ITEM 1. PROXY VOTING RECORD:
Item 1, Exhibits A-V contains the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2017 with respect to which the Registrant was entitled to vote:
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(f) Whether the matter was proposed by the issuer or by a security holder;
(h) How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the Registrant cast its vote for or against management.
| Registrant: Mutual Fund & Variable Insurance Trust- Rational Dividend Capture Fund | | Rational Dividend Capture Fund | | | | Exhibit 1 |
| Investment Company 1940 Act File # 811-05010 | | | | | | |
| Reporting Period: July 1, 2016 through June 30, 2017 | | | | | |
| | | | | | | | | | | |
| | | | | | | | | | | |
| Company Name | Ticker | CUSIP | Meeting Date | Meeting Type | Proposal Number | Description | Proposal Type | Y | Vote Cast | FOR/ Against Mgmt |
| Accenture PLC | ACN | G1151C 10 1 | 2/10/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Accenture PLC | ACN | G1151C 10 1 | 2/10/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Accenture PLC | ACN | G1151C 10 1 | 2/10/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Accenture PLC | ACN | G1151C 10 1 | 2/10/2017 | Annual | 4 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| Accenture PLC | ACN | G1151C 10 1 | 2/10/2017 | Annual | 5 | Grant Board of Directors the authority to issue shares undr Irish Law | MGMT | Y | FOR | FOR |
| Accenture PLC | ACN | G1151C 10 1 | 2/10/2017 | Annual | 6 | Grant Board of Directors the authority to opt-out of statutory pre-emption rights under Irish Law | MGMT | Y | FOR | FOR |
| Accenture PLC | ACN | G1151C 10 1 | 2/10/2017 | Annual | 7 | Determine the price range for re-alloted shares | MGMT | Y | FOR | FOR |
| Arlington Asset Investment Corp | AI | 41356 20 5 | 6/7/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Arlington Asset Investment Corp | AI | 41356 20 5 | 6/7/2017 | Annual | 2 | Ratification of PriceWaterHouseCoopers LLP | MGMT | Y | FOR | FOR |
| Arlington Asset Investment Corp | AI | 41356 20 5 | 6/7/2017 | Annual | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Arlington Asset Investment Corp | AI | 41356 20 5 | 6/7/2017 | Annual | 4 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| AstraZeneca PLC | AZN | 46353 10 8 | 4/27/2017 | Annual | 1 | To receive the company's accounts | MGMT | Y | FOR | FOR |
| AstraZeneca PLC | AZN | 46353 10 8 | 4/27/2017 | Annual | 2 | To confirm dividends | MGMT | Y | FOR | FOR |
| AstraZeneca PLC | AZN | 46353 10 8 | 4/27/2017 | Annual | 3 | Ratification of PriceWaterHouseCoopers LLP | MGMT | Y | FOR | FOR |
| AstraZeneca PLC | AZN | 46353 10 8 | 4/27/2017 | Annual | 4 | To agree the remuneration of the auditor | MGMT | Y | FOR | FOR |
| AstraZeneca PLC | AZN | 46353 10 8 | 4/27/2017 | Annual | 5 | Approval of directors | MGMT | Y | FOR | FOR |
| AstraZeneca PLC | AZN | 46353 10 8 | 4/27/2017 | Annual | 6 | Approve annual report on remuneration for Dec. 31st 2016 | MGMT | Y | FOR | FOR |
| AstraZeneca PLC | AZN | 46353 10 8 | 4/27/2017 | Annual | 7 | Approve the directors' remuneration policy | MGMT | Y | FOR | FOR |
| AstraZeneca PLC | AZN | 46353 10 8 | 4/27/2017 | Annual | 8 | To authorize limited political donations | MGMT | Y | FOR | FOR |
| AT&T Inc | T | 00206R 10 2 | 4/28/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| AT&T Inc | T | 00206R 10 2 | 4/28/2017 | Annual | 2 | Ratification of the appointment of independent registered public accountants | MGMT | Y | FOR | FOR |
| AT&T Inc | T | 00206R 10 2 | 4/28/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| AT&T Inc | T | 00206R 10 2 | 4/28/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| AT&T Inc | T | 00206R 10 2 | 4/28/2017 | Annual | 5 | Prepare political sending report | MGMT | Y | AGAINST | AGAINST |
| AT&T Inc | T | 00206R 10 2 | 4/28/2017 | Annual | 6 | Prepare lobbying report | MGMT | Y | AGAINST | AGAINST |
| AT&T Inc | T | 00206R 10 2 | 4/28/2017 | Annual | 7 | Modify proxy access requirements | MGMT | Y | AGAINST | AGAINST |
| AT&T Inc | T | 00206R 10 2 | 4/28/2017 | Annual | 8 | Reduce vote required for written consent | MGMT | Y | AGAINST | AGAINST |
| Best Buy Co Inc | BBY | 086516 10 1 | 6/13/2017 | Annual | 1 | Approval of directors | MGMT | Y | FOR | FOR |
| Best Buy Co Inc | BBY | 086516 10 1 | 6/13/2017 | Annual | 2 | Ratification of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| Best Buy Co Inc | BBY | 086516 10 1 | 6/13/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Best Buy Co Inc | BBY | 086516 10 1 | 6/13/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Best Buy Co Inc | BBY | 086516 10 1 | 6/13/2017 | Annual | 5 | Amend Omnibus Stock Option Plan | MGMT | Y | FOR | FOR |
| BP P.L.C | BP | 55622 10 4 | 5/17/2017 | Annual | 1 | Receive the Director's annual report and accounts | MGMT | Y | FOR | FOR |
| BP P.L.C | BP | 55622 10 4 | 5/17/2017 | Annual | 2 | Approve the directors' remuneration policy | MGMT | Y | FOR | FOR |
| BP P.L.C | BP | 55622 10 4 | 5/17/2017 | Annual | 3 | Approve the directors' remuneration policy | MGMT | Y | FOR | FOR |
| BP P.L.C | BP | 55622 10 4 | 5/17/2017 | Annual | 4-16 | Approval of directors | MGMT | Y | FOR | FOR |
| BP P.L.C | BP | 55622 10 4 | 5/17/2017 | Annual | 17 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| BP P.L.C | BP | 55622 10 4 | 5/17/2017 | Annual | 18 | Limit authority to make political donations and incur political expenditure | MGMT | Y | FOR | FOR |
| BP P.L.C | BP | 55622 10 4 | 5/17/2017 | Annual | 19 | Limit authority to allot shares up to a specified amount | MGMT | Y | FOR | FOR |
| BP P.L.C | BP | 55622 10 4 | 5/17/2017 | Annual | 20 | Special Resolution: Give authority to allot limited number of shares | MGMT | Y | FOR | FOR |
| BP P.L.C | BP | 55622 10 4 | 5/17/2017 | Annual | 21 | Special Resolution: Give additional authority to allot a limited number of shares | MGMT | Y | FOR | FOR |
| BP P.L.C | BP | 55622 10 4 | 5/17/2017 | Annual | 22 | Special Resolution: Give limited authority for the purchase of its own shares | MGMT | Y | FOR | FOR |
| BP P.L.C | BP | 55622 10 4 | 5/17/2017 | Annual | 23 | Special Resolution: To authorize the calling of general meetings | MGMT | Y | FOR | FOR |
| Brixmor Property Group Inc | BRX | 11120U 10 5 | 5/18/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Brixmor Property Group Inc | BRX | 11120U 10 5 | 5/18/2017 | Annual | 2 | Ratification of appointment of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| Brixmor Property Group Inc | BRX | 11120U 10 5 | 5/18/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Carnival Corp | CCL | 143658 30 0 | 4/5/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Carnival Corp | CCL | 143658 30 0 | 4/5/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Carnival Corp | CCL | 143658 30 0 | 4/5/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Carnival Corp | CCL | 143658 30 0 | 4/5/2017 | Annual | 4 | Approve annual report on remuneration | MGMT | Y | FOR | FOR |
| Carnival Corp | CCL | 143658 30 0 | 4/5/2017 | Annual | 5 | Ratification of PriceWaterHouseCoopers LLP | MGMT | Y | FOR | FOR |
| Carnival Corp | CCL | 143658 30 0 | 4/5/2017 | Annual | 6 | Authorize the audit committee | MGMT | Y | FOR | FOR |
| Carnival Corp | CCL | 143658 30 0 | 4/5/2017 | Annual | 7 | To receive the UK accounts and reports of directors and auditors | MGMT | Y | FOR | FOR |
| Carnival Corp | CCL | 143658 30 0 | 4/5/2017 | Annual | 8 | To approve the giving of authority for the allotment of new shares | MGMT | Y | FOR | FOR |
| Carnival Corp | CCL | 143658 30 0 | 4/5/2017 | Annual | 9 | To approve the disapplication of pre-emption rights | MGMT | Y | FOR | FOR |
| Carnival Corp | CCL | 143658 30 0 | 4/5/2017 | Annual | 10 | To approve being able to buy back shares | MGMT | Y | FOR | FOR |
| CBL & Associates Properties Inc | CBL | 124830 10 0 | 5/8/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| CBL & Associates Properties Inc | CBL | 124830 10 0 | 5/8/2017 | Annual | 2 | Ratify appointment of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| CBL & Associates Properties Inc | CBL | 124830 10 0 | 5/8/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| CBL & Associates Properties Inc | CBL | 124830 10 0 | 5/8/2017 | Annual | 4 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| CenturyLink Inc | CTL | 156700 10 6 | 5/24/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| CenturyLink Inc | CTL | 156700 10 6 | 5/24/2017 | Annual | 2 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| CenturyLink Inc | CTL | 156700 10 6 | 5/24/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| CenturyLink Inc | CTL | 156700 10 6 | 5/24/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| CenturyLink Inc | CTL | 156700 10 6 | 5/24/2017 | Annual | 5 | Shareholder proposal regarding equity retention | shareholder | Y | AGAINST | AGAINST |
| CenturyLink Inc | CTL | 156700 10 6 | 5/24/2017 | Annual | 6 | Shareholder proposal regarding lobbying activities | shareholder | Y | AGAINST | AGAINST |
| Coca-Cola Co/The | KO | 191216 10 0 | 4/26/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Coca-Cola Co/The | KO | 191216 10 0 | 4/26/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Coca-Cola Co/The | KO | 191216 10 0 | 4/26/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Coca-Cola Co/The | KO | 191216 10 0 | 4/26/2017 | Annual | 4 | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Coca-Cola Co/The | KO | 191216 10 0 | 4/26/2017 | Annual | 5 | Shareholder proposal regarding a human rights review | shareholder | Y | AGAINST | AGAINST |
| CVS Health Corp | CVS | 126650 10 0 | 5/10/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| CVS Health Corp | CVS | 126650 10 0 | 5/10/2017 | Annual | 2 | Ratification of the appointment of independent registered public accountants | MGMT | Y | FOR | FOR |
| CVS Health Corp | CVS | 126650 10 0 | 5/10/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| CVS Health Corp | CVS | 126650 10 0 | 5/10/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| CVS Health Corp | CVS | 126650 10 0 | 5/10/2017 | Annual | 5 | Approve incentive compensation plan | MGMT | Y | FOR | FOR |
| CVS Health Corp | CVS | 126650 10 0 | 5/10/2017 | Annual | 6 | Ownership threshold for special meetings of stockholders | MGMT | Y | AGAINST | AGAINST |
| CVS Health Corp | CVS | 126650 10 0 | 5/10/2017 | Annual | 7 | Report on executive pay | MGMT | Y | AGAINST | AGAINST |
| CVS Health Corp | CVS | 126650 10 0 | 5/10/2017 | Annual | 8 | Report on renewable energy targets | MGMT | Y | AGAINST | AGAINST |
| CYS Investments Inc | CYS | 12673A 10 8 | 5/12/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| CYS Investments Inc | CYS | 12673A 10 8 | 5/12/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| CYS Investments Inc | CYS | 12673A 10 8 | 5/12/2017 | Annual | 3 | Ratification of appointment of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| Dollar General Corporation | DG | 256677 10 5 | 5/31/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Dollar General Corporation | DG | 256677 10 5 | 5/31/2017 | Annual | 2 | Approve The Performance Goals Under Amended And Restated 2007 Stock Incentive Plan | MGMT | Y | FOR | FOR |
| Dollar General Corporation | DG | 256677 10 5 | 5/31/2017 | Annual | 3 | Approve Performance Goals Under Amended And Restated Annual Incentive Plan | MGMT | Y | FOR | FOR |
| Dollar General Corporation | DG | 256677 10 5 | 5/31/2017 | Annual | 4 | Approve executive comp | MGMT | Y | FOR | FOR |
| Dollar General Corporation | DG | 256677 10 5 | 5/31/2017 | Annual | 5 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Dollar General Corporation | DG | 256677 10 5 | 5/31/2017 | Annual | 6 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Dr. Pepper Snapple Group | DPS | 26138E 10 9 | 5/18/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Dr. Pepper Snapple Group | DPS | 26138E 10 9 | 5/18/2017 | Annual | 2 | Ratification of Deloitte and Touche LLP | MGMT | Y | FOR | FOR |
| Dr. Pepper Snapple Group | DPS | 26138E 10 9 | 5/18/2017 | Annual | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Dr. Pepper Snapple Group | DPS | 26138E 10 9 | 5/18/2017 | Annual | 4 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Dr. Pepper Snapple Group | DPS | 26138E 10 9 | 5/18/2017 | Annual | 5 | Stockholder Proposal - Report on strategy and/or policy to protect public health and pollinators | shareholder | Y | AGAINST | AGAINST |
| Emerson Electric Co | EMR | 291011 10 4 | 2/7/2017 | Annual | 1 | Approval of directors | MGMT | Y | FOR | FOR |
| Emerson Electric Co | EMR | 291011 10 4 | 2/7/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Emerson Electric Co | EMR | 291011 10 4 | 2/7/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Emerson Electric Co | EMR | 291011 10 4 | 2/7/2017 | Annual | 4 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| Emerson Electric Co | EMR | 291011 10 4 | 2/7/2017 | Annual | 5 | Stockholder Proposal - Independent Board Chairman | shareholder | Y | AGAINST | AGAINST |
| Emerson Electric Co | EMR | 291011 10 4 | 2/7/2017 | Annual | 6 | Stockholder Proposal - Report on Political contributions | shareholder | Y | AGAINST | AGAINST |
| Emerson Electric Co | EMR | 291011 10 4 | 2/7/2017 | Annual | 7 | Stockholder Proposal - Report on Lobbying | shareholder | Y | AGAINST | AGAINST |
| Emerson Electric Co | EMR | 291011 10 4 | 2/7/2017 | Annual | 8 | Stockholder Proposal - Greenhouse Gas Emissions | shareholder | Y | AGAINST | AGAINST |
| Exxon Mobil Corp | XOM | 30231G 10 2 | 5/31/2017 | Annual | 1 | Approval of directors | MGMT | Y | FOR | FOR |
| Exxon Mobil Corp | XOM | 30231G 10 2 | 5/31/2017 | Annual | 2 | Ratify Appointment of Independent Auditors | MGMT | Y | FOR | FOR |
| Exxon Mobil Corp | XOM | 30231G 10 2 | 5/31/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Exxon Mobil Corp | XOM | 30231G 10 2 | 5/31/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Exxon Mobil Corp | XOM | 30231G 10 2 | 5/31/2017 | Annual | 5 | Shareholder Proposal - Establish Independent Chairman | shareholder | Y | AGAINST | AGAINST |
| Exxon Mobil Corp | XOM | 30231G 10 2 | 5/31/2017 | Annual | 6 | Shareholder Proposal - Approval of directors By Majority Vote | shareholder | Y | AGAINST | AGAINST |
| Exxon Mobil Corp | XOM | 30231G 10 2 | 5/31/2017 | Annual | 7 | Shareholder Proposal - Corporate Governance | shareholder | Y | AGAINST | AGAINST |
| Exxon Mobil Corp | XOM | 30231G 10 2 | 5/31/2017 | Annual | 8 | Shareholder Proposal - Corporate Governance | shareholder | Y | AGAINST | AGAINST |
| Exxon Mobil Corp | XOM | 30231G 10 2 | 5/31/2017 | Annual | 9 | Shareholder Proposal - Executive Compensation | shareholder | Y | AGAINST | AGAINST |
| Exxon Mobil Corp | XOM | 30231G 10 2 | 5/31/2017 | Annual | 10 | Shareholder Proposal - Political/Government | shareholder | Y | AGAINST | AGAINST |
| Exxon Mobil Corp | XOM | 30231G 10 2 | 5/31/2017 | Annual | 11 | Shareholder Proposal - Corporate Governance | shareholder | Y | AGAINST | AGAINST |
| Exxon Mobil Corp | XOM | 30231G 10 2 | 5/31/2017 | Annual | 12 | Shareholder Proposal - Environmental | shareholder | Y | AGAINST | AGAINST |
| Exxon Mobil Corp | XOM | 30231G 10 2 | 5/31/2017 | Annual | 13 | Shareholder Proposal - Report/Reduce Greenhouse Gas Emissions | shareholder | Y | AGAINST | AGAINST |
| Frontier Communications Corporation | FTR | 35906A 10 8 | 5/10/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Frontier Communications Corporation | FTR | 35906A 10 8 | 5/10/2017 | Annual | 2 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Frontier Communications Corporation | FTR | 35906A 10 8 | 5/10/2017 | Annual | 3 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Frontier Communications Corporation | FTR | 35906A 10 8 | 5/10/2017 | Annual | 4 | Adoption of 2017 Equity Incentive Plan | MGMT | Y | FOR | FOR |
| Frontier Communications Corporation | FTR | 35906A 10 8 | 5/10/2017 | Annual | 5 | Adopt an amendment to Frontier's restated Certificate of Incorporation | MGMT | Y | FOR | FOR |
| Frontier Communications Corporation | FTR | 35906A 10 8 | 5/10/2017 | Annual | 6 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| Gap Inc. | GPS | 364760 10 8 | 5/17/2017 | Annual | 1 | Approval of directors | MGMT | Y | FOR | FOR |
| Gap Inc. | GPS | 364760 10 8 | 5/17/2017 | Annual | 2 | Ratification of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| Gap Inc. | GPS | 364760 10 8 | 5/17/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Gap Inc. | GPS | 364760 10 8 | 5/17/2017 | Annual | 4 | Approve executive comp | MGMT | Y | FOR | FOR |
| Gap Inc. | GPS | 364760 10 8 | 5/17/2017 | Annual | 5 | Approve employee stock purchase plan | MGMT | Y | FOR | FOR |
| Gap Inc. | GPS | 364760 10 8 | 5/17/2017 | Annual | 6 | Shareholder Proposal | MGMT | Y | AGAINST | AGAINST |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 1 | Approval of directors | MGMT | Y | FOR | FOR |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 4 | Approve incentive plan | MGMT | Y | FOR | FOR |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 5 | Approve performance goals | MGMT | Y | FOR | FOR |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 6 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 7 | Report on lobbying activities | MGMT | Y | AGAINST | AGAINST |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 8 | Require chairman of the board to be independent | MGMT | Y | AGAINST | AGAINST |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 9 | Adopt cumulative voting for director elections | MGMT | Y | AGAINST | AGAINST |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 10 | Report on charitable contributions | MGMT | Y | AGAINST | AGAINST |
| General Mills Inc | GIS | 370334 10 4 | 9/27/2016 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| General Mills Inc | GIS | 370334 10 4 | 9/27/2016 | Annual | 2 | Adopt 2016 compensation plan for non-employee directors | MGMT | Y | FOR | FOR |
| General Mills Inc | GIS | 370334 10 4 | 9/27/2016 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| General Mills Inc | GIS | 370334 10 4 | 9/27/2016 | Annual | 4 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/4/2017 | Annual | 1 | Receive and adopt 2016 annual report | MGMT | Y | FOR | FOR |
| GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/4/2017 | Annual | 2 | Approve annual report on remuneration | MGMT | Y | FOR | FOR |
| GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/4/2017 | Annual | 3 | Approve remuneration policy | MGMT | Y | FOR | FOR |
| GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/4/2017 | Annual | 4 | Approve all directors | MGMT | Y | FOR | FOR |
| GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/4/2017 | Annual | 5 | To re-appoint auditors | MGMT | Y | FOR | FOR |
| GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/4/2017 | Annual | 6 | Determine remuneration of auditors | MGMT | Y | FOR | FOR |
| GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/4/2017 | Annual | 7 | Authorize company to make donations | MGMT | Y | FOR | FOR |
| GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/4/2017 | Annual | 8 | Authorize allotment of shares | MGMT | Y | FOR | FOR |
| GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/4/2017 | Annual | 9 | Disapply pre-emption rights | MGMT | Y | FOR | FOR |
| GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/4/2017 | Annual | 10 | Authorize company to purchase own shares | MGMT | Y | FOR | FOR |
| GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/4/2017 | Annual | 11 | Authorize exemption from statement of name of senior statutory auditor | MGMT | Y | FOR | FOR |
| GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/4/2017 | Annual | 12 | Authorize reduced notice of a general meeting | MGMT | Y | FOR | FOR |
| GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/4/2017 | Annual | 13 | Approve 2017 performance share plan | MGMT | Y | FOR | FOR |
| GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/4/2017 | Annual | 14 | Approve deferred annual bonus plan | MGMT | Y | FOR | FOR |
| Global Medical REIT Inc | GMRE | 37954A 20 4 | 5/18/2017 | Annual | 1 | Approve executive comp | MGMT | Y | FOR | FOR |
| Global Medical REIT Inc | GMRE | 37954A 20 4 | 5/18/2017 | Annual | 2 | Ratify Appointment of Malone Bailey LLP | MGMT | Y | FOR | FOR |
| Home Depot Inc/The | HD | 437076 10 2 | 5/18/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Home Depot Inc/The | HD | 437076 10 2 | 5/18/2017 | Annual | 2 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| Home Depot Inc/The | HD | 437076 10 2 | 5/18/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Home Depot Inc/The | HD | 437076 10 2 | 5/18/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Home Depot Inc/The | HD | 437076 10 2 | 5/18/2017 | Annual | 5 | Shareholder proposal regarding preperation of an employment diversity report | shareholder | Y | AGAINST | AGAINST |
| Home Depot Inc/The | HD | 437076 10 2 | 5/18/2017 | Annual | 6 | Shareholder proposal regarding advisory vote on political contributions | shareholder | Y | AGAINST | AGAINST |
| Home Depot Inc/The | HD | 437076 10 2 | 5/18/2017 | Annual | 7 | Shareholder proposal to reduce threshold to call special shareholder meetings | shareholder | Y | AGAINST | AGAINST |
| Independence Realty Trust Inc | IRT | 45378A 10 6 | 5/16/2017 | Annual | 1 | Approval of directors | MGMT | Y | FOR | FOR |
| Independence Realty Trust Inc | IRT | 45378A 10 6 | 5/16/2017 | Annual | 2 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| Independence Realty Trust Inc | IRT | 45378A 10 6 | 5/16/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Ingersoll-Rand PLC | IR | G47791 10 1 | 6/8/2017 | Annual | 1 | Approval of directors | MGMT | Y | FOR | FOR |
| Ingersoll-Rand PLC | IR | G47791 10 1 | 6/8/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Ingersoll-Rand PLC | IR | G47791 10 1 | 6/8/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Ingersoll-Rand PLC | IR | G47791 10 1 | 6/8/2017 | Annual | 4 | Ratify Appointment of Independent Auditors | MGMT | Y | FOR | FOR |
| Ingersoll-Rand PLC | IR | G47791 10 1 | 6/8/2017 | Annual | 5 | Stock Issuance | MGMT | Y | FOR | FOR |
| Ingersoll-Rand PLC | IR | G47791 10 1 | 6/8/2017 | Annual | 6 | Stock Issuance | MGMT | Y | FOR | FOR |
| Ingersoll-Rand PLC | IR | G47791 10 1 | 6/8/2017 | Annual | 7 | Allot Relevant Securities | MGMT | Y | FOR | FOR |
| Intel Corp | INTC | 458140 10 0 | 5/18/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Intel Corp | INTC | 458140 10 0 | 5/18/2017 | Annual | 2 | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Intel Corp | INTC | 458140 10 0 | 5/18/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Intel Corp | INTC | 458140 10 0 | 5/18/2017 | Annual | 4 | Approve amendment to equity incentive plan | MGMT | Y | FOR | FOR |
| Intel Corp | INTC | 458140 10 0 | 5/18/2017 | Annual | 5 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Intel Corp | INTC | 458140 10 0 | 5/18/2017 | Annual | 6 | Stockholder proposal requesting stockholder vote on political contributions | shareholder | Y | AGAINST | AGAINST |
| Intel Corp | INTC | 458140 10 0 | 5/18/2017 | Annual | 7 | Stockholder proposal requesting that votes counted on stockholder proposals exclude abstentions | shareholder | Y | AGAINST | AGAINST |
| International Paper Co | IP | 460146 10 3 | 5/8/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| International Paper Co | IP | 460146 10 3 | 5/8/2017 | Annual | 2 | Ratification of appointment of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| International Paper Co | IP | 460146 10 3 | 5/8/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| International Paper Co | IP | 460146 10 3 | 5/8/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| International Paper Co | IP | 460146 10 3 | 5/8/2017 | Annual | 5 | Shareholder Proposal - Accelerated vesting of Equity Awards | shareholder | Y | AGAINST | AGAINST |
| Invesco Ltd | IVZ | G491BT 10 8 | 5/3/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Invesco Ltd | IVZ | G491BT 10 8 | 5/3/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Invesco Ltd | IVZ | G491BT 10 8 | 5/3/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Invesco Ltd | IVZ | G491BT 10 8 | 5/3/2017 | Annual | 4 | Ratification of PriceWaterHouseCoopers LLP | MGMT | Y | FOR | FOR |
| Invesco Mortgage Capital Inc. | IVR | 46131B 10 0 | 5/2/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Invesco Mortgage Capital Inc. | IVR | 46131B 10 0 | 5/2/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Invesco Mortgage Capital Inc. | IVR | 46131B 10 0 | 5/2/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Invesco Mortgage Capital Inc. | IVR | 46131B 10 0 | 5/2/2017 | Annual | 4 | Ratification of PWC LLP | MGMT | Y | FOR | FOR |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 3 | Ratification of the appointment of independent registered public accountants | MGMT | Y | FOR | FOR |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 5 | Independent board chairman | MGMT | Y | AGAINST | AGAINST |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 6 | Vesting for government service | MGMT | Y | AGAINST | AGAINST |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 7 | Clawback amendment | MGMT | Y | AGAINST | AGAINST |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 8 | Gender pay equity | MGMT | Y | AGAINST | AGAINST |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 9 | How votes are counted | MGMT | Y | AGAINST | AGAINST |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 10 | Special shareholder meetings | MGMT | Y | AGAINST | AGAINST |
| Kohl'S Corporation | KSS | 500255 10 4 | 5/10/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Kohl'S Corporation | KSS | 500255 10 4 | 5/10/2017 | Annual | 2 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Kohl'S Corporation | KSS | 500255 10 4 | 5/10/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Kohl'S Corporation | KSS | 500255 10 4 | 5/10/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Kohl'S Corporation | KSS | 500255 10 4 | 5/10/2017 | Annual | 5 | Approve 2017 long-term compensation plan | MGMT | Y | FOR | FOR |
| Kohl'S Corporation | KSS | 500255 10 4 | 5/10/2017 | Annual | 6 | Shareholder Proposal: Independent Chair. | shareholder | Y | AGAINST | AGAINST |
| Macy's, Inc. | M | 55616P 10 4 | 5/19/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Macy's, Inc. | M | 55616P 10 4 | 5/19/2017 | Annual | 2 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| Macy's, Inc. | M | 55616P 10 4 | 5/19/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Macy's, Inc. | M | 55616P 10 4 | 5/19/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Macy's, Inc. | M | 55616P 10 4 | 5/19/2017 | Annual | 5 | Re-approval of the senior executive incentive compensation plan | MGMT | Y | FOR | FOR |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 2 | Approval of executive comp | MGMT | Y | FOR | FOR |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 3 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 4 | Approve performance goals | MGMT | Y | FOR | FOR |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 5 | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 6 | Shareholder proposal requesting a change to the vote-counting standard | shareholder | Y | AGAINST | AGAINST |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 7 | Shareholder proposal regarding the threshold to call special shareholder meetings | shareholder | Y | AGAINST | AGAINST |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 8 | Shareholder proposal to offer a type of preferred stock with right to elect own director | shareholder | Y | AGAINST | AGAINST |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 9 | Shareholder proposal to increase activity of Holy Land principles | shareholder | Y | AGAINST | AGAINST |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 10 | Shareholder proposal for board to update shareholders about antibiotic use | shareholder | Y | AGAINST | AGAINST |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 11 | Shareholder proposal requesting report of environmental impacts of foam cups | shareholder | Y | AGAINST | AGAINST |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 12 | Shareholder proposal requesting a report on charitable contributions | shareholder | Y | AGAINST | AGAINST |
| MDU Resources Group Inc | MDU | 552690 10 9 | 5/9/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| MDU Resources Group Inc | MDU | 552690 10 9 | 5/9/2017 | Annual | 2 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| MDU Resources Group Inc | MDU | 552690 10 9 | 5/9/2017 | Annual | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
| MDU Resources Group Inc | MDU | 552690 10 9 | 5/9/2017 | Annual | 4 | Ratify appointment of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| MDU Resources Group Inc | MDU | 552690 10 9 | 5/9/2017 | Annual | 5 | Approve an amendment to the company's bylaws to adopt an exclusive forum for internal corporate claims | MGMT | Y | FOR | FOR |
| Merck & Co Inc | MRK | 58933Y 10 5 | 5/23/2017 | Annual | 1 | Approval of directors | MGMT | Y | FOR | FOR |
| Merck & Co Inc | MRK | 58933Y 10 5 | 5/23/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Merck & Co Inc | MRK | 58933Y 10 5 | 5/23/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Merck & Co Inc | MRK | 58933Y 10 5 | 5/23/2017 | Annual | 4 | Ratify Appointment of Independent Auditors | MGMT | Y | FOR | FOR |
| Merck & Co Inc | MRK | 58933Y 10 5 | 5/23/2017 | Annual | 5 | Shareholder Proposal - Establish Independent Chairman | shareholder | Y | AGAINST | AGAINST |
| Merck & Co Inc | MRK | 58933Y 10 5 | 5/23/2017 | Annual | 6 | Shareholder Proposal - Corporate Governance | shareholder | Y | AGAINST | AGAINST |
| Merck & Co Inc | MRK | 58933Y 10 5 | 5/23/2017 | Annual | 7 | Shareholder Proposal - Corporate Governance | shareholder | Y | AGAINST | AGAINST |
| Merck & Co Inc | MRK | 58933Y 10 5 | 5/23/2017 | Annual | 8 | Shareholder Proposal - Corporate Governance | shareholder | Y | AGAINST | AGAINST |
| New Senior Investment Group Inc | SNR | 648691 10 3 | 6/9/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| New Senior Investment Group Inc | SNR | 648691 10 3 | 6/9/2017 | Annual | 2 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Nucor Corp | NUE | 670346 10 5 | 5/11/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Nucor Corp | NUE | 670346 10 5 | 5/11/2017 | Annual | 2 | Ratify appointment of PWC LLP | MGMT | Y | FOR | FOR |
| Nucor Corp | NUE | 670346 10 5 | 5/11/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Nucor Corp | NUE | 670346 10 5 | 5/11/2017 | Annual | 4 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Nucor Corp | NUE | 670346 10 5 | 5/11/2017 | Annual | 5 | Stockholder Proposal - Lobbying and corporate spending on political contributions | shareholder | Y | AGAINST | AGAINST |
| Nucor Corp | NUE | 670346 10 5 | 5/11/2017 | Annual | 6 | Stockholder Proposal -Greenhouse Gas (GHG) Emissions | shareholder | Y | AGAINST | AGAINST |
| Paychex Inc | PAYX | 704326 10 7 | 10/12/16 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Paychex Inc | PAYX | 704326 10 7 | 10/12/16 | Annual | 2 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Paychex Inc | PAYX | 704326 10 7 | 10/12/16 | Annual | 3 | Ratify appointment of PWC LLP | MGMT | Y | FOR | FOR |
| PepsiCo Inc | PEP | 713448108 | 5/3/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| PepsiCo Inc | PEP | 713448108 | 5/3/2017 | Annual | 2 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| PepsiCo Inc | PEP | 713448108 | 5/3/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| PepsiCo Inc | PEP | 713448108 | 5/3/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| PepsiCo Inc | PEP | 713448108 | 5/3/2017 | Annual | 5 | Report regarding pesticide pollution | MGMT | Y | AGAINST | AGAINST |
| PepsiCo Inc | PEP | 713448108 | 5/3/2017 | Annual | 6 | Adopt Holy Land principles | MGMT | Y | AGAINST | AGAINST |
| Pfizer Inc | PFE | 717081103 | 4/27/2017 | Annual | 1 | Approval of directors | MGMT | Y | FOR | FOR |
| Pfizer Inc | PFE | 717081103 | 4/27/2017 | Annual | 2 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| Pfizer Inc | PFE | 717081103 | 4/27/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Pfizer Inc | PFE | 717081103 | 4/27/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Pfizer Inc | PFE | 717081103 | 4/27/2017 | Annual | 5 | Adopt Holy Land principles | MGMT | Y | AGAINST | AGAINST |
| Pfizer Inc | PFE | 717081103 | 4/27/2017 | Annual | 6 | Shareholder proposal regarding special shareholder meetings | shareholder | Y | AGAINST | AGAINST |
| Pfizer Inc | PFE | 717081103 | 4/27/2017 | Annual | 7 | Policy regarding independent chair policy | MGMT | Y | AGAINST | AGAINST |
| Procter & Gamble Co/The | PG | 742718 10 9 | 10/11/2016 | Annual | 1 | Approval of directors | MGMT | Y | FOR | FOR |
| Procter & Gamble Co/The | PG | 742718 10 9 | 10/11/2016 | Annual | 2 | Ratify Appointment of Independent Auditors | MGMT | Y | FOR | FOR |
| Procter & Gamble Co/The | PG | 742718 10 9 | 10/11/2016 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Procter & Gamble Co/The | PG | 742718 10 9 | 10/11/2016 | Annual | 4 | Shareholder Proposal - Political/Government | shareholder | Y | AGAINST | AGAINST |
| Procter & Gamble Co/The | PG | 742718 10 9 | 10/11/2016 | Annual | 5 | Shareholder Proposal - Human Rights Related | shareholder | Y | AGAINST | AGAINST |
| Senior Housing Properties Trust | SNH | 81721M 10 9 | 518/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Senior Housing Properties Trust | SNH | 81721M 10 9 | 518/2017 | Annual | 2 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Senior Housing Properties Trust | SNH | 81721M 10 9 | 518/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Senior Housing Properties Trust | SNH | 81721M 10 9 | 518/2017 | Annual | 4 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Senior Housing Properties Trust | SNH | | 518/2017 | Annual | 5 | Shareholder Proposal: Requesting That The Company'S Board Of Trustees Adopt A "Proxy Access" Bylaw | shareholder | Y | AGAINST | AGAINST |
| Staples Inc | SPLS | 855030 10 2 | 6/12/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Staples Inc | SPLS | 855030 10 2 | 6/12/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Staples Inc | SPLS | 855030 10 2 | 6/12/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Staples Inc | SPLS | 855030 10 2 | 6/12/2017 | Annual | 4 | Approve amended and restated executive officer incentive plan | MGMT | Y | FOR | FOR |
| Staples Inc | SPLS | 855030 10 2 | 6/12/2017 | Annual | 5 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Sunstone Hotel Investors Inc | SHO | 867892 10 1 | 4/28/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Sunstone Hotel Investors Inc | SHO | 867892 10 1 | 4/28/2017 | Annual | 2 | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Sunstone Hotel Investors Inc | SHO | 867892 10 1 | 4/28/2017 | Annual | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Sunstone Hotel Investors Inc | SHO | 867892 10 1 | 4/28/2017 | Annual | 4 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Sysco Corp | SYY | 871829 10 7 | 11/16/2016 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Sysco Corp | SYY | 871829 10 7 | 11/16/2016 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Sysco Corp | SYY | 871829 10 7 | 11/16/2016 | Annual | 3 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Sysco Corp | SYY | 871829 10 7 | 11/16/2016 | Annual | 4 | Stockholder Proposal - Limiting accelerated vesting of equity awards | shareholder | Y | AGAINST | AGAINST |
| Target Corp | TGT | 87612E 10 6 | 6/14/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Target Corp | TGT | 87612E 10 6 | 6/14/2017 | Annual | 2 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Target Corp | TGT | 87612E 10 6 | 6/14/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Target Corp | TGT | 87612E 10 6 | 6/14/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Target Corp | TGT | 87612E 10 6 | 6/14/2017 | Annual | 5 | Approve executive officer cash incentive plan | MGMT | Y | FOR | FOR |
| Texas Instruments Inc | TXN | 882508 10 4 | 4/20/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Texas Instruments Inc | TXN | 882508 10 4 | 4/20/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Texas Instruments Inc | TXN | 882508 10 4 | 4/20/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Texas Instruments Inc | TXN | 882508 10 4 | 4/20/2017 | Annual | 4 | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| The Walt Disney Company | DIS | 254687 10 6 | 3/8/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| The Walt Disney Company | DIS | 254687 10 6 | 3/8/2017 | Annual | 2 | Ratification of PWC LLP | MGMT | Y | FOR | FOR |
| The Walt Disney Company | DIS | 254687 10 6 | 3/8/2017 | Annual | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
| The Walt Disney Company | DIS | 254687 10 6 | 3/8/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| The Walt Disney Company | DIS | 254687 10 6 | 3/8/2017 | Annual | 5 | Shareholder proposal to provide report on lobbying activities and expenses | shareholder | Y | AGAINST | AGAINST |
| The Walt Disney Company | DIS | 254687 10 6 | 3/8/2017 | Annual | 6 | Shareholder proposal to increase number of permitted nominees | shareholder | Y | AGAINST | AGAINST |
| The Western Union Company | WU | 959802 10 9 | 5/11/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| The Western Union Company | WU | 959802 10 9 | 5/11/2017 | Annual | 2 | Approval of executive comp | MGMT | Y | FOR | FOR |
| The Western Union Company | WU | 959802 10 9 | 5/11/2017 | Annual | 3 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| The Western Union Company | WU | 959802 10 9 | 5/11/2017 | Annual | 4 | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| The Western Union Company | WU | 959802 10 9 | 5/11/2017 | Annual | 5 | Stockholder Proposal - political contributions disclosure | shareholder | Y | AGAINST | AGAINST |
| The Western Union Company | WU | 959802 10 9 | 5/11/2017 | Annual | 6 | Stockholder Proposal - action by written consent | shareholder | Y | AGAINST | AGAINST |
| The Western Union Company | WU | 959802 10 9 | 5/11/2017 | Annual | 7 | Stockholder Proposal - report detailing risks and cost to company caused by state policies supporting discrimination | shareholder | Y | AGAINST | AGAINST |
| UGI Corp | UGI | 902681 10 5 | 1/24/2017 | Annual | 1 | Approval of directors | MGMT | Y | FOR | FOR |
| UGI Corp | UGI | 902681 10 5 | 1/24/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| UGI Corp | UGI | 902681 10 5 | 1/24/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| UGI Corp | UGI | 902681 10 5 | 1/24/2017 | Annual | 4 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| United Parcel Service Inc | UPS | 911312 10 6 | 5/4/2017 | Annual | 1 | Approval of directors | MGMT | Y | FOR | FOR |
