert P. Schechter | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Share Repurchase Program | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
SelectQuote, Inc.
| | | | | | | | | | |
Meeting Date: | | 10/27/2020 | | Country: | | USA | | Primary Security ID: | | 816307300 |
Record Date: | | 09/18/2020 | | Meeting Type: | | Annual | | Ticker: | | SLQT |
| | | | | |
| | | | Shares Voted: | | 100,039 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Timothy “Tim” Danker | | Mgmt | | For | | Refer | | For |
| | | | | |
1.2 | | Elect Director Kavita Patel | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Mercury Systems, Inc.
| | | | | | | | | | |
Meeting Date: | | 10/28/2020 | | Country: | | USA | | Primary Security ID: | | 589378108 |
Record Date: | | 08/24/2020 | | Meeting Type: | | Annual | | Ticker: | | MRCY |
| | | | | |
| | | | Shares Voted: | | 112,064 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mark Aslett | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Mary Louise Krakauer | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director William K. O’Brien | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Orlando P. Carvalho | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Livongo Health, Inc.
| | | | | | | | | | |
Meeting Date: | | 10/29/2020 | | Country: | | USA | | Primary Security ID: | | 539183103 |
Record Date: | | 09/08/2020 | | Meeting Type: | | Special | | Ticker: | | LVGO |
| | | | | |
| | | | Shares Voted: | | 35,175 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Merger Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Malibu Boats, Inc.
| | | | | | | | | | |
Meeting Date: | | 11/03/2020 | | Country: | | USA | | Primary Security ID: | | 56117J100 |
Record Date: | | 09/17/2020 | | Meeting Type: | | Annual | | Ticker: | | MBUU |
| | | | | |
| | | | Shares Voted: | | 105,130 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Ivar S. Chhina | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Michael J. Connolly | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Mark W. Lanigan | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Viavi Solutions Inc.
| | | | | | | | | | |
Meeting Date: | | 11/11/2020 | | Country: | | USA | | Primary Security ID: | | 925550105 |
Record Date: | | 09/23/2020 | | Meeting Type: | | Annual | | Ticker: | | VIAV |
| | | | | |
| | | | Shares Voted: | | 330,608 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Richard E. Belluzzo | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Keith Barnes | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Laura Black | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Tor Braham | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Timothy Campos | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Donald Colvin | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Glenda Dorchak | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Masood A. Jabbar | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Oleg Khaykin | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Simulations Plus, Inc.
| | | | | | | | | | |
Meeting Date: | | 02/25/2021 | | Country: | | USA | | Primary Security ID: | | 829214105 |
Record Date: | | 12/29/2020 | | Meeting Type: | | Annual | | Ticker: | | SLP |
| | | | | |
| | | | Shares Voted: | | 21,493 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Walter S. Woltosz | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John K. Paglia | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director David L. Ralph | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Daniel Weiner | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Lisa LaVange | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Rose, Snyder, & Jacobs, LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Globant SA
| | | | | | | | | | |
Meeting Date: | | 04/02/2021 | | Country: | | Luxembourg | | Primary Security ID: | | L44385109 |
Record Date: | | 03/02/2021 | | Meeting Type: | | Annual | | Ticker: | | GLOB |
| | | | | |
| | | | Shares Voted: | | 40,469 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Receive Board’s and Auditor’s Reports | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Allocation of Loss | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Discharge of Directors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Appoint PricewaterhouseCoopers, Societe Cooperative as Auditor for Annual Accounts and EU IFRS Consolidated Accounts | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Appoint Price Waterhouse & Co. S.R.L. as Auditor for IFRS Consolidated Accounts | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Reelect Martin Migoya as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Reelect Philip Odeen as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Reelect Richard Haythornthwaite as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect Maria Pinelli as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Approve Globant S.A. 2021 Employee Stock Purchase Plan | | Mgmt | | For | | Refer | | For |
Churchill Downs Incorporated
| | | | | | | | | | |
Meeting Date: | | 04/20/2021 | | Country: | | USA | | Primary Security ID: | | 171484108 |
Record Date: | | 03/01/2021 | | Meeting Type: | | Annual | | Ticker: | | CHDN |
| | | | | |
| | | | Shares Voted: | | 39,488 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director William C. Carstanjen | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Karole F. Lloyd | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Paul C. Varga | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
NCR Corporation
| | | | | | | | | | |
Meeting Date: | | 04/20/2021 | | Country: | | USA | | Primary Security ID: | | 62886E108 |
Record Date: | | 02/17/2021 | | Meeting Type: | | Annual | | Ticker: | | NCR |
| | | | | |
| | | | Shares Voted: | | 161,925 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mark W. Begor | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Gregory Blank | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Catherine L. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Deborah A. Farrington | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Michael D. Hayford | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Georgette D. Kiser | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Kirk T. Larsen | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Frank R. Martire | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Martin Mucci | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Matthew A. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | Against |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Pinnacle Financial Partners, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/20/2021 | | Country: | | USA | | Primary Security ID: | | 72346Q104 |
Record Date: | | 02/22/2021 | | Meeting Type: | | Annual | | Ticker: | | PNFP |
| | | | | |
| | | | Shares Voted: | | 53,955 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Abney S. Boxley, III | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Gregory L. Burns | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Thomas C. Farnsworth, III | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director David B. Ingram | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Decosta E. Jenkins | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director G. Kennedy Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Charles E. Brock | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Richard D. Callicutt, II | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Pinnacle Financial Partners, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.9 | | Elect Director Joseph C. Galante | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Robert A. McCabe, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Reese L. Smith, III | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director M. Terry Turner | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Renda J. Burkhart | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director Marty G. Dickens | | Mgmt | | For | | For | | For |
| | | | | |
1.15 | | Elect Director Glenda Baskin Glover | | Mgmt | | For | | For | | For |
| | | | | |
1.16 | | Elect Director Ronald L. Samuels | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Crowe LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
AMN Healthcare Services, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/21/2021 | | Country: | | USA | | Primary Security ID: | | 001744101 |
Record Date: | | 02/23/2021 | | Meeting Type: | | Annual | | Ticker: | | AMN |
| | | | | |
| | | | Shares Voted: | | 87,226 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Mark G. Foletta | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Teri G. Fontenot | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director R. Jeffrey Harris | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Daphne E. Jones | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Martha H. Marsh | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Susan R. Salka | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Sylvia Trent-Adams | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Douglas D. Wheat | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Proxy Access Right | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Altra Industrial Motion Corp.
