UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
811-05518
Investment Company Act file number
The RBB Fund, Inc.
(Exact name of registrant as specified in charter)
615 East Michigan Street
Milwaukee, WI 53202
(Address of principal executive offices)(Zip code)
Salvatore Faia, President
c/o U.S. Bancorp Fund Services, LLC
615 East Michigan Street
Milwaukee, WI 53202
(Name and address of agent for service)
Registrant's telephone number, including area code: (414) 765-5366
Date of fiscal year end:August 31
Date of reporting period:July 1, 2018 – June 30, 2019
Item 1. Proxy Voting Record.
Abbey Capital Limited
Abbey Capital Futures Strategy Fund
The Abbey Capital Futures Strategy Fund did not vote any proxies during the one year period ended June 30, 2019.
Abbey Capital Multi Asset Fund
The Abbey Capital Multi Asset Fund did not vote any proxies during the one year period ended June 30, 2019.
Adara Smaller Companies Fund
Aperio Group, LLC
Meeting Date Range: 01-Jul-2018 To 30-Jun-2019 | ||||||||||
Selected Accounts | ||||||||||
TILE SHOP HOLDINGS, INC. | ||||||||||
Security: | 88677Q109 | Meeting Type: | Annual | |||||||
Ticker: | TTS | Meeting Date: | 10-Jul-2018 | |||||||
ISIN | US88677Q1094 | Vote Deadline Date: | 09-Jul-2018 | |||||||
Agenda | 934834361 | Management | Total Ballot Shares: | 12405 | ||||||
Last Vote Date: | 08-Jun-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Christopher T. Cook | 0 | 0 | 8676 | 0 | |||||
2 | Robert A. Rucker | 8676 | 0 | 0 | 0 | |||||
2 | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | For | None | 8676 | 0 | 0 | 0 | |||
3 | To hold a non-binding advisory vote on named executive officer compensation (a "Say-on- Pay"vote). | For | None | 8676 | 0 | 0 | 0 | |||
TRIUMPH GROUP, INC. | ||||||||||
Security: | 896818101 | Meeting Type: | Annual | |||||||
Ticker: | TGI | Meeting Date: | 11-Jul-2018 | |||||||
ISIN | US8968181011 | Vote Deadline Date: | 10-Jul-2018 | |||||||
Agenda | 934839347 | Management | Total Ballot Shares: | 12348 | ||||||
Last Vote Date: | 02-Jun-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Paul Bourgon | For | None | 2858 | 0 | 0 | 0 | |||
2 | Election of Director: Daniel J. Crowley | For | None | 2858 | 0 | 0 | 0 | |||
3 | Election of Director: Ralph E. Eberhart | For | None | 2858 | 0 | 0 | 0 | |||
4 | Election of Director: Daniel P. Garton | For | None | 2858 | 0 | 0 | 0 | |||
5 | Election of Director: Dawne S. Hickton | For | None | 2858 | 0 | 0 | 0 | |||
6 | Election of Director: William L. Mansfield | For | None | 2858 | 0 | 0 | 0 | |||
7 | Election of Director: Adam J. Palmer | For | None | 2858 | 0 | 0 | 0 | |||
8 | Election of Director: Joseph M. Silvestri | For | None | 2858 | 0 | 0 | 0 | |||
9 | Election of Director: Larry O. Spencer | For | None | 2858 | 0 | 0 | 0 | |||
10 | To approve, by advisory vote, the compensation paid to our named executive officers for fiscal year 2018. | For | None | 2858 | 0 | 0 | 0 | |||
11 | To approve the Triumph Group, Inc. 2018 Equity Incentive Plan. | For | None | 2858 | 0 | 0 | 0 | |||
12 | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2019. | For | None | 2858 | 0 | 0 | 0 | |||
13 | Stockholder proposal to reduce the threshold to call special stockholder meetings to 10% of outstanding shares. | Against | None | 0 | 2858 | 0 | 0 | |||
FINANCIAL ENGINES, INC. | ||||||||||
Security: | 317485100 | Meeting Type: | Special | |||||||
Ticker: | FNGN | Meeting Date: | 16-Jul-2018 | |||||||
ISIN | US3174851002 | Vote Deadline Date: | 13-Jul-2018 | |||||||
Agenda | 934846188 | Management | Total Ballot Shares: | 13742 | ||||||
Last Vote Date: | 09-Jun-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | To adopt the Agreement and Plan of Merger, dated as of April 29, 2018 ("merger agreement"), by and among Financial Engines, Inc. ("Company"), Edelman Financial, L.P. ("Parent"), and Flashdance Merger Sub, Inc. ("Merger Sub"), pursuant to which Merger Sub will be merged with and into the Company (the "merger"). | For | None | 3587 | 0 | 0 | 0 | |||
2 | To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to the Company's named executive officers in connection with the merger. | For | None | 3587 | 0 | 0 | 0 | |||
3 | To approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement or in the absence of a quorum. | For | None | 3587 | 0 | 0 | 0 | |||
RH | ||||||||||
Security: | 74967X103 | Meeting Type: | Annual | |||||||
Ticker: | RH | Meeting Date: | 18-Jul-2018 | |||||||
ISIN | US74967X1037 | Vote Deadline Date: | 17-Jul-2018 | |||||||
Agenda | 934839373 | Management | Total Ballot Shares: | 6783 | ||||||
Last Vote Date: | 06-Jun-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Gary Friedman | 2622 | 0 | 0 | 0 | |||||
2 | Carlos Alberini | 2622 | 0 | 0 | 0 | |||||
3 | Keith C. Belling | 2622 | 0 | 0 | 0 | |||||
2 | Advisory vote to approve named executive officer compensation. | For | None | 2622 | 0 | 0 | 0 | |||
3 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2018 fiscal year. | For | None | 2622 | 0 | 0 | 0 | |||
CAL-MAINE FOODS, INC. | ||||||||||
Security: | 128030202 | Meeting Type: | Special | |||||||
Ticker: | CALM | Meeting Date: | 20-Jul-2018 | |||||||
ISIN | US1280302027 | Vote Deadline Date: | 19-Jul-2018 | |||||||
Agenda | 934853094 | Management | Total Ballot Shares: | 6438 | ||||||
Last Vote Date: | 28-Jun-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Class A Common Stock Amendment to amend certain terms of capital stock as described in the Proxy Statement | For | None | 1158 | 0 | 0 | 0 | |||
2 | Ancillary Amendment to update certain provisions that are out-of-date, obsolete or inoperative and correct one typographical error as described in the Proxy Statement | For | None | 1158 | 0 | 0 | 0 | |||
CALAMP CORP. | ||||||||||
Security: | 128126109 | Meeting Type: | Annual | |||||||
Ticker: | CAMP | Meeting Date: | 25-Jul-2018 | |||||||
ISIN | US1281261099 | Vote Deadline Date: | 24-Jul-2018 | |||||||
Agenda | 934847510 | Management | Total Ballot Shares: | 9940 | ||||||
Last Vote Date: | 16-Jun-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: A.J. "Bert" Moyer | For | None | 4959 | 0 | 0 | 0 | |||
2 | Election of Director: Kimberly Alexy | For | None | 4959 | 0 | 0 | 0 | |||
3 | Election of Director: Michael Burdiek | For | None | 4959 | 0 | 0 | 0 | |||
4 | Election of Director: Jeffery Gardner | For | None | 4959 | 0 | 0 | 0 | |||
5 | Election of Director: Amal Johnson | For | None | 4959 | 0 | 0 | 0 | |||
6 | Election of Director: Jorge Titinger | For | None | 4959 | 0 | 0 | 0 | |||
7 | Election of Director: Larry Wolfe | For | None | 4959 | 0 | 0 | 0 | |||
8 | Advisory vote on Named Executive Officer compensation ("Say-on-Pay"). | For | None | 4959 | 0 | 0 | 0 | |||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||
9 | Advisory vote on the frequency of future Say-on- Pay proposals. | 1 Year | None | 4959 | 0 | 0 | 0 | |||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
10 | Approve the adoption of the CalAmp Corp. 2018 Employee Stock Purchase Plan. | For | None | 0 | 4959 | 0 | 0 | |||
11 | Ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the fiscal year ending February 28, 2019. | For | None | 4959 | 0 | 0 | 0 | |||
GREENHILL & CO., INC. | ||||||||||
Security: | 395259104 | Meeting Type: | Annual | |||||||
Ticker: | GHL | Meeting Date: | 25-Jul-2018 | |||||||
ISIN | US3952591044 | Vote Deadline Date: | 24-Jul-2018 | |||||||
Agenda | 934846998 | Management | Total Ballot Shares: | 8785 | ||||||
Last Vote Date: | 17-Jun-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Robert F. Greenhill | 3731 | 0 | 0 | 0 | |||||
2 | Scott L. Bok | 3731 | 0 | 0 | 0 | |||||
3 | Steven F. Goldstone | 3731 | 0 | 0 | 0 | |||||
4 | Stephen L. Key | 3731 | 0 | 0 | 0 | |||||
5 | John D. Liu | 3731 | 0 | 0 | 0 | |||||
6 | Karen P. Robards | 3731 | 0 | 0 | 0 | |||||
7 | Meryl D. Hartzband | 3731 | 0 | 0 | 0 | |||||
2 | Advisory vote to approve named executive officer compensation. | For | None | 3731 | 0 | 0 | 0 | |||
3 | Stockholder Proposal - amendment of bylaws to allow holders of 10% of our common stock to call a special meeting. | Against | None | 0 | 3731 | 0 | 0 | |||
4 | Ratification of the Selection of Ernst & Young LLP to serve as Greenhill's Auditors for the year ending December 31, 2018. | For | None | 3731 | 0 | 0 | 0 | |||
HAEMONETICS CORPORATION | ||||||||||
Security: | 405024100 | Meeting Type: | Annual | |||||||
Ticker: | HAE | Meeting Date: | 26-Jul-2018 | |||||||
ISIN | US4050241003 | Vote Deadline Date: | 25-Jul-2018 | |||||||
Agenda | 934845922 | Management | Total Ballot Shares: | 7640 | ||||||
Last Vote Date: | 13-Jun-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Catherine M. Burzik | 3260 | 0 | 0 | 0 | |||||
2 | Ronald G. Gelbman | 3260 | 0 | 0 | 0 | |||||
3 | Richard J. Meelia* | 3260 | 0 | 0 | 0 | |||||
2 | Advisory vote to approve the compensation of our named executive officers. | For | None | 3260 | 0 | 0 | 0 | |||
3 | Ratification of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending March 30, 2019. | For | None | 3260 | 0 | 0 | 0 | |||
4 | Amendments to the Company's Restated Articles of Organization and By-Laws to reduce certain super-majority voting requirements to a majority voting standard. | For | None | 3260 | 0 | 0 | 0 | |||
5 | Shareholder proposal to elect each director annually, if properly presented at the meeting. | Against | None | 3260 | 0 | 0 | 0 | |||
PETMED EXPRESS, INC. | ||||||||||
Security: | 716382106 | Meeting Type: | Annual | |||||||
Ticker: | PETS | Meeting Date: | 27-Jul-2018 | |||||||
ISIN | US7163821066 | Vote Deadline Date: | 26-Jul-2018 | |||||||
Agenda | 934845984 | Management | Total Ballot Shares: | 24729 | ||||||
Last Vote Date: | 16-Jun-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Menderes Akdag | 3582 | 0 | 0 | 0 | |||||
2 | Leslie C.G. Campbell | 3582 | 0 | 0 | 0 | |||||
3 | Frank J. Formica | 3582 | 0 | 0 | 0 | |||||
4 | Gian M. Fulgoni | 3582 | 0 | 0 | 0 | |||||
5 | Ronald J. Korn | 3582 | 0 | 0 | 0 | |||||
6 | Robert C. Schweitzer | 3582 | 0 | 0 | 0 | |||||
2 | An advisory (non-binding) vote on executive compensation. | For | None | 3582 | 0 | 0 | 0 | |||
3 | To ratify the appointment of RSM US LLP as the independent registered public accounting firm for the Company to serve for the 2019 fiscal year. | For | None | 3582 | 0 | 0 | 0 | |||
ABAXIS, INC. | ||||||||||
Security: | 002567105 | Meeting Type: | Special | |||||||
Ticker: | ABAX | Meeting Date: | 31-Jul-2018 | |||||||
ISIN | US0025671050 | Vote Deadline Date: | 30-Jul-2018 | |||||||
Agenda | 934854147 | Management | Total Ballot Shares: | 6242 | ||||||
Last Vote Date: | 03-Jul-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | To approve the Agreement and Plan of Merger, dated as of May 15, 2018, by and among Zoetis Inc., Zeus Merger Sub, Inc., an indirect wholly- owned subsidiary of Zoetis, Inc., and Abaxis, Inc., as it may be amended from time to time (the "merger agreement"), the merger contemplated by the merger agreement, and principal terms thereof (the "merger agreement proposal"). | For | None | 1761 | 0 | 0 | 0 | |||
2 | To approve, on an advisory basis, the merger- related compensation for Abaxis' named executive officers. | For | None | 1761 | 0 | 0 | 0 | |||
3 | To vote to adjourn the Special Meeting, if necessary or appropriate, for the purpose of soliciting additional proxies to vote in favor of merger agreement proposal. | For | None | 1761 | 0 | 0 | 0 | |||
BRISTOW GROUP INC. | ||||||||||
Security: | 110394103 | Meeting Type: | Annual | |||||||
Ticker: | BRS | Meeting Date: | 31-Jul-2018 | |||||||
ISIN | US1103941035 | Vote Deadline Date: | 30-Jul-2018 | |||||||
Agenda | 934848877 | Management | Total Ballot Shares: | 9990 | ||||||
Last Vote Date: | 23-Jun-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Thomas N. Amonett | 6128 | 0 | 0 | 0 | |||||
2 | Jonathan E. Baliff | 6128 | 0 | 0 | 0 | |||||
3 | Gaurdie E. Banister, Jr | 6128 | 0 | 0 | 0 | |||||
4 | Lori A. Gobillot | 6128 | 0 | 0 | 0 | |||||
5 | Ian A. Godden | 6128 | 0 | 0 | 0 | |||||
6 | A. William Higgins | 6128 | 0 | 0 | 0 | |||||
7 | Stephen A. King | 6128 | 0 | 0 | 0 | |||||
8 | Thomas C. Knudson | 6128 | 0 | 0 | 0 | |||||
9 | Biggs C. Porter | 6128 | 0 | 0 | 0 | |||||
2 | Advisory approval of executive compensation. | For | None | 6128 | 0 | 0 | 0 | |||
3 | Approval of the removal of common stock issuance restrictions of the Company upon the exercise of warrants. | For | None | 6128 | 0 | 0 | 0 | |||
4 | Approval and ratification of the selection of KPMG LLP as the Company's independent auditors for the fiscal year ending March 31, 2019. | For | None | 6128 | 0 | 0 | 0 | |||
PRESTIGE CONSUMER HEALTHCARE INC. | ||||||||||
Security: | 74112D101 | Meeting Type: | Annual | |||||||
Ticker: | PBH | Meeting Date: | 31-Jul-2018 | |||||||
ISIN | US74112D1019 | Vote Deadline Date: | 30-Jul-2018 | |||||||
Agenda | 934854414 | Management | Total Ballot Shares: | 41217 | ||||||
Last Vote Date: | 16-Jul-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Ronald M. Lombardi | 1398 | 0 | 0 | 0 | |||||
2 | John E. Byom | 1398 | 0 | 0 | 0 | |||||
3 | Gary E. Costley | 1398 | 0 | 0 | 0 | |||||
4 | Sheila A. Hopkins | 1398 | 0 | 0 | 0 | |||||
5 | James M. Jenness | 1398 | 0 | 0 | 0 | |||||
6 | Carl J. Johnson | 1398 | 0 | 0 | 0 | |||||
7 | Natale S. Ricciardi | 1398 | 0 | 0 | 0 | |||||
2 | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Prestige Brands Holdings, Inc. for the fiscal year ending March 31, 2019. | For | None | 1398 | 0 | 0 | 0 | |||
3 | Say on Pay - An advisory vote on the resolution to approve the compensation of Prestige Brands Holdings, Inc.'s named executive officers. | For | None | 1398 | 0 | 0 | 0 | |||
CHUY'S HOLDINGS, INC. | ||||||||||
Security: | 171604101 | Meeting Type: | Annual | |||||||
Ticker: | CHUY | Meeting Date: | 02-Aug-2018 | |||||||
ISIN | US1716041017 | Vote Deadline Date: | 01-Aug-2018 | |||||||
Agenda | 934846912 | Management | Total Ballot Shares: | 7256 | ||||||
Last Vote Date: | 16-Jun-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Starlette Johnson | 4399 | 0 | 0 | 0 | |||||
2 | Randall DeWitt | 4399 | 0 | 0 | 0 | |||||
2 | Approval of the non-binding, advisory vote on executive compensation. | For | None | 4399 | 0 | 0 | 0 | |||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||
3 | The frequency in which the Company will hold future non-binding, advisory votes on executive compensation. | 1 Year | None | 4399 | 0 | 0 | 0 | |||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
4 | The ratification of the appointment of RSM US LLP as the Company's independent registered public accounting firm for 2018 | For | None | 4399 | 0 | 0 | 0 | |||
ENERSYS | ||||||||||
Security: | 29275Y102 | Meeting Type: | Annual | |||||||
Ticker: | ENS | Meeting Date: | 02-Aug-2018 | |||||||
ISIN | US29275Y1029 | Vote Deadline Date: | 01-Aug-2018 | |||||||
Agenda | 934850050 | Management | Total Ballot Shares: | 12566 | ||||||
Last Vote Date: | 16-Jul-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Class II Director: Hwan-yoon F. Chung | For | None | 3171 | 0 | 0 | 0 | |||
2 | Election of Class II Director: Nelda J. Connors | For | None | 3171 | 0 | 0 | 0 | |||
3 | Election of Class II Director: Arthur T. Katsaros | For | None | 3171 | 0 | 0 | 0 | |||
4 | Election of Class II Director: Gen. Robert Magnus, USMC (Retired) | For | None | 3171 | 0 | 0 | 0 | |||
5 | To approve, ratify and adopt the EnerSys 2018 Employee Stock Purchase Plan. | For | None | 0 | 3171 | 0 | 0 | |||
6 | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year ending March 31, 2019. | For | None | 3171 | 0 | 0 | 0 | |||
7 | An advisory vote to approve the compensation of EnerSys' named executive officers. | For | None | 3171 | 0 | 0 | 0 | |||
UNIVERSAL CORPORATION | ||||||||||
Security: | 913456109 | Meeting Type: | Annual | |||||||
Ticker: | UVV | Meeting Date: | 02-Aug-2018 | |||||||
ISIN | US9134561094 | Vote Deadline Date: | 01-Aug-2018 | |||||||
Agenda | 934852460 | Management | Total Ballot Shares: | 14468.7219 | ||||||
Last Vote Date: | 27-Jun-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Diana F. Cantor | 1451 | 0 | 0 | 0 | |||||
2 | Robert C. Sledd | 1451 | 0 | 0 | 0 | |||||
3 | Thomas H. Tullidge, Jr. | 1451 | 0 | 0 | 0 | |||||
2 | Approve a non-binding advisory resolution approving the compensation of the named executive officers | For | None | 1451 | 0 | 0 | 0 | |||
3 | Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2019 | For | None | 1451 | 0 | 0 | 0 | |||
CIRRUS LOGIC, INC. | ||||||||||
Security: | 172755100 | Meeting Type: | Annual | |||||||
Ticker: | CRUS | Meeting Date: | 03-Aug-2018 | |||||||
ISIN | US1727551004 | Vote Deadline Date: | 02-Aug-2018 | |||||||
Agenda | 934850048 | Management | Total Ballot Shares: | 19099 | ||||||
Last Vote Date: | 23-Jun-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | John C. Carter | 3525 | 0 | 0 | 0 | |||||
2 | Alexander M. Davern | 3525 | 0 | 0 | 0 | |||||
3 | Timothy R. Dehne | 3525 | 0 | 0 | 0 | |||||
4 | Christine King | 3525 | 0 | 0 | 0 | |||||
5 | Jason P. Rhode | 3525 | 0 | 0 | 0 | |||||
6 | Alan R. Schuele | 3525 | 0 | 0 | 0 | |||||
7 | David J. Tupman | 3525 | 0 | 0 | 0 | |||||
2 | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending March 30, 2019. | For | None | 3525 | 0 | 0 | 0 | |||
3 | Advisory vote to approve executive compensation. | For | None | 3525 | 0 | 0 | 0 | |||
4 | Approval of the Company's 2018 Long-Term Incentive Plan. | For | None | 3525 | 0 | 0 | 0 | |||
8X8, INC. | ||||||||||
Security: | 282914100 | Meeting Type: | Annual | |||||||
Ticker: | EGHT | Meeting Date: | 07-Aug-2018 | |||||||
ISIN | US2829141009 | Vote Deadline Date: | 06-Aug-2018 | |||||||
Agenda | 934858133 | Management | Total Ballot Shares: | 34022 | ||||||
Last Vote Date: | 18-Jul-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Guy L. Hecker, Jr. | 0 | 0 | 4788 | 0 | |||||
2 | Bryan R. Martin | 4788 | 0 | 0 | 0 | |||||
3 | Vikram Verma | 4788 | 0 | 0 | 0 | |||||
4 | Eric Salzman | 0 | 0 | 4788 | 0 | |||||
5 | Ian Potter | 4788 | 0 | 0 | 0 | |||||
6 | Jaswinder Pal Singh | 4788 | 0 | 0 | 0 | |||||
7 | Vladimir Jacimovic | 4788 | 0 | 0 | 0 | |||||
2 | To ratify the appointment of Moss Adams LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2019. | For | None | 4788 | 0 | 0 | 0 | |||
3 | To approve proposed amendments to the 8x8, Inc. Amended and Restated 2012 Equity Incentive Plan, including the reservation of 16,300,000 additional shares thereunder. | For | None | 4788 | 0 | 0 | 0 | |||
4 | To vote, on an advisory and non-binding basis, on the compensation of the Company's named executive officers (as shall be set forth in the proxy statement). | For | None | 4788 | 0 | 0 | 0 | |||
VISTA OUTDOOR INC | ||||||||||
Security: | 928377100 | Meeting Type: | Annual | |||||||
Ticker: | VSTO | Meeting Date: | 07-Aug-2018 | |||||||
ISIN | US9283771007 | Vote Deadline Date: | 06-Aug-2018 | |||||||
Agenda | 934850101 | Management | Total Ballot Shares: | 15941 | ||||||
Last Vote Date: | 29-Jun-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Class I Director: Michael Callahan | For | None | 2883 | 0 | 0 | 0 | |||
2 | Election of Class I Director: Robert Tarola | For | None | 2883 | 0 | 0 | 0 | |||
3 | Advisory Vote to Approve Compensation of Vista Outdoor's Named Executive Officers | For | None | 2883 | 0 | 0 | 0 | |||
4 | Ratification of the Appointment of Vista Outdoor's Independent Registered Public Accounting Firm for the fiscal year ending March 31, 2019 | For | None | 2883 | 0 | 0 | 0 | |||
5 | Vote to Amend Vista Outdoor's Certificate of Incorporation to Declassify the Board of Directors | For | None | 2883 | 0 | 0 | 0 | |||
ABIOMED, INC. | ||||||||||
Security: | 003654100 | Meeting Type: | Annual | |||||||
Ticker: | ABMD | Meeting Date: | 08-Aug-2018 | |||||||
ISIN | US0036541003 | Vote Deadline Date: | 07-Aug-2018 | |||||||
Agenda | 934851468 | Management | Total Ballot Shares: | 14073 | ||||||
Last Vote Date: | 24-Jun-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Eric A. Rose | 0 | 0 | 1544 | 0 | |||||
2 | Jeannine M. Rivet | 1544 | 0 | 0 | 0 | |||||
2 | Approval, by non-binding advisory vote, of executive Compensation. | For | None | 1544 | 0 | 0 | 0 | |||
3 | Amend and restate the ABIOMED, Inc. Amended and Restated 2015 Omnibus Incentive Plan to, among other things, increase the number of shares of common stock available for the issuance thereunder by 1,725,000 shares to 4,985,000 shares. | For | None | 1544 | 0 | 0 | 0 | |||
4 | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2019. | For | None | 1544 | 0 | 0 | 0 | |||
MULTI-COLOR CORPORATION | ||||||||||
Security: | 625383104 | Meeting Type: | Annual | |||||||
Ticker: | LABL | Meeting Date: | 08-Aug-2018 | |||||||
ISIN | US6253831043 | Vote Deadline Date: | 07-Aug-2018 | |||||||
Agenda | 934852484 | Management | Total Ballot Shares: | 1748 | ||||||
Last Vote Date: | 01-Jul-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Alexander Baumgartner | For | None | 610 | 0 | 0 | 0 | |||
2 | Election of Director: Ari J. Benacerraf | For | None | 0 | 610 | 0 | 0 | |||
3 | Election of Director: Robert R. Buck | For | None | 610 | 0 | 0 | 0 | |||
4 | Election of Director: Charles B. Connolly | For | None | 0 | 610 | 0 | 0 | |||
5 | Election of Director: Michael J. Henry | For | None | 610 | 0 | 0 | 0 | |||
6 | Election of Director: Robert W. Kuhn | For | None | 610 | 0 | 0 | 0 | |||
7 | Election of Director: Roland Lienau | For | None | 0 | 610 | 0 | 0 | |||
8 | Election of Director: Vadis A. Rodato | For | None | 610 | 0 | 0 | 0 | |||
9 | Election of Director: Nigel A. Vinecombe | For | None | 610 | 0 | 0 | 0 | |||
10 | Ratification of the appointment of Grant Thorton LLP as Multi-Color's independent registered public accountants for the fiscal year ending March 31, 2019. | For | None | 610 | 0 | 0 | 0 | |||
11 | Advisory vote to approve compensation of named executive officers. | For | None | 610 | 0 | 0 | 0 | |||
12 | Approval of amendment to the 2012 Stock Incentive Plan. | For | None | 610 | 0 | 0 | 0 | |||
EBIX, INC. | ||||||||||
Security: | 278715206 | Meeting Type: | Annual | |||||||
Ticker: | EBIX | Meeting Date: | 14-Aug-2018 | |||||||
ISIN | US2787152063 | Vote Deadline Date: | 13-Aug-2018 | |||||||
Agenda | 934858587 | Management | Total Ballot Shares: | 5566 | ||||||
Last Vote Date: | 19-Jul-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Hans U. Benz | 2006 | 0 | 0 | 0 | |||||
2 | Pavan Bhalla | 2006 | 0 | 0 | 0 | |||||
3 | Neil D. Eckert | 0 | 0 | 2006 | 0 | |||||
4 | Rolf Herter | 0 | 0 | 2006 | 0 | |||||
5 | Hans Ueli Keller | 2006 | 0 | 0 | 0 | |||||
6 | George W. Hebard III | 2006 | 0 | 0 | 0 | |||||
7 | Robin Raina | 2006 | 0 | 0 | 0 | |||||
8 | Joseph R. Wright, Jr. | 0 | 0 | 2006 | 0 | |||||
2 | To ratify the appointment of Cherry Bekaert, LLP as our independent registered certified public accounting firm for the year ending December 31, 2018. | For | None | 2006 | 0 | 0 | 0 | |||
3 | To approve, by a non-binding advisory vote, the compensation of our named executive officers. | For | None | 2006 | 0 | 0 | 0 | |||
MONRO, INC. | ||||||||||
Security: | 610236101 | Meeting Type: | Annual | |||||||
Ticker: | MNRO | Meeting Date: | 14-Aug-2018 | |||||||
ISIN | US6102361010 | Vote Deadline Date: | 13-Aug-2018 | |||||||
Agenda | 934856797 | Management | Total Ballot Shares: | 8716 | ||||||
Last Vote Date: | 12-Jul-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | John L. Auerbach | 1316 | 0 | 0 | 0 | |||||
2 | Donald Glickman | 1316 | 0 | 0 | 0 | |||||
3 | Lindsay N. Hyde | 1316 | 0 | 0 | 0 | |||||
4 | Brett T. Ponton | 1316 | 0 | 0 | 0 | |||||
2 | To approve, on a non-binding basis, the compensation paid to the Company's Named Executive Officers. | For | None | 1316 | 0 | 0 | 0 | |||
3 | To ratify the re-appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the fiscal year ending March 30, 2019. | For | None | 1316 | 0 | 0 | 0 | |||
QUALITY SYSTEMS, INC. | ||||||||||
Security: | 747582104 | Meeting Type: | Annual | |||||||
Ticker: | QSII | Meeting Date: | 14-Aug-2018 | |||||||
ISIN | US7475821044 | Vote Deadline Date: | 13-Aug-2018 | |||||||
Agenda | 934851785 | Management | Total Ballot Shares: | 7085 | ||||||
Last Vote Date: | 04-Jul-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Rusty Frantz | 3902 | 0 | 0 | 0 | |||||
2 | Craig A. Barbarosh | 3902 | 0 | 0 | 0 | |||||
3 | George H. Bristol | 3902 | 0 | 0 | 0 | |||||
4 | Julie D. Klapstein | 3902 | 0 | 0 | 0 | |||||
5 | James C. Malone | 3902 | 0 | 0 | 0 | |||||
6 | Jeffrey H. Margolis | 3902 | 0 | 0 | 0 | |||||
7 | Morris Panner | 3902 | 0 | 0 | 0 | |||||
8 | Sheldon Razin | 3902 | 0 | 0 | 0 | |||||
9 | Lance E. Rosenzweig | 3902 | 0 | 0 | 0 | |||||
2 | Advisory vote to approve the compensation of our named executive officers (Say-on-Pay). | For | None | 3902 | 0 | 0 | 0 | |||
3 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2019. | For | None | 3902 | 0 | 0 | 0 | |||
SUPERVALU INC. | ||||||||||
Security: | 868536301 | Meeting Type: | Contested-Annual | |||||||
Ticker: | SVU | Meeting Date: | 16-Aug-2018 | |||||||
ISIN | US8685363017 | Vote Deadline Date: | 15-Aug-2018 | |||||||
Agenda | 934863425 | Management | Total Ballot Shares: | 20342 | ||||||
Last Vote Date: | 14-Aug-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Donald R. Chappel | 10669 | 0 | 0 | 0 | |||||
2 | Irwin S. Cohen | 10669 | 0 | 0 | 0 | |||||
3 | Philip L. Francis | 10669 | 0 | 0 | 0 | |||||
4 | Mark Gross | 10669 | 0 | 0 | 0 | |||||
5 | Eric G. Johnson | 10669 | 0 | 0 | 0 | |||||
6 | Mathew M. Pendo | 10669 | 0 | 0 | 0 | |||||
7 | F. Ruiz de Luzuriaga | 10669 | 0 | 0 | 0 | |||||
8 | Frank A. Savage | 10669 | 0 | 0 | 0 | |||||
9 | Mary A. Winston | 10669 | 0 | 0 | 0 | |||||
2 | To adopt the Agreement and Plan of Merger, dated as of June 7, 2018, by and among SUPERVALU INC., SUPERVALU Enterprises, Inc. and SUPERVALU Merger Sub, Inc., included in the Proxy Statement/Prospectus as Appendix A | For | None | 10669 | 0 | 0 | 0 | |||
3 | Ratification of the appointment of KPMG LLP as independent registered public accounting firm. | For | None | 10669 | 0 | 0 | 0 | |||
4 | To approve, by non-binding vote, the executive compensation as disclosed in the proxy statement/prospectus. | For | None | 10669 | 0 | 0 | 0 | |||
SUPERVALU INC. | ||||||||||
Security: | 868536301 | Meeting Type: | Contested-Annual | |||||||
Ticker: | SVU | Meeting Date: | 16-Aug-2018 | |||||||
ISIN | US8685363017 | Vote Deadline Date: | 15-Aug-2018 | |||||||
Agenda | 934854464 | Management | Total Ballot Shares: | 20342 | ||||||
Last Vote Date: | 15-Aug-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Donald R. Chappel | 10669 | 0 | 0 | 0 | |||||
2 | Irwin S. Cohen | 10669 | 0 | 0 | 0 | |||||
3 | Philip L. Francis | 10669 | 0 | 0 | 0 | |||||
4 | Mark Gross | 10669 | 0 | 0 | 0 | |||||
5 | Eric G. Johnson | 10669 | 0 | 0 | 0 | |||||
6 | Mathew M. Pendo | 10669 | 0 | 0 | 0 | |||||
7 | F. Ruiz de Luzuriaga | 10669 | 0 | 0 | 0 | |||||
8 | Frank A. Savage | 10669 | 0 | 0 | 0 | |||||
9 | Mary A. Winston | 10669 | 0 | 0 | 0 | |||||
2 | To adopt the Agreement and Plan of Merger, dated as of June 7, 2018, by and among SUPERVALU INC., SUPERVALU Enterprises, Inc. and SUPERVALU Merger Sub, Inc., included in the Proxy Statement/Prospectus as Appendix A | For | None | 10669 | 0 | 0 | 0 | |||
3 | Ratification of the appointment of KPMG LLP as independent registered public accounting firm. | For | None | 10669 | 0 | 0 | 0 | |||
4 | To approve, by non-binding vote, the executive compensation as disclosed in the proxy statement/prospectus. | For | None | 10669 | 0 | 0 | 0 | |||
5 | To approve a proposal regarding additional disclosure concerning the use of the company's corporate aircraft submitted by a stockholder, Blackwells capital LLC. | Against | None | 0 | 10669 | 0 | 0 | |||
AMERICAN WOODMARK CORPORATION | ||||||||||
Security: | 030506109 | Meeting Type: | Annual | |||||||
Ticker: | AMWD | Meeting Date: | 23-Aug-2018 | |||||||
ISIN | US0305061097 | Vote Deadline Date: | 22-Aug-2018 | |||||||
Agenda | 934858070 | Management | Total Ballot Shares: | 2762 | ||||||
Last Vote Date: | 18-Jul-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director for one year term: Andrew B. Cogan | For | None | 1043 | 0 | 0 | 0 | |||
2 | Election of Director for one year term: James G. Davis, Jr. | For | None | 1043 | 0 | 0 | 0 | |||
3 | Election of Director for one year term: S. Cary Dunston | For | None | 1043 | 0 | 0 | 0 | |||
4 | Election of Director for one year term: Martha M. Hayes | For | None | 1043 | 0 | 0 | 0 | |||
5 | Election of Director for one year term: Daniel T. Hendrix | For | None | 1043 | 0 | 0 | 0 | |||
6 | Election of Director for one year term: Carol B. Moerdyk | For | None | 1043 | 0 | 0 | 0 | |||
7 | Election of Director for one year term: David W. Moon | For | None | 1043 | 0 | 0 | 0 | |||
8 | Election of Director for one year term: Vance W. Tang | For | None | 1043 | 0 | 0 | 0 | |||
9 | To ratify the selection by the Audit Committee of the Board of Directors of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending April 30, 2019. | For | None | 1043 | 0 | 0 | 0 | |||
10 | To approve on an advisory basis the Company's executive compensation. | For | None | 1043 | 0 | 0 | 0 | |||
WORLD ACCEPTANCE CORPORATION | ||||||||||
Security: | 981419104 | Meeting Type: | Annual | |||||||
Ticker: | WRLD | Meeting Date: | 24-Aug-2018 | |||||||
ISIN | US9814191048 | Vote Deadline Date: | 23-Aug-2018 | |||||||
Agenda | 934857511 | Management | Total Ballot Shares: | 6213 | ||||||
Last Vote Date: | 17-Jul-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Ken R. Bramlett, Jr. | 0 | 0 | 2155 | 0 | |||||
2 | R. Chad Prashad | 2155 | 0 | 0 | 0 | |||||
3 | Scott J. Vassalluzzo | 0 | 0 | 2155 | 0 | |||||
4 | Charles D. Way | 2155 | 0 | 0 | 0 | |||||
5 | Darrell E. Whitaker | 0 | 0 | 2155 | 0 | |||||
2 | APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | For | None | 2155 | 0 | 0 | 0 | |||
3 | APPROVE THE AMENDMENT TO OUR BYLAWS TO REVISE THE NUMBER OF DIRECTORS | For | None | 2155 | 0 | 0 | 0 | |||
4 | RATIFY THE APPOINTMENT OF RSM US LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | None | 2155 | 0 | 0 | 0 | |||
ILG INC | ||||||||||
Security: | 44967H101 | Meeting Type: | Special | |||||||
Ticker: | ILG | Meeting Date: | 28-Aug-2018 | |||||||
ISIN | US44967H1014 | Vote Deadline Date: | 27-Aug-2018 | |||||||
Agenda | 934861952 | Management | Total Ballot Shares: | 46505 | ||||||
Last Vote Date: | 28-Jul-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | To approve the transactions contemplated by the Agreement and Plan of Merger, dated as of April 30, 2018 (the "merger agreement"), by and among ILG, Marriott Vacations Worldwide Corporation, a Delaware corporation ("MVW"), Ignite Holdco, Inc., a wholly-owned direct subsidiary of ILG ("Holdco"), Ignite Holdco Subsidiary, Inc., a wholly-owned direct subsidiary of Holdco ("Ignite Merger Sub"), Volt Merger Sub, Inc., a wholly-owned direct subsidiary of MVW ("Volt Corporate Merger Sub"), (the "combination transactions"). | For | None | 8186 | 0 | 0 | 0 | |||
2 | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to ILG's named executive officers in connection with the combination transactions. | For | None | 8186 | 0 | 0 | 0 | |||
3 | To adjourn the ILG Special Meeting, if necessary or appropriate, to solicit additional proxies. | For | None | 8186 | 0 | 0 | 0 | |||
CASEY'S GENERAL STORES, INC. | ||||||||||
Security: | 147528103 | Meeting Type: | Annual | |||||||
Ticker: | CASY | Meeting Date: | 05-Sep-2018 | |||||||
ISIN | US1475281036 | Vote Deadline Date: | 04-Sep-2018 | |||||||
Agenda | 934860746 | Management | Total Ballot Shares: | 11010.1295 | ||||||
Last Vote Date: | 29-Jul-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Terry W. Handley | 1888 | 0 | 0 | 0 | |||||
2 | Donald E. Frieson | 1888 | 0 | 0 | 0 | |||||
3 | Cara K. Heiden | 1888 | 0 | 0 | 0 | |||||
2 | To ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending April 30, 2019. | For | None | 1888 | 0 | 0 | 0 | |||
3 | To approve, on an advisory basis, the compensation of our named executive officers. | For | None | 1888 | 0 | 0 | 0 | |||
4 | To approve the Casey's General Stores, Inc. 2018 Stock Incentive Plan. | For | None | 1888 | 0 | 0 | 0 | |||
5 | To approve an amendment to the Company's Articles of Incorporation to implement majority voting in uncontested director elections. | For | None | 1888 | 0 | 0 | 0 | |||
6 | To approve an amendment to the Company's Articles of Incorporation to provide that the number of directors constituting the Board shall be determined by the Board. | For | None | 1888 | 0 | 0 | 0 | |||
STEWART INFORMATION SERVICES CORPORATION | ||||||||||
Security: | 860372101 | Meeting Type: | Special | |||||||
Ticker: | STC | Meeting Date: | 05-Sep-2018 | |||||||
ISIN | US8603721015 | Vote Deadline Date: | 04-Sep-2018 | |||||||
Agenda | 934864857 | Management | Total Ballot Shares: | 5934 | ||||||
Last Vote Date: | 08-Aug-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Approval and adoption of the Agreement and Plan of Merger, dated as of March 18, 2018, by and among Stewart Information Services Corporation ("Stewart"), Fidelity National Financial, Inc., A Holdco Corp. and S Holdco LLC. | For | None | 2933 | 0 | 0 | 0 | |||
2 | Approve, on a non-binding advisory basis, certain compensation that will or may be paid by Stewart to its named executive officers that is based on or otherwise relates to the mergers. | For | None | 2933 | 0 | 0 | 0 | |||
3 | Approve an adjournment of the special meeting of stockholders of Stewart, including if necessary to solicit additional proxies in favor of the proposal to approve and adopt the merger agreement, if there are not sufficient votes at the time of such adjournment to approve and adopt the merger agreement. | For | None | 2933 | 0 | 0 | 0 | |||
KAPSTONE PAPER & PACKAGING CORPORATION | ||||||||||
Security: | 48562P103 | Meeting Type: | Special | |||||||
Ticker: | KS | Meeting Date: | 06-Sep-2018 | |||||||
ISIN | US48562P1030 | Vote Deadline Date: | 05-Sep-2018 | |||||||
Agenda | 934863906 | Management | Total Ballot Shares: | 20767.4453 | ||||||
Last Vote Date: | 04-Aug-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Adoption of the Agreement and Plan of Merger, dated as of January 28, 2018, as it may be amended from time to time, among the Company, WestRock Company, Whiskey Holdco, Inc., Whiskey Merger Sub, Inc. and Kola Merger Sub, Inc. (the "merger proposal"). | For | None | 4714 | 0 | 0 | 0 | |||
2 | Adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve the merger proposal. | For | None | 4714 | 0 | 0 | 0 | |||
3 | Non-binding advisory approval of the compensation and benefits that may be paid, become payable or be provided to the Company's named executive officers in connection with the mergers. | For | None | 4714 | 0 | 0 | 0 | |||
VIRTUSA CORPORATION | ||||||||||
Security: | 92827P102 | Meeting Type: | Annual | |||||||
Ticker: | VRTU | Meeting Date: | 06-Sep-2018 | |||||||
ISIN | US92827P1021 | Vote Deadline Date: | 05-Sep-2018 | |||||||
Agenda | 934864201 | Management | Total Ballot Shares: | 9630 | ||||||
Last Vote Date: | 06-Aug-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Izhar Armony | 0 | 0 | 4689 | 0 | |||||
2 | Rowland T. Moriarty | 4689 | 0 | 0 | 0 | |||||
3 | Deborah C. Hopkins | 4689 | 0 | 0 | 0 | |||||
2 | To ratify the appointment of the firm of KPMG LLP, as our independent registered public accounting firm, for the fiscal year ending March 31, 2019. | For | None | 4689 | 0 | 0 | 0 | |||
3 | To approve, on an advisory basis, the compensation of our named executive officers. | For | None | 4689 | 0 | 0 | 0 | |||
METHODE ELECTRONICS, INC. | ||||||||||
Security: | 591520200 | Meeting Type: | Annual | |||||||
Ticker: | MEI | Meeting Date: | 13-Sep-2018 | |||||||
ISIN | US5915202007 | Vote Deadline Date: | 12-Sep-2018 | |||||||
Agenda | 934859084 | Management | Total Ballot Shares: | 11606 | ||||||
Last Vote Date: | 01-Aug-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Walter J. Aspatore | For | None | 2476 | 0 | 0 | 0 | |||
2 | Election of Director: Brian J. Cadwallader | For | None | 2476 | 0 | 0 | 0 | |||
3 | Election of Director: Darren M. Dawson | For | None | 2476 | 0 | 0 | 0 | |||
4 | Election of Director: Donald W. Duda | For | None | 2476 | 0 | 0 | 0 | |||
5 | Election of Director: Martha Goldberg Aronson | For | None | 2476 | 0 | 0 | 0 | |||
6 | Election of Director: Isabelle C. Goossen | For | None | 2476 | 0 | 0 | 0 | |||
7 | Election of Director: Christopher J. Hornung | For | None | 2476 | 0 | 0 | 0 | |||
8 | Election of Director: Paul G. Shelton | For | None | 2476 | 0 | 0 | 0 | |||
9 | Election of Director: Lawrence B. Skatoff | For | None | 2476 | 0 | 0 | 0 | |||
10 | The ratification of the Audit Committee's selection of Ernst & Young LLP to serve as our independent registered public accounting firm for the fiscal year ending April 27, 2019. | For | None | 2476 | 0 | 0 | 0 | |||
11 | The advisory approval of Methode's named executive officer compensation. | For | None | 2476 | 0 | 0 | 0 | |||
INTER PARFUMS, INC. | ||||||||||
Security: | 458334109 | Meeting Type: | Annual | |||||||
Ticker: | IPAR | Meeting Date: | 14-Sep-2018 | |||||||
ISIN | US4583341098 | Vote Deadline Date: | 13-Sep-2018 | |||||||
Agenda | 934862738 | Management | Total Ballot Shares: | 11209 | ||||||
Last Vote Date: | 04-Aug-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Jean Madar | 2289 | 0 | 0 | 0 | |||||
2 | Philippe Benacin | 2289 | 0 | 0 | 0 | |||||
3 | Russell Greenberg | 2289 | 0 | 0 | 0 | |||||
4 | Philippe Santi | 2289 | 0 | 0 | 0 | |||||
5 | Francois Heilbronn | 2289 | 0 | 0 | 0 | |||||
6 | Robert Bensoussan | 2289 | 0 | 0 | 0 | |||||
7 | Patrick Choel | 2289 | 0 | 0 | 0 | |||||
8 | Michel Dyens | 2289 | 0 | 0 | 0 | |||||
9 | Veronique Gabai-Pinsky | 2289 | 0 | 0 | 0 | |||||
10 | Gilbert Harrison | 2289 | 0 | 0 | 0 | |||||
2 | To vote for the advisory resolution to approve executive compensation. | For | None | 2289 | 0 | 0 | 0 | |||
MB FINANCIAL, INC. | ||||||||||
Security: | 55264U108 | Meeting Type: | Special | |||||||
Ticker: | MBFI | Meeting Date: | 18-Sep-2018 | |||||||
ISIN | US55264U1088 | Vote Deadline Date: | 17-Sep-2018 | |||||||
Agenda | 934865366 | Management | Total Ballot Shares: | 15330 | ||||||
Last Vote Date: | 10-Aug-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | A proposal (the "common stockholder merger proposal") to approve the merger of MB Financial, Inc. ("MB Financial") with a subsidiary of Fifth Third Bancorp ("Fifth Third") pursuant to the Agreement and Plan of Merger, dated as of May 20, 2018 (as such agreement may from time to time be amended), by and among Fifth Third, Fifth Third Financial Corporation ("Intermediary") and MB Financial. | For | None | 6569 | 0 | 0 | 0 | |||
2 | A proposal (the "charter amendment proposal") to approve an amendment to the charter of MB Financial and the articles supplementary to the charter of MB Financial relating to the MB Financial preferred stock that would give the holders of MB Financial preferred stock the right to vote with the holders of MB Financial common stock as a single class on all matters submitted to a vote of such common stockholders | For | None | 6569 | 0 | 0 | 0 | |||
3 | A proposal to approve, on a non-binding, advisory basis, the compensation to be paid to MB Financial's named executive officers that is based on or otherwise relates to the merger. | For | None | 6569 | 0 | 0 | 0 | |||
4 | A proposal to approve one or more adjournments of the Meeting, if necessary or appropriate to permit further solicitation of proxies from the holders of MB Financial common stock in favor of the common stockholder merger proposal and/or the charter amendment proposal. | For | None | 6569 | 0 | 0 | 0 | |||
TAKE-TWO INTERACTIVE SOFTWARE, INC. | ||||||||||
Security: | 874054109 | Meeting Type: | Annual | |||||||
Ticker: | TTWO | Meeting Date: | 21-Sep-2018 | |||||||
ISIN | US8740541094 | Vote Deadline Date: | 20-Sep-2018 | |||||||
Agenda | 934862966 | Management | Total Ballot Shares: | 16673 | ||||||
Last Vote Date: | 02-Aug-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Strauss Zelnick | 3989 | 0 | 0 | 0 | |||||
2 | Michael Dornemann | 3989 | 0 | 0 | 0 | |||||
3 | J Moses | 3989 | 0 | 0 | 0 | |||||
4 | Michael Sheresky | 3989 | 0 | 0 | 0 | |||||
5 | LaVerne Srinivasan | 3989 | 0 | 0 | 0 | |||||
6 | Susan Tolson | 3989 | 0 | 0 | 0 | |||||
7 | Paul Viera | 3989 | 0 | 0 | 0 | |||||
2 | Approval, on a non-binding advisory basis, of the compensation of the Company's "named executive officers" as disclosed in the Proxy Statement. | For | None | 3989 | 0 | 0 | 0 | |||
3 | Ratification of the appointment of Ernst & Young LLP as our Independent registered public accounting firm for the fiscal year ending March 31, 2019. | For | None | 3989 | 0 | 0 | 0 | |||
KORN/FERRY INTERNATIONAL | ||||||||||
Security: | 500643200 | Meeting Type: | Annual | |||||||
Ticker: | KFY | Meeting Date: | 26-Sep-2018 | |||||||
ISIN | US5006432000 | Vote Deadline Date: | 25-Sep-2018 | |||||||
Agenda | 934866786 | Management | Total Ballot Shares: | 17013 | ||||||
Last Vote Date: | 19-Aug-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Doyle N. Beneby | For | None | 4210 | 0 | 0 | 0 | |||
2 | Election of Director: Gary D. Burnison | For | None | 4210 | 0 | 0 | 0 | |||
3 | Election of Director: William R. Floyd | For | None | 4210 | 0 | 0 | 0 | |||
4 | Election of Director: Christina A. Gold | For | None | 4210 | 0 | 0 | 0 | |||
5 | Election of Director: Jerry P. Leamon | For | None | 4210 | 0 | 0 | 0 | |||
6 | Election of Director: Angel R. Martinez | For | None | 4210 | 0 | 0 | 0 | |||
7 | Election of Director: Debra J. Perry | For | None | 4210 | 0 | 0 | 0 | |||
8 | Election of Director: George T. Shaheen | For | None | 4210 | 0 | 0 | 0 | |||
9 | Advisory (non-binding) resolution to approve the Company's executive compensation. | For | None | 4210 | 0 | 0 | 0 | |||
10 | Appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for Company's 2019 fiscal year | For | None | 4210 | 0 | 0 | 0 | |||
11 | Approve amendments to the Company's Restated Certificate of Incorporation to allow holders of 25% of outstanding shares to call special stockholder meetings. | For | None | 4210 | 0 | 0 | 0 | |||
12 | Stockholder proposal requesting amendments to allow holders of 10% of outstanding shares to call special stockholder meetings, if properly presented at the meeting. | Against | None | 0 | 4210 | 0 | 0 | |||
SCHOLASTIC CORPORATION | ||||||||||
Security: | 807066105 | Meeting Type: | Annual | |||||||
Ticker: | SCHL | Meeting Date: | 26-Sep-2018 | |||||||
ISIN | US8070661058 | Vote Deadline Date: | 25-Sep-2018 | |||||||
Agenda | 934867699 | Management | Total Ballot Shares: | 6282 | ||||||
Last Vote Date: | 16-Aug-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | James W. Barge | 1251 | 0 | 0 | 0 | |||||
2 | John L. Davies | 1251 | 0 | 0 | 0 | |||||
AEROVIRONMENT, INC. | ||||||||||
Security: | 008073108 | Meeting Type: | Annual | |||||||
Ticker: | AVAV | Meeting Date: | 28-Sep-2018 | |||||||
ISIN | US0080731088 | Vote Deadline Date: | 27-Sep-2018 | |||||||
Agenda | 934870999 | Management | Total Ballot Shares: | 5985 | ||||||
Last Vote Date: | 25-Aug-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Timothy E. Conver | 1433 | 0 | 0 | 0 | |||||
2 | Arnold L. Fishman | 1433 | 0 | 0 | 0 | |||||
2 | To ratify the selection of Ernst & Young LLP as the company's independent registered public accounting firm. | For | None | 1433 | 0 | 0 | 0 | |||
3 | Advisory vote on the compensation of the company's Named Executive Officers. | For | None | 1433 | 0 | 0 | 0 | |||
BARNES & NOBLE, INC. | ||||||||||
Security: | 067774109 | Meeting Type: | Annual | |||||||
Ticker: | BKS | Meeting Date: | 03-Oct-2018 | |||||||
ISIN | US0677741094 | Vote Deadline Date: | 02-Oct-2018 | |||||||
Agenda | 934871422 | Management | Total Ballot Shares: | 44479 | ||||||
Last Vote Date: | 28-Aug-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Scott S. Cowen | 9163 | 0 | 0 | 0 | |||||
2 | William Dillard, II | 9163 | 0 | 0 | 0 | |||||
3 | Patricia L. Higgins | 9163 | 0 | 0 | 0 | |||||
2 | Advisory vote on executive compensation | For | None | 9163 | 0 | 0 | 0 | |||
3 | Ratification of the appointment of Ernst & Young LLP, as the independent registered public accountants of the Company for the fiscal year ending April 27, 2019 | For | None | 9163 | 0 | 0 | 0 | |||
SYNNEX CORPORATION | ||||||||||
Security: | 87162W100 | Meeting Type: | Special | |||||||
Ticker: | SNX | Meeting Date: | 03-Oct-2018 | |||||||
ISIN | US87162W1009 | Vote Deadline Date: | 02-Oct-2018 | |||||||
Agenda | 934875278 | Management | Total Ballot Shares: | 11314 | ||||||
Last Vote Date: | 08-Sep-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | To consider and vote on a proposal to approve the issuance of shares of SYNNEX common stock, par value $0.001 per share, in connection with the first of the two mergers contemplated by the Agreement and Plan of Merger, dated June 28, 2018, as amended on August 22, 2018, and as it may be amended from time to time, among SYNNEX, Delta Merger Sub I, Inc., a Delaware corporation and wholly-owned subsidiary of SYNNEX, Concentrix CVG Corporation, a Delaware corporation and wholly-owned subsidiary of SYNNEX, and Convergys Corporation, an Ohio corporation. | For | None | 1652 | 0 | 0 | 0 | |||
2 | To consider and vote on a proposal to approve the adjournment of the SYNNEX special meeting if necessary to solicit additional proxies if there are not sufficient votes to approve the issuance of shares of SYNNEX common stock in connection with the initial merger at the time of the SYNNEX special meeting, or any adjournment or postponement thereof. | For | None | 1652 | 0 | 0 | 0 | |||
NEOGEN CORPORATION | ||||||||||
Security: | 640491106 | Meeting Type: | Annual | |||||||
Ticker: | NEOG | Meeting Date: | 04-Oct-2018 | |||||||
ISIN | US6404911066 | Vote Deadline Date: | 03-Oct-2018 | |||||||
Agenda | 934872210 | Management | Total Ballot Shares: | 16464 | ||||||
Last Vote Date: | 07-Sep-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | James C. Borel | 2310 | 0 | 0 | 0 | |||||
2 | Ronald D. Green, Ph.D | 2310 | 0 | 0 | 0 | |||||
3 | Darci L. Vetter | 2310 | 0 | 0 | 0 | |||||
2 | TO APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. | For | None | 2310 | 0 | 0 | 0 | |||
3 | TO APPROVE THE ESTABLISHMENT OF THE NEOGEN CORPORATION 2018 OMNIBUS INCENTIVE PLAN. | For | None | 2310 | 0 | 0 | 0 | |||
4 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | For | None | 2310 | 0 | 0 | 0 | |||
5 | RATIFICATION OF APPOINTMENT OF BDO USA LLP AS THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM. | For | None | 2310 | 0 | 0 | 0 | |||
CAL-MAINE FOODS, INC. | ||||||||||
Security: | 128030202 | Meeting Type: | Annual | |||||||
Ticker: | CALM | Meeting Date: | 05-Oct-2018 | |||||||
ISIN | US1280302027 | Vote Deadline Date: | 04-Oct-2018 | |||||||
Agenda | 934874290 | Management | Total Ballot Shares: | 6272 | ||||||
Last Vote Date: | 06-Sep-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Adolphus B. Baker | 1158 | 0 | 0 | 0 | |||||
2 | Max P. Bowman | 1158 | 0 | 0 | 0 | |||||
3 | Letitia C. Hughes | 1158 | 0 | 0 | 0 | |||||
4 | Sherman L. Miller | 1158 | 0 | 0 | 0 | |||||
5 | James E. Poole | 1158 | 0 | 0 | 0 | |||||
6 | Steve W. Sanders | 1158 | 0 | 0 | 0 | |||||
2 | Ratification of Frost, PLLC as the Company's Independent Registered Public Accounting Firm for fiscal year 2019. | For | None | 1158 | 0 | 0 | 0 | |||
ANGIODYNAMICS, INC. | ||||||||||
Security: | 03475V101 | Meeting Type: | Annual | |||||||
Ticker: | ANGO | Meeting Date: | 10-Oct-2018 | |||||||
ISIN | US03475V1017 | Vote Deadline Date: | 09-Oct-2018 | |||||||
Agenda | 934872486 | Management | Total Ballot Shares: | 5371 | ||||||
Last Vote Date: | 01-Sep-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Wesley E. Johnson, Jr. | 1976 | 0 | 0 | 0 | |||||
2 | To ratify the appointment of Deloitte & Touche LLP as AngioDynamics independent registered public accounting firm for the fiscal year ending May 31, 2019. | For | None | 1976 | 0 | 0 | 0 | |||
3 | Say-on-Pay - An advisory vote on the approval of compensation of our named executive officers. | For | None | 1976 | 0 | 0 | 0 | |||
4 | To approve the AngioDynamics, Inc. 2004 Stock and Incentive Award Plan, as amended, including an increase in the number of shares authorized under the plan. | For | None | 1976 | 0 | 0 | 0 | |||
5 | To approve the AngioDynamics, Inc. Employee Stock Purchase Plan, as amended, including an increase in the number of shares authorized under the plan. | For | None | 1976 | 0 | 0 | 0 | |||
RESOURCES CONNECTION, INC. | ||||||||||
Security: | 76122Q105 | Meeting Type: | Annual | |||||||
Ticker: | RECN | Meeting Date: | 16-Oct-2018 | |||||||
ISIN | US76122Q1058 | Vote Deadline Date: | 15-Oct-2018 | |||||||
Agenda | 934876701 | Management | Total Ballot Shares: | 8975 | ||||||
Last Vote Date: | 22-Sep-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of the member of the Company's Board of Directors: Susan J. Crawford | For | None | 5913 | 0 | 0 | 0 | |||
2 | Election of the member of the Company's Board of Directors: Donald B. Murray | For | None | 5913 | 0 | 0 | 0 | |||
3 | Election of the member of the Company's Board of Directors: A. Robert Pisano | For | None | 5913 | 0 | 0 | 0 | |||
4 | Election of the member of the Company's Board of Directors: Michael H. Wargotz | For | None | 5913 | 0 | 0 | 0 | |||
5 | Ratification of the appointment of RSM US LLP as the Company's independent registered public accounting firm for fiscal year 2019. | For | None | 5913 | 0 | 0 | 0 | |||
6 | Advisory approval of the Company's executive compensation. | For | None | 5913 | 0 | 0 | 0 | |||
SUPERVALU INC. | ||||||||||
Security: | 868536301 | Meeting Type: | Special | |||||||
Ticker: | SVU | Meeting Date: | 18-Oct-2018 | |||||||
ISIN | US8685363017 | Vote Deadline Date: | 17-Oct-2018 | |||||||
Agenda | 934879872 | Management | Total Ballot Shares: | 20925 | ||||||
Last Vote Date: | 22-Sep-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Adopt the Agreement and Plan of Merger, (as it may be amended from time to time, the "merger agreement"), by and among SUPERVALU INC., a Delaware corp. ("SUPERVALU," or "Company"), SUPERVALU Enterprises, Inc., a Delaware corp. and a wholly owned subsidiary of SUPERVALU, United Natural Foods, Inc., a Delaware corp. and Jedi Merger Sub, Inc., a Delaware corp. and a wholly owned subsidiary of UNFI ("Merger Sub"), pursuant to Merger Sub will be merged with & into Company("merger"), with Company surviving merger as a wholly owned subsidiary of UNFI. | For | None | 10669 | 0 | 0 | 0 | |||
2 | A proposal to approve, on an advisory (non- binding) basis, certain compensation that may be paid or become payable to the Company's named executive officers in connection with the merger. | For | None | 10669 | 0 | 0 | 0 | |||
3 | A proposal to approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement or in the absence of a quorum. | For | None | 10669 | 0 | 0 | 0 | |||
REGIS CORPORATION | ||||||||||
Security: | 758932107 | Meeting Type: | Annual | |||||||
Ticker: | RGS | Meeting Date: | 23-Oct-2018 | |||||||
ISIN | US7589321071 | Vote Deadline Date: | 22-Oct-2018 | |||||||
Agenda | 934873375 | Management | Total Ballot Shares: | 13139 | ||||||
Last Vote Date: | 13-Sep-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Daniel G. Beltzman | For | None | 8392 | 0 | 0 | 0 | |||
2 | Election of Director: Virginia Gambale | For | None | 8392 | 0 | 0 | 0 | |||
3 | Election of Director: David J. Grissen | For | None | 8392 | 0 | 0 | 0 | |||
4 | Election of Director: Mark S. Light | For | None | 8392 | 0 | 0 | 0 | |||
5 | Election of Director: Michael J. Merriman | For | None | 8392 | 0 | 0 | 0 | |||
6 | Election of Director: M. Ann Rhoades | For | None | 8392 | 0 | 0 | 0 | |||
7 | Election of Director: Hugh E. Sawyer III | For | None | 8392 | 0 | 0 | 0 | |||
8 | Election of Director: David P. Williams | For | None | 8392 | 0 | 0 | 0 | |||
9 | Approval of an advisory vote on the compensation of the Company's named executive officers (a "Say-on-Pay Vote"). | For | None | 8392 | 0 | 0 | 0 | |||
10 | Approval of the Company's 2018 Long Term Incentive Plan. | For | None | 8392 | 0 | 0 | 0 | |||
11 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | For | None | 8392 | 0 | 0 | 0 | |||
MERCURY SYSTEMS, INC. | ||||||||||
Security: | 589378108 | Meeting Type: | Annual | |||||||
Ticker: | MRCY | Meeting Date: | 24-Oct-2018 | |||||||
ISIN | US5893781089 | Vote Deadline Date: | 23-Oct-2018 | |||||||
Agenda | 934876725 | Management | Total Ballot Shares: | 6705 | ||||||
Last Vote Date: | 12-Sep-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | George K. Muellner | 2290 | 0 | 0 | 0 | |||||
2 | Vincent Vitto | 2290 | 0 | 0 | 0 | |||||
2 | To approve, on an advisory basis, the compensation of our named executive officers. | For | None | 2290 | 0 | 0 | 0 | |||
3 | To approve our 2018 Stock Incentive Plan. | For | None | 2290 | 0 | 0 | 0 | |||
4 | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2019. | For | None | 2290 | 0 | 0 | 0 | |||
BOFI HOLDING, INC. | ||||||||||
Security: | 05566U108 | Meeting Type: | Annual | |||||||
Ticker: | Meeting Date: | 25-Oct-2018 | ||||||||
ISIN | US05566U1088 | Vote Deadline Date: | 24-Oct-2018 | |||||||
Agenda | 934877044 | Management | Total Ballot Shares: | 14475 | ||||||
Last Vote Date: | 13-Sep-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Paul J. Grinberg | 0 | 0 | 3461 | 0 | |||||
2 | Gregory Garrabrants | 3461 | 0 | 0 | 0 | |||||
3 | Uzair Dada | 3461 | 0 | 0 | 0 | |||||
2 | To approve, in a non-binding and advisory vote, the compensation of the Company's named executive officers as disclosed in the Company's proxy statement | For | None | 3461 | 0 | 0 | 0 | |||
3 | To ratify the selection of BDO USA, LLP as the Company's independent public accounting firm for fiscal year 2019 | For | None | 3461 | 0 | 0 | 0 | |||
APPLIED INDUSTRIAL TECHNOLOGIES, INC. | ||||||||||
Security: | 03820C105 | Meeting Type: | Annual | |||||||
Ticker: | AIT | Meeting Date: | 30-Oct-2018 | |||||||
ISIN | US03820C1053 | Vote Deadline Date: | 29-Oct-2018 | |||||||
Agenda | 934877486 | Management | Total Ballot Shares: | 9735.081 | ||||||
Last Vote Date: | 16-Sep-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Peter A. Dorsman | 1045 | 0 | 0 | 0 | |||||
2 | Vincent K. Petrella | 1045 | 0 | 0 | 0 | |||||
3 | Dr. Jerry Sue Thornton | 1045 | 0 | 0 | 0 | |||||
2 | Say on Pay - To approve, through a nonbinding advisory vote, the compensation of Applied's named executive officers. | For | None | 1045 | 0 | 0 | 0 | |||
3 | To ratify the Audit Committee's appointment of independent auditors. | For | None | 1045 | 0 | 0 | 0 | |||
MATRIX SERVICE COMPANY | ||||||||||
Security: | 576853105 | Meeting Type: | Annual | |||||||
Ticker: | MTRX | Meeting Date: | 30-Oct-2018 | |||||||
ISIN | US5768531056 | Vote Deadline Date: | 29-Oct-2018 | |||||||
Agenda | 934881613 | Management | Total Ballot Shares: | 17454 | ||||||
Last Vote Date: | 27-Sep-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Martha Z. Carnes | For | None | 3458 | 0 | 0 | 0 | |||
2 | Election of Director: John D. Chandler | For | None | 3458 | 0 | 0 | 0 | |||
3 | Election of Director: John W. Gibson | For | None | 3458 | 0 | 0 | 0 | |||
4 | Election of Director: John R. Hewitt | For | None | 3458 | 0 | 0 | 0 | |||
5 | Election of Director: Liane K. Hinrichs | For | None | 3458 | 0 | 0 | 0 | |||
6 | Election of Director: James H. Miller | For | None | 3458 | 0 | 0 | 0 | |||
7 | Election of Director: Jim W. Mogg | For | None | 3458 | 0 | 0 | 0 | |||
8 | To ratify the engagement of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal 2019. | For | None | 3458 | 0 | 0 | 0 | |||
9 | Advisory vote on named executive officer compensation. | For | None | 3458 | 0 | 0 | 0 | |||
10 | To approve the Matrix Service Company 2018 Stock and Incentive Compensation Plan. | For | None | 3458 | 0 | 0 | 0 | |||
UNIFI, INC. | ||||||||||
Security: | 904677200 | Meeting Type: | Annual | |||||||
Ticker: | UFI | Meeting Date: | 31-Oct-2018 | |||||||
ISIN | US9046772003 | Vote Deadline Date: | 30-Oct-2018 | |||||||
Agenda | 934876802 | Management | Total Ballot Shares: | 9503 | ||||||
Last Vote Date: | 15-Sep-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of director: Robert J. Bishop | For | None | 2830 | 0 | 0 | 0 | |||
2 | Election of director: Albert P. Carey | For | None | 2830 | 0 | 0 | 0 | |||
3 | Election of director: Thomas H. Caudle, Jr. | For | None | 2830 | 0 | 0 | 0 | |||
4 | Election of director: Paul R. Charron | For | None | 2830 | 0 | 0 | 0 | |||
5 | Election of director: Archibald Cox, Jr. | For | None | 2830 | 0 | 0 | 0 | |||
6 | Election of director: Kevin D. Hall | For | None | 2830 | 0 | 0 | 0 | |||
7 | Election of director: James M. Kilts | For | None | 2830 | 0 | 0 | 0 | |||
8 | Election of director: Kenneth G. Langone | For | None | 2830 | 0 | 0 | 0 | |||
9 | Election of director: James D. Mead | For | None | 2830 | 0 | 0 | 0 | |||
10 | Election of director: Suzanne M. Present | For | None | 2830 | 0 | 0 | 0 | |||
11 | Election of director: Eva T. Zlotnicka | For | None | 2830 | 0 | 0 | 0 | |||
12 | Advisory vote to approve UNIFI's named executive officer compensation in fiscal 2018. | For | None | 2830 | 0 | 0 | 0 | |||
13 | Approval of the Unifi, Inc. Amended and Restated 2013 Incentive Compensation Plan. | For | None | 2830 | 0 | 0 | 0 | |||
14 | Ratification of the appointment of KPMG LLP as UNIFI's independent registered public accounting firm for fiscal 2019. | For | None | 2830 | 0 | 0 | 0 | |||
JOHN B. SANFILIPPO & SON, INC. | ||||||||||
Security: | 800422107 | Meeting Type: | Annual | |||||||
Ticker: | JBSS | Meeting Date: | 01-Nov-2018 | |||||||
ISIN | US8004221078 | Vote Deadline Date: | 31-Oct-2018 | |||||||
Agenda | 934878438 | Management | Total Ballot Shares: | 1967 | ||||||
Last Vote Date: | 18-Sep-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Governor Jim Edgar | 0 | 0 | 548 | 0 | |||||
2 | Ellen C. Taaffe | 0 | 0 | 548 | 0 | |||||
3 | Daniel M. Wright | 0 | 0 | 548 | 0 | |||||
2 | Ratification of the Audit Committee's appointment of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for the 2019 fiscal year. | For | None | 548 | 0 | 0 | 0 | |||
3 | Advisory vote to approve executive compensation. | For | None | 548 | 0 | 0 | 0 | |||
PHIBRO ANIMAL HEALTH CORPORATION | ||||||||||
Security: | 71742Q106 | Meeting Type: | Annual | |||||||
Ticker: | PAHC | Meeting Date: | 05-Nov-2018 | |||||||
ISIN | US71742Q1067 | Vote Deadline Date: | 02-Nov-2018 | |||||||
Agenda | 934879694 | Management | Total Ballot Shares: | 8198 | ||||||
Last Vote Date: | 23-Sep-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Gerald K. Carlson | 2922 | 0 | 0 | 0 | |||||
2 | Mary Lou Malanoski | 2922 | 0 | 0 | 0 | |||||
3 | Carol A. Wrenn | 2922 | 0 | 0 | 0 | |||||
2 | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2019. | For | None | 2922 | 0 | 0 | 0 | |||
STRATEGIC EDUCATION, INC. | ||||||||||
Security: | 86272C103 | Meeting Type: | Annual | |||||||
Ticker: | STRA | Meeting Date: | 06-Nov-2018 | |||||||
ISIN | US86272C1036 | Vote Deadline Date: | 05-Nov-2018 | |||||||
Agenda | 934880546 | Management | Total Ballot Shares: | 6466 | ||||||
Last Vote Date: | 25-Sep-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Robert S. Silberman | For | None | 2810 | 0 | 0 | 0 | |||
2 | Election of Director: J. Kevin Gilligan | For | None | 2810 | 0 | 0 | 0 | |||
3 | Election of Director: Robert R. Grusky | For | None | 2810 | 0 | 0 | 0 | |||
4 | Election of Director: Dr. Charlotte F. Beason | For | None | 2810 | 0 | 0 | 0 | |||
5 | Election of Director: Rita D. Brogley | For | None | 2810 | 0 | 0 | 0 | |||
6 | Election of Director: Dr. John T. Casteen, III | For | None | 2810 | 0 | 0 | 0 | |||
7 | Election of Director: H. James Dallas | For | None | 2810 | 0 | 0 | 0 | |||
8 | Election of Director: Nathaniel C. Fick | For | None | 2810 | 0 | 0 | 0 | |||
9 | Election of Director: Karl McDonnell | For | None | 2810 | 0 | 0 | 0 | |||
10 | Election of Director: Todd A. Milano | For | None | 2810 | 0 | 0 | 0 | |||
11 | Election of Director: G. Thomas Waite, III | For | None | 2810 | 0 | 0 | 0 | |||
12 | Election of Director: J. David Wargo | For | None | 2810 | 0 | 0 | 0 | |||
13 | To ratify the appointment of PricewaterhouseCoopers LLP as the Corporation's Independent registered public accounting firm. | For | None | 2810 | 0 | 0 | 0 | |||
14 | To adopt the 2018 equity compensation plan, which increases the number of shares of common stock issuable under the plan. | For | None | 2810 | 0 | 0 | 0 | |||
15 | To approve, on an advisory basis, the compensation of the named executive officers. | For | None | 2810 | 0 | 0 | 0 | |||
II-VI INCORPORATED | ||||||||||
Security: | 902104108 | Meeting Type: | Annual | |||||||
Ticker: | IIVI | Meeting Date: | 09-Nov-2018 | |||||||
ISIN | US9021041085 | Vote Deadline Date: | 08-Nov-2018 | |||||||
Agenda | 934878856 | Management | Total Ballot Shares: | 21294 | ||||||
Last Vote Date: | 26-Sep-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Class I Director: Vincent D. Mattera, Jr. | For | None | 3812 | 0 | 0 | 0 | |||
2 | Election of Class I Director: Marc Y. E. Pelaez | For | None | 0 | 3812 | 0 | 0 | |||
3 | Election of Class I Director: Howard H. Xia | For | None | 0 | 3812 | 0 | 0 | |||
4 | Non-binding advisory vote to approve the compensation of the Company's named executive officers for fiscal year 2018. | For | None | 3812 | 0 | 0 | 0 | |||
5 | Approval of the 2018 Qualified Employee Stock Purchase Plan. | For | None | 0 | 3812 | 0 | 0 | |||
6 | Approval of the 2018 Omnibus Incentive Plan. | For | None | 3812 | 0 | 0 | 0 | |||
7 | Ratification of the Audit Committee's selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2019. | For | None | 3812 | 0 | 0 | 0 | |||
LUMENTUM HOLDINGS INC | ||||||||||
Security: | 55024U109 | Meeting Type: | Annual | |||||||
Ticker: | LITE | Meeting Date: | 09-Nov-2018 | |||||||
ISIN | US55024U1097 | Vote Deadline Date: | 08-Nov-2018 | |||||||
Agenda | 934877525 | Management | Total Ballot Shares: | 12960 | ||||||
Last Vote Date: | 21-Sep-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of director: Martin A. Kaplan | For | None | 2348 | 0 | 0 | 0 | |||
2 | Election of director: Harold L. Covert | For | None | 2348 | 0 | 0 | 0 | |||
3 | Election of director: Penelope A. Herscher | For | None | 2348 | 0 | 0 | 0 | |||
4 | Election of director: Julia S. Johnson | For | None | 2348 | 0 | 0 | 0 | |||
5 | Election of director: Brian J. Lillie | For | None | 2348 | 0 | 0 | 0 | |||
6 | Election of director: Alan S. Lowe | For | None | 2348 | 0 | 0 | 0 | |||
7 | Election of director: Samuel F. Thomas | For | None | 2348 | 0 | 0 | 0 | |||
8 | To approve, on a non-binding advisory basis, the compensation of our named executive officers | For | None | 2348 | 0 | 0 | 0 | |||
9 | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 29, 2019 | For | None | 2348 | 0 | 0 | 0 | |||
VIAVI SOLUTIONS INC. | ||||||||||
Security: | 925550105 | Meeting Type: | Annual | |||||||
Ticker: | VIAV | Meeting Date: | 14-Nov-2018 | |||||||
ISIN | US9255501051 | Vote Deadline Date: | 13-Nov-2018 | |||||||
Agenda | 934881992 | Management | Total Ballot Shares: | 72267 | ||||||
Last Vote Date: | 04-Oct-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Richard E. Belluzzo | 23640 | 0 | 0 | 0 | |||||
2 | Keith Barnes | 23640 | 0 | 0 | 0 | |||||
3 | Laura Black | 23640 | 0 | 0 | 0 | |||||
4 | Tor Braham | 23640 | 0 | 0 | 0 | |||||
5 | Timothy Campos | 23640 | 0 | 0 | 0 | |||||
6 | Donald Colvin | 23640 | 0 | 0 | 0 | |||||
7 | Masood A. Jabbar | 23640 | 0 | 0 | 0 | |||||
8 | Oleg Khaykin | 23640 | 0 | 0 | 0 | |||||
2 | Ratification of the appointment of Pricewaterhouse Cooper LLP as the independent registered public accounting firm for the fiscal year ending June 29, 2019. | For | None | 23640 | 0 | 0 | 0 | |||
3 | The approval of, on an advisory basis, the compensation of the Company's named executive officers for the fiscal year ended June 30, 2018. | For | None | 23640 | 0 | 0 | 0 | |||
BOTTOMLINE TECHNOLOGIES (DE), INC. | ||||||||||
Security: | 101388106 | Meeting Type: | Annual | |||||||
Ticker: | EPAY | Meeting Date: | 15-Nov-2018 | |||||||
ISIN | US1013881065 | Vote Deadline Date: | 14-Nov-2018 | |||||||
Agenda | 934888782 | Management | Total Ballot Shares: | 5954 | ||||||
Last Vote Date: | 17-Oct-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Peter Gibson | 2442 | 0 | 0 | 0 | |||||
2 | Joseph L. Mullen | 2442 | 0 | 0 | 0 | |||||
2 | Non-binding advisory vote to approve executive compensation. | For | None | 2442 | 0 | 0 | 0 | |||
3 | Approval of the amendment to the Company's 2009 Stock Incentive Plan to increase the number of shares of common stock authorized thereunder from 12,750,000 to 14,950,000. | For | None | 2442 | 0 | 0 | 0 | |||
4 | Approval of the Company's 2018 Israeli Special Purpose Stock Incentive Plan and the authorization to issue 200,000 shares of common stock thereunder. | For | None | 2442 | 0 | 0 | 0 | |||
5 | Ratification of the selection of Ernst & Young LLP as the Company's registered public accounting firm for the current fiscal year. | For | None | 2442 | 0 | 0 | 0 | |||
CACI INTERNATIONAL INC | ||||||||||
Security: | 127190304 | Meeting Type: | Annual | |||||||
Ticker: | CACI | Meeting Date: | 15-Nov-2018 | |||||||
ISIN | US1271903049 | Vote Deadline Date: | 14-Nov-2018 | |||||||
Agenda | 934882843 | Management | Total Ballot Shares: | 6867 | ||||||
Last Vote Date: | 06-Oct-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Kenneth Asbury | For | None | 1145 | 0 | 0 | 0 | |||
2 | Election of Director: Michael A. Daniels | For | None | 1145 | 0 | 0 | 0 | |||
3 | Election of Director: James S. Gilmore, III | For | None | 1145 | 0 | 0 | 0 | |||
4 | Election of Director: William L. Jews | For | None | 1145 | 0 | 0 | 0 | |||
5 | Election of Director: Gregory G. Johnson | For | None | 1145 | 0 | 0 | 0 | |||
6 | Election of Director: J. Phillip London | For | None | 1145 | 0 | 0 | 0 | |||
7 | Election of Director: James L. Pavitt | For | None | 1145 | 0 | 0 | 0 | |||
8 | Election of Director: Warren R. Phillips | For | None | 1145 | 0 | 0 | 0 | |||
9 | Election of Director: Debora A. Plunkett | For | None | 1145 | 0 | 0 | 0 | |||
10 | Election of Director: Charles P. Revoile | For | None | 1145 | 0 | 0 | 0 | |||
11 | Election of Director: William S. Wallace | For | None | 1145 | 0 | 0 | 0 | |||
12 | Advisory approval of the Company's executive compensation. | For | None | 1145 | 0 | 0 | 0 | |||
13 | The ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2019. | For | None | 1145 | 0 | 0 | 0 | |||
CRACKER BARREL OLD COUNTRY STORE, INC. | ||||||||||
Security: | 22410J106 | Meeting Type: | Annual | |||||||
Ticker: | CBRL | Meeting Date: | 15-Nov-2018 | |||||||
ISIN | US22410J1060 | Vote Deadline Date: | 14-Nov-2018 | |||||||
Agenda | 934882045 | Management | Total Ballot Shares: | 22411 | ||||||
Last Vote Date: | 06-Oct-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | James W. Bradford | 790 | 0 | 0 | 0 | |||||
2 | Thomas H. Barr | 790 | 0 | 0 | 0 | |||||
3 | Sandra B. Cochran | 790 | 0 | 0 | 0 | |||||
4 | Meg G. Crofton | 790 | 0 | 0 | 0 | |||||
5 | Richard J. Dobkin | 790 | 0 | 0 | 0 | |||||
6 | Norman E. Johnson | 790 | 0 | 0 | 0 | |||||
7 | William W. McCarten | 790 | 0 | 0 | 0 | |||||
8 | Coleman H. Peterson | 790 | 0 | 0 | 0 | |||||
9 | Andrea M. Weiss | 790 | 0 | 0 | 0 | |||||
2 | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the proxy statement that accompanies this notice. | For | None | 790 | 0 | 0 | 0 | |||
3 | To approve the Company's shareholder rights plan which was adopted by our Board of Directors on April 9, 2018. | For | None | 0 | 790 | 0 | 0 | |||
4 | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the 2019 fiscal year. | For | None | 790 | 0 | 0 | 0 | |||
EBIX, INC. | ||||||||||
Security: | 278715206 | Meeting Type: | Special | |||||||
Ticker: | EBIX | Meeting Date: | 16-Nov-2018 | |||||||
ISIN | US2787152063 | Vote Deadline Date: | 15-Nov-2018 | |||||||
Agenda | 934890054 | Management | Total Ballot Shares: | 5656 | ||||||
Last Vote Date: | 19-Oct-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | To approve and adopt an amendment to our certificate of incorporation to increase our authorized common stock to 220,000,000 shares, $0.10 par value | For | None | 2006 | 0 | 0 | 0 | |||
2 | To approve the adjournment of the Special Meeting, if necessary or appropriate as determined by the Board, to solicit additional proxies | For | None | 2006 | 0 | 0 | 0 | |||
ORITANI FINANCIAL CORP | ||||||||||
Security: | 68633D103 | Meeting Type: | Annual | |||||||
Ticker: | ORIT | Meeting Date: | 20-Nov-2018 | |||||||
ISIN | US68633D1037 | Vote Deadline Date: | 19-Nov-2018 | |||||||
Agenda | 934885647 | Management | Total Ballot Shares: | 38656 | ||||||
Last Vote Date: | 05-Nov-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Robert S. Hekemian, Jr. | 4448 | 0 | 0 | 0 | |||||
2 | John M. Fields, Jr. | 4448 | 0 | 0 | 0 | |||||
2 | The ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the year ending June 30, 2019. | For | None | 4448 | 0 | 0 | 0 | |||
3 | An advisory, non-binding proposal with respect to the executive compensation described in the proxy statement. | For | None | 4448 | 0 | 0 | 0 | |||
MYRIAD GENETICS, INC. | ||||||||||
Security: | 62855J104 | Meeting Type: | Annual | |||||||
Ticker: | MYGN | Meeting Date: | 29-Nov-2018 | |||||||
ISIN | US62855J1043 | Vote Deadline Date: | 28-Nov-2018 | |||||||
Agenda | 934886170 | Management | Total Ballot Shares: | 10936 | ||||||
Last Vote Date: | 11-Oct-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | John T. Henderson, M.D. | 2083 | 0 | 0 | 0 | |||||
2 | S. Louise Phanstiel | 2083 | 0 | 0 | 0 | |||||
2 | To approve a proposed amendment to our 2017 Employee, Director and Consultant Equity Incentive Plan. | For | None | 2083 | 0 | 0 | 0 | |||
3 | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2019. | For | None | 2083 | 0 | 0 | 0 | |||
4 | To approve, on an advisory basis, the compensation of our named executive officers, as disclosed in the proxy statement. | For | None | 2083 | 0 | 0 | 0 | |||
SCANSOURCE, INC. | ||||||||||
Security: | 806037107 | Meeting Type: | Annual | |||||||
Ticker: | SCSC | Meeting Date: | 29-Nov-2018 | |||||||
ISIN | US8060371072 | Vote Deadline Date: | 28-Nov-2018 | |||||||
Agenda | 934888833 | Management | Total Ballot Shares: | 8884 | ||||||
Last Vote Date: | 20-Oct-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Steven R. Fischer | 3047 | 0 | 0 | 0 | |||||
2 | Michael L. Baur | 3047 | 0 | 0 | 0 | |||||
3 | Peter C. Browning | 3047 | 0 | 0 | 0 | |||||
4 | Michael J. Grainger | 3047 | 0 | 0 | 0 | |||||
5 | John P. Reilly | 3047 | 0 | 0 | 0 | |||||
6 | Elizabeth O. Temple | 3047 | 0 | 0 | 0 | |||||
7 | Charles R. Whitchurch | 3047 | 0 | 0 | 0 | |||||
2 | Advisory vote to approve ScanSource's named executive officer compensation. | For | None | 3047 | 0 | 0 | 0 | |||
3 | Ratification of the appointment of Grant Thornton LLP as ScanSource's independent auditors for the fiscal year ending June 30, 2019. | For | None | 3047 | 0 | 0 | 0 | |||
OSI SYSTEMS, INC. | ||||||||||
Security: | 671044105 | Meeting Type: | Annual | |||||||
Ticker: | OSIS | Meeting Date: | 10-Dec-2018 | |||||||
ISIN | US6710441055 | Vote Deadline Date: | 07-Dec-2018 | |||||||
Agenda | 934891626 | Management | Total Ballot Shares: | 3848 | ||||||
Last Vote Date: | 30-Oct-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Deepak Chopra | 1136 | 0 | 0 | 0 | |||||
2 | Ajay Mehra | 1136 | 0 | 0 | 0 | |||||
3 | Steven C. Good | 1136 | 0 | 0 | 0 | |||||
4 | Meyer Luskin | 1136 | 0 | 0 | 0 | |||||
5 | William F. Ballhaus | 0 | 0 | 1136 | 0 | |||||
6 | James B. Hawkins | 0 | 0 | 1136 | 0 | |||||
7 | Gerald Chizever | 1136 | 0 | 0 | 0 | |||||
2 | Ratification of the appointment of Moss Adams LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2019. | For | None | 1136 | 0 | 0 | 0 | |||
3 | Advisory vote on the Company's executive compensation for the fiscal year ended June 30, 2018. | For | None | 1136 | 0 | 0 | 0 | |||
WD-40 COMPANY | ||||||||||
Security: | 929236107 | Meeting Type: | Annual | |||||||
Ticker: | WDFC | Meeting Date: | 11-Dec-2018 | |||||||
ISIN | US9292361071 | Vote Deadline Date: | 10-Dec-2018 | |||||||
Agenda | 934892630 | Management | Total Ballot Shares: | 10447 | ||||||
Last Vote Date: | 03-Nov-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | D.T. Carter | 995 | 0 | 0 | 0 | |||||
2 | M. Claassen | 995 | 0 | 0 | 0 | |||||
3 | E.P. Etchart | 995 | 0 | 0 | 0 | |||||
4 | L.A. Lang | 995 | 0 | 0 | 0 | |||||
5 | D.B. Pendarvis | 995 | 0 | 0 | 0 | |||||
6 | D.E. Pittard | 995 | 0 | 0 | 0 | |||||
7 | G.O. Ridge | 995 | 0 | 0 | 0 | |||||
8 | G.A. Sandfort | 995 | 0 | 0 | 0 | |||||
9 | N.E. Schmale | 995 | 0 | 0 | 0 | |||||
2 | To hold an advisory vote to approve executive compensation. | For | None | 995 | 0 | 0 | 0 | |||
3 | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2019. | For | None | 995 | 0 | 0 | 0 | |||
WINNEBAGO INDUSTRIES, INC. | ||||||||||
Security: | 974637100 | Meeting Type: | Annual | |||||||
Ticker: | WGO | Meeting Date: | 11-Dec-2018 | |||||||
ISIN | US9746371007 | Vote Deadline Date: | 10-Dec-2018 | |||||||
Agenda | 934892616 | Management | Total Ballot Shares: | 13141 | ||||||
Last Vote Date: | 02-Nov-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Maria F. Blase | 5231 | 0 | 0 | 0 | |||||
2 | Christopher J. Braun | 5231 | 0 | 0 | 0 | |||||
3 | David W. Miles | 5231 | 0 | 0 | 0 | |||||
2 | Advisory approval of executive compensation (the "say on pay" vote). | For | None | 5231 | 0 | 0 | 0 | |||
3 | Approval of the Winnebago Industries, Inc. 2019 Omnibus Incentive Plan. | For | None | 5231 | 0 | 0 | 0 | |||
4 | Ratification of the appointment of Deloitte & Touche LLP as Winnebago Industries, Inc.'s Independent Registered Public Accountant for the fiscal year ending August 31, 2019. | For | None | 5231 | 0 | 0 | 0 | |||
FABRINET | ||||||||||
Security: | G3323L100 | Meeting Type: | Annual | |||||||
Ticker: | FN | Meeting Date: | 13-Dec-2018 | |||||||
ISIN | KYG3323L1005 | Vote Deadline Date: | 12-Dec-2018 | |||||||
Agenda | 934891056 | Management | Total Ballot Shares: | 7551 | ||||||
Last Vote Date: | 25-Oct-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Dr. Frank H. Levinson | 3054 | 0 | 0 | 0 | |||||
2 | David T. Mitchell | 3054 | 0 | 0 | 0 | |||||
2 | Ratification of the appointment of PricewaterhouseCoopers ABAS Ltd. as Fabrinet's independent registered public accounting firm for the fiscal year ending June 28, 2019. | For | None | 3054 | 0 | 0 | 0 | |||
3 | Approval, on an advisory basis, of the compensation paid to Fabrinet's named executive officers. | For | None | 3054 | 0 | 0 | 0 | |||
NATUS MEDICAL INCORPORATED | ||||||||||
Security: | 639050103 | Meeting Type: | Special | |||||||
Ticker: | BABY | Meeting Date: | 13-Dec-2018 | |||||||
ISIN | US6390501038 | Vote Deadline Date: | 12-Dec-2018 | |||||||
Agenda | 934898909 | Management | Total Ballot Shares: | 4726 | ||||||
Last Vote Date: | 13-Nov-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | To approve the 2018 Equity Incentive Plan (the "2018 Plan"). | For | None | 2393 | 0 | 0 | 0 | |||
ASCENA RETAIL GROUP, INC. | ||||||||||
Security: | 04351G101 | Meeting Type: | Annual | |||||||
Ticker: | ASNA | Meeting Date: | 14-Dec-2018 | |||||||
ISIN | US04351G1013 | Vote Deadline Date: | 13-Dec-2018 | |||||||
Agenda | 934894254 | Management | Total Ballot Shares: | 67299 | ||||||
Last Vote Date: | 03-Nov-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Steven L. Kirshenbaum | For | None | 24230 | 0 | 0 | 0 | |||
2 | Election of Director: Carrie W. Teffner | For | None | 24230 | 0 | 0 | 0 | |||
3 | Election of Director: Linda Yaccarino | For | None | 24230 | 0 | 0 | 0 | |||
4 | Proposal to approve amendment Number Two to the Ascena Retail Group, Inc. 2016 Omnibus Incentive Plan, as amended. | For | None | 24230 | 0 | 0 | 0 | |||
5 | Proposal to approve, by non-binding vote, the compensation paid to the Company's named executive officers during fiscal 2018. | For | None | 24230 | 0 | 0 | 0 | |||
6 | Proposal to approve the Amendment and Restatement of the Company's Second Amended and Restated Certificate of Incorporation, as amended. | For | None | 24230 | 0 | 0 | 0 | |||
7 | Proposal to ratify Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for fiscal year ending August 3, 2019. | For | None | 24230 | 0 | 0 | 0 | |||
CANTEL MEDICAL CORP. | ||||||||||
Security: | 138098108 | Meeting Type: | Annual | |||||||
Ticker: | CMD | Meeting Date: | 19-Dec-2018 | |||||||
ISIN | US1380981084 | Vote Deadline Date: | 18-Dec-2018 | |||||||
Agenda | 934903370 | Management | Total Ballot Shares: | 10340 | ||||||
Last Vote Date: | 21-Nov-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Charles M. Diker | For | None | 1814 | 0 | 0 | 0 | |||
2 | Election of Director: Alan R. Batkin | For | None | 1814 | 0 | 0 | 0 | |||
3 | Election of Director: Ann E. Berman | For | None | 1814 | 0 | 0 | 0 | |||
4 | Election of Director: Mark N. Diker | For | None | 1814 | 0 | 0 | 0 | |||
5 | Election of Director: Anthony B. Evnin | For | None | 1814 | 0 | 0 | 0 | |||
6 | Election of Director: Laura L. Forese | For | None | 1814 | 0 | 0 | 0 | |||
7 | Election of Director: George L. Fotiades | For | None | 1814 | 0 | 0 | 0 | |||
8 | Election of Director: Jorgen B. Hansen | For | None | 1814 | 0 | 0 | 0 | |||
9 | Election of Director: Ronnie Myers | For | None | 1814 | 0 | 0 | 0 | |||
10 | Election of Director: Peter Pronovost | For | None | 1814 | 0 | 0 | 0 | |||
11 | Advisory vote to approve Named Executive Officer compensation. | For | None | 1814 | 0 | 0 | 0 | |||
12 | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2019. | For | None | 1814 | 0 | 0 | 0 | |||
GOVERNMENT PROPERTIES INCOME TRUST | ||||||||||
Security: | 38376A103 | Meeting Type: | Special | |||||||
Ticker: | GOV | Meeting Date: | 20-Dec-2018 | |||||||
ISIN | US38376A1034 | Vote Deadline Date: | 19-Dec-2018 | |||||||
Agenda | 934903887 | Management | Total Ballot Shares: | 18138 | ||||||
Last Vote Date: | 21-Nov-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Approval of the issuance of common shares of beneficial interest of Government Properties Income Trust, in the merger of Select Income REIT with and into GOV MS REIT, a Maryland real estate investment trust that is a wholly owned subsidiary of Government Properties Income Trust, with GOV MS REIT as the surviving entity in the merger, pursuant to the Agreement and Plan of Merger, dated as of September 14, 2018, as it may be amended from time to time, by and among Government Properties Income Trust, GOV MS REIT and Select Income REIT. | For | None | 3430 | 0 | 0 | 0 | |||
2 | Approval of the adjournment of the special meeting of shareholders of Government Properties Income Trust from time to time, if necessary or appropriate, including to solicit additional proxies in favor of the share issuance if there are insufficient votes at the time of such adjournment to approve such proposal. | For | None | 3430 | 0 | 0 | 0 | |||
THE GREENBRIER COMPANIES, INC. | ||||||||||
Security: | 393657101 | Meeting Type: | Annual | |||||||
Ticker: | GBX | Meeting Date: | 09-Jan-2019 | |||||||
ISIN | US3936571013 | Vote Deadline Date: | 08-Jan-2019 | |||||||
Agenda | 934899292 | Management | Total Ballot Shares: | 21160 | ||||||
Last Vote Date: | 27-Nov-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Thomas B. Fargo | 3222 | 0 | 0 | 0 | |||||
2 | Duane C. McDougall | 3222 | 0 | 0 | 0 | |||||
3 | Donald A. Washburn | 3222 | 0 | 0 | 0 | |||||
2 | Advisory approval of the compensation of the Company's named executive officers. | For | None | 3222 | 0 | 0 | 0 | |||
3 | Approval of an amendment to the Company's 2014 Employee Stock Purchase Plan. | For | None | 3222 | 0 | 0 | 0 | |||
4 | Ratification of the appointment of KPMG LLP as the Company's independent auditors for 2019. | For | None | 3222 | 0 | 0 | 0 | |||
ELECTRO SCIENTIFIC INDUSTRIES, INC. | ||||||||||
Security: | 285229100 | Meeting Type: | Special | |||||||
Ticker: | ESIO | Meeting Date: | 10-Jan-2019 | |||||||
ISIN | US2852291002 | Vote Deadline Date: | 09-Jan-2019 | |||||||
Agenda | 934912280 | Management | Total Ballot Shares: | 5547 | ||||||
Last Vote Date: | 13-Dec-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | To approve the Agreement and Plan of Merger dated October 29, 2018, among Electro Scientific Industries, Inc. (the "Company"), MKS Instruments, Inc., a Massachusetts corporation ("MKS") and EAS Equipment, Inc., a Delaware corporation and a wholly owned subsidiary of MKS ("Merger Sub"), as it may be amended from time to time (the "Merger Agreement") and the transactions contemplated thereby. | For | None | 1489 | 0 | 0 | 0 | |||
2 | To approve any proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the Merger Agreement and the transactions contemplated thereby at the time of the Special Meeting. | For | None | 1489 | 0 | 0 | 0 | |||
3 | To approve, by non-binding, advisory vote, certain compensation that will or may become payable by ESI to its named executive officers in connection with the transactions contemplated by the Merger Agreement. | For | None | 1489 | 0 | 0 | 0 | |||
ENGILITY HOLDINGS, INC. | ||||||||||
Security: | 29286C107 | Meeting Type: | Special | |||||||
Ticker: | EGL | Meeting Date: | 11-Jan-2019 | |||||||
ISIN | US29286C1071 | Vote Deadline Date: | 10-Jan-2019 | |||||||
Agenda | 934910286 | Management | Total Ballot Shares: | 7357 | ||||||
Last Vote Date: | 07-Dec-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | To approve and adopt the Agreement and Plan of Merger, dated as of September 9, 2018, by and among Engility Holdings, Inc., Science Applications International Corporation, and Raptors Merger Sub, Inc., as such agreement may be amended from time to time, and approve the merger contemplated thereby (the "Merger Proposal"). | For | None | 3736 | 0 | 0 | 0 | |||
2 | To approve the adjournment from time to time of the Engility special meeting if necessary to solicit additional proxies if there are not sufficient votes to approve the Merger Proposal. | For | None | 3736 | 0 | 0 | 0 | |||
3 | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Engility's named executive officers in connection with the completion of the merger. | For | None | 3736 | 0 | 0 | 0 | |||
ACTUANT CORPORATION | ||||||||||
Security: | 00508X203 | Meeting Type: | Annual | |||||||
Ticker: | ATU | Meeting Date: | 22-Jan-2019 | |||||||
ISIN | US00508X2036 | Vote Deadline Date: | 18-Jan-2019 | |||||||
Agenda | 934910185 | Management | Total Ballot Shares: | 9529 | ||||||
Last Vote Date: | 07-Dec-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Alfredo Altavilla | 2383 | 0 | 0 | 0 | |||||
2 | Randal W. Baker | 2383 | 0 | 0 | 0 | |||||
3 | J. Palmer Clarkson | 2383 | 0 | 0 | 0 | |||||
4 | Danny L. Cunningham | 2383 | 0 | 0 | 0 | |||||
5 | E. James Ferland | 2383 | 0 | 0 | 0 | |||||
6 | Richard D. Holder | 2383 | 0 | 0 | 0 | |||||
7 | Sidney S. Simmons | 2383 | 0 | 0 | 0 | |||||
8 | Holly A. Van Deursen | 2383 | 0 | 0 | 0 | |||||
2 | Ratification of PricewaterhouseCoopers LLP as the Company's independent auditor. | For | None | 2383 | 0 | 0 | 0 | |||
3 | Advisory vote to approve the compensation of our named executive officers. | For | None | 2383 | 0 | 0 | 0 | |||
NEW JERSEY RESOURCES CORPORATION | ||||||||||
Security: | 646025106 | Meeting Type: | Annual | |||||||
Ticker: | NJR | Meeting Date: | 23-Jan-2019 | |||||||
ISIN | US6460251068 | Vote Deadline Date: | 22-Jan-2019 | |||||||
Agenda | 934911808 | Management | Total Ballot Shares: | 26933 | ||||||
Last Vote Date: | 07-Jan-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Stephen D. Westhoven | 2340 | 0 | 0 | 0 | |||||
2 | Maureen A. Borkowski | 2340 | 0 | 0 | 0 | |||||
3 | Laurence M. Downes | 2340 | 0 | 0 | 0 | |||||
4 | Robert B. Evans | 2340 | 0 | 0 | 0 | |||||
5 | Thomas C. O'Connor | 2340 | 0 | 0 | 0 | |||||
2 | To approve a non-binding advisory resolution approving the compensation of our named executive officers. | For | None | 2340 | 0 | 0 | 0 | |||
3 | To ratify the appointment by the Audit Committee of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2019. | For | None | 2340 | 0 | 0 | 0 | |||
INVESTMENT TECHNOLOGY GROUP, INC. | ||||||||||
Security: | 46145F105 | Meeting Type: | Special | |||||||
Ticker: | ITG | Meeting Date: | 24-Jan-2019 | |||||||
ISIN | US46145F1057 | Vote Deadline Date: | 23-Jan-2019 | |||||||
Agenda | 934914854 | Management | Total Ballot Shares: | 5906 | ||||||
Last Vote Date: | 20-Dec-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Proposal to adopt the Agreement and Plan of Merger (the "merger agreement"), dated as of November 6, 2018, by and among Investment Technology Group, Inc. ( the "Company"), Virtu Financial, Inc. ("Virtu") and Impala Merger Sub, Inc., an indirect wholly owned subsidiary of Virtu ("Merger Sub"), ...(due to space limits, see proxy statement for full proposal). | For | None | 2378 | 0 | 0 | 0 | |||
2 | Proposal to approve, on a non-binding, advisory basis, the compensation that certain executive officers of the Company may receive in connection with the merger pursuant to agreements or arrangements with the Company. | For | None | 2378 | 0 | 0 | 0 | |||
3 | Proposal to approve one or more adjournments of the special meeting, if necessary or appropriate, including adjournments to permit further solicitation of proxies in favor of the merger proposal. | For | None | 2378 | 0 | 0 | 0 | |||
INDEPENDENT BANK CORP. | ||||||||||
Security: | 453836108 | Meeting Type: | Special | |||||||
Ticker: | INDB | Meeting Date: | 25-Jan-2019 | |||||||
ISIN | US4538361084 | Vote Deadline Date: | 24-Jan-2019 | |||||||
Agenda | 934914943 | Management | Total Ballot Shares: | 8992 | ||||||
Last Vote Date: | 20-Dec-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Approve the Agreement and Plan of Merger, dated as of September 20, 2018 (the "merger agreement"), by and among Independent Bank Corp. ("Independent"), Rockland Trust Company, Blue Hills Bancorp, Inc. ("BHB") and Blue Hills Bank, and to approve the transactions contemplated by the merger agreement, including the merger of BHB with and into Independent (the "merger") and the issuance of up to 6,835,690 shares of Independent common stock in connection with the merger. | For | None | 1226 | 0 | 0 | 0 | |||
2 | Authorize the board of directors of Independent to adjourn or postpone the special meeting, if necessary, to permit further solicitation of proxies in favor of the Independent merger agreement proposal or to vote on other matters properly before the special meeting. | For | None | 1226 | 0 | 0 | 0 | |||
MOMENTA PHARMACEUTICALS, INC. | ||||||||||
Security: | 60877T100 | Meeting Type: | Special | |||||||
Ticker: | MNTA | Meeting Date: | 30-Jan-2019 | |||||||
ISIN | US60877T1007 | Vote Deadline Date: | 29-Jan-2019 | |||||||
Agenda | 934918890 | Management | Total Ballot Shares: | 15508 | ||||||
Last Vote Date: | 08-Jan-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | To amend the Company's Third Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock of the Company from 100,000,000 to 200,000,000. | For | None | 8455 | 0 | 0 | 0 | |||
2 | To approve an adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve Proposal 1. | For | None | 8455 | 0 | 0 | 0 | |||
GRIFFON CORPORATION | ||||||||||
Security: | 398433102 | Meeting Type: | Annual | |||||||
Ticker: | GFF | Meeting Date: | 31-Jan-2019 | |||||||
ISIN | US3984331021 | Vote Deadline Date: | 30-Jan-2019 | |||||||
Agenda | 934913864 | Management | Total Ballot Shares: | 10218 | ||||||
Last Vote Date: | 20-Dec-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Louis J. Grabowsky | 4619 | 0 | 0 | 0 | |||||
2 | Robert F. Mehmel | 4619 | 0 | 0 | 0 | |||||
3 | Cheryl L. Turnbull | 4619 | 0 | 0 | 0 | |||||
4 | William H. Waldorf | 4619 | 0 | 0 | 0 | |||||
2 | Approval of the resolution approving the compensation of our executive officers as disclosed in the Proxy Statement. | For | None | 4619 | 0 | 0 | 0 | |||
3 | Ratification of the selection by our audit committee of Grant Thornton LLP to serve as our independent registered public accounting firm for fiscal year 2019. | For | None | 4619 | 0 | 0 | 0 | |||
SPIRE INC. | ||||||||||
Security: | 84857L101 | Meeting Type: | Annual | |||||||
Ticker: | SR | Meeting Date: | 31-Jan-2019 | |||||||
ISIN | US84857L1017 | Vote Deadline Date: | 30-Jan-2019 | |||||||
Agenda | 934911048 | Management | Total Ballot Shares: | 21502 | ||||||
Last Vote Date: | 16-Dec-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Brenda D. Newberry# | 5337 | 0 | 0 | 0 | |||||
2 | Suzanne Sitherwood# | 5337 | 0 | 0 | 0 | |||||
3 | Mary Ann Van Lokeren# | 5337 | 0 | 0 | 0 | |||||
4 | Stephen S. Schwartz* | 5337 | 0 | 0 | 0 | |||||
2 | Advisory nonbinding approval of resolution to approve compensation of our named executive officers. | For | None | 5337 | 0 | 0 | 0 | |||
3 | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accountant for the 2019 fiscal year. | For | None | 5337 | 0 | 0 | 0 | |||
ESCO TECHNOLOGIES INC. | ||||||||||
Security: | 296315104 | Meeting Type: | Annual | |||||||
Ticker: | ESE | Meeting Date: | 05-Feb-2019 | |||||||
ISIN | US2963151046 | Vote Deadline Date: | 04-Feb-2019 | |||||||
Agenda | 934911125 | Management | Total Ballot Shares: | 7654 | ||||||
Last Vote Date: | 14-Dec-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Leon J. Olivier | 0 | 0 | 1920 | 0 | |||||
2 | Victor L. Richey | 1920 | 0 | 0 | 0 | |||||
3 | Larry W. Solley | 0 | 0 | 1920 | 0 | |||||
2 | Proposal to approve an amendment to the Company's Employee Stock Purchase Plan. | For | None | 1920 | 0 | 0 | 0 | |||
3 | Proposal to ratify independent public accounting firm for fiscal 2019. | For | None | 1920 | 0 | 0 | 0 | |||
4 | Say on Pay- An advisory vote on the approval of executive compensation. | For | None | 1920 | 0 | 0 | 0 | |||
J & J SNACK FOODS CORP. | ||||||||||
Security: | 466032109 | Meeting Type: | Annual | |||||||
Ticker: | JJSF | Meeting Date: | 05-Feb-2019 | |||||||
ISIN | US4660321096 | Vote Deadline Date: | 04-Feb-2019 | |||||||
Agenda | 934915969 | Management | Total Ballot Shares: | 8873 | ||||||
Last Vote Date: | 22-Dec-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Vincent Melchiorre | 0 | 0 | 681 | 0 | |||||
2 | Advisory vote on Approval of the Company's Executive Compensation Programs | For | None | 681 | 0 | 0 | 0 | |||
AXON ENTERPRISE, INC. | ||||||||||
Security: | 05464C101 | Meeting Type: | Special | |||||||
Ticker: | AAXN | Meeting Date: | 12-Feb-2019 | |||||||
ISIN | US05464C1018 | Vote Deadline Date: | 11-Feb-2019 | |||||||
Agenda | 934918903 | Management | Total Ballot Shares: | 13103 | ||||||
Last Vote Date: | 08-Jan-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Approve the Axon Enterprise, Inc. 2019 Stock Incentive Plan. | For | None | 5340 | 0 | 0 | 0 | |||
INSTEEL INDUSTRIES, INC. | ||||||||||
Security: | 45774W108 | Meeting Type: | Annual | |||||||
Ticker: | IIIN | Meeting Date: | 12-Feb-2019 | |||||||
ISIN | US45774W1080 | Vote Deadline Date: | 11-Feb-2019 | |||||||
Agenda | 934917494 | Management | Total Ballot Shares: | 6776 | ||||||
Last Vote Date: | 04-Jan-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Abney S. Boxley, III | 0 | 0 | 3830 | 0 | |||||
2 | Jon M. Ruth | 0 | 0 | 3830 | 0 | |||||
3 | Joseph A. Rutkowski | 0 | 0 | 3830 | 0 | |||||
2 | Advisory vote to approve the compensation of our executive officers. | For | None | 3830 | 0 | 0 | 0 | |||
3 | Ratification of appointment of Grant Thornton LLP as our independent registered public accounting firm for our fiscal year 2019. | For | None | 3830 | 0 | 0 | 0 | |||
MOOG INC. | ||||||||||
Security: | 615394202 | Meeting Type: | Annual | |||||||
Ticker: | MOGA | Meeting Date: | 12-Feb-2019 | |||||||
ISIN | US6153942023 | Vote Deadline Date: | 11-Feb-2019 | |||||||
Agenda | 934922522 | Management | Total Ballot Shares: | 7493 | ||||||
Last Vote Date: | 24-Jan-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Bradley R. Lawrence | 1762 | 0 | 0 | 0 | |||||
2 | Ratification of Ernst & Young LLP as auditors for Moog Inc. for the 2019 fiscal year | For | None | 1762 | 0 | 0 | 0 | |||
MTS SYSTEMS CORPORATION | ||||||||||
Security: | 553777103 | Meeting Type: | Annual | |||||||
Ticker: | MTSC | Meeting Date: | 13-Feb-2019 | |||||||
ISIN | US5537771033 | Vote Deadline Date: | 12-Feb-2019 | |||||||
Agenda | 934915945 | Management | Total Ballot Shares: | 2420 | ||||||
Last Vote Date: | 28-Jan-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | David J. Anderson | 1077 | 0 | 0 | 0 | |||||
2 | Jeffrey A. Graves | 1077 | 0 | 0 | 0 | |||||
3 | David D. Johnson | 1077 | 0 | 0 | 0 | |||||
4 | Randy J. Martinez | 1077 | 0 | 0 | 0 | |||||
5 | Michael V. Schrock | 1077 | 0 | 0 | 0 | |||||
6 | Gail P. Steinel | 1077 | 0 | 0 | 0 | |||||
7 | Chun Hung (Kenneth) Yu | 1077 | 0 | 0 | 0 | |||||
2 | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending September 28, 2019. | For | None | 1077 | 0 | 0 | 0 | |||
3 | To approve, in a non-binding, advisory vote, the compensation of the Company's named executive officers. | For | None | 1077 | 0 | 0 | 0 | |||
PLEXUS CORP. | ||||||||||
Security: | 729132100 | Meeting Type: | Annual | |||||||
Ticker: | PLXS | Meeting Date: | 13-Feb-2019 | |||||||
ISIN | US7291321005 | Vote Deadline Date: | 12-Feb-2019 | |||||||
Agenda | 934913410 | Management | Total Ballot Shares: | 9372 | ||||||
Last Vote Date: | 18-Dec-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Ralf R. Boer | 2641 | 0 | 0 | 0 | |||||
2 | Stephen P. Cortinovis | 2641 | 0 | 0 | 0 | |||||
3 | David J. Drury | 2641 | 0 | 0 | 0 | |||||
4 | Joann M. Eisenhart | 2641 | 0 | 0 | 0 | |||||
5 | Dean A. Foate | 2641 | 0 | 0 | 0 | |||||
6 | Rainer Jueckstock | 2641 | 0 | 0 | 0 | |||||
7 | Peter Kelly | 2641 | 0 | 0 | 0 | |||||
8 | Todd P. Kelsey | 2641 | 0 | 0 | 0 | |||||
9 | Karen M. Rapp | 2641 | 0 | 0 | 0 | |||||
10 | Paul A. Rooke | 2641 | 0 | 0 | 0 | |||||
11 | Michael V. Schrock | 2641 | 0 | 0 | 0 | |||||
2 | Ratification of PricewaterhouseCoopers LLP as Independent Auditors for fiscal 2019. | For | None | 2641 | 0 | 0 | 0 | |||
3 | Advisory vote to approve the compensation of Plexus Corp.'s named executive officers, as disclosed in "Compensation Discussion and Analysis" and "Executive Compensation" in the Proxy Statement. | For | None | 2641 | 0 | 0 | 0 | |||
BELMOND LTD. | ||||||||||
Security: | G1154H107 | Meeting Type: | Special | |||||||
Ticker: | BEL | Meeting Date: | 14-Feb-2019 | |||||||
ISIN | BMG1154H1079 | Vote Deadline Date: | 13-Feb-2019 | |||||||
Agenda | 934919753 | Management | Total Ballot Shares: | 32282 | ||||||
Last Vote Date: | 12-Jan-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | To approve the Agreement and Plan of Merger, dated as of December 13, 2018, by and among Belmond Ltd., LVMH Moet Hennessy Louis Vuitton SE, Palladio Overseas Holding Limited and Fenice Ltd., including the statutory merger agreement attached thereto, and the merger of Fenice Ltd. with and into Belmond Ltd. (the "merger proposal"). | For | None | 10812 | 0 | 0 | 0 | |||
2 | To approve an adjournment of the special general meeting of shareholders of Belmond Ltd. (the "special general meeting"), if necessary or appropriate, to solicit additional proxies, in the event that there are insufficient votes to approve the merger proposal at the special general meeting (the "adjournment proposal"). | For | None | 10812 | 0 | 0 | 0 | |||
HILLENBRAND, INC. | ||||||||||
Security: | 431571108 | Meeting Type: | Annual | |||||||
Ticker: | HI | Meeting Date: | 14-Feb-2019 | |||||||
ISIN | US4315711089 | Vote Deadline Date: | 13-Feb-2019 | |||||||
Agenda | 934916480 | Management | Total Ballot Shares: | 17012 | ||||||
Last Vote Date: | 04-Jan-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Gary L. Collar* | 2960 | 0 | 0 | 0 | |||||
2 | Joy M. Greenway* | 2960 | 0 | 0 | 0 | |||||
3 | F. Joseph Loughrey* | 2960 | 0 | 0 | 0 | |||||
4 | Daniel C. Hillenbrand** | 2960 | 0 | 0 | 0 | |||||
2 | To approve, by a non-binding advisory vote, the compensation paid by the Company to its Named Executive Officers. | For | None | 2960 | 0 | 0 | 0 | |||
3 | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2019. | For | None | 2960 | 0 | 0 | 0 | |||
SANDERSON FARMS, INC. | ||||||||||
Security: | 800013104 | Meeting Type: | Annual | |||||||
Ticker: | SAFM | Meeting Date: | 14-Feb-2019 | |||||||
ISIN | US8000131040 | Vote Deadline Date: | 13-Feb-2019 | |||||||
Agenda | 934920681 | Management | Total Ballot Shares: | 52039 | ||||||
Last Vote Date: | 16-Jan-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Fred L. Banks, Jr.# | 1371 | 0 | 0 | 0 | |||||
2 | Robert C. Khayat# | 1371 | 0 | 0 | 0 | |||||
3 | Gail Jones Pittman# | 1371 | 0 | 0 | 0 | |||||
4 | Toni D. Cooley# | 1371 | 0 | 0 | 0 | |||||
5 | David Barksdale* | 1371 | 0 | 0 | 0 | |||||
6 | Edith Kelly-Green@ | 1371 | 0 | 0 | 0 | |||||
2 | Proposal to approve, in a non-binding advisory vote, the compensation of the Company's Named Executive Officers. | For | None | 1371 | 0 | 0 | 0 | |||
3 | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent auditors for the fiscal year ending October 31, 2019. | For | None | 1371 | 0 | 0 | 0 | |||
CUBIC CORPORATION | ||||||||||
Security: | 229669106 | Meeting Type: | Annual | |||||||
Ticker: | CUB | Meeting Date: | 18-Feb-2019 | |||||||
ISIN | US2296691064 | Vote Deadline Date: | 15-Feb-2019 | |||||||
Agenda | 934921809 | Management | Total Ballot Shares: | 3651 | ||||||
Last Vote Date: | 05-Feb-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Prithviraj Banerjee | 1618 | 0 | 0 | 0 | |||||
2 | Bruce G. Blakley | 1618 | 0 | 0 | 0 | |||||
3 | Maureen Breakiron-Evans | 1618 | 0 | 0 | 0 | |||||
4 | Bradley H. Feldmann | 1618 | 0 | 0 | 0 | |||||
5 | Edwin A. Guiles | 1618 | 0 | 0 | 0 | |||||
6 | Janice M. Hamby | 1618 | 0 | 0 | 0 | |||||
7 | David F. Melcher | 1618 | 0 | 0 | 0 | |||||
8 | Steven J. Norris | 1618 | 0 | 0 | 0 | |||||
9 | John H. Warner, Jr. | 1618 | 0 | 0 | 0 | |||||
2 | To consider and vote upon, on an advisory basis, the compensation of the Company's named executive officers. | For | None | 1618 | 0 | 0 | 0 | |||
3 | To consider and vote upon amendments to the Company's Amended and Restated Certificate of Incorporation (the "Certificate") to eliminate the supermajority voting requirements for certain business combinations. | For | None | 1618 | 0 | 0 | 0 | |||
4 | To consider and vote upon amendments to the Certificate to eliminate the supermajority voting requirements for the Board of Directors to amend the Company's Bylaws to change the authorized number of directors. | For | None | 1618 | 0 | 0 | 0 | |||
5 | To consider and vote upon amendments to the Certificate to eliminate the supermajority voting requirements for shareholders to amend the Company's Bylaws. | For | None | 1618 | 0 | 0 | 0 | |||
6 | To consider and vote upon amendments to the Certificate to eliminate the supermajority voting requirements for amendments to certain provisions of the Certificate. | For | None | 1618 | 0 | 0 | 0 | |||
7 | To consider and vote upon the amendment and restatement of the Cubic Corporation 2015 Incentive Award Plan. | For | None | 1618 | 0 | 0 | 0 | |||
8 | To confirm the selection of Ernst & Young LLP as the Company's independent registered public accountants for Fiscal Year 2019. | For | None | 1618 | 0 | 0 | 0 | |||
MARINEMAX, INC. | ||||||||||
Security: | 567908108 | Meeting Type: | Annual | |||||||
Ticker: | HZO | Meeting Date: | 21-Feb-2019 | |||||||
ISIN | US5679081084 | Vote Deadline Date: | 20-Feb-2019 | |||||||
Agenda | 934915971 | Management | Total Ballot Shares: | 7797 | ||||||
Last Vote Date: | 29-Dec-2018 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: George E. Borst | For | None | 4583 | 0 | 0 | 0 | |||
2 | Election of Director: Hilliard M. Eure III | For | None | 4583 | 0 | 0 | 0 | |||
3 | Election of Director: Joseph A. Watters | For | None | 4583 | 0 | 0 | 0 | |||
4 | To approve (on an advisory basis) our executive compensation ("say-on-pay"). | For | None | 4583 | 0 | 0 | 0 | |||
5 | To approve an amendment to our 2008 Employee Stock Purchase Plan to increase the number of shares available for issuance under that plan by 500,000 shares. | For | None | 4583 | 0 | 0 | 0 | |||
6 | To ratify the appointment of KPMG LLP, an independent registered public accounting firm, as the independent auditor of our Company for the fiscal year ending September 30, 2019. | For | None | 4583 | 0 | 0 | 0 | |||
MATTHEWS INTERNATIONAL CORPORATION | ||||||||||
Security: | 577128101 | Meeting Type: | Annual | |||||||
Ticker: | MATW | Meeting Date: | 21-Feb-2019 | |||||||
ISIN | US5771281012 | Vote Deadline Date: | 20-Feb-2019 | |||||||
Agenda | 934923043 | Management | Total Ballot Shares: | 4284 | ||||||
Last Vote Date: | 19-Feb-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Terry L. Dunlap | 1529 | 0 | 0 | 0 | |||||
2 | Alvaro Garcia-Tunon | 1529 | 0 | 0 | 0 | |||||
3 | John D. Turner | 1529 | 0 | 0 | 0 | |||||
4 | Jerry R. Whitaker | 1529 | 0 | 0 | 0 | |||||
2 | Approve the adoption of the 2019 Director Fee Plan. | For | None | 1529 | 0 | 0 | 0 | |||
3 | Ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm to audit the records of the Company for the fiscal year ending September 30, 2019. | For | None | 1529 | 0 | 0 | 0 | |||
4 | Provide an advisory (non-binding) vote on the executive compensation of the Company's named executive officers. | For | None | 1529 | 0 | 0 | 0 | |||
KULICKE & SOFFA INDUSTRIES, INC. | ||||||||||
Security: | 501242101 | Meeting Type: | Annual | |||||||
Ticker: | KLIC | Meeting Date: | 27-Feb-2019 | |||||||
ISIN | US5012421013 | Vote Deadline Date: | 22-Feb-2019 | |||||||
Agenda | 934920655 | Management | Total Ballot Shares: | 20883 | ||||||
Last Vote Date: | 20-Jan-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Dr. Fusen E. Chen | 6419 | 0 | 0 | 0 | |||||
2 | Mr. Gregory F. Milzcik | 6419 | 0 | 0 | 0 | |||||
2 | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending September 28, 2019. | For | None | 6419 | 0 | 0 | 0 | |||
3 | To approve, on a non-binding basis, the compensation of the Company's named executive officers. | For | None | 6419 | 0 | 0 | 0 | |||
COHERENT, INC. | ||||||||||
Security: | 192479103 | Meeting Type: | Annual | |||||||
Ticker: | COHR | Meeting Date: | 28-Feb-2019 | |||||||
ISIN | US1924791031 | Vote Deadline Date: | 27-Feb-2019 | |||||||
Agenda | 934918991 | Management | Total Ballot Shares: | 5159 | ||||||
Last Vote Date: | 16-Jan-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: John R. Ambroseo | For | None | 1014 | 0 | 0 | 0 | |||
2 | Election of Director: Jay T. Flatley | For | None | 1014 | 0 | 0 | 0 | |||
3 | Election of Director: Pamela Fletcher | For | None | 1014 | 0 | 0 | 0 | |||
4 | Election of Director: Susan M. James | For | None | 1014 | 0 | 0 | 0 | |||
5 | Election of Director: Michael R. McMullen | For | None | 1014 | 0 | 0 | 0 | |||
6 | Election of Director: Garry W. Rogerson | For | None | 1014 | 0 | 0 | 0 | |||
7 | Election of Director: Steve Skaggs | For | None | 1014 | 0 | 0 | 0 | |||
8 | Election of Director: Sandeep Vij | For | None | 1014 | 0 | 0 | 0 | |||
9 | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending September 28, 2019. | For | None | 1014 | 0 | 0 | 0 | |||
10 | To approve, on a non-binding advisory basis, our named executive officer compensation. | For | None | 1014 | 0 | 0 | 0 | |||
ENANTA PHARMACEUTICALS, INC. | ||||||||||
Security: | 29251M106 | Meeting Type: | Annual | |||||||
Ticker: | ENTA | Meeting Date: | 28-Feb-2019 | |||||||
ISIN | US29251M1062 | Vote Deadline Date: | 27-Feb-2019 | |||||||
Agenda | 934921823 | Management | Total Ballot Shares: | 6004 | ||||||
Last Vote Date: | 19-Jan-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Stephen Buckley, Jr. | 4093 | 0 | 0 | 0 | |||||
2 | Lesley Russell | 4093 | 0 | 0 | 0 | |||||
2 | To approve the 2019 Equity Incentive Plan, which will replace the 2012 Equity Incentive Plan. | For | None | 4093 | 0 | 0 | 0 | |||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||
3 | To approve, on an advisory basis, the frequency of holding an advisory vote on the compensation paid to our named executive officers. | 1 Year | None | 4093 | 0 | 0 | 0 | |||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
4 | To approve, on an advisory basis, the compensation paid to our named executive officers, as disclosed in this proxy statement. | For | None | 4093 | 0 | 0 | 0 | |||
5 | To ratify the appointment of PricewaterhouseCoopers LLP as Enanta's independent registered public accounting firm for the 2019 fiscal year. | For | None | 4093 | 0 | 0 | 0 | |||
TETRA TECH, INC. | ||||||||||
Security: | 88162G103 | Meeting Type: | Annual | |||||||
Ticker: | TTEK | Meeting Date: | 28-Feb-2019 | |||||||
ISIN | US88162G1031 | Vote Deadline Date: | 27-Feb-2019 | |||||||
Agenda | 934919816 | Management | Total Ballot Shares: | 18088 | ||||||
Last Vote Date: | 11-Feb-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Dan L. Batrack | For | None | 3198 | 0 | 0 | 0 | |||
2 | Election of Director: Gary R. Birkenbeuel | For | None | 3198 | 0 | 0 | 0 | |||
3 | Election of Director: Hugh M. Grant | For | None | 3198 | 0 | 0 | 0 | |||
4 | Election of Director: Patrick C. Haden | For | None | 3198 | 0 | 0 | 0 | |||
5 | Election of Director: J. Christopher Lewis | For | None | 3198 | 0 | 0 | 0 | |||
6 | Election of Director: Joanne M. Maguire | For | None | 3198 | 0 | 0 | 0 | |||
7 | Election of Director: Kimberly E. Ritrievi | For | None | 3198 | 0 | 0 | 0 | |||
8 | Election of Director: Albert E. Smith | For | None | 3198 | 0 | 0 | 0 | |||
9 | Election of Director: J. Kenneth Thompson | For | None | 3198 | 0 | 0 | 0 | |||
10 | Election of Director: Kirsten M. Volpi | For | None | 3198 | 0 | 0 | 0 | |||
11 | To approve, on an advisory basis, the Company's executive compensation. | For | None | 3198 | 0 | 0 | 0 | |||
12 | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2019. | For | None | 3198 | 0 | 0 | 0 | |||
NUTRISYSTEM, INC. | ||||||||||
Security: | 67069D108 | Meeting Type: | Special | |||||||
Ticker: | NTRI | Meeting Date: | 05-Mar-2019 | |||||||
ISIN | US67069D1081 | Vote Deadline Date: | 04-Mar-2019 | |||||||
Agenda | 934926392 | Management | Total Ballot Shares: | 8989 | ||||||
Last Vote Date: | 19-Feb-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of December 9, 2018, as it may be amended from time to time, by and among Tivity Health, Inc., Sweet Acquisition, Inc. and Nutrisystem, Inc. | For | None | 1071 | 0 | 0 | 0 | |||
2 | To consider and vote on a proposal to approve the adjournment of the special meeting if necessary or appropriate, including to solicit additional proxies in the event there are not sufficient votes at the time of the special meeting to approve Proposal 1. | For | None | 1071 | 0 | 0 | 0 | |||
3 | To consider and vote on a proposal to approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to Nutrisystem, Inc.'s named executive officers in connection with, or following, the closing of the merger contemplated by the agreement referred to in Proposal 1 or in the absence of a quorum. | For | None | 1071 | 0 | 0 | 0 | |||
CABOT MICROELECTRONICS CORPORATION | ||||||||||
Security: | 12709P103 | Meeting Type: | Annual | |||||||
Ticker: | CCMP | Meeting Date: | 06-Mar-2019 | |||||||
ISIN | US12709P1030 | Vote Deadline Date: | 05-Mar-2019 | |||||||
Agenda | 934920996 | Management | Total Ballot Shares: | 5495 | ||||||
Last Vote Date: | 26-Jan-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Richard S. Hill | 1581 | 0 | 0 | 0 | |||||
2 | Susan M. Whitney | 1581 | 0 | 0 | 0 | |||||
2 | Non-binding stockholder advisory approval of our named executive officer compensation. | For | None | 1581 | 0 | 0 | 0 | |||
3 | Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditors for fiscal year 2019. | For | None | 1581 | 0 | 0 | 0 | |||
SANMINA CORPORATION | ||||||||||
Security: | 801056102 | Meeting Type: | Annual | |||||||
Ticker: | SANM | Meeting Date: | 11-Mar-2019 | |||||||
ISIN | US8010561020 | Vote Deadline Date: | 08-Mar-2019 | |||||||
Agenda | 934923067 | Management | Total Ballot Shares: | 16388 | ||||||
Last Vote Date: | 26-Jan-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Michael J. Clarke | For | None | 6648 | 0 | 0 | 0 | |||
2 | Election of Director: Eugene A. Delaney | For | None | 6648 | 0 | 0 | 0 | |||
3 | Election of Director: William J. DeLaney | For | None | 6648 | 0 | 0 | 0 | |||
4 | Election of Director: John P. Goldsberry | For | None | 6648 | 0 | 0 | 0 | |||
5 | Election of Director: Rita S. Lane | For | None | 6648 | 0 | 0 | 0 | |||
6 | Election of Director: Joseph G. Licata, Jr. | For | None | 6648 | 0 | 0 | 0 | |||
7 | Election of Director: Mario M. Rosati | For | None | 6648 | 0 | 0 | 0 | |||
8 | Election of Director: Jure Sola | For | None | 6648 | 0 | 0 | 0 | |||
9 | Election of Director: Jackie M. Ward | For | None | 6648 | 0 | 0 | 0 | |||
10 | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accountants of Sanmina Corporation for its fiscal year ending September 28, 2019. | For | None | 6648 | 0 | 0 | 0 | |||
11 | Proposal to approve the 2019 Equity Incentive Plan of Sanmina Corporation. | For | None | 6648 | 0 | 0 | 0 | |||
12 | Proposal to approve, on an advisory (non-binding) basis, the compensation of Sanmina Corporation's named executive officers, as disclosed in the Proxy Statement for the 2019 Annual Meeting of Stockholders pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis, the compensation tables and the other related disclosure. | For | None | 6648 | 0 | 0 | 0 | |||
SYNNEX CORPORATION | ||||||||||
Security: | 87162W100 | Meeting Type: | Annual | |||||||
Ticker: | SNX | Meeting Date: | 15-Mar-2019 | |||||||
ISIN | US87162W1009 | Vote Deadline Date: | 14-Mar-2019 | |||||||
Agenda | 934931204 | Management | Total Ballot Shares: | 14156 | ||||||
Last Vote Date: | 23-Feb-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Kevin Murai | 830 | 0 | 0 | 0 | |||||
2 | Dwight Steffensen | 830 | 0 | 0 | 0 | |||||
3 | Dennis Polk | 830 | 0 | 0 | 0 | |||||
4 | Fred Breidenbach | 830 | 0 | 0 | 0 | |||||
5 | Hau Lee | 830 | 0 | 0 | 0 | |||||
6 | Matthew Miau | 830 | 0 | 0 | 0 | |||||
7 | Gregory Quesnel | 830 | 0 | 0 | 0 | |||||
8 | Ann Vezina | 830 | 0 | 0 | 0 | |||||
9 | Thomas Wurster | 830 | 0 | 0 | 0 | |||||
10 | Duane Zitzner | 830 | 0 | 0 | 0 | |||||
11 | Andrea Zulberti | 830 | 0 | 0 | 0 | |||||
2 | An advisory vote to approve our Executive Compensation. | For | None | 830 | 0 | 0 | 0 | |||
3 | Ratification of the appointment of KPMG LLP as the independent registered public accountants. | For | None | 830 | 0 | 0 | 0 | |||
THE TORO COMPANY | ||||||||||
Security: | 891092108 | Meeting Type: | Annual | |||||||
Ticker: | TTC | Meeting Date: | 19-Mar-2019 | |||||||
ISIN | US8910921084 | Vote Deadline Date: | 18-Mar-2019 | |||||||
Agenda | 934925807 | Management | Total Ballot Shares: | 57829 | ||||||
Last Vote Date: | 06-Feb-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Jeffrey L. Harmening | 5348 | 0 | 0 | 0 | |||||
2 | Joyce A. Mullen | 5348 | 0 | 0 | 0 | |||||
3 | Richard M. Olson | 5348 | 0 | 0 | 0 | |||||
4 | James C. O'Rourke | 5348 | 0 | 0 | 0 | |||||
2 | Ratification of the selection of KPMG LLP as our independent registered public accounting firm for our fiscal year ending October 31, 2019. | For | None | 5348 | 0 | 0 | 0 | |||
3 | Approval of, on an advisory basis, our executive compensation. | For | None | 5348 | 0 | 0 | 0 | |||
MAXIMUS, INC. | ||||||||||
Security: | 577933104 | Meeting Type: | Annual | |||||||
Ticker: | MMS | Meeting Date: | 20-Mar-2019 | |||||||
ISIN | US5779331041 | Vote Deadline Date: | 19-Mar-2019 | |||||||
Agenda | 934924350 | Management | Total Ballot Shares: | 106309 | ||||||
Last Vote Date: | 05-Feb-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Class I Director: Anne K. Altman | For | None | 1853 | 0 | 0 | 0 | |||
2 | Election Of Class I Director: Paul R. Lederer | For | None | 1853 | 0 | 0 | 0 | |||
3 | Election Of Class I Director: Peter B. Pond | For | None | 1853 | 0 | 0 | 0 | |||
4 | Ratification of the appointment of Ernst & Young LLP as our independent public accountants for our 2019 fiscal year. | For | None | 1853 | 0 | 0 | 0 | |||
5 | Advisory vote to approve the compensation of the Named Executive Officers. | For | None | 1853 | 0 | 0 | 0 | |||
URSTADT BIDDLE PROPERTIES INC. | ||||||||||
Security: | 917286205 | Meeting Type: | Annual | |||||||
Ticker: | UBA | Meeting Date: | 21-Mar-2019 | |||||||
ISIN | US9172862057 | Vote Deadline Date: | 20-Mar-2019 | |||||||
Agenda | 934923384 | Management | Total Ballot Shares: | 16989 | ||||||
Last Vote Date: | 09-Feb-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director to serve for three years: Willing L. Biddle | For | None | 4983 | 0 | 0 | 0 | |||
2 | Election of Director to serve for three years: Bryan O. Colley | For | None | 4983 | 0 | 0 | 0 | |||