| United Parcel Service Inc | UPS | 911312 10 6 | 5/4/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| United Parcel Service Inc | UPS | 911312 10 6 | 5/4/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 3 YEARS | 3 YEARS |
| United Parcel Service Inc | UPS | 911312 10 6 | 5/4/2017 | Annual | 4 | Ratification of appointment of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| United Parcel Service Inc | UPS | 911312 10 6 | 5/4/2017 | Annual | 5 | Prepare annual report on lobbying activities | MGMT | Y | AGAINST | AGAINST |
| United Parcel Service Inc | UPS | 911312 10 6 | 5/4/2017 | Annual | 6 | Reduce voting power of class A stock | MGMT | Y | AGAINST | AGAINST |
| United Parcel Service Inc | UPS | 911312 10 6 | 5/4/2017 | Annual | 7 | Adopt Holy Land principles | MGMT | Y | AGAINST | AGAINST |
| Uniti Group Inc | UNIT | 91325V 10 8 | 5/11/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Uniti Group Inc | UNIT | 91325V 10 8 | 5/11/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Uniti Group Inc | UNIT | 91325V 10 8 | 5/11/2017 | Annual | 3 | Ratification of PriceWaterHouseCoopers LLP | MGMT | Y | FOR | FOR |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 2 | Ratification of independent auditors | MGMT | Y | FOR | FOR |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 4 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 5 | Approval of 2017 Long-Term Incentive Plan | MGMT | Y | FOR | FOR |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 6 | Stockholder Proposal - Human Rights Committee | shareholder | Y | AGAINST | AGAINST |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 7 | Stockholder Proposal - Report on Greenhouse Gas Reduction Targets | shareholder | Y | AGAINST | AGAINST |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 8 | Stockholder Proposal - Special Shareowner meetings | shareholder | Y | AGAINST | AGAINST |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 9 | Stockholder Proposal - Executive Compensation Clawback Policy | shareholder | Y | AGAINST | AGAINST |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 10 | Stockholder Proposal - Stock Retention Policy | shareholder | Y | AGAINST | AGAINST |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 11 | Stockholder Proposal - Limit Matching Contributions for Executives | shareholder | Y | AGAINST | AGAINST |
| Wal-Mart Stores Inc | WMT | 931142 10 3 | 6/2/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Wal-Mart Stores Inc | WMT | 931142 10 3 | 6/2/2017 | Annual | 2 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Wal-Mart Stores Inc | WMT | 931142 10 3 | 6/2/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Wal-Mart Stores Inc | WMT | 931142 10 3 | 6/2/2017 | Annual | 4 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Wal-Mart Stores Inc | WMT | 931142 10 3 | 6/2/2017 | Annual | 5 | Shareholder Proposal - Independent Chairman | shareholder | Y | AGAINST | AGAINST |
| Wal-Mart Stores Inc | WMT | 931142 10 3 | 6/2/2017 | Annual | 6 | Shareholder Proposal - Shareholder Proxy Access | shareholder | Y | AGAINST | AGAINST |
| Wal-Mart Stores Inc | WMT | 931142 10 3 | 6/2/2017 | Annual | 7 | Shareholder Proposal - Independent Director with Environmental Expertise | shareholder | Y | AGAINST | AGAINST |
| Wells Fargo & Company | WFC | 949746 10 1 | 4/25/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Wells Fargo & Company | WFC | 949746 10 1 | 4/25/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Wells Fargo & Company | WFC | 949746 10 1 | 4/25/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Wells Fargo & Company | WFC | 949746 10 1 | 4/25/2017 | Annual | 4 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| Wells Fargo & Company | WFC | 949746 10 1 | 4/25/2017 | Annual | 5 | Stockholder Proposal – Retail Banking Sales Practices Report | shareholder | Y | AGAINST | AGAINST |
| Wells Fargo & Company | WFC | 949746 10 1 | 4/25/2017 | Annual | 6 | Stockholder Proposal – Cumulative Voting | shareholder | Y | AGAINST | AGAINST |
| Wells Fargo & Company | WFC | 949746 10 1 | 4/25/2017 | Annual | 7 | Stockholder Proposal – Divesting Non-Core Business Report | shareholder | Y | AGAINST | AGAINST |
| Wells Fargo & Company | WFC | 949746 10 1 | 4/25/2017 | Annual | 8 | Stockholder Proposal – Gender Pay Equity Report | shareholder | Y | AGAINST | AGAINST |
| Wells Fargo & Company | WFC | 949746 10 1 | 4/25/2017 | Annual | 9 | Stockholder Proposal – Lobbying Report | shareholder | Y | AGAINST | AGAINST |
| Wells Fargo & Company | WFC | 949746 10 1 | 4/25/2017 | Annual | 10 | Stockholder Proposal – Indigenous Peoples’ Rights Policy . | shareholder | Y | AGAINST | AGAINST |
| Windstream Holdings Inc | WIN | 97382A 20 0 | 5/25/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Windstream Holdings Inc | WIN | 97382A 20 0 | 5/25/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Windstream Holdings Inc | WIN | 97382A 20 0 | 5/25/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Windstream Holdings Inc | WIN | 97382A 20 0 | 5/25/2017 | Annual | 4 | Enable stockholders to call special meetings under certain circumstances | MGMT | Y | FOR | FOR |
| Windstream Holdings Inc | WIN | 97382A 20 0 | 5/25/2017 | Annual | 5 | Eliminate super-majority voting provisions | MGMT | Y | FOR | FOR |
| Windstream Holdings Inc | WIN | 97382A 20 0 | 5/25/2017 | Annual | 6 | Ratification of PriceWaterHouseCoopers LLP | MGMT | Y | FOR | FOR |
| Registrant: Mutual Fund & Variable Insurance Trust- | Rational Defensive Growth Fund | | | |
| Investment Company 1940 Act File # 811-05010 | | | | Exhibit 1 | | | |
| Reporting Period: July 1, 2016 through June 30, 2017 |
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| Company Name | Ticker | CUSIP | Meeting Date | Meeting Type | Proposal Number | Description | Proposal Type | Y | Vote Cast | FOR/ Against Mgmt |
| 3M Co | MMM | 88579Y 10 1 | 5/9/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| 3M Co | MMM | 88579Y 10 1 | 5/9/2017 | Annual | 2 | Ratification of PWC LLP | MGMT | Y | FOR | FOR |
| 3M Co | MMM | 88579Y 10 1 | 5/9/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| 3M Co | MMM | 88579Y 10 1 | 5/9/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| 3M Co | MMM | 88579Y 10 1 | 5/9/2017 | Annual | 5 | Shareholder proposal adopting Holy Land principles | shareholder | Y | AGAINST | AGAINST |
| AAON Inc | AAON | 360 20 6 | 5/16/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| AAON Inc | AAON | 360 20 6 | 5/16/2017 | Annual | 2 | Ratification of Grant Thorton | MGMT | Y | FOR | FOR |
| AAON Inc | AAON | 360 20 6 | 5/16/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| AAON Inc | AAON | 360 20 6 | 5/16/2017 | Annual | 4 | Frequency of advisory votes on executive comp | MGMT | Y | 3 YEARS | 3 YEARS |
| ABM Industries Inc | ABM | 957100 | 3/8/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| ABM Industries Inc | ABM | 957100 | 3/8/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| ABM Industries Inc | ABM | 957100 | 3/8/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| ABM Industries Inc | ABM | 957100 | 3/8/2017 | Annual | 4 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| Aramark | ARMK | 03852U 10 6 | 2/1/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Aramark | ARMK | 03852U 10 6 | 2/1/2017 | Annual | 2 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| Aramark | ARMK | 03852U 10 6 | 2/1/2017 | Annual | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Aramark | ARMK | 03852U 10 6 | 2/1/2017 | Annual | 4 | Approve amended and restated 2013 stock incentive plan | MGMT | Y | FOR | FOR |
| Aramark | ARMK | 03852U 10 6 | 2/1/2017 | Annual | 5 | Approve amended and restated senior executive performance bonus plan | MGMT | Y | FOR | FOR |
| Best Buy Co Inc | BBY | 086516 10 1 | 6/13/2017 | Annual | 1 | Approval of directors | MGMT | Y | FOR | FOR |
| Best Buy Co Inc | BBY | 086516 10 1 | 6/13/2017 | Annual | 2 | Ratification of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| Best Buy Co Inc | BBY | 086516 10 1 | 6/13/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Best Buy Co Inc | BBY | 086516 10 1 | 6/13/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Best Buy Co Inc | BBY | 086516 10 1 | 6/13/2017 | Annual | 5 | Amend Omnibus Stock Option Plan | MGMT | Y | FOR | FOR |
| Big Lots Inc | BIG | 89302 10 3 | 5/25/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Big Lots Inc | BIG | 89302 10 3 | 5/25/2017 | Annual | 2 | Approval of long-term incentive plan | MGMT | Y | FOR | FOR |
| Big Lots Inc | BIG | 89302 10 3 | 5/25/2017 | Annual | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Big Lots Inc | BIG | 89302 10 3 | 5/25/2017 | Annual | 4 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Big Lots Inc | BIG | 89302 10 3 | 5/25/2017 | Annual | 5 | Ratification of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| Cabot Corp | CBT | 127055 10 1 | 3/9/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Cabot Corp | CBT | 127055 10 1 | 3/9/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Cabot Corp | CBT | 127055 10 1 | 3/9/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Cabot Corp | CBT | 127055 10 1 | 3/9/2017 | Annual | 4 | Approval of long-term incentive plan | MGMT | Y | FOR | FOR |
| Cabot Corp | CBT | 127055 10 1 | 3/9/2017 | Annual | 5 | Ratification of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| Capitol Federal Financial Inc | CFFN | 14057J 10 1 | 1/24/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Capitol Federal Financial Inc | CFFN | 14057J 10 1 | 1/24/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Capitol Federal Financial Inc | CFFN | 14057J 10 1 | 1/24/2017 | Annual | 3 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Capitol Federal Financial Inc | CFFN | 14057J 10 1 | 1/24/2017 | Annual | 4 | Ratification of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| Cintas Corp | CTAS | 172908 10 5 | 18-Oct-2016 | Annual | 1 | Approval of directors | MGMT | Y | FOR | FOR |
| Cintas Corp | CTAS | 172908 10 5 | 18-Oct-2016 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Cintas Corp | CTAS | 172908 10 5 | 18-Oct-2016 | Annual | 3 | Approve Stock Compensation Plan | MGMT | Y | FOR | FOR |
| Cintas Corp | CTAS | 172908 10 5 | 18-Oct-2016 | Annual | 4 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Columbia Property Trust Inc | CXP | 198287 20 3 | 5/2/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Columbia Property Trust Inc | CXP | 198287 20 3 | 5/2/2017 | Annual | 2 | Ratify appointment of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| Columbia Property Trust Inc | CXP | 198287 20 3 | 5/2/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Columbia Property Trust Inc | CXP | 198287 20 3 | 5/2/2017 | Annual | 4 | Approval of long-term incentive plan | MGMT | Y | FOR | FOR |
| Columbia Property Trust Inc | CXP | 198287 20 3 | 5/2/2017 | Annual | 5 | Amend articles of incorporation | MGMT | Y | FOR | FOR |
| CommerceHub Inc | CHUBK | 20084V 30 6 | 6/16/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| CommerceHub Inc | CHUBK | 20084V 30 6 | 6/16/2017 | Annual | 2 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| CommerceHub Inc | CHUBK | 20084V 30 6 | 6/16/2017 | Annual | 3 | Approval of 2016 omnibus incentive plan | MGMT | Y | FOR | FOR |
| Corning Inc | GLW | 219350 10 5 | 4/27/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Corning Inc | GLW | 219350 10 5 | 4/27/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Corning Inc | GLW | 219350 10 5 | 4/27/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Corning Inc | GLW | 219350 10 5 | 4/27/2017 | Annual | 4 | Ratify appointment of PWC LLP | MGMT | Y | FOR | FOR |
| Corning Inc | GLW | 219350 10 5 | 4/27/2017 | Annual | 5 | Reapproval of performance goals | MGMT | Y | FOR | FOR |
| Delphi Automotive PLC | DLPH | G27823 10 6 | 4/27/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Delphi Automotive PLC | DLPH | G27823 10 6 | 4/27/2017 | Annual | 2 | Ratify appointment of independent accounting firm | MGMT | Y | FOR | FOR |
| Delphi Automotive PLC | DLPH | G27823 10 6 | 4/27/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| East West Bancorp Inc | EWBC | 27579R 10 4 | 5/23/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| East West Bancorp Inc | EWBC | 27579R 10 4 | 5/23/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| East West Bancorp Inc | EWBC | 27579R 10 4 | 5/23/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| East West Bancorp Inc | EWBC | 27579R 10 4 | 5/23/2017 | Annual | 4 | Approve bonus plan | MGMT | Y | FOR | FOR |
| East West Bancorp Inc | EWBC | 27579R 10 4 | 5/23/2017 | Annual | 5 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| Eastman Kodak Co | KODK | 277461 40 6 | 5/23/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Eastman Kodak Co | KODK | 277461 40 6 | 5/23/2017 | Annual | 2 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Eastman Kodak Co | KODK | 277461 40 6 | 5/23/2017 | Annual | 3 | Ratification of PWC LLP | MGMT | Y | FOR | FOR |
| Ebix Inc | EBIX | 278715 20 6 | 5/24/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Ebix Inc | EBIX | 278715 20 6 | 5/24/2017 | Annual | 2 | Increase number of authorized shares of common stock | MGMT | Y | FOR | FOR |
| Ebix Inc | EBIX | 278715 20 6 | 5/24/2017 | Annual | 3 | Ratify appointment of Cherry Bekaert, LLP | MGMT | Y | FOR | FOR |
| Ebix Inc | EBIX | 278715 20 6 | 5/24/2017 | Annual | 4 | Approve executive comp | MGMT | Y | FOR | FOR |
| Ebix Inc | EBIX | 278715 20 6 | 5/24/2017 | Annual | 5 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Ebix Inc | EBIX | 278715 20 6 | 5/24/2017 | Annual | 6 | Stockholder proposal regarding majority voting in uncontested director elections | shareholder | Y | AGAINST | AGAINST |
| EI du Pont de Nemours & Co | DD | 263534 10 9 | 5/24/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| EI du Pont de Nemours & Co | DD | 263534 10 9 | 5/24/2017 | Annual | 2 | Ratify appointment of independent accounting firm | MGMT | Y | FOR | FOR |
| EI du Pont de Nemours & Co | DD | 263534 10 9 | 5/24/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| EI du Pont de Nemours & Co | DD | 263534 10 9 | 5/24/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| EI du Pont de Nemours & Co | DD | 263534 10 9 | 5/24/2017 | Annual | 5 | Prepare report on executive compensation | MGMT | Y | AGAINST | AGAINST |
| EI du Pont de Nemours & Co | DD | 263534 10 9 | 5/24/2017 | Annual | 6 | Prepare report on accident risk reduction | MGMT | Y | AGAINST | AGAINST |
| EVERTEC Inc | EVTC | 30040P 10 3 | 5/25/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| EVERTEC Inc | EVTC | 30040P 10 3 | 5/25/2017 | Annual | 2 | Ratification of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| EVERTEC Inc | EVTC | 30040P 10 3 | 5/25/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Forestar Group Inc | for | 346233109 | 5/9/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Forestar Group Inc | for | 346233 10 9 | 5/9/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Forestar Group Inc | for | 346233 10 9 | 5/9/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Forestar Group Inc | for | 346233 10 9 | 5/9/2017 | Annual | 4 | Ratify extension of tax benefits preservation plan | MGMT | Y | FOR | FOR |
| Forestar Group Inc | for | 346233 10 9 | 5/9/2017 | Annual | 5 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Forestar Group Inc | for | 346233 10 9 | 6/7/2017 | Special | 1 | Adoption of the agreement and plan of merger | MGMT | Y | FOR | FOR |
| Forestar Group Inc | for | 346233 10 9 | 6/7/2017 | Special | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Forestar Group Inc | for | 346233 10 9 | 6/7/2017 | Special | 3 | Approve the adjournment of the special meeting | MGMT | Y | 1 YEAR | 1 YEAR |
| Forrester Research Inc | forR | 346563 10 9 | 5/23/2017 | Annual | 1 | Approve all directors | MGMT | Y | 1 YEAR | 1 YEAR |
| Forrester Research Inc | forR | 346563 10 9 | 5/23/2017 | Annual | 2 | Declassify the board of directors | MGMT | Y | 1 YEAR | 1 YEAR |
| Forrester Research Inc | forR | 346563 10 9 | 5/23/2017 | Annua | 3 | Ratification of PWC LLP | MGMT | Y | 1 YEAR | 1 YEAR |
| Forrester Research Inc | forR | 346563 10 9 | 5/23/2017 | Annual | 4 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Forrester Research Inc | forR | 346563 10 9 | 5/23/2017 | Annual | 5 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Getty Realty Corp | GTY | 374297 10 9 | 5/4/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Getty Realty Corp | GTY | 374297 10 9 | 5/4/2017 | Annual \ | 2 | Approval of long-term incentive plan | MGMT | Y | FOR | FOR |
| Getty Realty Corp | GTY | 374297 10 9 | 5/4/2017 | Annual Meeting | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Getty Realty Corp | GTY | 374297 10 9 | 5/4/2017 | Annual Meeting | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Getty Realty Corp | GTY | 374297 10 9 | 5/4/2017 | Annual Meeting | 5 | Ratify appointment of PWC LLP | MGMT | Y | FOR | FOR |
| Global Payments Inc | GPN | 37940X 10 2 | 9/28/2016 | Annual Meeting | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Global Payments Inc | GPN | 37940X 10 2 | 9/28/2016 | Annual Meeting | 2 | Approve extension of the term of, and the limits on non-employee director compensation and the material terms of the performance goals | MGMT | Y | FOR | FOR |
| Global Payments Inc | GPN | 37940X 10 2 | 9/28/2016 | Annual Meeting | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Global Payments Inc | GPN | 37940X 10 2 | 9/28/2016 | Annual Meeting | 4 | Ratification of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| Hawaiian Holdings Inc | HA | 419879 10 1 | 5/10/2017 | Annual Meeting | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Hawaiian Holdings Inc | HA | 419879 10 1 | 5/10/2017 | Annual Meeting | 2 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Hawaiian Holdings Inc | HA | 419879 10 1 | 5/10/2017 | Annual Meeting | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Hawaiian Holdings Inc | HA | 419879 10 1 | 5/10/2017 | Annual Meeting | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Illinois Tool Works INC. | ITW | 452308 10 9 | 5/5/2017 | Annual Meeting | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Illinois Tool Works INC. | ITW | 452308 10 9 | 5/5/2017 | Annual Meeting | 2 | Ratification of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| Illinois Tool Works INC. | ITW | 452308 10 9 | 5/5/2017 | Annual Meeting | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Illinois Tool Works INC. | ITW | 452308 10 9 | 5/5/2017 | Annual Meeting | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Illinois Tool Works INC. | ITW | 452308 10 9 | 5/5/2017 | Annual Meeting | 5 | Stockhlder proposal to permit stockholders to act by written consent | shareholder | Y | AGAINST | AGAINST |
| Innophos Holdings Inc | IPHS | 45774N 10 8 | 5/16/2017 | Annual Meeting | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Innophos Holdings Inc | IPHS | 45774N 10 8 | 5/16/2017 | Annual Meeting | 2 | Ratify appointment of independent accounting firm | MGMT | Y | FOR | FOR |
