UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
| Investment Company Act file number: | 811-05360 |
| Exact name of registrant as specified in charter: | Oppenheimer Main Street Funds on behalf of |
| Oppenheimer Main Street Fund | |
| Address of principal executive offices: | 6803 South Tucson Way |
| Centennial, CO 80112-3924 | |
| Name and address of agent for service: | Cynthia Lo Bessette, |
| Executive Vice President & General Counsel | |
| OFI Global Asset Management, Inc. | |
| 225 Liberty Street | |
| New York, NY 10281-1008 | |
| Registrant's telephone number, including area code: | 303-768-3200 |
| Date of fiscal year end: | 8/31 |
| Date of reporting period: | 07/01/2016-06/30/2017 |
Item 1.
FORM N-PX
ICA File Number: 811-05360
Registrant Name: Oppenheimer Main Street Funds
Reporting Period: 07/01/2016 - 06/30/2017
Oppenheimer Main Street Fund
| ADIENT PLC Meeting Date: MAR 13, 2017 Record Date: JAN 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ADNT Security ID: G0084W101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John M. Barth | Management | For | For |
| 1b | Elect Director Julie L. Bushman | Management | For | For |
| 1c | Elect Director Raymond L. Conner | Management | For | For |
| 1d | Elect Director Richard Goodman | Management | For | For |
| 1e | Elect Director Frederick A. Henderson | Management | For | For |
| 1f | Elect Director R. Bruce McDonald | Management | For | For |
| 1g | Elect Director Barb J. Samardzich | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| AGILENT TECHNOLOGIES, INC. Meeting Date: MAR 15, 2017 Record Date: JAN 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: A Security ID: 00846U101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Heidi Kunz | Management | For | For |
| 1.2 | Elect Director Sue H. Rataj | Management | For | For |
| 1.3 | Elect Director George A. Scangos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AMDOCS LIMITED Meeting Date: JAN 27, 2017 Record Date: NOV 30, 2016 Meeting Type: ANNUAL | ||||
| Ticker: DOX Security ID: G02602103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert A. Minicucci | Management | For | For |
| 1.2 | Elect Director Adrian Gardner | Management | For | For |
| 1.3 | Elect Director John T. McLennan | Management | For | For |
| 1.4 | Elect Director Simon Olswang | Management | For | For |
| 1.5 | Elect Director Zohar Zisapel | Management | For | For |
| 1.6 | Elect Director Julian A. Brodsky | Management | For | For |
| 1.7 | Elect Director Clayton Christensen | Management | For | For |
| 1.8 | Elect Director Eli Gelman | Management | For | For |
| 1.9 | Elect Director James S. Kahan | Management | For | For |
| 1.10 | Elect Director Richard T.C. LeFave | Management | For | For |
| 1.11 | Elect Director Giora Yaron | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Dividends | Management | For | For |
| 4 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| AMERICAN EXPRESS COMPANY Meeting Date: MAY 01, 2017 Record Date: MAR 03, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AXP Security ID: 025816109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charlene Barshefsky | Management | For | For |
| 1b | Elect Director John J. Brennan | Management | For | For |
| 1c | Elect Director Ursula M. Burns | Management | For | For |
| 1d | Elect Director Kenneth I. Chenault | Management | For | For |
| 1e | Elect Director Peter Chernin | Management | For | For |
| 1f | Elect Director Ralph de la Vega | Management | For | For |
| 1g | Elect Director Anne L. Lauvergeon | Management | For | For |
| 1h | Elect Director Michael O. Leavitt | Management | For | For |
| 1i | Elect Director Theodore J. Leonsis | Management | For | For |
| 1j | Elect Director Richard C. Levin | Management | For | For |
| 1k | Elect Director Samuel J. Palmisano | Management | For | For |
| 1l | Elect Director Daniel L. Vasella | Management | For | For |
| 1m | Elect Director Robert D. Walter | Management | For | For |
| 1n | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| AMGEN INC. Meeting Date: MAY 19, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AMGN Security ID: 031162100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1. | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Robert A. Bradway | Management | For | For |
| 1.3 | Elect Director Francois de Carbonnel | Management | For | For |
| 1.4 | Elect Director Robert A. Eckert | Management | For | For |
| 1.5 | Elect Director Greg C. Garland | Management | For | For |
| 1.6 | Elect Director Fred Hassan | Management | For | For |
| 1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.8 | Elect Director Frank C. Herringer | Management | For | For |
| 1.9 | Elect Director Charles M. Holley, Jr. | Management | For | For |
| 1.10 | Elect Director Tyler Jacks | Management | For | For |
| 1.11 | Elect Director Ellen J. Kullman | Management | For | For |
| 1.12 | Elect Director Ronald D. Sugar | Management | For | For |
| 1.13 | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| APPLE INC. Meeting Date: FEB 28, 2017 Record Date: DEC 30, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AAPL Security ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Bell | Management | For | For |
| 1.2 | Elect Director Tim Cook | Management | For | For |
| 1.3 | Elect Director Al Gore | Management | For | For |
| 1.4 | Elect Director Bob Iger | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Art Levinson | Management | For | For |
| 1.7 | Elect Director Ron Sugar | Management | For | For |
| 1.8 | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Disclose Charitable Contributions | Shareholder | Against | Abstain |
| 6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Abstain |
| 7 | Proxy Access Amendments | Shareholder | Against | For |
| 8 | Engage Outside Independent Experts for Compensation Reforms | Shareholder | Against | Against |
| 9 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | For |
| APPLIED MATERIALS, INC. Meeting Date: MAR 09, 2017 Record Date: JAN 12, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AMAT Security ID: 038222105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Judy Bruner | Management | For | For |
| 1b | Elect Director Xun (Eric) Chen | Management | For | For |
| 1c | Elect Director Aart J. de Geus | Management | For | For |
| 1d | Elect Director Gary E. Dickerson | Management | For | For |
| 1e | Elect Director Stephen R. Forrest | Management | For | For |
| 1f | Elect Director Thomas J. Iannotti | Management | For | For |
| 1g | Elect Director Alexander A. Karsner | Management | For | For |
| 1h | Elect Director Adrianna C. Ma | Management | For | For |
| 1i | Elect Director Dennis D. Powell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify KPMG LLP as Auditors | Management | For | For |
| AUTOZONE, INC. Meeting Date: DEC 14, 2016 Record Date: OCT 17, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AZO Security ID: 053332102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.3 | Elect Director Sue E. Gove | Management | For | For |
| 1.4 | Elect Director Earl G. Graves, Jr. | Management | For | For |
| 1.5 | Elect Director Enderson Guimaraes | Management | For | For |
| 1.6 | Elect Director J. R. Hyde, III | Management | For | For |
| 1.7 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.8 | Elect Director W. Andrew McKenna | Management | For | For |
| 1.9 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.10 | Elect Director Luis P. Nieto | Management | For | For |
| 1.11 | Elect Director William C. Rhodes, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BERKSHIRE HATHAWAY INC. Meeting Date: MAY 06, 2017 Record Date: MAR 08, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BRK.B Security ID: 084670702 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Howard G. Buffett | Management | For | For |
| 1.4 | Elect Director Stephen B. Burke | Management | For | For |
| 1.5 | Elect Director Susan L. Decker | Management | For | For |
| 1.6 | Elect Director William H. Gates, III | Management | For | For |
| 1.7 | Elect Director David S. Gottesman | Management | For | For |
| 1.8 | Elect Director Charlotte Guyman | Management | For | For |
| 1.9 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.10 | Elect Director Ronald L. Olson | Management | For | For |
| 1.11 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.12 | Elect Director Meryl B. Witmer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Report on Political Contributions | Shareholder | Against | For |
| 5 | Assess and Report on Exposure to Climate Change Risks | Shareholder | Against | For |
| 6 | Require Divestment from Fossil Fuels | Shareholder | Against | Abstain |
| BOSTON SCIENTIFIC CORPORATION Meeting Date: MAY 09, 2017 Record Date: MAR 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BSX Security ID: 101137107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nelda J. Connors | Management | For | For |
| 1b | Elect Director Charles J. Dockendorff | Management | For | For |
| 1c | Elect Director Yoshiaki Fujimori | Management | For | For |
| 1d | Elect Director Donna A. James | Management | For | For |
| 1e | Elect Director Edward J. Ludwig | Management | For | For |
| 1f | Elect Director Stephen P. MacMillan | Management | For | For |
| 1g | Elect Director Michael F. Mahoney | Management | For | For |
| 1h | Elect Director David J. Roux | Management | For | For |
| 1i | Elect Director John E. Sununu | Management | For | For |