| | | | | | | | | | |
Meeting Date: | | 04/27/2021 | | Country: | | USA | | Primary Security ID: | | 02208R106 |
Record Date: | | 03/17/2021 | | Meeting Type: | | Annual | | Ticker: | | AIMC |
| | | | | |
| | | | Shares Voted: | | 100,555 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Carl R. Christenson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Lyle G. Ganske | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director J. Scott Hall | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Nicole Parent Haughey | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Margot L. Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Thomas W. Swidarski | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director James H. Woodward, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Valmont Industries, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/27/2021 | | Country: | | USA | | Primary Security ID: | | 920253101 |
Record Date: | | 03/01/2021 | | Meeting Type: | | Annual | | Ticker: | | VMI |
| | | | | |
| | | | Shares Voted: | | 25,255 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Daniel P. Neary | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Theo W. Freye | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Stephen G. Kaniewski | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Joan Robinson-Berry | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Valmont Industries, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
BancorpSouth Bank
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | USA | | Primary Security ID: | | 05971J102 |
Record Date: | | 03/04/2021 | | Meeting Type: | | Annual | | Ticker: | | BXS |
| | | | | |
| | | | Shares Voted: | | 52,808 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Charlotte N. Corley | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Keith J. Jackson | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Larry G. Kirk | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify BKD, LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vericel Corporation
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | USA | | Primary Security ID: | | 92346J108 |
Record Date: | | 03/04/2021 | | Meeting Type: | | Annual | | Ticker: | | VCEL |
| | | | | |
| | | | Shares Voted: | | 271,812 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robert L. Zerbe | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Alan L. Rubino | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Heidi Hagen | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Steven C. Gilman | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Kevin F. McLaughlin | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Paul K. Wotton | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Vericel Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.7 | | Elect Director Dominick C. Colangelo | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Lithia Motors, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/29/2021 | | Country: | | USA | | Primary Security ID: | | 536797103 |
Record Date: | | 02/26/2021 | | Meeting Type: | | Annual | | Ticker: | | LAD |
| | | | | |
| | | | Shares Voted: | | 19,807 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Sidney B. DeBoer | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Susan O. Cain | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Bryan B. DeBoer | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Shauna F. McIntyre | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Louis P. Miramontes | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Kenneth E. Roberts | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director David J. Robino | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Eliminate Class B Common Stock, Class A Common Stock and Series M Preferred Stock, and to Reclassify Class A Common Stock as Common Stock | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
SailPoint Technologies Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/29/2021 | | Country: | | USA | | Primary Security ID: | | 78781P105 |
Record Date: | | 03/01/2021 | | Meeting Type: | | Annual | | Ticker: | | SAIL |
| | | | | |
| | | | Shares Voted: | | 74,018 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mark D. McClain | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Tracey E. Newell | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
TopBuild Corp.
| | | | | | | | | | |
Meeting Date: | | 05/03/2021 | | Country: | | USA | | Primary Security ID: | | 89055F103 |
Record Date: | | 03/04/2021 | | Meeting Type: | | Annual | | Ticker: | | BLD |
| | | | | |
| | | | Shares Voted: | | 14,743 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Alec C. Covington | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Robert Buck | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Carl T. Camden | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Joseph S. Cantie | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Tina M. Donikowski | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Mark A. Petrarca | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Nancy M. Taylor | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Gray Television, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | USA | | Primary Security ID: | | 389375106 |
Record Date: | | 03/04/2021 | | Meeting Type: | | Annual | | Ticker: | | GTN |
| | | | | |
| | | | Shares Voted: | | 130,328 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Hilton H. Howell, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Howell W. Newton | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Richard L. Boger | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director T. L. (Gene) Elder | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Luis A. Garcia | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Richard B. Hare | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Robin R. Howell | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Donald P. (Pat) LaPlatney | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Paul H. McTear | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Sterling A. Spainhour, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify RSM US LLP as Auditors | | Mgmt | | For | | For | | For |
Halozyme Therapeutics, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | USA | | Primary Security ID: | | 40637H109 |
Record Date: | | 03/08/2021 | | Meeting Type: | | Annual | | Ticker: | | HALO |
| | | | | |
| | | | Shares Voted: | | 66,086 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jean-Pierre Bizzari | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director James M. Daly | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
LPL Financial Holdings Inc.
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | USA | | Primary Security ID: | | 50212V100 |
Record Date: | | 03/08/2021 | | Meeting Type: | | Annual | | Ticker: | | LPLA |
| | | | | |
| | | | Shares Voted: | | 37,649 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Dan H. Arnold | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Edward C. Bernard | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director H. Paulett Eberhart | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director William F. Glavin, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Allison H. Mnookin | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Anne M. Mulcahy | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director James S. Putnam | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Richard P. Schifter | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Corey E. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Fox Factory Holding Corp.
| | | | | | | | | | |
Meeting Date: | | 05/07/2021 | | Country: | | USA | | Primary Security ID: | | 35138V102 |
Record Date: | | 03/09/2021 | | Meeting Type: | | Annual | | Ticker: | | FOXF |
| | | | | |
| | | | Shares Voted: | | 65,480 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Michael C. Dennison | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Sidney Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Ted Waitman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
The Brink’s Company
| | | | | | | | | | |
Meeting Date: | | 05/07/2021 | | Country: | | USA | | Primary Security ID: | | 109696104 |
Record Date: | | 03/09/2021 | | Meeting Type: | | Annual | | Ticker: | | BCO |
| | | | | |
| | | | Shares Voted: | | 157,105 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kathie J. Andrade | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Paul G. Boynton | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Ian D. Clough | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Susan E. Docherty | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Michael J. Herling | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director A. Louis Parker | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Douglas A. Pertz | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director George I. Stoeckert | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Five9, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/12/2021 | | Country: | | USA | | Primary Security ID: | | 338307101 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | FIVN |
| | | | | |
| | | | Shares Voted: | | 92,784 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Michael Burdiek | | Mgmt | | For | | Refer | | For |
| | | | | |
1.2 | | Elect Director David DeWalt | | Mgmt | | For | | Refer | | For |
| | | | | |
1.3 | | Elect Director Susan Barsamian | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Insmed Incorporated
| | | | | | | | | | |
Meeting Date: | | 05/12/2021 | | Country: | | USA | | Primary Security ID: | | 457669307 |
Record Date: | | 03/19/2021 | | Meeting Type: | | Annual | | Ticker: | | INSM |
| | | | | |
| | | | Shares Voted: | | 72,793 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director David R. Brennan | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Leo Lee | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Carol A. Schafer | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Melvin Sharoky | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Wyndham Hotels & Resorts, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/12/2021 | | Country: | | USA | | Primary Security ID: | | 98311A105 |
Record Date: | | 03/18/2021 | | Meeting Type: | | Annual | | Ticker: | | WH |
| | | | | |
| | | | Shares Voted: | | 69,915 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Stephen P. Holmes | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Geoffrey A. Ballotti | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Myra J. Biblowit | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director James E. Buckman | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Bruce B. Churchill | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Mukul V. Deoras | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Ronald L. Nelson | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Pauline D.E. Richards | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Texas Roadhouse, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/13/2021 | | Country: | | USA | | Primary Security ID: | | 882681109 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | TXRH |
| | | | | |
| | | | Shares Voted: | | 65,145 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Michael A. Crawford | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Gregory N. Moore | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Curtis A. Warfield | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Kathleen M. Widmer | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director James R. Zarley | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
John Bean Technologies Corporation
| | | | | | | | | | |
Meeting Date: | | 05/14/2021 | | Country: | | USA | | Primary Security ID: | | 477839104 |
Record Date: | | 03/19/2021 | | Meeting Type: | | Annual | | Ticker: | | JBT |
| | | | | |
| | | | Shares Voted: | | 25,059 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director C. Maury Devine | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Emmanuel Lagarrigue | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director James M. Ringler | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLC as Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Marriott Vacations Worldwide Corporation
| | | | | | | | | | |
Meeting Date: | | 05/14/2021 | | Country: | | USA | | Primary Security ID: | | 57164Y107 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | VAC |
| | | | | |
| | | | Shares Voted: | | 50,955 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Lizanne Galbreath | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Melquiades R. Martinez | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Stephen R. Quazzo | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Stephen P. Weisz | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Tactile Systems Technology, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/17/2021 | | Country: | | USA | | Primary Security ID: | | 87357P100 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | TCMD |
| | | | | |
| | | | Shares Voted: | | 127,080 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director William Burke | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Sheri Dodd | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Raymond Huggenberger | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Deepti Jain | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Richard Nigon | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Daniel Reuvers | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Kevin Roche | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Peter Soderberg | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
EVO Payments, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/18/2021 | | Country: | | USA | | Primary Security ID: | | 26927E104 |
Record Date: | | 03/26/2021 | | Meeting Type: | | Annual | | Ticker: | | EVOP |
| | | | | |
| | | | Shares Voted: | | 173,125 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Vahe A. Dombalagian | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director James G. Kelly | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Rafik R. Sidhom | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Eliminate Limitation on Conversions Contained in Outstanding Series A Convertible Preferred Stock | | Mgmt | | For | | Refer | | For |
Knight-Swift Transportation Holdings Inc.
