ITEM 1. PROXY VOTING RECORD:
Item 1, For each Fund as indicated contains the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2018 with respect to which the Registrant was entitled to vote:
Registrant: Mutual Fund Variable Insurance Trust- Catalyst Dividend Capture VA Fund | | | | | Item 1 |
Investment Company Act file number: 811-05010 | | | | | | | |
Reporting Period: July 1, 2017 through June 30, 2018 | | | | | | | |
| | | | | | | | | | |
N-PX - PROXY VOTING RECORD REQUIREMENTS |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) FOR/Against Management |
1 | Alerian MLP ETF | AMPL | 00162Q 86 6 | 4/2/2018 | Special | Approve investment advisory agreement | MGMT | Y | FOR | FOR |
2 | Alerian MLP ETF | AMPL | 00162Q 86 6 | 4/2/2018 | Special | Approve subadvisor agreement | MGMT | Y | FOR | FOR |
3 | Anadarko Petroleum Corp | APC | 325111 07 7 | 3/20/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
4 | Anadarko Petroleum Corp | APC | 325111 07 7 | 3/20/2018 | Annual | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
5 | Anadarko Petroleum Corp | APC | 325111 07 7 | 3/20/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
6 | Anadarko Petroleum Corp | APC | 325111 07 7 | 3/20/2018 | Annual | Climate change rsik analysis | MGMT | Y | FOR | FOR |
8 | Ares Capital Corp | ARCC | 04010L 10 3 | 3/16/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
9 | Ares Capital Corp | ARCC | 04010L 10 3 | 3/16/2018 | Annual | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
10 | Arlington Asset Investment Corp | AI | 413562 05 5 | 4/16/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
11 | Arlington Asset Investment Corp | AI | 413562 05 5 | 4/16/2018 | Annual | Ratification of PricewaterhouseCoopers LLP as independent registered public accounting firm | MGMT | Y | FOR | FOR |
12 | Arlington Asset Investment Corp | AI | 413562 05 5 | 4/16/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
13 | Arlington Asset Investment Corp | AI | 413562 05 5 | 4/16/2018 | Annual | Approve amendment to shareholder plan | MGMT | Y | FOR | FOR |
14 | AT&T, Inc. | T | 00206R 10 2 | 2/27/2018 | Annual | Approve all directors | MGMT | Y | For | For |
15 | AT&T, Inc. | T | 00206R 10 2 | 2/27/2018 | Annual | Ratification of appointment of independent auditors | MGMT | Y | For | For |
16 | AT&T, Inc. | T | 00206R 10 2 | 2/27/2018 | Annual | Advisory approval of executive compensation | MGMT | Y | For | For |
17 | AT&T, Inc. | T | 00206R 10 2 | 2/27/2018 | Annual | Approve Stock Purchase and Deferral Plan | MGMT | Y | For | For |
18 | AT&T, Inc. | T | 00206R 10 2 | 2/27/2018 | Annual | Approve 2018 Incentive Plan | MGMT | Y | For | For |
19 | AT&T, Inc. | T | 00206R 10 2 | 2/27/2018 | Annual | Prepare lobbying report | MGMT | Y | AGAINST | AGAINST |
20 | AT&T, Inc. | T | 00206R 10 2 | 2/27/2018 | Annual | Modify proxy access requirements | MGMT | Y | AGAINST | AGAINST |
21 | AT&T, Inc. | T | 00206R 10 2 | 2/27/2018 | Annual | Independent Chair | MGMT | Y | AGAINST | AGAINST |
22 | AT&T, Inc. | T | 00206R 10 2 | 2/27/2018 | Annual | Reduce vote required for written consent | MGMT | Y | AGAINST | AGAINST |
23 | Bank of America Corp | BAC | 605051 04 4 | 3/2/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
24 | Bank of America Corp | BAC | 605051 04 4 | 3/2/2018 | Annual | Approve executive compensation | MGMT | Y | FOR | FOR |
25 | Bank of America Corp | BAC | 605051 04 4 | 3/2/2018 | Annual | Ratification of appointment of independent registered public accounting firm | MGMT | Y | FOR | FOR |
26 | Bank of America Corp | BAC | 605051 04 4 | 3/2/2018 | Annual | Independent board chairman | MGMT | Y | AGAINST | AGAINST |
27 | BP PLC | BP | 556221 04 4 | 3/16/2018 | Annual | Receive annual reports and accounts | MGMT | Y | FOR | FOR |
28 | BP PLC | BP | 556221 04 4 | 3/16/2018 | Annual | Approve directors' remuneration report | MGMT | Y | FOR | FOR |
29 | BP PLC | BP | 556221 04 4 | 3/16/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
30 | BP PLC | BP | 556221 04 4 | 3/16/2018 | Annual | Ratify selection of Deloitte & Touche | MGMT | Y | FOR | FOR |
31 | BP PLC | BP | 556221 04 4 | 3/16/2018 | Annual | Give limited authority to make political donations and incur political expenditures | MGMT | Y | FOR | FOR |
32 | BP PLC | BP | 556221 04 4 | 3/16/2018 | Annual | Give limited authority to allot shares up to a specific amount | MGMT | Y | FOR | FOR |
33 | BP PLC | BP | 556221 04 4 | 3/16/2018 | Annual | Give authority to allot limited number of shares for cash free of pre-emption rights | MGMT | Y | FOR | FOR |
34 | BP PLC | BP | 556221 04 4 | 3/16/2018 | Annual | Give additional authority to allot limited number of shares for cash free of pre-emption rights | MGMT | Y | FOR | FOR |
35 | BP PLC | BP | 556221 04 4 | 3/16/2018 | Annual | Give limited authority to purchase own shares by the company | MGMT | Y | FOR | FOR |
36 | BP PLC | BP | 556221 04 4 | 3/16/2018 | Annual | Adopt new articles of association | MGMT | Y | FOR | FOR |
37 | BP PLC | BP | 556221 04 4 | 3/16/2018 | Annual | Renewal of the scrip dividend program | MGMT | Y | FOR | FOR |
38 | BP PLC | BP | 556221 04 4 | 3/16/2018 | Annual | Calling meetings by notice of at least 14 days | MGMT | Y | FOR | FOR |
39 | CBL & Associates Properties Inc | CBL | 124830 10 0 | 3/20/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
40 | CBL & Associates Properties Inc | CBL | 124830 10 0 | 3/20/2018 | Annual | Ratify selection of Deloitte & Touche | MGMT | Y | FOR | FOR |
41 | CBL & Associates Properties Inc | CBL | 124830 10 0 | 3/20/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
42 | CenturyLink Inc | CTL | 156700 10 6 | 4/6/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
43 | CenturyLink Inc | CTL | 156700 10 6 | 4/6/2018 | Annual | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
44 | CenturyLink Inc | CTL | 156700 10 6 | 4/6/2018 | Annual | Approve 2018 equity incentive plan | MGMT | Y | FOR | FOR |
45 | CenturyLink Inc | CTL | 156700 10 6 | 4/6/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
46 | CenturyLink Inc | CTL | 156700 10 6 | 4/6/2018 | Annual | Shareholder proposal regarding lobbying activities | shareholder | Y | AGAINST | AGAINST |
47 | CenturyLink Inc | CTL | 156700 10 6 | 4/6/2018 | Annual | Shareholder proposal regarding billing practices | shareholder | Y | AGAINST | AGAINST |
48 | CVS Health Corp | CVS | 126650 10 0 | 3/13/2018 | Special | Stock Issuance Proposal: To approve the issuance of shares of CVS Health Corporation common stock to shareholders of Aetna Inc. in the merger between Aetna Inc. and Hudson Merger Sub Corp., a wholly-owned subsidiary of CVS Health Corporation | MGMT | Y | FOR | FOR |
49 | CVS Health Corp | CVS | 126650 10 0 | 3/13/2018 | Special | Adjournment Proposal: To approve the adjournment from time to time of the special meeting of stockholders of CVS Health Corporation if necessary to solicit additional proxies if there are not sufficient votes at the time of the special meeting, or any adjournment or postponement thereof, to approve the Stock Issuance Proposal | MGMT | Y | FOR | FOR |
50 | CVS Health Corp | CVS | 126650 10 0 | 4/10/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
51 | CVS Health Corp | CVS | 126650 10 0 | 4/10/2018 | Annual | Ratify independent registered public accounting firm | MGMT | Y | FOR | FOR |
52 | CVS Health Corp | CVS | 126650 10 0 | 4/10/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
53 | CVS Health Corp | CVS | 126650 10 0 | 4/10/2018 | Annual | Amendment to reduce the ownership threshold for stockholders' right to call special meetings | MGMT | Y | FOR | FOR |
54 | CVS Health Corp | CVS | 126650 10 0 | 4/10/2018 | Annual | Stockholder proposal regarding executive pay confidential voting | shareholder | Y | AGAINST | AGAINST |
55 | CYS Investments Inc | CYS | 12673A 10 8 | 3/15/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
56 | CYS Investments Inc | CYS | 12673A 10 8 | 3/15/2018 | Annual | Approve executive compensation | MGMT | Y | FOR | FOR |
57 | CYS Investments Inc | CYS | 12673A 10 8 | 3/15/2018 | Annual | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
58 | CYS Investments Inc | CYS | 12673A 10 8 | 3/15/2018 | Annual | Ratify selection of Deloitte & Touche | MGMT | Y | FOR | FOR |
59 | Eli Lilly & Co | LLY | 532457 10 8 | 3/12/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
60 | Eli Lilly & Co | LLY | 532457 10 8 | 3/12/2018 | Annual | Approve executive compensation | MGMT | Y | FOR | FOR |
61 | Eli Lilly & Co | LLY | 532457 10 8 | 3/12/2018 | Annual | Ratification of the appointment of Ernst & Young LLP as independent auditors | MGMT | Y | FOR | FOR |
62 | Eli Lilly & Co | LLY | 532457 10 8 | 3/12/2018 | Annual | Eliminate classified board structure | MGMT | Y | FOR | FOR |
63 | Eli Lilly & Co | LLY | 532457 10 8 | 3/12/2018 | Annual | Eliminate supermajority voting provisions | MGMT | Y | FOR | FOR |
64 | Eli Lilly & Co | LLY | 532457 10 8 | 3/12/2018 | Annual | Approve stock plan | MGMT | Y | FOR | FOR |
65 | Eli Lilly & Co | LLY | 532457 10 8 | 3/12/2018 | Annual | Shareholder proposal seeking support for descheduling of cannabis | shareholder | Y | AGAINST | AGAINST |
66 | Eli Lilly & Co | LLY | 532457 10 8 | 3/12/2018 | Annual | Shareholder proposal regarding political lobbying report | shareholder | Y | AGAINST | AGAINST |
67 | Eli Lilly & Co | LLY | 532457 10 8 | 3/12/2018 | Annual | Shareholder proposal requesting report regarding contract animal laboratories | shareholder | Y | AGAINST | AGAINST |
68 | Eli Lilly & Co | LLY | 532457 10 8 | 3/12/2018 | Annual | Shareholder proposal requesting extent to which risks related to public concern over drug pricing strategies are intergrated into compensation | shareholder | Y | AGAINST | AGAINST |
69 | Ford Motor Co | F | 345370 86 0 | 3/14/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
70 | Ford Motor Co | F | 345370 86 0 | 3/14/2018 | Annual | Ratify independent registered public accounting firm | MGMT | Y | FOR | FOR |
71 | Ford Motor Co | F | 345370 86 0 | 3/14/2018 | Annual | Approve executive compensation | MGMT | Y | FOR | FOR |
72 | Ford Motor Co | F | 345370 86 0 | 3/14/2018 | Annual | Approve long-term incentive plan | MGMT | Y | FOR | FOR |
73 | Ford Motor Co | F | 345370 86 0 | 3/14/2018 | Annual | Approve recapitalization plan | MGMT | Y | AGAINST | AGAINST |
74 | Ford Motor Co | F | 345370 86 0 | 3/14/2018 | Annual | Disclosure of company's lobbying activities and exposures | MGMT | Y | AGAINST | AGAINST |
75 | Ford Motor Co | F | 345370 86 0 | 3/14/2018 | Annual | Report on CAFÉ standards | MGMT | Y | AGAINST | AGAINST |
76 | Ford Motor Co | F | 345370 86 0 | 3/14/2018 | Annual | Disclosure of company's lobbying activities and exposures | MGMT | Y | AGAINST | AGAINST |
77 | Frontier Communications Corp | FTR | 35906A 30 6 | 3/12/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
78 | Frontier Communications Corp | FTR | 35906A 30 6 | 3/12/2018 | Annual | Approve executive compensation | MGMT | Y | FOR | FOR |
79 | Frontier Communications Corp | FTR | 35906A 30 6 | 3/12/2018 | Annual | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
80 | Gaming and Leisure Properties Inc | GLPI | 36467J 10 8 | 4/12/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
81 | Gaming and Leisure Properties Inc | GLPI | 36467J 10 8 | 4/12/2018 | Annual | Ratify selection of Deloitte & Touche | MGMT | Y | FOR | FOR |
82 | Gaming and Leisure Properties Inc | GLPI | 36467J 10 8 | 4/12/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
83 | Gaming and Leisure Properties Inc | GLPI | 36467J 10 8 | 4/12/2018 | Annual | Adopt majority voting policy in uncontested director elections | MGMT | Y | FOR | FOR |
84 | General Mills Inc | GIS | 370334 10 4 | 7/28/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
85 | General Mills Inc | GIS | 370334 10 4 | 7/28/2018 | Annual | Approve stock compensation plan | MGMT | Y | FOR | FOR |
86 | General Mills Inc | GIS | 370334 10 4 | 7/28/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
87 | General Mills Inc | GIS | 370334 10 4 | 7/28/2018 | Annual | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
88 | General Mills Inc | GIS | 370334 10 4 | 7/28/2018 | Annual | Ratify independent registered public accounting firm | MGMT | Y | FOR | FOR |
89 | GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/3/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
90 | GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/3/2018 | Annual | To appoint auditors | MGMT | Y | FOR | FOR |
91 | GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/3/2018 | Annual | To determine remuneration of auditors | MGMT | Y | FOR | FOR |
92 | GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/3/2018 | Annual Meeting | To authorise the company and its subsidiaries to make donations to political organisations and incur political expenditure | MGMT | Y | FOR | FOR |
93 | GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/3/2018 | Annual Meeting | To authorise allotment of shares | MGMT | Y | FOR | FOR |
94 | GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/3/2018 | Annual Meeting | To disapply pre-emption rights - general power (special resolution) | MGMT | Y | FOR | FOR |