| 1j | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CANADIAN NATIONAL RAILWAY COMPANY Meeting Date: APR 25, 2017 Record Date: MAR 02, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CNR Security ID: 136375102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shauneen Bruder | Management | For | For |
| 1.2 | Elect Director Donald J. Carty | Management | For | For |
| 1.3 | Elect Director Gordon D. Giffin | Management | For | For |
| 1.4 | Elect Director Julie Godin | Management | For | For |
| 1.5 | Elect Director Edith E. Holiday | Management | For | For |
| 1.6 | Elect Director Luc Jobin | Management | For | For |
| 1.7 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
| 1.8 | Elect Director Denis Losier | Management | For | For |
| 1.9 | Elect Director Kevin G. Lynch | Management | For | For |
| 1.10 | Elect Director James E. O'Connor | Management | For | For |
| 1.11 | Elect Director Robert Pace | Management | For | For |
| 1.12 | Elect Director Robert L. Phillips | Management | For | For |
| 1.13 | Elect Director Laura Stein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| CANADIAN PACIFIC RAILWAY LIMITED Meeting Date: MAY 10, 2017 Record Date: MAR 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CP Security ID: 13645T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 2 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| 3.1 | Elect Director John Baird | Management | For | For |
| 3.2 | Elect Director Isabelle Courville | Management | For | For |
| 3.3 | Elect Director Keith E. Creel | Management | For | For |
| 3.4 | Elect Director Gillian (Jill) H. Denham | Management | For | For |
| 3.5 | Elect Director William R. Fatt | Management | For | For |
| 3.6 | Elect Director Rebecca MacDonald | Management | For | For |
| 3.7 | Elect Director Matthew H. Paull | Management | For | For |
| 3.8 | Elect Director Jane L. Peverett | Management | For | For |
| 3.9 | Elect Director Andrew F. Reardon | Management | For | For |
| 3.10 | Elect Director Gordon T. Trafton II | Management | For | For |
| CELGENE CORPORATION Meeting Date: JUN 14, 2017 Record Date: APR 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CELG Security ID: 151020104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Hugin | Management | For | For |
| 1.2 | Elect Director Mark J. Alles | Management | For | For |
| 1.3 | Elect Director Richard W. Barker | Management | For | For |
| 1.4 | Elect Director Michael W. Bonney | Management | For | For |
| 1.5 | Elect Director Michael D. Casey | Management | For | Withhold |
| 1.6 | Elect Director Carrie S. Cox | Management | For | For |
| 1.7 | Elect Director Michael A. Friedman | Management | For | Withhold |
| 1.8 | Elect Director Julia A. Haller | Management | For | For |
| 1.9 | Elect Director Gilla S. Kaplan | Management | For | Withhold |
| 1.10 | Elect Director James J. Loughlin | Management | For | For |
| 1.11 | Elect Director Ernest Mario | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Provide For Confidential Running Vote Tallies On Executive Pay Matters | Shareholder | Against | Against |
| CERNER CORPORATION Meeting Date: MAY 24, 2017 Record Date: MAR 29, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CERN Security ID: 156782104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Julie L. Gerberding | Management | For | For |
| 1b | Elect Director Neal L. Patterson | Management | For | For |
| 1c | Elect Director William D. Zollars | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CISCO SYSTEMS, INC. Meeting Date: DEC 12, 2016 Record Date: OCT 14, 2016 Meeting Type: ANNUAL | ||||
| Ticker: CSCO Security ID: 17275R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director John T. Chambers | Management | For | For |
| 1e | Elect Director Amy L. Chang | Management | For | For |
| 1f | Elect Director John L. Hennessy | Management | For | For |
| 1g | Elect Director Kristina M. Johnson | Management | For | For |
| 1h | Elect Director Roderick C. McGeary | Management | For | For |
| 1i | Elect Director Charles H. Robbins | Management | For | For |
| 1j | Elect Director Arun Sarin | Management | For | For |
| 1k | Elect Director Steven M. West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Report on Arab and non-Arab Employees using EEO-1 Categories | Shareholder | Against | Abstain |
| 6 | Establish Board Committee on Operations in Israeli Settlements | Shareholder | Against | Abstain |
| CITIGROUP INC. Meeting Date: APR 25, 2017 Record Date: FEB 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: C Security ID: 172967424 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Ellen M. Costello | Management | For | For |
| 1c | Elect Director Duncan P. Hennes | Management | For | For |
| 1d | Elect Director Peter B. Henry | Management | For | For |
| 1e | Elect Director Franz B. Humer | Management | For | For |
| 1f | Elect Director Renee J. James | Management | For | For |
| 1g | Elect Director Eugene M. McQuade | Management | For | For |
| 1h | Elect Director Michael E. O'Neill | Management | For | For |
| 1i | Elect Director Gary M. Reiner | Management | For | For |
| 1j | Elect Director Anthony M. Santomero | Management | For | For |
| 1k | Elect Director Diana L. Taylor | Management | For | For |
| 1l | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Deborah C. Wright | Management | For | For |
| 1o | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Demonstrate No Gender Pay Gap | Shareholder | Against | Abstain |
| 6 | Appoint a Stockholder Value Committee | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 8 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| 9 | Limit/Prohibit Accelerated Vesting of Awards | Shareholder | Against | For |
| CME GROUP INC. Meeting Date: MAY 24, 2017 Record Date: MAR 29, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CME Security ID: 12572Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1c | Elect Director Charles P. Carey | Management | For | For |
| 1d | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1e | Elect Director Ana Dutra | Management | For | For |
| 1f | Elect Director Martin J. Gepsman | Management | For | For |
| 1g | Elect Director Larry G. Gerdes | Management | For | For |
| 1h | Elect Director Daniel R. Glickman | Management | For | For |
| 1i | Elect Director Leo Melamed | Management | For | For |
| 1j | Elect Director Alex J. Pollock | Management | For | For |
| 1k | Elect Director John F. Sandner | Management | For | For |
| 1l | Elect Director Terry L. Savage | Management | For | For |
| 1m | Elect Director William R. Shepard | Management | For | For |
| 1n | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| COMCAST CORPORATION Meeting Date: JUN 08, 2017 Record Date: MAR 16, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CMCSA Security ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Asuka Nakahara | Management | For | For |
| 1.8 | Elect Director David C. Novak | Management | For | For |
| 1.9 | Elect Director Brian L. Roberts | Management | For | For |
| 1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| CONOCOPHILLIPS Meeting Date: MAY 16, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: COP Security ID: 20825C104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard L. Armitage | Management | For | For |
| 1b | Elect Director Richard H. Auchinleck | Management | For | For |
| 1c | Elect Director Charles E. Bunch | Management | For | For |
| 1d | Elect Director John V. Faraci | Management | For | For |
| 1e | Elect Director Jody L. Freeman | Management | For | For |
| 1f | Elect Director Gay Huey Evans | Management | For | For |
| 1g | Elect Director Ryan M. Lance | Management | For | For |
| 1h | Elect Director Arjun N. Murti | Management | For | For |
| 1i | Elect Director Robert A. Niblock | Management | For | For |
| 1j | Elect Director Harald J. Norvik | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Report on Executive Compensation Incentives Aligned with Low Carbon Scenarios | Shareholder | Against | Abstain |
| DEERE & COMPANY Meeting Date: FEB 22, 2017 Record Date: DEC 30, 2016 Meeting Type: ANNUAL | ||||
| Ticker: DE Security ID: 244199105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel R. Allen | Management | For | For |
| 1b | Elect Director Crandall C. Bowles | Management | For | For |
| 1c | Elect Director Vance D. Coffman | Management | For | For |
| 1d | Elect Director Alan C. Heuberger | Management | For | For |
| 1e | Elect Director Dipak C. Jain | Management | For | For |
| 1f | Elect Director Michael O. Johanns | Management | For | For |
| 1g | Elect Director Clayton M. Jones | Management | For | For |
| 1h | Elect Director Brian M. Krzanich | Management | For | For |
| 1i | Elect Director Gregory R. Page | Management | For | For |
| 1j | Elect Director Sherry M. Smith | Management | For | For |
| 1k | Elect Director Dmitri L. Stockton | Management | For | For |
| 1l | Elect Director Sheila G. Talton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| DELPHI AUTOMOTIVE PLC Meeting Date: APR 27, 2017 Record Date: FEB 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: DLPH Security ID: G27823106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Joseph S. Cantie | Management | For | For |
| 2 | Elect Director Kevin P. Clark | Management | For | For |
| 3 | Elect Director Gary L. Cowger | Management | For | For |
| 4 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 5 | Elect Director Mark P. Frissora | Management | For | For |
| 6 | Elect Director Rajiv L. Gupta | Management | For | For |
| 7 | Elect Director Sean O. Mahoney | Management | For | For |
| 8 | Elect Director Timothy M. Manganello | Management | For | For |
| 9 | Elect Director Ana G. Pinczuk | Management | For | For |
| 10 | Elect Director Thomas W. Sidlik | Management | For | For |
