UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: | 811-05360 |
Exact name of registrant as specified in charter: | Oppenheimer Main Street Funds |
Address of principal executive offices: | 6803 South Tucson Way |
Centennial, CO 80112-3924 | |
Name and address of agent for service: | Arthur S. Gabinet, |
Executive Vice President & General Counsel | |
OFI Global Asset Management, Inc. | |
225 Liberty Street | |
New York, NY 10281-1008 | |
Registrant's telephone number, including area code: | 303-768-3200 |
Date of fiscal year end: | 8/31 |
Date of reporting period: | 07/01/2014-06/30/2015 |
Item 1.
FORM N-PX
ICA File Number: 811-05360
Registrant Name: Oppenheimer Main Street Funds
Reporting Period: 07/01/2014 - 06/30/2015
Oppenheimer Main Street Fund
ABBVIE INC. Meeting Date: MAY 08, 2015 Record Date: MAR 11, 2015 Meeting Type: ANNUAL | ||||
Ticker: ABBV Security ID: 00287Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne S. Austin | Management | For | For |
1.2 | Elect Director Richard A. Gonzalez | Management | For | For |
1.3 | Elect Director Glenn F. Tilton | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ACTAVIS PLC Meeting Date: MAR 10, 2015 Record Date: JAN 22, 2015 Meeting Type: SPECIAL | ||||
Ticker: ACT Security ID: G0083B108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ACTAVIS PLC Meeting Date: JUN 05, 2015 Record Date: APR 10, 2015 Meeting Type: ANNUAL | ||||
Ticker: ACT Security ID: G0083B108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul M. Bisaro | Management | For | For |
1b | Elect Director Nesli Basgoz | Management | For | For |
1c | Elect Director James H. Bloem | Management | For | For |
1d | Elect Director Christopher W. Bodine | Management | For | For |
1e | Elect Director Christopher J. Coughlin | Management | For | For |
1f | Elect Director Michael R. Gallagher | Management | For | For |
1g | Elect Director Catherine M. Klema | Management | For | For |
1h | Elect Director Peter J. McDonnell | Management | For | For |
1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
1j | Elect Director Brenton L. Saunders | Management | For | For |
1k | Elect Director Ronald R. Taylor | Management | For | For |
1l | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Change Company Name from Actavis plc to Allergan plc | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Report on Sustainability | Shareholder | Against | For |
7 | Stock Retention/Holding Period | Shareholder | Against | For |
AMDOCS LIMITED Meeting Date: JAN 28, 2015 Record Date: DEC 01, 2014 Meeting Type: ANNUAL | ||||
Ticker: DOX Security ID: G02602103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert A. Minicucci as a Director | Management | For | For |
1.2 | Elect Adrian Gardner as a Director | Management | For | For |
1.3 | Elect John T. McLennan as a Director | Management | For | For |
1.4 | Elect Simon Olswang as a Director | Management | For | For |
1.5 | Elect Zohar Zisapel as a Director | Management | For | For |
1.6 | Elect Julian A. Brodsky as a Director | Management | For | For |
1.7 | Elect Clayton Christensen as a Director | Management | For | For |
1.8 | Elect Eli Gelman as a Director | Management | For | For |
1.9 | Elect James S. Kahan as a Director | Management | For | For |
1.10 | Elect Richard T.C. LeFave as a Director | Management | For | For |
1.11 | Elect Giora Yaron as a Director | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | For |
4 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
AMERICAN INTERNATIONAL GROUP, INC. Meeting Date: MAY 13, 2015 Record Date: MAR 18, 2015 Meeting Type: ANNUAL | ||||
Ticker: AIG Security ID: 026874784 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director W. Don Cornwell | Management | For | For |
1b | Elect Director Peter R. Fisher | Management | For | For |
1c | Elect Director John H. Fitzpatrick | Management | For | For |
1d | Elect Director Peter D. Hancock | Management | For | For |
1e | Elect Director William G. Jurgensen | Management | For | For |
1f | Elect Director Christopher S. Lynch | Management | For | For |
1g | Elect Director George L. Miles, Jr. | Management | For | For |
1h | Elect Director Henry S. Miller | Management | For | For |
1i | Elect Director Robert S. Miller | Management | For | For |
1j | Elect Director Suzanne Nora Johnson | Management | For | For |
1k | Elect Director Ronald A. Rittenmeyer | Management | For | For |
1l | Elect Director Douglas M. Steenland | Management | For | For |
1m | Elect Director Theresa M. Stone | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
APPLE INC. Meeting Date: MAR 10, 2015 Record Date: JAN 09, 2015 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tim Cook | Management | For | For |
1.2 | Elect Director Al Gore | Management | For | For |
1.3 | Elect Director Bob Iger | Management | For | For |
1.4 | Elect Director Andrea Jung | Management | For | For |
1.5 | Elect Director Art Levinson | Management | For | For |
1.6 | Elect Director Ron Sugar | Management | For | For |
1.7 | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Report on Risks Associated with Repeal of Climate Change Policies | Shareholder | Against | Abstain |
6 | Adopt Proxy Access Right | Shareholder | Against | For |
APPLIED MATERIALS, INC. Meeting Date: APR 02, 2015 Record Date: FEB 11, 2015 Meeting Type: ANNUAL | ||||
Ticker: AMAT Security ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aart J. de Geus | Management | For | For |
1b | Elect Director Gary E. Dickerson | Management | For | For |
1c | Elect Director Stephen R. Forrest | Management | For | For |
1d | Elect Director Thomas J. Iannotti | Management | For | For |
1e | Elect Director Susan M. James | Management | For | For |
1f | Elect Director Alexander A. Karsner | Management | For | For |
1g | Elect Director Dennis D. Powell | Management | For | For |
1h | Elect Director Willem P. Roelandts | Management | For | For |
1i | Elect Director Michael R. Splinter | Management | For | For |
1j | Elect Director Robert H. Swan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
AUTOZONE, INC. Meeting Date: DEC 18, 2014 Record Date: OCT 20, 2014 Meeting Type: ��ANNUAL | ||||
Ticker: AZO Security ID: 053332102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Brooks | Management | For | For |
1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
1.3 | Elect Director Sue E. Gove | Management | For | For |
1.4 | Elect Director Earl G. Graves, Jr. | Management | For | For |
1.5 | Elect Director Enderson Guimaraes | Management | For | For |
1.6 | Elect Director J. R. Hyde, III | Management | For | For |
1.7 | Elect Director D. Bryan Jordan | Management | For | For |
1.8 | Elect Director W. Andrew McKenna | Management | For | For |
1.9 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.10 | Elect Director Luis P. Nieto | Management | For | For |
1.11 | Elect Director William C. Rhodes, III | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | For |
BERKSHIRE HATHAWAY INC. Meeting Date: MAY 02, 2015 Record Date: MAR 04, 2015 Meeting Type: ANNUAL | ||||
Ticker: BRK.B Security ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates, III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Thomas S. Murphy | Management | For | For |