95 | GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/3/2018 | Annual Meeting | To disapply pre-emption rights - in connection with an acquisition or specified capital investment (special resolution) | MGMT | Y | FOR | FOR |
96 | GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/3/2018 | Annual Meeting | To authorise the company to purchase its own shares (special resolution) | MGMT | Y | FOR | FOR |
97 | GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/3/2018 | Annual Meeting | To authorise exemption from statement of name of senior statutory auditor | MGMT | Y | FOR | FOR |
98 | GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/3/2018 | Annual Meeting | To authorise reduced notice of a general meeting other than an AGM (special resolution) | MGMT | Y | FOR | FOR |
99 | GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/3/2018 | Annual Meeting | To approve adoption of new Articles of Association (special resolution) | MGMT | Y | FOR | FOR |
100 | GlaxoSmithKline PLC | GSK | 37733W 10 5 | 3/21/2018 | Annual Meeting | Receive and adopt 2017 annual report | MGMT | Y | FOR | FOR |
101 | GlaxoSmithKline PLC | GSK | 37733W 10 5 | 3/21/2018 | Annual Meeting | Approve annual report on remuneration | MGMT | Y | FOR | FOR |
102 | GlaxoSmithKline PLC | GSK | 37733W 10 5 | 3/21/2018 | Annual Meeting | Appoint auditors | MGMT | Y | FOR | FOR |
103 | GlaxoSmithKline PLC | GSK | 37733W 10 5 | 3/21/2018 | Annual Meeting | Determine remuneration of auditors | MGMT | Y | FOR | FOR |
104 | GlaxoSmithKline PLC | GSK | 37733W 10 5 | 3/21/2018 | Annual Meeting | Authorize donations to political expenditures | MGMT | Y | FOR | FOR |
105 | GlaxoSmithKline PLC | GSK | 37733W 10 5 | 3/21/2018 | Annual Meeting | Authorize allotment of shares | MGMT | Y | FOR | FOR |
106 | GlaxoSmithKline PLC | GSK | 37733W 10 5 | 3/21/2018 | Annual Meeting | Disapply pre-emption rights | MGMT | Y | FOR | FOR |
107 | GlaxoSmithKline PLC | GSK | 37733W 10 5 | 3/21/2018 | Annual Meeting | Authorize company to purchase its own stock | MGMT | Y | FOR | FOR |
108 | GlaxoSmithKline PLC | GSK | 37733W 10 5 | 3/21/2018 | Annual Meeting | Exemption of statement of name of senior statutory auditor | MGMT | Y | FOR | FOR |
109 | GlaxoSmithKline PLC | GSK | 37733W 10 5 | 3/21/2018 | Annual Meeting | Reduced notice of general meetings | MGMT | Y | FOR | FOR |
110 | GlaxoSmithKline PLC | GSK | 37733W 10 5 | 3/21/2018 | Annual Meeting | Adopt new articles of association | MGMT | Y | FOR | FOR |
111 | Global Medical REIT Inc | GMRE | 37954A 20 4 | 4/4/2018 | Annual Meeting | Approve all directors | MGMT | Y | FOR | FOR |
112 | Global Medical REIT Inc | GMRE | 37954A 20 4 | 4/4/2018 | Annual Meeting | Approve executive comp | MGMT | Y | FOR | FOR |
113 | Global Medical REIT Inc | GMRE | 37954A 20 4 | 4/4/2018 | Annual Meeting | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
114 | Global Medical REIT Inc | GMRE | 37954A 20 4 | 4/4/2018 | Annual Meeting | Ratify appointment of MaloneBailey LLP | MGMT | Y | FOR | FOR |
115 | Government Properties Income Trust | GOV | 38376A 10 3 | 5/24/2018 | Annual Meeting | Election of Trustees | MGMT | Y | FOR | FOR |
116 | Government Properties Income Trust | GOV | 38376A 10 3 | 5/24/2018 | Annual Meeting | Advisory vote to approve executive compensation | MGMT | Y | FOR | FOR |
117 | Government Properties Income Trust | GOV | 38376A 10 3 | 5/24/2018 | Annual Meeting | Ratification of the appointment of Ernst & Young LLP as independent auditors | MGMT | Y | FOR | FOR |
118 | Hess Corp | HES | 42809H 10 7 | 4/16/2018 | Annual Meeting | Approve all directors | MGMT | Y | FOR | FOR |
119 | Hess Corp | HES | 42809H 10 7 | 4/16/2018 | Annual Meeting | Approve executive comp | MGMT | Y | FOR | FOR |
120 | Hess Corp | HES | 42809H 10 7 | 4/16/2018 | Annual Meeting | Ratification of the appointment of Ernst & Young LLP as independent auditors | MGMT | Y | FOR | FOR |
121 | Home Depot Inc | HD | 437076 10 2 | 3/19/2019 | Annual Meeting | Approve all directors | MGMT | Y | FOR | FOR |
122 | Home Depot Inc | HD | 437076 10 2 | 3/19/2019 | Annual Meeting | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
123 | Home Depot Inc | HD | 437076 10 2 | 3/19/2019 | Annual Meeting | Approve executive comp | MGMT | Y | FOR | FOR |
124 | Home Depot Inc | HD | 437076 10 2 | 3/19/2019 | Annual Meeting | Semi-annual reports on political contributions | MGMT | Y | AGAINST | AGAINST |
125 | Home Depot Inc | HD | 437076 10 2 | 3/19/2019 | Annual Meeting | Shareholder proposal regarding EEO-1 Disclosure | MGMT | Y | AGAINST | AGAINST |
126 | Home Depot Inc | HD | 437076 10 2 | 3/19/2019 | Annual Meeting | Shareholder proposal to reduce threshold to call special shareholder meetings | MGMT | Y | AGAINST | AGAINST |
127 | Home Depot Inc | HD | 437076 10 2 | 3/19/2019 | Annual Meeting | Compensation clawback policy | MGMT | Y | AGAINST | AGAINST |
128 | Hospitality Properties Trust | HPT | 44106M 10 2 | 6/14/2018 | Annual Meeting | Election of Trustees | MGMT | Y | FOR | FOR |
129 | Hospitality Properties Trust | HPT | 44106M 10 2 | 6/14/2018 | Annual Meeting | Advisory vote to approve executive compensation | MGMT | Y | FOR | FOR |
130 | Hospitality Properties Trust | HPT | 44106M 10 2 | 6/14/2018 | Annual Meeting | Ratification of the appointment of Ernst & Young LLP as independent auditors | MGMT | Y | FOR | FOR |
131 | Hospitality Properties Trust | HPT | 44106M 10 2 | 6/14/2018 | Annual Meeting | Non-binding shareholder proposal requesting that the company's Board of Trustees adopt a "proxy access" bylaw | shareholder | Y | AGAINST | AGAINST |
132 | Hospitality Properties Trust | HPT | 44106M 10 2 | 6/14/2018 | Annual Meeting | Non-binding shareholder proposal requesting that the company's Board of Trustees adopt a consequential majority vote standard for uncontested director elections | shareholder | Y | AGAINST | AGAINST |
133 | Independence Realty Trust Inc | IRT | 45378A 10 6 | 3/29/2018 | Annual Meeting | Approve all directors | MGMT | Y | For | For |
134 | Independence Realty Trust Inc | IRT | 45378A 10 6 | 3/29/2018 | Annual Meeting | Ratification of KPMG LLP | MGMT | Y | For | For |
135 | Intel Corp | INTC | 458140 10 0 | 3/19/2018 | Annual Meeting | Approve all directors | MGMT | Y | FOR | FOR |
136 | Intel Corp | INTC | 458140 10 0 | 3/19/2018 | Annual Meeting | Ratification of the appointment of Ernst & Young LLP as independent auditors | MGMT | Y | FOR | FOR |
137 | Intel Corp | INTC | 458140 10 0 | 3/19/2018 | Annual Meeting | Approve executive comp | MGMT | Y | FOR | FOR |
138 | Intel Corp | INTC | 458140 10 0 | 3/19/2018 | Annual Meeting | Act by written consent | MGMT | Y | AGAINST | AGAINST |
139 | Intel Corp | INTC | 458140 10 0 | 3/19/2018 | Annual Meeting | Chairman of the board is independent director | MGMT | Y | AGAINST | AGAINST |
140 | Intel Corp | INTC | 458140 10 0 | 3/19/2018 | Annual Meeting | Political contributions report | MGMT | Y | AGAINST | AGAINST |
141 | JM Smucker Co | SJM | 832696 40 5 | 6/19/2018 | Annual Meeting | Approve all directors | MGMT | Y | FOR | FOR |
142 | JM Smucker Co | SJM | 832696 40 5 | 6/19/2018 | Annual Meeting | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
143 | JM Smucker Co | SJM | 832696 40 5 | 6/19/2018 | Annual Meeting | Approve executive comp | MGMT | Y | FOR | FOR |
144 | JM Smucker Co | SJM | 832696 40 5 | 6/19/2018 | Annual Meeting | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
145 | JM Smucker Co | SJM | 832696 40 5 | 6/19/2018 | Annual Meeting | Shareholder proposal for use of renewable energy | shareholder | Y | Against | Against |
146 | JPMorgan Chase & Co | JPM | 46625H 10 0 | 3/16/2018 | Annual Meeting | Approve all directors | MGMT | Y | FOR | FOR |
147 | JPMorgan Chase & Co | JPM | 46625H 10 0 | 3/16/2018 | Annual Meeting | Ratification of special meeting provisions | MGMT | Y | FOR | FOR |
148 | JPMorgan Chase & Co | JPM | 46625H 10 0 | 3/16/2018 | Annual Meeting | Approve executive compensation | MGMT | Y | FOR | FOR |
149 | JPMorgan Chase & Co | JPM | 46625H 10 0 | 3/16/2018 | Annual Meeting | Approve long-term incentive plan | MGMT | Y | FOR | FOR |
150 | JPMorgan Chase & Co | JPM | 46625H 10 0 | 3/16/2018 | Annual Meeting | Ratify independent registered public accounting firm | MGMT | Y | FOR | FOR |
151 | JPMorgan Chase & Co | JPM | 46625H 10 0 | 3/16/2018 | Annual Meeting | Independent board chairman | MGMT | Y | AGAINST | AGAINST |
152 | JPMorgan Chase & Co | JPM | 46625H 10 0 | 3/16/2018 | Annual Meeting | Vesting for government service | MGMT | Y | AGAINST | AGAINST |
153 | JPMorgan Chase & Co | JPM | 46625H 10 0 | 3/16/2018 | Annual Meeting | Proposal to report on investments tied to genocide | MGMT | Y | AGAINST | AGAINST |
154 | JPMorgan Chase & Co | JPM | 46625H 10 0 | 3/16/2018 | Annual Meeting | Cumulative voting | MGMT | Y | AGAINST | AGAINST |
155 | Kellogg Company | K | 487836 10 8 | 4/27/2018 | Annual Meeting | Approve all directors | MGMT | Y | FOR | FOR |
156 | Kellogg Company | K | 487836 10 8 | 4/27/2018 | Annual Meeting | Advisory resolution to approve executive compensation | MGMT | Y | FOR | FOR |
157 | Kellogg Company | K | 487836 10 8 | 4/27/2018 | Annual Meeting | Ratification of PricewaterhouseCoopers LLP as independent registered public accounting firm | MGMT | Y | FOR | FOR |
158 | Kimberly-Clark Corp | KMB | 494368 10 3 | 3/12/2018 | Annual Meeting | Approve all directors | MGMT | Y | FOR | FOR |
159 | Kimberly-Clark Corp | KMB | 494368 10 3 | 3/12/2018 | Annual Meeting | Ratification of auditor | MGMT | Y | FOR | FOR |
160 | Kimberly-Clark Corp | KMB | 494368 10 3 | 3/12/2018 | Annual Meeting | Approve executive compensation | MGMT | Y | FOR | FOR |
161 | Kinder Morgan Inc | KMI | 49456B 10 1 | 3/12/2018 | Annual Meeting | Approve all directors | MGMT | Y | FOR | FOR |
162 | Kinder Morgan Inc | KMI | 49456B 10 1 | 3/12/2018 | Annual Meeting | Ratification of PricewaterhouseCoopers LLP as independent registered public accounting firm | MGMT | Y | FOR | FOR |
163 | Kinder Morgan Inc | KMI | 49456B 10 1 | 3/12/2018 | Annual Meeting | Approve executive compensation | MGMT | Y | FOR | FOR |
164 | Kinder Morgan Inc | KMI | 49456B 10 1 | 3/12/2018 | Annual Meeting | Frequency of advisory votes on executive comp | MGMT | Y | 3 YEAR | 3 YEAR |
165 | Kinder Morgan Inc | KMI | 49456B 10 1 | 3/12/2018 | Annual Meeting | Shareholder proposal relating to report on methane emissions | shareholder | Y | AGAINST | AGAINST |
166 | Kinder Morgan Inc | KMI | 49456B 10 1 | 3/12/2018 | Annual Meeting | Shareholder proposal relating to annual sustainability report | shareholder | Y | AGAINST | AGAINST |
167 | Kinder Morgan Inc | KMI | 49456B 10 1 | 3/12/2018 | Annual Meeting | Shareholder proposal relating to assessment of impact of scenarios consistent with global climate change policies | shareholder | Y | AGAINST | AGAINST |
168 | Kohl's Corp | KSS | 500255 10 4 | 3/14/2018 | Annual Meeting | Approve all directors | MGMT | Y | FOR | FOR |
169 | Kohl's Corp | KSS | 500255 10 4 | 3/14/2018 | Annual Meeting | Ratification of the appointment of Ernst & Young LLP as independent auditors | MGMT | Y | FOR | FOR |
170 | Kohl's Corp | KSS | 500255 10 4 | 3/14/2018 | Annual Meeting | Approve executive compensation | MGMT | Y | FOR | FOR |
171 | Kohl's Corp | KSS | 500255 10 4 | 3/14/2018 | Annual Meeting | Shareholder right to act by written consent | shareholder | Y | AGAINST | AGAINST |
172 | Ladder Capital Corp | LADR | 505743 10 4 | 4/9/2018 | Annual Meeting | Approve all directors | MGMT | Y | FOR | FOR |
173 | Ladder Capital Corp | LADR | 505743 10 4 | 4/9/2018 | Annual Meeting | Ratification of PricewaterhouseCoopers LLP as independent registered public accounting firm | MGMT | Y | FOR | FOR |
174 | Ladder Capital Corp | LADR | 505743 10 4 | 4/9/2018 | Annual Meeting | Approve executive comp | MGMT | Y | FOR | FOR |
175 | Ladder Capital Corp | LADR | 505743 10 4 | 4/9/2018 | Annual Meeting | Frequency of advisory votes on executive comp | MGMT | Y | 3 YEAR | 3 YEAR |
176 | Lowe's Companies, Inc. | LOW | 0548661 10 7 | 6/1/2018 | Annual Meeting | Approve all directors | MGMT | Y | FOR | FOR |
177 | Lowe's Companies, Inc. | LOW | 0548661 10 7 | 6/1/2018 | Annual Meeting | Advisory vote to approve Lowe's named executive officer compensation | MGMT | Y | FOR | FOR |
178 | Lowe's Companies, Inc. | LOW | 0548661 10 7 | 6/1/2018 | Annual Meeting | Ratification of the appointment of Deloitte & Touche LLP as Lowe's independent registered public accounting firm | MGMT | Y | FOR | FOR |
179 | Lowe's Companies, Inc. | LOW | 0548661 10 7 | 6/1/2018 | Annual Meeting | Shareholder proposal to reduce the threshold to call special shareholder meetings to 10% of outstanding shares | shareholder | Y | AGAINST | AGAINST |
180 | Macy's, Inc. | M | 55616P 10 4 | 5/18/2018 | Annual Meeting | Approve all directors | MGMT | Y | FOR | FOR |
181 | Macy's, Inc. | M | 55616P 10 4 | 5/18/2018 | Annual Meeting | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
182 | Macy's, Inc. | M | 55616P 10 4 | 5/18/2018 | Annual Meeting | Approve executive comp | MGMT | Y | FOR | FOR |
183 | Macy's, Inc. | M | 55616P 10 4 | 5/18/2018 | Annual Meeting | Approval of the 2018 Equity and Incentive Compensation Plan | MGMT | Y | FOR | FOR |
