ITEM 1. PROXY VOTING RECORD:
Item 1, Exhibits A-V contains the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2016 with respect to which the Registrant was entitled to vote:
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(f) Whether the matter was proposed by the issuer or by a security holder;
(h) How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the Registrant cast its vote for or against management.
Registrant: Mutual Fund and Variable Insurance Trust - Huntington Money Market Fund | | | | Item 1, Exhibit 1 |
Investment Company Act file number: 811-05010 | | | | | | | |
Reporting Period: July 1, 2015 through June 30, 2016 | | | | | | | |
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FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
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2 | No proxies were voted during the reporting period. | | | | | | | | | |
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| CONTENT KEY: | | | | | | | | |
A. | Company Name - Company Name as it appeared on the ballot (e.g., Microsoft) | | | | | |
B. | Ticker - e.g., MSFT | | | | | | | | |
C. | Security ID (cusip, isin, sedol) - as it appears on the ballot (e.g., 2383130) | | | | | |
D. | Meeting Type & Date - e.g., ANNUAL, SPECIAL; MM/DD/YYYY | | | | | | |
E. | Agenda Item Number & Description - as it appeared on the ballot (e.g., 2. Approve Employee Stock Purchase Plan); identify each director considered for election. |
F. | Management or Shareholder Proposal - identify whether the matter was proposed by the issuer or by a security holder (MGMT or SHAREHOLD) | |
G. | Voted - identify whether or not the registrant has voted on the matter (Y or N); if the matter was not voted include a footnote describing why the matter was not voted on. |
H. | Fund Vote - FOR or AGAINST proposal, or ABSTAIN; FOR or WITHHOLD regarding election of directors | | | | |
I. | Management Recommendation - FOR or AGAINST | | | | | | |
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Registrant: Mutual Fund and Variable Insurance Trust - Huntington U.S. Treasury Money Market Fund | | | Item 1, Exhibit 1 | |
Investment Company Act file number: 811-05010 | | | | | | | | |
Reporting Period: July 1, 2015 through June 30, 2016 | | | | | | | | |
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FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | |
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2 | No proxies were voted during the reporting period. | | | | | | | | | | |
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| CONTENT KEY: | | | | | | | | | |
A. | Company Name - Company Name as it appeared on the ballot (e.g., Microsoft) | | | | | | |
B. | Ticker - e.g., MSFT | | | | | | | | | |
C. | Security ID (cusip, isin, sedol) - as it appears on the ballot (e.g., 2383130) | | | | | | |
D. | Meeting Type & Date - e.g., ANNUAL, SPECIAL; MM/DD/YYYY | | | | | | | |
E. | Agenda Item Number & Description - as it appeared on the ballot (e.g., 2. Approve Employee Stock Purchase Plan); identify each director considered for election. | |
F. | Management or Shareholder Proposal - identify whether the matter was proposed by the issuer or by a security holder (MGMT or SHAREHOLD) | | |
G. | Voted - identify whether or not the registrant has voted on the matter (Y or N); if the matter was not voted include a footnote describing why the matter was not voted on. | |
H. | Fund Vote - FOR or AGAINST proposal, or ABSTAIN; FOR or WITHHOLD regarding election of directors | | | | | |
I. | Management Recommendation - FOR or AGAINST | | | | | | | |
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Registrant: Mutual Fund Variable Insurance Trust- Rational Dividend Capture Fund | | | | Item 1 | | | |
Investment Company Act file number: 811-05010 | | | | | | Exhibit A | | | |
Reporting Period: July 1, 2015 through June 30, 2016 | | | | | | | | | |
| | | | | | | | | | |
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
| Company Name | Ticker | CUSIP | Meeting Date | Proposal Number | Description | Proposal Type | Y | Vote Cast | For/ Against Mgmt. |
1 | Altria Group, Inc. | MO | 02209S 10 3 | 05/19/16 | 1 | Approval of directors | MGMT | Y | For | For |
2 | Altria Group, Inc. | MO | 02209S 10 3 | 05/19/16 | 2 | Ratification of the appointment of independent registered public accountants | MGMT | Y | For | For |
3 | Altria Group, Inc. | MO | 02209S 10 3 | 05/19/16 | 3 | Approval of executive comp | MGMT | Y | For | For |
4 | Altria Group, Inc. | MO | 02209S 10 3 | 05/19/16 | 4 | Shareholder proposal on tobacco product constituents and ingredients and potential health consequences | MGMT | Y | Against | Against |
5 | Altria Group, Inc. | MO | 02209S 10 3 | 05/19/16 | 5 | Shareholder proposal on mediation of alleged human rights violations | Shrhlder | Y | Against | Against |
6 | Leggett & Platt, INC | LEG | 524660 10 7 | 5/17/2016 | 1 | Approval of directors | MGMT | Y | For | For |
7 | Leggett & Platt, INC | LEG | 524660 10 7 | 05/17/16 | 2 | Ratification of PriceWaterHouseCoopers LLP | MGMT | Y | For | For |
8 | Leggett & Platt, INC | LEG | 524660 10 7 | 05/17/16 | 3 | Approval of executive comp | MGMT | Y | For | For |
9 | Lockheed Martin Corporation | LMT | 539830 10 9 | 04/28/16 | 1 | Approval of directors | MGMT | Y | For | For |
10 | Lockheed Martin Corporation | LMT | 539830 10 9 | 04/28/16 | 2 | Ratify appointment of Ernst & Young LLP | MGMT | Y | For | For |
11 | Lockheed Martin Corporation | LMT | 539830 10 9 | 04/28/16 | 3 | Approval of executive comp | MGMT | Y | For | For |
12 | Lockheed Martin Corporation | LMT | 539830 10 9 | 04/28/16 | 4 | Re-approve performance goals for the 2011 incentive performance award plan | MGMT | Y | For | For |
13 | Lockheed Martin Corporation | LMT | 539830 10 9 | 04/28/16 | 5 | Stockholder proposal on special meeting stock ownership threshold | Shrhlder | Y | Against | Against |
14 | Reynolds American, Inc. | RAI | 761713 10 6 | 05/05/16 | 1 | Approval of directors | MGMT | Y | For | For |
15 | Reynolds American, Inc. | RAI | 761713 10 6 | 05/05/16 | 2 | Amendment to Articles of Incorporation to declassify the Board of Directors | MGMT | Y | For | For |
16 | Reynolds American, Inc. | RAI | 761713 10 6 | 05/05/16 | 3 | Amendment to Articles of Incorporation to increase the number of authorized shares of AI common stock | MGMT | Y | For | For |
17 | Reynolds American, Inc. | RAI | 761713 10 6 | 05/05/16 | 4 | Approval of executive comp | MGMT | Y | For | For |
18 | Reynolds American, Inc. | RAI | 761713 10 6 | 05/05/16 | 5 | Ratification of KPMG LLP | MGMT | Y | For | For |
19 | Reynolds American, Inc. | RAI | 761713 10 6 | 05/05/16 | 6 | Shareholder proposal on adoption of payout policy preference for share repurchases | Shrhlder | Y | Against | Against |
20 | Reynolds American, Inc. | RAI | 761713 10 6 | 05/05/16 | 7 | Shareholder proposal on mediation of alleged human rights violations | Shrhlder | Y | Against | Against |
21 | Target Corporation | TGT | 87612E 10 6 | 06/08/16 | 1 | Approval of directors | MGMT | Y | For | For |
22 | Target Corporation | TGT | 87612E 10 6 | 06/08/16 | 2 | Ratify appointment of Ernst & Young LLP | MGMT | Y | For | For |
23 | Target Corporation | TGT | 87612E 10 6 | 06/08/16 | 3 | Approval of executive comp | MGMT | Y | For | For |
24 | Target Corporation | TGT | 87612E 10 6 | 06/08/16 | 4 | Shareholder proposal to report on criteria for selecting countries for operations | Shrhlder | Y | Against | Against |
25 | The ADT Corp | ADT | 00101J 10 6 | 03/15/16 | 1 | Approval of directors | MGMT | Y | For | For |
26 | The ADT Corp | ADT | 00101J 10 6 | 03/15/16 | 2 | Ratification of Deloitte & Touche | MGMT | Y | For | For |
27 | The ADT Corp | ADT | 00101J 10 6 | 03/15/16 | 3 | Approval of executive comp | MGMT | Y | For | For |
28 | The RMR Group INC | RMR | 74967R 10 6 | 03/09/16 | 1 | Approval of directors | MGMT | Y | For | For |
29 | The RMR Group INC | RMR | 74967R 10 6 | 03/09/16 | 2 | Approval of 2016 Omnibus Equity Plan | MGMT | Y | For | For |
30 | The RMR Group INC | RMR | 74967R 10 6 | 03/09/16 | 3 | Ratification of Ernst & Young LLP | MGMT | Y | For | For |
31 | Verizon Communications, Inc. | VZ | 92343V 10 4 | 05/05/16 | 1 | Approval of directors | MGMT | Y | For | For |
32 | Verizon Communications, Inc. | VZ | 92343V 10 4 | 05/05/16 | 2 | Ratification of the appointment of independent registered public accountants | MGMT | Y | For | For |
33 | Verizon Communications, Inc. | VZ | 92343V 10 4 | 05/05/16 | 3 | Approval of executive comp | MGMT | Y | For | For |
34 | Verizon Communications, Inc. | VZ | 92343V 10 4 | 05/05/16 | 4 | Shareholder proposal on renewable energy targets | Shrhlder | Y | Against | Against |
35 | Verizon Communications, Inc. | VZ | 92343V 10 4 | 05/05/16 | 5 | Shareholder proposal on indirect political spending report | Shrhlder | Y | Against | Against |