| Innophos Holdings Inc | IPHS | 45774N 10 8 | 5/16/2017 | Annual Meeting | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Innophos Holdings Inc | IPHS | 45774N 10 8 | 5/16/2017 | Annual Meeting | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Lancaster Colony Corp | LANC | 513847 10 3 | 11/21/2016 | Annual Meeting | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Lancaster Colony Corp | LANC | 513847 10 3 | 11/21/2016 | Annual Meeting | 2 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Lancaster Colony Corp | LANC | 513847 10 3 | 11/21/2016 | Annual Meeting | 3 | Ratification of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| Lockheed Martin Corp | LMT | 539830 10 9 | 4/27/2017 | Annual Meeting | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Lockheed Martin Corp | LMT | 539830 10 9 | 4/27/2017 | Annual Meeting | 2 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Lockheed Martin Corp | LMT | 539830 10 9 | 4/27/2017 | Annual Meeting | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Lockheed Martin Corp | LMT | 539830 10 9 | 4/27/2017 | Annual Meeting | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Lockheed Martin Corp | LMT | 539830 10 9 | 4/27/2017 | Annual Meeting | 5 | Shareholder proposal to adopt Holy Land principles | shareholder | Y | AGAINST | AGAINST |
| Mediafast Inc. | MED | 58470H 10 1 | 5/18/2017 | Annual Meeting | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Mediafast Inc. | MED | 58470H 10 1 | 5/18/2017 | Annual Meeting | 2 | Approve stock incentive plan | MGMT | Y | FOR | FOR |
| Mediafast Inc. | MED | 58470H 10 1 | 5/18/2017 | Annual Meeting | 3 | Ratify appointment of RSM US LLP | MGMT | Y | FOR | FOR |
| Mediafast Inc. | MED | 58470H 10 1 | 5/18/2017 | Annual Meeting | 4 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Mediafast Inc. | MED | 58470H 10 1 | 5/18/2017 | Annual Meeting | 5 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| National Beverage Corp | FIZZ | 635017 10 6 | 9/30/2016 | Annual Meeting | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| NCR Corporation | NCR | 62886E 10 8 | 4/26/2017 | Annual Meeting | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| NCR Corporation | NCR | 62886E 10 8 | 4/26/2017 | Annual Meeting | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| NCR Corporation | NCR | 62886E 10 8 | 4/26/2017 | Annual Meeting | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| NCR Corporation | NCR | 62886E 10 8 | 4/26/2017 | Annual Meeting | 4 | Approval of long-term incentive plan | MGMT | Y | FOR | FOR |
| NCR Corporation | NCR | 62886E 10 8 | 4/26/2017 | Annual Meeting | 5 | Approve stock incentive plan | MGMT | Y | FOR | FOR |
| NCR Corporation | NCR | 62886E 10 8 | 4/26/2017 | Annual Meeting | 6 | Ratify appointment of independent accounting firm | MGMT | Y | FOR | FOR |
| NCR Corporation | NCR | 62886E 10 8 | 4/26/2017 | Annual Meeting | 7 | Request to amend the proxy access bylaw | MGMT | Y | AGAINST | AGAINST |
| Philip Morris International Inc | PM | 718172 10 9 | 5/3/2017 | Annual Meeting | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Philip Morris International Inc | PM | 718172 10 9 | 5/3/2017 | Annual Meeting | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Philip Morris International Inc | PM | 718172 10 9 | 5/3/2017 | Annual Meeting | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Philip Morris International Inc | PM | 718172 10 9 | 5/3/2017 | Annual Meeting | 4 | Approval of long-term incentive plan | MGMT | Y | FOR | FOR |
| Philip Morris International Inc | PM | 718172 10 9 | 5/3/2017 | Annual Meeting | 5 | Approve stock incentive plan | MGMT | Y | FOR | FOR |
| Philip Morris International Inc | PM | 718172 10 9 | 5/3/2017 | Annual Meeting | 6 | Ratify appointment of independent accounting firm | MGMT | Y | FOR | FOR |
| Philip Morris International Inc | PM | 718172 10 9 | 5/3/2017 | Annual Meeting | 7 | Shareholder proposal of human rights policy | shareholder | Y | AGAINST | AGAINST |
| Philip Morris International Inc | PM | 718172 10 9 | 5/3/2017 | Annual Meeting | 8 | Shareholder proposal of mediation of alleged human rights violations | shareholder | Y | AGAINST | AGAINST |
| Principal Financial Group Inc | PFG | 74251V 10 2 | 5/16/2017 | Annual Meeting | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Principal Financial Group Inc | PFG | 74251V 10 2 | 5/16/2017 | Annual Meeting | 2 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Principal Financial Group Inc | PFG | 74251V 10 2 | 5/16/2017 | Annual Meeting | 3 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Principal Financial Group Inc | PFG | 74251V 10 2 | 5/16/2017 | Annual Meeting | 4 | Ratify appointment of independent accounting firm | MGMT | Y | FOR | FOR |
| Reinsurance Group of America Inc | RGA | 759351 60 4 | 5/23/2017 | Annual Meeting | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Reinsurance Group of America Inc | RGA | 759351 60 4 | 5/23/2017 | Annual Meeting | 2 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Reinsurance Group of America Inc | RGA | 759351 60 4 | 5/23/2017 | Annual Meeting | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Reinsurance Group of America Inc | RGA | 759351 60 4 | 5/23/2017 | Annual Meeting | 4 | Approve flexible stock plan | MGMT | Y | FOR | FOR |
| Reinsurance Group of America Inc | RGA | 759351 60 4 | 5/23/2017 | Annual Meeting | 5 | Approve flexible stock plan for directors | MGMT | Y | FOR | FOR |
| Reinsurance Group of America Inc | RGA | 759351 60 4 | 5/23/2017 | Annual Meeting | 6 | Approve phantom stock plan for directors | MGMT | Y | FOR | FOR |
| Reinsurance Group of America Inc | RGA | 759351 60 4 | 5/23/2017 | Annual Meeting | 7 | Ratification of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| Ross Stores Inc | ROST | 778296 10 3 | 5/17/2017 | Annual Meeting | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Ross Stores Inc | ROST | 778296 10 3 | 5/17/2017 | Annual Meeting | 2 | Approve adoption of 2017 equity incentive plan | MGMT | Y | FOR | FOR |
| Ross Stores Inc | ROST | 778296 10 3 | 5/17/2017 | Annual Meeting | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Ross Stores Inc | ROST | 778296 10 3 | 5/17/2017 | Annual Meeting | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Ross Stores Inc | ROST | 778296 10 3 | 5/17/2017 | Annual Meeting | 5 | Ratification of appointment of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| S&P Global Inc | SPGI | 78409V 10 4 | 4/26/2017 | Annual Meeting | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| S&P Global Inc | SPGI | 78409V 10 4 | 4/26/2017 | Annual Meeting | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| S&P Global Inc | SPGI | 78409V 10 4 | 4/26/2017 | Annual Meeting | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| S&P Global Inc | SPGI | 78409V 10 4 | 4/26/2017 | Annual Meeting | 4 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Sandy Spring Bancorp Inc | SASR | 800363 10 3 | 5/3/2017 | Annual Meeting | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Sandy Spring Bancorp Inc | SASR | 800363 10 3 | 5/3/2017 | Annual Meeting | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Sandy Spring Bancorp Inc | SASR | 800363 10 3 | 5/3/2017 | Annual Meeting | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Sandy Spring Bancorp Inc | SASR | 800363 10 3 | 5/3/2017 | Annual Meeting | 4 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Science Applications International Corp | SAIC | 808625 10 7 | 6/7/2017 | Annual Meeting | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Science Applications International Corp | SAIC | 808625 10 7 | 6/7/2017 | Annual Meeting | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Science Applications International Corp | SAIC | 808625 10 7 | 6/7/2017 | Annual Meeting | 3 | Ratification of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| Sonoco Products Co | SON | 835495 10 2 | 4/19/2017 | Annual Meeting | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Sonoco Products Co | SON | 835495 10 2 | 4/19/2017 | Annual Meeting | 2 | Ratify appointment of PWC LLP | MGMT | Y | FOR | FOR |
| Sonoco Products Co | SON | 835495 10 2 | 4/19/2017 | Annual Meeting | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Sonoco Products Co | SON | 835495 10 2 | 4/19/2017 | Annual Meeting | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Sonoco Products Co | SON | 835495 10 2 | 4/19/2017 | Annual Meeting | 5 | Declassify board and elect annually | MGMT | Y | FOR | FOR |
| TrustCo Bank Corp NY | TRST | 898349105 | 5/18/2017 | Annual Meeting | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| TrustCo Bank Corp NY | TRST | 898349105 | 5/18/2017 | Annual Meeting | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| TrustCo Bank Corp NY | TRST | 898349105 | 5/18/2017 | Annual Meeting | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| TrustCo Bank Corp NY | TRST | 898349105 | 5/18/2017 | Annual Meeting | 4 | Ratification of Crowe Horwath LLP | MGMT | Y | FOR | FOR |
| UGI Corp | UGI | 902681 10 5 | 1/24/2017 | Annual Meeting | 1 | Approval of directors | MGMT | Y | FOR | FOR |
| UGI Corp | UGI | 902681 10 5 | 1/24/2017 | Annual Meeting | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| UGI Corp | UGI | 902681 10 5 | 1/24/2017 | Annual Meeting | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| UGI Corp | UGI | 902681 10 5 | 1/24/2017 | Annual Meeting | 4 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Universal forest Products Inc | UFPI | 913543 10 4 | 4/18/2017 | Annual Meeting | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Universal forest Products Inc | UFPI | 913543 10 4 | 4/18/2017 | Annual Meeting | 2 | Issue 40,000,000 new shares of common stock | MGMT | Y | FOR | FOR |
| Universal forest Products Inc | UFPI | 913543 10 4 | 4/18/2017 | Annual Meeting | 3 | Ratification of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| Universal forest Products Inc | UFPI | 913543 10 4 | 4/18/2017 | Annual Meeting | 4 | Approve executive comp | MGMT | Y | FOR | FOR |
| Unum Group | UNM | 91529Y 10 6 | 5/25/2017 | Annual Meeting | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Unum Group | UNM | 91529Y 10 6 | 5/25/2017 | Annual Meeting | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Unum Group | UNM | 91529Y 10 6 | 5/25/2017 | Annual Meeting | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Unum Group | UNM | 91529Y 10 6 | 5/25/2017 | Annual Meeting | 4 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Unum Group | UNM | 91529Y 10 6 | 5/25/2017 | Annual Meeting | 5 | Approve stock incentive plan | MGMT | Y | FOR | FOR |
| Vulcan Materials Co | VMC | 929160 10 9 | 5/12/2017 | Annual Meeting | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Vulcan Materials Co | VMC | 929160 10 9 | 5/12/2017 | Annual Meeting | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Vulcan Materials Co | VMC | 929160 10 9 | 5/12/2017 | Annual Meeting | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Vulcan Materials Co | VMC | 929160 10 9 | 5/12/2017 | Annual Meeting | 4 | Ratification of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| | | | | | | | | | | |
| | | | | | | | | | | |
| Registrant: Mutual Fund & Variable Insurance Trust- Rational Dividend Capture VA Fund | | Exhibit 1 | | | |
| Investment Company 1940 Act File # 811-05010 | | | | | | | | | | |
| Reporting Period: July 1, 2016 through June 30, 2017 | | | | | | | | | |
| | | | | | | | | | | |
| | | | | | | | | | | |
| Company Name | Ticker | CUSIP | Meeting Date | Meeting Type | Proposal Number | Description | Proposal Type | Y | Vote Cast | FOR/ Against Mgmt |
| Accenture PLC | ACN | G1151C 10 1 | 2/10/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Accenture PLC | ACN | G1151C 10 1 | 2/10/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Accenture PLC | ACN | G1151C 10 1 | 2/10/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Accenture PLC | ACN | G1151C 10 1 | 2/10/2017 | Annual | 4 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| Accenture PLC | ACN | G1151C 10 1 | 2/10/2017 | Annual | 5 | Grant Board of Directors the authority to issue shares undr Irish Law | MGMT | Y | FOR | FOR |
| Accenture PLC | ACN | G1151C 10 1 | 2/10/2017 | Annual | 6 | Grant Board of Directors the authority to opt-out of statutory pre-emption rights under Irish Law | MGMT | Y | FOR | FOR |
| Accenture PLC | ACN | G1151C 10 1 | 2/10/2017 | Annual | 7 | Determine the price range for re-alloted shares | MGMT | Y | FOR | FOR |
| Arlington Asset Investment Corp | AI | 41356 20 5 | 6/7/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Arlington Asset Investment Corp | AI | 41356 20 5 | 6/7/2017 | Annual | 2 | Ratification of PriceWaterHouseCoopers LLP | MGMT | Y | FOR | FOR |
| Arlington Asset Investment Corp | AI | 41356 20 5 | 6/7/2017 | Annual | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Arlington Asset Investment Corp | AI | 41356 20 5 | 6/7/2017 | Annual | 4 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| AstraZeneca PLC | AZN | 46353 10 8 | 4/27/2017 | Annual | 1 | To receive the company's accounts | MGMT | Y | FOR | FOR |
| AstraZeneca PLC | AZN | 46353 10 8 | 4/27/2017 | Annual | 2 | To confirm dividends | MGMT | Y | FOR | FOR |
| AstraZeneca PLC | AZN | 46353 10 8 | 4/27/2017 | Annual | 3 | Ratification of PriceWaterHouseCoopers LLP | MGMT | Y | FOR | FOR |
| AstraZeneca PLC | AZN | 46353 10 8 | 4/27/2017 | Annual | 4 | To agree the remuneration of the auditor | MGMT | Y | FOR | FOR |
| AstraZeneca PLC | AZN | 46353 10 8 | 4/27/2017 | Annual | 5 | Approval of directors | MGMT | Y | FOR | FOR |
| AstraZeneca PLC | AZN | 46353 10 8 | 4/27/2017 | Annual | 6 | Approve annual report on remuneration for Dec. 31st 2016 | MGMT | Y | FOR | FOR |
| AstraZeneca PLC | AZN | 46353 10 8 | 4/27/2017 | Annual | 7 | Approve the directors' remuneration policy | MGMT | Y | FOR | FOR |
| AstraZeneca PLC | AZN | 46353 10 8 | 4/27/2017 | Annual | 8 | To authorize limited political donations | MGMT | Y | FOR | FOR |
| AT&T Inc | T | 00206R 10 2 | 4/28/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| AT&T Inc | T | 00206R 10 2 | 4/28/2017 | Annual | 2 | Ratification of the appointment of independent registered public accountants | MGMT | Y | FOR | FOR |
| AT&T Inc | T | 00206R 10 2 | 4/28/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| AT&T Inc | T | 00206R 10 2 | 4/28/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| AT&T Inc | T | 00206R 10 2 | 4/28/2017 | Annual | 5 | Prepare political sending report | MGMT | Y | AGAINST | AGAINST |
| AT&T Inc | T | 00206R 10 2 | 4/28/2017 | Annual | 6 | Prepare lobbying report | MGMT | Y | AGAINST | AGAINST |
| AT&T Inc | T | 00206R 10 2 | 4/28/2017 | Annual | 7 | Modify proxy access requirements | MGMT | Y | AGAINST | AGAINST |
| AT&T Inc | T | 00206R 10 2 | 4/28/2017 | Annual | 8 | Reduce vote required for written consent | MGMT | Y | AGAINST | AGAINST |
| Best Buy Co Inc | BBY | 086516 10 1 | 6/13/2017 | Annual | 1 | Approval of directors | MGMT | Y | FOR | FOR |
| Best Buy Co Inc | BBY | 086516 10 1 | 6/13/2017 | Annual | 2 | Ratification of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| Best Buy Co Inc | BBY | 086516 10 1 | 6/13/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Best Buy Co Inc | BBY | 086516 10 1 | 6/13/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Best Buy Co Inc | BBY | 086516 10 1 | 6/13/2017 | Annual | 5 | Amend Omnibus Stock Option Plan | MGMT | Y | FOR | FOR |
| BP P.L.C | BP | 55622 10 4 | 5/17/2017 | Annual | 1 | Receive the Director's annual report and accounts | MGMT | Y | FOR | FOR |
| BP P.L.C | BP | 55622 10 4 | 5/17/2017 | Annual | 2 | Approve the directors' remuneration policy | MGMT | Y | FOR | FOR |
| BP P.L.C | BP | 55622 10 4 | 5/17/2017 | Annual | 3 | Approve the directors' remuneration policy | MGMT | Y | FOR | FOR |
| BP P.L.C | BP | 55622 10 4 | 5/17/2017 | Annual | 4-16 | Approval of directors | MGMT | Y | FOR | FOR |
| BP P.L.C | BP | 55622 10 4 | 5/17/2017 | Annual | 17 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| BP P.L.C | BP | 55622 10 4 | 5/17/2017 | Annual | 18 | Limit authority to make political donations and incur political expenditure | MGMT | Y | FOR | FOR |
| BP P.L.C | BP | 55622 10 4 | 5/17/2017 | Annual | 19 | Limit authority to allot shares up to a specified amount | MGMT | Y | FOR | FOR |
| BP P.L.C | BP | 55622 10 4 | 5/17/2017 | Annual | 20 | Special Resolution: Give authority to allot limited number of shares | MGMT | Y | FOR | FOR |
| BP P.L.C | BP | 55622 10 4 | 5/17/2017 | Annual | 21 | Special Resolution: Give additional authority to allot a limited number of shares | MGMT | Y | FOR | FOR |
| BP P.L.C | BP | 55622 10 4 | 5/17/2017 | Annual | 22 | Special Resolution: Give limited authority for the purchase of its own shares | MGMT | Y | FOR | FOR |
| BP P.L.C | BP | 55622 10 4 | 5/17/2017 | Annual | 23 | Special Resolution: To authorize the calling of general meetings | MGMT | Y | FOR | FOR |
| Brixmor Property Group Inc | BRX | 11120U 10 5 | 5/18/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Brixmor Property Group Inc | BRX | 11120U 10 5 | 5/18/2017 | Annual | 2 | Ratification of appointment of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| Brixmor Property Group Inc | BRX | 11120U 10 5 | 5/18/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Carnival Corp | CCL | 143658 30 0 | 4/5/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Carnival Corp | CCL | 143658 30 0 | 4/5/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Carnival Corp | CCL | 143658 30 0 | 4/5/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Carnival Corp | CCL | 143658 30 0 | 4/5/2017 | Annual | 4 | Approve annual report on remuneration | MGMT | Y | FOR | FOR |
| Carnival Corp | CCL | 143658 30 0 | 4/5/2017 | Annual | 5 | Ratification of PriceWaterHouseCoopers LLP | MGMT | Y | FOR | FOR |
| Carnival Corp | CCL | 143658 30 0 | 4/5/2017 | Annual | 6 | Authorize the audit committee | MGMT | Y | FOR | FOR |
| Carnival Corp | CCL | 143658 30 0 | 4/5/2017 | Annual | 7 | To receive the UK accounts and reports of directors and auditors | MGMT | Y | FOR | FOR |
| Carnival Corp | CCL | 143658 30 0 | 4/5/2017 | Annual | 8 | To approve the giving of authority for the allotment of new shares | MGMT | Y | FOR | FOR |
| Carnival Corp | CCL | 143658 30 0 | 4/5/2017 | Annual | 9 | To approve the disapplication of pre-emption rights | MGMT | Y | FOR | FOR |
| Carnival Corp | CCL | 143658 30 0 | 4/5/2017 | Annual | 10 | To approve being able to buy back shares | MGMT | Y | FOR | FOR |
| CBL & Associates Properties Inc | CBL | 124830 10 0 | 5/8/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| CBL & Associates Properties Inc | CBL | 124830 10 0 | 5/8/2017 | Annual | 2 | Ratify appointment of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| CBL & Associates Properties Inc | CBL | 124830 10 0 | 5/8/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| CBL & Associates Properties Inc | CBL | 124830 10 0 | 5/8/2017 | Annual | 4 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| CenturyLink Inc | CTL | 156700 10 6 | 5/24/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| CenturyLink Inc | CTL | 156700 10 6 | 5/24/2017 | Annual | 2 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| CenturyLink Inc | CTL | 156700 10 6 | 5/24/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| CenturyLink Inc | CTL | 156700 10 6 | 5/24/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| CenturyLink Inc | CTL | 156700 10 6 | 5/24/2017 | Annual | 5 | Shareholder proposal regarding equity retention | shareholder | Y | AGAINST | AGAINST |
| CenturyLink Inc | CTL | 156700 10 6 | 5/24/2017 | Annual | 6 | Shareholder proposal regarding lobbying activities | shareholder | Y | AGAINST | AGAINST |