| 11 | Elect Director Bernd Wiedemann | Management | For | For |
| 12 | Elect Director Lawrence A. Zimmerman | Management | For | For |
| 13 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DISCOVER FINANCIAL SERVICES Meeting Date: MAY 11, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: DFS Security ID: 254709108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director Gregory C. Case | Management | For | For |
| 1.4 | Elect Director Candace H. Duncan | Management | For | For |
| 1.5 | Elect Director Joseph F. Eazor | Management | For | For |
| 1.6 | Elect Director Cynthia A. Glassman | Management | For | For |
| 1.7 | Elect Director Richard H. Lenny | Management | For | For |
| 1.8 | Elect Director Thomas G. Maheras | Management | For | For |
| 1.9 | Elect Director Michael H. Moskow | Management | For | For |
| 1.10 | Elect Director David W. Nelms | Management | For | For |
| 1.11 | Elect Director Mark A. Thierer | Management | For | For |
| 1.12 | Elect Director Lawrence A. Weinbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| DR PEPPER SNAPPLE GROUP, INC. Meeting Date: MAY 18, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: DPS Security ID: 26138E109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David E. Alexander | Management | For | For |
| 1b | Elect Director Antonio Carrillo | Management | For | For |
| 1c | Elect Director Jose M. Gutierrez | Management | For | For |
| 1d | Elect Director Pamela H. Patsley | Management | For | For |
| 1e | Elect Director Ronald G. Rogers | Management | For | For |
| 1f | Elect Director Wayne R. Sanders | Management | For | For |
| 1g | Elect Director Dunia A. Shive | Management | For | For |
| 1h | Elect Director M. Anne Szostak | Management | For | For |
| 1i | Elect Director Larry D. Young | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Report on Plans to Minimize Pesticides' Impact on Pollinators | Shareholder | Against | For |
| E. I. DU PONT DE NEMOURS AND COMPANY Meeting Date: MAY 24, 2017 Record Date: MAR 28, 2017 Meeting Type: ANNUAL | ||||
| Ticker: DD Security ID: 263534109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lamberto Andreotti | Management | For | For |
| 1b | Elect Director Edward D. Breen | Management | For | For |
| 1c | Elect Director Robert A. Brown | Management | For | For |
| 1d | Elect Director Alexander M. Cutler | Management | For | Against |
| 1e | Elect Director Eleuthere I. du Pont | Management | For | Against |
| 1f | Elect Director James L. Gallogly | Management | For | For |
| 1g | Elect Director Marillyn A. Hewson | Management | For | Against |
| 1h | Elect Director Lois D. Juliber | Management | For | Against |
| 1i | Elect Director Lee M. Thomas | Management | For | Against |
| 1j | Elect Director Patrick J. Ward | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Report on Pay Disparity | Shareholder | Against | Abstain |
| 6 | Report on Accident Risk Reduction Efforts | Shareholder | Against | For |
| ENBRIDGE INC. Meeting Date: MAY 11, 2017 Record Date: MAR 23, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ENB Security ID: 29250N105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pamela L. Carter | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Marcel R. Coutu | Management | For | For |
| 1.4 | Elect Director Gregory L. Ebel | Management | For | For |
| 1.5 | Elect Director J. Herb England | Management | For | For |
| 1.6 | Elect Director Charles W. Fischer | Management | For | For |
| 1.7 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
| 1.8 | Elect Director Michael McShane | Management | For | For |
| 1.9 | Elect Director Al Monaco | Management | For | For |
| 1.10 | Elect Director Michael E.J. Phelps | Management | For | For |
| 1.11 | Elect Director Rebecca B. Roberts | Management | For | For |
| 1.12 | Elect Director Dan C. Tutcher | Management | For | For |
| 1.13 | Elect Director Catherine L. Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 5 | Prepare a Report Detailing Due Diligence Process to Identify And Address Social And Environmental Risks When Reviewing Potential Acquisitions | Shareholder | Against | For |
| EXPRESS SCRIPTS HOLDING COMPANY Meeting Date: MAY 11, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ESRX Security ID: 30219G108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Maura C. Breen | Management | For | For |
| 1b | Elect Director William J. DeLaney | Management | For | For |
| 1c | Elect Director Elder Granger | Management | For | For |
| 1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 1f | Elect Director Frank Mergenthaler | Management | For | For |
| 1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
| 1h | Elect Director Roderick A. Palmore | Management | For | For |
| 1i | Elect Director George Paz | Management | For | For |
| 1j | Elect Director William L. Roper | Management | For | For |
| 1k | Elect Director Seymour Sternberg | Management | For | For |
| 1l | Elect Director Timothy Wentworth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| 6 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| FACEBOOK, INC. Meeting Date: JUN 01, 2017 Record Date: APR 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: FB Security ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Reed Hastings | Management | For | For |
| 1.5 | Elect Director Jan Koum | Management | For | Withhold |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | Withhold |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Report on Public Policy Issues Associated with Fake News | Shareholder | Against | Abstain |
| 6 | Gender Pay Gap | Shareholder | Against | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | For |
| GENERAL ELECTRIC COMPANY Meeting Date: APR 26, 2017 Record Date: FEB 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: GE Security ID: 369604103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Sebastien M. Bazin | Management | For | For |
| 2 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 3 | Elect Director John J. Brennan | Management | For | For |
| 4 | Elect Director Francisco D'Souza | Management | For | For |
| 5 | Elect Director Marijn E. Dekkers | Management | For | For |
| 6 | Elect Director Peter B. Henry | Management | For | For |
| 7 | Elect Director Susan J. Hockfield | Management | For | For |
| 8 | Elect Director Jeffrey R. Immelt | Management | For | For |
| 9 | Elect Director Andrea Jung | Management | For | For |
| 10 | Elect Director Robert W. Lane | Management | For | For |
| 11 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 12 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 13 | Elect Director Lowell C. McAdam | Management | For | For |
| 14 | Elect Director Steven M. Mollenkopf | Management | For | For |
| 15 | Elect Director James J. Mulva | Management | For | For |
| 16 | Elect Director James E. Rohr | Management | For | For |
| 17 | Elect Director Mary L. Schapiro | Management | For | For |
| 18 | Elect Director James S. Tisch | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 21 | Amend Omnibus Stock Plan | Management | For | For |
| 22 | Approve Material Terms of Senior Officer Performance Goals | Management | For | For |
| 23 | Ratify KPMG LLP as Auditors | Management | For | For |
| 24 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 25 | Require Independent Board Chairman | Shareholder | Against | Against |
| 26 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| 27 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| HALLIBURTON COMPANY Meeting Date: MAY 17, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: HAL Security ID: 406216101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
| 1b | Elect Director William E. Albrecht | Management | For | For |
| 1c | Elect Director Alan M. Bennett | Management | For | For |
| 1d | Elect Director James R. Boyd | Management | For | For |
| 1e | Elect Director Milton Carroll | Management | For | For |
| 1f | Elect Director Nance K. Dicciani | Management | For | For |
| 1g | Elect Director Murry S. Gerber | Management | For | For |
| 1h | Elect Director Jose C. Grubisich | Management | For | For |
| 1i | Elect Director David J. Lesar | Management | For | For |
| 1j | Elect Director Robert A. Malone | Management | For | For |
| 1k | Elect Director J. Landis Martin | Management | For | For |
| 1l | Elect Director Jeffrey A. Miller | Management | For | For |
| 1m | Elect Director Debra L. Reed | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| HOLLYFRONTIER CORPORATION Meeting Date: MAY 10, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: HFC Security ID: 436106108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Douglas Y. Bech | Management | For | For |
| 1b | Elect Director George J. Damiris | Management | For | For |
| 1c | Elect Director Leldon E. Echols | Management | For | For |
| 1d | Elect Director R. Kevin Hardage | Management | For | For |
| 1e | Elect Director Michael C. Jennings | Management | For | For |
| 1f | Elect Director Robert J. Kostelnik | Management | For | For |
| 1g | Elect Director James H. Lee | Management | For | For |
| 1h | Elect Director Franklin Myers | Management | For | For |
| 1i | Elect Director Michael E. Rose | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HUSKY ENERGY INC. Meeting Date: MAY 05, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: HSE Security ID: 448055103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Victor T.K. Li | Management | For | For |
| 1.2 | Elect Director Canning K.N. Fok | Management | For | For |
| 1.3 | Elect Director Stephen E. Bradley | Management | For | For |