184 | Medley Management Inc | MDLY | 58503T 10 6 | 12/19/2017 | Annual Meeting | Approve all directors | MGMT | Y | FOR | FOR |
185 | Medley Management Inc | MDLY | 58503T 10 6 | 12/19/2017 | Annual Meeting | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
186 | Merck & Co Inc | MRK | 58933Y 10 5 | 3/28/2018 | Annual Meeting | Approve all directors | MGMT | Y | For | For |
187 | Merck & Co Inc | MRK | 58933Y 10 5 | 3/28/2018 | Annual Meeting | Non-binding advisory vote to approve the compensation of our named executive officers | MGMT | Y | For | For |
188 | Merck & Co Inc | MRK | 58933Y 10 5 | 3/28/2018 | Annual Meeting | Ratification of the appointment of the Company's independent registered public accounting firm | MGMT | Y | For | For |
189 | Merck & Co Inc | MRK | 58933Y 10 5 | 3/28/2018 | Annual Meeting | Shareholder proposal concerning shareholders' right to act by written consent | shareholder | Y | AGAINST | AGAINST |
190 | NetApp Inc | NTAP | 64110D 10 4 | 7/17/2017 | Annual Meeting | Approve all directors | MGMT | Y | FOR | FOR |
191 | NetApp Inc | NTAP | 64110D 10 4 | 7/17/2017 | Annual Meeting | Approve stock option plan | MGMT | Y | FOR | FOR |
192 | NetApp Inc | NTAP | 64110D 10 4 | 7/17/2017 | Annual Meeting | Approve employee stock purchase plan | MGMT | Y | FOR | FOR |
193 | NetApp Inc | NTAP | 64110D 10 4 | 7/17/2017 | Annual Meeting | Approve executive comp | MGMT | Y | FOR | FOR |
194 | NetApp Inc | NTAP | 64110D 10 4 | 07/17/17 | Annual Meeting | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
195 | NetApp Inc | NTAP | 64110D 10 4 | 07/17/17 | Annual Meeting | Ratify selection of Deloitte & Touche | MGMT | Y | FOR | FOR |
196 | NetApp Inc | NTAP | 64110D 10 4 | 07/17/17 | Annual Meeting | Stockholder proposal for diversity report | shareholder | Y | AGAINST | AGAINST |
197 | NetApp Inc | NTAP | 64110D 10 4 | 7/17/2017 | Annual Meeting | Adoption of proxy access | MGMT | Y | ABSTAIN | ABSTAIN |
198 | NetApp Inc | NTAP | 64110D 10 4 | 9/14/2017 | Annual Meeting | Approve all directors | MGMT | Y | FOR | FOR |
199 | NetApp Inc | NTAP | 64110D 10 4 | 9/14/2017 | Annual Meeting | Approve stock option plan | MGMT | Y | FOR | FOR |
200 | NetApp Inc | NTAP | 64110D 10 4 | 9/14/2017 | Annual Meeting | Approve employee stock purchase plan | MGMT | Y | FOR | FOR |
201 | NetApp Inc | NTAP | 64110D 10 4 | 9/14/2017 | Annual Meeting | Approve executive comp | MGMT | Y | FOR | FOR |
202 | NetApp Inc | NTAP | 64110D 10 4 | 9/14/2017 | Annual Meeting | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
203 | NetApp Inc | NTAP | 64110D 10 4 | 9/14/2017 | Annual Meeting | Ratify selection of Deloitte & Touche | MGMT | Y | FOR | FOR |
204 | NetApp Inc | NTAP | 64110D 10 4 | 9/14/2017 | Annual Meeting | Annual diversity report | MGMT | Y | AGAINST | AGAINST |
205 | NetApp Inc | NTAP | 64110D 10 4 | 9/14/2017 | Annual Meeting | Request for proxy access | MGMT | Y | ABSTAIN | ABSTAIN |
206 | New Senior Investment Group Inc | SNR | 648691 10 3 | 4/19/2018 | Annual Meeting | Approve all directors | MGMT | Y | FOR | FOR |
207 | New Senior Investment Group Inc | SNR | 648691 10 3 | 4/19/2018 | Annual Meeting | Ratification of the appointment of Ernst & Young LLP as independent auditors | MGMT | Y | FOR | FOR |
208 | New Senior Investment Group Inc | SNR | 648691 10 3 | 4/19/2018 | Annual Meeting | Adopt majority voting policy in uncontested director elections | MGMT | Y | AGAINST | AGAINST |
209 | Nucor Corp | NUE | 670346 10 5 | 3/12/2018 | Annual Meeting | Approve all directors | MGMT | Y | FOR | FOR |
210 | Nucor Corp | NUE | 670346 10 5 | 3/12/2018 | Annual Meeting | Ratification of PricewaterhouseCoopers LLP as independent registered public accounting firm | MGMT | Y | FOR | FOR |
211 | Nucor Corp | NUE | 670346 10 5 | 3/12/2018 | Annual Meeting | Approve executive compensation | MGMT | Y | FOR | FOR |
212 | Nucor Corp | NUE | 670346 10 5 | 3/12/2018 | Annual Meeting | Shareholder proposal regarding political lobbying report | shareholder | Y | AGAINST | AGAINST |
213 | Oaktree Specialty Lending Corp | OCSL | 67401P 10 8 | 2/9/2018 | Annual Meeting | Approve all directors | MGMT | Y | For | For |
214 | Oaktree Specialty Lending Corp | OCSL | 67401P 10 8 | 2/9/2018 | Annual Meeting | Ratify the appointment of Ernst & Young LLP | MGMT | Y | For | For |
215 | Occidental Petroleum Corp | OXY | 674599 10 5 | 3/9/2018 | Annual Meeting | Approve all directors | MGMT | Y | For | For |
216 | Occidental Petroleum Corp | OXY | 674599 10 5 | 3/9/2018 | Annual Meeting | Approve executive compensation | MGMT | Y | For | For |
217 | Occidental Petroleum Corp | OXY | 674599 10 5 | 3/9/2018 | Annual Meeting | Approve long-term plan to increase number of shares available on grant | MGMT | Y | For | For |
218 | Occidental Petroleum Corp | OXY | 674599 10 5 | 3/9/2018 | Annual Meeting | Ratification of KPMG LLP | MGMT | Y | For | For |
219 | Office Depot Inc | ODP | 676220 10 6 | 3/7/2018 | Annual Meeting | Approve all directors | MGMT | Y | For | For |
220 | Office Depot Inc | ODP | 676220 10 6 | 3/7/2018 | Annual Meeting | Ratify selection of Deloitte & Touche | MGMT | Y | For | For |
221 | Office Depot Inc | ODP | 676220 10 6 | 3/7/2018 | Annual Meeting | Approve executive compensation | MGMT | Y | For | For |
222 | Olin Corp. | OLN | 680665 20 5 | 4/26/2018 | Annual Meeting | Approve all directors | MGMT | Y | FOR | FOR |
223 | Olin Corp. | OLN | 680665 20 5 | 4/26/2018 | Annual Meeting | Approval of the Olin Corporation 2018 Long Term Incentive Plan | MGMT | Y | FOR | FOR |
224 | Olin Corp. | OLN | 680665 20 5 | 4/26/2018 | Annual Meeting | Advisory vote to approve named executive officer compensation | MGMT | Y | FOR | FOR |
225 | Olin Corp. | OLN | 680665 20 5 | 4/26/2018 | Annual Meeting | Ratification of appointment of independent registered public accounting firm | MGMT | Y | FOR | FOR |
226 | Owens & Minor Inc | OMI | 690732 10 2 | 3/13/2018 | Annual Meeting | Approve all directors | MGMT | Y | FOR | FOR |
227 | Owens & Minor Inc | OMI | 690732 10 2 | 3/13/2018 | Annual Meeting | Approve stock incentive plan | MGMT | Y | FOR | FOR |
228 | Owens & Minor Inc | OMI | 690732 10 2 | 3/13/2018 | Annual Meeting | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
229 | Owens & Minor Inc | OMI | 690732 10 2 | 3/13/2018 | Annual Meeting | Approve executive compensation | MGMT | Y | FOR | FOR |
230 | PepsiCo Inc | PEP | 713448 10 8 | 3/1/2018 | Annual Meeting | Approve all directors | MGMT | Y | FOR | FOR |
231 | PepsiCo Inc | PEP | 713448 10 8 | 3/1/2018 | Annual Meeting | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
232 | PepsiCo Inc | PEP | 713448 10 8 | 3/1/2018 | Annual Meeting | Approve executive compensation | MGMT | Y | FOR | FOR |
233 | PepsiCo Inc | PEP | 713448 10 8 | 3/1/2018 | Annual Meeting | Special shareholder meeting improvement | MGMT | Y | AGAINST | AGAINST |
234 | Plains All American Pipeline LP | PAA | 726503 10 5 | 3/20/2018 | Annual Meeting | Approve all directors | MGMT | Y | FOR | FOR |
235 | Plains All American Pipeline LP | PAA | 726503 10 5 | 3/20/2018 | Annual Meeting | Ratification of PricewaterhouseCoopers LLP as independent registered public accounting firm | MGMT | Y | FOR | FOR |
236 | Plains All American Pipeline LP | PAA | 726503 10 5 | 3/20/2018 | Annual Meeting | Approve executive comp | MGMT | Y | FOR | FOR |
237 | Plains All American Pipeline LP | PAA | 726503 10 5 | 3/20/2018 | Annual Meeting | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
238 | QUALCOMM Inc | QCOM | 747525 10 3 | 1/3/2018 | Contested Annual Meeting | Approve all directors | MGMT | Y | FOR | FOR |
239 | QUALCOMM Inc | QCOM | 747525 10 3 | 1/3/2018 | Contested Annual Meeting | Approve amendments to bylaws | MGMT | Y | FOR | FOR |
240 | QUALCOMM Inc | QCOM | 747525 10 3 | 1/3/2018 | Contested Annual Meeting | Ratification of PricewaterhouseCoopers LLP as independent registered public accounting firm | MGMT | Y | FOR | FOR |
241 | QUALCOMM Inc | QCOM | 747525 10 3 | 1/3/2018 | Contested Annual Meeting | Approve executive comp | MGMT | Y | ABSTAIN | ABSTAIN |
242 | QUALCOMM Inc | QCOM | 747525 10 3 | 1/3/2018 | Contested Annual Meeting | Approve employee stock purchase plan | MGMT | Y | ABSTAIN | ABSTAIN |
243 | QUALCOMM Inc | QCOM | 747525 10 3 | 1/3/2018 | Contested Annual Meeting | Approve amendment to eliminate supermajority voting | MGMT | Y | FOR | FOR |
244 | QUALCOMM Inc | QCOM | 747525 10 3 | 1/3/2018 | Contested Annual Meeting | Approve amendment to eliminate supermajority provisions | MGMT | Y | FOR | FOR |
245 | QUALCOMM Inc | QCOM | 747525 10 3 | 1/3/2018 | Contested Annual Meeting | Approve amendment to eliminate provisions requiring supermajority vote | MGMT | Y | FOR | FOR |
246 | QUALCOMM Inc | QCOM | 747525 10 3 | 1/8/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
247 | QUALCOMM Inc | QCOM | 747525 10 3 | 1/8/2018 | Annual | Ratification of PricewaterhouseCoopers LLP as independent registered public accounting firm | MGMT | Y | FOR | FOR |
248 | QUALCOMM Inc | QCOM | 747525 10 3 | 1/8/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
249 | QUALCOMM Inc | QCOM | 747525 10 3 | 1/8/2018 | Annual | Amendment to increase the share reserve | MGMT | Y | FOR | FOR |
250 | QUALCOMM Inc | QCOM | 747525 10 3 | 1/8/2018 | Annual | Amendment to eliminate supermajority voting provisions with removal of directors | MGMT | Y | FOR | FOR |
251 | QUALCOMM Inc | QCOM | 747525 10 3 | 1/8/2018 | Annual | Amendment to eliminate certain supermajority provisions | MGMT | Y | FOR | FOR |
252 | QUALCOMM Inc | QCOM | 747525 10 3 | 1/8/2018 | Annual | Amendment to eliminate supermajority vote for certain transactions | MGMT | Y | FOR | FOR |
253 | QUALCOMM Inc | QCOM | 747525 10 3 | 1/8/2018 | Annual | Stockholder proposal to undo amended bylaws | shareholder | Y | AGAINST | AGAINST |
254 | Select Income REIT | SIR | 81618T 10 0 | 5/16/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
255 | Select Income REIT | SIR | 81618T 10 0 | 5/16/2018 | Annual | Advisory vote to approve executive compensation | MGMT | Y | FOR | FOR |
256 | Select Income REIT | SIR | 81618T 10 0 | 5/16/2018 | Annual | Ratification of the appointment of Ernst & Young LLP as independent auditors | MGMT | Y | FOR | FOR |
257 | Senior Housing Properties Trust | SNH | 81721M 10 9 | 5/22/2018 | Annual | Election of Trustees | MGMT | Y | FOR | FOR |
258 | Senior Housing Properties Trust | SNH | 81721M 10 9 | 5/22/2018 | Annual | Advisory vote to approve executive compensation | MGMT | Y | FOR | FOR |
259 | Senior Housing Properties Trust | SNH | 81721M 10 9 | 5/22/2018 | Annual | Ratification of the appointment of Ernst & Young LLP as independent auditors | MGMT | Y | FOR | FOR |
260 | Target Corp | TGT | 8.7612 E+ 0 | 4/16/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
261 | Target Corp | TGT | 8.7612 E+ 0 | 4/16/2018 | Annual | Ratification of the appointment of Ernst & Young LLP as independent auditors | MGMT | Y | FOR | FOR |
262 | Target Corp | TGT | 8.7612 E+ 0 | 4/16/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
263 | Target Corp | TGT | 8.7612 E+ 0 | 4/16/2018 | Annual | Adopt policy for an independent chairman | MGMT | Y | AGAINST | AGAINST |
264 | United Parcel Service Inc | UPS | 911312 10 6 | 3/12/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
265 | United Parcel Service Inc | UPS | 911312 10 6 | 3/12/2018 | Annual | Approve omnibus compensation plan | MGMT | Y | FOR | FOR |
266 | United Parcel Service Inc | UPS | 911312 10 6 | 3/12/2018 | Annual | Ratify selection of Deloitte & Touche | MGMT | Y | FOR | FOR |
267 | United Parcel Service Inc | UPS | 911312 10 6 | 3/12/2018 | Annual | Prepare annual report on lobbying activities | MGMT | Y | AGAINST | AGAINST |
268 | United Parcel Service Inc | UPS | 911312 10 6 | 3/12/2018 | Annual | Reduce voting power of Class A shares | MGMT | Y | AGAINST | AGAINST |
269 | United Parcel Service Inc | UPS | 911312 10 6 | 3/12/2018 | Annual | Intergrate sustainability metrics into executive compensation | MGMT | Y | AGAINST | AGAINST |
270 | Uniti Group Inc | UNIT | 91325V 10 8 | 3/16/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
271 | Uniti Group Inc | UNIT | 91325V 10 8 | 3/16/2018 | Annual | Approve executive compensation | MGMT | Y | FOR | FOR |
272 | Uniti Group Inc | UNIT | 91325V 10 8 | 3/16/2018 | Annual | Approve stock purchase plan | MGMT | Y | FOR | FOR |
273 | Uniti Group Inc | UNIT | 91325V 10 8 | 3/16/2018 | Annual | Amendment to allow stockholders to change company's bylaws | MGMT | Y | FOR | FOR |
274 | Uniti Group Inc | UNIT | 91325V 10 8 | 3/16/2018 | Annual | Ratification of PricewaterhouseCoopers LLP as independent registered public accounting firm | MGMT | Y | FOR | FOR |
275 | Walgreens Boots Alliance Inc | WBA | 931427 10 8 | 11/20/2017 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
276 | Walgreens Boots Alliance Inc | WBA | 931427 10 8 | 11/20/2017 | Annual | Ratify selection of Deloitte & Touche | MGMT | Y | FOR | FOR |
277 | Walgreens Boots Alliance Inc | WBA | 931427 10 8 | 11/20/2017 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
278 | Walgreens Boots Alliance Inc | WBA | 931427 10 8 | 11/20/2017 | Annual | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
279 | Walgreens Boots Alliance Inc | WBA | 931427 10 8 | 11/20/2017 | Annual | Approve omnibus compensation plan | MGMT | Y | FOR | FOR |
