UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: | 811-05360 |
Exact name of registrant as specified in charter: | Oppenheimer Main Street Funds on behalf of its series: Oppenheimer Main Street Fund |
Address of principal executive offices: | 6803 South Tucson Way |
Centennial, CO 80112-3924 | |
Name and address of agent for service: | Cynthia Lo Bessette, |
Executive Vice President & General Counsel | |
OFI Global Asset Management, Inc. | |
225 Liberty Street | |
New York, NY 10281-1008 | |
Registrant's telephone number, including area code: | 303-768-3200 |
Date of fiscal year end: | 8/31 |
Date of reporting period: | 07/01/2017-06/30/2018 |
Item 1.
FORM N-PX
ICA File Number: 811-05360
Registrant Name: Oppenheimer Main Street Funds
Reporting Period: 07/01/2017 - 06/30/2018
Oppenheimer Main Street Fund
ACTIVISION BLIZZARD, INC. Meeting Date: JUN 26, 2018 Record Date: APR 27, 2018 Meeting Type: ANNUAL | ||||
Ticker: ATVI Security ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reveta Bowers | Management | For | For |
1.2 | Elect Director Robert Corti | Management | For | For |
1.3 | Elect Director Hendrik Hartong, III | Management | For | For |
1.4 | Elect Director Brian Kelly | Management | For | For |
1.5 | Elect Director Robert A. Kotick | Management | For | For |
1.6 | Elect Director Barry Meyer | Management | For | For |
1.7 | Elect Director Robert Morgado | Management | For | For |
1.8 | Elect Director Peter Nolan | Management | For | For |
1.9 | Elect Director Casey Wasserman | Management | For | For |
1.10 | Elect Director Elaine Wynn | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
AGILENT TECHNOLOGIES, INC. Meeting Date: MAR 21, 2018 Record Date: JAN 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: A Security ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Koh Boon Hwee | Management | For | For |
1.2 | Elect Director Michael R. McMullen | Management | For | For |
1.3 | Elect Director Daniel K. Podolsky | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ALASKA AIR GROUP, INC. Meeting Date: MAY 03, 2018 Record Date: MAR 09, 2018 Meeting Type: ANNUAL | ||||
Ticker: ALK Security ID: 011659109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Patricia M. Bedient | Management | For | For |
1b | Elect Director James A. Beer | Management | For | For |
1c | Elect Director Marion C. Blakey | Management | For | For |
1d | Elect Director Phyllis J. Campbell | Management | For | For |
1e | Elect Director Raymond L. Conner | Management | For | For |
1f | Elect Director Dhiren R. Fonseca | Management | For | For |
1g | Elect Director Susan J. Li | Management | For | For |
1h | Elect Director Helvi K. Sandvik | Management | For | For |
1i | Elect Director J. Kenneth Thompson | Management | For | For |
1j | Elect Director Bradley D. Tilden | Management | For | For |
1k | Elect Director Eric K. Yeaman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | For |
AMDOCS LIMITED Meeting Date: JAN 26, 2018 Record Date: NOV 30, 2017 Meeting Type: ANNUAL | ||||
Ticker: DOX Security ID: G02602103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Minicucci | Management | For | For |
1.2 | Elect Director Adrian Gardner | Management | For | For |
1.3 | Elect Director John T. McLennan | Management | For | For |
1.4 | Elect Director Zohar Zisapel | Management | For | For |
1.5 | Elect Director Julian A. Brodsky | Management | For | For |
1.6 | Elect Director Eli Gelman | Management | For | For |
1.7 | Elect Director James S. Kahan | Management | For | For |
1.8 | Elect Director Richard T.C. LeFave | Management | For | For |
1.9 | Elect Director Giora Yaron | Management | For | For |
1.10 | Elect Director Ariane de Rothschild | Management | For | For |
1.11 | Elect Director Rafael de la Vega | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
APPLE INC. Meeting Date: FEB 13, 2018 Record Date: DEC 15, 2017 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James Bell | Management | For | For |
1b | Elect Director Tim Cook | Management | For | For |
1c | Elect Director Al Gore | Management | For | For |
1d | Elect Director Bob Iger | Management | For | For |
1e | Elect Director Andrea Jung | Management | For | For |
1f | Elect Director Art Levinson | Management | For | For |
1g | Elect Director Ron Sugar | Management | For | For |
1h | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Proxy Access Amendments | Shareholder | Against | For |
6 | Establish Human Rights Committee | Shareholder | Against | Abstain |
APPLIED MATERIALS, INC. Meeting Date: MAR 08, 2018 Record Date: JAN 10, 2018 Meeting Type: ANNUAL | ||||
Ticker: AMAT Security ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Judy Bruner | Management | For | For |
1b | Elect Director Xun (Eric) Chen | Management | For | For |
1c | Elect Director Aart J. de Geus | Management | For | For |
1d | Elect Director Gary E. Dickerson | Management | For | For |
1e | Elect Director Stephen R. Forrest | Management | For | For |
1f | Elect Director Thomas J. Iannotti | Management | For | For |
1g | Elect Director Alexander A. Karsner | Management | For | For |
1h | Elect Director Adrianna C. Ma | Management | For | For |
1i | Elect Director Scott A. McGregor | Management | For | For |
1j | Elect Director Dennis D. Powell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Adopt Policy to Annually Disclose EEO-1 Data | Shareholder | Against | For |
APTIV PLC Meeting Date: APR 26, 2018 Record Date: FEB 28, 2018 Meeting Type: ANNUAL | ||||
Ticker: APTV Security ID: G6095L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kevin P. Clark | Management | For | For |
2 | Elect Director Nancy E. Cooper | Management | For | For |
3 | Elect Director Frank J. Dellaquila | Management | For | For |
4 | Elect Director Nicholas M. Donofrio | Management | For | For |
5 | Elect Director Mark P. Frissora | Management | For | For |
6 | Elect Director Rajiv L. Gupta | Management | For | For |
7 | Elect Director Sean O. Mahoney | Management | For | For |
8 | Elect Director Colin J. Parris | Management | For | For |
9 | Elect Director Ana G. Pinczuk | Management | For | For |
10 | Elect Director Thomas W. Sidlik | Management | For | For |
11 | Elect Director Lawrence A. Zimmerman | Management | For | For |
12 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AUTOZONE, INC. Meeting Date: DEC 20, 2017 Record Date: OCT 23, 2017 Meeting Type: ANNUAL | ||||
Ticker: AZO Security ID: 053332102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Brooks | Management | For | For |
1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
1.3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
1.4 | Elect Director Enderson Guimaraes | Management | For | For |
1.5 | Elect Director J. R. Hyde, III | Management | For | For |
1.6 | Elect Director D. Bryan Jordan | Management | For | For |
1.7 | Elect Director W. Andrew McKenna | Management | For | For |
1.8 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.9 | Elect Director Luis P. Nieto | Management | For | For |
1.10 | Elect Director William C. Rhodes, III | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BERKSHIRE HATHAWAY INC. Meeting Date: MAY 05, 2018 Record Date: MAR 07, 2018 Meeting Type: ANNUAL | ||||
Ticker: BRK.B Security ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Gregory E. Abel | Management | For | For |
1.4 | Elect Director Howard G. Buffett | Management | For | For |
1.5 | Elect Director Stephen B. Burke | Management | For | For |
1.6 | Elect Director Susan L. Decker | Management | For | For |
1.7 | Elect Director William H. Gates, III | Management | For | For |
1.8 | Elect Director David S. Gottesman | Management | For | For |
1.9 | Elect Director Charlotte Guyman | Management | For | For |
1.10 | Elect Director Ajit Jain | Management | For | For |
1.11 | Elect Director Thomas S. Murphy | Management | For | For |
1.12 | Elect Director Ronald L. Olson | Management | For | For |