| 1.4 | Elect Director Asim Ghosh | Management | For | For |
| 1.5 | Elect Director Martin J.G. Glynn | Management | For | For |
| 1.6 | Elect Director Poh Chan Koh | Management | For | For |
| 1.7 | Elect Director Eva Lee Kwok | Management | For | For |
| 1.8 | Elect Director Stanley T.L. Kwok | Management | For | For |
| 1.9 | Elect Director Frederick S.H. Ma | Management | For | For |
| 1.10 | Elect Director George C. Magnus | Management | For | For |
| 1.11 | Elect Director Neil D. McGee | Management | For | For |
| 1.12 | Elect Director Robert J. Peabody | Management | For | For |
| 1.13 | Elect Director Colin S. Russel | Management | For | For |
| 1.14 | Elect Director Wayne E. Shaw | Management | For | For |
| 1.15 | Elect Director William Shurniak | Management | For | For |
| 1.16 | Elect Director Frank J. Sixt | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| INTERCONTINENTAL EXCHANGE, INC. Meeting Date: MAY 19, 2017 Record Date: MAR 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ICE Security ID: 45866F104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ann M. Cairns | Management | For | For |
| 1b | Elect Director Charles R. Crisp | Management | For | For |
| 1c | Elect Director Duriya M. Farooqui | Management | For | For |
| 1d | Elect Director Jean-Marc Forneri | Management | For | For |
| 1e | Elect Director The Right Hon. the Lord Hague of Richmond | Management | For | For |
| 1f | Elect Director Fred W. Hatfield | Management | For | For |
| 1g | Elect Director Thomas E. Noonan | Management | For | For |
| 1h | Elect Director Frederic V. Salerno | Management | For | For |
| 1i | Elect Director Jeffrey C. Sprecher | Management | For | For |
| 1j | Elect Director Judith A. Sprieser | Management | For | For |
| 1k | Elect Director Vincent Tese | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Amend Articles | Management | For | For |
| 7 | Amend Bylaws | Management | For | For |
| 8 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 9 | Report on Assessing Environmental, Social and Governance Market Disclosure | Shareholder | Against | Abstain |
| JOHNSON & JOHNSON Meeting Date: APR 27, 2017 Record Date: FEB 28, 2017 Meeting Type: ANNUAL | ||||
| Ticker: JNJ Security ID: 478160104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary C. Beckerle | Management | For | For |
| 1b | Elect Director D. Scott Davis | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Alex Gorsky | Management | For | For |
| 1e | Elect Director Mark B. McClellan | Management | For | For |
| 1f | Elect Director Anne M. Mulcahy | Management | For | For |
| 1g | Elect Director William D. Perez | Management | For | For |
| 1h | Elect Director Charles Prince | Management | For | For |
| 1i | Elect Director A. Eugene Washington | Management | For | For |
| 1j | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | For |
| JOHNSON CONTROLS INTERNATIONAL PLC Meeting Date: MAR 08, 2017 Record Date: JAN 04, 2017 Meeting Type: ANNUAL | ||||
| Ticker: JCI Security ID: G51502105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David P. Abney | Management | For | For |
| 1b | Elect Director Natalie A. Black | Management | For | For |
| 1c | Elect Director Michael E. Daniels | Management | For | For |
| 1d | Elect Director Brian Duperreault | Management | For | For |
| 1e | Elect Director Jeffrey A. Joerres | Management | For | For |
| 1f | Elect Director Alex A. Molinaroli | Management | For | For |
| 1g | Elect Director George R. Oliver | Management | For | For |
| 1h | Elect Director Juan Pablo del Valle Perochena | Management | For | For |
| 1i | Elect Director Jurgen Tinggren | Management | For | For |
| 1j | Elect Director Mark Vergnano | Management | For | For |
| 1k | Elect Director R. David Yost | Management | For | For |
| 2a | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 3 | Authorize Market Purchases of Company shares | Management | For | For |
| 4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| 8 | Approve the Directors' Authority to Allot Shares | Management | For | For |
| 9 | Approve the Disapplication of Statutory Pre-Emption Rights | Management | For | For |
| JPMORGAN CHASE & CO. Meeting Date: MAY 16, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: JPM Security ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director Todd A. Combs | Management | For | For |
| 1f | Elect Director James S. Crown | Management | For | For |
| 1g | Elect Director James Dimon | Management | For | For |
| 1h | Elect Director Timothy P. Flynn | Management | For | For |
| 1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1j | Elect Director Michael A. Neal | Management | For | For |
| 1k | Elect Director Lee R. Raymond | Management | For | For |
| 1l | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| 6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
| 7 | Clawback Amendment | Shareholder | Against | Against |
| 8 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| 9 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 10 | Reduce Ownership Threshold for Shareholders to Call a Special Meeting | Shareholder | Against | For |
| KEYCORP Meeting Date: MAY 18, 2017 Record Date: MAR 24, 2017 Meeting Type: ANNUAL | ||||
| Ticker: KEY Security ID: 493267108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Austin A. Adams | Management | For | For |
| 1.2 | Elect Director Bruce D. Broussard | Management | For | For |
| 1.3 | Elect Director Charles P. Cooley | Management | For | For |
| 1.4 | Elect Director Gary M. Crosby | Management | For | For |
| 1.5 | Elect Director Alexander M. Cutler | Management | For | For |
| 1.6 | Elect Director H. James Dallas | Management | For | For |
| 1.7 | Elect Director Elizabeth R. Gile | Management | For | For |
| 1.8 | Elect Director Ruth Ann M. Gillis | Management | For | For |
| 1.9 | Elect Director William G. Gisel, Jr. | Management | For | For |
| 1.10 | Elect Director Carlton L. Highsmith | Management | For | For |
| 1.11 | Elect Director Richard J. Hipple | Management | For | For |
| 1.12 | Elect Director Kristen L. Manos | Management | For | For |
| 1.13 | Elect Director Beth E. Mooney | Management | For | For |
| 1.14 | Elect Director Demos Parneros | Management | For | For |
| 1.15 | Elect Director Barbara R. Snyder | Management | For | For |
| 1.16 | Elect Director David K. Wilson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| LOCKHEED MARTIN CORPORATION Meeting Date: APR 27, 2017 Record Date: FEB 24, 2017 Meeting Type: ANNUAL | ||||
| Ticker: LMT Security ID: 539830109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Daniel F. Akerson | Management | For | For |
| 1b | Elect Director Nolan D. Archibald | Management | For | Against |
| 1c | Elect Director Rosalind G. Brewer | Management | For | Against |
| 1d | Elect Director David B. Burritt | Management | For | For |
| 1e | Elect Director Bruce A. Carlson | Management | For | Against |
| 1f | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1g | Elect Director Thomas J. Falk | Management | For | Against |
| 1h | Elect Director Ilene S. Gordon | Management | For | For |
| 1i | Elect Director Marillyn A. Hewson | Management | For | For |
| 1j | Elect Director James M. Loy | Management | For | For |
| 1k | Elect Director Joseph W. Ralston | Management | For | For |
| 1l | Elect Director Anne Stevens | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Adopt Holy Land Principles | Shareholder | Against | Abstain |
| LOWE'S COMPANIES, INC. Meeting Date: JUN 02, 2017 Record Date: MAR 24, 2017 Meeting Type: ANNUAL | ||||
| Ticker: LOW Security ID: 548661107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director Angela F. Braly | Management | For | For |
| 1.3 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.4 | Elect Director Laurie Z. Douglas | Management | For | For |
| 1.5 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.6 | Elect Director Robert L. Johnson | Management | For | For |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director James H. Morgan | Management | For | For |
| 1.9 | Elect Director Robert A. Niblock | Management | For | For |
| 1.10 | Elect Director Bertram L. Scott | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Assess Climate Benefits and Feasibility of Adopting Quantitative Renewable Production Goals | Shareholder | Against | Abstain |
| MAGELLAN MIDSTREAM PARTNERS, L.P. Meeting Date: APR 20, 2017 Record Date: FEB 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MMP Security ID: 559080106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lori A. Gobillot | Management | For | For |
| 1.2 | Elect Director Edward J. Guay | Management | For | For |
| 1.3 | Elect Director Michael N. Mears | Management | For | For |
| 1.4 | Elect Director James R. Montague | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MARSH & MCLENNAN COMPANIES, INC. Meeting Date: MAY 18, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MMC Security ID: 571748102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anthony K. Anderson | Management | For | For |
| 1b | Elect Director Oscar Fanjul | Management | For | For |
| 1c | Elect Director Daniel S. Glaser | Management | For | For |
| 1d | Elect Director H. Edward Hanway | Management | For | For |
| 1e | Elect Director Deborah C. Hopkins | Management | For | For |
| 1f | Elect Director Elaine La Roche | Management | For | For |
| 1g | Elect Director Steven A. Mills | Management | For | For |
| 1h | Elect Director Bruce P. Nolop | Management | For | For |
| 1i | Elect Director Marc D. Oken | Management | For | For |
| 1j | Elect Director Morton O. Schapiro | Management | For | For |
