UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-02280
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Putnam Convertible Securities Fund
100 FEDERAL STREET, BOSTON, MASSACHUSETTS USA 02110
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
ROBERT BURNS, VICE PRESIDENT, 100 FEDERAL ST, MASSACHUSETTS USA 02110
CC:
BRYAN CHEGWIDDEN, ESQ., ROPES & GRAY LLP, 1211 AVENUE OF THE AMERICAS, NEW YORK, NEW YORK 10036
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-292-1000
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020
Putnam Convertible Securities Fund
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ADVANCED MICRO DEVICES, INC. Meeting Date: MAY 07, 2020 Record Date: MAR 10, 2020 Meeting Type: ANNUAL | Ticker: AMD Security ID: 007903107
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director John E. Caldwell | Management | For | For |
1b | Elect Director Nora M. Denzel | Management | For | For |
1c | Elect Director Mark Durcan | Management | For | For |
1d | Elect Director Michael P. Gregoire | Management | For | For |
1e | Elect Director Joseph A. Householder | Management | For | For |
1f | Elect Director John W. Marren | Management | For | For |
1g | Elect Director Lisa T. Su | Management | For | For |
1h | Elect Director Abhi Y. Talwalkar | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
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BANK OF AMERICA CORPORATION Meeting Date: APR 22, 2020 Record Date: MAR 02, 2020 Meeting Type: ANNUAL | Ticker: BAC Security ID: 060505104
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Susan S. Bies | Management | For | For |
1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1e | Elect Director Pierre J.P. de Weck | Management | For | For |
1f | Elect Director Arnold W. Donald | Management | For | For |
1g | Elect Director Linda P. Hudson | Management | For | For |
1h | Elect Director Monica C. Lozano | Management | For | For |
1i | Elect Director Thomas J. May | Management | For | For |
1j | Elect Director Brian T. Moynihan | Management | For | For |
1k | Elect Director Lionel L. Nowell, III | Management | For | For |
1l | Elect Director Denise L. Ramos | Management | For | For |
1m | Elect Director Clayton S. Rose | Management | For | For |
1n | Elect Director Michael D. White | Management | For | For |
1o | Elect Director Thomas D. Woods | Management | For | For |
1p | Elect Director R. David Yost | Management | For | For |
1q | Elect Director Maria T. Zuber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Report on Gender Pay Gap | Shareholder | Against | Against |
7 | Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices | Shareholder | Against | Against |
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CINCINNATI BELL INC. Meeting Date: MAY 07, 2020 Record Date: MAR 23, 2020 Meeting Type: SPECIAL | Ticker: CBB Security ID: 171871403
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
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HESS CORPORATION Meeting Date: JUN 03, 2020 Record Date: APR 09, 2020 Meeting Type: ANNUAL | Ticker: HES Security ID: 42809H107
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Terrence J. Checki | Management | For | For |
1b | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
1c | Elect Director Joaquin Duato | Management | For | For |
1d | Elect Director John B. Hess | Management | For | For |
1e | Elect Director Edith E. Holiday | Management | For | Against |
1f | Elect Director Marc S. Lipschultz | Management | For | For |
1g | Elect Director David McManus | Management | For | For |
1h | Elect Director Kevin O. Meyers | Management | For | For |
1i | Elect Director James H. Quigley | Management | For | For |
1j | Elect Director William G. Schrader | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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LAM RESEARCH CORPORATION Meeting Date: NOV 05, 2019 Record Date: SEP 06, 2019 Meeting Type: ANNUAL | Ticker: LRCX Security ID: 512807108
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Sohail U. Ahmed | Management | For | For |
1.2 | Elect Timothy M. Archer | Management | For | For |
1.3 | Elect Eric K. Brandt | Management | For | For |
1.4 | Elect Michael R. Cannon | Management | For | For |
1.5 | Elect Youssef A. El-Mansy | Management | For | For |
1.6 | Elect Catherine P. Lego | Management | For | For |
1.7 | Elect Bethany J. Mayer | Management | For | For |
1.8 | Elect Abhijit Y. Talwalkar | Management | For | For |
1.9 | Elect Rick Lih-Shyng TSAI | Management | For | For |
1.10 | Elect Leslie F. Varon | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
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T-MOBILE US, INC. Meeting Date: JUN 04, 2020 Record Date: APR 07, 2020 Meeting Type: ANNUAL | Ticker: TMUS Security ID: 872590104
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Marcelo Claure | Management | For | Withhold |
1.2 | Elect Director Srikant M. Datar | Management | For | Withhold |
1.3 | Elect Director Ronald D. Fisher | Management | For | Withhold |
1.4 | Elect Director Srini Gopalan | Management | For | Withhold |
1.5 | Elect Director Lawrence H. Guffey | Management | For | Withhold |
1.6 | Elect Director Timotheus Hottges | Management | For | Withhold |
1.7 | Elect Director Christian P. Illek | Management | For | Withhold |
1.8 | Elect Director Stephen Kappes | Management | For | Withhold |
1.9 | Elect Director Raphael Kubler | Management | For | Withhold |
1.10 | Elect Director Thorsten Langheim | Management | For | Withhold |
1.11 | Elect Director G. Michael (Mike) Sievert | Management | For | Withhold |
1.12 | Elect Director Teresa A. Taylor | Management | For | Withhold |
1.13 | Elect Director Kelvin R. Westbrook | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Shareholder | Against | Against |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.'
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorised.
REGISTRANT: Putnam Convertible Securities Fund
BY: /s/Jonathan S. Horowitz
NAME: Jonathan S. Horowitz
TITLE: Executive Vice President, Principal Executive Officer and Compliance Liaison
DATE: AUGUST 19, 2020