280 | Walgreens Boots Alliance Inc | WBA | 931427 10 8 | 11/20/2017 | Annual | Amendment for threshold to call special meetings | MGMT | Y | FOR | FOR |
281 | Walgreens Boots Alliance Inc | WBA | 931427 10 8 | 11/20/2017 | Annual | Proxy access by-law amendment | MGMT | Y | FOR | FOR |
282 | Walt Disney Co | DIS | 254687 10 6 | 5/29/2018 | Special | Approve issuance of Disney common stock | MGMT | Y | For | For |
283 | Walt Disney Co | DIS | 254687 10 6 | 5/29/2018 | Special | Adopt amendments of restated certificate of incorporation from Disney | MGMT | Y | For | For |
284 | Walt Disney Co | DIS | 254687 10 6 | 5/29/2018 | Special | Approve adjournment of meeting if not enough votes to determine Proposal 2 | MGMT | Y | For | For |
285 | Walt Disney Co | DIS | 254687 10 6 | 1/8/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
286 | Walt Disney Co | DIS | 254687 10 6 | 1/8/2018 | Annual | Ratification of PricewaterhouseCoopers LLP as independent registered public accounting firm | MGMT | Y | FOR | FOR |
287 | Walt Disney Co | DIS | 254687 10 6 | 1/8/2018 | Annual | Approve performance goals | MGMT | Y | FOR | FOR |
288 | Walt Disney Co | DIS | 254687 10 6 | 1/8/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
289 | Walt Disney Co | DIS | 254687 10 6 | 1/8/2018 | Annual | Shareholder proposal requesting information regarding lobbying policies and activities | shareholder | Y | AGAINST | AGAINST |
290 | Walt Disney Co | DIS | 254687 10 6 | 1/8/2018 | Annual | Shareholder proposal regarding proxy access | shareholder | Y | AGAINST | AGAINST |
291 | Whitestone REIT | WSR | 966084 20 4 | 3/6/2018 | Annual | Approve all directors | MGMT | Y | For | For |
292 | Whitestone REIT | WSR | 966084 20 4 | 3/6/2018 | Annual | Approve executive compensation | MGMT | Y | For | For |
293 | Whitestone REIT | WSR | 966084 20 4 | 3/6/2018 | Annual | Ratify appointment of Pannell Kerr Forster of Texas, P.C. | MGMT | Y | For | For |
294 | Whitestone REIT | WSR | 966084 20 4 | 3/6/2018 | Annual | Shareholder proposal to take steps to declassify Board of Trustees | shareholder | Y | For | For |
Registrant: Mutual Fund & Variable Insurance Trust | | Fund Name - Rational Dividend Capture Fund | | Item 1, |
Investment Compnay 1940 Act File # 811-05010 | | | | | | | |
Reporting Period: July 1, 2017 - June 30, 2018 | | | | | | | |
| | | | | | | | |
| | | N-PX Form Requirements | | | | | |
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Type & Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 16-Aug-17 | ELECTION OF DIRECTOR: KATHRYN W. DINDO | MGMT | Y | FOR | FOR |
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 16-Aug-17 | ELECTION OF DIRECTOR: PAUL J. DOLAN | MGMT | Y | FOR | FOR |
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 16-Aug-17 | ELECTION OF DIRECTOR: JAY L. HENDERSON | MGMT | Y | FOR | FOR |
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 16-Aug-17 | ELECTION OF DIRECTOR: NANCY LOPEZ KNIGHT | MGMT | Y | FOR | FOR |
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 16-Aug-17 | ELECTION OF DIRECTOR: ELIZABETH VALK LONG | MGMT | Y | FOR | FOR |
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 16-Aug-17 | ELECTION OF DIRECTOR: GARY A. OATEY | MGMT | Y | FOR | FOR |
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 16-Aug-17 | ELECTION OF DIRECTOR: KIRK L. PERRY | MGMT | Y | FOR | FOR |
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 16-Aug-17 | ELECTION OF DIRECTOR: SANDRA PIANALTO | MGMT | Y | FOR | FOR |
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 16-Aug-17 | ELECTION OF DIRECTOR: ALEX SHUMATE | MGMT | Y | FOR | FOR |
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 16-Aug-17 | ELECTION OF DIRECTOR: MARK T. SMUCKER | MGMT | Y | FOR | FOR |
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 16-Aug-17 | ELECTION OF DIRECTOR: RICHARD K. SMUCKER | MGMT | Y | FOR | FOR |
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 16-Aug-17 | ELECTION OF DIRECTOR: TIMOTHY P. SMUCKER | MGMT | Y | FOR | FOR |
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 16-Aug-17 | | MGMT | Y | FOR | FOR |
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 16-Aug-17 | ELECTION OF DIRECTOR: DAWN C. WILLOUGHBY | MGMT | Y | FOR | FOR |
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 16-Aug-17 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2018 FISCAL YEAR. | MGMT | Y | FOR | FOR |
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 16-Aug-17 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | MGMT | Y | FOR | FOR |
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 16-Aug-17 | ADVISORY APPROVAL ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | MGMT | 1 YEAR | 1YEAR | 1YEAR |
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 16-Aug-17 | SHAREHOLDER PROPOSAL REQUESTING THE COMPANY ISSUE A REPORT ON RENEWABLE ENERGY. | shareholder | Y | AGAINST | AGAINST |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | DIRECTOR | MGMT | Y | FOR | FOR |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | Barbara T. Alexander | MGMT | Y | FOR | FOR |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | Jeffrey W. Henderson | MGMT | Y | FOR | FOR |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | Thomas W. Horton | MGMT | Y | FOR | FOR |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | Paul E. Jacobs | MGMT | Y | FOR | FOR |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | Ann M. Livermore | MGMT | Y | FOR | FOR |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | Harish Manwani | MGMT | Y | FOR | FOR |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | Mark D. McLaughlin | MGMT | Y | FOR | FOR |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | Steve Mollenkopf | MGMT | Y | FOR | FOR |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | Clark T. Randt, Jr. | MGMT | Y | FOR | FOR |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | Francisco Ros | MGMT | Y | FOR | FOR |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | Anthony J. Vinciquerra | MGMT | Y | FOR | FOR |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants. | MGMT | Y | FOR | FOR |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | To approve, on an advisory basis, our executive compensation | MGMT | Y | FOR | FOR |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | To approve an amendment to the Amended and Restated QUALCOMM Incorporated 2001 Employee Stock Purchase Plan, as amended, to increase the share reserve by 30,000,000 shares | MGMT | Y | FOR | FOR |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | To approve an amendment to the Company's Restated Certificate of Incorporation, as amended, to eliminate certain supermajority voting provisions relating to removal of directors. | MGMT | Y | FOR | FOR |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | To approve an amendment to the Company's Restated Certificate of Incorporation, as amended, to eliminate certain supermajority voting provisions relating to amendments and obsolete provisions | MGMT | Y | FOR | FOR |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | To approve an amendment to the Company's Restated Certificate of Incorporation, as amended, to eliminate provisions requiring a supermajority vote for certain transactions with interested stockholders | MGMT | Y | FOR | FOR |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | To vote on a stockholder proposal to undo amendments to the Company's Amended and Restated Bylaws adopted without stockholder approval. | stockholder | Y | Against | Against |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | DIRECTOR | MGMT | Y | For | For |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | Samih Elhage | MGMT | Y | For | For |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | Raul J. Fernandez | MGMT | Y | For | For |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | Michael S. Geltzeiler | MGMT | Y | For | For |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | Stephen J. Girsky | MGMT | Y | For | For |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | David G. Golden | MGMT | Y | For | For |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | Veronica M. Hagen | MGMT | Y | For | For |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | Julie A. Hill | MGMT | Y | For | For |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | John H. Kispert | MGMT | Y | For | For |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | Gregorio Reyes | MGMT | Y | For | For |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | Thomas S. Volpe | MGMT | Y | For | For |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | Harry L. You | MGMT | Y | For | For |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | To approve Broadcom's proposal to amend Qualcomm's Bylaws to undo any amendment to the Bylaws adopted without stockholder approval up to and including the date of the Annual Meeting that changes the Bylaws in any way from the version that was publicly filed with the Securities and Exchange Commission on July 15, 2016. | MGMT | Y | For | For |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | To ratify the selection of PricewaterhouseCoopers LLP as Qualcomm's independent public accountants for the fiscal year ending September 30, 2018 | MGMT | Y | For | For |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | To approve, on a advisory basis, compensation paid to Qualcomm's named executive officers. | MGMT | Y | Abstain | Abstain |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | To approve an amendment to Qualcomm's 2001 Employee Stock Purchase Plan | MGMT | Y | Abstain | Abstain |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | To approve an amendment to Qualcomm's Restated Certificate of Incorporation, as amended (the "Certificate of Incorporation") to eliminate certain supermajority provisions relating to removal of directors | MGMT | Y | For | For |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | To approve an amendment to the Certificate of Incorporation to eliminate certain Supermajority provisions relating to amendments and obsolete provisions. | MGMT | Y | For | For |
Qualcomm | QCOM | 747525103 | 6-Mar-18 | To approve an amendment to the certificate of incorporation to eliminate provisions requiring a supermajority vote for certain transactions with interested stockholders. | MGMT | Y | For | For |
Walt Disney | DIS | 254687106 | 8-Mar-18 | Election of director: Susan E. Arnold | MGMT | Y | For | For |
Walt Disney | DIS | 254687106 | 8-Mar-18 | Election of director: Mary T. Barra | MGMT | Y | For | For |
Walt Disney | DIS | 254687106 | 8-Mar-18 | Election of director: Safra A. Catz | MGMT | Y | For | For |
Walt Disney | DIS | 254687106 | 8-Mar-18 | Election of director: John S. Chen | MGMT | Y | For | For |
Walt Disney | DIS | 254687106 | 8-Mar-18 | Election of director: Francis A. deSouza | MGMT | Y | For | For |
Walt Disney | DIS | 254687106 | 8-Mar-18 | Election of director: Robert A. Iger | MGMT | Y | For | For |
Walt Disney | DIS | 254687106 | 8-Mar-18 | Election of director: Maria Elena Lagomasino | MGMT | Y | For | For |
Walt Disney | DIS | 254687106 | 8-Mar-18 | Election of director: Fred H. Langhammer | MGMT | Y | For | For |
Walt Disney | DIS | 254687106 | 8-Mar-18 | Election of director: Aylwin B. Lewis | MGMT | Y | For | For |
Walt Disney | DIS | 254687106 | 8-Mar-18 | Election of director: Mark G. Parker | MGMT | Y | For | For |
Walt Disney | DIS | 254687106 | 8-Mar-18 | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for 2018. | MGMT | Y | For | For |
Walt Disney | DIS | 254687106 | 8-Mar-18 | To approve material terms of performance goals under the Amended and Restated 2002 Executive Performance Plan. | MGMT | Y | For | For |
Walt Disney | DIS | 254687106 | 8-Mar-18 | To approve the advisory resolution on executive compensation. | MGMT | Y | For | For |
Walt Disney | DIS | 254687106 | 8-Mar-18 | To approve the shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | MGMT | Y | Against | Against |
Walt Disney | DIS | 254687106 | 8-Mar-18 | To approve the shareholder proposal requesting the Board to amend the Company's bylaws relating to proxy access to increase the number of permitted nominees, remove the limit on aggregating shares to meet the shareholding requirement, and remove the limitation on renomination of persons based on votes in a prior election. | shareholder | Y | Against | Against |
Oaktree Strategic Income Corporation | OCSI | 67402D104 | 6-Apr-18 | Marc H. Gamsin | MGMT | Y | For | For |
Oaktree Strategic Income Corporation | OCSI | 67402D104 | 6-Apr-18 | Craig Jacobson | MGMT | Y | For | For |
Oaktree Strategic Income Corporation | OCSI | 67402D104 | 6-Apr-18 | To ratify the appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending September 30, 2018 | MGMT | Y | For | For |
Ciena Corporation | CIEN | 171779309 | 3-Apr-18 | Election of Class III Director: Bruce L. Claflin | MGMT | Y | For | For |
Ciena Corporation | CIEN | 171779309 | 3-Apr-18 | Election of Class III Director: Patrick T. Gallagher | MGMT | Y | For | For |
Ciena Corporation | CIEN | 171779309 | 3-Apr-18 | Election of Class III Director: T. Michael Nevens | MGMT | Y | For | For |