1.13 | Elect Director Walter Scott, Jr. | Management | For | For |
1.14 | Elect Director Meryl B. Witmer | Management | For | For |
2 | Report on Methane Emissions Management, Including Reduction Targets | Shareholder | Against | For |
3 | Report on Sustainability | Shareholder | Against | For |
BEST BUY CO., INC. Meeting Date: JUN 12, 2018 Record Date: APR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: BBY Security ID: 086516101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lisa M. Caputo | Management | For | For |
1b | Elect Director J. Patrick Doyle | Management | For | For |
1c | Elect Director Russell P. Fradin | Management | For | For |
1d | Elect Director Kathy J. Higgins Victor | Management | For | For |
1e | Elect Director Hubert Joly | Management | For | For |
1f | Elect Director David W. Kenny | Management | For | For |
1g | Elect Director Karen A. McLoughlin | Management | For | For |
1h | Elect Director Thomas L. "Tommy" Millner | Management | For | For |
1i | Elect Director Claudia F. Munce | Management | For | For |
1j | Elect Director Richelle P. Parham | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BOSTON SCIENTIFIC CORPORATION Meeting Date: MAY 10, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: BSX Security ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nelda J. Connors | Management | For | For |
1b | Elect Director Charles J. Dockendorff | Management | For | For |
1c | Elect Director Yoshiaki Fujimori | Management | For | For |
1d | Elect Director Donna A. James | Management | For | For |
1e | Elect Director Edward J. Ludwig | Management | For | For |
1f | Elect Director Stephen P. MacMillan | Management | For | For |
1g | Elect Director Michael F. Mahoney | Management | For | For |
1h | Elect Director David J. Roux | Management | For | For |
1i | Elect Director John E. Sununu | Management | For | For |
1j | Elect Director Ellen M. Zane | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
CANADIAN NATIONAL RAILWAY COMPANY Meeting Date: APR 24, 2018 Record Date: MAR 01, 2018 Meeting Type: ANNUAL | ||||
Ticker: CNR Security ID: 136375102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shauneen Bruder | Management | For | For |
1.2 | Elect Director Donald J. Carty | Management | For | For |
1.3 | Elect Director Gordon D. Giffin | Management | For | For |
1.4 | Elect Director Julie Godin | Management | For | For |
1.5 | Elect Director Edith E. Holiday | Management | For | For |
1.6 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1.7 | Elect Director Denis Losier | Management | For | For |
1.8 | Elect Director Kevin G. Lynch | Management | For | For |
1.9 | Elect Director James E. O'Connor | Management | For | For |
1.10 | Elect Director Robert Pace | Management | For | For |
1.11 | Elect Director Robert L. Phillips | Management | For | For |
1.12 | Elect Director Laura Stein | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CANADIAN PACIFIC RAILWAY LIMITED Meeting Date: MAY 10, 2018 Record Date: MAR 15, 2018 Meeting Type: ANNUAL | ||||
Ticker: CP Security ID: 13645T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Deloitte LLP as Auditors | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
3.1 | Elect Director John Baird | Management | For | For |
3.2 | Elect Director Isabelle Courville | Management | For | For |
3.3 | Elect Director Keith E. Creel | Management | For | For |
3.4 | Elect Director Gillian (Jill) H. Denham | Management | For | For |
3.5 | Elect Director Rebecca MacDonald | Management | For | For |
3.6 | Elect Director Matthew H. Paull | Management | For | For |
3.7 | Elect Director Jane L. Peverett | Management | For | For |
3.8 | Elect Director Andrew F. Reardon | Management | For | For |
3.9 | Elect Director Gordon T. Trafton II | Management | For | For |
CARMAX, INC. Meeting Date: JUN 26, 2018 Record Date: APR 20, 2018 Meeting Type: ANNUAL | ||||
Ticker: KMX Security ID: 143130102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter J. Bensen | Management | For | For |
1.2 | Elect Director Ronald E. Blaylock | Management | For | For |
1.3 | Elect Director Sona Chawla | Management | For | For |
1.4 | Elect Director Thomas J. Folliard | Management | For | For |
1.5 | Elect Director Shira Goodman | Management | For | For |
1.6 | Elect Director Robert J. Hombach | Management | For | For |
1.7 | Elect Director David W. McCreight | Management | For | For |
1.8 | Elect Director William D. Nash | Management | For | For |
1.9 | Elect Director Marcella Shinder | Management | For | For |
1.10 | Elect Director Mitchell D. Steenrod | Management | For | For |
1.11 | Elect Director William R. Tiefel | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
CELGENE CORPORATION Meeting Date: JUN 13, 2018 Record Date: APR 19, 2018 Meeting Type: ANNUAL | ||||
Ticker: CELG Security ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark J. Alles | Management | For | For |
1.2 | Elect Director Richard W. Barker | Management | For | For |
1.3 | Elect Director Hans E. Bishop | Management | For | For |
1.4 | Elect Director Michael W. Bonney | Management | For | For |
1.5 | Elect Director Michael D. Casey | Management | For | For |
1.6 | Elect Director Carrie S. Cox | Management | For | For |
1.7 | Elect Director Michael A. Friedman | Management | For | For |
1.8 | Elect Director Julia A. Haller | Management | For | For |
1.9 | Elect Director Patricia A. Hemingway Hall | Management | For | For |
1.10 | Elect Director James J. Loughlin | Management | For | For |
1.11 | Elect Director Ernest Mario | Management | For | For |
1.12 | Elect Director John H. Weiland | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
CERNER CORPORATION Meeting Date: MAY 18, 2018 Record Date: MAR 21, 2018 Meeting Type: ANNUAL | ||||
Ticker: CERN Security ID: 156782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mitchell E. Daniels, Jr. | Management | For | For |
1b | Elect Director Clifford W. Illig | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CISCO SYSTEMS, INC. Meeting Date: DEC 11, 2017 Record Date: OCT 13, 2017 Meeting Type: ANNUAL | ||||
Ticker: CSCO Security ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director M. Michele Burns | Management | For | For |
1c | Elect Director Michael D. Capellas | Management | For | For |
1d | Elect Director Amy L. Chang | Management | For | For |
1e | Elect Director John L. Hennessy | Management | For | For |
1f | Elect Director Kristina M. Johnson | Management | For | For |
1g | Elect Director Roderick C. McGeary | Management | For | For |
1h | Elect Director Charles H. Robbins | Management | For | For |
1i | Elect Director Arun Sarin | Management | For | For |
1j | Elect Director Brenton L. Saunders | Management | For | For |
1k | Elect Director Steven M. West | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
CITIGROUP INC. Meeting Date: APR 24, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: C Security ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Ellen M. Costello | Management | For | For |
1c | Elect Director John C. Dugan | Management | For | For |
1d | Elect Director Duncan P. Hennes | Management | For | For |
1e | Elect Director Peter B. Henry | Management | For | For |
1f | Elect Director Franz B. Humer | Management | For | For |
1g | Elect Director S. Leslie Ireland | Management | For | For |
1h | Elect Director Renee J. James | Management | For | For |
1i | Elect Director Eugene M. McQuade | Management | For | For |
1j | Elect Director Michael E. O'Neill | Management | For | For |
1k | Elect Director Gary M. Reiner | Management | For | For |
1l | Elect Director Anthony M. Santomero | Management | For | For |
1m | Elect Director Diana L. Taylor | Management | For | For |
1n | Elect Director James S. Turley | Management | For | For |
1o | Elect Director Deborah C. Wright | Management | For | For |