| 1k | Elect Director Lloyd M. Yates | Management | For | For |
| 1l | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Adopt Holy Land Principles | Shareholder | Against | Abstain |
| MCDONALD'S CORPORATION Meeting Date: MAY 24, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MCD Security ID: 580135101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd Dean | Management | For | For |
| 1b | Elect Director Stephen Easterbrook | Management | For | For |
| 1c | Elect Director Robert Eckert | Management | For | For |
| 1d | Elect Director Margaret Georgiadis | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1f | Elect Director Jeanne Jackson | Management | For | For |
| 1g | Elect Director Richard Lenny | Management | For | For |
| 1h | Elect Director John Mulligan | Management | For | For |
| 1i | Elect Director Sheila Penrose | Management | For | For |
| 1j | Elect Director John Rogers, Jr. | Management | For | For |
| 1k | Elect Director Miles White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 7 | Reduce Ownership Threshold for Shareholders to Call a Special Meeting | Shareholder | Against | For |
| 8 | Issue New Series of Preferred Stock with the Right to Elect own Director | Shareholder | Against | Against |
| 9 | Adopt Holy Land Principles | Shareholder | Against | Abstain |
| 10 | Adopt Policy to Ban Non-Therapeutic Use of Antibiotics in Meat Supply Chain | Shareholder | Against | For |
| 11 | Assess Environmental Impact of Polystyrene Foam Cups | Shareholder | Against | For |
| 12 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| MCKESSON CORPORATION Meeting Date: JUL 27, 2016 Record Date: MAY 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: MCK Security ID: 58155Q103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andy D. Bryant | Management | For | For |
| 1b | Elect Director Wayne A. Budd | Management | For | For |
| 1c | Elect Director N. Anthony Coles | Management | For | For |
| 1d | Elect Director John H. Hammergren | Management | For | For |
| 1e | Elect Director M. Christine Jacobs | Management | For | For |
| 1f | Elect Director Donald R. Knauss | Management | For | For |
| 1g | Elect Director Marie L. Knowles | Management | For | For |
| 1h | Elect Director Edward A. Mueller | Management | For | For |
| 1i | Elect Director Susan R. Salka | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| 5 | Report on Political Contributions | Shareholder | Against | For |
| MERCK & CO., INC. Meeting Date: MAY 23, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MRK Security ID: 58933Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Pamela J. Craig | Management | For | For |
| 1d | Elect Director Kenneth C. Frazier | Management | For | For |
| 1e | Elect Director Thomas H. Glocer | Management | For | For |
| 1f | Elect Director Rochelle B. Lazarus | Management | For | For |
| 1g | Elect Director John H. Noseworthy | Management | For | For |
| 1h | Elect Director Carlos E. Represas | Management | For | For |
| 1i | Elect Director Paul B. Rothman | Management | For | For |
| 1j | Elect Director Patricia F. Russo | Management | For | For |
| 1k | Elect Director Craig B. Thompson | Management | For | For |
| 1l | Elect Director Wendell P. Weeks | Management | For | For |
| 1m | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| 6 | Adopt Holy Land Principles | Shareholder | Against | Abstain |
| 7 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | For |
| 8 | Report on Board Oversight of Product Safety and Quality | Shareholder | Against | Abstain |
| METLIFE, INC. Meeting Date: JUN 13, 2017 Record Date: APR 14, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MET Security ID: 59156R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.3 | Elect Director David L. Herzog | Management | For | For |
| 1.4 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.5 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.6 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1.7 | Elect Director Edward J. Kelly, III | Management | For | For |
| 1.8 | Elect Director William E. Kennard | Management | For | For |
| 1.9 | Elect Director James M. Kilts | Management | For | For |
| 1.10 | Elect Director Catherine R. Kinney | Management | For | For |
| 1.11 | Elect Director Denise M. Morrison | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| MID-AMERICA APARTMENT COMMUNITIES, INC. Meeting Date: NOV 10, 2016 Record Date: SEP 26, 2016 Meeting Type: SPECIAL | ||||
| Ticker: MAA Security ID: 59522J103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| MID-AMERICA APARTMENT COMMUNITIES, INC. Meeting Date: MAY 23, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MAA Security ID: 59522J103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director H. Eric Bolton, Jr. | Management | For | For |
| 1b | Elect Director Russell R. French | Management | For | For |
| 1c | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1d | Elect Director Toni Jennings | Management | For | For |
| 1e | Elect Director James K. Lowder | Management | For | For |
| 1f | Elect Director Thomas H. Lowder | Management | For | For |
| 1g | Elect Director Monica McGurk | Management | For | For |
| 1h | Elect Director Claude B. Nielsen | Management | For | For |
| 1i | Elect Director Philip W. Norwood | Management | For | For |
| 1j | Elect Director W. Reid Sanders | Management | For | For |
| 1k | Elect Director Gary Shorb | Management | For | For |
| 1l | Elect Director David P. Stockert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MONDELEZ INTERNATIONAL, INC. Meeting Date: MAY 17, 2017 Record Date: MAR 08, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MDLZ Security ID: 609207105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lewis W.K. Booth | Management | For | For |
| 1b | Elect Director Charles E. Bunch | Management | For | For |
| 1c | Elect Director Lois D. Juliber | Management | For | For |
| 1d | Elect Director Mark D. Ketchum | Management | For | For |
| 1e | Elect Director Jorge S. Mesquita | Management | For | For |
| 1f | Elect Director Joseph Neubauer | Management | For | For |
| 1g | Elect Director Nelson Peltz | Management | For | For |
| 1h | Elect Director Fredric G. Reynolds | Management | For | For |
| 1i | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1j | Elect Director Christiana S. Shi | Management | For | For |
| 1k | Elect Director Patrick T. Siewert | Management | For | For |
| 1l | Elect Director Ruth J. Simmons | Management | For | For |
| 1m | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | For |
| 6 | Create a Committee to Prepare a Report Regarding the Impact of Plant Closures on Communities and Alternatives | Shareholder | Against | Abstain |
| MYLAN N.V. Meeting Date: JUN 22, 2017 Record Date: MAY 25, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MYL Security ID: N59465109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Heather Bresch | Management | For | Against |
| 1B | Elect Director Wendy Cameron | Management | For | Against |
| 1C | Elect Director Robert J. Cindrich | Management | For | Against |
| 1D | Elect Director Robert J. Coury | Management | For | Against |
| 1E | Elect Director JoEllen Lyons Dillon | Management | For | Against |
| 1F | Elect Director Neil Dimick | Management | For | Against |
| 1G | Elect Director Melina Higgins | Management | For | Against |
| 1H | Elect Director Rajiv Malik | Management | For | Against |
| 1I | Elect Director Mark W. Parrish | Management | For | Against |
| 1J | Elect Director Randall L. (Pete) Vanderveen | Management | For | Against |
| 1K | Elect Director Sjoerd S. Vollebregt | Management | For | For |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Instruction to Deloitte Accountants B.V. for the Audit of the Company's Dutch Statutory Annual Accounts for Fiscal Year 2017 | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Authorize Repurchase of Shares | Management | For | For |
| NATIONAL GRID PLC Meeting Date: MAY 19, 2017 Record Date: MAY 17, 2017 Meeting Type: SPECIAL | ||||
| Ticker: NG. Security ID: G6375K151 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Share Consolidation | Management | For | For |
| 2 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 3 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 4 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 5 | Authorise Market Purchase of New Ordinary Shares | Management | For | For |
| NEWELL BRANDS INC. Meeting Date: MAY 09, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NWL Security ID: 651229106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ian G.H. Ashken | Management | For | For |
| 1b | Elect Director Thomas E. Clarke | Management | For | For |
| 1c | Elect Director Kevin C. Conroy | Management | For | For |
| 1d | Elect Director Scott S. Cowen | Management | For | For |
| 1e | Elect Director Michael T. Cowhig | Management | For | For |
| 1f | Elect Director Domenico De Sole | Management | For | For |
| 1g | Elect Director Martin E. Franklin | Management | For | For |
| 1h | Elect Director Ros L'Esperance | Management | For | For |
| 1i | Elect Director Michael B. Polk | Management | For | For |
| 1j | Elect Director Steven J. Strobel | Management | For | For |
| 1k | Elect Director Michael A. Todman | Management | For | For |
| 1l | Elect Director Raymond G. Viault | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| NIELSEN HOLDINGS PLC Meeting Date: MAY 23, 2017 Record Date: MAR 24, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NLSN Security ID: G6518L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James A. Attwood, Jr. | Management | For | For |