Ciena Corporation | CIEN | 171779309 | 3-Apr-18 | Election of Class II Director: William D. Fathers | MGMT | Y | For | For |
Ciena Corporation | CIEN | 171779309 | 3-Apr-18 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending October 31, 2018. | MGMT | Y | For | For |
Ciena Corporation | CIEN | 171779309 | 3-Apr-18 | Advisory vote on our named executive officer compensation, as described in these proxy materials. | MGMT | Y | For | For |
PFIZER | PFE | 717081103 | 26-Apr-18 | Election of Director: Dennis A. Ausiello | MGMT | Y | For | For |
PFIZER | PFE | 717081103 | 26-Apr-18 | Election of Director: Ronald E. Blaylock | MGMT | Y | For | For |
PFIZER | PFE | 717081103 | 26-Apr-18 | Election of Director: Albert Bourla | MGMT | Y | For | For |
PFIZER | PFE | 717081103 | 26-Apr-18 | Election of Director: W. Don Cornwell | MGMT | Y | For | For |
PFIZER | PFE | 717081103 | 26-Apr-18 | Election of Director: Joseph J. Echevarria | MGMT | Y | For | For |
PFIZER | PFE | 717081103 | 26-Apr-18 | Election of Director: Helen H. Hobbs | MGMT | Y | For | For |
PFIZER | PFE | 717081103 | 26-Apr-18 | Election of Director: James M. Kilts | MGMT | Y | For | For |
PFIZER | PFE | 717081103 | 26-Apr-18 | Election of Director: Dan R. Littman | MGMT | Y | For | For |
PFIZER | PFE | 717081103 | 26-Apr-18 | Election of Director: Shantanu Narayen | MGMT | Y | For | For |
PFIZER | PFE | 717081103 | 26-Apr-18 | Election of Director: Suzanne Nora Johnson | MGMT | Y | For | For |
PFIZER | PFE | 717081103 | 26-Apr-18 | Election of Director: Ian C. Read | MGMT | Y | For | For |
PFIZER | PFE | 717081103 | 26-Apr-18 | Election of Director: James C. Smith | MGMT | Y | For | For |
PFIZER | PFE | 717081103 | 26-Apr-18 | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2018 | MGMT | Y | For | For |
PFIZER | PFE | 717081103 | 26-Apr-18 | 2018 Advisory approval of executive compensation | MGMT | Y | For | For |
PFIZER | PFE | 717081103 | 26-Apr-18 | Approval of the Pfizer Inc. French Sub-Plan under the 2014 Stock Plan | MGMT | Y | For | For |
PFIZER | PFE | 717081103 | 26-Apr-18 | Shareholder proposal regarding right to act by written consent | shareholder | Y | Against | Against |
PFIZER | PFE | 717081103 | 26-Apr-18 | Shareholder proposal regarding independent chair policy | shareholder | Y | Against | Against |
PFIZER | PFE | 717081103 | 26-Apr-18 | Shareholder proposal regarding report on lobbying activities | shareholder | Y | Against | Against |
BANK OF AMERICA | BAC | 60505 10 4 | 25-Apr-18 | Election of Director: Sharon L. Allen | MGMT | Y | For | For |
BANK OF AMERICA | BAC | 60505 10 4 | 25-Apr-18 | Election of Director: Susan S. Bies | MGMT | Y | For | For |
BANK OF AMERICA | BAC | 60505 10 4 | 25-Apr-18 | Election of Director: Jack O. Bovender, Jr. | MGMT | Y | For | For |
BANK OF AMERICA | BAC | 60505 10 4 | 25-Apr-18 | Election of Director: Frank P. Bramble, S | MGMT | Y | For | For |
BANK OF AMERICA | BAC | 60505 10 4 | 25-Apr-18 | Election of Director: Pierre J. P. de Weck | MGMT | Y | For | For |
BANK OF AMERICA | BAC | 60505 10 4 | 25-Apr-18 | Election of Director: Arnold W. Donald | MGMT | Y | For | For |
BANK OF AMERICA | BAC | 60505 10 4 | 25-Apr-18 | Election of Director: Linda P. Hudson | MGMT | Y | For | For |
BANK OF AMERICA | BAC | 60505 10 4 | 25-Apr-18 | Election of Director: Monica C. Lozano | MGMT | Y | For | For |
BANK OF AMERICA | BAC | 60505 10 4 | 25-Apr-18 | Election of Director: Thomas J. May | MGMT | Y | For | For |
BANK OF AMERICA | BAC | 60505 10 4 | 25-Apr-18 | Election of Director: Brian T. Moynihan | MGMT | Y | For | For |
BANK OF AMERICA | BAC | 60505 10 4 | 25-Apr-18 | Election of Director: Lionel L. Nowell, III | MGMT | Y | For | For |
BANK OF AMERICA | BAC | 60505 10 4 | 25-Apr-18 | Election of Director: Michael D. White | MGMT | Y | For | For |
BANK OF AMERICA | BAC | 60505 10 4 | 25-Apr-18 | Election of Director: Thomas D. Woods | MGMT | Y | For | For |
BANK OF AMERICA | BAC | 60505 10 4 | 25-Apr-18 | Election of Director: R. David Yost | MGMT | Y | For | For |
BANK OF AMERICA | BAC | 60505 10 4 | 25-Apr-18 | Election of Director: Maria T. Zuber | MGMT | Y | For | For |
BANK OF AMERICA | BAC | 60505 10 4 | 25-Apr-18 | Approving Our Executive Compensation (an Advisory, Non-binding "Say on Pay" Resolution) | MGMT | Y | For | For |
BANK OF AMERICA | BAC | 60505 10 4 | 25-Apr-18 | Ratifying the Appointment of Our Independent Registered Public Accounting Firm for 2018 | MGMT | Y | For | For |
BANK OF AMERICA | BAC | 60505 10 4 | 25-Apr-18 | Stockholder Proposal - Independent Board Chairman | shareholder | Y | Against | Against |
IBM | IBM | 459200 | 24-Apr-18 | Election of Director for a Term of One Year: K.I. Chenault | MGMT | Y | For | For |
IBM | IBM | 459200 | 24-Apr-18 | Election of Director for a Term of One Year: M.L. Eskew | MGMT | Y | For | For |
IBM | IBM | 459200 | 24-Apr-18 | Election of Director for a Term of One Year: D.N. Farr | MGMT | Y | For | For |
IBM | IBM | 459200 | 24-Apr-18 | Election of Director for a Term of One Year: A. Gorsky | MGMT | Y | For | For |
IBM | IBM | 459200 | 24-Apr-18 | Election of Director for a Term of One Year: S.A. Jackson | MGMT | Y | For | For |
IBM | IBM | 459200 | 24-Apr-18 | Election of Director for a Term of One Year: A.N. Liveris | MGMT | Y | For | For |
IBM | IBM | 459200 | 24-Apr-18 | Election of Director for a Term of One Year: H.S. Olayan | MGMT | Y | For | For |
IBM | IBM | 459200 | 24-Apr-18 | Election of Director for a Term of One Year: J.W. Owens | MGMT | Y | For | For |
IBM | IBM | 459200 | 24-Apr-18 | Election of Director for a Term of One Year: V.M. Rometty | MGMT | Y | For | For |
IBM | IBM | 459200 | 24-Apr-18 | Election of Director for a Term of One Year: J.R. Swedish | MGMT | Y | For | For |
IBM | IBM | 459200 | 24-Apr-18 | Election of Director for a Term of One Year: S. Taurel | MGMT | Y | For | For |
IBM | IBM | 459200 | 24-Apr-18 | Election of Director for a Term of One Year: P.R. Voser | MGMT | Y | For | For |
IBM | IBM | 459200 | 24-Apr-18 | Election of Director for a Term of One Year: F.H. Waddell | MGMT | Y | For | For |
IBM | IBM | 459200 | 24-Apr-18 | Ratification of Appointment of Independent Registered Public Accounting Firm | MGMT | Y | Against | Against |
IBM | IBM | 459200 | 24-Apr-18 | Advisory Vote on Executive Compensation | MGMT | Y | For | For |
IBM | IBM | 459200 | 24-Apr-18 | Stockholder Proposal on Lobbying Disclosure | shareholder | Y | For | For |
IBM | IBM | 459200 | 24-Apr-18 | Stockholder Proposal on Shareholder Ability to Call a Special Shareholder Meeting | shareholder | Y | For | For |
IBM | IBM | 459200 | 24-Apr-18 | Stockholder Proposal to Have an Independent Board Chairman | shareholder | Y | For | For |
Frontier Communications | FTR | 35906A 10 8 | 9-May-18 | Election of Director: Leroy T. Barnes, Jr. | MGMT | Y | For | For |
Frontier Communications | FTR | 35906A 10 8 | 9-May-18 | Election of Director: Peter C.B. Bynoe | MGMT | Y | For | For |
Frontier Communications | FTR | 35906A 10 8 | 9-May-18 | Election of Director: Edward Fraioli | MGMT | Y | For | For |
Frontier Communications | FTR | 35906A 10 8 | 9-May-18 | Election of Director: Daniel J. McCarthy | MGMT | Y | For | For |
Frontier Communications | FTR | 35906A 10 8 | 9-May-18 | Election of Director: Pamela D.A. Reeve | MGMT | Y | For | For |
Frontier Communications | FTR | 35906A 10 8 | 9-May-18 | Election of Director: Virginia P. Ruesterholz | MGMT | Y | For | For |
Frontier Communications | FTR | 35906A 10 8 | 9-May-18 | Election of Director: Howard L. Schrott | MGMT | Y | For | For |
Frontier Communications | FTR | 35906A 10 8 | 9-May-18 | Election of Director: Mark Shapiro | MGMT | Y | For | For |
Frontier Communications | FTR | 35906A 10 8 | 9-May-18 | To consider and vote upon an advisory proposal on executive compensation. | MGMT | Y | For | For |
Frontier Communications | FTR | 35906A 10 8 | 9-May-18 | To ratify the selection of KPMG LLP as our independent registered public accounting firm for 2018. | MGMT | Y | Against | Against |
City Office Reit | CIO | 178587101 | 3-May-18 | Election of Director for one-year term: John McLernon | MGMT | Y | For | For |
City Office Reit | CIO | 178587101 | 3-May-18 | Election of Director for one-year term: James Farrar | MGMT | Y | For | For |
City Office Reit | CIO | 178587101 | 3-May-18 | Election of Director for one-year term: William Flatt | MGMT | Y | For | For |
City Office Reit | CIO | 178587101 | 3-May-18 | Election of Director for one-year term: Mark Murski | MGMT | Y | For | For |
City Office Reit | CIO | 178587101 | 3-May-18 | Election of Director for one-year term: Stephen Shraiberg | MGMT | Y | For | For |
City Office Reit | CIO | 178587101 | 3-May-18 | Election of Director for one-year term: John Sweet | MGMT | Y | For | For |
City Office Reit | CIO | 178587101 | 3-May-18 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS CITY OFFICE REIT, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2018. | MGMT | Y | Against | Against |
Coke cola | KO | 191216 10 0 | 25-Apr-18 | Election of Director: Herbert A. Allen | MGMT | Y | Against | Against |
Coke cola | KO | 191216 10 0 | 25-Apr-18 | Election of Director: Ronald W. Allen | MGMT | Y | Against | Against |
Coke cola | KO | 191216 10 0 | 25-Apr-18 | Election of Director: Marc Bolland | MGMT | Y | Against | Against |
Coke cola | KO | 191216 10 0 | 25-Apr-18 | Election of Director: Ana Botin | MGMT | Y | Against | Against |
Coke cola | KO | 191216 10 0 | 25-Apr-18 | Election of Director: Richard M. Daley | MGMT | Y | Against | Against |
Coke cola | KO | 191216 10 0 | 25-Apr-18 | Election of Director: Christopher C. Davis | MGMT | Y | Against | Against |
Coke cola | KO | 191216 10 0 | 25-Apr-18 | Election of Director: Barry Diller | MGMT | Y | Against | Against |
Coke cola | KO | 191216 10 0 | 25-Apr-18 | Election of Director: Helene D. Gayle | MGMT | Y | Against | Against |
Coke cola | KO | 191216 10 0 | 25-Apr-18 | Election of Director: Alexis M. Herman | MGMT | Y | Against | Against |
Coke cola | KO | 191216 10 0 | 25-Apr-18 | Election of Director: Muhtar Kent | MGMT | Y | Against | Against |
Coke cola | KO | 191216 10 0 | 25-Apr-18 | Election of Director: Robert A. Kotick | MGMT | Y | Against | Against |
Coke cola | KO | 191216 10 0 | 25-Apr-18 | Election of Director: Maria Elena Lagomasino | MGMT | Y | Against | Against |
Coke cola | KO | 191216 10 0 | 25-Apr-18 | Election of Director: Sam Nunn | MGMT | Y | Against | Against |
Coke cola | KO | 191216 10 0 | 25-Apr-18 | Election of Director: James Quincey | MGMT | Y | Against | Against |
Coke cola | KO | 191216 10 0 | 25-Apr-18 | Election of Director: Caroline J. Tsay | MGMT | Y | Against | Against |
Coke cola | KO | 191216 10 0 | 25-Apr-18 | Election of Director: David B. Weinberg | MGMT | Y | Against | Against |
Coke cola | KO | 191216 10 0 | 25-Apr-18 | Advisory vote to approve executive compensation | MGMT | Y | Against | Against |
Coke cola | KO | 191216 10 0 | 25-Apr-18 | Ratification of the appointment of Ernst & Young LLP as Independent Auditors | MGMT | Y | Against | Against |
Pepsico | PEP | 713448108 | 2-May-18 | Election of Director: Shona L. Brown | MGMT | Y | For | For |
Pepsico | PEP | 713448108 | 2-May-18 | Election of Director: George W. Buckley | MGMT | Y | For | For |
Pepsico | PEP | 713448108 | 2-May-18 | Election of Director: Cesar Conde | MGMT | Y | For | For |
Pepsico | PEP | 713448108 | 2-May-18 | Election of Director: Ian M. Cook | MGMT | Y | For | For |
Pepsico | PEP | 713448108 | 2-May-18 | Election of Director: Dina Dublon | MGMT | Y | For | For |
Pepsico | PEP | 713448108 | 2-May-18 | Election of Director: Richard W. Fisher | MGMT | Y | For | For |
Pepsico | PEP | 713448108 | 2-May-18 | Election of Director: William R. Johnson | MGMT | Y | For | For |
Pepsico | PEP | 713448108 | 2-May-18 | Election of Director: Indra K. Nooyi | MGMT | Y | For | For |
Pepsico | PEP | 713448108 | 2-May-18 | Election of Director: David C. Page | MGMT | Y | For | For |
Pepsico | PEP | 713448108 | 2-May-18 | Election of Director: Robert C. Pohlad | MGMT | Y | For | For |
Pepsico | PEP | 713448108 | 2-May-18 | Election of Director: Daniel Vasella | MGMT | Y | For | For |
Pepsico | PEP | 713448108 | 2-May-18 | Election of Director: Darren Walker | MGMT | Y | For | For |
Pepsico | PEP | 713448108 | 2-May-18 | Election of Director: Alberto Weisser | MGMT | Y | For | For |
Pepsico | PEP | 713448108 | 2-May-18 | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2018. | MGMT | Y | Against | Against |
Pepsico | PEP | 713448108 | 2-May-18 | Advisory approval of the Company's executive compensation. | MGMT | Y | For | For |
Pepsico | PEP | 713448108 | 2-May-18 | Special shareowner meeting improvement. | MGMT | Y | For | For |
Officedepot | ODP | 676220 10 6 | | Election of Director: Gerry P. Smith | MGMT | Y | For | For |
Officedepot | ODP | 676220 10 6 | 4-May-18 | Election of Director: Kristin A. Campbell | MGMT | Y | For | For |
Officedepot | ODP | 676220 10 6 | 4-May-18 | Election of Director: Cynthia T. Jamison | MGMT | Y | For | For |
Officedepot | ODP | 676220 10 6 | 4-May-18 | Election of Director: V. James Marino | MGMT | Y | For | For |
Officedepot | ODP | 676220 10 6 | 4-May-18 | Election of Director: Francesca Ruiz de Luzuriaga | MGMT | Y | For | For |