1p | Elect Director Ernesto Zedillo Ponce De Leon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt Human and Indigenous People's Rights Policy | Shareholder | Against | Abstain |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
8 | Amend Proxy Access Right | Shareholder | Against | For |
9 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
10 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
CME GROUP INC. Meeting Date: MAY 09, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | ||||
Ticker: CME Security ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Terrence A. Duffy | Management | For | For |
1b | Elect Director Timothy S. Bitsberger | Management | For | For |
1c | Elect Director Charles P. Carey | Management | For | For |
1d | Elect Director Dennis H. Chookaszian | Management | For | For |
1e | Elect Director Ana Dutra | Management | For | For |
1f | Elect Director Martin J. Gepsman | Management | For | For |
1g | Elect Director Larry G. Gerdes | Management | For | For |
1h | Elect Director Daniel R. Glickman | Management | For | For |
1i | Elect Director Deborah J. Lucas | Management | For | For |
1j | Elect Director Alex J. Pollock | Management | For | For |
1k | Elect Director Terry L. Savage | Management | For | For |
1l | Elect Director William R. Shepard | Management | For | For |
1m | Elect Director Howard J. Siegel | Management | For | For |
1n | Elect Director Dennis A. Suskind | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMCAST CORPORATION Meeting Date: JUN 11, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
Ticker: CMCSA Security ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Madeline S. Bell | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Maritza G. Montiel | Management | For | For |
1.8 | Elect Director Asuka Nakahara | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
DAVITA INC. Meeting Date: JUN 18, 2018 Record Date: APR 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: DVA Security ID: 23918K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Pamela M. Arway | Management | For | For |
1b | Elect Director Charles G. Berg | Management | For | For |
1c | Elect Director Barbara J. Desoer | Management | For | For |
1d | Elect Director Pascal Desroches | Management | For | For |
1e | Elect Director Paul J. Diaz | Management | For | For |
1f | Elect Director Peter T. Grauer | Management | For | For |
1g | Elect Director John M. Nehra | Management | For | For |
1h | Elect Director William L. Roper | Management | For | For |
1i | Elect Director Kent J. Thiry | Management | For | For |
1j | Elect Director Phyllis R. Yale | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | For |
DELPHI AUTOMOTIVE PLC Meeting Date: NOV 07, 2017 Record Date: OCT 05, 2017 Meeting Type: SPECIAL | ||||
Ticker: DLPH Security ID: G27823106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Company Name to Aptiv PLC | Management | For | For |
DELPHI TECHNOLOGIES PLC Meeting Date: APR 26, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: DLPH Security ID: G2709G107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robin J. Adams | Management | For | For |
2 | Elect Director Liam Butterworth | Management | For | For |
3 | Elect Director Joseph S. Cantie | Management | For | For |
4 | Elect Director Nelda J. Connors | Management | For | For |
5 | Elect Director Gary L. Cowger | Management | For | For |
6 | Elect Director David S. Haffner | Management | For | For |
7 | Elect Director Helmut Leube | Management | For | For |
8 | Elect Director Timothy M. Manganello | Management | For | For |
9 | Elect Director Hari N. Nair | Management | For | For |
10 | Elect Director MaryAnn Wright | Management | For | For |
11 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DISCOVER FINANCIAL SERVICES Meeting Date: MAY 02, 2018 Record Date: MAR 05, 2018 Meeting Type: ANNUAL | ||||
Ticker: DFS Security ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
1.2 | Elect Director Mary K. Bush | Management | For | For |
1.3 | Elect Director Gregory C. Case | Management | For | For |
1.4 | Elect Director Candace H. Duncan | Management | For | For |
1.5 | Elect Director Joseph F. Eazor | Management | For | For |
1.6 | Elect Director Cynthia A. Glassman | Management | For | For |
1.7 | Elect Director Thomas G. Maheras | Management | For | For |
1.8 | Elect Director Michael H. Moskow | Management | For | For |
1.9 | Elect Director David W. Nelms | Management | For | For |
1.10 | Elect Director Mark A. Thierer | Management | For | For |
1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Adopt Simple Majority Vote | Shareholder | Against | For |
DOWDUPONT INC. Meeting Date: APR 25, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: DWDP Security ID: 26078J100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lamberto Andreotti | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Edward D. Breen | Management | For | For |
1d | Elect Director Robert A. Brown | Management | For | For |
1e | Elect Director Alexander M. Cutler | Management | For | For |
1f | Elect Director Jeff M. Fettig | Management | For | For |
1g | Elect Director Marillyn A. Hewson | Management | For | For |
1h | Elect Director Lois D. Juliber | Management | For | For |
1i | Elect Director Andrew N. Liveris | Management | For | For |
1j | Elect Director Raymond J. Milchovich | Management | For | For |
1k | Elect Director Paul Polman | Management | For | For |
1l | Elect Director Dennis H. Reilley | Management | For | For |
1m | Elect Director James M. Ringler | Management | For | For |
1n | Elect Director Ruth G. Shaw | Management | For | For |
1o | Elect Director Lee M. Thomas | Management | For | For |
1p | Elect Director Patrick J. Ward | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
6 | Report on Pay Disparity | Shareholder | Against | Abstain |
7 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Abstain |
8 | Report on Impact of the Bhopal Chemical Explosion | Shareholder | Against | Abstain |
9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
EBAY INC. Meeting Date: MAY 30, 2018 Record Date: APR 04, 2018 Meeting Type: ANNUAL | ||||
Ticker: EBAY Security ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fred D. Anderson, Jr. | Management | For | For |
1b | Elect Director Anthony J. Bates | Management | For | For |
1c | Elect Director Adriane M. Brown | Management | For | For |
1d | Elect Director Diana Farrell | Management | For | For |
1e | Elect Director Logan D. Green | Management | For | For |
1f | Elect Director Bonnie S. Hammer | Management | For | For |
1g | Elect Director Kathleen C. Mitic | Management | For | For |
1h | Elect Director Pierre M. Omidyar | Management | For | For |
1i | Elect Director Paul S. Pressler | Management | For | For |
1j | Elect Director Robert H. Swan | Management | For | For |
1k | Elect Director Thomas J. Tierney | Management | For | For |
1l | Elect Director Perry M. Traquina | Management | For | For |
1m | Elect Director Devin N. Wenig | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meetings | Management | For | Against |
EQUIFAX INC. Meeting Date: MAY 03, 2018 Record Date: MAR 30, 2018 Meeting Type: ANNUAL | ||||
Ticker: EFX Security ID: 294429105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark W. Begor | Management | For | For |
1b | Elect Director Mark L. Feidler | Management | For | For |
1c | Elect Director G. Thomas Hough | Management | For | For |
1d | Elect Director Robert D. Marcus | Management | For | For |
1e | Elect Director Siri S. Marshall | Management | For | For |
1f | Elect Director Scott A. McGregor | Management | For | For |
1g | Elect Director John A. McKinley | Management | For | For |
1h | Elect Director Robert W. Selander | Management | For | For |
1i | Elect Director Elane B. Stock | Management | For | For |
1j | Elect Director Mark B. Templeton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