1.10 | Elect Director Ronald L. Olson | Management | For | For |
1.11 | Elect Director Walter Scott, Jr. | Management | For | For |
1.12 | Elect Director Meryl B. Witmer | Management | For | For |
BOSTON SCIENTIFIC CORPORATION Meeting Date: MAY 05, 2015 Record Date: MAR 13, 2015 Meeting Type: ANNUAL | ||||
Ticker: BSX Security ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nelda J. Connors | Management | For | For |
1b | Elect Director Charles J. Dockendorff | Management | For | For |
1c | Elect Director Kristina M. Johnson | Management | For | For |
1d | Elect Director Edward J. Ludwig | Management | For | For |
1e | Elect Director Stephen P. MacMillan | Management | For | For |
1f | Elect Director Michael F. Mahoney | Management | For | For |
1g | Elect Director Ernest Mario | Management | For | Withhold |
1h | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1i | Elect Director Pete M. Nicholas | Management | For | For |
1j | Elect Director David J. Roux | Management | For | For |
1k | Elect Director John E. Sununu | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Animal Testing and Plans for Improving Welfare | Shareholder | Against | Abstain |
BRISTOL-MYERS SQUIBB COMPANY Meeting Date: MAY 05, 2015 Record Date: MAR 13, 2015 Meeting Type: ANNUAL | ||||
Ticker: BMY Security ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1A | Elect Director Lamberto Andreotti | Management | For | For |
1.1B | Elect Director Giovanni Caforio | Management | For | For |
1.1C | Elect Director Lewis B. Campbell | Management | For | For |
1.1D | Elect Director Laurie H. Glimcher | Management | For | For |
1.1E | Elect Director Michael Grobstein | Management | For | For |
1.1F | Elect Director Alan J. Lacy | Management | For | For |
1.1G | Elect Director Thomas J. Lynch, Jr. | Management | For | For |
1.1H | Elect Director Dinesh C. Paliwal | Management | For | For |
1.1I | Elect Director Vicki L. Sato | Management | For | For |
1.1J | Elect Director Gerald L. Storch | Management | For | For |
1.1K | Elect Director Togo D. West, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
5 | Remove Supermajority Vote Requirement Applicable to Preferred Stock | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
CANADIAN NATIONAL RAILWAY COMPANY Meeting Date: APR 21, 2015 Record Date: MAR 05, 2015 Meeting Type: ANNUAL | ||||
Ticker: CNR Security ID: 136375102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald J. Carty | Management | For | For |
1.2 | Elect Director Gordon D. Giffin | Management | For | For |
1.3 | Elect Director Edith E. Holiday | Management | For | For |
1.4 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1.5 | Elect Director Denis Losier | Management | For | For |
1.6 | Elect Director Kevin G. Lynch | Management | For | For |
1.7 | Elect Director Claude Mongeau | Management | For | For |
1.8 | Elect Director James E. O'Connor | Management | For | For |
1.9 | Elect Director Robert Pace | Management | For | For |
1.10 | Elect Director Robert L. Phillips | Management | For | For |
1.11 | Elect Director Laura Stein | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CHEVRON CORPORATION Meeting Date: MAY 27, 2015 Record Date: APR 01, 2015 Meeting Type: ANNUAL | ||||
Ticker: CVX Security ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alexander B. Cummings, Jr. | Management | For | For |
1b | Elect Director Linnet F. Deily | Management | For | For |
1c | Elect Director Robert E. Denham | Management | For | For |
1d | Elect Director Alice P. Gast | Management | For | For |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1g | Elect Director Charles W. Moorman, IV | Management | For | For |
1h | Elect Director John G. Stumpf | Management | For | For |
1i | Elect Director Ronald D. Sugar | Management | For | For |
1j | Elect Director Inge G. Thulin | Management | For | For |
1k | Elect Director Carl Ware | Management | For | For |
1l | Elect Director John S. Watson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Charitable Contributions | Shareholder | Against | Abstain |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Prohibit Political Spending | Shareholder | Against | Abstain |
7 | Increase Return of Capital to Shareholders in Light of Climate Change Risks | Shareholder | Against | Against |
8 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
9 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | For |
10 | Proxy Access | Shareholder | Against | For |
11 | Require Independent Board Chairman | Shareholder | Against | Against |
12 | Require Director Nominee with Environmental Experience | Shareholder | Against | For |
13 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
CITIGROUP INC. Meeting Date: APR 28, 2015 Record Date: FEB 27, 2015 Meeting Type: ANNUAL | ||||
Ticker: C Security ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Duncan P. Hennes | Management | For | For |
1c | Elect Director Peter B. Henry | Management | For | For |
1d | Elect Director Franz B. Humer | Management | For | For |
1e | Elect Director Michael E. O'Neill | Management | For | For |
1f | Elect Director Gary M. Reiner | Management | For | For |
1g | Elect Director Judith Rodin | Management | For | For |
1h | Elect Director Anthony M. Santomero | Management | For | For |
1i | Elect Director Joan E. Spero | Management | For | For |
1j | Elect Director Diana L. Taylor | Management | For | For |
1k | Elect Director William S. Thompson, Jr. | Management | For | For |
1l | Elect Director James S. Turley | Management | For | For |
1m | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt Proxy Access Right | Shareholder | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
8 | Limits for Directors Involved with Bankruptcy | Shareholder | Against | Against |
9 | Report on Certain Vesting Program | Shareholder | Against | Against |
CME GROUP INC. Meeting Date: MAY 20, 2015 Record Date: MAR 24, 2015 Meeting Type: ANNUAL | ||||
Ticker: CME Security ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Terrence A. Duffy | Management | For | For |
1b | Elect Director Phupinder S. Gill | Management | For | For |
1c | Elect Director Timothy S. Bitsberger | Management | For | For |
1d | Elect Director Charles P. Carey | Management | For | For |
1e | Elect Director Dennis H. Chookaszian | Management | For | For |
1f | Elect Director Ana Dutra | Management | For | For |
1g | Elect Director Martin J. Gepsman | Management | For | For |
1h | Elect Director Larry G. Gerdes | Management | For | For |
1i | Elect Director Daniel R. Glickman | Management | For | For |
1j | Elect Director J. Dennis Hastert | Management | For | For |
1k | Elect Director Leo Melamed | Management | For | For |
1l | Elect Director William P. Miller, II | Management | For | For |
1m | Elect Director James E. Oliff | Management | For | For |
1n | Elect Director Edemir Pinto | Management | For | For |
1o | Elect Director Alex J. Pollock | Management | For | For |
1p | Elect Director John F. Sandner | Management | For | For |
1q | Elect Director Terry L. Savage | Management | For | For |
1r | Elect Director William R. Shepard | Management | For | For |
1s | Elect Director Dennis A. Suskind | Management | For | For |
2 | Ratify Ernst & Young as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