36 | Verizon Communications, Inc. | VZ | 92343V 10 4 | 05/05/16 | 6 | Shareholder proposal on lobbying activities report | Shrhlder | Y | Against | Against |
37 | Verizon Communications, Inc. | VZ | 92343V 10 4 | 05/05/16 | 7 | Shareholder proposal on independent chair policy | Shrhlder | Y | Against | Against |
38 | Verizon Communications, Inc. | VZ | 92343V 10 4 | 05/05/16 | 8 | Shareholder proposal on severance approval policy | Shrhlder | Y | Against | Against |
39 | Verizon Communications, Inc. | VZ | 92343V 10 4 | 05/05/16 | 9 | Shareholder proposal on stock retention policy | Shrhlder | Y | Against | Against |
40 | Waste Management Inc. | WM | 94106L 10 9 | 05/12/16 | 1 | Approval of directors | MGMT | Y | For | For |
41 | Waste Management Inc. | WM | 94106L 10 9 | 05/12/16 | 2 | Ratify appointment of Ernst & Young LLP | MGMT | Y | For | For |
42 | Waste Management Inc. | WM | 94106L 10 9 | 05/12/16 | 3 | Approval of executive comp | MGMT | Y | For | For |
43 | Waste Management Inc. | WM | 94106L 10 9 | 05/12/16 | 4 | Shareholder proposal on accelerated vesting of equity awards | Shrhlder | Y | Against | Against |
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Registrant: Mutual Fund Variable Insurance Trust- Rational Real Strategies Fund | | | | | | | Item 1 |
Investment Company Act file number: 811-05010 | | | | | | | | | Exhibit C |
Reporting Period: July 1, 2015 through June 30, 2016 | | | | | | | | | |
| | | | | | | | | | |
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
| Company Name | Ticker | CUSIP | Meeting Date | Proposal Number | Description | Proposal Type | Y | Vote Cast | For/ Against Mgmt. |
1 | ACI Worldwide, Inc. | ACIW | 004498 10 1 | 4/18/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
2 | ACI Worldwide, Inc. | ACIW | 004498 10 1 | 4/18/2016 | 2 | Ratify selection of Deloitte & Touche | MGMT | Y | FOR | FOR |
3 | ACI Worldwide, Inc. | ACIW | 004498 10 1 | 4/18/2016 | 3 | Approve executive compensation | MGMT | Y | FOR | FOR |
4 | ACI Worldwide, Inc. | ACIW | 004498 10 1 | 4/18/2016 | 4 | Approve equity incentive plan | MGMT | Y | FOR | FOR |
5 | Agco Corporation | AGCO | 001084 10 2 | 3/18/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
6 | Agco Corporation | AGCO | 001084 10 2 | 3/18/2016 | 2 | Approve long term incentive plan | MGMT | Y | FOR | FOR |
7 | Agco Corporation | AGCO | 001084 10 2 | 3/18/2016 | 3 | Approve executive compensation | MGMT | Y | FOR | FOR |
8 | Agco Corporation | AGCO | 001084 10 2 | 3/18/2016 | 4 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
9 | Agrium, INC | AGU | 008916 10 8 | 5/4/2016 | 1 | Approval of directors | MGMT | Y | for | for |
10 | Agrium, INC | AGU | 008916 10 8 | 5/4/2016 | 2 | ratification of KPMG LLP | MGMT | Y | for | for |
11 | Agrium, INC | AGU | 008916 10 8 | 5/4/2016 | 3 | Approval of executive compensation | MGMT | Y | for | for |
12 | Agrium, INC | AGU | 008916 10 8 | 5/4/2016 | 4 | Approval of shareholder rights | MGMT | Y | for | for |
13 | American Railcar Industries, Inc. | AARI | 02916P 10 3 | 4/25/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
14 | American Railcar Industries, Inc. | AARI | 02916P 10 3 | 4/25/2016 | 2 | Approve executive compensation | MGMT | Y | FOR | FOR |
15 | Canadian Natural Resources Limited | CNQ | 136385 10 1 | 5/5/2016 | 1 | Approval of directors | MGMT | Y | for | for |
16 | Canadian Natural Resources Limited | CNQ | 136385 10 1 | 5/5/2016 | 2 | ratification of PriceWaterHouseCoopers LLP | MGMT | Y | for | for |
17 | Canadian Natural Resources Limited | CNQ | 136385 10 1 | 5/5/2016 | 3 | Approval on all unallocated stock options | MGMT | Y | for | for |
18 | Canadian Natural Resources Limited | CNQ | 136385 10 1 | 5/5/2016 | 4 | Approval of planned agreement under business corporation act | MGMT | Y | for | for |
19 | Canadian Natural Resources Limited | CNQ | 136385 10 1 | 5/5/2016 | 5 | Approval of executive compensation | MGMT | Y | for | for |
20 | Chicago Bridge & Iron Company N.V. | CBI | 167250 10 9 | 3/10/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
21 | Chicago Bridge & Iron Company N.V. | CBI | 167250 10 9 | 3/10/2016 | 2 | Approve executive compensation | MGMT | Y | FOR | FOR |
22 | Chicago Bridge & Iron Company N.V. | CBI | 167250 10 9 | 3/10/2016 | 3 | Prepare Dutch annual reports in English | MGMT | Y | FOR | FOR |
23 | Chicago Bridge & Iron Company N.V. | CBI | 167250 10 9 | 3/10/2016 | 4 | Approve final distributions to shareholders for $.28 | MGMT | Y | FOR | FOR |
24 | Chicago Bridge & Iron Company N.V. | CBI | 167250 10 9 | 3/10/2016 | 5 | Discharge sole member of management board from liability | MGMT | Y | FOR | FOR |
25 | Chicago Bridge & Iron Company N.V. | CBI | 167250 10 9 | 3/10/2016 | 6 | Discharge members of supervisory board from liability | MGMT | Y | FOR | FOR |
26 | Chicago Bridge & Iron Company N.V. | CBI | 167250 10 9 | 3/10/2016 | 7 | Ratify selection of Ernst & Young LLP | MGMT | Y | FOR | FOR |
27 | Chicago Bridge & Iron Company N.V. | CBI | 167250 10 9 | 3/10/2016 | 8 | Approve extension of authority of management board | MGMT | Y | FOR | FOR |
28 | Chicago Bridge & Iron Company N.V. | CBI | 167250 10 9 | 3/10/2016 | 9 | Approve the extension of the authority of our supervisory board | MGMT | Y | FOR | FOR |
29 | Evercore Partners Inc. | EVR | 29977A 10 5 | 4/20/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
30 | Evercore Partners Inc. | EVR | 29977A 10 5 | 4/20/2016 | 2 | Approve amended stock incentive plan | MGMT | Y | FOR | FOR |
31 | Evercore Partners Inc. | EVR | 29977A 10 5 | 4/20/2016 | 3 | Ratify selection of Deloitte & Touche | MGMT | Y | FOR | FOR |
32 | Halliburton Company | HAL | 406216 10 1 | 3/21/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
33 | Halliburton Company | HAL | 406216 10 1 | 3/21/2016 | 2 | Ratification of independent auditors | MGMT | Y | FOR | FOR |
34 | Halliburton Company | HAL | 406216 10 1 | 3/21/2016 | 3 | Approve executive compensation | MGMT | Y | FOR | FOR |
35 | National Oilwell Varco, Inc. | NOV | 637071 10 1 | 4/1/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
36 | National Oilwell Varco, Inc. | NOV | 637071 10 1 | 4/1/2016 | 2 | Ratification of independent auditors | MGMT | Y | FOR | FOR |
37 | National Oilwell Varco, Inc. | NOV | 637071 10 1 | 4/1/2016 | 3 | Approve executive compensation | MGMT | Y | FOR | FOR |
38 | National Oilwell Varco, Inc. | NOV | 637071 10 1 | 4/1/2016 | 4 | Approve long term incentive plan | MGMT | Y | FOR | FOR |
39 | Southern Copper Corporation | SCCO | 84265V 10 5 | 3/4/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
40 | Southern Copper Corporation | SCCO | 84265V 10 5 | 3/4/2016 | 2 | Approve stock award plan | MGMT | Y | FOR | FOR |
41 | Southern Copper Corporation | SCCO | 84265V 10 5 | 3/4/2016 | 3 | Ratify selection of Deloitte & Touche | MGMT | Y | FOR | FOR |
42 | Southern Copper Corporation | SCCO | 84265V 10 5 | 3/4/2016 | 4 | Approve executive compensation | MGMT | Y | FOR | FOR |
43 | Wisdom Tree Investments, Inc. | WETF | 97717P 10 4 | 4/27/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
44 | Wisdom Tree Investments, Inc. | WETF | 97717P 10 4 | 4/27/2016 | 2 | Ratify selection of Ernst & Young LLP | MGMT | Y | FOR | FOR |
45 | Wisdom Tree Investments, Inc. | WETF | 97717P 10 4 | 4/27/2016 | 3 | Approve equity plan | MGMT | Y | FOR | FOR |
46 | Schlumberger Limited | SLB | 806857 10 8 | 4/6/2016 | 1 | Approval of directors | MGMT | Y | For | For |
47 | Schlumberger Limited | SLB | 806857 10 8 | 4/6/2016 | 2 | Approval of executive comp | MGMT | Y | For | For |
48 | Schlumberger Limited | SLB | 806857 10 8 | 4/6/2016 | 3 | Approve company's financial statements and declaration of dividends | MGMT | Y | For | For |
49 | Schlumberger Limited | SLB | 806857 10 8 | 4/6/2016 | 4 | Ratification of PriceWaterHouseCoopers LLP | MGMT | Y | For | For |
50 | Schlumberger Limited | SLB | 806857 10 8 | 4/6/2016 | 5 | Approve amendments to the articles of incorporation | MGMT | Y | For | For |
51 | Schlumberger Limited | SLB | 806857 10 8 | 4/6/2016 | 6 | Approve a resolution to change the number of directors constituting Board of Directors | MGMT | Y | For | For |
52 | Schlumberger Limited | SLB | 806857 10 8 | 4/6/2016 | 7 | Approve the French sub-plan to provide recipients of equity grants with preferential tax treatment | MGMT | Y | For | For |
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Registrant: Mutual Fund Variable Insurance Trust- Rational Defensive Growth Fund | | | | Item 1 | | | |
Investment Company Act file number: 811-01010 | | | | | | Exhibit D | | | |
Reporting Period: July 1, 2015 through June 30, 2016 | | | | | | | | | |
| | | | | | | | | | |
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