3 | Election of Director to serve for three years: Robert J. Mueller | For | None | 4983 | 0 | 0 | 0 | |||
4 | To ratify the appointment of PKF O'Connor Davies, LLP, as the independent registered public accounting firm of the Company for one year. | For | None | 4983 | 0 | 0 | 0 | |||
5 | To approve an amendment of the Company's Amended and Restated Restricted Stock Award Plan. | For | None | 4983 | 0 | 0 | 0 | |||
PHOTRONICS, INC. | ||||||||||
Security: | 719405102 | Meeting Type: | Annual | |||||||
Ticker: | PLAB | Meeting Date: | 25-Mar-2019 | |||||||
ISIN | US7194051022 | Vote Deadline Date: | 22-Mar-2019 | |||||||
Agenda | 934936292 | Management | Total Ballot Shares: | 36807 | ||||||
Last Vote Date: | 07-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Walter M. Fiederowicz | 12191 | 0 | 0 | 0 | |||||
2 | Joseph A. Fiorita, Jr. | 12191 | 0 | 0 | 0 | |||||
3 | Liang-Choo Hsia | 0 | 0 | 12191 | 0 | |||||
4 | Peter S. Kirlin | 12191 | 0 | 0 | 0 | |||||
5 | Constantine Macricostas | 12191 | 0 | 0 | 0 | |||||
6 | George Macricostas | 12191 | 0 | 0 | 0 | |||||
7 | Mitchell G. Tyson | 0 | 0 | 12191 | 0 | |||||
2 | To ratify the selection of Deloitte & Touche LLP as independent registered public accounting firm for the fiscal year ending October 31, 2019. | For | None | 12191 | 0 | 0 | 0 | |||
3 | To approve an amendment to the Photronics, Inc. Employee Stock Purchase Plan to increase the number of authorized shares of common stock available from 1,500,000 shares to 1,850,000. | For | None | 12191 | 0 | 0 | 0 | |||
4 | To approve, by non-binding advisory vote, executive compensation. | For | None | 12191 | 0 | 0 | 0 | |||
FINISAR CORPORATION | ||||||||||
Security: | 31787A507 | Meeting Type: | Special | |||||||
Ticker: | FNSR | Meeting Date: | 26-Mar-2019 | |||||||
ISIN | US31787A5074 | Vote Deadline Date: | 25-Mar-2019 | |||||||
Agenda | 934928245 | Management | Total Ballot Shares: | 12726 | ||||||
Last Vote Date: | 16-Feb-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Proposal to adopt the Agreement and Plan of Merger, dated as of November 8, 2018, as may be amended from time to time (the "Merger Agreement"), by and among II-VI Incorporated, a Pennsylvania corporation ("II-VI"), Mutation Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of II-VI, and Finisar Corporation, a Delaware corporation ( "Finisar") (the "Merger Proposal"). | For | None | 3082 | 0 | 0 | 0 | |||
2 | Proposal to approve adjournments of the special meeting of Finisar's stockholders (the "Finisar Special Meeting"), if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the Finisar Special Meeting to approve the Merger Proposal. | For | None | 3082 | 0 | 0 | 0 | |||
3 | Proposal to approve, by non-binding, advisory vote, certain compensation that may be paid or become payable to Finisar's named executive officers in connection with the merger contemplated by the Merger Agreement and the agreements and understandings pursuant to which such compensation may be paid or become payable. | For | None | 3082 | 0 | 0 | 0 | |||
II-VI INCORPORATED | ||||||||||
Security: | 902104108 | Meeting Type: | Special | |||||||
Ticker: | IIVI | Meeting Date: | 26-Mar-2019 | |||||||
ISIN | US9021041085 | Vote Deadline Date: | 25-Mar-2019 | |||||||
Agenda | 934928904 | Management | Total Ballot Shares: | 21336 | ||||||
Last Vote Date: | 16-Feb-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Proposal to approve the issuance of II-VI Incorporated's common stock, no par value, in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of November 8, 2018, as may be amended from time to time, by and among II-VI Incorporated, a Pennsylvania corporation, Mutation Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of II-VI Incorporated, and Finisar Corporation, a Delaware corporation. | For | None | 3812 | 0 | 0 | 0 | |||
2 | Proposal to approve adjournments of II-VI Incorporated's special meeting, if necessary or appropriate, including to solicit additional proxies if there are not sufficient votes to approve the share issuance proposal described above. | For | None | 3812 | 0 | 0 | 0 | |||
ABM INDUSTRIES INCORPORATED | ||||||||||
Security: | 000957100 | Meeting Type: | Annual | |||||||
Ticker: | ABM | Meeting Date: | 27-Mar-2019 | |||||||
ISIN | US0009571003 | Vote Deadline Date: | 26-Mar-2019 | |||||||
Agenda | 934927279 | Management | Total Ballot Shares: | 18022 | ||||||
Last Vote Date: | 23-Feb-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: LeighAnne G. Baker | For | None | 2589 | 0 | 0 | 0 | |||
2 | Election of Director: Sudhakar Kesavan | For | None | 2589 | 0 | 0 | 0 | |||
3 | Election of Director: Filippo Passerini | For | None | 2589 | 0 | 0 | 0 | |||
4 | Advisory vote to approve executive compensation. | For | None | 2589 | 0 | 0 | 0 | |||
5 | To ratify the appointment of KPMG LLP as ABM Industries Incorporated's independent registered public accounting firm for the fiscal year ending October 31, 2019. | For | None | 2589 | 0 | 0 | 0 | |||
H.B. FULLER COMPANY | ||||||||||
Security: | 359694106 | Meeting Type: | Annual | |||||||
Ticker: | FUL | Meeting Date: | 04-Apr-2019 | |||||||
ISIN | US3596941068 | Vote Deadline Date: | 03-Apr-2019 | |||||||
Agenda | 934929033 | Management | Total Ballot Shares: | 9979 | ||||||
Last Vote Date: | 23-Feb-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | James J. Owens | 4743 | 0 | 0 | 0 | |||||
2 | Dante C. Parrini | 4743 | 0 | 0 | 0 | |||||
3 | John C. van Roden, Jr. | 4743 | 0 | 0 | 0 | |||||
2 | A non-binding advisory vote to approve the compensation of our named executive officers disclosed in the proxy statement. | For | None | 4743 | 0 | 0 | 0 | |||
3 | The ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending November 30, 2019. | For | None | 4743 | 0 | 0 | 0 | |||
BOYD GAMING CORPORATION | ||||||||||
Security: | 103304101 | Meeting Type: | Annual | |||||||
Ticker: | BYD | Meeting Date: | 11-Apr-2019 | |||||||
ISIN | US1033041013 | Vote Deadline Date: | 10-Apr-2019 | |||||||
Agenda | 934942308 | Management | Total Ballot Shares: | 33997.8407 | ||||||
Last Vote Date: | 13-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | John R. Bailey | 4776 | 0 | 0 | 0 | |||||
2 | Robert L. Boughner | 4776 | 0 | 0 | 0 | |||||
3 | William R. Boyd | 4776 | 0 | 0 | 0 | |||||
4 | William S. Boyd | 4776 | 0 | 0 | 0 | |||||
5 | Richard E. Flaherty | 4776 | 0 | 0 | 0 | |||||
6 | Marianne Boyd Johnson | 4776 | 0 | 0 | 0 | |||||
7 | Keith E. Smith | 4776 | 0 | 0 | 0 | |||||
8 | Christine J. Spadafor | 4776 | 0 | 0 | 0 | |||||
9 | Peter M. Thomas | 4776 | 0 | 0 | 0 | |||||
10 | Paul W. Whetsell | 4776 | 0 | 0 | 0 | |||||
11 | Veronica J. Wilson | 4776 | 0 | 0 | 0 | |||||
2 | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 4776 | 0 | 0 | 0 | |||
GLOBAL NET LEASE | ||||||||||
Security: | 379378201 | Meeting Type: | Annual | |||||||
Ticker: | GNL | Meeting Date: | 15-Apr-2019 | |||||||
ISIN | US3793782018 | Vote Deadline Date: | 12-Apr-2019 | |||||||
Agenda | 934937232 | Management | Total Ballot Shares: | 32035 | ||||||
Last Vote Date: | 07-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Class II Director: Lee M. Elman | For | None | 3919 | 0 | 0 | 0 | |||
2 | Election of Class II Director: P. Sue Perrotty | For | None | 3919 | 0 | 0 | 0 | |||
3 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered accounting firm for the year ending December 31, 2019. | For | None | 3919 | 0 | 0 | 0 | |||
TEXAS CAPITAL BANCSHARES, INC. | ||||||||||
Security: | 88224Q107 | Meeting Type: | Annual | |||||||
Ticker: | TCBI | Meeting Date: | 16-Apr-2019 | |||||||
ISIN | US88224Q1076 | Vote Deadline Date: | 15-Apr-2019 | |||||||
Agenda | 934937092 | Management | Total Ballot Shares: | 27660 | ||||||
Last Vote Date: | 09-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | C. Keith Cargill | 1396 | 0 | 0 | 0 | |||||
2 | Jonathan E. Baliff | 1396 | 0 | 0 | 0 | |||||
3 | James H. Browning | 1396 | 0 | 0 | 0 | |||||
4 | Larry L. Helm | 1396 | 0 | 0 | 0 | |||||
5 | David S. Huntley | 1396 | 0 | 0 | 0 | |||||
6 | Charles S. Hyle | 1396 | 0 | 0 | 0 | |||||
7 | Elysia Holt Ragusa | 1396 | 0 | 0 | 0 | |||||
8 | Steven P. Rosenberg | 1396 | 0 | 0 | 0 | |||||
9 | Robert W. Stallings | 1396 | 0 | 0 | 0 | |||||
10 | Dale W. Tremblay | 1396 | 0 | 0 | 0 | |||||
11 | Ian J. Turpin | 1396 | 0 | 0 | 0 | |||||
12 | Patricia A. Watson | 1396 | 0 | 0 | 0 | |||||
2 | Advisory vote on compensation of named executive officers. | For | None | 1396 | 0 | 0 | 0 | |||
3 | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company. | For | None | 1396 | 0 | 0 | 0 | |||
AMN HEALTHCARE SERVICES, INC. | ||||||||||
Security: | 001744101 | Meeting Type: | Annual | |||||||
Ticker: | AMN | Meeting Date: | 17-Apr-2019 | |||||||
ISIN | US0017441017 | Vote Deadline Date: | 16-Apr-2019 | |||||||
Agenda | 934936963 | Management | Total Ballot Shares: | 19820 | ||||||
Last Vote Date: | 15-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Mark G. Foletta | For | None | 3294 | 0 | 0 | 0 | |||
2 | Election of Director: R. Jeffrey Harris | For | None | 3294 | 0 | 0 | 0 | |||
3 | Election of Director: Michael M.E. Johns, M.D. | For | None | 3294 | 0 | 0 | 0 | |||
4 | Election of Director: Daphne E. Jones | For | None | 3294 | 0 | 0 | 0 | |||
5 | Election of Director: Martha H. Marsh | For | None | 3294 | 0 | 0 | 0 | |||
6 | Election of Director: Susan R. Salka | For | None | 3294 | 0 | 0 | 0 | |||
7 | Election of Director: Andrew M. Stern | For | None | 3294 | 0 | 0 | 0 | |||
8 | Election of Director: Douglas D. Wheat | For | None | 3294 | 0 | 0 | 0 | |||
9 | To approve, by non-binding advisory vote, the compensation of the Company's named executive officers | For | None | 3294 | 0 | 0 | 0 | |||
10 | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019 | For | None | 3294 | 0 | 0 | 0 | |||
11 | A shareholder proposal entitled: "Enhance Shareholder Proxy Access" | Against | None | 0 | 3294 | 0 | 0 | |||
ASBURY AUTOMOTIVE GROUP, INC. | ||||||||||
Security: | 043436104 | Meeting Type: | Annual | |||||||
Ticker: | ABG | Meeting Date: | 17-Apr-2019 | |||||||
ISIN | US0434361046 | Vote Deadline Date: | 16-Apr-2019 | |||||||
Agenda | 934949706 | Management | Total Ballot Shares: | 5425 | ||||||
Last Vote Date: | 19-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Thomas C. DeLoach, Jr. | 2463 | 0 | 0 | 0 | |||||
2 | Joel Alsfine | 2463 | 0 | 0 | 0 | |||||
3 | David W. Hult | 2463 | 0 | 0 | 0 | |||||
4 | Juanita T. James | 2463 | 0 | 0 | 0 | |||||
5 | Eugene S. Katz | 2463 | 0 | 0 | 0 | |||||
6 | Philip F. Maritz | 2463 | 0 | 0 | 0 | |||||
7 | Maureen F. Morrison | 2463 | 0 | 0 | 0 | |||||
8 | Thomas J. Reddin | 2463 | 0 | 0 | 0 | |||||
9 | Bridget Ryan-Berman | 2463 | 0 | 0 | 0 | |||||
2 | Approval of our 2019 Equity and Incentive Compensation Plan. | For | None | 2463 | 0 | 0 | 0 | |||
3 | Approval, on an advisory basis, of the compensation of our named executive officers. | For | None | 2463 | 0 | 0 | 0 | |||
4 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2019. | For | None | 2463 | 0 | 0 | 0 | |||
CITY HOLDING COMPANY | ||||||||||
Security: | 177835105 | Meeting Type: | Annual | |||||||
Ticker: | CHCO | Meeting Date: | 17-Apr-2019 | |||||||
ISIN | US1778351056 | Vote Deadline Date: | 16-Apr-2019 | |||||||
Agenda | 934955761 | Management | Total Ballot Shares: | 13598 | ||||||
Last Vote Date: | 23-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Class II Director to serve for a term of three years: Charles W. Fairchilds | For | None | 4208 | 0 | 0 | 0 | |||
2 | Election of Class II Director to serve for a term of three years: William H. File III | For | None | 4208 | 0 | 0 | 0 | |||
3 | Election of Class II Director to serve for a term of three years: Tracy W. Hylton II | For | None | 4208 | 0 | 0 | 0 | |||
4 | Election of Class II Director to serve for a term of three years: C. Dallas Kayser | For | None | 4208 | 0 | 0 | 0 | |||
5 | Election of Class II Director to serve for a term of three years: Sharon H. Rowe | For | None | 4208 | 0 | 0 | 0 | |||
6 | Election of Class III Director to serve for a term of one year: Thomas L. Burnette | For | None | 4208 | 0 | 0 | 0 | |||
7 | Proposal for advisory approval of the Company's executive compensation. | For | None | 4208 | 0 | 0 | 0 | |||
DENBURY RESOURCES INC. | ||||||||||
Security: | 247916208 | Meeting Type: | Special | |||||||
Ticker: | DNR | Meeting Date: | 17-Apr-2019 | |||||||
ISIN | US2479162081 | Vote Deadline Date: | 16-Apr-2019 | |||||||
Agenda | 934939630 | Management | Total Ballot Shares: | 204645 | ||||||
Last Vote Date: | 09-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Proposal to approve the issuance of Denbury common stock in connection with the Agreement and Plan of Merger, dated October 28, 2018. | For | None | 54578 | 0 | 0 | 0 | |||
2 | Proposal to approve an amendment to Denbury's Second Restated Certificate of Incorporation to increase the number of shares of Denbury common stock authorized for issuance from 600,000,000 shares to 984,000,000 shares. | For | None | 54578 | 0 | 0 | 0 | |||
KAMAN CORPORATION | ||||||||||
Security: | 483548103 | Meeting Type: | Annual | |||||||
Ticker: | KAMN | Meeting Date: | 17-Apr-2019 | |||||||
ISIN | US4835481031 | Vote Deadline Date: | 16-Apr-2019 | |||||||
Agenda | 934933828 | Management | Total Ballot Shares: | 7831 | ||||||
Last Vote Date: | 09-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Neal J. Keating | 2787 | 0 | 0 | 0 | |||||
2 | Scott E. Kuechle | 2787 | 0 | 0 | 0 | |||||
3 | Jennifer M. Pollino | 2787 | 0 | 0 | 0 | |||||
2 | Advisory vote to approve the compensation of the Company's named executive officers. | For | None | 2787 | 0 | 0 | 0 | |||
3 | Amendment to the Company's Amended and Restated Certificate of Incorporation eliminating the supermajority voting provisions set forth therein. | For | None | 2787 | 0 | 0 | 0 | |||
4 | Amendment to the Company's Amended and Restated Certificate of Incorporation providing for the election of directors by majority vote. | For | None | 2787 | 0 | 0 | 0 | |||
5 | Amendment to the Company's Amended and Restated Certificate of Incorporation declassifying the Board of Directors. | For | None | 2787 | 0 | 0 | 0 | |||
6 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | For | None | 2787 | 0 | 0 | 0 | |||
BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | ||||||||||
Security: | 101119105 | Meeting Type: | Annual | |||||||
Ticker: | BPFH | Meeting Date: | 18-Apr-2019 | |||||||
ISIN | US1011191053 | Vote Deadline Date: | 17-Apr-2019 | |||||||
Agenda | 934947550 | Management | Total Ballot Shares: | 38867 | ||||||
Last Vote Date: | 19-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Anthony DeChellis | 20682 | 0 | 0 | 0 | |||||
2 | Mark F. Furlong | 20682 | 0 | 0 | 0 | |||||
3 | Joseph C. Guyaux | 20682 | 0 | 0 | 0 | |||||
4 | Deborah F. Kuenstner | 20682 | 0 | 0 | 0 | |||||
5 | Gloria C. Larson | 20682 | 0 | 0 | 0 | |||||
6 | Kimberly S. Stevenson | 20682 | 0 | 0 | 0 | |||||
7 | Luis Antonio Ubiñas | 20682 | 0 | 0 | 0 | |||||
8 | Stephen M. Waters | 20682 | 0 | 0 | 0 | |||||
9 | Lizabeth H. Zlatkus | 20682 | 0 | 0 | 0 | |||||
2 | To approve an advisory, non-binding resolution on the compensation of the named executive officers as disclosed in the Proxy Statement. | For | None | 20682 | 0 | 0 | 0 | |||
3 | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2019. | For | None | 20682 | 0 | 0 | 0 | |||
HOME BANCSHARES, INC. | ||||||||||
Security: | 436893200 | Meeting Type: | Annual | |||||||
Ticker: | HOMB | Meeting Date: | 18-Apr-2019 | |||||||
ISIN | US4368932004 | Vote Deadline Date: | 17-Apr-2019 | |||||||
Agenda | 934938626 | Management | Total Ballot Shares: | 29245 | ||||||
Last Vote Date: | 08-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | John W. Allison | 9066 | 0 | 0 | 0 | |||||
2 | C. Randall Sims | 9066 | 0 | 0 | 0 | |||||
3 | Brian S. Davis | 9066 | 0 | 0 | 0 | |||||
4 | Milburn Adams | 9066 | 0 | 0 | 0 | |||||
5 | Robert H. Adcock, Jr. | 9066 | 0 | 0 | 0 | |||||
6 | Richard H. Ashley | 9066 | 0 | 0 | 0 | |||||
7 | Mike D. Beebe | 9066 | 0 | 0 | 0 | |||||
8 | Jack E. Engelkes | 9066 | 0 | 0 | 0 | |||||
9 | Tracy M. French | 9066 | 0 | 0 | 0 | |||||
10 | Karen E. Garrett | 9066 | 0 | 0 | 0 | |||||
11 | James G. Hinkle | 9066 | 0 | 0 | 0 | |||||
12 | Alex R. Lieblong | 0 | 0 | 9066 | 0 | |||||
13 | Thomas J. Longe | 9066 | 0 | 0 | 0 | |||||
14 | Jim Rankin, Jr. | 9066 | 0 | 0 | 0 | |||||
15 | Donna J. Townsell | 9066 | 0 | 0 | 0 | |||||
2 | Advisory (non-binding) vote approving the Company's executive compensation. | For | None | 9066 | 0 | 0 | 0 | |||
3 | Approval of an amendment to the Company's Restated Articles of Incorporation, as amended, to increase the number of authorized shares of common stock from 200,000,000 to 300,000,000. | For | None | 9066 | 0 | 0 | 0 | |||
4 | Ratification of appointment of BKD, LLP as the Company's independent registered public accounting firm for the next fiscal year. | For | None | 9066 | 0 | 0 | 0 | |||
INTERACTIVE BROKERS GROUP, INC. | ||||||||||
Security: | 45841N107 | Meeting Type: | Annual | |||||||
Ticker: | IBKR | Meeting Date: | 18-Apr-2019 | |||||||
ISIN | US45841N1072 | Vote Deadline Date: | 17-Apr-2019 | |||||||
Agenda | 934935012 | Management | Total Ballot Shares: | 13252.0311 | ||||||
Last Vote Date: | 09-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Thomas Peterffy | For | None | 0 | 3063 | 0 | 0 | |||
2 | Election of Director: Earl H. Nemser | For | None | 0 | 3063 | 0 | 0 | |||
3 | Election of Director: Milan Galik | For | None | 0 | 3063 | 0 | 0 | |||
4 | Election of Director: Paul J. Brody | For | None | 0 | 3063 | 0 | 0 | |||
5 | Election of Director: Lawrence E. Harris | For | None | 0 | 3063 | 0 | 0 | |||
6 | Election of Director: Gary Katz | For | None | 0 | 3063 | 0 | 0 | |||
7 | Election of Director: John M. Damgard | For | None | 0 | 3063 | 0 | 0 | |||
8 | Election of Director: Philip Uhde | For | None | 0 | 3063 | 0 | 0 | |||
9 | To approve, by nonbinding vote, executive compensation. | For | None | 3063 | 0 | 0 | 0 | |||
10 | Ratification of appointment of independent registered public accounting firm of Deloitte & Touche LLP. | For | None | 3063 | 0 | 0 | 0 | |||
FIRST COMMONWEALTH FINANCIAL CORPORATION | ||||||||||
Security: | 319829107 | Meeting Type: | Annual | |||||||
Ticker: | FCF | Meeting Date: | 23-Apr-2019 | |||||||
ISIN | US3198291078 | Vote Deadline Date: | 22-Apr-2019 | |||||||
Agenda | 934942322 | Management | Total Ballot Shares: | 41000 | ||||||
Last Vote Date: | 15-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Julie A. Caponi | 13475 | 0 | 0 | 0 | |||||
2 | Ray T. Charley | 13475 | 0 | 0 | 0 | |||||
3 | Gary R. Claus | 13475 | 0 | 0 | 0 | |||||
4 | David S. Dahlmann | 13475 | 0 | 0 | 0 | |||||
5 | Johnston A. Glass | 13475 | 0 | 0 | 0 | |||||
6 | Jon L. Gorney | 13475 | 0 | 0 | 0 | |||||
7 | David W. Greenfield | 13475 | 0 | 0 | 0 | |||||
8 | Bart E. Johnson | 13475 | 0 | 0 | 0 | |||||
9 | Luke A. Latimer | 13475 | 0 | 0 | 0 | |||||
10 | Aradhna M. Oliphant | 13475 | 0 | 0 | 0 | |||||
11 | T. Michael Price | 13475 | 0 | 0 | 0 | |||||
12 | Robert J. Ventura | 13475 | 0 | 0 | 0 | |||||
13 | Stephen A. Wolfe | 13475 | 0 | 0 | 0 | |||||
2 | To ratify the selection of Ernst & Young LLP as the company's independent registered public accounting firm for 2019. | For | None | 13475 | 0 | 0 | 0 | |||
3 | Advisory vote to approve named executive officer compensation. | For | None | 13475 | 0 | 0 | 0 | |||
FIRST FINANCIAL BANKSHARES, INC. | ||||||||||
Security: | 32020R109 | Meeting Type: | Annual | |||||||
Ticker: | FFIN | Meeting Date: | 23-Apr-2019 | |||||||
ISIN | US32020R1095 | Vote Deadline Date: | 22-Apr-2019 | |||||||
Agenda | 934943158 | Management | Total Ballot Shares: | 16146 | ||||||
Last Vote Date: | 14-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | April Anthony | 6581 | 0 | 0 | 0 | |||||
2 | Tucker S. Bridwell | 6581 | 0 | 0 | 0 | |||||
3 | David Copeland | 6581 | 0 | 0 | 0 | |||||
4 | Mike Denny | 6581 | 0 | 0 | 0 | |||||
5 | F. Scott Dueser | 6581 | 0 | 0 | 0 | |||||
6 | Murray Edwards | 6581 | 0 | 0 | 0 | |||||
7 | Ron Giddiens | 6581 | 0 | 0 | 0 | |||||
8 | Tim Lancaster | 6581 | 0 | 0 | 0 | |||||
9 | Kade L. Matthews | 6581 | 0 | 0 | 0 | |||||
10 | Robert C. Nickles, Jr. | 6581 | 0 | 0 | 0 | |||||
11 | Ross H. Smith, Jr. | 6581 | 0 | 0 | 0 | |||||
12 | Johnny E. Trotter | 6581 | 0 | 0 | 0 | |||||
2 | Ratification of the appointment of Ernst & Young LLP as our independent auditors for the year ending December 31, 2019. | For | None | 6581 | 0 | 0 | 0 | |||
3 | Advisory, non-binding vote on compensation of the named executive officers. | For | None | 6581 | 0 | 0 | 0 | |||
4 | Approval of Amendment to the Amended and Restated Certificate of Formation to increase the number of common share authorized. | For | None | 6581 | 0 | 0 | 0 | |||
HARSCO CORPORATION | ||||||||||
Security: | 415864107 | Meeting Type: | Annual | |||||||
Ticker: | HSC | Meeting Date: | 23-Apr-2019 | |||||||
ISIN | US4158641070 | Vote Deadline Date: | 22-Apr-2019 | |||||||
Agenda | 934942221 | Management | Total Ballot Shares: | 33447 | ||||||
Last Vote Date: | 16-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: J.F. Earl | For | None | 14378 | 0 | 0 | 0 | |||
2 | Election of Director: K.G. Eddy | For | None | 14378 | 0 | 0 | 0 | |||
3 | Election of Director: D.C. Everitt | For | None | 14378 | 0 | 0 | 0 | |||
4 | Election of Director: F.N. Grasberger III | For | None | 14378 | 0 | 0 | 0 | |||
5 | Election of Director: C.I. Haznedar | For | None | 14378 | 0 | 0 | 0 | |||
6 | Election of Director: M. Longhi | For | None | 14378 | 0 | 0 | 0 | |||
7 | Election of Director: E.M. Purvis, Jr. | For | None | 14378 | 0 | 0 | 0 | |||
8 | Election of Director: P.C. Widman | For | None | 14378 | 0 | 0 | 0 | |||
9 | Ratification of the appointment of PricewaterhouseCoopers LLP as independent auditors for the fiscal year ending December 31, 2019. | For | None | 14378 | 0 | 0 | 0 | |||
10 | Vote, on an advisory basis, on named executive officer compensation. | For | None | 14378 | 0 | 0 | 0 | |||
MOBILE MINI, INC. | ||||||||||
Security: | 60740F105 | Meeting Type: | Annual | |||||||
Ticker: | MINI | Meeting Date: | 23-Apr-2019 | |||||||
ISIN | US60740F1057 | Vote Deadline Date: | 22-Apr-2019 | |||||||
Agenda | 934935757 | Management | Total Ballot Shares: | 9533 | ||||||
Last Vote Date: | 14-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Michael L. Watts | For | None | 2048 | 0 | 0 | 0 | |||
2 | Election of Director: Erik Olsson | For | None | 2048 | 0 | 0 | 0 | |||
3 | Election of Director: Sara R. Dial | For | None | 2048 | 0 | 0 | 0 | |||
4 | Election of Director: Jeffrey S. Goble | For | None | 2048 | 0 | 0 | 0 | |||
5 | Election of Director: James J. Martell | For | None | 2048 | 0 | 0 | 0 | |||
6 | Election of Director: Stephen A McConnell | For | None | 2048 | 0 | 0 | 0 | |||
7 | Election of Director: Frederick G. McNamee, III | For | None | 2048 | 0 | 0 | 0 | |||
8 | Election of Director: Kimberly J. McWaters | For | None | 2048 | 0 | 0 | 0 | |||
9 | Election of Director: Lawrence Trachtenberg | For | None | 2048 | 0 | 0 | 0 | |||
10 | Election of Director: Michael W. Upchurch | For | None | 2048 | 0 | 0 | 0 | |||
11 | Ratify the selection of KPMG LLP as the Company's Independent Registered Public Accounting Firm for the year ending December 31, 2019. | For | None | 2048 | 0 | 0 | 0 | |||
12 | Advisory vote to approve named executive officer compensation. | For | None | 2048 | 0 | 0 | 0 | |||
PS BUSINESS PARKS, INC. | ||||||||||
Security: | 69360J107 | Meeting Type: | Annual | |||||||
Ticker: | PSB | Meeting Date: | 23-Apr-2019 | |||||||
ISIN | US69360J1079 | Vote Deadline Date: | 22-Apr-2019 | |||||||
Agenda | 934961663 | Management | Total Ballot Shares: | 5156 | ||||||
Last Vote Date: | 08-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Ronald L. Havner, Jr. | 1242 | 0 | 0 | 0 | |||||
2 | Maria R. Hawthorne | 1242 | 0 | 0 | 0 | |||||
3 | Jennifer Holden Dunbar | 1242 | 0 | 0 | 0 | |||||
4 | James H. Kropp | 1242 | 0 | 0 | 0 | |||||
5 | Gary E. Pruitt | 1242 | 0 | 0 | 0 | |||||
6 | Robert S. Rollo | 1242 | 0 | 0 | 0 | |||||
7 | Joseph D. Russell, Jr. | 1242 | 0 | 0 | 0 | |||||
8 | Peter Schultz | 1242 | 0 | 0 | 0 | |||||
2 | Advisory vote to approve executive compensation. | For | None | 1242 | 0 | 0 | 0 | |||
3 | Ratification of appointment of Ernst & Young LLP, independent registered public accountants, to audit the accounts of PS Business Parks, Inc. for the fiscal year ending December 31, 2019. | For | None | 1242 | 0 | 0 | 0 | |||
UMB FINANCIAL CORPORATION | ||||||||||
Security: | 902788108 | Meeting Type: | Annual | |||||||
Ticker: | UMBF | Meeting Date: | 23-Apr-2019 | |||||||
ISIN | US9027881088 | Vote Deadline Date: | 22-Apr-2019 | |||||||
Agenda | 934940811 | Management | Total Ballot Shares: | 15929 | ||||||
Last Vote Date: | 15-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Robin C. Beery | 3746 | 0 | 0 | 0 | |||||
2 | Kevin C. Gallagher | 3746 | 0 | 0 | 0 | |||||
3 | Greg M. Graves | 3746 | 0 | 0 | 0 | |||||
4 | Alexander C. Kemper | 3746 | 0 | 0 | 0 | |||||
5 | J. Mariner Kemper | 3746 | 0 | 0 | 0 | |||||
6 | Gordon E. Lansford III | 3746 | 0 | 0 | 0 | |||||
7 | Timothy R. Murphy | 3746 | 0 | 0 | 0 | |||||
8 | Tamara M. Peterman | 3746 | 0 | 0 | 0 | |||||
9 | Kris A. Robbins | 3746 | 0 | 0 | 0 | |||||
10 | L. Joshua Sosland | 3746 | 0 | 0 | 0 | |||||
11 | Paul Uhlmann III | 3746 | 0 | 0 | 0 | |||||
12 | Leroy J. Williams, Jr. | 3746 | 0 | 0 | 0 | |||||
2 | an advisory vote (non-binding) on the compensation paid to our named executive officers. | For | None | 3746 | 0 | 0 | 0 | |||
3 | Ratification of the Corporate Audit Committee's engagement of KPMG LLP as UMB's independent registered public accounting firm for 2019. | For | None | 3746 | 0 | 0 | 0 | |||
WADDELL & REED FINANCIAL, INC. | ||||||||||
Security: | 930059100 | Meeting Type: | Annual | |||||||
Ticker: | WDR | Meeting Date: | 23-Apr-2019 | |||||||
ISIN | US9300591008 | Vote Deadline Date: | 22-Apr-2019 | |||||||
Agenda | 934944441 | Management | Total Ballot Shares: | 34855 | ||||||
Last Vote Date: | 14-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Kathie J. Andrade | 3811 | 0 | 0 | 0 | |||||
2 | Philip J. Sanders | 3811 | 0 | 0 | 0 | |||||
2 | Advisory vote to approve named executive officer compensation. | For | None | 3811 | 0 | 0 | 0 | |||
3 | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the fiscal year 2019. | For | None | 3811 | 0 | 0 | 0 | |||
AEGION CORPORATION | ||||||||||
Security: | 00770F104 | Meeting Type: | Annual | |||||||
Ticker: | AEGN | Meeting Date: | 24-Apr-2019 | |||||||
ISIN | US00770F1049 | Vote Deadline Date: | 23-Apr-2019 | |||||||
Agenda | 934937814 | Management | Total Ballot Shares: | 8292 | ||||||
Last Vote Date: | 16-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Stephen P. Cortinovis | For | None | 1783 | 0 | 0 | 0 | |||
2 | Election of Director: Stephanie A. Cuskley | For | None | 1783 | 0 | 0 | 0 | |||
3 | Election of Director: Walter J. Galvin | For | None | 1783 | 0 | 0 | 0 | |||
4 | Election of Director: Rhonda Germany Ballintyn | For | None | 1783 | 0 | 0 | 0 | |||
5 | Election of Director: Charles R. Gordon | For | None | 1783 | 0 | 0 | 0 | |||
6 | Election of Director: Juanita H. Hinshaw | For | None | 1783 | 0 | 0 | 0 | |||
7 | Election of Director: M. Richard Smith | For | None | 1783 | 0 | 0 | 0 | |||
8 | Election of Director: Phillip D. Wright | For | None | 1783 | 0 | 0 | 0 | |||
9 | To approve an advisory resolution relating to executive compensation. | For | None | 1783 | 0 | 0 | 0 | |||
10 | To approve the Amendment and Restatement of the Aegion Corporation 2016 Non-Employee Director Equity Plan. | For | None | 1783 | 0 | 0 | 0 | |||
11 | To ratify the appointment of PricewaterhouseCoopers LLP as independent auditors for the year ending December 31, 2019. | For | None | 1783 | 0 | 0 | 0 | |||
ARCHROCK, INC. | ||||||||||
Security: | 03957W106 | Meeting Type: | Annual | |||||||
Ticker: | AROC | Meeting Date: | 24-Apr-2019 | |||||||
ISIN | US03957W1062 | Vote Deadline Date: | 23-Apr-2019 | |||||||
Agenda | 934940885 | Management | Total Ballot Shares: | 27875 | ||||||
Last Vote Date: | 08-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Anne-Marie N. Ainsworth | 8189 | 0 | 0 | 0 | |||||
2 | Wendell R. Brooks | 8189 | 0 | 0 | 0 | |||||
3 | D. Bradley Childers | 8189 | 0 | 0 | 0 | |||||
4 | Gordon T. Hall | 8189 | 0 | 0 | 0 | |||||
5 | Frances Powell Hawes | 8189 | 0 | 0 | 0 | |||||
6 | J.W.G. Honeybourne | 8189 | 0 | 0 | 0 | |||||
7 | James H. Lytal | 8189 | 0 | 0 | 0 | |||||
8 | Edmund P. Segner, III | 8189 | 0 | 0 | 0 | |||||
2 | Ratification of the appointment of Deloitte & Touche LLP as Archrock, Inc.'s independent public accounting firm for fiscal year 2019 | For | None | 8189 | 0 | 0 | 0 | |||
3 | Advisory, non-binding vote to approve the compensation provided to our Named Executive Officers for 2018 | For | None | 8189 | 0 | 0 | 0 | |||
CALAVO GROWERS, INC. | ||||||||||
Security: | 128246105 | Meeting Type: | Annual | |||||||
Ticker: | CVGW | Meeting Date: | 24-Apr-2019 | |||||||
ISIN | US1282461052 | Vote Deadline Date: | 23-Apr-2019 | |||||||
Agenda | 934947942 | Management | Total Ballot Shares: | 4294 | ||||||
Last Vote Date: | 16-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Lecil E. Cole | 688 | 0 | 0 | 0 | |||||
2 | Steven Hollister | 688 | 0 | 0 | 0 | |||||
3 | James D. Helin | 688 | 0 | 0 | 0 | |||||
4 | Donald M. Sanders | 688 | 0 | 0 | 0 | |||||
5 | Marc L. Brown | 688 | 0 | 0 | 0 | |||||
6 | Michael A. DiGregorio | 688 | 0 | 0 | 0 | |||||
7 | Scott Van Der Kar | 688 | 0 | 0 | 0 | |||||
8 | J. Link Leavens | 688 | 0 | 0 | 0 | |||||
9 | Dorcas H. Thille | 688 | 0 | 0 | 0 | |||||
10 | John M. Hunt | 688 | 0 | 0 | 0 | |||||
11 | Egidio Carbone, Jr. | 688 | 0 | 0 | 0 | |||||
12 | Harold Edwards | 688 | 0 | 0 | 0 | |||||
13 | Kathleen M. Holmgren | 688 | 0 | 0 | 0 | |||||
2 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CALAVO GROWERS, INC. FOR THE YEAR ENDING OCTOBER 31, 2019 | For | None | 688 | 0 | 0 | 0 | |||
3 | ADVISORY VOTE APPROVING THE EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT | For | None | 688 | 0 | 0 | 0 | |||
GLACIER BANCORP, INC. | ||||||||||
Security: | 37637Q105 | Meeting Type: | Annual | |||||||
Ticker: | GBCI | Meeting Date: | 24-Apr-2019 | |||||||
ISIN | US37637Q1058 | Vote Deadline Date: | 23-Apr-2019 | |||||||
Agenda | 934949403 | Management | Total Ballot Shares: | 13524 | ||||||
Last Vote Date: | 19-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | David C. Boyles | 3879 | 0 | 0 | 0 | |||||
2 | Randall M. Chesler | 3879 | 0 | 0 | 0 | |||||
3 | Sherry L. Cladouhos | 3879 | 0 | 0 | 0 | |||||
4 | James M. English | 3879 | 0 | 0 | 0 | |||||
5 | Annie M. Goodwin | 3879 | 0 | 0 | 0 | |||||
6 | Dallas I. Herron | 3879 | 0 | 0 | 0 | |||||
7 | Craig A. Langel | 3879 | 0 | 0 | 0 | |||||
8 | Douglas J. McBride | 3879 | 0 | 0 | 0 | |||||
9 | John W. Murdoch | 3879 | 0 | 0 | 0 | |||||
10 | George R. Sutton | 3879 | 0 | 0 | 0 | |||||
2 | To vote on an advisory (non-binding) resolution to approve the compensation of Glacier Bancorp, Inc.'s named executive officers. | For | None | 3879 | 0 | 0 | 0 | |||
3 | To ratify the appointment of BKD, LLP as Glacier Bancorp, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 3879 | 0 | 0 | 0 | |||
GREENHILL & CO., INC. | ||||||||||
Security: | 395259104 | Meeting Type: | Annual | |||||||
Ticker: | GHL | Meeting Date: | 24-Apr-2019 | |||||||
ISIN | US3952591044 | Vote Deadline Date: | 23-Apr-2019 | |||||||
Agenda | 934962235 | Management | Total Ballot Shares: | 7870 | ||||||
Last Vote Date: | 28-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Robert F. Greenhill | 3731 | 0 | 0 | 0 | |||||
2 | Scott L. Bok | 3731 | 0 | 0 | 0 | |||||
3 | Steven F. Goldstone | 3731 | 0 | 0 | 0 | |||||
4 | Meryl D. Hartzband | 3731 | 0 | 0 | 0 | |||||
5 | Stephen L. Key | 3731 | 0 | 0 | 0 | |||||
6 | John D. Liu | 3731 | 0 | 0 | 0 | |||||
7 | Karen P. Robards | 3731 | 0 | 0 | 0 | |||||
2 | Advisory vote to approve named executive officer compensation. | For | None | 3731 | 0 | 0 | 0 | |||
3 | Shareholder Proposal: Directors to be Elected by Majority Vote. | None | None | 3731 | 0 | 0 | 0 | |||
4 | Ratification of the Selection of Ernst & Young LLP to serve as Greenhill's Auditors for the year ending December 31, 2019. | For | None | 3731 | 0 | 0 | 0 | |||
5 | Approve 2019 Equity Incentive Plan. | For | None | 3731 | 0 | 0 | 0 | |||
INNOVIVA INC | ||||||||||
Security: | 45781M101 | Meeting Type: | Annual | |||||||
Ticker: | INVA | Meeting Date: | 24-Apr-2019 | |||||||
ISIN | US45781M1018 | Vote Deadline Date: | 23-Apr-2019 | |||||||
Agenda | 934954327 | Management | Total Ballot Shares: | 26825 | ||||||
Last Vote Date: | 22-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: George W. Bickerstaff, III | For | None | 9226 | 0 | 0 | 0 | |||
2 | Election of Director: Mark DiPaolo, Esq. | For | None | 9226 | 0 | 0 | 0 | |||
3 | Election of Director: Jules Haimovitz | For | None | 9226 | 0 | 0 | 0 | |||
4 | Election of Director: Odysseas D. Kostas, M.D. | For | None | 9226 | 0 | 0 | 0 | |||
5 | Election of Director: Sarah Schlesinger, M.D. | For | None | 9226 | 0 | 0 | 0 | |||
6 | Approve the non-binding advisory resolution regarding executive compensation. | For | None | 9226 | 0 | 0 | 0 | |||
7 | Ratify the selection by the Audit Committee of the Board of Directors for Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 9226 | 0 | 0 | 0 | |||
OFG BANCORP | ||||||||||
Security: | 67103X102 | Meeting Type: | Annual | |||||||
Ticker: | OFG | Meeting Date: | 24-Apr-2019 | |||||||
ISIN | PR67103X1020 | Vote Deadline Date: | 23-Apr-2019 | |||||||
Agenda | 934940645 | Management | Total Ballot Shares: | 16911 | ||||||
Last Vote Date: | 19-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Julian S. Inclán | 0 | 0 | 8517 | 0 | |||||
2 | José Rafael Fernández | 8517 | 0 | 0 | 0 | |||||
3 | Pedro Morazzani | 8517 | 0 | 0 | 0 | |||||
4 | Jorge Colon Gerena | 8517 | 0 | 0 | 0 | |||||
5 | Juan Carlos Aguayo | 0 | 0 | 8517 | 0 | |||||
6 | Néstor de Jesús | 0 | 0 | 8517 | 0 | |||||
7 | Edwin Pérez | 8517 | 0 | 0 | 0 | |||||
2 | To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as set forth in the accompanying Proxy Statement. | For | None | 8517 | 0 | 0 | 0 | |||
3 | To ratify the selection of the Company's independent registered public accounting firm for 2019. | For | None | 8517 | 0 | 0 | 0 | |||
UNIVERSAL FOREST PRODUCTS, INC. | ||||||||||
Security: | 913543104 | Meeting Type: | Annual | |||||||
Ticker: | UFPI | Meeting Date: | 24-Apr-2019 | |||||||
ISIN | US9135431040 | Vote Deadline Date: | 23-Apr-2019 | |||||||
Agenda | 934940784 | Management | Total Ballot Shares: | 19853 | ||||||
Last Vote Date: | 10-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director to serve until 2022: Joan A. Budden | For | None | 8103 | 0 | 0 | 0 | |||
2 | Election of Director to serve until 2022: William G. Currie | For | None | 8103 | 0 | 0 | 0 | |||
3 | Election of Director to serve until 2022: Bruce A. Merino | For | None | 8103 | 0 | 0 | 0 | |||
4 | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2019. | For | None | 8103 | 0 | 0 | 0 | |||
5 | To participate in an advisory vote to approve the compensation paid to our Named Executives. | For | None | 8103 | 0 | 0 | 0 | |||
AGREE REALTY CORPORATION | ||||||||||
Security: | 008492100 | Meeting Type: | Annual | |||||||
Ticker: | ADC | Meeting Date: | 25-Apr-2019 | |||||||
ISIN | US0084921008 | Vote Deadline Date: | 24-Apr-2019 | |||||||
Agenda | 934937977 | Management | Total Ballot Shares: | 17957 | ||||||
Last Vote Date: | 14-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Joel Agree | 1641 | 0 | 0 | 0 | |||||
2 | Craig Erlich | 1641 | 0 | 0 | 0 | |||||
3 | Gregory Lehmkuhl | 1641 | 0 | 0 | 0 | |||||
4 | William S. Rubenfaer | 1641 | 0 | 0 | 0 | |||||
2 | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for 2019. | For | None | 1641 | 0 | 0 | 0 | |||
3 | To approve, by non-binding vote, executive compensation. | For | None | 1641 | 0 | 0 | 0 | |||
4 | To approve an amendment to our Articles of Incorporation, as amended and supplemented (our "Charter"), to increase the number of authorized shares of our common stock. | For | None | 1641 | 0 | 0 | 0 | |||
ASTEC INDUSTRIES, INC. | ||||||||||
Security: | 046224101 | Meeting Type: | Annual | |||||||
Ticker: | ASTE | Meeting Date: | 25-Apr-2019 | |||||||
ISIN | US0462241011 | Vote Deadline Date: | 24-Apr-2019 | |||||||
Agenda | 934941748 | Management | Total Ballot Shares: | 11085 | ||||||
Last Vote Date: | 20-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | William B. Sansom | 2070 | 0 | 0 | 0 | |||||
2 | William B. Southern | 2070 | 0 | 0 | 0 | |||||
3 | Tracey H. Cook | 2070 | 0 | 0 | 0 | |||||
4 | Mary L. Howell | 2070 | 0 | 0 | 0 | |||||
2 | To approve the Compensation of the Company's named executive officers. | For | None | 2070 | 0 | 0 | 0 | |||
3 | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2019. | For | None | 2070 | 0 | 0 | 0 | |||
BANNER CORPORATION | ||||||||||
Security: | 06652V208 | Meeting Type: | Annual | |||||||
Ticker: | BANR | Meeting Date: | 25-Apr-2019 | |||||||
ISIN | US06652V2088 | Vote Deadline Date: | 24-Apr-2019 | |||||||
Agenda | 934959923 | Management | Total Ballot Shares: | 4853 | ||||||
Last Vote Date: | 27-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director for three-year term: Cheryl R. Bishop | For | None | 1722 | 0 | 0 | 0 | |||
2 | Election of Director for three-year term: Connie R. Collingsworth | For | None | 1722 | 0 | 0 | 0 | |||
3 | Election of Director for three-year term: Brent A. Orrico | For | None | 1722 | 0 | 0 | 0 | |||
4 | Advisory approval of the compensation of Banner Corporation's named executive officers. | For | None | 1722 | 0 | 0 | 0 | |||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||
5 | Advisory vote on whether future advisory votes on executive compensation should be held every one, two or three years. | 1 Year | None | 1722 | 0 | 0 | 0 | |||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
6 | The ratification of the Audit Committee's selection of Moss Adams LLP as the independent registered public accounting firm for the year ending December 31, 2019. | For | None | 1722 | 0 | 0 | 0 | |||
INGEVITY CORPORATION | ||||||||||
Security: | 45688C107 | Meeting Type: | Annual | |||||||
Ticker: | NGVT | Meeting Date: | 25-Apr-2019 | |||||||
ISIN | US45688C1071 | Vote Deadline Date: | 24-Apr-2019 | |||||||
Agenda | 934938676 | Management | Total Ballot Shares: | 14356 | ||||||
Last Vote Date: | 13-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Jean S. Blackwell | For | None | 2186 | 0 | 0 | 0 | |||
2 | Election of Director: Luis Fernandez-Moreno | For | None | 2186 | 0 | 0 | 0 | |||
3 | Election of Director: J. Michael Fitzpatrick | For | None | 2186 | 0 | 0 | 0 | |||
4 | Election of Director: Diane H. Gulyas | For | None | 2186 | 0 | 0 | 0 | |||
5 | Election of Director: Richard B. Kelson | For | None | 2186 | 0 | 0 | 0 | |||
6 | Election of Director: Frederick J. Lynch | For | None | 2186 | 0 | 0 | 0 | |||
7 | Election of Director: Karen G. Narwold | For | None | 2186 | 0 | 0 | 0 | |||
8 | Election of Director: Daniel F. Sansone | For | None | 2186 | 0 | 0 | 0 | |||
9 | Election of Director: D. Michael Wilson | For | None | 2186 | 0 | 0 | 0 | |||
10 | Approval, on an advisory (non-binding) basis, of the compensation paid to Ingevity's named executive officers ("Say- on-Pay"). | For | None | 2186 | 0 | 0 | 0 | |||
11 | Ratification of the appointment of Pricewaterhouse Coopers LLP as our independent registered public accounting firm for fiscal 2019. | For | None | 2186 | 0 | 0 | 0 | |||
12 | Approval of an amendment to the Company's Amended and Restated Certificate of Incorporation (the "Certificate") to eliminate the supermajority vote requirements with respect to certain Certificate and By-Law amendments by stockholders, and to remove certain obsolete provisions. | For | None | 2186 | 0 | 0 | 0 | |||
MATSON, INC. | ||||||||||
Security: | 57686G105 | Meeting Type: | Annual | |||||||
Ticker: | MATX | Meeting Date: | 25-Apr-2019 | |||||||
ISIN | US57686G1058 | Vote Deadline Date: | 24-Apr-2019 | |||||||
Agenda | 934937078 | Management | Total Ballot Shares: | 8691 | ||||||
Last Vote Date: | 16-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | W. Blake Baird | 2281 | 0 | 0 | 0 | |||||
2 | Matthew J. Cox | 2281 | 0 | 0 | 0 | |||||
3 | Thomas B. Fargo | 2281 | 0 | 0 | 0 | |||||
4 | Mark H. Fukunaga | 2281 | 0 | 0 | 0 | |||||
5 | Stanley M. Kuriyama | 2281 | 0 | 0 | 0 | |||||
6 | Constance H. Lau | 2281 | 0 | 0 | 0 | |||||
7 | Jenai S. Wall | 2281 | 0 | 0 | 0 | |||||
2 | Advisory vote to approve executive compensation. | For | None | 2281 | 0 | 0 | 0 | |||
3 | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. | For | None | 2281 | 0 | 0 | 0 | |||
MYR GROUP INC | ||||||||||
Security: | 55405W104 | Meeting Type: | Annual | |||||||
Ticker: | MYRG | Meeting Date: | 25-Apr-2019 | |||||||
ISIN | US55405W1045 | Vote Deadline Date: | 24-Apr-2019 | |||||||
Agenda | 934944643 | Management | Total Ballot Shares: | 8199 | ||||||
Last Vote Date: | 08-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Class III Nominee: Larry F. Altenbaumer | For | None | 4168 | 0 | 0 | 0 | |||
2 | Election of Class III Nominee: Bradley T. Favreau | For | None | 4168 | 0 | 0 | 0 | |||
3 | Election of Class III Nominee: William A. Koertner | For | None | 4168 | 0 | 0 | 0 | |||
4 | Election of Class III Nominee: William D. Patterson | For | None | 4168 | 0 | 0 | 0 | |||
5 | ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 4168 | 0 | 0 | 0 | |||
6 | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | None | 4168 | 0 | 0 | 0 | |||
OPUS BANK | ||||||||||
Security: | 684000102 | Meeting Type: | Annual | |||||||
Ticker: | OPB | Meeting Date: | 25-Apr-2019 | |||||||
ISIN | US6840001027 | Vote Deadline Date: | 24-Apr-2019 | |||||||
Agenda | 934939286 | Management | Total Ballot Shares: | 13088 | ||||||
Last Vote Date: | 15-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Paul G. Greig* | 4921 | 0 | 0 | 0 | |||||
2 | Michael L. Meyer* | 4921 | 0 | 0 | 0 | |||||
3 | David King* | 4921 | 0 | 0 | 0 | |||||
4 | Marsha Cameron# | 4921 | 0 | 0 | 0 | |||||
2 | Proposal to ratify the appointment of RSM US LLP as Opus Bank's independent auditor for the fiscal year ended December 31, 2019 | For | None | 4921 | 0 | 0 | 0 | |||
PROVIDENT FINANCIAL SERVICES, INC. | ||||||||||
Security: | 74386T105 | Meeting Type: | Annual | |||||||
Ticker: | PFS | Meeting Date: | 25-Apr-2019 | |||||||
ISIN | US74386T1051 | Vote Deadline Date: | 24-Apr-2019 | |||||||
Agenda | 934943300 | Management | Total Ballot Shares: | 9350 | ||||||
Last Vote Date: | 17-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Thomas W. Berry | 1569 | 0 | 0 | 0 | |||||
2 | James P. Dunigan | 1569 | 0 | 0 | 0 | |||||
3 | Frank L. Fekete | 1569 | 0 | 0 | 0 | |||||
4 | Matthew K. Harding | 1569 | 0 | 0 | 0 | |||||
2 | The approval (non-binding) of executive compensation. | For | None | 1569 | 0 | 0 | 0 | |||
3 | The approval of the 2019 Long-Term Equity Incentive Plan. | For | None | 1569 | 0 | 0 | 0 | |||
4 | The ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. | For | None | 1569 | 0 | 0 | 0 | |||
SCHWEITZER-MAUDUIT INTERNATIONAL, INC. | ||||||||||
Security: | 808541106 | Meeting Type: | Annual | |||||||
Ticker: | SWM | Meeting Date: | 25-Apr-2019 | |||||||
ISIN | US8085411069 | Vote Deadline Date: | 24-Apr-2019 | |||||||
Agenda | 934957107 | Management | Total Ballot Shares: | 11169 | ||||||
Last Vote Date: | 24-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Deborah Borg | 2483 | 0 | 0 | 0 | |||||
2 | Jeffrey Kramer, Ph. D. | 2483 | 0 | 0 | 0 | |||||
3 | Anderson D. Warlick | 2483 | 0 | 0 | 0 | |||||
4 | K.C. Caldabaugh | 2483 | 0 | 0 | 0 | |||||
2 | Ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2019. | For | None | 2483 | 0 | 0 | 0 | |||
3 | Hold a Non-binding advisory vote to approve executive compensation. | For | None | 2483 | 0 | 0 | 0 | |||
WESTAMERICA BANCORPORATION | ||||||||||
Security: | 957090103 | Meeting Type: | Annual | |||||||
Ticker: | WABC | Meeting Date: | 25-Apr-2019 | |||||||
ISIN | US9570901036 | Vote Deadline Date: | 24-Apr-2019 | |||||||
Agenda | 934940657 | Management | Total Ballot Shares: | 6792 | ||||||
Last Vote Date: | 16-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: E. Allen | For | None | 2698 | 0 | 0 | 0 | |||
2 | Election of Director: L. Bartolini | For | None | 2698 | 0 | 0 | 0 | |||
3 | Election of Director: E.J. Bowler | For | None | 2698 | 0 | 0 | 0 | |||
4 | Election of Director: P. Lynch | For | None | 0 | 2698 | 0 | 0 | |||
5 | Election of Director: C. MacMillan | For | None | 2698 | 0 | 0 | 0 | |||
6 | Election of Director: R. Nelson | For | None | 2698 | 0 | 0 | 0 | |||
7 | Election of Director: D. Payne | For | None | 2698 | 0 | 0 | 0 | |||
8 | Election of Director: E. Sylvester | For | None | 2698 | 0 | 0 | 0 | |||
9 | Approve a non-binding advisory vote on the compensation of our named executive officers. | For | None | 2698 | 0 | 0 | 0 | |||
10 | Approve the 2019 Omnibus Equity Incentive Plan. | For | None | 2698 | 0 | 0 | 0 | |||
11 | Ratification of Independent Auditor. | For | None | 2698 | 0 | 0 | 0 | |||
CENTRAL PACIFIC FINANCIAL CORP. | ||||||||||
Security: | 154760409 | Meeting Type: | Annual | |||||||
Ticker: | CPF | Meeting Date: | 26-Apr-2019 | |||||||
ISIN | US1547604090 | Vote Deadline Date: | 25-Apr-2019 | |||||||
Agenda | 934938549 | Management | Total Ballot Shares: | 8227 | ||||||
Last Vote Date: | 14-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Christine H. H. Camp | 4068 | 0 | 0 | 0 | |||||
2 | John C. Dean | 4068 | 0 | 0 | 0 | |||||
3 | Earl E. Fry | 4068 | 0 | 0 | 0 | |||||
4 | Wayne K. Kamitaki | 4068 | 0 | 0 | 0 | |||||
5 | Paul J. Kosasa | 4068 | 0 | 0 | 0 | |||||
6 | Duane K. Kurisu | 4068 | 0 | 0 | 0 | |||||
7 | Christopher T. Lutes | 4068 | 0 | 0 | 0 | |||||
8 | Colbert M. Matsumoto | 4068 | 0 | 0 | 0 | |||||
9 | A. Catherine Ngo | 4068 | 0 | 0 | 0 | |||||
10 | Saedene K. Ota | 4068 | 0 | 0 | 0 | |||||
11 | Crystal K. Rose | 4068 | 0 | 0 | 0 | |||||
12 | Paul K. Yonamine | 4068 | 0 | 0 | 0 | |||||
2 | To approve, on a non-binding advisory basis, the compensation of the company's named executive officers ("Say-On-Pay"). | For | None | 4068 | 0 | 0 | 0 | |||
3 | To ratify the appointment of Crowe LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 4068 | 0 | 0 | 0 | |||
LITTELFUSE, INC. | ||||||||||
Security: | 537008104 | Meeting Type: | Annual | |||||||
Ticker: | LFUS | Meeting Date: | 26-Apr-2019 | |||||||
ISIN | US5370081045 | Vote Deadline Date: | 25-Apr-2019 | |||||||
Agenda | 934938513 | Management | Total Ballot Shares: | 8298 | ||||||
Last Vote Date: | 19-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Kristina Cerniglia | For | None | 1079 | 0 | 0 | 0 | |||
2 | Election of Director: T. J. Chung | For | None | 1079 | 0 | 0 | 0 | |||
3 | Election of Director: Cary Fu | For | None | 1079 | 0 | 0 | 0 | |||
4 | Election of Director: Anthony Grillo | For | None | 1079 | 0 | 0 | 0 | |||
5 | Election of Director: David Heinzmann | For | None | 1079 | 0 | 0 | 0 | |||
6 | Election of Director: Gordon Hunter | For | None | 1079 | 0 | 0 | 0 | |||
7 | Election of Director: John Major | For | None | 1079 | 0 | 0 | 0 | |||
8 | Election of Director: William Noglows | For | None | 1079 | 0 | 0 | 0 | |||
9 | Election of Director: Nathan Zommer | For | None | 1079 | 0 | 0 | 0 | |||
10 | Advisory vote to approve executive compensation. | For | None | 1079 | 0 | 0 | 0 | |||
11 | Approve and ratify the appointment of Grant Thornton LLP as the Company's independent auditors for 2019. | For | None | 1079 | 0 | 0 | 0 | |||
SIMPSON MANUFACTURING CO., INC. | ||||||||||
Security: | 829073105 | Meeting Type: | Annual | |||||||
Ticker: | SSD | Meeting Date: | 26-Apr-2019 | |||||||
ISIN | US8290731053 | Vote Deadline Date: | 25-Apr-2019 | |||||||
Agenda | 934941762 | Management | Total Ballot Shares: | 12417 | ||||||
Last Vote Date: | 16-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Karen Colonias | For | None | 2069 | 0 | 0 | 0 | |||
2 | Election of Director: James S. Andrasick | For | None | 2069 | 0 | 0 | 0 | |||
3 | Election of Director: Jennifer A. Chatman | For | None | 2069 | 0 | 0 | 0 | |||
4 | Election of Director: Robin G. MacGillivray | For | None | 2069 | 0 | 0 | 0 | |||
5 | Election of Director: Gary M. Cusumano | For | None | 2069 | 0 | 0 | 0 | |||
6 | Election of Director: Celeste V. Ford | For | None | 2069 | 0 | 0 | 0 | |||
7 | Election of Director: Michael A. Bless | For | None | 2069 | 0 | 0 | 0 | |||
8 | Election of Director: Philip E. Donaldson | For | None | 2069 | 0 | 0 | 0 | |||
9 | Ratify the Board of Directors' selection of Grant Thornton LLP as the Company's independent registered public accounting firm for 2019. | For | None | 2069 | 0 | 0 | 0 | |||
10 | Approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers. | For | None | 2069 | 0 | 0 | 0 | |||
SOUTH JERSEY INDUSTRIES, INC. | ||||||||||
Security: | 838518108 | Meeting Type: | Annual | |||||||
Ticker: | SJI | Meeting Date: | 26-Apr-2019 | |||||||
ISIN | US8385181081 | Vote Deadline Date: | 25-Apr-2019 | |||||||
Agenda | 934943184 | Management | Total Ballot Shares: | 32042 | ||||||
Last Vote Date: | 17-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director term expiring 2020: Sarah M. Barpoulis | For | None | 4502 | 0 | 0 | 0 | |||
2 | Election of Director term expiring 2020: Thomas A. Bracken | For | None | 4502 | 0 | 0 | 0 | |||
3 | Election of Director term expiring 2020: Keith S. Campbell | For | None | 4502 | 0 | 0 | 0 | |||
4 | Election of Director term expiring 2020: Victor A. Fortkiewicz | For | None | 4502 | 0 | 0 | 0 | |||
5 | Election of Director term expiring 2020: Sheila Hartnett-Devlin, CFA | For | None | 4502 | 0 | 0 | 0 | |||
6 | Election of Director term expiring 2020: Walter M. Higgins III | For | None | 4502 | 0 | 0 | 0 | |||
7 | Election of Director term expiring 2020: Sunita Holzer | For | None | 4502 | 0 | 0 | 0 | |||
8 | Election of Director term expiring 2020: Michael J. Renna | For | None | 4502 | 0 | 0 | 0 | |||
9 | Election of Director term expiring 2020: Joseph M. Rigby | For | None | 4502 | 0 | 0 | 0 | |||
10 | Election of Director term expiring 2020: Frank L. Sims | For | None | 4502 | 0 | 0 | 0 | |||
11 | Approval, on an advisory basis, of executive compensation. | For | None | 4502 | 0 | 0 | 0 | |||
12 | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2019. | For | None | 4502 | 0 | 0 | 0 | |||
CONSOLIDATED COMMUNICATIONS HLDGS, INC. | ||||||||||
Security: | 209034107 | Meeting Type: | Annual | |||||||
Ticker: | CNSL | Meeting Date: | 29-Apr-2019 | |||||||
ISIN | US2090341072 | Vote Deadline Date: | 26-Apr-2019 | |||||||
Agenda | 934942156 | Management | Total Ballot Shares: | 24249.8579 | ||||||
Last Vote Date: | 21-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Roger H. Moore | 4043 | 0 | 0 | 0 | |||||
2 | Thomas A. Gerke | 4043 | 0 | 0 | 0 | |||||
3 | Dale E. Parker | 4043 | 0 | 0 | 0 | |||||
2 | Approval of Ernst & Young LLP, as the independent registered public accounting firm. | For | None | 4043 | 0 | 0 | 0 | |||
3 | Executive Compensation - An advisory vote on the approval of compensation of our named executive officers. | For | None | 4043 | 0 | 0 | 0 | |||
ENPRO INDUSTRIES, INC. | ||||||||||
Security: | 29355X107 | Meeting Type: | Annual | |||||||
Ticker: | NPO | Meeting Date: | 29-Apr-2019 | |||||||
ISIN | US29355X1072 | Vote Deadline Date: | 26-Apr-2019 | |||||||
Agenda | 934957020 | Management | Total Ballot Shares: | 6697 | ||||||
Last Vote Date: | 24-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Stephen E. Macadam | 2498 | 0 | 0 | 0 | |||||
2 | Marvin A. Riley | 2498 | 0 | 0 | 0 | |||||
3 | Thomas M. Botts | 2498 | 0 | 0 | 0 | |||||
4 | Felix M. Brueck | 2498 | 0 | 0 | 0 | |||||
5 | B. Bernard Burns, Jr. | 2498 | 0 | 0 | 0 | |||||
6 | Diane C. Creel | 2498 | 0 | 0 | 0 | |||||
7 | Adele M. Gulfo | 2498 | 0 | 0 | 0 | |||||
8 | David L. Hauser | 2498 | 0 | 0 | 0 | |||||
9 | John Humphrey | 2498 | 0 | 0 | 0 | |||||
10 | Kees van der Graaf | 2498 | 0 | 0 | 0 | |||||
2 | On an advisory basis, to approve the compensation to our named executive officers as disclosed in the proxy statement. | For | None | 2498 | 0 | 0 | 0 | |||
3 | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2019. | For | None | 2498 | 0 | 0 | 0 | |||
M.D.C. HOLDINGS, INC. | ||||||||||
Security: | 552676108 | Meeting Type: | Annual | |||||||
Ticker: | MDC | Meeting Date: | 29-Apr-2019 | |||||||
ISIN | US5526761086 | Vote Deadline Date: | 26-Apr-2019 | |||||||
Agenda | 934943071 | Management | Total Ballot Shares: | 19902.52 | ||||||
Last Vote Date: | 15-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Michael A. Berman | 4064 | 0 | 0 | 0 | |||||
2 | Herbert T. Buchwald | 4064 | 0 | 0 | 0 | |||||
3 | Larry A. Mizel | 4064 | 0 | 0 | 0 | |||||
4 | Leslie B. Fox | 4064 | 0 | 0 | 0 | |||||
2 | To approve an advisory proposal regarding the compensation of the Company's named executive officers (Say on Pay). | For | None | 4064 | 0 | 0 | 0 | |||
3 | To approve an amendment to the M.D.C. Holdings, Inc. 2011 Equity Incentive Plan to increase the shares authorized for issuance under the plan and amend certain provisions related to performance-based awards in connection with amendments to Section 162(m) of the Internal Revenue Code. | For | None | 4064 | 0 | 0 | 0 | |||
4 | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the 2019 fiscal year. | For | None | 4064 | 0 | 0 | 0 | |||
RPT REALTY | ||||||||||
Security: | 74971D101 | Meeting Type: | Annual | |||||||
Ticker: | RPT | Meeting Date: | 29-Apr-2019 | |||||||
ISIN | US74971D1019 | Vote Deadline Date: | 26-Apr-2019 | |||||||
Agenda | 934943160 | Management | Total Ballot Shares: | 19593 | ||||||
Last Vote Date: | 20-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Richard L. Federico | 7461 | 0 | 0 | 0 | |||||
2 | Arthur Goldberg | 7461 | 0 | 0 | 0 | |||||
3 | Brian L. Harper | 7461 | 0 | 0 | 0 | |||||
4 | Joanna T. Lau | 7461 | 0 | 0 | 0 | |||||
5 | David J. Nettina | 7461 | 0 | 0 | 0 | |||||
6 | Laurie M. Shahon | 7461 | 0 | 0 | 0 | |||||
7 | Andrea M. Weiss | 7461 | 0 | 0 | 0 | |||||
2 | Ratification of the appointment of Grant Thornton LLP as the Trust's Independent registered public accounting firm for 2019. | For | None | 7461 | 0 | 0 | 0 | |||
3 | Advisory approval of the compensation of our named executive officers. | For | None | 7461 | 0 | 0 | 0 | |||
4 | Approval of 2019 Omnibus Long-Term Incentive Plan. | For | None | 7461 | 0 | 0 | 0 | |||
TOPBUILD CORP | ||||||||||
Security: | 89055F103 | Meeting Type: | Annual | |||||||
Ticker: | BLD | Meeting Date: | 29-Apr-2019 | |||||||
ISIN | US89055F1030 | Vote Deadline Date: | 26-Apr-2019 | |||||||
Agenda | 934944554 | Management | Total Ballot Shares: | 18285 | ||||||
Last Vote Date: | 27-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Alec C. Covington | For | None | 2707 | 0 | 0 | 0 | |||
2 | Election of Director: Gerald Volas | For | None | 2707 | 0 | 0 | 0 | |||
3 | Election of Director: Carl T. Camden | For | None | 2707 | 0 | 0 | 0 | |||
4 | Election of Director: Joseph S. Cantie | For | None | 2707 | 0 | 0 | 0 | |||
5 | Election of Director: Tina M. Donikowski | For | None | 2707 | 0 | 0 | 0 | |||
6 | Election of Director: Mark A. Petrarca | For | None | 2707 | 0 | 0 | 0 | |||
7 | Election of Director: Nancy M. Taylor | For | None | 2707 | 0 | 0 | 0 | |||
8 | To amend the Company's Amended and Restated Certificate of Incorporation to reduce the affirmative vote of holders of the Company's outstanding securities, voting as a single class, required to adopt, amend or repeal the Company's bylaws from 66 2/3% to a majority. | For | None | 2707 | 0 | 0 | 0 | |||
9 | To amend the Company's Amended and Restated Certificate of Incorporation to reduce the affirmative vote of holders of the Company's outstanding voting securities, voting as a single class, required to adopt, amend or repeal certain provisions of the Company's Amended and Restated Certificate of Incorporation from 66 2/3% to a majority. | For | None | 2707 | 0 | 0 | 0 | |||
10 | To amend the Company's Amended and Restated Certificate of Incorporation so that the Company is no longer obligated to indemnify persons other than directors and officers. | For | None | 2707 | 0 | 0 | 0 | |||
11 | To ratify the Company's appointment of PricewaterhouseCoopers LLP to serve as the Company's independent registered public accounting firm for the Company's fiscal year ending December 31, 2019. | For | None | 2707 | 0 | 0 | 0 | |||
12 | To approve, on an advisory basis, the compensation of the Company's named executive officers. | For | None | 2707 | 0 | 0 | 0 | |||
ARCBEST CORPORATION | ||||||||||
Security: | 03937C105 | Meeting Type: | Annual | |||||||
Ticker: | ARCB | Meeting Date: | 30-Apr-2019 | |||||||
ISIN | US03937C1053 | Vote Deadline Date: | 29-Apr-2019 | |||||||
Agenda | 934961598 | Management | Total Ballot Shares: | 19020 | ||||||
Last Vote Date: | 27-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Eduardo F. Conrado | 4606 | 0 | 0 | 0 | |||||
2 | Stephen E. Gorman | 4606 | 0 | 0 | 0 | |||||
3 | Michael P. Hogan | 4606 | 0 | 0 | 0 | |||||
4 | William M. Legg | 4606 | 0 | 0 | 0 | |||||
5 | Kathleen D. McElligott | 4606 | 0 | 0 | 0 | |||||
6 | Judy R. McReynolds | 4606 | 0 | 0 | 0 | |||||
7 | Craig E. Philip | 4606 | 0 | 0 | 0 | |||||
8 | Steven L. Spinner | 4606 | 0 | 0 | 0 | |||||
9 | Janice E. Stipp | 4606 | 0 | 0 | 0 | |||||
2 | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2019. | For | None | 4606 | 0 | 0 | 0 | |||
3 | To approve, on an advisory basis, the compensation of the Company's Named Executive Officers. | For | None | 4606 | 0 | 0 | 0 | |||
4 | To approve the ArcBest Ownership Incentive Plan, as amended and restated. | For | None | 4606 | 0 | 0 | 0 | |||
CONTROL4 CORPORATION | ||||||||||
Security: | 21240D107 | Meeting Type: | Annual | |||||||
Ticker: | CTRL | Meeting Date: | 30-Apr-2019 | |||||||
ISIN | US21240D1072 | Vote Deadline Date: | 29-Apr-2019 | |||||||
Agenda | 934948057 | Management | Total Ballot Shares: | 2350 | ||||||
Last Vote Date: | 22-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | David C. Habiger | 2350 | 0 | 0 | 0 | |||||
2 | Martin Plaehn | 2350 | 0 | 0 | 0 | |||||
3 | Maria Thomas | 2350 | 0 | 0 | 0 | |||||
2 | To ratify the appointment of Ernst & Young LLP as Control4's independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 2350 | 0 | 0 | 0 | |||
3 | To approve, on a non-binding, advisory basis, the compensation of the named executive officers. | For | None | 2350 | 0 | 0 | 0 | |||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||
4 | Recommend, on a non-binding, advisory basis, the preferred frequency of future advisory votes on the compensation of the named executive officers. | 1 Year | None | 2350 | 0 | 0 | 0 | |||
FIESTA RESTAURANT GROUP, INC. | ||||||||||
Security: | 31660B101 | Meeting Type: | Annual | |||||||
Ticker: | FRGI | Meeting Date: | 30-Apr-2019 | |||||||
ISIN | US31660B1017 | Vote Deadline Date: | 29-Apr-2019 | |||||||
Agenda | 934949213 | Management | Total Ballot Shares: | 4579 | ||||||
Last Vote Date: | 23-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Stacey Rauch | For | None | 3197 | 0 | 0 | 0 | |||
2 | Election of Director: Nicholas Daraviras | For | None | 3197 | 0 | 0 | 0 | |||
3 | Election of Director: Stephen Elker | For | None | 3197 | 0 | 0 | 0 | |||
4 | Election of Director: Brian Friedman | For | None | 3197 | 0 | 0 | 0 | |||
5 | Election of Director: Nicholas Shepherd | For | None | 3197 | 0 | 0 | 0 | |||
6 | Election of Director: Richard Stockinger | For | None | 3197 | 0 | 0 | 0 | |||
7 | Election of Director: Paul Twohig | For | None | 3197 | 0 | 0 | 0 | |||
8 | Election of Director: Sherrill Kaplan | For | None | 3197 | 0 | 0 | 0 | |||
9 | To adopt, on an advisory basis, a resolution approving the compensation of the Company's Named Executive Officers, as described in the Proxy Statement under "Executive Compensation". | For | None | 3197 | 0 | 0 | 0 | |||
10 | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Fiesta Restaurant Group, Inc. for the 2019 fiscal year. | For | None | 3197 | 0 | 0 | 0 | |||
11 | In their discretion, upon such other business as may properly come before the meeting or any adjournment thereof. | For | None | 3197 | 0 | 0 | 0 | |||
GETTY REALTY CORP. | ||||||||||
Security: | 374297109 | Meeting Type: | Annual | |||||||
Ticker: | GTY | Meeting Date: | 30-Apr-2019 | |||||||
ISIN | US3742971092 | Vote Deadline Date: | 29-Apr-2019 | |||||||
Agenda | 934945190 | Management | Total Ballot Shares: | 23833.3901 | ||||||
Last Vote Date: | 20-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Christopher J. Constant | For | None | 5173 | 0 | 0 | 0 | |||
2 | Election of Director: Milton Cooper | For | None | 5173 | 0 | 0 | 0 | |||
3 | Election of Director: Philip E. Coviello | For | None | 5173 | 0 | 0 | 0 | |||
4 | Election of Director: Leo Liebowitz | For | None | 5173 | 0 | 0 | 0 | |||
5 | Election of Director: Mary Lou Malanoski | For | None | 5173 | 0 | 0 | 0 | |||
6 | Election of Director: Richard E. Montag | For | None | 5173 | 0 | 0 | 0 | |||
7 | Election of Director: Howard B. Safenowitz | For | None | 5173 | 0 | 0 | 0 | |||
8 | ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION (SAY-ON- PAY). | For | None | 5173 | 0 | 0 | 0 | |||
9 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2019. | For | None | 5173 | 0 | 0 | 0 | |||
JAMES RIVER GROUP HOLDINGS, LTD. | ||||||||||
Security: | G5005R107 | Meeting Type: | Annual | |||||||
Ticker: | JRVR | Meeting Date: | 30-Apr-2019 | |||||||
ISIN | BMG5005R1079 | Vote Deadline Date: | 29-Apr-2019 | |||||||
Agenda | 934969594 | Management | Total Ballot Shares: | 2198 | ||||||
Last Vote Date: | 03-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Class II Director: Janet Cowell | For | None | 1208 | 0 | 0 | 0 | |||
2 | Election of Class II Director: Jerry R. Masters | For | None | 1208 | 0 | 0 | 0 | |||
3 | Election of Class II Director: Ollie L. Sherman, Jr. | For | None | 1208 | 0 | 0 | 0 | |||
4 | Election of Class II Director: Sundar Srinivasan | For | None | 1208 | 0 | 0 | 0 | |||
5 | To approve the re-appointment of Ernst & Young LLP, an independent registered public accounting firm, as our independent auditor to serve until the 2020 Annual General Meeting of Shareholders, and to authorize our Board of Directors, acting by the Audit Committee, to determine the independent auditor's remuneration. | For | None | 1208 | 0 | 0 | 0 | |||
6 | To approve, on a non-binding, advisory basis, the 2018 compensation of our named executive officers. | For | None | 1208 | 0 | 0 | 0 | |||
7 | To approve an amendment to the James River Group Holdings, Ltd. 2014 Non-Employee Director Incentive Plan. | For | None | 1208 | 0 | 0 | 0 | |||
SAIA, INC | ||||||||||
Security: | 78709Y105 | Meeting Type: | Annual | |||||||
Ticker: | SAIA | Meeting Date: | 30-Apr-2019 | |||||||
ISIN | US78709Y1055 | Vote Deadline Date: | 29-Apr-2019 | |||||||
Agenda | 934955975 | Management | Total Ballot Shares: | 13999 | ||||||
Last Vote Date: | 22-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: John J. Holland | For | None | 4008 | 0 | 0 | 0 | |||
2 | Election of Director: Frederick J. Holzgrefe, III | For | None | 4008 | 0 | 0 | 0 | |||
3 | Election of Director: Richard D. O'Dell | For | None | 4008 | 0 | 0 | 0 | |||
4 | Proposal to approve, on an advisory basis, the compensation of Saia's Named Executive Officers | For | None | 4008 | 0 | 0 | 0 | |||
5 | Ratify the appointment of KPMG LLP as Saia's independent registered public accounting firm for fiscal year 2019 | For | None | 4008 | 0 | 0 | 0 | |||
STEPAN COMPANY | ||||||||||
Security: | 858586100 | Meeting Type: | Annual | |||||||
Ticker: | SCL | Meeting Date: | 30-Apr-2019 | |||||||
ISIN | US8585861003 | Vote Deadline Date: | 29-Apr-2019 | |||||||
Agenda | 934974343 | Management | Total Ballot Shares: | 9891 | ||||||
Last Vote Date: | 03-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Michael R. Boyce | For | None | 2701 | 0 | 0 | 0 | |||
2 | Election of Director: Edward J. Wehmer | For | None | 2701 | 0 | 0 | 0 | |||
3 | Advisory vote to approve named executive officer compensation. | For | None | 2701 | 0 | 0 | 0 | |||
4 | Approve an amendment to the Stepan Company 2011 Incentive Compensation Plan. | For | None | 2701 | 0 | 0 | 0 | |||
5 | Ratify the appointment of Deloitte & Touche LLP as Stepan Company's independent registered public accounting firm for 2019. | For | None | 2701 | 0 | 0 | 0 | |||
STRATEGIC EDUCATION, INC. | ||||||||||
Security: | 86272C103 | Meeting Type: | Annual | |||||||
Ticker: | STRA | Meeting Date: | 30-Apr-2019 | |||||||
ISIN | US86272C1036 | Vote Deadline Date: | 29-Apr-2019 | |||||||
Agenda | 934941990 | Management | Total Ballot Shares: | 6101 | ||||||
Last Vote Date: | 22-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Robert S. Silberman | For | None | 2810 | 0 | 0 | 0 | |||
2 | Election of Director: J. Kevin Gilligan | For | None | 2810 | 0 | 0 | 0 | |||
3 | Election of Director: Robert R. Grusky | For | None | 2810 | 0 | 0 | 0 | |||
4 | Election of Director: Dr. Charlotte F. Beason | For | None | 2810 | 0 | 0 | 0 | |||
5 | Election of Director: Rita D. Brogley | For | None | 2810 | 0 | 0 | 0 | |||
6 | Election of Director: Dr. John T. Casteen, III | For | None | 2810 | 0 | 0 | 0 | |||
7 | Election of Director: H. James Dallas | For | None | 2810 | 0 | 0 | 0 | |||
8 | Election of Director: Nathaniel C. Fick | For | None | 2810 | 0 | 0 | 0 | |||
9 | Election of Director: Karl McDonnell | For | None | 2810 | 0 | 0 | 0 | |||
10 | Election of Director: Todd A. Milano | For | None | 2810 | 0 | 0 | 0 | |||
11 | Election of Director: G. Thomas Waite, III | For | None | 2810 | 0 | 0 | 0 | |||
12 | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's Independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 2810 | 0 | 0 | 0 | |||
13 | To approve, on an advisory basis, the compensation of the named executive officers. | For | None | 2810 | 0 | 0 | 0 | |||
THE CHEMOURS COMPANY | ||||||||||
Security: | 163851108 | Meeting Type: | Annual | |||||||
Ticker: | CC | Meeting Date: | 30-Apr-2019 | |||||||
ISIN | US1638511089 | Vote Deadline Date: | 29-Apr-2019 | |||||||
Agenda | 934942269 | Management | Total Ballot Shares: | 115384.5333 | ||||||
Last Vote Date: | 19-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Curtis V. Anastasio | For | None | 9276 | 0 | 0 | 0 | |||
2 | Election of Director: Bradley J. Bell | For | None | 9276 | 0 | 0 | 0 | |||
3 | Election of Director: Richard H. Brown | For | None | 9276 | 0 | 0 | 0 | |||
4 | Election of Director: Mary B. Cranston | For | None | 9276 | 0 | 0 | 0 | |||
5 | Election of Director: Curtis J. Crawford | For | None | 9276 | 0 | 0 | 0 | |||
6 | Election of Director: Dawn L. Farrell | For | None | 9276 | 0 | 0 | 0 | |||
7 | Election of Director: Sean D. Keohane | For | None | 9276 | 0 | 0 | 0 | |||
8 | Election of Director: Mark P. Vergnano | For | None | 9276 | 0 | 0 | 0 | |||
9 | Advisory Vote to Approve Named Executive Officer Compensation | For | None | 9276 | 0 | 0 | 0 | |||
10 | Ratification of Selection of PricewaterhouseCoopers LLP for fiscal year 2019 | For | None | 9276 | 0 | 0 | 0 | |||
11 | Shareholder Proposal on Executive Compensation Report | Against | None | 9276 | 0 | 0 | 0 | |||
AKORN, INC. | ||||||||||
Security: | 009728106 | Meeting Type: | Annual | |||||||
Ticker: | AKRX | Meeting Date: | 01-May-2019 | |||||||
ISIN | US0097281069 | Vote Deadline Date: | 30-Apr-2019 | |||||||
Agenda | 934952169 | Management | Total Ballot Shares: | 26163 | ||||||
Last Vote Date: | 24-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Kenneth Abramowitz | 12794 | 0 | 0 | 0 | |||||
2 | Douglas Boothe | 12794 | 0 | 0 | 0 | |||||
3 | Adrienne Graves, Ph.D. | 12794 | 0 | 0 | 0 | |||||
4 | Ronald Johnson | 12794 | 0 | 0 | 0 | |||||
5 | Steven Meyer | 12794 | 0 | 0 | 0 | |||||
6 | Thomas Moore | 12794 | 0 | 0 | 0 | |||||
7 | Terry Allison Rappuhn | 12794 | 0 | 0 | 0 | |||||
8 | Brian Tambi | 12794 | 0 | 0 | 0 | |||||
9 | Alan Weinstein | 12794 | 0 | 0 | 0 | |||||
2 | Proposal to ratify the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. | For | None | 12794 | 0 | 0 | 0 | |||
3 | Proposal to approve an amendment to the 2017 Omnibus Incentive Compensation Plan to increase the total number of shares authorized and reserved for issuance under the plan by 4,400,000 shares from 8,000,000 to 12,400,000 shares. | For | None | 12794 | 0 | 0 | 0 | |||
4 | Proposal to approve, through a non-binding advisory vote, the Company's executive compensation program as described in the Company's 2019 proxy statement. | For | None | 12794 | 0 | 0 | 0 | |||
CARETRUST REIT | ||||||||||
Security: | 14174T107 | Meeting Type: | Annual | |||||||
Ticker: | CTRE | Meeting Date: | 01-May-2019 | |||||||
ISIN | US14174T1079 | Vote Deadline Date: | 30-Apr-2019 | |||||||
Agenda | 934946320 | Management | Total Ballot Shares: | 18199 | ||||||
Last Vote Date: | 22-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Allen C. Barbieri | For | None | 3664 | 0 | 0 | 0 | |||
2 | Election of Director: Jon D. Kline | For | None | 3664 | 0 | 0 | 0 | |||
3 | Election of Director: Diana M. Laing | For | None | 3664 | 0 | 0 | 0 | |||
4 | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | For | None | 3664 | 0 | 0 | 0 | |||
5 | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 3664 | 0 | 0 | 0 | |||
COGENT COMMUNICATIONS HOLDINGS, INC. | ||||||||||
Security: | 19239V302 | Meeting Type: | Annual | |||||||
Ticker: | CCOI | Meeting Date: | 01-May-2019 | |||||||
ISIN | US19239V3024 | Vote Deadline Date: | 30-Apr-2019 | |||||||
Agenda | 934961803 | Management | Total Ballot Shares: | 16730 | ||||||
Last Vote Date: | 27-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Dave Schaeffer | 1297 | 0 | 0 | 0 | |||||
2 | Steven D. Brooks | 0 | 0 | 1297 | 0 | |||||
3 | Timothy Weingarten | 1297 | 0 | 0 | 0 | |||||
4 | Richard T. Liebhaber | 1297 | 0 | 0 | 0 | |||||
5 | D. Blake Bath | 1297 | 0 | 0 | 0 | |||||
6 | Marc Montagner | 0 | 0 | 1297 | 0 | |||||
7 | Lewis H. Ferguson, III | 1297 | 0 | 0 | 0 | |||||
2 | To ratify the appointment of Ernst & Young, LLP as independent registered public accountants for the fiscal year ending December 31, 2019. | For | None | 1297 | 0 | 0 | 0 | |||
3 | To approve an amendment to the Company's 2017 Incentive Award Plan to increase the number of shares available for issuance by 1.2 million shares. | For | None | 1297 | 0 | 0 | 0 | |||
4 | Non-binding advisory vote to approve named executive officer compensation. | For | None | 1297 | 0 | 0 | 0 | |||
HERITAGE FINANCIAL CORPORATION | ||||||||||
Security: | 42722X106 | Meeting Type: | Annual | |||||||
Ticker: | HFWA | Meeting Date: | 01-May-2019 | |||||||
ISIN | US42722X1063 | Vote Deadline Date: | 30-Apr-2019 | |||||||
Agenda | 934938880 | Management | Total Ballot Shares: | 7193 | ||||||
Last Vote Date: | 22-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director for one-year term: Brian S. Charneski | For | None | 1375 | 0 | 0 | 0 | |||
2 | Election of Director for one-year term: John A. Clees | For | None | 1375 | 0 | 0 | 0 | |||
3 | Election of Director for one-year term: Kimberly T. Ellwanger | For | None | 1375 | 0 | 0 | 0 | |||
4 | Election of Director for one-year term: Stephen A. Dennis | For | None | 1375 | 0 | 0 | 0 | |||
5 | Election of Director for one-year term: Deborah J. Gavin | For | None | 1375 | 0 | 0 | 0 | |||
6 | Election of Director for one-year term: Jeffrey S. Lyon | For | None | 1375 | 0 | 0 | 0 | |||
7 | Election of Director for one-year term: Gragg E. Miller | For | None | 1375 | 0 | 0 | 0 | |||
8 | Election of Director for one-year term: Anthony B. Pickering | For | None | 1375 | 0 | 0 | 0 | |||
9 | Election of Director for one-year term: Brian L. Vance | For | None | 1375 | 0 | 0 | 0 | |||
10 | Election of Director for one-year term: Ann Watson | For | None | 1375 | 0 | 0 | 0 | |||
11 | Advisory (non-binding) approval of the compensation paid to named executive officers as disclosed in the Proxy Statement. | For | None | 1375 | 0 | 0 | 0 | |||
12 | Ratification of the appointment of Crowe LLP as Heritage's independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 1375 | 0 | 0 | 0 | |||
HIGHPOINT RESOURCES CORPORATION | ||||||||||
Security: | 43114K108 | Meeting Type: | Annual | |||||||
Ticker: | HPR | Meeting Date: | 01-May-2019 | |||||||
ISIN | US43114K1088 | Vote Deadline Date: | 30-Apr-2019 | |||||||
Agenda | 934953539 | Management | Total Ballot Shares: | 29127 | ||||||
Last Vote Date: | 24-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Mark S. Berg | 11053 | 0 | 0 | 0 | |||||
2 | Scott A. Gieselman | 11053 | 0 | 0 | 0 | |||||
3 | Craig S. Glick | 11053 | 0 | 0 | 0 | |||||
4 | Andrew C. Kidd | 11053 | 0 | 0 | 0 | |||||
5 | Lori A. Lancaster | 11053 | 0 | 0 | 0 | |||||
6 | Jim W. Mogg | 11053 | 0 | 0 | 0 | |||||
7 | William F. Owens | 11053 | 0 | 0 | 0 | |||||
8 | Edmund P. Segner | 11053 | 0 | 0 | 0 | |||||
9 | Michael R. Starzer | 11053 | 0 | 0 | 0 | |||||
10 | Randy I. Stein | 11053 | 0 | 0 | 0 | |||||
11 | Michael E. Wiley | 11053 | 0 | 0 | 0 | |||||
12 | R. Scot Woodall | 11053 | 0 | 0 | 0 | |||||
2 | Advisory vote on compensation of named executive officers. | For | None | 11053 | 0 | 0 | 0 | |||
3 | To ratify the selection of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2019. | For | None | 11053 | 0 | 0 | 0 | |||
POOL CORPORATION | ||||||||||
Security: | 73278L105 | Meeting Type: | Annual | |||||||
Ticker: | POOL | Meeting Date: | 01-May-2019 | |||||||
ISIN | US73278L1052 | Vote Deadline Date: | 30-Apr-2019 | |||||||
Agenda | 934965813 | Management | Total Ballot Shares: | 10354 | ||||||
Last Vote Date: | 30-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Andrew W. Code | For | None | 2106 | 0 | 0 | 0 | |||
2 | Election of Director: Timothy M. Graven | For | None | 2106 | 0 | 0 | 0 | |||
3 | Election of Director: Debra S. Oler | For | None | 2106 | 0 | 0 | 0 | |||
4 | Election of Director: Manuel J. Perez de la Mesa | For | None | 2106 | 0 | 0 | 0 | |||
5 | Election of Director: Harlan F. Seymour | For | None | 2106 | 0 | 0 | 0 | |||
6 | Election of Director: Robert C. Sledd | For | None | 2106 | 0 | 0 | 0 | |||
7 | Election of Director: John E. Stokely | For | None | 2106 | 0 | 0 | 0 | |||
8 | Election of Director: David G. Whalen | For | None | 2106 | 0 | 0 | 0 | |||
9 | Ratification of the retention of Ernst & Young LLP, certified public accountants, as our independent registered public accounting firm for the 2019 fiscal year. | For | None | 2106 | 0 | 0 | 0 | |||
10 | Say-on-pay vote: Advisory vote to approve executive compensation as disclosed in the proxy statement. | For | None | 2106 | 0 | 0 | 0 | |||
SELECTIVE INSURANCE GROUP, INC. | ||||||||||
Security: | 816300107 | Meeting Type: | Annual | |||||||
Ticker: | SIGI | Meeting Date: | 01-May-2019 | |||||||
ISIN | US8163001071 | Vote Deadline Date: | 30-Apr-2019 | |||||||
Agenda | 934956066 | Management | Total Ballot Shares: | 20523 | ||||||
Last Vote Date: | 23-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: John C. Burville | For | None | 3866 | 0 | 0 | 0 | |||
2 | Election of Director: Terrence W. Cavanaugh | For | None | 3866 | 0 | 0 | 0 | |||
3 | Election of Director: Robert Kelly Doherty | For | None | 3866 | 0 | 0 | 0 | |||
4 | Election of Director: John J. Marchioni | For | None | 3866 | 0 | 0 | 0 | |||
5 | Election of Director: Thomas A. McCarthy | For | None | 3866 | 0 | 0 | 0 | |||
6 | Election of Director: H. Elizabeth Mitchell | For | None | 3866 | 0 | 0 | 0 | |||
7 | Election of Director: Michael J. Morrissey | For | None | 3866 | 0 | 0 | 0 | |||
8 | Election of Director: Gregory E. Murphy | For | None | 3866 | 0 | 0 | 0 | |||
9 | Election of Director: Cynthia S. Nicholson | For | None | 3866 | 0 | 0 | 0 | |||
10 | Election of Director: Ronald L. O'Kelley | For | None | 3866 | 0 | 0 | 0 | |||
11 | Election of Director: William M. Rue | For | None | 3866 | 0 | 0 | 0 | |||
12 | Election of Director: John S. Scheid | For | None | 3866 | 0 | 0 | 0 | |||
13 | Election of Director: J. Brian Thebault | For | None | 3866 | 0 | 0 | 0 | |||
14 | Election of Director: Philip H. Urban | For | None | 3866 | 0 | 0 | 0 | |||
15 | Approve, on an advisory basis, the 2018 compensation of Selective's named executive officers as disclosed in the accompanying proxy statement. | For | None | 3866 | 0 | 0 | 0 | |||
16 | Ratify the appointment of KPMG LLP as Selective's independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 3866 | 0 | 0 | 0 | |||
TIVO CORPORATION | ||||||||||
Security: | 88870P106 | Meeting Type: | Annual | |||||||
Ticker: | TIVO | Meeting Date: | 01-May-2019 | |||||||
ISIN | US88870P1066 | Vote Deadline Date: | 30-Apr-2019 | |||||||
Agenda | 934950228 | Management | Total Ballot Shares: | 27779 | ||||||
Last Vote Date: | 21-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Alan L. Earhart | For | None | 0 | 7184 | 0 | 0 | |||
2 | Election of Director: Eddy W. Hartenstein | For | None | 7184 | 0 | 0 | 0 | |||
3 | Election of Director: James E. Meyer | For | None | 0 | 7184 | 0 | 0 | |||
4 | Election of Director: Daniel Moloney | For | None | 7184 | 0 | 0 | 0 | |||
5 | Election of Director: Raghavendra Rau | For | None | 7184 | 0 | 0 | 0 | |||
6 | Election of Director: Glenn W. Welling | For | None | 0 | 7184 | 0 | 0 | |||
7 | Approval of the Company's Amended 2008 Equity Incentive Plan. | For | None | 7184 | 0 | 0 | 0 | |||
8 | Ratification of the selection of Independent Registered Public Accounting Firm for fiscal 2019. | For | None | 7184 | 0 | 0 | 0 | |||
9 | Advisory vote to approve named executive officer compensation. | For | None | 7184 | 0 | 0 | 0 | |||
UNIT CORPORATION | ||||||||||
Security: | 909218109 | Meeting Type: | Annual | |||||||
Ticker: | UNT | Meeting Date: | 01-May-2019 | |||||||
ISIN | US9092181091 | Vote Deadline Date: | 30-Apr-2019 | |||||||
Agenda | 934958919 | Management | Total Ballot Shares: | 17371 | ||||||
Last Vote Date: | 27-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: William B. Morgan | For | None | 5769 | 0 | 0 | 0 | |||
2 | Election of Director: Larry D. Pinkston | For | None | 5769 | 0 | 0 | 0 | |||
3 | Election of Director: Carla S. Mashinski | For | None | 5769 | 0 | 0 | 0 | |||
4 | Approve, on an advisory basis, our named executive officers' compensation. | For | None | 5769 | 0 | 0 | 0 | |||
5 | Ratify the selection of PricewaterhouseCoopers LLP as the company's independent registered public accounting firm for fiscal year 2019. | For | None | 5769 | 0 | 0 | 0 | |||
AMERICAN AXLE & MANUFACTURING HLDGS, INC | ||||||||||
Security: | 024061103 | Meeting Type: | Annual | |||||||
Ticker: | AXL | Meeting Date: | 02-May-2019 | |||||||
ISIN | US0240611030 | Vote Deadline Date: | 01-May-2019 | |||||||
Agenda | 934946077 | Management | Total Ballot Shares: | 67990 | ||||||
Last Vote Date: | 23-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Elizabeth A. Chappell | For | None | 17188 | 0 | 0 | 0 | |||
2 | Election of Director: Herbert K. Parker | For | None | 17188 | 0 | 0 | 0 | |||
3 | Election of Director: John F. Smith | For | None | 17188 | 0 | 0 | 0 | |||
4 | Approval, on an advisory basis, of the compensation of the Company's named executive officers | For | None | 17188 | 0 | 0 | 0 | |||
5 | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019 | For | None | 17188 | 0 | 0 | 0 | |||
BOISE CASCADE COMPANY | ||||||||||
Security: | 09739D100 | Meeting Type: | Annual | |||||||
Ticker: | BCC | Meeting Date: | 02-May-2019 | |||||||
ISIN | US09739D1000 | Vote Deadline Date: | 01-May-2019 | |||||||
Agenda | 934947675 | Management | Total Ballot Shares: | 14975 | ||||||
Last Vote Date: | 24-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Steven C. Cooper | For | None | 3571 | 0 | 0 | 0 | |||
2 | Election of Director: Karen E. Gowland | For | None | 3571 | 0 | 0 | 0 | |||
3 | Election of Director: David H. Hannah | For | None | 3571 | 0 | 0 | 0 | |||
4 | To provide a non-binding advisory vote approving the Company's executive compensation. | For | None | 3571 | 0 | 0 | 0 | |||
5 | To ratify the appointment of KPMG as the Company's external auditors for the year ending December 31, 2019. | For | None | 3571 | 0 | 0 | 0 | |||
CINCINNATI BELL INC. | ||||||||||
Security: | 171871502 | Meeting Type: | Annual | |||||||
Ticker: | CBB | Meeting Date: | 02-May-2019 | |||||||
ISIN | US1718715022 | Vote Deadline Date: | 01-May-2019 | |||||||
Agenda | 934950266 | Management | Total Ballot Shares: | 12003 | ||||||
Last Vote Date: | 22-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director for one-year term expiring in 2020: Meredith J. Ching | For | None | 7129 | 0 | 0 | 0 | |||
2 | Election of Director for one-year term expiring in 2020: Walter A. Dods, Jr. | For | None | 7129 | 0 | 0 | 0 | |||
3 | Election of Director for one-year term expiring in 2020: John W. Eck | For | None | 7129 | 0 | 0 | 0 | |||
4 | Election of Director for one-year term expiring in 2020: Leigh R. Fox | For | None | 7129 | 0 | 0 | 0 | |||
5 | Election of Director for one-year term expiring in 2020: Jakki L. Haussler | For | None | 7129 | 0 | 0 | 0 | |||
6 | Election of Director for one-year term expiring in 2020: Craig F. Maier | For | None | 7129 | 0 | 0 | 0 | |||
7 | Election of Director for one-year term expiring in 2020: Russel P. Mayer | For | None | 7129 | 0 | 0 | 0 | |||
8 | Election of Director for one-year term expiring in 2020: Theodore H. Torbeck | For | None | 7129 | 0 | 0 | 0 | |||
9 | Election of Director for one-year term expiring in 2020: Lynn A. Wentworth | For | None | 7129 | 0 | 0 | 0 | |||
10 | Election of Director for one-year term expiring in 2020: Martin J. Yudkovitz | For | None | 7129 | 0 | 0 | 0 | |||
11 | Approval, by a non-binding advisory vote, of our executive officers' compensation. | For | None | 7129 | 0 | 0 | 0 | |||
12 | Ratification of our Audit and Finance Committee's appointment of our independent registered public accounting firm for 2019. | For | None | 7129 | 0 | 0 | 0 | |||
KOPPERS HOLDINGS INC. | ||||||||||
Security: | 50060P106 | Meeting Type: | Annual | |||||||
Ticker: | KOP | Meeting Date: | 02-May-2019 | |||||||
ISIN | US50060P1066 | Vote Deadline Date: | 01-May-2019 | |||||||
Agenda | 934976575 | Management | Total Ballot Shares: | 25228 | ||||||
Last Vote Date: | 05-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Leroy M. Ball, Jr. | For | None | 5436 | 0 | 0 | 0 | |||
2 | Election of Director: Sharon Feng | For | None | 5436 | 0 | 0 | 0 | |||
3 | Election of Director: Traci L. Jensen | For | None | 5436 | 0 | 0 | 0 | |||
4 | Election of Director: David L. Motley | For | None | 5436 | 0 | 0 | 0 | |||
5 | Election of Director: Albert J. Neupaver | For | None | 5436 | 0 | 0 | 0 | |||
6 | Election of Director: Louis L. Testoni | For | None | 5436 | 0 | 0 | 0 | |||
7 | Election of Director: Stephen R. Tritch | For | None | 5436 | 0 | 0 | 0 | |||
8 | Election of Director: Sonja M. Wilkerson | For | None | 5436 | 0 | 0 | 0 | |||
9 | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | For | None | 5436 | 0 | 0 | 0 | |||
10 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2019 | For | None | 5436 | 0 | 0 | 0 | |||
LGI HOMES, INC. | ||||||||||
Security: | 50187T106 | Meeting Type: | Annual | |||||||
Ticker: | LGIH | Meeting Date: | 02-May-2019 | |||||||
ISIN | US50187T1060 | Vote Deadline Date: | 01-May-2019 | |||||||
Agenda | 934955329 | Management | Total Ballot Shares: | 6469 | ||||||
Last Vote Date: | 23-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Ryan Edone | 2657 | 0 | 0 | 0 | |||||
2 | Duncan Gage | 2657 | 0 | 0 | 0 | |||||
3 | Eric Lipar | 2657 | 0 | 0 | 0 | |||||
4 | Laura Miller | 2657 | 0 | 0 | 0 | |||||
5 | Bryan Sansbury | 2657 | 0 | 0 | 0 | |||||
6 | Steven Smith | 2657 | 0 | 0 | 0 | |||||
7 | Robert Vahradian | 2657 | 0 | 0 | 0 | |||||
2 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 2657 | 0 | 0 | 0 | |||
3 | Advisory vote to approve the compensation of our named executive officers. | For | None | 2657 | 0 | 0 | 0 | |||
RLI CORP. | ||||||||||
Security: | 749607107 | Meeting Type: | Annual | |||||||
Ticker: | RLI | Meeting Date: | 02-May-2019 | |||||||
ISIN | US7496071074 | Vote Deadline Date: | 01-May-2019 | |||||||
Agenda | 934938537 | Management | Total Ballot Shares: | 11666 | ||||||
Last Vote Date: | 23-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Kaj Ahlmann | 1478 | 0 | 0 | 0 | |||||
2 | Michael E. Angelina | 1478 | 0 | 0 | 0 | |||||
3 | John T. Baily | 1478 | 0 | 0 | 0 | |||||
4 | Calvin G. Butler, Jr. | 1478 | 0 | 0 | 0 | |||||
5 | David B. Duclos | 1478 | 0 | 0 | 0 | |||||
6 | Susan S. Fleming | 1478 | 0 | 0 | 0 | |||||
7 | Jordan W. Graham | 1478 | 0 | 0 | 0 | |||||
8 | Jonathan E. Michael | 1478 | 0 | 0 | 0 | |||||
9 | Robert P. Restrepo, Jr. | 1478 | 0 | 0 | 0 | |||||
10 | Debbie S. Roberts | 1478 | 0 | 0 | 0 | |||||
11 | James J. Scanlan | 1478 | 0 | 0 | 0 | |||||
12 | Michael J. Stone | 1478 | 0 | 0 | 0 | |||||
2 | Advisory vote on executive compensation (the "Say-on-Pay" vote). | For | None | 1478 | 0 | 0 | 0 | |||
3 | Ratify the selection of KPMG LLP as the Company's Independent Registered Public Accounting Firm. | For | None | 1478 | 0 | 0 | 0 | |||
SOUTHWEST GAS HOLDINGS, INC. | ||||||||||
Security: | 844895102 | Meeting Type: | Annual | |||||||
Ticker: | SWX | Meeting Date: | 02-May-2019 | |||||||
ISIN | US8448951025 | Vote Deadline Date: | 01-May-2019 | |||||||
Agenda | 934950040 | Management | Total Ballot Shares: | 10979.2157 | ||||||
Last Vote Date: | 24-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Robert L. Boughner | 1612 | 0 | 0 | 0 | |||||
2 | José A. Cárdenas | 1612 | 0 | 0 | 0 | |||||
3 | Thomas E. Chestnut | 1612 | 0 | 0 | 0 | |||||
4 | Stephen C. Comer | 1612 | 0 | 0 | 0 | |||||
5 | John P. Hester | 1612 | 0 | 0 | 0 | |||||
6 | Jane Lewis-Raymond | 1612 | 0 | 0 | 0 | |||||
7 | Anne L. Mariucci | 1612 | 0 | 0 | 0 | |||||
8 | Michael J. Melarkey | 1612 | 0 | 0 | 0 | |||||
9 | A. Randall Thoman | 1612 | 0 | 0 | 0 | |||||
10 | Thomas A. Thomas | 1612 | 0 | 0 | 0 | |||||
11 | Leslie T. Thornton | 1612 | 0 | 0 | 0 | |||||
2 | To APPROVE an increase in the authorized shares of Company Common Stock from 60,000,000 to 120,000,000. | For | None | 1612 | 0 | 0 | 0 | |||
3 | To APPROVE the Company's reincorporation from California to Delaware. | For | None | 1612 | 0 | 0 | 0 | |||
4 | To APPROVE, on an advisory basis, the Company's executive compensation. | For | None | 1612 | 0 | 0 | 0 | |||
5 | To RATIFY the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for fiscal year 2019. | For | None | 1612 | 0 | 0 | 0 | |||
6 | To APPROVE the adjournment of the Annual Meeting, if necessary, to solicit additional proxies in the event that there are not sufficient votes at the time of the Annual Meeting to approve Proposal 2 or Proposal 3. | For | None | 1612 | 0 | 0 | 0 | |||
THE BRINK'S COMPANY | ||||||||||
Security: | 109696104 | Meeting Type: | Annual | |||||||
Ticker: | BCO | Meeting Date: | 02-May-2019 | |||||||
ISIN | US1096961040 | Vote Deadline Date: | 01-May-2019 | |||||||
Agenda | 934953894 | Management | Total Ballot Shares: | 9667 | ||||||
Last Vote Date: | 22-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director for a term expiring in 2020: Paul G. Boynton | For | None | 4054 | 0 | 0 | 0 | |||
2 | Election of Director for a term expiring in 2020: Ian D. Clough | For | None | 4054 | 0 | 0 | 0 | |||
3 | Election of Director for a term expiring in 2020: Susan E. Docherty | For | None | 4054 | 0 | 0 | 0 | |||
4 | Election of Director for a term expiring in 2020: Reginald D. Hedgebeth | For | None | 4054 | 0 | 0 | 0 | |||
5 | Election of Director for a term expiring in 2020: Dan R. Henry | For | None | 4054 | 0 | 0 | 0 | |||
6 | Election of Director for a term expiring in 2020: Michael J. Herling | For | None | 4054 | 0 | 0 | 0 | |||
7 | Election of Director for a term expiring in 2020: Douglas A. Pertz | For | None | 4054 | 0 | 0 | 0 | |||
8 | Election of Director for a term expiring in 2020: George I. Stoeckert | For | None | 4054 | 0 | 0 | 0 | |||
9 | Advisory vote to approve named executive officer compensation. | For | None | 4054 | 0 | 0 | 0 | |||
10 | Approval of Deloitte and Touche LLP as the Company's independent registered public accounting firm for 2019. | For | None | 4054 | 0 | 0 | 0 | |||
WOLVERINE WORLD WIDE, INC. | ||||||||||
Security: | 978097103 | Meeting Type: | Annual | |||||||
Ticker: | WWW | Meeting Date: | 02-May-2019 | |||||||
ISIN | US9780971035 | Vote Deadline Date: | 01-May-2019 | |||||||
Agenda | 934966764 | Management | Total Ballot Shares: | 31744.2555 | ||||||
Last Vote Date: | 30-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Jeffrey M. Boromisa | For | None | 5464 | 0 | 0 | 0 | |||
2 | Election of Director: Gina R. Boswell | For | None | 5464 | 0 | 0 | 0 | |||
3 | Election of Director: David T. Kollat | For | None | 5464 | 0 | 0 | 0 | |||
4 | An advisory resolution approving compensation for the Company's named executive officers. | For | None | 5464 | 0 | 0 | 0 | |||
5 | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2019. | For | None | 5464 | 0 | 0 | 0 | |||
FRANKLIN ELECTRIC CO., INC. | ||||||||||
Security: | 353514102 | Meeting Type: | Annual | |||||||
Ticker: | FELE | Meeting Date: | 03-May-2019 | |||||||
ISIN | US3535141028 | Vote Deadline Date: | 02-May-2019 | |||||||
Agenda | 934945760 | Management | Total Ballot Shares: | 8120 | ||||||
Last Vote Date: | 20-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Renee J. Peterson | For | None | 1896 | 0 | 0 | 0 | |||
2 | Election of Director: Jennifer L. Sherman | For | None | 1896 | 0 | 0 | 0 | |||
3 | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2019 fiscal year. | For | None | 1896 | 0 | 0 | 0 | |||
4 | Approve a proposed amendment to the Company's Articles of Incorporation to provide that shareholders may amend the Company's bylaws. | For | None | 1896 | 0 | 0 | 0 | |||
5 | Approve, on an advisory basis, the executive compensation of the Named Executive Officers as disclosed in the Proxy Statement. | For | None | 1896 | 0 | 0 | 0 | |||
GIBRALTAR INDUSTRIES, INC. | ||||||||||
Security: | 374689107 | Meeting Type: | Annual | |||||||
Ticker: | ROCK | Meeting Date: | 03-May-2019 | |||||||
ISIN | US3746891072 | Vote Deadline Date: | 02-May-2019 | |||||||
Agenda | 934978062 | Management | Total Ballot Shares: | 6888 | ||||||
Last Vote Date: | 05-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Mark G. Barberio | For | None | 4141 | 0 | 0 | 0 | |||
2 | Election of Director: William T. Bosway | For | None | 4141 | 0 | 0 | 0 | |||
3 | Election of Director: Sharon M. Brady | For | None | 4141 | 0 | 0 | 0 | |||
4 | Election of Director: Frank G. Heard | For | None | 4141 | 0 | 0 | 0 | |||
5 | Election of Director: Craig A. Hindman | For | None | 4141 | 0 | 0 | 0 | |||
6 | Election of Director: Vinod M. Khilnani | For | None | 4141 | 0 | 0 | 0 | |||
7 | Election of Director: William P. Montague | For | None | 4141 | 0 | 0 | 0 | |||
8 | Election of Director: James B. Nish | For | None | 4141 | 0 | 0 | 0 | |||
9 | Advisory approval on the company's executive compensation (Say-On-Pay). | For | None | 4141 | 0 | 0 | 0 | |||
10 | Ratification of Ernst & Young LLP as our Independent Registered Public Accounting Firm. | For | None | 4141 | 0 | 0 | 0 | |||
J2 GLOBAL, INC | ||||||||||
Security: | 48123V102 | Meeting Type: | Annual | |||||||
Ticker: | JCOM | Meeting Date: | 03-May-2019 | |||||||
ISIN | US48123V1026 | Vote Deadline Date: | 02-May-2019 | |||||||
Agenda | 934948211 | Management | Total Ballot Shares: | 27837 | ||||||
Last Vote Date: | 16-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Richard S. Ressler | For | None | 1540 | 0 | 0 | 0 | |||
2 | Election of Director: Douglas Y. Bech | For | None | 1540 | 0 | 0 | 0 | |||
3 | Election of Director: Robert J. Cresci | For | None | 1540 | 0 | 0 | 0 | |||
4 | Election of Director: Sarah Fay | For | None | 1540 | 0 | 0 | 0 | |||
5 | Election of Director: W. Brian Kretzmer | For | None | 1540 | 0 | 0 | 0 | |||
6 | Election of Director: Jonathan F. Miller | For | None | 1540 | 0 | 0 | 0 | |||
7 | Election of Director: Stephen Ross | For | None | 1540 | 0 | 0 | 0 | |||
8 | Election of Director: Vivek Shah | For | None | 1540 | 0 | 0 | 0 | |||
9 | To ratify the appointment of BDO USA, LLP to serve as J2 Global's independent auditors for fiscal 2019. | For | None | 1540 | 0 | 0 | 0 | |||
10 | To provide an advisory vote on the compensation of J2 Global' s named executive officers. | For | None | 1540 | 0 | 0 | 0 | |||
XPERI CORPORATION | ||||||||||
Security: | 98421B100 | Meeting Type: | Annual | |||||||
Ticker: | XPER | Meeting Date: | 03-May-2019 | |||||||
ISIN | US98421B1008 | Vote Deadline Date: | 02-May-2019 | |||||||
Agenda | 934945734 | Management | Total Ballot Shares: | 14006 | ||||||
Last Vote Date: | 22-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Darcy Antonellis | For | None | 6158 | 0 | 0 | 0 | |||
2 | Election of Director: David C. Habiger | For | None | 6158 | 0 | 0 | 0 | |||
3 | Election of Director: Richard S. Hill | For | None | 6158 | 0 | 0 | 0 | |||
4 | Election of Director: Jon Kirchner | For | None | 6158 | 0 | 0 | 0 | |||
5 | Election of Director: V. Sue Molina | For | None | 6158 | 0 | 0 | 0 | |||
6 | Election of Director: George A. Riedel | For | None | 6158 | 0 | 0 | 0 | |||
7 | Election of Director: Christopher A. Seams | For | None | 6158 | 0 | 0 | 0 | |||
8 | To approve the Company's Second Amended and Restated International Employee Stock Purchase Plan. | For | None | 6158 | 0 | 0 | 0 | |||
9 | To hold an advisory vote to approve executive compensation. | For | None | 6158 | 0 | 0 | 0 | |||
10 | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accountants of the Company for its year ending December 31, 2019. | For | None | 6158 | 0 | 0 | 0 | |||
FIDELITY SOUTHERN CORPORATION | ||||||||||
Security: | 316394105 | Meeting Type: | Special | |||||||
Ticker: | LION | Meeting Date: | 06-May-2019 | |||||||
ISIN | US3163941053 | Vote Deadline Date: | 03-May-2019 | |||||||
Agenda | 934973074 | Management | Total Ballot Shares: | 5353 | ||||||
Last Vote Date: | 03-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | To approve the Agreement and Plan of Merger, dated as of December 17, 2018, as may be amended from time to time, by and between Fidelity Southern Corporation ("Fidelity") and Ameris Bancorp and the transactions contemplated thereby. | For | None | 2431 | 0 | 0 | 0 | |||
2 | To approve, on a non-binding, advisory basis, the compensation to be paid to Fidelity's named executive officers that is based on or otherwise relates to the merger. | For | None | 2431 | 0 | 0 | 0 | |||
3 | To adjourn the Fidelity special meeting, if necessary or appropriate, to permit further solicitation of proxies in favor of the merger proposal. | For | None | 2431 | 0 | 0 | 0 | |||
THE E.W. SCRIPPS COMPANY | ||||||||||
Security: | 811054402 | Meeting Type: | Annual | |||||||
Ticker: | SSP | Meeting Date: | 06-May-2019 | |||||||
ISIN | US8110544025 | Vote Deadline Date: | 03-May-2019 | |||||||
Agenda | 934957210 | Management | Total Ballot Shares: | 9340 | ||||||
Last Vote Date: | 27-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Lauren Rich Fine | For | None | 3398 | 0 | 0 | 0 | |||
2 | Election of Director: Wonya Y. Lucas | For | None | 3398 | 0 | 0 | 0 | |||
3 | Election of Director: Kim Williams | For | None | 3398 | 0 | 0 | 0 | |||
CALLAWAY GOLF COMPANY | ||||||||||
Security: | 131193104 | Meeting Type: | Annual | |||||||
Ticker: | ELY | Meeting Date: | 07-May-2019 | |||||||
ISIN | US1311931042 | Vote Deadline Date: | 06-May-2019 | |||||||
Agenda | 934945758 | Management | Total Ballot Shares: | 21783.0166 | ||||||
Last Vote Date: | 31-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Oliver G. Brewer III | 7398 | 0 | 0 | 0 | |||||
2 | Ronald S. Beard | 7398 | 0 | 0 | 0 | |||||
3 | Samuel H. Armacost | 7398 | 0 | 0 | 0 | |||||
4 | John C. Cushman, III | 7398 | 0 | 0 | 0 | |||||
5 | Laura J. Flanagan | 7398 | 0 | 0 | 0 | |||||
6 | Russell B. Fleischer | 7398 | 0 | 0 | 0 | |||||
7 | John F. Lundgren | 7398 | 0 | 0 | 0 | |||||
8 | Adebayo O. Ogunlesi | 7398 | 0 | 0 | 0 | |||||
9 | Linda B. Segre | 7398 | 0 | 0 | 0 | |||||
10 | Anthony S. Thornley | 7398 | 0 | 0 | 0 | |||||
2 | Ratify, on an advisory basis, the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 7398 | 0 | 0 | 0 | |||
3 | Approve, on an advisory basis, the compensation of the Company's named executive officers. | For | None | 7398 | 0 | 0 | 0 | |||
DARLING INGREDIENTS INC. | ||||||||||
Security: | 237266101 | Meeting Type: | Annual | |||||||
Ticker: | DAR | Meeting Date: | 07-May-2019 | |||||||
ISIN | US2372661015 | Vote Deadline Date: | 06-May-2019 | |||||||
Agenda | 934957450 | Management | Total Ballot Shares: | 40116 | ||||||
Last Vote Date: | 28-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Randall C. Stuewe | For | None | 8943 | 0 | 0 | 0 | |||
2 | Election of Director: Charles Adair | For | None | 8943 | 0 | 0 | 0 | |||
3 | Election of Director: D. Eugene Ewing | For | None | 8943 | 0 | 0 | 0 | |||
4 | Election of Director: Linda Goodspeed | For | None | 8943 | 0 | 0 | 0 | |||
5 | Election of Director: Dirk Kloosterboer | For | None | 8943 | 0 | 0 | 0 | |||
6 | Election of Director: Mary R. Korby | For | None | 8943 | 0 | 0 | 0 | |||
7 | Election of Director: Cynthia Pharr Lee | For | None | 8943 | 0 | 0 | 0 | |||
8 | Election of Director: Charles Macaluso | For | None | 8943 | 0 | 0 | 0 | |||
9 | Election of Director: Gary W. Mize | For | None | 8943 | 0 | 0 | 0 | |||
10 | Election of Director: Michael E. Rescoe | For | None | 8943 | 0 | 0 | 0 | |||
11 | Election of Director: Nicole M. Ringenberg | For | None | 8943 | 0 | 0 | 0 | |||
12 | Proposal to ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 28, 2019. | For | None | 8943 | 0 | 0 | 0 | |||
13 | Advisory vote to approve executive compensation. | For | None | 8943 | 0 | 0 | 0 | |||
DIAMONDROCK HOSPITALITY CO | ||||||||||
Security: | 252784301 | Meeting Type: | Annual | |||||||
Ticker: | DRH | Meeting Date: | 07-May-2019 | |||||||
ISIN | US2527843013 | Vote Deadline Date: | 06-May-2019 | |||||||
Agenda | 934969619 | Management | Total Ballot Shares: | 48418 | ||||||
Last Vote Date: | 30-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: William W. McCarten | For | None | 8155 | 0 | 0 | 0 | |||
2 | Election of Director: Mark W. Brugger | For | None | 8155 | 0 | 0 | 0 | |||
3 | Election of Director: Timothy R. Chi | For | None | 8155 | 0 | 0 | 0 | |||
4 | Election of Director: Maureen L. McAvey | For | None | 8155 | 0 | 0 | 0 | |||
5 | Election of Director: Gilbert T. Ray | For | None | 8155 | 0 | 0 | 0 | |||
6 | Election of Director: William J. Shaw | For | None | 8155 | 0 | 0 | 0 | |||
7 | Election of Director: Bruce D. Wardinski | For | None | 8155 | 0 | 0 | 0 | |||
8 | Election of Director: Kathleen A. Wayton | For | None | 8155 | 0 | 0 | 0 | |||
9 | To approve, on a non-binding, advisory basis, the compensation of the named executive officers, as disclosed in the proxy statement. | For | None | 8155 | 0 | 0 | 0 | |||
10 | To ratify the appointment of KPMG LLP as the independent auditors for DiamondRock Hospitality Company for the fiscal year ending December 31, 2019. | For | None | 8155 | 0 | 0 | 0 | |||
11 | To approve an amendment to our charter to eliminate the two-thirds vote requirement necessary to approve amendments to our charter and certain extraordinary actions. | For | None | 8155 | 0 | 0 | 0 | |||
ENCORE WIRE CORPORATION | ||||||||||
Security: | 292562105 | Meeting Type: | Annual | |||||||
Ticker: | WIRE | Meeting Date: | 07-May-2019 | |||||||
ISIN | US2925621052 | Vote Deadline Date: | 06-May-2019 | |||||||
Agenda | 934967300 | Management | Total Ballot Shares: | 5877 | ||||||
Last Vote Date: | 30-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Donald E. Courtney | 0 | 0 | 1848 | 0 | |||||
2 | Gregory J. Fisher | 0 | 0 | 1848 | 0 | |||||
3 | Daniel L. Jones | 1848 | 0 | 0 | 0 | |||||
4 | William R. Thomas, III | 0 | 0 | 1848 | 0 | |||||
5 | Scott D. Weaver | 0 | 0 | 1848 | 0 | |||||
6 | John H. Wilson | 0 | 0 | 1848 | 0 | |||||
2 | PROPOSAL TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | For | None | 1848 | 0 | 0 | 0 | |||
3 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2019. | For | None | 1848 | 0 | 0 | 0 | |||
ENOVA INTERNATIONAL, INC. | ||||||||||
Security: | 29357K103 | Meeting Type: | Annual | |||||||
Ticker: | ENVA | Meeting Date: | 07-May-2019 | |||||||
ISIN | US29357K1034 | Vote Deadline Date: | 06-May-2019 | |||||||
Agenda | 934959199 | Management | Total Ballot Shares: | 4738 | ||||||
Last Vote Date: | 30-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director for term expires 2020: Ellen Carnahan | For | None | 3104 | 0 | 0 | 0 | |||
2 | Election of Director for term expires 2020: Daniel R. Feehan | For | None | 3104 | 0 | 0 | 0 | |||
3 | Election of Director for term expires 2020: David Fisher | For | None | 3104 | 0 | 0 | 0 | |||
4 | Election of Director for term expires 2020: William M. Goodyear | For | None | 3104 | 0 | 0 | 0 | |||
5 | Election of Director for term expires 2020: James A. Gray | For | None | 3104 | 0 | 0 | 0 | |||
6 | Election of Director for term expires 2020: Gregg A. Kaplan | For | None | 3104 | 0 | 0 | 0 | |||
7 | Election of Director for term expires 2020: Mark P. McGowan | For | None | 3104 | 0 | 0 | 0 | |||
8 | Election of Director for term expires 2020: Mark A. Tebbe | For | None | 3104 | 0 | 0 | 0 | |||
9 | A non-binding advisory vote to approve the compensation paid to the Company's named executive officers. | For | None | 3104 | 0 | 0 | 0 | |||
10 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the Company's fiscal year ending December 31, 2019. | For | None | 3104 | 0 | 0 | 0 | |||
MARTEN TRANSPORT, LTD. | ||||||||||
Security: | 573075108 | Meeting Type: | Annual | |||||||
Ticker: | MRTN | Meeting Date: | 07-May-2019 | |||||||
ISIN | US5730751089 | Vote Deadline Date: | 06-May-2019 | |||||||
Agenda | 934954505 | Management | Total Ballot Shares: | 31089 | ||||||
Last Vote Date: | 21-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Randolph L. Marten | 4885 | 0 | 0 | 0 | |||||
2 | Larry B. Hagness | 0 | 0 | 4885 | 0 | |||||
3 | Thomas J. Winkel | 4885 | 0 | 0 | 0 | |||||
4 | Jerry M. Bauer | 0 | 0 | 4885 | 0 | |||||
5 | Robert L. Demorest | 0 | 0 | 4885 | 0 | |||||
6 | G. Larry Owens | 4885 | 0 | 0 | 0 | |||||
7 | Ronald R. Booth | 0 | 0 | 4885 | 0 | |||||
2 | Proposal to amend the 2015 Equity Incentive Plan. | For | None | 4885 | 0 | 0 | 0 | |||
3 | Advisory resolution to approve executive compensation. | For | None | 4885 | 0 | 0 | 0 | |||
4 | Proposal to confirm the selection of Grant Thornton LLP as independent public accountants of the company for the fiscal year ending December 31, 2019. | For | None | 4885 | 0 | 0 | 0 | |||
5 | To transact other business if properly brought before the Annual Meeting or any adjournment thereof. | For | None | 4885 | 0 | 0 | 0 | |||
OFFICE DEPOT, INC. | ||||||||||
Security: | 676220106 | Meeting Type: | Annual | |||||||
Ticker: | ODP | Meeting Date: | 07-May-2019 | |||||||
ISIN | US6762201068 | Vote Deadline Date: | 06-May-2019 | |||||||
Agenda | 934955634 | Management | Total Ballot Shares: | 249097 | ||||||
Last Vote Date: | 22-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Gerry P. Smith | For | None | 18868 | 0 | 0 | 0 | |||
2 | Election of Director: Kristin A. Campbell | For | None | 18868 | 0 | 0 | 0 | |||
3 | Election of Director: Cynthia T. Jamison | For | None | 18868 | 0 | 0 | 0 | |||
4 | Election of Director: V. James Marino | For | None | 18868 | 0 | 0 | 0 | |||
5 | Election of Director: Francesca Ruiz de Luzuriaga | For | None | 18868 | 0 | 0 | 0 | |||
6 | Election of Director: David M. Szymanski | For | None | 18868 | 0 | 0 | 0 | |||
7 | Election of Director: Nigel Travis | For | None | 18868 | 0 | 0 | 0 | |||
8 | Election of Director: Joseph S. Vassalluzzo | For | None | 18868 | 0 | 0 | 0 | |||
9 | To ratify the appointment of Deloitte & Touche LLP as Office Depot, Inc.'s independent registered public accounting firm for fiscal year 2019. | For | None | 18868 | 0 | 0 | 0 | |||
10 | To approve the Office Depot, Inc. 2019 Long- Term Incentive Plan. | For | None | 18868 | 0 | 0 | 0 | |||
11 | To approve, in a non-binding vote, Office Depot, Inc.'s executive compensation. | For | None | 18868 | 0 | 0 | 0 | |||
OIL STATES INTERNATIONAL, INC. | ||||||||||
Security: | 678026105 | Meeting Type: | Annual | |||||||
Ticker: | OIS | Meeting Date: | 07-May-2019 | |||||||
ISIN | US6780261052 | Vote Deadline Date: | 06-May-2019 | |||||||
Agenda | 934956179 | Management | Total Ballot Shares: | 15424 | ||||||
Last Vote Date: | 24-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Darrell E. Hollek | 7659 | 0 | 0 | 0 | |||||
2 | Robert L. Potter | 7659 | 0 | 0 | 0 | |||||
2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | For | None | 7659 | 0 | 0 | 0 | |||
3 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2019. | For | None | 7659 | 0 | 0 | 0 | |||
SKYWEST, INC. | ||||||||||
Security: | 830879102 | Meeting Type: | Annual | |||||||
Ticker: | SKYW | Meeting Date: | 07-May-2019 | |||||||
ISIN | US8308791024 | Vote Deadline Date: | 06-May-2019 | |||||||
Agenda | 934954769 | Management | Total Ballot Shares: | 45785 | ||||||
Last Vote Date: | 30-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Jerry C. Atkin | 8137 | 0 | 0 | 0 | |||||
2 | W. Steve Albrecht | 8137 | 0 | 0 | 0 | |||||
3 | Russell A. Childs | 8137 | 0 | 0 | 0 | |||||
4 | Henry J. Eyring | 8137 | 0 | 0 | 0 | |||||
5 | Meredith S. Madden | 8137 | 0 | 0 | 0 | |||||
6 | Ronald J. Mittelstaedt | 8137 | 0 | 0 | 0 | |||||
7 | Andrew C. Roberts | 8137 | 0 | 0 | 0 | |||||
8 | Keith E. Smith | 8137 | 0 | 0 | 0 | |||||
9 | Steven F. Udvar-Hazy | 8137 | 0 | 0 | 0 | |||||
10 | James L. Welch | 8137 | 0 | 0 | 0 | |||||
2 | To consider and vote upon, on an advisory basis, the compensation of the Company's named executive officers. | For | None | 8137 | 0 | 0 | 0 | |||
3 | To approve the Skywest, Inc. 2019 Long-Term Incentive Plan. | For | None | 8137 | 0 | 0 | 0 | |||
4 | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. | For | None | 8137 | 0 | 0 | 0 | |||
TIMKENSTEEL CORPORATION | ||||||||||
Security: | 887399103 | Meeting Type: | Annual | |||||||
Ticker: | TMST | Meeting Date: | 07-May-2019 | |||||||
ISIN | US8873991033 | Vote Deadline Date: | 06-May-2019 | |||||||
Agenda | 934943576 | Management | Total Ballot Shares: | 12604 | ||||||
Last Vote Date: | 21-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Diane C. Creel | 6106 | 0 | 0 | 0 | |||||
2 | Donald T. Misheff | 6106 | 0 | 0 | 0 | |||||
3 | Ronald A. Rice | 6106 | 0 | 0 | 0 | |||||
4 | Marvin A. Riley | 6106 | 0 | 0 | 0 | |||||
2 | Ratification of the selection of Ernst & Young LLP as the company's independent auditor for the fiscal year ending December 31, 2019 | For | None | 6106 | 0 | 0 | 0 | |||
3 | Approval, on an advisory basis, of the compensation of the company's named executive officers. | For | None | 6106 | 0 | 0 | 0 | |||
TOMPKINS FINANCIAL CORPORATION | ||||||||||
Security: | 890110109 | Meeting Type: | Annual | |||||||
Ticker: | TMP | Meeting Date: | 07-May-2019 | |||||||
ISIN | US8901101092 | Vote Deadline Date: | 06-May-2019 | |||||||
Agenda | 934964417 | Management | Total Ballot Shares: | 3552 | ||||||
Last Vote Date: | 31-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | John E. Alexander | 1925 | 0 | 0 | 0 | |||||
2 | Paul J. Battaglia | 1925 | 0 | 0 | 0 | |||||
3 | Daniel J. Fessenden | 1925 | 0 | 0 | 0 | |||||
4 | James W. Fulmer | 1925 | 0 | 0 | 0 | |||||
5 | Patricia A. Johnson | 1925 | 0 | 0 | 0 | |||||
6 | Frank C. Milewski | 1925 | 0 | 0 | 0 | |||||
7 | Thomas R. Rochon | 1925 | 0 | 0 | 0 | |||||
8 | Stephen S. Romaine | 1925 | 0 | 0 | 0 | |||||
9 | Michael H. Spain | 1925 | 0 | 0 | 0 | |||||
10 | Jennifer R. Tegan | 1925 | 0 | 0 | 0 | |||||
11 | Alfred J. Weber | 1925 | 0 | 0 | 0 | |||||
12 | Craig Yunker | 1925 | 0 | 0 | 0 | |||||
2 | Approval of the Tompkins Financial Corporation 2019 Equity Incentive Plan. | For | None | 1925 | 0 | 0 | 0 | |||
3 | Advisory approval of the compensation paid to the Company's Named Executive Officers. | For | None | 1925 | 0 | 0 | 0 | |||
4 | Ratify the appointment of the independent registered public accounting firm, KPMG LLP, as the Company's independent auditor for the fiscal year ending December 31, 2019. | For | None | 1925 | 0 | 0 | 0 | |||
WEST PHARMACEUTICAL SERVICES, INC. | ||||||||||
Security: | 955306105 | Meeting Type: | Annual | |||||||
Ticker: | WST | Meeting Date: | 07-May-2019 | |||||||
ISIN | US9553061055 | Vote Deadline Date: | 06-May-2019 | |||||||
Agenda | 934956105 | Management | Total Ballot Shares: | 28942 | ||||||
Last Vote Date: | 30-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Mark A. Buthman | For | None | 2836 | 0 | 0 | 0 | |||
2 | Election of Director: William F. Feehery | For | None | 2836 | 0 | 0 | 0 | |||
3 | Election of Director: Eric M. Green | For | None | 2836 | 0 | 0 | 0 | |||
4 | Election of Director: Thomas W. Hofmann | For | None | 2836 | 0 | 0 | 0 | |||
5 | Election of Director: Paula A. Johnson | For | None | 2836 | 0 | 0 | 0 | |||
6 | Election of Director: Deborah L. V. Keller | For | None | 2836 | 0 | 0 | 0 | |||
7 | Election of Director: Myla P. Lai-Goldman | For | None | 2836 | 0 | 0 | 0 | |||
8 | Election of Director: Douglas A. Michels | For | None | 2836 | 0 | 0 | 0 | |||
9 | Election of Director: Paolo Pucci | For | None | 2836 | 0 | 0 | 0 | |||
10 | Election of Director: Patrick J. Zenner | For | None | 2836 | 0 | 0 | 0 | |||
11 | Advisory vote to approve named executive officer compensation. | For | None | 2836 | 0 | 0 | 0 | |||
12 | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2019. | For | None | 2836 | 0 | 0 | 0 | |||
COHU, INC. | ||||||||||
Security: | 192576106 | Meeting Type: | Annual | |||||||
Ticker: | COHU | Meeting Date: | 08-May-2019 | |||||||
ISIN | US1925761066 | Vote Deadline Date: | 07-May-2019 | |||||||
Agenda | 934961637 | Management | Total Ballot Shares: | 6823 | ||||||
Last Vote Date: | 31-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Class III Director for a term of three years: Steven J. Bilodeau | For | None | 3346 | 0 | 0 | 0 | |||
2 | Election of Class III Director for a term of three years: James A. Donahue | For | None | 3346 | 0 | 0 | 0 | |||
3 | Advisory vote to approve Named Executive Officer ("NEO") compensation. | For | None | 3346 | 0 | 0 | 0 | |||
4 | To approve an amendment to the 2005 Equity Incentive Plan to increase the shares of stock available for issuance under the plan by 2,000,000, and eliminate a sublimit on the aggregate number of shares that may be issued under the plan pursuant to restricted stock, restricted stock units, performance shares or performance unit awards. | For | None | 3346 | 0 | 0 | 0 | |||
5 | To approve an amendment to the 1997 Employee Stock Purchase Plan to increase the number of shares that may be issued under the plan by 500,000. | For | None | 3346 | 0 | 0 | 0 | |||
6 | To ratify the appointment of Ernst & Young LLP as Cohu's independent registered public accounting firm for 2019. | For | None | 3346 | 0 | 0 | 0 | |||
DEAN FOODS COMPANY | ||||||||||
Security: | 242370203 | Meeting Type: | Annual | |||||||
Ticker: | DF | Meeting Date: | 08-May-2019 | |||||||
ISIN | US2423702032 | Vote Deadline Date: | 07-May-2019 | |||||||
Agenda | 934958010 | Management | Total Ballot Shares: | 86412 | ||||||
Last Vote Date: | 30-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Janet Hill | For | None | 25882 | 0 | 0 | 0 | |||
2 | Election of Director: J. Wayne Mailloux | For | None | 25882 | 0 | 0 | 0 | |||
3 | Election of Director: Helen E. McCluskey | For | None | 25882 | 0 | 0 | 0 | |||
4 | Election of Director: John R. Muse | For | None | 25882 | 0 | 0 | 0 | |||
5 | Election of Director: B. Craig Owens | For | None | 25882 | 0 | 0 | 0 | |||
6 | Election of Director: Ralph P. Scozzafava | For | None | 25882 | 0 | 0 | 0 | |||
7 | Election of Director: Jim L. Turner | For | None | 25882 | 0 | 0 | 0 | |||
8 | Ratification of the appointment of Deloitte & Touche LLP as the Company's Registered Public Accounting Firm for 2019. | For | None | 0 | 25882 | 0 | 0 | |||
9 | Advisory Vote to Approve our Executive Compensation. | For | None | 25882 | 0 | 0 | 0 | |||
10 | Vote on a stockholder proposal to eliminate supermajority voting provisions in the Company's charter and bylaws, if properly presented at the meeting. | Against | None | 25882 | 0 | 0 | 0 | |||
INNOSPEC INC. | ||||||||||
Security: | 45768S105 | Meeting Type: | Annual | |||||||
Ticker: | IOSP | Meeting Date: | 08-May-2019 | |||||||
ISIN | US45768S1050 | Vote Deadline Date: | 07-May-2019 | |||||||
Agenda | 934956181 | Management | Total Ballot Shares: | 4911 | ||||||
Last Vote Date: | 27-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | David F. Landless | 1121 | 0 | 0 | 0 | |||||
