| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549- FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
| Investment Company Act File Number : | 811-02280 | ||||||||
| Name of Registrant: | Putnam Convertible Securities Fund | ||||||||
| Address of Principal Executive Offices: | 100 Federal Street | ||||||||
| Boston, Massachusetts 02110 | |||||||||
| Name and address of agent of service: | Stephen J. Tate, Vice President and Chief Legal Officer | ||||||||
| Putnam Convertible Securities Fund | |||||||||
| 100 Federal Street | |||||||||
| Boston, Massachusetts 02110 | |||||||||
| CC: | Bryan Chegwidden, Esq. | ||||||||
| Ropes & Gray LLP | |||||||||
| 1211 Avenue of the Americas | |||||||||
| New York, New York 10036 | |||||||||
| Registrant's telephone number including area code: | 617-292-1000 | ||||||||
| Date of fiscal year end: | 10/31 | ||||||||
| Date of reporting period: | 07/01/2022 - 06/30/2023 | ||||||||
| Registrant : | Putnam Convertible Securities Fund | |||||||
| Fund Name : | Putnam Convertible Securities Fund | |||||||
| Advanced Micro Devices, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AMD | CUSIP 007903107 | 05/18/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Nora M. Denzel | Mgmt | For | For | For | |||
| 2 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
| 3 | Elect Michael P. Gregoire | Mgmt | For | For | For | |||
| 4 | Elect Joseph A. Householder | Mgmt | For | For | For | |||
| 5 | Elect John W. Marren | Mgmt | For | For | For | |||
| 6 | Elect Jon A. Olson | Mgmt | For | For | For | |||
| 7 | Elect Lisa T. Su | Mgmt | For | For | For | |||
| 8 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
| 9 | Elect Elizabeth W. Vanderslice | Mgmt | For | For | For | |||
| 10 | Approval of the 2023 Equity Incentive Plan | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| ATI Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ATI | CUSIP 01741R102 | 05/11/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect J. Brett Harvey | Mgmt | For | For | For | |||
| 2 | Elect James C. Diggs | Mgmt | For | For | For | |||
| 3 | Elect David J. Morehouse | Mgmt | For | For | For | |||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||
| Bank of America Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BAC | CUSIP 060505583 | 04/25/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
| 2 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
| 3 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
| 4 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
| 5 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
| 6 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
| 7 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
| 8 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
| 9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
| 10 | Elect Denise L. Ramos | Mgmt | For | For | For | |||
| 11 | Elect Clayton S. Rose | Mgmt | For | For | For | |||
| 12 | Elect Michael D. White | Mgmt | For | For | For | |||
| 13 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
| 14 | Elect Maria T. Zuber | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 17 | Ratification of Auditor | Mgmt | For | For | For | |||
| 18 | Amendment to the Bank of America Corporation Equity Plan | Mgmt | For | For | For | |||
| 19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
| 20 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | Against | For | |||
| 21 | Shareholder Proposal Regarding Report on Absolute GHG Targets and Alignment with Paris Agreement | ShrHoldr | Against | Against | For | |||
| 22 | Shareholder Proposal Regarding Transition Plan Report for Financing Activities | ShrHoldr | Against | Against | For | |||
| 23 | Shareholder Proposal Regarding Fossil Fuel Lending and Underwriting Policy | ShrHoldr | Against | Against | For | |||
| 24 | Shareholder Proposal Regarding a Racial Equity Audit | ShrHoldr | Against | Against | For | |||
| Elevance Health, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ELV | CUSIP 036752103 | 05/10/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
| 2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
| 3 | Elect Robert L. Dixon, Jr. | Mgmt | For | For | For | |||
| 4 | Elect Deanna Strable-Soethout | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||
| 8 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
| 9 | Shareholder Proposal Regarding Third-Party Political Expenditures Reporting | ShrHoldr | Against | Against | For | |||
| Microchip Technology Incorporated | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MCHP | CINS 595017104 | 08/23/2022 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | USA | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Director Matthew W. Chapman | Mgmt | For | For | For | |||
| 2 | Elect Director Esther L. Johnson | Mgmt | For | For | For | |||
| 3 | Elect Director Karlton D. Johnson | Mgmt | For | For | For | |||
| 4 | Elect Director Wade F. Meyercord | Mgmt | For | For | For | |||
| 5 | Elect Director Ganesh Moorthy | Mgmt | For | For | For | |||
| 6 | Elect Director Karen M. Rapp | Mgmt | For | For | For | |||
| 7 | Elect Director Steve Sanghi | Mgmt | For | For | For | |||
| 8 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |||
| NVIDIA Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NVDA | CUSIP 67066G104 | 06/22/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
| 2 | Elect Tench Coxe | Mgmt | For | For | For | |||
| 3 | Elect John O. Dabiri | Mgmt | For | For | For | |||
| 4 | Elect Persis S. Drell | Mgmt | For | For | For | |||
| 5 | Elect Jen-Hsun Huang | Mgmt | For | For | For | |||
| 6 | Elect Dawn Hudson | Mgmt | For | For | For | |||
| 7 | Elect Harvey C. Jones | Mgmt | For | For | For | |||
| 8 | Elect Michael G. McCaffery | Mgmt | For | For | For | |||
| 9 | Elect Stephen C. Neal | Mgmt | For | For | For | |||
| 10 | Elect Mark L. Perry | Mgmt | For | For | For | |||
| 11 | Elect A. Brooke Seawell | Mgmt | For | For | For | |||
| 12 | Elect Aarti Shah | Mgmt | For | For | For | |||
| 13 | Elect Mark A. Stevens | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 16 | Ratification of Auditor | Mgmt | For | For | For | |||
| Tesla, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TSLA | CINS 88160R101 | 08/04/2022 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | USA | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Director Ira Ehrenpreis | Mgmt | For | Against | Against | |||
| 2 | Elect Director Kathleen Wilson-Thompson | Mgmt | For | Against | Against | |||
| 3 | Reduce Director Terms from Three to Two Years | Mgmt | For | For | For | |||
| 4 | Eliminate Supermajority Voting Provisions | Mgmt | For | For | For | |||
| 5 | Increase Authorized Common Stock | Mgmt | For | For | For | |||
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||
| 7 | Adopt Proxy Access Right | ShrHoldr | Against | For | Against | |||
| 8 | Report on Efforts to Prevent Harassment and Discrimination in the Workplace | ShrHoldr | Against | For | Against | |||
| 9 | Report on Racial and Gender Board Diversity | ShrHoldr | Against | Against | For | |||
| 10 | Report on the Impacts of Using Mandatory Arbitration | ShrHoldr | Against | For | Against | |||
| 11 | Report on Corporate Climate Lobbying in line with Paris Agreement | ShrHoldr | Against | For | Against | |||
| 12 | Adopt a Policy on Respecting Rights to Freedom of Association and Collective Bargaining | ShrHoldr | Against | For | Against | |||
| 13 | Report on Eradicating Child Labor in Battery Supply Chain | ShrHoldr | Against | Against | For | |||
| 14 | Report on Water Risk Exposure | ShrHoldr | Against | For | Against | |||
| Pursuant to the requirements of the Investment Company Act of 1940,the registrant has duly caused this report to be signed on its behalf by the undersigned,thereunto duly authorised. | ||
| Registrant: | Putnam Convertible Securities Fund | |
| By: | /s/Stephen J. Tate | |
| Name: | Stephen J. Tate | |
| Title: | Vice President, Chief Legal Officer of Putnam Convertible Securities Fund | |
| Date: | August 23, 2023 | |
