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| Registrant : | Putnam High Income Securities Fund | | | |
| Fund Name : | Putnam High Income Securities Fund | | | |
| Date of fiscal year end: | 08/31/2013 | | | |
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| American Axle & Manufacturing Holdings, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AXL | CUSIP 024061103 | | 05/01/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect James A. McCaslin | | Mgmt | For | For | For |
| | 1.2 | Elect William P. Miller II | | Mgmt | For | For | For |
| | 1.3 | Elect Samuel Valenti III | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
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| Calpine Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CPN | CUSIP 131347304 | | 05/14/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Frank Cassidy | | Mgmt | For | For | For |
| | 1.2 | Elect Jack A. Fusco | | Mgmt | For | For | For |
| | 1.3 | Elect John B. (Thad) Hill | | Mgmt | For | For | For |
| | 1.4 | Elect Robert C. Hinckley | | Mgmt | For | For | For |
| | 1.5 | Elect Michael W. Hofmann | | Mgmt | For | For | For |
| | 1.6 | Elect David C. Merritt | | Mgmt | For | For | For |
| | 1.7 | Elect W. Benjamin Moreland | | Mgmt | For | For | For |
| | 1.8 | Elect Robert A. Mosbacher, Jr. | | Mgmt | For | For | For |
| | 1.9 | Elect Denise M. O'Leary | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Cincinnati Bell Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CBB | CUSIP 171871403 | | 05/06/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Phillip R. Cox | | Mgmt | For | For | For |
| | 2 | Elect Jakki L. Haussler | | Mgmt | For | For | For |
| | 3 | Elect Craig F. Maier | | Mgmt | For | For | For |
| | 4 | Elect Russel P. Mayer | | Mgmt | For | For | For |
| | 5 | Elect Theodore H. Schell | | Mgmt | For | For | For |
| | 6 | Elect Alan R. Schriber | | Mgmt | For | For | For |
| | 7 | Elect Lynn A. Wentworth | | Mgmt | For | For | For |
| | 8 | Elect John M. Zrno | | Mgmt | For | For | For |
| | 9 | Elect Theodore H Torbeck | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
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| CIT Group Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CIT | CUSIP 125581801 | | 05/13/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John A. Thain | | Mgmt | For | For | For |
| | 2 | Elect Ellen R. Alemany | | Mgmt | For | For | For |
| | 3 | Elect Michael J. Embler | | Mgmt | For | For | For |
| | 4 | Elect William M. Freeman | | Mgmt | For | For | For |
| | 5 | Elect David M. Moffett | | Mgmt | For | For | For |
| | 6 | Elect R. Brad Oates | | Mgmt | For | For | For |
| | 7 | Elect Marianne M. Parrs | | Mgmt | For | For | For |
| | 8 | Elect Gerald Rosenfeld | | Mgmt | For | For | For |
| | 9 | Elect John R. Ryan | | Mgmt | For | For | For |
| | 10 | Elect Sheila A. Stamps | | Mgmt | For | For | For |
| | 11 | Elect Seymour Sternberg | | Mgmt | For | For | For |
| | 12 | Elect Peter J. Tobin | | Mgmt | For | For | For |
| | 13 | Elect Laura S. Unger | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Delphi Automotive PLC | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DLPH | CUSIP G27823106 | | 04/03/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gary L. Cowger | | Mgmt | For | For | For |
| | 2 | Elect Nicholas M. Donofrio | | Mgmt | For | For | For |
| | 3 | Elect Mark P. Frissora | | Mgmt | For | For | For |
| | 4 | Elect Rajiv L. Gupta | | Mgmt | For | For | For |
| | 5 | Elect John A. Krol | | Mgmt | For | For | For |
| | 6 | Elect J. Randall MacDonald | | Mgmt | For | For | For |
| | 7 | Elect Sean O. Mahoney | | Mgmt | For | For | For |
| | 8 | Elect Rodney O'Neal | | Mgmt | For | For | For |
| | 9 | Elect Thomas W. Sidlik | | Mgmt | For | For | For |
| | 10 | Elect Bernd Wiedemann | | Mgmt | For | For | For |
| | 11 | Elect Lawrence A. Zimmerman | | Mgmt | For | For | For |
| | 12 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Elizabeth Arden, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RDEN | CUSIP 28660G106 | | 11/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect A. Salman Amin | | Mgmt | For | Against | Against |
| | 2 | Elect E. Scott Beattie | | Mgmt | For | Against | Against |
| | 3 | Elect Fred Berens | | Mgmt | For | Against | Against |
| | 4 | Elect Maura J. Clark | | Mgmt | For | Against | Against |
| | 5 | Elect Richard C. Mauran | | Mgmt | For | Against | Against |
| | 6 | Elect William M. Tatham | | Mgmt | For | Against | Against |
| | 7 | Elect J. W. Nevil Thomas | | Mgmt | For | Against | Against |
| | 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Shareholder Proposal Regarding Animal Welfare | | ShrHldr | Against | Against | For |