Officedepot | ODP | 676220 10 6 | 4-May-18 | Election of Director: David M. Szymanski | MGMT | Y | For | For |
Officedepot | ODP | 676220 10 6 | 4-May-18 | Election of Director: Nigel Travis | MGMT | Y | For | For |
Officedepot | ODP | 676220 10 6 | 4-May-18 | Election of Director: Joseph S. Vassalluzzo | MGMT | Y | For | For |
Officedepot | ODP | 676220 10 6 | 4-May-18 | Proposal to ratify the appointment by Office Depot, Inc.'s audit committee of Deloitte & Touche LLP as Office Depot, Inc.'s independent registered public accounting firm for the current year. | MGMT | Y | Against | Against |
Officedepot | ODP | 676220 10 6 | 4-May-18 | Proposal to hold an advisory vote approving Office Depot, Inc.'s executive compensation. | MGMT | Y | For | For |
United Parcel Service Inc | UPS | 911312 10 6 | 10-May-18 | Election of Director: David P. Abney | MGMT | Y | For | For |
United Parcel Service Inc | UPS | 911312 10 6 | 10-May-18 | Election of Director: Rodney C. Adkins | MGMT | Y | For | For |
United Parcel Service Inc | UPS | 911312 10 6 | 10-May-18 | Election of Director: Michael J. Burns | MGMT | Y | For | For |
United Parcel Service Inc | UPS | 911312 10 6 | 10-May-18 | Election of Director: William R. Johnson | MGMT | Y | For | For |
United Parcel Service Inc | UPS | 911312 10 6 | 10-May-18 | Election of Director: Candace Kendle | MGMT | Y | For | For |
United Parcel Service Inc | UPS | 911312 10 6 | 10-May-18 | Election of Director: Ann M. Livermore | MGMT | Y | For | For |
United Parcel Service Inc | UPS | 911312 10 6 | 10-May-18 | Election of Director: Rudy H.P. Markham | MGMT | Y | For | For |
United Parcel Service Inc | UPS | 911312 10 6 | 10-May-18 | Election of Director: Franck J. Moison | MGMT | Y | For | For |
United Parcel Service Inc | UPS | 911312 10 6 | 10-May-18 | Election of Director: Clark T. Randt, Jr. | MGMT | Y | For | For |
United Parcel Service Inc | UPS | 911312 10 6 | 10-May-18 | Election of Director: Christiana Smith Shi | MGMT | Y | For | For |
United Parcel Service Inc | UPS | 911312 10 6 | 10-May-18 | Election of Director: John T. Stankey | MGMT | Y | For | For |
United Parcel Service Inc | UPS | 911312 10 6 | 10-May-18 | Election of Director: Carol B. Tome | MGMT | Y | For | For |
United Parcel Service Inc | UPS | 911312 10 6 | 10-May-18 | Election of Director: Kevin M. Warsh | MGMT | Y | For | For |
United Parcel Service Inc | UPS | 911312 10 6 | 10-May-18 | To approve the 2018 Omnibus Incentive Compensation Plan. | MGMT | Y | For | For |
United Parcel Service Inc | UPS | 911312 10 6 | 10-May-18 | To ratify the appointment of Deloitte & Touche LLP as UPS's independent registered public accounting firm for the year ending December 31, 2018. | MGMT | Y | Against | Against |
United Parcel Service Inc | UPS | 911312 10 6 | 10-May-18 | To prepare an annual report on lobbying activities. | MGMT | Y | For | For |
United Parcel Service Inc | UPS | 911312 10 6 | 10-May-18 | To reduce the voting power of class A stock from 10 votes per share to one vote per share. | MGMT | Y | Against | Against |
United Parcel Service Inc | UPS | 911312 10 6 | 10-May-18 | To integrate sustainability metrics into executive compensation. | MGMT | Y | For | For |
Wellsfargo | WFC | 949746 10 1 | 24-Apr-18 | Election of Director: John D. Baker II | MGMT | Y | Against | Against |
Wellsfargo | WFC | 949746 10 1 | 24-Apr-18 | Election of Director: Celeste A. Clark | MGMT | Y | Against | Against |
Wellsfargo | WFC | 949746 10 1 | 24-Apr-18 | Election of Director: Theodore F. Craver, Jr. | MGMT | Y | Against | Against |
Wellsfargo | WFC | 949746 10 1 | 24-Apr-18 | Election of Director: Elizabeth A. Duke | MGMT | Y | Against | Against |
Wellsfargo | WFC | 949746 10 1 | 24-Apr-18 | Election of Director: Donald M. James | MGMT | Y | Against | Against |
Wellsfargo | WFC | 949746 10 1 | 24-Apr-18 | Election of Director: Maria R. Morris | MGMT | Y | Against | Against |
Wellsfargo | WFC | 949746 10 1 | 24-Apr-18 | Election of Director: Karen B. Peetz | MGMT | Y | Against | Against |
Wellsfargo | WFC | 949746 10 1 | 24-Apr-18 | Election of Director: Juan A. Pujadas | MGMT | Y | Against | Against |
Wellsfargo | WFC | 949746 10 1 | 24-Apr-18 | Election of Director: James H. Quigley | MGMT | Y | Against | Against |
Wellsfargo | WFC | 949746 10 1 | 24-Apr-18 | Election of Director: Ronald L. Sargent | MGMT | Y | Against | Against |
Wellsfargo | WFC | 949746 10 1 | 24-Apr-18 | Election of Director: Timothy J. Sloan | MGMT | Y | Against | Against |
Wellsfargo | WFC | 949746 10 1 | 24-Apr-18 | Election of Director: Suzanne M. Vautrinot | MGMT | Y | Against | Against |
Wellsfargo | WFC | 949746 10 1 | 24-Apr-18 | Advisory resolution to approve executive compensation. | MGMT | Y | Against | Against |
Wellsfargo | WFC | 949746 10 1 | 24-Apr-18 | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2018. | MGMT | Y | Against | Against |
Wellsfargo | WFC | 949746 10 1 | 24-Apr-18 | Shareholder Proposal - Special Shareowner Meetings. | shareholder | Y | For | For |
Wellsfargo | WFC | 949746 10 1 | 24-Apr-18 | Shareholder Proposal - Reform Executive Compensation Policy with Social Responsibility. | shareholder | Y | For | For |
Wellsfargo | WFC | 949746 10 1 | 24-Apr-18 | Shareholder Proposal - Report on Incentive Compensation and Risks of Material Losses. | shareholder | Y | For | For |
Olin Corporation | OLN | 680665 20 5 | 26-Apr-18 | Election of director: Donald W. Bogus | MGMT | Y | For | For |
Olin Corporation | OLN | 680665 20 5 | 26-Apr-18 | Election of director: Earl L. Shipp | MGMT | Y | For | For |
Olin Corporation | OLN | 680665 20 5 | 26-Apr-18 | Election of director: Vincent J. Smith | MGMT | Y | For | For |
Olin Corporation | OLN | 680665 20 5 | 26-Apr-18 | Election of director: Carol A. Williams | MGMT | Y | For | For |
Olin Corporation | OLN | 680665 20 5 | 26-Apr-18 | Approval of the Olin Corporation 2018 Long Term Incentive Plan. | MGMT | Y | For | For |
Olin Corporation | OLN | 680665 20 5 | 26-Apr-18 | Advisory vote to approve named executive officer compensation. | MGMT | Y | For | For |
Olin Corporation | OLN | 680665 20 5 | 26-Apr-18 | Ratification of appointment of independent registered public accounting firm. | MGMT | Y | For | For |
Eli Lilly and Company | LLY | 532457 10 8 | 7-May-18 | Election of Director: K. Baicker | MGMT | Y | For | For |
Eli Lilly and Company | LLY | 532457 10 8 | 7-May-18 | Election of Director: J. E. Fyrwald | MGMT | Y | For | For |
Eli Lilly and Company | LLY | 532457 10 8 | 7-May-18 | Election of Director: J. Jackson | MGMT | Y | For | For |
Eli Lilly and Company | LLY | 532457 10 8 | 7-May-18 | Election of Director: E. R. Marram | MGMT | Y | For | For |
Eli Lilly and Company | LLY | 532457 10 8 | 7-May-18 | Election of Director: J. P. Tai | MGMT | Y | For | For |
Eli Lilly and Company | LLY | 532457 10 8 | 7-May-18 | Approval, by non-binding vote, of the compensation paid to the company's named executive officers. | MGMT | Y | For | For |
Eli Lilly and Company | LLY | 532457 10 8 | 7-May-18 | Ratification of Ernst & Young LLP as the principal independent auditor for 2018. | MGMT | Y | Against | Against |
Eli Lilly and Company | LLY | 532457 10 8 | 7-May-18 | Approve amendments to the Articles of Incorporation to eliminate the classified board structure. | MGMT | Y | Against | Against |
Eli Lilly and Company | LLY | 532457 10 8 | 7-May-18 | Approve amendments to the Articles of Incorporation to eliminate supermajority voting provisions. | MGMT | Y | Against | Against |
Eli Lilly and Company | LLY | 532457 10 8 | 7-May-18 | Approve the Amended and Restated 2002 Lilly Stock Plan. | MGMT | Y | Against | Against |
Eli Lilly and Company | LLY | 532457 10 8 | 7-May-18 | Shareholder proposal seeking support for the descheduling of cannabis. | shareholder | Y | Against | Against |
Eli Lilly and Company | LLY | 532457 10 8 | 7-May-18 | Shareholder proposal requesting report regarding direct and indirect political contributions. | shareholder | Y | Against | Against |
Eli Lilly and Company | LLY | 532457 10 8 | 7-May-18 | Shareholder proposal requesting report on policies and practices regarding contract animal laboratories. | shareholder | Y | Against | Against |
Owens and Minor Inc | OMI | 690732102 | 8-May-18 | Election of Director: Stuart M. Essig | MGMT | Y | For | For |
Owens and Minor Inc | OMI | 690732102 | 8-May-18 | Election of Director: John W. Gerdelman | MGMT | Y | For | For |
Owens and Minor Inc | OMI | 690732102 | 8-May-18 | Election of Director: Barbara B. Hill | MGMT | Y | For | For |
Owens and Minor Inc | OMI | 690732102 | 8-May-18 | Election of Director: Lemuel E. Lewis | MGMT | Y | For | For |
Owens and Minor Inc | OMI | 690732102 | 8-May-18 | Election of Director: Martha H. Marsh | MGMT | Y | For | For |
Owens and Minor Inc | OMI | 690732102 | 8-May-18 | Election of Director: Mark F. McGettrick | MGMT | Y | For | For |
Owens and Minor Inc | OMI | 690732102 | 8-May-18 | Election of Director: Eddie N. Moore, Jr. | MGMT | Y | For | For |
Owens and Minor Inc | OMI | 690732102 | 8-May-18 | Election of Director: P. Cody Phipps | MGMT | Y | For | For |
Owens and Minor Inc | OMI | 690732102 | 8-May-18 | Election of Director: Robert C. Sledd | MGMT | Y | For | For |
Owens and Minor Inc | OMI | 690732102 | 8-May-18 | Election of Director: Anne Marie Whittemore | MGMT | Y | For | For |
Owens and Minor Inc | OMI | 690732102 | 8-May-18 | Vote to approve the Owens & Minor, Inc. 2018 Stock Incentive Plan. | MGMT | Y | For | For |
Owens and Minor Inc | OMI | 690732102 | 8-May-18 | Vote to ratify KPMG LLP as the Company's independent public accounting firm for 2018. | MGMT | Y | Against | Against |
Owens and Minor Inc | OMI | 690732102 | 8-May-18 | Advisory vote to approve executive compensation. | MGMT | Y | For | For |
SELECT INCOME REIT | SIR | 81618T | 16-May-18 | Election of Trustee: William A. Lamkin (Independent Trustee in Class III) | MGMT | Y | For | For |
SELECT INCOME REIT | SIR | 81618T | 16-May-18 | Advisory vote to approve executive compensation | MGMT | Y | For | For |
SELECT INCOME REIT | SIR | 81618T | 16-May-18 | Ratification of the appointment of Ernst & Young LLP as independent auditors to serve for the 2018 fiscal year. | MGMT | Y | For | For |
SELECT INCOME REIT | SIR | 81618T | 16-May-18 | Election of Trustee: William A. Lamkin (Independent Trustee in Class III) | MGMT | Y | For | For |
SELECT INCOME REIT | SIR | 81618T | 16-May-18 | Advisory vote to approve executive compensation | MGMT | Y | For | For |
SELECT INCOME REIT | SIR | 81618T | 16-May-18 | Ratification of the appointment of Ernst & Young LLP as independent auditors to serve for the 2018 fiscal year. | MGMT | Y | For | For |
Independence Realty Trust Inc | IRT | 45378A | 17-May-18 | ELECTION OF DIRECTOR: Scott F. Schaeffer | MGMT | Y | For | For |
Independence Realty Trust Inc | IRT | 45378A | 17-May-18 | ELECTION OF DIRECTOR: William C. Dunkelberg | MGMT | Y | For | For |
Independence Realty Trust Inc | IRT | 45378A | 17-May-18 | ELECTION OF DIRECTOR: Richard D. Gebert | MGMT | Y | For | For |
Independence Realty Trust Inc | IRT | 45378A | 17-May-18 | ELECTION OF DIRECTOR: Melinda H. McClure | MGMT | Y | For | For |
Independence Realty Trust Inc | IRT | 45378A | 17-May-18 | ELECTION OF DIRECTOR: Mack D. Pridgen III | MGMT | Y | For | For |
Independence Realty Trust Inc | IRT | 45378A | 17-May-18 | ELECTION OF DIRECTOR: Richard H. Ross | MGMT | Y | For | For |
Independence Realty Trust Inc | IRT | 45378A | 17-May-18 | ELECTION OF DIRECTOR: DeForest B. Soaries, Jr. | MGMT | Y | For | For |
Independence Realty Trust Inc | IRT | 45378A 10 6 | 17-May-18 | PROPOSAL TO APPROVE THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2018 FISCAL YEAR. | MGMT | Y | Against | Against |
Whitestone REIT | WSR | 966084204 | 17-May-18 | ELECTION OF DIRECTORS: Jack L. Mahaffery, James C. Mastandrea, and Nandita V. Berry | MGMT | Y | For | For |
Whitestone REIT | WSR | 966084204 | 17-May-18 | ELECTION OF DIRECTORS: Jack L. Mahaffery, James C. Mastandrea, and Nandita V. Berry | MGMT | Y | For | For |
CentuaryLink, INC | CTL | 156700 10 6 | 23-May-18 | Election of Directors, Martha H. Bejar, Virginia Boulet, Peter C. Brown ,Kevin P. Chilton, Steven T. Clontz, T. Michael Glenn, W. Bruce Hanks, Mary L. Landrieu, Harvey P. Perry, Glen F. Post, III, Michael J. Roberts, Laurie A. Siegel, Jeffrey K. Storey | MGMT | Y | For | For |
CentuaryLink, INC | CTL | 156700 10 6 | 23-May-18 | Ratification of the appointment of KPMG LLP as independent auditor for 2018, Approve 2018 Equity Incentive Plan, Advisory Vote to approve executive compensation | MGMT | Y | For | For |
CentuaryLink, INC | CTL | 156700 10 6 | 23-May-18 | Shareholder proposal regarding lobbying activities, and billing practices. | shareholder | Y | Against | Against |
Merck & CO., INC | MRK | 58933Y 10 5 | 22-May-18 | Election of Directors, Leslie A. Brun, Thomas R. Cech, Pamela J. Craig, Kenneth C. Frazier, Thomas H. Glocer, Rochelle B. Lazarus, John H. Noseworthy, Paul B. Rothman, Patricia F. Russo, Craig B. Thompson, Inge G. Thulin, Wendell P. Weeks, Peter C. Wendell | MGMT | Y | For | For |
Merck & CO., INC | MRK | 58933Y 10 5 | 22-May-18 | Non-binding advisory vote to approve the compensation of named executive officers | MGMT | Y | For | For |