2 | Lawrence J. Padfield | 0 | 0 | 1121 | 0 | |||||
3 | Patrick S. Williams | 1121 | 0 | 0 | 0 | |||||
2 | Say on Pay - An advisory vote on the approval of executive compensation. | For | None | 1121 | 0 | 0 | 0 | |||
3 | Ratification of the appointment of Innospec Inc.'s independent registered public accounting firm. | For | None | 1121 | 0 | 0 | 0 | |||
MATERION CORPORATION | ||||||||||
Security: | 576690101 | Meeting Type: | Annual | |||||||
Ticker: | MTRN | Meeting Date: | 08-May-2019 | |||||||
ISIN | US5766901012 | Vote Deadline Date: | 07-May-2019 | |||||||
Agenda | 934947740 | Management | Total Ballot Shares: | 11745 | ||||||
Last Vote Date: | 27-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Vinod M. Khilnani | 1920 | 0 | 0 | 0 | |||||
2 | Robert J. Phillippy | 1920 | 0 | 0 | 0 | |||||
3 | Patrick Prevost | 1920 | 0 | 0 | 0 | |||||
4 | N. Mohan Reddy | 1920 | 0 | 0 | 0 | |||||
5 | Craig S. Shular | 1920 | 0 | 0 | 0 | |||||
6 | Darlene J.S. Solomon | 1920 | 0 | 0 | 0 | |||||
7 | Robert B. Toth | 1920 | 0 | 0 | 0 | |||||
8 | Jugal K. Vijayvargiya | 1920 | 0 | 0 | 0 | |||||
9 | Geoffrey Wild | 1920 | 0 | 0 | 0 | |||||
2 | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company. | For | None | 1920 | 0 | 0 | 0 | |||
3 | To approve, by non-binding vote, named executive officer compensation. | For | None | 1920 | 0 | 0 | 0 | |||
MKS INSTRUMENTS, INC. | ||||||||||
Security: | 55306N104 | Meeting Type: | Annual | |||||||
Ticker: | MKSI | Meeting Date: | 08-May-2019 | |||||||
ISIN | US55306N1046 | Vote Deadline Date: | 07-May-2019 | |||||||
Agenda | 934955836 | Management | Total Ballot Shares: | 17705 | ||||||
Last Vote Date: | 30-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Jacqueline F. Moloney | 1371 | 0 | 0 | 0 | |||||
2 | Michelle M. Warner | 1371 | 0 | 0 | 0 | |||||
2 | The approval, on an advisory basis, of executive compensation. | For | None | 1371 | 0 | 0 | 0 | |||
3 | The ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2019. | For | None | 1371 | 0 | 0 | 0 | |||
SPX FLOW, INC. | ||||||||||
Security: | 78469X107 | Meeting Type: | Annual | |||||||
Ticker: | FLOW | Meeting Date: | 08-May-2019 | |||||||
ISIN | US78469X1072 | Vote Deadline Date: | 07-May-2019 | |||||||
Agenda | 934957866 | Management | Total Ballot Shares: | 89827 | ||||||
Last Vote Date: | 30-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Anne K. Altman | For | None | 10543 | 0 | 0 | 0 | |||
2 | Election of Director: Patrick D. Campbell | For | None | 10543 | 0 | 0 | 0 | |||
3 | Election of Director: Marcus G. Michael | For | None | 10543 | 0 | 0 | 0 | |||
4 | Election of Director: Suzanne B. Rowland | For | None | 10543 | 0 | 0 | 0 | |||
5 | To approve, on an advisory basis, the compensation of SPX FLOW's named executive officers as disclosed in its proxy statement. | For | None | 10543 | 0 | 0 | 0 | |||
6 | To approve the amendment and restatement of the SPX FLOW, Inc. Stock Compensation Plan to increase the number of shares reserved for issuance thereunder by 2,000,000 | For | None | 10543 | 0 | 0 | 0 | |||
7 | To ratify the appointment of Deloitte & Touche LLP as SPX FLOW's independent public accountants for 2019. | For | None | 10543 | 0 | 0 | 0 | |||
STURM, RUGER & COMPANY, INC. | ||||||||||
Security: | 864159108 | Meeting Type: | Annual | |||||||
Ticker: | RGR | Meeting Date: | 08-May-2019 | |||||||
ISIN | US8641591081 | Vote Deadline Date: | 07-May-2019 | |||||||
Agenda | 934960065 | Management | Total Ballot Shares: | 15854 | ||||||
Last Vote Date: | 29-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | John A. Cosentino, Jr. | 968 | 0 | 0 | 0 | |||||
2 | Michael O. Fifer | 968 | 0 | 0 | 0 | |||||
3 | Sandra S. Froman | 968 | 0 | 0 | 0 | |||||
4 | C. Michael Jacobi | 968 | 0 | 0 | 0 | |||||
5 | Christopher J. Killoy | 968 | 0 | 0 | 0 | |||||
6 | Terrence G. O'Connor | 968 | 0 | 0 | 0 | |||||
7 | Amir P. Rosenthal | 968 | 0 | 0 | 0 | |||||
8 | Ronald C. Whitaker | 968 | 0 | 0 | 0 | |||||
9 | Phillip C. Widman | 968 | 0 | 0 | 0 | |||||
2 | The ratification of the appointment of RSM US LLP as the Independent Auditors of the Company for the 2019 fiscal year. | For | None | 968 | 0 | 0 | 0 | |||
3 | An advisory vote on the compensation of the Company's Named Executive Officers. | For | None | 968 | 0 | 0 | 0 | |||
TENNANT COMPANY | ||||||||||
Security: | 880345103 | Meeting Type: | Annual | |||||||
Ticker: | TNC | Meeting Date: | 08-May-2019 | |||||||
ISIN | US8803451033 | Vote Deadline Date: | 07-May-2019 | |||||||
Agenda | 934956941 | Management | Total Ballot Shares: | 5971 | ||||||
Last Vote Date: | 02-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Class III Director for three-year term: William F. Austen | For | None | 2414 | 0 | 0 | 0 | |||
2 | Election of Class III Director for three-year term: H. Chris Killingstad | For | None | 2414 | 0 | 0 | 0 | |||
3 | Election of Class III Director for three-year term: David Windley | For | None | 2414 | 0 | 0 | 0 | |||
4 | Election of Class I Director for a one-year term: Maria C. Green | For | None | 2414 | 0 | 0 | 0 | |||
5 | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2019. | For | None | 2414 | 0 | 0 | 0 | |||
6 | Advisory approval of executive compensation. | For | None | 2414 | 0 | 0 | 0 | |||
THE CHILDREN'S PLACE, INC. | ||||||||||
Security: | 168905107 | Meeting Type: | Annual | |||||||
Ticker: | PLCE | Meeting Date: | 08-May-2019 | |||||||
ISIN | US1689051076 | Vote Deadline Date: | 07-May-2019 | |||||||
Agenda | 934981285 | Management | Total Ballot Shares: | 4342 | ||||||
Last Vote Date: | 07-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Joseph Alutto | For | None | 1027 | 0 | 0 | 0 | |||
2 | Election of Director: John E. Bachman | For | None | 1027 | 0 | 0 | 0 | |||
3 | Election of Director: Marla Malcolm Beck | For | None | 1027 | 0 | 0 | 0 | |||
4 | Election of Director: Elizabeth J. Boland | For | None | 1027 | 0 | 0 | 0 | |||
5 | Election of Director: Jane Elfers | For | None | 1027 | 0 | 0 | 0 | |||
6 | Election of Director: Joseph Gromek | For | None | 1027 | 0 | 0 | 0 | |||
7 | Election of Director: Norman Matthews | For | None | 1027 | 0 | 0 | 0 | |||
8 | Election of Director: Robert L. Mettler | For | None | 1027 | 0 | 0 | 0 | |||
9 | Election of Director: Debby Reiner | For | None | 1027 | 0 | 0 | 0 | |||
10 | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of The Children's Place, Inc. for the fiscal year ending February 1, 2020. | For | None | 1027 | 0 | 0 | 0 | |||
11 | To approve, by non-binding vote, executive compensation as described in the proxy statement. | For | None | 1027 | 0 | 0 | 0 | |||
TTM TECHNOLOGIES, INC. | ||||||||||
Security: | 87305R109 | Meeting Type: | Annual | |||||||
Ticker: | TTMI | Meeting Date: | 08-May-2019 | |||||||
ISIN | US87305R1095 | Vote Deadline Date: | 07-May-2019 | |||||||
Agenda | 934957880 | Management | Total Ballot Shares: | 41778 | ||||||
Last Vote Date: | 24-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Thomas T. Edman | 8548 | 0 | 0 | 0 | |||||
2 | Chantel E. Lenard | 8548 | 0 | 0 | 0 | |||||
3 | Tang Chung Yen | 8548 | 0 | 0 | 0 | |||||
4 | Dov S. Zakheim | 8548 | 0 | 0 | 0 | |||||
2 | Advisory vote on the compensation of our named executive officers. | For | None | 8548 | 0 | 0 | 0 | |||
3 | The ratification of the appointment of KPMG LLP as independent registered public accounting firm for the fiscal year ending December 30, 2019. | For | None | 8548 | 0 | 0 | 0 | |||
UNITED COMMUNITY BANKS, INC. | ||||||||||
Security: | 90984P303 | Meeting Type: | Annual | |||||||
Ticker: | UCBI | Meeting Date: | 08-May-2019 | |||||||
ISIN | US90984P3038 | Vote Deadline Date: | 07-May-2019 | |||||||
Agenda | 934964063 | Management | Total Ballot Shares: | 11191 | ||||||
Last Vote Date: | 02-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Robert H. Blalock | 3164 | 0 | 0 | 0 | |||||
2 | L. Cathy Cox | 3164 | 0 | 0 | 0 | |||||
3 | Kenneth L. Daniels | 3164 | 0 | 0 | 0 | |||||
4 | Lance F. Drummond | 3164 | 0 | 0 | 0 | |||||
5 | H. Lynn Harton | 3164 | 0 | 0 | 0 | |||||
6 | Jennifer K. Mann | 3164 | 0 | 0 | 0 | |||||
7 | Thomas A. Richlovsky | 3164 | 0 | 0 | 0 | |||||
8 | David C. Shaver | 3164 | 0 | 0 | 0 | |||||
9 | Tim R. Wallis | 3164 | 0 | 0 | 0 | |||||
10 | David H. Wilkins | 3164 | 0 | 0 | 0 | |||||
2 | Approval, on an advisory basis, of the compensation of our Named Executive Officers as disclosed in the Proxy Statement. | For | None | 3164 | 0 | 0 | 0 | |||
3 | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accountant for 2019. | For | None | 3164 | 0 | 0 | 0 | |||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||
4 | To recommend, by non-binding vote, the frequency of executive compensation votes | 1 Year | None | 0 | 0 | 0 | 0 | |||
ACADIA REALTY TRUST | ||||||||||
Security: | 004239109 | Meeting Type: | Annual | |||||||
Ticker: | AKR | Meeting Date: | 09-May-2019 | |||||||
ISIN | US0042391096 | Vote Deadline Date: | 08-May-2019 | |||||||
Agenda | 934956915 | Management | Total Ballot Shares: | 14863 | ||||||
Last Vote Date: | 28-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Trustee: Kenneth F. Bernstein | For | None | 4655 | 0 | 0 | 0 | |||
2 | Election of Trustee: Douglas Crocker II | For | None | 4655 | 0 | 0 | 0 | |||
3 | Election of Trustee: Lorrence T. Kellar | For | None | 4655 | 0 | 0 | 0 | |||
4 | Election of Trustee: Wendy Luscombe | For | None | 4655 | 0 | 0 | 0 | |||
5 | Election of Trustee: William T. Spitz | For | None | 4655 | 0 | 0 | 0 | |||
6 | Election of Trustee: Lynn C. Thurber | For | None | 4655 | 0 | 0 | 0 | |||
7 | Election of Trustee: Lee S. Wielansky | For | None | 4655 | 0 | 0 | 0 | |||
8 | Election of Trustee: C. David Zoba | For | None | 4655 | 0 | 0 | 0 | |||
9 | THE RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2019. | For | None | 4655 | 0 | 0 | 0 | |||
10 | THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY'S 2019 PROXY STATEMENT IN ACCORDANCE WITH COMPENSATION RULES OF THE SECURITIES AND EXCHANGE COMMISSION. | For | None | 4655 | 0 | 0 | 0 | |||
AEROJET ROCKETDYNE HOLDINGS, INC. | ||||||||||
Security: | 007800105 | Meeting Type: | Annual | |||||||
Ticker: | AJRD | Meeting Date: | 09-May-2019 | |||||||
ISIN | US0078001056 | Vote Deadline Date: | 08-May-2019 | |||||||
Agenda | 934955343 | Management | Total Ballot Shares: | 11349 | ||||||
Last Vote Date: | 29-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Gen Kevin P. Chilton | 2060 | 0 | 0 | 0 | |||||
2 | Thomas A. Corcoran | 2060 | 0 | 0 | 0 | |||||
3 | Eileen P. Drake | 2060 | 0 | 0 | 0 | |||||
4 | James R. Henderson | 2060 | 0 | 0 | 0 | |||||
5 | Warren G. Lichtenstein | 2060 | 0 | 0 | 0 | |||||
6 | Gen L W Lord USAF (Ret) | 2060 | 0 | 0 | 0 | |||||
7 | Martin Turchin | 2060 | 0 | 0 | 0 | |||||
2 | Advisory vote to approve Aerojet Rocketdyne's executive compensation. | For | None | 2060 | 0 | 0 | 0 | |||
3 | Ratification of the appointment of PricewaterhouseCoopers LLP, an independent registered public accounting firm, as independent auditors of the Company for the year ending December 31, 2019. | For | None | 2060 | 0 | 0 | 0 | |||
4 | Approval of the Company's 2019 Equity and Performance Incentive Plan. | For | None | 2060 | 0 | 0 | 0 | |||
AVISTA CORP. | ||||||||||
Security: | 05379B107 | Meeting Type: | Annual | |||||||
Ticker: | AVA | Meeting Date: | 09-May-2019 | |||||||
ISIN | US05379B1070 | Vote Deadline Date: | 08-May-2019 | |||||||
Agenda | 934959315 | Management | Total Ballot Shares: | 26732 | ||||||
Last Vote Date: | 31-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Kristianne Blake | For | None | 1395 | 0 | 0 | 0 | |||
2 | Election of Director: Donald C. Burke | For | None | 1395 | 0 | 0 | 0 | |||
3 | Election of Director: Rebecca A. Klein | For | None | 1395 | 0 | 0 | 0 | |||
4 | Election of Director: Scott H. Maw | For | None | 1395 | 0 | 0 | 0 | |||
5 | Election of Director: Scott L. Morris | For | None | 1395 | 0 | 0 | 0 | |||
6 | Election of Director: Marc F. Racicot | For | None | 1395 | 0 | 0 | 0 | |||
7 | Election of Director: Heidi B. Stanley | For | None | 1395 | 0 | 0 | 0 | |||
8 | Election of Director: R. John Taylor | For | None | 1395 | 0 | 0 | 0 | |||
9 | Election of Director: Dennis P. Vermillion | For | None | 1395 | 0 | 0 | 0 | |||
10 | Election of Director: Janet D. Widmann | For | None | 1395 | 0 | 0 | 0 | |||
11 | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2019. | For | None | 1395 | 0 | 0 | 0 | |||
12 | Advisory (non-binding) vote on executive compensation. | For | None | 1395 | 0 | 0 | 0 | |||
CBL & ASSOCIATES PROPERTIES, INC. | ||||||||||
Security: | 124830100 | Meeting Type: | Annual | |||||||
Ticker: | CBL | Meeting Date: | 09-May-2019 | |||||||
ISIN | US1248301004 | Vote Deadline Date: | 08-May-2019 | |||||||
Agenda | 934956953 | Management | Total Ballot Shares: | 145384 | ||||||
Last Vote Date: | 24-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Charles B. Lebovitz | 19877 | 0 | 0 | 0 | |||||
2 | Stephen D. Lebovitz | 19877 | 0 | 0 | 0 | |||||
3 | A. Larry Chapman | 19877 | 0 | 0 | 0 | |||||
4 | Matthew S. Dominski | 19877 | 0 | 0 | 0 | |||||
5 | John D. Griffith | 19877 | 0 | 0 | 0 | |||||
6 | Richard J. Lieb | 19877 | 0 | 0 | 0 | |||||
7 | Kathleen M. Nelson | 19877 | 0 | 0 | 0 | |||||
2 | To ratify the selection of Deloitte & Touche, LLP as the independent registered public accountants for the Company's fiscal year ending December 31, 2019. | For | None | 19877 | 0 | 0 | 0 | |||
3 | An advisory vote on the approval of executive compensation. | For | None | 19877 | 0 | 0 | 0 | |||
CURTISS-WRIGHT CORPORATION | ||||||||||
Security: | 231561101 | Meeting Type: | Annual | |||||||
Ticker: | CW | Meeting Date: | 09-May-2019 | |||||||
ISIN | US2315611010 | Vote Deadline Date: | 08-May-2019 | |||||||
Agenda | 934950139 | Management | Total Ballot Shares: | 10195 | ||||||
Last Vote Date: | 27-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | David C. Adams | 2004 | 0 | 0 | 0 | |||||
2 | Dean M. Flatt | 2004 | 0 | 0 | 0 | |||||
3 | S. Marce Fuller | 2004 | 0 | 0 | 0 | |||||
4 | Bruce D. Hoechner | 2004 | 0 | 0 | 0 | |||||
5 | Glenda J. Minor | 2004 | 0 | 0 | 0 | |||||
6 | John B. Nathman | 2004 | 0 | 0 | 0 | |||||
7 | Robert J. Rivet | 2004 | 0 | 0 | 0 | |||||
8 | Albert E. Smith | 2004 | 0 | 0 | 0 | |||||
9 | Peter C. Wallace | 2004 | 0 | 0 | 0 | |||||
2 | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2019 | For | None | 2004 | 0 | 0 | 0 | |||
3 | An advisory (non-binding) vote to approve the compensation of the Company's named executive officers | For | None | 2004 | 0 | 0 | 0 | |||
ITRON, INC. | ||||||||||
Security: | 465741106 | Meeting Type: | Annual | |||||||
Ticker: | ITRI | Meeting Date: | 09-May-2019 | |||||||
ISIN | US4657411066 | Vote Deadline Date: | 08-May-2019 | |||||||
Agenda | 934957549 | Management | Total Ballot Shares: | 8543 | ||||||
Last Vote Date: | 24-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Lynda L. Ziegler | For | None | 4655 | 0 | 0 | 0 | |||
2 | Election of Director: Thomas S. Glanville | For | None | 4655 | 0 | 0 | 0 | |||
3 | Election of Director: Diana D. Tremblay | For | None | 4655 | 0 | 0 | 0 | |||
4 | Proposal to approve the advisory (non-binding) resolution relating to executive compensation. | For | None | 4655 | 0 | 0 | 0 | |||
5 | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accountant for 2019. | For | None | 4655 | 0 | 0 | 0 | |||
NATIONAL BANK HOLDINGS CORP | ||||||||||
Security: | 633707104 | Meeting Type: | Annual | |||||||
Ticker: | NBHC | Meeting Date: | 09-May-2019 | |||||||
ISIN | US6337071046 | Vote Deadline Date: | 08-May-2019 | |||||||
Agenda | 934966120 | Management | Total Ballot Shares: | 4410 | ||||||
Last Vote Date: | 03-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Ralph W. Clermont | 1305 | 0 | 0 | 0 | |||||
2 | Robert E. Dean | 1305 | 0 | 0 | 0 | |||||
3 | Fred J. Joseph | 1305 | 0 | 0 | 0 | |||||
4 | G. Timothy Laney | 1305 | 0 | 0 | 0 | |||||
5 | Micho F. Spring | 1305 | 0 | 0 | 0 | |||||
6 | Burney S. Warren, III | 1305 | 0 | 0 | 0 | |||||
7 | Art Zeile | 1305 | 0 | 0 | 0 | |||||
2 | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year 2019. | For | None | 1305 | 0 | 0 | 0 | |||
3 | To adopt a resolution approving, on an advisory, non-binding basis, the compensation paid to the Company's named executive officers, as disclosed, pursuant to Item 402 of Regulation S- K, in the proxy statement. | For | None | 1305 | 0 | 0 | 0 | |||
NUVASIVE, INC. | ||||||||||
Security: | 670704105 | Meeting Type: | Annual | |||||||
Ticker: | NUVA | Meeting Date: | 09-May-2019 | |||||||
ISIN | US6707041058 | Vote Deadline Date: | 08-May-2019 | |||||||
Agenda | 934959543 | Management | Total Ballot Shares: | 2837 | ||||||
Last Vote Date: | 22-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Robert F. Friel | For | None | 789 | 0 | 0 | 0 | |||
2 | Election of Director: Donald J. Rosenberg, Esq. | For | None | 789 | 0 | 0 | 0 | |||
3 | Election of Director: Daniel J. Wolterman | For | None | 789 | 0 | 0 | 0 | |||
4 | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 789 | 0 | 0 | 0 | |||
5 | Approval of a non-binding advisory resolution regarding the compensation of the Company's named executive officers for the fiscal year ended December 31, 2018. | For | None | 789 | 0 | 0 | 0 | |||
PROGRESS SOFTWARE CORPORATION | ||||||||||
Security: | 743312100 | Meeting Type: | Annual | |||||||
Ticker: | PRGS | Meeting Date: | 09-May-2019 | |||||||
ISIN | US7433121008 | Vote Deadline Date: | 08-May-2019 | |||||||
Agenda | 934983570 | Management | Total Ballot Shares: | 12791 | ||||||
Last Vote Date: | 09-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Paul T. Dacier | 5306 | 0 | 0 | 0 | |||||
2 | John R. Egan | 5306 | 0 | 0 | 0 | |||||
3 | Rainer Gawlick | 5306 | 0 | 0 | 0 | |||||
4 | Yogesh Gupta | 5306 | 0 | 0 | 0 | |||||
5 | Charles F. Kane | 5306 | 0 | 0 | 0 | |||||
6 | Samskriti Y. King | 5306 | 0 | 0 | 0 | |||||
7 | David A. Krall | 5306 | 0 | 0 | 0 | |||||
8 | Angela T. Tucci | 5306 | 0 | 0 | 0 | |||||
2 | To approve, on an advisory basis, the compensation of Progress Software Corporation's named executive officers. | For | None | 5306 | 0 | 0 | 0 | |||
3 | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2019. | For | None | 5306 | 0 | 0 | 0 | |||
ROGERS CORPORATION | ||||||||||
Security: | 775133101 | Meeting Type: | Annual | |||||||
Ticker: | ROG | Meeting Date: | 09-May-2019 | |||||||
ISIN | US7751331015 | Vote Deadline Date: | 08-May-2019 | |||||||
Agenda | 934942219 | Management | Total Ballot Shares: | 7700 | ||||||
Last Vote Date: | 27-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Keith L. Barnes | 1868 | 0 | 0 | 0 | |||||
2 | Michael F. Barry | 1868 | 0 | 0 | 0 | |||||
3 | Bruce D. Hoechner | 1868 | 0 | 0 | 0 | |||||
4 | Carol R. Jensen | 1868 | 0 | 0 | 0 | |||||
5 | Ganesh Moorthy | 1868 | 0 | 0 | 0 | |||||
6 | Jeffrey J. Owens | 1868 | 0 | 0 | 0 | |||||
7 | Helene Simonet | 1868 | 0 | 0 | 0 | |||||
8 | Peter C. Wallace | 1868 | 0 | 0 | 0 | |||||
2 | To vote on a non-binding advisory resolution to approve the 2018 compensation of the Company's named executive officers. | For | None | 1868 | 0 | 0 | 0 | |||
3 | To vote on the approval of the Rogers Corporation 2019 Long-Term Equity Compensation Plan. | For | None | 1868 | 0 | 0 | 0 | |||
4 | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Rogers Corporation for the fiscal year ending December 31, 2019. | For | None | 1868 | 0 | 0 | 0 | |||
SPX CORPORATION | ||||||||||
Security: | 784635104 | Meeting Type: | Annual | |||||||
Ticker: | SPXC | Meeting Date: | 09-May-2019 | |||||||
ISIN | US7846351044 | Vote Deadline Date: | 08-May-2019 | |||||||
Agenda | 934960483 | Management | Total Ballot Shares: | 19996 | ||||||
Last Vote Date: | 31-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director Term will expire in 2022: Eugene J. Lowe, III | For | None | 4521 | 0 | 0 | 0 | |||
2 | Election of Director Term will expire in 2022: Patrick J. O'Leary | For | None | 4521 | 0 | 0 | 0 | |||
3 | Election of Director Term will expire in 2022: David A. Roberts | For | None | 4521 | 0 | 0 | 0 | |||
4 | Approval of Named Executive Officers' Compensation, on a Non-binding Advisory Basis. | For | None | 4521 | 0 | 0 | 0 | |||
5 | Approval of SPX Corporation 2019 Stock Compensation Plan. | For | None | 4521 | 0 | 0 | 0 | |||
6 | Ratification of Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for 2019. | For | None | 4521 | 0 | 0 | 0 | |||
SUNCOKE ENERGY, INC. | ||||||||||
Security: | 86722A103 | Meeting Type: | Annual | |||||||
Ticker: | SXC | Meeting Date: | 09-May-2019 | |||||||
ISIN | US86722A1034 | Vote Deadline Date: | 08-May-2019 | |||||||
Agenda | 934953589 | Management | Total Ballot Shares: | 16305 | ||||||
Last Vote Date: | 28-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Robert A. Peiser | For | None | 7989 | 0 | 0 | 0 | |||
2 | Election of Director: John W. Rowe | For | None | 7989 | 0 | 0 | 0 | |||
3 | To hold a non-binding advisory vote to approve the compensation of the Company's named executive officers ("Say-on-Pay"). | For | None | 7989 | 0 | 0 | 0 | |||
4 | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 7989 | 0 | 0 | 0 | |||
ALBANY INTERNATIONAL CORP. | ||||||||||
Security: | 012348108 | Meeting Type: | Annual | |||||||
Ticker: | AIN | Meeting Date: | 10-May-2019 | |||||||
ISIN | US0123481089 | Vote Deadline Date: | 09-May-2019 | |||||||
Agenda | 934955874 | Management | Total Ballot Shares: | 6525 | ||||||
Last Vote Date: | 31-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Christine L. Standish | 0 | 0 | 1126 | 0 | |||||
2 | Erland E. Kailbourne | 0 | 0 | 1126 | 0 | |||||
3 | John F. Cassidy Jr. | 0 | 0 | 1126 | 0 | |||||
4 | John R. Scannell | 0 | 0 | 1126 | 0 | |||||
5 | Katharine L. Plourde | 0 | 0 | 1126 | 0 | |||||
6 | A. William Higgins | 0 | 0 | 1126 | 0 | |||||
7 | Kenneth W. Krueger | 0 | 0 | 1126 | 0 | |||||
8 | Olivier M. Jarrault | 0 | 0 | 1126 | 0 | |||||
9 | Lee C. Wortham | 0 | 0 | 1126 | 0 | |||||
10 | Mark J. Murphy | 0 | 0 | 1126 | 0 | |||||
2 | To ratify the appointment of KPMG LLP as our independent auditor. | For | None | 1126 | 0 | 0 | 0 | |||
3 | To approve, by nonbinding vote, executive compensation. | For | None | 1126 | 0 | 0 | 0 | |||
JOHN BEAN TECHNOLOGIES CORPORATION | ||||||||||
Security: | 477839104 | Meeting Type: | Annual | |||||||
Ticker: | JBT | Meeting Date: | 10-May-2019 | |||||||
ISIN | US4778391049 | Vote Deadline Date: | 09-May-2019 | |||||||
Agenda | 934952359 | Management | Total Ballot Shares: | 9584 | ||||||
Last Vote Date: | 30-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Alan D. Feldman | For | None | 2493 | 0 | 0 | 0 | |||
2 | Election of Director: James E. Goodwin | For | None | 2493 | 0 | 0 | 0 | |||
3 | Approve on an advisory basis a non-binding resolution regarding the compensation of named executive officers. | For | None | 2493 | 0 | 0 | 0 | |||
4 | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2019. | For | None | 2493 | 0 | 0 | 0 | |||
KNOWLES CORPORATION | ||||||||||
Security: | 49926D109 | Meeting Type: | Contested-Annual | |||||||
Ticker: | KN | Meeting Date: | 10-May-2019 | |||||||
ISIN | US49926D1090 | Vote Deadline Date: | 09-May-2019 | |||||||
Agenda | 935001672 | Management | Total Ballot Shares: | 12943 | ||||||
Last Vote Date: | 20-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Hermann Eul | 4797 | 0 | 0 | 0 | |||||
2 | Donald Macleod | 4797 | 0 | 0 | 0 | |||||
3 | Dr. Cheryl Shavers | 4797 | 0 | 0 | 0 | |||||
2 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2019. | For | None | 4797 | 0 | 0 | 0 | |||
3 | Approval, on an advisory, non-binding basis, of the Company's named executive officer compensation. | For | None | 4797 | 0 | 0 | 0 | |||
4 | Approval of an amendment to the Amended and Restated Certificate of Incorporation of the Company (the "Charter") to eliminate the supermajority shareholder vote requirement to amend certain provisions of the Charter. | For | None | 4797 | 0 | 0 | 0 | |||
5 | Approval of an amendment to the Charter to eliminate the supermajority shareholder vote requirement to amend the Amended and Restated By-Laws of the Company. | For | None | 4797 | 0 | 0 | 0 | |||
OWENS & MINOR, INC. | ||||||||||
Security: | 690732102 | Meeting Type: | Annual | |||||||
Ticker: | OMI | Meeting Date: | 10-May-2019 | |||||||
ISIN | US6907321029 | Vote Deadline Date: | 09-May-2019 | |||||||
Agenda | 934959391 | Management | Total Ballot Shares: | 64153 | ||||||
Last Vote Date: | 30-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Stuart M. Essig | For | For | 10603 | 0 | 0 | 0 | |||
2 | Election of Director: Barbara B. Hill | For | For | 10603 | 0 | 0 | 0 | |||
3 | Election of Director: Mark F. McGettrick | For | For | 10603 | 0 | 0 | 0 | |||
4 | Election of Director: Eddie N. Moore, Jr. | For | For | 10603 | 0 | 0 | 0 | |||
5 | Election of Director: Edward A. Pesicka | For | For | 10603 | 0 | 0 | 0 | |||
6 | Election of Director: Robert C. Sledd | For | For | 10603 | 0 | 0 | 0 | |||
7 | Election of Director: Anne Marie Whittemore | For | For | 10603 | 0 | 0 | 0 | |||
8 | Vote to approve Amendment No. 1 to the Owens & Minor, Inc. 2018 Stock Incentive Plan | For | For | 10603 | 0 | 0 | 0 | |||
9 | Vote to ratify KPMG LLP as the Company's independent public accounting firm for the year ending December 31, 2019 | For | For | 10603 | 0 | 0 | 0 | |||
10 | Advisory vote to approve executive compensation | For | For | 10603 | 0 | 0 | 0 | |||
11 | Vote to approve a shareholder proposal regarding proxy access, if properly presented at the meeting. | None | Abstain | 10603 | 0 | 0 | 0 | |||
THE ANDERSONS, INC. | ||||||||||
Security: | 034164103 | Meeting Type: | Annual | |||||||
Ticker: | ANDE | Meeting Date: | 10-May-2019 | |||||||
ISIN | US0341641035 | Vote Deadline Date: | 09-May-2019 | |||||||
Agenda | 934957258 | Management | Total Ballot Shares: | 6188 | ||||||
Last Vote Date: | 24-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Patrick E. Bowe | 3833 | 0 | 0 | 0 | |||||
2 | Michael J. Anderson, Sr | 3833 | 0 | 0 | 0 | |||||
3 | Gerard M. Anderson | 0 | 0 | 3833 | 0 | |||||
4 | Stephen F. Dowdle | 0 | 0 | 3833 | 0 | |||||
5 | Catherine M. Kilbane | 0 | 0 | 3833 | 0 | |||||
6 | Robert J. King, Jr. | 3833 | 0 | 0 | 0 | |||||
7 | Ross W. Manire | 3833 | 0 | 0 | 0 | |||||
8 | Patrick S. Mullin | 0 | 0 | 3833 | 0 | |||||
9 | John T. Stout, Jr. | 3833 | 0 | 0 | 0 | |||||
10 | Jacqueline F. Woods | 3833 | 0 | 0 | 0 | |||||
2 | Approval of the 2019 Long-Term Incentive Compensation Plan. | For | None | 3833 | 0 | 0 | 0 | |||
3 | Approval of the 2004 Employee Share Purchase Plan Restated and Amended 2019. | For | None | 3833 | 0 | 0 | 0 | |||
4 | An advisory vote on executive compensation, approving the resolution provided in the proxy statement. | For | None | 3833 | 0 | 0 | 0 | |||
5 | Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the year ending December 31, 2019. | For | None | 3833 | 0 | 0 | 0 | |||
UNISYS CORPORATION | ||||||||||
Security: | 909214306 | Meeting Type: | Annual | |||||||
Ticker: | UIS | Meeting Date: | 10-May-2019 | |||||||
ISIN | US9092143067 | Vote Deadline Date: | 09-May-2019 | |||||||
Agenda | 934958969 | Management | Total Ballot Shares: | 6309 | ||||||
Last Vote Date: | 02-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Approval of an amendment to the Company's Bylaws to permit the Company's Board of Directors to extend the mandatory retirement age for directors from 72 years old to 74 years old under certain circumstances. | For | None | 4710 | 0 | 0 | 0 | |||
2 | Election of Director: Peter A. Altabef | For | None | 4710 | 0 | 0 | 0 | |||
3 | Election of Director: Jared L. Cohon | For | None | 4710 | 0 | 0 | 0 | |||
4 | Election of Director: Nathaniel A. Davis | For | None | 4710 | 0 | 0 | 0 | |||
5 | Election of Director: Matthew J. Desch | For | None | 4710 | 0 | 0 | 0 | |||
6 | Election of Director: Denise K. Fletcher | For | None | 4710 | 0 | 0 | 0 | |||
7 | Election of Director: Philippe Germond | For | None | 4710 | 0 | 0 | 0 | |||
8 | Election of Director: Lisa A. Hook | For | None | 4710 | 0 | 0 | 0 | |||
9 | Election of Director: Deborah Lee James | For | None | 4710 | 0 | 0 | 0 | |||
10 | Election of Director: Paul E. Martin | For | None | 4710 | 0 | 0 | 0 | |||
11 | Election of Director: Regina Paolillo | For | None | 4710 | 0 | 0 | 0 | |||
12 | Election of Director: Lee D. Roberts | For | None | 4710 | 0 | 0 | 0 | |||
13 | Ratification of the selection of KPMG LLP as the Company's independent registered public accounting firm for 2019. | For | None | 4710 | 0 | 0 | 0 | |||
14 | Advisory vote to approve executive compensation. | For | None | 4710 | 0 | 0 | 0 | |||
15 | Approval of the Unisys Corporation 2019 Long- Term Incentive and Equity Compensation Plan. | For | None | 4710 | 0 | 0 | 0 | |||
AAON, INC. | ||||||||||
Security: | 000360206 | Meeting Type: | Annual | |||||||
Ticker: | AAON | Meeting Date: | 14-May-2019 | |||||||
ISIN | US0003602069 | Vote Deadline Date: | 13-May-2019 | |||||||
Agenda | 934969912 | Management | Total Ballot Shares: | 8923 | ||||||
Last Vote Date: | 04-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Paul K. Lackey, Jr. | For | None | 2783 | 0 | 0 | 0 | |||
2 | Election of Director: A.H. McElroy II | For | None | 2783 | 0 | 0 | 0 | |||
3 | Proposal to ratify Grant Thornton LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 2783 | 0 | 0 | 0 | |||
ALLETE, INC. | ||||||||||
Security: | 018522300 | Meeting Type: | Annual | |||||||
Ticker: | ALE | Meeting Date: | 14-May-2019 | |||||||
ISIN | US0185223007 | Vote Deadline Date: | 13-May-2019 | |||||||
Agenda | 934966295 | Management | Total Ballot Shares: | 21447.2813 | ||||||
Last Vote Date: | 30-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Kathryn W. Dindo | For | None | 4232 | 0 | 0 | 0 | |||
2 | Election of Director: George G. Goldfarb | For | None | 4232 | 0 | 0 | 0 | |||
3 | Election of Director: Alan R. Hodnik | For | None | 4232 | 0 | 0 | 0 | |||
4 | Election of Director: James J. Hoolihan | For | None | 4232 | 0 | 0 | 0 | |||
5 | Election of Director: Heidi E. Jimmerson | For | None | 4232 | 0 | 0 | 0 | |||
6 | Election of Director: Madeleine W. Ludlow | For | None | 4232 | 0 | 0 | 0 | |||
7 | Election of Director: Susan K. Nestegard | For | None | 4232 | 0 | 0 | 0 | |||
8 | Election of Director: Douglas C. Neve | For | None | 4232 | 0 | 0 | 0 | |||
9 | Election of Director: Bethany M. Owen | For | None | 4232 | 0 | 0 | 0 | |||
10 | Election of Director: Robert P. Powers | For | None | 4232 | 0 | 0 | 0 | |||
11 | Advisory vote to approve executive compensation. | For | None | 4232 | 0 | 0 | 0 | |||
12 | Ratification of the selection of PricewaterhouseCoopers LLP as ALLETE's independent registered public accounting firm for 2019. | For | None | 4232 | 0 | 0 | 0 | |||
ANI PHARMACEUTICALS, INC. | ||||||||||
Security: | 00182C103 | Meeting Type: | Annual | |||||||
Ticker: | ANIP | Meeting Date: | 14-May-2019 | |||||||
ISIN | US00182C1036 | Vote Deadline Date: | 13-May-2019 | |||||||
Agenda | 934966865 | Management | Total Ballot Shares: | 3187 | ||||||
Last Vote Date: | 06-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Robert E. Brown, Jr. | For | None | 0 | 2019 | 0 | 0 | |||
2 | Election of Director: Arthur S. Przybyl | For | None | 2019 | 0 | 0 | 0 | |||
3 | Election of Director: Thomas J. Haughey | For | None | 2019 | 0 | 0 | 0 | |||
4 | Election of Director: David B. Nash, M.D., M.B.A. | For | None | 0 | 2019 | 0 | 0 | |||
5 | Election of Director: Thomas A. Penn | For | None | 0 | 2019 | 0 | 0 | |||
6 | Election of Director: Patrick D. Walsh | For | None | 2019 | 0 | 0 | 0 | |||
7 | To ratify the appointment of EisnerAmper LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. | For | None | 2019 | 0 | 0 | 0 | |||
DINE BRANDS GLOBAL, INC. | ||||||||||
Security: | 254423106 | Meeting Type: | Annual | |||||||
Ticker: | DIN | Meeting Date: | 14-May-2019 | |||||||
ISIN | US2544231069 | Vote Deadline Date: | 13-May-2019 | |||||||
Agenda | 934955331 | Management | Total Ballot Shares: | 20046.1005 | ||||||
Last Vote Date: | 03-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Approval and adoption of amendments to Restated Certificate of Incorporation to declassify the Board of Directors and make related changes. | For | None | 3392 | 0 | 0 | 0 | |||
2 | Election of Class I Director: Howard M. Berk | For | None | 3392 | 0 | 0 | 0 | |||
3 | Election of Class I Director: Daniel J. Brestle | For | None | 3392 | 0 | 0 | 0 | |||
4 | Election of Class I Director: Caroline W. Nahas | For | None | 3392 | 0 | 0 | 0 | |||
5 | Election of Class I Director: Gilbert T. Ray | For | None | 3392 | 0 | 0 | 0 | |||
6 | Ratification of the appointment of Ernst & Young LLP as the Corporation's independent auditor for the fiscal year ending December 31, 2019. | For | None | 3392 | 0 | 0 | 0 | |||
7 | Approval, on an advisory basis, of the compensation of the Corporation's named executive officers. | For | None | 3392 | 0 | 0 | 0 | |||
8 | Approval of the Dine Brands Global, Inc. 2019 Stock Incentive Plan. | For | None | 3392 | 0 | 0 | 0 | |||
HEALTHCARE REALTY TRUST INCORPORATED | ||||||||||
Security: | 421946104 | Meeting Type: | Annual | |||||||
Ticker: | HR | Meeting Date: | 14-May-2019 | |||||||
ISIN | US4219461047 | Vote Deadline Date: | 13-May-2019 | |||||||
Agenda | 934956167 | Management | Total Ballot Shares: | 32067 | ||||||
Last Vote Date: | 31-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | David R. Emery | 7137 | 0 | 0 | 0 | |||||
2 | Todd J. Meredith | 7137 | 0 | 0 | 0 | |||||
3 | John V. Abbott | 7137 | 0 | 0 | 0 | |||||
4 | Nancy H. Agee | 7137 | 0 | 0 | 0 | |||||
5 | Edward H. Braman | 7137 | 0 | 0 | 0 | |||||
6 | Peter F. Lyle, Sr. | 7137 | 0 | 0 | 0 | |||||
7 | John Knox Singleton | 7137 | 0 | 0 | 0 | |||||
8 | Bruce D. Sullivan | 7137 | 0 | 0 | 0 | |||||
9 | Christann M. Vasquez | 7137 | 0 | 0 | 0 | |||||
2 | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for the Company and its subsidiaries for the Company's 2019 fiscal year. | For | None | 7137 | 0 | 0 | 0 | |||
3 | To vote to approve, on a non-binding advisory basis, a resolution approving the Company's compensation of its Named Executive Officers as disclosed pursuant to Item 402 of Regulation S-K in the Company's Proxy Statement for the 2019 Annual Meeting of Shareholders. | For | None | 7137 | 0 | 0 | 0 | |||
INDEPENDENCE REALTY TRUST, INC. | ||||||||||
Security: | 45378A106 | Meeting Type: | Annual | |||||||
Ticker: | IRT | Meeting Date: | 14-May-2019 | |||||||
ISIN | US45378A1060 | Vote Deadline Date: | 13-May-2019 | |||||||
Agenda | 934969556 | Management | Total Ballot Shares: | 22897 | ||||||
Last Vote Date: | 31-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Scott F. Schaeffer | For | None | 4656 | 0 | 0 | 0 | |||
2 | Election of Director: William C. Dunkelberg | For | None | 4656 | 0 | 0 | 0 | |||
3 | Election of Director: Richard D. Gebert | For | None | 4656 | 0 | 0 | 0 | |||
4 | Election of Director: Melinda H. McClure | For | None | 4656 | 0 | 0 | 0 | |||
5 | Election of Director: Mack D. Pridgen III | For | None | 4656 | 0 | 0 | 0 | |||
6 | Election of Director: Richard H. Ross | For | None | 4656 | 0 | 0 | 0 | |||
7 | Election of Director: DeForest B. Soaries, Jr. | For | None | 4656 | 0 | 0 | 0 | |||
8 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019 FISCAL YEAR. | For | None | 4656 | 0 | 0 | 0 | |||
INNOPHOS HOLDINGS, INC. | ||||||||||
Security: | 45774N108 | Meeting Type: | Annual | |||||||
Ticker: | IPHS | Meeting Date: | 14-May-2019 | |||||||
ISIN | US45774N1081 | Vote Deadline Date: | 13-May-2019 | |||||||
Agenda | 934993228 | Management | Total Ballot Shares: | 14275 | ||||||
Last Vote Date: | 09-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Gary Cappeline | For | None | 1900 | 0 | 0 | 0 | |||
2 | Election of Director: Jane Hilk | For | None | 1900 | 0 | 0 | 0 | |||
3 | Election of Director: Kim Ann Mink | For | None | 1900 | 0 | 0 | 0 | |||
4 | Election of Director: Linda Myrick | For | None | 1900 | 0 | 0 | 0 | |||
5 | Election of Director: Karen Osar | For | None | 1900 | 0 | 0 | 0 | |||
6 | Election of Director: John Steitz | For | None | 1900 | 0 | 0 | 0 | |||
7 | Election of Director: Peter Thomas | For | None | 1900 | 0 | 0 | 0 | |||
8 | Election of Director: Robert Zatta | For | None | 1900 | 0 | 0 | 0 | |||
9 | Ratification of the selection of independent registered public accounting firm for 2019. | For | None | 1900 | 0 | 0 | 0 | |||
10 | Advisory vote to approve the compensation of the Named Executives. | For | None | 1900 | 0 | 0 | 0 | |||
KITE REALTY GROUP TRUST | ||||||||||
Security: | 49803T300 | Meeting Type: | Annual | |||||||
Ticker: | KRG | Meeting Date: | 14-May-2019 | |||||||
ISIN | US49803T3005 | Vote Deadline Date: | 13-May-2019 | |||||||
Agenda | 934960116 | Management | Total Ballot Shares: | 33390 | ||||||
Last Vote Date: | 31-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Trustee: John A. Kite | For | None | 4590 | 0 | 0 | 0 | |||
2 | Election of Trustee: William E. Bindley | For | None | 4590 | 0 | 0 | 0 | |||
3 | Election of Trustee: Victor J. Coleman | For | None | 4590 | 0 | 0 | 0 | |||
4 | Election of Trustee: Lee A. Daniels | For | None | 4590 | 0 | 0 | 0 | |||
5 | Election of Trustee: Christie B. Kelly | For | None | 4590 | 0 | 0 | 0 | |||
6 | Election of Trustee: David R. O'Reilly | For | None | 4590 | 0 | 0 | 0 | |||
7 | Election of Trustee: Barton R. Peterson | For | None | 4590 | 0 | 0 | 0 | |||
8 | Election of Trustee: Charles H. Wurtzebach | For | None | 4590 | 0 | 0 | 0 | |||
9 | Advisory vote on executive compensation. | For | None | 4590 | 0 | 0 | 0 | |||
10 | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for Kite Realty Group Trust for the fiscal year ending December 31, 2019. | For | None | 4590 | 0 | 0 | 0 | |||
11 | Approval of the Kite Realty Group Trust 2013 Equity Incentive Plan, as amended and restated as of February 28, 2019. | For | None | 4590 | 0 | 0 | 0 | |||
NAVIGANT CONSULTING, INC. | ||||||||||
Security: | 63935N107 | Meeting Type: | Annual | |||||||
Ticker: | NCI | Meeting Date: | 14-May-2019 | |||||||
ISIN | US63935N1072 | Vote Deadline Date: | 13-May-2019 | |||||||
Agenda | 934993913 | Management | Total Ballot Shares: | 16082 | ||||||
Last Vote Date: | 13-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Kevin M. Blakely | For | None | 3071 | 0 | 0 | 0 | |||
2 | Election of Director: Cynthia A. Glassman | For | None | 3071 | 0 | 0 | 0 | |||
3 | Election of Director: Julie M. Howard | For | None | 3071 | 0 | 0 | 0 | |||
4 | Election of Director: Stephan A. James | For | None | 3071 | 0 | 0 | 0 | |||
5 | Election of Director: Rudina Seseri | For | None | 3071 | 0 | 0 | 0 | |||
6 | Election of Director: Michael L. Tipsord | For | None | 3071 | 0 | 0 | 0 | |||
7 | Election of Director: Kathleen E. Walsh | For | None | 3071 | 0 | 0 | 0 | |||
8 | Election of Director: Jeffrey W. Yingling | For | None | 3071 | 0 | 0 | 0 | |||
9 | Election of Director: Randy H. Zwirn | For | None | 3071 | 0 | 0 | 0 | |||
10 | Proposal to approve, on an advisory basis, the compensation paid to the Company's named executive officers, as disclosed in the Proxy Statement. | For | None | 3071 | 0 | 0 | 0 | |||
11 | Proposal to ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2019. | For | None | 3071 | 0 | 0 | 0 | |||
OMNICELL, INC. | ||||||||||
Security: | 68213N109 | Meeting Type: | Annual | |||||||
Ticker: | OMCL | Meeting Date: | 14-May-2019 | |||||||
ISIN | US68213N1090 | Vote Deadline Date: | 13-May-2019 | |||||||
Agenda | 934976551 | Management | Total Ballot Shares: | 13920 | ||||||
Last Vote Date: | 05-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | James T. Judson | 2230 | 0 | 0 | 0 | |||||
2 | Bruce E. Scott | 2230 | 0 | 0 | 0 | |||||
3 | Bruce D. Smith | 2230 | 0 | 0 | 0 | |||||
2 | Say on Pay - An advisory vote to approve named executive officer compensation. | For | None | 2230 | 0 | 0 | 0 | |||
3 | Proposal to approve Omnicell's 2009 Equity Incentive Plan, as amended, to among other items, add an additional 1,900,000 shares to the number of shares of common stock authorized for issuance under the plan. | For | None | 2230 | 0 | 0 | 0 | |||
4 | Proposal to ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2019. | For | None | 2230 | 0 | 0 | 0 | |||
WHITESTONE REIT | ||||||||||
Security: | 966084204 | Meeting Type: | Annual | |||||||
Ticker: | WSR | Meeting Date: | 14-May-2019 | |||||||
ISIN | US9660842041 | Vote Deadline Date: | 13-May-2019 | |||||||
Agenda | 934969099 | Management | Total Ballot Shares: | 30556.2772 | ||||||
Last Vote Date: | 06-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Paul T. Lambert | 8745 | 0 | 0 | 0 | |||||
2 | David F. Taylor | 8745 | 0 | 0 | 0 | |||||
2 | To approve, in an advisory (non-binding) vote, the compensation of our named executive officers (as defined in the accompanying proxy statement) (proposal No. 2). | For | None | 8745 | 0 | 0 | 0 | |||
3 | To approve an amendment to our Declaration of Trust to declassify our Board of Trustees (Proposal No. 3). | For | None | 8745 | 0 | 0 | 0 | |||
4 | To ratify the appointment of Pannell Kerr Forster of Texas, P.C. as our independent registered public accounting firm for the fiscal year ending December 31, 2019 (proposal No. 4). | For | None | 8745 | 0 | 0 | 0 | |||
BENCHMARK ELECTRONICS, INC. | ||||||||||
Security: | 08160H101 | Meeting Type: | Annual | |||||||
Ticker: | BHE | Meeting Date: | 15-May-2019 | |||||||
ISIN | US08160H1014 | Vote Deadline Date: | 14-May-2019 | |||||||
Agenda | 934967045 | Management | Total Ballot Shares: | 14259 | ||||||
Last Vote Date: | 04-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Bruce A. Carlson | 3373 | 0 | 0 | 0 | |||||
2 | Douglas G. Duncan | 3373 | 0 | 0 | 0 | |||||
3 | Robert K. Gifford | 3373 | 0 | 0 | 0 | |||||
4 | Kenneth T. Lamneck | 3373 | 0 | 0 | 0 | |||||
5 | Jeffrey S. McCreary | 3373 | 0 | 0 | 0 | |||||
6 | Merilee Raines | 3373 | 0 | 0 | 0 | |||||
7 | David W. Scheible | 3373 | 0 | 0 | 0 | |||||
8 | Jeffrey W. Benck | 3373 | 0 | 0 | 0 | |||||
2 | Approve the compensation of the Company's named executive officers | For | None | 3373 | 0 | 0 | 0 | |||
3 | Ratify the appointment of KPMG LLP as independent registered public accounting firm | For | None | 3373 | 0 | 0 | 0 | |||
4 | Approve adoption of the Benchmark Electronics, Inc. 2019 Omnibus Incentive Compensation Plan. | For | None | 3373 | 0 | 0 | 0 | |||
BROOKLINE BANCORP, INC. | ||||||||||
Security: | 11373M107 | Meeting Type: | Annual | |||||||
Ticker: | BRKL | Meeting Date: | 15-May-2019 | |||||||
ISIN | US11373M1071 | Vote Deadline Date: | 14-May-2019 | |||||||
Agenda | 934969176 | Management | Total Ballot Shares: | 21003 | ||||||
Last Vote Date: | 07-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Joanne B. Chang | For | None | 13535 | 0 | 0 | 0 | |||
2 | Election of Director: David C. Chapin | For | None | 13535 | 0 | 0 | 0 | |||
3 | Election of Director: John A. Hackett | For | None | 13535 | 0 | 0 | 0 | |||
4 | Election of Director: John L. Hall II | For | None | 13535 | 0 | 0 | 0 | |||
5 | Election of Director: John M. Pereira | For | None | 13535 | 0 | 0 | 0 | |||
6 | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. | For | None | 13535 | 0 | 0 | 0 | |||
7 | To approve on a non-binding advisory basis, the compensation of the Company's named executive officers. | For | None | 13535 | 0 | 0 | 0 | |||
CHATHAM LODGING TRUST | ||||||||||
Security: | 16208T102 | Meeting Type: | Annual | |||||||
Ticker: | CLDT | Meeting Date: | 15-May-2019 | |||||||
ISIN | US16208T1025 | Vote Deadline Date: | 14-May-2019 | |||||||
Agenda | 934953616 | Management | Total Ballot Shares: | 6712 | ||||||
Last Vote Date: | 07-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Edwin B. Brewer, Jr. | 2618 | 0 | 0 | 0 | |||||
2 | Thomas J. Crocker | 2618 | 0 | 0 | 0 | |||||
3 | Jack P. DeBoer | 2618 | 0 | 0 | 0 | |||||
4 | Jeffrey H. Fisher | 2618 | 0 | 0 | 0 | |||||
5 | Mary Beth Higgins | 2618 | 0 | 0 | 0 | |||||
6 | Robert Perlmutter | 2618 | 0 | 0 | 0 | |||||
7 | Rolf E. Ruhfus | 2618 | 0 | 0 | 0 | |||||
2 | Ratification of selection of independent registered public accountants. | For | None | 2618 | 0 | 0 | 0 | |||
3 | Approval, on an advisory basis, of executive compensation. | For | None | 2618 | 0 | 0 | 0 | |||
COMMUNITY BANK SYSTEM, INC. | ||||||||||
Security: | 203607106 | Meeting Type: | Annual | |||||||
Ticker: | CBU | Meeting Date: | 15-May-2019 | |||||||
ISIN | US2036071064 | Vote Deadline Date: | 14-May-2019 | |||||||
Agenda | 934974103 | Management | Total Ballot Shares: | 11619 | ||||||
Last Vote Date: | 04-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Mark J. Bolus | For | None | 1997 | 0 | 0 | 0 | |||
2 | Election of Director: Jeffrey L. Davis | For | None | 1997 | 0 | 0 | 0 | |||
3 | Election of Director: Eric E. Stickels | For | None | 1997 | 0 | 0 | 0 | |||
4 | Advisory vote on executive compensation. | For | None | 1997 | 0 | 0 | 0 | |||
5 | Ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2019. | For | None | 1997 | 0 | 0 | 0 | |||
HELIX ENERGY SOLUTIONS GROUP, INC. | ||||||||||
Security: | 42330P107 | Meeting Type: | Annual | |||||||
Ticker: | HLX | Meeting Date: | 15-May-2019 | |||||||
ISIN | US42330P1075 | Vote Deadline Date: | 14-May-2019 | |||||||
Agenda | 934969380 | Management | Total Ballot Shares: | 46275 | ||||||
Last Vote Date: | 03-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Amerino Gatti | 17356 | 0 | 0 | 0 | |||||
2 | John V. Lovoi | 17356 | 0 | 0 | 0 | |||||
3 | Jan Rask | 17356 | 0 | 0 | 0 | |||||
2 | Ratification of the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year 2019. | For | None | 17356 | 0 | 0 | 0 | |||
3 | Approval, on a non-binding advisory basis, of the 2018 compensation of our named executive officers. | For | None | 17356 | 0 | 0 | 0 | |||
4 | Approval of the amendment and restatement of the Helix Energy Solutions Group, Inc. 2005 Long Term Incentive Plan. | For | None | 17356 | 0 | 0 | 0 | |||
5 | Approval of the amendment and restatement of the Helix Energy Solutions Group, Inc. Employee Stock Purchase Plan. | For | None | 17356 | 0 | 0 | 0 | |||
ICU MEDICAL, INC. | ||||||||||
Security: | 44930G107 | Meeting Type: | Annual | |||||||
Ticker: | ICUI | Meeting Date: | 15-May-2019 | |||||||
ISIN | US44930G1076 | Vote Deadline Date: | 14-May-2019 | |||||||
Agenda | 934988936 | Management | Total Ballot Shares: | 5137 | ||||||
Last Vote Date: | 11-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Vivek Jain | 578 | 0 | 0 | 0 | |||||
2 | George A. Lopez, M.D. | 578 | 0 | 0 | 0 | |||||
3 | Robert S. Swinney, M.D. | 578 | 0 | 0 | 0 | |||||
4 | David C. Greenberg | 578 | 0 | 0 | 0 | |||||
5 | Elisha W. Finney | 578 | 0 | 0 | 0 | |||||
6 | David F. Hoffmeister | 578 | 0 | 0 | 0 | |||||
7 | Donald M. Abbey | 578 | 0 | 0 | 0 | |||||
2 | To ratify the selection of Deloitte & Touche LLP as auditors for the Company for the year ending December 31, 2019. | For | None | 0 | 578 | 0 | 0 | |||
3 | To approve named executive officer compensation on an advisory basis. | For | None | 578 | 0 | 0 | 0 | |||
IRIDIUM COMMUNICATIONS INC. | ||||||||||
Security: | 46269C102 | Meeting Type: | Annual | |||||||
Ticker: | IRDM | Meeting Date: | 15-May-2019 | |||||||
ISIN | US46269C1027 | Vote Deadline Date: | 14-May-2019 | |||||||
Agenda | 934976513 | Management | Total Ballot Shares: | 51192 | ||||||
Last Vote Date: | 05-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Robert H. Niehaus | 9628 | 0 | 0 | 0 | |||||
2 | Thomas C. Canfield | 9628 | 0 | 0 | 0 | |||||
3 | Matthew J. Desch | 9628 | 0 | 0 | 0 | |||||
4 | Thomas J. Fitzpatrick | 9628 | 0 | 0 | 0 | |||||
5 | Jane L. Harman | 9628 | 0 | 0 | 0 | |||||
6 | Alvin B. Krongard | 9628 | 0 | 0 | 0 | |||||
7 | Admiral Eric T. Olson | 9628 | 0 | 0 | 0 | |||||
8 | Steven B. Pfeiffer | 9628 | 0 | 0 | 0 | |||||
9 | Parker W. Rush | 9628 | 0 | 0 | 0 | |||||
10 | Henrik O. Schliemann | 9628 | 0 | 0 | 0 | |||||
11 | Barry J. West | 9628 | 0 | 0 | 0 | |||||
2 | To approve, on an advisory basis, the compensation of our named executive officers. | For | None | 9628 | 0 | 0 | 0 | |||
3 | To approve the Iridium Communications Inc. Amended and Restated 2015 Equity Incentive Plan. | For | None | 9628 | 0 | 0 | 0 | |||
4 | To ratify the selection by the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2019. | For | None | 9628 | 0 | 0 | 0 | |||
PATRICK INDUSTRIES, INC. | ||||||||||
Security: | 703343103 | Meeting Type: | Annual | |||||||
Ticker: | PATK | Meeting Date: | 15-May-2019 | |||||||
ISIN | US7033431039 | Vote Deadline Date: | 14-May-2019 | |||||||
Agenda | 935013932 | Management | Total Ballot Shares: | 8650 | ||||||
Last Vote Date: | 30-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Joseph M. Cerulli | 3524 | 0 | 0 | 0 | |||||
2 | Todd M. Cleveland | 3524 | 0 | 0 | 0 | |||||
3 | John A. Forbes | 3524 | 0 | 0 | 0 | |||||
4 | Michael A. Kitson | 3524 | 0 | 0 | 0 | |||||
5 | Pamela R. Klyn | 3524 | 0 | 0 | 0 | |||||
6 | Derrick B. Mayes | 3524 | 0 | 0 | 0 | |||||
7 | Andy L. Nemeth | 3524 | 0 | 0 | 0 | |||||
8 | Denis G. Suggs | 3524 | 0 | 0 | 0 | |||||
9 | M. Scott Welch | 3524 | 0 | 0 | 0 | |||||
2 | To ratify the appointment of Crowe LLP as the Company's independent registered public accounting firm for fiscal year 2019. | For | None | 3524 | 0 | 0 | 0 | |||
3 | To approve, in a non-binding advisory vote, the compensation of the Company's named executive officers for fiscal year 2018. | For | None | 3524 | 0 | 0 | 0 | |||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||
4 | To recommend, in an advisory and non-binding vote, the frequency of shareholder votes on executive compensation. | 1 Year | None | 3524 | 0 | 0 | 0 | |||
PROTO LABS, INC. | ||||||||||
Security: | 743713109 | Meeting Type: | Annual | |||||||
Ticker: | PRLB | Meeting Date: | 15-May-2019 | |||||||
ISIN | US7437131094 | Vote Deadline Date: | 14-May-2019 | |||||||
Agenda | 934963631 | Management | Total Ballot Shares: | 3204 | ||||||
Last Vote Date: | 07-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Victoria M. Holt | 1026 | 0 | 0 | 0 | |||||
2 | Archie C. Black | 1026 | 0 | 0 | 0 | |||||
3 | Sujeet Chand | 1026 | 0 | 0 | 0 | |||||
4 | Rainer Gawlick | 1026 | 0 | 0 | 0 | |||||
5 | John B. Goodman | 1026 | 0 | 0 | 0 | |||||
6 | Donald G. Krantz | 1026 | 0 | 0 | 0 | |||||
7 | Sven A. Wehrwein | 1026 | 0 | 0 | 0 | |||||
2 | Ratification of the selection of Ernst & Young LLP as the independent registered public accounting firm for fiscal year 2019. | For | None | 1026 | 0 | 0 | 0 | |||
3 | Advisory approval of executive compensation. | For | None | 1026 | 0 | 0 | 0 | |||
REPLIGEN CORPORATION | ||||||||||
Security: | 759916109 | Meeting Type: | Annual | |||||||
Ticker: | RGEN | Meeting Date: | 15-May-2019 | |||||||
ISIN | US7599161095 | Vote Deadline Date: | 14-May-2019 | |||||||
Agenda | 935006848 | Management | Total Ballot Shares: | 15908 | ||||||
Last Vote Date: | 24-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Nicolas M. Barthelemy | For | None | 2667 | 0 | 0 | 0 | |||
2 | Election of Director: Glenn L. Cooper | For | None | 2667 | 0 | 0 | 0 | |||
3 | Election of Director: John G. Cox | For | None | 2667 | 0 | 0 | 0 | |||
4 | Election of Director: Karen A. Dawes | For | None | 2667 | 0 | 0 | 0 | |||
5 | Election of Director: Tony J. Hunt | For | None | 2667 | 0 | 0 | 0 | |||
6 | Election of Director: Glenn P. Muir | For | None | 2667 | 0 | 0 | 0 | |||
7 | Election of Director: Thomas F. Ryan, Jr. | For | None | 2667 | 0 | 0 | 0 | |||
8 | To ratify the selection of Ernst & Young LLP as independent registered public accountants for fiscal year 2019. | For | None | 2667 | 0 | 0 | 0 | |||
9 | Advisory vote to approve the compensation paid to Repligen Corporation's named executive officers. | For | None | 2667 | 0 | 0 | 0 | |||
RUDOLPH TECHNOLOGIES, INC. | ||||||||||
Security: | 781270103 | Meeting Type: | Annual | |||||||
Ticker: | RTEC | Meeting Date: | 15-May-2019 | |||||||
ISIN | US7812701032 | Vote Deadline Date: | 14-May-2019 | |||||||
Agenda | 934971981 | Management | Total Ballot Shares: | 12871 | ||||||
Last Vote Date: | 29-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | ELECTION OF DIRECTOR: Daniel H. Berry | For | None | 3770 | 0 | 0 | 0 | |||
2 | ELECTION OF DIRECTOR: Vita A. Cassese | For | None | 3770 | 0 | 0 | 0 | |||
3 | ELECTION OF DIRECTOR: Thomas G. Greig | For | None | 3770 | 0 | 0 | 0 | |||
4 | TO APPROVE, ON AN ADVISORY (NON- BINDING) BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | For | None | 3770 | 0 | 0 | 0 | |||
5 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2019. | For | None | 3770 | 0 | 0 | 0 | |||
SLEEP NUMBER CORPORATION | ||||||||||
Security: | 83125X103 | Meeting Type: | Annual | |||||||
Ticker: | SNBR | Meeting Date: | 15-May-2019 | |||||||
ISIN | US83125X1037 | Vote Deadline Date: | 14-May-2019 | |||||||
Agenda | 934961194 | Management | Total Ballot Shares: | 7455 | ||||||
Last Vote Date: | 05-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Michael J. Harrison | 2991 | 0 | 0 | 0 | |||||
2 | Shelly R. Ibach | 2991 | 0 | 0 | 0 | |||||
3 | D.L. Kilpatrick, Ph.D. | 2991 | 0 | 0 | 0 | |||||
4 | Barbara R. Matas | 2991 | 0 | 0 | 0 | |||||
2 | Advisory Vote on Executive Compensation (Say- on-Pay). | For | None | 2991 | 0 | 0 | 0 | |||
3 | Ratification of Selection of Independent Registered Public Accounting Firm. | For | None | 2991 | 0 | 0 | 0 | |||
SOUTHSIDE BANCSHARES, INC. | ||||||||||
Security: | 84470P109 | Meeting Type: | Annual | |||||||
Ticker: | SBSI | Meeting Date: | 15-May-2019 | |||||||
ISIN | US84470P1093 | Vote Deadline Date: | 14-May-2019 | |||||||
Agenda | 934969924 | Management | Total Ballot Shares: | 14542 | ||||||
Last Vote Date: | 04-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director terms Expiring 2022: Michael J. Bosworth | For | None | 7767 | 0 | 0 | 0 | |||
2 | Election of Director terms Expiring 2022: Lee R. Gibson, CPA | For | None | 7767 | 0 | 0 | 0 | |||
3 | Election of Director terms Expiring 2022: George H. (Trey) Henderson, III | For | None | 7767 | 0 | 0 | 0 | |||
4 | Election of Director terms Expiring 2022: Donald W. Thedford | For | None | 7767 | 0 | 0 | 0 | |||
5 | Approve a non-binding advisory vote on the compensation of the Company's named executive officers. | For | None | 7767 | 0 | 0 | 0 | |||
6 | Ratify the appointment by our Audit Committee of Ernst & Young LLP to serve as the Independent registered public accounting firm for the Company for the year ended December 31, 2019. | For | None | 7767 | 0 | 0 | 0 | |||
UNITED BANKSHARES, INC. | ||||||||||
Security: | 909907107 | Meeting Type: | Annual | |||||||
Ticker: | UBSI | Meeting Date: | 15-May-2019 | |||||||
ISIN | US9099071071 | Vote Deadline Date: | 14-May-2019 | |||||||
Agenda | 934959769 | Management | Total Ballot Shares: | 17022 | ||||||
Last Vote Date: | 03-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Richard M. Adams | 2242 | 0 | 0 | 0 | |||||
2 | Peter A. Converse | 2242 | 0 | 0 | 0 | |||||
3 | Michael P. Fitzgerald | 2242 | 0 | 0 | 0 | |||||
4 | Theodore J. Georgelas | 2242 | 0 | 0 | 0 | |||||
5 | J. Paul McNamara | 2242 | 0 | 0 | 0 | |||||
6 | Mark R. Nesselroad | 2242 | 0 | 0 | 0 | |||||
7 | Albert H.Small, Jr. | 2242 | 0 | 0 | 0 | |||||
8 | Mary K. Weddle | 2242 | 0 | 0 | 0 | |||||
9 | Gary G. White | 2242 | 0 | 0 | 0 | |||||
10 | P. Clinton Winter | 2242 | 0 | 0 | 0 | |||||
2 | To ratify the selection of Ernst & Young LLP to act as the independent registered public accounting firm for 2019. | For | None | 2242 | 0 | 0 | 0 | |||
3 | To approve, on an advisory basis, the compensation of United's named executive officers. | For | None | 2242 | 0 | 0 | 0 | |||
VIRTUS INVESTMENT PARTNERS, INC. | ||||||||||
Security: | 92828Q109 | Meeting Type: | Annual | |||||||
Ticker: | VRTS | Meeting Date: | 15-May-2019 | |||||||
ISIN | US92828Q1094 | Vote Deadline Date: | 14-May-2019 | |||||||
Agenda | 934972589 | Management | Total Ballot Shares: | 4895 | ||||||
Last Vote Date: | 07-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: James R. Baio | For | None | 807 | 0 | 0 | 0 | |||
2 | Election of Director: Susan S. Fleming | For | None | 807 | 0 | 0 | 0 | |||
3 | To ratify the appointment of Deloitte & Touche LLP to serve as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 807 | 0 | 0 | 0 | |||
4 | To approve, in a non-binding vote, named executive officer compensation. | For | None | 807 | 0 | 0 | 0 | |||
5 | To approve an amendment to the Company's Amended and Restated Omnibus Incentive and Equity Plan to increase the number of shares available for issuance by 420,000 shares. | For | None | 807 | 0 | 0 | 0 | |||
AMAG PHARMACEUTICALS, INC. | ||||||||||
Security: | 00163U106 | Meeting Type: | Annual | |||||||
Ticker: | AMAG | Meeting Date: | 16-May-2019 | |||||||
ISIN | US00163U1060 | Vote Deadline Date: | 15-May-2019 | |||||||
Agenda | 934999155 | Management | Total Ballot Shares: | 4127 | ||||||
Last Vote Date: | 19-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: William K. Heiden | For | None | 2986 | 0 | 0 | 0 | |||
2 | Election of Director: Barbara Deptula | For | None | 2986 | 0 | 0 | 0 | |||
3 | Election of Director: John A. Fallon, M.D. | For | None | 2986 | 0 | 0 | 0 | |||
4 | Election of Director: Kathrine O'Brien | For | None | 2986 | 0 | 0 | 0 | |||
5 | Election of Director: Robert J. Perez | For | None | 2986 | 0 | 0 | 0 | |||
6 | Election of Director: Anne M. Phillips, M.D., FRCPC | For | None | 2986 | 0 | 0 | 0 | |||
7 | Election of Director: Gino Santini | For | None | 2986 | 0 | 0 | 0 | |||
8 | Election of Director: Davey S. Scoon | For | None | 2986 | 0 | 0 | 0 | |||
9 | Election of Director: James R. Sulat | For | None | 2986 | 0 | 0 | 0 | |||
10 | To approve the 2019 AMAG Pharmaceuticals, Inc. Equity Incentive Plan. | For | None | 2986 | 0 | 0 | 0 | |||
11 | To approve, on an advisory basis, the compensation of our named executive officers, as disclosed in the proxy statement. | For | None | 2986 | 0 | 0 | 0 | |||
12 | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2019. | For | None | 2986 | 0 | 0 | 0 | |||
BERKSHIRE HILLS BANCORP, INC. | ||||||||||
Security: | 084680107 | Meeting Type: | Annual | |||||||
Ticker: | BHLB | Meeting Date: | 16-May-2019 | |||||||
ISIN | US0846801076 | Vote Deadline Date: | 15-May-2019 | |||||||
Agenda | 934965863 | Management | Total Ballot Shares: | 10584 | ||||||
Last Vote Date: | 07-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | David M. Brunelle | 3296 | 0 | 0 | 0 | |||||
2 | Robert M. Curley | 3296 | 0 | 0 | 0 | |||||
3 | John B. Davies | 3296 | 0 | 0 | 0 | |||||
4 | J. Williar Dunlaevy | 3296 | 0 | 0 | 0 | |||||
5 | Cornelius D. Mahoney | 3296 | 0 | 0 | 0 | |||||
6 | Richard M. Marotta | 3296 | 0 | 0 | 0 | |||||
7 | Pamela A. Massad | 3296 | 0 | 0 | 0 | |||||
8 | Laurie Norton Moffatt | 3296 | 0 | 0 | 0 | |||||
9 | Richard J. Murphy | 3296 | 0 | 0 | 0 | |||||
10 | William J. Ryan | 3296 | 0 | 0 | 0 | |||||
11 | D. Jeffrey Templeton | 3296 | 0 | 0 | 0 | |||||
2 | To consider a non-binding proposal to give advisory approval of Berkshire's executive compensation as described in the Proxy Statement. | For | None | 3296 | 0 | 0 | 0 | |||
3 | To ratify the appointment of Crowe LLP as Berkshire's Independent Registered Public Accounting firm for fiscal year 2019. | For | None | 3296 | 0 | 0 | 0 | |||
CARRIZO OIL & GAS, INC. | ||||||||||
Security: | 144577103 | Meeting Type: | Annual | |||||||
Ticker: | CRZO | Meeting Date: | 16-May-2019 | |||||||
ISIN | US1445771033 | Vote Deadline Date: | 15-May-2019 | |||||||
Agenda | 934983203 | Management | Total Ballot Shares: | 28361 | ||||||
Last Vote Date: | 09-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: S.P. Johnson IV | For | None | 10324 | 0 | 0 | 0 | |||
2 | Election of Director: Steven A. Webster | For | None | 10324 | 0 | 0 | 0 | |||
3 | Election of Director: F. Gardner Parker | For | None | 10324 | 0 | 0 | 0 | |||
4 | Election of Director: Frances Aldrich Sevilla- Sacasa | For | None | 10324 | 0 | 0 | 0 | |||
5 | Election of Director: Thomas L. Carter, Jr. | For | None | 10324 | 0 | 0 | 0 | |||
6 | Election of Director: Robert F. Fulton | For | None | 10324 | 0 | 0 | 0 | |||
7 | Election of Director: Roger A. Ramsey | For | None | 10324 | 0 | 0 | 0 | |||
8 | Election of Director: Frank A. Wojtek | For | None | 10324 | 0 | 0 | 0 | |||
9 | To approve, on an advisory basis, the compensation of the Company's named executive officers | For | None | 10324 | 0 | 0 | 0 | |||
10 | To approve an amendment and restatement of the 2017 Incentive Plan of Carrizo Oil & Gas, Inc. to increase the shares authorized for issuance and make other changes | For | None | 10324 | 0 | 0 | 0 | |||
11 | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019 | For | None | 10324 | 0 | 0 | 0 | |||
COMMUNITY HEALTHCARE TRUST INCORPORATED | ||||||||||
Security: | 20369C106 | Meeting Type: | Annual | |||||||
Ticker: | CHCT | Meeting Date: | 16-May-2019 | |||||||
ISIN | US20369C1062 | Vote Deadline Date: | 15-May-2019 | |||||||
Agenda | 934957981 | Management | Total Ballot Shares: | 8666 | ||||||
Last Vote Date: | 02-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Alan Gardner | 2769 | 0 | 0 | 0 | |||||
2 | Claire Gulmi | 2769 | 0 | 0 | 0 | |||||
3 | Robert Hensley | 2769 | 0 | 0 | 0 | |||||
4 | Lawrence Van Horn | 2769 | 0 | 0 | 0 | |||||
5 | Timothy Wallace | 2769 | 0 | 0 | 0 | |||||
2 | To ratify the appointment of BDO USA, LLP as the Company's independent registered public accountants for 2019. | For | None | 2769 | 0 | 0 | 0 | |||
COOPER-STANDARD HOLDINGS INC. | ||||||||||
Security: | 21676P103 | Meeting Type: | Annual | |||||||
Ticker: | CPS | Meeting Date: | 16-May-2019 | |||||||
ISIN | US21676P1030 | Vote Deadline Date: | 15-May-2019 | |||||||
Agenda | 934965849 | Management | Total Ballot Shares: | 3598 | ||||||
Last Vote Date: | 07-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Jeffrey S. Edwards | For | None | 1937 | 0 | 0 | 0 | |||
2 | Election of Director: David J. Mastrocola | For | None | 1937 | 0 | 0 | 0 | |||
3 | Election of Director: Justin E. Mirro | For | None | 1937 | 0 | 0 | 0 | |||
4 | Election of Director: Robert J. Remenar | For | None | 1937 | 0 | 0 | 0 | |||
5 | Election of Director: Sonya F. Sepahban | For | None | 1937 | 0 | 0 | 0 | |||
6 | Election of Director: Thomas W. Sidlik | For | None | 1937 | 0 | 0 | 0 | |||
7 | Election of Director: Matthew J. Simoncini | For | None | 1937 | 0 | 0 | 0 | |||
8 | Election of Director: Stephen A. Van Oss | For | None | 1937 | 0 | 0 | 0 | |||
9 | Election of Director: Molly P. Zhang | For | None | 1937 | 0 | 0 | 0 | |||
10 | Advisory Vote on Named Executive Officer Compensation. | For | None | 1937 | 0 | 0 | 0 | |||
11 | Ratification of Appointment of Independent Registered Public Accounting Firm. | For | None | 1937 | 0 | 0 | 0 | |||
CORESITE REALTY CORPORATION | ||||||||||
Security: | 21870Q105 | Meeting Type: | Annual | |||||||
Ticker: | COR | Meeting Date: | 16-May-2019 | |||||||
ISIN | US21870Q1058 | Vote Deadline Date: | 15-May-2019 | |||||||
Agenda | 934969164 | Management | Total Ballot Shares: | 8491 | ||||||
Last Vote Date: | 29-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Robert G. Stuckey | 1355 | 0 | 0 | 0 | |||||
2 | Paul E. Szurek | 1355 | 0 | 0 | 0 | |||||
3 | James A. Attwood, Jr. | 1355 | 0 | 0 | 0 | |||||
4 | Jean A. Bua | 1355 | 0 | 0 | 0 | |||||
5 | Kelly C. Chambliss | 1355 | 0 | 0 | 0 | |||||
6 | Michael R. Koehler | 1355 | 0 | 0 | 0 | |||||
7 | J. David Thompson | 1355 | 0 | 0 | 0 | |||||
8 | David A. Wilson | 1355 | 0 | 0 | 0 | |||||
2 | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 1355 | 0 | 0 | 0 | |||
3 | The advisory vote to approve the compensation of our named executive officers. | For | None | 1355 | 0 | 0 | 0 | |||
CSG SYSTEMS INTERNATIONAL, INC. | ||||||||||
Security: | 126349109 | Meeting Type: | Annual | |||||||
Ticker: | CSGS | Meeting Date: | 16-May-2019 | |||||||
ISIN | US1263491094 | Vote Deadline Date: | 15-May-2019 | |||||||
Agenda | 934963996 | Management | Total Ballot Shares: | 10014 | ||||||
Last Vote Date: | 03-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Ronald H. Cooper | For | None | 2981 | 0 | 0 | 0 | |||
2 | Election of Director: Janice I. Obuchowski | For | None | 2981 | 0 | 0 | 0 | |||
3 | Election of Director: Donald B. Reed | For | None | 2981 | 0 | 0 | 0 | |||
4 | To approve, on an advisory basis, the compensation of our named executive officers. | For | None | 2981 | 0 | 0 | 0 | |||
5 | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal 2019. | For | None | 2981 | 0 | 0 | 0 | |||
FIRST BANCORP | ||||||||||
Security: | 318672706 | Meeting Type: | Annual | |||||||
Ticker: | FBP | Meeting Date: | 16-May-2019 | |||||||
ISIN | PR3186727065 | Vote Deadline Date: | 15-May-2019 | |||||||
Agenda | 934974355 | Management | Total Ballot Shares: | 216691 | ||||||
Last Vote Date: | 09-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Juan Acosta Reboyras | For | None | 46257 | 0 | 0 | 0 | |||
2 | Election of Director: Aurelio Alemàn | For | None | 46257 | 0 | 0 | 0 | |||
3 | Election of Director: Luz A. Crespo | For | None | 46257 | 0 | 0 | 0 | |||
4 | Election of Director: Tracey Dedrick | For | None | 46257 | 0 | 0 | 0 | |||
5 | Election of Director: Daniel E. Frye | For | None | 46257 | 0 | 0 | 0 | |||
6 | Election of Director: Robert T. Gormley | For | None | 46257 | 0 | 0 | 0 | |||
7 | Election of Director: John A. Heffern | For | None | 46257 | 0 | 0 | 0 | |||
8 | Election of Director: Roberto R. Herencia | For | None | 46257 | 0 | 0 | 0 | |||
9 | Election of Director: José Menéndez-Cortada | For | None | 46257 | 0 | 0 | 0 | |||
10 | To approve on a non-binding basis the 2018 compensation of First Bancorp's named executive officers ("NEOs'). | For | None | 46257 | 0 | 0 | 0 | |||
11 | To ratify the appointment of Crowe LLP as our independent registered public accounting firm for our 2019 fiscal year. | For | None | 46257 | 0 | 0 | 0 | |||
GANNETT CO., INC. | ||||||||||
Security: | 36473H104 | Meeting Type: | Contested-Annual | |||||||
Ticker: | GCI | Meeting Date: | 16-May-2019 | |||||||
ISIN | US36473H1041 | Vote Deadline Date: | 15-May-2019 | |||||||
Agenda | 934974278 | Management | Total Ballot Shares: | 106570 | ||||||
Last Vote Date: | 13-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | John Jeffry Louis | 22660 | 0 | 0 | 0 | |||||
2 | John E. Cody | 22660 | 0 | 0 | 0 | |||||
3 | Stephen W. Coll | 22660 | 0 | 0 | 0 | |||||
4 | Donald E. Felsinger | 22660 | 0 | 0 | 0 | |||||
5 | Lila Ibrahim | 22660 | 0 | 0 | 0 | |||||
6 | Lawrence S. Kramer | 22660 | 0 | 0 | 0 | |||||
7 | Debra A. Sandler | 22660 | 0 | 0 | 0 | |||||
8 | Chloe R. Sladden | 22660 | 0 | 0 | 0 | |||||
2 | Company proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the 2019 fiscal year. | For | None | 22660 | 0 | 0 | 0 | |||
3 | Company proposal to approve, on an advisory basis, the compensation of the Company's named executive officers. | For | None | 22660 | 0 | 0 | 0 | |||
GENTHERM INCORPORATED | ||||||||||
Security: | 37253A103 | Meeting Type: | Annual | |||||||
Ticker: | THRM | Meeting Date: | 16-May-2019 | |||||||
ISIN | US37253A1034 | Vote Deadline Date: | 15-May-2019 | |||||||
Agenda | 935001280 | Management | Total Ballot Shares: | 10026 | ||||||
Last Vote Date: | 20-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Francois Castaing | 3355 | 0 | 0 | 0 | |||||
2 | Sophie Desormiere | 3355 | 0 | 0 | 0 | |||||
3 | Phillip Eyler | 3355 | 0 | 0 | 0 | |||||
4 | Maurice Gunderson | 3355 | 0 | 0 | 0 | |||||
5 | Yvonne Hao | 3355 | 0 | 0 | 0 | |||||
6 | Ronald Hundzinski | 3355 | 0 | 0 | 0 | |||||
7 | Charles Kummeth | 3355 | 0 | 0 | 0 | |||||
8 | Byron Shaw | 3355 | 0 | 0 | 0 | |||||
9 | John Stacey | 3355 | 0 | 0 | 0 | |||||
2 | Ratification of the appointment of Grant Thornton LLP to act as the Company's independent registered public accounting firm for the year ended December 31, 2019. | For | None | 3355 | 0 | 0 | 0 | |||
3 | Advisory (non-binding) approval of the 2018 compensation of our named executive officers. | For | None | 3355 | 0 | 0 | 0 | |||
HEARTLAND EXPRESS, INC. | ||||||||||
Security: | 422347104 | Meeting Type: | Annual | |||||||
Ticker: | HTLD | Meeting Date: | 16-May-2019 | |||||||
ISIN | US4223471040 | Vote Deadline Date: | 15-May-2019 | |||||||
Agenda | 934972248 | Management | Total Ballot Shares: | 11817 | ||||||
Last Vote Date: | 09-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | M. Gerdin | 3583 | 0 | 0 | 0 | |||||
2 | L. Gordon | 3583 | 0 | 0 | 0 | |||||
3 | B. Allen | 3583 | 0 | 0 | 0 | |||||
4 | B. Neville | 3583 | 0 | 0 | 0 | |||||
5 | J. Pratt | 3583 | 0 | 0 | 0 | |||||
6 | T. Hira | 3583 | 0 | 0 | 0 | |||||
7 | M. Sullivan | 3583 | 0 | 0 | 0 | |||||
2 | Ratification of the appointment of Grant Thornton LLP as the Independent Registered Public Accounting Firm of the Company for 2019. | For | None | 3583 | 0 | 0 | 0 | |||
3 | Advisory vote on named executive officer compensation. | For | None | 3583 | 0 | 0 | 0 | |||
INDEPENDENT BANK CORP. | ||||||||||
Security: | 453836108 | Meeting Type: | Annual | |||||||
Ticker: | INDB | Meeting Date: | 16-May-2019 | |||||||
ISIN | US4538361084 | Vote Deadline Date: | 15-May-2019 | |||||||
Agenda | 934972488 | Management | Total Ballot Shares: | 8882 | ||||||
Last Vote Date: | 05-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Re-Election of Class II Director: Michael P. Hogan | For | None | 1226 | 0 | 0 | 0 | |||
2 | Re-Election of Class II Director: Eileen C. Miskell | For | None | 1226 | 0 | 0 | 0 | |||
3 | Re-Election of Class II Director: Gerard F. Nadeau | For | None | 1226 | 0 | 0 | 0 | |||
4 | Re-Election of Class II Director: Thomas R. Venables | For | None | 1226 | 0 | 0 | 0 | |||
5 | Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2019. | For | None | 1226 | 0 | 0 | 0 | |||
6 | Approve, on an advisory basis, the compensation of our named executive officers. | For | None | 1226 | 0 | 0 | 0 | |||
INTEGRA LIFESCIENCES HOLDINGS CORP. | ||||||||||
Security: | 457985208 | Meeting Type: | Annual | |||||||
Ticker: | IART | Meeting Date: | 16-May-2019 | |||||||
ISIN | US4579852082 | Vote Deadline Date: | 15-May-2019 | |||||||
Agenda | 934997365 | Management | Total Ballot Shares: | 8647 | ||||||
Last Vote Date: | 18-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Peter J. Arduini | For | None | 3088 | 0 | 0 | 0 | |||
2 | Election of Director: Rhonda G. Ballintyn | For | None | 3088 | 0 | 0 | 0 | |||
3 | Election of Director: Keith Bradley | For | None | 3088 | 0 | 0 | 0 | |||
4 | Election of Director: Stuart M. Essig | For | None | 3088 | 0 | 0 | 0 | |||
5 | Election of Director: Barbara B. Hill | For | None | 3088 | 0 | 0 | 0 | |||
6 | Election of Director: Lloyd W. Howell, Jr. | For | None | 3088 | 0 | 0 | 0 | |||
7 | Election of Director: Donald E. Morel, Jr. | For | None | 3088 | 0 | 0 | 0 | |||
8 | Election of Director: Raymond G. Murphy | For | None | 3088 | 0 | 0 | 0 | |||
9 | Election of Director: Christian S. Schade | For | None | 3088 | 0 | 0 | 0 | |||
10 | The Proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year 2019. | For | None | 3088 | 0 | 0 | 0 | |||
11 | A non-binding resolution to approve the compensation of our named executive officers. | For | None | 3088 | 0 | 0 | 0 | |||
LAREDO PETROLEUM, INC. | ||||||||||
Security: | 516806106 | Meeting Type: | Annual | |||||||
Ticker: | LPI | Meeting Date: | 16-May-2019 | |||||||
ISIN | US5168061068 | Vote Deadline Date: | 15-May-2019 | |||||||
Agenda | 934966461 | Management | Total Ballot Shares: | 143620 | ||||||
Last Vote Date: | 30-Mar-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Frances Powell Hawes | 33616 | 0 | 0 | 0 | |||||
2 | Pamela S. Pierce | 33616 | 0 | 0 | 0 | |||||
2 | Approval of an amendment to the Laredo Petroleum, Inc. Omnibus Equity Incentive Plan to, among other items, increase the number of shares of common stock issuable under the plan from 24,350,000 to 29,850,000. | For | None | 33616 | 0 | 0 | 0 | |||
3 | The ratification of Grant Thornton LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2019 | For | None | 33616 | 0 | 0 | 0 | |||
4 | Advisory vote to approve the compensation of the named executive officers. | For | None | 33616 | 0 | 0 | 0 | |||
MULTI-COLOR CORPORATION | ||||||||||
Security: | 625383104 | Meeting Type: | Special | |||||||
Ticker: | LABL | Meeting Date: | 16-May-2019 | |||||||
ISIN | US6253831043 | Vote Deadline Date: | 15-May-2019 | |||||||
Agenda | 934995917 | Management | Total Ballot Shares: | 4233 | ||||||
Last Vote Date: | 17-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Proposal to adopt the Agreement and Plan of Merger, dated as of February 24, 2019 (as may be amended from time to time, the "merger agreement") by and among Multi-Color Corporation, W/S Packaging Holdings, Inc. and Monarch Merger Corporation | For | None | 1809 | 0 | 0 | 0 | |||
2 | Proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to Multi-Color Corporation's named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement | For | None | 1809 | 0 | 0 | 0 | |||
3 | Proposal to adjourn the special meeting to a later date or time if necessary or appropriate to solicit additional proxies in favor of the adoption of the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement | For | None | 1809 | 0 | 0 | 0 | |||
R.R. DONNELLEY & SONS COMPANY | ||||||||||
Security: | 257867200 | Meeting Type: | Annual | |||||||
Ticker: | RRD | Meeting Date: | 16-May-2019 | |||||||
ISIN | US2578672006 | Vote Deadline Date: | 15-May-2019 | |||||||
Agenda | 934993533 | Management | Total Ballot Shares: | 8040 | ||||||
Last Vote Date: | 13-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Irene M. Esteves | For | None | 6084 | 0 | 0 | 0 | |||
2 | Election of Director: Susan M. Gianinno | For | None | 6084 | 0 | 0 | 0 | |||
3 | Election of Director: Daniel L. Knotts | For | None | 6084 | 0 | 0 | 0 | |||
4 | Election of Director: Timothy R. McLevish | For | None | 6084 | 0 | 0 | 0 | |||
5 | Election of Director: Jamie Moldafsky | For | None | 6084 | 0 | 0 | 0 | |||
6 | Election of Director: P. Cody Phipps | For | None | 6084 | 0 | 0 | 0 | |||
7 | Election of Director: John C. Pope | For | None | 6084 | 0 | 0 | 0 | |||
8 | Advisory Vote to Approve Executive Compensation | For | None | 6084 | 0 | 0 | 0 | |||
9 | To Approve the Amended and Restated 2017 Performance Incentive Plan | For | None | 6084 | 0 | 0 | 0 | |||
10 | Ratification of Independent Registered Public Accounting Firm | For | None | 6084 | 0 | 0 | 0 | |||
STANDARD MOTOR PRODUCTS, INC. | ||||||||||
Security: | 853666105 | Meeting Type: | Annual | |||||||
Ticker: | SMP | Meeting Date: | 16-May-2019 | |||||||
ISIN | US8536661056 | Vote Deadline Date: | 15-May-2019 | |||||||
Agenda | 934995640 | Management | Total Ballot Shares: | 4234 | ||||||
Last Vote Date: | 18-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | John P. Gethin | 783 | 0 | 0 | 0 | |||||
2 | Pamela Forbes Lieberman | 783 | 0 | 0 | 0 | |||||
3 | Patrick S. McClymont | 783 | 0 | 0 | 0 | |||||
4 | Joseph W. McDonnell | 783 | 0 | 0 | 0 | |||||
5 | Alisa C. Norris | 783 | 0 | 0 | 0 | |||||
6 | Eric P. Sills | 783 | 0 | 0 | 0 | |||||
7 | Lawrence I. Sills | 783 | 0 | 0 | 0 | |||||
8 | William H. Turner | 783 | 0 | 0 | 0 | |||||
9 | Richard S. Ward | 783 | 0 | 0 | 0 | |||||
10 | Roger M. Widmann | 0 | 0 | 783 | 0 | |||||
2 | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 783 | 0 | 0 | 0 | |||
3 | Approval of non-binding, advisory resolution on the compensation of our named executive officers. | For | None | 783 | 0 | 0 | 0 | |||
SUMMIT HOTEL PROPERTIES INC | ||||||||||
Security: | 866082100 | Meeting Type: | Annual | |||||||
Ticker: | INN | Meeting Date: | 16-May-2019 | |||||||
ISIN | US8660821005 | Vote Deadline Date: | 15-May-2019 | |||||||
Agenda | 934966029 | Management | Total Ballot Shares: | 24984 | ||||||
Last Vote Date: | 07-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Daniel P. Hansen | 13199 | 0 | 0 | 0 | |||||
2 | Bjorn R. L. Hanson | 13199 | 0 | 0 | 0 | |||||
3 | Jeffrey W. Jones | 13199 | 0 | 0 | 0 | |||||
4 | Kenneth J. Kay | 13199 | 0 | 0 | 0 | |||||
5 | Thomas W. Storey | 13199 | 0 | 0 | 0 | |||||
6 | Hope S. Taitz | 13199 | 0 | 0 | 0 | |||||
2 | Ratify the appointment of ERNST & YOUNG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 13199 | 0 | 0 | 0 | |||
3 | Approve an advisory (non-binding) resolution on executive compensation. | For | None | 13199 | 0 | 0 | 0 | |||
TEAM, INC. | ||||||||||
Security: | 878155100 | Meeting Type: | Annual | |||||||
Ticker: | TISI | Meeting Date: | 16-May-2019 | |||||||
ISIN | US8781551002 | Vote Deadline Date: | 15-May-2019 | |||||||
Agenda | 934993622 | Management | Total Ballot Shares: | 8223 | ||||||
Last Vote Date: | 13-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Sylvia J. Kerrigan | 5510 | 0 | 0 | 0 | |||||
2 | Emmett J. Lescroart | 5510 | 0 | 0 | 0 | |||||
3 | Craig L. Martin | 5510 | 0 | 0 | 0 | |||||
2 | to ratify the appointment of KPMG LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2019. | For | None | 5510 | 0 | 0 | 0 | |||
3 | to approve, by non-binding vote, the compensation of the Company's named executive officers. | For | None | 5510 | 0 | 0 | 0 | |||
4 | to approve an amendment to the Team, Inc. 2018 Equity Incentive Plan to increase the number of shares available for issuance. | For | None | 5510 | 0 | 0 | 0 | |||
TRIUMPH BANCORP INC | ||||||||||
Security: | 89679E300 | Meeting Type: | Annual | |||||||
Ticker: | TBK | Meeting Date: | 16-May-2019 | |||||||
ISIN | US89679E3009 | Vote Deadline Date: | 15-May-2019 | |||||||
Agenda | 934968821 | Management | Total Ballot Shares: | 2034 | ||||||
Last Vote Date: | 09-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Class II Director: Douglas M. Kratz | For | None | 1886 | 0 | 0 | 0 | |||
2 | Election of Class II Director: Richard L. Davis | For | None | 1886 | 0 | 0 | 0 | |||
3 | Election of Class II Director: Michael P. Rafferty | For | None | 1886 | 0 | 0 | 0 | |||
4 | Election of Class II Director: C.Todd Sparks | For | None | 1886 | 0 | 0 | 0 | |||
5 | To approve, on a non-binding advisory basis, the compensation of our named executive officers as disclosed in the Proxy Statement. | For | None | 1886 | 0 | 0 | 0 | |||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||
6 | To approve, on a non-binding advisory basis, the frequency (every one, two or three years) of future say on pay votes. | 1 Year | None | 1886 | 0 | 0 | 0 | |||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
7 | To approve the First Amendment to the Triumph Bancorp, Inc. 2014 Omnibus Incentive Plan. | For | None | 1886 | 0 | 0 | 0 | |||
8 | To approve the Triumph Bancorp, Inc. Employee Stock Purchase Plan. | For | None | 0 | 1886 | 0 | 0 | |||
9 | To ratify the appointment of Crowe LLP as our independent registered public accounting firm. | For | None | 1886 | 0 | 0 | 0 | |||
VIAD CORP | ||||||||||
Security: | 92552R406 | Meeting Type: | Annual | |||||||
Ticker: | VVI | Meeting Date: | 16-May-2019 | |||||||
ISIN | US92552R4065 | Vote Deadline Date: | 15-May-2019 | |||||||
Agenda | 934964481 | Management | Total Ballot Shares: | 4996 | ||||||
Last Vote Date: | 29-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Andrew B. Benett | For | None | 1690 | 0 | 0 | 0 | |||
2 | Election of Director: Denise M. Coll | For | None | 1690 | 0 | 0 | 0 | |||
3 | Election of Director: Steven W. Moster | For | None | 1690 | 0 | 0 | 0 | |||
4 | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2019. | For | None | 1690 | 0 | 0 | 0 | |||
5 | Advisory vote to approve named executive officer compensation. | For | None | 1690 | 0 | 0 | 0 | |||
WALKER & DUNLOP, INC. | ||||||||||
Security: | 93148P102 | Meeting Type: | Annual | |||||||
Ticker: | WD | Meeting Date: | 16-May-2019 | |||||||
ISIN | US93148P1021 | Vote Deadline Date: | 15-May-2019 | |||||||
Agenda | 934961865 | Management | Total Ballot Shares: | 6101 | ||||||
Last Vote Date: | 07-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Alan J. Bowers | 2381 | 0 | 0 | 0 | |||||
2 | Ellen D. Levy | 2381 | 0 | 0 | 0 | |||||
3 | Michael D. Malone | 2381 | 0 | 0 | 0 | |||||
4 | John Rice | 2381 | 0 | 0 | 0 | |||||
5 | Dana L. Schmaltz | 2381 | 0 | 0 | 0 | |||||
6 | Howard W. Smith, III | 2381 | 0 | 0 | 0 | |||||
7 | William M. Walker | 2381 | 0 | 0 | 0 | |||||
8 | Michael J. Warren | 2381 | 0 | 0 | 0 | |||||
2 | Ratification of the appointment of the independent registered public accounting firm. | For | None | 2381 | 0 | 0 | 0 | |||
3 | Advisory resolution to approve executive compensation. | For | None | 2381 | 0 | 0 | 0 | |||
FORMFACTOR, INC. | ||||||||||
Security: | 346375108 | Meeting Type: | Annual | |||||||
Ticker: | FORM | Meeting Date: | 17-May-2019 | |||||||
ISIN | US3463751087 | Vote Deadline Date: | 16-May-2019 | |||||||
Agenda | 934966233 | Management | Total Ballot Shares: | 16590 | ||||||
Last Vote Date: | 05-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Lothar Maier | For | None | 3724 | 0 | 0 | 0 | |||
2 | Election of Director: Kelley Steven-Waiss | For | None | 3724 | 0 | 0 | 0 | |||
3 | Election of Director: Michael W. Zellner | For | None | 3724 | 0 | 0 | 0 | |||
4 | Advisory approval of FormFactor's executive compensation. | For | None | 3724 | 0 | 0 | 0 | |||
5 | Ratification of the selection of KPMG LLP as FormFactor's independent registered public accounting firm for fiscal year 2019. | For | None | 3724 | 0 | 0 | 0 | |||
6 | Amendment and restatement of the Company's 2012 Equity Incentive Plan to increase the number of shares reserved for issuance under the 2012 Equity Incentive Plan by 2,000,000 shares. | For | None | 3724 | 0 | 0 | 0 | |||
CHEMED CORPORATION | ||||||||||
Security: | 16359R103 | Meeting Type: | Annual | |||||||
Ticker: | CHE | Meeting Date: | 20-May-2019 | |||||||
ISIN | US16359R1032 | Vote Deadline Date: | 17-May-2019 | |||||||
Agenda | 934986641 | Management | Total Ballot Shares: | 11483.005 | ||||||
Last Vote Date: | 11-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Kevin J. McNamara | For | None | 621 | 0 | 0 | 0 | |||
2 | Election of Director: Joel F. Gemunder | For | None | 621 | 0 | 0 | 0 | |||
3 | Election of Director: Patrick P. Grace | For | None | 621 | 0 | 0 | 0 | |||
4 | Election of Director: Thomas C. Hutton | For | None | 621 | 0 | 0 | 0 | |||
5 | Election of Director: Walter L. Krebs | For | None | 621 | 0 | 0 | 0 | |||
6 | Election of Director: Andrea R. Lindell | For | None | 621 | 0 | 0 | 0 | |||
7 | Election of Director: Thomas P. Rice | For | None | 621 | 0 | 0 | 0 | |||
8 | Election of Director: Donald E. Saunders | For | None | 621 | 0 | 0 | 0 | |||
9 | Election of Director: George J. Walsh III | For | None | 621 | 0 | 0 | 0 | |||
10 | Election of Director: Frank E. Wood | For | None | 621 | 0 | 0 | 0 | |||
11 | Ratification of Audit Committee's selection of PricewaterhouseCoopers LLP as independent accountants for 2019. | For | None | 621 | 0 | 0 | 0 | |||
12 | Advisory vote to approve executive compensation. | For | None | 621 | 0 | 0 | 0 | |||
13 | Shareholder proposal requesting a semi-annual report on (a) the Company's policies on political spending, and (b) political contributions made. | Against | None | 0 | 621 | 0 | 0 | |||
DORMAN PRODUCTS, INC. | ||||||||||
Security: | 258278100 | Meeting Type: | Annual | |||||||
Ticker: | DORM | Meeting Date: | 20-May-2019 | |||||||
ISIN | US2582781009 | Vote Deadline Date: | 17-May-2019 | |||||||
Agenda | 934963718 | Management | Total Ballot Shares: | 9591 | ||||||
Last Vote Date: | 07-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Steven L. Berman | For | None | 1213 | 0 | 0 | 0 | |||
2 | Election of Director: Kevin M. Olsen | For | None | 1213 | 0 | 0 | 0 | |||
3 | Election of Director: John J. Gavin | For | None | 1213 | 0 | 0 | 0 | |||
4 | Election of Director: Paul R. Lederer | For | None | 1213 | 0 | 0 | 0 | |||
5 | Election of Director: Richard T. Riley | For | None | 1213 | 0 | 0 | 0 | |||
6 | Election of Director: Kelly A. Romano | For | None | 1213 | 0 | 0 | 0 | |||
7 | Election of Director: G. Michael Stakias | For | None | 1213 | 0 | 0 | 0 | |||
8 | Advisory approval of the compensation of our named executive officers. | For | None | 1213 | 0 | 0 | 0 | |||
9 | Ratification of KPMG LLP as the Company's independent registered public accounting firm for the 2019 fiscal year. | For | None | 1213 | 0 | 0 | 0 | |||
LEGACYTEXAS FINANCIAL GROUP, INC. | ||||||||||
Security: | 52471Y106 | Meeting Type: | Annual | |||||||
Ticker: | LTXB | Meeting Date: | 20-May-2019 | |||||||
ISIN | US52471Y1064 | Vote Deadline Date: | 17-May-2019 | |||||||
Agenda | 934997492 | Management | Total Ballot Shares: | 5448 | ||||||
Last Vote Date: | 18-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Arcilia C. Acosta | 2712 | 0 | 0 | 0 | |||||
2 | George A. Fisk | 2712 | 0 | 0 | 0 | |||||
3 | Kevin J. Hanigan | 2712 | 0 | 0 | 0 | |||||
4 | Bruce W. Hunt | 2712 | 0 | 0 | 0 | |||||
5 | Anthony J. LeVecchio | 2712 | 0 | 0 | 0 | |||||
6 | James Brian McCall | 2712 | 0 | 0 | 0 | |||||
7 | Karen H. O'Shea | 2712 | 0 | 0 | 0 | |||||
8 | R. Greg Wilkinson | 2712 | 0 | 0 | 0 | |||||
2 | Advisory (non-binding) vote on executive compensation. | For | None | 2712 | 0 | 0 | 0 | |||
3 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 2712 | 0 | 0 | 0 | |||
RAYONIER ADVANCED MATERIALS INC | ||||||||||
Security: | 75508B104 | Meeting Type: | Annual | |||||||
Ticker: | RYAM | Meeting Date: | 20-May-2019 | |||||||
ISIN | US75508B1044 | Vote Deadline Date: | 17-May-2019 | |||||||
Agenda | 934972832 | Management | Total Ballot Shares: | 23087 | ||||||
Last Vote Date: | 09-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: C. David Brown, II | For | None | 6815 | 0 | 0 | 0 | |||
2 | Election of Director: Thomas I. Morgan | For | None | 6815 | 0 | 0 | 0 | |||
3 | Election of Director: Lisa M. Palumbo | For | None | 6815 | 0 | 0 | 0 | |||
4 | Approval of an amendment to the Company's Amended and Restated Certificate of Incorporation to declassify the Board of Directors | For | None | 6815 | 0 | 0 | 0 | |||
5 | Approval of an amendment to the Company's Amended and Restated Certificate of Incorporation to eliminate the supermajority voting provisions | For | None | 6815 | 0 | 0 | 0 | |||
6 | Advisory approval of the compensation of our named executive officers as disclosed in our Proxy Statement | For | None | 6815 | 0 | 0 | 0 | |||
7 | Ratification of the appointment of Grant Thornton LLP as the independent registered public accounting firm for the Company | For | None | 6815 | 0 | 0 | 0 | |||
S&T BANCORP, INC. | ||||||||||
Security: | 783859101 | Meeting Type: | Annual | |||||||
Ticker: | STBA | Meeting Date: | 20-May-2019 | |||||||
ISIN | US7838591011 | Vote Deadline Date: | 17-May-2019 | |||||||
Agenda | 934975888 | Management | Total Ballot Shares: | 11015 | ||||||
Last Vote Date: | 07-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | David G. Antolik | 1199 | 0 | 0 | 0 | |||||
2 | Todd D. Brice | 1199 | 0 | 0 | 0 | |||||
3 | Christina A. Cassotis | 1199 | 0 | 0 | 0 | |||||
4 | Michael J. Donnelly | 1199 | 0 | 0 | 0 | |||||
5 | James T. Gibson | 1199 | 0 | 0 | 0 | |||||
6 | Jeffrey D. Grube | 1199 | 0 | 0 | 0 | |||||
7 | Jerry D. Hostetter | 1199 | 0 | 0 | 0 | |||||
8 | Frank W. Jones | 1199 | 0 | 0 | 0 | |||||
9 | Robert E. Kane | 1199 | 0 | 0 | 0 | |||||
10 | James C. Miller | 1199 | 0 | 0 | 0 | |||||
11 | Frank J. Palermo, Jr. | 1199 | 0 | 0 | 0 | |||||
12 | Christine J. Toretti | 1199 | 0 | 0 | 0 | |||||
13 | Steven J. Weingarten | 1199 | 0 | 0 | 0 | |||||
2 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS S&T'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2019. | For | None | 1199 | 0 | 0 | 0 | |||
3 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF S&T'S NAMED EXECUTIVE OFFICERS. | For | None | 1199 | 0 | 0 | 0 | |||
3D SYSTEMS CORPORATION | ||||||||||
Security: | 88554D205 | Meeting Type: | Annual | |||||||
Ticker: | DDD | Meeting Date: | 21-May-2019 | |||||||
ISIN | US88554D2053 | Vote Deadline Date: | 20-May-2019 | |||||||
Agenda | 934971309 | Management | Total Ballot Shares: | 20388 | ||||||
Last Vote Date: | 02-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Malissia Clinton | For | None | 4134 | 0 | 0 | 0 | |||
2 | Election of Director: William E. Curran | For | None | 4134 | 0 | 0 | 0 | |||
3 | Election of Director: Thomas W. Erickson | For | None | 4134 | 0 | 0 | 0 | |||
4 | Election of Director: Charles W. Hull | For | None | 4134 | 0 | 0 | 0 | |||
5 | Election of Director: William D. Humes | For | None | 4134 | 0 | 0 | 0 | |||
6 | Election of Director: Vyomesh I. Joshi | For | None | 4134 | 0 | 0 | 0 | |||
7 | Election of Director: Jim D. Kever | For | None | 4134 | 0 | 0 | 0 | |||
8 | Election of Director: Charles G. McClure, Jr. | For | None | 4134 | 0 | 0 | 0 | |||
9 | Election of Director: Kevin S. Moore | For | None | 4134 | 0 | 0 | 0 | |||
10 | Election of Director: John J. Tracy | For | None | 4134 | 0 | 0 | 0 | |||
11 | Election of Director: Jeffrey Wadsworth | For | None | 4134 | 0 | 0 | 0 | |||
12 | Approval, on an advisory basis, of the compensation paid to the Company's named executive officers. | For | None | 4134 | 0 | 0 | 0 | |||
13 | Ratification of the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. | For | None | 4134 | 0 | 0 | 0 | |||
14 | Stockholder proposal to reduce the ownership required for stockholders to call a special meeting. | Against | None | 0 | 4134 | 0 | 0 | |||
AMERICAN STATES WATER COMPANY | ||||||||||
Security: | 029899101 | Meeting Type: | Annual | |||||||
Ticker: | AWR | Meeting Date: | 21-May-2019 | |||||||
ISIN | US0298991011 | Vote Deadline Date: | 20-May-2019 | |||||||
Agenda | 934978428 | Management | Total Ballot Shares: | 15343.2608 | ||||||
Last Vote Date: | 06-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Dr. Diana M. Bontá | 1758 | 0 | 0 | 0 | |||||
2 | Ms. Mary Ann Hopkins | 1758 | 0 | 0 | 0 | |||||
3 | Mr. Robert J. Sprowls | 1758 | 0 | 0 | 0 | |||||
2 | Advisory vote to approve the compensation of our named executive officers. | For | None | 1758 | 0 | 0 | 0 | |||
3 | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | For | None | 1758 | 0 | 0 | 0 | |||
COMFORT SYSTEMS USA, INC. | ||||||||||
Security: | 199908104 | Meeting Type: | Annual | |||||||
Ticker: | FIX | Meeting Date: | 21-May-2019 | |||||||
ISIN | US1999081045 | Vote Deadline Date: | 20-May-2019 | |||||||
Agenda | 934995400 | Management | Total Ballot Shares: | 12132 | ||||||
Last Vote Date: | 16-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Darcy G. Anderson | 4006 | 0 | 0 | 0 | |||||
2 | Herman E. Bulls | 4006 | 0 | 0 | 0 | |||||
3 | Alan P. Krusi | 4006 | 0 | 0 | 0 | |||||
4 | Brian E. Lane | 4006 | 0 | 0 | 0 | |||||
5 | Pablo G. Mercado | 4006 | 0 | 0 | 0 | |||||
6 | Franklin Myers | 4006 | 0 | 0 | 0 | |||||
7 | William J. Sandbrook | 4006 | 0 | 0 | 0 | |||||
8 | James H. Schultz | 4006 | 0 | 0 | 0 | |||||
9 | Constance E. Skidmore | 4006 | 0 | 0 | 0 | |||||
10 | Vance W. Tang | 4006 | 0 | 0 | 0 | |||||
2 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019. | For | None | 4006 | 0 | 0 | 0 | |||
3 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | For | None | 4006 | 0 | 0 | 0 | |||
DYCOM INDUSTRIES, INC. | ||||||||||
Security: | 267475101 | Meeting Type: | Annual | |||||||
Ticker: | DY | Meeting Date: | 21-May-2019 | |||||||
ISIN | US2674751019 | Vote Deadline Date: | 20-May-2019 | |||||||
Agenda | 934979545 | Management | Total Ballot Shares: | 6816 | ||||||
Last Vote Date: | 13-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Eitan Gertel | For | None | 2682 | 0 | 0 | 0 | |||
2 | Election of Director: Anders Gustafsson | For | None | 2682 | 0 | 0 | 0 | |||
3 | Election of Director: Peter T. Pruitt, Jr. | For | None | 2682 | 0 | 0 | 0 | |||
4 | Election of Director: Richard K. Sykes | For | None | 2682 | 0 | 0 | 0 | |||
5 | To approve, by non-binding advisory vote, executive compensation. | For | None | 2682 | 0 | 0 | 0 | |||
6 | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal 2020. | For | None | 2682 | 0 | 0 | 0 | |||
7 | To approve an amendment to the Company's 2012 Long-Term Incentive Plan to increase the number of authorized shares by 550,000 shares. | For | None | 2682 | 0 | 0 | 0 | |||
LEXINGTON REALTY TRUST | ||||||||||
Security: | 529043101 | Meeting Type: | Annual | |||||||
Ticker: | LXP | Meeting Date: | 21-May-2019 | |||||||
ISIN | US5290431015 | Vote Deadline Date: | 20-May-2019 | |||||||
Agenda | 934983049 | Management | Total Ballot Shares: | 68811 | ||||||
Last Vote Date: | 06-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | T. Wilson Eglin | 12112 | 0 | 0 | 0 | |||||
2 | Richard S. Frary | 12112 | 0 | 0 | 0 | |||||
3 | Lawrence L. Gray | 12112 | 0 | 0 | 0 | |||||
4 | Jamie Handwerker | 12112 | 0 | 0 | 0 | |||||
5 | Claire A. Koeneman | 12112 | 0 | 0 | 0 | |||||
6 | Howard Roth | 12112 | 0 | 0 | 0 | |||||
2 | An advisory, non-binding resolution to approve the compensation of the named executive officers, as disclosed in the proxy statement for the 2019 Annual Meeting of Shareholders. | For | None | 12112 | 0 | 0 | 0 | |||
3 | Ratification of the Audit Committee's appointment of the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 12112 | 0 | 0 | 0 | |||
MANTECH INTERNATIONAL CORP. | ||||||||||
Security: | 564563104 | Meeting Type: | Annual | |||||||
Ticker: | MANT | Meeting Date: | 21-May-2019 | |||||||
ISIN | US5645631046 | Vote Deadline Date: | 20-May-2019 | |||||||
Agenda | 934986196 | Management | Total Ballot Shares: | 7949 | ||||||
Last Vote Date: | 07-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | George J. Pedersen | 2301 | 0 | 0 | 0 | |||||
2 | Richard L. Armitage | 2301 | 0 | 0 | 0 | |||||
3 | Mary K. Bush | 2301 | 0 | 0 | 0 | |||||
4 | Barry G. Campbell | 2301 | 0 | 0 | 0 | |||||
5 | Richard J. Kerr | 2301 | 0 | 0 | 0 | |||||
6 | Kenneth A. Minihan | 2301 | 0 | 0 | 0 | |||||
7 | Kevin M. Phillips | 2301 | 0 | 0 | 0 | |||||
2 | Ratify the appointment of Deloitte & Touche LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 2301 | 0 | 0 | 0 | |||
NATIONAL PRESTO INDUSTRIES, INC. | ||||||||||
Security: | 637215104 | Meeting Type: | Annual | |||||||
Ticker: | NPK | Meeting Date: | 21-May-2019 | |||||||
ISIN | US6372151042 | Vote Deadline Date: | 20-May-2019 | |||||||
Agenda | 934988556 | Management | Total Ballot Shares: | 7999 | ||||||
Last Vote Date: | 18-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Richard N Cardozo | 0 | 0 | 800 | 0 | |||||
2 | Patrick J Quinn | 800 | 0 | 0 | 0 | |||||
2 | Ratify the appointment of BDO USA, LLP as National Presto's independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 800 | 0 | 0 | 0 | |||
RAVEN INDUSTRIES, INC. | ||||||||||
Security: | 754212108 | Meeting Type: | Annual | |||||||
Ticker: | RAVN | Meeting Date: | 21-May-2019 | |||||||
ISIN | US7542121089 | Vote Deadline Date: | 20-May-2019 | |||||||
Agenda | 934980649 | Management | Total Ballot Shares: | 6777 | ||||||
Last Vote Date: | 09-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Jason M. Andringa | For | None | 1344 | 0 | 0 | 0 | |||
2 | Election of Director: David L. Chicoine | For | None | 1344 | 0 | 0 | 0 | |||
3 | Election of Director: Thomas S. Everist | For | None | 1344 | 0 | 0 | 0 | |||
4 | Election of Director: Janet M. Holloway | For | None | 1344 | 0 | 0 | 0 | |||
5 | Election of Director: Kevin T. Kirby | For | None | 1344 | 0 | 0 | 0 | |||
6 | Election of Director: Marc E. LeBaron | For | None | 1344 | 0 | 0 | 0 | |||
7 | Election of Director: Lois M. Martin | For | None | 1344 | 0 | 0 | 0 | |||
8 | Election of Director: Richard W. Parod | For | None | 1344 | 0 | 0 | 0 | |||
9 | Election of Director: Daniel A. Rykhus | For | None | 1344 | 0 | 0 | 0 | |||
10 | To approve, by a non-binding advisory vote, the compensation of our executive officers disclosed in the proxy statement. | For | None | 1344 | 0 | 0 | 0 | |||
11 | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the Company's fiscal year ending January 31, 2020. | For | None | 1344 | 0 | 0 | 0 | |||
12 | To approve the Raven Industries, Inc. 2019 Equity Incentive Plan. | For | None | 1344 | 0 | 0 | 0 | |||
U.S. PHYSICAL THERAPY, INC. | ||||||||||
Security: | 90337L108 | Meeting Type: | Annual | |||||||
Ticker: | USPH | Meeting Date: | 21-May-2019 | |||||||
ISIN | US90337L1089 | Vote Deadline Date: | 20-May-2019 | |||||||
Agenda | 934992000 | Management | Total Ballot Shares: | 2847 | ||||||
Last Vote Date: | 16-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Jerald L. Pullins | 1232 | 0 | 0 | 0 | |||||
2 | Christopher J. Reading | 1232 | 0 | 0 | 0 | |||||
3 | Lawrance W. McAfee | 1232 | 0 | 0 | 0 | |||||
4 | Mark J. Brookner | 1232 | 0 | 0 | 0 | |||||
5 | Harry S. Chapman | 1232 | 0 | 0 | 0 | |||||
6 | Dr. Bernard A Harris Jr | 1232 | 0 | 0 | 0 | |||||
7 | Kathleen A. Gilmartin | 1232 | 0 | 0 | 0 | |||||
8 | Edward L. Kuntz | 1232 | 0 | 0 | 0 | |||||
9 | Reginald E. Swanson | 1232 | 0 | 0 | 0 | |||||
10 | Clayton K. Trier | 1232 | 0 | 0 | 0 | |||||
2 | Advisory vote to approve the named executive officer compensation. | For | None | 1232 | 0 | 0 | 0 | |||
3 | Ratification of the appointment of Grant Thornton LLP as our independent registered public accounting firm for the year ending December 31, 2019. | For | None | 1232 | 0 | 0 | 0 | |||
4 | As determined by a majority of our Board of Directors, the proxies are authorized to vote upon other business as may properly come before the meeting or any adjournments. | None | None | 1232 | 0 | 0 | 0 | |||
WABASH NATIONAL CORPORATION | ||||||||||
Security: | 929566107 | Meeting Type: | Annual | |||||||
Ticker: | WNC | Meeting Date: | 21-May-2019 | |||||||
ISIN | US9295661071 | Vote Deadline Date: | 20-May-2019 | |||||||
Agenda | 934963845 | Management | Total Ballot Shares: | 27126.1185 | ||||||
Last Vote Date: | 07-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Dr. Martin C. Jischke | For | None | 3983 | 0 | 0 | 0 | |||
2 | Election of Director: John G. Boss | For | None | 3983 | 0 | 0 | 0 | |||
3 | Election of Director: John E. Kunz | For | None | 3983 | 0 | 0 | 0 | |||
4 | Election of Director: Larry J. Magee | For | None | 3983 | 0 | 0 | 0 | |||
5 | Election of Director: Ann D. Murtlow | For | None | 3983 | 0 | 0 | 0 | |||
6 | Election of Director: Scott K. Sorensen | For | None | 3983 | 0 | 0 | 0 | |||
7 | Election of Director: Brent L. Yeagy | For | None | 3983 | 0 | 0 | 0 | |||
8 | To approve, on an advisory basis, the compensation of our named executive officers. | For | None | 3983 | 0 | 0 | 0 | |||
9 | To ratify the appointment of Ernst & Young LLP as Wabash National Corporation's independent registered public accounting firm for the year ending December 31, 2019. | For | None | 3983 | 0 | 0 | 0 | |||
ATLAS AIR WORLDWIDE HOLDINGS, INC. | ||||||||||
Security: | 049164205 | Meeting Type: | Annual | |||||||
Ticker: | AAWW | Meeting Date: | 22-May-2019 | |||||||
ISIN | US0491642056 | Vote Deadline Date: | 21-May-2019 | |||||||
Agenda | 935010378 | Management | Total Ballot Shares: | 16928 | ||||||
Last Vote Date: | 26-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Robert F. Agnew | For | None | 2251 | 0 | 0 | 0 | |||
2 | Election of Director: Timothy J. Bernlohr | For | None | 2251 | 0 | 0 | 0 | |||
3 | Election of Director: Charles F. Bolden, Jr. | For | None | 2251 | 0 | 0 | 0 | |||
4 | Election of Director: William J. Flynn | For | None | 2251 | 0 | 0 | 0 | |||
5 | Election of Director: Bobby J. Griffin | For | None | 2251 | 0 | 0 | 0 | |||
6 | Election of Director: Carol B. Hallett | For | None | 2251 | 0 | 0 | 0 | |||
7 | Election of Director: Jane H. Lute | For | None | 2251 | 0 | 0 | 0 | |||
8 | Election of Director: Duncan J. McNabb | For | None | 2251 | 0 | 0 | 0 | |||
9 | Election of Director: Sheila A. Stamps | For | None | 2251 | 0 | 0 | 0 | |||
10 | Election of Director: John K. Wulff | For | None | 2251 | 0 | 0 | 0 | |||
11 | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 2251 | 0 | 0 | 0 | |||
12 | Advisory vote to approve the compensation of the Company's Named Executive Officers. | For | None | 2251 | 0 | 0 | 0 | |||
13 | Approval of an amendment to our 2018 Incentive Plan. | For | None | 2251 | 0 | 0 | 0 | |||
CHART INDUSTRIES, INC. | ||||||||||
Security: | 16115Q308 | Meeting Type: | Annual | |||||||
Ticker: | GTLS | Meeting Date: | 22-May-2019 | |||||||
ISIN | US16115Q3083 | Vote Deadline Date: | 21-May-2019 | |||||||
Agenda | 934988607 | Management | Total Ballot Shares: | 11794 | ||||||
Last Vote Date: | 13-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | W. Douglas Brown | 2562 | 0 | 0 | 0 | |||||
2 | Carey Chen | 2562 | 0 | 0 | 0 | |||||
3 | Jillian C. Evanko | 2562 | 0 | 0 | 0 | |||||
4 | Steven W. Krablin | 2562 | 0 | 0 | 0 | |||||
5 | Michael L. Molinini | 2562 | 0 | 0 | 0 | |||||
6 | Elizabeth G. Spomer | 2562 | 0 | 0 | 0 | |||||
7 | David M. Sagehorn | 2562 | 0 | 0 | 0 | |||||
2 | To ratify the selection of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2019. | For | None | 2562 | 0 | 0 | 0 | |||
3 | Advisory vote on compensation of named executive officers. | For | None | 2562 | 0 | 0 | 0 | |||
CVB FINANCIAL CORP. | ||||||||||
Security: | 126600105 | Meeting Type: | Annual | |||||||
Ticker: | CVBF | Meeting Date: | 22-May-2019 | |||||||
ISIN | US1266001056 | Vote Deadline Date: | 21-May-2019 | |||||||
Agenda | 934983847 | Management | Total Ballot Shares: | 21876.0247 | ||||||
Last Vote Date: | 09-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | George A. Borba, Jr. | 8715 | 0 | 0 | 0 | |||||
2 | Stephen A. Del Guercio | 8715 | 0 | 0 | 0 | |||||
3 | Rodrigo Guerra, Jr. | 8715 | 0 | 0 | 0 | |||||
4 | Anna Kan | 8715 | 0 | 0 | 0 | |||||
5 | Marshall V. Laitsch | 8715 | 0 | 0 | 0 | |||||
6 | Kristina M. Leslie | 8715 | 0 | 0 | 0 | |||||
7 | Christopher D. Myers | 8715 | 0 | 0 | 0 | |||||
8 | Raymond V. O'Brien III | 8715 | 0 | 0 | 0 | |||||
9 | Hal W. Oswalt | 8715 | 0 | 0 | 0 | |||||
2 | Ratification of appointment of KPMG LLP as independent registered public accountants of CVB Financial Corp. for the year ending December 31, 2019. | For | None | 8715 | 0 | 0 | 0 | |||
3 | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers ("Say-On-Pay"). | For | None | 8715 | 0 | 0 | 0 | |||
DENBURY RESOURCES INC. | ||||||||||
Security: | 247916208 | Meeting Type: | Annual | |||||||
Ticker: | DNR | Meeting Date: | 22-May-2019 | |||||||
ISIN | US2479162081 | Vote Deadline Date: | 21-May-2019 | |||||||
Agenda | 935006569 | Management | Total Ballot Shares: | 213420 | ||||||
Last Vote Date: | 25-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: John P. Dielwart | For | None | 54578 | 0 | 0 | 0 | |||
2 | Election of Director: Michael B. Decker | For | None | 54578 | 0 | 0 | 0 | |||
3 | Election of Director: Christian S. Kendall | For | None | 54578 | 0 | 0 | 0 | |||
4 | Election of Director: Gregory L. McMichael | For | None | 54578 | 0 | 0 | 0 | |||
5 | Election of Director: Kevin O. Meyers | For | None | 54578 | 0 | 0 | 0 | |||
6 | Election of Director: Lynn A. Peterson | For | None | 54578 | 0 | 0 | 0 | |||
7 | Election of Director: Randy Stein | For | None | 54578 | 0 | 0 | 0 | |||
8 | Election of Director: Mary M. VanDeWeghe | For | None | 54578 | 0 | 0 | 0 | |||
9 | An advisory vote to approve named executive officer compensation. | For | None | 54578 | 0 | 0 | 0 | |||
10 | To approve an amendment to the Company's Second Restated Certificate of Incorporation to increase the number of authorized shares of the Company's common stock from 600,000,000 shares to 750,000,000 shares. | For | None | 54578 | 0 | 0 | 0 | |||
11 | To approve the amendment and restatement of the Company's 2004 Omnibus Stock and Incentive Plan, principally to increase the number of reserved shares. | For | None | 54578 | 0 | 0 | 0 | |||
12 | To ratify the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2019. | For | None | 54578 | 0 | 0 | 0 | |||
FOSSIL GROUP, INC. | ||||||||||
Security: | 34988V106 | Meeting Type: | Annual | |||||||
Ticker: | FOSL | Meeting Date: | 22-May-2019 | |||||||
ISIN | US34988V1061 | Vote Deadline Date: | 21-May-2019 | |||||||
Agenda | 934973618 | Management | Total Ballot Shares: | 9445 | ||||||
Last Vote Date: | 16-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Mark R. Belgya | For | None | 7293 | 0 | 0 | 0 | |||
2 | Election of Director: William B. Chiasson | For | None | 7293 | 0 | 0 | 0 | |||
3 | Election of Director: Kosta N. Kartsotis | For | None | 7293 | 0 | 0 | 0 | |||
4 | Election of Director: Kevin B. Mansell | For | None | 7293 | 0 | 0 | 0 | |||
5 | Election of Director: Diane L. Neal | For | None | 7293 | 0 | 0 | 0 | |||
6 | Election of Director: Thomas M. Nealon | For | None | 7293 | 0 | 0 | 0 | |||
7 | Election of Director: James E. Skinner | For | None | 7293 | 0 | 0 | 0 | |||
8 | Election of Director: Gail B. Tifford | For | None | 7293 | 0 | 0 | 0 | |||
9 | Election of Director: James M. Zimmerman | For | None | 7293 | 0 | 0 | 0 | |||
10 | Proposal to approve, on an advisory basis, the compensation of the Company's named executive officers. | For | None | 7293 | 0 | 0 | 0 | |||
11 | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 28, 2019. | For | None | 7293 | 0 | 0 | 0 | |||
HANMI FINANCIAL CORPORATION | ||||||||||
Security: | 410495204 | Meeting Type: | Annual | |||||||
Ticker: | HAFC | Meeting Date: | 22-May-2019 | |||||||
ISIN | US4104952043 | Vote Deadline Date: | 21-May-2019 | |||||||
Agenda | 934981312 | Management | Total Ballot Shares: | 17390 | ||||||
Last Vote Date: | 14-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: John J. Ahn | For | None | 2358 | 0 | 0 | 0 | |||
2 | Election of Director: Kiho Choi | For | None | 2358 | 0 | 0 | 0 | |||
3 | Election of Director: Christie K. Chu | For | None | 2358 | 0 | 0 | 0 | |||
4 | Election of Director: Harry H. Chung | For | None | 2358 | 0 | 0 | 0 | |||
5 | Election of Director: Scott R. Diehl | For | None | 2358 | 0 | 0 | 0 | |||
6 | Election of Director: Bonita I. Lee | For | None | 2358 | 0 | 0 | 0 | |||
7 | Election of Director: David L. Rosenblum | For | None | 2358 | 0 | 0 | 0 | |||
8 | Election of Director: Thomas J. Williams | For | None | 2358 | 0 | 0 | 0 | |||
9 | Election of Director: Michael M. Yang | For | None | 2358 | 0 | 0 | 0 | |||
10 | To provide a non-binding advisory vote to approve the compensation of our Named Executive Officers ("Say-on-Pay" vote). | For | None | 2358 | 0 | 0 | 0 | |||
11 | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 2358 | 0 | 0 | 0 | |||
HMS HOLDINGS CORP. | ||||||||||
Security: | 40425J101 | Meeting Type: | Annual | |||||||
Ticker: | HMSY | Meeting Date: | 22-May-2019 | |||||||
ISIN | US40425J1016 | Vote Deadline Date: | 21-May-2019 | |||||||
Agenda | 934978113 | Management | Total Ballot Shares: | 18271 | ||||||
Last Vote Date: | 14-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Class II Director: William F. Miller III | For | None | 9256 | 0 | 0 | 0 | |||
2 | Election of Class II Director: Ellen A. Rudnick | For | None | 9256 | 0 | 0 | 0 | |||
3 | Election of Class II Director: Richard H. Stowe | For | None | 9256 | 0 | 0 | 0 | |||
4 | Election of Class II Director: Cora M. Tellez | For | None | 9256 | 0 | 0 | 0 | |||
5 | Advisory approval of the Company's 2018 executive compensation. | For | None | 9256 | 0 | 0 | 0 | |||
6 | Approval of the HMS Holdings Corp. 2019 Omnibus Incentive Plan. | For | None | 9256 | 0 | 0 | 0 | |||
7 | Ratification of the selection of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 9256 | 0 | 0 | 0 | |||
HORACE MANN EDUCATORS CORPORATION | ||||||||||
Security: | 440327104 | Meeting Type: | Annual | |||||||
Ticker: | HMN | Meeting Date: | 22-May-2019 | |||||||
ISIN | US4403271046 | Vote Deadline Date: | 21-May-2019 | |||||||
Agenda | 934979177 | Management | Total Ballot Shares: | 14462.424 | ||||||
Last Vote Date: | 13-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Mark S. Casady | For | None | 2570 | 0 | 0 | 0 | |||
2 | Election of Director: Daniel A. Domenech | For | None | 2570 | 0 | 0 | 0 | |||
3 | Election of Director: Stephen J. Hasenmiller | For | None | 2570 | 0 | 0 | 0 | |||
4 | Election of Director: Perry G. Hines | For | None | 2570 | 0 | 0 | 0 | |||
5 | Election of Director: Mark E. Konen | For | None | 2570 | 0 | 0 | 0 | |||
6 | Election of Director: Beverley J. McClure | For | None | 2570 | 0 | 0 | 0 | |||
7 | Election of Director: H. Wade Reece | For | None | 2570 | 0 | 0 | 0 | |||
8 | Election of Director: Robert Stricker | For | None | 2570 | 0 | 0 | 0 | |||
9 | Election of Director: Steven O. Swyers | For | None | 2570 | 0 | 0 | 0 | |||
10 | Election of Director: Marita Zuraitis | For | None | 2570 | 0 | 0 | 0 | |||
11 | Approval of the advisory resolution to approve Named Executive Officers' compensation. | For | None | 2570 | 0 | 0 | 0 | |||
12 | Ratification of the appointment of KPMG LLP, an independent registered public accounting firm, as the company's auditors for the year ending December 31, 2019. | For | None | 2570 | 0 | 0 | 0 | |||
INSIGHT ENTERPRISES, INC. | ||||||||||
Security: | 45765U103 | Meeting Type: | Annual | |||||||
Ticker: | NSIT | Meeting Date: | 22-May-2019 | |||||||
ISIN | US45765U1034 | Vote Deadline Date: | 21-May-2019 | |||||||
Agenda | 934999612 | Management | Total Ballot Shares: | 14324 | ||||||
Last Vote Date: | 19-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Richard E. Allen | For | None | 2176 | 0 | 0 | 0 | |||
2 | Election of Director: Bruce W. Armstrong | For | None | 2176 | 0 | 0 | 0 | |||
3 | Election of Director: Linda Breard | For | None | 2176 | 0 | 0 | 0 | |||
4 | Election of Director: Timothy A. Crown | For | None | 2176 | 0 | 0 | 0 | |||
5 | Election of Director: Catherine Courage | For | None | 2176 | 0 | 0 | 0 | |||
6 | Election of Director: Anthony A. Ibargüen | For | None | 2176 | 0 | 0 | 0 | |||
7 | Election of Director: Kenneth T. Lamneck | For | None | 2176 | 0 | 0 | 0 | |||
8 | Election of Director: Kathleen S. Pushor | For | None | 2176 | 0 | 0 | 0 | |||
9 | Election of Director: Girish Rishi | For | None | 2176 | 0 | 0 | 0 | |||
10 | Advisory vote (non-binding) to approve named executive officer compensation | For | None | 2176 | 0 | 0 | 0 | |||
11 | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2019 | For | None | 2176 | 0 | 0 | 0 | |||
INSPERITY, INC. | ||||||||||
Security: | 45778Q107 | Meeting Type: | Annual | |||||||
Ticker: | NSP | Meeting Date: | 22-May-2019 | |||||||
ISIN | US45778Q1076 | Vote Deadline Date: | 21-May-2019 | |||||||
Agenda | 935001482 | Management | Total Ballot Shares: | 15958 | ||||||
Last Vote Date: | 19-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Class III Director: Randall Mehl | For | None | 2292 | 0 | 0 | 0 | |||
2 | Election of Class III Director: John M. Morphy | For | None | 2292 | 0 | 0 | 0 | |||
3 | Election of Class III Director: Richard G. Rawson | For | None | 2292 | 0 | 0 | 0 | |||
4 | Advisory vote to approve the Company's executive compensation ("say on pay"). | For | None | 2292 | 0 | 0 | 0 | |||
5 | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. | For | None | 2292 | 0 | 0 | 0 | |||
IROBOT CORPORATION | ||||||||||
Security: | 462726100 | Meeting Type: | Annual | |||||||
Ticker: | IRBT | Meeting Date: | 22-May-2019 | |||||||
ISIN | US4627261005 | Vote Deadline Date: | 21-May-2019 | |||||||
Agenda | 934997606 | Management | Total Ballot Shares: | 7369 | ||||||
Last Vote Date: | 18-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Mohamad Ali | 1222 | 0 | 0 | 0 | |||||
2 | Michael Bell | 1222 | 0 | 0 | 0 | |||||
3 | Ruey-Bin Kao | 1222 | 0 | 0 | 0 | |||||
2 | To ratify the appointment of the firm of PricewaterhouseCoopers LLP as auditors for the fiscal year ending December 28, 2019. | For | None | 1222 | 0 | 0 | 0 | |||
3 | To approve amendments to our amended and restated certificate of incorporation to eliminate supermajority voting requirements. | For | None | 1222 | 0 | 0 | 0 | |||
4 | To approve amendments to our amended and restated certificate of incorporation to declassify the board of directors. | For | None | 1222 | 0 | 0 | 0 | |||
5 | To approve amendments to our amended and restated certificate of incorporation to eliminate the prohibition on stockholders' ability to call a special meeting. | For | None | 1222 | 0 | 0 | 0 | |||
6 | To approve, on an advisory basis, the compensation of our named executive officers. | For | None | 1222 | 0 | 0 | 0 | |||
KRATON CORPORATION | ||||||||||
Security: | 50077C106 | Meeting Type: | Annual | |||||||
Ticker: | KRA | Meeting Date: | 22-May-2019 | |||||||
ISIN | US50077C1062 | Vote Deadline Date: | 21-May-2019 | |||||||
Agenda | 934973620 | Management | Total Ballot Shares: | 9219 | ||||||
Last Vote Date: | 13-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Mark A. Blinn | 4379 | 0 | 0 | 0 | |||||
2 | Anna C. Catalano | 4379 | 0 | 0 | 0 | |||||
3 | Dan F. Smith | 4379 | 0 | 0 | 0 | |||||
2 | Advisory vote to approve the compensation of our named executive officers | For | None | 4379 | 0 | 0 | 0 | |||
3 | To ratify the appointment of KPMG LLP as independent registered public accounting firm for the 2019 fiscal year. | For | None | 4379 | 0 | 0 | 0 | |||
NANOMETRICS INCORPORATED | ||||||||||
Security: | 630077105 | Meeting Type: | Annual | |||||||