| | | | | | | | | | |
Meeting Date: | | 05/18/2021 | | Country: | | USA | | Primary Security ID: | | 499049104 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | KNX |
| | | | | |
| | | | Shares Voted: | | 175,249 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Gary Knight | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Kathryn Munro | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Supermajority Vote Requirement | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
OraSure Technologies, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/18/2021 | | Country: | | USA | | Primary Security ID: | | 68554V108 |
Record Date: | | 03/26/2021 | | Meeting Type: | | Annual | | Ticker | | OSUR |
| | | | | |
| | | | Shares Voted: | | 273,207 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Michael Celano | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director James A. Datin | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Lelio Marmora | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Tandem Diabetes Care, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/18/2021 | | Country: | | USA | | Primary Security ID: | | 875372203 |
Record Date: | | 03/23/2021 | | Meeting Type: | | Annual | | Ticker: | | TNDM |
| | | | | |
| | | | Shares Voted: | | 74,647 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Dick P. Allen | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Rebecca B. Robertson | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Rajwant “Raj” S. Sodhi | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Enphase Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | USA | | Primary Security ID: | | 29355A107 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | ENPH |
| | | | | |
| | | | Shares Voted: | | 35,205 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Badrinarayanan Kothandaraman | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Joseph Malchow | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Bandwidth Inc.
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | USA | | Primary Security ID: | | 05988J103 |
Record Date: | | 03/24/2021 | | Meeting Type: | | Annual | | Ticker: | | BAND |
| | | | | |
| | | | Shares Voted: | | 27,348 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
1.1 | | Elect Director Brian D. Bailey | | Mgmt | | For | | Refer | | Withhold |
1.2 | | Elect Director Lukas M. Roush | | Mgmt | | For | | Refer | | Withhold |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Purple Innovation, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/21/2021 | | Country: | | USA | | Primary Security ID: | | 74640Y106 |
Record Date: | | 03/24/2021 | | Meeting Type: | | Annual | | Ticker: | | PRPL |
| | | | | |
| | | | Shares Voted: | | 42,851 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Pano Anthos | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Gary T. DiCamillo | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Adam Gray | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Claudia Hollingsworth | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Gary A. Kiedaisch | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Joseph B. Megibow | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Paul Zepf | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Dawn M. Zier | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Purple Innovation, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify BDO USA, LLP as Auditors | | Mgmt | | For | | For | | For |
Omnicell, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/25/2021 | | Country: | | USA | | Primary Security ID: | | 68213N109 |
Record Date: | | 03/29/2021 | | Meeting Type: | | Annual | | Ticker: | | OMCL |
| | | | | |
| | | | Shares Voted: | | 55,545 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Randall A. Lipps | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Vance B. Moore | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Mark W. Parrish | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Open Lending Corporation
| | | | | | | | | | |
Meeting Date: | | 05/25/2021 | | Country: | | USA | | Primary Security ID: | | 68373J104 |
Record Date: | | 04/05/2021 | | Meeting Type: | | Annual | | Ticker: | | LPRO |
| | | | | |
| | | | Shares Voted: | | 145,388 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Eric A. Feldstein | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Gene Yoon | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Brandon Van Buren | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Varonis Systems, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/25/2021 | | Country: | | USA | | Primary Security ID: | | 922280102 |
Record Date: | | 03/31/2021 | | Meeting Type: | | Annual | | Ticker: | | VRNS |
| | | | | |
| | | | Shares Voted: | | 188,544 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Gili Iohan | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Rachel Prishkolnik | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Ofer Segev | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Kost Forer Gabbay & Kasierer as Auditors | | Mgmt | | For | | For | | For |
Air Transport Services Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 00922R105 |
Record Date: | | 03/29/2021 | | Meeting Type: | | Annual | | Ticker: | | ATSG |
| | | | | |
| | | | Shares Voted: | | 155,120 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Richard M. Baudouin | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Phyllis J. Campbell | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Richard F. Corrado | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Joseph C. Hete | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Raymond E. Johns, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Laura J. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Randy D. Rademacher | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director J. Christopher Teets | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Jeffrey J. Vorholt | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Paul S. Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Focus Financial Partners Inc.
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 34417P100 |
Record Date: | | 03/29/2021 | | Meeting Type: | | Annual | | Ticker: | | FOCS |
| | | | | |
| | | | Shares Voted: | | 39,472 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Greg S. Morganroth | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Fayez S. Muhtadie | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
LivePerson, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 538146101 |
Record Date: | | 04/19/2021 | | Meeting Type: | | Annual | | Ticker: | | LPSN |
| | | | | |
| | | | Shares Voted: | | 108,902 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Kevin C. Lavan | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Robert P. LoCascio | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify BDO USA, LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Seacoast Banking Corporation of Florida
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 811707801 |
Record Date: | | 03/29/2021 | | Meeting Type: | | Annual | | Ticker: | | SBCF |
| | | | | |
| | | | Shares Voted: | | 87,056 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jacqueline L. Bradley | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director H. Gilbert Culbreth, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Christopher E. Fogal | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Charles M. Shaffer | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Crowe LLP as Auditors | | Mgmt | | For | | For | | For |
Installed Building Products, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/27/2021 | | Country: | | USA | | Primary Security ID: | | 45780R101 |
Record Date: | | 04/01/2021 | | Meeting Type: | | Annual | | Ticker: | | IBP |
| | | | | |
| | | | Shares Voted: | | 10,416 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Margot L. Carter | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David R. Meuse | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael H. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
NeoGenomics, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/27/2021 | | Country: | | USA | | Primary Security ID: | | 64049M209 |
Record Date: | | 03/31/2021 | | Meeting Type: | | Annual | | Ticker: | | NEO |
| | | | | |
| | | | Shares Voted: | | 99,987 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Douglas M. VanOort | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Mark W. Mallon | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
NeoGenomics, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1c | | Elect Director Lynn A. Tetrault | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Bruce K. Crowther | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Alison L. Hannah | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Kevin C. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Stephen M. Kanovsky | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Michael A. Kelly | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Rachel A. Stahler | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Clean Harbors, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/02/2021 | | Country: | | USA | | Primary Security ID: | | 184496107 |
Record Date: | | 04/05/2020 | | Meeting Type: | | Annual | | Ticker: | | CLH |
| | | | | |
| | | | Shares Voted: | | 65,258 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Alan S. McKim | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John T. Preston | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend By-Laws to Add State and Federal Forum Selection Provisions | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Penumbra, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/02/2021 | | Country: | | USA | | Primary Security ID: | | 70975L107 |
Record Date: | | 04/12/2021 | | Meeting Type: | | Annual | | Ticker: | | PEN |
| | | | | |
| | | | Shares Voted: | | 21,758 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Adam Elsesser | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Harpreet Grewal | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Progyny, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/02/2021 | | Country: | | USA | | Primary Security ID: | | 74340E103 |
Record Date: | | 04/05/2021 | | Meeting Type: | | Annual | | Ticker: | | PGNY |
| | | | | |
| | | | Shares Voted: | | 111,127 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Roger Holstein | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Jeff Park | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director David Schlanger | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Sitime Corporation