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| Freeport-McMoran Copper & Gold Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FCX | CUSIP 35671D857 | | 07/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Richard C. Adkerson | | Mgmt | For | For | For |
| | 1.2 | Elect Robert J. Allison, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect Alan R. Buckwalter, III | | Mgmt | For | For | For |
| | 1.4 | Elect Robert A. Day | | Mgmt | For | For | For |
| | 1.5 | Elect James C. Flores | | Mgmt | For | For | For |
| | 1.6 | Elect Gerald J. Ford | | Mgmt | For | For | For |
| | 1.7 | Elect Thomas A. Fry III | | Mgmt | For | For | For |
| | 1.8 | Elect H. Devon Graham, Jr. | | Mgmt | For | For | For |
| | 1.9 | Elect Charles C. Krulak | | Mgmt | For | For | For |
| | 1.10 | Elect Bobby Lee Lackey | | Mgmt | For | For | For |
| | 1.11 | Elect Jon C. Madonna | | Mgmt | For | For | For |
| | 1.12 | Elect Dustan E. McCoy | | Mgmt | For | For | For |
| | 1.13 | Elect James R. Moffett | | Mgmt | For | For | For |
| | 1.14 | Elect B. M. Rankin, Jr. | | Mgmt | For | For | For |
| | 1.15 | Elect Stephen H. Siegele | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Environmental Expertise on Board | | ShrHldr | Against | Against | For |
| | 5 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 6 | Shareholder Proposal Regarding Board Diversity | | ShrHldr | Against | Against | For |
| | 7 | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHldr | Against | Against | For |
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| General Motors Co. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GM | CUSIP 37045V100 | | 06/10/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Joseph J. Ashton | | Mgmt | For | For | For |
| | 2 | Elect Mary T. Barra | | Mgmt | For | For | For |
| | 3 | Elect Erroll B. Davis, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Stephen J. Girsky | | Mgmt | For | For | For |
| | 5 | Elect E. Neville Isdell | | Mgmt | For | For | For |
| | 6 | Elect Kathryn V. Marinello | | Mgmt | For | For | For |
| | 7 | Elect Michael G. Mullen | | Mgmt | For | For | For |
| | 8 | Elect James J. Mulva | | Mgmt | For | For | For |
| | 9 | Elect Patricia F. Russo | | Mgmt | For | For | For |
| | 10 | Elect Thomas M. Schoewe | | Mgmt | For | For | For |
| | 11 | Elect Theodore M. Solso | | Mgmt | For | For | For |
| | 12 | Elect Carol M. Stephenson | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| | 16 | 2014 Short-Term Incentive Plan | | Mgmt | For | For | For |
| | 17 | 2014 Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 18 | Shareholder Proposal Regarding Cumulative Voting | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
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| Gulfport Energy Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GPOR | CUSIP 402635304 | | 07/18/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
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| Hilton Worldwide Holdings Inc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HLT | CUSIP 43300A104 | | 05/07/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Christopher J. Nassetta | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Jonathan D. Gray | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Michael S. Chae | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Tyler S. Henritze | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Judith A. McHale | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect John G. Schreiber | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Elizabeth A. Smith | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Douglas M. Steenland | | Mgmt | For | Withhold | Against |
| | 1.9 | Elect William J. Stein | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
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| Huntsman Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HUN | CUSIP 447011107 | | 05/08/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jon M. Huntsman | | Mgmt | For | For | For |
| | 1.2 | Elect Patrick T. Harker | | Mgmt | For | For | For |
| | 1.3 | Elect Mary C Beckerle | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Amendment to the Stock Incentive Plan | | Mgmt | For | For | For |
| | 5 | Repeal of Classified Board | | Mgmt | For | For | For |
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| Kodiak Oil & Gas Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KOG | CUSIP 50015Q100 | | 06/19/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lynn A. Peterson | | Mgmt | For | For | For |
| | 2 | Elect James E. Catlin | | Mgmt | For | For | For |
| | 3 | Elect Rodney D. Knutson | | Mgmt | For | For | For |
| | 4 | Elect Herrick K. Lidstone, Jr. | | Mgmt | For | For | For |