| Company Name | Ticker | CUSIP | Meeting Date | Proposal Number | Description | Proposal Type | Y | Vote Cast | For/ Against Mgmt. |
1 | Aaon, INC | AAON | 000360 20 6 | 5/24/2016 | 1 | Approval of directors | MGMT | Y | For | For |
2 | Aaon, INC | AAON | 000360 20 6 | 5/24/2016 | 2 | Approval of incentive plan | MGMT | Y | For | For |
3 | Aaon, INC | AAON | 000360 20 6 | 5/24/2016 | 3 | Ratification Grant Thornton LLP | MGMT | Y | For | For |
4 | Aegion Corporation | AEGN | 00770F 10 4 | 4/20/2016 | 1 | Approval of directors | MGMT | Y | For | For |
5 | Aegion Corporation | AEGN | 00770F 10 4 | 4/20/2016 | 2 | Approval of executive comp | MGMT | Y | For | For |
6 | Aegion Corporation | AEGN | 00770F 10 4 | 4/20/2016 | 3 | Approval of employee incentive plan | MGMT | Y | For | For |
7 | Aegion Corporation | AEGN | 00770F 10 4 | 4/20/2016 | 4 | Approval of executive comp | MGMT | Y | For | For |
8 | Aegion Corporation | AEGN | 00770F 10 4 | 4/20/2016 | 5 | Approve non-employee director equity plan | MGMT | Y | For | For |
9 | Aegion Corporation | AEGN | 00770F 10 4 | 4/20/2016 | 6 | Ratification of PriceWaterHouseCoopers LLP | MGMT | Y | For | For |
10 | American States Water Company | AWR | 029899 10 1 | 3/23/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
11 | American States Water Company | AWR | 029899 10 1 | 3/23/2016 | 2 | Approve stock incentive plan | MGMT | Y | FOR | FOR |
12 | American States Water Company | AWR | 029899 10 1 | 3/23/2016 | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
13 | American States Water Company | AWR | 029899 10 1 | 3/23/2016 | 4 | Ratify appointment of PWC LLP | MGMT | Y | FOR | FOR |
14 | Avista Corp | AVA | 05379B 10 7 | 5/12/2016 | 1 | Approval of directors | MGMT | Y | For | For |
15 | Avista Corp | AVA | 05379B 10 7 | 5/12/2016 | 2 | Approval to reduce shareholder approval requirements | MGMT | Y | For | For |
16 | Avista Corp | AVA | 05379B 10 7 | 5/12/2016 | 3 | Ratification of Deloitte & Touche LLP | MGMT | Y | For | For |
17 | Avista Corp | AVA | 05379B 10 7 | 5/12/2016 | 4 | Approval of executive comp | MGMT | Y | For | For |
18 | Avista Corp | AVA | 05379B 10 7 | 5/12/2016 | 5 | Shareholder proposal regarding reduction of shareholder approval | Shrhlder | Y | Against | Against |
19 | Berkshire Hills Bancorp, INC | BHLB | 084680 10 7 | 5/5/2016 | 1 | Approval of directors | MGMT | Y | For | For |
20 | Berkshire Hills Bancorp, INC | BHLB | 084680 10 7 | 5/5/2016 | 2 | Approval of executive comp | MGMT | Y | For | For |
21 | Berkshire Hills Bancorp, INC | BHLB | 084680 10 7 | 5/5/2016 | 3 | Ratification of PriceWaterHouseCoopers LLP | MGMT | Y | For | For |
22 | Brookline Bancorp, Inc. | BRKL | 11373M 10 7 | 3/10/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
23 | Brookline Bancorp, Inc. | BRKL | 11373M 10 7 | 3/10/2016 | 2 | Ratify appointment of KPMG LLP | MGMT | Y | FOR | FOR |
24 | Brookline Bancorp, Inc. | BRKL | 11373M 10 7 | 3/10/2016 | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
25 | Cathay General Bancorp | CATY | 149150 10 4 | 4/1/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
26 | Cathay General Bancorp | CATY | 149150 10 4 | 4/1/2016 | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
27 | Cathay General Bancorp | CATY | 149150 10 4 | 4/1/2016 | 3 | Ratify appointment of KPMG LLP | MGMT | Y | FOR | FOR |
28 | Chemical Financial Corp | CHFC | 163731 10 2 | 4/18/2016 | 1 | Approval of directors | MGMT | Y | For | For |
29 | Chemical Financial Corp | CHFC | 163731 10 2 | 4/18/2016 | 2 | Ratification of KPMG LLP | MGMT | Y | For | For |
30 | Chemical Financial Corp | CHFC | 163731 10 2 | 4/18/2016 | 3 | Approval of executive comp | MGMT | Y | For | For |
31 | Community Bank System, INC | CBU | 203607 10 6 | 5/18/2016 | 1 | Approval of directors | MGMT | Y | For | For |
32 | Community Bank System, INC | CBU | 203607 10 6 | 5/18/2016 | 2 | Approval of executive comp | MGMT | Y | For | For |
33 | Community Bank System, INC | CBU | 203607 10 6 | 5/18/2016 | 3 | Ratification of PriceWaterHouseCoopers LLP | MGMT | Y | For | For |
34 | Community Trust Bancorp, INC | CTBI | 204149 10 8 | 4/26/2016 | 1 | Approval of directors | MGMT | Y | For | For |
35 | Community Trust Bancorp, INC | CTBI | 204149 10 8 | 4/26/2016 | 2 | Ratification of BKD LLP | MGMT | Y | For | For |
36 | Community Trust Bancorp, INC | CTBI | 204149 10 8 | 4/26/2016 | 3 | Approval of executive comp | MGMT | Y | For | For |
37 | CSG Systems International Inc. | CSGS | 126349 10 9 | 3/30/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
38 | CSG Systems International Inc. | CSGS | 126349 10 9 | 3/30/2016 | 2 | Approve performance bonus program | MGMT | Y | FOR | FOR |
39 | CSG Systems International Inc. | CSGS | 126349 10 9 | 3/30/2016 | 3 | Approve amended stock incentive plan | MGMT | Y | FOR | FOR |
40 | CSG Systems International Inc. | CSGS | 126349 10 9 | 3/30/2016 | 4 | Approve executive comp | MGMT | Y | FOR | FOR |
41 | CSG Systems International Inc. | CSGS | 126349 10 9 | 3/30/2016 | 5 | Ratify appointment of KPMG LLP | MGMT | Y | FOR | FOR |
42 | Exponent, INC | EXPO | 30214U 10 2 | 5/26/2016 | 1 | Approval of directors | MGMT | Y | For | For |
43 | Exponent, INC | EXPO | 30214U 10 2 | 5/26/2016 | 2 | Ratification of KPMG LLP | MGMT | Y | For | For |
44 | Exponent, INC | EXPO | 30214U 10 2 | 5/26/2016 | 3 | Approval of executive comp | MGMT | Y | For | For |
45 | F.N.B. Corp | FNB | 302520 10 1 | 5/18/2016 | 1 | Approval of directors | MGMT | Y | For | For |
46 | F.N.B. Corp | FNB | 302520 10 1 | 5/18/2016 | 2 | Approval of executive comp | MGMT | Y | For | For |
47 | F.N.B. Corp | FNB | 302520 10 1 | 5/18/2016 | 3 | Ratification of Ernst & Young LLP | MGMT | Y | For | For |
48 | F.N.B. Corp | FNB | 302520 10 1 | 5/18/2016 | 4 | Approval of reincorporation | MGMT | Y | For | For |
49 | First Busey Corp | BUSE | 319383 20 4 | 3/29/2016 | 1 | Approval of Merger | MGMT | Y | For | For |
50 | First Busey Corp | BUSE | 319383 20 4 | 3/29/2016 | 2 | Approval of adjournment of the special meeting | MGMT | Y | For | For |
51 | First Busey Corp | BUSE | 319383 20 4 | 3/24/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
52 | First Busey Corp | BUSE | 319383 20 4 | 3/24/2016 | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
53 | First Busey Corp | BUSE | 319383 20 4 | 3/24/2016 | 3 | Ratify appointment of RSM LLP | MGMT | Y | FOR | FOR |
54 | First Citizens Bancshares, INC | FCNCA | 31946M 10 3 | 4/26/2016 | 1 | Approval of directors | MGMT | Y | For | For |
55 | First Citizens Bancshares, INC | FCNCA | 31946M 10 3 | 4/26/2016 | 2 | Approval of executive comp | MGMT | Y | For | For |
56 | First Citizens Bancshares, INC | FCNCA | 31946M 10 3 | 4/26/2016 | 3 | Ratification of Dixon Hughes Goodman LLP | MGMT | Y | For | For |
57 | First Citizens Bancshares, INC | FCNCA | 31946M 10 3 | 4/26/2016 | 4 | Proposal regrading the voting rights of a class of Bancshares's stock | MGMT | Y | Against | Against |
58 | First Commonwealth Financial Corporation | FCF | 319829 10 7 | 3/4/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
59 | First Commonwealth Financial Corporation | FCF | 319829 10 7 | 3/4/2016 | 2 | Ratify appointment of KPMG LLP | MGMT | Y | FOR | FOR |
60 | First Commonwealth Financial Corporation | FCF | 319829 10 7 | 3/4/2016 | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
61 | First Niagara Financial Group, INC | FNFG | 33582V 10 8 | 3/23/2016 | 1 | Adoption to the agreement and plan of merger | MGMT | Y | For | For |
62 | First Niagara Financial Group, INC | FNFG | 33582V 10 8 | 3/23/2016 | 2 | Approval of executive comp | MGMT | Y | For | For |
63 | First Niagara Financial Group, INC | FNFG | 33582V 10 8 | 3/23/2016 | 3 | Approval of adjournment of special meeting | MGMT | Y | For | For |
64 | Flir Systems, INC | FLIR | 302445 10 1 | 4/22/2016 | 1 | Approval of directors | MGMT | Y | For | For |
65 | Flir Systems, INC | FLIR | 302445 10 1 | 4/22/2016 | 2 | Ratification of KPMG LLP | MGMT | Y | For | For |
66 | Flir Systems, INC | FLIR | 302445 10 1 | 4/22/2016 | 3 | Approval of amendment 1 | MGMT | Y | For | For |
67 | Flir Systems, INC | FLIR | 302445 10 1 | 4/22/2016 | 4 | Approval of amendment 2 | MGMT | Y | For | For |
68 | Flir Systems, INC | FLIR | 302445 10 1 | 4/22/2016 | 5 | Proposal regarding proxy access | MGMT | Y | Against | Against |
69 | Forrester Research, Inc. | FORR | 346563 10 9 | 4/1/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
70 | Forrester Research, Inc. | FORR | 346563 10 9 | 4/1/2016 | 2 | Ratify appointment of PWC LLP | MGMT | Y | FOR | FOR |
71 | Forrester Research, Inc. | FORR | 346563 10 9 | 4/1/2016 | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
72 | Forrester Research, Inc. | FORR | 346563 10 9 | 4/1/2016 | 4 | Approve equity incentive plan | MGMT | Y | FOR | FOR |