COMCAST CORPORATION Meeting Date: OCT 08, 2014 Record Date: AUG 18, 2014 Meeting Type: SPECIAL | ||||
Ticker: CMCSA Security ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
COMCAST CORPORATION Meeting Date: MAY 21, 2015 Record Date: MAR 12, 2015 Meeting Type: ANNUAL | ||||
Ticker: CMCSA Security ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.3 | Elect Director Edward D. Breen | Management | For | For |
1.4 | Elect Director Joseph J. Collins | Management | For | For |
1.5 | Elect Director J. Michael Cook | Management | For | For |
1.6 | Elect Director Gerald L. Hassell | Management | For | For |
1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
1.9 | Elect Director Brian L. Roberts | Management | For | For |
1.10 | Elect Director Ralph J. Roberts | Management | For | For |
1.11 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.12 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
CSX CORPORATION Meeting Date: MAY 06, 2015 Record Date: MAR 06, 2015 Meeting Type: ANNUAL | ||||
Ticker: CSX Security ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Donna M. Alvarado | Management | For | For |
1b | Elect Director John B. Breaux | Management | For | For |
1c | Elect Director Pamela L. Carter | Management | For | For |
1d | Elect Director Steven T. Halverson | Management | For | For |
1e | Elect Director Edward J. Kelly, III | Management | For | For |
1f | Elect Director John D. McPherson | Management | For | For |
1g | Elect Director David M. Moffett | Management | For | For |
1h | Elect Director Oscar Munoz | Management | For | For |
1i | Elect Director Timothy T. O'Toole | Management | For | For |
1j | Elect Director David M. Ratcliffe | Management | For | For |
1k | Elect Director Donald J. Shepard | Management | For | For |
1l | Elect Director Michael J. Ward | Management | For | For |
1m | Elect Director J. Steven Whisler | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
DEERE & COMPANY Meeting Date: FEB 25, 2015 Record Date: DEC 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: DE Security ID: 244199105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Crandall C. Bowles | Management | For | For |
1c | Elect Director Vance D. Coffman | Management | For | For |
1d | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1e | Elect Director Dipak C. Jain | Management | For | For |
1f | Elect Director Michael O. Johanns | Management | For | For |
1g | Elect Director Clayton M. Jones | Management | For | For |
1h | Elect Director Joachim Milberg | Management | For | For |
1i | Elect Director Richard B. Myers | Management | For | For |
1j | Elect Director Gregory R. Page | Management | For | For |
1k | Elect Director Thomas H. Patrick | Management | For | For |
1l | Elect Director Sherry M. Smith | Management | For | For |
2 | Provide Right to Call Special Meeting | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
DELPHI AUTOMOTIVE PLC Meeting Date: APR 23, 2015 Record Date: FEB 23, 2015 Meeting Type: ANNUAL | ||||
Ticker: DLPH Security ID: G27823106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Kevin P. Clark as a Director | Management | For | For |
1.2 | Re-elect Gary L. Cowger as a Director | Management | For | For |
1.3 | Re-elect Nicholas M. Donofrio as a Director | Management | For | For |
1.4 | Re-elect Mark P. Frissora as a Director | Management | For | For |
1.5 | Re-elect Rajiv L. Gupta as a Director | Management | For | For |
1.6 | Re-elect J. Randall MacDonald as a Director | Management | For | For |
1.7 | Re-elect Sean O. Mahoney as a Director | Management | For | For |
1.8 | Elect Timothy M. Manganello as a Director | Management | For | For |
1.9 | Re-elect Thomas W. Sidlik as a Director | Management | For | For |
1.10 | Re-elect Bernd Wiedemann as a Director | Management | For | For |
1.11 | Re-elect Lawrence A. Zimmerman as a Director | Management | For | For |
12 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Approve Executive Incentive Bonus Plan | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DIAGEO PLC Meeting Date: SEP 18, 2014 Record Date: SEP 16, 2014 Meeting Type: ANNUAL | ||||
Ticker: DGE Security ID: G42089113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Peggy Bruzelius as Director | Management | For | For |
6 | Re-elect Laurence Danon as Director | Management | For | For |
7 | Re-elect Lord Davies of Abersoch as Director | Management | For | For |
8 | Re-elect Ho KwonPing as Director | Management | For | For |
9 | Re-elect Betsy Holden as Director | Management | For | For |
10 | Re-elect Dr Franz Humer as Director | Management | For | For |
11 | Re-elect Deirdre Mahlan as Director | Management | For | For |
12 | Re-elect Ivan Menezes as Director | Management | For | For |
13 | Re-elect Philip Scott as Director | Management | For | For |
14 | Elect Nicola Mendelsohn as Director | Management | For | For |
15 | Elect Alan Stewart as Director | Management | For | For |
16 | Reappoint KPMG LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Approve 2014 Long Term Incentive Plan | Management | For | For |
DIGITAL REALTY TRUST, INC. Meeting Date: MAY 11, 2015 Record Date: MAR 09, 2015 Meeting Type: ANNUAL | ||||
Ticker: DLR Security ID: 253868103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Dennis E. Singleton | Management | For | For |
1B | Elect Director Laurence A. Chapman | Management | For | For |
1C | Elect Director Kathleen Earley | Management | For | For |
1D | Elect Director Kevin J. Kennedy | Management | For | For |
1E | Elect Director William G. LaPerch | Management | For | For |
1F | Elect Director A. William Stein | Management | For | For |
1G | Elect Director Robert H. Zerbst | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DISCOVER FINANCIAL SERVICES Meeting Date: APR 29, 2015 Record Date: MAR 09, 2015 Meeting Type: ANNUAL | ||||
Ticker: DFS Security ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
1.2 | Elect Director Mary K. Bush | Management | For | For |
1.3 | Elect Director Gregory C. Case | Management | For | For |
1.4 | Elect Director Candace H. Duncan | Management | For | For |
1.5 | Elect Director Cynthia A. Glassman | Management | For | For |
1.6 | Elect Director Richard H. Lenny | Management | For | For |
1.7 | Elect Director Thomas G. Maheras | Management | For | For |
1.8 | Elect Director Michael H. Moskow | Management | For | For |
1.9 | Elect Director David W. Nelms | Management | For | For |
1.10 | Elect Director Mark A. Thierer | Management | For | For |
1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
DUNKIN' BRANDS GROUP, INC. Meeting Date: MAY 12, 2015 Record Date: MAR 18, 2015 Meeting Type: ANNUAL | ||||
Ticker: DNKN Security ID: 265504100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sandra Horbach | Management | For | For |
1.2 | Elect Director Mark Nunnelly | Management | For | For |
1.3 | Elect Director Carl Sparks | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Source 75% Cage-Free Eggs | Shareholder | Against | Abstain |
EBAY INC. Meeting Date: MAY 01, 2015 Record Date: MAR 18, 2015 Meeting Type: ANNUAL | ||||
Ticker: EBAY Security ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fred D. Anderson | Management | For | For |