| | 5 | Elect William J. Krysiak | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| LyondellBasell Industries N.V. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LYB | CUSIP N53745100 | | 04/16/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jagjeet S. Bindra | | Mgmt | For | For | For |
| | 2 | Elect Milton Carroll | | Mgmt | For | For | For |
| | 3 | Elect Claire S. Farley | | Mgmt | For | For | For |
| | 4 | Elect Rudy M.J. van der Meer | | Mgmt | For | For | For |
| | 5 | Elect Isabella D. Goren | | Mgmt | For | For | For |
| | 6 | Elect Nance K. Dicciani | | Mgmt | For | For | For |
| | 7 | Elect Karyn F. Ovelman | | Mgmt | For | For | For |
| | 8 | Elect Craig B. Glidden | | Mgmt | For | For | For |
| | 9 | Elect Bhavesh V. Patel | | Mgmt | For | For | For |
| | 10 | Elect Patrick D. Quarles | | Mgmt | For | For | For |
| | 11 | Elect Timothy D. Roberts | | Mgmt | For | For | For |
| | 12 | Adoption Of Annual Accounts For 2013 | | Mgmt | For | For | For |
| | 13 | Discharge From Liability Of Sole Member Of The Management Board | | Mgmt | For | For | For |
| | 14 | Discharge From Liability Of Members Of The Supervisory Board | | Mgmt | For | For | For |
| | 15 | Appointment of Auditor | | Mgmt | For | For | For |
| | 16 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | | Mgmt | For | For | For |
| | 17 | Allocation of Dividends | | Mgmt | For | For | For |
| | 18 | Advisory Vote Approving Executive Compensation | | Mgmt | For | Against | Against |
| | 19 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 20 | Authority to Cancel up to 10% of Share Capital Held in Treasury | | Mgmt | For | For | For |
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| MeadWestvaco Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MWV | CUSIP 583334107 | | 04/28/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael E. Campbell | | Mgmt | For | For | For |
| | 2 | Elect James G. Kaiser | | Mgmt | For | For | For |
| | 3 | Elect Richard B. Kelson | | Mgmt | For | For | For |
| | 4 | Elect Susan J. Kropf | | Mgmt | For | For | For |
| | 5 | Elect John A. Luke, Jr. | | Mgmt | For | For | For |
| | 6 | Elect Gracia C. Martore | | Mgmt | For | For | For |
| | 7 | Elect Timothy H. Powers | | Mgmt | For | For | For |
| | 8 | Elect Jane L. Warner | | Mgmt | For | For | For |
| | 9 | Elect Alan D. Wilson | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| MTR Gaming Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MNTG | CUSIP 553769AL4 | | 01/08/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Consent | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | To Amend The Indenture To Permit The Formation Of A New Holding Company As A Result Of The Transactions Contemplated By The Merger Agreement. | | Mgmt | For | Against | Against |
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| Penn National Gaming, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PENN | CUSIP 707569109 | | 06/12/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Peter M. Carlino | | Mgmt | For | For | For |
| | 1.2 | Elect Harold Cramer | | Mgmt | For | For | For |
| | 2 | Amendment to the 2008 Long Term Incentive Compensation Plan | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Putnam Short Term Investment Fund | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | | CUSIP 74676P664 | | 02/27/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Approving a new management contract for your fund | | Mgmt | For | For | For |
| | 2 | Elect Liaquat Ahamed | | Mgmt | For | For | For |
| | 3 | Elect Ravi Akhoury | | Mgmt | For | For | For |
| | 4 | Elect Barbara M. Baumann | | Mgmt | For | For | For |
| | 5 | Elect Jameson A. Baxter | | Mgmt | For | For | For |
| | 6 | Elect Charles B. Curtis | | Mgmt | For | For | For |
| | 7 | Elect Robert J. Darretta | | Mgmt | For | For | For |
| | 8 | Elect Katinka Domotorffy | | Mgmt | For | For | For |
| | 9 | Elect John A. Hill | | Mgmt | For | For | For |
| | 10 | Elect Paul L. Joskow | | Mgmt | For | For | For |
| | 11 | Elect Kenneth R. Leibler | | Mgmt | For | For | For |
| | 12 | Elect Robert E. Patterson | | Mgmt | For | For | For |
| | 13 | Elect George Putnam, III | | Mgmt | For | For | For |
| | 14 | Elect Robert L. Reynolds | | Mgmt | For | For | For |
| | 15 | Elect W. Thomas Stephens | | Mgmt | For | For | For |
| | 16 | Approving an Amended and Restated Declaration of Trust for your fund | | Mgmt | For | For | For |