73 | Fred's Inc. | FRED | 356108 10 0 | 4/29/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
74 | Fred's Inc. | FRED | 356108 10 0 | 4/29/2016 | 2 | Approval of BDO USA, LLP | MGMT | Y | FOR | FOR |
75 | Fred's Inc. | FRED | 356108 10 0 | 4/29/2016 | 3 | Approval of long-term incentive plan | MGMT | Y | FOR | FOR |
76 | Fred's Inc. | FRED | 356108 10 0 | 4/29/2016 | 4 | Approve executive comp | MGMT | Y | FOR | FOR |
77 | Granite Construction Incorporated | GVA | 387328 10 7 | 4/12/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
78 | Granite Construction Incorporated | GVA | 387328 10 7 | 4/12/2016 | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
79 | Granite Construction Incorporated | GVA | 387328 10 7 | 4/12/2016 | 3 | Ratify appointment of PWC LLP | MGMT | Y | FOR | FOR |
80 | Hawaiian Electric Industries | HE | 419870 10 0 | 5/4/2016 | 1 | Approval of directors | MGMT | Y | For | For |
81 | Hawaiian Electric Industries | HE | 419870 10 0 | 5/4/2016 | 2 | Approval of executive comp | MGMT | Y | For | For |
82 | Hawaiian Electric Industries | HE | 419870 10 0 | 5/4/2016 | 3 | Ratification of PriceWaterHouseCoopers LLP | MGMT | Y | For | For |
83 | Infinity Property and Casualty Corp. | IPCC | 45665G 30 3 | 3/23/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
84 | Infinity Property and Casualty Corp. | IPCC | 45665G 30 3 | 3/23/2016 | 2 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
86 | Infinity Property and Casualty Corp. | IPCC | 45665G 30 3 | 3/23/2016 | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
87 | Inland Real Estate Corp | IRC | 457461 20 0 | 3/23/2016 | 1 | Approval of Merger | MGMT | Y | For | For |
88 | Inland Real Estate Corp | IRC | 457461 20 0 | 3/23/2016 | 2 | Approval of executive comp | MGMT | Y | For | For |
89 | Inland Real Estate Corp | IRC | 457461 20 0 | 3/23/2016 | 3 | Approval of adjournment of the special meeting | MGMT | Y | For | For |
90 | Investors Bancorp, Inc. | ISBC | 46146L 10 1 | 4/5/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
91 | Investors Bancorp, Inc. | ISBC | 46146L 10 1 | 4/5/2016 | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
92 | Investors Bancorp, Inc. | ISBC | 46146L 10 1 | 4/5/2016 | 3 | Ratify appointment of KPMG LLP | MGMT | Y | FOR | FOR |
93 | Investors Bancorp, Inc. | ISBC | 46146L 10 1 | 4/5/2016 | 4 | Adjournment or postponement of annual meeting | MGMT | Y | FOR | FOR |
94 | Marten Transport, LTD | MRTN | 573075 10 8 | 5/10/2016 | 1 | Approval of directors | MGMT | Y | For | For |
95 | Marten Transport, LTD | MRTN | 573075 10 8 | 5/10/2016 | 2 | Approval of executive comp | MGMT | Y | For | For |
96 | Marten Transport, LTD | MRTN | 573075 10 8 | 5/10/2016 | 3 | Confirm selection of Grant Thornton LLP | MGMT | Y | For | For |
97 | Marten Transport, LTD | MRTN | 573075 10 8 | 5/10/2016 | 4 | Transact other business | MGMT | Y | For | For |
98 | MB Financial, Inc. | MBFI | 55264U 10 8 | 3/28/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
99 | MB Financial, Inc. | MBFI | 55264U 10 8 | 3/28/2016 | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
100 | MB Financial, Inc. | MBFI | 55264U 10 8 | 3/28/2016 | 3 | Ratify appointment of RSM LLP | MGMT | Y | FOR | FOR |
101 | MGE Energy, INC | MGEE | 55277P 10 4 | 5/17/2016 | 1 | Approval of directors | MGMT | Y | For | For |
102 | MGE Energy, INC | MGEE | 55277P 10 4 | 5/17/2016 | 2 | Ratification of PriceWaterHouseCoopers LLP | MGMT | Y | For | For |
103 | Monmouth Real Estate Investment Corp | MNR | 609720 10 7 | 5/19/2016 | 1 | Approval of directors | MGMT | Y | For | For |
104 | Monmouth Real Estate Investment Corp | MNR | 609720 10 7 | 5/19/2016 | 2 | Ratification of PKF O'Connor Davies, LLP | MGMT | Y | For | For |
105 | NBT Bancorp INC | NBTB | 628778 10 2 | 5/3/2016 | 1 | Approval of directors | MGMT | Y | For | For |
106 | NBT Bancorp INC | NBTB | 628778 10 2 | 5/3/2016 | 2 | Ratification of KPMG LLP | MGMT | Y | For | For |
107 | Northfield Bancorp. Inc. | NFBK | 66611T 10 8 | 3/31/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
108 | Northfield Bancorp. Inc. | NFBK | 66611T 10 8 | 3/31/2016 | 2 | Ratify appointment of KPMG LLP | MGMT | Y | FOR | FOR |
109 | Northfield Bancorp. Inc. | NFBK | 66611T 10 8 | 3/31/2016 | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
110 | Northwest Natural Gas Company | NWN | 667655 10 4 | 4/7/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
111 | Northwest Natural Gas Company | NWN | 667655 10 4 | 4/7/2016 | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
114 | Northwest Natural Gas Company | NWN | 667655 10 4 | 4/7/2016 | 3 | Ratify appointment of PWC LLP | MGMT | Y | FOR | FOR |
115 | Park National Corp | PRK | 700658 10 7 | 4/25/2016 | 1 | Approval of directors | MGMT | Y | For | For |
116 | Park National Corp | PRK | 700658 10 7 | 4/25/2016 | 2 | Approval of executive comp | MGMT | Y | For | For |
118 | Park National Corp | PRK | 700658 10 7 | 4/25/2016 | 3 | Ratification of Crowe Horwath LLP | MGMT | Y | For | For |
120 | People's United Financial, INC | PBCT | 712704 10 5 | 4/21/2016 | 1 | Approval of directors | MGMT | Y | For | For |
121 | People's United Financial, INC | PBCT | 712704 10 5 | 4/21/2016 | 2 | Approval of executive comp | MGMT | Y | For | For |
123 | People's United Financial, INC | PBCT | 712704 10 5 | 4/21/2016 | 3 | Approval of amendment | MGMT | Y | For | For |
124 | People's United Financial, INC | PBCT | 712704 10 5 | 4/21/2016 | 4 | Ratification of KPMG LLP | MGMT | Y | For | For |
126 | Prestige Brands Holdings, Inc. | PBH | 74112D 10 1 | 6/14/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
128 | Prestige Brands Holdings, Inc. | PBH | 74112D 10 1 | 6/14/2016 | 2 | Ratify appointment of PWC LLP | MGMT | Y | FOR | FOR |
129 | Prestige Brands Holdings, Inc. | PBH | 74112D 10 1 | 6/14/2016 | 3 | Say on Pay | MGMT | Y | FOR | FOR |
131 | Privatebancorp, Inc. | PVTB | 742962 10 3 | 3/24/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
132 | Privatebancorp, Inc. | PVTB | 742962 10 3 | 3/24/2016 | 2 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
134 | Privatebancorp, Inc. | PVTB | 742962 10 3 | 3/24/2016 | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
136 | Provident Financial Services, INC | PFS | 74386T 10 5 | 4/28/2016 | 1 | Approval of directors | MGMT | Y | For | For |
137 | Provident Financial Services, INC | PFS | 74386T 10 5 | 4/28/2016 | 2 | Approval of executive comp | MGMT | Y | For | For |
139 | Provident Financial Services, INC | PFS | 74386T 10 5 | 4/28/2016 | 3 | Ratification of KPMG LLP | MGMT | Y | For | For |
140 | Quest Diagnostics Incorporated | DGX | 74834L 10 0 | 3/21/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
142 | Quest Diagnostics Incorporated | DGX | 74834L 10 0 | 3/21/2016 | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
144 | Quest Diagnostics Incorporated | DGX | 74834L 10 0 | 3/21/2016 | 3 | Ratification of independent registered public accounting firm | MGMT | Y | FOR | FOR |
145 | Quest Diagnostics Incorporated | DGX | 74834L 10 0 | 3/21/2016 | 4 | Approve amended stock incentive plan | MGMT | Y | FOR | FOR |
147 | Republic Bancorp, INC | RBCAA | 760281 20 4 | 4/21/2016 | 1 | Approval of directors | MGMT | Y | For | For |
148 | Republic Bancorp, INC | RBCAA | 760281 20 4 | 4/21/2016 | 2 | Ratification of Crowe Horwath LLP | MGMT | Y | For | For |
150 | Retail Opportunity INV Corp | ROIC | 76131N 10 1 | 4/27/2016 | 1 | Approval of directors | MGMT | Y | For | For |
152 | Retail Opportunity INV Corp | ROIC | 76131N 10 1 | 4/27/2016 | 2 | Ratification of Ernst & Young LLP | MGMT | Y | For | For |
153 | Retail Opportunity INV Corp | ROIC | 76131N 10 1 | 4/27/2016 | 3 | Approval of executive comp | MGMT | Y | For | For |
155 | Rollins, INC | ROL | 775711 10 4 | 4/26/2016 | 1 | Approval of directors | MGMT | Y | For | For |
156 | Rollins, INC | ROL | 775711 10 4 | 4/26/2016 | 2 | Ratification of Grant Thornton LLP | MGMT | Y | For | For |
161 | Sanmina | SANM | 801056 10 2 | 3/7/2016 | 1 | Approval of directors | MGMT | Y | For | For |
163 | Sanmina | SANM | 801056 10 2 | 3/7/2016 | 2 | Ratification of PriceWaterHouseCoopers LLP | MGMT | Y | For | For |
164 | Sanmina | SANM | 801056 10 2 | 3/7/2016 | 3 | Approval Incentive plan | MGMT | Y | For | For |
166 | Sanmina | SANM | 801056 10 2 | 3/7/2016 | 4 | Approval of executive comp | MGMT | Y | For | For |
168 | Simmons First National Corp | SFNC | 828730 20 0 | 4/19/2016 | 1 | Fix number of directors at 11 | MGMT | Y | For | For |
169 | Simmons First National Corp | SFNC | 828730 20 0 | 4/19/2016 | 2 | Approval of directors | MGMT | Y | For | For |
171 | Simmons First National Corp | SFNC | 828730 20 0 | 4/19/2016 | 3 | Approval of executive comp | MGMT | Y | For | For |