1b | Elect Director Anthony J. Bates | Management | For | For |
1c | Elect Director Edward W. Barnholt | Management | For | For |
1d | Elect Director Jonathan Christodoro | Management | For | For |
1e | Elect Director Scott D. Cook | Management | For | For |
1f | Elect Director John J. Donahoe | Management | For | For |
1g | Elect Director David W. Dorman | Management | For | For |
1h | Elect Director Bonnie S. Hammer | Management | For | For |
1i | Elect Director Gail J. McGovern | Management | For | For |
1j | Elect Director Kathleen C. Mitic | Management | For | For |
1k | Elect Director David M. Moffett | Management | For | For |
1l | Elect Director Pierre M. Omidyar | Management | For | For |
1m | Elect Director Thomas J. Tierney | Management | For | For |
1n | Elect Director Perry M. Traquina | Management | For | For |
1o | Elect Director Frank D. Yeary | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Adopt Proxy Access Right | Shareholder | Against | For |
7 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
EXELON CORPORATION Meeting Date: APR 28, 2015 Record Date: MAR 10, 2015 Meeting Type: ANNUAL | ||||
Ticker: EXC Security ID: 30161N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1a | Elect Director Anthony K. Anderson | Management | For | For |
1.1b | Elect Director Ann C. Berzin | Management | For | For |
1.1c | Elect Director John A. Canning | Management | For | For |
1.1d | Elect Director Christopher M. Crane | Management | For | For |
1.1e | Elect Director Yves C. de Balmann | Management | For | For |
1.1f | Elect Director Nicholas DeBenedictis | Management | For | For |
1.1g | Elect Director Paul L. Joskow | Management | For | For |
1.1h | Elect Director Robert J. Lawless | Management | For | For |
1.1i | Elect Director Richard W. Mies | Management | For | For |
1.1j | Elect Director William C. Richardson | Management | For | For |
1.1k | Elect Director John W. Rogers, Jr. | Management | For | For |
1.1l | Elect Director Mayo A. Shattuck, III | Management | For | For |
1.1m | Elect Director Stephen D. Steinour | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Proxy Access Right | Management | For | Against |
6 | Proxy Access | Shareholder | Against | For |
EXPRESS SCRIPTS HOLDING COMPANY Meeting Date: MAY 06, 2015 Record Date: MAR 09, 2015 Meeting Type: ANNUAL | ||||
Ticker: ESRX Security ID: 30219G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary G. Benanav | Management | For | For |
1b | Elect Director Maura C. Breen | Management | For | For |
1c | Elect Director William J. DeLaney | Management | For | For |
1d | Elect Director Elder Granger | Management | For | For |
1e | Elect Director Nicholas J. LaHowchic | Management | For | For |
1f | Elect Director Thomas P. Mac Mahon | Management | For | For |
1g | Elect Director Frank Mergenthaler | Management | For | For |
1h | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
1i | Elect Director Roderick A. Palmore | Management | For | For |
1j | Elect Director George Paz | Management | For | For |
1k | Elect Director William L. Roper | Management | For | For |
1l | Elect Director Seymour Sternberg | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
FACEBOOK, INC. Meeting Date: JUN 11, 2015 Record Date: APR 13, 2015 Meeting Type: ANNUAL | ||||
Ticker: FB Security ID: 30303M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
1.4 | Elect Director Reed Hastings | Management | For | For |
1.5 | Elect Director Jan Koum | Management | For | Withhold |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | Withhold |
1.7 | Elect Director Peter A. Thiel | Management | For | For |
1.8 | Elect Director Mark Zuckerberg | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Report on Sustainability | Shareholder | Against | For |
6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
GENERAL ELECTRIC COMPANY Meeting Date: APR 22, 2015 Record Date: FEB 23, 2015 Meeting Type: ANNUAL | ||||
Ticker: GE Security ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1 | Elect Director W. Geoffrey Beattie | Management | For | For |
A2 | Elect Director John J. Brennan | Management | For | For |
A3 | Elect Director James I. Cash, Jr. | Management | For | For |
A4 | Elect Director Francisco D'Souza | Management | For | For |
A5 | Elect Director Marijn E. Dekkers | Management | For | For |
A6 | Elect Director Susan J. Hockfield | Management | For | For |
A7 | Elect Director Jeffrey R. Immelt | Management | For | For |
A8 | Elect Director Andrea Jung | Management | For | For |
A9 | Elect Director Robert W. Lane | Management | For | For |
A10 | Elect Director Rochelle B. Lazarus | Management | For | For |
A11 | Elect Director James J. Mulva | Management | For | For |
A12 | Elect Director James E. Rohr | Management | For | For |
A13 | Elect Director Mary L. Schapiro | Management | For | For |
A14 | Elect Director Robert J. Swieringa | Management | For | For |
A15 | Elect Director James S. Tisch | Management | For | For |
A16 | Elect Director Douglas A. Warner, III | Management | For | For |
B1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
B2 | Ratify KPMG LLP as Auditors | Management | For | For |
C1 | Provide for Cumulative Voting | Shareholder | Against | Against |
C2 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
C3 | Select One Director from Ranks of Retirees | Shareholder | Against | Against |
C4 | Adopt Holy Land Principles | Shareholder | Against | Abstain |
C5 | Pro-rata Vesting on Equity Plans | Shareholder | Against | For |
GENERAL MOTORS COMPANY Meeting Date: JUN 09, 2015 Record Date: APR 10, 2015 Meeting Type: ANNUAL | ||||
Ticker: GM Security ID: 37045V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joseph J. Ashton | Management | For | For |
1b | Elect Director Mary T. Barra | Management | For | For |
1c | Elect Director Stephen J. Girsky | Management | For | For |
1d | Elect Director Linda R. Gooden | Management | For | For |
1e | Elect Director Joseph Jimenez, Jr. | Management | For | For |
1f | Elect Director Kathryn V. Marinello | Management | For | For |
1g | Elect Director Michael G. Mullen | Management | For | For |
1h | Elect Director James J. Mulva | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Thomas M. Schoewe | Management | For | For |
1k | Elect Director Theodore M. Solso | Management | For | For |
1l | Elect Director Carol M. Stephenson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
GENWORTH FINANCIAL, INC. Meeting Date: MAY 14, 2015 Record Date: MAR 20, 2015 Meeting Type: ANNUAL | ||||
Ticker: GNW Security ID: 37247D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Bolinder | Management | For | For |
1.2 | Elect Director G. Kent Conrad | Management | For | For |
1.3 | Elect Director Melina E. Higgins | Management | For | For |
1.4 | Elect Director Nancy J. Karch | Management | For | For |
1.5 | Elect Director Thomas J. McInerney | Management | For | For |
1.6 | Elect Director Christine B. Mead | Management | For | For |
1.7 | Elect Director David M. Moffett | Management | For | For |
1.8 | Elect Director Thomas E. Moloney | Management | For | For |
1.9 | Elect Director James A. Parke | Management | For | For |
1.10 | Elect Director James S. Riepe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | For |