Ticker: | NANO | Meeting Date: | 22-May-2019 | |||||||
ISIN | US6300771051 | Vote Deadline Date: | 21-May-2019 | |||||||
Agenda | 934971777 | Management | Total Ballot Shares: | 6661 | ||||||
Last Vote Date: | 06-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Edward J. Brown, Jr. | 1823 | 0 | 0 | 0 | |||||
2 | Robert Deuster | 1823 | 0 | 0 | 0 | |||||
3 | P.Yves Lesaicherre PhD | 1823 | 0 | 0 | 0 | |||||
4 | Bruce C. Rhine | 1823 | 0 | 0 | 0 | |||||
5 | Christopher A. Seams | 1823 | 0 | 0 | 0 | |||||
6 | Timothy J. Stultz, PhD | 1823 | 0 | 0 | 0 | |||||
7 | Christine A. Tsingos | 1823 | 0 | 0 | 0 | |||||
2 | To approve, on an advisory basis, the compensation of Nanometrics' named executive officers, as disclosed in the proxy statement. | For | None | 1823 | 0 | 0 | 0 | |||
3 | To ratify the appointment of PricewaterhouseCoopers LLP as Nanometrics' independent registered public accounting firm of Nanometrics for its fiscal year ending December 28, 2019. | For | None | 1823 | 0 | 0 | 0 | |||
NEENAH, INC. | ||||||||||
Security: | 640079109 | Meeting Type: | Annual | |||||||
Ticker: | NP | Meeting Date: | 22-May-2019 | |||||||
ISIN | US6400791090 | Vote Deadline Date: | 21-May-2019 | |||||||
Agenda | 934986057 | Management | Total Ballot Shares: | 9104 | ||||||
Last Vote Date: | 14-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Class III Director: Timothy S. Lucas | For | None | 1590 | 0 | 0 | 0 | |||
2 | Election of Class III Director: Tony R. Thene | For | None | 1590 | 0 | 0 | 0 | |||
3 | Proposal to approve an advisory vote on the Company's executive compensation. | For | None | 1590 | 0 | 0 | 0 | |||
4 | Proposal to ratify Deloitte & Touche LLP as the independent registered public accounting firm of Neenah, Inc. for the fiscal year ending December 31, 2019. | For | None | 1590 | 0 | 0 | 0 | |||
POWER INTEGRATIONS, INC. | ||||||||||
Security: | 739276103 | Meeting Type: | Annual | |||||||
Ticker: | POWI | Meeting Date: | 22-May-2019 | |||||||
ISIN | US7392761034 | Vote Deadline Date: | 21-May-2019 | |||||||
Agenda | 934983443 | Management | Total Ballot Shares: | 15062 | ||||||
Last Vote Date: | 09-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Wendy Arienzo | 3164 | 0 | 0 | 0 | |||||
2 | Balu Balakrishnan | 3164 | 0 | 0 | 0 | |||||
3 | Nicholas E. Brathwaite | 3164 | 0 | 0 | 0 | |||||
4 | William George | 3164 | 0 | 0 | 0 | |||||
5 | Balakrishnan S. Iyer | 3164 | 0 | 0 | 0 | |||||
6 | Necip Sayiner | 3164 | 0 | 0 | 0 | |||||
7 | Steven J. Sharp | 3164 | 0 | 0 | 0 | |||||
2 | To approve, on an advisory basis, the compensation of Power Integrations' named executive officers, as disclosed in the proxy statement. | For | None | 3164 | 0 | 0 | 0 | |||
3 | To approve the amendment and restatement of the Power Integrations, Inc. 2016 Incentive Award Plan, as described in the proxy statement. | For | None | 3164 | 0 | 0 | 0 | |||
4 | To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm of Power Integrations for the fiscal year ending December 31, 2019. | For | None | 3164 | 0 | 0 | 0 | |||
SAFETY INSURANCE GROUP, INC. | ||||||||||
Security: | 78648T100 | Meeting Type: | Annual | |||||||
Ticker: | SAFT | Meeting Date: | 22-May-2019 | |||||||
ISIN | US78648T1007 | Vote Deadline Date: | 21-May-2019 | |||||||
Agenda | 934984320 | Management | Total Ballot Shares: | 5099 | ||||||
Last Vote Date: | 11-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Frederic H. Lindeberg | 1702 | 0 | 0 | 0 | |||||
2 | George M. Murphy | 1702 | 0 | 0 | 0 | |||||
2 | Ratification of the Appointment of PRICEWATERHOUSECOOPERS LLP. | For | None | 1702 | 0 | 0 | 0 | |||
3 | Advisory Vote on Executive Compensation. | For | None | 1702 | 0 | 0 | 0 | |||
4 | Vote on shareholder proposal requesting that the Company adopt a majority voting standard in uncontested director elections. | Against | None | 1702 | 0 | 0 | 0 | |||
SPARTANNASH COMPANY | ||||||||||
Security: | 847215100 | Meeting Type: | Annual | |||||||
Ticker: | SPTN | Meeting Date: | 22-May-2019 | |||||||
ISIN | US8472151005 | Vote Deadline Date: | 21-May-2019 | |||||||
Agenda | 934983138 | Management | Total Ballot Shares: | 9634 | ||||||
Last Vote Date: | 11-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | M. Shan Atkins | 2453 | 0 | 0 | 0 | |||||
2 | Dennis Eidson | 2453 | 0 | 0 | 0 | |||||
3 | Frank M. Gambino | 2453 | 0 | 0 | 0 | |||||
4 | Douglas A. Hacker | 2453 | 0 | 0 | 0 | |||||
5 | Yvonne R. Jackson | 2453 | 0 | 0 | 0 | |||||
6 | Matthew Mannelly | 2453 | 0 | 0 | 0 | |||||
7 | Elizabeth A. Nickels | 2453 | 0 | 0 | 0 | |||||
8 | Hawthorne L. Proctor | 2453 | 0 | 0 | 0 | |||||
9 | David M. Staples | 2453 | 0 | 0 | 0 | |||||
10 | William R. Voss | 2453 | 0 | 0 | 0 | |||||
2 | Say on Pay - Advisory approval of the Company's executive compensation | For | None | 2453 | 0 | 0 | 0 | |||
3 | Proposal to ratify the appointment of Deloitte & Touche LLP as independent auditors for the current fiscal year | For | None | 2453 | 0 | 0 | 0 | |||
TTEC HOLDINGS, INC. | ||||||||||
Security: | 89854H102 | Meeting Type: | Annual | |||||||
Ticker: | TTEC | Meeting Date: | 22-May-2019 | |||||||
ISIN | US89854H1023 | Vote Deadline Date: | 21-May-2019 | |||||||
Agenda | 934979507 | Management | Total Ballot Shares: | 7942 | ||||||
Last Vote Date: | 13-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Kenneth D. Tuchman | For | None | 3501 | 0 | 0 | 0 | |||
2 | Election of Director: Steven J. Anenen | For | None | 3501 | 0 | 0 | 0 | |||
3 | Election of Director: Tracy L. Bahl | For | None | 3501 | 0 | 0 | 0 | |||
4 | Election of Director: Gregory A. Conley | For | None | 3501 | 0 | 0 | 0 | |||
5 | Election of Director: Robert N. Frerichs | For | None | 3501 | 0 | 0 | 0 | |||
6 | Election of Director: Marc L. Holtzman | For | None | 3501 | 0 | 0 | 0 | |||
7 | Election of Director: Ekta Singh-Bushell | For | None | 3501 | 0 | 0 | 0 | |||
8 | The ratification of the appointment of PricewaterhouseCoopers LLP as TTEC's independent registered public accounting firm for 2019. | For | None | 3501 | 0 | 0 | 0 | |||
ANIXTER INTERNATIONAL INC. | ||||||||||
Security: | 035290105 | Meeting Type: | Annual | |||||||
Ticker: | AXE | Meeting Date: | 23-May-2019 | |||||||
ISIN | US0352901054 | Vote Deadline Date: | 22-May-2019 | |||||||
Agenda | 934996921 | Management | Total Ballot Shares: | 4824 | ||||||
Last Vote Date: | 23-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Lord James Blyth | For | None | 1549 | 0 | 0 | 0 | |||
2 | Election of Director: Frederic F. Brace | For | None | 1549 | 0 | 0 | 0 | |||
3 | Election of Director: Linda Walker Bynoe | For | None | 1549 | 0 | 0 | 0 | |||
4 | Election of Director: Robert J. Eck | For | None | 1549 | 0 | 0 | 0 | |||
5 | Election of Director: William A. Galvin | For | None | 1549 | 0 | 0 | 0 | |||
6 | Election of Director: F. Philip Handy | For | None | 1549 | 0 | 0 | 0 | |||
7 | Election of Director: Melvyn N. Klein | For | None | 1549 | 0 | 0 | 0 | |||
8 | Election of Director: Jamie Moffitt | For | None | 1549 | 0 | 0 | 0 | |||
9 | Election of Director: George Muñoz | For | None | 1549 | 0 | 0 | 0 | |||
10 | Election of Director: Scott R. Peppet | For | None | 1549 | 0 | 0 | 0 | |||
11 | Election of Director: Valarie L. Sheppard | For | None | 1549 | 0 | 0 | 0 | |||
12 | Election of Director: William S. Simon | For | None | 1549 | 0 | 0 | 0 | |||
13 | Election of Director: Charles M. Swoboda | For | None | 1549 | 0 | 0 | 0 | |||
14 | Election of Director: Samuel Zell | For | None | 1549 | 0 | 0 | 0 | |||
15 | Advisory vote to approve the Company's executive compensation. | For | None | 1549 | 0 | 0 | 0 | |||
16 | Ratification of Ernst & Young LLP as independent registered public accounting firm for Fiscal 2019. | For | None | 1549 | 0 | 0 | 0 | |||
BLUCORA INC | ||||||||||
Security: | 095229100 | Meeting Type: | Annual | |||||||
Ticker: | BCOR | Meeting Date: | 23-May-2019 | |||||||
ISIN | US0952291005 | Vote Deadline Date: | 22-May-2019 | |||||||
Agenda | 934988241 | Management | Total Ballot Shares: | 11691 | ||||||
Last Vote Date: | 11-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Steven Aldrich | For | None | 3569 | 0 | 0 | 0 | |||
2 | Election of Director: William L. Atwell | For | None | 3569 | 0 | 0 | 0 | |||
3 | Election of Director: John S. Clendening | For | None | 3569 | 0 | 0 | 0 | |||
4 | Election of Director: H. McIntyre Gardner | For | None | 3569 | 0 | 0 | 0 | |||
5 | Election of Director: Christopher W. Walters | For | None | 3569 | 0 | 0 | 0 | |||
6 | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2019. | For | None | 3569 | 0 | 0 | 0 | |||
7 | Approve, on a non-binding advisory basis, the compensation of our Named Executive Officers, as disclosed in the Proxy Statement. | For | None | 3569 | 0 | 0 | 0 | |||
DIME COMMUNITY BANCSHARES, INC. | ||||||||||
Security: | 253922108 | Meeting Type: | Annual | |||||||
Ticker: | DCOM | Meeting Date: | 23-May-2019 | |||||||
ISIN | US2539221083 | Vote Deadline Date: | 22-May-2019 | |||||||
Agenda | 934982592 | Management | Total Ballot Shares: | 20525 | ||||||
Last Vote Date: | 13-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Patrick E. Curtin | 8292 | 0 | 0 | 0 | |||||
2 | Kathleen M. Nelson | 8292 | 0 | 0 | 0 | |||||
3 | Vincent F. Palagiano | 8292 | 0 | 0 | 0 | |||||
4 | Omer S. J. Williams | 8292 | 0 | 0 | 0 | |||||
2 | Ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. | For | None | 8292 | 0 | 0 | 0 | |||
3 | Approval, by a non-binding advisory vote, of the compensation of the Company's Named Executive Officers. | For | None | 8292 | 0 | 0 | 0 | |||
EASTGROUP PROPERTIES, INC. | ||||||||||
Security: | 277276101 | Meeting Type: | Annual | |||||||
Ticker: | EGP | Meeting Date: | 23-May-2019 | |||||||
ISIN | US2772761019 | Vote Deadline Date: | 22-May-2019 | |||||||
Agenda | 934982732 | Management | Total Ballot Shares: | 6843 | ||||||
Last Vote Date: | 16-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director to serve for a one-year term: D. Pike Aloian | For | None | 2590 | 0 | 0 | 0 | |||
2 | Election of Director to serve for a one-year term: H.C. Bailey, Jr. | For | None | 2590 | 0 | 0 | 0 | |||
3 | Election of Director to serve for a one-year term: H. Eric Bolton, Jr. | For | None | 2590 | 0 | 0 | 0 | |||
4 | Election of Director to serve for a one-year term: Donald F. Colleran | For | None | 2590 | 0 | 0 | 0 | |||
5 | Election of Director to serve for a one-year term: Hayden C. Eaves III | For | None | 2590 | 0 | 0 | 0 | |||
6 | Election of Director to serve for a one-year term: David H. Hoster II | For | None | 2590 | 0 | 0 | 0 | |||
7 | Election of Director to serve for a one-year term: Marshall A. Loeb | For | None | 2590 | 0 | 0 | 0 | |||
8 | Election of Director to serve for a one-year term: Mary E. McCormick | For | None | 2590 | 0 | 0 | 0 | |||
9 | Election of Director to serve for a one-year term: Leland R. Speed | For | None | 2590 | 0 | 0 | 0 | |||
10 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2019. | For | None | 2590 | 0 | 0 | 0 | |||
11 | TO APPROVE BY A NON-BINDING ADVISORY RESOLUTION THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE COMPANY'S DEFINITIVE PROXY STATEMENT. | For | None | 2590 | 0 | 0 | 0 | |||
EL PASO ELECTRIC COMPANY | ||||||||||
Security: | 283677854 | Meeting Type: | Annual | |||||||
Ticker: | EE | Meeting Date: | 23-May-2019 | |||||||
ISIN | US2836778546 | Vote Deadline Date: | 22-May-2019 | |||||||
Agenda | 934982845 | Management | Total Ballot Shares: | 20329 | ||||||
Last Vote Date: | 14-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: PAUL M. BARBAS | For | None | 1366 | 0 | 0 | 0 | |||
2 | Election of Director: JAMES W. CICCONI | For | None | 1366 | 0 | 0 | 0 | |||
3 | Election of Director: MARY E. KIPP | For | None | 1366 | 0 | 0 | 0 | |||
4 | Ratify the selection of KPMG LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2019. | For | None | 1366 | 0 | 0 | 0 | |||
5 | Approve the advisory resolution on executive compensation. | For | None | 1366 | 0 | 0 | 0 | |||
EMERGENT BIOSOLUTIONS INC. | ||||||||||
Security: | 29089Q105 | Meeting Type: | Annual | |||||||
Ticker: | EBS | Meeting Date: | 23-May-2019 | |||||||
ISIN | US29089Q1058 | Vote Deadline Date: | 22-May-2019 | |||||||
Agenda | 934984180 | Management | Total Ballot Shares: | 12773 | ||||||
Last Vote Date: | 14-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Class I Director: Fuad El-Hibri | For | None | 3096 | 0 | 0 | 0 | |||
2 | Election of Class I Director: Ronald B. Richard | For | None | 3096 | 0 | 0 | 0 | |||
3 | Election of Class I Director: Kathryn C. Zoon, Ph.D. | For | None | 3096 | 0 | 0 | 0 | |||
4 | Election of Class II Director: Seamus Mulligan | For | None | 3096 | 0 | 0 | 0 | |||
5 | To ratify the appointment by the audit committee of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 3096 | 0 | 0 | 0 | |||
6 | Advisory vote to approve executive compensation. | For | None | 3096 | 0 | 0 | 0 | |||
EMPLOYERS HOLDINGS, INC. | ||||||||||
Security: | 292218104 | Meeting Type: | Annual | |||||||
Ticker: | EIG | Meeting Date: | 23-May-2019 | |||||||
ISIN | US2922181043 | Vote Deadline Date: | 22-May-2019 | |||||||
Agenda | 934971373 | Management | Total Ballot Shares: | 12002.021 | ||||||
Last Vote Date: | 14-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: James R. Kroner | For | None | 3729 | 0 | 0 | 0 | |||
2 | Election of Director: Michael J. McSally | For | None | 3729 | 0 | 0 | 0 | |||
3 | Election of Director: Michael D. Rumbolz | For | None | 3729 | 0 | 0 | 0 | |||
4 | To approve the Company's executive compensation. | For | None | 3729 | 0 | 0 | 0 | |||
5 | Ratification of the appointment of the Company's independent accounting firm, Ernst & Young LLP, for 2019. | For | None | 3729 | 0 | 0 | 0 | |||
GREEN DOT CORPORATION | ||||||||||
Security: | 39304D102 | Meeting Type: | Annual | |||||||
Ticker: | GDOT | Meeting Date: | 23-May-2019 | |||||||
ISIN | US39304D1028 | Vote Deadline Date: | 22-May-2019 | |||||||
Agenda | 934987162 | Management | Total Ballot Shares: | 18157 | ||||||
Last Vote Date: | 14-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Kenneth C. Aldrich | For | None | 4948 | 0 | 0 | 0 | |||
2 | Election of Director: J. Chris Brewster | For | None | 4948 | 0 | 0 | 0 | |||
3 | Election of Director: Glinda Bridgforth Hodges | For | None | 4948 | 0 | 0 | 0 | |||
4 | Election of Director: Rajeev V. Date | For | None | 4948 | 0 | 0 | 0 | |||
5 | Election of Director: Saturnino "Nino" Fanlo | For | None | 4948 | 0 | 0 | 0 | |||
6 | Election of Director: William I. Jacobs | For | None | 4948 | 0 | 0 | 0 | |||
7 | Election of Director: George T. Shaheen | For | None | 4948 | 0 | 0 | 0 | |||
8 | Election of Director: Steven W. Streit | For | None | 4948 | 0 | 0 | 0 | |||
9 | Ratification of the appointment of Ernst & Young LLP as Green Dot's independent registered public accounting firm for 2019. | For | None | 4948 | 0 | 0 | 0 | |||
10 | Advisory approval of executive compensation. | For | None | 4948 | 0 | 0 | 0 | |||
HEALTHSTREAM, INC. | ||||||||||
Security: | 42222N103 | Meeting Type: | Annual | |||||||
Ticker: | HSTM | Meeting Date: | 23-May-2019 | |||||||
ISIN | US42222N1037 | Vote Deadline Date: | 22-May-2019 | |||||||
Agenda | 934984611 | Management | Total Ballot Shares: | 3346 | ||||||
Last Vote Date: | 13-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Thompson S. Dent | 2625 | 0 | 0 | 0 | |||||
2 | William W. Stead, M.D. | 2625 | 0 | 0 | 0 | |||||
3 | Deborah Taylor Tate | 2625 | 0 | 0 | 0 | |||||
2 | To ratify the appointment of Ernst and Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 2625 | 0 | 0 | 0 | |||
3 | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the proxy statement. | For | None | 2625 | 0 | 0 | 0 | |||
HEIDRICK & STRUGGLES INTERNATIONAL, INC. | ||||||||||
Security: | 422819102 | Meeting Type: | Annual | |||||||
Ticker: | HSII | Meeting Date: | 23-May-2019 | |||||||
ISIN | US4228191023 | Vote Deadline Date: | 22-May-2019 | |||||||
Agenda | 935005290 | Management | Total Ballot Shares: | 5084 | ||||||
Last Vote Date: | 23-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Elizabeth L. Axelrod | 2376 | 0 | 0 | 0 | |||||
2 | Clare M. Chapman | 2376 | 0 | 0 | 0 | |||||
3 | Gary E. Knell | 2376 | 0 | 0 | 0 | |||||
4 | Lyle Logan | 2376 | 0 | 0 | 0 | |||||
5 | Willem Mesdag | 2376 | 0 | 0 | 0 | |||||
6 | Krishnan Rajagopalan | 2376 | 0 | 0 | 0 | |||||
7 | Stacey Rauch | 2376 | 0 | 0 | 0 | |||||
8 | Adam Warby | 2376 | 0 | 0 | 0 | |||||
2 | Advisory vote to approve Named Executive Officer compensation. | For | None | 2376 | 0 | 0 | 0 | |||
3 | To ratify the appointment of RSM US LLP as the Company's independent registered public accounting firm for 2019. | For | None | 2376 | 0 | 0 | 0 | |||
HIBBETT SPORTS, INC. | ||||||||||
Security: | 428567101 | Meeting Type: | Annual | |||||||
Ticker: | HIBB | Meeting Date: | 23-May-2019 | |||||||
ISIN | US4285671016 | Vote Deadline Date: | 22-May-2019 | |||||||
Agenda | 935012322 | Management | Total Ballot Shares: | 17140 | ||||||
Last Vote Date: | 06-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Class II Director: Jane F. Aggers | For | None | 6047 | 0 | 0 | 0 | |||
2 | Election of Class II Director: Karen S. Etzkorn | For | None | 6047 | 0 | 0 | 0 | |||
3 | Election of Class II Director: Alton E. Yother | For | None | 6047 | 0 | 0 | 0 | |||
4 | Ratification of the selection of KPMG LLP as the Independent Registered Public Accounting Firm for Fiscal 2020. | For | None | 6047 | 0 | 0 | 0 | |||
5 | Say on Pay - Approval, by non-binding advisory vote, of the compensation of our named executive officers. | For | None | 6047 | 0 | 0 | 0 | |||
LCI INDUSTRIES | ||||||||||
Security: | 50189K103 | Meeting Type: | Annual | |||||||
Ticker: | LCII | Meeting Date: | 23-May-2019 | |||||||
ISIN | US50189K1034 | Vote Deadline Date: | 22-May-2019 | |||||||
Agenda | 934978151 | Management | Total Ballot Shares: | 4066 | ||||||
Last Vote Date: | 11-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: James F. Gero | For | None | 2012 | 0 | 0 | 0 | |||
2 | Election of Director: Frank J. Crespo | For | None | 2012 | 0 | 0 | 0 | |||
3 | Election of Director: Brendan J. Deely | For | None | 2012 | 0 | 0 | 0 | |||
4 | Election of Director: Ronald J. Fenech | For | None | 2012 | 0 | 0 | 0 | |||
5 | Election of Director: Tracy D. Graham | For | None | 2012 | 0 | 0 | 0 | |||
6 | Election of Director: Virginia L. Henkels | For | None | 2012 | 0 | 0 | 0 | |||
7 | Election of Director: Jason D. Lippert | For | None | 2012 | 0 | 0 | 0 | |||
8 | Election of Director: Kieran M. O'Sullivan | For | None | 2012 | 0 | 0 | 0 | |||
9 | Election of Director: David A. Reed | For | None | 2012 | 0 | 0 | 0 | |||
10 | To approve, in a non-binding advisory vote, the compensation of the Company's named executive officers. | For | None | 2012 | 0 | 0 | 0 | |||
11 | To ratify the appointment of KPMG LLP as independent auditor for the Company for the year ending December 31, 2019. | For | None | 2012 | 0 | 0 | 0 | |||
MEDICAL PROPERTIES TRUST, INC. | ||||||||||
Security: | 58463J304 | Meeting Type: | Annual | |||||||
Ticker: | MPW | Meeting Date: | 23-May-2019 | |||||||
ISIN | US58463J3041 | Vote Deadline Date: | 22-May-2019 | |||||||
Agenda | 935018918 | Management | Total Ballot Shares: | 1322234 | ||||||
Last Vote Date: | 03-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Edward K. Aldag, Jr. | For | None | 5867 | 0 | 0 | 0 | |||
2 | Election of Director: G. Steven Dawson | For | None | 5867 | 0 | 0 | 0 | |||
3 | Election of Director: R. Steven Hamner | For | None | 5867 | 0 | 0 | 0 | |||
4 | Election of Director: Elizabeth N. Pitman | For | None | 5867 | 0 | 0 | 0 | |||
5 | Election of Director: C. Reynolds Thompson, III | For | None | 5867 | 0 | 0 | 0 | |||
6 | Election of Director: D. Paul Sparks, Jr. | For | None | 5867 | 0 | 0 | 0 | |||
7 | Election of Director: Michael G. Stewart | For | None | 5867 | 0 | 0 | 0 | |||
8 | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 5867 | 0 | 0 | 0 | |||
9 | Non-binding, advisory approval of the Company's executive compensation. | For | None | 5867 | 0 | 0 | 0 | |||
10 | To approve the Medical Properties Trust, Inc. 2019 Equity Incentive Plan. | For | None | 5867 | 0 | 0 | 0 | |||
MERIT MEDICAL SYSTEMS, INC. | ||||||||||
Security: | 589889104 | Meeting Type: | Annual | |||||||
Ticker: | MMSI | Meeting Date: | 23-May-2019 | |||||||
ISIN | US5898891040 | Vote Deadline Date: | 22-May-2019 | |||||||
Agenda | 934982821 | Management | Total Ballot Shares: | 8237 | ||||||
Last Vote Date: | 16-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | F. Ann Millner, Ed.D. | 3088 | 0 | 0 | 0 | |||||
2 | Thomas J. Gunderson | 3088 | 0 | 0 | 0 | |||||
3 | Jill D. Anderson | 3088 | 0 | 0 | 0 | |||||
2 | Proposal to approve, on an advisory basis, the compensation of the Company's named executive officers. | For | None | 3088 | 0 | 0 | 0 | |||
3 | Ratification of the appointment of Deloitte & Touche LLP to serve as the independent registered public accounting firm of the Company for the year ending December 31, 2019. | For | None | 3088 | 0 | 0 | 0 | |||
NEWPARK RESOURCES, INC. | ||||||||||
Security: | 651718504 | Meeting Type: | Annual | |||||||
Ticker: | NR | Meeting Date: | 23-May-2019 | |||||||
ISIN | US6517185046 | Vote Deadline Date: | 22-May-2019 | |||||||
Agenda | 934980536 | Management | Total Ballot Shares: | 30708 | ||||||
Last Vote Date: | 07-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Anthony J. Best | 5829 | 0 | 0 | 0 | |||||
2 | G. Stephen Finley | 5829 | 0 | 0 | 0 | |||||
3 | Paul L. Howes | 5829 | 0 | 0 | 0 | |||||
4 | Roderick A. Larson | 5829 | 0 | 0 | 0 | |||||
5 | John C. Mingé | 5829 | 0 | 0 | 0 | |||||
6 | Rose M. Robeson | 5829 | 0 | 0 | 0 | |||||
2 | An advisory vote to approve our named executive officer compensation. | For | None | 5829 | 0 | 0 | 0 | |||
3 | Approval of the amendment and restatement of our 2015 Employee Equity Incentive Plan. | For | None | 5829 | 0 | 0 | 0 | |||
4 | The ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year 2019. | For | None | 5829 | 0 | 0 | 0 | |||
NORTHWEST NATURAL HOLDING COMPANY | ||||||||||
Security: | 66765N105 | Meeting Type: | Annual | |||||||
Ticker: | NWN | Meeting Date: | 23-May-2019 | |||||||
ISIN | US66765N1054 | Vote Deadline Date: | 22-May-2019 | |||||||
Agenda | 934991298 | Management | Total Ballot Shares: | 16361 | ||||||
Last Vote Date: | 13-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Tod R. Hamachek | 2390 | 0 | 0 | 0 | |||||
2 | Jane L. Peverett | 2390 | 0 | 0 | 0 | |||||
3 | Kenneth Thrasher | 2390 | 0 | 0 | 0 | |||||
4 | Charles A. Wilhoite | 0 | 0 | 2390 | 0 | |||||
2 | Advisory vote to approve Named Executive Officer Compensation. | For | None | 2390 | 0 | 0 | 0 | |||
3 | The ratification of the appointment of PricewaterhouseCoopers LLP as Northwest Natural Holding Company's independent registered public accountants for the fiscal year 2019. | For | None | 2390 | 0 | 0 | 0 | |||
SKECHERS U.S.A., INC. | ||||||||||
Security: | 830566105 | Meeting Type: | Annual | |||||||
Ticker: | SKX | Meeting Date: | 23-May-2019 | |||||||
ISIN | US8305661055 | Vote Deadline Date: | 22-May-2019 | |||||||
Agenda | 934976424 | Management | Total Ballot Shares: | 15715 | ||||||
Last Vote Date: | 13-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Michael Greenberg | 3666 | 0 | 0 | 0 | |||||
2 | David Weinberg | 3666 | 0 | 0 | 0 | |||||
3 | Jeffrey Greenberg | 3666 | 0 | 0 | 0 | |||||
2 | Stockholder proposal requesting the Board of Directors to prepare an annual report on steps that Skechers is taking to enhance board diversity beyond current levels. | Against | None | 0 | 3666 | 0 | 0 | |||
TEXAS ROADHOUSE,INC. | ||||||||||
Security: | 882681109 | Meeting Type: | Annual | |||||||
Ticker: | TXRH | Meeting Date: | 23-May-2019 | |||||||
ISIN | US8826811098 | Vote Deadline Date: | 22-May-2019 | |||||||
Agenda | 934983544 | Management | Total Ballot Shares: | 43142 | ||||||
Last Vote Date: | 14-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Gregory N. Moore | 2804 | 0 | 0 | 0 | |||||
2 | W. Kent Taylor | 2804 | 0 | 0 | 0 | |||||
3 | Curtis A. Warfield | 2804 | 0 | 0 | 0 | |||||
4 | Kathleen M. Widmer | 2804 | 0 | 0 | 0 | |||||
5 | James R. Zarley | 2804 | 0 | 0 | 0 | |||||
2 | Proposal to ratify the appointment of KPMG LLP as Texas Roadhouse's independent auditors for 2019. | For | None | 2804 | 0 | 0 | 0 | |||
3 | Say on Pay - An advisory vote on the approval of executive compensation. | For | None | 2804 | 0 | 0 | 0 | |||
THE CATO CORPORATION | ||||||||||
Security: | 149205106 | Meeting Type: | Annual | |||||||
Ticker: | CATO | Meeting Date: | 23-May-2019 | |||||||
ISIN | US1492051065 | Vote Deadline Date: | 22-May-2019 | |||||||
Agenda | 935012310 | Management | Total Ballot Shares: | 18672 | ||||||
Last Vote Date: | 28-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Theresa J. Drew | 4184 | 0 | 0 | 0 | |||||
2 | D. Harding Stowe | 4184 | 0 | 0 | 0 | |||||
2 | Proposal to approve the compensation of executive officers. | For | None | 4184 | 0 | 0 | 0 | |||
3 | Proposal to ratify the selection of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year ending February 1, 2020. | For | None | 4184 | 0 | 0 | 0 | |||
TIVITY HEALTH, INC. | ||||||||||
Security: | 88870R102 | Meeting Type: | Annual | |||||||
Ticker: | TVTY | Meeting Date: | 23-May-2019 | |||||||
ISIN | US88870R1023 | Vote Deadline Date: | 22-May-2019 | |||||||
Agenda | 934971525 | Management | Total Ballot Shares: | 12795.008 | ||||||
Last Vote Date: | 14-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Sara J. Finley | For | None | 229 | 0 | 0 | 0 | |||
2 | Election of Director: Robert J. Greczyn, Jr. | For | None | 229 | 0 | 0 | 0 | |||
3 | Election of Director: Peter A. Hudson, M.D. | For | None | 229 | 0 | 0 | 0 | |||
4 | Election of Director: Beth M. Jacob | For | None | 229 | 0 | 0 | 0 | |||
5 | Election of Director: Bradley S. Karro | For | None | 229 | 0 | 0 | 0 | |||
6 | Election of Director: Paul H. Keckley, Ph.D. | For | None | 229 | 0 | 0 | 0 | |||
7 | Election of Director: Benjamin A. Kirshner | For | None | 229 | 0 | 0 | 0 | |||
8 | Election of Director: Lee A. Shapiro | For | None | 229 | 0 | 0 | 0 | |||
9 | Election of Director: Donato J. Tramuto | For | None | 229 | 0 | 0 | 0 | |||
10 | Election of Director: Kevin G. Wills | For | None | 229 | 0 | 0 | 0 | |||
11 | Election of Director: Dawn M. Zier | For | None | 229 | 0 | 0 | 0 | |||
12 | To consider and act upon a non-binding, advisory vote to approve compensation of the named executive officers as disclosed in the Proxy Statement. | For | None | 229 | 0 | 0 | 0 | |||
13 | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 229 | 0 | 0 | 0 | |||
14 | To consider and act upon a proposal to approve the Company's Second Amended and Restated 2014 Stock Incentive Plan. | For | None | 229 | 0 | 0 | 0 | |||
TRUSTCO BANK CORP NY | ||||||||||
Security: | 898349105 | Meeting Type: | Annual | |||||||
Ticker: | TRST | Meeting Date: | 23-May-2019 | |||||||
ISIN | US8983491056 | Vote Deadline Date: | 22-May-2019 | |||||||
Agenda | 934978707 | Management | Total Ballot Shares: | 85357 | ||||||
Last Vote Date: | 13-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Dennis A. DeGennaro | 21550 | 0 | 0 | 0 | |||||
2 | Brian C. Flynn | 21550 | 0 | 0 | 0 | |||||
2 | Amendment of Certificate of Incorporation to change the vote required for approval of certain shareholder matters. | For | None | 21550 | 0 | 0 | 0 | |||
3 | Amendment of Certificate of Incorporation to declassify the Board of Directors. | For | None | 21550 | 0 | 0 | 0 | |||
4 | Approval of the 2019 TrustCo Bank Corp NY Equity Incentive Plan. | For | None | 21550 | 0 | 0 | 0 | |||
5 | Approval of a nonbinding advisory resolution on the compensation of TrustCo's named executive officers. | For | None | 21550 | 0 | 0 | 0 | |||
6 | Ratification of the appointment of Crowe LLP as independent auditors for 2019. | For | None | 21550 | 0 | 0 | 0 | |||
STEVEN MADDEN, LTD. | ||||||||||
Security: | 556269108 | Meeting Type: | Annual | |||||||
Ticker: | SHOO | Meeting Date: | 24-May-2019 | |||||||
ISIN | US5562691080 | Vote Deadline Date: | 23-May-2019 | |||||||
Agenda | 934977111 | Management | Total Ballot Shares: | 20631 | ||||||
Last Vote Date: | 21-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Edward R. Rosenfeld | 4833 | 0 | 0 | 0 | |||||
2 | Mitchell S. Klipper | 4833 | 0 | 0 | 0 | |||||
3 | Rose Peabody Lynch | 4833 | 0 | 0 | 0 | |||||
4 | Peter Migliorini | 4833 | 0 | 0 | 0 | |||||
5 | Richard P. Randall | 4833 | 0 | 0 | 0 | |||||
6 | Ravi Sachdev | 4833 | 0 | 0 | 0 | |||||
7 | Thomas H. Schwartz | 4833 | 0 | 0 | 0 | |||||
8 | Robert Smith | 4833 | 0 | 0 | 0 | |||||
9 | Amelia Newton Varela | 4833 | 0 | 0 | 0 | |||||
2 | TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF AUTHORIZED SHARES OF THE COMPANY'S COMMON STOCK, $0.0001 PAR VALUE, FROM 135,000,000 SHARES TO 245,000,000 SHARES. | For | None | 4833 | 0 | 0 | 0 | |||
3 | TO APPROVE THE STEVEN MADDEN, LTD. 2019 INCENTIVE COMPENSATION PLAN. | For | None | 4833 | 0 | 0 | 0 | |||
4 | TO RATIFY THE APPOINTMENT OF EISNERAMPER LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2019. | For | None | 4833 | 0 | 0 | 0 | |||
5 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE EXECUTIVE COMPENSATION DESCRIBED IN THE STEVEN MADDEN, LTD. PROXY STATEMENT. | For | None | 4833 | 0 | 0 | 0 | |||
6 | TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED, REGARDING A HUMAN RIGHTS RISK ASSESSMENT REPORT. | Against | None | 4833 | 0 | 0 | 0 | |||
FIRST FINANCIAL BANCORP. | ||||||||||
Security: | 320209109 | Meeting Type: | Annual | |||||||
Ticker: | FFBC | Meeting Date: | 28-May-2019 | |||||||
ISIN | US3202091092 | Vote Deadline Date: | 24-May-2019 | |||||||
Agenda | 934995195 | Management | Total Ballot Shares: | 21003 | ||||||
Last Vote Date: | 20-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | J. Wickliffe Ach | 7350 | 0 | 0 | 0 | |||||
2 | Kathleen L. Bardwell | 7350 | 0 | 0 | 0 | |||||
3 | William G. Barron | 7350 | 0 | 0 | 0 | |||||
4 | Vincent A. Berta | 7350 | 0 | 0 | 0 | |||||
5 | Cynthia O. Booth | 7350 | 0 | 0 | 0 | |||||
6 | Archie M. Brown, Jr. | 7350 | 0 | 0 | 0 | |||||
7 | Claude E. Davis | 7350 | 0 | 0 | 0 | |||||
8 | Corinne R. Finnerty | 7350 | 0 | 0 | 0 | |||||
9 | Erin P. Hoeflinger | 7350 | 0 | 0 | 0 | |||||
10 | Susan L. Knust | 7350 | 0 | 0 | 0 | |||||
11 | William J. Kramer | 7350 | 0 | 0 | 0 | |||||
12 | John T. Neighbours | 7350 | 0 | 0 | 0 | |||||
13 | Thomas M. O'Brien | 7350 | 0 | 0 | 0 | |||||
14 | Richard E. Olszewski | 7350 | 0 | 0 | 0 | |||||
15 | Maribeth S. Rahe | 7350 | 0 | 0 | 0 | |||||
2 | Ratification of Crowe LLP as the Company's independent registered public accounting firm for 2019. | For | None | 7350 | 0 | 0 | 0 | |||
3 | Advisory (non-binding) vote on the compensation of the Company's executive officers. | For | None | 7350 | 0 | 0 | 0 | |||
HEALTHCARE SERVICES GROUP, INC. | ||||||||||
Security: | 421906108 | Meeting Type: | Annual | |||||||
Ticker: | HCSG | Meeting Date: | 28-May-2019 | |||||||
ISIN | US4219061086 | Vote Deadline Date: | 24-May-2019 | |||||||
Agenda | 935013778 | Management | Total Ballot Shares: | 13935 | ||||||
Last Vote Date: | 30-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Theodore Wahl | 3392 | 0 | 0 | 0 | |||||
2 | John M. Briggs | 3392 | 0 | 0 | 0 | |||||
3 | Robert L. Frome | 3392 | 0 | 0 | 0 | |||||
4 | Robert J. Moss | 3392 | 0 | 0 | 0 | |||||
5 | Dino D. Ottaviano | 3392 | 0 | 0 | 0 | |||||
6 | Michael E. McBryan | 3392 | 0 | 0 | 0 | |||||
7 | Diane S. Casey | 3392 | 0 | 0 | 0 | |||||
8 | John J. McFadden | 3392 | 0 | 0 | 0 | |||||
9 | Jude Visconto | 3392 | 0 | 0 | 0 | |||||
10 | Daniela Castagnino | 3392 | 0 | 0 | 0 | |||||
2 | To approve and ratify the selection of Grant Thornton LLP as the independent registered public accounting firm of the Company for its current fiscal year ending December 31, 2019. | For | None | 3392 | 0 | 0 | 0 | |||
3 | To consider an advisory vote on executive compensation. | For | None | 3392 | 0 | 0 | 0 | |||
CALIFORNIA WATER SERVICE GROUP | ||||||||||
Security: | 130788102 | Meeting Type: | Annual | |||||||
Ticker: | CWT | Meeting Date: | 29-May-2019 | |||||||
ISIN | US1307881029 | Vote Deadline Date: | 28-May-2019 | |||||||
Agenda | 934999218 | Management | Total Ballot Shares: | 11715 | ||||||
Last Vote Date: | 19-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Gregory E. Aliff | For | None | 1969 | 0 | 0 | 0 | |||
2 | Election of Director: Terry P. Bayer | For | None | 1969 | 0 | 0 | 0 | |||
3 | Election of Director: Shelly M. Esque | For | None | 1969 | 0 | 0 | 0 | |||
4 | Election of Director: Edwin A. Guiles | For | None | 1969 | 0 | 0 | 0 | |||
5 | Election of Director: Martin A. Kropelnicki | For | None | 1969 | 0 | 0 | 0 | |||
6 | Election of Director: Thomas M. Krummel, M.D. | For | None | 1969 | 0 | 0 | 0 | |||
7 | Election of Director: Richard P. Magnuson | For | None | 1969 | 0 | 0 | 0 | |||
8 | Election of Director: Peter C. Nelson | For | None | 1969 | 0 | 0 | 0 | |||
9 | Election of Director: Carol M. Pottenger | For | None | 1969 | 0 | 0 | 0 | |||
10 | Election of Director: Lester A. Snow | For | None | 1969 | 0 | 0 | 0 | |||
11 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | None | 1969 | 0 | 0 | 0 | |||
12 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE GROUP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019. | For | None | 1969 | 0 | 0 | 0 | |||
LTC PROPERTIES, INC. | ||||||||||
Security: | 502175102 | Meeting Type: | Annual | |||||||
Ticker: | LTC | Meeting Date: | 29-May-2019 | |||||||
ISIN | US5021751020 | Vote Deadline Date: | 28-May-2019 | |||||||
Agenda | 935008929 | Management | Total Ballot Shares: | 17722.8451 | ||||||
Last Vote Date: | 25-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Boyd W. Hendrickson | For | None | 1853 | 0 | 0 | 0 | |||
2 | Election of Director: James J. Pieczynski | For | None | 1853 | 0 | 0 | 0 | |||
3 | Election of Director: Devra G. Shapiro | For | None | 1853 | 0 | 0 | 0 | |||
4 | Election of Director: Wendy L. Simpson | For | None | 1853 | 0 | 0 | 0 | |||
5 | Election of Director: Timothy J. Triche, M.D. | For | None | 1853 | 0 | 0 | 0 | |||
6 | Ratification of independent registered public accounting firm. | For | None | 1853 | 0 | 0 | 0 | |||
7 | Advisory vote to approve named executive officer compensation. | For | None | 1853 | 0 | 0 | 0 | |||
MEDIDATA SOLUTIONS, INC. | ||||||||||
Security: | 58471A105 | Meeting Type: | Annual | |||||||
Ticker: | MDSO | Meeting Date: | 29-May-2019 | |||||||
ISIN | US58471A1051 | Vote Deadline Date: | 28-May-2019 | |||||||
Agenda | 934994888 | Management | Total Ballot Shares: | 5833 | ||||||
Last Vote Date: | 20-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Tarek A. Sherif | For | None | 2714 | 0 | 0 | 0 | |||
2 | Election of Director: Glen M. de Vries | For | None | 2714 | 0 | 0 | 0 | |||
3 | Election of Director: Carlos Dominguez | For | None | 2714 | 0 | 0 | 0 | |||
4 | Election of Director: Neil M. Kurtz | For | None | 2714 | 0 | 0 | 0 | |||
5 | Election of Director: George W. McCulloch | For | None | 2714 | 0 | 0 | 0 | |||
6 | Election of Director: Maria Rivas | For | None | 2714 | 0 | 0 | 0 | |||
7 | Election of Director: Lee A. Shapiro | For | None | 2714 | 0 | 0 | 0 | |||
8 | Election of Director: Robert B. Taylor | For | None | 2714 | 0 | 0 | 0 | |||
9 | To approve, on an advisory basis, named executive officer compensation (the "say on pay vote"). | For | None | 2714 | 0 | 0 | 0 | |||
10 | To approve an amendment to our Amended and Restated 2017 Long-Term Incentive Plan ("LTIP") to increase by 2,300,000 the number of shares of common stock authorized for issuance under the LTIP. | For | None | 2714 | 0 | 0 | 0 | |||
11 | To ratify the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for the year ending December 31, 2019. | For | None | 2714 | 0 | 0 | 0 | |||
STERLING BANCORP | ||||||||||
Security: | 85917A100 | Meeting Type: | Annual | |||||||
Ticker: | STL | Meeting Date: | 29-May-2019 | |||||||
ISIN | US85917A1007 | Vote Deadline Date: | 28-May-2019 | |||||||
Agenda | 934999989 | Management | Total Ballot Shares: | 56997 | ||||||
Last Vote Date: | 19-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | John P. Cahill | 11846 | 0 | 0 | 0 | |||||
2 | Navy E. Djonovic | 11846 | 0 | 0 | 0 | |||||
3 | Fernando Ferrer | 11846 | 0 | 0 | 0 | |||||
4 | Robert Giambrone | 11846 | 0 | 0 | 0 | |||||
5 | Mona Aboelnaga Kanaan | 11846 | 0 | 0 | 0 | |||||
6 | Jack Kopnisky | 11846 | 0 | 0 | 0 | |||||
7 | James J. Landy | 11846 | 0 | 0 | 0 | |||||
8 | Maureen Mitchell | 11846 | 0 | 0 | 0 | |||||
9 | Patricia M. Nazemetz | 11846 | 0 | 0 | 0 | |||||
10 | Richard O'Toole | 11846 | 0 | 0 | 0 | |||||
11 | Ralph F. Palleschi | 11846 | 0 | 0 | 0 | |||||
12 | Burt Steinberg | 11846 | 0 | 0 | 0 | |||||
13 | William E. Whiston | 11846 | 0 | 0 | 0 | |||||
2 | Approval of Amendment to the Sterling Bancorp 2015 Omnibus Equity and Incentive Plan to increase the number of shares reserved for issuance thereunder by 2,545,682 shares (for an aggregate 7,000,000 shares) and to effect certain tax related updates as a result of the Tax Cuts and Jobs Act of 2017. | For | None | 11846 | 0 | 0 | 0 | |||
3 | Approval, by advisory, non-binding vote, of the compensation of the Named Executive Officers.(Say-on-Pay) | For | None | 11846 | 0 | 0 | 0 | |||
4 | Ratification of the appointment of Crowe LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 11846 | 0 | 0 | 0 | |||
CUSTOMERS BANCORP, INC. | ||||||||||
Security: | 23204G100 | Meeting Type: | Annual | |||||||
Ticker: | CUBI | Meeting Date: | 30-May-2019 | |||||||
ISIN | US23204G1004 | Vote Deadline Date: | 29-May-2019 | |||||||
Agenda | 934995498 | Management | Total Ballot Shares: | 13772 | ||||||
Last Vote Date: | 20-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Andrea Allon | 3211 | 0 | 0 | 0 | |||||
2 | Rick B. Burkey | 3211 | 0 | 0 | 0 | |||||
3 | Daniel K. Rothermel | 3211 | 0 | 0 | 0 | |||||
2 | To ratify the appointment of Deloitte & Touche LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2019. | For | None | 3211 | 0 | 0 | 0 | |||
3 | To approve a non-binding advisory resolution on executive officer compensation. | For | None | 3211 | 0 | 0 | 0 | |||
4 | To approve an amendment to the Company's Amended and Restated Articles of Incorporation to adopt a majority voting standard in uncontested election of directors. | For | None | 3211 | 0 | 0 | 0 | |||
5 | To approve the 2019 Stock Incentive Plan. | For | None | 3211 | 0 | 0 | 0 | |||
EMCOR GROUP, INC. | ||||||||||
Security: | 29084Q100 | Meeting Type: | Annual | |||||||
Ticker: | EME | Meeting Date: | 30-May-2019 | |||||||
ISIN | US29084Q1004 | Vote Deadline Date: | 29-May-2019 | |||||||
Agenda | 934990931 | Management | Total Ballot Shares: | 12821.0601 | ||||||
Last Vote Date: | 15-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: John W. Altmeyer | For | None | 4741 | 0 | 0 | 0 | |||
2 | Election of Director: David A. B. Brown | For | None | 4741 | 0 | 0 | 0 | |||
3 | Election of Director: Anthony J. Guzzi | For | None | 4741 | 0 | 0 | 0 | |||
4 | Election of Director: Richard F. Hamm, Jr. | For | None | 4741 | 0 | 0 | 0 | |||
5 | Election of Director: David H. Laidley | For | None | 4741 | 0 | 0 | 0 | |||
6 | Election of Director: Carol P. Lowe | For | None | 4741 | 0 | 0 | 0 | |||
7 | Election of Director: M. Kevin McEvoy | For | None | 4741 | 0 | 0 | 0 | |||
8 | Election of Director: William P. Reid | For | None | 4741 | 0 | 0 | 0 | |||
9 | Election of Director: Steven B. Schwarzwaelder | For | None | 4741 | 0 | 0 | 0 | |||
10 | Election of Director: Robin Walker-Lee | For | None | 4741 | 0 | 0 | 0 | |||
11 | Approval by non-binding advisory vote of executive compensation. | For | None | 4741 | 0 | 0 | 0 | |||
12 | Ratification of the appointment of Ernst & Young LLP as independent auditors for 2019. | For | None | 4741 | 0 | 0 | 0 | |||
13 | Stockholder proposal regarding written consent. | Against | None | 4741 | 0 | 0 | 0 | |||
EXPONENT, INC. | ||||||||||
Security: | 30214U102 | Meeting Type: | Annual | |||||||
Ticker: | EXPO | Meeting Date: | 30-May-2019 | |||||||
ISIN | US30214U1025 | Vote Deadline Date: | 29-May-2019 | |||||||
Agenda | 934985029 | Management | Total Ballot Shares: | 17058 | ||||||
Last Vote Date: | 18-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Catherine Ford Corrigan | For | None | 2780 | 0 | 0 | 0 | |||
2 | Election of Director: Paul R. Johnston | For | None | 2780 | 0 | 0 | 0 | |||
3 | Election of Director: Carol Lindstrom | For | None | 2780 | 0 | 0 | 0 | |||
4 | Election of Director: Karen A. Richardson | For | None | 2780 | 0 | 0 | 0 | |||
5 | Election of Director: John B. Shoven | For | None | 2780 | 0 | 0 | 0 | |||
6 | Election of Director: Debra L. Zumwalt | For | None | 2780 | 0 | 0 | 0 | |||
7 | To ratify the appointment of KPMG LLP as independent registered public accounting firm for the Company for the fiscal year ending January 3, 2020. | For | None | 2780 | 0 | 0 | 0 | |||
8 | To approve, on an advisory basis, the fiscal 2018 compensation of the Company's named executive officers. | For | None | 2780 | 0 | 0 | 0 | |||
FARO TECHNOLOGIES, INC. | ||||||||||
Security: | 311642102 | Meeting Type: | Annual | |||||||
Ticker: | FARO | Meeting Date: | 30-May-2019 | |||||||
ISIN | US3116421021 | Vote Deadline Date: | 29-May-2019 | |||||||
Agenda | 934991515 | Management | Total Ballot Shares: | 5206 | ||||||
Last Vote Date: | 18-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | John E. Caldwell | 2255 | 0 | 0 | 0 | |||||
2 | John Donofrio | 2255 | 0 | 0 | 0 | |||||
3 | Yuval Wasserman | 2255 | 0 | 0 | 0 | |||||
2 | The ratification of Grant Thornton LLP as the Company's independent registered public accounting firm for 2019 | For | None | 2255 | 0 | 0 | 0 | |||
3 | Non-binding resolution to approve the compensation of the Company's named executive officers | For | None | 2255 | 0 | 0 | 0 | |||
HCI GROUP, INC. | ||||||||||
Security: | 40416E103 | Meeting Type: | Annual | |||||||
Ticker: | HCI | Meeting Date: | 30-May-2019 | |||||||
ISIN | US40416E1038 | Vote Deadline Date: | 29-May-2019 | |||||||
Agenda | 935019148 | Management | Total Ballot Shares: | 4088 | ||||||
Last Vote Date: | 03-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | George Apostolou | 2489 | 0 | 0 | 0 | |||||
2 | Paresh Patel | 2489 | 0 | 0 | 0 | |||||
3 | Gregory Politis | 2489 | 0 | 0 | 0 | |||||
2 | Ratification of the appointment of Dixon Hughes Goodman, LLP as independent registered public accounting firm for fiscal year 2019. | For | None | 2489 | 0 | 0 | 0 | |||
3 | Approval, on an advisory basis, of the compensation of the named executive officers. | For | None | 2489 | 0 | 0 | 0 | |||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||
4 | Approval, on an advisory basis, of the frequency of holding an advisory vote on executive compensation. | 1 Year | None | 2489 | 0 | 0 | 0 | |||
HERSHA HOSPITALITY TRUST | ||||||||||
Security: | 427825500 | Meeting Type: | Annual | |||||||
Ticker: | HT | Meeting Date: | 30-May-2019 | |||||||
ISIN | US4278255009 | Vote Deadline Date: | 29-May-2019 | |||||||
Agenda | 934992947 | Management | Total Ballot Shares: | 13481.5122 | ||||||
Last Vote Date: | 20-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Trustee: Hasu P. Shah | For | None | 9194 | 0 | 0 | 0 | |||
2 | Election of Trustee: Jackson Hsieh | For | None | 9194 | 0 | 0 | 0 | |||
3 | Election of Trustee: Dianna F. Morgan | For | None | 9194 | 0 | 0 | 0 | |||
4 | Election of Trustee: John M. Sabin | For | None | 9194 | 0 | 0 | 0 | |||
5 | The approval, on an advisory basis, of the compensation of the named executive officers | For | None | 9194 | 0 | 0 | 0 | |||
6 | The approval of an amendment to the 2012 Equity Incentive Plan | For | None | 9194 | 0 | 0 | 0 | |||
7 | The ratification of KPMG LLP as the Company's independent auditors for the year ending December 31, 2019 | For | None | 9194 | 0 | 0 | 0 | |||
INSTALLED BUILDING PRODUCTS, INC. | ||||||||||
Security: | 45780R101 | Meeting Type: | Annual | |||||||
Ticker: | IBP | Meeting Date: | 30-May-2019 | |||||||
ISIN | US45780R1014 | Vote Deadline Date: | 29-May-2019 | |||||||
Agenda | 934994953 | Management | Total Ballot Shares: | 5324 | ||||||
Last Vote Date: | 20-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Jeffrey W. Edwards | For | None | 3100 | 0 | 0 | 0 | |||
2 | Election of Director: Lawrence A. Hilsheimer | For | None | 3100 | 0 | 0 | 0 | |||
3 | Election of Director: Janet E. Jackson | For | None | 3100 | 0 | 0 | 0 | |||
4 | The ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 3100 | 0 | 0 | 0 | |||
5 | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | For | None | 3100 | 0 | 0 | 0 | |||
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC | ||||||||||
Security: | 499049104 | Meeting Type: | Annual | |||||||
Ticker: | KNX | Meeting Date: | 30-May-2019 | |||||||
ISIN | US4990491049 | Vote Deadline Date: | 29-May-2019 | |||||||
Agenda | 934991325 | Management | Total Ballot Shares: | 32414 | ||||||
Last Vote Date: | 21-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | For | |||||||
1 | Michael Garnreiter# | 1873 | 0 | 0 | 0 | |||||
2 | David Vander Ploeg# | 1873 | 0 | 0 | 0 | |||||
3 | Robert Synowicki, Jr.# | 1873 | 0 | 0 | 0 | |||||
4 | David Jackson* | 1873 | 0 | 0 | 0 | |||||
5 | Kevin Knight* | 1873 | 0 | 0 | 0 | |||||
2 | Advisory, non-binding vote to approve executive compensation. | For | For | 1873 | 0 | 0 | 0 | |||
3 | Ratification of the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year 2019. | For | For | 1873 | 0 | 0 | 0 | |||
4 | Stockholder proposal regarding Board declassification, if properly presented. | None | Abstain | 1873 | 0 | 0 | 0 | |||
LOGMEIN, INC | ||||||||||
Security: | 54142L109 | Meeting Type: | Annual | |||||||
Ticker: | LOGM | Meeting Date: | 30-May-2019 | |||||||
ISIN | US54142L1098 | Vote Deadline Date: | 29-May-2019 | |||||||
Agenda | 934996173 | Management | Total Ballot Shares: | 15204.0408 | ||||||
Last Vote Date: | 14-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Class I Director: Steven J. Benson | For | None | 1382 | 0 | 0 | 0 | |||
2 | Election of Class I Director: Robert M. Calderoni | For | None | 1382 | 0 | 0 | 0 | |||
3 | Election of Class I Director: Michael J. Christenson | For | None | 1382 | 0 | 0 | 0 | |||
4 | Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year ending December 31, 2019. | For | None | 1382 | 0 | 0 | 0 | |||
5 | To approve the adoption of the Company's proposed 2019 Employee Stock Purchase Plan ("ESPP"). | For | None | 0 | 1382 | 0 | 0 | |||
6 | Advisory vote for the approval of the Company's executive compensation. | For | None | 1382 | 0 | 0 | 0 | |||
MASIMO CORPORATION | ||||||||||
Security: | 574795100 | Meeting Type: | Annual | |||||||
Ticker: | MASI | Meeting Date: | 30-May-2019 | |||||||
ISIN | US5747951003 | Vote Deadline Date: | 29-May-2019 | |||||||
Agenda | 934994092 | Management | Total Ballot Shares: | 12918 | ||||||
Last Vote Date: | 18-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Class III Director: Adam Mikkelson | For | None | 3409 | 0 | 0 | 0 | |||
2 | Election of Class III Director: Craig Reynolds | For | None | 3409 | 0 | 0 | 0 | |||
3 | To ratify the selection of Grant Thornton as the Company's independent registered public accounting firm for fiscal year ending December 28, 2019. | For | None | 3409 | 0 | 0 | 0 | |||
4 | Advisory vote to approve named executive officer compensation. | For | None | 3409 | 0 | 0 | 0 | |||
5 | Stockholder proposal for proxy access. | Against | None | 3409 | 0 | 0 | 0 | |||
NETGEAR, INC. | ||||||||||
Security: | 64111Q104 | Meeting Type: | Annual | |||||||
Ticker: | NTGR | Meeting Date: | 30-May-2019 | |||||||
ISIN | US64111Q1040 | Vote Deadline Date: | 29-May-2019 | |||||||
Agenda | 934999408 | Management | Total Ballot Shares: | 6713 | ||||||
Last Vote Date: | 21-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Patrick C.S. Lo | For | None | 2616 | 0 | 0 | 0 | |||
2 | Election of Director: Jef T. Graham | For | None | 2616 | 0 | 0 | 0 | |||
3 | Election of Director: Bradley L. Maiorino | For | None | 2616 | 0 | 0 | 0 | |||
4 | Election of Director: Janice M. Roberts | For | None | 2616 | 0 | 0 | 0 | |||
5 | Election of Director: Gregory J. Rossmann | For | None | 2616 | 0 | 0 | 0 | |||
6 | Election of Director: Barbara V. Scherer | For | None | 2616 | 0 | 0 | 0 | |||
7 | Election of Director: Thomas H. Waechter | For | None | 2616 | 0 | 0 | 0 | |||
8 | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 2616 | 0 | 0 | 0 | |||
9 | Proposal to approve, on a non-binding advisory basis, a resolution approving the compensation of our Named Executive Officers in the Proxy Statement. | For | None | 2616 | 0 | 0 | 0 | |||
PENNSYLVANIA REAL ESTATE INVESTMENT TR | ||||||||||
Security: | 709102107 | Meeting Type: | Annual | |||||||
Ticker: | PEI | Meeting Date: | 30-May-2019 | |||||||
ISIN | US7091021078 | Vote Deadline Date: | 29-May-2019 | |||||||
Agenda | 934997050 | Management | Total Ballot Shares: | 43618 | ||||||
Last Vote Date: | 20-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | George J. Alburger, Jr. | 18333 | 0 | 0 | 0 | |||||
2 | Joseph F. Coradino | 18333 | 0 | 0 | 0 | |||||
3 | Michael J. DeMarco | 18333 | 0 | 0 | 0 | |||||
4 | JoAnne A. Epps | 18333 | 0 | 0 | 0 | |||||
5 | Leonard I. Korman | 18333 | 0 | 0 | 0 | |||||
6 | Mark E. Pasquerilla | 18333 | 0 | 0 | 0 | |||||
7 | Charles P. Pizzi | 18333 | 0 | 0 | 0 | |||||
8 | John J. Roberts | 18333 | 0 | 0 | 0 | |||||
2 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | For | None | 18333 | 0 | 0 | 0 | |||
3 | RATIFICATION OF THE SELECTION OF KPMG LLP AS INDEPENDENT AUDITOR FOR 2019. | For | None | 18333 | 0 | 0 | 0 | |||
RED ROBIN GOURMET BURGERS, INC. | ||||||||||
Security: | 75689M101 | Meeting Type: | Annual | |||||||
Ticker: | RRGB | Meeting Date: | 30-May-2019 | |||||||
ISIN | US75689M1018 | Vote Deadline Date: | 29-May-2019 | |||||||
Agenda | 934993305 | Management | Total Ballot Shares: | 2463 | ||||||
Last Vote Date: | 13-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director for a one-year term: Cambria W. Dunaway | For | None | 1984 | 0 | 0 | 0 | |||
2 | Election of Director for a one-year term: Kalen F. Holmes | For | None | 1984 | 0 | 0 | 0 | |||
3 | Election of Director for a one-year term: Glenn B. Kaufman | For | None | 1984 | 0 | 0 | 0 | |||
4 | Election of Director for a one-year term: Aylwin B. Lewis | For | None | 1984 | 0 | 0 | 0 | |||
5 | Election of Director for a one-year term: Steven K. Lumpkin | For | None | 1984 | 0 | 0 | 0 | |||
6 | Election of Director for a one-year term: Pattye L. Moore | For | None | 1984 | 0 | 0 | 0 | |||
7 | Election of Director for a one-year term: Stuart I. Oran | For | None | 1984 | 0 | 0 | 0 | |||
8 | Approval, on an advisory basis, of the Company's executive compensation. | For | None | 1984 | 0 | 0 | 0 | |||
9 | Approval of the Amendment of the 2017 Performance Incentive Plan. | For | None | 1984 | 0 | 0 | 0 | |||
10 | Ratification of the appointment of KPMG LLP as the Company's independent auditors for the fiscal year ending December 29, 2019. | For | None | 1984 | 0 | 0 | 0 | |||
THE ENSIGN GROUP, INC | ||||||||||
Security: | 29358P101 | Meeting Type: | Annual | |||||||
Ticker: | ENSG | Meeting Date: | 30-May-2019 | |||||||
ISIN | US29358P1012 | Vote Deadline Date: | 29-May-2019 | |||||||
Agenda | 934989952 | Management | Total Ballot Shares: | 9806 | ||||||
Last Vote Date: | 19-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Lee A. Daniels | For | None | 2070 | 0 | 0 | 0 | |||
2 | Election of Director: Ann S. Blouin | For | None | 2070 | 0 | 0 | 0 | |||
3 | Election of Director: Barry R. Port | For | None | 2070 | 0 | 0 | 0 | |||
4 | Approval of the amendment to the Certificate of Incorporation to increase the size of the Board of Directors to eight from seven. | For | None | 2070 | 0 | 0 | 0 | |||
5 | Approval of the amendment to the Certificate of Incorporation to increase the authorized shares to 100 million. | For | None | 2070 | 0 | 0 | 0 | |||
6 | Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2019. | For | None | 2070 | 0 | 0 | 0 | |||
7 | Approval, on an advisory basis, of our named executive officers' compensation. | For | None | 2070 | 0 | 0 | 0 | |||
THE MEDICINES COMPANY | ||||||||||
Security: | 584688105 | Meeting Type: | Annual | |||||||
Ticker: | MDCO | Meeting Date: | 30-May-2019 | |||||||
ISIN | US5846881051 | Vote Deadline Date: | 29-May-2019 | |||||||
Agenda | 935020711 | Management | Total Ballot Shares: | 17417 | ||||||
Last Vote Date: | 04-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Alexander J. Denner | For | None | 3613 | 0 | 0 | 0 | |||
2 | Election of Director: Geno J. Germano | For | None | 3613 | 0 | 0 | 0 | |||
3 | Election of Director: John C. Kelly | For | None | 3613 | 0 | 0 | 0 | |||
4 | Election of Director: Clive A. Meanwell | For | None | 3613 | 0 | 0 | 0 | |||
5 | Election of Director: Paris Panayiotopoulos | For | None | 3613 | 0 | 0 | 0 | |||
6 | Election of Director: Sarah J. Schlesinger | For | None | 3613 | 0 | 0 | 0 | |||
7 | Election of Director: Mark Timney | For | None | 3613 | 0 | 0 | 0 | |||
8 | Approve, in an advisory vote, the compensation of our named executive officers as presented in the proxy statement. | For | None | 3613 | 0 | 0 | 0 | |||
9 | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 3613 | 0 | 0 | 0 | |||
AXON ENTERPRISE, INC. | ||||||||||
Security: | 05464C101 | Meeting Type: | Annual | |||||||
Ticker: | AAXN | Meeting Date: | 31-May-2019 | |||||||
ISIN | US05464C1018 | Vote Deadline Date: | 30-May-2019 | |||||||
Agenda | 934996337 | Management | Total Ballot Shares: | 15551 | ||||||
Last Vote Date: | 18-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Michael Garnreiter | 5340 | 0 | 0 | 0 | |||||
2 | Hadi Partovi | 5340 | 0 | 0 | 0 | |||||
2 | Proposal No. 2 requests that shareholders vote to approve, on an advisory basis, the compensation of the Company's named executive officers. | For | None | 5340 | 0 | 0 | 0 | |||
3 | Proposal No. 3 requests the ratification on the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year 2019. | For | None | 5340 | 0 | 0 | 0 | |||
4 | Proposal No. 4 requests that shareholders vote to approve an amendment to the Company's Certificate of Incorporation to declassify the Board of Directors. | For | None | 5340 | 0 | 0 | 0 | |||
5 | Proposal No. 5 is a shareholder proposal that the Board of Directors take necessary steps to remove the super-majority vote requirement to approve amendments to the Company's charter and bylaws, and to replace with a simple majority vote requirement. | None | None | 5340 | 0 | 0 | 0 | |||
KNOWLES CORPORATION | ||||||||||
Security: | 49926D109 | Meeting Type: | Annual | |||||||
Ticker: | KN | Meeting Date: | 31-May-2019 | |||||||
ISIN | US49926D1090 | Vote Deadline Date: | 30-May-2019 | |||||||
Agenda | 935031081 | Management | Total Ballot Shares: | 12943 | ||||||
Last Vote Date: | 16-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Class III Director: Hermann Eul | For | None | 4797 | 0 | 0 | 0 | |||
2 | Election of Class III Director: Donald Macleod | For | None | 4797 | 0 | 0 | 0 | |||
3 | Election of Class III Director: Dr. Cheryl Shavers | For | None | 4797 | 0 | 0 | 0 | |||
4 | Election of Class III Director: Steven F. Mayer | For | None | 4797 | 0 | 0 | 0 | |||
5 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2019. | For | None | 4797 | 0 | 0 | 0 | |||
6 | Approval, on an advisory, non-binding basis, of the Company's named executive officer compensation. | For | None | 4797 | 0 | 0 | 0 | |||
7 | Approval of an amendment to the Amended and Restated Certificate of Incorporation of the Company (the "Charter") to eliminate the supermajority shareholder vote requirement to amend certain provisions of the Charter. | For | None | 4797 | 0 | 0 | 0 | |||
8 | Approval of an amendment to the Charter to eliminate the supermajority shareholder vote requirement to amend the Amended and Restated By-Laws of the Company. | For | None | 4797 | 0 | 0 | 0 | |||
AMBAC FINANCIAL GROUP, INC. | ||||||||||
Security: | 023139884 | Meeting Type: | Annual | |||||||
Ticker: | AMBC | Meeting Date: | 03-Jun-2019 | |||||||
ISIN | US0231398845 | Vote Deadline Date: | 31-May-2019 | |||||||
Agenda | 935001266 | Management | Total Ballot Shares: | 32557 | ||||||
Last Vote Date: | 22-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Alexander D. Greene | 4531 | 0 | 0 | 0 | |||||
2 | Ian D. Haft | 4531 | 0 | 0 | 0 | |||||
3 | David L. Herzog | 4531 | 0 | 0 | 0 | |||||
4 | Joan Lamm-Tennant | 4531 | 0 | 0 | 0 | |||||
5 | Claude LeBlanc | 4531 | 0 | 0 | 0 | |||||
6 | C. James Prieur | 4531 | 0 | 0 | 0 | |||||
7 | Jeffrey S. Stein | 4531 | 0 | 0 | 0 | |||||
2 | To approve, on an advisory basis, the compensation for our named executive officers. | For | None | 4531 | 0 | 0 | 0 | |||
3 | To ratify the appointment of KPMG as Ambac's independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 4531 | 0 | 0 | 0 | |||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||
4 | Advisory vote on whether executive compensation should be submitted to stockholders for an advisory vote every one, two or three years. | 1 Year | None | 4531 | 0 | 0 | 0 | |||
CENTURY ALUMINUM COMPANY | ||||||||||
Security: | 156431108 | Meeting Type: | Annual | |||||||
Ticker: | CENX | Meeting Date: | 03-Jun-2019 | |||||||
ISIN | US1564311082 | Vote Deadline Date: | 31-May-2019 | |||||||
Agenda | 935006507 | Management | Total Ballot Shares: | 45544 | ||||||
Last Vote Date: | 26-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Jarl Berntzen | 0 | 0 | 18637 | 0 | |||||
2 | Michael Bless | 18637 | 0 | 0 | 0 | |||||
3 | Errol Glasser | 0 | 0 | 18637 | 0 | |||||
4 | Wilhelm van Jaarsveld | 18637 | 0 | 0 | 0 | |||||
5 | Andrew Michelmore | 0 | 0 | 18637 | 0 | |||||
2 | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's independent registered accounting firm for the fiscal year ending December 31, 2019. | For | None | 18637 | 0 | 0 | 0 | |||
3 | Proposal to approve, on an advisory basis, a resolution on executive compensation. | For | None | 18637 | 0 | 0 | 0 | |||
4 | Proposal to approve the Company's Amended and Restated Stock Incentive Plan. | For | None | 18637 | 0 | 0 | 0 | |||
DIPLOMAT PHARMACY, INC. | ||||||||||
Security: | 25456K101 | Meeting Type: | Annual | |||||||
Ticker: | DPLO | Meeting Date: | 03-Jun-2019 | |||||||
ISIN | US25456K1016 | Vote Deadline Date: | 31-May-2019 | |||||||
Agenda | 934997048 | Management | Total Ballot Shares: | 10232 | ||||||
Last Vote Date: | 26-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Kenneth O. Klepper | 4080 | 0 | 0 | 0 | |||||
2 | Benjamin Wolin | 4080 | 0 | 0 | 0 | |||||
2 | Ratification of the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 4080 | 0 | 0 | 0 | |||
3 | Advisory approval of named executive officer compensation. | For | None | 4080 | 0 | 0 | 0 | |||
THE BUCKLE, INC. | ||||||||||
Security: | 118440106 | Meeting Type: | Annual | |||||||
Ticker: | BKE | Meeting Date: | 03-Jun-2019 | |||||||
ISIN | US1184401065 | Vote Deadline Date: | 31-May-2019 | |||||||
Agenda | 935001975 | Management | Total Ballot Shares: | 18738 | ||||||
Last Vote Date: | 26-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Daniel J. Hirschfeld | 4527 | 0 | 0 | 0 | |||||
2 | Dennis H. Nelson | 4527 | 0 | 0 | 0 | |||||
3 | Thomas B. Heacock | 4527 | 0 | 0 | 0 | |||||
4 | Kari G. Smith | 4527 | 0 | 0 | 0 | |||||
5 | Hank M. Bounds | 4527 | 0 | 0 | 0 | |||||
6 | Bill L. Fairfield | 4527 | 0 | 0 | 0 | |||||
7 | Bruce L. Hoberman | 4527 | 0 | 0 | 0 | |||||
8 | Michael E. Huss | 4527 | 0 | 0 | 0 | |||||
9 | John P. Peetz, III | 4527 | 0 | 0 | 0 | |||||
10 | Karen B. Rhoads | 4527 | 0 | 0 | 0 | |||||
11 | James E. Shada | 4527 | 0 | 0 | 0 | |||||
2 | Proposal to ratify the selection of Deloitte & Touche LLP as independent registered public accounting firm for the Company for the fiscal year ending February 1, 2020. | For | None | 4527 | 0 | 0 | 0 | |||
3 | Proposal to approve the Company's 2019 Management Incentive Plan. | For | None | 4527 | 0 | 0 | 0 | |||
ADVANCED ENERGY INDUSTRIES, INC. | ||||||||||
Security: | 007973100 | Meeting Type: | Annual | |||||||
Ticker: | AEIS | Meeting Date: | 04-Jun-2019 | |||||||
ISIN | US0079731008 | Vote Deadline Date: | 03-Jun-2019 | |||||||
Agenda | 934999042 | Management | Total Ballot Shares: | 11068 | ||||||
Last Vote Date: | 26-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Frederick A. Ball | 2466 | 0 | 0 | 0 | |||||
2 | Grant H. Beard | 2466 | 0 | 0 | 0 | |||||
3 | Tina M. Donikowski | 2466 | 0 | 0 | 0 | |||||
4 | Ronald C. Foster | 2466 | 0 | 0 | 0 | |||||
5 | Edward C. Grady | 2466 | 0 | 0 | 0 | |||||
6 | Thomas M. Rohrs | 2466 | 0 | 0 | 0 | |||||
7 | John A. Roush | 2466 | 0 | 0 | 0 | |||||
8 | Yuval Wasserman | 2466 | 0 | 0 | 0 | |||||
2 | Ratification of the appointment of Ernst & Young LLP as Advanced Energy's independent registered public accounting firm for 2019. | For | None | 2466 | 0 | 0 | 0 | |||
3 | Advisory approval of Advanced Energy's compensation of its named executive officers. | For | None | 2466 | 0 | 0 | 0 | |||
4 | Approval to amend and restate Advanced Energy's Restated Certificate of Incorporation, as amended, to provide stockholders the ability to remove members of the Company's Board of Directors, with or without cause. | For | None | 2466 | 0 | 0 | 0 | |||
ATN INTERNATIONAL, INC. | ||||||||||
Security: | 00215F107 | Meeting Type: | Annual | |||||||
Ticker: | ATNI | Meeting Date: | 04-Jun-2019 | |||||||
ISIN | US00215F1075 | Vote Deadline Date: | 03-Jun-2019 | |||||||
Agenda | 934999701 | Management | Total Ballot Shares: | 6935.1347 | ||||||
Last Vote Date: | 27-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Martin L. Budd | For | None | 1700 | 0 | 0 | 0 | |||
2 | Election of Director: Bernard J. Bulkin | For | None | 1700 | 0 | 0 | 0 | |||
3 | Election of Director: Richard J. Ganong | For | None | 1700 | 0 | 0 | 0 | |||
4 | Election of Director: John C. Kennedy | For | None | 1700 | 0 | 0 | 0 | |||
5 | Election of Director: Liane J. Pelletier | For | None | 1700 | 0 | 0 | 0 | |||
6 | Election of Director: Michael T. Prior | For | None | 1700 | 0 | 0 | 0 | |||
7 | Election of Director: Charles J. Roesslein | For | None | 1700 | 0 | 0 | 0 | |||
8 | Ratification of the selection of PricewaterhouseCoopers LLP as independent auditor for 2019. | For | None | 1700 | 0 | 0 | 0 | |||
BONANZA CREEK ENERGY INC. | ||||||||||
Security: | 097793400 | Meeting Type: | Annual | |||||||
Ticker: | BCEI | Meeting Date: | 04-Jun-2019 | |||||||
ISIN | US0977934001 | Vote Deadline Date: | 03-Jun-2019 | |||||||
Agenda | 935008537 | Management | Total Ballot Shares: | 19533 | ||||||
Last Vote Date: | 27-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Eric T. Greager | 3546 | 0 | 0 | 0 | |||||
2 | Paul Keglevic | 0 | 0 | 3546 | 0 | |||||
3 | Brian Steck | 0 | 0 | 3546 | 0 | |||||
4 | Thomas B. Tyree, Jr. | 3546 | 0 | 0 | 0 | |||||
5 | Jack E. Vaughn | 0 | 0 | 3546 | 0 | |||||
6 | Scott D. Vogel | 3546 | 0 | 0 | 0 | |||||
7 | Jeffrey E. Wojahn | 3546 | 0 | 0 | 0 | |||||
2 | To ratify the selection of Grant Thornton LLP as the Company's independent registered public accountant for 2019. | For | None | 3546 | 0 | 0 | 0 | |||
3 | To approve, on an advisory basis, the compensation of our named executive officers. | For | None | 3546 | 0 | 0 | 0 | |||
EL POLLO LOCO HOLDINGS INC | ||||||||||
Security: | 268603107 | Meeting Type: | Annual | |||||||
Ticker: | LOCO | Meeting Date: | 04-Jun-2019 | |||||||
ISIN | US2686031079 | Vote Deadline Date: | 03-Jun-2019 | |||||||
Agenda | 935005404 | Management | Total Ballot Shares: | 10971 | ||||||
Last Vote Date: | 26-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Douglas J. Babb | 9027 | 0 | 0 | 0 | |||||
2 | William R. Floyd | 9027 | 0 | 0 | 0 | |||||
3 | Dean C. Kehler | 9027 | 0 | 0 | 0 | |||||
2 | Proposal to ratify the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for 2019. | For | None | 9027 | 0 | 0 | 0 | |||
NABORS INDUSTRIES LTD. | ||||||||||
Security: | G6359F103 | Meeting Type: | Annual | |||||||
Ticker: | NBR | Meeting Date: | 04-Jun-2019 | |||||||
ISIN | BMG6359F1032 | Vote Deadline Date: | 03-Jun-2019 | |||||||
Agenda | 934991046 | Management | Total Ballot Shares: | 931208 | ||||||
Last Vote Date: | 27-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Tanya S. Beder | 70626 | 0 | 0 | 0 | |||||
2 | Anthony R. Chase | 70626 | 0 | 0 | 0 | |||||
3 | James R. Crane | 70626 | 0 | 0 | 0 | |||||
4 | John P. Kotts | 70626 | 0 | 0 | 0 | |||||
5 | Michael C. Linn | 70626 | 0 | 0 | 0 | |||||
6 | Anthony G. Petrello | 70626 | 0 | 0 | 0 | |||||
7 | John Yearwood | 70626 | 0 | 0 | 0 | |||||
2 | Proposal to appoint PricewaterhouseCoopers LLP as independent auditor and to authorize the Audit Committee of the Board of Directors to set the independent auditor's remuneration. | For | None | 70626 | 0 | 0 | 0 | |||
3 | Advisory Say-on-Pay vote regarding the compensation paid by the Company to its named executive officers as disclosed in the Proxy Statement. | For | None | 70626 | 0 | 0 | 0 | |||
UNIVERSAL ELECTRONICS INC. | ||||||||||
Security: | 913483103 | Meeting Type: | Annual | |||||||
Ticker: | UEIC | Meeting Date: | 04-Jun-2019 | |||||||
ISIN | US9134831034 | Vote Deadline Date: | 03-Jun-2019 | |||||||
Agenda | 935004490 | Management | Total Ballot Shares: | 3628 | ||||||
Last Vote Date: | 27-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Paul D. Arling | 877 | 0 | 0 | 0 | |||||
2 | Say on Pay - Approval, on an advisory basis, of named executive officer compensation. | For | None | 877 | 0 | 0 | 0 | |||
3 | Ratification of the appointment of Grant Thornton LLP, a firm of Independent Registered Public Accountants as the Company's auditors for the year ending December 31, 2019. | For | None | 877 | 0 | 0 | 0 | |||
MARKETAXESS HOLDINGS INC. | ||||||||||
Security: | 57060D108 | Meeting Type: | Annual | |||||||
Ticker: | MKTX | Meeting Date: | 05-Jun-2019 | |||||||
ISIN | US57060D1081 | Vote Deadline Date: | 04-Jun-2019 | |||||||
Agenda | 934996832 | Management | Total Ballot Shares: | 14081.072 | ||||||
Last Vote Date: | 26-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Richard M. McVey | For | None | 2376 | 0 | 0 | 0 | |||
2 | Election of Director: Nancy Altobello | For | None | 2376 | 0 | 0 | 0 | |||
3 | Election of Director: Steven L. Begleiter | For | None | 2376 | 0 | 0 | 0 | |||
4 | Election of Director: Stephen P. Casper | For | None | 2376 | 0 | 0 | 0 | |||
5 | Election of Director: Jane Chwick | For | None | 2376 | 0 | 0 | 0 | |||
6 | Election of Director: Christopher R. Concannon | For | None | 2376 | 0 | 0 | 0 | |||
7 | Election of Director: William F. Cruger | For | None | 2376 | 0 | 0 | 0 | |||
8 | Election of Director: Richard G. Ketchum | For | None | 2376 | 0 | 0 | 0 | |||
9 | Election of Director: Emily H. Portney | For | None | 2376 | 0 | 0 | 0 | |||
10 | Election of Director: John Steinhardt | For | None | 2376 | 0 | 0 | 0 | |||
11 | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. | For | None | 2376 | 0 | 0 | 0 | |||
12 | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the 2019 Proxy Statement. | For | None | 2376 | 0 | 0 | 0 | |||
SCIENCE APPLICATIONS INTERNATIONAL CORP | ||||||||||
Security: | 808625107 | Meeting Type: | Annual | |||||||
Ticker: | SAIC | Meeting Date: | 05-Jun-2019 | |||||||
ISIN | US8086251076 | Vote Deadline Date: | 04-Jun-2019 | |||||||
Agenda | 934992846 | Management | Total Ballot Shares: | 8031 | ||||||
Last Vote Date: | 21-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Robert A. Bedingfield | For | None | 1681 | 0 | 0 | 0 | |||
2 | Election of Director: John J. Hamre | For | None | 1681 | 0 | 0 | 0 | |||
3 | Election of Director: David M. Kerko | For | None | 1681 | 0 | 0 | 0 | |||
4 | Election of Director: Timothy J. Mayopoulos | For | None | 1681 | 0 | 0 | 0 | |||
5 | Election of Director: Katharina G. McFarland | For | None | 1681 | 0 | 0 | 0 | |||
6 | Election of Director: Anthony J. Moraco | For | None | 1681 | 0 | 0 | 0 | |||
7 | Election of Director: Donna S. Morea | For | None | 1681 | 0 | 0 | 0 | |||
8 | Election of Director: Steven R. Shane | For | None | 1681 | 0 | 0 | 0 | |||
9 | The approval of a non-binding, advisory vote on executive compensation. | For | None | 1681 | 0 | 0 | 0 | |||
10 | The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2020. | For | None | 1681 | 0 | 0 | 0 | |||
VITAMIN SHOPPE, INC. | ||||||||||
Security: | 92849E101 | Meeting Type: | Annual | |||||||
Ticker: | VSI | Meeting Date: | 05-Jun-2019 | |||||||
ISIN | US92849E1010 | Vote Deadline Date: | 04-Jun-2019 | |||||||
Agenda | 934999422 | Management | Total Ballot Shares: | 12924 | ||||||
Last Vote Date: | 26-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Deborah M. Derby | For | None | 12924 | 0 | 0 | 0 | |||
2 | Election of Director: David H. Edwab | For | None | 12924 | 0 | 0 | 0 | |||
3 | Election of Director: Melvin L. Keating | For | None | 12924 | 0 | 0 | 0 | |||
4 | Election of Director: Guillermo G. Marmol | For | None | 12924 | 0 | 0 | 0 | |||
5 | Election of Director: Himanshu H. Shah | For | None | 12924 | 0 | 0 | 0 | |||
6 | Election of Director: Alexander W. Smith | For | None | 12924 | 0 | 0 | 0 | |||
7 | Election of Director: Timothy J. Theriault | For | None | 12924 | 0 | 0 | 0 | |||
8 | Election of Director: Sing Wang | For | None | 12924 | 0 | 0 | 0 | |||
9 | Election of Director: Sharon M. Leite | For | None | 12924 | 0 | 0 | 0 | |||
10 | Advisory and non-binding vote to approve our named executive officer compensation. | For | None | 12924 | 0 | 0 | 0 | |||
11 | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the 2019 fiscal year. | For | None | 12924 | 0 | 0 | 0 | |||
ZUMIEZ INC. | ||||||||||
Security: | 989817101 | Meeting Type: | Annual | |||||||
Ticker: | ZUMZ | Meeting Date: | 05-Jun-2019 | |||||||
ISIN | US9898171015 | Vote Deadline Date: | 04-Jun-2019 | |||||||
Agenda | 935001230 | Management | Total Ballot Shares: | 8358 | ||||||
Last Vote Date: | 28-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Kalen F. Holmes | For | None | 3678 | 0 | 0 | 0 | |||
2 | Election of Director: Travis D. Smith | For | None | 3678 | 0 | 0 | 0 | |||
3 | Election of Director: Scott A. Bailey | For | None | 3678 | 0 | 0 | 0 | |||
4 | Ratification of the selection of Moss Adams LLP as the Company's independent registered public accounting firm for the fiscal year ending February 1, 2020 (fiscal 2019). | For | None | 3678 | 0 | 0 | 0 | |||
AMERICAN EQUITY INVESTMENT LIFE HLDG CO | ||||||||||
Security: | 025676206 | Meeting Type: | Annual | |||||||
Ticker: | AEL | Meeting Date: | 06-Jun-2019 | |||||||
ISIN | US0256762065 | Vote Deadline Date: | 05-Jun-2019 | |||||||
Agenda | 935002004 | Management | Total Ballot Shares: | 41278 | ||||||
Last Vote Date: | 24-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | John M. Matovina | 11107 | 0 | 0 | 0 | |||||
2 | Alan D. Matula | 11107 | 0 | 0 | 0 | |||||
3 | Gerard D. Neugent | 11107 | 0 | 0 | 0 | |||||
2 | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2019. | For | None | 11107 | 0 | 0 | 0 | |||
3 | To approve, on an advisory basis, the compensation of our named executive officers. | For | None | 11107 | 0 | 0 | 0 | |||
GULFPORT ENERGY CORPORATION | ||||||||||
Security: | 402635304 | Meeting Type: | Annual | |||||||
Ticker: | GPOR | Meeting Date: | 06-Jun-2019 | |||||||
ISIN | US4026353049 | Vote Deadline Date: | 05-Jun-2019 | |||||||
Agenda | 935028490 | Management | Total Ballot Shares: | 120164 | ||||||
Last Vote Date: | 11-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: David M. Wood | For | None | 17407 | 0 | 0 | 0 | |||
2 | Election of Director: Craig Groeschel | For | None | 17407 | 0 | 0 | 0 | |||
3 | Election of Director: David L. Houston | For | None | 17407 | 0 | 0 | 0 | |||
4 | Election of Director: C. Doug Johnson | For | None | 17407 | 0 | 0 | 0 | |||
5 | Election of Director: Ben T. Morris | For | None | 17407 | 0 | 0 | 0 | |||
6 | Election of Director: Scott E. Streller | For | None | 17407 | 0 | 0 | 0 | |||
7 | Election of Director: Paul D. Westerman | For | None | 17407 | 0 | 0 | 0 | |||
8 | Election of Director: Deborah G. Adams | For | None | 17407 | 0 | 0 | 0 | |||
9 | Proposal to approve the Company's 2019 Amended and Restated Stock Incentive Plan. | For | None | 17407 | 0 | 0 | 0 | |||
10 | Proposal to Approve, on an Advisory Basis, the Compensation Paid to the Company's Named Executive Officers. | For | None | 17407 | 0 | 0 | 0 | |||
11 | Proposal to Ratify the Appointment of the Company's Independent Auditors, Grant Thornton LLP, for the fiscal year ending December 31, 2019. | For | None | 17407 | 0 | 0 | 0 | |||
KAISER ALUMINUM CORPORATION | ||||||||||
Security: | 483007704 | Meeting Type: | Annual | |||||||
Ticker: | KALU | Meeting Date: | 06-Jun-2019 | |||||||
ISIN | US4830077040 | Vote Deadline Date: | 05-Jun-2019 | |||||||
Agenda | 935025088 | Management | Total Ballot Shares: | 14030 | ||||||
Last Vote Date: | 09-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Alfred E. Osborne, Jr. | 1039 | 0 | 0 | 0 | |||||
2 | Teresa Sebastian | 1039 | 0 | 0 | 0 | |||||
3 | Donald J. Stebbins | 1039 | 0 | 0 | 0 | |||||
4 | Thomas M. Van Leeuwen | 1039 | 0 | 0 | 0 | |||||
2 | ADVISORY VOTE TO APPROVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT | For | None | 1039 | 0 | 0 | 0 | |||
3 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019 | For | None | 1039 | 0 | 0 | 0 | |||
LIGAND PHARMACEUTICALS INCORPORATED | ||||||||||
Security: | 53220K504 | Meeting Type: | Annual | |||||||
Ticker: | LGND | Meeting Date: | 06-Jun-2019 | |||||||
ISIN | US53220K5048 | Vote Deadline Date: | 05-Jun-2019 | |||||||
Agenda | 935007256 | Management | Total Ballot Shares: | 6467 | ||||||
Last Vote Date: | 27-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Jason M. Aryeh | 1187 | 0 | 0 | 0 | |||||
2 | Todd C. Davis | 1187 | 0 | 0 | 0 | |||||
3 | Nancy R. Gray, Ph.D. | 1187 | 0 | 0 | 0 | |||||
4 | John L. Higgins | 1187 | 0 | 0 | 0 | |||||
5 | John W. Kozarich, Ph.D. | 1187 | 0 | 0 | 0 | |||||
6 | John L. LaMattina Ph.D. | 1187 | 0 | 0 | 0 | |||||
7 | Sunil Patel | 1187 | 0 | 0 | 0 | |||||
8 | Stephen L. Sabba, M.D. | 1187 | 0 | 0 | 0 | |||||
2 | Ratification of Independent Registered Public Accounting Firm. | For | None | 1187 | 0 | 0 | 0 | |||
3 | Approval of the Compensation of the Named Executive Officers. | For | None | 1187 | 0 | 0 | 0 | |||
4 | Approval of Amendment and Restatement of the Ligand Pharmaceuticals Incorporated 2002 Stock Incentive Plan. | For | None | 1187 | 0 | 0 | 0 | |||
5 | Approval of Amendment and Restatement of the Ligand Pharmaceuticals Incorporated Employee Stock Purchase Plan | For | None | 1187 | 0 | 0 | 0 | |||
LIVEPERSON, INC. | ||||||||||
Security: | 538146101 | Meeting Type: | Annual | |||||||
Ticker: | LPSN | Meeting Date: | 06-Jun-2019 | |||||||
ISIN | US5381461012 | Vote Deadline Date: | 05-Jun-2019 | |||||||
Agenda | 935025761 | Management | Total Ballot Shares: | 12605 | ||||||
Last Vote Date: | 03-Jun-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Jill Layfield | 9192 | 0 | 0 | 0 | |||||
2 | William G. Wesemann | 9192 | 0 | 0 | 0 | |||||
2 | Ratification of the appointment of BDO USA, LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2019. | For | None | 9192 | 0 | 0 | 0 | |||
3 | Advisory approval of the compensation of the Company's named executive officers. | For | None | 9192 | 0 | 0 | 0 | |||
4 | Approval of the 2019 Stock Incentive Plan. | For | None | 9192 | 0 | 0 | 0 | |||
5 | Approval of the 2019 Employee Stock Purchase Plan. | For | None | 9192 | 0 | 0 | 0 | |||
6 | Approval of an amendment to the Fourth Amended and Restated Certificate of Incorporation to increase the number of authorized shares of Common Stock from 100,000,000 to 200,000,000. | For | None | 9192 | 0 | 0 | 0 | |||
VONAGE HOLDINGS CORP. | ||||||||||
Security: | 92886T201 | Meeting Type: | Annual | |||||||
Ticker: | VG | Meeting Date: | 06-Jun-2019 | |||||||
ISIN | US92886T2015 | Vote Deadline Date: | 05-Jun-2019 | |||||||
Agenda | 935001797 | Management | Total Ballot Shares: | 42245 | ||||||
Last Vote Date: | 29-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Alan Masarek | For | None | 6855 | 0 | 0 | 0 | |||
2 | Election of Director: Hamid Akhavan | For | None | 6855 | 0 | 0 | 0 | |||
3 | Election of Director: Michael McConnell | For | None | 6855 | 0 | 0 | 0 | |||
4 | Election of Director: Gary Steele | For | None | 6855 | 0 | 0 | 0 | |||
5 | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 6855 | 0 | 0 | 0 | |||
6 | To approve our named executive officers' compensation in an advisory vote. | For | None | 6855 | 0 | 0 | 0 | |||
7 | To approve the company's Amended and Restated 2015 Equity Incentive Plan. | For | None | 6855 | 0 | 0 | 0 | |||
8 | To ratify the extension of the Tax Benefits Preservation Plan. | For | None | 6855 | 0 | 0 | 0 | |||
AMEDISYS, INC. | ||||||||||
Security: | 023436108 | Meeting Type: | Annual | |||||||
Ticker: | AMED | Meeting Date: | 07-Jun-2019 | |||||||
ISIN | US0234361089 | Vote Deadline Date: | 06-Jun-2019 | |||||||
Agenda | 935005315 | Management | Total Ballot Shares: | 21342 | ||||||
Last Vote Date: | 28-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Julie D. Klapstein | 2217 | 0 | 0 | 0 | |||||
2 | Paul B. Kusserow | 2217 | 0 | 0 | 0 | |||||
3 | Richard A. Lechleiter | 2217 | 0 | 0 | 0 | |||||
4 | Jake L. Netterville | 2217 | 0 | 0 | 0 | |||||
5 | Bruce D. Perkins | 2217 | 0 | 0 | 0 | |||||
6 | Jeffrey A. Rideout, MD | 2217 | 0 | 0 | 0 | |||||
7 | Donald A. Washburn | 2217 | 0 | 0 | 0 | |||||
2 | To ratify the appointment of KPMG LLP as the Company's independent registered public accountants for the fiscal year ending December 31, 2019. | For | None | 2217 | 0 | 0 | 0 | |||
3 | To approve, on an advisory (non-binding) basis, the compensation paid to the Company's Named Executive Officers, as set forth in the Company's 2019 Proxy Statement ("Say on Pay" Vote). | For | None | 2217 | 0 | 0 | 0 | |||
GUESS?, INC. | ||||||||||
Security: | 401617105 | Meeting Type: | Annual | |||||||
Ticker: | GES | Meeting Date: | 10-Jun-2019 | |||||||
ISIN | US4016171054 | Vote Deadline Date: | 07-Jun-2019 | |||||||
Agenda | 935030964 | Management | Total Ballot Shares: | 14593 | ||||||
Last Vote Date: | 07-Jun-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Paul Marciano | 0 | 0 | 6372 | 0 | |||||
2 | Anthony Chidoni | 6372 | 0 | 0 | 0 | |||||
3 | Cynthia Livingston | 6372 | 0 | 0 | 0 | |||||
2 | Advisory vote to approve the compensation of the named executive officers. | For | None | 6372 | 0 | 0 | 0 | |||
3 | Ratification of the appointment of Ernst & Young LLP as the Company's independent auditor for the fiscal year ending February 1, 2020. | For | None | 6372 | 0 | 0 | 0 | |||
4 | Shareholder proposal regarding shareholder approval of future severance arrangements with senior executives. | Against | None | 6372 | 0 | 0 | 0 | |||
ADVANSIX INC | ||||||||||
Security: | 00773T101 | Meeting Type: | Annual | |||||||
Ticker: | ASIX | Meeting Date: | 11-Jun-2019 | |||||||
ISIN | US00773T1016 | Vote Deadline Date: | 10-Jun-2019 | |||||||
Agenda | 935012031 | Management | Total Ballot Shares: | 68440 | ||||||
Last Vote Date: | 29-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Erin N. Kane | For | None | 3845 | 0 | 0 | 0 | |||
2 | Election of Director: Michael L. Marberry | For | None | 3845 | 0 | 0 | 0 | |||
3 | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accountants for 2019. | For | None | 3845 | 0 | 0 | 0 | |||
4 | An advisory vote to approve executive compensation. | For | None | 3845 | 0 | 0 | 0 | |||
5 | Amendment to Certificate of Incorporation and By- Laws to eliminate supermajority voting requirement. | For | None | 3845 | 0 | 0 | 0 | |||
CRAY INC. | ||||||||||
Security: | 225223304 | Meeting Type: | Annual | |||||||
Ticker: | CRAY | Meeting Date: | 11-Jun-2019 | |||||||
ISIN | US2252233042 | Vote Deadline Date: | 10-Jun-2019 | |||||||
Agenda | 934999648 | Management | Total Ballot Shares: | 4819 | ||||||
Last Vote Date: | 23-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Prithviraj Banerjee | For | None | 2699 | 0 | 0 | 0 | |||
2 | Election of Director: Catriona M. Fallon | For | None | 2699 | 0 | 0 | 0 | |||
3 | Election of Director: Stephen E. Gold | For | None | 2699 | 0 | 0 | 0 | |||
4 | Election of Director: Stephen C. Kiely | For | None | 2699 | 0 | 0 | 0 | |||
5 | Election of Director: Sally G. Narodick | For | None | 2699 | 0 | 0 | 0 | |||
6 | Election of Director: Daniel C. Regis | For | None | 2699 | 0 | 0 | 0 | |||
7 | Election of Director: Max L. Schireson | For | None | 2699 | 0 | 0 | 0 | |||
8 | Election of Director: Brian V. Turner | For | None | 2699 | 0 | 0 | 0 | |||
9 | Election of Director: Peter J. Ungaro | For | None | 2699 | 0 | 0 | 0 | |||
10 | To vote, on an advisory and non-binding basis, to approve the compensation of our Named Executive Officers. | For | None | 2699 | 0 | 0 | 0 | |||
11 | To vote on the amendment and restatement of our 2013 Equity Incentive Plan, as amended and restated. | For | None | 2699 | 0 | 0 | 0 | |||
12 | To ratify the appointment of Peterson Sullivan LLP as our independent registered public accounting firm for the year ending December 31, 2019. | For | None | 2699 | 0 | 0 | 0 | |||
EHEALTH, INC | ||||||||||
Security: | 28238P109 | Meeting Type: | Annual | |||||||
Ticker: | EHTH | Meeting Date: | 11-Jun-2019 | |||||||
ISIN | US28238P1093 | Vote Deadline Date: | 10-Jun-2019 | |||||||
Agenda | 935012752 | Management | Total Ballot Shares: | 2830 | ||||||
Last Vote Date: | 01-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Scott N. Flanders | 1438 | 0 | 0 | 0 | |||||
2 | Michael D. Goldberg | 1438 | 0 | 0 | 0 | |||||
2 | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of eHealth, Inc. for the fiscal year ending December 31, 2019. | For | None | 1438 | 0 | 0 | 0 | |||
3 | To approve, on an advisory basis, the compensation of the Named Executive Officers of eHealth, Inc. | For | None | 1438 | 0 | 0 | 0 | |||
4 | To approve an amendment to eHealth, Inc.'s 2014 Equity Incentive Plan to increase the maximum number of shares that may be issued by 2,500,000 shares. | For | None | 1438 | 0 | 0 | 0 | |||
FIRSTCASH, INC. | ||||||||||
Security: | 33767D105 | Meeting Type: | Annual | |||||||
Ticker: | FCFS | Meeting Date: | 11-Jun-2019 | |||||||
ISIN | US33767D1054 | Vote Deadline Date: | 10-Jun-2019 | |||||||
Agenda | 935011902 | Management | Total Ballot Shares: | 11823.0811 | ||||||
Last Vote Date: | 28-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Mr. Daniel R. Feehan | For | None | 2930 | 0 | 0 | 0 | |||
2 | Ratification of the selection of RSM US LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2019. | For | None | 2930 | 0 | 0 | 0 | |||
3 | Approve, by non-binding vote, the compensation of named executive officers as described in the proxy statement. | For | None | 2930 | 0 | 0 | 0 | |||
4 | Approve the FirstCash, Inc. 2019 Long-Term Incentive Plan. | For | None | 2930 | 0 | 0 | 0 | |||
SUPERNUS PHARMACEUTICALS, INC. | ||||||||||
Security: | 868459108 | Meeting Type: | Annual | |||||||
Ticker: | SUPN | Meeting Date: | 11-Jun-2019 | |||||||
ISIN | US8684591089 | Vote Deadline Date: | 10-Jun-2019 | |||||||
Agenda | 935025292 | Management | Total Ballot Shares: | 8973 | ||||||
Last Vote Date: | 09-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Carrolee Barlow MD PhD | 0 | 0 | 1348 | 0 | |||||
2 | Jack A. Khattar | 1348 | 0 | 0 | 0 | |||||
2 | Proposal to ratify KPMG LLP as the independent public accounting firm for the fiscal year ending December 31, 2019. | For | None | 1348 | 0 | 0 | 0 | |||
3 | Advisory Vote on Named Executive Officer Compensation. | For | None | 1348 | 0 | 0 | 0 | |||
ABERCROMBIE & FITCH CO. | ||||||||||
Security: | 002896207 | Meeting Type: | Annual | |||||||
Ticker: | ANF | Meeting Date: | 12-Jun-2019 | |||||||
ISIN | US0028962076 | Vote Deadline Date: | 11-Jun-2019 | |||||||
Agenda | 935010479 | Management | Total Ballot Shares: | 14051 | ||||||
Last Vote Date: | 01-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Kerrii B. Anderson | For | None | 5117 | 0 | 0 | 0 | |||
2 | Election of Director: James B. Bachmann | For | None | 5117 | 0 | 0 | 0 | |||
3 | Election of Director: Terry L. Burman | For | None | 5117 | 0 | 0 | 0 | |||
4 | Election of Director: Sarah M. Gallagher | For | None | 5117 | 0 | 0 | 0 | |||
5 | Election of Director: Michael E. Greenlees | For | None | 5117 | 0 | 0 | 0 | |||
6 | Election of Director: Archie M. Griffin | For | None | 5117 | 0 | 0 | 0 | |||
7 | Election of Director: Fran Horowitz | For | None | 5117 | 0 | 0 | 0 | |||
8 | Election of Director: Helen E. McCluskey | For | None | 5117 | 0 | 0 | 0 | |||
9 | Election of Director: Charles R. Perrin | For | None | 5117 | 0 | 0 | 0 | |||
10 | Election of Director: Nigel Travis | For | None | 5117 | 0 | 0 | 0 | |||
11 | Approval of advisory resolution to approve executive compensation. | For | None | 5117 | 0 | 0 | 0 | |||
12 | Approval of an amendment to the Abercrombie & Fitch Co. 2016 Long-Term Incentive Plan for Associates to authorize 2,200,000 additional shares. | For | None | 5117 | 0 | 0 | 0 | |||
13 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending February 1, 2020. | For | None | 5117 | 0 | 0 | 0 | |||
ARMADA HOFFLER PROPERTIES, INC. | ||||||||||
Security: | 04208T108 | Meeting Type: | Annual | |||||||
Ticker: | AHH | Meeting Date: | 12-Jun-2019 | |||||||
ISIN | US04208T1088 | Vote Deadline Date: | 11-Jun-2019 | |||||||
Agenda | 935005593 | Management | Total Ballot Shares: | 19832 | ||||||
Last Vote Date: | 29-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | George F. Allen | 7721 | 0 | 0 | 0 | |||||
2 | James A. Carroll | 7721 | 0 | 0 | 0 | |||||
3 | James C. Cherry | 7721 | 0 | 0 | 0 | |||||
4 | Louis S. Haddad | 7721 | 0 | 0 | 0 | |||||
5 | Eva S. Hardy | 7721 | 0 | 0 | 0 | |||||
6 | Daniel A. Hoffler | 7721 | 0 | 0 | 0 | |||||
7 | A. Russell Kirk | 7721 | 0 | 0 | 0 | |||||
8 | John W. Snow | 7721 | 0 | 0 | 0 | |||||
2 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2019. | For | None | 7721 | 0 | 0 | 0 | |||
3 | Advisory vote to approve the compensation of our named executive officers. | For | None | 7721 | 0 | 0 | 0 | |||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||
4 | Advisory vote on the frequency of holding an advisory vote on executive compensation. | 1 Year | None | 7721 | 0 | 0 | 0 | |||
MEDIFAST, INC. | ||||||||||
Security: | 58470H101 | Meeting Type: | Annual | |||||||
Ticker: | MED | Meeting Date: | 12-Jun-2019 | |||||||
ISIN | US58470H1014 | Vote Deadline Date: | 11-Jun-2019 | |||||||
Agenda | 935011306 | Management | Total Ballot Shares: | 21691 | ||||||
Last Vote Date: | 26-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Jeffrey J. Brown | 1970 | 0 | 0 | 0 | |||||
2 | Kevin G. Byrnes | 1970 | 0 | 0 | 0 | |||||
3 | Daniel R. Chard | 1970 | 0 | 0 | 0 | |||||
4 | Constance J. Hallquist | 1970 | 0 | 0 | 0 | |||||
5 | Michael A. Hoer | 1970 | 0 | 0 | 0 | |||||
6 | Michael C. MacDonald | 1970 | 0 | 0 | 0 | |||||
7 | Carl E. Sassano | 1970 | 0 | 0 | 0 | |||||
8 | Scott Schlackman | 1970 | 0 | 0 | 0 | |||||
9 | Andrea B. Thomas | 1970 | 0 | 0 | 0 | |||||
10 | Ming Xian | 1970 | 0 | 0 | 0 | |||||
2 | Ratify the appointment of RSM US LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2019. | For | None | 1970 | 0 | 0 | 0 | |||
3 | To approve, on an advisory basis, the compensation of the Company's named executive officers | For | None | 1970 | 0 | 0 | 0 | |||
NEKTAR THERAPEUTICS | ||||||||||
Security: | 640268108 | Meeting Type: | Annual | |||||||
Ticker: | NKTR | Meeting Date: | 12-Jun-2019 | |||||||
ISIN | US6402681083 | Vote Deadline Date: | 11-Jun-2019 | |||||||
Agenda | 935006634 | Management | Total Ballot Shares: | 27197 | ||||||
Last Vote Date: | 27-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: R. Scott Greer | For | None | 5506 | 0 | 0 | 0 | |||
2 | Election of Director: Lutz Lingnau | For | None | 5506 | 0 | 0 | 0 | |||
3 | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 5506 | 0 | 0 | 0 | |||
4 | To approve a non-binding advisory resolution regarding our executive compensation (a "say-on- pay" vote). | For | None | 5506 | 0 | 0 | 0 | |||
REX AMERICAN RESOURCES CORP | ||||||||||
Security: | 761624105 | Meeting Type: | Annual | |||||||
Ticker: | REX | Meeting Date: | 12-Jun-2019 | |||||||
ISIN | US7616241052 | Vote Deadline Date: | 11-Jun-2019 | |||||||
Agenda | 935025418 | Management | Total Ballot Shares: | 4324 | ||||||
Last Vote Date: | 09-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Stuart A. Rose | For | None | 1203 | 0 | 0 | 0 | |||
2 | Election of Director: Zafar Rizvi | For | None | 1203 | 0 | 0 | 0 | |||
3 | Election of Director: Edward M. Kress | For | None | 1203 | 0 | 0 | 0 | |||
4 | Election of Director: David S. Harris | For | None | 1203 | 0 | 0 | 0 | |||
5 | Election of Director: Charles A. Elcan | For | None | 1203 | 0 | 0 | 0 | |||
6 | Election of Director: Mervyn L. Alphonso | For | None | 1203 | 0 | 0 | 0 | |||
7 | Election of Director: Lee Fisher | For | None | 1203 | 0 | 0 | 0 | |||
8 | Election of Director: Anne MacMillan | For | None | 1203 | 0 | 0 | 0 | |||
9 | ADVISORY VOTE on executive compensation. | For | None | 1203 | 0 | 0 | 0 | |||
SCIENTIFIC GAMES CORPORATION | ||||||||||
Security: | 80874P109 | Meeting Type: | Annual | |||||||
Ticker: | SGMS | Meeting Date: | 12-Jun-2019 | |||||||
ISIN | US80874P1093 | Vote Deadline Date: | 11-Jun-2019 | |||||||
Agenda | 935012118 | Management | Total Ballot Shares: | 22324 | ||||||
Last Vote Date: | 04-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Ronald O. Perelman | 6167 | 0 | 0 | 0 | |||||
2 | Barry L. Cottle | 6167 | 0 | 0 | 0 | |||||
3 | Peter A. Cohen | 6167 | 0 | 0 | 0 | |||||
4 | Richard M. Haddrill | 6167 | 0 | 0 | 0 | |||||
5 | David L. Kennedy | 6167 | 0 | 0 | 0 | |||||
6 | Paul M. Meister | 6167 | 0 | 0 | 0 | |||||
7 | Michael J. Regan | 6167 | 0 | 0 | 0 | |||||
8 | Barry F. Schwartz | 6167 | 0 | 0 | 0 | |||||
9 | Frances F. Townsend | 6167 | 0 | 0 | 0 | |||||
10 | Kneeland C. Youngblood | 6167 | 0 | 0 | 0 | |||||
11 | Jack A. Markell | 6167 | 0 | 0 | 0 | |||||
12 | Maria T. Vullo | 6167 | 0 | 0 | 0 | |||||
2 | To approve, on an advisory basis, the compensation of the Company's named executive officers. | For | None | 6167 | 0 | 0 | 0 | |||
3 | To approve an amendment and restatement of the Company's 2003 Incentive Compensation Plan, as amended and restated, to, among other things, increase the number of shares of stock authorized for issuance thereunder. | For | None | 6167 | 0 | 0 | 0 | |||
4 | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 6167 | 0 | 0 | 0 | |||
STAMPS.COM INC. | ||||||||||
Security: | 852857200 | Meeting Type: | Annual | |||||||
Ticker: | STMP | Meeting Date: | 12-Jun-2019 | |||||||
ISIN | US8528572006 | Vote Deadline Date: | 11-Jun-2019 | |||||||
Agenda | 935022347 | Management | Total Ballot Shares: | 5375 | ||||||
Last Vote Date: | 07-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Mohan P. Ananda | 1004 | 0 | 0 | 0 | |||||
2 | David C. Habiger | 1004 | 0 | 0 | 0 | |||||
2 | To approve, on a non-binding advisory basis, the Company's executive compensation. | For | None | 1004 | 0 | 0 | 0 | |||
3 | To ratify the appointment of Ernst & Young LLP as independent auditors of the Company for 2019. | For | None | 1004 | 0 | 0 | 0 | |||
THE PROVIDENCE SERVICE CORPORATION | ||||||||||
Security: | 743815102 | Meeting Type: | Annual | |||||||
Ticker: | PRSC | Meeting Date: | 12-Jun-2019 | |||||||
ISIN | US7438151026 | Vote Deadline Date: | 11-Jun-2019 | |||||||
Agenda | 935012245 | Management | Total Ballot Shares: | 3146 | ||||||
Last Vote Date: | 03-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Class I Director: Christopher S. Shackelton | For | None | 2212 | 0 | 0 | 0 | |||
2 | Election of Class I Director: Richard A. Kerley | For | None | 2212 | 0 | 0 | 0 | |||
3 | A non-binding advisory vote to approve named executive officer compensation. | For | None | 2212 | 0 | 0 | 0 | |||
4 | To ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company to serve for the 2019 fiscal year. | For | None | 0 | 2212 | 0 | 0 | |||
TITAN INTERNATIONAL, INC. | ||||||||||
Security: | 88830M102 | Meeting Type: | Annual | |||||||
Ticker: | TWI | Meeting Date: | 12-Jun-2019 | |||||||
ISIN | US88830M1027 | Vote Deadline Date: | 11-Jun-2019 | |||||||
Agenda | 935012889 | Management | Total Ballot Shares: | 15686 | ||||||
Last Vote Date: | 30-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Richard M. Cashin Jr. | 0 | 0 | 4877 | 0 | |||||
2 | Gary L. Cowger | 0 | 0 | 4877 | 0 | |||||
3 | Albert J. Febbo | 0 | 0 | 4877 | 0 | |||||
4 | Peter B. McNitt | 0 | 0 | 4877 | 0 | |||||
5 | Mark H. Rachesky, M.D. | 0 | 0 | 4877 | 0 | |||||
6 | Paul G. Reitz | 4877 | 0 | 0 | 0 | |||||
7 | Anthony L. Soave | 0 | 0 | 4877 | 0 | |||||
8 | Maurice M. Taylor, Jr. | 4877 | 0 | 0 | 0 | |||||
2 | To ratify the selection of Grant Thornton LLP as the independent registered public accounting firm to audit the Company's financial statements for the year ending December 31, 2019. | For | None | 4877 | 0 | 0 | 0 | |||
3 | To approve, in a non-binding advisory vote, the compensation paid to the Company's named executive officers. | For | None | 4877 | 0 | 0 | 0 | |||
4 | To consider a stockholder proposal regarding a sale, merger, or other disposition of the Company. | Against | None | 0 | 4877 | 0 | 0 | |||
UNIVERSAL HEALTH REALTY INCOME TRUST | ||||||||||
Security: | 91359E105 | Meeting Type: | Annual | |||||||
Ticker: | UHT | Meeting Date: | 12-Jun-2019 | |||||||
ISIN | US91359E1055 | Vote Deadline Date: | 11-Jun-2019 | |||||||
Agenda | 935014251 | Management | Total Ballot Shares: | 9271 | ||||||
Last Vote Date: | 01-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Michael Allan Domb | 3469 | 0 | 0 | 0 | |||||
2 | James P. Morey | 3469 | 0 | 0 | 0 | |||||
2 | Advisory (nonbinding) vote to approve named executive officer compensation. | For | None | 3469 | 0 | 0 | 0 | |||
3 | To ratify the selection of KPMG LLP, as the Trust's independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 3469 | 0 | 0 | 0 | |||
ASGN INCORPORATED | ||||||||||
Security: | 00191U102 | Meeting Type: | Annual | |||||||
Ticker: | ASGN | Meeting Date: | 13-Jun-2019 | |||||||
ISIN | US00191U1025 | Vote Deadline Date: | 12-Jun-2019 | |||||||
Agenda | 935011914 | Management | Total Ballot Shares: | 9820 | ||||||
Last Vote Date: | 28-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Brian J. Callaghan | For | None | 3035 | 0 | 0 | 0 | |||
2 | Election of Director: Theodore S. Hanson | For | None | 3035 | 0 | 0 | 0 | |||
3 | Election of Director: Edwin A. Sheridan, IV | For | None | 3035 | 0 | 0 | 0 | |||
4 | Approve the Second Amended and Restated ASGN Incorporated 2010 Incentive Award Plan. | For | None | 3035 | 0 | 0 | 0 | |||
5 | Non-binding advisory vote to approve the Company's executive compensation for the year ended December 31, 2018. | For | None | 3035 | 0 | 0 | 0 | |||
6 | Ratify the appointment of Deloitte & Touche LLP to serve as our independent registered public accounting firm for the year ending December 31, 2019. | For | None | 3035 | 0 | 0 | 0 | |||
BANC OF CALIFORNIA, INC. | ||||||||||
Security: | 05990K106 | Meeting Type: | Annual | |||||||
Ticker: | BANC | Meeting Date: | 13-Jun-2019 | |||||||
ISIN | US05990K1060 | Vote Deadline Date: | 12-Jun-2019 | |||||||
Agenda | 935017500 | Management | Total Ballot Shares: | 10317 | ||||||
Last Vote Date: | 05-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Mary A. Curran | For | None | 4186 | 0 | 0 | 0 | |||
2 | Election of Director: B.A. Fallon-Walsh | For | None | 4186 | 0 | 0 | 0 | |||
3 | Election of Director: Bonnie G. Hill | For | None | 4186 | 0 | 0 | 0 | |||
4 | Election of Director: Richard J. Lashley | For | None | 4186 | 0 | 0 | 0 | |||
5 | Election of Director: Jonah F. Schnel | For | None | 4186 | 0 | 0 | 0 | |||
6 | Election of Director: W. Kirk Wycoff | For | None | 4186 | 0 | 0 | 0 | |||
7 | Ratification of the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. | For | None | 4186 | 0 | 0 | 0 | |||
8 | Approval, on an advisory and non-binding basis, of the compensation paid to the Company's named executive officers, as disclosed in the Company's proxy statement for the Annual Meeting (Say-on-Pay). | For | None | 4186 | 0 | 0 | 0 | |||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||
9 | Approval, on an advisory and non-binding basis, of the frequency of future Say-on-Pay votes. | 1 Year | None | 4186 | 0 | 0 | 0 | |||
BLACKBAUD, INC. | ||||||||||
Security: | 09227Q100 | Meeting Type: | Annual | |||||||
Ticker: | BLKB | Meeting Date: | 13-Jun-2019 | |||||||
ISIN | US09227Q1004 | Vote Deadline Date: | 12-Jun-2019 | |||||||
Agenda | 935003789 | Management | Total Ballot Shares: | 11291 | ||||||
Last Vote Date: | 26-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | ELECTION OF CLASS C DIRECTOR: Thomas R. Ertel | For | None | 2160 | 0 | 0 | 0 | |||
2 | ELECTION OF CLASS C DIRECTOR: Michael P. Gianoni | For | None | 2160 | 0 | 0 | 0 | |||
3 | ELECTION OF CLASS C DIRECTOR: Sarah E. Nash | For | None | 2160 | 0 | 0 | 0 | |||
4 | ADVISORY VOTE TO APPROVE THE 2018 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 2160 | 0 | 0 | 0 | |||
5 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE BLACKBAUD, INC. 2016 EQUITY AND INCENTIVE COMPENSATION PLAN. | For | None | 2160 | 0 | 0 | 0 | |||
6 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2019. | For | None | 2160 | 0 | 0 | 0 | |||
G-III APPAREL GROUP, LTD. | ||||||||||
Security: | 36237H101 | Meeting Type: | Annual | |||||||
Ticker: | GIII | Meeting Date: | 13-Jun-2019 | |||||||
ISIN | US36237H1014 | Vote Deadline Date: | 12-Jun-2019 | |||||||
Agenda | 935021446 | Management | Total Ballot Shares: | 8320 | ||||||
Last Vote Date: | 07-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Morris Goldfarb | 3296 | 0 | 0 | 0 | |||||
2 | Sammy Aaron | 3296 | 0 | 0 | 0 | |||||
3 | Thomas J. Brosig | 3296 | 0 | 0 | 0 | |||||
4 | Alan Feller | 3296 | 0 | 0 | 0 | |||||
5 | Jeffrey Goldfarb | 3296 | 0 | 0 | 0 | |||||
6 | Victor Herrero | 3296 | 0 | 0 | 0 | |||||
7 | Jeanette Nostra | 3296 | 0 | 0 | 0 | |||||
8 | Laura Pomerantz | 3296 | 0 | 0 | 0 | |||||
9 | Willem van Bokhorst | 3296 | 0 | 0 | 0 | |||||
10 | Cheryl L. Vitali | 3296 | 0 | 0 | 0 | |||||
11 | Richard White | 3296 | 0 | 0 | 0 | |||||
2 | Advisory vote to approve the compensation of named executive officers. | For | None | 3296 | 0 | 0 | 0 | |||
3 | Proposal to approve amendment to our 2015 Long-Term Incentive Plan. | For | None | 3296 | 0 | 0 | 0 | |||
4 | Proposal to ratify the appointment of Ernst & Young LLP. | For | None | 3296 | 0 | 0 | 0 | |||
LHC GROUP, INC. | ||||||||||
Security: | 50187A107 | Meeting Type: | Annual | |||||||
Ticker: | LHCG | Meeting Date: | 13-Jun-2019 | |||||||
ISIN | US50187A1079 | Vote Deadline Date: | 12-Jun-2019 | |||||||
Agenda | 935010289 | Management | Total Ballot Shares: | 11884 | ||||||
Last Vote Date: | 04-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Monica F. Azare | 2720 | 0 | 0 | 0 | |||||
2 | Teri G. Fontenot | 2720 | 0 | 0 | 0 | |||||
3 | John L. Indest | 2720 | 0 | 0 | 0 | |||||
2 | To adopt, on an advisory basis, a resolution approving the compensation of our named executive officers. | For | None | 2720 | 0 | 0 | 0 | |||
3 | The ratification of the selection of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 2720 | 0 | 0 | 0 | |||
MONOLITHIC POWER SYSTEMS, INC. | ||||||||||
Security: | 609839105 | Meeting Type: | Annual | |||||||
Ticker: | MPWR | Meeting Date: | 13-Jun-2019 | |||||||
ISIN | US6098391054 | Vote Deadline Date: | 12-Jun-2019 | |||||||
Agenda | 935012156 | Management | Total Ballot Shares: | 14377 | ||||||
Last Vote Date: | 03-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Michael Hsing | 1952 | 0 | 0 | 0 | |||||
2 | Herbert Chang | 0 | 0 | 1952 | 0 | |||||
2 | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 1952 | 0 | 0 | 0 | |||
3 | Approve, on an advisory basis, the executive compensation. | For | None | 1952 | 0 | 0 | 0 | |||
SEMTECH CORPORATION | ||||||||||
Security: | 816850101 | Meeting Type: | Annual | |||||||
Ticker: | SMTC | Meeting Date: | 13-Jun-2019 | |||||||
ISIN | US8168501018 | Vote Deadline Date: | 12-Jun-2019 | |||||||
Agenda | 935010013 | Management | Total Ballot Shares: | 13283 | ||||||
Last Vote Date: | 05-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | James P. Burra | 5218 | 0 | 0 | 0 | |||||
2 | Rodolpho C. Cardenuto | 5218 | 0 | 0 | 0 | |||||
3 | Bruce C. Edwards | 5218 | 0 | 0 | 0 | |||||
4 | Saar Gillai | 5218 | 0 | 0 | 0 | |||||
5 | Rockell N. Hankin | 5218 | 0 | 0 | 0 | |||||
6 | Ye Jane Li | 5218 | 0 | 0 | 0 | |||||
7 | James T. Lindstrom | 5218 | 0 | 0 | 0 | |||||
8 | Mohan R. Maheswaran | 5218 | 0 | 0 | 0 | |||||
9 | Carmelo J. Santoro | 5218 | 0 | 0 | 0 | |||||
10 | Sylvia Summers | 5218 | 0 | 0 | 0 | |||||
2 | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2020 fiscal year. | For | None | 5218 | 0 | 0 | 0 | |||
3 | Advisory resolution to approve executive compensation. | For | None | 5218 | 0 | 0 | 0 | |||
SHOE CARNIVAL, INC. | ||||||||||
Security: | 824889109 | Meeting Type: | Annual | |||||||
Ticker: | SCVL | Meeting Date: | 13-Jun-2019 | |||||||
ISIN | US8248891090 | Vote Deadline Date: | 12-Jun-2019 | |||||||
Agenda | 935030344 | Management | Total Ballot Shares: | 7136 | ||||||
Last Vote Date: | 15-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Clifton E. Sifford | For | None | 2090 | 0 | 0 | 0 | |||
2 | Election of Director: James A. Aschleman | For | None | 2090 | 0 | 0 | 0 | |||
3 | Election of Director: Andrea R. Guthrie | For | None | 2090 | 0 | 0 | 0 | |||
4 | To approve, in an advisory (non-binding) vote, the compensation paid to the Company's named executive officers. | For | None | 2090 | 0 | 0 | 0 | |||
5 | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for fiscal 2019. | For | None | 2090 | 0 | 0 | 0 | |||
ECHO GLOBAL LOGISTICS, INC. | ||||||||||
Security: | 27875T101 | Meeting Type: | Annual | |||||||
Ticker: | ECHO | Meeting Date: | 14-Jun-2019 | |||||||
ISIN | US27875T1016 | Vote Deadline Date: | 13-Jun-2019 | |||||||
Agenda | 935014124 | Management | Total Ballot Shares: | 9599 | ||||||
Last Vote Date: | 02-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Douglas R. Waggoner | For | None | 4834 | 0 | 0 | 0 | |||
2 | Election of Director: Samuel K. Skinner | For | None | 4834 | 0 | 0 | 0 | |||
3 | Election of Director: Matthew Ferguson | For | None | 4834 | 0 | 0 | 0 | |||
4 | Election of Director: David Habiger | For | None | 4834 | 0 | 0 | 0 | |||
5 | Election of Director: Nelda J. Connors | For | None | 4834 | 0 | 0 | 0 | |||
6 | Election of Director: William M. Farrow III | For | None | 4834 | 0 | 0 | 0 | |||
7 | Election of Director: Virginia L. Henkels | For | None | 4834 | 0 | 0 | 0 | |||
8 | Ratification of appointment of Ernst & Young LLP as our independent registered public accounting firm for 2019. | For | None | 4834 | 0 | 0 | 0 | |||
9 | Advisory approval of the Company's Compensation of Executives as disclosed in this Proxy Statement. | For | None | 4834 | 0 | 0 | 0 | |||
PROPETRO HOLDING CORP. | ||||||||||
Security: | 74347M108 | Meeting Type: | Annual | |||||||
Ticker: | PUMP | Meeting Date: | 14-Jun-2019 | |||||||
ISIN | US74347M1080 | Vote Deadline Date: | 13-Jun-2019 | |||||||
Agenda | 935010443 | Management | Total Ballot Shares: | 19206 | ||||||
Last Vote Date: | 04-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Dale Redman | 4300 | 0 | 0 | 0 | |||||
2 | Spencer D. Armour, III | 4300 | 0 | 0 | 0 | |||||
3 | Steven Beal | 4300 | 0 | 0 | 0 | |||||
4 | Mark S. Berg | 4300 | 0 | 0 | 0 | |||||
5 | Anthony Best | 4300 | 0 | 0 | 0 | |||||
6 | Pryor Blackwell | 0 | 0 | 4300 | 0 | |||||
7 | Alan E. Douglas | 0 | 0 | 4300 | 0 | |||||
8 | Royce W. Mitchell | 4300 | 0 | 0 | 0 | |||||
9 | Jack B. Moore | 0 | 0 | 4300 | 0 | |||||
2 | To approve an amendment of the Company's Certificate of Incorporation to remove inoperative provisions related to the Company's former majority stockholder. | For | None | 4300 | 0 | 0 | 0 | |||
3 | To approve an amendment of the Company's Certificate of Incorporation to remove the supermajority voting requirement for stockholders to amend the Company's Bylaws. | For | None | 4300 | 0 | 0 | 0 | |||
4 | To approve an amendment of the Company's Certificate of Incorporation to remove the supermajority voting requirement for stockholders to amend the Company's Certificate of Incorporation. | For | None | 4300 | 0 | 0 | 0 | |||
5 | To approve, on a non-binding advisory basis, the Company's named executive officer compensation. | For | None | 4300 | 0 | 0 | 0 | |||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||
6 | To approve an advisory vote on the frequency of future advisory votes on executive compensation. | 1 Year | None | 4300 | 0 | 0 | 0 | |||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
7 | To ratify the appointment of Deloitte & Touche LLP to serve as the Company's independent registered public accounting firm for the year ending December 31, 2019. | For | None | 4300 | 0 | 0 | 0 | |||
EXLSERVICE HOLDINGS, INC. | ||||||||||
Security: | 302081104 | Meeting Type: | Annual | |||||||
Ticker: | EXLS | Meeting Date: | 17-Jun-2019 | |||||||
ISIN | US3020811044 | Vote Deadline Date: | 14-Jun-2019 | |||||||
Agenda | 935010049 | Management | Total Ballot Shares: | 6549 | ||||||
Last Vote Date: | 03-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | The amendment of the Company's amended and restated certificate of incorporation to effect a phased declassification of the board of directors over the next three years | For | None | 1497 | 0 | 0 | 0 | |||
2 | Election of Director: Rohit Kapoor | For | None | 1497 | 0 | 0 | 0 | |||
3 | Election of Director: Anne Minto | For | None | 1497 | 0 | 0 | 0 | |||
4 | Election of Director: Jaynie Studenmund | For | None | 1497 | 0 | 0 | 0 | |||
5 | The ratification of the selection of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for fiscal year 2019 | For | None | 1497 | 0 | 0 | 0 | |||
6 | The approval, on a non-binding advisory basis, of the compensation of the named executive officers of the Company | For | None | 1497 | 0 | 0 | 0 | |||
ANIKA THERAPEUTICS, INC. | ||||||||||
Security: | 035255108 | Meeting Type: | Annual | |||||||
Ticker: | ANIK | Meeting Date: | 18-Jun-2019 | |||||||
ISIN | US0352551081 | Vote Deadline Date: | 17-Jun-2019 | |||||||
Agenda | 935012512 | Management | Total Ballot Shares: | 2644 | ||||||
Last Vote Date: | 28-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Cheryl R. Blanchard | 1566 | 0 | 0 | 0 | |||||
2 | Raymond J. Land | 1566 | 0 | 0 | 0 | |||||
3 | Glenn R. Larsen | 1566 | 0 | 0 | 0 | |||||
2 | Approval of the amendment to the Anika Therapeutics, Inc. 2017 Omnibus Incentive Plan | For | None | 1566 | 0 | 0 | 0 | |||
3 | Ratification of Deloitte & Touche LLP as the Company's independent registered public accounting firm | For | None | 1566 | 0 | 0 | 0 | |||
4 | Advisory vote on the compensation of the Company's named executive officers | For | None | 1566 | 0 | 0 | 0 | |||
EVERCORE INC. | ||||||||||
Security: | 29977A105 | Meeting Type: | Annual | |||||||
Ticker: | EVR | Meeting Date: | 18-Jun-2019 | |||||||
ISIN | US29977A1051 | Vote Deadline Date: | 17-Jun-2019 | |||||||
Agenda | 935009781 | Management | Total Ballot Shares: | 14667 | ||||||
Last Vote Date: | 03-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Roger C. Altman | 1107 | 0 | 0 | 0 | |||||
2 | Richard I. Beattie | 1107 | 0 | 0 | 0 | |||||
3 | Ellen V. Futter | 1107 | 0 | 0 | 0 | |||||
4 | Gail B. Harris | 1107 | 0 | 0 | 0 | |||||
5 | Robert B. Millard | 1107 | 0 | 0 | 0 | |||||
6 | Willard J. Overlock,Jr. | 1107 | 0 | 0 | 0 | |||||
7 | Sir Simon M. Robertson | 1107 | 0 | 0 | 0 | |||||
8 | Ralph L. Schlosstein | 1107 | 0 | 0 | 0 | |||||
9 | John S. Weinberg | 1107 | 0 | 0 | 0 | |||||
10 | William J. Wheeler | 1107 | 0 | 0 | 0 | |||||
11 | Sarah K. Williamson | 1107 | 0 | 0 | 0 | |||||
12 | Kendrick R. Wilson III | 1107 | 0 | 0 | 0 | |||||
2 | To approve, on an advisory basis, the executive compensation of our Named Executive Officers. | For | None | 1107 | 0 | 0 | 0 | |||
3 | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2019. | For | None | 1107 | 0 | 0 | 0 | |||
FIVE BELOW, INC. | ||||||||||
Security: | 33829M101 | Meeting Type: | Annual | |||||||
Ticker: | FIVE | Meeting Date: | 18-Jun-2019 | |||||||
ISIN | US33829M1018 | Vote Deadline Date: | 17-Jun-2019 | |||||||
Agenda | 935022208 | Management | Total Ballot Shares: | 12557 | ||||||
Last Vote Date: | 11-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Catherine E. Buggeln | For | None | 3696 | 0 | 0 | 0 | |||
2 | Election of Director: Michael F. Devine III | For | None | 3696 | 0 | 0 | 0 | |||
3 | Election of Director: Ronald L. Sargent | For | None | 3696 | 0 | 0 | 0 | |||
4 | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the current fiscal year ending February 1, 2020. | For | None | 3696 | 0 | 0 | 0 | |||
5 | To approve, by non-binding advisory vote, the Company's Named Executive Officer compensation. | For | None | 3696 | 0 | 0 | 0 | |||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||
6 | Non-binding advisory vote, on whether the frequency of the shareholder vote on our executive compensation should be every 1, 2 or 3 years. | 3 Years | None | 3696 | 0 | 0 | 0 | |||
OXFORD INDUSTRIES, INC. | ||||||||||
Security: | 691497309 | Meeting Type: | Annual | |||||||
Ticker: | OXM | Meeting Date: | 18-Jun-2019 | |||||||
ISIN | US6914973093 | Vote Deadline Date: | 17-Jun-2019 | |||||||
Agenda | 935022664 | Management | Total Ballot Shares: | 6464.1434 | ||||||
Last Vote Date: | 08-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Helen Ballard | For | None | 1483 | 0 | 0 | 0 | |||
2 | Election of Director: Thomas C. Gallagher | For | None | 1483 | 0 | 0 | 0 | |||
3 | Election of Director: Virginia A. Hepner | For | None | 1483 | 0 | 0 | 0 | |||
4 | Ratify the selection of Ernst & Young LLP to serve as the Company's independent registered public accounting firm for fiscal 2019. | For | None | 1483 | 0 | 0 | 0 | |||
5 | Proposal to approve, by a non-binding, advisory vote, the compensation of the Company's named executive officers. | For | None | 1483 | 0 | 0 | 0 | |||
DXP ENTERPRISES, INC. | ||||||||||
Security: | 233377407 | Meeting Type: | Annual | |||||||
Ticker: | DXPE | Meeting Date: | 19-Jun-2019 | |||||||
ISIN | US2333774071 | Vote Deadline Date: | 18-Jun-2019 | |||||||
Agenda | 935019352 | Management | Total Ballot Shares: | 2929 | ||||||
Last Vote Date: | 09-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | David R. Little | 719 | 0 | 0 | 0 | |||||
2 | Cletus Davis | 0 | 0 | 719 | 0 | |||||
3 | Timothy P. Halter | 0 | 0 | 719 | 0 | |||||
4 | David Patton | 0 | 0 | 719 | 0 | |||||
2 | Approve, on a non-binding, advisory basis, the compensation of the named executive officers. | For | None | 719 | 0 | 0 | 0 | |||
3 | Approve the amendment of the DXP Enterprises, Inc. 2016 Omnibus Incentive Plan. | For | None | 719 | 0 | 0 | 0 | |||
4 | Ratify the appointment of Moss Adams LLP as the independent registered public accounting firm for DXP Enterprises, Inc for the year ended December 31, 2019. | For | None | 719 | 0 | 0 | 0 | |||
MOMENTA PHARMACEUTICALS, INC. | ||||||||||
Security: | 60877T100 | Meeting Type: | Annual | |||||||
Ticker: | MNTA | Meeting Date: | 19-Jun-2019 | |||||||
ISIN | US60877T1007 | Vote Deadline Date: | 18-Jun-2019 | |||||||
Agenda | 935020925 | Management | Total Ballot Shares: | 17795 | ||||||
Last Vote Date: | 04-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Class III Director: Steven C. Gilman | For | None | 8455 | 0 | 0 | 0 | |||
2 | Election of Class III Director: Thomas P. Koestler | For | None | 8455 | 0 | 0 | 0 | |||
3 | Election of Class III Director: Elizabeth Stoner | For | None | 8455 | 0 | 0 | 0 | |||
4 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 8455 | 0 | 0 | 0 | |||
5 | To approve, on an advisory (non-binding) basis, the compensation of our named executive officers. | For | None | 8455 | 0 | 0 | 0 | |||
6 | To approve the amendment and restatement of the Momenta Pharmaceuticals, Inc. 2013 Incentive Award Plan, which, among other things, increases the number of shares authorized for issuance by 4,000,000 shares. | For | None | 8455 | 0 | 0 | 0 | |||
SPECTRUM PHARMACEUTICALS, INC. | ||||||||||
Security: | 84763A108 | Meeting Type: | Annual | |||||||
Ticker: | SPPI | Meeting Date: | 19-Jun-2019 | |||||||
ISIN | US84763A1088 | Vote Deadline Date: | 18-Jun-2019 | |||||||
Agenda | 935014186 | Management | Total Ballot Shares: | 11711 | ||||||
Last Vote Date: | 30-Apr-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: William L. Ashton | For | None | 4246 | 0 | 0 | 0 | |||
2 | Election of Director: Raymond W. Cohen | For | None | 4246 | 0 | 0 | 0 | |||
3 | Election of Director: Elizabeth A. Czerepak | For | None | 4246 | 0 | 0 | 0 | |||
4 | Election of Director: Joseph W. Turgeon | For | None | 4246 | 0 | 0 | 0 | |||