172 | Simmons First National Corp | SFNC | 828730 20 0 | 4/19/2016 | 4 | Ratification of BKD LLP | MGMT | Y | For | For |
174 | Sterling Bancorp | STL | 85917A 10 0 | 4/1/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
176 | Sterling Bancorp | STL | 85917A 10 0 | 4/1/2016 | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
177 | Sterling Bancorp | STL | 85917A 10 0 | 4/1/2016 | 3 | Ratification of Crowe Horwath LLP | MGMT | Y | FOR | FOR |
179 | Sykes Enterprises, Inc. | SYKE | 871237 10 3 | 5/17/2016 | 1 | Approval of directors | MGMT | Y | For | For |
180 | Sykes Enterprises, Inc. | SYKE | 871237 10 3 | 5/17/2016 | 2 | Approval of executive comp | MGMT | Y | For | For |
182 | Sykes Enterprises, Inc. | SYKE | 871237 10 3 | 5/17/2016 | 3 | Approve terms of the performance goals in the 2011 equity incentive plan | MGMT | Y | For | For |
184 | Sykes Enterprises, Inc. | SYKE | 871237 10 3 | 5/17/2016 | 4 | Ratification of Deloitte & Touche LLP | MGMT | Y | For | For |
192 | Tanger Factory Outlet Centers, Inc. | SKT | 875465 10 6 | 3/23/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
193 | Tanger Factory Outlet Centers, Inc. | SKT | 875465 10 6 | 3/23/2016 | 2 | Ratify appointment of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
195 | Tanger Factory Outlet Centers, Inc. | SKT | 875465 10 6 | 3/23/2016 | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
196 | The Cato Corp | CATO | 149205 10 6 | 5/19/2016 | 1 | Approval of directors | MGMT | Y | For | For |
198 | The Cato Corp | CATO | 149205 10 6 | 5/19/2016 | 2 | Ratification of PriceWaterHouseCoopers LLP | MGMT | Y | For | For |
200 | The Ensign Group, Inc. | ENSG | 29358P 10 1 | 4/1/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
201 | The Ensign Group, Inc. | ENSG | 29358P 10 1 | 4/1/2016 | 2 | Ratify appointment of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
203 | The Ensign Group, Inc. | ENSG | 29358P 10 1 | 4/1/2016 | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
204 | The Ensign Group, Inc. | ENSG | 29358P 10 1 | 4/1/2016 | 4 | Sustainability report | MGMT | Y | AGAINST | AGAINST |
206 | The Hanover Insurance Group, Inc. | THG | 410867 10 5 | 3/28/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
208 | The Hanover Insurance Group, Inc. | THG | 410867 10 5 | 3/28/2016 | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
209 | The Hanover Insurance Group, Inc. | THG | 410867 10 5 | 3/28/2016 | 3 | Ratify appointment of PWC LLP | MGMT | Y | FOR | FOR |
211 | Tompkins Financial Corp | TMP | 890110 10 9 | 5/9/2016 | 1 | Approval of directors | MGMT | Y | For | For |
212 | Tompkins Financial Corp | TMP | 890110 10 9 | 5/9/2016 | 2 | Approval of equity plan | MGMT | Y | For | For |
214 | Tompkins Financial Corp | TMP | 890110 10 9 | 5/9/2016 | 3 | Ratification of KPMG LLP | MGMT | Y | For | For |
216 | Tootsie Roll Industries Inc. | TR | 890516 10 7 | 3/8/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
217 | Tootsie Roll Industries Inc. | TR | 890516 10 7 | 3/9/2016 | 2 | Ratify appointment of PWC LLP | MGMT | Y | FOR | FOR |
219 | Trico Bancshares | TCBK | 896095 10 6 | 5/19/2016 | 1 | Approval of directors | MGMT | Y | For | For |
220 | Trico Bancshares | TCBK | 896095 10 6 | 5/19/2016 | 2 | Approval of executive comp | MGMT | Y | For | For |
222 | Trico Bancshares | TCBK | 896095 10 6 | 5/19/2016 | 3 | Ratification of Crowe Horwath LLP | MGMT | Y | For | For |
224 | Tyler Technologies | TYL | 902252 10 5 | 5/11/2016 | 1 | Approval of directors | MGMT | Y | For | For |
225 | Tyler Technologies | TYL | 902252 10 5 | 5/11/2016 | 2 | Ratification of Ernst & Young LLP | MGMT | Y | For | For |
227 | Tyler Technologies | TYL | 902252 10 5 | 5/11/2016 | 3 | Authorization to vote upon other business | MGMT | Y | For | For |
228 | U.S. Physical Therapy, Inc. | USPH | 90337L 10 8 | 4/1/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
230 | U.S. Physical Therapy, Inc. | USPH | 90337L 10 8 | 4/1/2016 | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
232 | U.S. Physical Therapy, Inc. | USPH | 90337L 10 8 | 4/1/2016 | 3 | Approve amended stock incentive plan | MGMT | Y | FOR | FOR |
233 | U.S. Physical Therapy, Inc. | USPH | 90337L 10 8 | 4/1/2016 | 4 | Ratification of Grant Thornton LLP | MGMT | Y | FOR | FOR |
235 | United Fire Group, Inc. | UFCS | 910340 10 8 | 3/18/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
236 | United Fire Group, Inc. | UFCS | 910340 10 8 | 3/18/2016 | 2 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
238 | United Fire Group, Inc. | UFCS | 910340 10 8 | 3/18/2016 | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
240 | Universal Forest Products, INC | UFPI | 913543 10 4 | 4/20/2016 | 1 | Approval of directors | MGMT | Y | For | For |
241 | Universal Forest Products, INC | UFPI | 913543 10 4 | 4/20/2016 | 2 | Ratification of Deloitte & Touche LLP | MGMT | Y | For | For |
243 | Universal Forest Products, INC | UFPI | 913543 10 4 | 4/20/2016 | 3 | Approval of executive comp | MGMT | Y | For | For |
244 | Usana Health Sciences, INC | USNA | 90328M 10 7 | 5/2/2016 | 1 | Approval of directors | MGMT | Y | For | For |
246 | Usana Health Sciences, INC | USNA | 90328M 10 7 | 5/3/2016 | 2 | Ratification of KPMG LLP | MGMT | Y | For | For |
248 | Validus Holdings LTD | VR | G9319H 10 2 | 3/11/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
249 | Validus Holdings LTD | VR | G9319H 10 2 | 3/11/2016 | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
251 | Validus Holdings LTD | VR | G9319H 10 2 | 3/11/2016 | 3 | Ratify appointment of PWC LLP | MGMT | Y | FOR | FOR |
252 | Vulcan Materials company | VMC | 929160 10 9 | 5/13/2016 | 1 | Approval of directors | MGMT | Y | For | For |
254 | Vulcan Materials company | VMC | 929160 10 9 | 5/13/2016 | 2 | Approval of long-term incentive plan | MGMT | Y | For | For |
256 | Vulcan Materials company | VMC | 929160 10 9 | 5/13/2016 | 3 | Approval of executive comp | MGMT | Y | For | For |
257 | Vulcan Materials company | VMC | 929160 10 9 | 5/13/2016 | 4 | Ratification of Deloitte & Touche LLP | MGMT | Y | For | For |
259 | WSFS Corp | WSFS | 929328 10 2 | 4/28/2016 | 1 | Approval of directors | MGMT | Y | For | For |
260 | WSFS Corp | WSFS | 929328 10 2 | 4/28/2016 | 2 | Ratification of KPMG LLP | MGMT | Y | For | For |
262 | Yadkin Financial Corporation | YDKN | 984305 10 2 | 4/4/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
264 | Yadkin Financial Corporation | YDKN | 984305 10 2 | 4/4/2016 | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
265 | Yadkin Financial Corporation | YDKN | 984305 10 2 | 4/4/2016 | 3 | Ratify appointment of Dixon Hughes Goodman | MGMT | Y | FOR | FOR |
Registrant: Mutual Fund Variable Insurance Trust- Catalyst Dividend Capture VA Fund | | | Item 1 | | | |
Investment Company Act file number: 811-05010 | | | | | | Exhibit F | | | |
Reporting Period: July 1, 2015 through June 30, 2016 | | | | | | | | |
| | | | | | | | | | |
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
| Company Name | Ticker | CUSIP | Meeting Date | Proposal Number | Description | Proposal Type | Y | Vote Cast | For/ Against Mgmt. |
1 | Allete Inc. | ALE | 018522 30 0 | 3/11/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
2 | Allete Inc. | ALE | 018522 30 0 | 3/11/2016 | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
3 | Allete Inc. | ALE | 018522 30 0 | 3/11/2016 | 3 | Ratification of PWC LLP | MGMT | Y | FOR | FOR |
4 | Altria Group, Inc. | MO | 02209S 10 3 | 05/19/16 | 1 | Approval of directors | MGMT | Y | For | For |
5 | Altria Group, Inc. | MO | 02209S 10 3 | 05/19/16 | 2 | Ratification of the appointment of independent registered public accountants | MGMT | Y | For | For |
6 | Altria Group, Inc. | MO | 02209S 10 3 | 05/19/16 | 3 | Approval of executive comp | MGMT | Y | For | For |
7 | Altria Group, Inc. | MO | 02209S 10 3 | 05/19/16 | 4 | Shareholder proposal on tobacco product constituents and ingredients and potential health consequences | Shrhlder | Y | Against | Against |
8 | Altria Group, Inc. | MO | 02209S 10 3 | 05/19/16 | 5 | Shareholder proposal on mediation of alleged human rights violations | Shrhlder | Y | Against | Against |
9 | Ameren Corporation | AEE | 023608 10 2 | 3/8/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
10 | Ameren Corporation | AEE | 023608 10 2 | 3/8/2016 | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
11 | Ameren Corporation | AEE | 023608 10 2 | 3/8/2016 | 3 | Ratification of PWC LLP | MGMT | Y | FOR | FOR |
12 | Ameren Corporation | AEE | 023608 10 2 | 3/8/2016 | 4 | Aggressive renewable energy adoption | MGMT | Y | AGAINST | AGAINST |
13 | Ameren Corporation | AEE | 023608 10 2 | 3/8/2016 | 5 | Senior executive share retention policy | MGMT | Y | AGAINST | AGAINST |