GILEAD SCIENCES, INC. Meeting Date: MAY 06, 2015 Record Date: MAR 11, 2015 Meeting Type: ANNUAL | ||||
Ticker: GILD Security ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John F. Cogan | Management | For | For |
1b | Elect Director Etienne F. Davignon | Management | For | For |
1c | Elect Director Carla A. Hills | Management | For | For |
1d | Elect Director Kevin E. Lofton | Management | For | For |
1e | Elect Director John W. Madigan | Management | For | For |
1f | Elect Director John C. Martin | Management | For | For |
1g | Elect Director Nicholas G. Moore | Management | For | For |
1h | Elect Director Richard J. Whitley | Management | For | For |
1i | Elect Director Gayle E. Wilson | Management | For | For |
1j | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Report on Sustainability | Shareholder | Against | For |
8 | Report on Specialty Drug Pricing Risks | Shareholder | Against | For |
GOOGLE INC. Meeting Date: JUN 03, 2015 Record Date: APR 06, 2015 Meeting Type: ANNUAL | ||||
Ticker: GOOG Security ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | Withhold |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | Withhold |
1.7 | Elect Director Ann Mather | Management | For | Withhold |
1.8 | Elect Director Alan R. Mulally | Management | For | For |
1.9 | Elect Director Paul S. Otellini | Management | For | Withhold |
1.10 | Elect Director K. Ram Shriram | Management | For | Withhold |
1.11 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Report on Costs of Renewable Energy Investments | Shareholder | Against | Abstain |
8 | Report on Risks Associated with Repeal of Climate Change Policies | Shareholder | Against | Abstain |
HCA HOLDINGS, INC. Meeting Date: APR 30, 2015 Record Date: MAR 06, 2015 Meeting Type: ANNUAL | ||||
Ticker: HCA Security ID: 40412C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Milton Johnson | Management | For | For |
1.2 | Elect Director Robert J. Dennis | Management | For | For |
1.3 | Elect Director Nancy-Ann DeParle | Management | For | For |
1.4 | Elect Director Thomas F. Frist, III | Management | For | For |
1.5 | Elect Director William R. Frist | Management | For | For |
1.6 | Elect Director Ann H. Lamont | Management | For | For |
1.7 | Elect Director Jay O. Light | Management | For | For |
1.8 | Elect Director Geoffrey G. Meyers | Management | For | For |
1.9 | Elect Director Michael W. Michelson | Management | For | For |
1.10 | Elect Director Wayne J. Riley | Management | For | For |
1.11 | Elect Director John W. Rowe | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
HENKEL AG & CO. KGAA Meeting Date: APR 13, 2015 Record Date: MAR 22, 2015 Meeting Type: ANNUAL | ||||
Ticker: HEN3 Security ID: D3207M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Annual Financial Statement | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 1.29 per Ordinary Share and EUR 1.31 per Preferred Share | Management | For | For |
3 | Approve Discharge of the Personally Liable Partner for Fiscal 2014 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2014 | Management | For | For |
5 | Approve Discharge of the Shareholders' Committee for Fiscal 2014 | Management | For | For |
6 | Ratify KPMG AG as Auditors for Fiscal 2015 | Management | For | For |
7 | Approve Affiliation Agreements with Subsidiaries Henkel Vierte Verwaltungsgesellschaft mbH, Henkel Funfte Verwaltungsgesellschaft mbH, and Schwarzkopf & Henkel Production Europe Geschaftsfuhrungsgesellschaft mbH | Management | For | For |
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
9 | Approve Creation of EUR 43.8 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
10 | Approve Remuneration System for Management Board Members | Management | For | For |
ITC HOLDINGS CORP. Meeting Date: MAY 20, 2015 Record Date: MAR 25, 2015 Meeting Type: ANNUAL | ||||
Ticker: ITC Security ID: 465685105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert Ernst | Management | For | For |
1.2 | Elect Director Christopher H. Franklin | Management | For | For |
1.3 | Elect Director Edward G. Jepsen | Management | For | For |
1.4 | Elect Director David R. Lopez | Management | For | For |
1.5 | Elect Director Hazel R. O'Leary | Management | For | For |
1.6 | Elect Director Thomas G. Stephens | Management | For | For |
1.7 | Elect Director G. Bennett Stewart, III | Management | For | For |
1.8 | Elect Director Lee C. Stewart | Management | For | For |
1.9 | Elect Director Joseph L. Welch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
JPMORGAN CHASE & CO. Meeting Date: MAY 19, 2015 Record Date: MAR 20, 2015 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Crandall C. Bowles | Management | For | For |
1d | Elect Director Stephen B. Burke | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1i | Elect Director Michael A. Neal | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
8 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
9 | Report on Certain Vesting Program | Shareholder | Against | For |
10 | Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | For |
MARSH & MCLENNAN COMPANIES, INC. Meeting Date: MAY 21, 2015 Record Date: MAR 23, 2015 Meeting Type: ANNUAL | ||||
Ticker: MMC Security ID: 571748102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Oscar Fanjul | Management | For | For |
1b | Elect Director Daniel S. Glaser | Management | For | For |
1c | Elect Director H. Edward Hanway | Management | For | For |
1d | Elect Director Lord Lang of Monkton | Management | For | For |
1e | Elect Director Elaine La Roche | Management | For | For |
1f | Elect Director Maria Silvia Bastos Marques | Management | For | For |
1g | Elect Director Steven A. Mills | Management | For | For |
1h | Elect Director Bruce P. Nolop | Management | For | For |
1i | Elect Director Marc D. Oken | Management | For | For |
1j | Elect Director Morton O. Schapiro | Management | For | For |
1k | Elect Director Lloyd M. Yates | Management | For | For |
1l | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
MASTERCARD INCORPORATED Meeting Date: JUN 09, 2015 Record Date: APR 15, 2015 Meeting Type: ANNUAL | ||||
Ticker: MA Security ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Julius Genachowski | Management | For | For |
1g | Elect Director Merit E. Janow | Management | For | For |
1h | Elect Director Nancy J. Karch | Management | For | For |
1i | Elect Director Marc Olivie | Management | For | For |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Jackson P. Tai | Management | For | For |
1m | Elect Director Edward Suning Tian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
MCGRAW HILL FINANCIAL, INC. Meeting Date: APR 29, 2015 Record Date: MAR 09, 2015 Meeting Type: ANNUAL | ||||
Ticker: MHFI Security ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Winfried Bischoff | Management | For | For |
1.2 | Elect Director William D. Green | Management | For | For |
1.3 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
1.4 | Elect Director Rebecca Jacoby | Management | For | For |
1.5 | Elect Director Robert P. McGraw | Management | For | For |
1.6 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1.7 | Elect Director Douglas L. Peterson | Management | For | For |
1.8 | Elect Director Michael Rake | Management | For | For |