Merck & CO., INC | MRK | 58933Y 10 5 | 22-May-18 | Ratification of the appointment of the Company's independent registered public accounting firm for 2018. | MGMT | Y | For | For |
Merck & CO., INC | MRK | 58933Y 10 5 | 22-May-18 | Shareholder proposal concerning shareholders' right to act by written consent. | shareholder | Y | Against | Against |
LOWE'S COMPANIES, INC. | LOW | 548661107 | 1-Jun-18 | DIRECTOR Raul Alvarez, David H. Batchelder, Angela F. Braly, Sandra B. Cochran, Laurie Z. Douglas, Richard W. Dreiling, Marshall O. Larsen, James H. Morgan, Robert A. Niblock, Brian C. Rogers, Bertram L. Scott, Lisa W. Wardell, Eric C. Wiseman | MGMT | Y | For | For |
LOWE'S COMPANIES, INC. | LOW | 548661107 | 1-Jun-18 | Advisory vote to approve Lowe's named executive officer compensation in fiscal 2017. | MGMT | Y | For | For |
LOWE'S COMPANIES, INC. | LOW | 548661107 | 1-Jun-18 | Ratification of the appointment of Deloitte & Touche LLP as Lowe's independent registered public accounting firm for fiscal 2018. | MGMT | Y | For | For |
LOWE'S COMPANIES, INC. | LOW | 548661107 | 1-Jun-18 | Shareholder proposal to reduce the threshold to call special shareholder meetings to 10% of outstanding shares. | shareholder | Y | Against | Against |
ALERIAN MLP ETF | AMLP | 00162Q | 29-Jun-18 | To approve a new investment advisory agreement between the Trust, on behalf of each Fund, and ALPS Advisors. | MGMT | Y | For | For |
ALERIAN MLP ETF | AMLP | 00162Q | 29-Jun-18 | To approve a proposal that would authorize ALPS Advisors to enter into and materially amend sub-advisory agreements in the future with wholly-owned sub-advisers and unaffiliated sub- advisers, with the approval of the Board of Trustees of the Trust, but without obtaining additional Shareholder approval. | MGMT | Y | For | For |
NEW SENIOR INVESTMENT GROUP INC | SNR | 648691103 | 11-Jun-18 | DIRECTOR: Virgis W. Colbert, C. van der H. Holstein | MGMT | Y | For | For |
NEW SENIOR INVESTMENT GROUP INC | SNR | 648691103 | 11-Jun-18 | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for New Senior Investment Group Inc. for fiscal year 2018. | MGMT | Y | For | For |
NEW SENIOR INVESTMENT GROUP INC | SNR | 648691103 | 11-Jun-18 | Non-binding stockholder proposal to adopt "majority voting" in uncontested elections of directors. | MGMT | Y | Abstain | Abstain |
TARGET CORPORATION | TGT | 87612e106 | | Election of Director: Roxanne S. Austin, Douglas M. Baker, Jr., Brian C. Cornell, Calvin Darden, Henrique De Castro, Robert L. Edwards, Melanie L. Healey, Donald R. Knauss, Monica C. Lozano, Mary E. Minnick, Kenneth L. Salazar, Dmitri L. Stockton | MGMT | Y | For | For |
TARGET CORPORATION | TGT | 87612e106 | 13-Jun-18 | Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | MGMT | Y | For | For |
TARGET CORPORATION | TGT | 87612e106 | 13-Jun-18 | Company proposal to approve, on an advisory basis, our executive compensation ("Say on Pay"). | MGMT | Y | For | For |
TARGET CORPORATION | TGT | 87612e106 | 13-Jun-18 | Shareholder proposal to adopt a policy for an independent chairman. | shareholder | Y | Abstain | Abstain |
ARLINGTON ASSET INVESTMENT CORP | AI | 41356 20 5 | 14-Jun-18 | Election of Director: Eric F. Billings, Daniel J. Altobello, Daniel E. Berce, David W. Faeder, Peter A. Gallagher, Ralph S. Michael, III, Anthony P. Nader, III, J. Rock Tonkel, Jr. | MGMT | Y | For | For |
ARLINGTON ASSET INVESTMENT CORP | AI | 41356 20 5 | 14-Jun-18 | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2018. | MGMT | Y | For | For |
ARLINGTON ASSET INVESTMENT CORP | AI | 41356 20 5 | 14-Jun-18 | Advisory approval of the compensation of the Company's executive officers. | MGMT | Y | For | For |
ARLINGTON ASSET INVESTMENT CORP | AI | 41356 20 5 | 14-Jun-18 | To ratify an amendment to the Company's Shareholder Rights Plan. | MGMT | Y | For | For |
Registrant: Mutual Fund Variable Insurance Trust- Catalyst Insider Buying VA Fund | | | | Item 1 |
Investment Company Act file number: 811-05010 | | | | | | | |
Reporting Period: July 1, 2017 through June 30, 2018 | | | | | | | |
| | | | | | | | | | |
N-PX - PROXY VOTING RECORD REQUIREMENTS |
| Company Name | Ticker | CUSIP | Meeting Date | Meeting Type | Description | Proposal Type | Y | Vote Cast | FOR/ Against Mgmt |
1 | AFLAC Incorporated | AFL | 001055 10 2 | 5/7/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
2 | AFLAC Incorporated | AFL | 001055 10 2 | 5/7/2018 | Annual | Non-binding advisory proposal approving the compensation of the named executives | MGMT | Y | FOR | FOR |
3 | AFLAC Incorporated | AFL | 001055 10 2 | 5/7/2018 | Annual | Ratification of the appointment of KPMG LLP as independent registered public accounting firm | MGMT | Y | FOR | FOR |
4 | Altria Group Inc | MO | 02209S 10 3 | 3/26/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
5 | Altria Group Inc | MO | 02209S 10 3 | 3/26/2018 | Annual | Ratification of the Selection of Independent Registered Public Accounting Firm | MGMT | Y | FOR | FOR |
6 | Altria Group Inc | MO | 02209S 10 3 | 3/26/2018 | Annual | Non-Binding Advisory Vote to Approve the Compensation of Altria's Named Executive Officers | MGMT | Y | FOR | FOR |
7 | Altria Group Inc | MO | 02209S 10 3 | 3/26/2018 | Annual | Shareholder Proposal - Reducing and Disclosing Nicotine Levels in Cigarette Brands | shareholder | Y | AGAINST | AGAINST |
8 | Analog Devices Inc | ADI | 326541 05 5 | 1/8/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
9 | Analog Devices Inc | ADI | 326541 05 5 | 1/8/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
10 | Analog Devices Inc | ADI | 326541 05 5 | 1/8/2018 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
11 | Annaly Capital Management Inc | NLY | 035710 40 9 | 3/26/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
12 | Annaly Capital Management Inc | NLY | 035710 40 9 | 3/26/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
13 | Annaly Capital Management Inc | NLY | 035710 40 9 | 3/26/2018 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
14 | Bank of America Corp | BAC | 605051 04 4 | 3/2/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
15 | Bank of America Corp | BAC | 605051 04 4 | 3/2/2018 | Annual | Approve executive compensation | MGMT | Y | FOR | FOR |
16 | Bank of America Corp | BAC | 605051 04 4 | 3/2/2018 | Annual | Ratification of appointment of independent registered public accounting firm | MGMT | Y | FOR | FOR |
17 | Bank of America Corp | BAC | 605051 04 4 | 3/2/2018 | Annual | Independent board chairman | MGMT | Y | AGAINST | AGAINST |
18 | Centene Corp | CNC | 15135B 10 1 | 2/23/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
19 | Centene Corp | CNC | 15135B 10 1 | 2/23/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
20 | Centene Corp | CNC | 15135B 10 1 | 2/23/2018 | Annual | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
21 | Citizens Financial Group Inc | CFG | 174610 10 5 | 3/2/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
22 | Citizens Financial Group Inc | CFG | 174610 10 5 | 3/2/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
23 | Citizens Financial Group Inc | CFG | 174610 10 5 | 3/2/2018 | Annual | Ratify selection of Deloitte & Touche | MGMT | Y | FOR | FOR |
24 | CNA Financial Corp | CAN | 126117 10 0 | 3/2/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
25 | CNA Financial Corp | CAN | 126117 10 0 | 3/2/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
26 | CNA Financial Corp | CAN | 126117 10 0 | 3/2/2018 | Annual | Ratify selection of Deloitte & Touche | MGMT | Y | FOR | FOR |
27 | Constellation Brands Inc | STZ | 21036P 10 8 | 7/17/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
28 | Constellation Brands Inc | STZ | 21036P 10 8 | 7/17/2018 | Annual | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
29 | Constellation Brands Inc | STZ | 21036P 10 8 | 7/17/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
30 | Cooper Cos Inc | COO | 216648 40 2 | 1/23/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
31 | Cooper Cos Inc | COO | 216648 40 2 | 1/23/2018 | Annual | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
32 | Cooper Cos Inc | COO | 216648 40 2 | 1/23/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
33 | Cooper Cos Inc | COO | 216648 40 2 | 1/23/2018 | Annual | Shareholder proposal regarding greenhouse gas emissions report | shareholder | Y | Against | Against |
34 | Darden Restaurants Inc | DRI | 237194 10 5 | 7/25/2017 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
35 | Darden Restaurants Inc | DRI | 237194 10 5 | 7/25/2017 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
36 | Darden Restaurants Inc | DRI | 237194 10 5 | 7/25/2017 | Annual | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
37 | Darden Restaurants Inc | DRI | 237194 10 5 | 7/25/2017 | Annual | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
38 | Darden Restaurants Inc | DRI | 237194 10 5 | 7/25/2017 | Annual | Stockholder proposal to not use antibiotics | shareholder | Y | Against | Against |
39 | DXC Technology Co | DXC | 23355L 10 6 | 6/12/2017 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
40 | DXC Technology Co | DXC | 23355L 10 6 | 6/12/2017 | Annual | Ratify selection of Deloitte & Touche | MGMT | Y | FOR | FOR |
41 | DXC Technology Co | DXC | 23355L 10 6 | 6/12/2017 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
42 | DXC Technology Co | DXC | 23355L 10 6 | 6/12/2017 | Annual | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
43 | DXC Technology Co | DXC | 23355L 10 6 | 6/12/2017 | Annual | Approve omnibus plan | MGMT | Y | FOR | FOR |
44 | eBay Inc | EBAY | 278642 10 3 | 4/4/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
45 | eBay Inc | EBAY | 278642 10 3 | 4/4/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
46 | eBay Inc | EBAY | 278642 10 3 | 4/4/2018 | Annual | Ratify independent registered public accounting firm | MGMT | Y | FOR | FOR |
47 | eBay Inc | EBAY | 278642 10 3 | 4/4/2018 | Annual | Ratification of special meetings provision | MGMT | Y | FOR | FOR |
48 | Edwards Lifesciences Corp | EW | 28176E 10 8 | 5/7/2018 | Annual | Approve all directors | MGMT | Y | For | For |
49 | Edwards Lifesciences Corp | EW | 28176E 10 8 | 5/7/2018 | Annual | Approve executive comp | MGMT | Y | For | For |
50 | Edwards Lifesciences Corp | EW | 28176E 10 8 | 5/7/2018 | Annual | Ratification of appointment of independent registered public accounting firm | MGMT | Y | For | For |
51 | Edwards Lifesciences Corp | EW | 28176E 10 8 | 5/7/2018 | Annual | Advisory vote on a stockholder proposal regarding action by written consent | MGMT | Y | Against | Against |
52 | Fiserv Inc | FISV | 337738 10 8 | 5/23/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
53 | Fiserv Inc | FISV | 337738 10 8 | 5/23/2018 | Annual | To approve the material terms of the performance goals under the Amended and Restated Fiserv, Inc. 2007 Omnibus Incentive Plan | MGMT | Y | FOR | FOR |
54 | Fiserv Inc | FISV | 337738 10 8 | 5/23/2018 | Annual | To approve, on an advisory basis, the compensation of the named executive officers | MGMT | Y | FOR | FOR |
55 | Fiserv Inc | FISV | 337738 10 8 | 5/23/2018 | Annual | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm | MGMT | Y | FOR | FOR |
56 | Fiserv Inc | FISV | 337738 10 8 | 5/23/2018 | Annual | A shareholder proposal requesting the board of directors to adopt a by-law to provide for executive pay confidential voting | shareholder | Y | AGAINST | AGAINST |
57 | HCA Healthcare Inc | HCA | 40412C 10 1 | 3/7/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
58 | HCA Healthcare Inc | HCA | 40412C 10 1 | 3/7/2018 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
59 | HCA Healthcare Inc | HCA | 40412C 10 1 | 3/7/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
60 | HCA Healthcare Inc | HCA | 40412C 10 1 | 3/7/2018 | Annual | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
61 | Home Depot Inc | HD | 437076 10 2 | 3/19/2019 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
62 | Home Depot Inc | HD | 437076 10 2 | 3/19/2019 | Annual | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
63 | Home Depot Inc | HD | 437076 10 2 | 3/19/2019 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
64 | Home Depot Inc | HD | 437076 10 2 | 3/19/2019 | Annual | Semi-annual reports on political contributions | MGMT | Y | AGAINST | AGAINST |
65 | Home Depot Inc | HD | 437076 10 2 | 3/19/2019 | Annual | Shareholder proposal regarding EEO-1 Disclosure | shareholder | Y | AGAINST | AGAINST |
66 | Home Depot Inc | HD | 437076 10 2 | 3/19/2019 | Annual | Shareholder proposal to reduce threshold to call special shareholder meetings | shareholder | Y | AGAINST | AGAINST |
67 | Home Depot Inc | HD | 437076 10 2 | 3/19/2019 | Annual | Compensation clawback policy | MGMT | Y | AGAINST | AGAINST |
68 | IDEXX Laboratories Inc | IDXX | 45168D 10 4 | 3/16/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
69 | IDEXX Laboratories Inc | IDXX | 45168D 10 4 | 3/16/2018 | Annual | Ratify the appointment of PricewaterhouseCoopers LLP | MGMT | Y | FOR | FOR |
70 | IDEXX Laboratories Inc | IDXX | 45168D 10 4 | 3/16/2018 | Annual | Approve stock incentive plan | MGMT | Y | FOR | FOR |
71 | IDEXX Laboratories Inc | IDXX | 45168D 10 4 | 3/16/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