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| Residential Cap LLC | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | | CUSIP 76114EAH5 | | 10/21/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Consent | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | DITECH, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 2 | DOA HOLDING PROPERTIES, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 3 | DOA PROPERTIES IX (LOTS-OTHER), LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 4 | EPRE LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 5 | EQUITY INVESTMENT I, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 6 | ETS OF VIRGINIA, INC. CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 7 | ETS OF WASHINGTON, INC. CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 8 | EXECUTIVE TRUSTEE SERVICES, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 9 | GMAC-RFC HOLDING COMPANY, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 10 | GMAC MODEL HOME FINANCE I, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 11 | GMAC MORTGAGE USA CORPORATION CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 12 | GMAC MORTGAGE, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 13 | GMAC RESIDENTIAL HOLDING COMPANY, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 14 | GMACRH SETTLEMENT SERVICES, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 15 | GMACM BORROWER LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 16 | GMACM REO LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 17 | GMACR MORTGAGE PRODUCTS, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 18 | HFN REO SUBII, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 19 | HOME CONNECTS LENDING SERVICES, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 20 | HOMECOMINGS FINANCIAL REAL ESTATE HOLDINGS, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 21 | HOMECOMINGS FINANCIAL, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 22 | LADUE ASSOCIATES, INC. CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 23 | PASSIVE ASSET TRANSACTIONS, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 24 | PATI A, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 25 | PATI B, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 26 | PATI REAL ESTATE HOLDINGS, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 27 | RAHI A, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 28 | RAHI B, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 29 | RAHI REAL ESTATE HOLDINGS, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 30 | RCSFJV2004, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 31 | RESIDENTIAL ACCREDIT LOANS, INC. CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 32 | RESIDENTIAL ASSET MORTGAGE PRODUCTS, INC. CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 33 | RESIDENTIAL ASSET SECURITIES CORPORATION CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 34 | RESIDENTIAL CAPITAL, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 35 | RESIDENTIAL CONSUMER SERVICES OF ALABAMA, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 36 | RESIDENTIAL CONSUMER SERVICES OF OHIO, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 37 | RESIDENTIAL CONSUMER SERVICES OF TEXAS, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 38 | RESIDENTIAL CONSUMER SERVICES, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 39 | RESIDENTIAL FUNDING COMPANY, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 40 | RESIDENTIAL FUNDING MORTGAGE EXCHANGE, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 41 | RESIDENTIAL FUNDING MORTGAGE SECURITIES I, INC. CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 42 | RESIDENTIAL FUNDING MORTGAGE SECURITIES II, INC. CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 43 | RESIDENTIAL FUNDING REAL ESTATE HOLDINGS, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 44 | RESIDENTIAL MORTGAGE REAL ESTATE HOLDINGS, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 45 | RFC - GSAP SERVICER ADVANCE, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 46 | RFC ASSET HOLDINGS II, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 47 | RFC ASSET MANAGEMENT, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 48 | RFC BORROWER LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 49 | RFC CONSTRUCTION FUNDING, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 50 | RFC REO LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 51 | RFC SFJV-2002, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
|
|
|