1.9 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.10 | Elect Director Kurt L. Schmoke | Management | For | For |
1.11 | Elect Director Sidney Taurel | Management | For | For |
1.12 | Elect Director Richard E. Thornburgh | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
MONDELEZ INTERNATIONAL, INC. Meeting Date: MAY 20, 2015 Record Date: MAR 11, 2015 Meeting Type: ANNUAL | ||||
Ticker: MDLZ Security ID: 609207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen F. Bollenbach | Management | For | For |
1b | Elect Director Lewis W.K. Booth | Management | For | For |
1c | Elect Director Lois D. Juliber | Management | For | For |
1d | Elect Director Mark D. Ketchum | Management | For | For |
1e | Elect Director Jorge S. Mesquita | Management | For | For |
1f | Elect Director Joseph Neubauer | Management | For | For |
1g | Elect Director Nelson Peltz | Management | For | For |
1h | Elect Director Fredric G. Reynolds | Management | For | For |
1i | Elect Director Irene B. Rosenfeld | Management | For | For |
1j | Elect Director Patrick T. Siewert | Management | For | For |
1k | Elect Director Ruth J. Simmons | Management | For | For |
1l | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | For |
NATIONAL OILWELL VARCO, INC. Meeting Date: MAY 13, 2015 Record Date: APR 01, 2015 Meeting Type: ANNUAL | ||||
Ticker: NOV Security ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Clay C. Williams | Management | For | For |
1B | Elect Director Greg L. Armstrong | Management | For | For |
1C | Elect Director Robert E. Beauchamp | Management | For | For |
1D | Elect Director Marcela E. Donadio | Management | For | For |
1E | Elect Director Ben A. Guill | Management | For | For |
1F | Elect Director David D. Harrison | Management | For | For |
1G | Elect Director Roger L. Jarvis | Management | For | For |
1H | Elect Director Eric L. Mattson | Management | For | For |
1I | Elect Director Jeffery A. Smisek | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NIELSEN N.V. Meeting Date: JUN 26, 2015 Record Date: MAY 29, 2015 Meeting Type: ANNUAL | ||||
Ticker: NLSN Security ID: N63218106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association in Connection with the Merger and Authorize Any and All Lawyers and (Deputy) Civil Law Notaries Practicing at Clifford Chance, LLP to Execute the Notarial Deed of Amendment of the Articles of Association | Management | For | For |
2 | Approve Corporate Reorganization | Management | For | For |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Board of Directors | Management | For | For |
5a | Elect Director James A. Attwood, Jr. | Management | For | For |
5b | Elect Director Dwight M. Barns | Management | For | For |
5c | Elect Director David L. Calhoun | Management | For | For |
5d | Elect Director Karen M. Hoguet | Management | For | For |
5e | Elect Director James M. Kilts | Management | For | For |
5f | Elect Director Harish Manwani | Management | For | For |
5g | Elect Director Kathryn V. Marinello | Management | For | For |
5h | Elect Director Alexander Navab | Management | For | For |
5i | Elect Director Robert C. Pozen | Management | For | For |
5j | Elect Director Vivek Y. Ranadive | Management | For | For |
5k | Elect Director Javier G. Teruel | Management | For | For |
6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
7 | Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Advisory Vote to Approve Remuneration of Executives | Management | For | For |
NOBLE ENERGY, INC. Meeting Date: APR 28, 2015 Record Date: MAR 04, 2015 Meeting Type: ANNUAL | ||||
Ticker: NBL Security ID: 655044105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey L. Berenson | Management | For | For |
1.2 | Elect Director Michael A. Cawley | Management | For | For |
1.3 | Elect Director Edward F. Cox | Management | For | For |
1.4 | Elect Director Thomas J. Edelman | Management | For | For |
1.5 | Elect Director Eric P. Grubman | Management | For | For |
1.6 | Elect Director Kirby L. Hedrick | Management | For | For |
1.7 | Elect Director David L. Stover | Management | For | For |
1.8 | Elect Director Scott D. Urban | Management | For | For |
1.9 | Elect Director William T. Van Kleef | Management | For | For |
1.10 | Elect Director Molly K. Williamson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
7 | Adopt Proxy Access Right | Shareholder | Against | For |
8 | Report on Impacts of and Plans to Align with Global Climate Change Policy | Shareholder | Against | For |
PEPSICO, INC. Meeting Date: MAY 06, 2015 Record Date: FEB 27, 2015 Meeting Type: ANNUAL | ||||
Ticker: PEP Security ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shona L. Brown | Management | For | For |
1.2 | Elect Director George W. Buckley | Management | For | For |
1.3 | Elect Director Ian M. Cook | Management | For | For |
1.4 | Elect Director Dina Dublon | Management | For | For |
1.5 | Elect Director Rona A. Fairhead | Management | For | For |
1.6 | Elect Director Richard W. Fisher | Management | For | For |
1.7 | Elect Director Alberto Ibarguen | Management | For | For |
1.8 | Elect Director William R. Johnson | Management | For | For |
1.9 | Elect Director Indra K. Nooyi | Management | For | For |
1.10 | Elect Director David C. Page | Management | For | For |
1.11 | Elect Director Robert C. Pohlad | Management | For | For |
1.12 | Elect Director Lloyd G. Trotter | Management | For | For |
1.13 | Elect Director Daniel Vasella | Management | For | For |
1.14 | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Establish a Board Committee on Sustainability | Shareholder | Against | Abstain |
5 | Pro-Rata Vesting of Equity Awards | Shareholder | Against | For |
6 | Report on Plans to Minimize Pesticides' Impact on Pollinators | Shareholder | Against | Abstain |
PG&E CORPORATION Meeting Date: MAY 04, 2015 Record Date: MAR 05, 2015 Meeting Type: ANNUAL | ||||
Ticker: PCG Security ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis Chew | Management | For | For |
1.2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.3 | Elect Director Fred J. Fowler | Management | For | For |
1.4 | Elect Director Maryellen C. Herringer | Management | For | For |
1.5 | Elect Director Richard C. Kelly | Management | For | For |
1.6 | Elect Director Roger H. Kimmel | Management | For | For |
1.7 | Elect Director Richard A. Meserve | Management | For | For |
1.8 | Elect Director Forrest E. Miller | Management | For | For |
1.9 | Elect Director Rosendo G. Parra | Management | For | For |
1.10 | Elect Director Barbara L. Rambo | Management | For | For |
1.11 | Elect Director Anne Shen Smith | Management | For | For |
1.12 | Elect Director Barry Lawson Williams | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
PHILIP MORRIS INTERNATIONAL INC. Meeting Date: MAY 06, 2015 Record Date: MAR 13, 2015 Meeting Type: ANNUAL | ||||
Ticker: PM Security ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
1.3 | Elect Director Louis C. Camilleri | Management | For | For |
1.4 | Elect Director Werner Geissler | Management | For | For |
1.5 | Elect Director Jennifer Li | Management | For | For |
1.6 | Elect Director Jun Makihara | Management | For | For |
1.7 | Elect Director Sergio Marchionne | Management | For | Against |