| Coca-Cola Co/The | KO | 191216 10 0 | 4/26/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Coca-Cola Co/The | KO | 191216 10 0 | 4/26/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Coca-Cola Co/The | KO | 191216 10 0 | 4/26/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Coca-Cola Co/The | KO | 191216 10 0 | 4/26/2017 | Annual | 4 | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Coca-Cola Co/The | KO | 191216 10 0 | 4/26/2017 | Annual | 5 | Shareholder proposal regarding a human rights review | shareholder | Y | AGAINST | AGAINST |
| CVS Health Corp | CVS | 126650 10 0 | 5/10/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| CVS Health Corp | CVS | 126650 10 0 | 5/10/2017 | Annual | 2 | Ratification of the appointment of independent registered public accountants | MGMT | Y | FOR | FOR |
| CVS Health Corp | CVS | 126650 10 0 | 5/10/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| CVS Health Corp | CVS | 126650 10 0 | 5/10/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| CVS Health Corp | CVS | 126650 10 0 | 5/10/2017 | Annual | 5 | Approve incentive compensation plan | MGMT | Y | FOR | FOR |
| CVS Health Corp | CVS | 126650 10 0 | 5/10/2017 | Annual | 6 | Ownership threshold for special meetings of stockholders | MGMT | Y | AGAINST | AGAINST |
| CVS Health Corp | CVS | 126650 10 0 | 5/10/2017 | Annual | 7 | Report on executive pay | MGMT | Y | AGAINST | AGAINST |
| CVS Health Corp | CVS | 126650 10 0 | 5/10/2017 | Annual | 8 | Report on renewable energy targets | MGMT | Y | AGAINST | AGAINST |
| CYS Investments Inc | CYS | 12673A 10 8 | 5/12/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| CYS Investments Inc | CYS | 12673A 10 8 | 5/12/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| CYS Investments Inc | CYS | 12673A 10 8 | 5/12/2017 | Annual | 3 | Ratification of appointment of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| Dollar General Corporation | DG | 256677 10 5 | 5/31/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Dollar General Corporation | DG | 256677 10 5 | 5/31/2017 | Annual | 2 | Approve The Performance Goals Under Amended And Restated 2007 Stock Incentive Plan | MGMT | Y | FOR | FOR |
| Dollar General Corporation | DG | 256677 10 5 | 5/31/2017 | Annual | 3 | Approve Performance Goals Under Amended And Restated Annual Incentive Plan | MGMT | Y | FOR | FOR |
| Dollar General Corporation | DG | 256677 10 5 | 5/31/2017 | Annual | 4 | Approve executive comp | MGMT | Y | FOR | FOR |
| Dollar General Corporation | DG | 256677 10 5 | 5/31/2017 | Annual | 5 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Dollar General Corporation | DG | 256677 10 5 | 5/31/2017 | Annual | 6 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Dr. Pepper Snapple Group | DPS | 26138E 10 9 | 5/18/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Dr. Pepper Snapple Group | DPS | 26138E 10 9 | 5/18/2017 | Annual | 2 | Ratification of Deloitte and Touche LLP | MGMT | Y | FOR | FOR |
| Dr. Pepper Snapple Group | DPS | 26138E 10 9 | 5/18/2017 | Annual | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Dr. Pepper Snapple Group | DPS | 26138E 10 9 | 5/18/2017 | Annual | 4 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Dr. Pepper Snapple Group | DPS | 26138E 10 9 | 5/18/2017 | Annual | 5 | Stockholder Proposal - Report on strategy and/or policy to protect public health and pollinators | shareholder | Y | AGAINST | AGAINST |
| Emerson Electric Co | EMR | 291011 10 4 | 2/7/2017 | Annual | 1 | Approval of directors | MGMT | Y | FOR | FOR |
| Emerson Electric Co | EMR | 291011 10 4 | 2/7/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Emerson Electric Co | EMR | 291011 10 4 | 2/7/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Emerson Electric Co | EMR | 291011 10 4 | 2/7/2017 | Annual | 4 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| Emerson Electric Co | EMR | 291011 10 4 | 2/7/2017 | Annual | 5 | Stockholder Proposal - Independent Board Chairman | shareholder | Y | AGAINST | AGAINST |
| Emerson Electric Co | EMR | 291011 10 4 | 2/7/2017 | Annual | 6 | Stockholder Proposal - Report on Political contributions | shareholder | Y | AGAINST | AGAINST |
| Emerson Electric Co | EMR | 291011 10 4 | 2/7/2017 | Annual | 7 | Stockholder Proposal - Report on Lobbying | shareholder | Y | AGAINST | AGAINST |
| Emerson Electric Co | EMR | 291011 10 4 | 2/7/2017 | Annual | 8 | Stockholder Proposal - Greenhouse Gas Emissions | shareholder | Y | AGAINST | AGAINST |
| Exxon Mobil Corp | XOM | 30231G 10 2 | 5/31/2017 | Annual | 1 | Approval of directors | MGMT | Y | FOR | FOR |
| Exxon Mobil Corp | XOM | 30231G 10 2 | 5/31/2017 | Annual | 2 | Ratify Appointment of Independent Auditors | MGMT | Y | FOR | FOR |
| Exxon Mobil Corp | XOM | 30231G 10 2 | 5/31/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Exxon Mobil Corp | XOM | 30231G 10 2 | 5/31/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Exxon Mobil Corp | XOM | 30231G 10 2 | 5/31/2017 | Annual | 5 | Shareholder Proposal - Establish Independent Chairman | shareholder | Y | AGAINST | AGAINST |
| Exxon Mobil Corp | XOM | 30231G 10 2 | 5/31/2017 | Annual | 6 | Shareholder Proposal - Approval of directors By Majority Vote | shareholder | Y | AGAINST | AGAINST |
| Exxon Mobil Corp | XOM | 30231G 10 2 | 5/31/2017 | Annual | 7 | Shareholder Proposal - Corporate Governance | shareholder | Y | AGAINST | AGAINST |
| Exxon Mobil Corp | XOM | 30231G 10 2 | 5/31/2017 | Annual | 8 | Shareholder Proposal - Corporate Governance | shareholder | Y | AGAINST | AGAINST |
| Exxon Mobil Corp | XOM | 30231G 10 2 | 5/31/2017 | Annual | 9 | Shareholder Proposal - Executive Compensation | shareholder | Y | AGAINST | AGAINST |
| Exxon Mobil Corp | XOM | 30231G 10 2 | 5/31/2017 | Annual | 10 | Shareholder Proposal - Political/Government | shareholder | Y | AGAINST | AGAINST |
| Exxon Mobil Corp | XOM | 30231G 10 2 | 5/31/2017 | Annual | 11 | Shareholder Proposal - Corporate Governance | shareholder | Y | AGAINST | AGAINST |
| Exxon Mobil Corp | XOM | 30231G 10 2 | 5/31/2017 | Annual | 12 | Shareholder Proposal - Environmental | shareholder | Y | AGAINST | AGAINST |
| Exxon Mobil Corp | XOM | 30231G 10 2 | 5/31/2017 | Annual | 13 | Shareholder Proposal - Report/Reduce Greenhouse Gas Emissions | shareholder | Y | AGAINST | AGAINST |
| Frontier Communications Corporation | FTR | 35906A 10 8 | 5/10/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Frontier Communications Corporation | FTR | 35906A 10 8 | 5/10/2017 | Annual | 2 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Frontier Communications Corporation | FTR | 35906A 10 8 | 5/10/2017 | Annual | 3 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Frontier Communications Corporation | FTR | 35906A 10 8 | 5/10/2017 | Annual | 4 | Adoption of 2017 Equity Incentive Plan | MGMT | Y | FOR | FOR |
| Frontier Communications Corporation | FTR | 35906A 10 8 | 5/10/2017 | Annual | 5 | Adopt an amendment to Frontier's restated Certificate of Incorporation | MGMT | Y | FOR | FOR |
| Frontier Communications Corporation | FTR | 35906A 10 8 | 5/10/2017 | Annual | 6 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| Gap Inc. | GPS | 364760 10 8 | 5/17/2017 | Annual | 1 | Approval of directors | MGMT | Y | FOR | FOR |
| Gap Inc. | GPS | 364760 10 8 | 5/17/2017 | Annual | 2 | Ratification of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| Gap Inc. | GPS | 364760 10 8 | 5/17/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Gap Inc. | GPS | 364760 10 8 | 5/17/2017 | Annual | 4 | Approve executive comp | MGMT | Y | FOR | FOR |
| Gap Inc. | GPS | 364760 10 8 | 5/17/2017 | Annual | 5 | Approve employee stock purchase plan | MGMT | Y | FOR | FOR |
| Gap Inc. | GPS | 364760 10 8 | 5/17/2017 | Annual | 6 | Shareholder Proposal | MGMT | Y | AGAINST | AGAINST |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 1 | Approval of directors | MGMT | Y | FOR | FOR |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 4 | Approve incentive plan | MGMT | Y | FOR | FOR |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 5 | Approve performance goals | MGMT | Y | FOR | FOR |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 6 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 7 | Report on lobbying activities | MGMT | Y | AGAINST | AGAINST |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 8 | Require chairman of the board to be independent | MGMT | Y | AGAINST | AGAINST |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 9 | Adopt cumulative voting for director elections | MGMT | Y | AGAINST | AGAINST |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 10 | Report on charitable contributions | MGMT | Y | AGAINST | AGAINST |
| General Mills Inc | GIS | 370334 10 4 | 9/27/2016 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| General Mills Inc | GIS | 370334 10 4 | 9/27/2016 | Annual | 2 | Adopt 2016 compensation plan for non-employee directors | MGMT | Y | FOR | FOR |
| General Mills Inc | GIS | 370334 10 4 | 9/27/2016 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| General Mills Inc | GIS | 370334 10 4 | 9/27/2016 | Annual | 4 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/4/2017 | Annual | 1 | Receive and adopt 2016 annual report | MGMT | Y | FOR | FOR |
| GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/4/2017 | Annual | 2 | Approve annual report on remuneration | MGMT | Y | FOR | FOR |
| GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/4/2017 | Annual | 3 | Approve remuneration policy | MGMT | Y | FOR | FOR |
| GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/4/2017 | Annual | 4 | Approve all directors | MGMT | Y | FOR | FOR |
| GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/4/2017 | Annual | 5 | To re-appoint auditors | MGMT | Y | FOR | FOR |
| GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/4/2017 | Annual | 6 | Determine remuneration of auditors | MGMT | Y | FOR | FOR |
| GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/4/2017 | Annual | 7 | Authorize company to make donations | MGMT | Y | FOR | FOR |
| GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/4/2017 | Annual | 8 | Authorize allotment of shares | MGMT | Y | FOR | FOR |
| GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/4/2017 | Annual | 9 | Disapply pre-emption rights | MGMT | Y | FOR | FOR |
| GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/4/2017 | Annual | 10 | Authorize company to purchase own shares | MGMT | Y | FOR | FOR |
| GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/4/2017 | Annual | 11 | Authorize exemption from statement of name of senior statutory auditor | MGMT | Y | FOR | FOR |
| GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/4/2017 | Annual | 12 | Authorize reduced notice of a general meeting | MGMT | Y | FOR | FOR |
| GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/4/2017 | Annual | 13 | Approve 2017 performance share plan | MGMT | Y | FOR | FOR |
| GlaxoSmithKline PLC | GSK | 37733W 10 5 | 5/4/2017 | Annual | 14 | Approve deferred annual bonus plan | MGMT | Y | FOR | FOR |
| Global Medical REIT Inc | GMRE | 37954A 20 4 | 5/18/2017 | Annual | 1 | Approve executive comp | MGMT | Y | FOR | FOR |
| Global Medical REIT Inc | GMRE | 37954A 20 4 | 5/18/2017 | Annual | 2 | Ratify Appointment of Malone Bailey LLP | MGMT | Y | FOR | FOR |
| Home Depot Inc/The | HD | 437076102 | 5/18/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Home Depot Inc/The | HD | 437076102 | 5/18/2017 | Annual | 2 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| Home Depot Inc/The | HD | 437076102 | 5/18/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Home Depot Inc/The | HD | 437076102 | 5/18/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Home Depot Inc/The | HD | 437076102 | 5/18/2017 | Annual | 5 | Shareholder proposal regarding preperation of an employment diversity report | shareholder | Y | AGAINST | AGAINST |
| Home Depot Inc/The | HD | 437076102 | 5/18/2017 | Annual | 6 | Shareholder proposal regarding advisory vote on political contributions | shareholder | Y | AGAINST | AGAINST |
| Home Depot Inc/The | HD | 437076102 | 5/18/2017 | Annual | 7 | Shareholder proposal to reduce threshold to call special shareholder meetings | shareholder | Y | AGAINST | AGAINST |
| Independence Realty Trust Inc | IRT | 45378A 10 6 | 5/16/2017 | Annual | 1 | Approval of directors | MGMT | Y | FOR | FOR |
| Independence Realty Trust Inc | IRT | 45378A 10 6 | 5/16/2017 | Annual | 2 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| Independence Realty Trust Inc | IRT | 45378A 10 6 | 5/16/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Ingersoll-Rand PLC | IR | G47791 10 1 | 6/8/2017 | Annual | 1 | Approval of directors | MGMT | Y | FOR | FOR |
| Ingersoll-Rand PLC | IR | G47791 10 1 | 6/8/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Ingersoll-Rand PLC | IR | G47791 10 1 | 6/8/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Ingersoll-Rand PLC | IR | G47791 10 1 | 6/8/2017 | Annual | 4 | Ratify Appointment of Independent Auditors | MGMT | Y | FOR | FOR |
| Ingersoll-Rand PLC | IR | G47791 10 1 | 6/8/2017 | Annual | 5 | Stock Issuance | MGMT | Y | FOR | FOR |
| Ingersoll-Rand PLC | IR | G47791 10 1 | 6/8/2017 | Annual | 6 | Stock Issuance | MGMT | Y | FOR | FOR |
| Ingersoll-Rand PLC | IR | G47791 10 1 | 6/8/2017 | Annual | 7 | Allot Relevant Securities | MGMT | Y | FOR | FOR |
| Intel Corp | INTC | 458140 10 0 | 5/18/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Intel Corp | INTC | 458140 10 0 | 5/18/2017 | Annual | 2 | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Intel Corp | INTC | 458140 10 0 | 5/18/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Intel Corp | INTC | 458140 10 0 | 5/18/2017 | Annual | 4 | Approve amendment to equity incentive plan | MGMT | Y | FOR | FOR |
| Intel Corp | INTC | 458140 10 0 | 5/18/2017 | Annual | 5 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Intel Corp | INTC | 458140 10 0 | 5/18/2017 | Annual | 6 | Stockholder proposal requesting stockholder vote on political contributions | shareholder | Y | AGAINST | AGAINST |
| Intel Corp | INTC | 458140 10 0 | 5/18/2017 | Annual | 7 | Stockholder proposal requesting that votes counted on stockholder proposals exclude abstentions | shareholder | Y | AGAINST | AGAINST |
| International Paper Co | IP | 460146 10 3 | 5/8/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| International Paper Co | IP | 460146 10 3 | 5/8/2017 | Annual | 2 | Ratification of appointment of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| International Paper Co | IP | 460146 10 3 | 5/8/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| International Paper Co | IP | 460146 10 3 | 5/8/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| International Paper Co | IP | 460146 10 3 | 5/8/2017 | Annual | 5 | Shareholder Proposal - Accelerated vesting of Equity Awards | shareholder | Y | AGAINST | AGAINST |
| Invesco Ltd | IVZ | G491BT 10 8 | 5/3/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Invesco Ltd | IVZ | G491BT 10 8 | 5/3/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Invesco Ltd | IVZ | G491BT 10 8 | 5/3/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Invesco Ltd | IVZ | G491BT 10 8 | 5/3/2017 | Annual | 4 | Ratification of PriceWaterHouseCoopers LLP | MGMT | Y | FOR | FOR |
| Invesco Mortgage Capital Inc. | IVR | 46131B 10 0 | 5/2/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Invesco Mortgage Capital Inc. | IVR | 46131B 10 0 | 5/2/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Invesco Mortgage Capital Inc. | IVR | 46131B 10 0 | 5/2/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Invesco Mortgage Capital Inc. | IVR | 46131B 10 0 | 5/2/2017 | Annual | 4 | Ratification of PWC LLP | MGMT | Y | FOR | FOR |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 3 | Ratification of the appointment of independent registered public accountants | MGMT | Y | FOR | FOR |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 5 | Independent board chairman | MGMT | Y | AGAINST | AGAINST |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 6 | Vesting for government service | MGMT | Y | AGAINST | AGAINST |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 7 | Clawback amendment | MGMT | Y | AGAINST | AGAINST |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 8 | Gender pay equity | MGMT | Y | AGAINST | AGAINST |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 9 | How votes are counted | MGMT | Y | AGAINST | AGAINST |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 10 | Special shareholder meetings | MGMT | Y | AGAINST | AGAINST |
| Kohl'S Corporation | KSS | 500255 10 4 | 5/10/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Kohl'S Corporation | KSS | 500255 10 4 | 5/10/2017 | Annual | 2 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Kohl'S Corporation | KSS | 500255 10 4 | 5/10/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Kohl'S Corporation | KSS | 500255 10 4 | 5/10/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Kohl'S Corporation | KSS | 500255 10 4 | 5/10/2017 | Annual | 5 | Approve 2017 long-term compensation plan | MGMT | Y | FOR | FOR |
| Kohl'S Corporation | KSS | 500255 10 4 | 5/10/2017 | Annual | 6 | Shareholder Proposal: Independent Chair. | shareholder | Y | AGAINST | AGAINST |
| Macy's, Inc. | M | 55616P 10 4 | 5/19/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Macy's, Inc. | M | 55616P 10 4 | 5/19/2017 | Annual | 2 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| Macy's, Inc. | M | 55616P 10 4 | 5/19/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Macy's, Inc. | M | 55616P 10 4 | 5/19/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Macy's, Inc. | M | 55616P 10 4 | 5/19/2017 | Annual | 5 | Re-approval of the senior executive incentive compensation plan | MGMT | Y | FOR | FOR |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 2 | Approval of executive comp | MGMT | Y | FOR | FOR |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 3 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 4 | Approve performance goals | MGMT | Y | FOR | FOR |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 5 | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 6 | Shareholder proposal requesting a change to the vote-counting standard | shareholder | Y | AGAINST | AGAINST |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 7 | Shareholder proposal regarding the threshold to call special shareholder meetings | shareholder | Y | AGAINST | AGAINST |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 8 | Shareholder proposal to offer a type of preferred stock with right to elect own director | shareholder | Y | AGAINST | AGAINST |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 9 | Shareholder proposal to increase activity of Holy Land principles | shareholder | Y | AGAINST | AGAINST |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 10 | Shareholder proposal for board to update shareholders about antibiotic use | shareholder | Y | AGAINST | AGAINST |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 11 | Shareholder proposal requesting report of environmental impacts of foam cups | shareholder | Y | AGAINST | AGAINST |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 12 | Shareholder proposal requesting a report on charitable contributions | shareholder | Y | AGAINST | AGAINST |
| MDU Resources Group Inc | MDU | 552690 10 9 | 5/9/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| MDU Resources Group Inc | MDU | 552690 10 9 | 5/9/2017 | Annual | 2 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| MDU Resources Group Inc | MDU | 552690 10 9 | 5/9/2017 | Annual | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
