UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-02280
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Putnam Convertible Securities Fund
100 FEDERAL STREET, BOSTON, MASSACHUSETTS USA 02110
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
STEPHEN J. TATE, VICE PRESIDENT, 100 FEDERAL ST, MASSACHUSETTS USA 02110
CC:
BRYAN CHEGWIDDEN, ESQ., ROPES & GRAY LLP, 1211 AVENUE OF THE AMERICAS, NEW YORK, NEW YORK 10036
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-292-1000
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2021 - 06/30/2022
Putnam Convertible Securities Fund
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BANK OF AMERICA CORPORATION Meeting Date: APR 26, 2022 Record Date: MAR 01, 2022 Meeting Type: ANNUAL |
Ticker: BAC Security ID: 060505104
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1c | Elect Director Pierre J.P. de Weck | Management | For | For |
1d | Elect Director Arnold W. Donald | Management | For | For |
1e | Elect Director Linda P. Hudson | Management | For | For |
1f | Elect Director Monica C. Lozano | Management | For | For |
1g | Elect Director Brian T. Moynihan | Management | For | For |
1h | Elect Director Lionel L. Nowell, III | Management | For | For |
1i | Elect Director Denise L. Ramos | Management | For | For |
1j | Elect Director Clayton S. Rose | Management | For | For |
1k | Elect Director Michael D. White | Management | For | For |
1l | Elect Director Thomas D. Woods | Management | For | For |
1m | Elect Director R. David Yost | Management | For | For |
1n | Elect Director Maria T. Zuber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
5 | Report on Civil Rights and Nondiscrimination Audit | Shareholder | Against | Against |
6 | Adopt Fossil Fuel Lending Policy Consistent with IEA's Net Zero 2050 Scenario | Shareholder | Against | Against |
7 | Report on Charitable Contributions | Shareholder | Against | Against |
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LAM RESEARCH CORPORATION Meeting Date: NOV 08, 2021 Record Date: SEP 09, 2021 Meeting Type: ANNUAL |
Ticker: LRCX Security ID: 512807108
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Sohail U. Ahmed | Management | For | For |
1.2 | Elect Director Timothy M. Archer | Management | For | For |
1.3 | Elect Director Eric K. Brandt | Management | For | For |
1.4 | Elect Director Michael R. Cannon | Management | For | For |
1.5 | Elect Director Catherine P. Lego | Management | For | For |
1.6 | Elect Director Bethany J. Mayer | Management | For | For |
1.7 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
1.8 | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | For |
1.9 | Elect Director Leslie F. Varon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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PENN NATIONAL GAMING, INC. Meeting Date: JUN 07, 2022 Record Date: APR 08, 2022 Meeting Type: ANNUAL |
Ticker: PENN Security ID: 707569109
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Barbara Shattuck Kohn | Management | For | For |
1.2 | Elect Director Ronald J. Naples | Management | For | For |
1.3 | Elect Director Saul V. Reibstein | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | For |
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SERVICENOW, INC. Meeting Date: JUN 09, 2022 Record Date: APR 11, 2022 Meeting Type: ANNUAL |
Ticker: NOW Security ID: 81762P102
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Susan L. Bostrom | Management | For | For |
1b | Elect Director Teresa Briggs | Management | For | For |
1c | Elect Director Jonathan C. Chadwick | Management | For | Against |
1d | Elect Director Paul E. Chamberlain | Management | For | For |
1e | Elect Director Lawrence J. Jackson, Jr. | Management | For | For |
1f | Elect Director Frederic B. Luddy | Management | For | For |
1g | Elect Director Jeffrey A. Miller | Management | For | For |
1h | Elect Director Joseph "Larry" Quinlan | Management | For | For |
1i | Elect Director Sukumar Rathnam | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
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TERADYNE, INC. Meeting Date: MAY 13, 2022 Record Date: MAR 17, 2022 Meeting Type: ANNUAL |
Ticker: TER Security ID: 880770102
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Edwin J. Gillis | Management | For | For |
1b | Elect Director Timothy E. Guertin | Management | For | For |
1c | Elect Director Peter Herweck | Management | For | For |
1d | Elect Director Mark E. Jagiela | Management | For | For |
1e | Elect Director Mercedes Johnson | Management | For | For |
1f | Elect Director Marilyn Matz | Management | For | For |
1g | Elect Director Fouad 'Ford' Tamer | Management | For | For |
1h | Elect Director Paul J. Tufano | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.'
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorised.
REGISTRANT: Putnam Convertible Securities Fund
BY: /s/Jonathan S. Horowitz
NAME: Jonathan S. Horowitz
TITLE: Executive Vice President, Principal Executive Officer and Compliance Liaison
DATE: AUGUST 12, 2022