1.8 | Elect Director Kalpana Morparia | Management | For | For |
1.9 | Elect Director Lucio A. Noto | Management | For | For |
1.10 | Elect Director Frederik Paulsen | Management | For | For |
1.11 | Elect Director Robert B. Polet | Management | For | For |
1.12 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Adopt Anti-Forced Labor Policy for Tobacco Supply Chain | Shareholder | Against | Abstain |
POTASH CORPORATION OF SASKATCHEWAN INC. Meeting Date: MAY 12, 2015 Record Date: MAR 16, 2015 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: POT Security ID: 73755L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher M. Burley | Management | For | For |
1.2 | Elect Director Donald G. Chynoweth | Management | For | For |
1.3 | Elect Director John W. Estey | Management | For | For |
1.4 | Elect Director Gerald W. Grandey | Management | For | For |
1.5 | Elect Director C. Steven Hoffman | Management | For | For |
1.6 | Elect Director Alice D. Laberge | Management | For | For |
1.7 | Elect Director Consuelo E. Madere | Management | For | For |
1.8 | Elect Director Keith G. Martell | Management | For | For |
1.9 | Elect Director Jeffrey J. McCaig | Management | For | For |
1.10 | Elect Director Jochen E. Tilk | Management | For | For |
1.11 | Elect Director Elena Viyella de Paliza | Management | For | For |
2 | Ratify Deloitte LLP as Auditors | Management | For | For |
3 | Approve 2015 Performance Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
5 | Amend By-law | Management | For | For |
6 | SP1: Conduct and Make Public An Independent Human Rights Assessment | Shareholder | Against | Against |
REPUBLIC SERVICES, INC. Meeting Date: MAY 14, 2015 Record Date: MAR 17, 2015 Meeting Type: ANNUAL | ||||
Ticker: RSG Security ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ramon A. Rodriguez | Management | For | For |
1b | Elect Director Tomago Collins | Management | For | For |
1c | Elect Director James W. Crownover | Management | For | For |
1d | Elect Director Ann E. Dunwoody | Management | For | For |
1e | Elect Director William J. Flynn | Management | For | For |
1f | Elect Director Manuel Kadre | Management | For | For |
1g | Elect Director Michael Larson | Management | For | For |
1h | Elect Director W. Lee Nutter | Management | For | For |
1i | Elect Director Donald W. Slager | Management | For | For |
1j | Elect Director John M. Trani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Proxy Access | Shareholder | None | For |
SIMON PROPERTY GROUP, INC. Meeting Date: MAY 14, 2015 Record Date: MAR 16, 2015 Meeting Type: ANNUAL | ||||
Ticker: SPG Security ID: 828806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Melvyn E. Bergstein | Management | For | For |
1b | Elect Director Larry C. Glasscock | Management | For | For |
1c | Elect Director Karen N. Horn | Management | For | For |
1d | Elect Director Allan Hubbard | Management | For | For |
1e | Elect Director Reuben S. Leibowitz | Management | For | For |
1f | Elect Director Daniel C. Smith | Management | For | For |
1g | Elect Director J. Albert Smith, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
TECK RESOURCES LIMITED Meeting Date: APR 22, 2015 Record Date: MAR 02, 2015 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: TCK.B Security ID: 878742204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mayank M. Ashar | Management | For | For |
1.2 | Elect Director Felix P. Chee | Management | For | For |
1.3 | Elect Director Jack L. Cockwell | Management | For | For |
1.4 | Elect Director Laura L. Dottori-Attanasio | Management | For | For |
1.5 | Elect Director Edward C. Dowling | Management | For | For |
1.6 | Elect Director Norman B. Keevil | Management | For | For |
1.7 | Elect Director Norman B. Keevil III | Management | For | For |
1.8 | Elect Director Takeshi Kubota | Management | For | For |
1.9 | Elect Director Takashi Kuriyama | Management | For | For |
1.10 | Elect Director Donald R. Lindsay | Management | For | For |
1.11 | Elect Director Tracey L. McVicar | Management | For | For |
1.12 | Elect Director Kenneth W. Pickering | Management | For | For |
1.13 | Elect Director Warren S.R. Seyffert | Management | For | For |
1.14 | Elect Director Timothy R. Snider | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
THE BANK OF NEW YORK MELLON CORPORATION Meeting Date: APR 14, 2015 Record Date: FEB 13, 2015 Meeting Type: ANNUAL | ||||
Ticker: BK Security ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.2 | Elect Director Joseph J. Echevarria | Management | For | For |
1.3 | Elect Director Edward P. Garden | Management | For | For |
1.4 | Elect Director Jeffrey A. Goldstein | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director John M. Hinshaw | Management | For | For |
1.7 | Elect Director Edmund F. 'Ted' Kelly | Management | For | For |
1.8 | Elect Director Richard J. Kogan | Management | For | For |
1.9 | Elect Director John A. Luke, Jr. | Management | For | For |
1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
1.11 | Elect Director Catherine A. Rein | Management | For | For |
1.12 | Elect Director William C. Richardson | Management | For | For |
1.13 | Elect Director Samuel C. Scott, III | Management | For | For |
1.14 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
THE HOME DEPOT, INC. Meeting Date: MAY 21, 2015 Record Date: MAR 23, 2015 Meeting Type: ANNUAL | ||||
Ticker: HD Security ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ari Bousbib | Management | For | For |
1b | Elect Director Gregory D. Brenneman | Management | For | For |
1c | Elect Director J. Frank Brown | Management | For | For |
1d | Elect Director Albert P. Carey | Management | For | For |
1e | Elect Director Armando Codina | Management | For | For |
1f | Elect Director Helena B. Foulkes | Management | For | For |
1g | Elect Director Wayne M. Hewett | Management | For | For |
1h | Elect Director Karen L. Katen | Management | For | For |
1i | Elect Director Craig A. Menear | Management | For | For |
1j | Elect Director Mark Vadon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
THE SOUTHERN COMPANY Meeting Date: MAY 27, 2015 Record Date: MAR 30, 2015 Meeting Type: ANNUAL | ||||
Ticker: SO Security ID: 842587107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Juanita Powell Baranco | Management | For | For |
1b | Elect Director Jon A. Boscia | Management | For | For |
1c | Elect Director Henry A. 'Hal' Clark, III | Management | For | For |
1d | Elect Director Thomas A. Fanning | Management | For | For |
1e | Elect Director David J. Grain | Management | For | For |
1f | Elect Director Veronica M. Hagen | Management | For | For |
1g | Elect Director Warren A. Hood, Jr. | Management | For | For |
1h | Elect Director Linda P. Hudson | Management | For | For |
1i | Elect Director Donald M. James | Management | For | For |
1j | Elect Director John D. Johns | Management | For | For |
1k | Elect Director Dale E. Klein | Management | For | For |
1l | Elect Director William G. Smith, Jr. | Management | For | For |
1m | Elect Director Steven R. Specker | Management | For | For |
1n | Elect Director Larry D. Thompson | Management | For | For |
1o | Elect Director E. Jenner Wood, III | Management | For | Against |
2 | Approve Outside Director Stock Awards | Management | For | For |