| Residential Cap LLC | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | | CUSIP 76114EAH5 | | 10/21/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Consent | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | DITECH, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 2 | DOA HOLDING PROPERTIES, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 3 | DOA PROPERTIES IX (LOTS-OTHER), LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 4 | EPRE LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 5 | EQUITY INVESTMENT I, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 6 | ETS OF VIRGINIA, INC. CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 7 | ETS OF WASHINGTON, INC. CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 8 | EXECUTIVE TRUSTEE SERVICES, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 9 | GMAC-RFC HOLDING COMPANY, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 10 | GMAC MODEL HOME FINANCE I, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 11 | GMAC MORTGAGE USA CORPORATION CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 12 | GMAC MORTGAGE, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 13 | GMAC RESIDENTIAL HOLDING COMPANY, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 14 | GMACRH SETTLEMENT SERVICES, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 15 | GMACM BORROWER LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 16 | GMACM REO LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 17 | GMACR MORTGAGE PRODUCTS, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 18 | HFN REO SUBII, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 19 | HOME CONNECTS LENDING SERVICES, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 20 | HOMECOMINGS FINANCIAL REAL ESTATE HOLDINGS, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 21 | HOMECOMINGS FINANCIAL, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 22 | LADUE ASSOCIATES, INC. CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 23 | PASSIVE ASSET TRANSACTIONS, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 24 | PATI A, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 25 | PATI B, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 26 | PATI REAL ESTATE HOLDINGS, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 27 | RAHI A, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 28 | RAHI B, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 29 | RAHI REAL ESTATE HOLDINGS, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 30 | RCSFJV2004, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 31 | RESIDENTIAL ACCREDIT LOANS, INC. CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 32 | RESIDENTIAL ASSET MORTGAGE PRODUCTS, INC. CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 33 | RESIDENTIAL ASSET SECURITIES CORPORATION CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 34 | RESIDENTIAL CAPITAL, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 35 | RESIDENTIAL CONSUMER SERVICES OF ALABAMA, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 36 | RESIDENTIAL CONSUMER SERVICES OF OHIO, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 37 | RESIDENTIAL CONSUMER SERVICES OF TEXAS, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 38 | RESIDENTIAL CONSUMER SERVICES, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 39 | RESIDENTIAL FUNDING COMPANY, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 40 | RESIDENTIAL FUNDING MORTGAGE EXCHANGE, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 41 | RESIDENTIAL FUNDING MORTGAGE SECURITIES I, INC. CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 42 | RESIDENTIAL FUNDING MORTGAGE SECURITIES II, INC. CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 43 | RESIDENTIAL FUNDING REAL ESTATE HOLDINGS, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 44 | RESIDENTIAL MORTGAGE REAL ESTATE HOLDINGS, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 45 | RFC - GSAP SERVICER ADVANCE, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 46 | RFC ASSET HOLDINGS II, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 47 | RFC ASSET MANAGEMENT, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 48 | RFC BORROWER LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 49 | RFC CONSTRUCTION FUNDING, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 50 | RFC REO LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 51 | RFC SFJV-2002, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
|
|
|
| Residential Cap LLC | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | | CUSIP 76114EAH5 | | 10/21/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Consent | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | DITECH, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 2 | DOA HOLDING PROPERTIES, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 3 | DOA PROPERTIES IX (LOTS-OTHER), LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 4 | EPRE LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 5 | EQUITY INVESTMENT I, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 6 | ETS OF VIRGINIA, INC. CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 7 | ETS OF WASHINGTON, INC. CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 