| | | | | | | | | | |
Meeting Date: | | 06/02/2021 | | Country: | | USA | | Primary Security ID: | | 82982T106 |
Record Date: | | 04/08/2021 | | Meeting Type: | | Annual | | Ticker: | | SITM |
| | | | | |
| | | | Shares Voted: | | 38,589 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
1.1 | | Elect Director Edward H. Frank | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Christine A. Heckart | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Tom D. Yiu | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify BDO USA, LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
1Life Healthcare, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/03/2021 | | Country: | | USA | | Primary Security ID: | | 68269G107 |
Record Date: | | 04/05/2021 | | Meeting Type: | | Annual | | Ticker: | | ONEM |
| | | | | |
| | | | Shares Voted: | | 81,935 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Bruce W. Dunlevie | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director David P. Kennedy | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vocera Communications, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/04/2021 | | Country: | | USA | | Primary Security ID: | | 92857F107 |
Record Date: | | 04/08/2021 | | Meeting Type: | | Annual | | Ticker: | | VCRA |
| | | | | |
| | | | Shares Voted: | | 73,794 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director John N. McMullen | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Sharon L. O’Keefe | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Ronald A. Paulus | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Veracyte, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/07/2021 | | Country: | | USA | | Primary Security ID: | | 92337F107 |
Record Date: | | 04/15/2021 | | Meeting Type: | | Annual | | Ticker: | | VCYT |
| | | | | |
| | | | Shares Voted: | | 59,522 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Muna Bhanji | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John L. Bishop | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Monarch Casino & Resort, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/08/2021 | | Country: | | USA | | Primary Security ID: | | 609027107 |
Record Date: | | 04/13/2021 | | Meeting Type: | | Annual | | Ticker: | | MCRI |
| | | | | |
| | | | Shares Voted: | | 65,473 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Bob Farahi | | Mgmt | | For | | Refer | | Against |
| | | | | |
1b | | Elect Director Yvette E. Landau | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
Q2 Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/08/2021 | | Country: | | USA | | Primary Security ID: | | 74736L109 |
Record Date: | | 04/22/2021 | | Meeting Type: | | Annual | | Ticker: | | QTWO |
| | | | | |
| | | | Shares Voted: | | 72,706 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director R. Lynn Atchison | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Jeffrey T. Diehl | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Matthew P. Flake | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Stephen C. Hooley | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Q2 Holdings, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.5 | | Elect Director Margaret L. Taylor | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Lynn Antipas Tyson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Nexstar Media Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/09/2021 | | Country: | | USA | | Primary Security ID: | | 65336K103 |
Record Date: | | 04/26/2021 | | Meeting Type: | | Annual | | Ticker: | | NXST |
| | | | | |
| | | | Shares Voted: | | 63,212 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Perry A. Sook | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Geoff D. Armstrong | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Jay M. Grossman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Castle Biosciences, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/10/2021 | | Country: | | USA | | Primary Security ID: | | 14843C105 |
Record Date: | | 04/12/2021 | | Meeting Type: | | Annual | | Ticker: | | CSTL |
| | | | | |
| | | | Shares Voted: | | 47,327 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mara G. Aspinall | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Daniel M. Bradbury | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
LHC Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/10/2021 | | Country: | | USA | | Primary Security ID: | | 50187A107 |
Record Date: | | 04/13/2021 | | Meeting Type: | | Annual | | Ticker: | | LHCG |
| | | | | |
| | | | Shares Voted: | | 31,320 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Keith G. Myers | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Ronald T. Nixon | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director W. Earl Reed, III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Monolithic Power Systems, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/10/2021 | | Country: | | USA | | Primary Security ID: | | 609839105 |
Record Date: | | 04/19/2021 | | Meeting Type: | | Annual | | Ticker: | | MPWR |
| | | | | |
| | | | Shares Voted: | | 21,267 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Eugen Elmiger | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Jeff Zhou | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Shift4 Payments, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/10/2021 | | Country: | | USA | | Primary Security ID: | | 82452J109 |
Record Date: | | 04/16/2021 | | Meeting Type: | | Annual | | Ticker: | | FOUR |
| | | | | |
| | | | Shares Voted: | | 112,270 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jared Isaacman | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Andrew Frey | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Visteon Corporation
| | | | | | | | | | |
Meeting Date: | | 06/10/2021 | | Country: | | USA | | Primary Security ID: | | 92839U206 |
Record Date: | | 04/16/2021 | | Meeting Type: | | Annual | | Ticker: | | VC |
| | | | | |
| | | | Shares Voted: | | 59,159 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director James J. Barrese | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Naomi M. Bergman | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffrey D. Jones | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Sachin S. Lawande | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Joanne M. Maguire | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Robert J. Manzo | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Francis M. Scricco | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director David L. Treadwell | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Certificate of Incorporation to Remove Certain Provisions | | Mgmt | | For | | Refer | | For |
Switch, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/11/2021 | | Country: | | USA | | Primary Security ID: | | 87105L104 |
Record Date: | | 04/14/2021 | | Meeting Type: | | Annual | | Ticker: | | SWCH |
| | | | | |
| | | | Shares Voted: | | 276,739 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Rob Roy | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Angela Archon | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Switch, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.3 | | Elect Director Liane Pelletier | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Zareh Sarrafian | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.5 | | Elect Director Kim Sheehy | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Donald D. Snyder | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.7 | | Elect Director Tom Thomas | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Bryan Wolf | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Tabula Rasa HealthCare, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/11/2021 | | Country: | | USA | | Primary Security ID: | | 873379101 |
Record Date: | | 04/19/2021 | | Meeting Type: | | Annual | | Ticker: | | TRHC |
| | | | | |
| | | | Shares Voted: | | 684 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Samira Beckwith | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Dennis Helling | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Pamela Schweitzer | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
CareDx, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/15/2021 | | Country: | | USA | | Primary Security ID: | | 14167L103 |
Record Date: | | 04/16/2021 | | Meeting Type: | | Annual | | Ticker: | | CDNA |
| | | | | |
| | | | Shares Voted: | | 170,250 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director George W. Bickerstaff, III | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Grace E. Colon | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Ralph Snyderman | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
Proofpoint, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/15/2021 | | Country: | | USA | | Primary Security ID: | | 743424103 |
Record Date: | | 04/15/2021 | | Meeting Type: | | Annual | | Ticker: | | PFPT |
| | | | | |
| | | | Shares Voted: | | 29,460 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Dana Evan | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Kristen Gil | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Gary Steele | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
BJ’s Wholesale Club Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/17/2021 | | Country: | | USA | | Primary Security ID: | | 05550J101 |
Record Date: | | 04/26/2021 | | Meeting Type: | | Annual | | Ticker: | | BJ |
| | | | | |
| | | | Shares Voted: | | 93,684 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Christopher J. Baldwin | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Ken Parent | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Robert Steele | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Novavax, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/17/2021 | | Country: | | USA | | Primary Security ID: | | 670002401 |
Record Date: | | 04/20/2021 | | Meeting Type: | | Annual | | Ticker: | | NVAX |
| | | | | |
| | | | Shares Voted: | | 6,500 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Richard H. Douglas | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Margaret G. McGlynn | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director David M. Mott | | Mgmt | | For | | Withhold | | Withhold |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify April 2020 Equity Awards | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Ratify June 2020 Equity Awards | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Smartsheet Inc.