5 | Election of Director: Jeffrey L. Vacirca | For | None | 4246 | 0 | 0 | 0 | |||
6 | Election of Director: Dolatrai M. Vyas | For | None | 4246 | 0 | 0 | 0 | |||
7 | Election of Director: Bernice R. Welles | For | None | 4246 | 0 | 0 | 0 | |||
8 | To approve, on a non-binding advisory basis, the compensation of our named executive officers, as disclosed in the Compensation Discussion and Analysis section of the Proxy Statement. | For | None | 4246 | 0 | 0 | 0 | |||
9 | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 4246 | 0 | 0 | 0 | |||
BALCHEM CORPORATION | ||||||||||
Security: | 057665200 | Meeting Type: | Annual | |||||||
Ticker: | BCPC | Meeting Date: | 20-Jun-2019 | |||||||
ISIN | US0576652004 | Vote Deadline Date: | 19-Jun-2019 | |||||||
Agenda | 935011851 | Management | Total Ballot Shares: | 8525 | ||||||
Last Vote Date: | 04-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Theodore L. Harris | 1142 | 0 | 0 | 0 | |||||
2 | Matthew D. Wineinger | 0 | 0 | 1142 | 0 | |||||
2 | Ratification of the appointment of RSM US LLP as the Company's independent registered public accounting firm for the year 2019. | For | None | 1142 | 0 | 0 | 0 | |||
3 | Non-binding advisory approval of Named Executive Officers compensation as described in the Proxy Statement. | For | None | 1142 | 0 | 0 | 0 | |||
ENCORE CAPITAL GROUP, INC. | ||||||||||
Security: | 292554102 | Meeting Type: | Annual | |||||||
Ticker: | ECPG | Meeting Date: | 20-Jun-2019 | |||||||
ISIN | US2925541029 | Vote Deadline Date: | 19-Jun-2019 | |||||||
Agenda | 935020773 | Management | Total Ballot Shares: | 10051 | ||||||
Last Vote Date: | 04-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Michael P. Monaco | 3458 | 0 | 0 | 0 | |||||
2 | Ashwini (Ash) Gupta | 3458 | 0 | 0 | 0 | |||||
3 | Wendy G. Hannam | 3458 | 0 | 0 | 0 | |||||
4 | Laura Newman Olle | 3458 | 0 | 0 | 0 | |||||
5 | Francis E. Quinlan | 3458 | 0 | 0 | 0 | |||||
6 | Norman R. Sorensen | 3458 | 0 | 0 | 0 | |||||
7 | Richard J. Srednicki | 3458 | 0 | 0 | 0 | |||||
8 | Richard P. Stovsky | 3458 | 0 | 0 | 0 | |||||
9 | Ashish Masih | 3458 | 0 | 0 | 0 | |||||
2 | Non-binding vote to approve the compensation of the Company's named executive officers. | For | None | 3458 | 0 | 0 | 0 | |||
3 | Ratification of selection of BDO USA, LLP as independent registered public accounting firm for the fiscal year 2019. | For | None | 3458 | 0 | 0 | 0 | |||
4 | Amendment to our Amended and Restated Certificate of Incorporation to increase the number of authorized shares of our common stock from 50,000,000 to 75,000,000. | For | None | 3458 | 0 | 0 | 0 | |||
MAGELLAN HEALTH, INC. | ||||||||||
Security: | 559079207 | Meeting Type: | Annual | |||||||
Ticker: | MGLN | Meeting Date: | 21-Jun-2019 | |||||||
ISIN | US5590792074 | Vote Deadline Date: | 20-Jun-2019 | |||||||
Agenda | 935019605 | Management | Total Ballot Shares: | 7432 | ||||||
Last Vote Date: | 10-Jun-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Michael S. Diament | 1789 | 0 | 0 | 0 | |||||
2 | Barry M. Smith | 1789 | 0 | 0 | 0 | |||||
3 | Swati Abbott | 1789 | 0 | 0 | 0 | |||||
4 | Peter A. Feld | 1789 | 0 | 0 | 0 | |||||
5 | Leslie V. Norwalk | 1789 | 0 | 0 | 0 | |||||
6 | Guy P. Sansone | 1789 | 0 | 0 | 0 | |||||
7 | Steven J. Shulman | 1789 | 0 | 0 | 0 | |||||
2 | To approve, in an advisory vote, the compensation of the named executive officers. | For | None | 1789 | 0 | 0 | 0 | |||
3 | Ratification of Ernst & Young as independent auditors for fiscal year 2019. | For | None | 1789 | 0 | 0 | 0 | |||
GAMESTOP CORP. | ||||||||||
Security: | 36467W109 | Meeting Type: | Annual | |||||||
Ticker: | GME | Meeting Date: | 25-Jun-2019 | |||||||
ISIN | US36467W1099 | Vote Deadline Date: | 24-Jun-2019 | |||||||
Agenda | 935027056 | Management | Total Ballot Shares: | 45670 | ||||||
Last Vote Date: | 15-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: Jerome L. Davis | For | None | 8847 | 0 | 0 | 0 | |||
2 | Election of Director: Daniel A. DeMatteo | For | None | 8847 | 0 | 0 | 0 | |||
3 | Election of Director: Lizabeth Dunn | For | None | 8847 | 0 | 0 | 0 | |||
4 | Election of Director: Raul J. Fernandez | For | None | 8847 | 0 | 0 | 0 | |||
5 | Election of Director: Thomas N. Kelly Jr. | For | None | 8847 | 0 | 0 | 0 | |||
6 | Election of Director: Steven R. Koonin | For | None | 8847 | 0 | 0 | 0 | |||
7 | Election of Director: George E. Sherman | For | None | 8847 | 0 | 0 | 0 | |||
8 | Election of Director: Gerald R. Szczepanski | For | None | 8847 | 0 | 0 | 0 | |||
9 | Election of Director: Carrie W. Teffner | For | None | 8847 | 0 | 0 | 0 | |||
10 | Election of Director: Kathy P. Vrabeck | For | None | 8847 | 0 | 0 | 0 | |||
11 | Election of Director: Lawrence S. Zilavy | For | None | 8847 | 0 | 0 | 0 | |||
12 | Advisory vote on executive compensation | For | None | 8847 | 0 | 0 | 0 | |||
13 | Approve the GameStop Corp. 2019 Incentive Plan | For | None | 8847 | 0 | 0 | 0 | |||
14 | Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal 2019 | For | None | 8847 | 0 | 0 | 0 | |||
CHICO'S FAS, INC. | ||||||||||
Security: | 168615102 | Meeting Type: | Annual | |||||||
Ticker: | CHS | Meeting Date: | 27-Jun-2019 | |||||||
ISIN | US1686151028 | Vote Deadline Date: | 26-Jun-2019 | |||||||
Agenda | 935018766 | Management | Total Ballot Shares: | 91933 | ||||||
Last Vote Date: | 12-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: David F. Walker | For | None | 25488 | 0 | 0 | 0 | |||
2 | Election of Director: Bonnie R. Brooks | For | None | 25488 | 0 | 0 | 0 | |||
3 | Election of Director: Janice L. Fields | For | None | 25488 | 0 | 0 | 0 | |||
4 | Election of Director: Deborah L. Kerr | For | None | 25488 | 0 | 0 | 0 | |||
5 | Election of Director: John J. Mahoney | For | None | 25488 | 0 | 0 | 0 | |||
6 | Election of Director: Kim Roy | For | None | 25488 | 0 | 0 | 0 | |||
7 | Election of Director: William S. Simon | For | None | 25488 | 0 | 0 | 0 | |||
8 | Election of Director: Stephen E. Watson | For | None | 25488 | 0 | 0 | 0 | |||
9 | Proposal to approve an advisory resolution approving the compensation of our named executive officers. | For | None | 25488 | 0 | 0 | 0 | |||
10 | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent certified public accountants for the fiscal year ending February 1, 2020 (fiscal 2019). | For | None | 25488 | 0 | 0 | 0 | |||
GENESCO INC. | ||||||||||
Security: | 371532102 | Meeting Type: | Annual | |||||||
Ticker: | GCO | Meeting Date: | 27-Jun-2019 | |||||||
ISIN | US3715321028 | Vote Deadline Date: | 26-Jun-2019 | |||||||
Agenda | 935028402 | Management | Total Ballot Shares: | 32333 | ||||||
Last Vote Date: | 18-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Joanna Barsh | 4461 | 0 | 0 | 0 | |||||
2 | James W. Bradford | 4461 | 0 | 0 | 0 | |||||
3 | Robert J. Dennis | 4461 | 0 | 0 | 0 | |||||
4 | Matthew C. Diamond | 4461 | 0 | 0 | 0 | |||||
5 | Marty G. Dickens | 4461 | 0 | 0 | 0 | |||||
6 | Thurgood Marshall, Jr. | 4461 | 0 | 0 | 0 | |||||
7 | Kathleen Mason | 4461 | 0 | 0 | 0 | |||||
8 | Kevin P. McDermott | 4461 | 0 | 0 | 0 | |||||
2 | Say on Pay - an advisory vote on the approval of executive compensation. | For | None | 4461 | 0 | 0 | 0 | |||
3 | Ratification of Independent Registered Public Accounting Firm. | For | None | 4461 | 0 | 0 | 0 | |||
HEALTHEQUITY, INC. | ||||||||||
Security: | 42226A107 | Meeting Type: | Annual | |||||||
Ticker: | HQY | Meeting Date: | 27-Jun-2019 | |||||||
ISIN | US42226A1079 | Vote Deadline Date: | 26-Jun-2019 | |||||||
Agenda | 935028414 | Management | Total Ballot Shares: | 11740 | ||||||
Last Vote Date: | 15-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | Robert W. Selander | 1801 | 0 | 0 | 0 | |||||
2 | Jon Kessler | 1801 | 0 | 0 | 0 | |||||
3 | Stephen D Neeleman M.D. | 1801 | 0 | 0 | 0 | |||||
4 | Frank A. Corvino | 1801 | 0 | 0 | 0 | |||||
5 | Adrian T. Dillon | 1801 | 0 | 0 | 0 | |||||
6 | Evelyn Dilsaver | 1801 | 0 | 0 | 0 | |||||
7 | Debra McCowan | 1801 | 0 | 0 | 0 | |||||
8 | Frank T. Medici | 1801 | 0 | 0 | 0 | |||||
9 | Ian Sacks | 1801 | 0 | 0 | 0 | |||||
10 | Gayle Wellborn | 1801 | 0 | 0 | 0 | |||||
2 | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2020. | For | None | 1801 | 0 | 0 | 0 | |||
3 | To approve, on a non-binding, advisory basis, the fiscal 2019 compensation of our named executive officers. | For | None | 1801 | 0 | 0 | 0 | |||
SUNCOKE ENERGY, INC. | ||||||||||
Security: | 86722A103 | Meeting Type: | Special | |||||||
Ticker: | SXC | Meeting Date: | 27-Jun-2019 | |||||||
ISIN | US86722A1034 | Vote Deadline Date: | 26-Jun-2019 | |||||||
Agenda | 935036699 | Management | Total Ballot Shares: | 14290 | ||||||
Last Vote Date: | 25-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | To approve the issuance of SunCoke Energy, Inc. common stock, pursuant to the Agreement and Plan of Merger, dated as of February 4, 2019 (the "Stock Issuance Proposal"). | For | None | 7989 | 0 | 0 | 0 | |||
NEW YORK MORTGAGE TRUST, INC. | ||||||||||
Security: | 649604501 | Meeting Type: | Annual | |||||||
Ticker: | NYMT | Meeting Date: | 28-Jun-2019 | |||||||
ISIN | US6496045013 | Vote Deadline Date: | 27-Jun-2019 | |||||||
Agenda | 935013843 | Management | Total Ballot Shares: | 93706 | ||||||
Last Vote Date: | 01-May-2019 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Director: David R. Bock | For | None | 13164 | 0 | 0 | 0 | |||
2 | Election of Director: Michael B. Clement | For | None | 13164 | 0 | 0 | 0 | |||
3 | Election of Director: Alan L. Hainey | For | None | 13164 | 0 | 0 | 0 | |||
4 | Election of Director: Steven R. Mumma | For | None | 13164 | 0 | 0 | 0 | |||
5 | Election of Director: Steven G. Norcutt | For | None | 13164 | 0 | 0 | 0 | |||
6 | Election of Director: Lisa A. Pendergast | For | None | 13164 | 0 | 0 | 0 | |||
7 | Election of Director: Jason T. Serrano | For | None | 13164 | 0 | 0 | 0 | |||
8 | Advisory vote to approve named executive officer compensation. | For | None | 13164 | 0 | 0 | 0 | |||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||
9 | Advisory vote on the frequency of future advisory votes on named executive officer compensation. | 1 Year | None | 13164 | 0 | 0 | 0 | |||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
10 | Approval of an Amendment to the Company's 2017 Equity Incentive Plan. | For | None | 13164 | 0 | 0 | 0 | |||
11 | To consider and act upon a proposal to ratify, confirm and approve the selection of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | For | None | 13164 | 0 | 0 | 0 |
Driehaus Capital Management, LLC
Location ID | Location Name | Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Ballot Status | Shares Voted | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Vote Against Management |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Modine Manufacturing Company | MOD | USA | 607828100 | Annual | 19-Jul-18 | 25-May-18 | Confirmed | 11,427 | Management | 1a | Elect Director Suresh V. Garimella | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Modine Manufacturing Company | MOD | USA | 607828100 | Annual | 19-Jul-18 | 25-May-18 | Confirmed | 11,427 | Management | 1b | Elect Director Christopher W. Patterson | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Modine Manufacturing Company | MOD | USA | 607828100 | Annual | 19-Jul-18 | 25-May-18 | Confirmed | 11,427 | Management | 1c | Elect Director Christine Y. Yan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Modine Manufacturing Company | MOD | USA | 607828100 | Annual | 19-Jul-18 | 25-May-18 | Confirmed | 11,427 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Modine Manufacturing Company | MOD | USA | 607828100 | Annual | 19-Jul-18 | 25-May-18 | Confirmed | 11,427 | Management | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Columbus McKinnon Corporation | CMCO | USA | 199333105 | Annual | 23-Jul-18 | 01-Jun-18 | Confirmed | 13,719 | Management | 1.1 | Elect Director Ernest R. Verebelyi | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Columbus McKinnon Corporation | CMCO | USA | 199333105 | Annual | 23-Jul-18 | 01-Jun-18 | Confirmed | 13,719 | Management | 1.2 | Elect Director Mark D. Morelli | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Columbus McKinnon Corporation | CMCO | USA | 199333105 | Annual | 23-Jul-18 | 01-Jun-18 | Confirmed | 13,719 | Management | 1.3 | Elect Director Richard H. Fleming | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Columbus McKinnon Corporation | CMCO | USA | 199333105 | Annual | 23-Jul-18 | 01-Jun-18 | Confirmed | 13,719 | Management | 1.4 | Elect Director Nicholas T. Pinchuk | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Columbus McKinnon Corporation | CMCO | USA | 199333105 | Annual | 23-Jul-18 | 01-Jun-18 | Confirmed | 13,719 | Management | 1.5 | Elect Director Liam G. McCarthy | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Columbus McKinnon Corporation | CMCO | USA | 199333105 | Annual | 23-Jul-18 | 01-Jun-18 | Confirmed | 13,719 | Management | 1.6 | Elect Director R. Scott Trumbull | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Columbus McKinnon Corporation | CMCO | USA | 199333105 | Annual | 23-Jul-18 | 01-Jun-18 | Confirmed | 13,719 | Management | 1.7 | Elect Director Heath A. Mitts | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Columbus McKinnon Corporation | CMCO | USA | 199333105 | Annual | 23-Jul-18 | 01-Jun-18 | Confirmed | 13,719 | Management | 1.8 | Elect Director Kathryn V. Roedel | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Columbus McKinnon Corporation | CMCO | USA | 199333105 | Annual | 23-Jul-18 | 01-Jun-18 | Confirmed | 13,719 | Management | 1.9 | Elect Director Aziz S. Aghili | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Columbus McKinnon Corporation | CMCO | USA | 199333105 | Annual | 23-Jul-18 | 01-Jun-18 | Confirmed | 13,719 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Columbus McKinnon Corporation | CMCO | USA | 199333105 | Annual | 23-Jul-18 | 01-Jun-18 | Confirmed | 13,719 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Virtusa Corp. | VRTU | USA | 92827P102 | Annual | 06-Sep-18 | 17-Jul-18 | Confirmed | 12,162 | Management | 1.1 | Elect Director Izhar Armony | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Virtusa Corp. | VRTU | USA | 92827P102 | Annual | 06-Sep-18 | 17-Jul-18 | Confirmed | 12,162 | Management | 1.2 | Elect Director Rowland T. Moriarty | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Virtusa Corp. | VRTU | USA | 92827P102 | Annual | 06-Sep-18 | 17-Jul-18 | Confirmed | 12,162 | Management | 1.3 | Elect Director Deborah C. Hopkins | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Virtusa Corp. | VRTU | USA | 92827P102 | Annual | 06-Sep-18 | 17-Jul-18 | Confirmed | 12,162 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Virtusa Corp. | VRTU | USA | 92827P102 | Annual | 06-Sep-18 | 17-Jul-18 | Confirmed | 12,162 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Boot Barn Holdings, Inc. | BOOT | USA | 099406100 | Annual | 07-Sep-18 | 13-Jul-18 | Confirmed | 25,929 | Management | 1.1 | Elect Director Greg Bettinelli | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Boot Barn Holdings, Inc. | BOOT | USA | 099406100 | Annual | 07-Sep-18 | 13-Jul-18 | Confirmed | 25,929 | Management | 1.2 | Elect Director Brad J. Brutocao | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Boot Barn Holdings, Inc. | BOOT | USA | 099406100 | Annual | 07-Sep-18 | 13-Jul-18 | Confirmed | 25,929 | Management | 1.3 | Elect Director James G. Conroy | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Boot Barn Holdings, Inc. | BOOT | USA | 099406100 | Annual | 07-Sep-18 | 13-Jul-18 | Confirmed | 25,929 | Management | 1.4 | Elect Director Lisa G. Laube | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Boot Barn Holdings, Inc. | BOOT | USA | 099406100 | Annual | 07-Sep-18 | 13-Jul-18 | Confirmed | 25,929 | Management | 1.5 | Elect Director Anne MacDonald | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Boot Barn Holdings, Inc. | BOOT | USA | 099406100 | Annual | 07-Sep-18 | 13-Jul-18 | Confirmed | 25,929 | Management | 1.6 | Elect Director Brenda I. Morris | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Boot Barn Holdings, Inc. | BOOT | USA | 099406100 | Annual | 07-Sep-18 | 13-Jul-18 | Confirmed | 25,929 | Management | 1.7 | Elect Director Peter Starrett | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Boot Barn Holdings, Inc. | BOOT | USA | 099406100 | Annual | 07-Sep-18 | 13-Jul-18 | Confirmed | 25,929 | Management | 1.8 | Elect Director Brad Weston | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Boot Barn Holdings, Inc. | BOOT | USA | 099406100 | Annual | 07-Sep-18 | 13-Jul-18 | Confirmed | 25,929 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | PlayAGS, Inc. | AGS | USA | 72814N104 | Annual | 19-Sep-18 | 31-Jul-18 | Confirmed | 19,411 | Management | 1.1 | Elect Director Daniel Cohen | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | PlayAGS, Inc. | AGS | USA | 72814N104 | Annual | 19-Sep-18 | 31-Jul-18 | Confirmed | 19,411 | Management | 1.2 | Elect Director Yvette E. Landau | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | PlayAGS, Inc. | AGS | USA | 72814N104 | Annual | 19-Sep-18 | 31-Jul-18 | Confirmed | 19,411 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | PlayAGS, Inc. | AGS | USA | 72814N104 | Annual | 19-Sep-18 | 31-Jul-18 | Confirmed | 19,411 | Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | PlayAGS, Inc. | AGS | USA | 72814N104 | Annual | 19-Sep-18 | 31-Jul-18 | Confirmed | 19,411 | Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Skyline Champion Corp. | SKY | USA | 830830105 | Annual | 26-Sep-18 | 04-Sep-18 | Confirmed | 25,613 | Management | 1.1 | Elect Director Keith Anderson | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Skyline Champion Corp. | SKY | USA | 830830105 | Annual | 26-Sep-18 | 04-Sep-18 | Confirmed | 25,613 | Management | 1.2 | Elect Director Timothy Bernlohr | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Skyline Champion Corp. | SKY | USA | 830830105 | Annual | 26-Sep-18 | 04-Sep-18 | Confirmed | 25,613 | Management | 1.3 | Elect Director Michael Bevacqua | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Skyline Champion Corp. | SKY | USA | 830830105 | Annual | 26-Sep-18 | 04-Sep-18 | Confirmed | 25,613 | Management | 1.4 | Elect Director John C. Firth | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Skyline Champion Corp. | SKY | USA | 830830105 | Annual | 26-Sep-18 | 04-Sep-18 | Confirmed | 25,613 | Management | 1.5 | Elect Director Richard W. Florea | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Skyline Champion Corp. | SKY | USA | 830830105 | Annual | 26-Sep-18 | 04-Sep-18 | Confirmed | 25,613 | Management | 1.6 | Elect Director Michael Kaufman | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Skyline Champion Corp. | SKY | USA | 830830105 | Annual | 26-Sep-18 | 04-Sep-18 | Confirmed | 25,613 | Management | 1.7 | Elect Director Daniel R. Osnoss | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Skyline Champion Corp. | SKY | USA | 830830105 | Annual | 26-Sep-18 | 04-Sep-18 | Confirmed | 25,613 | Management | 1.8 | Elect Director Gary E. Robinette | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Skyline Champion Corp. | SKY | USA | 830830105 | Annual | 26-Sep-18 | 04-Sep-18 | Confirmed | 25,613 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Skyline Champion Corp. | SKY | USA | 830830105 | Annual | 26-Sep-18 | 04-Sep-18 | Confirmed | 25,613 | Management | 3 | Approve Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Skyline Champion Corp. | SKY | USA | 830830105 | Annual | 26-Sep-18 | 04-Sep-18 | Confirmed | 25,613 | Management | 4 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Freshpet Inc. | FRPT | USA | 358039105 | Annual | 27-Sep-18 | 09-Aug-18 | Confirmed | 18,370 | Management | 1.1 | Elect Director Christopher B. Harned | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Freshpet Inc. | FRPT | USA | 358039105 | Annual | 27-Sep-18 | 09-Aug-18 | Confirmed | 18,370 | Management | 1.2 | Elect Director Robert C. King | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Freshpet Inc. | FRPT | USA | 358039105 | Annual | 27-Sep-18 | 09-Aug-18 | Confirmed | 18,370 | Management | 1.3 | Elect Director Daryl G. Brewster | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Freshpet Inc. | FRPT | USA | 358039105 | Annual | 27-Sep-18 | 09-Aug-18 | Confirmed | 18,370 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Avid Bioservices, Inc. | CDMO | USA | 05368M106 | Annual | 04-Oct-18 | 10-Aug-18 | Confirmed | 42,954 | Management | 1.1 | Elect Director Mark R. Bamforth | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Avid Bioservices, Inc. | CDMO | USA | 05368M106 | Annual | 04-Oct-18 | 10-Aug-18 | Confirmed | 42,954 | Management | 1.2 | Elect Director Joseph Carleone | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Avid Bioservices, Inc. | CDMO | USA | 05368M106 | Annual | 04-Oct-18 | 10-Aug-18 | Confirmed | 42,954 | Management | 1.3 | Elect Director Richard B. Hancock | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Avid Bioservices, Inc. | CDMO | USA | 05368M106 | Annual | 04-Oct-18 | 10-Aug-18 | Confirmed | 42,954 | Management | 1.4 | Elect Director Roger J. Lias | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Avid Bioservices, Inc. | CDMO | USA | 05368M106 | Annual | 04-Oct-18 | 10-Aug-18 | Confirmed | 42,954 | Management | 1.5 | Elect Director Joel McComb | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Avid Bioservices, Inc. | CDMO | USA | 05368M106 | Annual | 04-Oct-18 | 10-Aug-18 | Confirmed | 42,954 | Management | 1.6 | Elect Director Gregory P. Sargen | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Avid Bioservices, Inc. | CDMO | USA | 05368M106 | Annual | 04-Oct-18 | 10-Aug-18 | Confirmed | 42,954 | Management | 1.7 | Elect Director Patrick D. Walsh | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Avid Bioservices, Inc. | CDMO | USA | 05368M106 | Annual | 04-Oct-18 | 10-Aug-18 | Confirmed | 42,954 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Avid Bioservices, Inc. | CDMO | USA | 05368M106 | Annual | 04-Oct-18 | 10-Aug-18 | Confirmed | 42,954 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Avid Bioservices, Inc. | CDMO | USA | 05368M106 | Annual | 04-Oct-18 | 10-Aug-18 | Confirmed | 42,954 | Management | 4 | Reduce Authorized Common Stock | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Avid Bioservices, Inc. | CDMO | USA | 05368M106 | Annual | 04-Oct-18 | 10-Aug-18 | Confirmed | 42,954 | Management | 5 | Approve Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mimecast Ltd. | MIME | Jersey | G14838109 | Annual | 04-Oct-18 | 02-Oct-18 | Confirmed | 14,070 | Management | 1 | Elect Director Peter Bauer | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mimecast Ltd. | MIME | Jersey | G14838109 | Annual | 04-Oct-18 | 02-Oct-18 | Confirmed | 14,070 | Management | 2 | Elect Director Jeffrey Lieberman | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mimecast Ltd. | MIME | Jersey | G14838109 | Annual | 04-Oct-18 | 02-Oct-18 | Confirmed | 14,070 | Management | 3 | Elect Director Hagi Schwartz | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mimecast Ltd. | MIME | Jersey | G14838109 | Annual | 04-Oct-18 | 02-Oct-18 | Confirmed | 14,070 | Management | 4 | Appoint Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mimecast Ltd. | MIME | Jersey | G14838109 | Annual | 04-Oct-18 | 02-Oct-18 | Confirmed | 14,070 | Management | 5 | Authorize Board to Fix Remuneration of Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mimecast Ltd. | MIME | Jersey | G14838109 | Annual | 04-Oct-18 | 02-Oct-18 | Confirmed | 14,070 | Management | 6 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mimecast Ltd. | MIME | Jersey | G14838109 | Annual | 04-Oct-18 | 02-Oct-18 | Confirmed | 14,070 | Management | 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mimecast Ltd. | MIME | Jersey | G14838109 | Annual | 04-Oct-18 | 02-Oct-18 | Confirmed | 14,070 | Management | 8 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | MCBC Holdings, Inc. | MCFT | USA | 55276F107 | Annual | 23-Oct-18 | 04-Sep-18 | Confirmed | 16,769 | Management | 1.1 | Elect Director Terry McNew | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | MCBC Holdings, Inc. | MCFT | USA | 55276F107 | Annual | 23-Oct-18 | 04-Sep-18 | Confirmed | 16,769 | Management | 1.2 | Elect Director Frederick A. Brightbill | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | MCBC Holdings, Inc. | MCFT | USA | 55276F107 | Annual | 23-Oct-18 | 04-Sep-18 | Confirmed | 16,769 | Management | 1.3 | Elect Director W. Patrick Battle | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | MCBC Holdings, Inc. | MCFT | USA | 55276F107 | Annual | 23-Oct-18 | 04-Sep-18 | Confirmed | 16,769 | Management | 2 | Ratify BDO USA, LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mercury Systems, Inc. | MRCY | USA | 589378108 | Annual | 24-Oct-18 | 21-Aug-18 | Confirmed | 5,746 | Management | 1.1 | Elect Director George K. Muellner | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mercury Systems, Inc. | MRCY | USA | 589378108 | Annual | 24-Oct-18 | 21-Aug-18 | Confirmed | 5,746 | Management | 1.2 | Elect Director Vincent Vitto | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mercury Systems, Inc. | MRCY | USA | 589378108 | Annual | 24-Oct-18 | 21-Aug-18 | Confirmed | 5,746 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mercury Systems, Inc. | MRCY | USA | 589378108 | Annual | 24-Oct-18 | 21-Aug-18 | Confirmed | 5,746 | Management | 3 | Approve Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mercury Systems, Inc. | MRCY | USA | 589378108 | Annual | 24-Oct-18 | 21-Aug-18 | Confirmed | 5,746 | Management | 4 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | QuinStreet, Inc. | QNST | USA | 74874Q100 | Annual | 24-Oct-18 | 31-Aug-18 | Confirmed | 64,651 | Management | 1 | Elect Director Douglas Valenti | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | QuinStreet, Inc. | QNST | USA | 74874Q100 | Annual | 24-Oct-18 | 31-Aug-18 | Confirmed | 64,651 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | QuinStreet, Inc. | QNST | USA | 74874Q100 | Annual | 24-Oct-18 | 31-Aug-18 | Confirmed | 64,651 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Array BioPharma, Inc. | ARRY | USA | 04269X105 | Annual | 25-Oct-18 | 29-Aug-18 | Confirmed | 60,453 | Management | 1a | Elect Director Charles M. Baum | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Array BioPharma, Inc. | ARRY | USA | 04269X105 | Annual | 25-Oct-18 | 29-Aug-18 | Confirmed | 60,453 | Management | 1b | Elect Director Gwen A. Fyfe | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Array BioPharma, Inc. | ARRY | USA | 04269X105 | Annual | 25-Oct-18 | 29-Aug-18 | Confirmed | 60,453 | Management | 2 | Increase Authorized Common Stock | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Array BioPharma, Inc. | ARRY | USA | 04269X105 | Annual | 25-Oct-18 | 29-Aug-18 | Confirmed | 60,453 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Array BioPharma, Inc. | ARRY | USA | 04269X105 | Annual | 25-Oct-18 | 29-Aug-18 | Confirmed | 60,453 | Management | 4 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Malibu Boats, Inc. | MBUU | USA | 56117J100 | Annual | 02-Nov-18 | 11-Sep-18 | Confirmed | 20,186 | Management | 1.1 | Elect Director James R. Buch | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Malibu Boats, Inc. | MBUU | USA | 56117J100 | Annual | 02-Nov-18 | 11-Sep-18 | Confirmed | 20,186 | Management | 1.2 | Elect Director Peter E. Murphy | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Malibu Boats, Inc. | MBUU | USA | 56117J100 | Annual | 02-Nov-18 | 11-Sep-18 | Confirmed | 20,186 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 18-Dec-18 | 06-Nov-18 | Confirmed | 20,593 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 18-Dec-18 | 06-Nov-18 | Confirmed | 20,593 | Management | 2 | Appoint KPMG LLP as Auditors and Authorise Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 18-Dec-18 | 06-Nov-18 | Confirmed | 20,593 | Management | 3 | Elect John Cotterell as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 18-Dec-18 | 06-Nov-18 | Confirmed | 20,593 | Management | 4 | Elect Mark Thurston as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 18-Dec-18 | 06-Nov-18 | Confirmed | 20,593 | Management | 5 | Elect Andrew Allan as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 18-Dec-18 | 06-Nov-18 | Confirmed | 20,593 | Management | 6 | Elect Ben Druskin as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 18-Dec-18 | 06-Nov-18 | Confirmed | 20,593 | Management | 7 | Elect Michael Kinton as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 18-Dec-18 | 06-Nov-18 | Confirmed | 20,593 | Management | 8 | Elect David Pattillo as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 18-Dec-18 | 06-Nov-18 | Confirmed | 20,593 | Management | 9 | Elect Trevor Smith as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 18-Dec-18 | 06-Nov-18 | Confirmed | 20,593 | Management | 10 | Approve Cancellation of Share Premium Account | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Zscaler, Inc. | ZS | USA | 98980G102 | Annual | 18-Dec-18 | 25-Oct-18 | Confirmed | 17,642 | Management | 1.1 | Elect Director Karen Blasing | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Zscaler, Inc. | ZS | USA | 98980G102 | Annual | 18-Dec-18 | 25-Oct-18 | Confirmed | 17,642 | Management | 1.2 | Elect Director Charles Giancarlo | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Zscaler, Inc. | ZS | USA | 98980G102 | Annual | 18-Dec-18 | 25-Oct-18 | Confirmed | 17,642 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | SMART Global Holdings, Inc. | SGH | Cayman Islands | G8232Y101 | Annual | 29-Jan-19 | 30-Nov-18 | Confirmed | 16,103 | Management | 1a | Elect Director Randy Furr | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | SMART Global Holdings, Inc. | SGH | Cayman Islands | G8232Y101 | Annual | 29-Jan-19 | 30-Nov-18 | Confirmed | 16,103 | Management | 1b | Elect Director Ajay Shah | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | SMART Global Holdings, Inc. | SGH | Cayman Islands | G8232Y101 | Annual | 29-Jan-19 | 30-Nov-18 | Confirmed | 16,103 | Management | 1c | Elect Director Jason White | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | SMART Global Holdings, Inc. | SGH | Cayman Islands | G8232Y101 | Annual | 29-Jan-19 | 30-Nov-18 | Confirmed | 16,103 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | SMART Global Holdings, Inc. | SGH | Cayman Islands | G8232Y101 | Annual | 29-Jan-19 | 30-Nov-18 | Confirmed | 16,103 | Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | SMART Global Holdings, Inc. | SGH | Cayman Islands | G8232Y101 | Annual | 29-Jan-19 | 30-Nov-18 | Confirmed | 16,103 | Management | 4 | Amend Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Meta Financial Group, Inc. | CASH | USA | 59100U108 | Annual | 30-Jan-19 | 03-Dec-18 | Confirmed | 7,490 | Management | 1.1 | Elect Director Bradley C. Hanson | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Meta Financial Group, Inc. | CASH | USA | 59100U108 | Annual | 30-Jan-19 | 03-Dec-18 | Confirmed | 7,490 | Management | 1.2 | Elect Director Elizabeth G. Hoople | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Meta Financial Group, Inc. | CASH | USA | 59100U108 | Annual | 30-Jan-19 | 03-Dec-18 | Confirmed | 7,490 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Meta Financial Group, Inc. | CASH | USA | 59100U108 | Annual | 30-Jan-19 | 03-Dec-18 | Confirmed | 7,490 | Management | 3 | Ratify Crowe LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | SendGrid, Inc. | SEND | USA | 816883102 | Special | 30-Jan-19 | 13-Dec-18 | Confirmed | 14,159 | Management | 1 | Approve Merger Agreement | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | SendGrid, Inc. | SEND | USA | 816883102 | Special | 30-Jan-19 | 13-Dec-18 | Confirmed | 14,159 | Management | 2 | Advisory Vote on Golden Parachutes | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | SendGrid, Inc. | SEND | USA | 816883102 | Special | 30-Jan-19 | 13-Dec-18 | Confirmed | 14,159 | Management | 3 | Adjourn Meeting | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Cubic Corp. | CUB | USA | 229669106 | Annual | 18-Feb-19 | 19-Dec-18 | Confirmed | 4,572 | Management | 1.1 | Elect Director Prithviraj Banerjee | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Cubic Corp. | CUB | USA | 229669106 | Annual | 18-Feb-19 | 19-Dec-18 | Confirmed | 4,572 | Management | 1.2 | Elect Director Bruce G. Blakley | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Cubic Corp. | CUB | USA | 229669106 | Annual | 18-Feb-19 | 19-Dec-18 | Confirmed | 4,572 | Management | 1.3 | Elect Director Maureen Breakiron-Evans | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Cubic Corp. | CUB | USA | 229669106 | Annual | 18-Feb-19 | 19-Dec-18 | Confirmed | 4,572 | Management | 1.4 | Elect Director Bradley H. Feldmann | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Cubic Corp. | CUB | USA | 229669106 | Annual | 18-Feb-19 | 19-Dec-18 | Confirmed | 4,572 | Management | 1.5 | Elect Director Edwin A. Guiles | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Cubic Corp. | CUB | USA | 229669106 | Annual | 18-Feb-19 | 19-Dec-18 | Confirmed | 4,572 | Management | 1.6 | Elect Director Janice M. Hamby | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Cubic Corp. | CUB | USA | 229669106 | Annual | 18-Feb-19 | 19-Dec-18 | Confirmed | 4,572 | Management | 1.7 | Elect Director David F. Melcher | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Cubic Corp. | CUB | USA | 229669106 | Annual | 18-Feb-19 | 19-Dec-18 | Confirmed | 4,572 | Management | 1.8 | Elect Director Steven J. Norris | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Cubic Corp. | CUB | USA | 229669106 | Annual | 18-Feb-19 | 19-Dec-18 | Confirmed | 4,572 | Management | 1.9 | Elect Director John H. Warner, Jr. | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Cubic Corp. | CUB | USA | 229669106 | Annual | 18-Feb-19 | 19-Dec-18 | Confirmed | 4,572 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Cubic Corp. | CUB | USA | 229669106 | Annual | 18-Feb-19 | 19-Dec-18 | Confirmed | 4,572 | Management | 3a | Eliminate Supermajority Vote Requirement for Certain Business Combinations | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Cubic Corp. | CUB | USA | 229669106 | Annual | 18-Feb-19 | 19-Dec-18 | Confirmed | 4,572 | Management | 3b | Eliminate Supermajority Vote Requirement to Amend Bylaws Regarding Authorized Number of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Cubic Corp. | CUB | USA | 229669106 | Annual | 18-Feb-19 | 19-Dec-18 | Confirmed | 4,572 | Management | 3c | Eliminate Supermajority Vote Requirement for Amendments to Bylaws | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Cubic Corp. | CUB | USA | 229669106 | Annual | 18-Feb-19 | 19-Dec-18 | Confirmed | 4,572 | Management | 3d | Eliminate Supermajority Vote Requirement for Amendments to Certificate | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Cubic Corp. | CUB | USA | 229669106 | Annual | 18-Feb-19 | 19-Dec-18 | Confirmed | 4,572 | Management | 4 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Cubic Corp. | CUB | USA | 229669106 | Annual | 18-Feb-19 | 19-Dec-18 | Confirmed | 4,572 | Management | 5 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | i3 Verticals, Inc. | IIIV | USA | 46571Y107 | Annual | 01-Mar-19 | 18-Jan-19 | Confirmed | 27,137 | Management | 1.1 | Elect Director Gregory Daily | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | i3 Verticals, Inc. | IIIV | USA | 46571Y107 | Annual | 01-Mar-19 | 18-Jan-19 | Confirmed | 27,137 | Management | 1.2 | Elect Director Clay Whitson | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | i3 Verticals, Inc. | IIIV | USA | 46571Y107 | Annual | 01-Mar-19 | 18-Jan-19 | Confirmed | 27,137 | Management | 1.3 | Elect Director Elizabeth Seigenthaler Courtney | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | i3 Verticals, Inc. | IIIV | USA | 46571Y107 | Annual | 01-Mar-19 | 18-Jan-19 | Confirmed | 27,137 | Management | 1.4 | Elect Director John Harrison | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | i3 Verticals, Inc. | IIIV | USA | 46571Y107 | Annual | 01-Mar-19 | 18-Jan-19 | Confirmed | 27,137 | Management | 1.5 | Elect Director R. Burton Harvey | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | i3 Verticals, Inc. | IIIV | USA | 46571Y107 | Annual | 01-Mar-19 | 18-Jan-19 | Confirmed | 27,137 | Management | 1.6 | Elect Director Timothy McKenna | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | i3 Verticals, Inc. | IIIV | USA | 46571Y107 | Annual | 01-Mar-19 | 18-Jan-19 | Confirmed | 27,137 | Management | 1.7 | Elect Director David Morgan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | i3 Verticals, Inc. | IIIV | USA | 46571Y107 | Annual | 01-Mar-19 | 18-Jan-19 | Confirmed | 27,137 | Management | 1.8 | Elect Director David Wilds | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | i3 Verticals, Inc. | IIIV | USA | 46571Y107 | Annual | 01-Mar-19 | 18-Jan-19 | Confirmed | 27,137 | Management | 2 | Ratify BDO USA, LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Limoneira Co. | LMNR | USA | 532746104 | Annual | 26-Mar-19 | 08-Feb-19 | Confirmed | 19,980 | Management | 1.1 | Elect Director Gordon E. Kimball | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Limoneira Co. | LMNR | USA | 532746104 | Annual | 26-Mar-19 | 08-Feb-19 | Confirmed | 19,980 | Management | 1.2 | Elect Director Scott S. Slater | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Limoneira Co. | LMNR | USA | 532746104 | Annual | 26-Mar-19 | 08-Feb-19 | Confirmed | 19,980 | Management | 2 | Ratify Ernst & Young, LLP as Auditors *Withdrawn Resolution* | No | ||
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Limoneira Co. | LMNR | USA | 532746104 | Annual | 26-Mar-19 | 08-Feb-19 | Confirmed | 19,980 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Clementia Pharmaceuticals, Inc. | CMTA | Canada | 185575107 | Special | 09-Apr-19 | 08-Mar-19 | Confirmed | 12,885 | Management | 1 | Approve Merger Agreement | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mesa Air Group, Inc. | MESA | USA | 590479135 | Annual | 09-Apr-19 | 15-Feb-19 | Confirmed | 42,870 | Management | 1.1 | Elect Director Jonathan G. Ornstein | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mesa Air Group, Inc. | MESA | USA | 590479135 | Annual | 09-Apr-19 | 15-Feb-19 | Confirmed | 42,870 | Management | 1.2 | Elect Director G. Grant Lyon | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mesa Air Group, Inc. | MESA | USA | 590479135 | Annual | 09-Apr-19 | 15-Feb-19 | Confirmed | 42,870 | Management | 1.3 | Elect Director Ellen N. Artist | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mesa Air Group, Inc. | MESA | USA | 590479135 | Annual | 09-Apr-19 | 15-Feb-19 | Confirmed | 42,870 | Management | 1.4 | Elect Director Mitchell I. Gordon | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mesa Air Group, Inc. | MESA | USA | 590479135 | Annual | 09-Apr-19 | 15-Feb-19 | Confirmed | 42,870 | Management | 1.5 | Elect Director Dana J. Lockhart | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mesa Air Group, Inc. | MESA | USA | 590479135 | Annual | 09-Apr-19 | 15-Feb-19 | Confirmed | 42,870 | Management | 1.6 | Elect Director Spyridon Skiados | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mesa Air Group, Inc. | MESA | USA | 590479135 | Annual | 09-Apr-19 | 15-Feb-19 | Confirmed | 42,870 | Management | 1.7 | Elect Director Harvey W. Schiller | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mesa Air Group, Inc. | MESA | USA | 590479135 | Annual | 09-Apr-19 | 15-Feb-19 | Confirmed | 42,870 | Management | 2 | Approve Qualified Employee Stock Purchase Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mesa Air Group, Inc. | MESA | USA | 590479135 | Annual | 09-Apr-19 | 15-Feb-19 | Confirmed | 42,870 | Management | 3 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Calavo Growers, Inc. | CVGW | USA | 128246105 | Annual | 24-Apr-19 | 26-Feb-19 | Confirmed | 2,218 | Management | 1.1 | Elect Director Lecil E. Cole | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Calavo Growers, Inc. | CVGW | USA | 128246105 | Annual | 24-Apr-19 | 26-Feb-19 | Confirmed | 2,218 | Management | 1.2 | Elect Director Steven Hollister | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Calavo Growers, Inc. | CVGW | USA | 128246105 | Annual | 24-Apr-19 | 26-Feb-19 | Confirmed | 2,218 | Management | 1.3 | Elect Director James D. Helin | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Calavo Growers, Inc. | CVGW | USA | 128246105 | Annual | 24-Apr-19 | 26-Feb-19 | Confirmed | 2,218 | Management | 1.4 | Elect Director Donald M. Sanders | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Calavo Growers, Inc. | CVGW | USA | 128246105 | Annual | 24-Apr-19 | 26-Feb-19 | Confirmed | 2,218 | Management | 1.5 | Elect Director Marc L. Brown | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Calavo Growers, Inc. | CVGW | USA | 128246105 | Annual | 24-Apr-19 | 26-Feb-19 | Confirmed | 2,218 | Management | 1.6 | Elect Director Michael A. DiGregorio | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Calavo Growers, Inc. | CVGW | USA | 128246105 | Annual | 24-Apr-19 | 26-Feb-19 | Confirmed | 2,218 | Management | 1.7 | Elect Director Scott Van Der Kar | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Calavo Growers, Inc. | CVGW | USA | 128246105 | Annual | 24-Apr-19 | 26-Feb-19 | Confirmed | 2,218 | Management | 1.8 | Elect Director J. Link Leavens | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Calavo Growers, Inc. | CVGW | USA | 128246105 | Annual | 24-Apr-19 | 26-Feb-19 | Confirmed | 2,218 | Management | 1.9 | Elect Director Dorcas H. Thille | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Calavo Growers, Inc. | CVGW | USA | 128246105 | Annual | 24-Apr-19 | 26-Feb-19 | Confirmed | 2,218 | Management | 1.10 | Elect Director John M. Hunt | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Calavo Growers, Inc. | CVGW | USA | 128246105 | Annual | 24-Apr-19 | 26-Feb-19 | Confirmed | 2,218 | Management | 1.11 | Elect Director Egidio Carbone, Jr. | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Calavo Growers, Inc. | CVGW | USA | 128246105 | Annual | 24-Apr-19 | 26-Feb-19 | Confirmed | 2,218 | Management | 1.12 | Elect Director Harold S. Edwards | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Calavo Growers, Inc. | CVGW | USA | 128246105 | Annual | 24-Apr-19 | 26-Feb-19 | Confirmed | 2,218 | Management | 1.13 | Elect Director Kathleen M. Holmgren | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Calavo Growers, Inc. | CVGW | USA | 128246105 | Annual | 24-Apr-19 | 26-Feb-19 | Confirmed | 2,218 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Calavo Growers, Inc. | CVGW | USA | 128246105 | Annual | 24-Apr-19 | 26-Feb-19 | Confirmed | 2,218 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | OFG Bancorp | OFG | Puerto Rico | 67103X102 | Annual | 24-Apr-19 | 27-Feb-19 | Confirmed | 12,231 | Management | 1.1 | Elect Director Julian S. Inclan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | OFG Bancorp | OFG | Puerto Rico | 67103X102 | Annual | 24-Apr-19 | 27-Feb-19 | Confirmed | 12,231 | Management | 1.2 | Elect Director Jose Rafael Fernandez | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | OFG Bancorp | OFG | Puerto Rico | 67103X102 | Annual | 24-Apr-19 | 27-Feb-19 | Confirmed | 12,231 | Management | 1.3 | Elect Director Pedro Morazzani | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | OFG Bancorp | OFG | Puerto Rico | 67103X102 | Annual | 24-Apr-19 | 27-Feb-19 | Confirmed | 12,231 | Management | 1.4 | Elect Director Jorge Colon-Gerena | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | OFG Bancorp | OFG | Puerto Rico | 67103X102 | Annual | 24-Apr-19 | 27-Feb-19 | Confirmed | 12,231 | Management | 1.5 | Elect Director Juan Carlos Aguayo | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | OFG Bancorp | OFG | Puerto Rico | 67103X102 | Annual | 24-Apr-19 | 27-Feb-19 | Confirmed | 12,231 | Management | 1.6 | Elect Director Nestor de Jesus | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | OFG Bancorp | OFG | Puerto Rico | 67103X102 | Annual | 24-Apr-19 | 27-Feb-19 | Confirmed | 12,231 | Management | 1.7 | Elect Director Edwin Perez | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | OFG Bancorp | OFG | Puerto Rico | 67103X102 | Annual | 24-Apr-19 | 27-Feb-19 | Confirmed | 12,231 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | OFG Bancorp | OFG | Puerto Rico | 67103X102 | Annual | 24-Apr-19 | 27-Feb-19 | Confirmed | 12,231 | Management | 3 | Ratify KPMG LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Intricon Corp. | IIN | USA | 46121H109 | Annual | 01-May-19 | 26-Feb-19 | Confirmed | 5,999 | Management | 1A | Elect Director Mark S. Gorder | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Intricon Corp. | IIN | USA | 46121H109 | Annual | 01-May-19 | 26-Feb-19 | Confirmed | 5,999 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Intricon Corp. | IIN | USA | 46121H109 | Annual | 01-May-19 | 26-Feb-19 | Confirmed | 5,999 | Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Intricon Corp. | IIN | USA | 46121H109 | Annual | 01-May-19 | 26-Feb-19 | Confirmed | 5,999 | Management | 4 | Ratify Baker Tilly Virchow Krause, LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Turning Point Brands, Inc. | TPB | USA | 90041L105 | Annual | 01-May-19 | 11-Mar-19 | Confirmed | 2,960 | Management | 1.1 | Elect Director Gregory H. A. Baxter | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Turning Point Brands, Inc. | TPB | USA | 90041L105 | Annual | 01-May-19 | 11-Mar-19 | Confirmed | 2,960 | Management | 1.2 | Elect Director H. C. Charles Diao | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Turning Point Brands, Inc. | TPB | USA | 90041L105 | Annual | 01-May-19 | 11-Mar-19 | Confirmed | 2,960 | Management | 1.3 | Elect Director Ashley Davis Frushone | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Turning Point Brands, Inc. | TPB | USA | 90041L105 | Annual | 01-May-19 | 11-Mar-19 | Confirmed | 2,960 | Management | 1.4 | Elect Director David Glazek | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Turning Point Brands, Inc. | TPB | USA | 90041L105 | Annual | 01-May-19 | 11-Mar-19 | Confirmed | 2,960 | Management | 1.5 | Elect Director Peggy H. Hebard | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Turning Point Brands, Inc. | TPB | USA | 90041L105 | Annual | 01-May-19 | 11-Mar-19 | Confirmed | 2,960 | Management | 1.6 | Elect Director Thomas F. Helms, Jr. | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Turning Point Brands, Inc. | TPB | USA | 90041L105 | Annual | 01-May-19 | 11-Mar-19 | Confirmed | 2,960 | Management | 1.7 | Elect Director Lawrence S. Wexler | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Turning Point Brands, Inc. | TPB | USA | 90041L105 | Annual | 01-May-19 | 11-Mar-19 | Confirmed | 2,960 | Management | 1.8 | Elect Director Arnold Zimmerman | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Turning Point Brands, Inc. | TPB | USA | 90041L105 | Annual | 01-May-19 | 11-Mar-19 | Confirmed | 2,960 | Management | 2 | Ratify RSM US LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Vericel Corp. | VCEL | USA | 92346J108 | Annual | 01-May-19 | 08-Mar-19 | Confirmed | 48,564 | Management | 1.1 | Elect Director Robert L. Zerbe | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Vericel Corp. | VCEL | USA | 92346J108 | Annual | 01-May-19 | 08-Mar-19 | Confirmed | 48,564 | Management | 1.2 | Elect Director Alan L. Rubino | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Vericel Corp. | VCEL | USA | 92346J108 | Annual | 01-May-19 | 08-Mar-19 | Confirmed | 48,564 | Management | 1.3 | Elect Director Heidi Hagen | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Vericel Corp. | VCEL | USA | 92346J108 | Annual | 01-May-19 | 08-Mar-19 | Confirmed | 48,564 | Management | 1.4 | Elect Director Steven C. Gilman | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Vericel Corp. | VCEL | USA | 92346J108 | Annual | 01-May-19 | 08-Mar-19 | Confirmed | 48,564 | Management | 1.5 | Elect Director Kevin F. McLaughlin | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Vericel Corp. | VCEL | USA | 92346J108 | Annual | 01-May-19 | 08-Mar-19 | Confirmed | 48,564 | Management | 1.6 | Elect Director Paul Wotton | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Vericel Corp. | VCEL | USA | 92346J108 | Annual | 01-May-19 | 08-Mar-19 | Confirmed | 48,564 | Management | 1.7 | Elect Director Dominick C. Colangelo | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Vericel Corp. | VCEL | USA | 92346J108 | Annual | 01-May-19 | 08-Mar-19 | Confirmed | 48,564 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Vericel Corp. | VCEL | USA | 92346J108 | Annual | 01-May-19 | 08-Mar-19 | Confirmed | 48,564 | Management | 3 | Approve Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Vericel Corp. | VCEL | USA | 92346J108 | Annual | 01-May-19 | 08-Mar-19 | Confirmed | 48,564 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Inspire Medical Systems, Inc. | INSP | USA | 457730109 | Annual | 02-May-19 | 07-Mar-19 | Confirmed | 16,502 | Management | 1.1 | Elect Director Timothy P. Herbert | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Inspire Medical Systems, Inc. | INSP | USA | 457730109 | Annual | 02-May-19 | 07-Mar-19 | Confirmed | 16,502 | Management | 1.2 | Elect Director Chau Khuong | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Inspire Medical Systems, Inc. | INSP | USA | 457730109 | Annual | 02-May-19 | 07-Mar-19 | Confirmed | 16,502 | Management | 1.3 | Elect Director Shawn T McCormick | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Inspire Medical Systems, Inc. | INSP | USA | 457730109 | Annual | 02-May-19 | 07-Mar-19 | Confirmed | 16,502 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | LGI Homes, Inc. | LGIH | USA | 50187T106 | Annual | 02-May-19 | 08-Mar-19 | Confirmed | 8,029 | Management | 1.1 | Elect Director Ryan Edone | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | LGI Homes, Inc. | LGIH | USA | 50187T106 | Annual | 02-May-19 | 08-Mar-19 | Confirmed | 8,029 | Management | 1.2 | Elect Director Duncan Gage | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | LGI Homes, Inc. | LGIH | USA | 50187T106 | Annual | 02-May-19 | 08-Mar-19 | Confirmed | 8,029 | Management | 1.3 | Elect Director Eric Lipar | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | LGI Homes, Inc. | LGIH | USA | 50187T106 | Annual | 02-May-19 | 08-Mar-19 | Confirmed | 8,029 | Management | 1.4 | Elect Director Laura Miller | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | LGI Homes, Inc. | LGIH | USA | 50187T106 | Annual | 02-May-19 | 08-Mar-19 | Confirmed | 8,029 | Management | 1.5 | Elect Director Bryan Sansbury | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | LGI Homes, Inc. | LGIH | USA | 50187T106 | Annual | 02-May-19 | 08-Mar-19 | Confirmed | 8,029 | Management | 1.6 | Elect Director Steven Smith | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | LGI Homes, Inc. | LGIH | USA | 50187T106 | Annual | 02-May-19 | 08-Mar-19 | Confirmed | 8,029 | Management | 1.7 | Elect Director Robert Vahradian | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | LGI Homes, Inc. | LGIH | USA | 50187T106 | Annual | 02-May-19 | 08-Mar-19 | Confirmed | 8,029 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | LGI Homes, Inc. | LGIH | USA | 50187T106 | Annual | 02-May-19 | 08-Mar-19 | Confirmed | 8,029 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Primo Water Corporation | PRMW | USA | 74165N105 | Annual | 02-May-19 | 12-Mar-19 | Confirmed | 32,153 | Management | 1.1 | Elect Director Richard A. Brenner | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Primo Water Corporation | PRMW | USA | 74165N105 | Annual | 02-May-19 | 12-Mar-19 | Confirmed | 32,153 | Management | 1.2 | Elect Director Susan E. Cates | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Primo Water Corporation | PRMW | USA | 74165N105 | Annual | 02-May-19 | 12-Mar-19 | Confirmed | 32,153 | Management | 1.3 | Elect Director Charles A. Norris | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Primo Water Corporation | PRMW | USA | 74165N105 | Annual | 02-May-19 | 12-Mar-19 | Confirmed | 32,153 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Primo Water Corporation | PRMW | USA | 74165N105 | Annual | 02-May-19 | 12-Mar-19 | Confirmed | 32,153 | Management | 3 | Approve Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Primo Water Corporation | PRMW | USA | 74165N105 | Annual | 02-May-19 | 12-Mar-19 | Confirmed | 32,153 | Management | 4 | Amend Qualified Employee Stock Purchase Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Primo Water Corporation | PRMW | USA | 74165N105 | Annual | 02-May-19 | 12-Mar-19 | Confirmed | 32,153 | Management | 5 | Ratify BDO USA, LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Lattice Semiconductor Corp. | LSCC | USA | 518415104 | Annual | 03-May-19 | 08-Mar-19 | Confirmed | 31,437 | Management | 1.1 | Elect Director James R. Anderson | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Lattice Semiconductor Corp. | LSCC | USA | 518415104 | Annual | 03-May-19 | 08-Mar-19 | Confirmed | 31,437 | Management | 1.2 | Elect Director Robin A. Abrams | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Lattice Semiconductor Corp. | LSCC | USA | 518415104 | Annual | 03-May-19 | 08-Mar-19 | Confirmed | 31,437 | Management | 1.3 | Elect Director Brian M. Beattie | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Lattice Semiconductor Corp. | LSCC | USA | 518415104 | Annual | 03-May-19 | 08-Mar-19 | Confirmed | 31,437 | Management | 1.4 | Elect Director John Bourgoin | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Lattice Semiconductor Corp. | LSCC | USA | 518415104 | Annual | 03-May-19 | 08-Mar-19 | Confirmed | 31,437 | Management | 1.5 | Elect Director Mark E. Jensen | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Lattice Semiconductor Corp. | LSCC | USA | 518415104 | Annual | 03-May-19 | 08-Mar-19 | Confirmed | 31,437 | Management | 1.6 | Elect Director James P. Lederer | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Lattice Semiconductor Corp. | LSCC | USA | 518415104 | Annual | 03-May-19 | 08-Mar-19 | Confirmed | 31,437 | Management | 1.7 | Elect Director John E. Major | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Lattice Semiconductor Corp. | LSCC | USA | 518415104 | Annual | 03-May-19 | 08-Mar-19 | Confirmed | 31,437 | Management | 1.8 | Elect Director Krishna Rangasayee | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Lattice Semiconductor Corp. | LSCC | USA | 518415104 | Annual | 03-May-19 | 08-Mar-19 | Confirmed | 31,437 | Management | 1.9 | Elect Director D. Jeffrey Richardson | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Lattice Semiconductor Corp. | LSCC | USA | 518415104 | Annual | 03-May-19 | 08-Mar-19 | Confirmed | 31,437 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Lattice Semiconductor Corp. | LSCC | USA | 518415104 | Annual | 03-May-19 | 08-Mar-19 | Confirmed | 31,437 | Management | 3 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Lattice Semiconductor Corp. | LSCC | USA | 518415104 | Annual | 03-May-19 | 08-Mar-19 | Confirmed | 31,437 | Management | 4 | Amend Non-Employee Director Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Lattice Semiconductor Corp. | LSCC | USA | 518415104 | Annual | 03-May-19 | 08-Mar-19 | Confirmed | 31,437 | Management | 5 | Ratify KPMG LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 07-May-19 | 08-Apr-19 | Confirmed | 9,459 | Management | 1 | Open Meeting | No | ||
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 07-May-19 | 08-Apr-19 | Confirmed | 9,459 | Management | 2 | Receive Report of Management Board (Non-Voting) | No | ||
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 07-May-19 | 08-Apr-19 | Confirmed | 9,459 | Management | 3 | Discuss Remuneration Policy | No | ||
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 07-May-19 | 08-Apr-19 | Confirmed | 9,459 | Management | 4.a | Discuss Annual Report for FY 2018 | No | ||
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 07-May-19 | 08-Apr-19 | Confirmed | 9,459 | Management | 4.b | Adopt Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 07-May-19 | 08-Apr-19 | Confirmed | 9,459 | Management | 4.c | Discussion on Company's Corporate Governance Structure | No | ||
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 07-May-19 | 08-Apr-19 | Confirmed | 9,459 | Management | 4.d | Approve Allocation of Losses to the Retained Earnings of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 07-May-19 | 08-Apr-19 | Confirmed | 9,459 | Management | 4.e | Approve Discharge of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 07-May-19 | 08-Apr-19 | Confirmed | 9,459 | Management | 5 | Reelect Donald deBethizy as Non-Executive Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 07-May-19 | 08-Apr-19 | Confirmed | 9,459 | Management | 6 | Approve Amended Argenx Stock Option Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 07-May-19 | 08-Apr-19 | Confirmed | 9,459 | Management | 7 | Approve Stock Option Grants Re: Argenx Amended Stock Option Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 07-May-19 | 08-Apr-19 | Confirmed | 9,459 | Management | 8 | Grant Board Authority to Issue Shares up to 20 Percent of Issued Capital | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 07-May-19 | 08-Apr-19 | Confirmed | 9,459 | Management | 9 | Authorize Board to Exclude Preemptive Rights from Share Issuances | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 07-May-19 | 08-Apr-19 | Confirmed | 9,459 | Management | 10 | Ratify Deloitte as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 07-May-19 | 08-Apr-19 | Confirmed | 9,459 | Management | 11 | Other Business (Non-Voting) | No | ||
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 07-May-19 | 08-Apr-19 | Confirmed | 9,459 | Management | 12 | Close Meeting | No | ||
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | DMC Global, Inc. | BOOM | USA | 23291C103 | Annual | 07-May-19 | 22-Mar-19 | Confirmed | 10,517 | Management | 1.1 | Elect Director David C. Aldous | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | DMC Global, Inc. | BOOM | USA | 23291C103 | Annual | 07-May-19 | 22-Mar-19 | Confirmed | 10,517 | Management | 1.2 | Elect Director Andrea E. Bertone | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | DMC Global, Inc. | BOOM | USA | 23291C103 | Annual | 07-May-19 | 22-Mar-19 | Confirmed | 10,517 | Management | 1.3 | Elect Director Yvon Pierre Cariou | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | DMC Global, Inc. | BOOM | USA | 23291C103 | Annual | 07-May-19 | 22-Mar-19 | Confirmed | 10,517 | Management | 1.4 | Elect Director Robert A. Cohen | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | DMC Global, Inc. | BOOM | USA | 23291C103 | Annual | 07-May-19 | 22-Mar-19 | Confirmed | 10,517 | Management | 1.5 | Elect Director Richard P. Graff | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | DMC Global, Inc. | BOOM | USA | 23291C103 | Annual | 07-May-19 | 22-Mar-19 | Confirmed | 10,517 | Management | 1.6 | Elect Director Kevin T. Longe | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | DMC Global, Inc. | BOOM | USA | 23291C103 | Annual | 07-May-19 | 22-Mar-19 | Confirmed | 10,517 | Management | 1.7 | Elect Director Clifton Peter Rose | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | DMC Global, Inc. | BOOM | USA | 23291C103 | Annual | 07-May-19 | 22-Mar-19 | Confirmed | 10,517 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | DMC Global, Inc. | BOOM | USA | 23291C103 | Annual | 07-May-19 | 22-Mar-19 | Confirmed | 10,517 | Management | 3 | Ratify Ernst & Young LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Materion Corp. | MTRN | USA | 576690101 | Annual | 08-May-19 | 11-Mar-19 | Confirmed | 2,651 | Management | 1.1 | Elect Director Vinod M. Khilnani | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Materion Corp. | MTRN | USA | 576690101 | Annual | 08-May-19 | 11-Mar-19 | Confirmed | 2,651 | Management | 1.2 | Elect Director Robert J. Phillippy | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Materion Corp. | MTRN | USA | 576690101 | Annual | 08-May-19 | 11-Mar-19 | Confirmed | 2,651 | Management | 1.3 | Elect Director Patrick Prevost | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Materion Corp. | MTRN | USA | 576690101 | Annual | 08-May-19 | 11-Mar-19 | Confirmed | 2,651 | Management | 1.4 | Elect Director N. Mohan Reddy | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Materion Corp. | MTRN | USA | 576690101 | Annual | 08-May-19 | 11-Mar-19 | Confirmed | 2,651 | Management | 1.5 | Elect Director Craig S. Shular | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Materion Corp. | MTRN | USA | 576690101 | Annual | 08-May-19 | 11-Mar-19 | Confirmed | 2,651 | Management | 1.6 | Elect Director Darlene J. S. Solomon | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Materion Corp. | MTRN | USA | 576690101 | Annual | 08-May-19 | 11-Mar-19 | Confirmed | 2,651 | Management | 1.7 | Elect Director Robert B. Toth | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Materion Corp. | MTRN | USA | 576690101 | Annual | 08-May-19 | 11-Mar-19 | Confirmed | 2,651 | Management | 1.8 | Elect Director Jugal K. Vijayvargiya | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Materion Corp. | MTRN | USA | 576690101 | Annual | 08-May-19 | 11-Mar-19 | Confirmed | 2,651 | Management | 1.9 | Elect Director Geoffrey Wild | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Materion Corp. | MTRN | USA | 576690101 | Annual | 08-May-19 | 11-Mar-19 | Confirmed | 2,651 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Materion Corp. | MTRN | USA | 576690101 | Annual | 08-May-19 | 11-Mar-19 | Confirmed | 2,651 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Sterling Construction Co., Inc. | STRL | USA | 859241101 | Annual | 08-May-19 | 19-Mar-19 | Confirmed | 19,075 | Management | 1.1 | Elect Director Roger A. Cregg | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Sterling Construction Co., Inc. | STRL | USA | 859241101 | Annual | 08-May-19 | 19-Mar-19 | Confirmed | 19,075 | Management | 1.2 | Elect Director Joseph A. Cutillo | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Sterling Construction Co., Inc. | STRL | USA | 859241101 | Annual | 08-May-19 | 19-Mar-19 | Confirmed | 19,075 | Management | 1.3 | Elect Director Marian M. Davenport | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Sterling Construction Co., Inc. | STRL | USA | 859241101 | Annual | 08-May-19 | 19-Mar-19 | Confirmed | 19,075 | Management | 1.4 | Elect Director Raymond F. Messer | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Sterling Construction Co., Inc. | STRL | USA | 859241101 | Annual | 08-May-19 | 19-Mar-19 | Confirmed | 19,075 | Management | 1.5 | Elect Director Dana C. O'Brien | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Sterling Construction Co., Inc. | STRL | USA | 859241101 | Annual | 08-May-19 | 19-Mar-19 | Confirmed | 19,075 | Management | 1.6 | Elect Director Charles R. Patton | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Sterling Construction Co., Inc. | STRL | USA | 859241101 | Annual | 08-May-19 | 19-Mar-19 | Confirmed | 19,075 | Management | 1.7 | Elect Director Milton L. Scott | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Sterling Construction Co., Inc. | STRL | USA | 859241101 | Annual | 08-May-19 | 19-Mar-19 | Confirmed | 19,075 | Management | 1.8 | Elect Director Thomas M. White | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Sterling Construction Co., Inc. | STRL | USA | 859241101 | Annual | 08-May-19 | 19-Mar-19 | Confirmed | 19,075 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Sterling Construction Co., Inc. | STRL | USA | 859241101 | Annual | 08-May-19 | 19-Mar-19 | Confirmed | 19,075 | Management | 3 | Ratify Grant Thornton LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Sterling Construction Co., Inc. | STRL | USA | 859241101 | Annual | 08-May-19 | 19-Mar-19 | Confirmed | 19,075 | Management | 4 | Approve Qualified Employee Stock Purchase Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Air Transport Services Group, Inc. | ATSG | USA | 00922R105 | Annual | 09-May-19 | 14-Mar-19 | Confirmed | 14,312 | Management | 1a | Elect Director Richard M. Baudouin | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Air Transport Services Group, Inc. | ATSG | USA | 00922R105 | Annual | 09-May-19 | 14-Mar-19 | Confirmed | 14,312 | Management | 1b | Elect Director Robert K. Coretz | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Air Transport Services Group, Inc. | ATSG | USA | 00922R105 | Annual | 09-May-19 | 14-Mar-19 | Confirmed | 14,312 | Management | 1c | Elect Director Joseph C. Hete | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Air Transport Services Group, Inc. | ATSG | USA | 00922R105 | Annual | 09-May-19 | 14-Mar-19 | Confirmed | 14,312 | Management | 1d | Elect Director Raymond E. Johns, Jr. | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Air Transport Services Group, Inc. | ATSG | USA | 00922R105 | Annual | 09-May-19 | 14-Mar-19 | Confirmed | 14,312 | Management | 1e | Elect Director Laura J. Peterson | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Air Transport Services Group, Inc. | ATSG | USA | 00922R105 | Annual | 09-May-19 | 14-Mar-19 | Confirmed | 14,312 | Management | 1f | Elect Director Randy D. Rademacher | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Air Transport Services Group, Inc. | ATSG | USA | 00922R105 | Annual | 09-May-19 | 14-Mar-19 | Confirmed | 14,312 | Management | 1g | Elect Director J. Christopher Teets | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Air Transport Services Group, Inc. | ATSG | USA | 00922R105 | Annual | 09-May-19 | 14-Mar-19 | Confirmed | 14,312 | Management | 1h | Elect Director Jeffrey J. Vorholt | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Air Transport Services Group, Inc. | ATSG | USA | 00922R105 | Annual | 09-May-19 | 14-Mar-19 | Confirmed | 14,312 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Air Transport Services Group, Inc. | ATSG | USA | 00922R105 | Annual | 09-May-19 | 14-Mar-19 | Confirmed | 14,312 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Air Transport Services Group, Inc. | ATSG | USA | 00922R105 | Annual | 09-May-19 | 14-Mar-19 | Confirmed | 14,312 | Management | 4 | Increase Authorized Common Stock | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Air Transport Services Group, Inc. | ATSG | USA | 00922R105 | Annual | 09-May-19 | 14-Mar-19 | Confirmed | 14,312 | Management | 5 | Approve Issuance of Shares for Exercise of Warrants | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Air Transport Services Group, Inc. | ATSG | USA | 00922R105 | Annual | 09-May-19 | 14-Mar-19 | Confirmed | 14,312 | Management | 6 | Provide Right to Call Special Meeting | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Air Transport Services Group, Inc. | ATSG | USA | 00922R105 | Annual | 09-May-19 | 14-Mar-19 | Confirmed | 14,312 | Management | 7 | Adjourn Meeting | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Air Transport Services Group, Inc. | ATSG | USA | 00922R105 | Annual | 09-May-19 | 14-Mar-19 | Confirmed | 14,312 | Share Holder | 8 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Bloom Energy Corp. | BE | USA | 093712107 | Annual | 09-May-19 | 11-Mar-19 | Confirmed | 17,174 | Management | 1.1 | Elect Director Colin L. Powell | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Bloom Energy Corp. | BE | USA | 093712107 | Annual | 09-May-19 | 11-Mar-19 | Confirmed | 17,174 | Management | 1.2 | Elect Director Scott Sandell | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Bloom Energy Corp. | BE | USA | 093712107 | Annual | 09-May-19 | 11-Mar-19 | Confirmed | 17,174 | Management | 1.3 | Elect Director KR Sridhar | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Bloom Energy Corp. | BE | USA | 093712107 | Annual | 09-May-19 | 11-Mar-19 | Confirmed | 17,174 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Callon Petroleum Company | CPE | USA | 13123X102 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 19,734 | Management | 1.1 | Elect Director Michael L. Finch | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Callon Petroleum Company | CPE | USA | 13123X102 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 19,734 | Management | 1.2 | Elect Director Larry D. McVay | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Callon Petroleum Company | CPE | USA | 13123X102 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 19,734 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Callon Petroleum Company | CPE | USA | 13123X102 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 19,734 | Management | 3 | Ratify Grant Thornton LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Inogen, Inc. | INGN | USA | 45780L104 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 1,810 | Management | 1.1 | Elect Director Loren McFarland | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Inogen, Inc. | INGN | USA | 45780L104 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 1,810 | Management | 1.2 | Elect Director Benjamin Anderson-Ray | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Inogen, Inc. | INGN | USA | 45780L104 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 1,810 | Management | 1.3 | Elect Director Scott Wilkinson | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Inogen, Inc. | INGN | USA | 45780L104 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 1,810 | Management | 2 | Ratify Deloitte & Touche LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Inogen, Inc. | INGN | USA | 45780L104 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 1,810 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Kratos Defense & Security Solutions, Inc. | KTOS | USA | 50077B207 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 28,665 | Management | 1.1 | Elect Director Scott Anderson | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Kratos Defense & Security Solutions, Inc. | KTOS | USA | 50077B207 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 28,665 | Management | 1.2 | Elect Director Bandel Carano | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Kratos Defense & Security Solutions, Inc. | KTOS | USA | 50077B207 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 28,665 | Management | 1.3 | Elect Director Eric DeMarco | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Kratos Defense & Security Solutions, Inc. | KTOS | USA | 50077B207 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 28,665 | Management | 1.4 | Elect Director William Hoglund | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Kratos Defense & Security Solutions, Inc. | KTOS | USA | 50077B207 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 28,665 | Management | 1.5 | Elect Director Scot Jarvis | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Kratos Defense & Security Solutions, Inc. | KTOS | USA | 50077B207 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 28,665 | Management | 1.6 | Elect Director Jane Judd | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Kratos Defense & Security Solutions, Inc. | KTOS | USA | 50077B207 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 28,665 | Management | 1.7 | Elect Director Samuel Liberatore | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Kratos Defense & Security Solutions, Inc. | KTOS | USA | 50077B207 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 28,665 | Management | 1.8 | Elect Director Amy Zegart | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Kratos Defense & Security Solutions, Inc. | KTOS | USA | 50077B207 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 28,665 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Kratos Defense & Security Solutions, Inc. | KTOS | USA | 50077B207 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 28,665 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NMI Holdings, Inc. | NMIH | USA | 629209305 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 23,046 | Management | 1.1 | Elect Director Bradley M. Shuster | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NMI Holdings, Inc. | NMIH | USA | 629209305 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 23,046 | Management | 1.2 | Elect Director Claudia J. Merkle | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NMI Holdings, Inc. | NMIH | USA | 629209305 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 23,046 | Management | 1.3 | Elect Director Michael Embler | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NMI Holdings, Inc. | NMIH | USA | 629209305 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 23,046 | Management | 1.4 | Elect Director James G. Jones | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NMI Holdings, Inc. | NMIH | USA | 629209305 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 23,046 | Management | 1.5 | Elect Director Lynn S. McCreary | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NMI Holdings, Inc. | NMIH | USA | 629209305 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 23,046 | Management | 1.6 | Elect Director Michael Montgomery | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NMI Holdings, Inc. | NMIH | USA | 629209305 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 23,046 | Management | 1.7 | Elect Director Regina Muehlhauser | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NMI Holdings, Inc. | NMIH | USA | 629209305 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 23,046 | Management | 1.8 | Elect Director James H. Ozanne | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NMI Holdings, Inc. | NMIH | USA | 629209305 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 23,046 | Management | 1.9 | Elect Director Steven L. Scheid | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NMI Holdings, Inc. | NMIH | USA | 629209305 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 23,046 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NMI Holdings, Inc. | NMIH | USA | 629209305 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 23,046 | Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NMI Holdings, Inc. | NMIH | USA | 629209305 | Annual | 09-May-19 | 15-Mar-19 | Confirmed | 23,046 | Management | 4 | Ratify BDO USA, LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Tactile Systems Technology, Inc. | TCMD | USA | 87357P100 | Annual | 09-May-19 | 13-Mar-19 | Confirmed | 18,307 | Management | 1.1 | Elect Director William W. Burke | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Tactile Systems Technology, Inc. | TCMD | USA | 87357P100 | Annual | 09-May-19 | 13-Mar-19 | Confirmed | 18,307 | Management | 1.2 | Elect Director Raymond O. Huggenberger | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Tactile Systems Technology, Inc. | TCMD | USA | 87357P100 | Annual | 09-May-19 | 13-Mar-19 | Confirmed | 18,307 | Management | 1.3 | Elect Director Gerald R. Mattys | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Tactile Systems Technology, Inc. | TCMD | USA | 87357P100 | Annual | 09-May-19 | 13-Mar-19 | Confirmed | 18,307 | Management | 1.4 | Elect Director Richard J. Nigon | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Tactile Systems Technology, Inc. | TCMD | USA | 87357P100 | Annual | 09-May-19 | 13-Mar-19 | Confirmed | 18,307 | Management | 1.5 | Elect Director Cheryl Pegus | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Tactile Systems Technology, Inc. | TCMD | USA | 87357P100 | Annual | 09-May-19 | 13-Mar-19 | Confirmed | 18,307 | Management | 1.6 | Elect Director Kevin H. Roche | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Tactile Systems Technology, Inc. | TCMD | USA | 87357P100 | Annual | 09-May-19 | 13-Mar-19 | Confirmed | 18,307 | Management | 1.7 | Elect Director Peter H. Soderberg | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Tactile Systems Technology, Inc. | TCMD | USA | 87357P100 | Annual | 09-May-19 | 13-Mar-19 | Confirmed | 18,307 | Management | 2 | Ratify Grant Thornton LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Tactile Systems Technology, Inc. | TCMD | USA | 87357P100 | Annual | 09-May-19 | 13-Mar-19 | Confirmed | 18,307 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Tactile Systems Technology, Inc. | TCMD | USA | 87357P100 | Annual | 09-May-19 | 13-Mar-19 | Confirmed | 18,307 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Tactile Systems Technology, Inc. | TCMD | USA | 87357P100 | Annual | 09-May-19 | 13-Mar-19 | Confirmed | 18,307 | Management | 5 | Eliminate Supermajority Vote Requirement to Amend Bylaws | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Altair Engineering Inc. | ALTR | USA | 021369103 | Annual | 14-May-19 | 19-Mar-19 | Confirmed | 17,196 | Management | 1a | Elect Director Trace Harris | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Altair Engineering Inc. | ALTR | USA | 021369103 | Annual | 14-May-19 | 19-Mar-19 | Confirmed | 17,196 | Management | 1b | Elect Director Richard Hart | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Altair Engineering Inc. | ALTR | USA | 021369103 | Annual | 14-May-19 | 19-Mar-19 | Confirmed | 17,196 | Management | 2 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Altair Engineering Inc. | ALTR | USA | 021369103 | Annual | 14-May-19 | 19-Mar-19 | Confirmed | 17,196 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Solaris Oilfield Infrastructure, Inc. | SOI | USA | 83418M103 | Annual | 14-May-19 | 21-Mar-19 | Confirmed | 24,304 | Management | 1.1 | Elect Director W. Howard Keenan, Jr. | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Solaris Oilfield Infrastructure, Inc. | SOI | USA | 83418M103 | Annual | 14-May-19 | 21-Mar-19 | Confirmed | 24,304 | Management | 1.2 | Elect Director Ray N. Walker, Jr. | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Solaris Oilfield Infrastructure, Inc. | SOI | USA | 83418M103 | Annual | 14-May-19 | 21-Mar-19 | Confirmed | 24,304 | Management | 1.3 | Elect Director Cynthia M. Durrett | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Solaris Oilfield Infrastructure, Inc. | SOI | USA | 83418M103 | Annual | 14-May-19 | 21-Mar-19 | Confirmed | 24,304 | Management | 2 | Ratify BDO USA, LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | TPI Composites, Inc. | TPIC | USA | 87266J104 | Annual | 14-May-19 | 18-Mar-19 | Confirmed | 17,927 | Management | 1.1 | Elect Director Jack A. Henry | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | TPI Composites, Inc. | TPIC | USA | 87266J104 | Annual | 14-May-19 | 18-Mar-19 | Confirmed | 17,927 | Management | 1.2 | Elect Director James A. Hughes | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | TPI Composites, Inc. | TPIC | USA | 87266J104 | Annual | 14-May-19 | 18-Mar-19 | Confirmed | 17,927 | Management | 1.3 | Elect Director Daniel G. Weiss | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | TPI Composites, Inc. | TPIC | USA | 87266J104 | Annual | 14-May-19 | 18-Mar-19 | Confirmed | 17,927 | Management | 1.4 | Elect Director Tyrone M. Jordan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | TPI Composites, Inc. | TPIC | USA | 87266J104 | Annual | 14-May-19 | 18-Mar-19 | Confirmed | 17,927 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Luxfer Holdings PLC | LXFR | United Kingdom | G5698W116 | Annual | 15-May-19 | 21-Mar-19 | Confirmed | 7,399 | Management | 1 | Elect Director Alok Maskara | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Luxfer Holdings PLC | LXFR | United Kingdom | G5698W116 | Annual | 15-May-19 | 21-Mar-19 | Confirmed | 7,399 | Management | 2 | Elect Director David Landless | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Luxfer Holdings PLC | LXFR | United Kingdom | G5698W116 | Annual | 15-May-19 | 21-Mar-19 | Confirmed | 7,399 | Management | 3 | Elect Director Clive Snowdon | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Luxfer Holdings PLC | LXFR | United Kingdom | G5698W116 | Annual | 15-May-19 | 21-Mar-19 | Confirmed | 7,399 | Management | 4 | Elect Director Richard Hipple | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Luxfer Holdings PLC | LXFR | United Kingdom | G5698W116 | Annual | 15-May-19 | 21-Mar-19 | Confirmed | 7,399 | Management | 5 | Elect Director Allisha Elliott | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Luxfer Holdings PLC | LXFR | United Kingdom | G5698W116 | Annual | 15-May-19 | 21-Mar-19 | Confirmed | 7,399 | Management | 6 | Approve Remuneration Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Luxfer Holdings PLC | LXFR | United Kingdom | G5698W116 | Annual | 15-May-19 | 21-Mar-19 | Confirmed | 7,399 | Management | 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Luxfer Holdings PLC | LXFR | United Kingdom | G5698W116 | Annual | 15-May-19 | 21-Mar-19 | Confirmed | 7,399 | Management | 8 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Luxfer Holdings PLC | LXFR | United Kingdom | G5698W116 | Annual | 15-May-19 | 21-Mar-19 | Confirmed | 7,399 | Management | 9 | Ratify PricewaterhouseCoopers LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Luxfer Holdings PLC | LXFR | United Kingdom | G5698W116 | Annual | 15-May-19 | 21-Mar-19 | Confirmed | 7,399 | Management | 10 | Authorize Audit Committee to Fix Remuneration of Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Luxfer Holdings PLC | LXFR | United Kingdom | G5698W116 | Annual | 15-May-19 | 21-Mar-19 | Confirmed | 7,399 | Management | 11 | Amend Employee Savings-Related Share Purchase Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Luxfer Holdings PLC | LXFR | United Kingdom | G5698W116 | Annual | 15-May-19 | 21-Mar-19 | Confirmed | 7,399 | Management | 12 | Amend Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 15-May-19 | 22-Mar-19 | Confirmed | 11,195 | Management | 1.1 | Elect Director Charles M. Baum | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 15-May-19 | 22-Mar-19 | Confirmed | 11,195 | Management | 1.2 | Elect Director Bruce L.A. Carter | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 15-May-19 | 22-Mar-19 | Confirmed | 11,195 | Management | 1.3 | Elect Director Aaron I. Davis | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 15-May-19 | 22-Mar-19 | Confirmed | 11,195 | Management | 1.4 | Elect Director Henry J. Fuchs | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 15-May-19 | 22-Mar-19 | Confirmed | 11,195 | Management | 1.5 | Elect Director Michael Grey | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 15-May-19 | 22-Mar-19 | Confirmed | 11,195 | Management | 1.6 | Elect Director Faheem Hasnain | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 15-May-19 | 22-Mar-19 | Confirmed | 11,195 | Management | 1.7 | Elect Director Craig Johnson | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 15-May-19 | 22-Mar-19 | Confirmed | 11,195 | Management | 1.8 | Elect Director Maya Martinez-Davis | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 15-May-19 | 22-Mar-19 | Confirmed | 11,195 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 15-May-19 | 22-Mar-19 | Confirmed | 11,195 | Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 15-May-19 | 22-Mar-19 | Confirmed | 11,195 | Management | 4 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 15-May-19 | 22-Mar-19 | Confirmed | 11,195 | Management | 5 | Amend Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Noodles & Company | NDLS | USA | 65540B105 | Annual | 15-May-19 | 18-Mar-19 | Confirmed | 43,094 | Management | 1.1 | Elect Director Dave Boennighausen | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Noodles & Company | NDLS | USA | 65540B105 | Annual | 15-May-19 | 18-Mar-19 | Confirmed | 43,094 | Management | 1.2 | Elect Director Paul Murphy | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Noodles & Company | NDLS | USA | 65540B105 | Annual | 15-May-19 | 18-Mar-19 | Confirmed | 43,094 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Noodles & Company | NDLS | USA | 65540B105 | Annual | 15-May-19 | 18-Mar-19 | Confirmed | 43,094 | Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Noodles & Company | NDLS | USA | 65540B105 | Annual | 15-May-19 | 18-Mar-19 | Confirmed | 43,094 | Management | 4 | Ratify Ernst & Young LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Bandwidth Inc. | BAND | USA | 05988J103 | Annual | 16-May-19 | 03-Apr-19 | Confirmed | 20,325 | Management | 1.1 | Elect Director John C. Murdock | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Bandwidth Inc. | BAND | USA | 05988J103 | Annual | 16-May-19 | 03-Apr-19 | Confirmed | 20,325 | Management | 1.2 | Elect Director Douglas A. Suriano | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Bandwidth Inc. | BAND | USA | 05988J103 | Annual | 16-May-19 | 03-Apr-19 | Confirmed | 20,325 | Management | 2 | Ratify Ernst & Young LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Kadant, Inc. | KAI | USA | 48282T104 | Annual | 16-May-19 | 18-Mar-19 | Confirmed | 3,565 | Management | 1 | Elect Director Jonathan W. Painter | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Kadant, Inc. | KAI | USA | 48282T104 | Annual | 16-May-19 | 18-Mar-19 | Confirmed | 3,565 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Kadant, Inc. | KAI | USA | 48282T104 | Annual | 16-May-19 | 18-Mar-19 | Confirmed | 3,565 | Management | 3 | Approve the Issuance of Restricted Stock Units to Non-Employee Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Kadant, Inc. | KAI | USA | 48282T104 | Annual | 16-May-19 | 18-Mar-19 | Confirmed | 3,565 | Management | 4 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | TriState Capital Holdings, Inc. | TSC | USA | 89678F100 | Annual | 16-May-19 | 01-Apr-19 | Confirmed | 10,627 | Management | 1.1 | Elect Director E.H. "Gene" Dewhurst | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | TriState Capital Holdings, Inc. | TSC | USA | 89678F100 | Annual | 16-May-19 | 01-Apr-19 | Confirmed | 10,627 | Management | 1.2 | Elect Director A. William Schenck, III | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | TriState Capital Holdings, Inc. | TSC | USA | 89678F100 | Annual | 16-May-19 | 01-Apr-19 | Confirmed | 10,627 | Management | 1.3 | Elect Director John B. Yasinsky | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | TriState Capital Holdings, Inc. | TSC | USA | 89678F100 | Annual | 16-May-19 | 01-Apr-19 | Confirmed | 10,627 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | TriState Capital Holdings, Inc. | TSC | USA | 89678F100 | Annual | 16-May-19 | 01-Apr-19 | Confirmed | 10,627 | Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | TriState Capital Holdings, Inc. | TSC | USA | 89678F100 | Annual | 16-May-19 | 01-Apr-19 | Confirmed | 10,627 | Management | 4 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Acer Therapeutics Inc. | ACER | USA | 00444P108 | Annual | 17-May-19 | 29-Mar-19 | Confirmed | 13,967 | Management | 1.1 | Elect Director Stephen J. Aselage | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Acer Therapeutics Inc. | ACER | USA | 00444P108 | Annual | 17-May-19 | 29-Mar-19 | Confirmed | 13,967 | Management | 1.2 | Elect Director Jason Amello | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Acer Therapeutics Inc. | ACER | USA | 00444P108 | Annual | 17-May-19 | 29-Mar-19 | Confirmed | 13,967 | Management | 1.3 | Elect Director John M. Dunn | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Acer Therapeutics Inc. | ACER | USA | 00444P108 | Annual | 17-May-19 | 29-Mar-19 | Confirmed | 13,967 | Management | 1.4 | Elect Director Michelle Griffin | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Acer Therapeutics Inc. | ACER | USA | 00444P108 | Annual | 17-May-19 | 29-Mar-19 | Confirmed | 13,967 | Management | 1.5 | Elect Director Chris Schelling | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Acer Therapeutics Inc. | ACER | USA | 00444P108 | Annual | 17-May-19 | 29-Mar-19 | Confirmed | 13,967 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Acer Therapeutics Inc. | ACER | USA | 00444P108 | Annual | 17-May-19 | 29-Mar-19 | Confirmed | 13,967 | Management | 3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Acer Therapeutics Inc. | ACER | USA | 00444P108 | Annual | 17-May-19 | 29-Mar-19 | Confirmed | 13,967 | Management | 4 | Ratify BDO USA, LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Everbridge, Inc. | EVBG | USA | 29978A104 | Annual | 17-May-19 | 25-Mar-19 | Confirmed | 19,287 | Management | 1.1 | Elect Director Richard D'Amore | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Everbridge, Inc. | EVBG | USA | 29978A104 | Annual | 17-May-19 | 25-Mar-19 | Confirmed | 19,287 | Management | 1.2 | Elect Director Bruns Grayson | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Everbridge, Inc. | EVBG | USA | 29978A104 | Annual | 17-May-19 | 25-Mar-19 | Confirmed | 19,287 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Everbridge, Inc. | EVBG | USA | 29978A104 | Annual | 17-May-19 | 25-Mar-19 | Confirmed | 19,287 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Everbridge, Inc. | EVBG | USA | 29978A104 | Annual | 17-May-19 | 25-Mar-19 | Confirmed | 19,287 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | The Chefs' Warehouse, Inc. | CHEF | USA | 163086101 | Annual | 17-May-19 | 18-Mar-19 | Confirmed | 13,372 | Management | 1.1 | Elect Director Dominick Cerbone | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | The Chefs' Warehouse, Inc. | CHEF | USA | 163086101 | Annual | 17-May-19 | 18-Mar-19 | Confirmed | 13,372 | Management | 1.2 | Elect Director Joseph Cugine | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | The Chefs' Warehouse, Inc. | CHEF | USA | 163086101 | Annual | 17-May-19 | 18-Mar-19 | Confirmed | 13,372 | Management | 1.3 | Elect Director Steven F. Goldstone | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | The Chefs' Warehouse, Inc. | CHEF | USA | 163086101 | Annual | 17-May-19 | 18-Mar-19 | Confirmed | 13,372 | Management | 1.4 | Elect Director Alan Guarino | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | The Chefs' Warehouse, Inc. | CHEF | USA | 163086101 | Annual | 17-May-19 | 18-Mar-19 | Confirmed | 13,372 | Management | 1.5 | Elect Director Stephen Hanson | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | The Chefs' Warehouse, Inc. | CHEF | USA | 163086101 | Annual | 17-May-19 | 18-Mar-19 | Confirmed | 13,372 | Management | 1.6 | Elect Director Katherine Oliver | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | The Chefs' Warehouse, Inc. | CHEF | USA | 163086101 | Annual | 17-May-19 | 18-Mar-19 | Confirmed | 13,372 | Management | 1.7 | Elect Director Christopher Pappas | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | The Chefs' Warehouse, Inc. | CHEF | USA | 163086101 | Annual | 17-May-19 | 18-Mar-19 | Confirmed | 13,372 | Management | 1.8 | Elect Director John Pappas | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | The Chefs' Warehouse, Inc. | CHEF | USA | 163086101 | Annual | 17-May-19 | 18-Mar-19 | Confirmed | 13,372 | Management | 2 | Ratify BDO USA, LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | The Chefs' Warehouse, Inc. | CHEF | USA | 163086101 | Annual | 17-May-19 | 18-Mar-19 | Confirmed | 13,372 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | The Chefs' Warehouse, Inc. | CHEF | USA | 163086101 | Annual | 17-May-19 | 18-Mar-19 | Confirmed | 13,372 | Management | 4 | Approve Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Comfort Systems USA, Inc. | FIX | USA | 199908104 | Annual | 21-May-19 | 22-Mar-19 | Confirmed | 4,633 | Management | 1.1 | Elect Director Darcy G. Anderson | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Comfort Systems USA, Inc. | FIX | USA | 199908104 | Annual | 21-May-19 | 22-Mar-19 | Confirmed | 4,633 | Management | 1.2 | Elect Director Herman E. Bulls | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Comfort Systems USA, Inc. | FIX | USA | 199908104 | Annual | 21-May-19 | 22-Mar-19 | Confirmed | 4,633 | Management | 1.3 | Elect Director Alan P. Krusi | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Comfort Systems USA, Inc. | FIX | USA | 199908104 | Annual | 21-May-19 | 22-Mar-19 | Confirmed | 4,633 | Management | 1.4 | Elect Director Brian E. Lane | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Comfort Systems USA, Inc. | FIX | USA | 199908104 | Annual | 21-May-19 | 22-Mar-19 | Confirmed | 4,633 | Management | 1.5 | Elect Director Pablo G. Mercado | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Comfort Systems USA, Inc. | FIX | USA | 199908104 | Annual | 21-May-19 | 22-Mar-19 | Confirmed | 4,633 | Management | 1.6 | Elect Director Franklin Myers | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Comfort Systems USA, Inc. | FIX | USA | 199908104 | Annual | 21-May-19 | 22-Mar-19 | Confirmed | 4,633 | Management | 1.7 | Elect Director William J. Sandbrook | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Comfort Systems USA, Inc. | FIX | USA | 199908104 | Annual | 21-May-19 | 22-Mar-19 | Confirmed | 4,633 | Management | 1.8 | Elect Director James H. Schultz | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Comfort Systems USA, Inc. | FIX | USA | 199908104 | Annual | 21-May-19 | 22-Mar-19 | Confirmed | 4,633 | Management | 1.9 | Elect Director Constance E. Skidmore | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Comfort Systems USA, Inc. | FIX | USA | 199908104 | Annual | 21-May-19 | 22-Mar-19 | Confirmed | 4,633 | Management | 1.10 | Elect Director Vance W. Tang | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Comfort Systems USA, Inc. | FIX | USA | 199908104 | Annual | 21-May-19 | 22-Mar-19 | Confirmed | 4,633 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Comfort Systems USA, Inc. | FIX | USA | 199908104 | Annual | 21-May-19 | 22-Mar-19 | Confirmed | 4,633 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Everi Holdings Inc. | EVRI | USA | 30034T103 | Annual | 21-May-19 | 05-Apr-19 | Confirmed | 26,908 | Management | 1.1 | Elect Director Ronald V. Congemi | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Everi Holdings Inc. | EVRI | USA | 30034T103 | Annual | 21-May-19 | 05-Apr-19 | Confirmed | 26,908 | Management | 1.2 | Elect Director Geoffrey P. Judge | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Everi Holdings Inc. | EVRI | USA | 30034T103 | Annual | 21-May-19 | 05-Apr-19 | Confirmed | 26,908 | Management | 1.3 | Elect Director Michael D. Rumbolz | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Everi Holdings Inc. | EVRI | USA | 30034T103 | Annual | 21-May-19 | 05-Apr-19 | Confirmed | 26,908 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Everi Holdings Inc. | EVRI | USA | 30034T103 | Annual | 21-May-19 | 05-Apr-19 | Confirmed | 26,908 | Management | 3 | Ratify BDO USA, LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Alteryx, Inc. | AYX | USA | 02156B103 | Annual | 22-May-19 | 01-Apr-19 | Confirmed | 13,178 | Management | 1.1 | Elect Director Kimberly E. Alexy | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Alteryx, Inc. | AYX | USA | 02156B103 | Annual | 22-May-19 | 01-Apr-19 | Confirmed | 13,178 | Management | 1.2 | Elect Director Mark Anderson | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Alteryx, Inc. | AYX | USA | 02156B103 | Annual | 22-May-19 | 01-Apr-19 | Confirmed | 13,178 | Management | 1.3 | Elect Director John Bellizzi | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Alteryx, Inc. | AYX | USA | 02156B103 | Annual | 22-May-19 | 01-Apr-19 | Confirmed | 13,178 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Alteryx, Inc. | AYX | USA | 02156B103 | Annual | 22-May-19 | 01-Apr-19 | Confirmed | 13,178 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Alteryx, Inc. | AYX | USA | 02156B103 | Annual | 22-May-19 | 01-Apr-19 | Confirmed | 13,178 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Cactus, Inc. | WHD | USA | 127203107 | Annual | 22-May-19 | 18-Apr-19 | Confirmed | 11,515 | Management | 1.1 | Elect Director Joel Bender | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Cactus, Inc. | WHD | USA | 127203107 | Annual | 22-May-19 | 18-Apr-19 | Confirmed | 11,515 | Management | 1.2 | Elect Director Alan Semple | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Cactus, Inc. | WHD | USA | 127203107 | Annual | 22-May-19 | 18-Apr-19 | Confirmed | 11,515 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Cactus, Inc. | WHD | USA | 127203107 | Annual | 22-May-19 | 18-Apr-19 | Confirmed | 11,515 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Cactus, Inc. | WHD | USA | 127203107 | Annual | 22-May-19 | 18-Apr-19 | Confirmed | 11,515 | Management | 4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | iRhythm Technologies, Inc. | IRTC | USA | 450056106 | Annual | 22-May-19 | 29-Mar-19 | Confirmed | 3,980 | Management | 1.1 | Elect Director Bruce G. Bodaken | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | iRhythm Technologies, Inc. | IRTC | USA | 450056106 | Annual | 22-May-19 | 29-Mar-19 | Confirmed | 3,980 | Management | 1.2 | Elect Director Ralph Snyderman | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | iRhythm Technologies, Inc. | IRTC | USA | 450056106 | Annual | 22-May-19 | 29-Mar-19 | Confirmed | 3,980 | Management | 1.3 | Elect Director Abhijit Y. Talwalkar | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | iRhythm Technologies, Inc. | IRTC | USA | 450056106 | Annual | 22-May-19 | 29-Mar-19 | Confirmed | 3,980 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | iRhythm Technologies, Inc. | IRTC | USA | 450056106 | Annual | 22-May-19 | 29-Mar-19 | Confirmed | 3,980 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Summit Materials, Inc. | SUM | USA | 86614U100 | Annual | 22-May-19 | 25-Mar-19 | Confirmed | 27,851 | Management | 1.1 | Elect Director Thomas W. Hill | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Summit Materials, Inc. | SUM | USA | 86614U100 | Annual | 22-May-19 | 25-Mar-19 | Confirmed | 27,851 | Management | 1.2 | Elect Director Joseph S. Cantie | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Summit Materials, Inc. | SUM | USA | 86614U100 | Annual | 22-May-19 | 25-Mar-19 | Confirmed | 27,851 | Management | 1.3 | Elect Director Anne M. Cooney | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Summit Materials, Inc. | SUM | USA | 86614U100 | Annual | 22-May-19 | 25-Mar-19 | Confirmed | 27,851 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Summit Materials, Inc. | SUM | USA | 86614U100 | Annual | 22-May-19 | 25-Mar-19 | Confirmed | 27,851 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Ameresco, Inc. | AMRC | USA | 02361E108 | Annual | 23-May-19 | 01-Apr-19 | Confirmed | 19,209 | Management | 1.1 | Elect Director Douglas I. Foy | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Ameresco, Inc. | AMRC | USA | 02361E108 | Annual | 23-May-19 | 01-Apr-19 | Confirmed | 19,209 | Management | 1.2 | Elect Director Jennifer L. Miller | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Ameresco, Inc. | AMRC | USA | 02361E108 | Annual | 23-May-19 | 01-Apr-19 | Confirmed | 19,209 | Management | 1.3 | Elect Director Nickolas Stavropoulos | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Ameresco, Inc. | AMRC | USA | 02361E108 | Annual | 23-May-19 | 01-Apr-19 | Confirmed | 19,209 | Management | 2 | Ratify RSM US LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Goosehead Insurance, Inc. | GSHD | USA | 38267D109 | Annual | 23-May-19 | 03-Apr-19 | Confirmed | 12,771 | Management | 1.1 | Elect Director Mark E. Jones | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Goosehead Insurance, Inc. | GSHD | USA | 38267D109 | Annual | 23-May-19 | 03-Apr-19 | Confirmed | 12,771 | Management | 1.2 | Elect Director Robyn Jones | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Goosehead Insurance, Inc. | GSHD | USA | 38267D109 | Annual | 23-May-19 | 03-Apr-19 | Confirmed | 12,771 | Management | 1.3 | Elect Director Peter Lane | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Goosehead Insurance, Inc. | GSHD | USA | 38267D109 | Annual | 23-May-19 | 03-Apr-19 | Confirmed | 12,771 | Management | 1.4 | Elect Director Mark Miller | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Goosehead Insurance, Inc. | GSHD | USA | 38267D109 | Annual | 23-May-19 | 03-Apr-19 | Confirmed | 12,771 | Management | 1.5 | Elect Director James Reid | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Goosehead Insurance, Inc. | GSHD | USA | 38267D109 | Annual | 23-May-19 | 03-Apr-19 | Confirmed | 12,771 | Management | 2 | Ratify Deloitte & Touche LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Goosehead Insurance, Inc. | GSHD | USA | 38267D109 | Annual | 23-May-19 | 03-Apr-19 | Confirmed | 12,771 | Management | 3 | Amend Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Inphi Corporation | IPHI | USA | 45772F107 | Annual | 23-May-19 | 10-Apr-19 | Confirmed | 16,000 | Management | 1.1 | Elect Director Chenming C. Hu | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Inphi Corporation | IPHI | USA | 45772F107 | Annual | 23-May-19 | 10-Apr-19 | Confirmed | 16,000 | Management | 1.2 | Elect Director Elissa Murphy | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Inphi Corporation | IPHI | USA | 45772F107 | Annual | 23-May-19 | 10-Apr-19 | Confirmed | 16,000 | Management | 1.3 | Elect Director Sam S. Srinivasan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Inphi Corporation | IPHI | USA | 45772F107 | Annual | 23-May-19 | 10-Apr-19 | Confirmed | 16,000 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Inphi Corporation | IPHI | USA | 45772F107 | Annual | 23-May-19 | 10-Apr-19 | Confirmed | 16,000 | Management | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Kinsale Capital Group, Inc. | KNSL | USA | 49714P108 | Annual | 23-May-19 | 25-Mar-19 | Confirmed | 7,465 | Management | 1.1 | Elect Director Michael P. Kehoe | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Kinsale Capital Group, Inc. | KNSL | USA | 49714P108 | Annual | 23-May-19 | 25-Mar-19 | Confirmed | 7,465 | Management | 1.2 | Elect Director Steven J. Bensinger | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Kinsale Capital Group, Inc. | KNSL | USA | 49714P108 | Annual | 23-May-19 | 25-Mar-19 | Confirmed | 7,465 | Management | 1.3 | Elect Director Anne C. Kronenberg | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Kinsale Capital Group, Inc. | KNSL | USA | 49714P108 | Annual | 23-May-19 | 25-Mar-19 | Confirmed | 7,465 | Management | 1.4 | Elect Director Robert Lippincott, III | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Kinsale Capital Group, Inc. | KNSL | USA | 49714P108 | Annual | 23-May-19 | 25-Mar-19 | Confirmed | 7,465 | Management | 1.5 | Elect Director James J. Ritchie | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Kinsale Capital Group, Inc. | KNSL | USA | 49714P108 | Annual | 23-May-19 | 25-Mar-19 | Confirmed | 7,465 | Management | 1.6 | Elect Director Frederick L. Russell, Jr. | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Kinsale Capital Group, Inc. | KNSL | USA | 49714P108 | Annual | 23-May-19 | 25-Mar-19 | Confirmed | 7,465 | Management | 1.7 | Elect Director Gregory M. Share | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Kinsale Capital Group, Inc. | KNSL | USA | 49714P108 | Annual | 23-May-19 | 25-Mar-19 | Confirmed | 7,465 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Kinsale Capital Group, Inc. | KNSL | USA | 49714P108 | Annual | 23-May-19 | 25-Mar-19 | Confirmed | 7,465 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | PaySign, Inc. | PAYS | USA | 88579C109 | Annual | 23-May-19 | 24-Mar-19 | Sent | 26,303 | Management | 1.1 | Elect Director Mark R. Newcomer | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | PaySign, Inc. | PAYS | USA | 88579C109 | Annual | 23-May-19 | 24-Mar-19 | Sent | 26,303 | Management | 1.2 | Elect Director Daniel H. Spence | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | PaySign, Inc. | PAYS | USA | 88579C109 | Annual | 23-May-19 | 24-Mar-19 | Sent | 26,303 | Management | 1.3 | Elect Director Joan M. Herman | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | PaySign, Inc. | PAYS | USA | 88579C109 | Annual | 23-May-19 | 24-Mar-19 | Sent | 26,303 | Management | 1.4 | Elect Director Dan R. Henry | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | PaySign, Inc. | PAYS | USA | 88579C109 | Annual | 23-May-19 | 24-Mar-19 | Sent | 26,303 | Management | 1.5 | Elect Director Bruce Mina | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | PaySign, Inc. | PAYS | USA | 88579C109 | Annual | 23-May-19 | 24-Mar-19 | Sent | 26,303 | Management | 1.6 | Elect Director Quinn Williams | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | PaySign, Inc. | PAYS | USA | 88579C109 | Annual | 23-May-19 | 24-Mar-19 | Sent | 26,303 | Management | 1.7 | Elect Director Dennis Triplett | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | PaySign, Inc. | PAYS | USA | 88579C109 | Annual | 23-May-19 | 24-Mar-19 | Sent | 26,303 | Management | 2 | Approve Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | PaySign, Inc. | PAYS | USA | 88579C109 | Annual | 23-May-19 | 24-Mar-19 | Sent | 26,303 | Management | 3 | Ratify Squar Milner LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Five9, Inc. | FIVN | USA | 338307101 | Annual | 28-May-19 | 01-Apr-19 | Confirmed | 21,493 | Management | 1.1 | Elect Director Jack Acosta | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Five9, Inc. | FIVN | USA | 338307101 | Annual | 28-May-19 | 01-Apr-19 | Confirmed | 21,493 | Management | 1.2 | Elect Director Rowan Trollope | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Five9, Inc. | FIVN | USA | 338307101 | Annual | 28-May-19 | 01-Apr-19 | Confirmed | 21,493 | Management | 1.3 | Elect Director David S. Welsh | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Five9, Inc. | FIVN | USA | 338307101 | Annual | 28-May-19 | 01-Apr-19 | Confirmed | 21,493 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Five9, Inc. | FIVN | USA | 338307101 | Annual | 28-May-19 | 01-Apr-19 | Confirmed | 21,493 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | PetIQ, Inc. | PETQ | USA | 71639T106 | Annual | 29-May-19 | 01-Apr-19 | Confirmed | 14,874 | Management | 1.1 | Elect Director Mark First | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | PetIQ, Inc. | PETQ | USA | 71639T106 | Annual | 29-May-19 | 01-Apr-19 | Confirmed | 14,874 | Management | 1.2 | Elect Director Larry Bird | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | PetIQ, Inc. | PETQ | USA | 71639T106 | Annual | 29-May-19 | 01-Apr-19 | Confirmed | 14,874 | Management | 2 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | PetIQ, Inc. | PETQ | USA | 71639T106 | Annual | 29-May-19 | 01-Apr-19 | Confirmed | 14,874 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | ICF International, Inc. | ICFI | USA | 44925C103 | Annual | 30-May-19 | 02-Apr-19 | Confirmed | 4,052 | Management | 1.1 | Elect Director Srikant M. Datar | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | ICF International, Inc. | ICFI | USA | 44925C103 | Annual | 30-May-19 | 02-Apr-19 | Confirmed | 4,052 | Management | 1.2 | Elect Director Peter M. Schulte | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | ICF International, Inc. | ICFI | USA | 44925C103 | Annual | 30-May-19 | 02-Apr-19 | Confirmed | 4,052 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | ICF International, Inc. | ICFI | USA | 44925C103 | Annual | 30-May-19 | 02-Apr-19 | Confirmed | 4,052 | Management | 3 | Ratify Grant Thornton LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Installed Building Products, Inc. | IBP | USA | 45780R101 | Annual | 30-May-19 | 04-Apr-19 | Confirmed | 7,891 | Management | 1.1 | Elect Director Jeffrey W. Edwards | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Installed Building Products, Inc. | IBP | USA | 45780R101 | Annual | 30-May-19 | 04-Apr-19 | Confirmed | 7,891 | Management | 1.2 | Elect Director Lawrence A. Hilsheimer | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Installed Building Products, Inc. | IBP | USA | 45780R101 | Annual | 30-May-19 | 04-Apr-19 | Confirmed | 7,891 | Management | 1.3 | Elect Director Janet E. Jackson | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Installed Building Products, Inc. | IBP | USA | 45780R101 | Annual | 30-May-19 | 04-Apr-19 | Confirmed | 7,891 | Management | 2 | Ratify Deloitte & Touche LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Installed Building Products, Inc. | IBP | USA | 45780R101 | Annual | 30-May-19 | 04-Apr-19 | Confirmed | 7,891 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Tricida, Inc. | TCDA | USA | 89610F101 | Annual | 31-May-19 | 05-Apr-19 | Confirmed | 15,696 | Management | 1.1 | Elect Director Sandra I. Coufal | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Tricida, Inc. | TCDA | USA | 89610F101 | Annual | 31-May-19 | 05-Apr-19 | Confirmed | 15,696 | Management | 1.2 | Elect Director David Hirsch | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Tricida, Inc. | TCDA | USA | 89610F101 | Annual | 31-May-19 | 05-Apr-19 | Confirmed | 15,696 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Establishment Labs Holdings Inc. | ESTA | Virgin Isl (UK) | G31249108 | Annual | 03-Jun-19 | 09-Apr-19 | Confirmed | 10,553 | Management | 1a | Elect Director Juan Jose Chacon Quiros | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Establishment Labs Holdings Inc. | ESTA | Virgin Isl (UK) | G31249108 | Annual | 03-Jun-19 | 09-Apr-19 | Confirmed | 10,553 | Management | 1b | Elect Director Edward J. Schutter | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Establishment Labs Holdings Inc. | ESTA | Virgin Isl (UK) | G31249108 | Annual | 03-Jun-19 | 09-Apr-19 | Confirmed | 10,553 | Management | 1c | Elect Director Nicholas Lewin | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Establishment Labs Holdings Inc. | ESTA | Virgin Isl (UK) | G31249108 | Annual | 03-Jun-19 | 09-Apr-19 | Confirmed | 10,553 | Management | 2 | Ratify Marcum LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Fluidigm Corporation | FLDM | USA | 34385P108 | Annual | 03-Jun-19 | 08-Apr-19 | Confirmed | 87,765 | Management | 1.1 | Elect Director Laura M. Clague | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Fluidigm Corporation | FLDM | USA | 34385P108 | Annual | 03-Jun-19 | 08-Apr-19 | Confirmed | 87,765 | Management | 1.2 | Elect Director Samuel D. Colella | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Fluidigm Corporation | FLDM | USA | 34385P108 | Annual | 03-Jun-19 | 08-Apr-19 | Confirmed | 87,765 | Management | 1.3 | Elect Director Stephen Christopher Linthwaite | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Fluidigm Corporation | FLDM | USA | 34385P108 | Annual | 03-Jun-19 | 08-Apr-19 | Confirmed | 87,765 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Fluidigm Corporation | FLDM | USA | 34385P108 | Annual | 03-Jun-19 | 08-Apr-19 | Confirmed | 87,765 | Management | 3 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Fluidigm Corporation | FLDM | USA | 34385P108 | Annual | 03-Jun-19 | 08-Apr-19 | Confirmed | 87,765 | Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Casella Waste Systems, Inc. | CWST | USA | 147448104 | Annual | 04-Jun-19 | 16-Apr-19 | Confirmed | 11,833 | Management | 1.1 | Elect Director Michael K. Burke | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Casella Waste Systems, Inc. | CWST | USA | 147448104 | Annual | 04-Jun-19 | 16-Apr-19 | Confirmed | 11,833 | Management | 1.2 | Elect Director James F. Callahan, Jr. | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Casella Waste Systems, Inc. | CWST | USA | 147448104 | Annual | 04-Jun-19 | 16-Apr-19 | Confirmed | 11,833 | Management | 1.3 | Elect Director Douglas R. Casella | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Casella Waste Systems, Inc. | CWST | USA | 147448104 | Annual | 04-Jun-19 | 16-Apr-19 | Confirmed | 11,833 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Casella Waste Systems, Inc. | CWST | USA | 147448104 | Annual | 04-Jun-19 | 16-Apr-19 | Confirmed | 11,833 | Management | 3 | Ratify RSM US LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Monarch Casino & Resort, Inc. | MCRI | USA | 609027107 | Annual | 04-Jun-19 | 08-Apr-19 | Confirmed | 6,633 | Management | 1a | Elect Director Bob Farahi | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Monarch Casino & Resort, Inc. | MCRI | USA | 609027107 | Annual | 04-Jun-19 | 08-Apr-19 | Confirmed | 6,633 | Management | 1b | Elect Director Yvette E. Landau | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Monarch Casino & Resort, Inc. | MCRI | USA | 609027107 | Annual | 04-Jun-19 | 08-Apr-19 | Confirmed | 6,633 | Management | 2 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Monarch Casino & Resort, Inc. | MCRI | USA | 609027107 | Annual | 04-Jun-19 | 08-Apr-19 | Confirmed | 6,633 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Cerus Corporation | CERS | USA | 157085101 | Annual | 05-Jun-19 | 12-Apr-19 | Confirmed | 32,092 | Management | 1.1 | Elect Director Jami Dover Nachtsheim | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Cerus