14 | American Electric Power Company | AEP | 025537 10 1 | 4/26/2016 | 1 | Approval of directors | MGMT | Y | For | For |
15 | American Electric Power Company | AEP | 025537 10 1 | 4/26/2016 | 2 | Ratification of Deloitte & Touche | MGMT | Y | For | For |
16 | American Electric Power Company | AEP | 025537 10 1 | 4/26/2016 | 3 | Approval of executive comp | MGMT | Y | For | For |
17 | Avista Corp | AVA | 05379B 10 7 | 5/12/2016 | 1 | Approval of directors | MGMT | Y | For | For |
18 | Avista Corp | AVA | 05379B 10 7 | 5/12/2016 | 2 | Approval to reduce shareholder approval requirements | MGMT | Y | For | For |
19 | Avista Corp | AVA | 05379B 10 7 | 5/12/2016 | 3 | Ratification of Deloitte & Touche LLP | MGMT | Y | For | For |
20 | Avista Corp | AVA | 05379B 10 7 | 5/12/2016 | 4 | Approval of executive comp | MGMT | Y | For | For |
21 | Avista Corp | AVA | 05379B 10 7 | 5/12/2016 | 5 | Shareholder proposal regarding reduction of shareholder approval | Shrhlder | Y | Against | Against |
22 | Cedar Fair, L.P. | FUN | 150185 10 6 | 4/11/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
23 | Cedar Fair, L.P. | FUN | 150185 10 6 | 4/11/2016 | 2 | Ratify appointment of Deloitte & Touche | MGMT | Y | FOR | FOR |
24 | Cedar Fair, L.P. | FUN | 150185 10 6 | 4/11/2016 | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
25 | Dominion Resources, Inc. | D | 25746U 10 9 | 3/4/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
26 | Dominion Resources, Inc. | D | 25746U 10 9 | 3/4/2016 | 2 | Ratify independent auditors | MGMT | Y | FOR | FOR |
27 | Dominion Resources, Inc. | D | 25746U 10 9 | 3/4/2016 | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
28 | Dominion Resources, Inc. | D | 25746U 10 9 | 3/4/2016 | 4 | Report on lobbying | MGMT | Y | AGAINST | AGAINST |
29 | Dominion Resources, Inc. | D | 25746U 10 9 | 3/4/2016 | 5 | Report on denial of certificate for North Anna 3 | MGMT | Y | AGAINST | AGAINST |
30 | Dominion Resources, Inc. | D | 25746U 10 9 | 3/4/2016 | 6 | Right to act by written consent | MGMT | Y | AGAINST | AGAINST |
31 | Dominion Resources, Inc. | D | 25746U 10 9 | 3/4/2016 | 7 | Required nomination of director with environmental expertise | MGMT | Y | AGAINST | AGAINST |
32 | Dominion Resources, Inc. | D | 25746U 10 9 | 3/4/2016 | 8 | Report of financial risks posed by climate change | MGMT | Y | AGAINST | AGAINST |
33 | Dominion Resources, Inc. | D | 25746U 10 9 | 3/4/2016 | 9 | Report on impact of climate change driven technology changes | MGMT | Y | AGAINST | AGAINST |
34 | International Business Machines Corp | IBM | 459200 10 1 | 4/26/2016 | 1 | Approval of directors | MGMT | Y | For | For |
35 | International Business Machines Corp | IBM | 459200 10 1 | 4/26/2016 | 2 | Ratification of independent Accounting firm | MGMT | Y | For | For |
36 | International Business Machines Corp | IBM | 459200 10 1 | 4/26/2016 | 3 | Approval of executive comp | MGMT | Y | For | For |
37 | International Business Machines Corp | IBM | 459200 10 1 | 4/26/2016 | 4 | Stockholder proposal regarding lobbying policies | Shrhlder | Y | Against | Against |
38 | International Business Machines Corp | IBM | 459200 10 1 | 4/26/2016 | 5 | Stockholder proposal on right to act by written consent | Shrhlder | Y | Against | Against |
39 | International Business Machines Corp | IBM | 459200 10 1 | 4/26/2016 | 6 | Stockholder proposal to have an independent board chairman | Shrhlder | Y | Against | Against |
40 | Kar Auction Services Inc. | KAR | 48238T 10 9 | 4/13/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
41 | Kar Auction Services Inc. | KAR | 48238T 10 9 | 4/13/2016 | 2 | Stockholders remove directors from office | Shrhlder | Y | FOR | FOR |
42 | Kar Auction Services Inc. | KAR | 48238T 10 9 | 4/13/2016 | 3 | Ratify appointment of KPMG LLP | MGMT | Y | FOR | FOR |
43 | Lockheed Martin Corporation | LMT | 539830 10 9 | 04/28/16 | 1 | Approval of directors | MGMT | Y | For | For |
44 | Lockheed Martin Corporation | LMT | 539830 10 9 | 04/28/16 | 2 | Ratify appointment of Ernst & Young LLP | MGMT | Y | For | For |
45 | Lockheed Martin Corporation | LMT | 539830 10 9 | 04/28/16 | 3 | Approval of executive comp | MGMT | Y | For | For |
46 | Lockheed Martin Corporation | LMT | 539830 10 9 | 04/28/16 | 4 | Re-approve performance goals for the 2011 incentive performance award plan | MGMT | Y | For | For |
47 | Lockheed Martin Corporation | LMT | 539830 10 9 | 04/28/16 | 5 | Stockholder proposal on special meeting stock ownership threshold | Shrhlder | Y | Against | Against |
48 | Nextera Energy, Inc. | NEE | 65339F 10 1 | 3/23/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
49 | Nextera Energy, Inc. | NEE | 65339F 10 1 | 3/23/2016 | 2 | Ratification of appointment of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
50 | Nextera Energy, Inc. | NEE | 65339F 10 1 | 3/23/2016 | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
51 | Nextera Energy, Inc. | NEE | 65339F 10 1 | 3/23/2016 | 4 | Approve long-term incentive plan | MGMT | Y | FOR | FOR |
52 | Nextera Energy, Inc. | NEE | 65339F 10 1 | 3/23/2016 | 5 | Political Contribution Disclosure reports | MGMT | Y | AGAINST | AGAINST |
53 | Nextera Energy, Inc. | NEE | 65339F 10 1 | 3/23/2016 | 6 | Shareholder proxy access | Shrhlder | Y | AGAINST | AGAINST |
54 | Nextera Energy, Inc. | NEE | 65339F 10 1 | 3/23/2016 | 7 | Report on effects on sea level | MGMT | Y | AGAINST | AGAINST |
55 | Republic Services Inc. | RSG | 760759 10 0 | 3/8/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
56 | Republic Services Inc. | RSG | 760759 10 0 | 3/8/2016 | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
57 | Republic Services Inc. | RSG | 760759 10 0 | 3/8/2016 | 3 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
58 | Republic Services Inc. | RSG | 760759 10 0 | 3/8/2016 | 4 | Approve a proxy access bylaw | MGMT | Y | FOR | FOR |
59 | Republic Services Inc. | RSG | 760759 10 0 | 3/8/2016 | 5 | Approve an exclusive forum bylaw | MGMT | Y | FOR | FOR |
60 | Reynolds American, Inc. | RAI | 761713 10 6 | 05/05/16 | 1 | Approval of directors | MGMT | Y | For | For |
61 | Reynolds American, Inc. | RAI | 761713 10 6 | 05/05/16 | 2 | Amendment to Articles of Incorporation to declassify the Board of Directors | MGMT | Y | For | For |
62 | Reynolds American, Inc. | RAI | 761713 10 6 | 05/05/16 | 3 | Amendment to Articles of Incorporation to increase the number of authorized shares of RAI common stock | MGMT | Y | For | For |
63 | Reynolds American, Inc. | RAI | 761713 10 6 | 05/05/16 | 4 | Approval of executive comp | MGMT | Y | For | For |
64 | Reynolds American, Inc. | RAI | 761713 10 6 | 05/05/16 | 5 | Ratification of KPMG LLP | MGMT | Y | For | For |
65 | Reynolds American, Inc. | RAI | 761713 10 6 | 05/05/16 | 6 | Shareholder proposal on adoption of payout policy preference for share repurchases | Shrhlder | Y | Against | Against |
66 | Reynolds American, Inc. | RAI | 761713 10 6 | 05/05/16 | 7 | Shareholder proposal on mediation of alleged human rights violations | Shrhlder | Y | Against | Against |
67 | Scana Corp | SCG | 80589M 10 2 | 4/28/2016 | 1 | Approval of directors | MGMT | Y | For | For |
68 | Scana Corp | SCG | 80589M 10 2 | 4/28/2016 | 2 | Approval of independent accountant | MGMT | Y | For | For |
69 | Scana Corp | SCG | 80589M 10 2 | 4/28/2016 | 3 | Approval of director compensation and deferral plan to implement annual limits on the total number of shares that may be issued to any individual participant each year | MGMT | Y | For | For |
70 | Scana Corp | SCG | 80589M 10 2 | 4/28/2016 | 4 | Approval of director compensation and deferral plan to increase the number of shares that may be reserved for issuance under the plan | MGMT | Y | For | For |
71 | Scana Corp | SCG | 80589M 10 2 | 4/28/2016 | 5 | Approval to declassify the board of directors and proved for the annual election of all directors | MGMT | Y | For | For |
72 | Six Flags Entertainment Corporation | SIX | 83001A 10 2 | 3/9/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
73 | Six Flags Entertainment Corporation | SIX | 83001A 10 2 | 3/9/2016 | 2 | Ratify appointment of KPMG LLP | MGMT | Y | FOR | FOR |
74 | Target Corporation | TGT | 87612E 10 6 | 06/08/16 | 1 | Approval of directors | MGMT | Y | For | For |
75 | Target Corporation | TGT | 87612E 10 6 | 06/08/16 | 2 | Ratify appointment of Ernst & Young LLP | MGMT | Y | For | For |
76 | Target Corporation | TGT | 87612E 10 6 | 06/08/16 | 3 | Approval of executive comp | MGMT | Y | For | For |
77 | Target Corporation | TGT | 87612E 10 6 | 06/08/16 | 4 | Shareholder proposal to report on criteria for selecting countries for operations | Shrhlder | Y | Against | Against |
78 | The Southern Company | SO | 842587 10 7 | 3/28/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