| | | | | | | | | | |
Meeting Date: | | 06/17/2021 | | Country: | | USA | | Primary Security ID: | | 83200N103 |
Record Date: | | 04/20/2021 | | Meeting Type: | | Annual | | Ticker: | | SMAR |
| | | | | |
| | | | Shares Voted: | | 60,546 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Alissa Abdullah | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Brent Frei | | Mgmt | | For | | Refer | | Withhold |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Smartsheet Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.3 | | Elect Director Michael Gregoire | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.4 | | Elect Director Rowan Trollope | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Axonics, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/23/2021 | | Country: | | USA | | Primary Security ID: | | 05465P101 |
Record Date: | | 04/27/2021 | | Meeting Type: | | Annual | | Ticker: | | AXNX |
| | | | | |
| | | | Shares Voted: | | 125,878 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Raymond W. Cohen | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Robert E. McNamara | | Mgmt | | For | | Refer | | Against |
| | | | | |
1c | | Elect Director Michael H. Carrel | | Mgmt | | For | | Refer | | Against |
| | | | | |
1d | | Elect Director Nancy Snyderman | | Mgmt | | For | | Refer | | Against |
| | | | | |
1e | | Elect Director Jane E. Kiernan | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director David M. Demski | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify BDO USA, LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Simulations Plus, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/23/2021 | | Country: | | USA | | Primary Security ID: | | 829214105 |
Record Date: | | 04/26/2021 | | Meeting Type: | | Special | | Ticker: | | SLP |
| | | | | |
| | | | Shares Voted: | | 22,403 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Quanterix Corporation
| | | | | | | | | | |
Meeting Date: | | 06/24/2021 | | Country: | | USA | | Primary Security ID: | | 74766Q101 |
Record Date: | | 04/26/2021 | | Meeting Type: | | Annual | | Ticker: | | QTRX |
| | | | | |
| | | | Shares Voted: | | 57,550 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Martin D. Madaus | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Laurie J. Olson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
PetIQ, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/29/2021 | | Country: | | USA | | Primary Security ID: | | 71639T106 |
Record Date: | | 04/30/2021 | | Meeting Type: | | Annual | | Ticker: | | PETQ |
| | | | | |
| | | | Shares Voted: | | 307,957 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Ronald Kennedy | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1b | | Elect Director Sheryl Oloughlin | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Nomad Foods Limited
| | | | | | | | | | |
Meeting Date: | | 06/30/2021 | | Country: | | Virgin Isl (UK) | | Primary Security ID: | | G6564A105 |
Record Date: | | 04/28/2021 | | Meeting Type: | | Annual | | Ticker: | | NOMD |
| | | | | |
| | | | Shares Voted: | | 206,175 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Martin Ellis Franklin | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Noam Gottesman | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 97 Ivy VIP Small Cap Growth
Nomad Foods Limited
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.3 | | Elect Director Ian G.H. Ashken | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Stefan Descheemaeker | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Golnar Khosrowshahi | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director James E. Lillie | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Stuart M. MacFarlane | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Lord Myners of Truro | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Victoria Parry | | Mgmt | | For | | Against | | Against |
| | | | | |
1.10 | | Elect Director Melanie Stack | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Samy Zekhout | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
DELAWARE IVY VIP VALUE
(prior to July 1, 2021, Ivy VIP Value)
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
McKesson Corporation
| | | | | | | | | | |
Meeting Date: | | 07/29/2020 | | Country: | | USA | | Primary Security ID: | | 58155Q103 |
Record Date: | | 06/01/2020 | | Meeting Type: | | Annual | | Ticker: | | MCK |
| | | | | |
| | | | Shares Voted: | | 74,700 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Dominic J. Caruso | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director N. Anthony Coles | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director M. Christine Jacobs | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Donald R. Knauss | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Marie L. Knowles | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Bradley E. Lerman | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Maria Martinez | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Edward A. Mueller | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Susan R. Salka | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Brian S. Tyler | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Kenneth E. Washington | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
5 | | Report on Lobbying Payments and Policy | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on the Statement on the Purpose of a Corporation | | SH | | Against | | Against | | Against |
BHP Group Limited
| | | | | | | | | | |
Meeting Date: | | 10/14/2020 | | Country: | | Australia | | Primary Security ID: | | Q1498M100 |
Record Date: | | 09/11/2020 | | Meeting Type: | | Annual | | Ticker: | | BHP |
| | | | | |
| | | | Shares Voted: | | 4,139 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
BHP Group Limited
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Appoint Ernst & Young as Auditor of the Company | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Authorize the Risk and Audit Committee to Fix Remuneration of the Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve General Authority to Issue Shares in BHP Group Plc | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve General Authority to Issue Shares in BHP Group Plc for Cash | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve the Repurchase of Shares in BHP Group Plc | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration Report for UK Law Purposes | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Remuneration Report for Australian Law Purposes | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Grant of Awards to Mike Henry | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Leaving Entitlements | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Elect Xiaoqun Clever as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect Gary Goldberg as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect Mike Henry as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Elect Christine O’Reilly as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Elect Dion Weisler as Director | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Elect Terry Bowen as Director | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Elect Malcolm Broomhead as Director | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Elect Ian Cockerill as Director | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Elect Anita Frew as Director | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Elect Susan Kilsby as Director | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Elect John Mogford as Director | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Elect Ken MacKenzie as Director | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Amend Constitution of BHP Group Limited | | SH | | Against | | Refer | | Against |
| | | | | |
24 | | Adopt Interim Cultural Heritage Protection Measures | | SH | | Against | | Against | | Against |
| | | | | |
25 | | Approve Suspension of Memberships of Industry Associations where COVID-19 Related Advocacy is Inconsistent with Paris Agreement Goals | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Lam Research Corporation
| | | | | | | | | | |
Meeting Date: | | 11/03/2020 | | Country: | | USA | | Primary Security ID: | | 512807108 |
Record Date: | | 09/04/2020 | | Meeting Type: | | Annual | | Ticker: | | LRCX |
| | | | | |
| | | | Shares Voted: | | 31,163 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Sohail U. Ahmed | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Timothy M. Archer | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Eric K. Brandt | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Michael R. Cannon | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Catherine P. Lego | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Bethany J. Mayer | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Abhijit Y. Talwalkar | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Lih Shyng (Rick L.) Tsai | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Leslie F. Varon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Broadcom Inc.
| | | | | | | | | | |
Meeting Date: | | 04/05/2021 | | Country: | | USA | | Primary Security ID: | | 11135F101 |
Record Date: | | 02/08/2021 | | Meeting Type: | | Annual | | Ticker: | | AVGO |
| | | | | |
| | | | Shares Voted: | | 28,980 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Diane M. Bryant | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Gayla J. Delly | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Raul J. Fernandez | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Eddy W. Hartenstein | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Check Kian Low | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Justine F. Page | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Henry Samueli | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Broadcom Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1h | | Elect Director Hock E. Tan | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Harry L. You | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Seagate Technology Plc
| | | | | | | | | | |
Meeting Date: | | 04/14/2021 | | Country: | | Ireland | | Primary Security ID: | | G7945M107 |
Record Date: | | 03/01/2021 | | Meeting Type: | | Court | | Ticker: | | STX |
| | | | | |
| | | | Shares Voted: | | 34,700 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Court Meeting | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Scheme of Arrangement | | Mgmt | | For | | Refer | | For |
Seagate Technology Plc
| | | | | | | | | | |
Meeting Date: | | 04/14/2021 | | Country: | | Ireland | | Primary Security ID: | | G7945M107 |
Record Date: | | 03/01/2021 | | Meeting Type: | | Special | | Ticker: | | STX |
| | | | | |
| | | | Shares Voted: | | 34,700 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Scheme of Arrangement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Amend Constitution | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Creation of Distributable Reserves | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Public Service Enterprise Group Incorporated
| | | | | | | | | | |
Meeting Date: | | 04/20/2021 | | Country: | | USA | | Primary Security ID: | | 744573106 |
Record Date: | | 02/19/2021 | | Meeting Type: | | Annual | | Ticker: | | PEG |
| | | | | |
| | | | Shares Voted: | | 50,100 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Ralph Izzo | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Shirley Ann Jackson | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Willie A. Deese | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director David Lilley | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Barry H. Ostrowsky | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Scott G. Stephenson | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Laura A. Sugg | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director John P. Surma | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Susan Tomasky | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Alfred W. Zollar | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Non-Employee Director Restricted Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
AGNC Investment Corp.