72 | JPMorgan Chase & Co | JPM | 46625H 10 0 | 3/16/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
73 | JPMorgan Chase & Co | JPM | 46625H 10 0 | 3/16/2018 | Annual | Ratification of special meeting provisions | MGMT | Y | FOR | FOR |
74 | JPMorgan Chase & Co | JPM | 46625H 10 0 | 3/16/2018 | Annual | Approve executive compensation | MGMT | Y | FOR | FOR |
75 | JPMorgan Chase & Co | JPM | 46625H 10 0 | 3/16/2018 | Annual | Approve long-term incentive plan | MGMT | Y | FOR | FOR |
76 | JPMorgan Chase & Co | JPM | 46625H 10 0 | 3/16/2018 | Annual | Ratify independent registered public accounting firm | MGMT | Y | FOR | FOR |
77 | JPMorgan Chase & Co | JPM | 46625H 10 0 | 3/16/2018 | Annual | Independent board chairman | MGMT | Y | AGAINST | AGAINST |
78 | JPMorgan Chase & Co | JPM | 46625H 10 0 | 3/16/2018 | Annual | Vesting for government service | MGMT | Y | AGAINST | AGAINST |
79 | JPMorgan Chase & Co | JPM | 46625H 10 0 | 3/16/2018 | Annual | Proposal to report on investments tied to genocide | MGMT | Y | AGAINST | AGAINST |
80 | JPMorgan Chase & Co | JPM | 46625H 10 0 | 3/16/2018 | Annual | Cumulative voting | MGMT | Y | AGAINST | AGAINST |
81 | Marathon Petroleum Corp | MPC | 56585A 10 2 | 2/26/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
82 | Marathon Petroleum Corp | MPC | 56585A 10 2 | 2/26/2018 | Annual | Ratify the appointment of PricewaterhouseCoopers LLP | MGMT | Y | FOR | FOR |
83 | Marathon Petroleum Corp | MPC | 56585A 10 2 | 2/26/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
84 | Marathon Petroleum Corp | MPC | 56585A 10 2 | 2/26/2018 | Annual | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
85 | Marathon Petroleum Corp | MPC | 56585A 10 2 | 2/26/2018 | Annual | Eliminate supermajority voting requirement | MGMT | Y | FOR | FOR |
86 | Marathon Petroleum Corp | MPC | 56585A 10 2 | 2/26/2018 | Annual | Eliminate supermajority voting requirement for directors | MGMT | Y | FOR | FOR |
87 | Marathon Petroleum Corp | MPC | 56585A 10 2 | 2/26/2018 | Annual | Shareholder right to call special meetings | shareholder | Y | AGAINST | AGAINST |
88 | McDonald's Corp | MCD | 580135 10 1 | 5/24/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
89 | McDonald's Corp | MCD | 580135 10 1 | 5/24/2018 | Annual | Approval of executive comp | MGMT | Y | FOR | FOR |
90 | McDonald's Corp | MCD | 580135 10 1 | 5/24/2018 | Annual | Advisory vote to approve the appointment of Ernst & Young LLP as independent auditor | MGMT | Y | FOR | FOR |
91 | McDonald's Corp | MCD | 580135 10 1 | 5/24/2018 | Annual | Advisory vote on a shareholder proposal requesting the ability for shareholders to act by written consent | MGMT | Y | AGAINST | AGAINST |
92 | McDonald's Corp | MCD | 580135 10 1 | 5/24/2018 | Annual | Advisory vote on a shareholder proposal requesting a report on plastic straws | MGMT | Y | AGAINST | AGAINST |
93 | McDonald's Corp | MCD | 580135 10 1 | 5/24/2018 | Annual | Advisory vote on a shareholder proposal requesting a report on charitable contributions | MGMT | Y | AGAINST | AGAINST |
94 | MGM Resorts International | MGM | 552953 10 1 | 3/8/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
95 | MGM Resorts International | MGM | 552953 10 1 | 3/8/2018 | Annual | Ratify selection of Deloitte & Touche | MGMT | Y | FOR | FOR |
96 | MGM Resorts International | MGM | 552953 10 1 | 3/8/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
97 | Mondelez International Inc | MDLZ | 609207 10 5 | 3/12/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
98 | Mondelez International Inc | MDLZ | 609207 10 5 | 3/12/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
99 | Mondelez International Inc | MDLZ | 609207 10 5 | 3/12/2018 | Annual | Ratify the appointment of PricewaterhouseCoopers LLP | MGMT | Y | FOR | FOR |
100 | Mondelez International Inc | MDLZ | 609207 10 5 | 3/12/2018 | Annual | Report on non-recyclable packaging | MGMT | Y | AGAINST | AGAINST |
101 | Mondelez International Inc | MDLZ | 609207 10 5 | 3/12/2018 | Annual | Create committee to prepare report on impact of plant closings on communities | MGMT | Y | AGAINST | AGAINST |
102 | Netflix Inc | NFLX | 64110L 10 6 | 4/9/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
103 | Netflix Inc | NFLX | 64110L 10 6 | 4/9/2018 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
104 | Netflix Inc | NFLX | 64110L 10 6 | 4/9/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
105 | Netflix Inc | NFLX | 64110L 10 6 | 4/9/2018 | Annual | Shareholder proposal for special shareholder meetings | shareholder | Y | Against | Against |
106 | Netflix Inc | NFLX | 64110L 10 6 | 4/9/2018 | Annual | Stockholder proposal regarding proxy access bylaw for director nominees | shareholder | Y | Against | Against |
107 | Netflix Inc | NFLX | 64110L 10 6 | 4/9/2018 | Annual | Stockholder proposal regarding clawback policy | shareholder | Y | Against | Against |
108 | Netflix Inc | NFLX | 64110L 10 6 | 4/9/2018 | Annual | Stockholder proposal regarding right to act by written consent | shareholder | Y | Against | Against |
109 | Netflix Inc | NFLX | 64110L 10 6 | 4/9/2018 | Annual | Stockholder proposal regarding simple majority vote | shareholder | Y | Against | Against |
110 | Netflix Inc | NFLX | 64110L 10 6 | 4/9/2018 | Annual | Stockholder proposal to amend bylaws | shareholder | Y | Against | Against |
111 | O'Reilly Automotive Inc | ORLY | 67103H 10 7 | 2/28/2018 | Annual | Approve all directors | MGMT | N | | |
112 | O'Reilly Automotive Inc | ORLY | 67103H 10 7 | 2/28/2018 | Annual | Approval of executive comp | MGMT | N | | |
113 | O'Reilly Automotive Inc | ORLY | 67103H 10 7 | 2/28/2018 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | N | | |
114 | O'Reilly Automotive Inc | ORLY | 67103H 10 7 | 2/28/2018 | Annual | Special Shareholder Meeting Improvement | MGMT | N | | |
115 | PayPal Holdings Inc | PYPL | 70450Y 10 3 | 4/3/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
116 | PayPal Holdings Inc | PYPL | 70450Y 10 3 | 4/3/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
117 | PayPal Holdings Inc | PYPL | 70450Y 10 3 | 4/3/2018 | Annual | Approve incentive plan | MGMT | Y | FOR | FOR |
118 | PayPal Holdings Inc | PYPL | 70450Y 10 3 | 4/3/2018 | Annual | Approve stock purchase plan | MGMT | Y | FOR | FOR |
119 | PayPal Holdings Inc | PYPL | 70450Y 10 3 | 4/3/2018 | Annual | Ratify appointment of PricewaterhouseCoopers LLC | MGMT | Y | FOR | FOR |
120 | PayPal Holdings Inc | PYPL | 70450Y 10 3 | 4/3/2018 | Annual | Stockholder proposal regarding stockholder proxy access enhancement | shareholder | Y | Against | Against |
121 | PayPal Holdings Inc | PYPL | 70450Y 10 3 | 4/3/2018 | Annual | Stockholder proposal regarding political transparency | shareholder | Y | Against | Against |
122 | PayPal Holdings Inc | PYPL | 70450Y 10 3 | 4/3/2018 | Annual | Stockholder proposal regarding human and indigenous peoples' rights | shareholder | | | |
123 | Philip Morris International Inc | PM | 718172 10 9 | 3/16/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
124 | Philip Morris International Inc | PM | 718172 10 9 | 3/16/2018 | Annual | Approve executive compensation | MGMT | Y | FOR | FOR |
125 | Philip Morris International Inc | PM | 718172 10 9 | 3/16/2018 | Annual | Ratify independent registered public accounting firm | MGMT | Y | FOR | FOR |
126 | PNC Financial Services Group Inc | PNC | 693475 10 5 | 2/2/2018 | Annual | Approve all directors | MGMT | Y | For | For |
127 | PNC Financial Services Group Inc | PNC | 693475 10 5 | 2/2/2018 | Annual | Ratify the appointment of PricewaterhouseCoopers LLP | MGMT | Y | For | For |
128 | PNC Financial Services Group Inc | PNC | 693475 10 5 | 2/2/2018 | Annual | Approve executive comp | MGMT | Y | For | For |
129 | Public Storage | PSA | 74460D 10 9 | 3/1/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
130 | Public Storage | PSA | 74460D 10 9 | 3/1/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
131 | Public Storage | PSA | 74460D 10 9 | 3/1/2018 | Annual | Amendment to change company's bylaws | MGMT | Y | FOR | FOR |
132 | Public Storage | PSA | 74460D 10 9 | 3/1/2018 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
133 | Roper Technologies Inc | ROP | 776696 10 6 | 4/13/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
134 | Roper Technologies Inc | ROP | 776696 10 6 | 4/13/2018 | Annual | Approval of executive comp | MGMT | Y | FOR | FOR |
135 | Roper Technologies Inc | ROP | 776696 10 6 | 4/13/2018 | Annual | Ratify appointment of PricewaterhouseCoopers LLC | MGMT | Y | FOR | FOR |
136 | S&P Global Inc | SPGI | 78409V 10 4 | 3/12/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
137 | S&P Global Inc | SPGI | 78409V 10 4 | 3/12/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
138 | S&P Global Inc | SPGI | 78409V 10 4 | 3/12/2018 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
139 | ServiceNow Inc | NOW | 81762P 10 2 | 4/20/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
140 | ServiceNow Inc | NOW | 81762P 10 2 | 4/20/2018 | Annual | Approval of executive comp | MGMT | Y | FOR | FOR |
141 | ServiceNow Inc | NOW | 81762P 10 2 | 4/20/2018 | Annual | Ratify appointment of PricewaterhouseCoopers LLC | MGMT | Y | FOR | FOR |
142 | ServiceNow Inc | NOW | 81762P 10 2 | 4/20/2018 | Annual | Approve equity incentive plan | MGMT | Y | FOR | FOR |
143 | Sherwin-Williams Co | SHW | 824348 10 6 | 2/20/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
144 | Sherwin-Williams Co | SHW | 824348 10 6 | 2/20/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
145 | Sherwin-Williams Co | SHW | 824348 10 6 | 2/20/2018 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
146 | SolarEdge Technologies Inc | SEDG | 83417M 10 4 | 3/29/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
147 | SolarEdge Technologies Inc | SEDG | 83417M 10 4 | 3/29/2018 | Annual | Ratification of appointment of EY as independent registered public accounting firm | MGMT | Y | FOR | FOR |
148 | SolarEdge Technologies Inc | SEDG | 83417M 10 4 | 3/29/2018 | Annual | To approve, on an advisory and non-binding basis, the compensation of our named executive officers | MGMT | Y | FOR | FOR |
149 | Stamps.com Inc | STMP | 852857 20 0 | 4/13/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
150 | Stamps.com Inc | STMP | 852857 20 0 | 4/13/2018 | Annual | Approval of executive comp | MGMT | Y | FOR | FOR |
151 | Stamps.com Inc | STMP | 852857 20 0 | 4/13/2018 | Annual | Approve incentive plan | MGMT | Y | FOR | FOR |
152 | Stamps.com Inc | STMP | 852857 20 0 | 4/13/2018 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
153 | Stanley Black & Decker Inc | SWK | 854502 10 1 | 2/16/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
154 | Stanley Black & Decker Inc | SWK | 854502 10 1 | 2/16/2018 | Annual | Approve omnibus plan | MGMT | Y | FOR | FOR |
155 | Stanley Black & Decker Inc | SWK | 854502 10 1 | 2/16/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
156 | Stanley Black & Decker Inc | SWK | 854502 10 1 | 2/16/2018 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
157 | Stryker Corp | SYK | 863667 10 1 | 3/5/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
158 | Stryker Corp | SYK | 863667 10 1 | 3/5/2018 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
159 | Stryker Corp | SYK | 863667 10 1 | 3/5/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
160 | SunTrust Banks Inc | STI | 867914 10 3 | 2/14/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
161 | SunTrust Banks Inc | STI | 867914 10 3 | 2/14/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
162 | SunTrust Banks Inc | STI | 867914 10 3 | 2/14/2018 | Annual | Approve incentive plan | MGMT | Y | FOR | FOR |
163 | SunTrust Banks Inc | STI | 867914 10 3 | 2/14/2018 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
164 | Sysco Corp | SYY | 871829 10 7 | 9/20/2017 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
165 | Sysco Corp | SYY | 871829 10 7 | 9/20/2017 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
166 | Sysco Corp | SYY | 871829 10 7 | 9/20/2017 | Annual | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
167 | Sysco Corp | SYY | 871829 10 7 | 9/20/2017 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
168 | Sysco Corp | SYY | 871829 10 7 | 9/20/2017 | Annual | Equity vesting proposal | MGMT | Y | Against | Against |
169 | Torchmark Corp | TMK | 891027 10 4 | 3/21/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
170 | Torchmark Corp | TMK | 891027 10 4 | 3/21/2018 | Annual | Ratify independent registered public accounting firm | MGMT | Y | FOR | FOR |
171 | Torchmark Corp | TMK | 891027 10 4 | 3/21/2018 | Annual | Approve incentive plan | MGMT | Y | FOR | FOR |
172 | Torchmark Corp | TMK | 891027 10 4 | 3/21/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
173 | Whirlpool Corp | WHR | 963320 10 6 | 2/20/2018 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
174 | Whirlpool Corp | WHR | 963320 10 6 | 2/20/2018 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
175 | Whirlpool Corp | WHR | 963320 10 6 | 2/20/2018 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
176 | Whirlpool Corp | WHR | 963320 10 6 | 2/20/2018 | Annual | Approve omnibus plan | MGMT | Y | FOR | FOR |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.