8 | EXECUTIVE TRUSTEE SERVICES, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 9 | GMAC-RFC HOLDING COMPANY, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 10 | GMAC MODEL HOME FINANCE I, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 11 | GMAC MORTGAGE USA CORPORATION CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 12 | GMAC MORTGAGE, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 13 | GMAC RESIDENTIAL HOLDING COMPANY, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 14 | GMACRH SETTLEMENT SERVICES, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 15 | GMACM BORROWER LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 16 | GMACM REO LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 17 | GMACR MORTGAGE PRODUCTS, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 18 | HFN REO SUBII, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 19 | HOME CONNECTS LENDING SERVICES, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 20 | HOMECOMINGS FINANCIAL REAL ESTATE HOLDINGS, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 21 | HOMECOMINGS FINANCIAL, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 22 | LADUE ASSOCIATES, INC. CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 23 | PASSIVE ASSET TRANSACTIONS, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 24 | PATI A, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 25 | PATI B, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 26 | PATI REAL ESTATE HOLDINGS, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 27 | RAHI A, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 28 | RAHI B, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 29 | RAHI REAL ESTATE HOLDINGS, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 30 | RCSFJV2004, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 31 | RESIDENTIAL ACCREDIT LOANS, INC. CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 32 | RESIDENTIAL ASSET MORTGAGE PRODUCTS, INC. CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 33 | RESIDENTIAL ASSET SECURITIES CORPORATION CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 34 | RESIDENTIAL CAPITAL, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 35 | RESIDENTIAL CONSUMER SERVICES OF ALABAMA, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 36 | RESIDENTIAL CONSUMER SERVICES OF OHIO, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 37 | RESIDENTIAL CONSUMER SERVICES OF TEXAS, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 38 | RESIDENTIAL CONSUMER SERVICES, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 39 | RESIDENTIAL FUNDING COMPANY, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 40 | RESIDENTIAL FUNDING MORTGAGE EXCHANGE, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 41 | RESIDENTIAL FUNDING MORTGAGE SECURITIES I, INC. CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 42 | RESIDENTIAL FUNDING MORTGAGE SECURITIES II, INC. CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 43 | RESIDENTIAL FUNDING REAL ESTATE HOLDINGS, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 44 | RESIDENTIAL MORTGAGE REAL ESTATE HOLDINGS, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 45 | RFC - GSAP SERVICER ADVANCE, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 46 | RFC ASSET HOLDINGS II, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 47 | RFC ASSET MANAGEMENT, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 48 | RFC BORROWER LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 49 | RFC CONSTRUCTION FUNDING, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 50 | RFC REO LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
| | 51 | RFC SFJV-2002, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | | Mgmt | N/A | TNA | N/A |
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|
| Service Corporation International | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SCI | CUSIP 817565104 | | 05/14/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Thomas L. Ryan | | Mgmt | For | For | For |
| | 1.2 | Elect S. Malcolm Gillis | | Mgmt | For | For | For |
| | 1.3 | Elect Clifton H. Morris, Jr. | | Mgmt | For | For | For |
| | 1.4 | Elect W. Blair Waltrip | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 4 | Shareholder Proposal Regarding Declassification of the Board | | ShrHldr | Against | For | Against |
|
|
|
| Trump Entertainment Resorts, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | | CUSIP 89816T202 | | 11/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael Elkins | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect David Licht | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Jeffrey Gilbert | | Mgmt | For | Withhold | Against |
| |