3 | Provide Right to Act by Written Consent | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
6 | Adopt Proxy Access Right | Shareholder | Against | For |
7 | Adopt Quantitative GHG Goals for Operations | Shareholder | Against | For |
TYCO INTERNATIONAL LTD. Meeting Date: SEP 09, 2014 Record Date: JUL 25, 2014 Meeting Type: SPECIAL | ||||
Ticker: TYC Security ID: H89128104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Jurisdiction of Incorporation [from Switzerland to Ireland] | Management | For | For |
2 | Approve Creation of Distributable Reserves | Management | For | For |
TYCO INTERNATIONAL PUBLIC LIMITED COMPANY Meeting Date: MAR 04, 2015 Record Date: JAN 05, 2015 Meeting Type: ANNUAL | ||||
Ticker: TYC Security ID: G91442106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Edward D. Breen | Management | For | For |
1b | Elect Director Herman E. Bulls | Management | For | For |
1c | Elect Director Michael E. Daniels | Management | For | For |
1d | Elect Director Frank M. Drendel | Management | For | For |
1e | Elect Director Brian Duperreault | Management | For | For |
1f | Elect Director Rajiv L. Gupta | Management | For | For |
1g | Elect Director George R. Oliver | Management | For | For |
1h | Elect Director Brendan R. O'Neill | Management | For | For |
1i | Elect Director Jurgen Tinggren | Management | For | For |
1j | Elect Director Sandra S. Wijnberg | Management | For | For |
1k | Elect Director R. David Yost | Management | For | For |
2a | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
3 | Authorize Share Repurchase Program | Management | For | For |
4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITED TECHNOLOGIES CORPORATION Meeting Date: APR 27, 2015 Record Date: MAR 02, 2015 Meeting Type: ANNUAL | ||||
Ticker: UTX Security ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John V. Faraci | Management | For | For |
1b | Elect Director Jean-Pierre Garnier | Management | For | For |
1c | Elect Director Gregory J. Hayes | Management | For | For |
1d | Elect Director Edward A. Kangas | Management | For | For |
1e | Elect Director Ellen J. Kullman | Management | For | For |
1f | Elect Director Marshall O. Larsen | Management | For | For |
1g | Elect Director Harold McGraw, III | Management | For | For |
1h | Elect Director Richard B. Myers | Management | For | For |
1i | Elect Director H. Patrick Swygert | Management | For | For |
1j | Elect Director Andre Villeneuve | Management | For | For |
1k | Elect Director Christine Todd Whitman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED Meeting Date: JUN 01, 2015 Record Date: APR 02, 2015 Meeting Type: ANNUAL | ||||
Ticker: UNH Security ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Edson Bueno | Management | For | For |
1c | Elect Director Richard T. Burke | Management | For | For |
1d | Elect Director Robert J. Darretta | Management | For | For |
1e | Elect Director Stephen J. Hemsley | Management | For | For |
1f | Elect Director Michele J. Hooper | Management | For | For |
1g | Elect Director Rodger A. Lawson | Management | For | For |
1h | Elect Director Glenn M. Renwick | Management | For | For |
1i | Elect Director Kenneth I. Shine | Management | For | For |
1j | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Change State of Incorporation from Minnesota to Delaware | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
VERIZON COMMUNICATIONS INC. Meeting Date: MAY 07, 2015 Record Date: MAR 09, 2015 Meeting Type: ANNUAL | ||||
Ticker: VZ Security ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
1.2 | Elect Director Mark T. Bertolini | Management | For | For |
1.3 | Elect Director Richard L. Carrion | Management | For | For |
1.4 | Elect Director Melanie L. Healey | Management | For | For |
1.5 | Elect Director M. Frances Keeth | Management | For | For |
1.6 | Elect Director Lowell C. McAdam | Management | For | For |
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.9 | Elect Director Rodney E. Slater | Management | For | For |
1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
1.11 | Elect Director Gregory D. Wasson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Net Neutrality | Shareholder | Against | For |
5 | Report on Indirect Political Contributions | Shareholder | Against | For |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
7 | Stock Retention/Holding Period | Shareholder | Against | For |
8 | Provide Right to Act by Written Consent | Shareholder | Against | For |
VULCAN MATERIALS COMPANY Meeting Date: MAY 08, 2015 Record Date: MAR 13, 2015 Meeting Type: ANNUAL | ||||
Ticker: VMC Security ID: 929160109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas A. Fanning | Management | For | For |
1.2 | Elect Director J. Thomas Hill | Management | For | For |
1.3 | Elect Director Cynthia L. Hostetler | Management | For | For |
1.4 | Elect Director Richard T. O'Brien | Management | For | For |
1.5 | Elect Director Elaine L. Chao | Management | For | For |
1.6 | Elect Director Donald B. Rice | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
WESTERN DIGITAL CORPORATION Meeting Date: NOV 05, 2014 Record Date: SEP 09, 2014 Meeting Type: ANNUAL | ||||
Ticker: WDC Security ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kathleen A. Cote | Management | For | For |
1b | Elect Director Henry T. DeNero | Management | For | For |
1c | Elect Director Michael D. Lambert | Management | For | For |
1d | Elect Director Len J. Lauer | Management | For | For |
1e | Elect Director Matthew E. Massengill | Management | For | For |
1f | Elect Director Stephen D. Milligan | Management | For | For |
1g | Elect Director Thomas E. Pardun | Management | For | For |
1h | Elect Director Paula A. Price | Management | For | For |
1i | Elect Director Masahiro Yamamura | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
XEROX CORPORATION Meeting Date: MAY 20, 2015 Record Date: MAR 23, 2015 Meeting Type: ANNUAL | ||||
Ticker: XRX Security ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ursula M. Burns | Management | For | For |
1.2 | Elect Director Richard J. Harrington | Management | For | For |
1.3 | Elect Director William Curt Hunter | Management | For | For |
1.4 | Elect Director Robert J. Keegan | Management | For | For |
1.5 | Elect Director Charles Prince | Management | For | For |
1.6 | Elect Director Ann N. Reese | Management | For | For |
1.7 | Elect Director Stephen H. Rusckowski | Management | For | For |
1.8 | Elect Director Sara Martinez Tucker | Management | For | For |
1.9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ZOETIS INC. Meeting Date: MAY 01, 2015 Record Date: MAR 06, 2015 Meeting Type: ANNUAL | ||||
Ticker: ZTS Security ID: 98978V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sanjay Khosla | Management | For | For |
1.2 | Elect Director Willie M. Reed | Management | For | For |
1.3 | Elect Director William C. Steere, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant: | Oppenheimer Main Street Funds |
By: | Arthur P. Steinmetz* |
Arthur P. Steinmetz, | |
Trustee, President and Principal Executive Officer |
Date: August 26, 2015
*By: | /s/ Lisa Bloomberg | |
----------------------------------------- | ||
Lisa Bloomberg, Attorney in Fact |