| MDU Resources Group Inc | MDU | 552690 10 9 | 5/9/2017 | Annual | 4 | Ratify appointment of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| MDU Resources Group Inc | MDU | 552690 10 9 | 5/9/2017 | Annual | 5 | Approve an amendment to the company's bylaws to adopt an exclusive forum for internal corporate claims | MGMT | Y | FOR | FOR |
| Merck & Co Inc | MRK | 58933Y 10 5 | 5/23/2017 | Annual | 1 | Approval of directors | MGMT | Y | FOR | FOR |
| Merck & Co Inc | MRK | 58933Y 10 5 | 5/23/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Merck & Co Inc | MRK | 58933Y 10 5 | 5/23/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Merck & Co Inc | MRK | 58933Y 10 5 | 5/23/2017 | Annual | 4 | Ratify Appointment of Independent Auditors | MGMT | Y | FOR | FOR |
| Merck & Co Inc | MRK | 58933Y 10 5 | 5/23/2017 | Annual | 5 | Shareholder Proposal - Establish Independent Chairman | shareholder | Y | AGAINST | AGAINST |
| Merck & Co Inc | MRK | 58933Y 10 5 | 5/23/2017 | Annual | 6 | Shareholder Proposal - Corporate Governance | shareholder | Y | AGAINST | AGAINST |
| Merck & Co Inc | MRK | 58933Y 10 5 | 5/23/2017 | Annual | 7 | Shareholder Proposal - Corporate Governance | shareholder | Y | AGAINST | AGAINST |
| Merck & Co Inc | MRK | 58933Y 10 5 | 5/23/2017 | Annual | 8 | Shareholder Proposal - Corporate Governance | shareholder | Y | AGAINST | AGAINST |
| New Senior Investment Group Inc | SNR | 648691 10 3 | 6/9/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| New Senior Investment Group Inc | SNR | 648691 10 3 | 6/9/2017 | Annual | 2 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Nucor Corp | NUE | 670346 10 5 | 5/11/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Nucor Corp | NUE | 670346 10 5 | 5/11/2017 | Annual | 2 | Ratification of PriceWaterHouseCoopers LLP | MGMT | Y | FOR | FOR |
| Nucor Corp | NUE | 670346 10 5 | 5/11/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Nucor Corp | NUE | 670346 10 5 | 5/11/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 3 YEARS | 3 YEARS |
| Nucor Corp | NUE | 670346 10 5 | 5/11/2017 | Annual | 5 | Documenting political contributions | MGMT | Y | AGAINST | AGAINST |
| Nucor Corp | NUE | 670346 10 5 | 5/11/2017 | Annual | 6 | Stockholder proposal regarding greenhouse emissions | shareholder | Y | AGAINST | AGAINST |
| Paychex Inc | PAYX | 704326 10 7 | 10/12/16 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Paychex Inc | PAYX | 704326 10 7 | 10/12/16 | Annual | 2 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Paychex Inc | PAYX | 704326 10 7 | 10/12/16 | Annual | 3 | Ratify appointment of PWC LLP | MGMT | Y | FOR | FOR |
| PepsiCo Inc | PEP | 713448108 | 5/3/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| PepsiCo Inc | PEP | 713448108 | 5/3/2017 | Annual | 2 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| PepsiCo Inc | PEP | 713448108 | 5/3/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| PepsiCo Inc | PEP | 713448108 | 5/3/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| PepsiCo Inc | PEP | 713448108 | 5/3/2017 | Annual | 5 | Report regarding pesticide pollution | MGMT | Y | AGAINST | AGAINST |
| PepsiCo Inc | PEP | 713448108 | 5/3/2017 | Annual | 6 | Adopt Holy Land principles | MGMT | Y | AGAINST | AGAINST |
| Pfizer Inc | PFE | 717081103 | 4/27/2017 | Annual | 1 | Approval of directors | MGMT | Y | FOR | FOR |
| Pfizer Inc | PFE | 717081103 | 4/27/2017 | Annual | 2 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| Pfizer Inc | PFE | 717081103 | 4/27/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Pfizer Inc | PFE | 717081103 | 4/27/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Pfizer Inc | PFE | 717081103 | 4/27/2017 | Annual | 5 | Adopt Holy Land principles | MGMT | Y | AGAINST | AGAINST |
| Pfizer Inc | PFE | 717081103 | 4/27/2017 | Annual | 6 | Shareholder proposal regarding special shareholder meetings | shareholder | Y | AGAINST | AGAINST |
| Pfizer Inc | PFE | 717081103 | 4/27/2017 | Annual | 7 | Policy regarding independent chair policy | MGMT | Y | AGAINST | AGAINST |
| Procter & Gamble Co/The | PG | 742718 10 9 | 10/11/2016 | Annual | 1 | Approval of directors | MGMT | Y | FOR | FOR |
| Procter & Gamble Co/The | PG | 742718 10 9 | 10/11/2016 | Annual | 2 | Ratify Appointment of Independent Auditors | MGMT | Y | FOR | FOR |
| Procter & Gamble Co/The | PG | 742718 10 9 | 10/11/2016 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Procter & Gamble Co/The | PG | 742718 10 9 | 10/11/2016 | Annual | 4 | Shareholder Proposal - Political/Government | shareholder | Y | AGAINST | AGAINST |
| Procter & Gamble Co/The | PG | 742718 10 9 | 10/11/2016 | Annual | 5 | Shareholder Proposal - Human Rights Related | shareholder | Y | AGAINST | AGAINST |
| Senior Housing Properties Trust | SNH | 81721M 10 9 | 518/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Senior Housing Properties Trust | SNH | 81721M 10 9 | 518/2017 | Annual | 2 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Senior Housing Properties Trust | SNH | 81721M 10 9 | 518/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Senior Housing Properties Trust | SNH | 81721M 10 9 | 518/2017 | Annual | 4 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Senior Housing Properties Trust | SNH | | 518/2017 | Annual | 5 | Shareholder Proposal: Requesting That The Company'S Board Of Trustees Adopt A "Proxy Access" Bylaw | shareholder | Y | AGAINST | AGAINST |
| Staples Inc | SPLS | 855030 10 2 | 6/12/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Staples Inc | SPLS | 855030 10 2 | 6/12/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Staples Inc | SPLS | 855030 10 2 | 6/12/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Staples Inc | SPLS | 855030 10 2 | 6/12/2017 | Annual | 4 | Approve amended and restated executive officer incentive plan | MGMT | Y | FOR | FOR |
| Staples Inc | SPLS | 855030 10 2 | 6/12/2017 | Annual | 5 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Sunstone Hotel Investors Inc | SHO | 867892 10 1 | 4/28/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Sunstone Hotel Investors Inc | SHO | 867892 10 1 | 4/28/2017 | Annual | 2 | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Sunstone Hotel Investors Inc | SHO | 867892 10 1 | 4/28/2017 | Annual | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Sunstone Hotel Investors Inc | SHO | 867892 10 1 | 4/28/2017 | Annual | 4 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Sysco Corp | SYY | 871829 10 7 | 11/16/2016 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Sysco Corp | SYY | 871829 10 7 | 11/16/2016 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Sysco Corp | SYY | 871829 10 7 | 11/16/2016 | Annual | 3 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Sysco Corp | SYY | 871829 10 7 | 11/16/2016 | Annual | 4 | Stockholder Proposal - Limiting accelerated vesting of equity awards | shareholder | Y | AGAINST | AGAINST |
| Target Corp | TGT | 87612E 10 6 | 6/14/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Target Corp | TGT | 87612E 10 6 | 6/14/2017 | Annual | 2 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Target Corp | TGT | 87612E 10 6 | 6/14/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Target Corp | TGT | 87612E 10 6 | 6/14/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Target Corp | TGT | 87612E 10 6 | 6/14/2017 | Annual | 5 | Approve executive officer cash incentive plan | MGMT | Y | FOR | FOR |
| Texas Instruments Inc | TXN | 882508 10 4 | 4/20/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Texas Instruments Inc | TXN | 882508 10 4 | 4/20/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Texas Instruments Inc | TXN | 882508 10 4 | 4/20/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Texas Instruments Inc | TXN | 882508 10 4 | 4/20/2017 | Annual | 4 | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| The Walt Disney Company | DIS | 254687 10 6 | 3/8/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| The Walt Disney Company | DIS | 254687 10 6 | 3/8/2017 | Annual | 2 | Ratification of PWC LLP | MGMT | Y | FOR | FOR |
| The Walt Disney Company | DIS | 254687 10 6 | 3/8/2017 | Annual | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
| The Walt Disney Company | DIS | 254687 10 6 | 3/8/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| The Walt Disney Company | DIS | 254687 10 6 | 3/8/2017 | Annual | 5 | Shareholder proposal to provide report on lobbying activities and expenses | shareholder | Y | AGAINST | AGAINST |
| The Walt Disney Company | DIS | 254687 10 6 | 3/8/2017 | Annual | 6 | Shareholder proposal to increase number of permitted nominees | shareholder | Y | AGAINST | AGAINST |
| The Western Union Company | WU | 959802 10 9 | 5/11/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| The Western Union Company | WU | 959802 10 9 | 5/11/2017 | Annual | 2 | Approval of executive comp | MGMT | Y | FOR | FOR |
| The Western Union Company | WU | 959802 10 9 | 5/11/2017 | Annual | 3 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| The Western Union Company | WU | 959802 10 9 | 5/11/2017 | Annual | 4 | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| The Western Union Company | WU | 959802 10 9 | 5/11/2017 | Annual | 5 | Stockholder Proposal - political contributions disclosure | shareholder | Y | AGAINST | AGAINST |
| The Western Union Company | WU | 959802 10 9 | 5/11/2017 | Annual | 6 | Stockholder Proposal - action by written consent | shareholder | Y | AGAINST | AGAINST |
| The Western Union Company | WU | 959802 10 9 | 5/11/2017 | Annual | 7 | Stockholder Proposal - report detailing risks and cost to company caused by state policies supporting discrimination | shareholder | Y | AGAINST | AGAINST |
| UGI Corp | UGI | 902681 10 5 | 1/24/2017 | Annual | 1 | Approval of directors | MGMT | Y | FOR | FOR |
| UGI Corp | UGI | 902681 10 5 | 1/24/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| UGI Corp | UGI | 902681 10 5 | 1/24/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| UGI Corp | UGI | 902681 10 5 | 1/24/2017 | Annual | 4 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| United Parcel Service Inc | UPS | 911312 10 6 | 5/4/2017 | Annual | 1 | Approval of directors | MGMT | Y | FOR | FOR |
| United Parcel Service Inc | UPS | 911312 10 6 | 5/4/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| United Parcel Service Inc | UPS | 911312 10 6 | 5/4/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 3 YEARS | 3 YEARS |
| United Parcel Service Inc | UPS | 911312 10 6 | 5/4/2017 | Annual | 4 | Ratification of appointment of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| United Parcel Service Inc | UPS | 911312 10 6 | 5/4/2017 | Annual | 5 | Prepare annual report on lobbying activities | MGMT | Y | AGAINST | AGAINST |
| United Parcel Service Inc | UPS | 911312 10 6 | 5/4/2017 | Annual | 6 | Reduce voting power of class A stock | MGMT | Y | AGAINST | AGAINST |
| United Parcel Service Inc | UPS | 911312 10 6 | 5/4/2017 | Annual | 7 | Adopt Holy Land principles | MGMT | Y | AGAINST | AGAINST |
| Uniti Group Inc | UNIT | 91325V 10 8 | 5/11/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Uniti Group Inc | UNIT | 91325V 10 8 | 5/11/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Uniti Group Inc | UNIT | 91325V 10 8 | 5/11/2017 | Annual | 3 | Ratification of PriceWaterHouseCoopers LLP | MGMT | Y | FOR | FOR |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 2 | Ratification of independent auditors | MGMT | Y | FOR | FOR |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 4 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 5 | Approval of 2017 Long-Term Incentive Plan | MGMT | Y | FOR | FOR |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 6 | Stockholder Proposal - Human Rights Committee | shareholder | Y | AGAINST | AGAINST |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 7 | Stockholder Proposal - Report on Greenhouse Gas Reduction Targets | shareholder | Y | AGAINST | AGAINST |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 8 | Stockholder Proposal - Special Shareowner meetings | shareholder | Y | AGAINST | AGAINST |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 9 | Stockholder Proposal - Executive Compensation Clawback Policy | shareholder | Y | AGAINST | AGAINST |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 10 | Stockholder Proposal - Stock Retention Policy | shareholder | Y | AGAINST | AGAINST |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 11 | Stockholder Proposal - Limit Matching Contributions for Executives | shareholder | Y | AGAINST | AGAINST |
| Wells Fargo & Company | WFC | 949746 10 1 | 4/25/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Wells Fargo & Company | WFC | 949746 10 1 | 4/25/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Wells Fargo & Company | WFC | 949746 10 1 | 4/25/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Wells Fargo & Company | WFC | 949746 10 1 | 4/25/2017 | Annual | 4 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| Wells Fargo & Company | WFC | 949746 10 1 | 4/25/2017 | Annual | 5 | Stockholder Proposal – Retail Banking Sales Practices Report | shareholder | Y | AGAINST | AGAINST |
| Wells Fargo & Company | WFC | 949746 10 1 | 4/25/2017 | Annual | 6 | Stockholder Proposal – Cumulative Voting | shareholder | Y | AGAINST | AGAINST |
| Wells Fargo & Company | WFC | 949746 10 1 | 4/25/2017 | Annual | 7 | Stockholder Proposal – Divesting Non-Core Business Report | shareholder | Y | AGAINST | AGAINST |
| Wells Fargo & Company | WFC | 949746 10 1 | 4/25/2017 | Annual | 8 | Stockholder Proposal – Gender Pay Equity Report | shareholder | Y | AGAINST | AGAINST |
| Wells Fargo & Company | WFC | 949746 10 1 | 4/25/2017 | Annual | 9 | Stockholder Proposal – Lobbying Report | shareholder | Y | AGAINST | AGAINST |
| Wells Fargo & Company | WFC | 949746 10 1 | 4/25/2017 | Annual | 10 | Stockholder Proposal – Indigenous Peoples’ Rights Policy . | shareholder | Y | AGAINST | AGAINST |
| Windstream Holdings Inc | WIN | 97382A 20 0 | 5/25/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Windstream Holdings Inc | WIN | 97382A 20 0 | 5/25/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Windstream Holdings Inc | WIN | 97382A 20 0 | 5/25/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Windstream Holdings Inc | WIN | 97382A 20 0 | 5/25/2017 | Annual | 4 | Enable stockholders to call special meetings under certain circumstances | MGMT | Y | FOR | FOR |
| Windstream Holdings Inc | WIN | 97382A 20 0 | 5/25/2017 | Annual | 5 | Eliminate super-majority voting provisions | MGMT | Y | FOR | FOR |
| Windstream Holdings Inc | WIN | 97382A 20 0 | 5/25/2017 | Annual | 6 | Ratification of PriceWaterHouseCoopers LLP | MGMT | Y | FOR | FOR |
| Registrant: Mutual Fund & Variable Insurance Trust- Rational Insider Buying VA Fund | | | Exhibit 1 | | | |
| Investment Company 1940 Act File # 811-05010 |
| Reporting Period: July 1, 2016 through June 30, 2017 |
| | | | | | | | | | | |
| | | | | | | | | | | |
| Company Name | Ticker | CUSIP | Meeting Date | Meeting Type | Proposal Number | Description | Proposal Type | Y | Vote Cast | FOR/ Against Mgmt |
| 3M Co | MMM | 88579Y 10 1 | 5/9/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| 3M Co | MMM | 88579Y 10 1 | 5/9/2017 | Annual | 2 | Ratification of PWC LLP | MGMT | Y | FOR | FOR |
| 3M Co | MMM | 88579Y 10 1 | 5/9/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| 3M Co | MMM | 88579Y 10 1 | 5/9/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| 3M Co | MMM | 88579Y 10 1 | 5/9/2017 | Annual | 5 | Shareholder proposal adopting Holy Land principles | shareholder | Y | AGAINST | AGAINST |
| Aflac Inc | AFL | 1055 10 2 | 5/1/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Aflac Inc | AFL | 1055 10 2 | 5/1/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Aflac Inc | AFL | 1055 10 2 | 5/1/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Aflac Inc | AFL | 1055 10 2 | 5/1/2017 | Annual | 4 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| Aflac Inc | AFL | 1055 10 2 | 5/1/2017 | Annual | 5 | Approval of incentive plan | MGMT | Y | FOR | FOR |
| Aflac Inc | AFL | 1055 10 2 | 5/1/2017 | Annual | 6 | Approve management incentive plan | MGMT | Y | FOR | FOR |
| Air Products & Chemicals Inc | APD | 9158 10 6 | 1/26/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Air Products & Chemicals Inc | APD | 9158 10 6 | 1/26/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Air Products & Chemicals Inc | APD | 9158 10 6 | 1/26/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Air Products & Chemicals Inc | APD | 9158 10 6 | 1/26/2017 | Annual | 4 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| Ally Financial Inc | ALLY | 02005N 10 0 | 5/2/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Ally Financial Inc | ALLY | 02005N 10 0 | 5/2/2017 | Annual | 2 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Ally Financial Inc | ALLY | 02005N 10 0 | 5/2/2017 | Annual | 3 | Approval of the Ally Financial Inc. Incentive Compensation Plan | MGMT | Y | FOR | FOR |
| Ally Financial Inc | ALLY | 02005N 10 0 | 5/2/2017 | Annual | 4 | Approval of the Ally Financial Inc. Non-Employee Directors Equity Compensation Plan | MGMT | Y | FOR | FOR |
| Ally Financial Inc | ALLY | 02005N 10 0 | 5/2/2017 | Annual | 5 | Approval of the Ally Financial Inc. Executive Performance Plan | MGMT | Y | FOR | FOR |
| Ally Financial Inc | ALLY | 02005N 10 0 | 5/2/2017 | Annual | 6 | Ratification of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| Ally Financial Inc | ALLY | 02005N 10 0 | 5/2/2017 | Annual | 7 | Such other business as may properly come before the meeting or any adjournment of the meeting | MGMT | Y | FOR | FOR |
| Altria Group Inc | MO | 02209S 10 3 | 5/18/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Altria Group Inc | MO | 02209S 10 3 | 5/18/2017 | Annual | 2 | Ratification of the appointment of independent registered public accountants | MGMT | Y | FOR | FOR |
| Altria Group Inc | MO | 02209S 10 3 | 5/18/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Altria Group Inc | MO | 02209S 10 3 | 5/18/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Altria Group Inc | MO | 02209S 10 3 | 5/18/2017 | Annual | 5 | Shareholder proposal for advertising in minority/low income neighborhoods | shareholder | Y | AGAINST | AGAINST |
| Bank of America Corp | BAC | 60505 10 4 | 4/26/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Bank of America Corp | BAC | 60505 10 4 | 4/26/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Bank of America Corp | BAC | 60505 10 4 | 4/26/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Bank of America Corp | BAC | 60505 10 4 | 4/26/2017 | Annual | 4 | Ratification of the appointment of independent registered public accountants | MGMT | Y | FOR | FOR |
| Bank of America Corp | BAC | 60505 10 4 | 4/26/2017 | Annual | 5 | Stockholder proposal clawback amendment | shareholder | Y | AGAINST | AGAINST |
| Bank of America Corp | BAC | 60505 10 4 | 4/26/2017 | Annual | 6 | Stockholder proposal for divestiture and division study sessions | shareholder | Y | AGAINST | AGAINST |
| Bank of America Corp | BAC | 60505 10 4 | 4/26/2017 | Annual | 7 | Stockholder proposal for independent board chairman | shareholder | Y | AGAINST | AGAINST |