EXPRESS SCRIPTS HOLDING COMPANY Meeting Date: MAY 10, 2018 Record Date: MAR 13, 2018 Meeting Type: ANNUAL | ||||
Ticker: ESRX Security ID: 30219G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Maura C. Breen | Management | For | For |
1b | Elect Director William J. DeLaney | Management | For | For |
1c | Elect Director Elder Granger | Management | For | For |
1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
1f | Elect Director Kathleen M. Mazzarella | Management | For | For |
1g | Elect Director Frank Mergenthaler | Management | For | For |
1h | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
1i | Elect Director Roderick A. Palmore | Management | For | For |
1j | Elect Director George Paz | Management | For | For |
1k | Elect Director William L. Roper | Management | For | For |
1l | Elect Director Seymour Sternberg | Management | For | For |
1m | Elect Director Timothy Wentworth | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
5 | Report on Measures Taken to Manage and Mitigate Cyber Risk | Shareholder | Against | For |
EXXON MOBIL CORPORATION Meeting Date: MAY 30, 2018 Record Date: APR 04, 2018 Meeting Type: ANNUAL | ||||
Ticker: XOM Security ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan K. Avery | Management | For | For |
1.2 | Elect Director Angela F. Braly | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Kenneth C. Frazier | Management | For | For |
1.5 | Elect Director Steven A. Kandarian | Management | For | For |
1.6 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.7 | Elect Director Samuel J. Palmisano | Management | For | For |
1.8 | Elect Director Steven S Reinemund | Management | For | For |
1.9 | Elect Director William C. Weldon | Management | For | For |
1.10 | Elect Director Darren W. Woods | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
6 | Disclose a Board Diversity and Qualifications Matrix | Shareholder | Against | Abstain |
7 | Report on lobbying Payments and Policy | Shareholder | Against | For |
FACEBOOK, INC. Meeting Date: MAY 31, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
Ticker: FB Security ID: 30303M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
1.4 | Elect Director Susan D. Desmond-Hellmann | Management | For | Withhold |
1.5 | Elect Director Reed Hastings | Management | For | Withhold |
1.6 | Elect Director Jan Koum - Withdrawn Resolution | Management | None | None |
1.7 | Elect Director Sheryl K. Sandberg | Management | For | Withhold |
1.8 | Elect Director Peter A. Thiel | Management | For | Withhold |
1.9 | Elect Director Mark Zuckerberg | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
4 | Establish Board Committee on Risk Management | Shareholder | Against | For |
5 | Adopt Simple Majority Vote | Shareholder | Against | For |
6 | Report on Major Global Content Management Controversies (Fake News) | Shareholder | Against | For |
7 | Report on Gender Pay Gap | Shareholder | Against | For |
8 | Report on Responsible Tax Principles | Shareholder | Against | Abstain |
FASTENAL COMPANY Meeting Date: APR 24, 2018 Record Date: FEB 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: FAST Security ID: 311900104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Willard D. Oberton | Management | For | For |
1b | Elect Director Michael J. Ancius | Management | For | For |
1c | Elect Director Michael J. Dolan | Management | For | For |
1d | Elect Director Stephen L. Eastman | Management | For | For |
1e | Elect Director Daniel L. Florness | Management | For | For |
1f | Elect Director Rita J. Heise | Management | For | For |
1g | Elect Director Darren R. Jackson | Management | For | For |
1h | Elect Director Daniel L. Johnson | Management | For | For |
1i | Elect Director Scott A. Satterlee | Management | For | For |
1j | Elect Director Reyne K. Wisecup | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Outside Director Stock Awards/Options in Lieu of Cash | Management | For | For |
GENERAL ELECTRIC COMPANY Meeting Date: APR 25, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: GE Security ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sebastien M. Bazin | Management | For | For |
2 | Elect Director W. Geoffrey Beattie | Management | For | For |
3 | Elect Director John J. Brennan | Management | For | For |
4 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
5 | Elect Director Francisco D'Souza | Management | For | For |
6 | Elect Director John L. Flannery | Management | For | For |
7 | Elect Director Edward P. Garden | Management | For | For |
8 | Elect Director Thomas W. Horton | Management | For | For |
9 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
10 | Elect Director James J. Mulva | Management | For | For |
11 | Elect Director Leslie F. Seidman | Management | For | For |
12 | Elect Director James S. Tisch | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
15 | Ratify KPMG LLP as Auditors | Management | For | Against |
16 | Require Independent Board Chairman | Shareholder | Against | For |
17 | Provide for Cumulative Voting | Shareholder | Against | Against |
18 | Adjust Executive Compensation Metrics for Share Buybacks | Shareholder | Against | Against |
19 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
20 | Report on Stock Buybacks | Shareholder | Against | Against |
21 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
GILEAD SCIENCES, INC. Meeting Date: MAY 09, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: GILD Security ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John F. Cogan | Management | For | For |
1b | Elect Director Jacqueline K. Barton | Management | For | For |
1c | Elect Director Kelly A. Kramer | Management | For | For |
1d | Elect Director Kevin E. Lofton | Management | For | For |
1e | Elect Director John C. Martin | Management | For | For |
1f | Elect Director John F. Milligan | Management | For | For |
1g | Elect Director Richard J. Whitley | Management | For | For |
1h | Elect Director Gayle E. Wilson | Management | For | For |
1i | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
ILLINOIS TOOL WORKS INC. Meeting Date: MAY 04, 2018 Record Date: MAR 06, 2018 Meeting Type: ANNUAL | ||||
Ticker: ITW Security ID: 452308109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel J. Brutto | Management | For | For |
1b | Elect Director Susan Crown | Management | For | For |
1c | Elect Director James W. Griffith | Management | For | For |
1d | Elect Director Jay L. Henderson | Management | For | For |
1e | Elect Director Richard H. Lenny | Management | For | For |
1f | Elect Director E. Scott Santi | Management | For | For |
1g | Elect Director James A. Skinner | Management | For | For |
1h | Elect Director David B. Smith, Jr. | Management | For | For |
1i | Elect Director Pamela B. Strobel | Management | For | For |
1j | Elect Director Kevin M. Warren | Management | For | For |
1k | Elect Director Anre D. Williams | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
5 | Adopt and Report on Science-Based GHG Emissions Reduction Targets | Shareholder | Against | For |
INTERCONTINENTAL EXCHANGE, INC. Meeting Date: MAY 18, 2018 Record Date: MAR 20, 2018 Meeting Type: ANNUAL | ||||
Ticker: ICE Security ID: 45866F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon Y. Bowen | Management | For | For |
1b | Elect Director Ann M. Cairns | Management | For | For |
1c | Elect Director Charles R. Crisp | Management | For | For |
1d | Elect Director Duriya M. Farooqui | Management | For | For |
1e | Elect Director Jean-Marc Forneri | Management | For | For |
1f | Elect Director The Right Hon. the Lord Hague of Richmond | Management | For | For |
1g | Elect Director Frederick W. Hatfield | Management | For | For |
1h | Elect Director Thomas E. Noonan | Management | For | For |
1i | Elect Director Frederic V. Salerno | Management | For | For |
1j | Elect Director Jeffrey C. Sprecher | Management | For | For |