| 1b | Elect Director Mitch Barns | Management | For | For |
| 1c | Elect Director Karen M. Hoguet | Management | For | For |
| 1d | Elect Director James M. Kilts | Management | For | For |
| 1e | Elect Director Harish Manwani | Management | For | For |
| 1f | Elect Director Robert Pozen | Management | For | For |
| 1g | Elect Director David Rawlinson | Management | For | For |
| 1h | Elect Director Javier G. Teruel | Management | For | For |
| 1i | Elect Director Lauren Zalaznick | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Reappoint Ernst & Young LLP as UK Statutory Auditors | Management | For | For |
| 4 | Authorise the Audit Committee to Fix Remuneration of UK Statutory Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Approve Director's Remuneration Report | Management | For | For |
| NOBLE ENERGY, INC. Meeting Date: APR 25, 2017 Record Date: FEB 24, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NBL Security ID: 655044105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey L. Berenson | Management | For | For |
| 1b | Elect Director Michael A. Cawley | Management | For | For |
| 1c | Elect Director Edward F. Cox | Management | For | For |
| 1d | Elect Director James E. Craddock | Management | For | For |
| 1e | Elect Director Thomas J. Edelman | Management | For | For |
| 1f | Elect Director Kirby L. Hedrick | Management | For | For |
| 1g | Elect Director David L. Stover | Management | For | For |
| 1h | Elect Director Scott D. Urban | Management | For | For |
| 1i | Elect Director William T. Van Kleef | Management | For | For |
| 1j | Elect Director Molly K. Williamson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Against |
| PAYPAL HOLDINGS, INC. Meeting Date: MAY 24, 2017 Record Date: APR 05, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PYPL Security ID: 70450Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wences Casares | Management | For | For |
| 1b | Elect Director Jonathan Christodoro | Management | For | For |
| 1c | Elect Director John J. Donahoe | Management | For | For |
| 1d | Elect Director David W. Dorman | Management | For | For |
| 1e | Elect Director Belinda J. Johnson | Management | For | For |
| 1f | Elect Director Gail J. McGovern | Management | For | For |
| 1g | Elect Director David M. Moffett | Management | For | For |
| 1h | Elect Director Daniel H. Schulman | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Certificate of Incorporation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Report on Sustainability | Shareholder | Against | For |
| 7 | Report on Feasibility of Net-Zero GHG Emissions | Shareholder | Against | For |
| PEPSICO, INC. Meeting Date: MAY 03, 2017 Record Date: MAR 01, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PEP Security ID: 713448108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Shona L. Brown | Management | For | For |
| 1b | Elect Director George W. Buckley | Management | For | For |
| 1c | Elect Director Cesar Conde | Management | For | For |
| 1d | Elect Director Ian M. Cook | Management | For | For |
| 1e | Elect Director Dina Dublon | Management | For | For |
| 1f | Elect Director Rona A. Fairhead | Management | For | For |
| 1g | Elect Director Richard W. Fisher | Management | For | For |
| 1h | Elect Director William R. Johnson | Management | For | For |
| 1i | Elect Director Indra K. Nooyi | Management | For | For |
| 1j | Elect Director David C. Page | Management | For | For |
| 1k | Elect Director Robert C. Pohlad | Management | For | For |
| 1l | Elect Director Daniel Vasella | Management | For | For |
| 1m | Elect Director Darren Walker | Management | For | For |
| 1n | Elect Director Alberto Weisser | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Report on Plans to Minimize Pesticides' Impact on Pollinators | Shareholder | Against | Abstain |
| 6 | Adopt Holy Land Principles | Shareholder | Against | Abstain |
| PG&E CORPORATION Meeting Date: MAY 30, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PCG Security ID: 69331C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lewis Chew | Management | For | For |
| 1.2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 1.3 | Elect Director Fred J. Fowler | Management | For | For |
| 1.4 | Elect Director Jeh C. Johnson | Management | For | For |
| 1.5 | Elect Director Richard C. Kelly | Management | For | For |
| 1.6 | Elect Director Roger H. Kimmel | Management | For | For |
| 1.7 | Elect Director Richard A. Meserve | Management | For | For |
| 1.8 | Elect Director Forrest E. Miller | Management | For | For |
| 1.9 | Elect Director Eric D. Mullins | Management | For | For |
| 1.10 | Elect Director Rosendo G. Parra | Management | For | For |
| 1.11 | Elect Director Barbara L. Rambo | Management | For | For |
| 1.12 | Elect Director Anne Shen Smith | Management | For | For |
| 1.13 | Elect Director Geisha J. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Cease Charitable Contributions | Shareholder | Against | Abstain |
| PHILIP MORRIS INTERNATIONAL INC. Meeting Date: MAY 03, 2017 Record Date: MAR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PM Security ID: 718172109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harold Brown | Management | For | For |
| 1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
| 1.3 | Elect Director Louis C. Camilleri | Management | For | For |
| 1.4 | Elect Director Massimo Ferragamo | Management | For | For |
| 1.5 | Elect Director Werner Geissler | Management | For | For |
| 1.6 | Elect Director Jennifer Li | Management | For | For |
| 1.7 | Elect Director Jun Makihara | Management | For | For |
| 1.8 | Elect Director Sergio Marchionne | Management | For | Against |
| 1.9 | Elect Director Kalpana Morparia | Management | For | For |
| 1.10 | Elect Director Lucio A. Noto | Management | For | For |
| 1.11 | Elect Director Frederik Paulsen | Management | For | For |
| 1.12 | Elect Director Robert B. Polet | Management | For | For |
| 1.13 | Elect Director Stephen M. Wolf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Restricted Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Restricted Stock Plan | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
| 7 | Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
| 8 | Participate in OECD Mediation for Human Rights Violations | Shareholder | Against | Abstain |
| PPG INDUSTRIES, INC. Meeting Date: APR 20, 2017 Record Date: FEB 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PPG Security ID: 693506107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen F. Angel | Management | For | For |
| 1.2 | Elect Director Hugh Grant | Management | For | For |
| 1.3 | Elect Director Melanie L. Healey | Management | For | For |
| 1.4 | Elect Director Michele J. Hooper | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| REPUBLIC SERVICES, INC. Meeting Date: MAY 12, 2017 Record Date: MAR 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: RSG Security ID: 760759100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Manuel Kadre | Management | For | For |
| 1b | Elect Director Tomago Collins | Management | For | For |
| 1c | Elect Director William J. Flynn | Management | For | For |
| 1d | Elect Director Thomas W. Handley | Management | For | For |
| 1e | Elect Director Jennifer M. Kirk | Management | For | For |
| 1f | Elect Director Michael Larson | Management | For | For |
| 1g | Elect Director Ramon A. Rodriguez | Management | For | For |
| 1h | Elect Director Donald W. Slager | Management | For | For |
| 1i | Elect Director John M. Trani | Management | For | For |
| 1j | Elect Director Sandra M. Volpe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| S&P GLOBAL INC. Meeting Date: APR 26, 2017 Record Date: MAR 06, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SPGI Security ID: 78409V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marco Alvera | Management | For | For |
| 1.2 | Elect Director William D. Green | Management | For | For |
| 1.3 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
| 1.4 | Elect Director Stephanie C. Hill | Management | For | For |
| 1.5 | Elect Director Rebecca Jacoby | Management | For | For |
| 1.6 | Elect Director Monique F. Leroux | Management | For | For |
| 1.7 | Elect Director Maria R. Morris | Management | For | For |
| 1.8 | Elect Director Douglas L. Peterson | Management | For | For |
| 1.9 | Elect Director Michael Rake | Management | For | For |
| 1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.11 | Elect Director Kurt L. Schmoke | Management | For | For |
| 1.12 | Elect Director Richard E. Thornburgh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SIMON PROPERTY GROUP, INC. Meeting Date: MAY 10, 2017 Record Date: MAR 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SPG Security ID: 828806109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Larry C. Glasscock | Management | For | For |
| 1c | Elect Director Karen N. Horn | Management | For | For |
| 1d | Elect Director Allan Hubbard | Management | For | For |
| 1e | Elect Director Reuben S. Leibowitz | Management | For | For |
| 1f | Elect Director Gary M. Rodkin | Management | For | For |
| 1g | Elect Director Daniel C. Smith | Management | For | For |
| 1h | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SOUTHWEST AIRLINES CO. Meeting Date: MAY 17, 2017 Record Date: MAR 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: LUV Security ID: 844741108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David W. Biegler | Management | For | For |
| 1b | Elect Director J. Veronica Biggins | Management | For | For |
| 1c | Elect Director Douglas H. Brooks | Management | For | For |