| Bank of America Corp | BAC | 60505 10 4 | 4/26/2017 | Annual | 8 | Stockholder proposal for report concerning gender pay equity | shareholder | Y | AGAINST | AGAINST |
| Baxter International Inc | BAX | 71813 10 9 | 5/2/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Baxter International Inc | BAX | 71813 10 9 | 5/2/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Baxter International Inc | BAX | 71813 10 9 | 5/2/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Baxter International Inc | BAX | 71813 10 9 | 5/2/2017 | Annual | 4 | Ratification of the appointment of independent registered public accountants | MGMT | Y | FOR | FOR |
| Baxter International Inc | BAX | 71813 10 9 | 5/2/2017 | Annual | 5 | Stockholder proposal to increase aggregation cap | MGMT | Y | AGAINST | AGAINST |
| Boston Properties Inc | BXP | 101121 10 1 | 5/23/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Boston Properties Inc | BXP | 101121 10 1 | 5/23/2017 | Annual | 2 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Boston Properties Inc | BXP | 101121 10 1 | 5/23/2017 | Annual | 3 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Boston Properties Inc | BXP | 101121 10 1 | 5/23/2017 | Annual | 4 | Ratification of PWC LLP | MGMT | Y | FOR | FOR |
| Cardinal Health Inc | CAH | 14149Y 10 8 | 11/3/2016 | Annual | 1 | Approve executive comp | MGMT | Y | FOR | FOR |
| Cardinal Health Inc | CAH | 14149Y 10 8 | 11/3/2016 | Annual | 2 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Cardinal Health Inc | CAH | 14149Y 10 8 | 11/3/2016 | Annual | 3 | Approve 2011 long-term incentive plan | MGMT | Y | FOR | FOR |
| Cardinal Health Inc | CAH | 14149Y 10 8 | 11/3/2016 | Annual | 4 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Citigroup Inc | C | 172967 42 4 | 4/25/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Citigroup Inc | C | 172967 42 4 | 4/25/2017 | Annual | 2 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| Citigroup Inc | C | 172967 42 4 | 4/25/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Citigroup Inc | C | 172967 42 4 | 4/25/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Citigroup Inc | C | 172967 42 4 | 4/25/2017 | Annual | 5 | Stockholder proposal requesting report on company's goals to reduce gender pay gap | shareholder | Y | AGAINST | AGAINST |
| Citigroup Inc | C | 172967 42 4 | 4/25/2017 | Annual | 6 | Stockholder proposal to appoint a stockholder value committee | shareholder | Y | AGAINST | AGAINST |
| Citigroup Inc | C | 172967 42 4 | 4/25/2017 | Annual | 7 | Stockholder proposal requesting a report on lobbying | shareholder | Y | AGAINST | AGAINST |
| Citigroup Inc | C | 172967 42 4 | 4/25/2017 | Annual | 8 | Stockholder report requesting an amendment to general clawback policy | shareholder | Y | AGAINST | AGAINST |
| Citigroup Inc | C | 172967 42 4 | 4/25/2017 | Annual | 9 | Stockholder proposal requesting that board adopt a policy prohibiting the vesting of equity-based awards for senior executives | MGMT | Y | AGAINST | AGAINST |
| Citigroup Inc | C | 172967 42 5 | 4/26/2017 | Annual | 10 | Stockholder proposal requesting that board adopt a policy prohibiting the vesting of equity-based awards for senior executives | MGMT | Y | AGAINST | AGAINST |
| Citizens Financial Group Inc | CFG | 174610 10 5 | 4/27/2017 | Annual | 2 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Citizens Financial Group Inc | CFG | 174610 10 5 | 4/27/2017 | Annual | 3 | Ratification of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| Constellation Brands Inc | STZ | 21036P 10 8 | 7/18/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Constellation Brands Inc | STZ | 21036P 10 8 | 7/18/2017 | Annual | 2 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| Constellation Brands Inc | STZ | 21036P 10 8 | 7/18/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Constellation Brands Inc | STZ | 21036P 10 8 | 7/18/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Constellation Brands Inc | STZ | 21036P 10 8 | 7/18/2017 | Annual | 5 | Approval of long-term stock incentive plan | MGMT | Y | FOR | FOR |
| Dr. Pepper Snapple Group | DPS | 26138E 10 9 | 5/18/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Dr. Pepper Snapple Group | DPS | 26138E 10 9 | 5/18/2017 | Annual | 2 | Ratification of Deloitte and Touche LLP | MGMT | Y | FOR | FOR |
| Dr. Pepper Snapple Group | DPS | 26138E 10 9 | 5/18/2017 | Annual | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Dr. Pepper Snapple Group | DPS | 26138E 10 9 | 5/18/2017 | Annual | 4 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Dr. Pepper Snapple Group | DPS | 26138E 10 9 | 5/18/2017 | Annual | 5 | Stockholder Proposal - Report on strategy and/or policy to protect public health and pollinators | shareholder | Y | AGAINST | AGAINST |
| Edison International | EIX | 281020 10 7 | 4/27/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Edison International | EIX | 281020 10 7 | 4/27/2017 | Annual | 2 | Ratification of the appointment of independent registered public accountants | MGMT | Y | FOR | FOR |
| Edison International | EIX | 281020 10 7 | 4/27/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Edison International | EIX | 281020 10 7 | 4/27/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Edison International | EIX | 281020 10 7 | 4/27/2017 | Annual | 5 | Shareholder proposal regarding proxy access reform | shareholder | Y | AGAINST | AGAINST |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 1 | Approval of directors | MGMT | Y | FOR | FOR |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 4 | Approve incentive plan | MGMT | Y | FOR | FOR |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 5 | Approve performance goals | MGMT | Y | FOR | FOR |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 6 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 7 | Report on lobbying activities | MGMT | Y | AGAINST | AGAINST |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 8 | Require chairman of the board to be independent | MGMT | Y | AGAINST | AGAINST |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 9 | Adopt cumulative voting for director elections | MGMT | Y | AGAINST | AGAINST |
| General Electric Co | GE | 369604 10 3 | 4/25/2017 | Annual | 10 | Report on charitable contributions | MGMT | Y | AGAINST | AGAINST |
| Genuine Parts Co | GPC | 372460 10 5 | 4/24/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Genuine Parts Co | GPC | 372460 10 5 | 4/24/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Genuine Parts Co | GPC | 372460 10 5 | 4/24/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Genuine Parts Co | GPC | 372460 10 5 | 4/24/2017 | Annual | 4 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Hartford Financial Services Group Inc/The | HIG | 416515 10 4 | 5/17/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Hartford Financial Services Group Inc/The | HIG | 416515 10 4 | 5/17/2017 | Annual | 2 | Ratification of appointment of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| Hartford Financial Services Group Inc/The | HIG | 416515 10 4 | 5/17/2017 | Annual | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
| HCA Healthcare Inc | HCA | 40412C 10 1 | 4/27/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| HCA Healthcare Inc | HCA | 40412C 10 1 | 4/27/2017 | Annual | 2 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| HCA Healthcare Inc | HCA | 40412C 10 1 | 4/27/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| HCA Healthcare Inc | HCA | 40412C 10 1 | 4/27/2017 | Annual | 4 | Approve amendment to allow shareholders owning aggregate of 25% to request special meetings of stockholders | MGMT | Y | FOR | FOR |
| HCA Healthcare Inc | HCA | 40412C 10 1 | 4/27/2017 | Annual | 5 | Approve amendment to allow shareholders owning aggregate of 10% to request special meetings of stockholders | MGMT | Y | AGAINST | AGAINST |
| Hewlett Packard Enterprise Co | HPE | 42824C 10 9 | 3/22/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Hewlett Packard Enterprise Co | HPE | 42824C 10 9 | 3/22/2017 | Annual | 2 | Ratify independent auditors | MGMT | Y | FOR | FOR |
| Hewlett Packard Enterprise Co | HPE | 42824C 10 9 | 3/22/2017 | Annual | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Hewlett Packard Enterprise Co | HPE | 42824C 10 9 | 3/22/2017 | Annual | 4 | Approval of 162(m)-related provisions of 2015 Company Stock Incentive Plan | MGMT | Y | FOR | FOR |
| Home Depot Inc/The | HD | 437076 10 2 | 5/18/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Home Depot Inc/The | HD | 437076 10 2 | 5/18/2017 | Annual | 2 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| Home Depot Inc/The | HD | 437076 10 2 | 5/18/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Home Depot Inc/The | HD | 437076 10 2 | 5/18/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Home Depot Inc/The | HD | 437076 10 2 | 5/18/2017 | Annual | 5 | Shareholder proposal regarding preperation of an employment diversity report | shareholder | Y | AGAINST | AGAINST |
| Home Depot Inc/The | HD | 437076 10 2 | 5/18/2017 | Annual | 6 | Shareholder proposal regarding advisory vote on political contributions | shareholder | Y | AGAINST | AGAINST |
| Home Depot Inc/The | HD | 437076 10 2 | 5/18/2017 | Annual | 7 | Shareholder proposal to reduce threshold to call special shareholder meetings | shareholder | Y | AGAINST | AGAINST |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 3 | Ratification of the appointment of independent registered public accountants | MGMT | Y | FOR | FOR |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 5 | Independent board chairman | MGMT | Y | AGAINST | AGAINST |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 6 | Vesting for government service | MGMT | Y | AGAINST | AGAINST |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 7 | Clawback amendment | MGMT | Y | AGAINST | AGAINST |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 8 | Gender pay equity | MGMT | Y | AGAINST | AGAINST |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 9 | How votes are counted | MGMT | Y | AGAINST | AGAINST |
| JPMorgan Chase & Co | JPM | 46625H 10 0 | 5/16/2017 | Annual | 10 | Special shareholder meetings | MGMT | Y | AGAINST | AGAINST |
| Kimco Realty Corp | KIM | 49446R 10 9 | 4/25/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Kimco Realty Corp | KIM | 49446R 10 9 | 4/25/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Kimco Realty Corp | KIM | 49446R 10 9 | 4/25/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Lowe's Cos Inc | LOW | 548661 10 7 | 6/2/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Lowe's Cos Inc | LOW | 548661 10 7 | 6/2/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Lowe's Cos Inc | LOW | 548661 10 7 | 6/2/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Lowe's Cos Inc | LOW | 548661 10 7 | 6/2/2017 | Annual | 4 | Ratification of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| Lowe's Cos Inc | LOW | 548661 10 7 | 6/2/2017 | Annual | 5 | Shareholder Proposal - Setting renewable energy sourcing targets | shareholder | Y | AGAINST | AGAINST |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 2 | Approval of executive comp | MGMT | Y | FOR | FOR |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 3 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 4 | Approve performance goals | MGMT | Y | FOR | FOR |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 5 | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 6 | Shareholder proposal requesting a change to the vote-counting standard | shareholder | Y | AGAINST | AGAINST |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 7 | Shareholder proposal regarding the threshold to call special shareholder meetings | shareholder | Y | AGAINST | AGAINST |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 8 | Shareholder proposal to offer a type of preferred stock with right to elect own director | shareholder | Y | AGAINST | AGAINST |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 9 | Shareholder proposal to increase activity of Holy Land principles | shareholder | Y | AGAINST | AGAINST |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 10 | Shareholder proposal for board to update shareholders about antibiotic use | shareholder | Y | AGAINST | AGAINST |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 11 | Shareholder proposal requesting report of environmental impacts of foam cups | shareholder | Y | AGAINST | AGAINST |
| McDonald's Corp | MCD | 580135 10 1 | 5/24/2017 | Annual | 12 | Shareholder proposal requesting a report on charitable contributions | shareholder | Y | AGAINST | AGAINST |
| Mondelez International Inc | MDLZ | 609207 10 5 | 5/17/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Mondelez International Inc | MDLZ | 609207 10 5 | 5/17/2017 | Annual | 2 | Ratification of PWC LLP | MGMT | Y | FOR | FOR |
| Mondelez International Inc | MDLZ | 609207 10 5 | 5/17/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Mondelez International Inc | MDLZ | 609207 10 5 | 5/17/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Mondelez International Inc | MDLZ | 609207 10 5 | 5/17/2017 | Annual | 5 | Shareholder proposal to report on non-recyclable packaging | shareholder | Y | AGAINST | AGAINST |
| Mondelez International Inc | MDLZ | 609207 10 5 | 5/17/2017 | Annual | 6 | Shareholder proposal to create a committee to prepare a report regarding impact of plant closures on communities | shareholder | Y | AGAINST | AGAINST |
| Netflix Inc | NFLX | 64110L 10 6 | 6/6/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Netflix Inc | NFLX | 64110L 10 6 | 6/6/2017 | Annual | 2 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Netflix Inc | NFLX | 64110L 10 6 | 6/6/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Netflix Inc | NFLX | 64110L 10 6 | 6/6/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Netflix Inc | NFLX | 64110L 10 6 | 6/6/2017 | Annual | 5 | Stockholder proposal regarding proxy access | shareholder | Y | AGAINST | AGAINST |
| Netflix Inc | NFLX | 64110L 10 6 | 6/6/2017 | Annual | 6 | Stockholder proposal regarding annual sustainability report | shareholder | Y | AGAINST | AGAINST |
| Netflix Inc | NFLX | 64110L 10 6 | 6/6/2017 | Annual | 7 | Stockholder proposal regarding emissions report | shareholder | Y | AGAINST | AGAINST |
| Netflix Inc | NFLX | 64110L 10 6 | 6/6/2017 | Annual | 8 | Stockholder proposal regarding simple majority voting | shareholder | Y | AGAINST | AGAINST |
| Netflix Inc | NFLX | 64110L 10 6 | 6/6/2017 | Annual | 9 | Stockholder proposal to amend bylaws | shareholder | Y | AGAINST | AGAINST |
| O'Reilly Automotive Inc | ORLY | 67103H 10 7 | 5/9/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| O'Reilly Automotive Inc | ORLY | 67103H 10 7 | 5/9/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| O'Reilly Automotive Inc | ORLY | 67103H 10 7 | 5/9/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| O'Reilly Automotive Inc | ORLY | 67103H 10 7 | 5/9/2017 | Annual | 4 | Approval of 2017 incentive award plan | MGMT | Y | FOR | FOR |
| O'Reilly Automotive Inc | ORLY | 67103H 10 7 | 5/9/2017 | Annual | 5 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| O'Reilly Automotive Inc | ORLY | 67103H 10 7 | 5/9/2017 | Annual | 6 | Shareholder Proposal - Special shareowner meetings | shareholder | Y | AGAINST | AGAINST |
| PNC Financial Services Group Inc/The | PNC | 693475 10 5 | 4/25/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| PNC Financial Services Group Inc/The | PNC | 693475 10 6 | 4/26/2017 | Annual | 2 | Ratification of PWC LLP | MGMT | Y | FOR | FOR |
| PNC Financial Services Group Inc/The | PNC | 693475 10 7 | 4/27/2017 | Annual | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
| PNC Financial Services Group Inc/The | PNC | 693475 10 8 | 4/28/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| PNC Financial Services Group Inc/The | PNC | 693475 10 9 | 4/29/2017 | Annual | 5 | Shareholder proposal requesting additional diversity disclosure | shareholder | Y | AGAINST | AGAINST |
| Principal Financial Group Inc | PFG | 74251V 10 2 | 5/16/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Principal Financial Group Inc | PFG | 74251V 10 2 | 5/16/2017 | Annual | 2 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Principal Financial Group Inc | PFG | 74251V 10 2 | 5/16/2017 | Annual | 3 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Principal Financial Group Inc | PFG | 74251V 10 2 | 5/16/2017 | Annual | 4 | Ratify appointment of independent accounting firm | MGMT | Y | FOR | FOR |
| Public Storage | PSA | 74460D 10 9 | 4/26/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Public Storage | PSA | 74460D 10 9 | 4/26/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Public Storage | PSA | 74460D 10 9 | 4/26/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Public Storage | PSA | 74460D 10 9 | 4/26/2017 | Annual | 4 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Regions Financial Corp | RF | 7591EP 10 0 | 4/20/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Regions Financial Corp | RF | 7591EP 10 0 | 4/20/2017 | Annual | 2 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Regions Financial Corp | RF | 7591EP 10 0 | 4/20/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Simon Property Group Inc | SPG | 828806 10 9 | 5/10/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Simon Property Group Inc | SPG | 828806 10 9 | 5/10/2017 | Annual | 2 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Simon Property Group Inc | SPG | 828806 10 9 | 5/10/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Simon Property Group Inc | SPG | 828806 10 9 | 5/10/2017 | Annual | 4 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| South State Corporation | SSB | 840441 10 9 | 10/18/2016 | Annual | 1 | Approve the agreement and plan of merger | MGMT | Y | FOR | FOR |
| South State Corporation | SSB | 840441 10 9 | 10/18/2016 | Annual | 2 | Adjourn the special meeting, if necessary or appropriate | MGMT | Y | FOR | FOR |
| Stanley Black & Decker Inc | SWK | 854502 10 1 | 4/20/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Stanley Black & Decker Inc | SWK | 854502 10 1 | 4/20/2017 | Annual | 2 | Approve management incentive plan | MGMT | Y | FOR | FOR |
| Stanley Black & Decker Inc | SWK | 854502 10 1 | 4/20/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Stanley Black & Decker Inc | SWK | 854502 10 1 | 4/20/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Stanley Black & Decker Inc | SWK | 854502 10 1 | 4/20/2017 | Annual | 5 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| SunTrust Banks Inc | STI | 867914 10 3 | 4/25/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| SunTrust Banks Inc | STI | 867914 10 3 | 4/25/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| SunTrust Banks Inc | STI | 867914 10 3 | 4/25/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| SunTrust Banks Inc | STI | 867914 10 3 | 4/25/2017 | Annual | 4 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Sysco Corp | SYY | 871829 10 7 | 11/16/2016 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Sysco Corp | SYY | 871829 10 7 | 11/16/2016 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Sysco Corp | SYY | 871829 10 7 | 11/16/2016 | Annual | 3 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Sysco Corp | SYY | 871829 10 7 | 11/16/2016 | Annual | 4 | Stockholder Proposal - Limiting accelerated vesting of equity awards | shareholder | Y | AGAINST | AGAINST |