1k | Elect Director Judith A. Sprieser | Management | For | For |
1l | Elect Director Vincent Tese | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
JOHNSON CONTROLS INTERNATIONAL PLC Meeting Date: MAR 07, 2018 Record Date: JAN 03, 2018 Meeting Type: ANNUAL | ||||
Ticker: JCI Security ID: G51502105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael E. Daniels | Management | For | For |
1b | Elect Director W. Roy Dunbar | Management | For | For |
1c | Elect Director Brian Duperreault | Management | For | For |
1d | Elect Director Gretchen R. Haggerty | Management | For | For |
1e | Elect Director Simone Menne | Management | For | For |
1f | Elect Director George R. Oliver | Management | For | For |
1g | Elect Director Juan Pablo del Valle Perochena | Management | For | For |
1h | Elect Director Jurgen Tinggren | Management | For | For |
1i | Elect Director Mark Vergnano | Management | For | For |
1j | Elect Director R. David Yost | Management | For | For |
1k | Elect Director John D. Young | Management | For | For |
2a | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
3 | Authorize Market Purchases of Company Shares | Management | For | For |
4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Approve the Directors' Authority to Allot Shares | Management | For | For |
7 | Approve the Disapplication of Statutory Pre-Emption Rights | Management | For | For |
8a | Approve Cancellation of Share Premium Account | Management | For | For |
8b | Approve Amendment of Articles to Facilitate Capital Reduction | Management | For | For |
JPMORGAN CHASE & CO. Meeting Date: MAY 15, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | For |
1d | Elect Director Todd A. Combs | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Mellody Hobson | Management | For | For |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Michael A. Neal | Management | For | For |
1k | Elect Director Lee R. Raymond | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
9 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
LOCKHEED MARTIN CORPORATION Meeting Date: APR 26, 2018 Record Date: FEB 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: LMT Security ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel F. Akerson | Management | For | For |
1.2 | Elect Director Nolan D. Archibald | Management | For | For |
1.3 | Elect Director David B. Burritt | Management | For | For |
1.4 | Elect Director Bruce A. Carlson | Management | For | For |
1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.6 | Elect Director Thomas J. Falk | Management | For | For |
1.7 | Elect Director Ilene S. Gordon | Management | For | For |
1.8 | Elect Director Marillyn A. Hewson | Management | For | For |
1.9 | Elect Director Jeh C. Johnson | Management | For | For |
1.10 | Elect Director Joseph W. Ralston | Management | For | For |
1.11 | Elect Director James D. Taiclet, Jr. | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
LOWE'S COMPANIES, INC. Meeting Date: JUN 01, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: LOW Security ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David H. Batchelder | Management | For | For |
1.3 | Elect Director Angela F. Braly | Management | For | For |
1.4 | Elect Director Sandra B. Cochran | Management | For | For |
1.5 | Elect Director Laurie Z. Douglas | Management | For | For |
1.6 | Elect Director Richard W. Dreiling | Management | For | For |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director James H. Morgan | Management | For | For |
1.9 | Elect Director Robert A. Niblock | Management | For | For |
1.10 | Elect Director Brian C. Rogers | Management | For | For |
1.11 | Elect Director Bertram L. Scott | Management | For | For |
1.12 | Elect Director Lisa W. Wardell | Management | For | For |
1.13 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
MAGELLAN MIDSTREAM PARTNERS, L.P. Meeting Date: APR 26, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: MMP Security ID: 559080106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Croyle | Management | For | For |
1.2 | Elect Director Stacy P. Methvin | Management | For | For |
1.3 | Elect Director Barry R. Pearl | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
MARSH & MCLENNAN COMPANIES, INC. Meeting Date: MAY 17, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
Ticker: MMC Security ID: 571748102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony K. Anderson | Management | For | For |
1b | Elect Director Oscar Fanjul | Management | For | For |
1c | Elect Director Daniel S. Glaser | Management | For | For |
1d | Elect Director H. Edward Hanway | Management | For | For |
1e | Elect Director Deborah C. Hopkins | Management | For | For |
1f | Elect Director Elaine La Roche | Management | For | For |
1g | Elect Director Steven A. Mills | Management | For | For |
1h | Elect Director Bruce P. Nolop | Management | For | For |
1i | Elect Director Marc D. Oken | Management | For | For |
1j | Elect Director Morton O. Schapiro | Management | For | For |
1k | Elect Director Lloyd M. Yates | Management | For | For |
1l | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
MAXIM INTEGRATED PRODUCTS, INC. Meeting Date: NOV 10, 2017 Record Date: SEP 11, 2017 Meeting Type: ANNUAL | ||||
Ticker: MXIM Security ID: 57772K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William (Bill) P. Sullivan | Management | For | For |
1b | Elect Director Tunc Doluca | Management | For | For |
1c | Elect Director Tracy C. Accardi | Management | For | For |
1d | Elect Director James R. Bergman | Management | For | For |
1e | Elect Director Joseph R. Bronson | Management | For | For |
1f | Elect Director Robert E. Grady | Management | For | For |
1g | Elect Director William D. Watkins | Management | For | For |
1h | Elect Director MaryAnn Wright | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MCDONALD'S CORPORATION Meeting Date: MAY 24, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: MCD Security ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd Dean | Management | For | For |
1b | Elect Director Stephen Easterbrook | Management | For | For |
1c | Elect Director Robert Eckert | Management | For | For |
1d | Elect Director Margaret (Margo) Georgiadis | Management | For | For |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1f | Elect Director Jeanne Jackson | Management | For | For |
1g | Elect Director Richard Lenny | Management | For | For |
1h | Elect Director John Mulligan | Management | For | For |
1i | Elect Director Sheila Penrose | Management | For | For |
1j | Elect Director John Rogers, Jr. | Management | For | For |
1k | Elect Director Miles White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Report on Plastic Straws | Shareholder | Against | Abstain |
6 | Report on Charitable Contributions | Shareholder | Against | Abstain |
MERCK & CO., INC. Meeting Date: MAY 22, 2018 Record Date: MAR 28, 2018 Meeting Type: ANNUAL | ||||
Ticker: MRK Security ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Pamela J. Craig | Management | For | For |
1d | Elect Director Kenneth C. Frazier | Management | For | For |
1e | Elect Director Thomas H. Glocer | Management | For | For |
1f | Elect Director Rochelle B. Lazarus | Management | For | For |
1g | Elect Director John H. Noseworthy | Management | For | For |
1h | Elect Director Paul B. Rothman | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Craig B. Thompson | Management | For | For |
1k | Elect Director Inge G. Thulin | Management | For | For |
1l | Elect Director Wendell P. Weeks | Management | For | For |
1m | Elect Director Peter C. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
METLIFE, INC. Meeting Date: OCT 19, 2017 Record Date: SEP 05, 2017 Meeting Type: SPECIAL | ||||