| | | | | | | | | | |
Meeting Date: | | 04/22/2021 | | Country: | | USA | | Primary Security ID: | | 00123Q104 |
Record Date: | | 02/26/2021 | | Meeting Type: | | Annual | | Ticker: | | AGNC |
| | | | | |
| | | | Shares Voted: | | 594,827 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Donna J. Blank | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Morris A. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John D. Fisk | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Prue B. Larocca | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
AGNC Investment Corp.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1e | | Elect Director Paul E. Mullings | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Frances R. Spark | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Gary D. Kain | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Raytheon Technologies Corporation
| | | | | | | | | | |
Meeting Date: | | 04/26/2021 | | Country: | | USA | | Primary Security ID: | | 75513E101 |
Record Date: | | 03/02/2021 | | Meeting Type: | | Annual | | Ticker: | | RTX |
| | | | | |
| | | | Shares Voted: | | 203,446 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Tracy A. Atkinson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Gregory J. Hayes | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Thomas A. Kennedy | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Marshall O. Larsen | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director George R. Oliver | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Robert K. (Kelly) Ortberg | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Margaret L. O’Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Dinesh C. Paliwal | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Ellen M. Pawlikowski | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Denise L. Ramos | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Fredric G. Reynolds | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Brian C. Rogers | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director James A. Winnefeld, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Robert O. Work | | Mgmt | | For | | Refer | | Against |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Raytheon Technologies Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Executive Incentive Bonus Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Amend Proxy Access Right | | SH | | Against | | For | | For |
Citigroup Inc.
| | | | | | | | | | |
Meeting Date: | | 04/27/2021 | | Country: | | USA | | Primary Security ID: | | 172967424 |
Record Date: | | 03/01/2021 | | Meeting Type: | | Annual | | Ticker: | | C |
| | | | | |
| | | | Shares Voted: | | 252,376 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | �� | Vote Instruction |
| | | | | |
1a | | Elect Director Ellen M. Costello | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Grace E. Dailey | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Barbara J. Desoer | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director John C. Dugan | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Jane N. Fraser | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Duncan P. Hennes | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Peter B. Henry | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director S. Leslie Ireland | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Lew W. (Jay) Jacobs, IV | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Renee J. James | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Gary M. Reiner | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Diana L. Taylor | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director James S. Turley | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Deborah C. Wright | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director Alexander R. Wynaendts | | Mgmt | | For | | For | | For |
| | | | | |
1p | | Elect Director Ernesto Zedillo Ponce de Leon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Citigroup Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Proxy Access Right | | SH | | Against | | For | | For |
| | | | | |
6 | | Require Independent Board Chair | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
9 | | Report on Racial Equity Audit | | SH | | Against | | Against | | Against |
| | | | | |
10 | | Amend Certificate of Incorporation to Become a Public Benefit Corporation | | SH | | Against | | Refer | | Against |
Ameriprise Financial, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | USA | | Primary Security ID: | | 03076C106 |
Record Date: | | 03/01/2021 | | Meeting Type: | | Annual | | Ticker: | | AMP |
| | | | | |
| | | | Shares Voted: | | 55,564 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director James M. Cracchiolo | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Dianne Neal Blixt | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Amy DiGeso | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Lon R. Greenberg | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Jeffrey Noddle | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Robert F. Sharpe, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Brian T. Shea | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director W. Edward Walter, III | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Christopher J. Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Eaton Corporation plc
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | Ireland | | Primary Security ID: | | G29183103 |
Record Date: | | 03/01/2021 | | Meeting Type: | | Annual | | Ticker: | | ETN |
| | | | | |
| | | | Shares Voted: | | 112,124 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Craig Arnold | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Christopher M. Connor | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Olivier Leonetti | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Deborah L. McCoy | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Silvio Napoli | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Gregory R. Page | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Sandra Pianalto | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Lori J. Ryerkerk | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Gerald B. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Dorothy C. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorize Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorize Share Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
HCA Healthcare, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | USA | | Primary Security ID: | | 40412C101 |
Record Date: | | 03/08/2021 | | Meeting Type: | | Annual | | Ticker: | | HCA |
| | | | | |
| | | | Shares Voted: | | 78,724 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Thomas F. Frist, III | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Samuel N. Hazen | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
HCA Healthcare, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1c | | Elect Director Meg G. Crofton | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Robert J. Dennis | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Nancy-Ann DeParle | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director William R. Frist | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Charles O. Holliday, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Michael W. Michelson | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Wayne J. Riley | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
5 | | Assess Feasibility of Increasing the Impact of the Company’s Performance on Quality Metrics for Senior Executive Compensation | | SH | | Against | | Against | | Against |
Marathon Petroleum Corporation
| | | | | | | | | | |
Meeting Date: | | 04/28/2021 | | Country: | | USA | | Primary Security ID: | | 56585A102 |
Record Date: | | 03/02/2021 | | Meeting Type: | | Annual | | Ticker: | | MPC |
| | | | | |
| | | | Shares Voted: | | 243,800 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Abdulaziz F. Alkhayyal | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Jonathan Z. Cohen | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Michael J. Hennigan | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Frank M. Semple | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Eliminate Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
EOG Resources, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/29/2021 | | Country: | | USA | | Primary Security ID: | | 26875P101 |
Record Date: | | 03/05/2021 | | Meeting Type: | | Annual | | Ticker: | | EOG |
| | | | | |
| | | | Shares Voted: | | 152,100 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Janet F. Clark | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Charles R. Crisp | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Robert P. Daniels | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James C. Day | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director C. Christopher Gaut | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Michael T. Kerr | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Julie J. Robertson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Donald F. Textor | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director William R. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Evergy, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/04/2021 | | Country: | �� | USA | | Primary Security ID: | | 30034W106 |
Record Date: | | 03/18/2021 | | Meeting Type: | | Annual | | Ticker: | | EVRG |
| | | | | |
| | | | Shares Voted: | | 150,740 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director David A. Campbell | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Mollie Hale Carter | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Thomas D. Hyde | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director B. Anthony Isaac | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Paul M. Keglevic | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Mary L. Landrieu | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Sandra A.J. Lawrence | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Ann D. Murtlow | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Sandra J. Price | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Mark A. Ruelle | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director S. Carl Soderstrom, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director John Arthur Stall | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director C. John Wilder | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Philip Morris International Inc.
| | | | | | | | | | |
Meeting Date: | | 05/05/2021 | | Country: | | USA | | Primary Security ID: | | 718172109 |
Record Date: | | 03/12/2021 | | Meeting Type: | | Annual | | Ticker: | | PM |
| | | | | |
| | | | Shares Voted: | | 182,896 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Brant Bonin Bough | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Andre Calantzopoulos | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Michel Combes | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Juan Jose Daboub | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Werner Geissler | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Lisa A. Hook | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jun Makihara | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Kalpana Morparia | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Philip Morris International Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1i | | Elect Director Lucio A. Noto | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jacek Olczak | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Frederik Paulsen | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Robert B. Polet | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Shlomo Yanai | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers SA as Auditor | | Mgmt | | For | | For | | For |
Capital One Financial Corporation
| | | | | | | | | | |
Meeting Date: | | 05/06/2021 | | Country: | | USA | | Primary Security ID: | | 14040H105 |
Record Date: | | 03/10/2021 | | Meeting Type: | | Annual | | Ticker: | | COF |
| | | | | |
| | | | Shares Voted: | | 129,583 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Richard D. Fairbank | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ime Archibong | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Ann Fritz Hackett | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Peter Thomas Killalea | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Cornelis “Eli” Leenaars | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Francois Locoh-Donou | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Peter E. Raskind | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Eileen Serra | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Mayo A. Shattuck, III | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Bradford H. Warner | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Catherine G. West | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Craig Anthony Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Magna International Inc.