| 1d | Elect Director William H. Cunningham | Management | For | For |
| 1e | Elect Director John G. Denison | Management | For | For |
| 1f | Elect Director Thomas W. Gilligan | Management | For | For |
| 1g | Elect Director Gary C. Kelly | Management | For | For |
| 1h | Elect Director Grace D. Lieblein | Management | For | For |
| 1i | Elect Director Nancy B. Loeffler | Management | For | For |
| 1j | Elect Director John T. Montford | Management | For | For |
| 1k | Elect Director Ron Ricks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| STRYKER CORPORATION Meeting Date: MAY 03, 2017 Record Date: MAR 06, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SYK Security ID: 863667101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Howard E. Cox, Jr. | Management | For | For |
| 1b | Elect Director Srikant M. Datar | Management | For | For |
| 1c | Elect Director Roch Doliveux | Management | For | For |
| 1d | Elect Director Louise L. Francesconi | Management | For | For |
| 1e | Elect Director Allan C. Golston | Management | For | For |
| 1f | Elect Director Kevin A. Lobo | Management | For | For |
| 1g | Elect Director Andrew K. Silvernail | Management | For | For |
| 1h | Elect Director Ronda E. Stryker | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Restricted Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SUNCOR ENERGY INC. Meeting Date: APR 27, 2017 Record Date: MAR 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SU Security ID: 867224107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patricia M. Bedient | Management | For | For |
| 1.2 | Elect Director Mel E. Benson | Management | For | For |
| 1.3 | Elect Director Jacynthe Cote | Management | For | For |
| 1.4 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.5 | Elect Director John D. Gass | Management | For | For |
| 1.6 | Elect Director John R. Huff | Management | For | For |
| 1.7 | Elect Director Maureen McCaw | Management | For | For |
| 1.8 | Elect Director Michael W. O'Brien | Management | For | For |
| 1.9 | Elect Director Eira M. Thomas | Management | For | For |
| 1.10 | Elect Director Steven W. Williams | Management | For | For |
| 1.11 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| SUNTRUST BANKS, INC. Meeting Date: APR 25, 2017 Record Date: FEB 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: STI Security ID: 867914103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dallas S. Clement | Management | For | For |
| 1.2 | Elect Director Paul R. Garcia | Management | For | For |
| 1.3 | Elect Director M. Douglas Ivester | Management | For | For |
| 1.4 | Elect Director Kyle Prechtl Legg | Management | For | For |
| 1.5 | Elect Director Donna S. Morea | Management | For | For |
| 1.6 | Elect Director David M. Ratcliffe | Management | For | For |
| 1.7 | Elect Director William H. Rogers, Jr. | Management | For | For |
| 1.8 | Elect Director Agnes Bundy Scanlan | Management | For | For |
| 1.9 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
| 1.10 | Elect Director Bruce L. Tanner | Management | For | For |
| 1.11 | Elect Director Thomas R. Watjen | Management | For | For |
| 1.12 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SYNCHRONY FINANCIAL Meeting Date: MAY 18, 2017 Record Date: MAR 23, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SYF Security ID: 87165B103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Margaret M. Keane | Management | For | For |
| 1b | Elect Director Paget L. Alves | Management | For | For |
| 1c | Elect Director Arthur W. Coviello, Jr. | Management | For | For |
| 1d | Elect Director William W. Graylin | Management | For | For |
| 1e | Elect Director Roy A. Guthrie | Management | For | For |
| 1f | Elect Director Richard C. Hartnack | Management | For | For |
| 1g | Elect Director Jeffrey G. Naylor | Management | For | For |
| 1h | Elect Director Laurel J. Richie | Management | For | For |
| 1i | Elect Director Olympia J. Snowe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| THE BANK OF NEW YORK MELLON CORPORATION Meeting Date: APR 11, 2017 Record Date: FEB 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BK Security ID: 064058100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Linda Z. Cook | Management | For | For |
| 1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1.3 | Elect Director Joseph J. Echevarria | Management | For | For |
| 1.4 | Elect Director Edward P. Garden | Management | For | For |
| 1.5 | Elect Director Jeffrey A. Goldstein | Management | For | For |
| 1.6 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.7 | Elect Director John M. Hinshaw | Management | For | For |
| 1.8 | Elect Director Edmund F. "Ted" Kelly | Management | For | For |
| 1.9 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.10 | Elect Director Jennifer B. Morgan | Management | For | For |
| 1.11 | Elect Director Mark A. Nordenberg | Management | For | For |
| 1.12 | Elect Director Elizabeth E. Robinson | Management | For | For |
| 1.13 | Elect Director Samuel C. Scott, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Report on and Assess Proxy Voting Policies in Relation to Climate Change Position | Shareholder | Against | Abstain |
| THE CHARLES SCHWAB CORPORATION Meeting Date: MAY 16, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SCHW Security ID: 808513105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William S. Haraf | Management | For | For |
| 1b | Elect Director Frank C. Herringer | Management | For | For |
| 1c | Elect Director Stephen T. McLin | Management | For | For |
| 1d | Elect Director Roger O. Walther | Management | For | For |
| 1e | Elect Director Robert N. Wilson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | For |
| 7 | Adopt Proxy Access Right | Shareholder | Against | For |
| 8 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| THE KRAFT HEINZ COMPANY Meeting Date: APR 19, 2017 Record Date: FEB 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: KHC Security ID: 500754106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory E. Abel | Management | For | For |
| 1b | Elect Director Alexandre Behring | Management | For | For |
| 1c | Elect Director Warren E. Buffett | Management | For | For |
| 1d | Elect Director John T. Cahill | Management | For | For |
| 1e | Elect Director Tracy Britt Cool | Management | For | For |
| 1f | Elect Director Feroz Dewan | Management | For | For |
| 1g | Elect Director Jeanne P. Jackson | Management | For | For |
| 1h | Elect Director Jorge Paulo Lemann | Management | For | For |
| 1i | Elect Director Mackey J. McDonald | Management | For | For |
| 1j | Elect Director John C. Pope | Management | For | For |
| 1k | Elect Director Marcel Herrmann Telles | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Sustainability | Shareholder | Against | For |
| 5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | For |
| 6 | Report on Supply Chain Impact on Deforestation | Shareholder | Against | For |
| THE PROGRESSIVE CORPORATION Meeting Date: MAY 12, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PGR Security ID: 743315103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stuart B. Burgdoerfer | Management | For | For |
| 1b | Elect Director Charles A. Davis | Management | For | For |
| 1c | Elect Director Roger N. Farah | Management | For | For |
| 1d | Elect Director Lawton W. Fitt | Management | For | For |
| 1e | Elect Director Susan Patricia Griffith | Management | For | For |
| 1f | Elect Director Jeffrey D. Kelly | Management | For | For |
| 1g | Elect Director Patrick H. Nettles | Management | For | For |
| 1h | Elect Director Glenn M. Renwick | Management | For | For |
| 1i | Elect Director Bradley T. Sheares | Management | For | For |
| 1j | Elect Director Barbara R. Snyder | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| TYCO INTERNATIONAL PLC Meeting Date: AUG 17, 2016 Record Date: JUN 27, 2016 Meeting Type: SPECIAL | ||||
| Ticker: TYC Security ID: G91442106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles Re: Memorandum of Association | Management | For | For |
| 2 | Amend Articles Re: Tyco Governing Documents Proposals | Management | For | For |
| 3 | Approve Stock Consolidation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Issue Shares in Connection with the Merger | Management | For | For |
| 6 | Change Company Name to Johnson Controls International plc | Management | For | For |
| 7 | Increase Authorized Preferred and Common Stock | Management | For | For |
| 8 | Approve the Directors' Authority to Allot Shares | Management | For | For |
| 9 | Approve the Disapplication of Statutory Pre-Emption Rights | Management | For | For |
| 10 | Approve the Renominalization of Tyco Ordinary Shares | Management | For | For |
| 11 | Approve the Creation of Distributable Reserves | Management | For | For |
| U.S. BANCORP Meeting Date: APR 18, 2017 Record Date: FEB 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: USB Security ID: 902973304 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1b | Elect Director Warner L. Baxter | Management | For | For |
| 1c | Elect Director Marc N. Casper | Management | For | For |
| 1d | Elect Director Andrew Cecere | Management | For | For |
| 1e | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1f | Elect Director Richard K. Davis | Management | For | For |
| 1g | Elect Director Kimberly J. Harris | Management | For | For |
| 1h | Elect Director Roland A. Hernandez | Management | For | For |
| 1i | Elect Director Doreen Woo Ho | Management | For | For |
| 1j | Elect Director Olivia F. Kirtley | Management | For | For |
| 1k | Elect Director Karen S. Lynch | Management | For | For |