Ticker: MET Security ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Modify the Dividend Payment Tests for the Series A Preferred Stock and the Series C Preferred Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MID-AMERICA APARTMENT COMMUNITIES, INC. Meeting Date: MAY 22, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: MAA Security ID: 59522J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director H. Eric Bolton, Jr. | Management | For | For |
1b | Elect Director Russell R. French | Management | For | For |
1c | Elect Director Alan B. Graf, Jr. | Management | For | For |
1d | Elect Director Toni Jennings | Management | For | For |
1e | Elect Director James K. Lowder | Management | For | For |
1f | Elect Director Thomas H. Lowder | Management | For | For |
1g | Elect Director Monica McGurk | Management | For | For |
1h | Elect Director Claude B. Nielsen | Management | For | For |
1i | Elect Director Philip W. Norwood | Management | For | For |
1j | Elect Director W. Reid Sanders | Management | For | For |
1k | Elect Director Gary Shorb | Management | For | For |
1l | Elect Director David P. Stockert | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
MONDELEZ INTERNATIONAL, INC. Meeting Date: MAY 16, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | ||||
Ticker: MDLZ Security ID: 609207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lewis W.K. Booth | Management | For | For |
1b | Elect Director Charles E. Bunch | Management | For | For |
1c | Elect Director Debra A. Crew | Management | For | For |
1d | Elect Director Lois D. Juliber | Management | For | For |
1e | Elect Director Mark D. Ketchum | Management | For | For |
1f | Elect Director Peter W. May | Management | For | For |
1g | Elect Director Jorge S. Mesquita | Management | For | For |
1h | Elect Director Joseph Neubauer | Management | For | For |
1i | Elect Director Fredric G. Reynolds | Management | For | For |
1j | Elect Director Christiana S. Shi | Management | For | For |
1k | Elect Director Patrick T. Siewert | Management | For | For |
1l | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
1m | Elect Director Dirk Van de Put | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | For |
5 | Create a Committee to Prepare a Report Regarding the Impact of Plant Closures on Communities | Shareholder | Against | Abstain |
MOTOROLA SOLUTIONS, INC. Meeting Date: MAY 14, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: MSI Security ID: 620076307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory Q. Brown | Management | For | For |
1b | Elect Director Kenneth D. Denman | Management | For | For |
1c | Elect Director Egon P. Durban | Management | For | For |
1d | Elect Director Clayton M. Jones | Management | For | For |
1e | Elect Director Judy C. Lewent | Management | For | For |
1f | Elect Director Gregory K. Mondre | Management | For | For |
1g | Elect Director Anne R. Pramaggiore | Management | For | For |
1h | Elect Director Samuel C. Scott, III | Management | For | For |
1i | Elect Director Joseph M. Tucci | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Report on Efforts to Ensure Supply Chain Has No Forced Labor | Shareholder | Against | Abstain |
5 | Require Director Nominee with Human Rights Expertise | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
NATIONAL GRID PLC Meeting Date: JUL 31, 2017 Record Date: JUL 29, 2017 Meeting Type: ANNUAL | ||||
Ticker: NG. Security ID: G6S9A7120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Sir Peter Gershon as Director | Management | For | For |
4 | Re-elect John Pettigrew as Director | Management | For | For |
5 | Re-elect Andrew Bonfield as Director | Management | For | For |
6 | Re-elect Dean Seavers as Director | Management | For | For |
7 | Re-elect Nicola Shaw as Director | Management | For | For |
8 | Re-elect Nora Brownell as Director | Management | For | For |
9 | Re-elect Jonathan Dawson as Director | Management | For | For |
10 | Elect Pierre Dufour as Director | Management | For | For |
11 | Re-elect Therese Esperdy as Director | Management | For | For |
12 | Re-elect Paul Golby as Director | Management | For | For |
13 | Re-elect Mark Williamson as Director | Management | For | For |
14 | Appoint Deloitte LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Approve Remuneration Policy | Management | For | For |
17 | Approve Remuneration Report | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
NIELSEN HOLDINGS PLC Meeting Date: MAY 22, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: NLSN Security ID: G6518L108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James A. Attwood, Jr. | Management | For | For |
1b | Elect Director Mitch Barns | Management | For | For |
1c | Elect Director Guerrino De Luca | Management | For | For |
1d | Elect Director Karen M. Hoguet | Management | For | For |
1e | Elect Director Harish Manwani | Management | For | For |
1f | Elect Director Robert C. Pozen | Management | For | For |
1g | Elect Director David Rawlinson | Management | For | For |
1h | Elect Director Javier G. Teruel | Management | For | For |
1i | Elect Director Lauren Zalaznick | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Reappoint Ernst & Young LLP as UK Statutory Auditors | Management | For | For |
4 | Authorize the Audit Committee to Fix Remuneration of UK Statutory Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Approve Remuneration Policy | Management | For | For |
O'REILLY AUTOMOTIVE, INC. Meeting Date: MAY 08, 2018 Record Date: FEB 28, 2018 Meeting Type: ANNUAL | ||||
Ticker: ORLY Security ID: 67103H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David O'Reilly | Management | For | For |
1b | Elect Director Larry O'Reilly | Management | For | For |
1c | Elect Director Rosalie O'Reilly Wooten | Management | For | For |
1d | Elect Director Greg Henslee | Management | For | For |
1e | Elect Director Jay D. Burchfield | Management | For | For |
1f | Elect Director Thomas T. Hendrickson | Management | For | For |
1g | Elect Director John R. Murphy | Management | For | For |
1h | Elect Director Dana M. Perlman | Management | For | For |
1i | Elect Director Ronald Rashkow | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
PAYPAL HOLDINGS, INC. Meeting Date: MAY 23, 2018 Record Date: APR 03, 2018 Meeting Type: ANNUAL | ||||
Ticker: PYPL Security ID: 70450Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rodney C. Adkins | Management | For | For |
1b | Elect Director Wences Casares | Management | For | For |
1c | Elect Director Jonathan Christodoro | Management | For | For |
1d | Elect Director John J. Donahoe | Management | For | For |
1e | Elect Director David W. Dorman | Management | For | For |
1f | Elect Director Belinda J. Johnson | Management | For | For |
1g | Elect Director Gail J. McGovern | Management | For | For |
1h | Elect Director David M. Moffett | Management | For | For |
1i | Elect Director Ann M. Sarnoff | Management | For | For |
1j | Elect Director Daniel H. Schulman | Management | For | For |
1k | Elect Director Frank D. Yeary | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Amend Proxy Access Right | Shareholder | Against | For |
7 | Report on Political Contributions | Shareholder | Against | For |
8 | Amend Board Governance Documents to Define Human Rights Responsibilities | Shareholder | Against | Abstain |
PEPSICO, INC. Meeting Date: MAY 02, 2018 Record Date: MAR 01, 2018 Meeting Type: ANNUAL | ||||
Ticker: PEP Security ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Shona L. Brown | Management | For | For |
1b | Elect Director George W. Buckley | Management | For | For |
1c | Elect Director Cesar Conde | Management | For | For |
1d | Elect Director Ian M. Cook | Management | For | For |
1e | Elect Director Dina Dublon | Management | For | For |
1f | Elect Director Richard W. Fisher | Management | For | For |
1g | Elect Director William R. Johnson | Management | For | For |
1h | Elect Director Indra K. Nooyi | Management | For | For |
1i | Elect Director David C. Page | Management | For | For |