79 | The Southern Company | SO | 842587 10 7 | 3/28/2016 | 2 | Approval to permit proxy access | MGMT | Y | FOR | FOR |
80 | The Southern Company | SO | 842587 10 7 | 3/28/2016 | 3 | Approval to reduce supermajority to a majority vote | MGMT | Y | FOR | FOR |
81 | The Southern Company | SO | 842587 10 7 | 3/28/2016 | 4 | Approval to eliminate the "fair price" anti-takeover provision | MGMT | Y | FOR | FOR |
82 | The Southern Company | SO | 842587 10 7 | 3/28/2016 | 5 | Board to make amendments without stockholder ratification | MGMT | Y | FOR | FOR |
83 | The Southern Company | SO | 842587 10 7 | 3/28/2016 | 6 | Approve executive comp | MGMT | Y | FOR | FOR |
84 | The Southern Company | SO | 842587 10 7 | 3/28/2016 | 7 | Approval of omnibus incentive plan | MGMT | Y | FOR | FOR |
85 | The Southern Company | SO | 842587 10 7 | 3/28/2016 | 8 | Ratification of appointment of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
86 | The Southern Company | SO | 842587 10 7 | 3/28/2016 | 9 | 2 Degrees Celsius Scenario Report | MGMT | Y | AGAINST | AGAINST |
87 | The Southern Company | SO | 842587 10 7 | 3/28/2016 | 10 | Standard coal assets report | MGMT | Y | AGAINST | AGAINST |
88 | Verizon Communications, Inc. | VZ | 92343V 10 4 | 05/05/16 | 1 | Approval of directors | MGMT | Y | For | For |
89 | Verizon Communications, Inc. | VZ | 92343V 10 4 | 05/05/16 | 2 | Ratification of the appointment of independent registered public accountants | MGMT | Y | For | For |
90 | Verizon Communications, Inc. | VZ | 92343V 10 4 | 05/05/16 | 3 | Approval of executive comp | MGMT | Y | For | For |
91 | Verizon Communications, Inc. | VZ | 92343V 10 4 | 05/05/16 | 4 | Shareholder proposal on renewable energy targets | MGMT | Y | Against | Against |
92 | Verizon Communications, Inc. | VZ | 92343V 10 4 | 05/05/16 | 5 | Shareholder proposal on indirect political spending report | Shrhlder | Y | Against | Against |
93 | Verizon Communications, Inc. | VZ | 92343V 10 4 | 05/05/16 | 6 | Shareholder proposal on lobbying activities report | Shrhlder | Y | Against | Against |
94 | Verizon Communications, Inc. | VZ | 92343V 10 4 | 05/05/16 | 7 | Shareholder proposal on independent chair policy | Shrhlder | Y | Against | Against |
95 | Verizon Communications, Inc. | VZ | 92343V 10 4 | 05/05/16 | 8 | Shareholder proposal on severance approval policy | Shrhlder | Y | Against | Against |
96 | Verizon Communications, Inc. | VZ | 92343V 10 4 | 05/05/16 | 9 | Shareholder proposal on stock retention policy | Shrhlder | Y | Against | Against |
97 | Waste Management Inc. | WM | 94106L 10 9 | 05/12/16 | 1 | Approval of directors | MGMT | Y | For | For |
98 | Waste Management Inc. | WM | 94106L 10 9 | 05/12/16 | 2 | Ratify appointment of Ernst & Young LLP | MGMT | Y | For | For |
99 | Waste Management Inc. | WM | 94106L 10 9 | 05/12/16 | 3 | Approval of executive comp | MGMT | Y | For | For |
100 | Waste Management Inc. | WM | 94106L 10 9 | 05/12/16 | 4 | Shareholder proposal on accelerated vesting of equity awards | Shrhlder | Y | Against | Against |
101 | Xcel Energy Inc. | XEL | 98389B 10 0 | 3/22/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
102 | Xcel Energy Inc. | XEL | 98389B 10 0 | 3/22/2016 | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
103 | Xcel Energy Inc. | XEL | 98389B 10 0 | 3/22/2016 | 3 | Ratification of appointment of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
104 | Xcel Energy Inc. | XEL | 98389B 10 0 | 3/22/2016 | 4 | Separation of roles for the Chairman and CEO | MGMT | Y | AGAINST | AGAINST |
Registrant: Mutual Fund Variable Insurance Trust- Catalyst Insider Buying VA Fund | | | Item 1 | | | |
Investment Company Act file number: 811-05010 | | | | | | Exhibit G | | | |
Reporting Period: July 1, 2015 through June 30, 2016 | | | | | | | | | |
| | | | | | | | | | |
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
| Company Name | Ticker | CUSIP | Meeting Date | Proposal Number | Description | Proposal Type | Y | Vote Cast | For/ Against Mgmt. |
1 | ACI Worldwide INC | ACIW | 004498 10 1 | 6/14/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
2 | ACI Worldwide INC | ACIW | 004498 10 1 | 6/14/2016 | 2 | Ratification of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
3 | ACI Worldwide INC | ACIW | 004498 10 1 | 6/14/2016 | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
4 | ACI Worldwide INC | ACIW | 004498 10 1 | 6/14/2016 | 4 | Approval of equity performance and incentive plan | MGMT | Y | FOR | FOR |
5 | Aerojet Rocketdyne Holdings, INC | AJRD | 007800 10 5 | 4/27/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
6 | Aerojet Rocketdyne Holdings, INC | AJRD | 007800 10 5 | 4/27/2016 | 2 | Approval of executive comp | MGMT | Y | FOR | FOR |
7 | Aerojet Rocketdyne Holdings, INC | AJRD | 007800 10 5 | 4/27/2016 | 3 | Ratification of PricewaterhouseCoopers LLP | MGMT | Y | FOR | FOR |
8 | American Equity Investment Life Hldg Co | AEL | 025676 20 6 | 4/7/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
9 | American Equity Investment Life Hldg Co | AEL | 025676 20 6 | 4/7/2016 | 2 | Approve employee incentive plan | MGMT | Y | FOR | FOR |
10 | American Equity Investment Life Hldg Co | AEL | 025676 20 6 | 4/7/2016 | 3 | Increase the number of shares authorized for issuance | MGMT | Y | FOR | FOR |
11 | American Equity Investment Life Hldg Co | AEL | 025676 20 6 | 4/7/2016 | 4 | Ratify appointment of KPMG LLP | MGMT | Y | FOR | FOR |
12 | American Equity Investment Life Hldg Co | AEL | 025676 20 6 | 4/7/2016 | 5 | Approve executive comp | MGMT | Y | FOR | FOR |
13 | American States Water Company | AWR | 029899 10 1 | 3/23/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
14 | American States Water Company | AWR | 029899 10 1 | 3/23/2016 | 2 | Approve stock incentive plan | MGMT | Y | FOR | FOR |
15 | American States Water Company | AWR | 029899 10 1 | 3/23/2016 | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
16 | American States Water Company | AWR | 029899 10 1 | 3/23/2016 | 4 | Ratify appointment of PWC LLP | MGMT | Y | FOR | FOR |
17 | Amsurg Corp. | AMSG | 03232P 40 5 | 4/8/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
18 | Amsurg Corp. | AMSG | 03232P 40 5 | 4/8/2016 | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
19 | Amsurg Corp. | AMSG | 03232P 40 5 | 4/8/2016 | 3 | Approve equity incentive plan | MGMT | Y | FOR | FOR |
20 | Amsurg Corp. | AMSG | 03232P 40 5 | 4/8/2016 | 4 | Ratify appointment of Deloitte & Touche | MGMT | Y | FOR | FOR |
21 | Anixter International INC | AXE | 035290 10 5 | 5/26/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
22 | Anixter International INC | AXE | 035290 10 5 | 5/26/2016 | 2 | Approval of executive comp | MGMT | Y | FOR | FOR |
23 | Anixter International INC | AXE | 035290 10 5 | 5/26/2016 | 3 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
24 | Aon PLC | AON | G0408V 10 2 | 6/24/2016 | 11 | Authorize Aon and its subsidiaries to make political donations or expenditures | MGMT | Y | FOR | FOR |
25 | Archrock, INC | AROC | 03957W 10 6 | 4/27/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
26 | Archrock, INC | AROC | 03957W 10 6 | 4/27/2016 | 2 | Ratification of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
27 | Archrock, INC | AROC | 03957W 10 6 | 4/27/2016 | 3 | approval of stock incentive plan | MGMT | Y | FOR | FOR |
28 | Archrock, INC | AROC | 03957W 10 6 | 4/27/2016 | 4 | Approval of executive comp | MGMT | Y | FOR | FOR |
29 | Barnes Group Inc. | B | 067806 10 9 | 3/9/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
30 | Barnes Group Inc. | B | 067806 10 9 | 3/9/2016 | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
31 | Barnes Group Inc. | B | 067806 10 9 | 3/9/2016 | 3 | Ratify appointment of PWC LLP | MGMT | Y | FOR | FOR |
32 | Barnes Group Inc. | B | 067806 10 9 | 3/9/2016 | 4 | Approve performance based bonus plan | MGMT | Y | FOR | FOR |
33 | Barnes Group Inc. | B | 067806 10 9 | 3/9/2016 | 5 | Replace plurality voting with majority voting | MGMT | Y | FOR | FOR |
34 | Barnes Group Inc. | B | 067806 10 9 | 3/9/2016 | 6 | Shareholder proposal in proxy statement | Shrhlder | Y | AGAINST | AGAINST |
35 | Cardtronics, Inc. | CATM | 14161H 10 8 | 4/4/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
36 | Cardtronics, Inc. | CATM | 14161H 10 8 | 4/4/2016 | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
37 | Cardtronics, Inc. | CATM | 14161H 10 8 | 4/4/2016 | 3 | Ratify appointment of KPMG LLP | MGMT | Y | FOR | FOR |
38 | Cerner Corp | CERN | 156782 10 4 | 5/27/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
39 | Cerner Corp | CERN | 156782 10 4 | 5/27/2016 | 2 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
40 | Cerner Corp | CERN | 156782 10 4 | 5/27/2016 | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