| The Walt Disney Company | DIS | 254687 10 6 | 3/8/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| The Walt Disney Company | DIS | 254687 10 6 | 3/8/2017 | Annual | 2 | Ratification of PWC LLP | MGMT | Y | FOR | FOR |
| The Walt Disney Company | DIS | 254687 10 6 | 3/8/2017 | Annual | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
| The Walt Disney Company | DIS | 254687 10 6 | 3/8/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| The Walt Disney Company | DIS | 254687 10 6 | 3/8/2017 | Annual | 5 | Shareholder proposal to provide report on lobbying activities and expenses | shareholder | Y | AGAINST | AGAINST |
| The Walt Disney Company | DIS | 254687 10 6 | 3/8/2017 | Annual | 6 | Shareholder proposal to increase number of permitted nominees | shareholder | Y | AGAINST | AGAINST |
| Time Warner Inc | TWX | 887317 30 3 | 2/15/2017 | Annual | 1 | Adopt merger with AT&T | MGMT | Y | FOR | FOR |
| Time Warner Inc | TWX | 887317 30 3 | 2/15/2017 | Annual | 2 | Approve compensation for executives with completion of merger | MGMT | Y | FOR | FOR |
| Time Warner Inc | TWX | 887317 30 3 | 2/15/2017 | Annual | 3 | Approve adjournments of the special meeting to solicit additional proxies | MGMT | Y | FOR | FOR |
| UDR Inc | UDR | 902653 10 4 | 5/11/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| UDR Inc | UDR | 902653 10 4 | 5/11/2017 | Annual | 2 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| UDR Inc | UDR | 902653 10 4 | 5/11/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| UDR Inc | UDR | 902653 10 4 | 5/11/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Union Pacific Corp | UNP | 907818 10 8 | 5/11/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Union Pacific Corp | UNP | 907818 10 8 | 5/11/2017 | Annual | 2 | Ratification of Deloitte and Touche LLP | MGMT | Y | FOR | FOR |
| Union Pacific Corp | UNP | 907818 10 8 | 5/11/2017 | Annual | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Union Pacific Corp | UNP | 907818 10 8 | 5/11/2017 | Annual | 4 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Union Pacific Corp | UNP | 907818 10 8 | 5/11/2017 | Annual | 5 | Stockholder Proposal - Independent Chairman | shareholder | Y | AGAINST | AGAINST |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 2 | Ratification of independent auditors | MGMT | Y | FOR | FOR |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 4 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 5 | Approval of 2017 Long-Term Incentive Plan | MGMT | Y | FOR | FOR |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 6 | Stockholder Proposal - Human Rights Committee | shareholder | Y | AGAINST | AGAINST |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 7 | Stockholder Proposal - Report on Greenhouse Gas Reduction Targets | shareholder | Y | AGAINST | AGAINST |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 8 | Stockholder Proposal - Special Shareowner meetings | shareholder | Y | AGAINST | AGAINST |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 9 | Stockholder Proposal - Executive Compensation Clawback Policy | shareholder | Y | AGAINST | AGAINST |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 10 | Stockholder Proposal - Stock Retention Policy | shareholder | Y | AGAINST | AGAINST |
| Verizon Communications Inc | VZ | 92343V 10 4 | 5/4/2017 | Annual | 11 | Stockholder Proposal - Limit Matching Contributions for Executives | shareholder | Y | AGAINST | AGAINST |
| Vornado Realty Trust | VNO | 929042109 | 5/18/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Vornado Realty Trust | VNO | 929042109 | 5/18/2017 | Annual | 2 | Ratification of appointment of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| Vornado Realty Trust | VNO | 929042109 | 5/18/2017 | Annual | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Vornado Realty Trust | VNO | 929042109 | 5/18/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Welltower Inc | HCN | 95040Q 10 4 | 5/4/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Welltower Inc | HCN | 95040Q 10 4 | 5/4/2017 | Annual | 2 | Ratification of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Welltower Inc | HCN | 95040Q 10 4 | 5/4/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Welltower Inc | HCN | 95040Q 10 4 | 5/4/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| | | | | | | | | | | |
| | | | | | | | | | | |
| Registrant: Mutual Fund & Variable Insurance Trust | | Rational Real Strategies Fund | | | Exhibit 1 | |
| Investment Company 1940 Act File # 811-05010 |
| Reporting Period: July 1, 2016 through June 30, 2017 |
| | | | | | | | | | | |
| |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) FOR/Against Management |
| Aceto Corp | ACET | 4446 10 0 | 12/1/2016 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Aceto Corp | ACET | 4446 10 0 | 12/1/2016 | Annual | 2 | Approval of the amendment of the Company's certificate of incorporation | MGMT | Y | FOR | FOR |
| Aceto Corp | ACET | 4446 10 0 | 12/1/2016 | Annual | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Aceto Corp | ACET | 4446 10 0 | 12/1/2016 | Annual | 4 | Ratification of BDO USA, LLP | MGMT | Y | FOR | FOR |
| Akorn Inc | AKRX | 9728 10 6 | 4/27/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Akorn Inc | AKRX | 9728 10 6 | 4/27/2017 | Annual | 2 | Ratification of BDO USA LLP | MGMT | Y | FOR | FOR |
| Akorn Inc | AKRX | 9728 10 6 | 4/27/2017 | Annual | 3 | Approval of long-term incentive plan | MGMT | Y | FOR | FOR |
| Akorn Inc | AKRX | 9728 10 6 | 4/27/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Akorn Inc | AKRX | 9728 10 6 | 4/27/2017 | Annual | 5 | Approve executive comp | MGMT | Y | FOR | FOR |
| Akorn Inc | AKRX | 9728 10 6 | 12/16/16 | Special | 1 | Approve the 2016 employee stock purchase plan | MGMT | Y | FOR | FOR |
| Akorn Inc | AKRX | 9728 10 6 | 12/16/16 | Special | 2 | Approval of the amendment and restatement of the 2014 stock option plan | MGMT | Y | FOR | FOR |
| Ambac Financial Group Inc | AMBC | 23139 88 4 | 5/19/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Ambac Financial Group Inc | AMBC | 23139 88 4 | 5/19/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Ambac Financial Group Inc | AMBC | 23139 88 4 | 5/19/2017 | Annual | 3 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| American Vanguard Corp | AVD | 30371 10 8 | 6/6/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| American Vanguard Corp | AVD | 30371 10 8 | 6/6/2017 | Annual | 2 | Ratification of BDO USA LLP | MGMT | Y | FOR | FOR |
| American Vanguard Corp | AVD | 30371 10 8 | 6/6/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| American Vanguard Corp | AVD | 30371 10 8 | 6/6/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| American Vanguard Corp | AVD | 30371 10 8 | 6/6/2017 | Annual | 5 | Approve stock incentive plan | MGMT | Y | FOR | FOR |
| Chemours Co/The | CC | 163851 10 8 | 4/25/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Chemours Co/The | CC | 163851 10 8 | 4/25/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Chemours Co/The | CC | 163851 10 8 | 4/25/2017 | Annual | 3 | Ratification of Pricewaterhousecoopers LLP | MGMT | Y | FOR | FOR |
| Chemours Co/The | CC | 163851 10 8 | 4/25/2017 | Annual | 4 | Approval of long-term incentive plan | MGMT | Y | FOR | FOR |
| Chemours Co/The | CC | 163851 10 8 | 4/25/2017 | Annual | 5 | Approval of stock purchase plan | MGMT | Y | FOR | FOR |
| Chemours Co/The | CC | 163851 10 8 | 4/25/2017 | Annual | 6 | Stockholder proposal for report on executive comp | shareholder | Y | AGAINST | AGAINST |
| Colfax Corp | CFX | 194014 10 6 | 5/18/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Colfax Corp | CFX | 194014 10 6 | 5/18/2017 | Annual | 2 | Ratify selection of Ernst & Yuong LLP | MGMT | Y | FOR | FOR |
| Colfax Corp | CFX | 194014 10 6 | 5/18/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Colfax Corp | CFX | 194014 10 6 | 5/18/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Darling Ingredients Inc | DAR | 237266 10 1 | 5/9/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Darling Ingredients Inc | DAR | 237266 10 1 | 5/9/2017 | Annual | 2 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| Darling Ingredients Inc | DAR | 237266 10 1 | 5/9/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Darling Ingredients Inc | DAR | 237266 10 1 | 5/9/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Darling Ingredients Inc | DAR | 237266 10 1 | 5/9/2017 | Annual | 5 | Approve long term incentive plan | MGMT | Y | FOR | FOR |
| Drive Shack Inc | DS | 262077 10 0 | 5/26/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Drive Shack Inc | DS | 262077 10 0 | 5/26/2017 | Annual | 2 | Ratify selection of Ernst & Yuong LLP | MGMT | Y | FOR | FOR |
| Drive Shack Inc | DS | 262077 10 0 | 5/26/2017 | Annual | 3 | Approve long term incentive plan | MGMT | Y | FOR | FOR |
| Dycom Industries Inc | DY | 267475 10 1 | 11/22/2016 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Dycom Industries Inc | DY | 267475 10 1 | 11/22/2016 | Annual | 2 | Ratification of Pricewaterhousecoopers LLP | MGMT | Y | FOR | FOR |
| Dycom Industries Inc | DY | 267475 10 1 | 11/22/2016 | Annual | 3 | Approval of executive comp | MGMT | Y | FOR | FOR |
| First BanCorp/Puerto Rico | FBP | 318672 70 6 | 5/25/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| First BanCorp/Puerto Rico | FBP | 318672 70 6 | 5/25/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| First BanCorp/Puerto Rico | FBP | 318672 70 6 | 5/25/2017 | Annual | 3 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| First NBC Bank Holding Co | FNBCQ | 32115D 10 6 | 11/17/2016 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Genworth Financial Inc | GNW | 37247D 10 6 | 3/7/2017 | Annual | 1 | Approve merger agreement | MGMT | Y | FOR | FOR |
| Genworth Financial Inc | GNW | 37247D 10 6 | 3/7/2017 | Annual | 2 | Merger-related executive comp | MGMT | Y | FOR | FOR |
| Genworth Financial Inc | GNW | 37247D 10 6 | 3/7/2017 | Annual | 3 | Adjournment of the special meeting | MGMT | Y | FOR | FOR |
| GEO Group Inc/The | GEO | 36162J 10 6 | 4/27/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| GEO Group Inc/The | GEO | 36162J 10 6 | 4/27/2017 | Annual | 2 | Ratification of Grant Thorton | MGMT | Y | FOR | FOR |
| GEO Group Inc/The | GEO | 36162J 10 6 | 4/27/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| GEO Group Inc/The | GEO | 36162J 10 6 | 4/27/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Huntsman Corp | HUN | 447011 10 7 | 5/4/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Huntsman Corp | HUN | 447011 10 7 | 5/4/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Huntsman Corp | HUN | 447011 10 7 | 5/4/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Huntsman Corp | HUN | 447011 10 7 | 5/4/2017 | Annual | 4 | Ratify selection of Deloitte & Touche | MGMT | Y | FOR | FOR |
| Insteel Industries Inc | IIIN | 45774W 10 8 | 2/7/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Insteel Industries Inc | IIIN | 45774W 10 8 | 2/7/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Insteel Industries Inc | IIIN | 45774W 10 8 | 2/7/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Insteel Industries Inc | IIIN | 45774W 10 8 | 2/7/2017 | Annual | 4 | Ratification of Grant Thorton | MGMT | Y | FOR | FOR |
| Invacare Corp | IVC | 461203 10 1 | 5/18/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Invacare Corp | IVC | 461203 10 1 | 5/18/2017 | Annual | 2 | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Invacare Corp | IVC | 461203 10 1 | 5/18/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Invacare Corp | IVC | 461203 10 1 | 5/18/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| KEMET Corp | KEM | 488360 20 7 | 8/2/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| KEMET Corp | KEM | 488360 20 7 | 8/2/2017 | Annual | 2 | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| KEMET Corp | KEM | 488360 20 7 | 8/2/2017 | Annual | 3 | Approve omnibus incentive plan | MGMT | Y | FOR | FOR |
| KEMET Corp | KEM | 488360 20 7 | 8/2/2017 | Annual | 4 | Approve executive comp | MGMT | Y | FOR | FOR |
| KEMET Corp | KEM | 488360 20 7 | 8/2/2017 | Annual | 5 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Kindred Healthcare Inc | KND | 494580 10 3 | 5/24/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Kindred Healthcare Inc | KND | 494580 10 3 | 5/24/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Kindred Healthcare Inc | KND | 494580 10 3 | 5/24/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Kindred Healthcare Inc | KND | 494580 10 3 | 5/24/2017 | Annual | 4 | Approve stock incentive plan | MGMT | Y | FOR | FOR |
| Kindred Healthcare Inc | KND | 494580 10 3 | 5/24/2017 | Annual | 5 | Approve non-equity plan for non-employee directors | MGMT | Y | FOR | FOR |
| Kindred Healthcare Inc | KND | 494580 10 3 | 5/24/2017 | Annual | 6 | Ratification of Pricewaterhousecoopers LLP | MGMT | Y | FOR | FOR |
| Mallinckrodt PLC | MNK | G5785G 10 7 | 2/28/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Mallinckrodt PLC | MNK | G5785G 10 7 | 2/28/2017 | Annual | 2 | Ratification of independent auditors | MGMT | Y | FOR | FOR |
| Mallinckrodt PLC | MNK | G5785G 10 7 | 2/28/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Mallinckrodt PLC | MNK | G5785G 10 7 | 2/28/2017 | Annual | 4 | Authorize company to purchase company shares | MGMT | Y | FOR | FOR |
| Mallinckrodt PLC | MNK | G5785G 10 7 | 2/28/2017 | Annual | 5 | Authorize price range to re-allot shares as Treasury shares | MGMT | Y | FOR | FOR |
| Mallinckrodt PLC | MNK | G5785G 10 7 | 2/28/2017 | Annual | 6 | Amend company's memorandum to make administrative amendments | MGMT | Y | FOR | FOR |
| Mallinckrodt PLC | MNK | G5785G 10 7 | 2/28/2017 | Annual | 7 | Amend articles of association | MGMT | Y | FOR | FOR |
| Mallinckrodt PLC | MNK | G5785G 10 7 | 2/28/2017 | Annual | 8 | Approve the reduction of company capital | MGMT | Y | FOR | FOR |
| MasTec Inc | MTZ | 576323 10 9 | 5/18/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| MasTec Inc | MTZ | 576323 10 9 | 5/18/2017 | Annual | 2 | Ratification of BDO USA LLP | MGMT | Y | FOR | FOR |
| MasTec Inc | MTZ | 576323 10 9 | 5/18/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| MasTec Inc | MTZ | 576323 10 9 | 5/18/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Mistras Group Inc | MG | 60649T107 | 5/16/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Mistras Group Inc | MG | 60649T107 | 5/16/2017 | Annual | 2 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| Mistras Group Inc | MG | 60649T107 | 5/16/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Mistras Group Inc | MG | 60649T107 | 5/16/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Mistras Group Inc | MG | 60649T 10 7 | 10/18/2016 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Mistras Group Inc | MG | 60649T 10 7 | 10/18/2016 | Annual | 2 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| Mistras Group Inc | MG | 60649T 10 7 | 10/18/2016 | Annual | 3 | Approval an amendment to the second amended and restated certificate of incorporation | MGMT | Y | FOR | FOR |
| Mistras Group Inc | MG | 60649T 10 7 | 10/18/2016 | Annual | 4 | Approve the 2016 long-term incentive plan | MGMT | Y | FOR | FOR |
| Mistras Group Inc | MG | 60649T 10 7 | 10/18/2016 | Annual | 5 | Approve executive comp | MGMT | Y | FOR | FOR |
| Navient Corp | NAVI | 63938C 10 8 | 5/25/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Navient Corp | NAVI | 63938C 10 8 | 5/25/2017 | Annual | 2 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| Navient Corp | NAVI | 63938C 10 8 | 5/25/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| Navient Corp | NAVI | 63938C 10 8 | 5/25/2017 | Annual | 4 | Approve omnibus incentive plan | MGMT | Y | FOR | FOR |
| Nu Skin Enterprises Inc | NUS | 67018T 10 5 | 5/11/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Nu Skin Enterprises Inc | NUS | 67018T 10 5 | 5/11/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Nu Skin Enterprises Inc | NUS | 67018T 10 5 | 5/11/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Nu Skin Enterprises Inc | NUS | 67018T 10 5 | 5/11/2017 | Annual | 4 | Ratification of Pricewaterhousecoopers LLP | MGMT | Y | FOR | FOR |
| OraSure Technologies Inc | OSUR | 68554V 10 8 | 5/16/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| OraSure Technologies Inc | OSUR | 68554V 10 8 | 5/16/2017 | Annual | 2 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| OraSure Technologies Inc | OSUR | 68554V 10 8 | 5/16/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| OraSure Technologies Inc | OSUR | 68554V 10 8 | 5/16/2017 | Annual | 4 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| OraSure Technologies Inc | OSUR | 68554V 10 8 | 5/16/2017 | Annual | 5 | Approval of stock award plan | MGMT | Y | FOR | FOR |
| PHH Corp | PHH | 693320 20 2 | 6/28/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| PHH Corp | PHH | 693320 20 2 | 6/28/2017 | Annual | 2 | Ratify appointment of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| PHH Corp | PHH | 693320 20 2 | 6/28/2017 | Annual | 3 | Approve executive comp | MGMT | Y | FOR | FOR |
| PHH Corp | PHH | 693320 20 2 | 6/28/2017 | Annual | 4 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Quad/Graphics Inc | QUAD | 747301 10 9 | 5/15/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Quad/Graphics Inc | QUAD | 747301 10 9 | 5/15/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Quad/Graphics Inc | QUAD | 747301 10 9 | 5/15/2017 | Annual | 3 | Frequency of advisory votes on executive comp | MGMT | Y | 3 YEARS | 3 YEARS |
| SPX Corporation | SPXC | 784635 10 4 | 5/8/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| SPX Corporation | SPXC | 784635 10 4 | 5/8/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| SPX Corporation | SPXC | 784635 10 4 | 5/8/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| SPX Corporation | SPXC | 784635 10 4 | 5/8/2017 | Annual | 4 | Ratify selection of Deloitte & Touche | MGMT | Y | FOR | FOR |
| Terex Corp | TEX | 880779 10 3 | 5/11/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Terex Corp | TEX | 880779 10 3 | 5/11/2017 | Annual | 2 | Ratification of Pricewaterhousecoopers LLP | MGMT | Y | FOR | FOR |
| Trex Co Inc | TREX | 89531P 10 5 | 5/3/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Trex Co Inc | TREX | 89531P 10 5 | 5/3/2017 | Annual | 2 | Approval of executive comp | MGMT | Y | FOR | FOR |
| Trex Co Inc | TREX | 89531P 10 5 | 5/3/2017 | Annual | 3 | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
| Trex Co Inc | TREX | 89531P 10 5 | 5/3/2017 | Annual | 4 | Frequency of advisory votes on executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Waddell & Reed Financial Inc | WDR | 930059 10 0 | 4/26/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| Waddell & Reed Financial Inc | WDR | 930059 10 0 | 4/26/2017 | Annual | 2 | Approve executive comp | MGMT | Y | FOR | FOR |
| Waddell & Reed Financial Inc | WDR | 930059 10 0 | 4/26/2017 | Annual | 3 | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
| Waddell & Reed Financial Inc | WDR | 930059 10 0 | 4/26/2017 | Annual | 4 | Ratification of KPMG LLP | MGMT | Y | FOR | FOR |
| WisdomTree Investments Inc | WETF | 97717P 10 4 | 6/20/2017 | Annual | 1 | Approve all directors | MGMT | Y | FOR | FOR |
| WisdomTree Investments Inc | WETF | 97717P 10 4 | 6/20/2017 | Annual | 2 | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
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Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