| | | | | | | | | | |
Meeting Date: | | 05/06/2021 | | Country: | | Canada | | Primary Security ID: | | 559222401 |
Record Date: | | 03/19/2021 | | Meeting Type: | | Annual | | Ticker: | | MG |
| | | | | |
| | | | Shares Voted: | | 124,085 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director Peter G. Bowie | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Mary S. Chan | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director V. Peter Harder | | Mgmt | | For | | For | | For |
| | | | | |
1D | | Elect Director Seetarama S. Kotagiri | | Mgmt | | For | | For | | For |
| | | | | |
1E | | Elect Director Kurt J. Lauk | | Mgmt | | For | | For | | For |
| | | | | |
1F | | Elect Director Robert F. MacLellan | | Mgmt | | For | | For | | For |
| | | | | |
1G | | Elect Director Mary Lou Maher | | Mgmt | | For | | For | | For |
| | | | | |
1H | | Elect Director Cynthia A. Niekamp | | Mgmt | | For | | For | | For |
| | | | | |
1I | | Elect Director William A. Ruh | | Mgmt | | For | | For | | For |
| | | | | |
1J | | Elect Director Indira V. Samarasekera | | Mgmt | | For | | For | | For |
| | | | | |
1K | | Elect Director Lisa S. Westlake | | Mgmt | | For | | For | | For |
| | | | | |
1L | | Elect Director William L. Young | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Deloitte LLP as Auditors and Authorize the Audit Committee to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
Entergy Corporation
| | | | | | | | | | |
Meeting Date: | | 05/07/2021 | | Country: | | USA | | Primary Security ID: | | 29364G103 |
Record Date: | | 03/09/2021 | | Meeting Type: | | Annual | | Ticker: | | ETR |
| | | | | |
| | | | Shares Voted: | | 129,500 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director John R. Burbank | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Patrick J. Condon | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Leo P. Denault | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Kirkland H. Donald | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Entergy Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1e | | Elect Director Brian W. Ellis | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Philip L. Frederickson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Alexis M. Herman | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director M. Elise Hyland | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Stuart L. Levenick | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Blanche Lambert Lincoln | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Karen A. Puckett | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorize New Class of Preferred Stock | | Mgmt | | For | | Refer | | For |
Everest Re Group, Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/12/2021 | | Country: | | Bermuda | | Primary Security ID: | | G3223R108 |
Record Date: | | 03/15/2021 | | Meeting Type: | | Annual | | Ticker: | | RE |
| | | | | |
| | | | Shares Voted: | | 42,021 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director John J. Amore | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Juan C. Andrade | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director William F. Galtney, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director John A. Graf | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Meryl Hartzband | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Gerri Losquadro | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Roger M. Singer | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Joseph V. Taranto | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director John A. Weber | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
CVS Health Corporation
| | | | | | | | | | |
Meeting Date: | | 05/13/2021 | | Country: | | USA | | Primary Security ID: | | 126650100 |
Record Date: | | 03/17/2021 | | Meeting Type: | | Annual | | Ticker: | | CVS |
| | | | | |
| | | | Shares Voted: | | 164,509 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Fernando Aguirre | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director C. David Brown, II | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Alecia A. DeCoudreaux | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Nancy-Ann M. DeParle | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director David W. Dorman | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Roger N. Farah | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Anne M. Finucane | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Edward J. Ludwig | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Karen S. Lynch | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jean-Pierre Millon | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Mary L. Schapiro | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director William C. Weldon | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Tony L. White | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | | SH | | Against | | For | | For |
| | | | | |
5 | | Require Independent Board Chair | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Norfolk Southern Corporation
| | | | | | | | | | |
Meeting Date: | | 05/13/2021 | | Country: | | USA | | Primary Security ID: | | 655844108 |
Record Date: | | 03/05/2021 | | Meeting Type: | | Annual | | Ticker: | | NSC |
| | | | | |
| | | | Shares Voted: | | 56,700 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Thomas D. Bell, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Mitchell E. Daniels, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Marcela E. Donadio | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director John C. Huffard, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Christopher T. Jones | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Thomas C. Kelleher | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Steven F. Leer | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Michael D. Lockhart | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Amy E. Miles | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Claude Mongeau | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Jennifer F. Scanlon | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director James A. Squires | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director John R. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Proxy Access Right | | SH | | Against | | For | | For |
| | | | | |
5 | | Report on Corporate Climate Lobbying Aligned with Paris Agreement | | SH | | Against | | For | | For |
nVent Electric plc
| | | | | | | | | | |
Meeting Date: | | 05/14/2021 | | Country: | | Ireland | | Primary Security ID: | | G6700G107 |
Record Date: | | 03/19/2021 | | Meeting Type: | | Annual | | Ticker: | | NVT |
| | | | | |
| | | | Shares Voted: | | 423,733 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jerry W. Burris | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Susan M. Cameron | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Michael L. Ducker | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Randall J. Hogan | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Ronald L. Merriman | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Nicola Palmer | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
nVent Electric plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1g | | Elect Director Herbert K. Parker | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Greg Scheu | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Beth A. Wozniak | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jacqueline Wright | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorize Price Range for Reissuance of Treasury Shares | | Mgmt | | For | | Refer | | For |
Amgen Inc.