41 | Cerner Corp | CERN | 156782 10 4 | 5/27/2016 | 4 | Approval of performance-based compensation plan | MGMT | Y | FOR | FOR |
42 | Community Bank System, Inc. | CBU | 203607 10 6 | 3/21/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
43 | Community Bank System, Inc. | CBU | 203607 10 6 | 3/21/2016 | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
44 | Community Bank System, Inc. | CBU | 203607 10 6 | 3/21/2016 | 3 | Ratify appointment of PWC LLP | MGMT | Y | FOR | FOR |
45 | Cullen/Frost Bankers, Inc. | CFR | 229899 10 9 | 3/4/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
46 | Cullen/Frost Bankers, Inc. | CFR | 229899 10 9 | 3/4/2016 | 2 | Ratify appointment of Ernst & Young | MGMT | Y | FOR | FOR |
47 | Cullen/Frost Bankers, Inc. | CFR | 229899 10 9 | 3/4/2016 | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
48 | Curtiss-Wright Corporation | CW | 231561 10 1 | 3/11/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
49 | Curtiss-Wright Corporation | CW | 231561 10 1 | 3/11/2016 | 2 | Ratify appointment of Deloitte & Touche | MGMT | Y | FOR | FOR |
50 | Curtiss-Wright Corporation | CW | 231561 10 1 | 3/11/2016 | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
51 | Diodes Incorporated | DIOD | 254543 10 1 | 3/15/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
52 | Diodes Incorporated | DIOD | 254543 10 1 | 3/15/2016 | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
53 | Diodes Incorporated | DIOD | 254543 10 1 | 3/15/2016 | 3 | Ratify appointment of Moss Adams LLP | MGMT | Y | FOR | FOR |
54 | Dorman Products, Inc. | DORM | 258278 10 0 | 3/18/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
55 | Dorman Products, Inc. | DORM | 258278 10 0 | 3/18/2016 | 2 | Ratify appointment of KPMG LLP | MGMT | Y | FOR | FOR |
56 | Dril-Quip, Inc. | DRQ | 262037 10 4 | 3/21/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
57 | Dril-Quip, Inc. | DRQ | 262037 10 4 | 3/21/2016 | 2 | Ratify appointment of PWC LLP | MGMT | Y | FOR | FOR |
58 | Dril-Quip, Inc. | DRQ | 262037 10 4 | 3/21/2016 | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
59 | Equity One, INC | EQY | 294752 10 0 | 5/13/2016 | 1 | Approval of directors | MGMT | Y | FOR | FOR |
60 | Equity One, INC | EQY | 294752 10 0 | 5/13/2016 | 2 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
61 | Equity One, INC | EQY | 294752 10 0 | 5/13/2016 | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
62 | Equity One, INC | EQY | 294752 10 0 | 5/13/2016 | 4 | Approval of performance goals | MGMT | Y | FOR | FOR |
63 | Evercore Partners INC | EVR | 29977A 10 5 | 6/15/2016 | 1 | Approve directors | MGMT | Y | FOR | FOR |
64 | Evercore Partners INC | EVR | 29977A 10 5 | 6/15/2016 | 2 | Approve stock incentive plan | MGMT | Y | FOR | FOR |
65 | Evercore Partners INC | EVR | 29977A 10 5 | 6/15/2016 | 3 | Ratification of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
66 | F.N.B Corp | FNB | 302520 10 1 | 5/18/2016 | 1 | Approve directors | MGMT | Y | FOR | FOR |
67 | F.N.B Corp | FNB | 302520 10 1 | 5/18/2016 | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
68 | F.N.B Corp | FNB | 302520 10 1 | 5/18/2016 | 3 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
69 | F.N.B Corp | FNB | 302520 10 1 | 5/18/2016 | 4 | Reincorporation approval | MGMT | Y | FOR | FOR |
70 | General Communication INC | GNCMA | 369385 10 9 | 6/27/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
71 | General Communication INC | GNCMA | 369385 10 9 | 6/27/2016 | 2 | Ratification Grant Thornton LLP | MGMT | Y | FOR | FOR |
72 | Gentherm Incorporated | THRM | 37253A 10 3 | 4/11/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
73 | Gentherm Incorporated | THRM | 37253A 10 3 | 4/11/2016 | 2 | Ratify appointment of Grant Thornton LLP | MGMT | Y | FOR | FOR |
74 | Gentherm Incorporated | THRM | 37253A 10 3 | 4/11/2016 | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
75 | Gentherm Incorporated | THRM | 37253A 10 3 | 4/11/2016 | 4 | Increase min and max of the board of directors | MGMT | Y | FOR | FOR |
76 | Kapstone Paper & Packaging Corp | KS | 48562P 10 3 | 5/11/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
77 | Kapstone Paper & Packaging Corp | KS | 48562P 10 3 | 5/11/2016 | 2 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
78 | Kapstone Paper & Packaging Corp | KS | 48562P 10 3 | 5/11/2016 | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
79 | Kapstone Paper & Packaging Corp | KS | 48562P 10 3 | 5/11/2016 | 4 | Approval of incentive plan | MGMT | Y | FOR | FOR |
80 | Luminex Corporation | LMNX | 55027E 10 2 | 3/21/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
81 | Luminex Corporation | LMNX | 55027E 10 2 | 3/21/2016 | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
82 | Luminex Corporation | LMNX | 55027E 10 2 | 3/21/2016 | 3 | Ratify appointment of Ernst & Young | MGMT | Y | FOR | FOR |
83 | Masimo Corporation | MASI | 574795 10 0 | 3/7/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
84 | Masimo Corporation | MASI | 574795 10 0 | 3/8/2016 | 2 | Ratify of Grant Thornton LLP | MGMT | Y | FOR | FOR |
85 | Masimo Corporation | MASI | 574795 10 0 | 3/9/2016 | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
86 | Pharmerica Corporation | PMC | 71714F 10 4 | 6/17/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
87 | Pharmerica Corporation | PMC | 71714F 10 4 | 6/17/2016 | 2 | Ratify appointment of KPMG LLP | MGMT | Y | FOR | FOR |
88 | Pharmerica Corporation | PMC | 71714F 10 4 | 6/17/2016 | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
89 | Pharmerica Corporation | PMC | 71714F 10 4 | 6/17/2016 | 4 | Stockholder proxy access bylaw | MGMT | Y | AGAINST | AGAINST |
90 | PRA Group, INC | PRAA | 69354N 10 6 | 5/13/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
91 | PRA Group, INC | PRAA | 69354N 10 6 | 5/13/2016 | 2 | Approval of executive comp | MGMT | Y | FOR | FOR |
92 | PRA Group, INC | PRAA | 69354N 10 6 | 5/13/2016 | 3 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
93 | Privatebancorp INC | PVTB | 742962 10 3 | 5/19/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
94 | Privatebancorp INC | PVTB | 742962 10 3 | 5/19/2016 | 2 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
95 | Privatebancorp INC | PVTB | 742962 10 3 | 5/19/2016 | 3 | Approval of Executive comp | MGMT | Y | FOR | FOR |
96 | SM Energy Company | SM | 78454L 10 0 | 3/22/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
97 | SM Energy Company | SM | 78454L 10 0 | 3/22/2016 | 2 | Ratify appointment of Ernst & Young | MGMT | Y | FOR | FOR |
98 | SM Energy Company | SM | 78454L 10 0 | 3/22/2016 | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
99 | SM Energy Company | SM | 78454L 10 0 | 3/22/2016 | 4 | Increase the number of shares authorized for issuance | MGMT | Y | FOR | FOR |
100 | Sonoco Products Company | SON | 835495 10 2 | 4/20/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
101 | Sonoco Products Company | SON | 835495 10 2 | 4/20/2016 | 2 | Ratification of PriceWaterHouseCoopers LLP | MGMT | Y | FOR | FOR |
102 | Sonoco Products Company | SON | 835495 10 2 | 4/20/2016 | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
103 | Sonoco Products Company | SON | 835495 10 2 | 4/20/2016 | 4 | Approval to declassify the board of directors and elect all annually | MGMT | Y | AGAINST | AGAINST |
104 | Sonoco Products Company | SON | 835495 10 2 | 4/20/2016 | 5 | Non-binding shareholder proxy access proposal | MGMT | Y | AGAINST | AGAINST |
105 | Texas Roadhouse, Inc. | TXRH | 882681 10 9 | 3/22/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
106 | Texas Roadhouse, Inc. | TXRH | 882681 10 9 | 3/22/2016 | 2 | Ratify independent public accounting firm | MGMT | Y | FOR | FOR |
107 | Texas Roadhouse, Inc. | TXRH | 882681 10 9 | 3/22/2016 | 3 | Say on Pay | MGMT | Y | FOR | FOR |
108 | Texas Roadhouse, Inc. | TXRH | 882681 10 9 | 3/22/2016 | 4 | Declassify board of directors | MGMT | Y | FOR | FOR |
109 | Tyler Technologies INC | TYL | 902252 10 5 | 5/11/2016 | 1 | Approve the directors | MGMT | Y | FOR | FOR |
110 | Tyler Technologies INC | TYL | 902252 10 5 | 5/11/2016 | 2 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
111 | Tyler Technologies INC | TYL | 902252 10 5 | 5/11/2016 | 3 | Proxies to be authorized to vote upon such other business | MGMT | Y | FOR | FOR |
112 | Vectren Corporation | VVC | 92240G 10 1 | 3/16/2016 | 1 | Approve all directors | MGMT | Y | FOR | FOR |
113 | Vectren Corporation | VVC | 92240G 10 1 | 3/16/2016 | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
114 | Vectren Corporation | VVC | 92240G 10 1 | 3/16/2016 | 3 | Approve at-risk compensation plan | MGMT | Y | FOR | FOR |
115 | Vectren Corporation | VVC | 92240G 10 1 | 3/16/2016 | 4 | Ratify appointment of Deloitte & Touche | MGMT | Y | FOR | FOR |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.