Corporation | CERS | USA | 157085101 | Annual | 05-Jun-19 | 12-Apr-19 | Confirmed | 32,092 | Management | 1.2 | Elect Director Gail Schulze | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Cerus Corporation | CERS | USA | 157085101 | Annual | 05-Jun-19 | 12-Apr-19 | Confirmed | 32,092 | Management | 2 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Cerus Corporation | CERS | USA | 157085101 | Annual | 05-Jun-19 | 12-Apr-19 | Confirmed | 32,092 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Cerus Corporation | CERS | USA | 157085101 | Annual | 05-Jun-19 | 12-Apr-19 | Confirmed | 32,092 | Management | 4 | Ratify Ernst & Young LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Crocs, Inc. | CROX | USA | 227046109 | Annual | 05-Jun-19 | 10-Apr-19 | Confirmed | 33,606 | Management | 1.1 | Elect Director Ian M. Bickley | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Crocs, Inc. | CROX | USA | 227046109 | Annual | 05-Jun-19 | 10-Apr-19 | Confirmed | 33,606 | Management | 1.2 | Elect Director Doreen A. Wright | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Crocs, Inc. | CROX | USA | 227046109 | Annual | 05-Jun-19 | 10-Apr-19 | Confirmed | 33,606 | Management | 1.3 | Elect Director Douglas J. Treff | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Crocs, Inc. | CROX | USA | 227046109 | Annual | 05-Jun-19 | 10-Apr-19 | Confirmed | 33,606 | Management | 2 | Ratify Deloitte & Touche LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Crocs, Inc. | CROX | USA | 227046109 | Annual | 05-Jun-19 | 10-Apr-19 | Confirmed | 33,606 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | OrthoPediatrics Corp. | KIDS | USA | 68752L100 | Annual | 05-Jun-19 | 11-Apr-19 | Confirmed | 25,063 | Management | 1.1 | Elect Director Fred L. Hite | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | OrthoPediatrics Corp. | KIDS | USA | 68752L100 | Annual | 05-Jun-19 | 11-Apr-19 | Confirmed | 25,063 | Management | 1.2 | Elect Director Bryan W. Hughes | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | OrthoPediatrics Corp. | KIDS | USA | 68752L100 | Annual | 05-Jun-19 | 11-Apr-19 | Confirmed | 25,063 | Management | 1.3 | Elect Director Mark C. Throdahl | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | OrthoPediatrics Corp. | KIDS | USA | 68752L100 | Annual | 05-Jun-19 | 11-Apr-19 | Confirmed | 25,063 | Management | 1.4 | Elect Director Samuel D. Riccitelli | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | OrthoPediatrics Corp. | KIDS | USA | 68752L100 | Annual | 05-Jun-19 | 11-Apr-19 | Confirmed | 25,063 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 05-Jun-19 | 17-May-19 | Confirmed | 18,408 | Management | 1.1 | Elect Director Andrew R. Heyer | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 05-Jun-19 | 17-May-19 | Confirmed | 18,408 | Management | 1.2 | Elect Director Shawn Nelson | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 05-Jun-19 | 17-May-19 | Confirmed | 18,408 | Management | 1.3 | Elect Director William P. Phoenix | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 05-Jun-19 | 17-May-19 | Confirmed | 18,408 | Management | 1.4 | Elect Director Jared Rubin | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 05-Jun-19 | 17-May-19 | Confirmed | 18,408 | Management | 1.5 | Elect Director John Grafer | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 05-Jun-19 | 17-May-19 | Confirmed | 18,408 | Management | 1.6 | Elect Director Shirley Romig | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 05-Jun-19 | 17-May-19 | Confirmed | 18,408 | Management | 1.7 | Elect Director Walter D. McLallen | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 05-Jun-19 | 17-May-19 | Confirmed | 18,408 | Management | 2 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 05-Jun-19 | 17-May-19 | Confirmed | 18,408 | Management | 3 | Ratify Marcum LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Waitr Holdings Inc. | WTRH | USA | 930752100 | Annual | 05-Jun-19 | 17-Apr-19 | Confirmed | 24,662 | Management | 1.1 | Elect Director Pouyan Salehi | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Waitr Holdings Inc. | WTRH | USA | 930752100 | Annual | 05-Jun-19 | 17-Apr-19 | Confirmed | 24,662 | Management | 1.2 | Elect Director Steven L. Scheinthal | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Waitr Holdings Inc. | WTRH | USA | 930752100 | Annual | 05-Jun-19 | 17-Apr-19 | Confirmed | 24,662 | Management | 2 | Ratify Moss Adams LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Allakos Inc. | ALLK | USA | 01671P100 | Annual | 06-Jun-19 | 25-Apr-19 | Confirmed | 7,458 | Management | 1.1 | Elect Director Robert Alexander | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Allakos Inc. | ALLK | USA | 01671P100 | Annual | 06-Jun-19 | 25-Apr-19 | Confirmed | 7,458 | Management | 1.2 | Elect Director Steven P. James | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Allakos Inc. | ALLK | USA | 01671P100 | Annual | 06-Jun-19 | 25-Apr-19 | Confirmed | 7,458 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 06-Jun-19 | 12-Apr-19 | Confirmed | 40,149 | Management | 1a | Elect Director Douglas M. VanOort | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 06-Jun-19 | 12-Apr-19 | Confirmed | 40,149 | Management | 1b | Elect Director Steven C. Jones | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 06-Jun-19 | 12-Apr-19 | Confirmed | 40,149 | Management | 1c | Elect Director Kevin C. Johnson | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 06-Jun-19 | 12-Apr-19 | Confirmed | 40,149 | Management | 1d | Elect Director Raymond R. Hipp | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 06-Jun-19 | 12-Apr-19 | Confirmed | 40,149 | Management | 1e | Elect Director Bruce K. Crowther | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 06-Jun-19 | 12-Apr-19 | Confirmed | 40,149 | Management | 1f | Elect Director Lynn A. Tetrault | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 06-Jun-19 | 12-Apr-19 | Confirmed | 40,149 | Management | 1g | Elect Director Alison L. Hannah | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 06-Jun-19 | 12-Apr-19 | Confirmed | 40,149 | Management | 1h | Elect Director Stephen M. Kanovsky | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 06-Jun-19 | 12-Apr-19 | Confirmed | 40,149 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 06-Jun-19 | 12-Apr-19 | Confirmed | 40,149 | Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 06-Jun-19 | 12-Apr-19 | Confirmed | 40,149 | Management | 4 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Y-mAbs Therapeutics, Inc. | YMAB | USA | 984241109 | Annual | 06-Jun-19 | 10-Apr-19 | Confirmed | 9,711 | Management | 1.1 | Elect Director Gerard Ber | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Y-mAbs Therapeutics, Inc. | YMAB | USA | 984241109 | Annual | 06-Jun-19 | 10-Apr-19 | Confirmed | 9,711 | Management | 1.2 | Elect Director David N. Gill | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Y-mAbs Therapeutics, Inc. | YMAB | USA | 984241109 | Annual | 06-Jun-19 | 10-Apr-19 | Confirmed | 9,711 | Management | 1.3 | Elect Director Ashutosh Tyagi | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Y-mAbs Therapeutics, Inc. | YMAB | USA | 984241109 | Annual | 06-Jun-19 | 10-Apr-19 | Confirmed | 9,711 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Century Casinos, Inc. | CNTY | USA | 156492100 | Annual | 07-Jun-19 | 17-Apr-19 | Confirmed | 38,775 | Management | 1.1 | Elect Director Dinah Corbaci | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Century Casinos, Inc. | CNTY | USA | 156492100 | Annual | 07-Jun-19 | 17-Apr-19 | Confirmed | 38,775 | Management | 1.2 | Elect Director Eduard Berger | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Century Casinos, Inc. | CNTY | USA | 156492100 | Annual | 07-Jun-19 | 17-Apr-19 | Confirmed | 38,775 | Management | 2 | Ratify Deloitte & Touche LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Century Casinos, Inc. | CNTY | USA | 156492100 | Annual | 07-Jun-19 | 17-Apr-19 | Confirmed | 38,775 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Century Casinos, Inc. | CNTY | USA | 156492100 | Annual | 07-Jun-19 | 17-Apr-19 | Confirmed | 38,775 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Sutro Biopharma, Inc. | STRO | USA | 869367102 | Annual | 07-Jun-19 | 16-Apr-19 | Confirmed | 9,324 | Management | 1.1 | Elect Director Michael Dybbs | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Sutro Biopharma, Inc. | STRO | USA | 869367102 | Annual | 07-Jun-19 | 16-Apr-19 | Confirmed | 9,324 | Management | 1.2 | Elect Director John G. Freund | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Sutro Biopharma, Inc. | STRO | USA | 869367102 | Annual | 07-Jun-19 | 16-Apr-19 | Confirmed | 9,324 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NV5 Global, Inc. | NVEE | USA | 62945V109 | Annual | 08-Jun-19 | 10-Apr-19 | Confirmed | 5,292 | Management | 1.1 | Elect Director Dickerson Wright | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NV5 Global, Inc. | NVEE | USA | 62945V109 | Annual | 08-Jun-19 | 10-Apr-19 | Confirmed | 5,292 | Management | 1.2 | Elect Director Alexander A. Hockman | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NV5 Global, Inc. | NVEE | USA | 62945V109 | Annual | 08-Jun-19 | 10-Apr-19 | Confirmed | 5,292 | Management | 1.3 | Elect Director MaryJo E. O'Brien | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NV5 Global, Inc. | NVEE | USA | 62945V109 | Annual | 08-Jun-19 | 10-Apr-19 | Confirmed | 5,292 | Management | 1.4 | Elect Director Laurie Conner | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NV5 Global, Inc. | NVEE | USA | 62945V109 | Annual | 08-Jun-19 | 10-Apr-19 | Confirmed | 5,292 | Management | 1.5 | Elect Director William D. Pruitt | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NV5 Global, Inc. | NVEE | USA | 62945V109 | Annual | 08-Jun-19 | 10-Apr-19 | Confirmed | 5,292 | Management | 1.6 | Elect Director Gerald J. Salontai | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NV5 Global, Inc. | NVEE | USA | 62945V109 | Annual | 08-Jun-19 | 10-Apr-19 | Confirmed | 5,292 | Management | 1.7 | Elect Director Francois Tardan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NV5 Global, Inc. | NVEE | USA | 62945V109 | Annual | 08-Jun-19 | 10-Apr-19 | Confirmed | 5,292 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NV5 Global, Inc. | NVEE | USA | 62945V109 | Annual | 08-Jun-19 | 10-Apr-19 | Confirmed | 5,292 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | NV5 Global, Inc. | NVEE | USA | 62945V109 | Annual | 08-Jun-19 | 10-Apr-19 | Confirmed | 5,292 | Management | 4 | Advisory Vote on Say on Pay Frequency | Two Years | One Year | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Lindblad Expeditions Holdings, Inc. | LIND | USA | 535219109 | Annual | 10-Jun-19 | 16-Apr-19 | Confirmed | 19,586 | Management | 1.1 | Elect Director Bernard W. Aronson | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Lindblad Expeditions Holdings, Inc. | LIND | USA | 535219109 | Annual | 10-Jun-19 | 16-Apr-19 | Confirmed | 19,586 | Management | 1.2 | Elect Director Elliott Bisnow | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Lindblad Expeditions Holdings, Inc. | LIND | USA | 535219109 | Annual | 10-Jun-19 | 16-Apr-19 | Confirmed | 19,586 | Management | 1.3 | Elect Director Daniel J. Hanrahan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Lindblad Expeditions Holdings, Inc. | LIND | USA | 535219109 | Annual | 10-Jun-19 | 16-Apr-19 | Confirmed | 19,586 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Lindblad Expeditions Holdings, Inc. | LIND | USA | 535219109 | Annual | 10-Jun-19 | 16-Apr-19 | Confirmed | 19,586 | Management | 3 | Ratify Marcum LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Sangamo Therapeutics, Inc. | SGMO | USA | 800677106 | Annual | 10-Jun-19 | 18-Apr-19 | Confirmed | 19,460 | Management | 1.1 | Elect Director H. Stewart Parker | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Sangamo Therapeutics, Inc. | SGMO | USA | 800677106 | Annual | 10-Jun-19 | 18-Apr-19 | Confirmed | 19,460 | Management | 1.2 | Elect Director Robert F. Carey | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Sangamo Therapeutics, Inc. | SGMO | USA | 800677106 | Annual | 10-Jun-19 | 18-Apr-19 | Confirmed | 19,460 | Management | 1.3 | Elect Director Stephen G. Dilly | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Sangamo Therapeutics, Inc. | SGMO | USA | 800677106 | Annual | 10-Jun-19 | 18-Apr-19 | Confirmed | 19,460 | Management | 1.4 | Elect Director Alexander D. Macrae | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Sangamo Therapeutics, Inc. | SGMO | USA | 800677106 | Annual | 10-Jun-19 | 18-Apr-19 | Confirmed | 19,460 | Management | 1.5 | Elect Director Saira Ramasastry | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Sangamo Therapeutics, Inc. | SGMO | USA | 800677106 | Annual | 10-Jun-19 | 18-Apr-19 | Confirmed | 19,460 | Management | 1.6 | Elect Director Karen L. Smith | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Sangamo Therapeutics, Inc. | SGMO | USA | 800677106 | Annual | 10-Jun-19 | 18-Apr-19 | Confirmed | 19,460 | Management | 1.7 | Elect Director Joseph S. Zakrzewski | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Sangamo Therapeutics, Inc. | SGMO | USA | 800677106 | Annual | 10-Jun-19 | 18-Apr-19 | Confirmed | 19,460 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Sangamo Therapeutics, Inc. | SGMO | USA | 800677106 | Annual | 10-Jun-19 | 18-Apr-19 | Confirmed | 19,460 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Telaria, Inc. | TLRA | USA | 879181105 | Annual | 10-Jun-19 | 15-Apr-19 | Confirmed | 82,508 | Management | 1a | Elect Director Mark Zagorski | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Telaria, Inc. | TLRA | USA | 879181105 | Annual | 10-Jun-19 | 15-Apr-19 | Confirmed | 82,508 | Management | 1b | Elect Director Robert Schechter | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Telaria, Inc. | TLRA | USA | 879181105 | Annual | 10-Jun-19 | 15-Apr-19 | Confirmed | 82,508 | Management | 2 | Ratify BDO USA, LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Telaria, Inc. | TLRA | USA | 879181105 | Annual | 10-Jun-19 | 15-Apr-19 | Confirmed | 82,508 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Telaria, Inc. | TLRA | USA | 879181105 | Annual | 10-Jun-19 | 15-Apr-19 | Confirmed | 82,508 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Codexis, Inc. | CDXS | USA | 192005106 | Annual | 11-Jun-19 | 17-Apr-19 | Confirmed | 38,429 | Management | 1a | Elect Director Byron L. Dorgan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Codexis, Inc. | CDXS | USA | 192005106 | Annual | 11-Jun-19 | 17-Apr-19 | Confirmed | 38,429 | Management | 1b | Elect Director David V. Smith | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Codexis, Inc. | CDXS | USA | 192005106 | Annual | 11-Jun-19 | 17-Apr-19 | Confirmed | 38,429 | Management | 1c | Elect Director Dennis P. Wolf | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Codexis, Inc. | CDXS | USA | 192005106 | Annual | 11-Jun-19 | 17-Apr-19 | Confirmed | 38,429 | Management | 2 | Ratify BDO USA, LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Codexis, Inc. | CDXS | USA | 192005106 | Annual | 11-Jun-19 | 17-Apr-19 | Confirmed | 38,429 | Management | 3 | Approve Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | eHealth, Inc. | EHTH | USA | 28238P109 | Annual | 11-Jun-19 | 15-Apr-19 | Confirmed | 13,444 | Management | 1.1 | Elect Director Scott N. Flanders | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | eHealth, Inc. | EHTH | USA | 28238P109 | Annual | 11-Jun-19 | 15-Apr-19 | Confirmed | 13,444 | Management | 1.2 | Elect Director Michael D. Goldberg | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | eHealth, Inc. | EHTH | USA | 28238P109 | Annual | 11-Jun-19 | 15-Apr-19 | Confirmed | 13,444 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | eHealth, Inc. | EHTH | USA | 28238P109 | Annual | 11-Jun-19 | 15-Apr-19 | Confirmed | 13,444 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | eHealth, Inc. | EHTH | USA | 28238P109 | Annual | 11-Jun-19 | 15-Apr-19 | Confirmed | 13,444 | Management | 4 | Amend Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Principia Biopharma Inc. | PRNB | USA | 74257L108 | Annual | 11-Jun-19 | 15-Apr-19 | Confirmed | 9,228 | Management | 1.1 | Elect Director Martin Babler | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Principia Biopharma Inc. | PRNB | USA | 74257L108 | Annual | 11-Jun-19 | 15-Apr-19 | Confirmed | 9,228 | Management | 1.2 | Elect Director Shao-Lee Lin | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Principia Biopharma Inc. | PRNB | USA | 74257L108 | Annual | 11-Jun-19 | 15-Apr-19 | Confirmed | 9,228 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Ra Pharmaceuticals, Inc. | RARX | USA | 74933V108 | Annual | 11-Jun-19 | 15-Apr-19 | Confirmed | 12,730 | Management | 1.1 | Elect Director Aoife M. Brennan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Ra Pharmaceuticals, Inc. | RARX | USA | 74933V108 | Annual | 11-Jun-19 | 15-Apr-19 | Confirmed | 12,730 | Management | 1.2 | Elect Director Timothy R. Pearson | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Ra Pharmaceuticals, Inc. | RARX | USA | 74933V108 | Annual | 11-Jun-19 | 15-Apr-19 | Confirmed | 12,730 | Management | 2 | Ratify Deloitte & Touche LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | BioLife Solutions, Inc. | BLFS | USA | 09062W204 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 24,129 | Management | 1.1 | Elect Director Michael Rice | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | BioLife Solutions, Inc. | BLFS | USA | 09062W204 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 24,129 | Management | 1.2 | Elect Director Raymond Cohen | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | BioLife Solutions, Inc. | BLFS | USA | 09062W204 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 24,129 | Management | 1.3 | Elect Director Thomas Girschweiler | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | BioLife Solutions, Inc. | BLFS | USA | 09062W204 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 24,129 | Management | 1.4 | Elect Director Andrew Hinson | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | BioLife Solutions, Inc. | BLFS | USA | 09062W204 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 24,129 | Management | 1.5 | Elect Director Joseph Schick | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | BioLife Solutions, Inc. | BLFS | USA | 09062W204 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 24,129 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | BioLife Solutions, Inc. | BLFS | USA | 09062W204 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 24,129 | Management | 3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | BioLife Solutions, Inc. | BLFS | USA | 09062W204 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 24,129 | Management | 4 | Ratify Peterson Sullivan LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Medifast, Inc. | MED | USA | 58470H101 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 2,016 | Management | 1.1 | Elect Director Jeffrey J. Brown | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Medifast, Inc. | MED | USA | 58470H101 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 2,016 | Management | 1.2 | Elect Director Kevin G. Byrnes | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Medifast, Inc. | MED | USA | 58470H101 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 2,016 | Management | 1.3 | Elect Director Daniel R. Chard | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Medifast, Inc. | MED | USA | 58470H101 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 2,016 | Management | 1.4 | Elect Director Constance J. Hallquist | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Medifast, Inc. | MED | USA | 58470H101 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 2,016 | Management | 1.5 | Elect Director Michael A. Hoer | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Medifast, Inc. | MED | USA | 58470H101 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 2,016 | Management | 1.6 | Elect Director Michael C. MacDonald | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Medifast, Inc. | MED | USA | 58470H101 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 2,016 | Management | 1.7 | Elect Director Carl E. Sassano | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Medifast, Inc. | MED | USA | 58470H101 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 2,016 | Management | 1.8 | Elect Director Scott Schlackman | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Medifast, Inc. | MED | USA | 58470H101 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 2,016 | Management | 1.9 | Elect Director Andrea B. Thomas | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Medifast, Inc. | MED | USA | 58470H101 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 2,016 | Management | 1.10 | Elect Director Ming Xian | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Medifast, Inc. | MED | USA | 58470H101 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 2,016 | Management | 2 | Ratify RSM US LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Medifast, Inc. | MED | USA | 58470H101 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 2,016 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Reata Pharmaceuticals, Inc. | RETA | USA | 75615P103 | Annual | 12-Jun-19 | 18-Apr-19 | Confirmed | 6,209 | Management | 1.1 | Elect Director J. Warren Huff | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Reata Pharmaceuticals, Inc. | RETA | USA | 75615P103 | Annual | 12-Jun-19 | 18-Apr-19 | Confirmed | 6,209 | Management | 1.2 | Elect Director Jack B. Nielsen | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Reata Pharmaceuticals, Inc. | RETA | USA | 75615P103 | Annual | 12-Jun-19 | 18-Apr-19 | Confirmed | 6,209 | Management | 2 | Amend Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Reata Pharmaceuticals, Inc. | RETA | USA | 75615P103 | Annual | 12-Jun-19 | 18-Apr-19 | Confirmed | 6,209 | Management | 3 | Ratify Ernst & Young LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Smartsheet Inc. | SMAR | USA | 83200N103 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 16,069 | Management | 1.1 | Elect Director Elena C. Gomez | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Smartsheet Inc. | SMAR | USA | 83200N103 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 16,069 | Management | 1.2 | Elect Director Mark P. Mader | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Smartsheet Inc. | SMAR | USA | 83200N103 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 16,069 | Management | 1.3 | Elect Director Magdalena Yesil | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Smartsheet Inc. | SMAR | USA | 83200N103 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 16,069 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Upland Software, Inc. | UPLD | USA | 91544A109 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 21,545 | Management | 1.1 | Elect Director David D. May | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Upland Software, Inc. | UPLD | USA | 91544A109 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 21,545 | Management | 1.2 | Elect Director Joe Ross | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Upland Software, Inc. | UPLD | USA | 91544A109 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 21,545 | Management | 2 | Ratify Ernst & Young, LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Wingstop Inc. | WING | USA | 974155103 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 8,478 | Management | 1.1 | Elect Director Krishnan (Kandy) Anand | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Wingstop Inc. | WING | USA | 974155103 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 8,478 | Management | 1.2 | Elect Director David L. Goebel | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Wingstop Inc. | WING | USA | 974155103 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 8,478 | Management | 1.3 | Elect Director Michael J. Hislop | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Wingstop Inc. | WING | USA | 974155103 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 8,478 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Wingstop Inc. | WING | USA | 974155103 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 8,478 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Wingstop Inc. | WING | USA | 974155103 | Annual | 12-Jun-19 | 15-Apr-19 | Confirmed | 8,478 | Management | 4 | Approve Qualified Employee Stock Purchase Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | MyoKardia, Inc. | MYOK | USA | 62857M105 | Annual | 13-Jun-19 | 15-Apr-19 | Confirmed | 17,728 | Management | 1.1 | Elect Director Sunil Agarwal | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | MyoKardia, Inc. | MYOK | USA | 62857M105 | Annual | 13-Jun-19 | 15-Apr-19 | Confirmed | 17,728 | Management | 1.2 | Elect Director Kimberly Popovits | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | MyoKardia, Inc. | MYOK | USA | 62857M105 | Annual | 13-Jun-19 | 15-Apr-19 | Confirmed | 17,728 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | MyoKardia, Inc. | MYOK | USA | 62857M105 | Annual | 13-Jun-19 | 15-Apr-19 | Confirmed | 17,728 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | MyoKardia, Inc. | MYOK | USA | 62857M105 | Annual | 13-Jun-19 | 15-Apr-19 | Confirmed | 17,728 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | ShotSpotter, Inc. | SSTI | USA | 82536T107 | Annual | 13-Jun-19 | 18-Apr-19 | Confirmed | 8,666 | Management | 1a | Elect Director Pascal Levensohn | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | ShotSpotter, Inc. | SSTI | USA | 82536T107 | Annual | 13-Jun-19 | 18-Apr-19 | Confirmed | 8,666 | Management | 2b | Elect Director Thomas T. Groos | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | ShotSpotter, Inc. | SSTI | USA | 82536T107 | Annual | 13-Jun-19 | 18-Apr-19 | Confirmed | 8,666 | Management | 2 | Ratify Baker Tilly Virchow Krause, LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | SI-BONE, Inc. | SIBN | USA | 825704109 | Annual | 13-Jun-19 | 15-Apr-19 | Confirmed | 26,337 | Management | 1a | Elect Director Timothy E. Davis, Jr. | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | SI-BONE, Inc. | SIBN | USA | 825704109 | Annual | 13-Jun-19 | 15-Apr-19 | Confirmed | 26,337 | Management | 1b | Elect Director Heyward R. Donigan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | SI-BONE, Inc. | SIBN | USA | 825704109 | Annual | 13-Jun-19 | 15-Apr-19 | Confirmed | 26,337 | Management | 1c | Elect Director Mark J. Foley | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | SI-BONE, Inc. | SIBN | USA | 825704109 | Annual | 13-Jun-19 | 15-Apr-19 | Confirmed | 26,337 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Willdan Group, Inc. | WLDN | USA | 96924N100 | Annual | 13-Jun-19 | 16-Apr-19 | Confirmed | 13,395 | Management | 1.1 | Elect Director Thomas D. Brisbin | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Willdan Group, Inc. | WLDN | USA | 96924N100 | Annual | 13-Jun-19 | 16-Apr-19 | Confirmed | 13,395 | Management | 1.2 | Elect Director Steven A. Cohen | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Willdan Group, Inc. | WLDN | USA | 96924N100 | Annual | 13-Jun-19 | 16-Apr-19 | Confirmed | 13,395 | Management | 1.3 | Elect Director Robert Conway | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Willdan Group, Inc. | WLDN | USA | 96924N100 | Annual | 13-Jun-19 | 16-Apr-19 | Confirmed | 13,395 | Management | 1.4 | Elect Director Debra Coy | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Willdan Group, Inc. | WLDN | USA | 96924N100 | Annual | 13-Jun-19 | 16-Apr-19 | Confirmed | 13,395 | Management | 1.5 | Elect Director Raymond W. Holdsworth | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Willdan Group, Inc. | WLDN | USA | 96924N100 | Annual | 13-Jun-19 | 16-Apr-19 | Confirmed | 13,395 | Management | 1.6 | Elect Director Douglas J. McEachern | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Willdan Group, Inc. | WLDN | USA | 96924N100 | Annual | 13-Jun-19 | 16-Apr-19 | Confirmed | 13,395 | Management | 1.7 | Elect Director Dennis V. McGinn | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Willdan Group, Inc. | WLDN | USA | 96924N100 | Annual | 13-Jun-19 | 16-Apr-19 | Confirmed | 13,395 | Management | 1.8 | Elect Director Keith W. Renken | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Willdan Group, Inc. | WLDN | USA | 96924N100 | Annual | 13-Jun-19 | 16-Apr-19 | Confirmed | 13,395 | Management | 1.9 | Elect Director Mohammad Shahidehpour | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Willdan Group, Inc. | WLDN | USA | 96924N100 | Annual | 13-Jun-19 | 16-Apr-19 | Confirmed | 13,395 | Management | 2 | Ratify Crowe LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Willdan Group, Inc. | WLDN | USA | 96924N100 | Annual | 13-Jun-19 | 16-Apr-19 | Confirmed | 13,395 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Willdan Group, Inc. | WLDN | USA | 96924N100 | Annual | 13-Jun-19 | 16-Apr-19 | Confirmed | 13,395 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Willdan Group, Inc. | WLDN | USA | 96924N100 | Annual | 13-Jun-19 | 16-Apr-19 | Confirmed | 13,395 | Management | 5 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | CareDx, Inc. | CDNA | USA | 14167L103 | Annual | 17-Jun-19 | 18-Apr-19 | Confirmed | 33,186 | Management | 1.1 | Elect Director Fred E. Cohen | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | CareDx, Inc. | CDNA | USA | 14167L103 | Annual | 17-Jun-19 | 18-Apr-19 | Confirmed | 33,186 | Management | 1.2 | Elect Director William A. Hagstrom | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | CareDx, Inc. | CDNA | USA | 14167L103 | Annual | 17-Jun-19 | 18-Apr-19 | Confirmed | 33,186 | Management | 2 | Ratify Deloitte & Touche LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Global Blood Therapeutics, Inc. | GBT | USA | 37890U108 | Annual | 18-Jun-19 | 22-Apr-19 | Confirmed | 9,064 | Management | 1.1 | Elect Director Ted W. Love | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Global Blood Therapeutics, Inc. | GBT | USA | 37890U108 | Annual | 18-Jun-19 | 22-Apr-19 | Confirmed | 9,064 | Management | 1.2 | Elect Director Glenn F. Pierce | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Global Blood Therapeutics, Inc. | GBT | USA | 37890U108 | Annual | 18-Jun-19 | 22-Apr-19 | Confirmed | 9,064 | Management | 1.3 | Elect Director Dawn Svoronos | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Global Blood Therapeutics, Inc. | GBT | USA | 37890U108 | Annual | 18-Jun-19 | 22-Apr-19 | Confirmed | 9,064 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Global Blood Therapeutics, Inc. | GBT | USA | 37890U108 | Annual | 18-Jun-19 | 22-Apr-19 | Confirmed | 9,064 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Tandem Diabetes Care, Inc. | TNDM | USA | 875372203 | Annual | 18-Jun-19 | 28-Mar-19 | Confirmed | 19,677 | Management | 1.1 | Elect Director Douglas A. Roeder | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Tandem Diabetes Care, Inc. | TNDM | USA | 875372203 | Annual | 18-Jun-19 | 28-Mar-19 | Confirmed | 19,677 | Management | 1.2 | Elect Director John F. Sheridan | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Tandem Diabetes Care, Inc. | TNDM | USA | 875372203 | Annual | 18-Jun-19 | 28-Mar-19 | Confirmed | 19,677 | Management | 1.3 | Elect Director Richard P. Valencia | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Tandem Diabetes Care, Inc. | TNDM | USA | 875372203 | Annual | 18-Jun-19 | 28-Mar-19 | Confirmed | 19,677 | Management | 2 | Ratify Ernst & Young LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Tandem Diabetes Care, Inc. | TNDM | USA | 875372203 | Annual | 18-Jun-19 | 28-Mar-19 | Confirmed | 19,677 | Management | 3 | Amend Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Tandem Diabetes Care, Inc. | TNDM | USA | 875372203 | Annual | 18-Jun-19 | 28-Mar-19 | Confirmed | 19,677 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Tandem Diabetes Care, Inc. | TNDM | USA | 875372203 | Annual | 18-Jun-19 | 28-Mar-19 | Confirmed | 19,677 | Management | 5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Twilio Inc. | TWLO | USA | 90138F102 | Annual | 18-Jun-19 | 22-Apr-19 | Confirmed | 3,642 | Management | 1.1 | Elect Director Elena Donio | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Twilio Inc. | TWLO | USA | 90138F102 | Annual | 18-Jun-19 | 22-Apr-19 | Confirmed | 3,642 | Management | 1.2 | Elect Director Donna L. Dubinsky | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Twilio Inc. | TWLO | USA | 90138F102 | Annual | 18-Jun-19 | 22-Apr-19 | Confirmed | 3,642 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Twilio Inc. | TWLO | USA | 90138F102 | Annual | 18-Jun-19 | 22-Apr-19 | Confirmed | 3,642 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Vapotherm, Inc. | VAPO | USA | 922107107 | Annual | 18-Jun-19 | 22-Apr-19 | Confirmed | 13,712 | Management | 1.1 | Elect Director Joseph Army | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Vapotherm, Inc. | VAPO | USA | 922107107 | Annual | 18-Jun-19 | 22-Apr-19 | Confirmed | 13,712 | Management | 1.2 | Elect Director James Liken | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Vapotherm, Inc. | VAPO | USA | 922107107 | Annual | 18-Jun-19 | 22-Apr-19 | Confirmed | 13,712 | Management | 1.3 | Elect Director Elizabeth Weatherman | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Vapotherm, Inc. | VAPO | USA | 922107107 | Annual | 18-Jun-19 | 22-Apr-19 | Confirmed | 13,712 | Management | 2 | Ratify Grant Thornton LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Management | 1.1 | Elect Director Gary L. Carano | For | Do Not Vote | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Management | 1.2 | Elect Director Bonnie Biumi | For | Do Not Vote | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Management | 1.3 | Elect Director Frank J. Fahrenkopf | For | Do Not Vote | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Management | 1.4 | Elect Director James B. Hawkins | For | Do Not Vote | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Management | 1.5 | Elect Director Gregory J. Kozicz | For | Do Not Vote | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Management | 1.6 | Elect Director Michael E. Pegram | For | Do Not Vote | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Management | 1.7 | Elect Director Thomas R. Reeg | For | Do Not Vote | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Management | 1.8 | Elect Director David P. Tomick | For | Do Not Vote | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Management | 1.9 | Elect Director Roger P. Wagner | For | Do Not Vote | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Management | 2 | Ratify Ernst & Young LLP as Auditor | For | Do Not Vote | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Management | 3 | Amend Omnibus Stock Plan | For | Do Not Vote | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Do Not Vote | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Share Holder | 5 | Opt Out of Nevada Acquisition of Controlling Interest Statute | Against | Do Not Vote | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Share Holder | 6 | Opt Out of Nevada Combinations with Interest Stockholders Statute | Against | Do Not Vote | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Share Holder | 7 | Adopt Simple Majority Vote | Against | Do Not Vote | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Share Holder | 8 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | Do Not Vote | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Share Holder | 9 | Require a Majority Vote for the Election of Directors | Against | Do Not Vote | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Share Holder | 1A | Management Nominee Gary L. Carano | None | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Share Holder | 1B | Management Nominee Bonnie Biumi | None | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Share Holder | 1C | Management Nominee Frank J. Fahrenkopf | None | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Share Holder | 1D | Management Nominee James B. Hawkins | None | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Share Holder | 1E | Management Nominee Gregory J. Kozicz | None | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Share Holder | 1F | Management Nominee Michael E. Pegram | None | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Share Holder | 1G | Management Nominee Thomas R. Reeg | None | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Share Holder | 1H | Management Nominee David P. Tomick | None | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Share Holder | 1I | Management Nominee Roger P. Wagner | None | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Management | 2 | Ratify Ernst & Young LLP as Auditor | None | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Management | 3 | Amend Omnibus Stock Plan | None | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | None | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Share Holder | 5 | Opt Out of Nevada Acquisition of Controlling Interest Statute | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Share Holder | 6 | Opt Out of Nevada Combinations with Interest Stockholders Statute | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Share Holder | 7 | Adopt Simple Majority Vote | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Share Holder | 8 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Eldorado Resorts, Inc. | ERI | USA | 28470R102 | Proxy Contest | 19-Jun-19 | 22-Apr-19 | Confirmed | 9,422 | Share Holder | 9 | Require a Majority Vote for the Election of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Argan, Inc. | AGX | USA | 04010E109 | Annual | 20-Jun-19 | 01-May-19 | Confirmed | 9,693 | Management | 1.1 | Elect Director Rainer H. Bosselmann | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Argan, Inc. | AGX | USA | 04010E109 | Annual | 20-Jun-19 | 01-May-19 | Confirmed | 9,693 | Management | 1.2 | Elect Director Cynthia A. Flanders | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Argan, Inc. | AGX | USA | 04010E109 | Annual | 20-Jun-19 | 01-May-19 | Confirmed | 9,693 | Management | 1.3 | Elect Director Peter W. Getsinger | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Argan, Inc. | AGX | USA | 04010E109 | Annual | 20-Jun-19 | 01-May-19 | Confirmed | 9,693 | Management | 1.4 | Elect Director William F. Griffin, Jr. | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Argan, Inc. | AGX | USA | 04010E109 | Annual | 20-Jun-19 | 01-May-19 | Confirmed | 9,693 | Management | 1.5 | Elect Director John R. Jeffrey, Jr. | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Argan, Inc. | AGX | USA | 04010E109 | Annual | 20-Jun-19 | 01-May-19 | Confirmed | 9,693 | Management | 1.6 | Elect Director William F. Leimkuhler | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Argan, Inc. | AGX | USA | 04010E109 | Annual | 20-Jun-19 | 01-May-19 | Confirmed | 9,693 | Management | 1.7 | Elect Director W.G. Champion Mitchell | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Argan, Inc. | AGX | USA | 04010E109 | Annual | 20-Jun-19 | 01-May-19 | Confirmed | 9,693 | Management | 1.8 | Elect Director James W. Quinn | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Argan, Inc. | AGX | USA | 04010E109 | Annual | 20-Jun-19 | 01-May-19 | Confirmed | 9,693 | Management | 1.9 | Elect Director Brian R. Sherras | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Argan, Inc. | AGX | USA | 04010E109 | Annual | 20-Jun-19 | 01-May-19 | Confirmed | 9,693 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Argan, Inc. | AGX | USA | 04010E109 | Annual | 20-Jun-19 | 01-May-19 | Confirmed | 9,693 | Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Argan, Inc. | AGX | USA | 04010E109 | Annual | 20-Jun-19 | 01-May-19 | Confirmed | 9,693 | Management | 4 | Ratify Grant Thornton LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Funko, Inc. | FNKO | USA | 361008105 | Annual | 25-Jun-19 | 29-Apr-19 | Confirmed | 22,246 | Management | 1.1 | Elect Director Gino Dellomo | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Funko, Inc. | FNKO | USA | 361008105 | Annual | 25-Jun-19 | 29-Apr-19 | Confirmed | 22,246 | Management | 1.2 | Elect Director Michael Lunsford | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Funko, Inc. | FNKO | USA | 361008105 | Annual | 25-Jun-19 | 29-Apr-19 | Confirmed | 22,246 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Funko, Inc. | FNKO | USA | 361008105 | Annual | 25-Jun-19 | 29-Apr-19 | Confirmed | 22,246 | Management | 3 | Approve Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Talend SA | TLND | France | 874224207 | Annual/Special | 25-Jun-19 | 31-May-19 | Confirmed | 11,025 | Management | 1 | Reelect Michael Tuchen as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Talend SA | TLND | France | 874224207 | Annual/Special | 25-Jun-19 | 31-May-19 | Confirmed | 11,025 | Management | 2 | Reelect John Brennan as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Talend SA | TLND | France | 874224207 | Annual/Special | 25-Jun-19 | 31-May-19 | Confirmed | 11,025 | Management | 3 | Reelect Thierry Sommelet as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Talend SA | TLND | France | 874224207 | Annual/Special | 25-Jun-19 | 31-May-19 | Confirmed | 11,025 | Management | 4 | Reelect Steve Singh as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Talend SA | TLND | France | 874224207 | Annual/Special | 25-Jun-19 | 31-May-19 | Confirmed | 11,025 | Management | 5 | Reelect Nora Denzel as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Talend SA | TLND | France | 874224207 | Annual/Special | 25-Jun-19 | 31-May-19 | Confirmed | 11,025 | Management | 6 | Approve Compensation of Executive Officers | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Talend SA | TLND | France | 874224207 | Annual/Special | 25-Jun-19 | 31-May-19 | Confirmed | 11,025 | Management | 7 | Advisory Vote on Say on Pay Frequency Every Year | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Talend SA | TLND | France | 874224207 | Annual/Special | 25-Jun-19 | 31-May-19 | Confirmed | 11,025 | Management | 8 | Advisory Vote on Say on Pay Frequency Every Two Years | Against | Against | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Talend SA | TLND | France | 874224207 | Annual/Special | 25-Jun-19 | 31-May-19 | Confirmed | 11,025 | Management | 9 | Advisory Vote on Say on Pay Frequency Every Three Years | Against | Against | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Talend SA | TLND | France | 874224207 | Annual/Special | 25-Jun-19 | 31-May-19 | Confirmed | 11,025 | Management | 10 | Approve Financial Statements and Discharge Directors and Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Talend SA | TLND | France | 874224207 | Annual/Special | 25-Jun-19 | 31-May-19 | Confirmed | 11,025 | Management | 11 | Approve Treatment of Losses | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Talend SA | TLND | France | 874224207 | Annual/Special | 25-Jun-19 | 31-May-19 | Confirmed | 11,025 | Management | 12 | Approve Consolidated Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Talend SA | TLND | France | 874224207 | Annual/Special | 25-Jun-19 | 31-May-19 | Confirmed | 11,025 | Management | 13 | Receive Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Talend SA | TLND | France | 874224207 | Annual/Special | 25-Jun-19 | 31-May-19 | Confirmed | 11,025 | Management | 14 | Amend Article 20 of Bylaws Re: Quorum | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Talend SA | TLND | France | 874224207 | Annual/Special | 25-Jun-19 | 31-May-19 | Confirmed | 11,025 | Management | 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 480,000 | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Talend SA | TLND | France | 874224207 | Annual/Special | 25-Jun-19 | 31-May-19 | Confirmed | 11,025 | Management | 16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 480,000 | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Talend SA | TLND | France | 874224207 | Annual/Special | 25-Jun-19 | 31-May-19 | Confirmed | 11,025 | Management | 17 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Qualified Investors, up to Aggregate Nominal Amount of EUR 480,000 | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Talend SA | TLND | France | 874224207 | Annual/Special | 25-Jun-19 | 31-May-19 | Confirmed | 11,025 | Management | 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Talend SA | TLND | France | 874224207 | Annual/Special | 25-Jun-19 | 31-May-19 | Confirmed | 11,025 | Management | 19 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 15 to 17 at EUR 480,000 | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Talend SA | TLND | France | 874224207 | Annual/Special | 25-Jun-19 | 31-May-19 | Confirmed | 11,025 | Management | 20 | Authorize up to 2 Million Shares for Use in Restricted Stock Plans | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Talend SA | TLND | France | 874224207 | Annual/Special | 25-Jun-19 | 31-May-19 | Confirmed | 11,025 | Management | 21 | Approve Issuance of 2 Million Warrants (BSA) without Preemptive Rights Reserved for Specific Beneficiaries | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Talend SA | TLND | France | 874224207 | Annual/Special | 25-Jun-19 | 31-May-19 | Confirmed | 11,025 | Management | 22 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 20 and 21 Above at 2 Million Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Talend SA | TLND | France | 874224207 | Annual/Special | 25-Jun-19 | 31-May-19 | Confirmed | 11,025 | Management | 23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Talend SA | TLND | France | 874224207 | Annual/Special | 25-Jun-19 | 31-May-19 | Confirmed | 11,025 | Management | 24 | Authorize International Employee Stock Purchase Plan (ESPP) | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Talend SA | TLND | France | 874224207 | Annual/Special | 25-Jun-19 | 31-May-19 | Confirmed | 11,025 | Management | 25 | Authorize Capital Issuances for Employees of the Company and Affiliated Companies, in France and Abroad, within the Meaning of Article L. 225-180 of the French Commercial Code Belonging to an ESPP | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Talend SA | TLND | France | 874224207 | Annual/Special | 25-Jun-19 | 31-May-19 | Confirmed | 11,025 | Management | 26 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 23 to 25 at EUR 45,680 | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Village Farms International, Inc. | VFF | Canada | 92707Y108 | Annual | 25-Jun-19 | 21-May-19 | Confirmed | 17,962 | Management | 1.1 | Elect Director Michael A. DeGiglio | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Village Farms International, Inc. | VFF | Canada | 92707Y108 | Annual | 25-Jun-19 | 21-May-19 | Confirmed | 17,962 | Management | 1.2 | Elect Director John R. McLernon | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Village Farms International, Inc. | VFF | Canada | 92707Y108 | Annual | 25-Jun-19 | 21-May-19 | Confirmed | 17,962 | Management | 1.3 | Elect Director John P. Henry | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Village Farms International, Inc. | VFF | Canada | 92707Y108 | Annual | 25-Jun-19 | 21-May-19 | Confirmed | 17,962 | Management | 1.4 | Elect Director Christopher C. Woodward | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Village Farms International, Inc. | VFF | Canada | 92707Y108 | Annual | 25-Jun-19 | 21-May-19 | Confirmed | 17,962 | Management | 1.5 | Elect Director David Holewinski | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Village Farms International, Inc. | VFF | Canada | 92707Y108 | Annual | 25-Jun-19 | 21-May-19 | Confirmed | 17,962 | Management | 1.6 | Elect Director Roberta Cook | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Village Farms International, Inc. | VFF | Canada | 92707Y108 | Annual | 25-Jun-19 | 21-May-19 | Confirmed | 17,962 | Management | 1.7 | Elect Director Stephen C. Ruffini | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Village Farms International, Inc. | VFF | Canada | 92707Y108 | Annual | 25-Jun-19 | 21-May-19 | Confirmed | 17,962 | Management | 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Orchard Therapeutics Plc | ORTX | United Kingdom | 68570P101 | Annual | 26-Jun-19 | 03-Jun-19 | Confirmed | 20,932 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Orchard Therapeutics Plc | ORTX | United Kingdom | 68570P101 | Annual | 26-Jun-19 | 03-Jun-19 | Confirmed | 20,932 | Management | 2 | Approve Remuneration Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Orchard Therapeutics Plc | ORTX | United Kingdom | 68570P101 | Annual | 26-Jun-19 | 03-Jun-19 | Confirmed | 20,932 | Management | 3 | Approve Remuneration Policy | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Orchard Therapeutics Plc | ORTX | United Kingdom | 68570P101 | Annual | 26-Jun-19 | 03-Jun-19 | Confirmed | 20,932 | Management | 4 | Elect Hubert Gaspar as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Orchard Therapeutics Plc | ORTX | United Kingdom | 68570P101 | Annual | 26-Jun-19 | 03-Jun-19 | Confirmed | 20,932 | Management | 5 | Elect Alicia Secor as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Orchard Therapeutics Plc | ORTX | United Kingdom | 68570P101 | Annual | 26-Jun-19 | 03-Jun-19 | Confirmed | 20,932 | Management | 6 | Appoint PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Orchard Therapeutics Plc | ORTX | United Kingdom | 68570P101 | Annual | 26-Jun-19 | 03-Jun-19 | Confirmed | 20,932 | Management | 7 | Authorise Board to Fix Remuneration of Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Orchard Therapeutics Plc | ORTX | United Kingdom | 68570P101 | Annual | 26-Jun-19 | 03-Jun-19 | Confirmed | 20,932 | Management | 8 | Authorise Issue of Equity | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Altair Smaller Companies Fund | 46000000 | Orchard Therapeutics Plc | ORTX | United Kingdom | 68570P101 | Annual | 26-Jun-19 | 03-Jun-19 | Confirmed | 20,932 | Management | 9 | Authorise Issue of Equity without Pre-emptive Rights | For | Against | Yes |
Granite Investment Partners, LLC
Date Range: 01-Jul-2018 To 30-Jun-2019 | ||||||||||||||||||
Vote User ID | Account Group | Account Number | Internal Account Number | Company Name | Record Date | Meeting Type | Meeting Date | Ballot Shares | Voted Shares | Director Votes | Proposal Votes | Vote Status | Vote Date | Security | ISIN | Ticker Symbol | Agenda Number | Committee Name |
VOTEAGENCY_18- Jun-2018 11:23 PM | 19-9943 | ALTAIR | ARATANA THERAPEUTICS, INC. | 05-Jun-2018 | Annual | 27-Jul-2018 | 35099 | 35099 | FFF | F | Delivered | 18-Jun-2018 | 03874P101 | US03874P1012 | PETX | 934846544 | Management | |
VOTEAGENCY_09- Jul-2018 7:22 PM | 19-9943 | ALTAIR | NVE CORPORATION | 08-Jun-2018 | Annual | 02-Aug-2018 | 5577 | 5577 | FFFFF | FF | Delivered | 09-Jul-2018 | 629445206 | US6294452064 | NVEC | 934847762 | Management | |
VOTEAGENCY_20- Jul-2018 7:20 PM | 19-9943 | ALTAIR | IMPINJ, INC. | 20-Jun-2018 | Annual | 13-Aug-2018 | 24619 | 24619 | FFF | F | Delivered | 20-Jul-2018 | 453204109 | US4532041096 | PI | 934852725 | Management | |
VOTEAGENCY_03- Aug-2018 4:19 PM | 19-9943 | ALTAIR | AMERICAN SOFTWARE, INC. | 06-Jul-2018 | Annual | 22-Aug-2018 | 41399 | 41399 | FFFF | Delivered | 03-Aug-2018 | 029683109 | US0296831094 | AMSWA | 934861104 | Management | ||
VOTEAGENCY_04- Sep-2018 11:00 AM | 19-9943 | ALTAIR | MIX TELEMATICS LIMITED | 03-Aug-2018 | Annual | 26-Sep-2018 | 29769 | 29769 | FFFFFFFFFFF FFFFFF | Delivered | 04-Sep-2018 | 60688N102 | US60688N1028 | MIXT | 934867409 | Management | ||
VOTEAGENCY_11- Sep-2018 7:29 PM | 19-9943 | ALTAIR | AVID BIOSERVICES, INC. | 10-Aug-2018 | Annual | 04-Oct-2018 | 73260 | 73260 | FFFFFFF | FFFF | Delivered | 11-Sep-2018 | 05368M106 | US05368M1062 | CDMO | 934869439 | Management | |
VOTEAGENCY_18- Sep-2018 5:26 AM | 19-9943 | ALTAIR | LANDEC CORPORATION | 17-Aug-2018 | Annual | 12-Oct-2018 | 38310 | 38310 | FFFFF | FF | Delivered | 18-Sep-2018 | 514766104 | US5147661046 | LNDC | 934876232 | Management | |
VOTEAGENCY_01- Nov-2018 11:37 PM | 19-9943 | ALTAIR | EGAIN CORPORATION | 28-Sep-2018 | Annual | 27-Nov-2018 | 57533 | 57533 | FFFFF | FF | Delivered | 01-Nov-2018 | 28225C806 | US28225C8064 | EGAN | 934890256 | Management | |
VOTEAGENCY_12- Nov-2018 11:23 PM | 19-9943 | ALTAIR | MATERIALISE NV | 02-Nov-2018 | Special | 28-Nov-2018 | 32354 | 32354 | FFF | Voted Confirmed | 12-Nov-2018 | 57667T100 | US57667T1007 | MTLS | 934899040 | Management | ||
VOTEAGENCY_13- Nov-2018 11:34 PM | 19-9943 | ALTAIR | FARMER BROS. CO. | 23-Oct-2018 | Annual | 06-Dec-2018 | 21549 | 21549 | FF | FFN | Delivered | 13-Nov-2018 | 307675108 | US3076751086 | FARM | 934895004 | Management | |
VOTEAGENCY_16- Nov-2018 11:27 PM | 19-9943 | ALTAIR | NAPCO SECURITY TECHNOLOGIES, INC. | 24-Oct-2018 | Annual | 11-Dec-2018 | 51080 | 51080 | FFF | FF | Delivered | 16-Nov-2018 | 630402105 | US6304021057 | NSSC | 934897438 | Management | |
VOTEAGENCY_21- Nov-2018 11:29 PM | 19-9943 | ALTAIR | FAT BRANDS, INC. | 05-Nov-2018 | Annual | 11-Dec-2018 | 49768 | 49768 | FF | F | Delivered | 21-Nov-2018 | 30258N105 | US30258N1054 | FAT | 934902708 | Management | |
VOTEAGENCY_24- Nov-2018 11:27 PM | 19-9943 | ALTAIR | ENVIROSTAR, INC | 22-Oct-2018 | Annual | 11-Dec-2018 | 12357 | 12357 | FFFFFFFF | Delivered | 24-Nov-2018 | 29414M100 | US29414M1009 | EVI | 934905867 | Management | ||
VOTEAGENCY_20- Nov-2018 1:30 PM | 19-9943 | ALTAIR | ASPEN GROUP, INC. | 22-Oct-2018 | Annual | 13-Dec-2018 | 66749 | 66749 | FFWFFFF | NF | Delivered | 20-Nov-2018 | 04530L203 | US04530L2034 | ASPU | 934893757 | Management | |
VOTEAGENCY_28- Dec-2018 1:26 PM | 19-9943 | ALTAIR | NORTHERN TECHNOLOGIES INTERNATIONAL CORP | 21-Nov-2018 | Annual | 18-Jan-2019 | 7763 | 7763 | FFFFFFF | FFFF | Voted Confirmed | 28-Dec-2018 | 665809109 | US6658091094 | NTIC | 934907722 | Management | |
VOTEAGENCY_28- Jan-2019 11:25 PM | 19-9943 | ALTAIR | SIMULATIONS PLUS, INC. | 31-Dec-2018 | Annual | 22-Feb-2019 | 31897 | 31897 | FFFFF | FF | Delivered | 28-Jan-2019 | 829214105 | US8292141053 | SLP | 934919107 | Management | |
VOTEAGENCY_05- Feb-2019 11:29 PM | 19-9943 | ALTAIR | HAYNES INTERNATIONAL, INC. | 11-Jan-2019 | Annual | 27-Feb-2019 | 19234 | 19234 | FFFFFFFF | Delivered | 05-Feb-2019 | 420877201 | US4208772016 | HAYN | 934923093 | Management | ||
VOTEAGENCY_05- Mar-2019 4:48 AM | 19-9943 | ALTAIR | MITEK SYSTEMS, INC. | 18-Jan-2019 | Annual | 06-Mar-2019 | 80435 | 80435 | FFFFFFF | NFFF | Delivered | 05-Mar-2019 | 606710200 | US6067102003 | MITK | 934926570 | Management | |
VOTEAGENCY_08- Feb-2019 11:28 PM | 19-9943 | ALTAIR | SHIFTPIXY, INC. | 08-Jan-2019 | Annual | 08-Mar-2019 | 313351 | 313351 | FFFFF | FF | Delivered | 08-Feb-2019 | 82452L104 | US82452L1044 | PIXY | 934920150 | Management | |
VOTEAGENCY_23- Mar-2019 5:10 AM | 19-9943 | ALTAIR | ORBCOMM INC. | 01-Mar-2019 | Annual | 17-Apr-2019 | 75383 | 75383 | FF | FN | Delivered | 23-Mar-2019 | 68555P100 | US68555P1003 | ORBC | 934952082 | Management | |
VOTEAGENCY_22- Mar-2019 7:44 PM | 19-9943 | ALTAIR | ACME UNITED CORPORATION | 07-Mar-2019 | Annual | 22-Apr-2019 | 11359 | 11359 | FFFFFFF | F1F | Delivered | 22-Mar-2019 | 004816104 | US0048161048 | ACU | 934954137 | Management | |
VOTEAGENCY_29- Mar-2019 4:50 PM | 19-9943 | ALTAIR | WINMARK CORPORATION | 04-Mar-2019 | Annual | 24-Apr-2019 | 3329 | 3329 | FFFFFFFF | FF1F | Delivered | 29-Mar-2019 | 974250102 | US9742501029 | WINA | 934959353 | Management | |
VOTEAGENCY_02- Apr-2019 6:25 AM | 19-9943 | ALTAIR | GAIA, INC. | 08-Mar-2019 | Annual | 25-Apr-2019 | 46823 | 46823 | FFFFWFF | NN | Delivered | 02-Apr-2019 | 36269P104 | US36269P1049 | GAIA | 934945049 | Management | |
VOTEAGENCY_20- Mar-2019 7:42 PM | 19-9943 | ALTAIR | ZYMEWORKS INC. | 08-Mar-2019 | Annual | 02-May-2019 | 12750 | 12750 | FF | F | Delivered | 20-Mar-2019 | 98985W102 | CA98985W1023 | ZYME | 934950064 | Management | |
VOTEAGENCY_08- Apr-2019 6:20 PM | 19-9943 | ALTAIR | THE HACKETT GROUP INC | 15-Mar-2019 | Annual | 02-May-2019 | 22815 | 22815 | FFF | FF | Delivered | 08-Apr-2019 | 404609109 | US4046091090 | HCKT | 934954745 | Management | |
VOTEAGENCY_11- Apr-2019 8:59 PM | 19-9943 | ALTAIR | PSYCHEMEDICS CORPORATION | 08-Mar-2019 | Annual | 03-May-2019 | 11854 | 11854 | FFFFF | FFF1 | Delivered | 11-Apr-2019 | 744375205 | US7443752057 | PMD | 934956345 | Management | |
VOTEAGENCY_12- Apr-2019 6:49 AM | 19-9943 | ALTAIR | UNITED STATES LIME & MINERALS, INC. | 15-Mar-2019 | Annual | 03-May-2019 | 4143 | 4143 | FFFFFF | NF | Delivered | 12-Apr-2019 | 911922102 | US9119221029 | USLM | 934972983 | Management | |
VOTEAGENCY_15- Apr-2019 2:10 PM | 19-9943 | ALTAIR | WESTPORT FUEL SYSTEMS INC. | 19-Mar-2019 | Annual | 06-May-2019 | 204118 | 204118 | FFFFFFFF | F | Delivered | 15-Apr-2019 | 960908309 | CA9609083097 | WPRT | 934972123 | Management | |
VOTEAGENCY_13- Apr-2019 12:18 AM | 19-9943 | ALTAIR | ENOVA INTERNATIONAL, INC. | 18-Mar-2019 | Annual | 07-May-2019 | 21642 | 21642 | FFFFFFFFFF | Delivered | 13-Apr-2019 | 29357K103 | US29357K1034 | ENVA | 934959199 | Management | ||
VOTEAGENCY_12- Apr-2019 1:05 AM | 19-9943 | ALTAIR | GLOBAL WATER RESOURCES INC. | 21-Mar-2019 | Annual | 09-May-2019 | 36066 | 36066 | FFFFFFF | F | Delivered | 12-Apr-2019 | 379463102 | US3794631024 | GWRS | 934961271 | Management | |
VOTEAGENCY_24- Apr-2019 12:29 AM | 19-9943 | ALTAIR | THE EXONE COMPANY | 18-Mar-2019 | Annual | 15-May-2019 | 56509 | 56509 | FFFFFFFFFF1 | Delivered | 24-Apr-2019 | 302104104 | US3021041047 | XONE | 934971296 | Management | ||
VOTEAGENCY_26- Apr-2019 12:21 AM | 19-9943 | ALTAIR | LUXFER HOLDINGS PLC | 21-Mar-2019 | Annual | 15-May-2019 | 20060 | 20060 | FFFFFFF1FFF F | Delivered | 26-Apr-2019 | G5698W116 | GB00BNK03D49 | LXFR | 934978050 | Management | ||
VOTEAGENCY_26- Apr-2019 12:21 AM | 19-9943 | ALTAIR | RED VIOLET, INC. | 09-Apr-2019 | Annual | 15-May-2019 | 59563 | 59563 | FFFF | FF | Delivered | 26-Apr-2019 | 75704L104 | US75704L1044 | RDVT | 935004755 | Management | |
VOTEAGENCY_27- Apr-2019 12:23 AM | 19-9943 | ALTAIR | ROSETTA STONE INC. | 18-Mar-2019 | Annual | 16-May-2019 | 60006 | 60006 | FF | FNF | Delivered | 27-Apr-2019 | 777780107 | US7777801074 | RST | 934956422 | Management | |
VOTEAGENCY_26- Apr-2019 5:45 AM | 19-9943 | ALTAIR | CALYXT, INC. | 03-Apr-2019 | Annual | 17-May-2019 | 10196 | 10196 | FFFFFFF | F | Delivered | 26-Apr-2019 | 13173L107 | US13173L1070 | CLXT | 935008638 | Management | |
VOTEAGENCY_02- May-2019 7:59 PM | 19-9943 | ALTAIR | RIGEL PHARMACEUTICALS, INC. | 28-Mar-2019 | Annual | 22-May-2019 | 63330 | 63330 | FFF | NFF | Delivered | 02-May-2019 | 766559603 | US7665596034 | RIGL | 934982718 | Management | |
VOTEAGENCY_02- May-2019 5:35 AM | 19-9943 | ALTAIR | SPARTAN MOTORS, INC. | 25-Mar-2019 | Annual | 22-May-2019 | 54624 | 54624 | FFF | FF | Delivered | 02-May-2019 | 846819100 | US8468191007 | SPAR | 934984914 | Management | |
VOTEAGENCY_04- May-2019 11:50 PM | 19-9943 | ALTAIR | HERITAGE COMMERCE CORP | 28-Mar-2019 | Annual | 23-May-2019 | 41929 | 41929 | FFFFFFFFFF | FFF | Delivered | 04-May-2019 | 426927109 | US4269271098 | HTBK | 934994078 | Management | |
VOTEAGENCY_07- May-2019 5:38 AM | 19-9943 | ALTAIR | NEURONETICS, INC. | 01-Apr-2019 | Annual | 28-May-2019 | 22157 | 22157 | FFFFFF | FF | Delivered | 07-May-2019 | 64131A105 | US64131A1051 | STIM | 935000404 | Management | |
VOTEAGENCY_06- May-2019 5:15 AM | 19-9943 | ALTAIR | IDENTIV, INC. | 04-Apr-2019 | Annual | 29-May-2019 | 68711 | 68711 | FF | FF | Delivered | 06-May-2019 | 45170X205 | US45170X2053 | INVE | 934995044 | Management | |
VOTEAGENCY_09- May-2019 12:18 AM | 19-9943 | ALTAIR | ESQUIRE FINANCIAL HOLDINGS INC | 29-Mar-2019 | Annual | 30-May-2019 | 19996 | 19996 | FF | FF | Delivered | 09-May-2019 | 29667J101 | US29667J1016 | ESQ | 935003640 | Management | |
VOTEAGENCY_13- May-2019 2:13 PM | 19-9943 | ALTAIR | THE JOINT CORP. | 18-Apr-2019 | Annual | 31-May-2019 | 69711 | 69711 | FFFFFFFF | Delivered | 13-May-2019 | 47973J102 | US47973J1025 | JYNT | 935029050 | Management | ||
VOTEAGENCY_14- May-2019 5:40 AM | 19-9943 | ALTAIR | CYTOSORBENTS CORPORATION | 12-Apr-2019 | Annual | 04-Jun-2019 | 51679 | 51679 | FFFFF | FNF | Delivered | 14-May-2019 | 23283X206 | US23283X2062 | CTSO | 935001139 | Management | |
VOTEAGENCY_20- May-2019 2:09 PM | 19-9943 | ALTAIR | MATERIALISE NV | 06-May-2019 | Annual | 04-Jun-2019 | 32354 | 32354 | FFFFFFFFFFF FFFFFNF | Delivered | 20-May-2019 | 57667T100 | US57667T1007 | MTLS | 935033124 | Management | ||
VOTEAGENCY_14- May-2019 8:03 PM | 19-9943 | ALTAIR | ADAMAS PHARMACEUTICALS, INC. | 08-Apr-2019 | Annual | 05-Jun-2019 | 20004 | 20004 | FF | F | Delivered | 14-May-2019 | 00548A106 | US00548A1060 | ADMS | 935001317 | Management | |
VOTEAGENCY_14- May-2019 5:07 PM | 19-9943 | ALTAIR | SILVERCREST ASSET MGMT GROUP INC | 23-Apr-2019 | Annual | 05-Jun-2019 | 20822 | 20822 | F | F1F | Delivered | 14-May-2019 | 828359109 | US8283591092 | SAMG | 935014794 | Management | |
VOTEAGENCY_03- Jun-2019 7:48 PM | 19-9943 | ALTAIR | EDISON NATION, INC. | 23-May-2019 | Annual | 06-Jun-2019 | 61118 | 61118 | FFFFF | N | Delivered | 03-Jun-2019 | 28103E106 | US28103E1064 | EDNT | 935043036 | Management | |
VOTEAGENCY_16- May-2019 7:58 PM | 19-9943 | ALTAIR | CARE.COM INC. | 17-Apr-2019 | Annual | 07-Jun-2019 | 23169 | 23169 | FF | F | Delivered | 16-May-2019 | 141633107 | US1416331072 | CRCM | 935006898 | Management | |
VOTEAGENCY_16- May-2019 4:56 PM | 19-9943 | ALTAIR | FIVE PRIME THERAPEUTICS, INC. | 08-Apr-2019 | Annual | 07-Jun-2019 | 15164 | 15164 | FFFNFF | Delivered | 16-May-2019 | 33830X104 | US33830X1046 | FPRX | 935013944 | Management | ||
VOTEAGENCY_17- May-2019 11:59 PM | 19-9943 | ALTAIR | LINDBLAD EXPEDITIONS HOLDINGS, INC. | 16-Apr-2019 | Annual | 10-Jun-2019 | 27664 | 27664 | FFF | FF | Delivered | 17-May-2019 | 535219109 | US5352191093 | LIND | 935004250 | Management | |
VOTEAGENCY_16- May-2019 12:02 AM | 19-9943 | ALTAIR | PAR TECHNOLOGY CORPORATION | 17-Apr-2019 | Annual | 10-Jun-2019 | 21485 | 21485 | FFFFF | F1FF | Delivered | 16-May-2019 | 698884103 | US6988841036 | PAR | 935006747 | Management | |
VOTEAGENCY_21- May-2019 12:06 AM | 19-9943 | ALTAIR | ALPHA PRO TECH, LTD. | 15-Apr-2019 | Annual | 11-Jun-2019 | 44141 | 44141 | FFFFFFF | FF1 | Delivered | 21-May-2019 | 020772109 | US0207721095 | APT | 935014655 | Management | |
VOTEAGENCY_21- May-2019 4:59 PM | 19-9943 | ALTAIR | OPIANT PHARMACEUTICALS | 15-Apr-2019 | Annual | 12-Jun-2019 | 12690 | 12690 | FF | FF1 | Delivered | 21-May-2019 | 683750103 | US6837501039 | OPNT | 935010746 | Management | |
VOTEAGENCY_23- May-2019 5:17 AM | 19-9943 | ALTAIR | BIOLIFE SOLUTIONS, INC. | 15-Apr-2019 | Annual | 12-Jun-2019 | 48218 | 48218 | FFFFF | F1F | Delivered | 23-May-2019 | 09062W204 | US09062W2044 | BLFS | 935014390 | Management | |
VOTEAGENCY_22- May-2019 8:23 AM | 19-9943 | ALTAIR | ONESPAN INC | 15-Apr-2019 | Annual | 12-Jun-2019 | 25511 | 25511 | FFFFFFFFFF | Delivered | 22-May-2019 | 68287N100 | US68287N1000 | OSPN | 935014972 | Management | ||
VOTEAGENCY_22- May-2019 1:10 AM | 19-9943 | ALTAIR | HOOKER FURNITURE CORPORATION | 12-Apr-2019 | Annual | 12-Jun-2019 | 8270 | 8270 | FFFFFFFF | FF | Delivered | 22-May-2019 | 439038100 | US4390381006 | HOFT | 935025230 | Management | |
VOTEAGENCY_22- May-2019 11:51 PM | 19-9943 | ALTAIR | VIEWRAY, INC. | 18-Apr-2019 | Annual | 13-Jun-2019 | 71580 | 71580 | FF | F | Delivered | 22-May-2019 | 92672L107 | US92672L1070 | VRAY | 935011003 | Management | |
VOTEAGENCY_24- May-2019 4:51 PM | 19-9943 | ALTAIR | SI-BONE, INC. | 15-Apr-2019 | Annual | 13-Jun-2019 | 21277 | 21277 | FFFF | Delivered | 24-May-2019 | 825704109 | US8257041090 | SIBN | 935025254 | Management | ||
VOTEAGENCY_23- May-2019 5:17 AM | 19-9943 | ALTAIR | SHARPSPRING, INC. | 15-Apr-2019 | Annual | 13-Jun-2019 | 96478 | 96478 | FFFFF | FN | Delivered | 23-May-2019 | 820054104 | US8200541048 | SHSP | 935032021 | Management | |
VOTEAGENCY_29- May-2019 7:53 PM | 19-9943 | ALTAIR | VAPOTHERM INC. | 22-Apr-2019 | Annual | 18-Jun-2019 | 19291 | 19291 | FFF | F | Delivered | 29-May-2019 | 922107107 | US9221071072 | VAPO | 935014011 | Management | |
VOTEAGENCY_28- May-2019 11:49 PM | 19-9943 | ALTAIR | OXFORD IMMUNOTEC GLOBAL PLC | 22-Apr-2019 | Annual | 18-Jun-2019 | 31836 | 31836 | FFFFFFFFF1F FN | Delivered | 28-May-2019 | G6855A103 | GB00BGFBB958 | OXFD | 935030394 | Management | ||
VOTEAGENCY_30- May-2019 11:48 PM | 19-9943 | ALTAIR | LAKELAND INDUSTRIES, INC. | 22-Apr-2019 | Annual | 19-Jun-2019 | 23773 | 23773 | FF | FF | Delivered | 30-May-2019 | 511795106 | US5117951062 | LAKE | 935011508 | Management | |
VOTEAGENCY_31- May-2019 5:00 AM | 19-9943 | ALTAIR | KINDRED BIOSCIENCES, INC. | 23-Apr-2019 | Annual | 21-Jun-2019 | 22208 | 22208 | FFFF1F | Delivered | 31-May-2019 | 494577109 | US4945771099 | KIN | 935013146 | Management | ||
VOTEAGENCY_31- May-2019 7:48 PM | 19-9943 | ALTAIR | CHROMADEX CORPORATION | 22-Apr-2019 | Annual | 21-Jun-2019 | 78373 | 78373 | FFFFFFFF | F | Delivered | 31-May-2019 | 171077407 | US1710774076 | CDXC | 935016584 | Management | |
VOTEAGENCY_31- May-2019 11:49 PM | 19-9943 | ALTAIR | MANHATTAN BRIDGE CAPITAL, INC. | 03-May-2019 | Annual | 21-Jun-2019 | 55566 | 55566 | FFFF | FF1 | Delivered | 31-May-2019 | 562803106 | US5628031065 | LOAN | 935033427 | Management | |
VOTEAGENCY_01- Jun-2019 5:11 AM | 19-9943 | ALTAIR | QAD INC. | 29-Apr-2019 | Annual | 24-Jun-2019 | 21362 | 21362 | FFFFFF1F | Delivered | 01-Jun-2019 | 74727D306 | US74727D3061 | QADA | 935022424 | Management | ||
VOTEAGENCY_10- Jun-2019 1:39 PM | 19-9943 | ALTAIR | YOUNGEVITY INTERNATIONAL, INC. | 03-May-2019 | Annual | 24-Jun-2019 | 50679 | 50679 | WWWWFFF | FF1 | Delivered | 10-Jun-2019 | 987537206 | US9875372065 | YGYI | 935050613 | Management | |
VOTEAGENCY_04- Jun-2019 12:24 AM | 19-9943 | ALTAIR | VERITONE, INC. | 15-May-2019 | Annual | 25-Jun-2019 | 53288 | 53288 | FF | F | Delivered | 04-Jun-2019 | 92347M100 | US92347M1009 | VERI | 935042729 | Management | |
VOTEAGENCY_01- Jun-2019 5:11 AM | 19-9943 | ALTAIR | ASPEN GROUP, INC. | 30-Apr-2019 | Special | 28-Jun-2019 | 66749 | 66749 | FF | Delivered | 01-Jun-2019 | 04530L203 | US04530L2034 | ASPU | 935038251 | Management | ||
3,013,926 | 3,013,926 |
Pacific Ridge Capital Partners, LLC
Vote Summary
AMERICAN RIVER BANKSHARES | |||||||||||||||||||||||||
Security | 029326105 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | AMRB | Meeting Date | 16-May-2019 | ||||||||||||||||||||||
ISIN | US0293261055 | Agenda | 934967540 - Management | ||||||||||||||||||||||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Nicolas C. Anderson | For | For | For | |||||||||||||||||||||
2 | Kimberly A. Box | For | For | For | |||||||||||||||||||||
3 | Charles D. Fite | For | For | For | |||||||||||||||||||||
4 | Jeffery Owensby | For | For | For | |||||||||||||||||||||
5 | William A. Robotham | For | For | For | |||||||||||||||||||||
6 | David E. Ritchie, Jr. | For | For | For | |||||||||||||||||||||
7 | Stephen H. Waks | For | For | For | |||||||||||||||||||||
8 | Philip A. Wright | For | For | For | |||||||||||||||||||||
9 | Michael A. Ziegler | For | For | For | |||||||||||||||||||||
2. | To ratify the selection of Crowe Horwath LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | For | ||||||||||||||||||||
3. | To approve, on an advisory (non-binding) basis, named executive officer compensation. | Management | Abstain | For | Against | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 49,250 | 0 | 14-May-2019 | 17-May-2019 | ||||||||||||||||||
AMTECH SYSTEMS, INC. | |||||||||||||||||||||||||
Security | 032332504 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | ASYS | Meeting Date | 06-Mar-2019 | ||||||||||||||||||||||
ISIN | US0323325045 | Agenda | 934925453 - Management | ||||||||||||||||||||||
Record Date | 18-Jan-2019 | Holding Recon Date | 18-Jan-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Mar-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Jong S. Whang | For | For | For | |||||||||||||||||||||
2 | Robert M. Averick | For | For | For | |||||||||||||||||||||
3 | Michael Garnreiter | For | For | For | |||||||||||||||||||||
4 | Robert F. King | For | For | For | |||||||||||||||||||||
5 | Sukesh Mohan | For | For | For | |||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF MAYER HOFFMAN MCCANN P.C. AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2019 | Management | For | For | For | ||||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | Abstain | For | Against | ||||||||||||||||||||
4. | APPROVE THE AMENDMENT TO THE COMPANY'S 2007 EMPLOYEE STOCK INCENTIVE PLAN | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 105,690 | 0 | 04-Mar-2019 | 07-Mar-2019 | ||||||||||||||||||
ARC DOCUMENT SOLUTIONS INC | |||||||||||||||||||||||||
Security | 00191G103 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | ARC | Meeting Date | 01-May-2019 | ||||||||||||||||||||||
ISIN | US00191G1031 | Agenda | 934973719 - Management | ||||||||||||||||||||||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||||
1 | K. Suriyakumar | For | For | For | |||||||||||||||||||||
2 | Bradford L. Brooks | For | For | For | |||||||||||||||||||||
3 | Cheryl Cook | For | For | For | |||||||||||||||||||||
4 | Thomas J. Formolo | For | For | For | |||||||||||||||||||||
5 | John G. Freeland | For | For | For | |||||||||||||||||||||
6 | D. Kerry McCluggage | For | For | For | |||||||||||||||||||||
7 | Mark W. Mealy | For | For | For | |||||||||||||||||||||
2. | Ratify the appointment of Deloitte & Touche LLP as ARC Document Solutions, Inc.'s independent registered public accounting firm for 2019. | Management | For | For | For | ||||||||||||||||||||
3. | Approve advisory, non-binding vote on executive compensation. | Management | Abstain | For | Against | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 132,210 | 0 | 29-Apr-2019 | 02-May-2019 | ||||||||||||||||||
ASURE SOFTWARE, INC. | |||||||||||||||||||||||||
Security | 04649U102 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | ASUR | Meeting Date | 29-May-2019 | ||||||||||||||||||||||
ISIN | US04649U1025 | Agenda | 935021371 - Management | ||||||||||||||||||||||
Record Date | 02-Apr-2019 | Holding Recon Date | 02-Apr-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | David Sandberg | For | For | For | |||||||||||||||||||||
2 | Bradford Oberwager | For | For | For | |||||||||||||||||||||
3 | Daniel Gill | For | For | For | |||||||||||||||||||||
4 | Patrick Goepel | For | For | For | |||||||||||||||||||||
5 | J. Randall Waterfield | For | For | For | |||||||||||||||||||||
2. | Proposal to ratify the Audit Committee's appointment of Marcum LLP, as our independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | For | ||||||||||||||||||||
3. | Proposal to approve the Asure Software, Inc. Second Amended and Restated Rights Agreement. | Management | For | For | For | ||||||||||||||||||||
4. | Proposal to approve an amendment to the Asure Software, Inc. 2018 Incentive Award Plan to increase the number of shares of our common stock authorized for issuance by 600,000 shares. | Management | For | For | For | ||||||||||||||||||||
5. | Proposal to approve a one-time program to exchange underwater options to purchase shares of our common stock held by eligible employees for a lesser number of restricted stock units under the Asure Software, Inc. 2018 Incentive Award Plan. | Management | For | For | For | ||||||||||||||||||||
6. | Proposal, to approve, on an advisory basis, the compensation of our named executive officers. | Management | Abstain | For | Against | ||||||||||||||||||||
7. | Proposal to provide an advisory vote regarding the frequency of advisory votes of the compensation of named executive officers. | Management | Abstain | 3 Years | Against | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 104,630 | 0 | 23-May-2019 | 30-May-2019 | ||||||||||||||||||
ASV HOLDINGS, INC | |||||||||||||||||||||||||
Security | 00215L104 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | ASV | Meeting Date | 13-Jun-2019 | ||||||||||||||||||||||
ISIN | US00215L1044 | Agenda | 935009767 - Management | ||||||||||||||||||||||
Record Date | 18-Apr-2019 | Holding Recon Date | 18-Apr-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-Jun-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Michael A. Lisi | For | For | For | |||||||||||||||||||||
2 | Joseph M. Nowicki | For | For | For | |||||||||||||||||||||
2. | To ratify the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019 | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 88,330 | 0 | 06-Jun-2019 | 14-Jun-2019 | ||||||||||||||||||
ATLANTIC CAPITAL BANCSHARES, INC. | |||||||||||||||||||||||||
Security | 048269203 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | ACBI | Meeting Date | 16-May-2019 | ||||||||||||||||||||||
ISIN | US0482692037 | Agenda | 934995424 - Management | ||||||||||||||||||||||
Record Date | 20-Mar-2019 | Holding Recon Date | 20-Mar-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Walter M. Deriso, Jr. | For | For | For | |||||||||||||||||||||
2 | Shantella E. Cooper | For | For | For | |||||||||||||||||||||
3 | Henchy R. Enden | For | For | For | |||||||||||||||||||||
4 | James H. Graves | For | For | For | |||||||||||||||||||||
5 | Douglas J. Hertz | For | For | For | |||||||||||||||||||||
6 | R. Charles Shufeldt | For | For | For | |||||||||||||||||||||
7 | Lizanne Thomas | For | For | For | |||||||||||||||||||||
8 | Douglas L. Williams | For | For | For | |||||||||||||||||||||
9 | Marietta Edmunds Zakas | For | For | For | |||||||||||||||||||||
2. | Ratification of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 27,392 | 0 | 09-May-2019 | 17-May-2019 | ||||||||||||||||||
AXT, INC. | |||||||||||||||||||||||||
Security | 00246W103 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | AXTI | Meeting Date | 23-May-2019 | ||||||||||||||||||||||
ISIN | US00246W1036 | Agenda | 934975864 - Management | ||||||||||||||||||||||
Record Date | 29-Mar-2019 | Holding Recon Date | 29-Mar-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Leonard J. LeBlanc | For | For | For | |||||||||||||||||||||
2. | To approve, on an advisory basis, the compensation of AXT's named executive officers. | Management | Abstain | For | Against | ||||||||||||||||||||
3. | To approve an amendment to the AXT 2015 Equity Incentive Plan to increase the number of shares reserved for issuance thereunder by 1,600,000. | Management | For | For | For | ||||||||||||||||||||
4. | To ratify the appointment of BPM LLP as AXT's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 190,740 | 0 | 21-May-2019 | 24-May-2019 | ||||||||||||||||||
BANK OF COMMERCE HOLDINGS | |||||||||||||||||||||||||
Security | 06424J103 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | BOCH | Meeting Date | 21-May-2019 | ||||||||||||||||||||||
ISIN | US06424J1034 | Agenda | 934974761 - Management | ||||||||||||||||||||||
Record Date | 26-Mar-2019 | Holding Recon Date | 26-Mar-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Orin N. Bennett | For | For | For | |||||||||||||||||||||
2 | Gary R. Burks | For | For | For | |||||||||||||||||||||
3 | Randall S. Eslick | For | For | For | |||||||||||||||||||||
4 | Joseph Q. Gibson | For | For | For | |||||||||||||||||||||
5 | Jon W. Halfhide | For | For | For | |||||||||||||||||||||
6 | David J. Inderkum | For | For | For | |||||||||||||||||||||
7 | Linda J. Miles | For | For | For | |||||||||||||||||||||
8 | Karl L. Silberstein | For | For | For | |||||||||||||||||||||
9 | Terence J. Street | For | For | For | |||||||||||||||||||||
10 | Lyle L. Tullis | For | For | For | |||||||||||||||||||||
2. | Ratify the selection of Moss Adams LLP as our independent registered public accounting firm for 2019. | Management | For | For | For | ||||||||||||||||||||
3. | Approve, on a non-binding advisory basis, the compensation of the Company's named executive officers (the "say-on-pay" vote). | Management | Abstain | For | Against | ||||||||||||||||||||
4. | Vote, on a non-binding advisory basis, on the frequency (i.e., every one, two, or three years) of holding the say-on-pay vote. | Management | Abstain | 1 Year | Against | ||||||||||||||||||||
5. | Approve the 2019 Equity Incentive Plan. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 67,500 | 0 | 15-May-2019 | 22-May-2019 | ||||||||||||||||||
BARRETT BUSINESS SERVICES, INC. | |||||||||||||||||||||||||
Security | 068463108 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | BBSI | Meeting Date | 29-May-2019 | ||||||||||||||||||||||
ISIN | US0684631080 | Agenda | 935010734 - Management | ||||||||||||||||||||||
Record Date | 12-Apr-2019 | Holding Recon Date | 12-Apr-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1.1 | Election of Director: Thomas J. Carley | Management | For | For | For | ||||||||||||||||||||
1.2 | Election of Director: Thomas B. Cusick | Management | For | For | For | ||||||||||||||||||||
1.3 | Election of Director: Michael L. Elich | Management | For | For | For | ||||||||||||||||||||
1.4 | Election of Director: James B. Hicks, Ph.D. | Management | For | For | For | ||||||||||||||||||||
1.5 | Election of Director: Jon L. Justesen | Management | For | For | For | ||||||||||||||||||||
1.6 | Election of Director: Anthony Meeker | Management | For | For | For | ||||||||||||||||||||
1.7 | Election of Director: Vincent P. Price | Management | For | For | For | ||||||||||||||||||||
2. | Approval of Employee Stock Purchase Plan. | Management | For | For | For | ||||||||||||||||||||
3. | Advisory vote to approve executive compensation. | Management | Abstain | For | Against | ||||||||||||||||||||
4. | Ratification of selection of Deloitte and Touche LLP as our independent registered public accounting firm for 2019. | Management | For | For | For | ||||||||||||||||||||
5. | Stockholder Proposal. | Shareholder | Against | Against | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 15,430 | 0 | 17-May-2019 | 30-May-2019 | ||||||||||||||||||
BAYCOM CORP | |||||||||||||||||||||||||
Security | 07272M107 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | BCML | Meeting Date | 17-Jul-2018 | ||||||||||||||||||||||
ISIN | US07272M1071 | Agenda | 934844362 - Management | ||||||||||||||||||||||
Record Date | 25-May-2018 | Holding Recon Date | 25-May-2018 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Jul-2018 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Lloyd K. Kendall, Jr. | For | For | For | |||||||||||||||||||||
2 | George J. Guarini | For | For | For | |||||||||||||||||||||
3 | James S. Camp | For | For | For | |||||||||||||||||||||
4 | Harpreet Chaudhary | For | For | For | |||||||||||||||||||||
5 | Rocco Davis | For | For | For | |||||||||||||||||||||
6 | Malcolm F. Hotchkiss | For | For | For | |||||||||||||||||||||
7 | Robert R. Laverne, M.D. | For | For | For | |||||||||||||||||||||
8 | David M. Spatz | For | For | For | |||||||||||||||||||||
2. | To ratify the selection of Moss Adams, LLP as BAYCOM CORP'S independent auditor for the fiscal year ending December 31, 2018 | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 7,498 | 0 | 20-Jun-2018 | 18-Jul-2018 | ||||||||||||||||||
BAYCOM CORP | |||||||||||||||||||||||||
Security | 07272M107 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | BCML | Meeting Date | 18-Jun-2019 | ||||||||||||||||||||||
ISIN | US07272M1071 | Agenda | 935028654 - Management | ||||||||||||||||||||||
Record Date | 26-Apr-2019 | Holding Recon Date | 26-Apr-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Jun-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Lloyd K. Kendall, Jr. | For | For | For | |||||||||||||||||||||
2 | George J. Guarini | For | For | For | |||||||||||||||||||||
3 | James S. Camp | For | For | For | |||||||||||||||||||||
4 | Harpreet Chaudhary | For | For | For | |||||||||||||||||||||
5 | Rocco Davis | For | For | For | |||||||||||||||||||||
6 | Malcolm F. Hotchkiss | For | For | For | |||||||||||||||||||||
7 | Robert R. Laverne, M.D. | For | For | For | |||||||||||||||||||||
8 | David M. Spatz | For | For | For | |||||||||||||||||||||
2. | To ratify the selection of Moss Adams, LLP as BAYCOM CORP'S independent auditor for the fiscal year ending December 31, 2019 | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 10,738 | 0 | 11-Jun-2019 | 19-Jun-2019 | ||||||||||||||||||
BG STAFFING, INC. | |||||||||||||||||||||||||
Security | 05544A109 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | BGSF | Meeting Date | 28-Aug-2018 | ||||||||||||||||||||||
ISIN | US05544A1097 | Agenda | 934856040 - Management | ||||||||||||||||||||||
Record Date | 29-Jun-2018 | Holding Recon Date | 29-Jun-2018 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Aug-2018 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | L. Allen Baker, Jr. | For | For | For | |||||||||||||||||||||
2. | To ratify BG Staffing, Inc.'s Audit Committee's appointment of Whitley Penn LLP as independent registered public accounting firm for the fiscal year ending December 30, 2018. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 49,490 | 0 | 17-Aug-2018 | 29-Aug-2018 | ||||||||||||||||||
BIG 5 SPORTING GOODS CORPORATION | |||||||||||||||||||||||||
Security | 08915P101 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | BGFV | Meeting Date | 07-Jun-2019 | ||||||||||||||||||||||
ISIN | US08915P1012 | Agenda | 935023995 - Management | ||||||||||||||||||||||
Record Date | 18-Apr-2019 | Holding Recon Date | 18-Apr-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Jun-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Sandra N. Bane | For | For | For | |||||||||||||||||||||
2 | Van B. Honeycutt | For | For | For | |||||||||||||||||||||
2. | Approval of the compensation of the Company's named executive officers as described in the proxy statement | Management | Abstain | For | Against | ||||||||||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP to serve as independent registered public accounting firm for fiscal year 2019 | Management | For | For | For | ||||||||||||||||||||
4. | Approval of the 2019 Equity Incentive Plan | Management | Against | For | Against | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 64,570 | 0 | 28-May-2019 | 10-Jun-2019 | ||||||||||||||||||
BUILD-A-BEAR WORKSHOP, INC. | |||||||||||||||||||||||||
Security | 120076104 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | BBW | Meeting Date | 06-Jun-2019 | ||||||||||||||||||||||
ISIN | US1200761047 | Agenda | 935015897 - Management | ||||||||||||||||||||||
Record Date | 17-Apr-2019 | Holding Recon Date | 17-Apr-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1.1 | Election of Director: Craig Leavitt | Management | For | For | For | ||||||||||||||||||||
1.2 | Election of Director: Anne Parducci | Management | For | For | For | ||||||||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year ending February 1, 2020. | Management | For | For | For | ||||||||||||||||||||
3. | To approve, by non-binding vote, executive compensation. | Management | Abstain | For | Against | ||||||||||||||||||||
4. | To transact such other business as may properly come before the meeting. | Management | Against | For | Against | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 80,700 | 0 | 13-May-2019 | 07-Jun-2019 | ||||||||||||||||||
CAI INTERNATIONAL, INC. | |||||||||||||||||||||||||
Security | 12477X106 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | CAI | Meeting Date | 07-Jun-2019 | ||||||||||||||||||||||
ISIN | US12477X1063 | Agenda | 935003816 - Management | ||||||||||||||||||||||
Record Date | 15-Apr-2019 | Holding Recon Date | 15-Apr-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Jun-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Masaaki Nishibori | For | For | For | |||||||||||||||||||||
2 | David G. Remington | For | For | For | |||||||||||||||||||||
3 | John H. Williford | For | For | For | |||||||||||||||||||||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | For | ||||||||||||||||||||
3. | The advisory vote to approve the compensation of our named executive officers. | Management | Abstain | For | Against | ||||||||||||||||||||
4. | Approval of the CAI International, Inc. 2019 Incentive Plan. | Management | For | For | For | ||||||||||||||||||||
5. | Approval of the CAI International, Inc. 2019 Employee Stock Purchase Plan. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 35,550 | 0 | 04-Jun-2019 | 10-Jun-2019 | ||||||||||||||||||
CAPITAL BANCORP INC | |||||||||||||||||||||||||
Security | 139737100 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | CBNK | Meeting Date | 16-May-2019 | ||||||||||||||||||||||
ISIN | US1397371006 | Agenda | 934996274 - Management | ||||||||||||||||||||||
Record Date | 09-Apr-2019 | Holding Recon Date | 09-Apr-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Edward F. Barry | For | For | For | |||||||||||||||||||||
2 | C. Scott Brannan | For | For | For | |||||||||||||||||||||
3 | Randall J. Levitt | For | For | For | |||||||||||||||||||||
4 | Deborah Ratner-Salzberg | For | For | For | |||||||||||||||||||||
2. | Ratification of the appointment of Elliott Davis, PLLC as the Company's independent registered accountants for the year ending December 31, 2019 (Board unanimously recommends voting FOR the independent registered accountants). | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 29,840 | 0 | 09-May-2019 | 17-May-2019 | ||||||||||||||||||
CIVISTA BANCSHARES, INC. | |||||||||||||||||||||||||
Security | 178867107 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | CIVB | Meeting Date | 16-Apr-2019 | ||||||||||||||||||||||
ISIN | US1788671071 | Agenda | 934943374 - Management | ||||||||||||||||||||||
Record Date | 19-Feb-2019 | Holding Recon Date | 19-Feb-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Apr-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Thomas A. Depler | For | For | For | |||||||||||||||||||||
2 | Julie A. Mattlin | For | For | For | |||||||||||||||||||||
3 | James O. Miller | For | For | For | |||||||||||||||||||||
4 | Dennis E. Murray, Jr. | For | For | For | |||||||||||||||||||||
5 | Allen R. Nickles | For | For | For | |||||||||||||||||||||
6 | Mary Patricia Oliver | For | For | For | |||||||||||||||||||||
7 | William F. Ritzmann | For | For | For | |||||||||||||||||||||
8 | Dennis G. Shaffer | For | For | For | |||||||||||||||||||||
9 | Daniel J. White | For | For | For | |||||||||||||||||||||
2. | To approve, on a non-binding advisory basis, the compensation of the Corporation's named executive officers as disclosed in the accompanying proxy statement. | Management | Abstain | For | Against | ||||||||||||||||||||
3. | To approve, on a non-binding advisory basis, the frequency of future advisory votes on the compensation of the Corporation's named executive officers. | Management | Abstain | 1 Year | Against | ||||||||||||||||||||
4. | To ratify the appointment of S. R. Snodgrass, P.C. as the independent registered public accounting firm of the Corporation for the fiscal year ending December 31, 2019. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 11,230 | 0 | 09-Apr-2019 | 17-Apr-2019 | ||||||||||||||||||
COHU, INC. | |||||||||||||||||||||||||
Security | 192576106 | Meeting Type | Special | ||||||||||||||||||||||
Ticker Symbol | COHU | Meeting Date | 30-Aug-2018 | ||||||||||||||||||||||
ISIN | US1925761066 | Agenda | 934864465 - Management | ||||||||||||||||||||||
Record Date | 30-Jul-2018 | Holding Recon Date | 30-Jul-2018 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Aug-2018 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | To approve the issuance of Cohu common stock in connection with the merger of Xavier Acquisition Corporation with and into Xcerra Corporation ("Xcerra") with Xcerra continuing as the surviving corporation and a wholly owned subsidiary of Cohu, to the extent such issuance would require approval under NASDAQ Stock Market Rule 5635(a) (the "Stock Issuance Proposal"). | Management | For | For | For | ||||||||||||||||||||
2. | To approve any adjournment of the Cohu Special Meeting, if necessary or appropriate, including to permit further solicitation of proxies if there are not sufficient votes at the time of the Cohu Special Meeting to approve the Stock Issuance Proposal. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 35,780 | 0 | 17-Aug-2018 | 31-Aug-2018 | ||||||||||||||||||
COHU, INC. | |||||||||||||||||||||||||
Security | 192576106 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | COHU | Meeting Date | 08-May-2019 | ||||||||||||||||||||||
ISIN | US1925761066 | Agenda | 934961637 - Management | ||||||||||||||||||||||
Record Date | 19-Mar-2019 | Holding Recon Date | 19-Mar-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1a. | Election of Class III Director for a term of three years: Steven J. Bilodeau | Management | For | For | For | ||||||||||||||||||||
1b. | Election of Class III Director for a term of three years: James A. Donahue | Management | For | For | For | ||||||||||||||||||||
2. | Advisory vote to approve Named Executive Officer ("NEO") compensation. | Management | Abstain | For | Against | ||||||||||||||||||||
3. | To approve an amendment to the 2005 Equity Incentive Plan to increase the shares of stock available for issuance under the plan by 2,000,000, and eliminate a sublimit on the aggregate number of shares that may be issued under the plan pursuant to restricted stock, restricted stock units, performance shares or performance unit awards. | Management | For | For | For | ||||||||||||||||||||
4. | To approve an amendment to the 1997 Employee Stock Purchase Plan to increase the number of shares that may be issued under the plan by 500,000. | Management | For | For | For | ||||||||||||||||||||
5. | To ratify the appointment of Ernst & Young LLP as Cohu's independent registered public accounting firm for 2019. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 38,160 | 0 | 06-May-2019 | 09-May-2019 | ||||||||||||||||||
COLUMBUS MCKINNON CORPORATION | |||||||||||||||||||||||||
Security | 199333105 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | CMCO | Meeting Date | 23-Jul-2018 | ||||||||||||||||||||||
ISIN | US1993331057 | Agenda | 934846380 - Management | ||||||||||||||||||||||
Record Date | 01-Jun-2018 | Holding Recon Date | 01-Jun-2018 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Jul-2018 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Ernest R. Verebelyi | For | For | For | |||||||||||||||||||||
2 | Mark D. Morelli | For | For | For | |||||||||||||||||||||
3 | Richard H. Fleming | For | For | For | |||||||||||||||||||||
4 | Nicholas T. Pinchuk | For | For | For | |||||||||||||||||||||
5 | Liam G. McCarthy | For | For | For | |||||||||||||||||||||
6 | R. Scott Trumbull | For | For | For | |||||||||||||||||||||
7 | Heath A. Mitts | For | For | For | |||||||||||||||||||||
8 | Kathryn V. Roedel | For | For | For | |||||||||||||||||||||
9 | Aziz S. Aghili | For | For | For | |||||||||||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending March 31, 2019. | Management | For | For | For | ||||||||||||||||||||
3. | Advisory vote on executive compensation. | Management | Abstain | For | Against | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 14,660 | 0 | 16-Jul-2018 | 24-Jul-2018 | ||||||||||||||||||
COMTECH TELECOMMUNICATIONS CORP. | |||||||||||||||||||||||||
Security | 205826209 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | CMTL | Meeting Date | 04-Dec-2018 | ||||||||||||||||||||||
ISIN | US2058262096 | Agenda | 934903469 - Management | ||||||||||||||||||||||
Record Date | 31-Oct-2018 | Holding Recon Date | 31-Oct-2018 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Dec-2018 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1a. | Election of Director: Robert G. Paul | Management | For | For | For | ||||||||||||||||||||
1b. | Election of Director: Lawrence J. Waldman | Management | For | For | For | ||||||||||||||||||||
2. | Approval, on an advisory basis, of the compensation of our Named Executive Officers. | Management | Abstain | For | Against | ||||||||||||||||||||
3. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm. | Management | For | For | For | ||||||||||||||||||||
4. | Approval of the Second Amended and Restated 2001 Employee Stock Purchase Plan (the "Plan") which includes an increase in the number of shares of Common Stock available for purchase under the Plan. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 34,160 | 0 | 02-Dec-2018 | 05-Dec-2018 | ||||||||||||||||||
CRA INTERNATIONAL, INC. | |||||||||||||||||||||||||
Security | 12618T105 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | CRAI | Meeting Date | 11-Jul-2018 | ||||||||||||||||||||||
ISIN | US12618T1051 | Agenda | 934842065 - Management | ||||||||||||||||||||||
Record Date | 17-May-2018 | Holding Recon Date | 17-May-2018 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Jul-2018 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Robert Holthausen | For | For | For | |||||||||||||||||||||
2 | Nancy Hawthorne | For | For | For | |||||||||||||||||||||
2. | To approve, on an advisory basis, the compensation paid to CRA's named executive officers, as disclosed in the proxy statement for the 2018 meeting of its shareholders. | Management | Abstain | For | Against | ||||||||||||||||||||
3. | To approve amendments to CRA's 2006 equity incentive plan that, among other things, would increase the maximum number of shares issuable under the plan by 375,000 shares; and to approve the entire plan, as so amended, for purposes of French law. | Management | For | For | For | ||||||||||||||||||||
4. | To ratify the appointment of Ernst & Young LLP as CRA's independent registered public accountants for the fiscal year ending December 29, 2018. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 8,340 | 0 | 20-Jun-2018 | 12-Jul-2018 | ||||||||||||||||||
CRH MEDICAL CORPORATION | |||||||||||||||||||||||||
Security | 12626F105 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | CRHM | Meeting Date | 13-Jun-2019 | ||||||||||||||||||||||
ISIN | CA12626F1053 | Agenda | 935019162 - Management | ||||||||||||||||||||||
Record Date | 18-Apr-2019 | Holding Recon Date | 18-Apr-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||||
1 | Dr. Anthony F. Holler | For | For | For | |||||||||||||||||||||
2 | Dr. David Johnson | For | For | For | |||||||||||||||||||||
3 | Mr. Todd Patrick | For | For | For | |||||||||||||||||||||
4 | Mr. Ian Webb | For | For | For | |||||||||||||||||||||
5 | Dr. Tushar Ramani | For | For | For | |||||||||||||||||||||
2 | Appointment of KPMG LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 247,530 | 0 | 28-May-2019 | 14-Jun-2019 | ||||||||||||||||||
DMC GLOBAL INC. | |||||||||||||||||||||||||
Security | 23291C103 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | BOOM | Meeting Date | 07-May-2019 | ||||||||||||||||||||||
ISIN | US23291C1036 | Agenda | 934964582 - Management | ||||||||||||||||||||||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | David C. Aldous | For | For | For | |||||||||||||||||||||
2 | Andrea E. Bertone | For | For | For | |||||||||||||||||||||
3 | Yvon Pierre Cariou | For | For | For | |||||||||||||||||||||
4 | Robert A. Cohen | For | For | For | |||||||||||||||||||||
5 | Richard P. Graff | For | For | For | |||||||||||||||||||||
6 | Kevin T. Longe | For | For | For | |||||||||||||||||||||
7 | Clifton Peter Rose | For | For | For | |||||||||||||||||||||
2. | To approve the non-binding, advisory vote on executive compensation. | Management | Abstain | For | Against | ||||||||||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 32,720 | 0 | 29-Apr-2019 | 08-May-2019 | ||||||||||||||||||
ESQUIRE FINANCIAL HOLDINGS INC | |||||||||||||||||||||||||
Security | 29667J101 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | ESQ | Meeting Date | 30-May-2019 | ||||||||||||||||||||||
ISIN | US29667J1016 | Agenda | 935003640 - Management | ||||||||||||||||||||||
Record Date | 29-Mar-2019 | Holding Recon Date | 29-Mar-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Selig Zises | For | For | For | |||||||||||||||||||||
2 | Todd Deutsch | For | For | For | |||||||||||||||||||||
2. | APPROVAL OF THE ESQUIRE FINANCIAL HOLDINGS, INC. 2019 EQUITY INCENTIVE PLAN | Management | For | For | For | ||||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF CROWE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2019 | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 38,200 | 0 | 20-May-2019 | 31-May-2019 | ||||||||||||||||||
FARMERS NATIONAL BANC CORP. | |||||||||||||||||||||||||
Security | 309627107 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | FMNB | Meeting Date | 18-Apr-2019 | ||||||||||||||||||||||
ISIN | US3096271073 | Agenda | 934954151 - Management | ||||||||||||||||||||||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Apr-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Ralph D. Macali | For | For | For | |||||||||||||||||||||
2. | To consider and approve a proposal to amend Article XI of the Company's Amended Code of Regulations to provide the Company's Board of Directors with the non-exclusive authority to amend the Regulations. | Management | For | For | For | ||||||||||||||||||||
3. | To consider and vote upon a non-binding advisory resolution to approve the compensation of the Company's named executive officers. | Management | Abstain | For | Against | ||||||||||||||||||||
4. | To consider and vote upon a proposal to ratify the appointment of CliftonLarsonAllen LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | For | ||||||||||||||||||||
5. | To approve the adjournment of the Annual Meeting, if necessary, in order to solicit additional proxies to adopt Proposal Two. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 42,280 | 0 | 17-Apr-2019 | 19-Apr-2019 | ||||||||||||||||||
FIRST BUSINESS FINL SVCS INC. | |||||||||||||||||||||||||
Security | 319390100 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | FBIZ | Meeting Date | 02-May-2019 | ||||||||||||||||||||||
ISIN | US3193901002 | Agenda | 934948413 - Management | ||||||||||||||||||||||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Jan A. Eddy | For | For | For | |||||||||||||||||||||
2 | W. Kent Lorenz | For | For | For | |||||||||||||||||||||
3 | Timothy J. Keane | For | For | For | |||||||||||||||||||||
4 | Carol P. Sanders | For | For | For | |||||||||||||||||||||
2. | To approve the First Business Financial Services, Inc. 2019 Equity Incentive Plan. | Management | For | For | For | ||||||||||||||||||||
3. | To approve, in a non-binding, advisory vote, the compensation of the Company's named executive officers. | Management | Abstain | For | Against | ||||||||||||||||||||
4. | To approve, in a non-binding, advisory vote, the frequency with which shareholders will vote on future say-on-pay proposals. | Management | Abstain | 1 Year | Against | ||||||||||||||||||||
5. | To ratify the appointment of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 23,100 | 0 | 29-Apr-2019 | 03-May-2019 | ||||||||||||||||||
FIRST NORTHWEST BANCORP | |||||||||||||||||||||||||
Security | 335834107 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | FNWB | Meeting Date | 07-May-2019 | ||||||||||||||||||||||
ISIN | US3358341077 | Agenda | 934949554 - Management | ||||||||||||||||||||||
Record Date | 28-Feb-2019 | Holding Recon Date | 28-Feb-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Dana D. Behar | For | For | For | |||||||||||||||||||||
2 | Cindy H. Finnie | For | For | For | |||||||||||||||||||||
3 | David T. Flodstrom | For | For | For | |||||||||||||||||||||
2. | Advisory (non-binding) approval of the compensation of our named executive officers as disclosed in the Proxy Statement | Management | Abstain | For | Against | ||||||||||||||||||||
3. | Ratification of the appointment of Moss Adams LLP as the independent auditor for the year ending December 31, 2019 | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 28,890 | 0 | 29-Apr-2019 | 08-May-2019 | ||||||||||||||||||
FREIGHTCAR AMERICA INC | |||||||||||||||||||||||||
Security | 357023100 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | RAIL | Meeting Date | 09-May-2019 | ||||||||||||||||||||||
ISIN | US3570231007 | Agenda | 934951321 - Management | ||||||||||||||||||||||
Record Date | 13-Mar-2019 | Holding Recon Date | 13-Mar-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | William D. Gehl | For | For | For | |||||||||||||||||||||
2 | Andrew B. Schmitt | For | For | For | |||||||||||||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | Abstain | For | Against | ||||||||||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2019. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 31,490 | 0 | 06-May-2019 | 10-May-2019 | ||||||||||||||||||
FS BANCORP, INC. | |||||||||||||||||||||||||
Security | 30263Y104 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | FSBW | Meeting Date | 23-May-2019 | ||||||||||||||||||||||
ISIN | US30263Y1047 | Agenda | 934985992 - Management | ||||||||||||||||||||||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Ted A. Leech | For | For | For | |||||||||||||||||||||
2 | Marina Cofer-Wildsmith | For | For | For | |||||||||||||||||||||
3 | Mark H. Tueffers | For | For | For | |||||||||||||||||||||
2. | Advisory (non-binding) approval of the compensation of FS Bancorp, Inc.'s named executive officers. | Management | Abstain | For | Against | ||||||||||||||||||||
3. | Advisory (non-binding) vote on whether future advisory votes on executive compensation should be held every one, two, or three years. | Management | Abstain | 1 Year | Against | ||||||||||||||||||||
4. | Ratification of the Audit Committee's appointment of Moss Adams LLP as the independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 14,590 | 0 | 13-May-2019 | 24-May-2019 | ||||||||||||||||||
GLOBAL MEDICAL REIT INC. | |||||||||||||||||||||||||
Security | 37954A204 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | GMRE | Meeting Date | 29-May-2019 | ||||||||||||||||||||||
ISIN | US37954A2042 | Agenda | 934995854 - Management | ||||||||||||||||||||||
Record Date | 04-Apr-2019 | Holding Recon Date | 04-Apr-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1.1 | Election of Director: Jeffrey M. Busch | Management | For | For | For | ||||||||||||||||||||
1.2 | Election of Director: Matthew Cypher | Management | For | For | For | ||||||||||||||||||||
1.3 | Election of Director: Zhang Jingguo | Management | For | For | For | ||||||||||||||||||||
1.4 | Election of Director: Ronald Marston | Management | For | For | For | ||||||||||||||||||||
1.5 | Election of Director: Roscoe Moore, Jr. | Management | For | For | For | ||||||||||||||||||||
1.6 | Election of Director: Henry E. Cole | Management | For | For | For | ||||||||||||||||||||
1.7 | Election of Director: Zhang Huiqi | Management | For | For | For | ||||||||||||||||||||
1.8 | Election of Director: Paula R. Crowley | Management | For | For | For | ||||||||||||||||||||
1.9 | Election of Director: Lori Wittman | Management | For | For | For | ||||||||||||||||||||
2. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | Abstain | For | Against | ||||||||||||||||||||
3. | To approve an amendment to our 2016 Equity Incentive Plan to increase the number of shares reserved for issuance thereunder by 1,000,000. | Management | For | For | For | ||||||||||||||||||||
4. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 71,950 | 0 | 20-May-2019 | 30-May-2019 | ||||||||||||||||||
GREAT AJAX CORP. | |||||||||||||||||||||||||
Security | 38983D300 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | AJX | Meeting Date | 28-May-2019 | ||||||||||||||||||||||
ISIN | US38983D3008 | Agenda | 934998189 - Management | ||||||||||||||||||||||
Record Date | 08-Apr-2019 | Holding Recon Date | 08-Apr-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Lawrence Mendelsohn | For | For | For | |||||||||||||||||||||
2 | Russell Schaub | For | For | For | |||||||||||||||||||||
3 | Steven L. Begleiter | For | For | For | |||||||||||||||||||||
4 | John C. Condas | For | For | For | |||||||||||||||||||||
5 | Jonathan B Handley, Jr. | For | For | For | |||||||||||||||||||||
6 | Paul Friedman | For | For | For | |||||||||||||||||||||
7 | J. Kirk Ogren, Jr. | For | For | For | |||||||||||||||||||||
2. | To ratify the appointment of Moss Adams LLP to serve as our registered independent public accounting firm for the year ending December 31, 2019. | Management | For | For | For | ||||||||||||||||||||
3. | To approve on an advisory basis, the compensation of the Company's named executive officers. | Management | Abstain | For | Against | ||||||||||||||||||||
4. | To approve, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of the Company's named executive officers. | Management | Abstain | 3 Years | Against | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 38,530 | 0 | 16-May-2019 | 29-May-2019 | ||||||||||||||||||
HERITAGE INSURANCE HOLDINGS, INC./HRTG | |||||||||||||||||||||||||
Security | 42727J102 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | HRTG | Meeting Date | 01-May-2019 | ||||||||||||||||||||||
ISIN | US42727J1025 | Agenda | 934987136 - Management | ||||||||||||||||||||||
Record Date | 01-Apr-2019 | Holding Recon Date | 01-Apr-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Bruce Lucas | For | For | For | |||||||||||||||||||||
2 | Richard Widdicombe | For | For | For | |||||||||||||||||||||
3 | Panagiotis Apostolou | For | For | For | |||||||||||||||||||||
4 | Irini Barlas | For | For | For | |||||||||||||||||||||
5 | Steven Martindale | For | For | For | |||||||||||||||||||||
6 | James Masiello | For | For | For | |||||||||||||||||||||
7 | Nicholas Pappas | For | For | For | |||||||||||||||||||||
8 | Joseph Vattamattam | For | For | For | |||||||||||||||||||||
9 | Vijay Walvekar | For | For | For | |||||||||||||||||||||
2. | Ratification of the appointment of Plante & Moran, PLLC as the independent registered public accounting firm for fiscal year 2019. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 48,290 | 0 | 29-Apr-2019 | 02-May-2019 | ||||||||||||||||||
HORIZON BANCORP, INC. | |||||||||||||||||||||||||
Security | 440407104 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | HBNC | Meeting Date | 02-May-2019 | ||||||||||||||||||||||
ISIN | US4404071049 | Agenda | 934944895 - Management | ||||||||||||||||||||||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Susan D. Aaron | For | For | For | |||||||||||||||||||||
2 | Eric P. Blackhurst | For | For | For | |||||||||||||||||||||
3 | Craig M. Dwight | For | For | For | |||||||||||||||||||||
2. | Advisory vote to approve executive compensation. | Management | Abstain | For | Against | ||||||||||||||||||||
3. | Ratification of appointment of BKD, LLP as independent auditors. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 39,607 | 0 | 29-Apr-2019 | 03-May-2019 | ||||||||||||||||||
HURCO COMPANIES, INC. | |||||||||||||||||||||||||
Security | 447324104 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | HURC | Meeting Date | 14-Mar-2019 | ||||||||||||||||||||||
ISIN | US4473241044 | Agenda | 934923916 - Management | ||||||||||||||||||||||
Record Date | 18-Jan-2019 | Holding Recon Date | 18-Jan-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Mar-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Thomas A. Aaro | For | For | For | |||||||||||||||||||||
2 | Robert W. Cruickshank | For | For | For | |||||||||||||||||||||
3 | Michael Doar | For | For | For | |||||||||||||||||||||
4 | Cynthia Dubin | For | For | For | |||||||||||||||||||||
5 | Timothy J. Gardner | For | For | For | |||||||||||||||||||||
6 | Jay C. Longbottom | For | For | For | |||||||||||||||||||||
7 | Andrew Niner | For | For | For | |||||||||||||||||||||
8 | Richard Porter | For | For | For | |||||||||||||||||||||
9 | Janaki Sivanesan | For | For | For | |||||||||||||||||||||
10 | Gregory Volovic | For | For | For | |||||||||||||||||||||
2. | Advisory vote on executive compensation. | Management | Abstain | For | Against | ||||||||||||||||||||
3. | Appointment of RSM US LLP as our independent registered public accounting firm for the fiscal year ending October 31, 2019. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 17,690 | 0 | 15-Feb-2019 | 15-Mar-2019 | ||||||||||||||||||
INNERWORKINGS, INC. | |||||||||||||||||||||||||
Security | 45773Y105 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | INWK | Meeting Date | 06-Sep-2018 | ||||||||||||||||||||||
ISIN | US45773Y1055 | Agenda | 934864136 - Management | ||||||||||||||||||||||
Record Date | 16-Jul-2018 | Holding Recon Date | 16-Jul-2018 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Sep-2018 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1A | Election of Director: Eric D Belcher | Management | For | For | For | ||||||||||||||||||||
1B | Election of Director: Jack M Greenberg | Management | For | For | For | ||||||||||||||||||||
1C | Election of Director: Richard S Stoddart | Management | For | For | For | ||||||||||||||||||||
1D | Election of Director: Charles K Bobrinskoy | Management | For | For | For | ||||||||||||||||||||
1E | Election of Director: David Fisher | Management | For | For | For | ||||||||||||||||||||
1F | Election of Director: J Patrick Gallagher Jr | Management | For | For | For | ||||||||||||||||||||
1G | Election of Director: Julie M Howard | Management | For | For | For | ||||||||||||||||||||
1H | Election of Director: Linda S Wolf | Management | For | For | For | ||||||||||||||||||||
1I | Election of Director: Lindsay Y. Corby | Management | For | For | For | ||||||||||||||||||||
1J | Election of Director: Adam J. Gutstein (term effective October 1, 2018 | Management | For | For | For | ||||||||||||||||||||
2 | Approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers. | Management | Abstain | For | Against | ||||||||||||||||||||
3 | Approve the amended and restated 2006 Stock Incentive Plan, including an increase in the share reserve of 1,035,000 shares. | Management | For | For | For | ||||||||||||||||||||
4 | Ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 78,830 | 0 | 27-Aug-2018 | 07-Sep-2018 | ||||||||||||||||||
LANDEC CORPORATION | |||||||||||||||||||||||||
Security | 514766104 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | LNDC | Meeting Date | 12-Oct-2018 | ||||||||||||||||||||||
ISIN | US5147661046 | Agenda | 934876232 - Management | ||||||||||||||||||||||
Record Date | 17-Aug-2018 | Holding Recon Date | 17-Aug-2018 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Oct-2018 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Frederick Frank | For | For | For | |||||||||||||||||||||
2 | Steven Goldby | For | For | For | |||||||||||||||||||||
3 | Nelson Obus | For | For | For | |||||||||||||||||||||
4 | Andrew Powell | For | For | For | |||||||||||||||||||||
5 | Catherine A. Sohn | For | For | For | |||||||||||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending May 26, 2019. | Management | For | For | For | ||||||||||||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | Abstain | For | Against | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 34,088 | 0 | 03-Oct-2018 | 15-Oct-2018 | ||||||||||||||||||
LCNB CORP. | |||||||||||||||||||||||||
Security | 50181P100 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | LCNB | Meeting Date | 23-Apr-2019 | ||||||||||||||||||||||
ISIN | US50181P1003 | Agenda | 934949605 - Management | ||||||||||||||||||||||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Steve P. Foster | For | For | For | |||||||||||||||||||||
2 | Michael J. Johrendt | For | For | For | |||||||||||||||||||||
3 | Anne E. Krehbiel | For | For | For | |||||||||||||||||||||
4 | Valerie S. Krueckeberg | For | For | For | |||||||||||||||||||||
2. | To ratify the appointment of BKD, LLP as the independent registered accounting firm for the company. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 27,970 | 0 | 09-Apr-2019 | 24-Apr-2019 | ||||||||||||||||||
LIFETIME BRANDS, INC. | |||||||||||||||||||||||||
Security | 53222Q103 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | LCUT | Meeting Date | 27-Jun-2019 | ||||||||||||||||||||||
ISIN | US53222Q1031 | Agenda | 935027424 - Management | ||||||||||||||||||||||
Record Date | 29-Apr-2019 | Holding Recon Date | 29-Apr-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Jun-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Jeffrey Siegel | For | For | For | |||||||||||||||||||||
2 | Robert B. Kay | For | For | For | |||||||||||||||||||||
3 | Craig Phillips | For | For | For | |||||||||||||||||||||
4 | Bruce G. Pollack | For | For | For | |||||||||||||||||||||
5 | Michael J. Jeary | For | For | For | |||||||||||||||||||||
6 | John Koegel | For | For | For | |||||||||||||||||||||
7 | Cherrie Nanninga | For | For | For | |||||||||||||||||||||
8 | Dennis E. Reaves | For | For | For | |||||||||||||||||||||