1j | Elect Director Robert C. Pohlad | Management | For | For |
1k | Elect Director Daniel Vasella | Management | For | For |
1l | Elect Director Darren Walker | Management | For | For |
1m | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
PG&E CORPORATION Meeting Date: MAY 22, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: PCG Security ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis Chew | Management | For | For |
1.2 | Elect Director Fred J. Fowler | Management | For | For |
1.3 | Elect Director Richard C. Kelly | Management | For | For |
1.4 | Elect Director Roger H. Kimmel | Management | For | For |
1.5 | Elect Director Richard A. Meserve | Management | For | For |
1.6 | Elect Director Forrest E. Miller | Management | For | For |
1.7 | Elect Director Eric D. Mullins | Management | For | For |
1.8 | Elect Director Rosendo G. Parra | Management | For | For |
1.9 | Elect Director Barbara L. Rambo | Management | For | For |
1.10 | Elect Director Anne Shen Smith | Management | For | For |
1.11 | Elect Director Geisha J. Williams | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Cease Charitable Contributions | Shareholder | Against | Abstain |
5 | Amend Proxy Access Right | Shareholder | Against | For |
PHILIP MORRIS INTERNATIONAL INC. Meeting Date: MAY 09, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: PM Security ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
1.3 | Elect Director Louis C. Camilleri | Management | For | For |
1.4 | Elect Director Massimo Ferragamo | Management | For | For |
1.5 | Elect Director Werner Geissler | Management | For | For |
1.6 | Elect Director Lisa A. Hook | Management | For | For |
1.7 | Elect Director Jennifer Li | Management | For | For |
1.8 | Elect Director Jun Makihara | Management | For | For |
1.9 | Elect Director Sergio Marchionne | Management | For | Against |
1.10 | Elect Director Kalpana Morparia | Management | For | For |
1.11 | Elect Director Lucio A. Noto | Management | For | For |
1.12 | Elect Director Frederik Paulsen | Management | For | For |
1.13 | Elect Director Robert B. Polet | Management | For | For |
1.14 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
PPG INDUSTRIES, INC. Meeting Date: APR 19, 2018 Record Date: FEB 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: PPG Security ID: 693506107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victoria F. Haynes | Management | For | For |
1.2 | Elect Director Michael W. Lamach | Management | For | For |
1.3 | Elect Director Martin H. Richenhagen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
REPUBLIC SERVICES, INC. Meeting Date: MAY 11, 2018 Record Date: MAR 14, 2018 Meeting Type: ANNUAL | ||||
Ticker: RSG Security ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Manuel Kadre | Management | For | For |
1b | Elect Director Tomago Collins | Management | For | For |
1c | Elect Director Thomas W. Handley | Management | For | For |
1d | Elect Director Jennifer M. Kirk | Management | For | For |
1e | Elect Director Michael Larson | Management | For | For |
1f | Elect Director Kim S. Pegula | Management | For | For |
1g | Elect Director Ramon A. Rodriguez | Management | For | For |
1h | Elect Director Donald W. Slager | Management | For | For |
1i | Elect Director John M. Trani | Management | For | For |
1j | Elect Director Sandra M. Volpe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | For |
S&P GLOBAL INC. Meeting Date: MAY 01, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | ||||
Ticker: SPGI Security ID: 78409V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marco Alvera | Management | For | For |
1.2 | Elect Director William D. Green | Management | For | Against |
1.3 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
1.4 | Elect Director Stephanie C. Hill | Management | For | For |
1.5 | Elect Director Rebecca Jacoby | Management | For | For |
1.6 | Elect Director Monique F. Leroux | Management | For | For |
1.7 | Elect Director Maria R. Morris | Management | For | For |
1.8 | Elect Director Douglas L. Peterson | Management | For | For |
1.9 | Elect Director Michael Rake | Management | For | For |
1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.11 | Elect Director Kurt L. Schmoke | Management | For | For |
1.12 | Elect Director Richard E. Thornburgh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
SERVICENOW, INC. Meeting Date: JUN 19, 2018 Record Date: APR 20, 2018 Meeting Type: ANNUAL | ||||
Ticker: NOW Security ID: 81762P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan L. Bostrom | Management | For | For |
1b | Elect Director Jonathan C. Chadwick | Management | For | For |
1c | Elect Director Frederic B. Luddy | Management | For | For |
1d | Elect Director Jeffrey A. Miller | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
STRYKER CORPORATION Meeting Date: MAY 02, 2018 Record Date: MAR 05, 2018 Meeting Type: ANNUAL | ||||
Ticker: SYK Security ID: 863667101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary K. Brainerd | Management | For | For |
1b | Elect Director Srikant M. Datar | Management | For | For |
1c | Elect Director Roch Doliveux | Management | For | For |
1d | Elect Director Louise L. Francesconi | Management | For | For |
1e | Elect Director Allan C. Golston | Management | For | For |
1f | Elect Director Kevin A. Lobo | Management | For | For |
1g | Elect Director Sherilyn S. McCoy | Management | For | For |
1h | Elect Director Andrew K. Silvernail | Management | For | For |
1i | Elect Director Ronda E. Stryker | Management | For | For |
1j | Elect Director Rajeev Suri | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SUNCOR ENERGY INC. Meeting Date: MAY 02, 2018 Record Date: MAR 07, 2018 Meeting Type: ANNUAL | ||||
Ticker: SU Security ID: 867224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia M. Bedient | Management | For | For |
1.2 | Elect Director Mel E. Benson | Management | For | For |
1.3 | Elect Director Jacynthe Cote | Management | For | For |
1.4 | Elect Director Dominic D'Alessandro | Management | For | For |
1.5 | Elect Director John D. Gass | Management | For | For |
1.6 | Elect Director Dennis M. Houston | Management | For | For |
1.7 | Elect Director Maureen McCaw | Management | For | For |
1.8 | Elect Director Eira M. Thomas | Management | For | For |
1.9 | Elect Director Steven W. Williams | Management | For | For |
1.10 | Elect Director Michael M. Wilson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
SUNTRUST BANKS, INC. Meeting Date: APR 24, 2018 Record Date: FEB 14, 2018 Meeting Type: ANNUAL | ||||
Ticker: STI Security ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Agnes Bundy Scanlan | Management | For | For |
1.2 | Elect Director Dallas S. Clement | Management | For | For |
1.3 | Elect Director Paul R. Garcia | Management | For | For |
1.4 | Elect Director M. Douglas Ivester | Management | For | For |
1.5 | Elect Director Donna S. Morea | Management | For | For |
1.6 | Elect Director David M. Ratcliffe | Management | For | For |
1.7 | Elect Director William H. Rogers, Jr. | Management | For | For |
1.8 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
1.9 | Elect Director Bruce L. Tanner | Management | For | For |
1.10 | Elect Director Steven C. Voorhees | Management | For | For |
1.11 | Elect Director Thomas R. Watjen | Management | For | For |
1.12 | Elect Director Phail Wynn, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
THE BANK OF NEW YORK MELLON CORPORATION Meeting Date: APR 10, 2018 Record Date: FEB 09, 2018 Meeting Type: ANNUAL | ||||
Ticker: BK Security ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven D. Black | Management | For | For |
1b | Elect Director Linda Z. Cook | Management | For | For |
1c | Elect Director Joseph J. Echevarria | Management | For | For |
1d | Elect Director Edward P. Garden | Management | For | For |