| 1l | Elect Director David B. O'Maley | Management | For | For |
| 1m | Elect Director O'dell M. Owens | Management | For | For |
| 1n | Elect Director Craig D. Schnuck | Management | For | For |
| 1o | Elect Director Scott W. Wine | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| UNITED TECHNOLOGIES CORPORATION Meeting Date: APR 24, 2017 Record Date: FEB 28, 2017 Meeting Type: ANNUAL | ||||
| Ticker: UTX Security ID: 913017109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd J. Austin, III | Management | For | For |
| 1b | Elect Director Diane M. Bryant | Management | For | For |
| 1c | Elect Director John V. Faraci | Management | For | For |
| 1d | Elect Director Jean-Pierre Garnier | Management | For | For |
| 1e | Elect Director Gregory J. Hayes | Management | For | For |
| 1f | Elect Director Edward A. Kangas | Management | For | For |
| 1g | Elect Director Ellen J. Kullman | Management | For | For |
| 1h | Elect Director Marshall O. Larsen | Management | For | Against |
| 1i | Elect Director Harold McGraw, III | Management | For | For |
| 1j | Elect Director Fredric G. Reynolds | Management | For | For |
| 1k | Elect Director Brian C. Rogers | Management | For | For |
| 1l | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| UNITEDHEALTH GROUP INCORPORATED Meeting Date: JUN 05, 2017 Record Date: APR 11, 2017 Meeting Type: ANNUAL | ||||
| Ticker: UNH Security ID: 91324P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William C. Ballard, Jr. | Management | For | For |
| 1b | Elect Director Richard T. Burke | Management | For | For |
| 1c | Elect Director Timothy P. Flynn | Management | For | For |
| 1d | Elect Director Stephen J. Hemsley | Management | For | For |
| 1e | Elect Director Michele J. Hooper | Management | For | For |
| 1f | Elect Director Rodger A. Lawson | Management | For | For |
| 1g | Elect Director Glenn M. Renwick | Management | For | For |
| 1h | Elect Director Kenneth I. Shine | Management | For | For |
| 1i | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| VALEANT PHARMACEUTICALS INTERNATIONAL, INC. Meeting Date: MAY 02, 2017 Record Date: MAR 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: VRX Security ID: 91911K102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard U. DeSchutter | Management | For | For |
| 1b | Elect Director Fredric N. Eshelman | Management | For | For |
| 1c | Elect Director D. Robert Hale | Management | For | For |
| 1d | Elect Director Argeris (Jerry) N. Karabelas | Management | For | For |
| 1e | Elect Director Sarah B. Kavanagh | Management | For | For |
| 1f | Elect Director Joseph C. Papa | Management | For | For |
| 1g | Elect Director Robert N. Power | Management | For | For |
| 1h | Elect Director Russel C. Robertson | Management | For | For |
| 1i | Elect Director Thomas W. Ross, Sr. | Management | For | For |
| 1j | Elect Director Amy B. Wechsler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| VERIZON COMMUNICATIONS INC. Meeting Date: MAY 04, 2017 Record Date: MAR 06, 2017 Meeting Type: ANNUAL | ||||
| Ticker: VZ Security ID: 92343V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Mark T. Bertolini | Management | For | For |
| 1.3 | Elect Director Richard L. Carrion | Management | For | For |
| 1.4 | Elect Director Melanie L. Healey | Management | For | For |
| 1.5 | Elect Director M. Frances Keeth | Management | For | For |
| 1.6 | Elect Director Karl-Ludwig Kley | Management | For | For |
| 1.7 | Elect Director Lowell C. McAdam | Management | For | For |
| 1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.9 | Elect Director Rodney E. Slater | Management | For | For |
| 1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
| 1.11 | Elect Director Gregory D. Wasson | Management | For | For |
| 1.12 | Elect Director Gregory G. Weaver | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
| 7 | Report on Feasibility of Adopting GHG Emissions Targets | Shareholder | Against | Abstain |
| 8 | Amend Bylaws - Call Special Meetings | Shareholder | Against | For |
| 9 | Amend Clawback Policy | Shareholder | Against | For |
| 10 | Stock Retention/Holding Period | Shareholder | Against | For |
| 11 | Limit Matching Contributions to Executive Retirement Plans | Shareholder | Against | Against |
| VULCAN MATERIALS COMPANY Meeting Date: MAY 12, 2017 Record Date: MAR 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: VMC Security ID: 929160109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director O. B. Grayson Hall, Jr. | Management | For | For |
| 1b | Elect Director James T. Prokopanko | Management | For | For |
| 1c | Elect Director David P. Steiner | Management | For | For |
| 1d | Elect Director Kathleen Wilson-Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WASTE CONNECTIONS, INC. Meeting Date: MAY 23, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: WCN Security ID: 94106B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald J. Mittelstaedt | Management | For | For |
| 1.2 | Elect Director Robert H. Davis | Management | For | For |
| 1.3 | Elect Director Edward E. "Ned" Guillet | Management | For | For |
| 1.4 | Elect Director Michael W. Harlan | Management | For | For |
| 1.5 | Elect Director Larry S. Hughes | Management | For | For |
| 1.6 | Elect Director Susan "Sue" Lee | Management | For | For |
| 1.7 | Elect Director William J. Razzouk | Management | For | For |
| 2 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 3 | Approve Stock Split | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| WESTERN DIGITAL CORPORATION Meeting Date: NOV 04, 2016 Record Date: SEP 08, 2016 Meeting Type: ANNUAL | ||||
| Ticker: WDC Security ID: 958102105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin I. Cole | Management | For | For |
| 1b | Elect Director Kathleen A. Cote | Management | For | For |
| 1c | Elect Director Henry T. DeNero | Management | For | For |
| 1d | Elect Director Michael D. Lambert | Management | For | For |
| 1e | Elect Director Len J. Lauer | Management | For | For |
| 1f | Elect Director Matthew E. Massengill | Management | For | For |
| 1g | Elect Director Sanjay Mehrotra | Management | For | For |
| 1h | Elect Director Stephen D. Milligan | Management | For | For |
| 1i | Elect Director Paula A. Price | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION Meeting Date: MAY 10, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: WAB Security ID: 929740108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philippe Alfroid | Management | For | For |
| 1.2 | Elect Director Raymond T. Betler | Management | For | For |
| 1.3 | Elect Director Emilio A. Fernandez | Management | For | For |
| 1.4 | Elect Director Lee B. Foster, II | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| WHIRLPOOL CORPORATION Meeting Date: APR 18, 2017 Record Date: FEB 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: WHR Security ID: 963320106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel R. Allen | Management | For | For |
| 1b | Elect Director Marc R. Bitzer | Management | For | For |
| 1c | Elect Director Greg Creed | Management | For | For |
| 1d | Elect Director Gary T. DiCamillo | Management | For | For |
| 1e | Elect Director Diane M. Dietz | Management | For | For |
| 1f | Elect Director Gerri T. Elliott | Management | For | For |
| 1g | Elect Director Jeff M. Fettig | Management | For | For |
| 1h | Elect Director Michael F. Johnston | Management | For | For |
| 1i | Elect Director John D. Liu | Management | For | For |
| 1j | Elect Director Harish Manwani | Management | For | For |
| 1k | Elect Director William D. Perez | Management | For | For |
| 1l | Elect Director Larry O. Spencer | Management | For | For |
| 1m | Elect Director Michael D. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| WYNDHAM WORLDWIDE CORPORATION Meeting Date: MAY 09, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: WYN Security ID: 98310W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Myra J. Biblowit | Management | For | For |
| 1b | Elect Director Louise F. Brady | Management | For | For |
| 1c | Elect Director James E. Buckman | Management | For | For |
| 1d | Elect Director George Herrera | Management | For | For |
| 1e | Elect Director Stephen P. Holmes | Management | For | For |
| 1f | Elect Director Brian Mulroney | Management | For | For |
| 1g | Elect Director Pauline D.E. Richards | Management | For | For |
| 1h | Elect Director Michael H. Wargotz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Report on Political Contributions Disclosure | Shareholder | Against | For |
| XPO LOGISTICS, INC. Meeting Date: MAY 10, 2017 Record Date: MAR 24, 2017 Meeting Type: ANNUAL | ||||
| Ticker: XPO Security ID: 983793100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bradley S. Jacobs | Management | For | For |
| 1.2 | Elect Director Gena L. Ashe | Management | For | For |
| 1.3 | Elect Director Louis DeJoy | Management | For | For |
| 1.4 | Elect Director Michael G. Jesselson | Management | For | For |
| 1.5 | Elect Director Adrian P. Kingshott | Management | For | For |
| 1.6 | Elect Director Jason D. Papastavrou | Management | For | For |
| 1.7 | Elect Director Oren G. Shaffer | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Annual Sustainability | Shareholder | Against | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant: | Oppenheimer Main Street Funds on behalf of Oppenheimer Main Street Fund |
| By: | Arthur P. Steinmetz* |
| Arthur P. Steinmetz, | |
Trustee, President and Principal Executive Officer |
Date: August 29, 2017
| *By: | /s/ Taylor V. Edwards | |
| ------------------------------------------ | ||
| Taylor V. Edwards, Attorney in Fact |