9 | Michael J. Regan | For | For | For | |||||||||||||||||||||
10 | Michael Schnabel | For | For | For | |||||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019. | Management | For | For | For | ||||||||||||||||||||
3. | TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Against | For | Against | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 57,100 | 0 | 30-May-2019 | 28-Jun-2019 | ||||||||||||||||||
MANITEX INTERNATIONAL INC | |||||||||||||||||||||||||
Security | 563420108 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | MNTX | Meeting Date | 12-Jun-2019 | ||||||||||||||||||||||
ISIN | US5634201082 | Agenda | 935021624 - Management | ||||||||||||||||||||||
Record Date | 17-Apr-2019 | Holding Recon Date | 17-Apr-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Jun-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Ronald M. Clark | For | For | For | |||||||||||||||||||||
2 | Robert S. Gigliotti | For | For | For | |||||||||||||||||||||
3 | Frederick B. Knox | For | For | For | |||||||||||||||||||||
4 | David J. Langevin | For | For | For | |||||||||||||||||||||
5 | Marvin B. Rosenberg | For | For | For | |||||||||||||||||||||
6 | Ingo Schiller | For | For | For | |||||||||||||||||||||
7 | Stephen J. Tober | For | For | For | |||||||||||||||||||||
2. | Ratification of the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal 2019. | Management | For | For | For | ||||||||||||||||||||
3. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | Abstain | For | Against | ||||||||||||||||||||
4. | Advisory vote on the frequency of the advisory vote to approve the compensation of the Company's named executive officers. | Management | Abstain | 1 Year | Against | ||||||||||||||||||||
5. | Approval of the Manitex International, Inc. 2019 Equity Incentive Plan. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 109,650 | 0 | 04-Jun-2019 | 13-Jun-2019 | ||||||||||||||||||
METROPOLITAN BANK HOLDING CORP. | |||||||||||||||||||||||||
Security | 591774104 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | MCB | Meeting Date | 28-May-2019 | ||||||||||||||||||||||
ISIN | US5917741044 | Agenda | 934999600 - Management | ||||||||||||||||||||||
Record Date | 29-Mar-2019 | Holding Recon Date | 29-Mar-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | David M. Gavrin | For | For | For | |||||||||||||||||||||
2 | Dale C. Fredston | For | For | For | |||||||||||||||||||||
3 | David J. Gold | For | For | For | |||||||||||||||||||||
4 | Terence J. Mitchell | For | For | For | |||||||||||||||||||||
2. | Ratify the appointment of Crowe LLP as our independent registered public accounting firm for 2019. | Management | For | For | For | ||||||||||||||||||||
3. | Approval of the Metropolitan Bank Holding Corp. 2019 Equity Incentive Plan. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 16,340 | 0 | 16-May-2019 | 29-May-2019 | ||||||||||||||||||
MIDLAND STATES BANCORP, INC. | |||||||||||||||||||||||||
Security | 597742105 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | MSBI | Meeting Date | 03-May-2019 | ||||||||||||||||||||||
ISIN | US5977421057 | Agenda | 934948223 - Management | ||||||||||||||||||||||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1A | Election of Director: John M. Schultz | Management | For | For | For | ||||||||||||||||||||
2B | Election of Director: Jerry L. McDaniel | Management | For | For | For | ||||||||||||||||||||
3C | Election of Director: Jeffrey M. McDonnell | Management | For | For | For | ||||||||||||||||||||
2. | Approval, on a non-binding, advisory basis, of the compensation of certain executive officers. | Management | Abstain | For | Against | ||||||||||||||||||||
3. | Approval, on a non-binding, advisory basis, of the frequency with which shareholders will vote on future say-on-pay proposals. | Management | Abstain | 1 Year | Against | ||||||||||||||||||||
4. | Approval of the Amended and Restated Midland States Bancorp, Inc. Employee Stock Purchase Plan. | Management | For | For | For | ||||||||||||||||||||
5. | Approval of the Midland States Bancorp, Inc. 2019 Long-Term Incentive Plan. | Management | For | For | For | ||||||||||||||||||||
6. | Ratification of the appointment of Crowe LLP as our independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 23,260 | 0 | 29-Apr-2019 | 06-May-2019 | ||||||||||||||||||
NATURAL GAS SERVICES GROUP, INC. | |||||||||||||||||||||||||
Security | 63886Q109 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | NGS | Meeting Date | 20-Jun-2019 | ||||||||||||||||||||||
ISIN | US63886Q1094 | Agenda | 935022234 - Management | ||||||||||||||||||||||
Record Date | 25-Apr-2019 | Holding Recon Date | 25-Apr-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Jun-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | John W. Chisholm | For | For | For | |||||||||||||||||||||
2. | To consider an advisory vote on the Company's compensation programs for its named executive officers. | Management | Abstain | For | Against | ||||||||||||||||||||
3. | To consider the approval and adoption of the Natural Gas Services Group, Inc. 2019 Equity Incentive Plan. | Management | For | For | For | ||||||||||||||||||||
4. | Ratification of the appointment of BDO USA, LLP as the Company's Independent Registered Public Accounting Firm for 2019. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 33,080 | 0 | 11-Jun-2019 | 21-Jun-2019 | ||||||||||||||||||
NN, INC. | |||||||||||||||||||||||||
Security | 629337106 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | NNBR | Meeting Date | 16-May-2019 | ||||||||||||||||||||||
ISIN | US6293371067 | Agenda | 934958197 - Management | ||||||||||||||||||||||
Record Date | 19-Mar-2019 | Holding Recon Date | 19-Mar-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||||
1 | David K. Floyd | For | For | For | |||||||||||||||||||||
2 | Janice E. Stipp | For | For | For | |||||||||||||||||||||
2. | Amendment to the Certificate of Incorporation to declassify the Board of Directors. | Management | For | For | For | ||||||||||||||||||||
3. | Amendment to the Certificate of Incorporation to increase the number of authorized shares of common stock, $.01 par value per share, from 45,000,000 to 90,000,000. | Management | For | For | For | ||||||||||||||||||||
4. | Approval of the 2019 Omnibus Incentive Plan. | Management | For | For | For | ||||||||||||||||||||
5. | Advisory (non-binding) vote to approve the compensation of the named executive officers of NN, Inc. | Management | Abstain | For | Against | ||||||||||||||||||||
6. | Advisory vote to ratify the selection of PRICEWATERHOUSECOOPERS LLP as registered independent public accounting firm. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 52,840 | 0 | 09-May-2019 | 17-May-2019 | ||||||||||||||||||
NORTHEAST BANCORP | |||||||||||||||||||||||||
Security | 663904209 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | NBN | Meeting Date | 16-Nov-2018 | ||||||||||||||||||||||
ISIN | US6639042091 | Agenda | 934881562 - Management | ||||||||||||||||||||||
Record Date | 21-Sep-2018 | Holding Recon Date | 21-Sep-2018 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Nov-2018 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Matthew B. Botein | For | For | For | |||||||||||||||||||||
2 | Cheryl Lynn Dorsey | For | For | For | |||||||||||||||||||||
2. | To approve, on an advisory, non-binding basis, the compensation of our named executive officers. | Management | Abstain | For | Against | ||||||||||||||||||||
3. | To ratify the appointment of RSM US LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2019. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 42,790 | 0 | 06-Nov-2018 | 19-Nov-2018 | ||||||||||||||||||
NORTHEAST BANCORP | |||||||||||||||||||||||||
Security | 663904209 | Meeting Type | Special | ||||||||||||||||||||||
Ticker Symbol | NBN | Meeting Date | 09-May-2019 | ||||||||||||||||||||||
ISIN | US6639042091 | Agenda | 934973098 - Management | ||||||||||||||||||||||
Record Date | 08-Mar-2019 | Holding Recon Date | 08-Mar-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | To approve a proposal to approve the Agreement and Plan of Merger by and between Northeast Bancorp (the "Company") and its wholly-owned bank subsidiary, Northeast Bank (the "Bank"), as part of an internal corporate reorganization initiated by the Company and the Bank, pursuant to which the Company will merge with and into the Bank, with the Bank continuing as the surviving entity. | Management | For | For | For | ||||||||||||||||||||
2. | To consider and vote upon an adjournment of the special meeting, if necessary, to permit further solicitation of proxies if there are not sufficient votes at the special meeting to vote in favor of approval of the plan of merger. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 44,090 | 0 | 29-Apr-2019 | 10-May-2019 | ||||||||||||||||||
NORTHRIM BANCORP, INC. | |||||||||||||||||||||||||
Security | 666762109 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | NRIM | Meeting Date | 23-May-2019 | ||||||||||||||||||||||
ISIN | US6667621097 | Agenda | 934992896 - Management | ||||||||||||||||||||||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||||
1 | Larry S. Cash | For | For | For | |||||||||||||||||||||
2 | Anthony Drabek | For | For | For | |||||||||||||||||||||
3 | Karl L. Hanneman | For | For | For | |||||||||||||||||||||
4 | David W. Karp | For | For | For | |||||||||||||||||||||
5 | David J. McCambridge | For | For | For | |||||||||||||||||||||
6 | Krystal M. Nelson | For | For | For | |||||||||||||||||||||
7 | Joseph M. Schierhorn | For | For | For | |||||||||||||||||||||
8 | Aaron M. Schutt | For | For | For | |||||||||||||||||||||
9 | John C. Swalling | For | For | For | |||||||||||||||||||||
10 | Linda C. Thomas | For | For | For | |||||||||||||||||||||
11 | David G. Wight | For | For | For | |||||||||||||||||||||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. To approve, by nonbinding vote, the compensation of the named executive officers. | Management | Abstain | For | Against | ||||||||||||||||||||
3 | RATIFY THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. To ratify the selection of Moss Adams LLP as the independent registered public accounting firm for Northrim Bancorp, Inc. for fiscal year 2019. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 13,490 | 0 | 13-May-2019 | 24-May-2019 | ||||||||||||||||||
NORTHWEST PIPE COMPANY | |||||||||||||||||||||||||
Security | 667746101 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | NWPX | Meeting Date | 20-Jun-2019 | ||||||||||||||||||||||
ISIN | US6677461013 | Agenda | 935010051 - Management | ||||||||||||||||||||||
Record Date | 12-Apr-2019 | Holding Recon Date | 12-Apr-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Jun-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Michael Franson | For | For | For | |||||||||||||||||||||
2. | Advisory Vote on Executive Compensation. | Management | Abstain | For | Against | ||||||||||||||||||||
3. | Ratification of appointment of Moss Adams LLP as the Company's independent registered public accounting firm. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 37,750 | 0 | 04-Jun-2019 | 21-Jun-2019 | ||||||||||||||||||
ONE STOP SYSTEMS, INC. | |||||||||||||||||||||||||
Security | 68247W109 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | OSS | Meeting Date | 15-May-2019 | ||||||||||||||||||||||
ISIN | US68247W1099 | Agenda | 934996957 - Management | ||||||||||||||||||||||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Steve Cooper | For | For | For | |||||||||||||||||||||
2 | Kimberly Sentovich | For | For | For | |||||||||||||||||||||
3 | David Raun | For | For | For | |||||||||||||||||||||
4 | John Reardon | For | For | For | |||||||||||||||||||||
5 | Kenneth Potashner | For | For | For | |||||||||||||||||||||
6 | Jack Harrison | For | For | For | |||||||||||||||||||||
2. | The ratification of the selection of Haskell & White LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 90,330 | 0 | 09-May-2019 | 16-May-2019 | ||||||||||||||||||
OP BANCORP | |||||||||||||||||||||||||
Security | 67109R109 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | OPBK | Meeting Date | 23-Aug-2018 | ||||||||||||||||||||||
ISIN | US67109R1095 | Agenda | 934861053 - Management | ||||||||||||||||||||||
Record Date | 29-Jun-2018 | Holding Recon Date | 29-Jun-2018 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Aug-2018 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Brian Choi | For | For | For | |||||||||||||||||||||
2 | Ernest E. Dow | For | For | For | |||||||||||||||||||||
3 | Jason Hwang | For | For | For | |||||||||||||||||||||
4 | Soo Hun Jung | For | For | For | |||||||||||||||||||||
5 | Min J. Kim | For | For | For | |||||||||||||||||||||
6 | Ock Hee Kim | For | For | For | |||||||||||||||||||||
7 | Myung Ja Park | For | For | For | |||||||||||||||||||||
8 | Yong Sin Shin | For | For | For | |||||||||||||||||||||
2. | To ratify the selection of Crowe LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 41,190 | 0 | 17-Aug-2018 | 24-Aug-2018 | ||||||||||||||||||
ORRSTOWN FINANCIAL SERVICES, INC. | |||||||||||||||||||||||||
Security | 687380105 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | ORRF | Meeting Date | 30-Apr-2019 | ||||||||||||||||||||||
ISIN | US6873801053 | Agenda | 934961562 - Management | ||||||||||||||||||||||
Record Date | 14-Mar-2019 | Holding Recon Date | 14-Mar-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Mark K. Keller | For | For | For | |||||||||||||||||||||
2 | Thomas R. Quinn, Jr. | For | For | For | |||||||||||||||||||||
3 | Michael J. Rice | For | For | For | |||||||||||||||||||||
4 | Glenn W. Snoke | For | For | For | |||||||||||||||||||||
2. | Approve a non-binding advisory vote regarding the compensation paid to our named executive officers ("Say-On-Pay"). | Management | Abstain | For | Against | ||||||||||||||||||||
3. | Ratify the Audit Committee's selection of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | For | ||||||||||||||||||||
4. | Transact such other business as may properly come before the Annual Meeting. | Management | Against | For | Against | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 16,480 | 0 | 12-Apr-2019 | 01-May-2019 | ||||||||||||||||||
P.A.M. TRANSPORTATION SERVICES, INC. | |||||||||||||||||||||||||
Security | 693149106 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | PTSI | Meeting Date | 24-Apr-2019 | ||||||||||||||||||||||
ISIN | US6931491061 | Agenda | 934957739 - Management | ||||||||||||||||||||||
Record Date | 07-Mar-2019 | Holding Recon Date | 07-Mar-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Michael D. Bishop | For | For | For | |||||||||||||||||||||
2 | Frederick P. Calderone | For | For | For | |||||||||||||||||||||
3 | Daniel H. Cushman | For | For | For | |||||||||||||||||||||
4 | W. Scott Davis | For | For | For | |||||||||||||||||||||
5 | Edwin J. Lukas | For | For | For | |||||||||||||||||||||
6 | Franklin H. McLarty | For | For | For | |||||||||||||||||||||
7 | H. Pete Montano | For | For | For | |||||||||||||||||||||
8 | Manuel J. Moroun | For | For | For | |||||||||||||||||||||
9 | Matthew T. Moroun | For | For | For | |||||||||||||||||||||
2. | To ratify the appointment of Grant Thornton LLP as PTSI's independent registered public accounting firm for the 2019 calendar year. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 20,390 | 0 | 11-Apr-2019 | 25-Apr-2019 | ||||||||||||||||||
PACIFIC CITY FINANCIAL CORPORATION | |||||||||||||||||||||||||
Security | 69406T408 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | PCB | Meeting Date | 23-May-2019 | ||||||||||||||||||||||
ISIN | US69406T4085 | Agenda | 935014287 - Management | ||||||||||||||||||||||
Record Date | 29-Mar-2019 | Holding Recon Date | 29-Mar-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Kijun Ahn | For | For | For | |||||||||||||||||||||
2 | Haeyoung Cho | For | For | For | |||||||||||||||||||||
3 | Henry Kim | For | For | For | |||||||||||||||||||||
4 | Sang Young Lee | For | For | For | |||||||||||||||||||||
5 | Hong Kyun "Daniel" Park | For | For | For | |||||||||||||||||||||
6 | Don Rhee | For | For | For | |||||||||||||||||||||
7 | Suk Won Youn | For | For | For | |||||||||||||||||||||
2. | Company Name Change: To consider and vote upon a proposal to change the Company's name to PCB Bancorp. | Management | For | For | For | ||||||||||||||||||||
3. | Eliminate Cumulative Voting: To consider and vote upon a proposal to eliminate cumulative voting in the election of directors. | Management | For | For | For | ||||||||||||||||||||
4. | Independent Registered Public Accounting Firm: To ratify the appointment of Crowe LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 24,870 | 0 | 16-May-2019 | 24-May-2019 | ||||||||||||||||||
PARKE BANCORP, INC. | |||||||||||||||||||||||||
Security | 700885106 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | PKBK | Meeting Date | 16-Apr-2019 | ||||||||||||||||||||||
ISIN | US7008851062 | Agenda | 934952183 - Management | ||||||||||||||||||||||
Record Date | 06-Mar-2019 | Holding Recon Date | 06-Mar-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Apr-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Edward Infantolino# | For | For | For | |||||||||||||||||||||
2 | Fred G. Choate* | For | For | For | |||||||||||||||||||||
3 | Jeffrey H. Kripitz* | For | For | For | |||||||||||||||||||||
4 | Jack C. Sheppard, Jr.* | For | For | For | |||||||||||||||||||||
2. | The ratification of the appointment of RSM US LLP as the Company's independent auditor for the fiscal year ending December 31, 2019. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 24,522 | 0 | 12-Apr-2019 | 17-Apr-2019 | ||||||||||||||||||
PC CONNECTION, INC. | |||||||||||||||||||||||||
Security | 69318J100 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | CNXN | Meeting Date | 22-May-2019 | ||||||||||||||||||||||
ISIN | US69318J1007 | Agenda | 935001571 - Management | ||||||||||||||||||||||
Record Date | 05-Apr-2019 | Holding Recon Date | 05-Apr-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Patricia Gallup | For | For | For | |||||||||||||||||||||
2 | David Hall | For | For | For | |||||||||||||||||||||
3 | David Beffa-Negrini | For | For | For | |||||||||||||||||||||
4 | Barbara Duckett | For | For | For | |||||||||||||||||||||
5 | Jack Ferguson | For | For | For | |||||||||||||||||||||
2. | To approve, in an advisory vote, the compensation of the Company's named executive officers. | Management | Abstain | For | Against | ||||||||||||||||||||
3. | To hold an advisory vote on the frequency of the future executive compensation advisory votes. | Management | Abstain | 3 Years | Against | ||||||||||||||||||||
4. | To approve an amendment to the Company's Amended and Restated 2007 Stock Incentive Plan, as amended, to increase the number of shares of common stock that may be issued thereunder from 1,700,000 to 1,900,000 shares, representing an increase of 200,000 shares. | Management | For | For | For | ||||||||||||||||||||
5. | To approve an amendment to the Company's Amended and Restated 1997 Employee Stock Purchase Plan, as amended, to increase the number of shares of common stock that may be issued thereunder from 1,162,500 to 1,202,500, representing an increase of 40,000 shares. | Management | For | For | For | ||||||||||||||||||||
6. | To ratify the selection by the Audit Committee of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 13,650 | 0 | 13-May-2019 | 23-May-2019 | ||||||||||||||||||
PCM, INC. | |||||||||||||||||||||||||
Security | 69323K100 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | PCMI | Meeting Date | 23-Jul-2018 | ||||||||||||||||||||||
ISIN | US69323K1007 | Agenda | 934851836 - Management | ||||||||||||||||||||||
Record Date | 08-Jun-2018 | Holding Recon Date | 08-Jun-2018 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Jul-2018 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Frank F. Khulusi | For | For | For | |||||||||||||||||||||
2 | Thomas A. Maloof | For | For | For | |||||||||||||||||||||
3 | Ronald B. Reck | For | For | For | |||||||||||||||||||||
4 | Paul C. Heeschen | For | For | For | |||||||||||||||||||||
2. | Proposal to approve an amendment to the PCM, Inc. 2012 Equity Incentive Plan. | Management | For | For | For | ||||||||||||||||||||
3. | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the Company's current fiscal year ending December 31, 2018. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 68,800 | 0 | 16-Jul-2018 | 24-Jul-2018 | ||||||||||||||||||
PENNANTPARK FLOATING RATE CAPITAL LTD. | |||||||||||||||||||||||||
Security | 70806A106 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | PFLT | Meeting Date | 05-Feb-2019 | ||||||||||||||||||||||
ISIN | US70806A1060 | Agenda | 934913371 - Management | ||||||||||||||||||||||
Record Date | 19-Nov-2018 | Holding Recon Date | 19-Nov-2018 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Feb-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Adam K. Bernstein | For | For | For | |||||||||||||||||||||
2 | Jeffrey Flug | For | For | For | |||||||||||||||||||||
2. | To ratify the selection of RSM US LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2019. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 48,447 | 0 | 30-Jan-2019 | 06-Feb-2019 | ||||||||||||||||||
PREMIER FINANCIAL BANCORP, INC. | |||||||||||||||||||||||||
Security | 74050M105 | Meeting Type | Special | ||||||||||||||||||||||
Ticker Symbol | PFBI | Meeting Date | 05-Sep-2018 | ||||||||||||||||||||||
ISIN | US74050M1053 | Agenda | 934865950 - Management | ||||||||||||||||||||||
Record Date | 23-Jul-2018 | Holding Recon Date | 23-Jul-2018 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Sep-2018 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | To approve the issuance of Premier common stock, no par value per share, in connection with the merger contemplated by the Agreement of Merger, as amended by First Amendment to Agreement of Merger by and among Premier Financial Bancorp, Inc. ("Premier"), First Bank of Charleston, Inc. ("First Bank") and Premier Bank, Inc., a wholly owned subsidiary of Premier. | Management | For | For | For | ||||||||||||||||||||
2. | To amend the Articles of Incorporation of Premier to increase the authorized number of shares of Premier common stock from 20,000,000 to 30,000,000. | Management | For | For | For | ||||||||||||||||||||
3. | To adjourn the meeting to a later date or dates, if necessary, to permit further solicitation of proxies in the event there are not sufficient votes at the time of the meeting to approve the matters to be considered by the shareholders at the meeting. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 43,975 | 0 | 17-Aug-2018 | 06-Sep-2018 | ||||||||||||||||||
PREMIER FINANCIAL BANCORP, INC. | |||||||||||||||||||||||||
Security | 74050M105 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | PFBI | Meeting Date | 19-Jun-2019 | ||||||||||||||||||||||
ISIN | US74050M1053 | Agenda | 935033441 - Management | ||||||||||||||||||||||
Record Date | 01-May-2019 | Holding Recon Date | 01-May-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Jun-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Toney K. Adkins | For | For | For | |||||||||||||||||||||
2 | Philip E. Cline | For | For | For | |||||||||||||||||||||
3 | Harry M. Hatfield | For | For | For | |||||||||||||||||||||
4 | Lloyd G. Jackson II | For | For | For | |||||||||||||||||||||
5 | Keith F. Molihan | For | For | For | |||||||||||||||||||||
6 | Marshall T. Reynolds | For | For | For | |||||||||||||||||||||
7 | Neal W. Scaggs | For | For | For | |||||||||||||||||||||
8 | Robert W. Walker | For | For | For | |||||||||||||||||||||
9 | Thomas W. Wright | For | For | For | |||||||||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. To ratify the appointment of Crowe, LLP as the Company's independent auditors for the fiscal year ending December 31, 2019. | Management | For | For | For | ||||||||||||||||||||
3. | ADVISORY (Non-Binding) PROPOSAL ON EXECUTIVE COMPENSATION. To consider and approve the Company's executive compensation in an advisory vote. | Management | Abstain | For | Against | ||||||||||||||||||||
4. | ADVISORY (Non-Binding) PROPOSAL ON FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. To recommend, in an advisory vote, the frequency of shareholder votes on executive compensation. | Management | Abstain | 1 Year | Against | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 45,635 | 0 | 04-Jun-2019 | 20-Jun-2019 | ||||||||||||||||||
PROFIRE ENERGY, INC | |||||||||||||||||||||||||
Security | 74316X101 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | PFIE | Meeting Date | 12-Jun-2019 | ||||||||||||||||||||||
ISIN | US74316X1019 | Agenda | 935018502 - Management | ||||||||||||||||||||||
Record Date | 22-Apr-2019 | Holding Recon Date | 22-Apr-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Jun-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Brenton W. Hatch | For | For | For | |||||||||||||||||||||
2 | Ryan W. Oviatt | For | For | For | |||||||||||||||||||||
3 | Ronald R. Spoehel | For | For | For | |||||||||||||||||||||
4 | Daren J. Shaw | For | For | For | |||||||||||||||||||||
5 | Arlen B. Crouch | For | For | For | |||||||||||||||||||||
2. | The frequency of future advisory votes on the compensation of our named executive officers | Management | 1 Year | 2 Years | Against | ||||||||||||||||||||
3. | Ratify the appointment of Sadler, Gibb & Associates, LLC as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 120,877 | 0 | 06-Jun-2019 | 13-Jun-2019 | ||||||||||||||||||
SILVERCREST ASSET MGMT GROUP INC | |||||||||||||||||||||||||
Security | 828359109 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | SAMG | Meeting Date | 05-Jun-2019 | ||||||||||||||||||||||
ISIN | US8283591092 | Agenda | 935014794 - Management | ||||||||||||||||||||||
Record Date | 23-Apr-2019 | Holding Recon Date | 23-Apr-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Jun-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Albert S. Messina | For | For | For | |||||||||||||||||||||
2. | Approval of executive compensation in an advisory, non-binding vote. | Management | Abstain | For | Against | ||||||||||||||||||||
3. | Selection of frequency of future advisory votes on executive compensation in an advisory, non-binding vote. | Management | Abstain | 1 Year | Against | ||||||||||||||||||||
4. | The ratification of Deloitte & Touche LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 45,980 | 0 | 20-May-2019 | 06-Jun-2019 | ||||||||||||||||||
SPARTAN MOTORS, INC. | |||||||||||||||||||||||||
Security | 846819100 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | SPAR | Meeting Date | 22-May-2019 | ||||||||||||||||||||||
ISIN | US8468191007 | Agenda | 934984914 - Management | ||||||||||||||||||||||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Richard F. Dauch | For | For | For | |||||||||||||||||||||
2 | Ronald E. Harbour | For | For | For | |||||||||||||||||||||
3 | James A. Sharman | For | For | For | |||||||||||||||||||||
2. | Vote on the ratification of the appointment of BDO USA, LLP as Spartan Motors' independent registered public accounting firm for the current fiscal year. | Management | For | For | For | ||||||||||||||||||||
3. | Participate in an advisory vote to approve the compensation of our executives. | Management | Abstain | For | Against | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 56,930 | 0 | 10-May-2019 | 23-May-2019 | ||||||||||||||||||
STERLING CONSTRUCTION COMPANY, INC. | |||||||||||||||||||||||||
Security | 859241101 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | STRL | Meeting Date | 08-May-2019 | ||||||||||||||||||||||
ISIN | US8592411016 | Agenda | 934960407 - Management | ||||||||||||||||||||||
Record Date | 19-Mar-2019 | Holding Recon Date | 19-Mar-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1.1 | Election of Director: Roger A. Cregg | Management | For | For | For | ||||||||||||||||||||
1.2 | Election of Director: Joseph A. Cutillo | Management | For | For | For | ||||||||||||||||||||
1.3 | Election of Director: Marian M. Davenport | Management | For | For | For | ||||||||||||||||||||
1.4 | Election of Director: Raymond F. Messer | Management | For | For | For | ||||||||||||||||||||
1.5 | Election of Director: Dana C. O'Brien | Management | For | For | For | ||||||||||||||||||||
1.6 | Election of Director: Charles R. Patton | Management | For | For | For | ||||||||||||||||||||
1.7 | Election of Director: Milton L. Scott | Management | For | For | For | ||||||||||||||||||||
1.8 | Election of Director: Thomas M. White | Management | For | For | For | ||||||||||||||||||||
2. | To approve, on an advisory basis, the compensation of our named executive Officers. | Management | Abstain | For | Against | ||||||||||||||||||||
3. | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for 2019. | Management | For | For | For | ||||||||||||||||||||
4. | To adopt the 2019 Employee Stock Purchase Plan. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 34,580 | 0 | 06-May-2019 | 09-May-2019 | ||||||||||||||||||
SUMMIT FINANCIAL GROUP, INC. | |||||||||||||||||||||||||
Security | 86606G101 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | SMMF | Meeting Date | 21-May-2019 | ||||||||||||||||||||||
ISIN | US86606G1013 | Agenda | 935001494 - Management | ||||||||||||||||||||||
Record Date | 01-Apr-2019 | Holding Recon Date | 01-Apr-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Jason A. Kitmiller* | For | For | For | |||||||||||||||||||||
2 | Oscar M. Bean# | For | For | For | |||||||||||||||||||||
3 | Dewey F. Bensenhaver# | For | For | For | |||||||||||||||||||||
4 | John W. Crites, II# | For | For | For | |||||||||||||||||||||
5 | James P. Geary, II# | For | For | For | |||||||||||||||||||||
6 | Charles S. Piccirillo# | For | For | For | |||||||||||||||||||||
2. | To adopt a non-binding resolution to approve the compensation of the Company's named executive officers. | Management | Abstain | For | Against | ||||||||||||||||||||
3. | To adopt a non-binding advisory proposal on the frequency of future votes on the compensation of the Company's named executive officers. | Management | Abstain | 3 Years | Against | ||||||||||||||||||||
4. | To ratify the selection of Yount, Hyde & Barbour, P.C. as Summit's independent registered public accounting firm for the year ended December 31, 2019. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 26,880 | 0 | 15-May-2019 | 22-May-2019 | ||||||||||||||||||
THE FIRST BANCSHARES, INC. | |||||||||||||||||||||||||
Security | 318916103 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | FBMS | Meeting Date | 16-May-2019 | ||||||||||||||||||||||
ISIN | US3189161033 | Agenda | 934972337 - Management | ||||||||||||||||||||||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | David W. Bomboy, M.D. | For | For | For | |||||||||||||||||||||
2 | M. Ray (Hoppy) Cole, Jr | For | For | For | |||||||||||||||||||||
3 | E. Ricky Gibson | For | For | For | |||||||||||||||||||||
2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | Abstain | For | Against | ||||||||||||||||||||
3. | Proposal to ratify the appointment of Crowe, LLP as the Independent Registered Public Accounting Firm of the Company | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 9,790 | 0 | 13-May-2019 | 17-May-2019 | ||||||||||||||||||
TWIN DISC, INCORPORATED | |||||||||||||||||||||||||
Security | 901476101 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | TWIN | Meeting Date | 25-Oct-2018 | ||||||||||||||||||||||
ISIN | US9014761012 | Agenda | 934875444 - Management | ||||||||||||||||||||||
Record Date | 23-Aug-2018 | Holding Recon Date | 23-Aug-2018 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Oct-2018 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | David B. Rayburn | For | For | For | |||||||||||||||||||||
2 | Janet P. Giesselman | For | For | For | |||||||||||||||||||||
3 | David W. Johnson | For | For | For | |||||||||||||||||||||
2. | Advise approval of the compensation of the Named Executive Officers. | Management | Abstain | For | Against | ||||||||||||||||||||
3. | Ratify the appointment of RSM US LLP as our independent auditors for the fiscal year ending June 30, 2019. | Management | For | For | For | ||||||||||||||||||||
4. | Approve the Twin Disc, Incorporated 2018 Long-Term Incentive Compensation Plan. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 40,960 | 0 | 19-Oct-2018 | 26-Oct-2018 | ||||||||||||||||||
ULTRA CLEAN HOLDINGS, INC. | |||||||||||||||||||||||||
Security | 90385V107 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | UCTT | Meeting Date | 23-May-2019 | ||||||||||||||||||||||
ISIN | US90385V1070 | Agenda | 935012485 - Management | ||||||||||||||||||||||
Record Date | 29-Mar-2019 | Holding Recon Date | 29-Mar-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1A. | Election of Director: Clarence L. Granger | Management | For | For | For | ||||||||||||||||||||
1B. | Election of Director: James P. Scholhamer | Management | For | For | For | ||||||||||||||||||||
1C. | Election of Director: David T. ibnAle | Management | For | For | For | ||||||||||||||||||||
1D. | Election of Director: Leonid Mezhvinsky | Management | For | For | For | ||||||||||||||||||||
1E. | Election of Director: Emily M. Liggett | Management | For | For | For | ||||||||||||||||||||
1F. | Election of Director: Thomas T. Edman | Management | For | For | For | ||||||||||||||||||||
1G. | Election of Director: Barbara V. Scherer | Management | For | For | For | ||||||||||||||||||||
1H. | Election of Director: Ernest E. Maddock | Management | For | For | For | ||||||||||||||||||||
2. | Approval of an Amendment and Restatement of our Stock Incentive Plan. | Management | For | For | For | ||||||||||||||||||||
3. | Ratification of the appointment of Moss Adams LLP as the independent registered public accounting firm of Ultra Clean Holdings, Inc. for fiscal 2019. | Management | For | For | For | ||||||||||||||||||||
4. | Approval, by an advisory vote, of the compensation of Ultra Clean Holdings, Inc.'s named executive officers for fiscal 2018 as disclosed in our proxy statement for the 2019 Annual Meeting of Stockholders. | Management | Abstain | For | Against | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 88,790 | 0 | 13-May-2019 | 24-May-2019 | ||||||||||||||||||
UNIQUE FABRICATING INC | |||||||||||||||||||||||||
Security | 90915J103 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | UFAB | Meeting Date | 06-Jun-2019 | ||||||||||||||||||||||
ISIN | US90915J1034 | Agenda | 935001002 - Management | ||||||||||||||||||||||
Record Date | 09-Apr-2019 | Holding Recon Date | 09-Apr-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | William Cooke | For | For | For | |||||||||||||||||||||
2 | Kimberly Korth | For | For | For | |||||||||||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 29, 2019. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 92,570 | 0 | 30-May-2019 | 07-Jun-2019 | ||||||||||||||||||
UNIVERSAL ELECTRONICS INC. | |||||||||||||||||||||||||
Security | 913483103 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | UEIC | Meeting Date | 04-Jun-2019 | ||||||||||||||||||||||
ISIN | US9134831034 | Agenda | 935004490 - Management | ||||||||||||||||||||||
Record Date | 16-Apr-2019 | Holding Recon Date | 16-Apr-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Jun-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Paul D. Arling | For | For | For | |||||||||||||||||||||
2. | Say on Pay - Approval, on an advisory basis, of named executive officer compensation. | Management | Abstain | For | Against | ||||||||||||||||||||
3. | Ratification of the appointment of Grant Thornton LLP, a firm of Independent Registered Public Accountants as the Company's auditors for the year ending December 31, 2019. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 12,860 | 0 | 30-May-2019 | 05-Jun-2019 | ||||||||||||||||||
WEST BANCORPORATION, INC. | |||||||||||||||||||||||||
Security | 95123P106 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | WTBA | Meeting Date | 25-Apr-2019 | ||||||||||||||||||||||
ISIN | US95123P1066 | Agenda | 934934399 - Management | ||||||||||||||||||||||
Record Date | 15-Feb-2019 | Holding Recon Date | 15-Feb-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Steven K. Gaer | For | For | For | |||||||||||||||||||||
2 | Michael J. Gerdin | For | For | For | |||||||||||||||||||||
3 | Sean P. McMurray | For | For | For | |||||||||||||||||||||
4 | David R. Milligan | For | For | For | |||||||||||||||||||||
5 | George D. Milligan | For | For | For | |||||||||||||||||||||
6 | David D. Nelson | For | For | For | |||||||||||||||||||||
7 | James W. Noyce | For | For | For | |||||||||||||||||||||
8 | Robert G. Pulver | For | For | For | |||||||||||||||||||||
9 | Lou Ann Sandburg | For | For | For | |||||||||||||||||||||
10 | Steven T. Schuler | For | For | For | |||||||||||||||||||||
11 | Therese M. Vaughan | For | For | For | |||||||||||||||||||||
12 | Philip Jason Worth | For | For | For | |||||||||||||||||||||
2. | To approve, on a nonbinding basis, the 2018 compensation of the named executive officers disclosed in the proxy statement. | Management | Abstain | For | Against | ||||||||||||||||||||
3. | To ratify the appointment of RSM US LLP as the Company's independent registered public accounting firm for 2019. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 26,720 | 0 | 09-Apr-2019 | 26-Apr-2019 | ||||||||||||||||||
XCERRA CORPORATION | |||||||||||||||||||||||||
Security | 98400J108 | Meeting Type | Special | ||||||||||||||||||||||
Ticker Symbol | XCRA | Meeting Date | 30-Aug-2018 | ||||||||||||||||||||||
ISIN | US98400J1088 | Agenda | 934863728 - Management | ||||||||||||||||||||||
Record Date | 27-Jul-2018 | Holding Recon Date | 27-Jul-2018 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Aug-2018 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | To approve the Agreement and Plan of Merger, dated as of May 7, 2018, by and among Cohu, Inc., Xavier Acquisition Corporation and the Company. | Management | For | For | For | ||||||||||||||||||||
2. | To approve any proposal to adjourn the Special Meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to approve the Merger Agreement at the time of the Special Meeting. | Management | For | For | For | ||||||||||||||||||||
3. | To approve, by non-binding, advisory vote, compensation that will or may become payable by Xcerra Corporation to its named executive officers in connection with the Merger. | Management | Abstain | For | Against | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 87,390 | 0 | 17-Aug-2018 | 31-Aug-2018 | ||||||||||||||||||
ZAGG INC | |||||||||||||||||||||||||
Security | 98884U108 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | ZAGG | Meeting Date | 20-Jun-2019 | ||||||||||||||||||||||
ISIN | US98884U1088 | Agenda | 935019201 - Management | ||||||||||||||||||||||
Record Date | 22-Apr-2019 | Holding Recon Date | 22-Apr-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Jun-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Chris Ahern | For | For | For | |||||||||||||||||||||
2 | Michael T. Birch | For | For | For | |||||||||||||||||||||
3 | Cheryl A. Larabee | For | For | For | |||||||||||||||||||||
4 | Daniel R. Maurer | For | For | For | |||||||||||||||||||||
5 | P. Scott Stubbs | For | For | For | |||||||||||||||||||||
2. | Ratification of the Appointment of KPMG LLP as independent registered public accounting firm for the Company. | Management | For | For | For | ||||||||||||||||||||
3. | Non-binding advisory vote to approve the compensation of our named executive officers in 2018. | Management | Abstain | For | Against | ||||||||||||||||||||
4. | Non-binding advisory vote on the frequency of future advisory votes on compensation of named executive officers. | Management | Abstain | 1 Year | Against | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 98,200 | 0 | 11-Jun-2019 | 21-Jun-2019 | ||||||||||||||||||
ZOVIO INC. | |||||||||||||||||||||||||
Security | 10807M105 | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | Meeting Date | 29-May-2019 | |||||||||||||||||||||||
ISIN | US10807M1053 | Agenda | 934994939 - Management | ||||||||||||||||||||||
Record Date | 05-Apr-2019 | Holding Recon Date | 05-Apr-2019 | ||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-May-2019 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||
1 | Victor K. Nichols | For | For | For | |||||||||||||||||||||
2 | George P. Pernsteiner | For | For | For | |||||||||||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 75,410 | 0 | 20-May-2019 | 30-May-2019 |
Pier Capital, LLC
FORM N-PX SPREADSHEET* | ||||||||
REGISTRANT NAME: _______________________________ | ||||||||
INVESTMENT COMPANY ACT FILE NUMBER: _____________________________ | ||||||||
REPORTING PERIOD: | 07/01/2018 - 06/30/2019 | |||||||
REGISTRANT ADDRESS: ____________________________ | ||||||||
NAME OF SERIES (AS APPLICABLE): __________________________________ | ||||||||
Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund's Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against Management |
TOWER SEMICONDUCTOR LTD. | TSEM | M87915274 | 03-Jul-2018 | 1a. Election of Directors (Majority Voting); Election of Director: Mr. Amir Elstein | Management | Yes | For | For |
TOWER SEMICONDUCTOR LTD. | TSEM | M87915274 | 03-Jul-2018 | 1b. Election of Directors (Majority Voting); Election of Director: Mr. Kalman Kaufman | Management | Yes | For | For |
TOWER SEMICONDUCTOR LTD. | TSEM | M87915274 | 03-Jul-2018 | 1c. Election of Directors (Majority Voting); Election of Director: Mrs. Dana Gross | Management | Yes | For | For |
TOWER SEMICONDUCTOR LTD. | TSEM | M87915274 | 03-Jul-2018 | 1d. Election of Directors (Majority Voting); Election of Director: Mr. Rami Guzman | Management | Yes | For | For |
TOWER SEMICONDUCTOR LTD. | TSEM | M87915274 | 03-Jul-2018 | 1e. Election of Directors (Majority Voting); Election of Director: Mr. Yoav Chelouche | Management | Yes | For | For |
TOWER SEMICONDUCTOR LTD. | TSEM | M87915274 | 03-Jul-2018 | 1f. Election of Directors (Majority Voting); Election of Director: Mr. Alex Kornhauser | Management | Yes | For | For |
TOWER SEMICONDUCTOR LTD. | TSEM | M87915274 | 03-Jul-2018 | 1g. Election of Directors (Majority Voting); Election of Director: Mr. Ilan Flato | Management | Yes | For | For |
TOWER SEMICONDUCTOR LTD. | TSEM | M87915274 | 03-Jul-2018 | 1h. Election of Directors (Majority Voting); Election of Director: Ms. Iris Avner | Management | Yes | For | For |
TOWER SEMICONDUCTOR LTD. | TSEM | M87915274 | 03-Jul-2018 | 1i. Election of Directors (Majority Voting); Election of Director: Mr. Russell Ellwanger | Management | Yes | For | For |
TOWER SEMICONDUCTOR LTD. | TSEM | M87915274 | 03-Jul-2018 | 1j. Election of Directors (Majority Voting); Election of Director: Mr. Jerry Neal | Management | Yes | For | For |
TOWER SEMICONDUCTOR LTD. | TSEM | M87915274 | 03-Jul-2018 | 2. Election of Directors (Full Slate); TO APPOINT Mr. Amir Elstein as the Chairman of the Board of Directors to serve until the next annual meeting of the shareholders and until his successor shall be duly appointed and approve his terms of compensation as set forth in Proposal 2 of the Proxy Statement. | Management | Yes | For | For |
TOWER SEMICONDUCTOR LTD. | TSEM | M87915274 | 03-Jul-2018 | 3. Miscellaneous Corporate Actions; TO APPROVE the increase in annual base salary of our chief executive officer, Mr. Russell Ellwanger, in compliance with the Company's Compensation Policy, as described in Proposal 3 of the Proxy Statement. | Management | Yes | For | For |
TOWER SEMICONDUCTOR LTD. | TSEM | M87915274 | 03-Jul-2018 | 3a. Miscellaneous Corporate Actions; Do you have a "Personal Interest" (as defined on the reverse side) with respect to the subject matter of Proposal 3? If you vote Yes, you do have a personal interest or you do not provide a vote at all on this Proposal 3a, your vote will not be counted for Proposal 3. Please confirm you are a controlling shareholder/have a personal interest If you vote FOR=YES your vote will not count for the 3. MARK "FOR" = YES OR "AGAINST" = NO. | Management | Yes | Against | n/a |
TOWER SEMICONDUCTOR LTD. | TSEM | M87915274 | 03-Jul-2018 | 4. Approve Option Grants; TO APPROVE the equity grant to our chief executive officer, Mr. Russell Ellwanger, in compliance with the Company's Compensation Policy, as described in Proposal 4 of the Proxy Statement. | Management | Yes | For | For |
TOWER SEMICONDUCTOR LTD. | TSEM | M87915274 | 03-Jul-2018 | 4a. Miscellaneous Corporate Actions; Do you have a "Personal Interest" (as defined on the reverse side) with respect to the subject matter of Proposal 4? If you vote Yes, you do have personal interest or you do not provide a vote at all on this Proposal 4a, your vote will not be counted for Proposal 4 Please confirm you are a controlling shareholder/have a personal interest If you vote FOR=YES your vote will not count for the 4. MARK "FOR" = YES OR "AGAINST" = NO. | Management | Yes | Against | n/a |
TOWER SEMICONDUCTOR LTD. | TSEM | M87915274 | 03-Jul-2018 | 5. Approve Option Grants; TO APPROVE (subject to the appointment of each nominee as director under Proposal 1) the proposed equity grant to each of the members of our Board of Directors (other than to Amir Elstein and Russell Ellwanger), in compliance with the Company's Compensation Policy, as described in Proposal 5 of the Proxy Statement. | Management | Yes | For | For |
TOWER SEMICONDUCTOR LTD. | TSEM | M87915274 | 03-Jul-2018 | 6. Ratify Appointment of Independent Auditors; TO APPROVE the appointment of Brightman Almagor & Co. as the independent public accountant of the Company for the year ending December 31, 2018 and for the period commencing January 1, 2019 and until the next annual shareholders' meeting, and the authorization of the Audit Committee of the Board of Directors to determine the remuneration of such auditors. | Management | Yes | For | For |
CAVCO INDUSTRIES, INC. | CVCO | 149568107 | 10-Jul-2018 | 1.1 Election of Directors; DIRECTOR Steven G. Bunger | Management | Yes | For | For |
CAVCO INDUSTRIES, INC. | CVCO | 149568107 | 10-Jul-2018 | 1.2 Election of Directors; DIRECTOR Jack Hanna | Management | Yes | For | For |
CAVCO INDUSTRIES, INC. | CVCO | 149568107 | 10-Jul-2018 | 2. Ratify Appointment of Independent Auditors; Ratification of the appointment of independent auditor for fiscal 2019. | Management | Yes | For | For |
CAVCO INDUSTRIES, INC. | CVCO | 149568107 | 10-Jul-2018 | 3. 14A Executive Compensation; Proposal to approve the advisory (non-binding) resolution relating to executive compensation. | Management | Yes | For | For |
NEW RELIC, INC. | NEWR | 64829B100 | 21-Aug-2018 | 1.1 Election of Directors; DIRECTOR Sohaib Abbasi | Management | Yes | For | For |
NEW RELIC, INC. | NEWR | 64829B100 | 21-Aug-2018 | 1.2 Election of Directors; DIRECTOR Hope Cochran | Management | Yes | For | For |
NEW RELIC, INC. | NEWR | 64829B100 | 21-Aug-2018 | 1.3 Election of Directors; DIRECTOR Adam Messinger | Management | Yes | For | For |
NEW RELIC, INC. | NEWR | 64829B100 | 21-Aug-2018 | 2. 14A Executive Compensation; To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement. | Management | Yes | For | For |
NEW RELIC, INC. | NEWR | 64829B100 | 21-Aug-2018 | 3. Ratify Appointment of Independent Auditors; To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for its fiscal year ending March 31, 2019. | Management | Yes | For | For |
ACXIOM CORPORATION | ACXM | 005125109 | 20-Sep-2018 | 1a. Election of Directors (Majority Voting); Election of Director: John. L. Battelle | Management | Yes | For | For |
ACXIOM CORPORATION | ACXM | 005125109 | 20-Sep-2018 | 1b. Election of Directors (Majority Voting); Election of Director: William J. Henderson | Management | Yes | For | For |
ACXIOM CORPORATION | ACXM | 005125109 | 20-Sep-2018 | 1c. Election of Directors (Majority Voting); Election of Director: Debora B. Tomlin | Management | Yes | For | For |
ACXIOM CORPORATION | ACXM | 005125109 | 20-Sep-2018 | 2. 14A Executive Compensation; Approval on an advisory (non-binding) basis of the compensation of the Company's named executive officers. | Management | Yes | For | For |
ACXIOM CORPORATION | ACXM | 005125109 | 20-Sep-2018 | 3. Authorize Sale of Assets; Approval of the sale of the Company's Acxiom Marketing Solutions business to The Interpublic Group of Companies, Inc. (the "AMS Sale"), pursuant to that certain Membership Interest Purchase Agreement, dated as of July 2, 2018, by and among the Company LiveRamp, Inc., The Interpublic Group of Companies, Inc. and Acxiom Holdings, Inc. | Management | Yes | For | For |
ACXIOM CORPORATION | ACXM | 005125109 | 20-Sep-2018 | 4. Approve Merger Agreement; Adoption of that certain Holdco Merger Agreement (as further described in the Company's proxy statement for the 2018 Annual Meeting), to approve a holding company merger and conversion of the Company into a limited liability company (the "Holdco Merger" and the "LLC Conversion"), pursuant to which the Company will establish Acxiom Holdings, Inc. as a new holding company at the top of the Company's organization, following which the Company will convert into a limited liability company organized under the laws of the state of Delaware | Management | Yes | For | For |
ACXIOM CORPORATION | ACXM | 005125109 | 20-Sep-2018 | 5. Approve Motion to Adjourn Meeting; Approval of the proposal to adjourn the 2018 Annual Meeting, and any adjourned session of the 2018 Annual Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the AMS Sale (Proposal No. 3) or the Holdco Merger Agreement, Holdco Merger and LLC Conversion (Proposal No. 4) | Management | Yes | For | For |
ACXIOM CORPORATION | ACXM | 005125109 | 20-Sep-2018 | 6. 14A Executive Compensation; Approval on an advisory (non-binding) basis of various payments that the Company's named executive officers will or may be eligible to receive in connection with the AMS Sale | Management | Yes | For | For |
ACXIOM CORPORATION | ACXM | 005125109 | 20-Sep-2018 | 7. Amend Stock Compensation Plan; Approval of an increase in the number of shares available for issuance under the Company's Amended and Restated 2005 Equity Compensation Plan | Management | Yes | For | For |
ACXIOM CORPORATION | ACXM | 005125109 | 20-Sep-2018 | 8. Ratify Appointment of Independent Auditors; Ratification of KPMG LLP as the Company's independent registered public accountant for Fiscal Year 2019 | Management | Yes | For | For |
SKYLINE CHAMPION | SKY | 830830105 | 26-Sep-2018 | 1.1 Election of Directors; DIRECTOR Keith Anderson | Management | Yes | For | For |
SKYLINE CHAMPION | SKY | 830830105 | 26-Sep-2018 | 1.2 Election of Directors; DIRECTOR Timothy Bernlohr | Management | Yes | For | For |
SKYLINE CHAMPION | SKY | 830830105 | 26-Sep-2018 | 1.3 Election of Directors; DIRECTOR Michael Bevacqua | Management | Yes | For | For |
SKYLINE CHAMPION | SKY | 830830105 | 26-Sep-2018 | 1.4 Election of Directors; DIRECTOR John C. Firth | Management | Yes | For | For |
SKYLINE CHAMPION | SKY | 830830105 | 26-Sep-2018 | 1.5 Election of Directors; DIRECTOR Richard W. Florea | Management | Yes | For | For |
SKYLINE CHAMPION | SKY | 830830105 | 26-Sep-2018 | 1.6 Election of Directors; DIRECTOR Michael Kaufman | Management | Yes | For | For |
SKYLINE CHAMPION | SKY | 830830105 | 26-Sep-2018 | 1.7 Election of Directors; DIRECTOR Daniel R. Osnoss | Management | Yes | For | For |
SKYLINE CHAMPION | SKY | 830830105 | 26-Sep-2018 | 1.8 Election of Directors; DIRECTOR Gary E. Robinette | Management | Yes | For | For |
SKYLINE CHAMPION | SKY | 830830105 | 26-Sep-2018 | 2. 14A Executive Compensation; ADVISORY VOTE ON EXECUTIVE COMPENSATION. RESOLVED, the shareholders approve the compensation awarded to Skyline Champion's named executive officers for fiscal year 2018 as disclosed in the Executive Compensation discussion included in the Proxy Statement. | Management | Yes | For | For |
SKYLINE CHAMPION | SKY | 830830105 | 26-Sep-2018 | 3. Approve Stock Compensation Plan; APPROVAL OF 2018 EQUITY INCENTIVE PLAN | Management | Yes | For | For |
SKYLINE CHAMPION | SKY | 830830105 | 26-Sep-2018 | 4. Ratify Appointment of Independent Auditors; RATIFICATION OF ERNST & YOUNG LLP'S APPOINTMENT AS INDEPENDENT AUDITOR FOR FISCAL YEAR 2019 | Management | Yes | For | For |
WNS (HOLDINGS) LIMITED | WNS | 92932M101 | 27-Sep-2018 | 1. Adopt Accounts for Past Year; Adoption of the audited annual accounts of the Company for the financial year ended March 31, 2018, together with the auditors' report. | Management | Yes | For | For |
WNS (HOLDINGS) LIMITED | WNS | 92932M101 | 27-Sep-2018 | 2. Ratify Appointment of Independent Auditors; Re-appointment of Grant Thornton India LLP as the auditors of the Company. | Management | Yes | For | For |
WNS (HOLDINGS) LIMITED | WNS | 92932M101 | 27-Sep-2018 | 3. Approve Remuneration of Directors and Auditors; Approval of auditors' remuneration for the financial year ending March 31, 2019. | Management | Yes | For | For |
WNS (HOLDINGS) LIMITED | WNS | 92932M101 | 27-Sep-2018 | 4. Election of Directors (Full Slate); Re-election of the Class III Director, Mrs. Renu S. Karnad. | Management | Yes | For | For |
WNS (HOLDINGS) LIMITED | WNS | 92932M101 | 27-Sep-2018 | 5. Election of Directors (Majority Voting); Re-election of the Class III Director, Mr. John Freeland. | Management | Yes | For | For |
WNS (HOLDINGS) LIMITED | WNS | 92932M101 | 27-Sep-2018 | 6. Election of Directors (Majority Voting); Re-election of the Class III Director, Ms. Francoise Gri. | Management | Yes | For | For |
WNS (HOLDINGS) LIMITED | WNS | 92932M101 | 27-Sep-2018 | 7. Receive Directors' Report; Approval of Directors' remuneration for the period from the Annual General Meeting until the next annual general meeting of the Company to be held in respect of the financial year ending March 31, 2019. | Management | Yes | For | For |
WNS (HOLDINGS) LIMITED | WNS | 92932M101 | 27-Sep-2018 | 8. Amend Incentive Stock Option Plan; Increase in the ordinary shares/American Depositary Shares ("ADSs") available for grant under the Company's 2016 Incentive Award Plan as may be amended and restated pursuant to and in accordance with the terms thereof ("the Plan") by 1.4 Million ordinary shares/ADSs (representing 2.7% of the total ...Due to space limits, see proxy material for full proposal. | Management | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 04-Oct-2018 | 1. Election of Directors (Full Slate); To re-elect Peter Bauer as a Class III director of the Company. | Management | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 04-Oct-2018 | 2. Election of Directors (Full Slate); To re-elect Jeffrey Lieberman as a Class III director of the Company. | Management | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 04-Oct-2018 | 3. Election of Directors (Full Slate); To re-elect Hagi Schwartz as a Class III director of the Company. | Management | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 04-Oct-2018 | 4. Ratify Appointment of Independent Auditors; To appoint Ernst & Young LLP in the United Kingdom as our independent auditors. | Management | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 04-Oct-2018 | 5. Approve Remuneration of Directors and Auditors; To authorise the Board of Directors of the Company to determine the remuneration of the auditors. | Management | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 04-Oct-2018 | 6. Receive Directors' Report; To receive the Company's accounts for the year ended March 31, 2018 together with the directors' report and the auditors' report on those accounts. | Management | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 04-Oct-2018 | 7. 14A Executive Compensation; Non-binding advisory vote to approve the compensation of the named executive officers. | Management | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 04-Oct-2018 | 8. 14A Executive Compensation Vote Frequency; Non-binding advisory vote on the frequency of future advisory votes to approve the compensation of our named executive officers. | Management | Yes | 1 year | For |
MIMECAST LIMITED | MIME | G14838109 | 04-Oct-2018 | 1. Election of Directors (Full Slate); To re-elect Peter Bauer as a Class III director of the Company. | Management | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 04-Oct-2018 | 2. Election of Directors (Full Slate); To re-elect Jeffrey Lieberman as a Class III director of the Company. | Management | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 04-Oct-2018 | 3. Election of Directors (Full Slate); To re-elect Hagi Schwartz as a Class III director of the Company. | Management | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 04-Oct-2018 | 4. Ratify Appointment of Independent Auditors; To appoint Ernst & Young LLP in the United Kingdom as our independent auditors. | Management | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 04-Oct-2018 | 5. Approve Remuneration of Directors and Auditors; To authorise the Board of Directors of the Company to determine the remuneration of the auditors. | Management | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 04-Oct-2018 | 6. Receive Directors' Report; To receive the Company's accounts for the year ended March 31, 2018 together with the directors' report and the auditors' report on those accounts. | Management | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 04-Oct-2018 | 7. 14A Executive Compensation; Non-binding advisory vote to approve the compensation of the named executive officers. | Management | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 04-Oct-2018 | 8. 14A Executive Compensation Vote Frequency; Non-binding advisory vote on the frequency of future advisory votes to approve the compensation of our named executive officers. | Management | Yes | 1 year | For |
CATALENT, INC. | CTLT | 148806102 | 31-Oct-2018 | 1a. Election of Directors (Majority Voting); Election of Director: John Chiminski | Management | Yes | For | For |
CATALENT, INC. | CTLT | 148806102 | 31-Oct-2018 | 1b. Election of Directors (Majority Voting); Election of Director: Rosemary A. Crane | Management | Yes | For | For |
CATALENT, INC. | CTLT | 148806102 | 31-Oct-2018 | 1c. Election of Directors (Majority Voting); Election of Director: Donald E. Morel, Jr. | Management | Yes | For | For |
CATALENT, INC. | CTLT | 148806102 | 31-Oct-2018 | 1d. Election of Directors (Majority Voting); Election of Director: Jack Stahl | Management | Yes | For | For |
CATALENT, INC. | CTLT | 148806102 | 31-Oct-2018 | 2. Ratify Appointment of Independent Auditors; Ratify the appointment of Ernst & Young LLP as the independent auditor of the Company. | Management | Yes | For | For |
CATALENT, INC. | CTLT | 148806102 | 31-Oct-2018 | 3. 14A Executive Compensation; To approve, by non-binding vote, the compensation of our named executive officers (say-on-pay). | Management | Yes | For | For |
CATALENT, INC. | CTLT | 148806102 | 31-Oct-2018 | 4. Approve Stock Compensation Plan; To approve our 2018 Omnibus Incentive Plan. | Management | Yes | For | For |
CATALENT, INC. | CTLT | 148806102 | 31-Oct-2018 | 5. Adopt Employee Stock Purchase Plan; To approve our 2019 Employee Stock Purchase Plan. | Management | Yes | For | For |
CATALENT, INC. | CTLT | 148806102 | 31-Oct-2018 | 6. Declassify Board; To approve the amendment and restatement of our Second Amended and Restated Certificate of Incorporation to declassify our Board of Directors. | Management | Yes | For | For |
II-VI INCORPORATED | IIVI | 902104108 | 09-Nov-2018 | 1a. Election of Directors (Majority Voting); Election of Class I Director: Vincent D. Mattera, Jr. | Management | Yes | For | For |
II-VI INCORPORATED | IIVI | 902104108 | 09-Nov-2018 | 1b. Election of Directors (Majority Voting); Election of Class I Director: Marc Y. E. Pelaez | Management | Yes | For | For |
II-VI INCORPORATED | IIVI | 902104108 | 09-Nov-2018 | 1c. Election of Directors (Majority Voting); Election of Class I Director: Howard H. Xia | Management | Yes | For | For |
II-VI INCORPORATED | IIVI | 902104108 | 09-Nov-2018 | 2. 14A Executive Compensation; Non-binding advisory vote to approve the compensation of the Company's named executive officers for fiscal year 2018. | Management | Yes | For | For |
II-VI INCORPORATED | IIVI | 902104108 | 09-Nov-2018 | 3. Adopt Employee Stock Purchase Plan; Approval of the 2018 Qualified Employee Stock Purchase Plan. | Management | Yes | For | For |
II-VI INCORPORATED | IIVI | 902104108 | 09-Nov-2018 | 4. Approve Stock Compensation Plan; Approval of the 2018 Omnibus Incentive Plan. | Management | Yes | For | For |
II-VI INCORPORATED | IIVI | 902104108 | 09-Nov-2018 | 5. Ratify Appointment of Independent Auditors; Ratification of the Audit Committee's selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2019. | Management | Yes | For | For |
BOTTOMLINE TECHNOLOGIES (DE), INC. | EPAY | 101388106 | 15-Nov-2018 | 1.1 Election of Directors; DIRECTOR Peter Gibson | Management | Yes | For | For |
BOTTOMLINE TECHNOLOGIES (DE), INC. | EPAY | 101388106 | 15-Nov-2018 | 1.2 Election of Directors; DIRECTOR Joseph L. Mullen | Management | Yes | For | For |
BOTTOMLINE TECHNOLOGIES (DE), INC. | EPAY | 101388106 | 15-Nov-2018 | 2. 14A Executive Compensation; Non-binding advisory vote to approve executive compensation. | Management | Yes | For | For |
BOTTOMLINE TECHNOLOGIES (DE), INC. | EPAY | 101388106 | 15-Nov-2018 | 3. Amend Stock Compensation Plan; Approval of the amendment to the Company's 2009 Stock Incentive Plan to increase the number of shares of common stock authorized thereunder from 12,750,000 to 14,950,000. | Management | Yes | For | For |
BOTTOMLINE TECHNOLOGIES (DE), INC. | EPAY | 101388106 | 15-Nov-2018 | 4. Amend Stock Compensation Plan; Approval of the Company's 2018 Israeli Special Purpose Stock Incentive Plan and the authorization to issue 200,000 shares of common stock thereunder. | Management | Yes | For | For |
BOTTOMLINE TECHNOLOGIES (DE), INC. | EPAY | 101388106 | 15-Nov-2018 | 5. Ratify Appointment of Independent Auditors; Ratification of the selection of Ernst & Young LLP as the Company's registered public accounting firm for the current fiscal year. | Management | Yes | For | For |
ZSCALER, INC. | ZS | 98980G102 | 18-Dec-2018 | 1.1 Election of Directors; DIRECTOR Karen Blasing | Management | Yes | For | For |
ZSCALER, INC. | ZS | 98980G102 | 18-Dec-2018 | 1.2 Election of Directors; DIRECTOR Charles Giancarlo | Management | Yes | For | For |
ZSCALER, INC. | ZS | 98980G102 | 18-Dec-2018 | 2. Ratify Appointment of Independent Auditors; To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2019. | Management | Yes | For | For |
PANDORA MEDIA, INC. | P | 698354107 | 29-Jan-2019 | 1. Approve Merger Agreement; To adopt the Agreement and Plan of Merger and Reorganization (the "merger agreement"), dated as of September 23, 2018 (as such agreement may be amended from time to time), by and among Pandora, Sirius XM Holdings Inc., White Oaks Acquisition Corp., Sirius XM Radio Inc., Billboard Holding Company, Inc., and Billboard Acquisition Sub, Inc., pursuant to which through a series of transactions Sirius XM will acquire Pandora (the "merger agreement proposal"). | Management | Yes | For | For |
PANDORA MEDIA, INC. | P | 698354107 | 29-Jan-2019 | 2. 14A Executive Compensation; To approve, on a non-binding advisory basis, certain compensation that may be paid or become payable to Pandora's named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement. | Management | Yes | For | For |
PANDORA MEDIA, INC. | P | 698354107 | 29-Jan-2019 | 3. Approve Motion to Adjourn Meeting; To approve one or more adjournments or postponements of the Pandora special meeting, if necessary or appropriate, including to solicit additional proxies in the event there are not sufficient votes at the time of the Pandora special meeting to approve the merger agreement proposal. | Management | Yes | For | For |
ESCO TECHNOLOGIES INC. | ESE | 296315104 | 05-Feb-2019 | 1.1 Election of Directors; DIRECTOR Leon J. Olivier | Management | Yes | For | For |
ESCO TECHNOLOGIES INC. | ESE | 296315104 | 05-Feb-2019 | 1.2 Election of Directors; DIRECTOR Victor L. Richey | Management | Yes | For | For |
ESCO TECHNOLOGIES INC. | ESE | 296315104 | 05-Feb-2019 | 1.3 Election of Directors; DIRECTOR Larry W. Solley | Management | Yes | For | For |
ESCO TECHNOLOGIES INC. | ESE | 296315104 | 05-Feb-2019 | 2. Amend Employee Stock Purchase Plan; Proposal to approve an amendment to the Company's Employee Stock Purchase Plan. | Management | Yes | For | For |
ESCO TECHNOLOGIES INC. | ESE | 296315104 | 05-Feb-2019 | 3. Ratify Appointment of Independent Auditors; Proposal to ratify independent public accounting firm for fiscal 2019. | Management | Yes | For | For |
ESCO TECHNOLOGIES INC. | ESE | 296315104 | 05-Feb-2019 | 4. 14A Executive Compensation; Say on Pay- An advisory vote on the approval of executive compensation. | Management | Yes | For | For |
CUBIC CORPORATION | CUB | 229669106 | 18-Feb-2019 | 1.1 Election of Directors; DIRECTOR Prithviraj Banerjee | Management | Yes | For | For |
CUBIC CORPORATION | CUB | 229669106 | 18-Feb-2019 | 1.2 Election of Directors; DIRECTOR Bruce G. Blakley | Management | Yes | For | For |
CUBIC CORPORATION | CUB | 229669106 | 18-Feb-2019 | 1.3 Election of Directors; DIRECTOR Maureen Breakiron-Evans | Management | Yes | For | For |
CUBIC CORPORATION | CUB | 229669106 | 18-Feb-2019 | 1.4 Election of Directors; DIRECTOR Bradley H. Feldmann | Management | Yes | For | For |
CUBIC CORPORATION | CUB | 229669106 | 18-Feb-2019 | 1.5 Election of Directors; DIRECTOR Edwin A. Guiles | Management | Yes | For | For |
CUBIC CORPORATION | CUB | 229669106 | 18-Feb-2019 | 1.6 Election of Directors; DIRECTOR Janice M. Hamby | Management | Yes | For | For |
CUBIC CORPORATION | CUB | 229669106 | 18-Feb-2019 | 1.7 Election of Directors; DIRECTOR David F. Melcher | Management | Yes | For | For |
CUBIC CORPORATION | CUB | 229669106 | 18-Feb-2019 | 1.8 Election of Directors; DIRECTOR Steven J. Norris | Management | Yes | For | For |
CUBIC CORPORATION | CUB | 229669106 | 18-Feb-2019 | 1.9 Election of Directors; DIRECTOR John H. Warner, Jr. | Management | Yes | For | For |
CUBIC CORPORATION | CUB | 229669106 | 18-Feb-2019 | 2. 14A Executive Compensation; To consider and vote upon, on an advisory basis, the compensation of the Company's named executive officers. | Management | Yes | For | For |
CUBIC CORPORATION | CUB | 229669106 | 18-Feb-2019 | 3a. Eliminate Supermajority Requirements; To consider and vote upon amendments to the Company's Amended and Restated Certificate of Incorporation (the "Certificate") to eliminate the supermajority voting requirements for certain business combinations. | Management | Yes | For | For |
CUBIC CORPORATION | CUB | 229669106 | 18-Feb-2019 | 3b. Amend Articles-Board Related; To consider and vote upon amendments to the Certificate to eliminate the supermajority voting requirements for the Board of Directors to amend the Company's Bylaws to change the authorized number of directors. | Management | Yes | For | For |
CUBIC CORPORATION | CUB | 229669106 | 18-Feb-2019 | 3c. Eliminate Supermajority Requirements; To consider and vote upon amendments to the Certificate to eliminate the supermajority voting requirements for shareholders to amend the Company's Bylaws. | Management | Yes | For | For |
CUBIC CORPORATION | CUB | 229669106 | 18-Feb-2019 | 3d. Eliminate Supermajority Requirements; To consider and vote upon amendments to the Certificate to eliminate the supermajority voting requirements for amendments to certain provisions of the Certificate. | Management | Yes | For | For |
CUBIC CORPORATION | CUB | 229669106 | 18-Feb-2019 | 4. Amend Stock Compensation Plan; To consider and vote upon the amendment and restatement of the Cubic Corporation 2015 Incentive Award Plan. | Management | Yes | For | For |
CUBIC CORPORATION | CUB | 229669106 | 18-Feb-2019 | 5. Ratify Appointment of Independent Auditors; To confirm the selection of Ernst & Young LLP as the Company's independent registered public accountants for Fiscal Year 2019. | Management | Yes | For | For |
BRIGHTVIEW HOLDINGS, INC. | BV | 10948C107 | 26-Mar-2019 | 1.1 Election of Directors; DIRECTOR James R. Abrahamson | Management | Yes | For | For |
BRIGHTVIEW HOLDINGS, INC. | BV | 10948C107 | 26-Mar-2019 | 1.2 Election of Directors; DIRECTOR Shamit Grover | Management | Yes | For | For |
BRIGHTVIEW HOLDINGS, INC. | BV | 10948C107 | 26-Mar-2019 | 1.3 Election of Directors; DIRECTOR Andrew V. Masterman | Management | Yes | For | For |
BRIGHTVIEW HOLDINGS, INC. | BV | 10948C107 | 26-Mar-2019 | 1.4 Election of Directors; DIRECTOR Paul E. Raether | Management | Yes | For | For |
BRIGHTVIEW HOLDINGS, INC. | BV | 10948C107 | 26-Mar-2019 | 1.5 Election of Directors; DIRECTOR Richard W. Roedel | Management | Yes | For | For |
BRIGHTVIEW HOLDINGS, INC. | BV | 10948C107 | 26-Mar-2019 | 1.6 Election of Directors; DIRECTOR Joshua T. Weisenbeck | Management | Yes | For | For |
BRIGHTVIEW HOLDINGS, INC. | BV | 10948C107 | 26-Mar-2019 | 2. Ratify Appointment of Independent Auditors; To ratify the appointment of Deloitte & Touche LLP as BrightView Holdings, Inc.'s independent registered public accounting firm for 2019. | Management | Yes | For | For |
BRIGHTVIEW HOLDINGS, INC. | BV | 10948C107 | 26-Mar-2019 | 3. 14A Executive Compensation; To approve, in a non-binding advisory vote, the compensation paid to the named executive officers. | Management | Yes | For | For |
BRIGHTVIEW HOLDINGS, INC. | BV | 10948C107 | 26-Mar-2019 | 4. 14A Executive Compensation Vote Frequency; To determine, in a non-binding advisory vote, whether a non- binding vote to approve the compensation of the named executive officers should occur every one, two or three years. | Management | Yes | 1 year | Against |
BOYD GAMING CORPORATION | BYD | 103304101 | 11-Apr-2019 | 1.1 Election of Directors; DIRECTOR John R. Bailey | Management | Yes | For | For |
BOYD GAMING CORPORATION | BYD | 103304101 | 11-Apr-2019 | 1.2 Election of Directors; DIRECTOR Robert L. Boughner | Management | Yes | For | For |
BOYD GAMING CORPORATION | BYD | 103304101 | 11-Apr-2019 | 1.3 Election of Directors; DIRECTOR William R. Boyd | Management | Yes | For | For |
BOYD GAMING CORPORATION | BYD | 103304101 | 11-Apr-2019 | 1.4 Election of Directors; DIRECTOR William S. Boyd | Management | Yes | For | For |
BOYD GAMING CORPORATION | BYD | 103304101 | 11-Apr-2019 | 1.5 Election of Directors; DIRECTOR Richard E. Flaherty | Management | Yes | For | For |
BOYD GAMING CORPORATION | BYD | 103304101 | 11-Apr-2019 | 1.6 Election of Directors; DIRECTOR Marianne Boyd Johnson | Management | Yes | For | For |
BOYD GAMING CORPORATION | BYD | 103304101 | 11-Apr-2019 | 1.7 Election of Directors; DIRECTOR Keith E. Smith | Management | Yes | For | For |
BOYD GAMING CORPORATION | BYD | 103304101 | 11-Apr-2019 | 1.8 Election of Directors; DIRECTOR Christine J. Spadafor | Management | Yes | For | For |
BOYD GAMING CORPORATION | BYD | 103304101 | 11-Apr-2019 | 1.9 Election of Directors; DIRECTOR Peter M. Thomas | Management | Yes | For | For |
BOYD GAMING CORPORATION | BYD | 103304101 | 11-Apr-2019 | 1.10 Election of Directors; DIRECTOR Paul W. Whetsell | Management | Yes | For | For |
BOYD GAMING CORPORATION | BYD | 103304101 | 11-Apr-2019 | 1.11 Election of Directors; DIRECTOR Veronica J. Wilson | Management | Yes | For | For |
BOYD GAMING CORPORATION | BYD | 103304101 | 11-Apr-2019 | 2. Ratify Appointment of Independent Auditors; To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | Yes | For | For |
SILICON LABORATORIES INC. | SLAB | 826919102 | 18-Apr-2019 | 1A. Election of Directors (Majority Voting); Election of Director: William G. Bock | Management | Yes | For | For |
SILICON LABORATORIES INC. | SLAB | 826919102 | 18-Apr-2019 | 1B. Election of Directors (Majority Voting); Election of Director: Jack R. Lazar | Management | Yes | For | For |
SILICON LABORATORIES INC. | SLAB | 826919102 | 18-Apr-2019 | 1C. Election of Directors (Majority Voting); Election of Director: Christy Wyatt | Management | Yes | For | For |
SILICON LABORATORIES INC. | SLAB | 826919102 | 18-Apr-2019 | 2. Ratify Appointment of Independent Auditors; To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 28, 2019. | Management | Yes | For | For |
SILICON LABORATORIES INC. | SLAB | 826919102 | 18-Apr-2019 | 3. 14A Executive Compensation; To vote on an advisory (non-binding) resolution to approve executive compensation. | Management | Yes | For | For |
ELASTIC N.V. | ESTC | N14506104 | 25-Apr-2019 | 1. Election of Directors (Majority Voting); Election of Director: Caryn Marooney | Management | Yes | For | For |
LITTELFUSE, INC. | LFUS | 537008104 | 26-Apr-2019 | 1a. Election of Directors (Majority Voting); Election of Director: Kristina Cerniglia | Management | Yes | For | For |
LITTELFUSE, INC. | LFUS | 537008104 | 26-Apr-2019 | 1b. Election of Directors (Majority Voting); Election of Director: T. J. Chung | Management | Yes | For | For |
LITTELFUSE, INC. | LFUS | 537008104 | 26-Apr-2019 | 1c. Election of Directors (Majority Voting); Election of Director: Cary Fu | Management | Yes | For | For |
LITTELFUSE, INC. | LFUS | 537008104 | 26-Apr-2019 | 1d. Election of Directors (Majority Voting); Election of Director: Anthony Grillo | Management | Yes | For | For |
LITTELFUSE, INC. | LFUS | 537008104 | 26-Apr-2019 | 1e. Election of Directors (Majority Voting); Election of Director: David Heinzmann | Management | Yes | For | For |
LITTELFUSE, INC. | LFUS | 537008104 | 26-Apr-2019 | 1f. Election of Directors (Majority Voting); Election of Director: Gordon Hunter | Management | Yes | For | For |
LITTELFUSE, INC. | LFUS | 537008104 | 26-Apr-2019 | 1g. Election of Directors (Majority Voting); Election of Director: John Major | Management | Yes | For | For |
LITTELFUSE, INC. | LFUS | 537008104 | 26-Apr-2019 | 1h. Election of Directors (Majority Voting); Election of Director: William Noglows | Management | Yes | For | For |
LITTELFUSE, INC. | LFUS | 537008104 | 26-Apr-2019 | 1i. Election of Directors (Majority Voting); Election of Director: Nathan Zommer | Management | Yes | For | For |
LITTELFUSE, INC. | LFUS | 537008104 | 26-Apr-2019 | 2. 14A Executive Compensation; Advisory vote to approve executive compensation. | Management | Yes | For | For |
LITTELFUSE, INC. | LFUS | 537008104 | 26-Apr-2019 | 3. Ratify Appointment of Independent Auditors; Approve and ratify the appointment of Grant Thornton LLP as the Company's independent auditors for 2019. | Management | Yes | For | For |
THE TRADE DESK INC. | TTD | 88339J105 | 30-Apr-2019 | 1a. Election of Directors (Majority Voting); Election of Director: Lise J. Buyer | Management | Yes | For | For |
THE TRADE DESK INC. | TTD | 88339J105 | 30-Apr-2019 | 1b. Election of Directors (Majority Voting); Election of Director: Kathryn E. Falberg | Management | Yes | For | For |
THE TRADE DESK INC. | TTD | 88339J105 | 30-Apr-2019 | 1c. Election of Directors (Majority Voting); Election of Director: David B. Wells | Management | Yes | For | For |
THE TRADE DESK INC. | TTD | 88339J105 | 30-Apr-2019 | 2. Ratify Appointment of Independent Auditors; The ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2019. | Management | Yes | For | For |
THE TRADE DESK INC. | TTD | 88339J105 | 30-Apr-2019 | 3. 14A Executive Compensation; To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | Yes | For | For |
SAIA, INC | SAIA | 78709Y105 | 30-Apr-2019 | 1. Election of Directors (Majority Voting); Election of Director: John J. Holland | Management | Yes | For | For |
SAIA, INC | SAIA | 78709Y105 | 30-Apr-2019 | 1. Election of Directors (Majority Voting); Election of Director: Frederick J. Holzgrefe, III | Management | Yes | For | For |
SAIA, INC | SAIA | 78709Y105 | 30-Apr-2019 | 1. Election of Directors (Majority Voting); Election of Director: Richard D. O'Dell | Management | Yes | For | For |
SAIA, INC | SAIA | 78709Y105 | 30-Apr-2019 | 2. 14A Executive Compensation; Proposal to approve, on an advisory basis, the compensation of Saia's Named Executive Officers | Management | Yes | For | For |
SAIA, INC | SAIA | 78709Y105 | 30-Apr-2019 | 3. Ratify Appointment of Independent Auditors; Ratify the appointment of KPMG LLP as Saia's independent registered public accounting firm for fiscal year 2019 | Management | Yes | For | For |
PLURALSIGHT INC | PS | 72941B106 | 30-Apr-2019 | 1.1 Election of Directors; DIRECTOR Gary Crittenden | Management | Yes | For | For |
PLURALSIGHT INC | PS | 72941B106 | 30-Apr-2019 | 1.2 Election of Directors; DIRECTOR Tim Maudlin | Management | Yes | For | For |
PLURALSIGHT INC | PS | 72941B106 | 30-Apr-2019 | 1.3 Election of Directors; DIRECTOR Brad Rencher | Management | Yes | For | For |
PLURALSIGHT INC | PS | 72941B106 | 30-Apr-2019 | 2. Ratify Appointment of Independent Auditors; To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | Yes | For | For |
SAILPOINT TECHNOLOGIES HOLDINGS, INC. | SAIL | 78781P105 | 02-May-2019 | 1.1 Election of Directors; DIRECTOR Heidi M. Melin | Management | Yes | For | For |
SAILPOINT TECHNOLOGIES HOLDINGS, INC. | SAIL | 78781P105 | 02-May-2019 | 1.2 Election of Directors; DIRECTOR James M. Pflaging | Management | Yes | For | For |
SAILPOINT TECHNOLOGIES HOLDINGS, INC. | SAIL | 78781P105 | 02-May-2019 | 2. Ratify Appointment of Independent Auditors; Ratify the selection by the Audit Committee of our Board of Directors of Grant Thornton LLP to serve as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | Yes | For | For |
SAILPOINT TECHNOLOGIES HOLDINGS, INC. | SAIL | 78781P105 | 02-May-2019 | 3. 14A Executive Compensation Vote Frequency; Advisory vote on the frequency of future advisory votes on executive compensation. | Management | Yes | 1 year | For |
LGI HOMES, INC. | LGIH | 50187T106 | 02-May-2019 | 1.1 Election of Directors; DIRECTOR Ryan Edone | Management | Yes | For | For |
LGI HOMES, INC. | LGIH | 50187T106 | 02-May-2019 | 1.2 Election of Directors; DIRECTOR Duncan Gage | Management | Yes | For | For |
LGI HOMES, INC. | LGIH | 50187T106 | 02-May-2019 | 1.3 Election of Directors; DIRECTOR Eric Lipar | Management | Yes | For | For |
LGI HOMES, INC. | LGIH | 50187T106 | 02-May-2019 | 1.4 Election of Directors; DIRECTOR Laura Miller | Management | Yes | For | For |
LGI HOMES, INC. | LGIH | 50187T106 | 02-May-2019 | 1.5 Election of Directors; DIRECTOR Bryan Sansbury | Management | Yes | For | For |
LGI HOMES, INC. | LGIH | 50187T106 | 02-May-2019 | 1.6 Election of Directors; DIRECTOR Steven Smith | Management | Yes | For | For |
LGI HOMES, INC. | LGIH | 50187T106 | 02-May-2019 | 1.7 Election of Directors; DIRECTOR Robert Vahradian | Management | Yes | For | For |
LGI HOMES, INC. | LGIH | 50187T106 | 02-May-2019 | 2. Ratify Appointment of Independent Auditors; To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | Yes | For | For |
LGI HOMES, INC. | LGIH | 50187T106 | 02-May-2019 | 3. 14A Executive Compensation; Advisory vote to approve the compensation of our named executive officers. | Management | Yes | For | For |
CRYOPORT, INC. | CYRX | 229050307 | 02-May-2019 | 1.1 Election of Directors; DIRECTOR Richard Berman | Management | Yes | For | For |
CRYOPORT, INC. | CYRX | 229050307 | 02-May-2019 | 1.2 Election of Directors; DIRECTOR Daniel Hancock | Management | Yes | For | For |
CRYOPORT, INC. | CYRX | 229050307 | 02-May-2019 | 1.3 Election of Directors; DIRECTOR Dr Robert Hariri MD PhD | Management | Yes | For | For |
CRYOPORT, INC. | CYRX | 229050307 | 02-May-2019 | 1.4 Election of Directors; DIRECTOR Dr. R. Mandalam, Ph.D | Management | Yes | For | For |
CRYOPORT, INC. | CYRX | 229050307 | 02-May-2019 | 1.5 Election of Directors; DIRECTOR Jerrell W. Shelton | Management | Yes | For | For |
CRYOPORT, INC. | CYRX | 229050307 | 02-May-2019 | 1.6 Election of Directors; DIRECTOR Edward J. Zecchini | Management | Yes | For | For |
CRYOPORT, INC. | CYRX | 229050307 | 02-May-2019 | 2. Ratify Appointment of Independent Auditors; To ratify the Audit Committee's selection of KMJ Corbin & Company LLP as our independent registered public accounting firm for the year ending December 31, 2019. | Management | Yes | For | For |
CRYOPORT, INC. | CYRX | 229050307 | 02-May-2019 | 3. 14A Executive Compensation; To approve, on an advisory basis, the compensation of the named executive officers, as disclosed in our Proxy Statement for the 2019 Annual Meeting of Stockholders. | Management | Yes | For | For |
CRYOPORT, INC. | CYRX | 229050307 | 02-May-2019 | 4. 14A Executive Compensation Vote Frequency; To determine, on an advisory basis, the frequency with which the stockholders of the Company wish to have an advisory vote on the compensation of the named officers. | Management | Yes | 1 year | Against |
INSPIRE MEDICAL SYSTEMS, INC. | INSP | 457730109 | 02-May-2019 | 1.1 Election of Directors; DIRECTOR Timothy Herbert | Management | Yes | For | For |
INSPIRE MEDICAL SYSTEMS, INC. | INSP | 457730109 | 02-May-2019 | 1.2 Election of Directors; DIRECTOR Chau Khuong | Management | Yes | For | For |
INSPIRE MEDICAL SYSTEMS, INC. | INSP | 457730109 | 02-May-2019 | 1.3 Election of Directors; DIRECTOR Shawn T McCormick | Management | Yes | For | For |
INSPIRE MEDICAL SYSTEMS, INC. | INSP | 457730109 | 02-May-2019 | 2. Ratify Appointment of Independent Auditors; Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2019. | Management | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 03-May-2019 | 1.1 Election of Directors; DIRECTOR James Anderson | Management | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 03-May-2019 | 1.2 Election of Directors; DIRECTOR Robin A. Abrams | Management | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 03-May-2019 | 1.3 Election of Directors; DIRECTOR Brian M. Beattie | Management | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 03-May-2019 | 1.4 Election of Directors; DIRECTOR John Bourgoin | Management | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 03-May-2019 | 1.5 Election of Directors; DIRECTOR Mark E. Jensen | Management | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 03-May-2019 | 1.6 Election of Directors; DIRECTOR James P. Lederer | Management | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 03-May-2019 | 1.7 Election of Directors; DIRECTOR John E. Major | Management | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 03-May-2019 | 1.8 Election of Directors; DIRECTOR Krishna Rangasayee | Management | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 03-May-2019 | 1.9 Election of Directors; DIRECTOR D. Jeffery Richardson | Management | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 03-May-2019 | 2. 14A Executive Compensation; To approve, as an advisory vote, the compensation of the Company's named executive officers. | Management | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 03-May-2019 | 3. Amend Stock Compensation Plan; To approve, the amended Lattice Semiconductor Corporation 2013 Incentive Plan. | Management | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 03-May-2019 | 4. Amend Non-Employee Director Plan; To approve the amended Lattice Semiconductor Corporation 2011 Non-Employee Director Equity Incentive Plan. | Management | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 03-May-2019 | 5. Ratify Appointment of Independent Auditors; To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 28, 2019. | Management | Yes | For | For |
PRIMORIS SERVICES CORPORATION | PRIM | 74164F103 | 03-May-2019 | 1.1 Election of Directors; DIRECTOR Stephen C. Cook | Management | Yes | For | For |
PRIMORIS SERVICES CORPORATION | PRIM | 74164F103 | 03-May-2019 | 1.2 Election of Directors; DIRECTOR Carla S. Mashinski | Management | Yes | For | For |
PRIMORIS SERVICES CORPORATION | PRIM | 74164F103 | 03-May-2019 | 2. Ratify Appointment of Independent Auditors; Ratification of Selection of Moss Adams LLP as the Company's Independent Registered Public Accounting Firm for the year ending December 31, 2019. | Management | Yes | For | For |
WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 07-May-2019 | 1a. Election of Directors (Majority Voting); Election of Director: Mark A. Buthman | Management | Yes | For | For |
WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 07-May-2019 | 1b. Election of Directors (Majority Voting); Election of Director: William F. Feehery | Management | Yes | For | For |
WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 07-May-2019 | 1c. Election of Directors (Majority Voting); Election of Director: Eric M. Green | Management | Yes | For | For |
WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 07-May-2019 | 1d. Election of Directors (Majority Voting); Election of Director: Thomas W. Hofmann | Management | Yes | For | For |
WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 07-May-2019 | 1e. Election of Directors (Majority Voting); Election of Director: Paula A. Johnson | Management | Yes | For | For |
WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 07-May-2019 | 1f. Election of Directors (Majority Voting); Election of Director: Deborah L. V. Keller | Management | Yes | For | For |
WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 07-May-2019 | 1g. Election of Directors (Majority Voting); Election of Director: Myla P. Lai-Goldman | Management | Yes | For | For |
WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 07-May-2019 | 1h. Election of Directors (Majority Voting); Election of Director: Douglas A. Michels | Management | Yes | For | For |
WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 07-May-2019 | 1i. Election of Directors (Majority Voting); Election of Director: Paolo Pucci | Management | Yes | For | For |
WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 07-May-2019 | 1j. Election of Directors (Majority Voting); Election of Director: Patrick J. Zenner | Management | Yes | For | For |
WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 07-May-2019 | 2. 14A Executive Compensation; Advisory vote to approve named executive officer compensation. | Management | Yes | For | For |
WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 07-May-2019 | 3. Ratify Appointment of Independent Auditors; To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2019. | Management | Yes | For | For |
BLACKLINE, INC. | BL | 09239B109 | 08-May-2019 | 1.1 Election of Directors; DIRECTOR John Brennan | Management | Yes | For | For |
BLACKLINE, INC. | BL | 09239B109 | 08-May-2019 | 1.2 Election of Directors; DIRECTOR William Griffith | Management | Yes | For | For |
BLACKLINE, INC. | BL | 09239B109 | 08-May-2019 | 1.3 Election of Directors; DIRECTOR Graham Smith | Management | Yes | For | For |
BLACKLINE, INC. | BL | 09239B109 | 08-May-2019 | 1.4 Election of Directors; DIRECTOR Mika Yamamoto | Management | Yes | For | For |
BLACKLINE, INC. | BL | 09239B109 | 08-May-2019 | 2. Ratify Appointment of Independent Auditors; To ratify the appointment of PricewaterhouseCoopers LLP ("PwC") as the Company's independent registered public accounting firm for its fiscal year ending December 31, 2019. | Management | Yes | For | For |
BLACKLINE, INC. | BL | 09239B109 | 08-May-2019 | 3. 14A Executive Compensation; Approval, on a non-binding, advisory basis, of the compensation of the Company's named executive officers. | Management | Yes | For | For |
BLACKLINE, INC. | BL | 09239B109 | 08-May-2019 | 4. 14A Executive Compensation Vote Frequency; To recommend, by non-binding, advisory vote, the frequency of future non-binding, advisory executive compensation votes. | Management | Yes | 1 year | For |
CENTURY COMMUNITIES, INC./CCS | CCS | 156504300 | 08-May-2019 | 1.1 Election of Directors; DIRECTOR Dale Francescon | Management | Yes | For | For |
CENTURY COMMUNITIES, INC./CCS | CCS | 156504300 | 08-May-2019 | 1.2 Election of Directors; DIRECTOR Robert J. Francescon | Management | Yes | For | For |
CENTURY COMMUNITIES, INC./CCS | CCS | 156504300 | 08-May-2019 | 1.3 Election of Directors; DIRECTOR John P. Box | Management | Yes | For | For |
CENTURY COMMUNITIES, INC./CCS | CCS | 156504300 | 08-May-2019 | 1.4 Election of Directors; DIRECTOR Keith R. Guericke | Management | Yes | For | For |
CENTURY COMMUNITIES, INC./CCS | CCS | 156504300 | 08-May-2019 | 1.5 Election of Directors; DIRECTOR James M. Lippman | Management | Yes | For | For |
CENTURY COMMUNITIES, INC./CCS | CCS | 156504300 | 08-May-2019 | 2. Amend Stock Compensation Plan; To approve the Century Communities, Inc. Amended and Restated 2017 Omnibus Incentive Plan. | Management | Yes | For | For |
CENTURY COMMUNITIES, INC./CCS | CCS | 156504300 | 08-May-2019 | 3. Ratify Appointment of Independent Auditors; To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2019. | Management | Yes | For | For |
CENTURY COMMUNITIES, INC./CCS | CCS | 156504300 | 08-May-2019 | 4. 14A Executive Compensation; To approve, on an advisory basis, our executive compensation. | Management | Yes | For | For |
UNITED COMMUNITY BANKS, INC. | UCBI | 90984P303 | 08-May-2019 | 1.1 Election of Directors; DIRECTOR Robert H. Blalock | Management | Yes | For | For |
UNITED COMMUNITY BANKS, INC. | UCBI | 90984P303 | 08-May-2019 | 1.2 Election of Directors; DIRECTOR L. Cathy Cox | Management | Yes | For | For |
UNITED COMMUNITY BANKS, INC. | UCBI | 90984P303 | 08-May-2019 | 1.3 Election of Directors; DIRECTOR Kenneth L. Daniels | Management | Yes | For | For |
UNITED COMMUNITY BANKS, INC. | UCBI | 90984P303 | 08-May-2019 | 1.4 Election of Directors; DIRECTOR Lance F. Drummond | Management | Yes | For | For |
UNITED COMMUNITY BANKS, INC. | UCBI | 90984P303 | 08-May-2019 | 1.5 Election of Directors; DIRECTOR H. Lynn Harton | Management | Yes | For | For |
UNITED COMMUNITY BANKS, INC. | UCBI | 90984P303 | 08-May-2019 | 1.6 Election of Directors; DIRECTOR Jennifer K. Mann | Management | Yes | For | For |
UNITED COMMUNITY BANKS, INC. | UCBI | 90984P303 | 08-May-2019 | 1.7 Election of Directors; DIRECTOR Thomas A. Richlovsky | Management | Yes | For | For |
UNITED COMMUNITY BANKS, INC. | UCBI | 90984P303 | 08-May-2019 | 1.8 Election of Directors; DIRECTOR David C. Shaver | Management | Yes | For | For |
UNITED COMMUNITY BANKS, INC. | UCBI | 90984P303 | 08-May-2019 | 1.9 Election of Directors; DIRECTOR Tim R. Wallis | Management | Yes | For | For |
UNITED COMMUNITY BANKS, INC. | UCBI | 90984P303 | 08-May-2019 | 1.10 Election of Directors; DIRECTOR David H. Wilkins | Management | Yes | For | For |
UNITED COMMUNITY BANKS, INC. | UCBI | 90984P303 | 08-May-2019 | 2. 14A Executive Compensation; Approval, on an advisory basis, of the compensation of our Named Executive Officers as disclosed in the Proxy Statement. | Management | Yes | For | For |
UNITED COMMUNITY BANKS, INC. | UCBI | 90984P303 | 08-May-2019 | 3. Ratify Appointment of Independent Auditors; Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accountant for 2019. | Management | Yes | For | For |
UNITED COMMUNITY BANKS, INC. | UCBI | 90984P303 | 08-May-2019 | 4. 14A Executive Compensation Vote Frequency; To recommend, by non-binding vote, the frequency of executive compensation votes | Management | Yes | 1 year | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 09-May-2019 | 1a. Election of Directors (Majority Voting); Election of Director: Richard M. Baudouin | Management | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 09-May-2019 | 1b. Election of Directors (Majority Voting); Election of Director: Robert K. Coretz | Management | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 09-May-2019 | 1c. Election of Directors (Majority Voting); Election of Director: Joseph C. Hete | Management | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 09-May-2019 | 1d. Election of Directors (Majority Voting); Election of Director: Raymond E. Johns, Jr. | Management | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 09-May-2019 | 1e. Election of Directors (Majority Voting); Election of Director: Laura J. Peterson | Management | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 09-May-2019 | 1f. Election of Directors (Majority Voting); Election of Director: Randy D. Rademacher | Management | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 09-May-2019 | 1g. Election of Directors (Majority Voting); Election of Director: J. Christopher Teets | Management | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 09-May-2019 | 1h. Election of Directors (Majority Voting); Election of Director: Jeffrey J. Vorholt | Management | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 09-May-2019 | 2. Ratify Appointment of Independent Auditors; Company proposal to ratify the selection of Deloitte and Touche LLP as the independent registered public accounting firm of the Company for 2019. | Management | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 09-May-2019 | 3. 14A Executive Compensation; Advisory vote on executive compensation. | Management | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 09-May-2019 | 4. Authorize Common Stock Increase; Company proposal to amend the Company's Certificate of Incorporation to increase the number of authorized shares of common stock. | Management | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 09-May-2019 | 5. Stock Issuance; Company proposal to approve the issuance of 20% or more of the Company's common stock in accordance with NASDAQ Marketplace Rules. | Management | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 09-May-2019 | 6. Restore Right to Call a Special Meeting; Company proposal to amend the Company's Certificate of Incorporation to give holders of 20% or more of the voting power of the Company's outstanding voting stock the right to call special meetings. | Management | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 09-May-2019 | 7. Approve Motion to Adjourn Meeting; Company proposal to approve an adjournment of the Annual Meeting, if necessary, to solicit additional proxies in favor of Proposals 4, 5 and 6. | Management | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 09-May-2019 | 8. S/H Proposal - Corporate Governance; Shareholder proposal to give holders in the aggregate of 10% of the Company's outstanding common stock the right to call special meetings. | Shareholder | Yes | Against | For |
ROGERS CORPORATION | ROG | 775133101 | 09-May-2019 | 1.1 Election of Directors; DIRECTOR Keith L. Barnes | Management | Yes | For | For |
ROGERS CORPORATION | ROG | 775133101 | 09-May-2019 | 1.2 Election of Directors; DIRECTOR Michael F. Barry | Management | Yes | For | For |
ROGERS CORPORATION | ROG | 775133101 | 09-May-2019 | 1.3 Election of Directors; DIRECTOR Bruce D. Hoechner | Management | Yes | For | For |
ROGERS CORPORATION | ROG | 775133101 | 09-May-2019 | 1.4 Election of Directors; DIRECTOR Carol R. Jensen | Management | Yes | For | For |
ROGERS CORPORATION | ROG | 775133101 | 09-May-2019 | 1.5 Election of Directors; DIRECTOR Ganesh Moorthy | Management | Yes | For | For |
ROGERS CORPORATION | ROG | 775133101 | 09-May-2019 | 1.6 Election of Directors; DIRECTOR Jeffrey J. Owens | Management | Yes | For | For |
ROGERS CORPORATION | ROG | 775133101 | 09-May-2019 | 1.7 Election of Directors; DIRECTOR Helene Simonet | Management | Yes | For | For |
ROGERS CORPORATION | ROG | 775133101 | 09-May-2019 | 1.8 Election of Directors; DIRECTOR Peter C. Wallace | Management | Yes | For | For |
ROGERS CORPORATION | ROG | 775133101 | 09-May-2019 | 2. 14A Executive Compensation; To vote on a non-binding advisory resolution to approve the 2018 compensation of the Company's named executive officers. | Management | Yes | For | For |
ROGERS CORPORATION | ROG | 775133101 | 09-May-2019 | 3. Approve Stock Compensation Plan; To vote on the approval of the Rogers Corporation 2019 Long-Term Equity Compensation Plan. | Management | Yes | For | For |
ROGERS CORPORATION | ROG | 775133101 | 09-May-2019 | 4. Ratify Appointment of Independent Auditors; To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Rogers Corporation for the fiscal year ending December 31, 2019. | Management | Yes | For | For |
FIRST MERCHANTS CORPORATION | FRME | 320817109 | 09-May-2019 | 1.1 Election of Directors; DIRECTOR F. Howard Halderman | Management | Yes | For | For |
FIRST MERCHANTS CORPORATION | FRME | 320817109 | 09-May-2019 | 1.2 Election of Directors; DIRECTOR Michael C. Rechin | Management | Yes | For | For |
FIRST MERCHANTS CORPORATION | FRME | 320817109 | 09-May-2019 | 1.3 Election of Directors; DIRECTOR Charles E. Schalliol | Management | Yes | For | For |
FIRST MERCHANTS CORPORATION | FRME | 320817109 | 09-May-2019 | 1.4 Election of Directors; DIRECTOR Terry L. Walker | Management | Yes | For | For |
FIRST MERCHANTS CORPORATION | FRME | 320817109 | 09-May-2019 | 2. 14A Executive Compensation; Proposal to approve, on an advisory basis, the compensation of First Merchants Corporation's named executive officers. | Management | Yes | For | For |
FIRST MERCHANTS CORPORATION | FRME | 320817109 | 09-May-2019 | 3. Approve Stock Compensation Plan; Proposal to approve the First Merchants Corporation 2019 Long- Term Equity Incentive Plan. | Management | Yes | For | For |
FIRST MERCHANTS CORPORATION | FRME | 320817109 | 09-May-2019 | 4. Adopt Non-Employee Director Plan; Proposal to approve the First Merchants Corporation Equity Compensation Plan for Non-Employee Directors. | Management | Yes | For | For |
FIRST MERCHANTS CORPORATION | FRME | 320817109 | 09-May-2019 | 5. Adopt Employee Stock Purchase Plan; Proposal to approve the First Merchants Corporation 2019 Employee Stock Purchase Plan. | Management | Yes | For | For |
FIRST MERCHANTS CORPORATION | FRME | 320817109 | 09-May-2019 | 6. Ratify Appointment of Independent Auditors; Proposal to ratify the appointment of the firm BKD, LLP as the independent auditor for 2019. | Management | Yes | For | For |
SPIRIT AIRLINES INC. | SAVE | 848577102 | 14-May-2019 | 1.1 Election of Directors; DIRECTOR Carlton D. Donaway | Management | Yes | For | For |
SPIRIT AIRLINES INC. | SAVE | 848577102 | 14-May-2019 | 1.2 Election of Directors; DIRECTOR H. McIntyre Gardner | Management | Yes | For | For |
SPIRIT AIRLINES INC. | SAVE | 848577102 | 14-May-2019 | 1.3 Election of Directors; DIRECTOR Myrna M. Soto | Management | Yes | For | For |
SPIRIT AIRLINES INC. | SAVE | 848577102 | 14-May-2019 | 2. Ratify Appointment of Independent Auditors; To ratify the selection, by the Audit Committee of the Board of Directors, of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2019. | Management | Yes | For | For |
SPIRIT AIRLINES INC. | SAVE | 848577102 | 14-May-2019 | 3. 14A Executive Compensation; To approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in our 2019 Proxy Statement pursuant to executive compensation disclosure rules under the Securities Exchange Act of 1934, as amended. | Management | Yes | For | For |
OMNICELL, INC. | OMCL | 68213N109 | 14-May-2019 | 1.1 Election of Directors; DIRECTOR James T. Judson | Management | Yes | For | For |
OMNICELL, INC. | OMCL | 68213N109 | 14-May-2019 | 1.2 Election of Directors; DIRECTOR Bruce E. Scott | Management | Yes | For | For |
OMNICELL, INC. | OMCL | 68213N109 | 14-May-2019 | 1.3 Election of Directors; DIRECTOR Bruce D. Smith | Management | Yes | For | For |
OMNICELL, INC. | OMCL | 68213N109 | 14-May-2019 | 2. 14A Executive Compensation; Say on Pay - An advisory vote to approve named executive officer compensation. | Management | Yes | For | For |
OMNICELL, INC. | OMCL | 68213N109 | 14-May-2019 | 3. Approve Stock Compensation Plan; Proposal to approve Omnicell's 2009 Equity Incentive Plan, as amended, to among other items, add an additional 1,900,000 shares to the number of shares of common stock authorized for issuance under the plan. | Management | Yes | For | For |
OMNICELL, INC. | OMCL | 68213N109 | 14-May-2019 | 4. Ratify Appointment of Independent Auditors; Proposal to ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2019. | Management | Yes | For | For |
REPLIGEN CORPORATION | RGEN | 759916109 | 15-May-2019 | 1A. Election of Directors (Majority Voting); Election of Director: Nicolas M. Barthelemy | Management | Yes | For | For |
REPLIGEN CORPORATION | RGEN | 759916109 | 15-May-2019 | 1B. Election of Directors (Majority Voting); Election of Director: Glenn L. Cooper | Management | Yes | For | For |
REPLIGEN CORPORATION | RGEN | 759916109 | 15-May-2019 | 1C. Election of Directors (Majority Voting); Election of Director: John G. Cox | Management | Yes | For | For |
REPLIGEN CORPORATION | RGEN | 759916109 | 15-May-2019 | 1D. Election of Directors (Majority Voting); Election of Director: Karen A. Dawes | Management | Yes | For | For |
REPLIGEN CORPORATION | RGEN | 759916109 | 15-May-2019 | 1E. Election of Directors (Majority Voting); Election of Director: Tony J. Hunt | Management | Yes | For | For |
REPLIGEN CORPORATION | RGEN | 759916109 | 15-May-2019 | 1F. Election of Directors (Majority Voting); Election of Director: Glenn P. Muir | Management | Yes | For | For |
REPLIGEN CORPORATION | RGEN | 759916109 | 15-May-2019 | 1G. Election of Directors (Majority Voting); Election of Director: Thomas F. Ryan, Jr. | Management | Yes | For | For |
REPLIGEN CORPORATION | RGEN | 759916109 | 15-May-2019 | 2. Ratify Appointment of Independent Auditors; To ratify the selection of Ernst & Young LLP as independent registered public accountants for fiscal year 2019. | Management | Yes | For | For |
REPLIGEN CORPORATION | RGEN | 759916109 | 15-May-2019 | 3. 14A Executive Compensation; Advisory vote to approve the compensation paid to Repligen Corporation's named executive officers. | Management | Yes | For | For |
SITEONE LANDSCAPE SUPPLY, INC. | SITE | 82982L103 | 15-May-2019 | 1.1 Election of Directors; DIRECTOR Fred M. Diaz | Management | Yes | For | For |
SITEONE LANDSCAPE SUPPLY, INC. | SITE | 82982L103 | 15-May-2019 | 1.2 Election of Directors; DIRECTOR W. Roy Dunbar | Management | Yes | For | For |
SITEONE LANDSCAPE SUPPLY, INC. | SITE | 82982L103 | 15-May-2019 | 1.3 Election of Directors; DIRECTOR Larisa J. Drake | Management | Yes | For | For |
SITEONE LANDSCAPE SUPPLY, INC. | SITE | 82982L103 | 15-May-2019 | 2. Eliminate Supermajority Requirements; Approve management's proposal to amend and restate the Company's certificate of incorporation to eliminate supermajority voting requirements and other obsolete provisions. | Management | Yes | For | For |
SITEONE LANDSCAPE SUPPLY, INC. | SITE | 82982L103 | 15-May-2019 | 3. 14A Executive Compensation; Advisory vote to approve executive compensation. | Management | Yes | For | For |
SITEONE LANDSCAPE SUPPLY, INC. | SITE | 82982L103 | 15-May-2019 | 4. Ratify Appointment of Independent Auditors; Ratification of the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for the year ending December 29, 2019. | Management | Yes | For | For |
BANDWIDTH INC. | BAND | 05988J103 | 16-May-2019 | 1.1 Election of Directors; DIRECTOR John C. Murdock | Management | Yes | For | For |
BANDWIDTH INC. | BAND | 05988J103 | 16-May-2019 | 1.2 Election of Directors; DIRECTOR Douglas A. Suriano | Management | Yes | For | For |
BANDWIDTH INC. | BAND | 05988J103 | 16-May-2019 | 2. Ratify Appointment of Independent Auditors; RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2019. | Management | Yes | For | For |
FLOOR & DECOR HOLDINGS INC | FND | 339750101 | 16-May-2019 | 1a. Election of Directors (Majority Voting); Election of Director: Michael Fung | Management | Yes | For | For |
FLOOR & DECOR HOLDINGS INC | FND | 339750101 | 16-May-2019 | 1b. Election of Directors (Majority Voting); Election of Director: John M. Roth | Management | Yes | For | For |
FLOOR & DECOR HOLDINGS INC | FND | 339750101 | 16-May-2019 | 1c. Election of Directors (Majority Voting); Election of Director: Thomas V. Taylor | Management | Yes | For | For |
FLOOR & DECOR HOLDINGS INC | FND | 339750101 | 16-May-2019 | 1d. Election of Directors (Majority Voting); Election of Director: Rachel H. Lee | Management | Yes | For | For |
FLOOR & DECOR HOLDINGS INC | FND | 339750101 | 16-May-2019 | 2. Ratify Appointment of Independent Auditors; Ratify the appointment of Ernst & Young LLP as independent auditors for the Company's 2019 fiscal year. | Management | Yes | For | For |
FLOOR & DECOR HOLDINGS INC | FND | 339750101 | 16-May-2019 | 3. 14A Executive Compensation; To approve, by non-binding vote, the compensation paid to the Company's named executive officers. | Management | Yes | For | For |
EVERBRIDGE, INC. | EVBG | 29978A104 | 17-May-2019 | 1.1 Election of Directors; DIRECTOR Richard D'Amore | Management | Yes | For | For |
EVERBRIDGE, INC. | EVBG | 29978A104 | 17-May-2019 | 1.2 Election of Directors; DIRECTOR Bruns Grayson | Management | Yes | For | For |
EVERBRIDGE, INC. | EVBG | 29978A104 | 17-May-2019 | 2. Ratify Appointment of Independent Auditors; To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | Yes | For | For |
EVERBRIDGE, INC. | EVBG | 29978A104 | 17-May-2019 | 3. 14A Executive Compensation; To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. | Management | Yes | For | For |
EVERBRIDGE, INC. | EVBG | 29978A104 | 17-May-2019 | 4. 14A Executive Compensation Vote Frequency; To indicate, on an advisory basis, the preferred frequency of stockholder advisory votes on the compensation of the Company's named executive officers. | Management | Yes | 1 year | For |
APPFOLIO, INC. | APPF | 03783C100 | 17-May-2019 | 1.1 Election of Directors; DIRECTOR Janet Kerr | Management | Yes | For | For |
APPFOLIO, INC. | APPF | 03783C100 | 17-May-2019 | 1.2 Election of Directors; DIRECTOR Andreas Von Blottnitz | Management | Yes | For | For |
APPFOLIO, INC. | APPF | 03783C100 | 17-May-2019 | 2. Ratify Appointment of Independent Auditors; Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | Yes | For | For |
APPFOLIO, INC. | APPF | 03783C100 | 17-May-2019 | 3. 14A Executive Compensation; Approval, on a non-binding, advisory basis, of the compensation of our named executive officers. | Management | Yes | For | For |
APPFOLIO, INC. | APPF | 03783C100 | 17-May-2019 | 4. 14A Executive Compensation Vote Frequency; Approval, on a non-binding, advisory basis, of the frequency of future stockholder advisory votes to approve the compensation of our named executive officers. | Management | Yes | 1 year | For |
BIOHAVEN PHARMACEUTICAL HLDG CO LTD | BHVN | G11196105 | 21-May-2019 | 1A. Election of Directors (Majority Voting); Election of Director: Dr. Gregory H. Bailey | Management | Yes | For | For |
BIOHAVEN PHARMACEUTICAL HLDG CO LTD | BHVN | G11196105 | 21-May-2019 | 1B. Election of Directors (Majority Voting); Election of Director: Mr. John W. Childs | Management | Yes | For | For |
BIOHAVEN PHARMACEUTICAL HLDG CO LTD | BHVN | G11196105 | 21-May-2019 | 2. Ratify Appointment of Independent Auditors; Ratification of appointment of PricewaterhouseCoopers LLP as independent auditors for fiscal year 2019. | Management | Yes | For | For |
BIOHAVEN PHARMACEUTICAL HLDG CO LTD | BHVN | G11196105 | 21-May-2019 | 3. 14A Executive Compensation Vote Frequency; To approve, on a non-binding advisory basis, the frequency of the Named Executive Officer compensation advisory vote. | Management | Yes | 1 year | For |
ATLAS AIR WORLDWIDE HOLDINGS, INC. | AAWW | 049164205 | 22-May-2019 | 1a. Election of Directors (Majority Voting); Election of Director: Robert F. Agnew | Management | Yes | For | For |
ATLAS AIR WORLDWIDE HOLDINGS, INC. | AAWW | 049164205 | 22-May-2019 | 1b. Election of Directors (Majority Voting); Election of Director: Timothy J. Bernlohr | Management | Yes | For | For |
ATLAS AIR WORLDWIDE HOLDINGS, INC. | AAWW | 049164205 | 22-May-2019 | 1c. Election of Directors (Majority Voting); Election of Director: Charles F. Bolden, Jr. | Management | Yes | For | For |
ATLAS AIR WORLDWIDE HOLDINGS, INC. | AAWW | 049164205 | 22-May-2019 | 1d. Election of Directors (Majority Voting); Election of Director: William J. Flynn | Management | Yes | For | For |
ATLAS AIR WORLDWIDE HOLDINGS, INC. | AAWW | 049164205 | 22-May-2019 | 1e. Election of Directors (Majority Voting); Election of Director: Bobby J. Griffin | Management | Yes | For | For |
ATLAS AIR WORLDWIDE HOLDINGS, INC. | AAWW | 049164205 | 22-May-2019 | 1f. Election of Directors (Majority Voting); Election of Director: Carol B. Hallett | Management | Yes | For | For |
ATLAS AIR WORLDWIDE HOLDINGS, INC. | AAWW | 049164205 | 22-May-2019 | 1g. Election of Directors (Majority Voting); Election of Director: Jane H. Lute | Management | Yes | For | For |
ATLAS AIR WORLDWIDE HOLDINGS, INC. | AAWW | 049164205 | 22-May-2019 | 1h. Election of Directors (Majority Voting); Election of Director: Duncan J. McNabb | Management | Yes | For | For |
ATLAS AIR WORLDWIDE HOLDINGS, INC. | AAWW | 049164205 | 22-May-2019 | 1i. Election of Directors (Majority Voting); Election of Director: Sheila A. Stamps | Management | Yes | For | For |
ATLAS AIR WORLDWIDE HOLDINGS, INC. | AAWW | 049164205 | 22-May-2019 | 1j. Election of Directors (Majority Voting); Election of Director: John K. Wulff | Management | Yes | For | For |
ATLAS AIR WORLDWIDE HOLDINGS, INC. | AAWW | 049164205 | 22-May-2019 | 2. Ratify Appointment of Independent Auditors; Ratification of the selection of PricewaterhouseCoopers LLP as the Company's registered public accounting firm for the fiscal year ending December 31, 2019. | Management | Yes | For | For |
ATLAS AIR WORLDWIDE HOLDINGS, INC. | AAWW | 049164205 | 22-May-2019 | 3. 14A Executive Compensation; Advisory vote to approve the compensation of the Company's Named Executive Officers. | Management | Yes | For | For |
ATLAS AIR WORLDWIDE HOLDINGS, INC. | AAWW | 049164205 | 22-May-2019 | 4. Amend Stock Compensation Plan; Approval of an amendment to our 2018 Incentive Plan. | Management | Yes | For | For |
COHERUS BIOSCIENCES INC | CHRS | 19249H103 | 22-May-2019 | 1.1 Election of Directors; DIRECTOR Samuel Nussbaum, M.D. | Management | Yes | For | For |
COHERUS BIOSCIENCES INC | CHRS | 19249H103 | 22-May-2019 | 1.2 Election of Directors; DIRECTOR Mary T. Szela | Management | Yes | For | For |
COHERUS BIOSCIENCES INC | CHRS | 19249H103 | 22-May-2019 | 1.3 Election of Directors; DIRECTOR Ali J. Satvat | Management | Yes | For | For |
COHERUS BIOSCIENCES INC | CHRS | 19249H103 | 22-May-2019 | 2. Ratify Appointment of Independent Auditors; To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | Yes | For | For |
ROKU INC. | ROKU | 77543R102 | 22-May-2019 | 1a. Election of Directors (Majority Voting); Election of Class I director to serve until the 2021 Annual Meeting: Ravi Ahuja | Management | Yes | For | For |
ROKU INC. | ROKU | 77543R102 | 22-May-2019 | 2a. Election of Directors (Majority Voting); Election of Class II director to serve until the 2022 Annual Meeting: Jeffrey Hastings | Management | Yes | For | For |
ROKU INC. | ROKU | 77543R102 | 22-May-2019 | 2b. Election of Directors (Majority Voting); Election of Class II director to serve until the 2022 Annual Meeting: Ray Rothrock | Management | Yes | For | For |
ROKU INC. | ROKU | 77543R102 | 22-May-2019 | 3. 14A Executive Compensation; Advisory vote to approve our named executive officer compensation. | Management | Yes | For | For |
ROKU INC. | ROKU | 77543R102 | 22-May-2019 | 4. 14A Executive Compensation Vote Frequency; Advisory vote on the frequency of future advisory votes on our named executive officer compensation. | Management | Yes | 1 year | For |
ROKU INC. | ROKU | 77543R102 | 22-May-2019 | 5. Ratify Appointment of Independent Auditors; Ratification of the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2019. | Management | Yes | For | For |
ALTERYX, INC. | AYX | 02156B103 | 22-May-2019 | 1.1 Election of Directors; DIRECTOR Kimberly E. Alexy | Management | Yes | For | For |
ALTERYX, INC. | AYX | 02156B103 | 22-May-2019 | 1.2 Election of Directors; DIRECTOR Mark Anderson | Management | Yes | For | For |
ALTERYX, INC. | AYX | 02156B103 | 22-May-2019 | 1.3 Election of Directors; DIRECTOR John Bellizzi | Management | Yes | For | For |
ALTERYX, INC. | AYX | 02156B103 | 22-May-2019 | 2. Ratify Appointment of Independent Auditors; Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2019. | Management | Yes | For | For |
ALTERYX, INC. | AYX | 02156B103 | 22-May-2019 | 3. 14A Executive Compensation; Approval, on a non-binding advisory basis, of the compensation of our named executive officers. | Management | Yes | For | For |
ALTERYX, INC. | AYX | 02156B103 | 22-May-2019 | 4. 14A Executive Compensation Vote Frequency; Selection, on a non-binding advisory basis, of the frequency of advisory votes on the compensation of our named executive officers. | Management | Yes | 1 year | For |
IRHYTHM TECHNOLOGIES, INC. | IRTC | 450056106 | 22-May-2019 | 1.1 Election of Directors; DIRECTOR Bruce G. Bodaken | Management | Yes | For | For |
IRHYTHM TECHNOLOGIES, INC. | IRTC | 450056106 | 22-May-2019 | 1.2 Election of Directors; DIRECTOR Ralph Snyderman, M.D. | Management | Yes | For | For |
IRHYTHM TECHNOLOGIES, INC. | IRTC | 450056106 | 22-May-2019 | 1.3 Election of Directors; DIRECTOR Abhijit Y. Talwalkar | Management | Yes | For | For |