| | | | | | | | | | |
Meeting Date: | | 05/18/2021 | | Country: | | USA | | Primary Security ID: | | 031162100 |
Record Date: | | 03/19/2021 | | Meeting Type: | | Annual | | Ticker: | | AMGN |
| | | | | |
| | | | Shares Voted: | | 34,928 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Wanda M. Austin | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Robert A. Bradway | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Brian J. Druker | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Robert A. Eckert | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Greg C. Garland | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Charles M. Holley, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Tyler Jacks | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Ellen J. Kullman | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Amy E. Miles | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Ronald D. Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director R. Sanders Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Fidelity National Information Services, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | USA | | Primary Security ID: | | 31620M106 |
Record Date: | | 03/25/2021 | | Meeting Type: | | Annual | | Ticker: | | FIS |
| | | | | |
| | | | Shares Voted: | | 92,834 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Ellen R. Alemany | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Jeffrey A. Goldstein | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Lisa A. Hook | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Keith W. Hughes | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Gary L. Lauer | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Gary A. Norcross | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Louise M. Parent | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Brian T. Shea | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director James B. Stallings, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jeffrey E. Stiefler | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Northrop Grumman Corporation
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | USA | | Primary Security ID: | | 666807102 |
Record Date: | | 03/23/2021 | | Meeting Type: | | Annual | | Ticker: | | NOC |
| | | | | |
| | | | Shares Voted: | | 10,110 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kathy J. Warden | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David P. Abney | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Marianne C. Brown | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Donald E. Felsinger | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Ann M. Fudge | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director William H. Hernandez | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Northrop Grumman Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.7 | | Elect Director Madeleine A. Kleiner | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Karl J. Krapek | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Gary Roughead | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Thomas M. Schoewe | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director James S. Turley | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Mark A. Welsh, III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Human Rights Impact Assessment | | SH | | Against | | For | | For |
| | | | | |
5 | | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | | SH | | Against | | For | | For |
Reinsurance Group of America, Incorporated
| | | | | | | | | | |
Meeting Date: | | 05/19/2021 | | Country: | | USA | | Primary Security ID: | | 759351604 |
Record Date: | | 03/29/2021 | | Meeting Type: | | Annual | | Ticker: | | RGA |
| | | | | |
| | | | Shares Voted: | | 68,936 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Pina Albo | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Christine R. Detrick | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director J. Cliff Eason | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director John J. Gauthier | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Patricia L. Guinn | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Anna Manning | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Hazel M. McNeilage | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Stephen O’Hearn | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Frederick J. Sievert | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Shundrawn Thomas | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Stanley B. Tulin | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Reinsurance Group of America, Incorporated
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1l | | Elect Director Steven C. Van Wyk | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Non-Employee Director Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Amend Non-Employee Director Stock Awards in Lieu of Cash | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Morgan Stanley
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | USA | | Primary Security ID: | | 617446448 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | MS |
| | | | | |
| | | | Shares Voted: | | 198,536 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Elizabeth Corley | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Alistair Darling | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Thomas H. Glocer | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James P. Gorman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Robert H. Herz | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Nobuyuki Hirano | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Hironori Kamezawa | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Shelley B. Leibowitz | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Stephen J. Luczo | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jami Miscik | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Dennis M. Nally | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Mary L. Schapiro | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Perry M. Traquina | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Rayford Wilkins, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Synchrony Financial
| | | | | | | | | | |
Meeting Date: | | 05/20/2021 | | Country: | | USA | | Primary Security ID: | | 87165B103 |
Record Date: | | 03/25/2021 | | Meeting Type: | | Annual | | Ticker: | | SYF |
| | | | | |
| | | | Shares Voted: | | 241,736 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Margaret M. Keane | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Fernando Aguirre | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Paget L. Alves | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Arthur W. Coviello, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Brian D. Doubles | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director William W. Graylin | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Roy A. Guthrie | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Jeffrey G. Naylor | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director P.W. “Bill” Parker | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Laurel J. Richie | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Olympia J. Snowe | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Ellen M. Zane | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Anthem, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 036752103 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | ANTM |
| | | | | |
| | | | Shares Voted: | | 23,898 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Lewis Hay, III | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Antonio F. Neri | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Ramiro G. Peru | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Graphic Packaging Holding Company
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 388689101 |
Record Date: | | 03/29/2021 | | Meeting Type: | | Annual | | Ticker: | | GPK |
| | | | | |
| | | | Shares Voted: | | 591,930 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Paul D. Carrico | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Philip R. Martens | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Lynn A. Wentworth | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
NXP Semiconductors N.V.
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | Netherlands | | Primary Security ID: | | N6596X109 |
Record Date: | | 04/28/2021 | | Meeting Type: | | Annual | | Ticker: | | NXPI |
| | | | | |
| | | | Shares Voted: | | 45,526 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Discharge of Board Members | | Mgmt | | For | | For | | For |
| | | | | |
3a | | Reelect Kurt Sievers as Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3b | | Reelect Peter Bonfield as Non-Executive Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
3c | | Elect Annette Clayton as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3d | | Elect Anthony Foxx as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3e | | Reelect Kenneth A. Goldman as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3f | | Reelect Josef Kaeser as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3g | | Reelect Lena Olving as Non-Executive Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
3h | | Reelect Peter Smitham as Non-Executive Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
3i | | Reelect Julie Southern as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3j | | Reelect Jasmin Staiblin as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3k | | Reelect Gregory L. Summe as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3l | | Reelect Karl-Henrik Sundström as Non-Executive Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
4 | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Board to Exclude Preemptive Rights from Share Issuances | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorize Share Repurchase Program | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Cancellation of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Remuneration of the Non Executive Members of the Board | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Welltower Inc.
| | | | | | | | | | |
Meeting Date: | | 05/26/2021 | | Country: | | USA | | Primary Security ID: | | 95040Q104 |
Record Date: | | 03/30/2021 | | Meeting Type: | | Annual | | Ticker: | | WELL |
| | | | | |
| | | | Shares Voted: | | 193,940 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Kenneth J. Bacon | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Karen B. DeSalvo | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffrey H. Donahue | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Philip L. Hawkins | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Dennis G. Lopez | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Shankh Mitra | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ade J. Patton | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Diana W. Reid | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Sergio D. Rivera | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Johnese M. Spisso | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Kathryn M. Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Lowe’s Companies, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/28/2021 | | Country: | | USA | | Primary Security ID: | | 548661107 |
Record Date: | | 03/22/2021 | | Meeting Type: | | Annual | | Ticker: | | LOW |
| | | | | |
| | | | Shares Voted: | | 58,826 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Raul Alvarez | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David H. Batchelder | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Angela F. Braly | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Sandra B. Cochran | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Laurie Z. Douglas | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Richard W. Dreiling | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Marvin R. Ellison | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Lowe’s Companies, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.8 | | Elect Director Daniel J. Heinrich | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Brian C. Rogers | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Bertram L. Scott | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Mary Beth West | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Proxy Access Right | | SH | | Against | | For | | For |
Comcast Corporation
| | | | | | | | | | |
Meeting Date: | | 06/02/2021 | | Country: | | USA | | Primary Security ID: | | 20030N101 |
Record Date: | | 04/05/2021 | | Meeting Type: | | Annual | | Ticker: | | CMCSA |
| | | | | |
| | | | Shares Voted: | | 312,510 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kenneth J. Bacon | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Madeline S. Bell | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Naomi M. Bergman | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Edward D. Breen | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Gerald L. Hassell | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Jeffrey A. Honickman | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Maritza G. Montiel | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Asuka Nakahara | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director David C. Novak | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Brian L. Roberts | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Risks Posed by the Failing to Prevent Workplace Sexual Harassment | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Walmart Inc.
| | | | | | | | | | |
Meeting Date: | | 06/02/2021 | | Country: | | USA | | Primary Security ID: | | 931142103 |
Record Date: | | 04/09/2021 | | Meeting Type: | | Annual | | Ticker: | | WMT |
| | | | | |
| | | | Shares Voted: | | 102,026 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Cesar Conde | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Sarah J. Friar | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Carla A. Harris | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Thomas W. Horton | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Marissa A. Mayer | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director C. Douglas McMillon | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Gregory B. Penner | | Mgmt | | For | | Refer | | For |
| | | | | |
1i | | Elect Director Steven S Reinemund | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Randall L. Stephenson | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director S. Robson Walton | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Steuart L. Walton | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Refrigerants Released from Operations | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Report on Lobbying Payments and Policy | | SH | | Against | | For | | Against |
| | | | | |
6 | | Report on Alignment of Racial Justice Goals and Starting Wages | | SH | | Against | | For | | For |
| | | | | |
7 | | Approve Creation of a Pandemic Workforce Advisory Council | | SH | | Against | | For | | For |
| | | | | |
8 | | Review of Statement on the Purpose of a Corporation | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 88 Ivy VIP Value
Target Corporation
| | | | | | | | | | |
Meeting Date: | | 06/09/2021 | | Country: | | USA | | Primary Security ID: | | 87612E106 |
Record Date: | | 04/12/2021 | | Meeting Type: | | Annual | | Ticker: | | TGT |
| | | | | |
| | | | Shares Voted: | | 68,936 | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Douglas M. Baker, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director George S. Barrett | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Brian C. Cornell | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Robert L. Edwards | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Melanie L. Healey | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Donald R. Knauss | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Christine A. Leahy | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Monica C. Lozano | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Mary E. Minnick | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Derica W. Rice | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Kenneth L. Salazar | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Dmitri L. Stockton | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Proxy Access Right | | SH | | Against | | For | | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | |
IVY VARIABLE INSURANCE PORTFOLIOS |
(Registrant) |
| |
By: | | /s/ Shawn K. Lytle |
| | Shawn K. Lytle, President and Chief Executive Officer |
|
Date: August 31, 2021 |