1e | Elect Director Jeffrey A. Goldstein | Management | For | For |
1f | Elect Director John M. Hinshaw | Management | For | For |
1g | Elect Director Edmund F. "Ted" Kelly | Management | For | For |
1h | Elect Director Jennifer B. Morgan | Management | For | For |
1i | Elect Director Mark A. Nordenberg | Management | For | For |
1j | Elect Director Elizabeth E. Robinson | Management | For | For |
1k | Elect Director Charles W. Scharf | Management | For | For |
1l | Elect Director Samuel C. Scott, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Report on and Assess Proxy Voting Policies in Relation to Climate Change Position | Shareholder | Against | Abstain |
THE KRAFT HEINZ COMPANY Meeting Date: APR 23, 2018 Record Date: FEB 22, 2018 Meeting Type: ANNUAL | ||||
Ticker: KHC Security ID: 500754106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory E. Abel | Management | For | For |
1b | Elect Director Alexandre Behring | Management | For | For |
1c | Elect Director John T. Cahill | Management | For | For |
1d | Elect Director Tracy Britt Cool | Management | For | For |
1e | Elect Director Feroz Dewan | Management | For | For |
1f | Elect Director Jeanne P. Jackson | Management | For | For |
1g | Elect Director Jorge Paulo Lemann | Management | For | For |
1h | Elect Director John C. Pope | Management | For | For |
1i | Elect Director Marcel Herrmann Telles | Management | For | For |
1j | Elect Director Alexandre Van Damme | Management | For | For |
1k | Elect Director George Zoghbi | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | For |
THE PROGRESSIVE CORPORATION Meeting Date: MAY 11, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: PGR Security ID: 743315103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Philip Bleser | Management | For | For |
1b | Elect Director Stuart B. Burgdoerfer | Management | For | For |
1c | Elect Director Pamela J. Craig | Management | For | For |
1d | Elect Director Charles A. Davis | Management | For | For |
1e | Elect Director Roger N. Farah | Management | For | For |
1f | Elect Director Lawton W. Fitt | Management | For | For |
1g | Elect Director Susan Patricia Griffith | Management | For | For |
1h | Elect Director Jeffrey D. Kelly | Management | For | For |
1i | Elect Director Patrick H. Nettles | Management | For | For |
1j | Elect Director Barbara R. Snyder | Management | For | For |
1k | Elect Director Kahina Van Dyke | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
U.S. BANCORP Meeting Date: APR 17, 2018 Record Date: FEB 20, 2018 Meeting Type: ANNUAL | ||||
Ticker: USB Security ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Warner L. Baxter | Management | For | For |
1b | Elect Director Marc N. Casper | Management | For | For |
1c | Elect Director Andrew Cecere | Management | For | For |
1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1e | Elect Director Kimberly J. Harris | Management | For | For |
1f | Elect Director Roland A. Hernandez | Management | For | For |
1g | Elect Director Doreen Woo Ho | Management | For | For |
1h | Elect Director Olivia F. Kirtley | Management | For | For |
1i | Elect Director Karen S. Lynch | Management | For | For |
1j | Elect Director Richard P. McKenney | Management | For | For |
1k | Elect Director David B. O'Maley | Management | For | For |
1l | Elect Director O'dell M. Owens | Management | For | For |
1m | Elect Director Craig D. Schnuck | Management | For | For |
1n | Elect Director Scott W. Wine | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED Meeting Date: JUN 04, 2018 Record Date: APR 10, 2018 Meeting Type: ANNUAL | ||||
Ticker: UNH Security ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Richard T. Burke | Management | For | For |
1c | Elect Director Timothy P. Flynn | Management | For | For |
1d | Elect Director Stephen J. Hemsley | Management | For | For |
1e | Elect Director Michele J. Hooper | Management | For | For |
1f | Elect Director F. William McNabb, III | Management | For | For |
1g | Elect Director Valerie C. Montgomery Rice | Management | For | For |
1h | Elect Director Glenn M. Renwick | Management | For | For |
1i | Elect Director Kenneth I. Shine | Management | For | For |
1j | Elect Director David S. Wichmann | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
VERIZON COMMUNICATIONS INC. Meeting Date: MAY 03, 2018 Record Date: MAR 05, 2018 Meeting Type: ANNUAL | ||||
Ticker: VZ Security ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
1.2 | Elect Director Mark T. Bertolini | Management | For | For |
1.3 | Elect Director Richard L. Carrion | Management | For | For |
1.4 | Elect Director Melanie L. Healey | Management | For | For |
1.5 | Elect Director M. Frances Keeth | Management | For | For |
1.6 | Elect Director Lowell C. McAdam | Management | For | For |
1.7 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.8 | Elect Director Rodney E. Slater | Management | For | For |
1.9 | Elect Director Kathryn A. Tesija | Management | For | For |
1.10 | Elect Director Gregory D. Wasson | Management | For | For |
1.11 | Elect Director Gregory G. Weaver | Management | For | For |
2 | Ratify Ernst & Young as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Abstain |
8 | Clawback of Incentive Payments | Shareholder | Against | For |
9 | Eliminate Above-Market Earnings in Executive Retirement Plans | Shareholder | Against | For |
VULCAN MATERIALS COMPANY Meeting Date: MAY 11, 2018 Record Date: MAR 14, 2018 Meeting Type: ANNUAL | ||||
Ticker: VMC Security ID: 929160109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas A. Fanning | Management | For | For |
1b | Elect Director J. Thomas Hill | Management | For | For |
1c | Elect Director Cynthia L. Hostetler | Management | For | For |
1d | Elect Director Richard T. O'Brien | Management | For | For |
1e | Elect Director Kathleen L. Quirk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
WESTERN DIGITAL CORPORATION Meeting Date: NOV 02, 2017 Record Date: SEP 06, 2017 Meeting Type: ANNUAL | ||||
Ticker: WDC Security ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Martin I. Cole | Management | For | For |
1b | Elect Director Kathleen A. Cote | Management | For | For |
1c | Elect Director Henry T. DeNero | Management | For | For |
1d | Elect Director Michael D. Lambert | Management | For | For |
1e | Elect Director Len J. Lauer | Management | For | For |
1f | Elect Director Matthew E. Massengill | Management | For | For |
1g | Elect Director Stephen D. Milligan | Management | For | For |
1h | Elect Director Paula A. Price | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
WHIRLPOOL CORPORATION Meeting Date: APR 17, 2018 Record Date: FEB 20, 2018 Meeting Type: ANNUAL | ||||
Ticker: WHR Security ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Marc R. Bitzer | Management | For | For |
1c | Elect Director Greg Creed | Management | For | For |
1d | Elect Director Gary T. DiCamillo | Management | For | For |
1e | Elect Director Diane M. Dietz | Management | For | For |
1f | Elect Director Gerri T. Elliott | Management | For | For |
1g | Elect Director Jeff M. Fettig | Management | For | For |
1h | Elect Director Michael F. Johnston | Management | For | For |
1i | Elect Director John D. Liu | Management | For | For |
1j | Elect Director James M. Loree | Management | For | For |
1k | Elect Director Harish Manwani | Management | For | For |
1l | Elect Director William D. Perez | Management | For | For |
1m | Elect Director Larry O. Spencer | Management | For | For |
1n | Elect Director Michael D. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant: | Oppenheimer Main Street Funds on behalf of its series: Oppenheimer Main Street Fund |
By: | Arthur P. Steinmetz* |
Arthur P. Steinmetz, | |
Trustee, President and Principal Executive Officer |
Date: August 20, 2018
*By: | /s/ Taylor V. Edwards | |
------------------------------------------ | ||
Taylor V. Edwards, Attorney in Fact |