IRHYTHM TECHNOLOGIES, INC. | IRTC | 450056106 | 22-May-2019 | 2. Ratify Appointment of Independent Auditors; To ratify the appointment of PricewaterhouseCoopers LLP Accounting Firm as our Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2019. | Management | Yes | For | For |
IRHYTHM TECHNOLOGIES, INC. | IRTC | 450056106 | 22-May-2019 | 3. 14A Executive Compensation; Advisory vote to approve Named Executive Officer Compensation. | Management | Yes | For | For |
FIREEYE, INC. | FEYE | 31816Q101 | 23-May-2019 | 1a. Election of Directors (Majority Voting); Election of Class III Director: Ronald E. F. Codd | Management | Yes | For | For |
FIREEYE, INC. | FEYE | 31816Q101 | 23-May-2019 | 1b. Election of Directors (Majority Voting); Election of Class III Director: Kevin R. Mandia | Management | Yes | For | For |
FIREEYE, INC. | FEYE | 31816Q101 | 23-May-2019 | 1c. Election of Directors (Majority Voting); Election of Class III Director: Enrique Salem | Management | Yes | For | For |
FIREEYE, INC. | FEYE | 31816Q101 | 23-May-2019 | 2. Ratify Appointment of Independent Auditors; To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2019. | Management | Yes | For | For |
FIREEYE, INC. | FEYE | 31816Q101 | 23-May-2019 | 3. 14A Executive Compensation; Advisory vote to approve named executive officer compensation. | Management | Yes | For | For |
EMERGENT BIOSOLUTIONS INC. | EBS | 29089Q105 | 23-May-2019 | 1a. Election of Directors (Majority Voting); Election of Class I Director: Fuad El-Hibri | Management | Yes | For | For |
EMERGENT BIOSOLUTIONS INC. | EBS | 29089Q105 | 23-May-2019 | 1b. Election of Directors (Majority Voting); Election of Class I Director: Ronald B. Richard | Management | Yes | For | For |
EMERGENT BIOSOLUTIONS INC. | EBS | 29089Q105 | 23-May-2019 | 1c. Election of Directors (Majority Voting); Election of Class I Director: Kathryn C. Zoon, Ph.D. | Management | Yes | For | For |
EMERGENT BIOSOLUTIONS INC. | EBS | 29089Q105 | 23-May-2019 | 1d. Election of Directors (Majority Voting); Election of Class II Director: Seamus Mulligan | Management | Yes | For | For |
EMERGENT BIOSOLUTIONS INC. | EBS | 29089Q105 | 23-May-2019 | 2. Ratify Appointment of Independent Auditors; To ratify the appointment by the audit committee of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | Yes | For | For |
EMERGENT BIOSOLUTIONS INC. | EBS | 29089Q105 | 23-May-2019 | 3. 14A Executive Compensation; Advisory vote to approve executive compensation. | Management | Yes | For | For |
MERIT MEDICAL SYSTEMS, INC. | MMSI | 589889104 | 23-May-2019 | 1.1 Election of Directors; DIRECTOR F. Ann Millner, Ed.D. | Management | Yes | For | For |
MERIT MEDICAL SYSTEMS, INC. | MMSI | 589889104 | 23-May-2019 | 1.2 Election of Directors; DIRECTOR Thomas J. Gunderson | Management | Yes | For | For |
MERIT MEDICAL SYSTEMS, INC. | MMSI | 589889104 | 23-May-2019 | 1.3 Election of Directors; DIRECTOR Jill D. Anderson | Management | Yes | For | For |
MERIT MEDICAL SYSTEMS, INC. | MMSI | 589889104 | 23-May-2019 | 2. 14A Executive Compensation; Proposal to approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | Yes | For | For |
MERIT MEDICAL SYSTEMS, INC. | MMSI | 589889104 | 23-May-2019 | 3. Ratify Appointment of Independent Auditors; Ratification of the appointment of Deloitte & Touche LLP to serve as the independent registered public accounting firm of the Company for the year ending December 31, 2019. | Management | Yes | For | For |
NEURONETICS, INC. | STIM | 64131A105 | 28-May-2019 | 1.1 Election of Directors; DIRECTOR Stephen Campe | Management | Yes | For | For |
NEURONETICS, INC. | STIM | 64131A105 | 28-May-2019 | 1.2 Election of Directors; DIRECTOR Brian Farley | Management | Yes | For | For |
NEURONETICS, INC. | STIM | 64131A105 | 28-May-2019 | 1.3 Election of Directors; DIRECTOR Cheryl Blanchard | Management | Yes | For | For |
NEURONETICS, INC. | STIM | 64131A105 | 28-May-2019 | 1.4 Election of Directors; DIRECTOR Wilfred Jaeger | Management | Yes | For | For |
NEURONETICS, INC. | STIM | 64131A105 | 28-May-2019 | 1.5 Election of Directors; DIRECTOR Glenn Muir | Management | Yes | For | For |
NEURONETICS, INC. | STIM | 64131A105 | 28-May-2019 | 1.6 Election of Directors; DIRECTOR Chris Thatcher | Management | Yes | For | For |
NEURONETICS, INC. | STIM | 64131A105 | 28-May-2019 | 2. Ratify Appointment of Independent Auditors; Ratification of the selection of KPMG LLP as auditors. | Management | Yes | For | For |
NEURONETICS, INC. | STIM | 64131A105 | 28-May-2019 | 3. Approve Charter Amendment; To approve the proposal of Neuronetics' Board of Directors to amend the company's Ninth Amended and Restated Certificate of Incorporation to permit removal of a member of the Board of Directors with or without cause by a majority vote of stockholders. | Management | Yes | For | For |
FIVE9, INC. | FIVN | 338307101 | 28-May-2019 | 1.1 Election of Directors; DIRECTOR Jack Acosta | Management | Yes | For | For |
FIVE9, INC. | FIVN | 338307101 | 28-May-2019 | 1.2 Election of Directors; DIRECTOR Rowan Trollope | Management | Yes | For | For |
FIVE9, INC. | FIVN | 338307101 | 28-May-2019 | 1.3 Election of Directors; DIRECTOR David Welsh | Management | Yes | For | For |
FIVE9, INC. | FIVN | 338307101 | 28-May-2019 | 2. 14A Executive Compensation; To approve, on a non-binding advisory basis, the compensation of the named executive officers as disclosed in the proxy statement. | Management | Yes | For | For |
FIVE9, INC. | FIVN | 338307101 | 28-May-2019 | 3. Ratify Appointment of Independent Auditors; Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2019. | Management | Yes | For | For |
COUPA SOFTWARE INCORPORATED | COUP | 22266L106 | 28-May-2019 | 1.1 Election of Directors; DIRECTOR Robert Bernshteyn | Management | Yes | For | For |
COUPA SOFTWARE INCORPORATED | COUP | 22266L106 | 28-May-2019 | 1.2 Election of Directors; DIRECTOR Leslie Campbell | Management | Yes | For | For |
COUPA SOFTWARE INCORPORATED | COUP | 22266L106 | 28-May-2019 | 1.3 Election of Directors; DIRECTOR Frank van Veenendaal | Management | Yes | For | For |
COUPA SOFTWARE INCORPORATED | COUP | 22266L106 | 28-May-2019 | 2. Ratify Appointment of Independent Auditors; Proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2020. | Management | Yes | For | For |
COUPA SOFTWARE INCORPORATED | COUP | 22266L106 | 28-May-2019 | 3. 14A Executive Compensation; Advisory (non-binding) vote to approve named executive officer compensation. | Management | Yes | For | For |
PDC ENERGY, INC. | PDCE | 69327R101 | 29-May-2019 | 1.1 Election of Directors; DIRECTOR Barton R. Brookman | Management | Yes | For | For |
PDC ENERGY, INC. | PDCE | 69327R101 | 29-May-2019 | 1.2 Election of Directors; DIRECTOR Mark E. Ellis | Management | Yes | For | For |
PDC ENERGY, INC. | PDCE | 69327R101 | 29-May-2019 | 1.3 Election of Directors; DIRECTOR Larry F. Mazza | Management | Yes | For | For |
PDC ENERGY, INC. | PDCE | 69327R101 | 29-May-2019 | 2. 14A Executive Compensation; To approve, on an advisory basis, the compensation of the Company's named executive officers ("Say-on-Pay"). | Management | Yes | For | For |
PDC ENERGY, INC. | PDCE | 69327R101 | 29-May-2019 | 3. Ratify Appointment of Independent Auditors; To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | Yes | For | For |
PDC ENERGY, INC. | PDCE | 69327R101 | 29-May-2019 | 1.1 Election of Directors; DIRECTOR Barton R. Brookman | Management | Yes | For | For |
PDC ENERGY, INC. | PDCE | 69327R101 | 29-May-2019 | 1.2 Election of Directors; DIRECTOR Mark E. Ellis | Management | Yes | For | For |
PDC ENERGY, INC. | PDCE | 69327R101 | 29-May-2019 | 1.3 Election of Directors; DIRECTOR Larry F. Mazza | Management | Yes | For | For |
PDC ENERGY, INC. | PDCE | 69327R101 | 29-May-2019 | 2. 14A Executive Compensation; To approve, on an advisory basis, the compensation of the Company's named executive officers ("Say-on-Pay"). | Management | Yes | For | For |
PDC ENERGY, INC. | PDCE | 69327R101 | 29-May-2019 | 3. Ratify Appointment of Independent Auditors; To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | Yes | For | For |
PDC ENERGY, INC. | PDCE | 69327R101 | 29-May-2019 | 1.1 Election of Directors; DIRECTOR Benjamin Dell | Opposition | No | opposition ballot not voted; Pier voted the management ballot on the same meeting date | |
PDC ENERGY, INC. | PDCE | 69327R101 | 29-May-2019 | 1.2 Election of Directors; DIRECTOR James F. Adelson | Opposition | No | opposition ballot not voted; Pier voted the management ballot on the same meeting date | |
PDC ENERGY, INC. | PDCE | 69327R101 | 29-May-2019 | 1.3 Election of Directors; DIRECTOR Alice E. Gould | Opposition | No | opposition ballot not voted; Pier voted the management ballot on the same meeting date | |
PDC ENERGY, INC. | PDCE | 69327R101 | 29-May-2019 | 2. Ratify Appointment of Independent Auditors; Company proposal to ratify the selection of PricewaterhouseCoopers LLP as Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Opposition | No | opposition ballot not voted; Pier voted the management ballot on the same meeting date | |
PDC ENERGY, INC. | PDCE | 69327R101 | 29-May-2019 | 3. 14A Executive Compensation; Company proposal to approve, on an advisory basis, the compensation of the Company's Named Executive Officers. | Opposition | No | opposition ballot not voted; Pier voted the management ballot on the same meeting date | |
INSULET CORPORATION | PODD | 45784P101 | 30-May-2019 | 1.1 Election of Directors; DIRECTOR Jessica Hopfield, Ph.D. | Management | Yes | For | For |
INSULET CORPORATION | PODD | 45784P101 | 30-May-2019 | 1.2 Election of Directors; DIRECTOR David Lemoine | Management | Yes | For | For |
INSULET CORPORATION | PODD | 45784P101 | 30-May-2019 | 2. 14A Executive Compensation; To approve, on a non-binding, advisory basis, the compensation of certain executive officers. | Management | Yes | For | For |
INSULET CORPORATION | PODD | 45784P101 | 30-May-2019 | 3. Amend Employee Stock Purchase Plan; To approve an amendment to the Company's 2007 Employee Stock Purchase Plan to, among other things, increase the aggregate number of shares authorized for issuance under such plan by 500,000 shares. | Management | Yes | For | For |
INSULET CORPORATION | PODD | 45784P101 | 30-May-2019 | 4. Ratify Appointment of Independent Auditors; To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | Yes | For | For |
BENEFITFOCUS, INC. | BNFT | 08180D106 | 31-May-2019 | 1.1 Election of Directors; DIRECTOR Douglas A. Dennerline | Management | Yes | For | For |
BENEFITFOCUS, INC. | BNFT | 08180D106 | 31-May-2019 | 1.2 Election of Directors; DIRECTOR Francis J. Pelzer V | Management | Yes | For | For |
BENEFITFOCUS, INC. | BNFT | 08180D106 | 31-May-2019 | 1.3 Election of Directors; DIRECTOR Ana M. White | Management | Yes | For | For |
BENEFITFOCUS, INC. | BNFT | 08180D106 | 31-May-2019 | 2. Amend Stock Option Plan; Approval of the Benefitfocus, Inc. Second Amended and Restated 2012 Stock Plan. | Management | Yes | For | For |
BENEFITFOCUS, INC. | BNFT | 08180D106 | 31-May-2019 | 3. 14A Executive Compensation; Approval, on an advisory basis, of Benefitfocus, Inc.'s 2018 named executive officer compensation. | Management | Yes | For | For |
BENEFITFOCUS, INC. | BNFT | 08180D106 | 31-May-2019 | 4. 14A Executive Compensation Vote Frequency; Approval, on an advisory basis, of the frequency of future stockholder advisory votes on named executive officer compensation. | Management | Yes | 1 year | For |
BENEFITFOCUS, INC. | BNFT | 08180D106 | 31-May-2019 | 5. Ratify Appointment of Independent Auditors; Ratification of the selection of Ernst & Young LLP as the independent registered public accounting firm of Benefitfocus, Inc. for the year ending December 31, 2019. | Management | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | A2. Receive Consolidated Financial Statements; Approval of the consolidated accounts of the Company prepared under EU IFRS and IFRS as of and for the financial year ended December 31, 2018. | Management | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | A3. Adopt Accounts for Past Year; Approval of the Company's annual accounts under LUX GAAP as of and for the financial year ended December 31, 2018. | Management | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | A4. Adopt Accounts for Past Year; Allocation of results for the financial year ended December 31, 2018. | Management | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | A5. Approve Financial Statements, Allocation of Income, and Discharge Directors; Vote on discharge (quitus) of the members of the Board of Directors for the proper exercise of their mandate during the financial year ended December 31, 2018. | Management | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | A6. Approve Option Grants; Approval and ratification of the equity awards granted to certain non-executive members of the Board of Directors during the financial year ended on December 31, 2018. | Management | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | A7. Miscellaneous Compensation Plans; Approval of the cash compensation payable to the non-executive members of the Board of Directors for the financial year ending on December 31, 2019. | Management | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | A8. Miscellaneous Compensation Plans; Approval of the share based compensation payable to certain non-executive members of the Board of Directors for the financial year ending on December 31, 2019. | Management | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | A9. Ratify Appointment of Independent Auditors; Appointment of Deloitte Audit as independent auditor for the annual accounts and the EU IFRS consolidated accounts of the Company for the financial year ending on December 31, 2019. | Management | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | A10. Ratify Appointment of Independent Auditors; Appointment of Deloitte & Co S.A. as independent auditor for the IFRS consolidated accounts of the Company for the financial year ending on December 31, 2019. | Management | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | A11. Election of Directors (Full Slate); Re-appointment of Mr. Mario Vazquez as member of the Board of Directors for a term ending on the date of the Annual General Meeting of Shareholders of the Company to be held in 2022. | Management | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | A12. Election of Directors (Full Slate); Re-appointment of Mr. Francisco Álvarez-Demalde as member of the Board of Directors for a term ending on the date of the Annual General Meeting of Shareholders of the Company to be held in 2022. | Management | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | A13. Election of Directors (Full Slate); Re-appointment of Mr. Marcos Galperin as member of the Board of Directors for a term ending on the date of the Annual General Meeting of Shareholders of the Company to be held in 2022. | Management | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | A14. Election of Directors (Full Slate); Appointment of Mr. Richard Haythornthwaite as member of the Board of Directors for a term ending on the date of the Annual General Meeting of Shareholders of the Company to be held in 2021. | Management | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | A15. Amend Articles-Board Related; Renewal of the authorization granted to the Board of Directors, according to article 430-15 of the law of 10 August 1915 on commercial companies, as amended, to repurchase during a five-year period ending on the fifth anniversary of this Annual General Meeting, a maximum number of common shares representing twenty percent (20%) of the issued share capital of Company for a net purchase price that is (i) no less than fifty percent (50%) of lowest common share price (ii) no more than fifty percent (50%) above the highest common share price. | Management | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | E1. Approve Article Amendments; Decision to amend article 8 of the articles of association of the Company. | Management | Yes | For | For |
REGENXBIO INC. | RGNX | 75901B107 | 31-May-2019 | 1.1 Election of Directors; DIRECTOR Daniel J. Abdun-Nabi | Management | Yes | For | For |
REGENXBIO INC. | RGNX | 75901B107 | 31-May-2019 | 1.2 Election of Directors; DIRECTOR Allan M. Fox | Management | Yes | For | For |
REGENXBIO INC. | RGNX | 75901B107 | 31-May-2019 | 1.3 Election of Directors; DIRECTOR A. Glucksmann, Ph.D. | Management | Yes | For | For |
REGENXBIO INC. | RGNX | 75901B107 | 31-May-2019 | 2. Ratify Appointment of Independent Auditors; To ratify the selection of PricewaterhouseCoopers LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of the Company for the year ending December 31, 2019. | Management | Yes | For | For |
REGENXBIO INC. | RGNX | 75901B107 | 31-May-2019 | 3. 14A Executive Compensation; Advisory vote on the compensation paid to the Company's named executive officers. | Management | Yes | For | For |
REGENXBIO INC. | RGNX | 75901B107 | 31-May-2019 | 4. 14A Executive Compensation Vote Frequency; Advisory vote on the frequency of future stockholder advisory votes on the compensation paid to the Company's named executive officers. | Management | Yes | 1 year | Against |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | A2. Receive Consolidated Financial Statements; Approval of the consolidated accounts of the Company prepared under EU IFRS and IFRS as of and for the financial year ended December 31, 2018. | Management | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | A3. Adopt Accounts for Past Year; Approval of the Company's annual accounts under LUX GAAP as of and for the financial year ended December 31, 2018. | Management | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | A4. Adopt Accounts for Past Year; Allocation of results for the financial year ended December 31, 2018. | Management | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | A5. Approve Financial Statements, Allocation of Income, and Discharge Directors; Vote on discharge (quitus) of the members of the Board of Directors for the proper exercise of their mandate during the financial year ended December 31, 2018. | Management | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | A6. Approve Option Grants; Approval and ratification of the equity awards granted to certain non-executive members of the Board of Directors during the financial year ended on December 31, 2018. | Management | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | A7. Miscellaneous Compensation Plans; Approval of the cash compensation payable to the non-executive members of the Board of Directors for the financial year ending on December 31, 2019. | Management | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | A8. Miscellaneous Compensation Plans; Approval of the share based compensation payable to certain non-executive members of the Board of Directors for the financial year ending on December 31, 2019. | Management | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | A9. Ratify Appointment of Independent Auditors; Appointment of Deloitte Audit as independent auditor for the annual accounts and the EU IFRS consolidated accounts of the Company for the financial year ending on December 31, 2019. | Management | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | A10. Ratify Appointment of Independent Auditors; Appointment of Deloitte & Co S.A. as independent auditor for the IFRS consolidated accounts of the Company for the financial year ending on December 31, 2019. | Management | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | A11. Election of Directors (Full Slate); Re-appointment of Mr. Mario Vazquez as member of the Board of Directors for a term ending on the date of the Annual General Meeting of Shareholders of the Company to be held in 2022. | Management | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | A12. Election of Directors (Full Slate); Re-appointment of Mr. Francisco Álvarez-Demalde as member of the Board of Directors for a term ending on the date of the Annual General Meeting of Shareholders of the Company to be held in 2022. | Management | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | A13. Election of Directors (Full Slate); Re-appointment of Mr. Marcos Galperin as member of the Board of Directors for a term ending on the date of the Annual General Meeting of Shareholders of the Company to be held in 2022. | Management | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | A14. Election of Directors (Full Slate); Appointment of Mr. Richard Haythornthwaite as member of the Board of Directors for a term ending on the date of the Annual General Meeting of Shareholders of the Company to be held in 2021. | Management | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | A15. Amend Articles-Board Related; Renewal of the authorization granted to the Board of Directors, according to article 430-15 of the law of 10 August 1915 on commercial companies, as amended, to repurchase during a five-year period ending on the fifth anniversary of this Annual General Meeting, a maximum number of common shares representing twenty percent (20%) of the issued share capital of Company for a net purchase price that is (i) no less than fifty percent (50%) of lowest common share price (ii) no more than fifty percent (50%) above the highest common share price. | Management | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 31-May-2019 | E1. Approve Article Amendments; Decision to amend article 8 of the articles of association of the Company. | Management | Yes | For | For |
AT HOME GROUP INC. | HOME | 04650Y100 | 04-Jun-2019 | 1.1 Election of Directors; DIRECTOR Steve K. Barbarick | Management | Yes | For | For |
AT HOME GROUP INC. | HOME | 04650Y100 | 04-Jun-2019 | 1.2 Election of Directors; DIRECTOR Paula L. Bennett | Management | Yes | For | For |
AT HOME GROUP INC. | HOME | 04650Y100 | 04-Jun-2019 | 1.3 Election of Directors; DIRECTOR Martin C. Eltrich, III | Management | Yes | For | For |
AT HOME GROUP INC. | HOME | 04650Y100 | 04-Jun-2019 | 2. Ratify Appointment of Independent Auditors; Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 25, 2020. | Management | Yes | For | For |
AT HOME GROUP INC. | HOME | 04650Y100 | 04-Jun-2019 | 3. 14A Executive Compensation; Advisory approval of the named executive officer compensation. | Management | Yes | For | For |
AT HOME GROUP INC. | HOME | 04650Y100 | 04-Jun-2019 | 4. 14A Executive Compensation Vote Frequency; Advisory approval of the frequency of the advisory vote on named executive officer compensation. | Management | Yes | 1 year | For |
CERUS CORPORATION | CERS | 157085101 | 05-Jun-2019 | 1.1 Election of Directors; DIRECTOR Jami Dover Nachtsheim | Management | Yes | For | For |
CERUS CORPORATION | CERS | 157085101 | 05-Jun-2019 | 1.2 Election of Directors; DIRECTOR Gail Schulze | Management | Yes | For | For |
CERUS CORPORATION | CERS | 157085101 | 05-Jun-2019 | 2. Amend Stock Compensation Plan; To approve an amendment and restatement of the Company's Amended and Restated 2008 Equity Incentive Plan to increase the aggregate number of shares of common stock available for issuance thereunder by 11,800,000 shares and to make certain other changes thereto as described in the Proxy Statement. | Management | Yes | For | For |
CERUS CORPORATION | CERS | 157085101 | 05-Jun-2019 | 3. 14A Executive Compensation; To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. | Management | Yes | For | For |
CERUS CORPORATION | CERS | 157085101 | 05-Jun-2019 | 4. Ratify Appointment of Independent Auditors; To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2019. | Management | Yes | For | For |
MOELIS & COMPANY | MC | 60786M105 | 05-Jun-2019 | 1.1 Election of Directors; DIRECTOR Kenneth Moelis | Management | Yes | For | For |
MOELIS & COMPANY | MC | 60786M105 | 05-Jun-2019 | 1.2 Election of Directors; DIRECTOR Navid Mahmoodzadegan | Management | Yes | For | For |
MOELIS & COMPANY | MC | 60786M105 | 05-Jun-2019 | 1.3 Election of Directors; DIRECTOR Jeffrey Raich | Management | Yes | For | For |
MOELIS & COMPANY | MC | 60786M105 | 05-Jun-2019 | 1.4 Election of Directors; DIRECTOR Eric Cantor | Management | Yes | For | For |
MOELIS & COMPANY | MC | 60786M105 | 05-Jun-2019 | 1.5 Election of Directors; DIRECTOR Elizabeth Crain | Management | Yes | For | For |
MOELIS & COMPANY | MC | 60786M105 | 05-Jun-2019 | 1.6 Election of Directors; DIRECTOR John A. Allison IV | Management | Yes | For | For |
MOELIS & COMPANY | MC | 60786M105 | 05-Jun-2019 | 1.7 Election of Directors; DIRECTOR Yolonda Richardson | Management | Yes | For | For |
MOELIS & COMPANY | MC | 60786M105 | 05-Jun-2019 | 1.8 Election of Directors; DIRECTOR Kenneth L. Shropshire | Management | Yes | For | For |
MOELIS & COMPANY | MC | 60786M105 | 05-Jun-2019 | 2. 14A Executive Compensation; To approve, on an advisory basis, the compensation of our Named Executive Officers. | Management | Yes | For | For |
MOELIS & COMPANY | MC | 60786M105 | 05-Jun-2019 | 3. Ratify Appointment of Independent Auditors; Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | Yes | For | For |
MOELIS & COMPANY | MC | 60786M105 | 05-Jun-2019 | 4. Transact Other Business; In their discretion, upon such other matters that may properly come before meeting or any adjournment or adjournments thereof. | Management | Yes | For | For |
MATADOR RESOURCES COMPANY | MTDR | 576485205 | 06-Jun-2019 | 1. Election of Directors (Majority Voting); Election of Director: R. Gaines Baty | Management | Yes | For | For |
MATADOR RESOURCES COMPANY | MTDR | 576485205 | 06-Jun-2019 | 1. Election of Directors (Majority Voting); Election of Director: Craig T. Burkert | Management | Yes | For | For |
MATADOR RESOURCES COMPANY | MTDR | 576485205 | 06-Jun-2019 | 1. Election of Directors (Majority Voting); Election of Director: Matthew P. Clifton | Management | Yes | For | For |
MATADOR RESOURCES COMPANY | MTDR | 576485205 | 06-Jun-2019 | 2. Approve Stock Compensation Plan; Vote to approve the Company's 2019 Long-Term Incentive Plan. | Management | Yes | For | For |
MATADOR RESOURCES COMPANY | MTDR | 576485205 | 06-Jun-2019 | 3. 14A Executive Compensation; Advisory vote to approve the compensation of the Company's named executive officers. | Management | Yes | For | For |
MATADOR RESOURCES COMPANY | MTDR | 576485205 | 06-Jun-2019 | 4. Ratify Appointment of Independent Auditors; Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. | Management | Yes | For | For |
REDFIN CORPORATION | RDFN | 75737F108 | 06-Jun-2019 | 1a. Election of Directors (Majority Voting); Election of Class II Director: Julie Bornstein | Management | Yes | For | For |
REDFIN CORPORATION | RDFN | 75737F108 | 06-Jun-2019 | 1b. Election of Directors (Majority Voting); Election of Class II Director: Robert Mylod, Jr. | Management | Yes | For | For |
REDFIN CORPORATION | RDFN | 75737F108 | 06-Jun-2019 | 1c. Election of Directors (Majority Voting); Election of Class II Director: Selina Tobaccowala | Management | Yes | For | For |
REDFIN CORPORATION | RDFN | 75737F108 | 06-Jun-2019 | 2. 14A Executive Compensation Vote Frequency; Advisory vote on the frequency of future advisory votes to approve named executive officer compensation. | Management | Yes | 1 year | For |
REDFIN CORPORATION | RDFN | 75737F108 | 06-Jun-2019 | 3. Ratify Appointment of Independent Auditors; Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2019. | Management | Yes | For | For |
GRANITE CONSTRUCTION INCORPORATED | GVA | 387328107 | 06-Jun-2019 | 1a. Election of Directors (Majority Voting); Election of Director: Claes G. Bjork | Management | Yes | For | For |
GRANITE CONSTRUCTION INCORPORATED | GVA | 387328107 | 06-Jun-2019 | 1b. Election of Directors (Majority Voting); Election of Director: Patricia D. Galloway | Management | Yes | For | For |
GRANITE CONSTRUCTION INCORPORATED | GVA | 387328107 | 06-Jun-2019 | 1c. Election of Directors (Majority Voting); Election of Director: Alan P. Krusi | Management | Yes | For | For |
GRANITE CONSTRUCTION INCORPORATED | GVA | 387328107 | 06-Jun-2019 | 1d. Election of Directors (Majority Voting); Election of Director: Jeffrey J. Lyash | Management | Yes | For | For |
GRANITE CONSTRUCTION INCORPORATED | GVA | 387328107 | 06-Jun-2019 | 2. 14A Executive Compensation; Advisory vote to approve executive compensation of the named executive officers. | Management | Yes | For | For |
GRANITE CONSTRUCTION INCORPORATED | GVA | 387328107 | 06-Jun-2019 | 3. Ratify Appointment of Independent Auditors; To ratify the appointment by the Audit/Compliance Committee of PricewaterhouseCoopers LLP as Granite's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | Yes | For | For |
EVENTBRITE, INC. | EB | 29975E109 | 07-Jun-2019 | 1.1 Election of Directors; DIRECTOR Roelof Botha | Management | Yes | For | For |
EVENTBRITE, INC. | EB | 29975E109 | 07-Jun-2019 | 1.2 Election of Directors; DIRECTOR Withdrawn | Management | Yes | For | For |
EVENTBRITE, INC. | EB | 29975E109 | 07-Jun-2019 | 1.3 Election of Directors; DIRECTOR Jane Lauder | Management | Yes | For | For |
EVENTBRITE, INC. | EB | 29975E109 | 07-Jun-2019 | 1.4 Election of Directors; DIRECTOR Steffan Tomlinson | Management | Yes | For | For |
EVENTBRITE, INC. | EB | 29975E109 | 07-Jun-2019 | 2. Ratify Appointment of Independent Auditors; A proposal to ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | Yes | For | For |
EVOLENT HEALTH, INC. | EVH | 30050B101 | 11-Jun-2019 | 1a. Election of Directors (Majority Voting); Election of Class I Director: Seth Blackley | Management | Yes | For | For |
EVOLENT HEALTH, INC. | EVH | 30050B101 | 11-Jun-2019 | 1b. Election of Directors (Majority Voting); Election of Class I Director: David Farner | Management | Yes | For | For |
EVOLENT HEALTH, INC. | EVH | 30050B101 | 11-Jun-2019 | 2. Ratify Appointment of Independent Auditors; Proposal to ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | Yes | For | For |
EVOLENT HEALTH, INC. | EVH | 30050B101 | 11-Jun-2019 | 3. 14A Executive Compensation; Proposal to approve the compensation of our named executive officers for 2018 on an advisory basis. | Management | Yes | For | For |
NATIONAL VISION HOLDINGS INC | EYE | 63845R107 | 11-Jun-2019 | 1.1 Election of Directors; DIRECTOR D. Randolph Peeler | Management | Yes | For | For |
NATIONAL VISION HOLDINGS INC | EYE | 63845R107 | 11-Jun-2019 | 2. Ratify Appointment of Independent Auditors; Ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for fiscal year 2019. | Management | Yes | For | For |
NATIONAL VISION HOLDINGS INC | EYE | 63845R107 | 11-Jun-2019 | 3. 14A Executive Compensation; Approve, in a non-binding advisory vote, the compensation paid to the named executive officers. | Management | Yes | For | For |
VERACYTE, INC. | VCYT | 92337F107 | 11-Jun-2019 | 1.1 Election of Directors; DIRECTOR Karin Eastham | Management | Yes | For | For |
VERACYTE, INC. | VCYT | 92337F107 | 11-Jun-2019 | 1.2 Election of Directors; DIRECTOR Kevin K. Gordon | Management | Yes | For | For |
VERACYTE, INC. | VCYT | 92337F107 | 11-Jun-2019 | 2. Ratify Appointment of Independent Auditors; The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2019. | Management | Yes | For | For |
VERACYTE, INC. | VCYT | 92337F107 | 11-Jun-2019 | 3. 14A Executive Compensation; The approval, on a non-binding advisory basis, of the compensation of our named executive officers, as disclosed in our proxy statement. | Management | Yes | For | For |
VERACYTE, INC. | VCYT | 92337F107 | 11-Jun-2019 | 4. 14A Executive Compensation Vote Frequency; The selection, on a non-binding advisory basis, whether future advisory votes on the compensation paid by us to our named executive officers should be held every one, two or three years. | Management | Yes | 1 year | For |
WINGSTOP INC. | WING | 974155103 | 12-Jun-2019 | 1.1 Election of Directors; DIRECTOR Krishnan Anand | Management | Yes | For | For |
WINGSTOP INC. | WING | 974155103 | 12-Jun-2019 | 1.2 Election of Directors; DIRECTOR David L. Goebel | Management | Yes | For | For |
WINGSTOP INC. | WING | 974155103 | 12-Jun-2019 | 1.3 Election of Directors; DIRECTOR Michael J. Hislop | Management | Yes | For | For |
WINGSTOP INC. | WING | 974155103 | 12-Jun-2019 | 2. Ratify Appointment of Independent Auditors; Ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2019. | Management | Yes | For | For |
WINGSTOP INC. | WING | 974155103 | 12-Jun-2019 | 3. 14A Executive Compensation; Approve, on an advisory basis, the compensation of our named executive officers. | Management | Yes | For | For |
WINGSTOP INC. | WING | 974155103 | 12-Jun-2019 | 4. Adopt Employee Stock Purchase Plan; Approve the Wingstop Inc. Employee Stock Purchase Plan | Management | Yes | For | For |
ADDUS HOMECARE CORPORATION | ADUS | 006739106 | 12-Jun-2019 | 1.1 Election of Directors; DIRECTOR Susan T. Weaver | Management | Yes | For | For |
ADDUS HOMECARE CORPORATION | ADUS | 006739106 | 12-Jun-2019 | 1.2 Election of Directors; DIRECTOR Jean Rush | Management | Yes | For | For |
ADDUS HOMECARE CORPORATION | ADUS | 006739106 | 12-Jun-2019 | 2. Ratify Appointment of Independent Auditors; To ratify the appointment of PricewaterhouseCoopers LLP, an independent registered public accounting firm, as our independent auditor for the fiscal year ending December 31, 2019. | Management | Yes | For | For |
ADDUS HOMECARE CORPORATION | ADUS | 006739106 | 12-Jun-2019 | 3. 14A Executive Compensation; To approve, on an advisory, non-binding basis, the compensation of the named executive officers. | Management | Yes | For | For |
ADDUS HOMECARE CORPORATION | ADUS | 006739106 | 12-Jun-2019 | 4. 14A Executive Compensation Vote Frequency; To approve, on an advisory, non-binding basis, the frequency of holding an advisory, non-binding votes on named executive officer compensation. | Management | Yes | 1 year | Against |
LENDINGTREE INC | TREE | 52603B107 | 12-Jun-2019 | 1a. Election of Directors (Majority Voting); Election of Director: Gabriel Dalporto | Management | Yes | For | For |
LENDINGTREE INC | TREE | 52603B107 | 12-Jun-2019 | 1b. Election of Directors (Majority Voting); Election of Director: Thomas Davidson | Management | Yes | For | For |
LENDINGTREE INC | TREE | 52603B107 | 12-Jun-2019 | 1c. Election of Directors (Majority Voting); Election of Director: Neal Dermer | Management | Yes | For | For |
LENDINGTREE INC | TREE | 52603B107 | 12-Jun-2019 | 1d. Election of Directors (Majority Voting); Election of Director: Robin Henderson | Management | Yes | For | For |
LENDINGTREE INC | TREE | 52603B107 | 12-Jun-2019 | 1e. Election of Directors (Majority Voting); Election of Director: Peter Horan | Management | Yes | For | For |
LENDINGTREE INC | TREE | 52603B107 | 12-Jun-2019 | 1f. Election of Directors (Majority Voting); Election of Director: Douglas Lebda | Management | Yes | For | For |
LENDINGTREE INC | TREE | 52603B107 | 12-Jun-2019 | 1g. Election of Directors (Majority Voting); Election of Director: Steven Ozonian | Management | Yes | For | For |
LENDINGTREE INC | TREE | 52603B107 | 12-Jun-2019 | 1h. Election of Directors (Majority Voting); Election of Director: Saras Sarasvathy | Management | Yes | For | For |
LENDINGTREE INC | TREE | 52603B107 | 12-Jun-2019 | 1i. Election of Directors (Majority Voting); Election of Director: G. Kennedy Thompson | Management | Yes | For | For |
LENDINGTREE INC | TREE | 52603B107 | 12-Jun-2019 | 1j. Election of Directors (Majority Voting); Election of Director: Craig Troyer | Management | Yes | For | For |
LENDINGTREE INC | TREE | 52603B107 | 12-Jun-2019 | 2. Ratify Appointment of Independent Auditors; Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the 2019 fiscal year. | Management | Yes | For | For |
LENDINGTREE INC | TREE | 52603B107 | 12-Jun-2019 | 3. Amend Stock Compensation Plan; To approve an amendment and restatement of the Fifth Amended and Restated LendingTree, Inc. 2008 Stock and Annual Incentive Plan. | Management | Yes | For | For |
SMARTSHEET INC. | SMAR | 83200N103 | 12-Jun-2019 | 1.1 Election of Directors; DIRECTOR Elena Gomez | Management | Yes | For | For |
SMARTSHEET INC. | SMAR | 83200N103 | 12-Jun-2019 | 1.2 Election of Directors; DIRECTOR Mark P. Mader | Management | Yes | For | For |
SMARTSHEET INC. | SMAR | 83200N103 | 12-Jun-2019 | 1.3 Election of Directors; DIRECTOR Magdalena Yesil | Management | Yes | For | For |
SMARTSHEET INC. | SMAR | 83200N103 | 12-Jun-2019 | 2. Ratify Appointment of Independent Auditors; Ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the fiscal year ending January 31, 2020. | Management | Yes | For | For |
RAPID7, INC. | RPD | 753422104 | 12-Jun-2019 | 1.1 Election of Directors; DIRECTOR Corey Thomas | Management | Yes | For | For |
RAPID7, INC. | RPD | 753422104 | 12-Jun-2019 | 1.2 Election of Directors; DIRECTOR J. Benjamin Nye | Management | Yes | For | For |
RAPID7, INC. | RPD | 753422104 | 12-Jun-2019 | 2. Ratify Appointment of Independent Auditors; To ratify the selection by the Audit Committee of the Board of Directors of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | Yes | For | For |
RAPID7, INC. | RPD | 753422104 | 12-Jun-2019 | 3. 14A Executive Compensation; To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the accompanying Proxy Statement. | Management | Yes | For | For |
RAPID7, INC. | RPD | 753422104 | 12-Jun-2019 | 4. 14A Executive Compensation Vote Frequency; To indicate, on an advisory basis, the preferred frequency of future stockholder advisory votes on the compensation of the Company's named executive officers. | Management | Yes | 1 year | For |
LHC GROUP, INC. | LHCG | 50187A107 | 13-Jun-2019 | 1.1 Election of Directors; DIRECTOR Monica F. Azare | Management | Yes | For | For |
LHC GROUP, INC. | LHCG | 50187A107 | 13-Jun-2019 | 1.2 Election of Directors; DIRECTOR Teri G. Fontenot | Management | Yes | For | For |
LHC GROUP, INC. | LHCG | 50187A107 | 13-Jun-2019 | 1.3 Election of Directors; DIRECTOR John L. Indest | Management | Yes | For | For |
LHC GROUP, INC. | LHCG | 50187A107 | 13-Jun-2019 | 2. 14A Executive Compensation; To adopt, on an advisory basis, a resolution approving the compensation of our named executive officers. | Management | Yes | For | For |
LHC GROUP, INC. | LHCG | 50187A107 | 13-Jun-2019 | 3. Ratify Appointment of Independent Auditors; The ratification of the selection of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | Yes | For | For |
PIVOTAL SOFTWARE INC | PVTL | 72582H107 | 13-Jun-2019 | 1a. Election of Directors (Majority Voting); Election of Director: Marcy Klevorn | Management | Yes | For | For |
PIVOTAL SOFTWARE INC | PVTL | 72582H107 | 13-Jun-2019 | 2. Ratify Appointment of Independent Auditors; Ratification of the appointment of PricewaterhouseCoopers LLP as Pivotal Software, Inc.'s independent registered public accounting firm for the fiscal year ending January 31, 2020. | Management | Yes | For | For |
YEXT, INC. | YEXT | 98585N106 | 13-Jun-2019 | 1. Election of Directors (Majority Voting); Election of Class II Director: Michael Walrath | Management | Yes | For | For |
YEXT, INC. | YEXT | 98585N106 | 13-Jun-2019 | 2. Ratify Appointment of Independent Auditors; Ratify the appointment of Ernst & Young LLP as Yext, Inc.'s independent registered public accounting firm for the fiscal year ending January 31, 2020. | Management | Yes | For | For |
YEXT, INC. | YEXT | 98585N106 | 13-Jun-2019 | 3. 14A Executive Compensation; Approve, on an advisory basis, the fiscal 2019 compensation of Yext, Inc.'s named executive officers. | Management | Yes | For | For |
YEXT, INC. | YEXT | 98585N106 | 13-Jun-2019 | 4. 14A Executive Compensation Vote Frequency; Approve, on an advisory basis, the frequency of future advisory votes to approve the compensation of Yext, Inc.'s named executive officers. | Management | Yes | 1 year | For |
VIEWRAY, INC. | VRAY | 92672L107 | 13-Jun-2019 | 1.1 Election of Directors; DIRECTOR Scott W. Drake | Management | Yes | For | For |
VIEWRAY, INC. | VRAY | 92672L107 | 13-Jun-2019 | 1.2 Election of Directors; DIRECTOR Keith Grossman | Management | Yes | For | For |
VIEWRAY, INC. | VRAY | 92672L107 | 13-Jun-2019 | 2. Ratify Appointment of Independent Auditors; To ratify the selection, by the audit committee of our Board of Directors, of Deloitte & Touche LLP, as the Company's independent registered public accounting firm for the Company's fiscal year ending December 31, 2019. | Management | Yes | For | For |
RED ROCK RESORTS, INC. | RRR | 75700L108 | 13-Jun-2019 | 1.1 Election of Directors; DIRECTOR Frank J. Fertitta III | Management | Yes | For | For |
RED ROCK RESORTS, INC. | RRR | 75700L108 | 13-Jun-2019 | 1.2 Election of Directors; DIRECTOR Lorenzo J. Fertitta | Management | Yes | For | For |
RED ROCK RESORTS, INC. | RRR | 75700L108 | 13-Jun-2019 | 1.3 Election of Directors; DIRECTOR Robert A. Cashell, Jr. | Management | Yes | For | For |
RED ROCK RESORTS, INC. | RRR | 75700L108 | 13-Jun-2019 | 1.4 Election of Directors; DIRECTOR Robert E. Lewis | Management | Yes | For | For |
RED ROCK RESORTS, INC. | RRR | 75700L108 | 13-Jun-2019 | 1.5 Election of Directors; DIRECTOR James E. Nave, D.V.M. | Management | Yes | For | For |
RED ROCK RESORTS, INC. | RRR | 75700L108 | 13-Jun-2019 | 2. 14A Executive Compensation; Advisory vote to approve the compensation of our named executive officers. | Management | Yes | For | For |
RED ROCK RESORTS, INC. | RRR | 75700L108 | 13-Jun-2019 | 3. Amend Stock Compensation Plan; Approval of the Amended and Restated 2016 Equity Incentive Plan. | Management | Yes | For | For |
RED ROCK RESORTS, INC. | RRR | 75700L108 | 13-Jun-2019 | 4. Ratify Appointment of Independent Auditors; Ratification of the appointment of Ernst & Young LLP as our independent auditor for 2019. | Management | Yes | For | For |
RED ROCK RESORTS, INC. | RRR | 75700L108 | 13-Jun-2019 | 5. S/H Proposal - Election of Directors By Majority Vote; Proposal regarding majority voting in director elections. | Shareholder | Yes | For | Against |
TABULA RASA HEALTHCARE INC | TRHC | 873379101 | 14-Jun-2019 | 1.1 Election of Directors; DIRECTOR Dr. Calvin Knowlton | Management | Yes | For | For |
TABULA RASA HEALTHCARE INC | TRHC | 873379101 | 14-Jun-2019 | 1.2 Election of Directors; DIRECTOR Dr. Orsula Knowlton | Management | Yes | For | For |
TABULA RASA HEALTHCARE INC | TRHC | 873379101 | 14-Jun-2019 | 1.3 Election of Directors; DIRECTOR A Gordon Tunstall | Management | Yes | For | For |
TABULA RASA HEALTHCARE INC | TRHC | 873379101 | 14-Jun-2019 | 2. Ratify Appointment of Independent Auditors; Ratification of the selection by the Board of Directors of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | Yes | For | For |
TABULA RASA HEALTHCARE INC | TRHC | 873379101 | 14-Jun-2019 | 3. 14A Executive Compensation; Approval, on an advisory basis, of the 2018 compensation of Tabula Rasa HealthCare, Inc.'s named executive officers. | Management | Yes | For | For |
TABULA RASA HEALTHCARE INC | TRHC | 873379101 | 14-Jun-2019 | 4. 14A Executive Compensation Vote Frequency; Approval, on an advisory basis, of the frequency of future advisory votes on the compensation of Tabula Rasa HealthCare, Inc.'s named executive officers. | Management | Yes | 1 year | For |
CAREDX, INC. | CDNA | 14167L103 | 17-Jun-2019 | 1.1 Election of Directors; DIRECTOR Fred E. Cohen, MD.DPhil | Management | Yes | For | For |
CAREDX, INC. | CDNA | 14167L103 | 17-Jun-2019 | 1.2 Election of Directors; DIRECTOR William A. Hagstrom | Management | Yes | For | For |
CAREDX, INC. | CDNA | 14167L103 | 17-Jun-2019 | 2. Ratify Appointment of Independent Auditors; To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2019. | Management | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 18-Jun-2019 | 1.1 Election of Directors; DIRECTOR Roger C. Altman | Management | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 18-Jun-2019 | 1.2 Election of Directors; DIRECTOR Richard I. Beattie | Management | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 18-Jun-2019 | 1.3 Election of Directors; DIRECTOR Ellen V. Futter | Management | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 18-Jun-2019 | 1.4 Election of Directors; DIRECTOR Gail B. Harris | Management | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 18-Jun-2019 | 1.5 Election of Directors; DIRECTOR Robert B. Millard | Management | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 18-Jun-2019 | 1.6 Election of Directors; DIRECTOR Willard J. Overlock,Jr. | Management | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 18-Jun-2019 | 1.7 Election of Directors; DIRECTOR Sir Simon M. Robertson | Management | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 18-Jun-2019 | 1.8 Election of Directors; DIRECTOR Ralph L. Schlosstein | Management | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 18-Jun-2019 | 1.9 Election of Directors; DIRECTOR John S. Weinberg | Management | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 18-Jun-2019 | 1.10 Election of Directors; DIRECTOR William J. Wheeler | Management | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 18-Jun-2019 | 1.11 Election of Directors; DIRECTOR Sarah K. Williamson | Management | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 18-Jun-2019 | 1.12 Election of Directors; DIRECTOR Kendrick R. Wilson III | Management | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 18-Jun-2019 | 2. 14A Executive Compensation; To approve, on an advisory basis, the executive compensation of our Named Executive Officers. | Management | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 18-Jun-2019 | 3. Ratify Appointment of Independent Auditors; To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2019. | Management | Yes | For | For |
GUARDANT HEALTH, INC. | GH | 40131M109 | 18-Jun-2019 | 1A. Election of Directors (Majority Voting); Election of Class I Director: Aaref Hilaly | Management | Yes | For | For |
GUARDANT HEALTH, INC. | GH | 40131M109 | 18-Jun-2019 | 1B. Election of Directors (Majority Voting); Election of Class I Director: Stanley Meresman | Management | Yes | For | For |
GUARDANT HEALTH, INC. | GH | 40131M109 | 18-Jun-2019 | 2. Ratify Appointment of Independent Auditors; Ratification of the appointment of Ernst & Young LLP as Guardant Health, Inc.'s independent registered public accounting firm for the year ending December 31, 2019. | Management | Yes | For | For |
HERON THERAPEUTICS, INC. | HRTX | 427746102 | 18-Jun-2019 | 1A. Election of Directors (Majority Voting); Election of Director: Kevin Tang | Management | Yes | For | For |
HERON THERAPEUTICS, INC. | HRTX | 427746102 | 18-Jun-2019 | 1B. Election of Directors (Majority Voting); Election of Director: Barry Quart, Pharm.D. | Management | Yes | For | For |
HERON THERAPEUTICS, INC. | HRTX | 427746102 | 18-Jun-2019 | 1C. Election of Directors (Majority Voting); Election of Director: Craig Johnson | Management | Yes | For | For |
HERON THERAPEUTICS, INC. | HRTX | 427746102 | 18-Jun-2019 | 1D. Election of Directors (Majority Voting); Election of Director: John Poyhonen | Management | Yes | For | For |
HERON THERAPEUTICS, INC. | HRTX | 427746102 | 18-Jun-2019 | 1E. Election of Directors (Majority Voting); Election of Director: Christian Waage | Management | Yes | For | For |
HERON THERAPEUTICS, INC. | HRTX | 427746102 | 18-Jun-2019 | 2. Ratify Appointment of Independent Auditors; To ratify the appointment of OUM & Co. LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. | Management | Yes | For | For |
HERON THERAPEUTICS, INC. | HRTX | 427746102 | 18-Jun-2019 | 3. 14A Executive Compensation; To approve, on an advisory basis, compensation paid to the Company's Named Executive Officers during the year ended December 31, 2018. | Management | Yes | For | For |
HERON THERAPEUTICS, INC. | HRTX | 427746102 | 18-Jun-2019 | 4. 14A Executive Compensation Vote Frequency; To approve, on an advisory basis, the frequency of future advisory votes to approve compensation paid to the Company's Named Executive Officers. | Management | Yes | 1 year | For |
HERON THERAPEUTICS, INC. | HRTX | 427746102 | 18-Jun-2019 | 5. Amend Stock Compensation Plan; To amend the Company's 2007 Amended and Restated Equity Incentive Plan to increase the number of shares of common stock authorized for issuance thereunder from 18,800,000 to 25,800,000. | Management | Yes | For | For |
HERON THERAPEUTICS, INC. | HRTX | 427746102 | 18-Jun-2019 | 6. Amend Employee Stock Purchase Plan; To amend the Company's 1997 Employee Stock Purchase Plan, as amended to increase the number of shares of common stock authorized for issuance thereunder from 475,000 to 775,000. | Management | Yes | For | For |
AVALARA, INC. | AVLR | 05338G106 | 19-Jun-2019 | 1.1 Election of Directors; DIRECTOR Edward Gilhuly* | Management | Yes | For | For |
AVALARA, INC. | AVLR | 05338G106 | 19-Jun-2019 | 1.2 Election of Directors; DIRECTOR Scott McFarlane* | Management | Yes | For | For |
AVALARA, INC. | AVLR | 05338G106 | 19-Jun-2019 | 1.3 Election of Directors; DIRECTOR Tami Reller* | Management | Yes | For | For |
AVALARA, INC. | AVLR | 05338G106 | 19-Jun-2019 | 1.4 Election of Directors; DIRECTOR Kathleen Zwickert** | Management | Yes | For | For |
AVALARA, INC. | AVLR | 05338G106 | 19-Jun-2019 | 2. Ratify Appointment of Independent Auditors; Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019 | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | O1. Election of Directors (Majority Voting); To renew the term of office of Mr. Michael Tuchen | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | O2. Election of Directors (Majority Voting); To renew the term of office of Mr. John Brennan | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | O3. Election of Directors (Majority Voting); To renew the term of office of Mr. Thierry Sommelet | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | O4. Election of Directors (Majority Voting); To renew the term of office of Mr. Steve Singh | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | O5. Election of Directors (Majority Voting); To renew the term of office of Ms. Nora Denzel | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | O6. 14A Executive Compensation; To approve, on an advisory basis, the compensation of our named executive officers | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | O7. 14A Executive Compensation; To recommend, on an advisory basis, to hold an advisory vote to approve the compensation for the named executive officers of the Company every year | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | O8. 14A Executive Compensation; To recommend, on an advisory basis, to hold an advisory vote to approve the compensation for the named executive officers of the Company every two years | Management | Yes | Against | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | O9. 14A Executive Compensation; To recommend, on an advisory basis, to hold an advisory vote to approve the compensation for the named executive officers of the Company every three years | Management | Yes | Against | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | O10. Adopt Accounts for Past Year; To approve the statutory financial statements for the year ended December 31, 2018; discharge of directors and statutory auditors | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | O11. Approve Financial Statements, Allocation of Income, and Discharge Directors; To allocate earnings for the year ended December 31, 2018 | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | O12. Receive Consolidated Financial Statements; To approve the consolidated financial statements for the year ended December 31, 2018 | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | O13. Approve Article Amendments; To review the agreements described under articles L. 225-38 et seq. of the French Commercial Code | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | E14. Approve Article Amendments; To amend the quorum requirements for meetings of the shareholders - corresponding amendment to article 20 of the By-laws | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | E15. Increase Share Capital; To delegate authority to the Board of Directors to increase the ...(due to space limits, see proxy material for full proposal). | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | E16. Increase Share Capital; To delegate authority to the Board of Directors to increase the ...(due to space limits, see proxy material for full proposal). | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | E17. Increase Share Capital; To delegate authority to the Board of Directors to increase the ...(due to space limits, see proxy material for full proposal). | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | E18. Increase Share Capital; To delegate authority to the Board of Directors to increase the number of securities to be issued as a result of a share capital increase pursuant to the delegations in Proposal Nos. 15 to 17 above, with or without shareholders' preferential subscription rights | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | E19. Miscellaneous Corporate Actions; To approve the overall limits on the amount of ordinary shares to be issued pursuant to the delegations in Proposal Nos. 15 to 18 above | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | E20. Miscellaneous Corporate Actions; To delegate authority to the board of directors to carry out ...(due to space limits, see proxy material for full proposal). | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | E21. Approve Issuance of Warrants; To delegate authority to the board of directors to issue ...(due to space limits, see proxy material for full proposal). | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | E22. Miscellaneous Corporate Actions; To limit the amount of issues under Proposal Nos. 20 and 21 | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | E23. Increase Share Capital; To delegate authority to the board of directors to increase the ...(due to space limits, see proxy material for full proposal). | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | E24. Increase Share Capital; To delegate authority to the board of directors to increase the ...(due to space limits, see proxy material for full proposal). | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | E25. Increase Share Capital; To delegate authority to the board of directors to increase the ...(due to space limits, see proxy material for full proposal). | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | E26. Miscellaneous Corporate Actions; To limit the amount of the issuances implemented under Proposal Nos. 23, 24 and 25 | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | O1. Election of Directors (Majority Voting); To renew the term of office of Mr. Michael Tuchen | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | O2. Election of Directors (Majority Voting); To renew the term of office of Mr. John Brennan | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | O3. Election of Directors (Majority Voting); To renew the term of office of Mr. Thierry Sommelet | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | O4. Election of Directors (Majority Voting); To renew the term of office of Mr. Steve Singh | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | O5. Election of Directors (Majority Voting); To renew the term of office of Ms. Nora Denzel | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | O6. 14A Executive Compensation; To approve, on an advisory basis, the compensation of our named executive officers | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | O7. 14A Executive Compensation; To recommend, on an advisory basis, to hold an advisory vote to approve the compensation for the named executive officers of the Company every year | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | O8. 14A Executive Compensation; To recommend, on an advisory basis, to hold an advisory vote to approve the compensation for the named executive officers of the Company every two years | Management | Yes | Against | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | O9. 14A Executive Compensation; To recommend, on an advisory basis, to hold an advisory vote to approve the compensation for the named executive officers of the Company every three years | Management | Yes | Against | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | O10. Adopt Accounts for Past Year; To approve the statutory financial statements for the year ended December 31, 2018; discharge of directors and statutory auditors | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | O11. Approve Financial Statements, Allocation of Income, and Discharge Directors; To allocate earnings for the year ended December 31, 2018 | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | O12. Receive Consolidated Financial Statements; To approve the consolidated financial statements for the year ended December 31, 2018 | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | O13. Approve Article Amendments; To review the agreements described under articles L. 225-38 et seq. of the French Commercial Code | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | E14. Approve Article Amendments; To amend the quorum requirements for meetings of the shareholders - corresponding amendment to article 20 of the By-laws | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | E15. Increase Share Capital; To delegate authority to the Board of Directors to increase the ...(due to space limits, see proxy material for full proposal). | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | E16. Increase Share Capital; To delegate authority to the Board of Directors to increase the ...(due to space limits, see proxy material for full proposal). | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | E17. Increase Share Capital; To delegate authority to the Board of Directors to increase the ...(due to space limits, see proxy material for full proposal). | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | E18. Increase Share Capital; To delegate authority to the Board of Directors to increase the number of securities to be issued as a result of a share capital increase pursuant to the delegations in Proposal Nos. 15 to 17 above, with or without shareholders' preferential subscription rights | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | E19. Miscellaneous Corporate Actions; To approve the overall limits on the amount of ordinary shares to be issued pursuant to the delegations in Proposal Nos. 15 to 18 above | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | E20. Miscellaneous Corporate Actions; To delegate authority to the board of directors to carry out ...(due to space limits, see proxy material for full proposal). | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | E21. Approve Issuance of Warrants; To delegate authority to the board of directors to issue ...(due to space limits, see proxy material for full proposal). | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | E22. Miscellaneous Corporate Actions; To limit the amount of issues under Proposal Nos. 20 and 21 | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | E23. Increase Share Capital; To delegate authority to the board of directors to increase the ...(due to space limits, see proxy material for full proposal). | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | E24. Increase Share Capital; To delegate authority to the board of directors to increase the ...(due to space limits, see proxy material for full proposal). | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | E25. Increase Share Capital; To delegate authority to the board of directors to increase the ...(due to space limits, see proxy material for full proposal). | Management | Yes | For | For |
TALEND S.A. | TLND | 874224207 | 25-Jun-2019 | E26. Miscellaneous Corporate Actions; To limit the amount of the issuances implemented under Proposal Nos. 23, 24 and 25 | Management | Yes | For | For |
OLLIE'S BARGAIN OUTLET HOLDINGS, INC. | OLLI | 681116109 | 25-Jun-2019 | 1A. Election of Directors (Majority Voting); Election of Class I Director: Stanley Fleishman | Management | Yes | For | For |
OLLIE'S BARGAIN OUTLET HOLDINGS, INC. | OLLI | 681116109 | 25-Jun-2019 | 1B. Election of Directors (Majority Voting); Election of Class I Director: Stephen White | Management | Yes | For | For |
OLLIE'S BARGAIN OUTLET HOLDINGS, INC. | OLLI | 681116109 | 25-Jun-2019 | 2. 14A Executive Compensation; To approve named executive officer compensation. | Management | Yes | For | For |
OLLIE'S BARGAIN OUTLET HOLDINGS, INC. | OLLI | 681116109 | 25-Jun-2019 | 3. Declassify Board; To approve amendments to the Company's certificate of incorporation to declassify the Board by the 2022 Annual Meeting of Stockholders. | Management | Yes | For | For |
OLLIE'S BARGAIN OUTLET HOLDINGS, INC. | OLLI | 681116109 | 25-Jun-2019 | 4. Eliminate Supermajority Requirements; To approve amendments to the Company's certificate of incorporation to eliminate supermajority voting provisions | Management | Yes | For | For |
OLLIE'S BARGAIN OUTLET HOLDINGS, INC. | OLLI | 681116109 | 25-Jun-2019 | 5. Approve Charter Amendment; To approve amendments to the Company's certificate of incorporation to eliminate obsolete provisions | Management | Yes | For | For |
OLLIE'S BARGAIN OUTLET HOLDINGS, INC. | OLLI | 681116109 | 25-Jun-2019 | 6. Ratify Appointment of Independent Auditors; Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending February 1, 2020 | Management | Yes | For | For |
STEMLINE THERAPEUTICS, INC. | STML | 85858C107 | 25-Jun-2019 | 1.1 Election of Directors; DIRECTOR Mark Sard | Management | Yes | For | For |
STEMLINE THERAPEUTICS, INC. | STML | 85858C107 | 25-Jun-2019 | 1.2 Election of Directors; DIRECTOR Kenneth Zuerblis | Management | Yes | For | For |
STEMLINE THERAPEUTICS, INC. | STML | 85858C107 | 25-Jun-2019 | 2. Ratify Appointment of Independent Auditors; RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | Yes | For | For |
STEMLINE THERAPEUTICS, INC. | STML | 85858C107 | 25-Jun-2019 | 3. Amend Stock Compensation Plan; APPROVAL OF AN AMENDMENT TO THE STEMLINE THERAPEUTICS, INC. 2016 EQUITY INCENTIVE PLAN | Management | Yes | For | For |
STEMLINE THERAPEUTICS, INC. | STML | 85858C107 | 25-Jun-2019 | 4. Approve Charter Amendment; APPROVAL OF AN AMENDMENT TO STEMLINE THERAPEUTICS, INC. CERTIFICATE OF INCORPORATION | Management | Yes | For | For |
STEMLINE THERAPEUTICS, INC. | STML | 85858C107 | 25-Jun-2019 | 5. 14A Executive Compensation; ADVISORY VOTE APPROVING OUR EXECUTIVE COMPENSATION AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT | Management | Yes | For | For |
STEMLINE THERAPEUTICS, INC. | STML | 85858C107 | 25-Jun-2019 | 6. 14A Executive Compensation Vote Frequency; ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | Yes | 1 year | Against |
STEMLINE THERAPEUTICS, INC. | STML | 85858C107 | 25-Jun-2019 | 7. S/H Proposal - Election of Directors By Majority Vote; STOCKHOLDER PROPOSAL REQUESTING "MAJORITY VOTING" IN UNCONTESTED ELECTIONS OF DIRECTORS. | Shareholder | Yes | For | Against |
HEALTHEQUITY, INC. | HQY | 42226A107 | 27-Jun-2019 | 1.1 Election of Directors; DIRECTOR Robert W. Selander | Management | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 27-Jun-2019 | 1.2 Election of Directors; DIRECTOR Jon Kessler | Management | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 27-Jun-2019 | 1.3 Election of Directors; DIRECTOR Stephen D Neeleman M.D. | Management | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 27-Jun-2019 | 1.4 Election of Directors; DIRECTOR Frank A. Corvino | Management | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 27-Jun-2019 | 1.5 Election of Directors; DIRECTOR Adrian T. Dillon | Management | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 27-Jun-2019 | 1.6 Election of Directors; DIRECTOR Evelyn Dilsaver | Management | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 27-Jun-2019 | 1.7 Election of Directors; DIRECTOR Debra McCowan | Management | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 27-Jun-2019 | 1.8 Election of Directors; DIRECTOR Frank T. Medici | Management | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 27-Jun-2019 | 1.9 Election of Directors; DIRECTOR Ian Sacks | Management | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 27-Jun-2019 | 1.10 Election of Directors; DIRECTOR Gayle Wellborn | Management | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 27-Jun-2019 | 2. Ratify Appointment of Independent Auditors; To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2020. | Management | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 27-Jun-2019 | 3. 14A Executive Compensation; To approve, on a non-binding, advisory basis, the fiscal 2019 compensation of our named executive officers. | Management | Yes | For | For |
WRIGHT MEDICAL GROUP N V | WMGI | N96617118 | 28-Jun-2019 | 1a. Election of Directors (Majority Voting); Appointment of Robert J. Palmisano for executive director. Mark "For" to appoint Palmisano. | Management | Yes | For | For |
WRIGHT MEDICAL GROUP N V | WMGI | N96617118 | 28-Jun-2019 | 1b. Election of Directors (Majority Voting); Appointment of David D. Stevens for non-executive director. Mark "For" to appoint Stevens. | Management | Yes | For | For |
WRIGHT MEDICAL GROUP N V | WMGI | N96617118 | 28-Jun-2019 | 1c. Election of Directors (Majority Voting); Appointment of Gary D. Blackford for non-executive director. Mark "For" to appoint Blackford. | Management | Yes | For | For |
WRIGHT MEDICAL GROUP N V | WMGI | N96617118 | 28-Jun-2019 | 1d. Election of Directors (Majority Voting); Appointment of J. Patrick Mackin for non-executive director. Mark "For" to appoint Mackin. | Management | Yes | For | For |
WRIGHT MEDICAL GROUP N V | WMGI | N96617118 | 28-Jun-2019 | 1e. Election of Directors (Majority Voting); Appointment of John L. Miclot for non-executive director. Mark "For" to appoint Miclot. | Management | Yes | For | For |
WRIGHT MEDICAL GROUP N V | WMGI | N96617118 | 28-Jun-2019 | 1f. Election of Directors (Majority Voting); Appointment of Kevin C. O'Boyle for non-executive director. Mark "For" to appoint O'Boyle. | Management | Yes | For | For |
WRIGHT MEDICAL GROUP N V | WMGI | N96617118 | 28-Jun-2019 | 1g. Election of Directors (Majority Voting); Appointment of Amy S. Paul for non-executive director. Mark "For" to appoint Paul. | Management | Yes | For | For |
WRIGHT MEDICAL GROUP N V | WMGI | N96617118 | 28-Jun-2019 | 1h. Election of Directors (Majority Voting); Appointment of Richard F. Wallman for non-executive director. Mark "For" to appoint Wallman. | Management | Yes | For | For |
WRIGHT MEDICAL GROUP N V | WMGI | N96617118 | 28-Jun-2019 | 1i. Election of Directors (Majority Voting); Appointment of Elizabeth H. Weatherman for non-executive director. Mark "For" to appoint Weatherman. | Management | Yes | For | For |
WRIGHT MEDICAL GROUP N V | WMGI | N96617118 | 28-Jun-2019 | 2. Ratify Appointment of Independent Auditors; Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 29, 2019. | Management | Yes | For | For |
WRIGHT MEDICAL GROUP N V | WMGI | N96617118 | 28-Jun-2019 | 3. Ratify Appointment of Independent Auditors; Appointment of KPMG N.V. as the auditor for our Dutch statutory annual accounts for the fiscal year ending December 29, 2019. | Management | Yes | For | For |
WRIGHT MEDICAL GROUP N V | WMGI | N96617118 | 28-Jun-2019 | 4. Adopt Accounts for Past Year; Adoption of our Dutch statutory annual accounts for the fiscal year ended December 30, 2018. | Management | Yes | For | For |
WRIGHT MEDICAL GROUP N V | WMGI | N96617118 | 28-Jun-2019 | 5. Adopt Accounts for Past Year; Release of each member of our board of directors from liability with respect to the exercise of his or her duties during the fiscal year ended December 30, 2018. | Management | Yes | For | For |
WRIGHT MEDICAL GROUP N V | WMGI | N96617118 | 28-Jun-2019 | 6. Authorize Directors to Repurchase Shares; Extension of the authority of our board of directors to repurchase up to 10% of our issued share capital (including depositary receipts issued for our shares) until December 28, 2020 on the open market, through privately negotiated transactions or in one or more self-tender offers for a price per share (or depositary receipt) not less than the nominal value of a share and not higher than 110% of the market price of a share (or depositary receipt) at the time of the transaction. | Management | Yes | For | For |
WRIGHT MEDICAL GROUP N V | WMGI | N96617118 | 28-Jun-2019 | 7. Stock Issuance; Limited authorization of our board of directors to issue ordinary shares or grant rights to subscribe for ordinary shares up to 20% of our issued and outstanding shares at the time of the issue until June 28, 2021. | Management | Yes | For | For |
WRIGHT MEDICAL GROUP N V | WMGI | N96617118 | 28-Jun-2019 | 8. Eliminate Pre-Emptive Rights; Limited authorization of our board of directors to resolve to exclude or restrict our shareholders' pre-emptive rights under Dutch law with respect to the ordinary shares and rights to subscribe therefor that the board of directors may issue or grant pursuant to the authority in proposal 7 above until June 28, 2021. | Management | Yes | For | For |
WRIGHT MEDICAL GROUP N V | WMGI | N96617118 | 28-Jun-2019 | 9. Amend Stock Compensation Plan; Approval of the Wright Medical Group N.V. Amended and Restated 2017 Equity and Incentive Plan. | Management | Yes | For | For |
WRIGHT MEDICAL GROUP N V | WMGI | N96617118 | 28-Jun-2019 | 10. 14A Executive Compensation; Approval, on an advisory basis, of our executive compensation. | Management | Yes | For | For |
River Road Asset Management
Proxy Voting Report |
Jul 01, 2018 to Jun 30, 2019 |
Vote Against Management (VAM) Summary | ||||
Number of Meetings | Number of Proposals | |||
57 | 485 | |||
Number of Countries (Country of Origin) | Number of Countries (Country of Trade) | |||
5 | 1 | |||
Number of Meetings With VAM | % of All Meetings Voted | |||
14 | 24.6% | |||
Number of Proposals With VAM | % of All Proposals Voted | |||
32 | 6.7% | |||
Number of Meetings With Votes For Mgmt | % of All Meetings Voted | |||
55 | 96.5% | |||
Number of Proposals With Votes For Mgmt | % of All Proposals Voted | |||
448 | 93.3% | |||
Number of Abstain Votes | % of All Proposals Voted | |||
2 | 0.4% | |||
Number of No Votes Cast | % of All Proposals Voted | |||
5 | 1.0% | |||
Votes Against Policy (VAP) Summary | ||||
Number of Meetings | Number of Proposals | |||
57 | 485 | |||
Number of Countries (Country of Origin) | Number of Countries (Country of Trade) | |||
5 | 1 | |||
Number of Meetings With VAP | % of All Meetings Voted | |||
9 | 15.8% | |||
Number of Proposals With VAP | % of All Proposals Voted | |||
12 | 2.5% | |||
Number of Meetings With Votes For Policy | % of All Meetings Voted | |||
57 | 100.0% | |||
Number of Proposals With Votes For Policy | % of All Proposals Voted | |||
468 | 97.5% | |||
Number of Abstain Votes | % of All Proposals Voted | |||
2 | 0.4% | |||
Number of No Votes Cast | % of All Proposals Voted | |||
5 | 1.0% | |||
Number of Proposals with Votes with GL | % of All Proposals Voted | |||
468 | 97.5% | |||
Proposal Summary | ||||
Number of Meetings: | 57 | |||
Number of Mgmt Proposals: | 476 | |||
Number of Shareholder Proposals: | 9 | |||
Mgmt Proposals Voted FOR | % of All Mgmt Proposals | ShrHldr Proposal Voted FOR | % of All ShrHldr Proposals | |
444 | 93.3% | 6 | 66.7% | |
Mgmt Proposals Voted Against/Withold | % of All Mgmt Proposals | ShrHldr Proposals Voted Against/Withold | % of All ShrHldr Proposals | |
20 | 4.2% | 2 | 22.2% | |
Mgmt Proposals Voted Abstain | % of All Mgmt Proposals | ShrHldr Proposals Voted Abstain | % of All ShrHldr Proposals | |
2 | 0.4% | 0 | NA | |
Mgmt Proposals With No Votes Cast | % of All Mgmt Proposals | ShrHldr Proposals With No Votes Cast | % of All ShrHldr Proposals | |
4 | 0.8% | 1 | 11.1% | |
Mgmt Proposals Voted 1 Year | % of All Mgmt Proposals | |||
6 | 1.3% | |||
Mgmt Proposals Voted 2 Years | % of All Mgmt Proposals | |||
0 | NA | |||
Mgmt Proposals Voted 3 Years | % of All Mgmt Proposals | |||
0 | NA |
ACI Worldwide Inc | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 06/10/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-004498101 | |||||||
Annual Meeting Agenda (06/11/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Janet O. Estep | For | For | For | |||||
1.2 Elect James C. Hale | For | For | For | |||||
1.3 Elect Philip G. Heasley | For | For | For | |||||
1.4 Elect Pamela H. Patsley | For | For | For | |||||
1.5 Elect Charles E. Peters, Jr. | For | For | For | |||||
1.6 Elect David A. Poe | For | For | For | |||||
1.7 Elect Adalio T. Sanchez | For | For | For | |||||
1.8 Elect Thomas W. Warsop III | For | For | For | |||||
2 | Ratification of Auditor | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | For | For | For | ||||
Air Transport Services Group Inc | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 05/08/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-00922R105 | |||||||
Annual Meeting Agenda (05/09/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Elect Richard M. Baudouin | For | For | For | ||||
2 | Elect Robert K. Coretz | For | For | For | ||||
3 | Elect Joseph C. Hete | For | For | For | ||||
4 | Elect Raymond E. Johns | For | For | For | ||||
5 | Elect Laura J. Peterson | For | For | For | ||||
6 | Elect Randy D. Rademacher | For | For | For | ||||
7 | Elect J. Christopher Teets | For | For | For | ||||
8 | Elect Jeffrey Vorholt | For | For | For | ||||
9 | Ratification of Auditor | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | For | For | For | ||||
11 | Increase of Authorized Common Stock | For | For | For | ||||
12 | Issuance of Common Stock | For | For | For | ||||
13 | Approval of Right to Call a Special Meeting | For | For | For | ||||
14 | Right to Adjourn Meeting | For | For | For | ||||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | Against | For | Against | ||||
Vote Note: | A 10% threshold for calling a special meeting is appropriate | |||||||
American National Insurance Co. | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 04/25/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-028591105 | |||||||
Annual Meeting Agenda (04/26/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Elect William C. Ansell | For | For | For | ||||
2 | Elect Arthur O. Dummer | For | For | For | ||||
3 | Elect Irwin M. Herz. Jr. | For | For | For | ||||
4 | Elect E. Douglas McLeod | For | For | For | ||||
5 | Elect Frances A. Moody-Dahlberg | For | For | For | ||||
6 | Elect Ross R. Moody | For | For | For | ||||
7 | Elect James P. Payne | For | For | For | ||||
8 | Elect E.J. Pederson | For | For | For | ||||
9 | Elect James E. Pozzi | For | For | For | ||||
10 | Elect James D. Yarbrough | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | For | For | For | ||||
12 | Ratification of Auditor | For | For | For | ||||
Argan, Inc. | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 06/19/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-04010E109 | |||||||
Annual Meeting Agenda (06/20/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Rainer H. Bosselmann | For | For | For | |||||
1.2 Elect Cynthia A. Flanders | For | For | For | |||||
1.3 Elect Peter W. Getsinger | For | For | For | |||||
1.4 Elect William F. Griffin, Jr. | For | For | For | |||||
1.5 Elect John R. Jeffrey, Jr. | For | For | For | |||||
1.6 Elect William F. Leimkuhler | For | For | For | |||||
1.7 Elect W.G. Champion Mitchell | For | For | For | |||||
1.8 Elect James W. Quinn | For | For | For | |||||
1.9 Elect Brian R. Sherras | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | 1 Year | ||||
4 | Ratification of Auditor | For | For | For | ||||
Armstrong Flooring Inc | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 06/03/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-04238R106 | |||||||
Annual Meeting Agenda (06/04/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Elect Kathleen S. Lane | For | For | For | ||||
2 | Elect Jeffrey Liaw | For | For | For | ||||
3 | Elect Michael F. Johnston | For | For | For | ||||
4 | Elect Donald R. Maier | For | Abstain | Abstain | ||||
Vote Note: | Candidate withdrawn | |||||||
5 | Elect Michael W. Malone | For | For | For | ||||
6 | Elect Larry S. McWilliams | For | For | For | ||||
7 | Elect James C. Melville | For | For | For | ||||
8 | Elect Jacob H. Welch | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | For | For | For | ||||
10 | Ratification of Auditor | For | For | For | ||||
Armstrong World Industries Inc. | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 07/11/2018 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-04247X102 | |||||||
Annual Meeting Agenda (07/12/2018) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Stan A. Askren | For | For | For | |||||
1.2 Elect Victor D. Grizzle | For | For | For | |||||
1.3 Elect Tao Huang | For | For | For | |||||
1.4 Elect Larry S. McWilliams | For | For | For | |||||
1.5 Elect James C. Melville | For | For | For | |||||
1.6 Elect John J. Roberts | For | For | For | |||||
1.7 Elect Gregory P. Spivy | For | For | For | |||||
1.8 Elect Roy W. Templin | For | For | For | |||||
1.9 Elect Cherryl T. Thomas | For | For | For | |||||
2 | Ratification of Auditor | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | For | For | For | ||||
Asbury Automotive Group Inc | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 04/16/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-043436104 | |||||||
Annual Meeting Agenda (04/17/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Thomas C. DeLoach, Jr. | For | For | For | |||||
1.2 Elect Joel Alsfine | For | For | For | |||||
1.3 Elect David W. Hult | For | For | For | |||||
1.4 Elect Juanita T. James | For | For | For | |||||
1.5 Elect Eugene S. Katz | For | For | For | |||||
1.6 Elect Philip F. Maritz | For | For | For | |||||
1.7 Elect Maureen F. Morrison | For | For | For | |||||
1.8 Elect Thomas J. Reddin | For | For | For | |||||
1.9 Elect Bridget M. Ryan-Berman | For | For | For | |||||
2 | Approval of the 2019 Equity and Incentive Compensation Plan | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | For | For | For | ||||
4 | Ratification of Auditor | For | For | For | ||||
Avaya Holdings Corp. | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 05/14/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-05351X101 | |||||||
Annual Meeting Agenda (05/15/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect William D. Watkins | For | For | For | |||||
1.2 Elect James M Chirico | For | For | For | |||||
1.3 Elect Stephan Scholl | For | For | For | |||||
1.4 Elect Susan L. Spradley | For | For | For | |||||
1.5 Elect Stanley J. Sutula | For | For | For | |||||
1.6 Elect Scott D. Vogel | For | For | For | |||||
1.7 Elect Jacqueline E. Yeaney | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | For | Against | For | ||||
Vote Note: | Added excise tax gross-ups; Concerning pay practices | |||||||
3 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | 1 Year | ||||
4 | Ratification of Auditor | For | For | For | ||||
Barrett Business Services Inc. | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 05/28/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-068463108 | |||||||
Annual Meeting Agenda (05/29/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Elect Thomas J. Carley | For | For | For | ||||
2 | Elect Thomas B. Cusick | For | For | For | ||||
3 | Elect Michael L. Elich | For | For | For | ||||
4 | Elect James B. Hicks | For | For | For | ||||
5 | Elect Jon L. Justesen | For | Against | For | ||||
Vote Note: | Lack of board gender diversity | |||||||
6 | Elect Anthony Meeker | For | For | For | ||||
7 | Elect Vincent P. Price | For | For | For | ||||
8 | Approval of the Employee Stock Purchase Plan | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | For | For | For | ||||
10 | Ratification of Auditor | For | For | For | ||||
11 | Shareholder Proposal Regarding Proxy Access | Against | For | Against | ||||
Vote Note: | Large, long-term shareholders should be able to nominate a director | |||||||
Biglari Holdings Inc | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 04/24/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-08986R408 | |||||||
Annual Meeting Agenda (04/25/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Sardar Biglari | For | Withhold | Withhold | |||||
Vote Note: | Other governance issue | |||||||
1.2 Elect Philip L. Cooley | For | Withhold | Withhold | |||||
Vote Note: | Other governance issue | |||||||
1.3 Elect Kenneth R. Cooper | For | Withhold | Withhold | |||||
Vote Note: | Ongoing compensation concerns; Other governance issue | |||||||
1.4 Elect James P. Mastrian | For | Withhold | Withhold | |||||
Vote Note: | Ongoing compensation concerns; Other governance issue | |||||||
1.5 Elect Ruth J. Person | For | Withhold | Withhold | |||||
Vote Note: | Ongoing compensation concerns; Other governance issue | |||||||
2 | Ratification of Auditor | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | For | Against | Against | ||||
Vote Note: | Not in shareholders' interests; Poor overall design | |||||||
4 | Frequency of Advisory Vote on Executive Compensation | 3 Years | 1 Year | 1 Year | ||||
Vote Note: | An annual advisory vote on executive compensation is in the best interests of shareholders | |||||||
Camping World Holdings Inc | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 05/14/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-13462K109 | |||||||
Annual Meeting Agenda (05/15/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Brian P. Cassidy | For | For | For | |||||
1.2 Elect Marcus A. Lemonis | For | For | For | |||||
1.3 Elect Michael W. Malone | For | For | For | |||||
2 | Ratification of Auditor | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | For | For | For | ||||
Cannae Holdings Inc | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 06/18/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-13765N107 | |||||||
Annual Meeting Agenda (06/19/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Erika Meinhardt | For | For | For | |||||
1.2 Elect James B. Stallings, Jr. | For | For | For | |||||
1.3 Elect Frank P. Willey | For | Withhold | For | |||||
Vote Note: | Board is not sufficiently independent | |||||||
2 | Advisory Vote on Executive Compensation | For | Against | For | ||||
Vote Note: | Poor overall design; Substantial one-time grants | |||||||
3 | Ratification of Auditor | For | For | For | ||||
Capital Southwest Corp. | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 08/01/2018 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-140501107 | |||||||
Annual Meeting Agenda (08/02/2018) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Christine S. Battist | For | For | For | |||||
1.2 Elect David R. Brooks | For | For | For | |||||
1.3 Elect Bowen S. Diehl | For | For | For | |||||
1.4 Elect Jack D. Furst | For | For | For | |||||
1.5 Elect T. Duane Morgan | For | For | For | |||||
1.6 Elect William R. Thomas III | For | For | For | |||||
1.7 Elect John H. Wilson | For | For | For | |||||
2 | Amendment to the 2010 Restricted Stock Award Plan | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | For | For | For | ||||
4 | Ratification of Auditor | For | For | For | ||||
Casey`s General Stores, Inc. | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 09/04/2018 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-147528103 | |||||||
Annual Meeting Agenda (09/05/2018) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Terry W. Handley | For | For | For | |||||
1.2 Elect Donald E. Frieson | For | For | For | |||||
1.3 Elect Cara K. Heiden | For | For | For | |||||
2 | Ratification of Auditor | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | For | For | For | ||||
4 | Approval of the 2018 Stock Incentive Plan | For | For | For | ||||
5 | Adoption of Majority Vote for Election of Directors | For | For | For | ||||
6 | Authorization of Board to Set Board Size | For | Against | Against | ||||
Vote Note: | Limits shareholder rights | |||||||
Colfax Corp | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 05/10/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-194014106 | |||||||
Annual Meeting Agenda (05/13/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Elect Mitchell P. Rales | For | For | For | ||||
2 | Elect Matthew L. Trerotola | For | For | For | ||||
3 | Elect Patrick W. Allender | For | For | For | ||||
4 | Elect Thomas S. Gayner | For | Against | For | ||||
Vote Note: | Serves on too many boards | |||||||
5 | Elect Rhonda L. Jordan | For | For | For | ||||
6 | Elect A. Clayton Perfall | For | For | For | ||||
7 | Elect Didier Teirlinck | For | For | For | ||||
8 | Elect Rajiv Vinnakota | For | For | For | ||||
9 | Elect Sharon Weinbar | For | For | For | ||||
10 | Ratification of Auditor | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | For | For | For | ||||
Computer Programs & Systems Inc | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 04/26/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-205306103 | |||||||
Annual Meeting Agenda (04/29/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Elect J. Boyd Douglas | For | For | For | ||||
2 | Elect Charles P. Huffman | For | For | For | ||||
3 | Elect Denise W. Warren | For | For | For | ||||
4 | Approve the 2019 Incentive Plan | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | For | For | For | ||||
6 | Ratification of Auditor | For | For | For | ||||
Conduent Inc | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 05/20/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-206787103 | |||||||
Annual Meeting Agenda (05/21/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Elect Nicholas F. Graziano | For | For | For | ||||
2 | Elect Joie Gregor | For | For | For | ||||
3 | Elect Scott Letier | For | For | For | ||||
4 | Elect Jesse A. Lynn | For | For | For | ||||
5 | Elect Courtney R. Mather | For | For | For | ||||
6 | Elect Michael A. Nutter | For | For | For | ||||
7 | Elect William G. Parrett | For | For | Against | ||||
8 | Elect Ashok Vemuri | For | For | For | ||||
9 | Elect Virginia M. Wilson | For | For | For | ||||
10 | Ratification of Auditor | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | For | For | For | ||||
CSG Systems International Inc. | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 05/15/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-126349109 | |||||||
Annual Meeting Agenda (05/16/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Elect Ronald H. Cooper | For | For | For | ||||
2 | Elect Janice I. Obuchowski | For | For | For | ||||
3 | Elect Donald B. Reed | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | For | For | For | ||||
5 | Ratification of Auditor | For | For | For | ||||
Cubic Corp. | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 02/15/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-229669106 | |||||||
Annual Meeting Agenda (02/18/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Prithviraj Banerjee | For | For | For | |||||
1.2 Elect Bruce G. Blakley | For | For | For | |||||
1.3 Elect Maureen Breakiron-Evans | For | For | For | |||||
1.4 Elect Bradley H. Feldmann | For | For | For | |||||
1.5 Elect Edwin A. Guiles | For | For | For | |||||
1.6 Elect Janice M. Hamby | For | For | For | |||||
1.7 Elect David F. Melcher | For | For | For | |||||
1.8 Elect Steven J. Norris | For | For | For | |||||
1.9 Elect John H. Warner, Jr. | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | For | For | For | ||||
3 | Elimination of Supermajority Requirement for Certain Business Combinations | For | For | For | ||||
4 | Elimination of Supermajority Requirement Regarding Authorized Number of Directors | For | For | For | ||||
5 | Elimination of Supermajority Requirement for Shareholders to Amend Company Bylaws | For | For | For | ||||
6 | Elimination of Supermajority Requirement for Amendments to Certain Provisions of the Certificate | For | For | For | ||||
7 | Amendment to the 2015 Incentive Award Plan | For | For | For | ||||
8 | Ratification of Auditor | For | For | For | ||||
Emerald Expositions Events Inc | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 05/14/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-29103B100 | |||||||
Annual Meeting Agenda (05/15/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Konstantin Gilis | For | For | For | |||||
1.2 Elect Todd Hyatt | For | For | For | |||||
1.3 Elect Lisa K. Klinger | For | For | For | |||||
2 | Approval of the 2019 Employee Stock Purchase Plan | For | For | For | ||||
3 | Ratification of Auditor | For | For | For | ||||
Entercom Communications Corp | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 05/20/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-293639100 | |||||||
Annual Meeting Agenda (05/21/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Mark LaNeve | For | For | For | |||||
1.2 Elect Sean R. Creamer | For | For | For | |||||
1.3 Elect Joel Hollander | For | For | For | |||||
2 | Ratification of Auditor | For | For | For | ||||
ePlus Inc | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 09/12/2018 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-294268107 | |||||||
Annual Meeting Agenda (09/13/2018) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Phillip G. Norton | For | For | For | |||||
1.2 Elect Bruce M. Bowen | For | For | For | |||||
1.3 Elect C. Thomas Faulders, III | For | For | For | |||||
1.4 Elect Terrence O'Donnell | For | Withhold | Withhold | |||||
Vote Note: | Affiliate/Insider on audit committee; Affiliate/Insider on nominating/governance committee | |||||||
1.5 Elect Lawrence S. Herman | For | For | For | |||||
1.6 Elect Ira A. Hunt, III | For | For | For | |||||
1.7 Elect John E. Callies | For | For | For | |||||
1.8 Elect Eric D. Hovde | For | For | For | |||||
1.9 Elect Maureen F. Morrison | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | For | For | For | ||||
3 | Ratification of Auditor | For | For | For | ||||
Evolution Petroleum Corporation | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 12/05/2018 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-30049A107 | |||||||
Annual Meeting Agenda (12/06/2018) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Edward J. DiPaolo | For | For | For | |||||
1.2 Elect William E. Dozier | For | For | For | |||||
1.3 Elect Robert S. Herlin | For | For | For | |||||
1.4 Elect Kelly W. Loyd | For | For | For | |||||
1.5 Elect Marran H. Ogilvie | For | For | For | |||||
2 | Ratification of Auditor | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | For | For | For | ||||
Extended Stay America Inc | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 05/29/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-30224P200 | |||||||
Annual Meeting Agenda (05/30/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Jonathan S. Halkyard | For | For | For | |||||
1.2 Elect Douglas G. Geoga | For | For | For | |||||
1.3 Elect Kapila K. Anand | For | For | For | |||||
1.4 Elect Ellen Keszler | For | For | For | |||||
1.5 Elect Jodie W. McLean | For | For | For | |||||
1.6 Elect Thomas F. O'Toole | For | For | For | |||||
1.7 Elect Richard F. Wallman | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | For | For | For | ||||
3 | Ratification of Auditor | For | For | For | ||||
Extended Stay America Inc | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 05/29/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-30224P211 | |||||||
Annual Meeting Agenda (05/30/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Jonathan S. Halkyard | For | For | For | |||||
1.2 Elect Douglas G. Geoga | For | For | For | |||||
1.3 Elect Kapila K. Anand | For | For | For | |||||
1.4 Elect Neil Brown | For | For | For | |||||
1.5 Elect Bruce N. Haase | For | For | For | |||||
1.6 Elect Steven Kent | For | For | For | |||||
1.7 Elect Lisa Palmer | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | For | For | For | ||||
3 | Ratification of Auditor | For | For | For | ||||
FGL Holdings | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 05/06/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-G3402M102 | |||||||
Annual Meeting Agenda (05/07/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Elect Christopher O. Blunt | For | For | For | ||||
2 | Elect Timothy M. Walsh | For | For | For | ||||
3 | Elect Menes O. Chee | For | For | For | ||||
4 | Ratification of Auditor | For | For | For | ||||
First Citizens Bancshares, Inc (NC) | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 04/29/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-31946M103 | |||||||
Annual Meeting Agenda (04/30/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect John M. Alexander, Jr. | For | For | For | |||||
1.2 Elect Victor E. Bell III | For | For | For | |||||
1.3 Elect Peter M. Bristow | For | For | For | |||||
1.4 Elect Hope H. Bryant | For | For | For | |||||
1.5 Elect H. Lee Durham, Jr. | For | For | For | |||||
1.6 Elect Daniel L. Heavner | For | For | For | |||||
1.7 Elect Frank B. Holding, Jr. | For | For | For | |||||
1.8 Elect Robert R. Hoppe | For | For | For | |||||
1.9 Elect Floyd L. Keels | For | For | For | |||||
1.10 Elect Robert E. Mason IV | For | For | For | |||||
1.11 Elect Robert T. Newcomb | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | For | For | For | ||||
3 | Ratification of Auditor | For | For | For | ||||
Forward Air Corp. | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 05/06/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-349853101 | |||||||
Annual Meeting Agenda (05/07/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Ronald W. Allen | For | For | For | |||||
1.2 Elect Ana B. Amicarella | For | For | For | |||||
1.3 Elect Valerie A. Bonebrake | For | For | For | |||||
1.4 Elect C. Robert Campbell | For | For | For | |||||
1.5 Elect R. Craig Carlock | For | For | For | |||||
1.6 Elect C. John Langley, Jr. | For | For | For | |||||
1.7 Elect G. Michael Lynch | For | For | For | |||||
1.8 Elect Thomas Schmitt | For | For | For | |||||
1.9 Elect W. Gilbert West | For | For | For | |||||
2 | Ratification of Auditor | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | For | For | For | ||||
Genworth Financial Inc | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 12/12/2018 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-37247D106 | |||||||
Annual Meeting Agenda (12/13/2018) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Elect William H. Bolinder | For | For | For | ||||
2 | Elect G. Kent Conrad | For | For | For | ||||
3 | Elect Melina E. Higgins | For | For | For | ||||
4 | Elect Thomas J. McInerney | For | For | For | ||||
5 | Elect David M. Moffett | For | For | For | ||||
6 | Elect Thomas E. Moloney | For | For | For | ||||
7 | Elect Debra J. Perry | For | For | For | ||||
8 | Elect Robert P. Restrepo, Jr. | For | For | For | ||||
9 | Elect James S. Riepe | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | For | For | For | ||||
11 | Approval of the 2018 Omnibus Incentive Plan | For | For | For | ||||
12 | Ratification of Auditor | For | For | For | ||||
Gran Tierra Energy Inc | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 05/06/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-38500T101 | |||||||
Annual Meeting Agenda (05/07/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Elect Gary S. Guidry | For | For | For | ||||
2 | Elect Peter Dey | For | For | For | ||||
3 | Elect Evan Hazell | For | For | For | ||||
4 | Elect Robert B. Hodgins | For | For | For | ||||
5 | Elect Ronald Royal | For | For | For | ||||
6 | Elect Sondra Scott | For | For | For | ||||
7 | Elect David P. Smith | For | For | For | ||||
8 | Elect Brooke Wade | For | For | For | ||||
9 | Ratification of Auditor | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | For | For | For | ||||
Health Insurance Innovations Inc | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 05/13/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-42225K106 | |||||||
Annual Meeting Agenda (05/14/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Paul E. Avery | For | For | For | |||||
1.2 Elect Anthony J. Barkett | For | For | For | |||||
1.3 Elect Ellen M. Duffield | For | For | For | |||||
1.4 Elect John A. Fichthorn | For | For | For | |||||
1.5 Elect Paul G. Gabos | For | For | For | |||||
1.6 Elect Robert S. Murley | For | For | For | |||||
1.7 Elect Peggy B. Scott | For | For | For | |||||
1.8 Elect Gavin Southwell | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | 1 Year | ||||
Hostess Brands Inc | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 05/29/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-44109J106 | |||||||
Annual Meeting Agenda (05/30/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect C. Dean Metropoulos | For | For | For | |||||
1.2 Elect Laurence Bodner | For | For | For | |||||
1.3 Elect Neil P. DeFeo | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | For | For | For | ||||
3 | Ratification of Auditor | For | For | For | ||||
Ingles Markets, Inc. | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 02/11/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-457030104 | |||||||
Annual Meeting Agenda (02/12/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Ernest E. Ferguson | For | For | Withhold | |||||
1.2 Elect John R. Lowden | For | For | Withhold | |||||
2 | Shareholder Proposal Regarding Recapitalization | Against | For | For | ||||
Vote Note: | Allowing one vote per share generally operates as a safeguard for common shareholders | |||||||
Ituran Location And Control Ltd. | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 12/11/2018 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-M6158M104 | |||||||
Annual Meeting Agenda (12/12/2018) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Appointment of Auditor and Authority to Set Fees | For | For | For | ||||
2 | Elect Izzy Sheratzky | For | For | For | ||||
3 | Elect Gil Sheratzky | For | For | For | ||||
4 | Elect Ze'ev Koren | For | For | For | ||||
J. Alexanders Holdings Inc | Unvoted | Ballot Status | Unsent | Decision Status | New | |||
Vote Deadline Date | 06/19/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-46609J106 | |||||||
Annual Meeting Agenda (06/20/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Timothy T. Janszen | For | Do Not Vote | TNA | |||||
1.2 Elect Ronald B. Maggard Sr. | For | Do Not Vote | TNA | |||||
2 | Ratification of Auditor | For | Do Not Vote | TNA | ||||
3 | Amendment to the 2015 Equity Incentive Plan | For | Do Not Vote | TNA | ||||
4 | Shareholder Proposal Regarding Majority Vote for Director Elections | For | Do Not Vote | TNA | ||||
J. Alexanders Holdings Inc | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 06/19/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-46609J106 | |||||||
Annual Meeting Agenda (06/20/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Withhold from the Election of Directors | Do Not Vote | For | For | |||||
Vote Note: | Limited review of strategic alternatives; Operating and/or stock-price underperformance; Entrenched board in need of fresh perspective | |||||||
1.2 Withhold from the Election of Timothy T. Janszen | Do Not Vote | For | For | |||||
Vote Note: | Limited review of strategic alternatives; Operating and/or stock-price underperformance; Entrenched board in need of fresh perspective | |||||||
1.3 Withhold from the Election of Ronald B. Maggard Sr | Do Not Vote | For | For | |||||
Vote Note: | Limited review of strategic alternatives; Operating and/or stock-price underperformance; Entrenched board in need of fresh perspective | |||||||
2 | Ratification of Auditor | Do Not Vote | For | For | ||||
3 | Amendment to the 2015 Equity Incentive Plan | Do Not Vote | For | For | ||||
4 | Shareholder Proposal Regarding Majority Vote for Director Elections | Do Not Vote | For | For | ||||
Vote Note: | Implementing a majority vote standard increases board accountability and performance | |||||||
Mitel Networks Corp. | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 07/05/2018 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-60671Q104 | |||||||
Special Meeting Agenda (07/10/2018) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Merger/Acquisition | For | For | For | ||||
2 | Advisory Vote on Golden Parachutes | For | Against | Against | ||||
Vote Note: | Excessive compensation; Excessive single trigger provisions | |||||||
3 | Right to Adjourn Meeting | For | For | For | ||||
Motorcar Parts of America Inc. | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 09/05/2018 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-620071100 | |||||||
Annual Meeting Agenda (09/06/2018) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Elect Selwyn Joffe | For | For | For | ||||
2 | Elect Scott J. Adelson | For | For | For | ||||
3 | Elect David Bryan | For | For | For | ||||
4 | Elect Rudolph Borneo | For | For | For | ||||
5 | Elect Joseph Ferguson | For | For | For | ||||
6 | Elect Philip Gay | For | For | For | ||||
7 | Elect Duane Miller | For | For | For | ||||
8 | Elect Jeffrey Mirvis | For | For | For | ||||
9 | Elect Timothy D. Vargo | For | For | For | ||||
10 | Elect Barbara L. Whittaker | For | For | For | ||||
11 | Ratification of Auditor | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | For | For | For | ||||
Murphy USA Inc | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 04/30/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-626755102 | |||||||
Annual Meeting Agenda (05/01/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect R. Madison Murphy | For | For | For | |||||
1.2 Elect Andrew Clyde | For | For | For | |||||
1.3 Elect David B. Miller | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | For | For | For | ||||
3 | Ratification of Auditor | For | For | For | ||||
NCR Corp. | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 04/23/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-62886E108 | |||||||
Annual Meeting Agenda (04/24/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Richard L. Clemmer | For | For | For | |||||
1.2 Elect Robert P. DeRodes | For | For | For | |||||
1.3 Elect Deborah A. Farrington | For | For | For | |||||
1.4 Elect Michael D. Hayford | For | For | For | |||||
1.5 Elect Kurt P. Kuehn | For | For | For | |||||
1.6 Elect Linda Fayne Levinson | For | For | For | |||||
1.7 Elect Frank R. Martire | For | For | For | |||||
1.8 Elect Matthew A. Thompson | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | For | Against | Against | ||||
Vote Note: | Pay and performance disconnect; Negative changes to pay program | |||||||
3 | Ratification of Auditor | For | For | For | ||||
4 | Elimination of Supermajority Requirement | For | For | For | ||||
Newmark Group Inc | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 09/24/2018 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-65158N102 | |||||||
Annual Meeting Agenda (09/25/2018) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Howard W. Lutnick | For | Withhold | Withhold | |||||
Vote Note: | IPO governance concerns | |||||||
1.2 Elect Michael Snow | For | Withhold | Withhold | |||||
Vote Note: | IPO governance concerns | |||||||
1.3 Elect Virginia S. Bauer | For | For | For | |||||
1.4 Elect Peter F. Cervinka | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | 3 Years | 1 Year | 1 Year | ||||
Vote Note: | An annual advisory vote on executive compensation is in the best interests of shareholders | |||||||
Oaktree Specialty Lending Corp | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 03/06/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-67401P108 | |||||||
Annual Meeting Agenda (03/07/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Elect Richard G. Ruben | For | Abstain | For | ||||
Vote Note: | Insufficient shareholder protections for virtual-only meeting; Lack of board gender diversity | |||||||
2 | Ratification of Auditor | For | For | For | ||||
OSI Systems, Inc. | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 12/07/2018 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-671044105 | |||||||
Annual Meeting Agenda (12/10/2018) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Deepak Chopra | For | For | For | |||||
1.2 Elect Ajay Mehra | For | For | For | |||||
1.3 Elect Steven C. Good | For | For | For | |||||
1.4 Elect Meyer Luskin | For | For | For | |||||
1.5 Elect William F. Ballhaus, Jr. | For | For | For | |||||
1.6 Elect James B. Hawkins | For | For | For | |||||
1.7 Elect Gerald Chizever | For | For | For | |||||
2 | Ratification of Auditor | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | For | Against | Against | ||||
Vote Note: | Pay and performance disconnect | |||||||
Patterson Companies Inc. | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 09/14/2018 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-703395103 | |||||||
Annual Meeting Agenda (09/17/2018) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Elect John D. Buck | For | For | For | ||||
2 | Elect Alex N. Blanco | For | For | For | ||||
3 | Elect Jody H. Feragen | For | For | For | ||||
4 | Elect Robert C. Frenzel | For | For | For | ||||
5 | Elect Francis J. Malecha | For | For | For | ||||
6 | Elect Ellen A. Rudnick | For | For | For | ||||
7 | Elect Neil A. Schrimsher | For | For | For | ||||
8 | Elect Mark S. Walchirk | For | For | For | ||||
9 | Elect James W. Wiltz | For | For | For | ||||
10 | Amendment to the 2015 Omnibus Incentive Plan | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | For | For | For | ||||
12 | Ratification of Auditor | For | For | For | ||||
PBF Energy Inc | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 05/22/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-69318G106 | |||||||
Annual Meeting Agenda (05/23/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Elect Thomas J. Nimbley | For | For | For | ||||
2 | Elect Spencer Abraham | For | For | For | ||||
3 | Elect Wayne A. Budd | For | For | For | ||||
4 | Elect S. Eugene Edwards | For | For | For | ||||
5 | Elect William E. Hantke | For | For | For | ||||
6 | Elect Edward F. Kosnik | For | For | For | ||||
7 | Elect Robert J. Lavinia | For | For | For | ||||
8 | Elect Kimberly S. Lubel | For | For | For | ||||
9 | Elect George E. Ogden | For | For | For | ||||
10 | Ratification of Auditor | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | For | For | For | ||||
12 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | 1 Year | ||||
Pico Holdings Inc. | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 05/02/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-693366205 | |||||||
Annual Meeting Agenda (05/03/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Elect Gregory Bylinsky | For | For | For | ||||
2 | Elect Dorothy Timian-Palmer | For | For | For | ||||
3 | Elect Eric H. Speron | For | For | For | ||||
4 | Elect Maxim C.W. Webb | For | Against | For | ||||
Vote Note: | Board is not sufficiently independent | |||||||
5 | Elect Nicole Weymouth | For | For | For | ||||
6 | Ratification of Auditor | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | For | For | For | ||||
Premier Inc | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 12/06/2018 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-74051N102 | |||||||
Annual Meeting Agenda (12/07/2018) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Barclay E. Berdan | For | For | For | |||||
1.2 Elect William E. Mayer | For | For | For | |||||
1.3 Elect Scott Reiner | For | For | For | |||||
1.4 Elect Terry D. Shaw | For | For | For | |||||
1.5 Elect Richard J. Statuto | For | For | For | |||||
1.6 Elect Ellen C. Wolf | For | For | For | |||||
2 | Ratification of Auditor | For | For | For | ||||
3 | Amendment to the 2013 Equity Incentive Plan | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | For | For | For | ||||
QEP Resources Inc | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 05/13/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-74733V100 | |||||||
Annual Meeting Agenda (05/14/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Elect Phillips S. Baker, Jr. | For | For | For | ||||
2 | Elect Timothy J Cutt | For | For | For | ||||
3 | Elect Julie Dill | For | For | For | ||||
4 | Elect Robert F. Heinemann | For | For | For | ||||
5 | Elect Michael J. Minarovic | For | For | For | ||||
6 | Elect M.W. Scoggins | For | For | For | ||||
7 | Elect Mary L. Shafer-Malicki | For | For | For | ||||
8 | Elect David A. Trice | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | For | Against | Against | ||||
Vote Note: | Pay and performance disconnect | |||||||
10 | Ratification of Auditor | For | For | For | ||||
11 | Restoration of Right to Call a Special Meeting | For | Abstain | Abstain | ||||
Vote Note: | A 10% threshold is reasonable for calling a special meeting | |||||||
12 | Shareholder Proposal Regarding Right to Call Special Meetings | Against | For | For | ||||
Vote Note: | A 10% threshold is appropriate for calling a special meeting | |||||||
Resources Connection Inc | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 10/15/2018 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-76122Q105 | |||||||
Annual Meeting Agenda (10/16/2018) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Elect Susan J. Crawford | For | For | For | ||||
2 | Elect Donald B. Murray | For | For | For | ||||
3 | Elect A. Robert Pisano | For | For | For | ||||
4 | Elect Michael H. Wargotz | For | For | For | ||||
5 | Ratification of Auditor | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | For | For | For | ||||
Sleep Number Corp | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 05/14/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-83125X103 | |||||||
Annual Meeting Agenda (05/15/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Michael J. Harrison | For | For | For | |||||
1.2 Elect Shelly R. Ibach | For | For | For | |||||
1.3 Elect Deborah Kilpatrick | For | For | For | |||||
1.4 Elect Barbara R. Matas | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | For | For | For | ||||
3 | Ratification of Auditor | For | For | For | ||||
SP Plus Corp | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 05/07/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-78469C103 | |||||||
Annual Meeting Agenda (05/08/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect G. Marc Baumann | For | For | For | |||||
1.2 Elect Karen M. Garrison | For | For | For | |||||
1.3 Elect Alice M. Peterson | For | For | For | |||||
1.4 Elect Gregory A. Reid | For | For | For | |||||
1.5 Elect Wyman T. Roberts | For | For | For | |||||
1.6 Elect Douglas R. Waggoner | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | For | For | For | ||||
3 | Ratification of Auditor | For | For | For | ||||
Sykes Enterprises, Inc. | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 05/17/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-871237103 | |||||||
Annual Meeting Agenda (05/20/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Elect Carlos E. Evans | For | For | For | ||||
2 | Elect W. Mark Watson | For | For | For | ||||
3 | Elect Mark C. Bozek | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | For | For | For | ||||
5 | Approval of the 2019 Equity Incentive Plan | For | For | For | ||||
6 | Ratification of Auditor | For | For | For | ||||
7 | Transaction of Other Business | For | Against | Against | ||||
Vote Note: | Granting unfettered discretion is unwise | |||||||
Tech Data Corp. | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 06/04/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-878237106 | |||||||
Annual Meeting Agenda (06/05/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Elect Charles E. Adair | For | For | For | ||||
2 | Elect Karen M. Dahut | For | For | For | ||||
3 | Elect Robert M. Dutkowsky | For | For | For | ||||
4 | Elect Harry J. Harczak, Jr. | For | For | For | ||||
5 | Elect Bridgette P. Heller | For | For | For | ||||
6 | Elect Richard T. Hume | For | For | For | ||||
7 | Elect Kathleen Misunas | For | For | For | ||||
8 | Elect Thomas I. Morgan | For | For | For | ||||
9 | Elect Patrick G. Sayer | For | For | For | ||||
10 | Elect Savio W. Tung | For | For | For | ||||
11 | Ratification of Auditor | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | For | For | For | ||||
Techtarget Inc. | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 06/11/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-87874R100 | |||||||
Annual Meeting Agenda (06/12/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Leonard P. Forman | For | For | For | |||||
1.2 Elect Greg Strakosch | For | For | For | |||||
Unifirst Corp. | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 01/07/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-904708104 | |||||||
Annual Meeting Agenda (01/08/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Phillip L. Cohen | For | For | For | |||||
1.2 Elect Cynthia Croatti | For | For | For | |||||
2 | Ratification of Auditor | For | For | For | ||||
Verra Mobility Corp | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 06/24/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-92511U102 | |||||||
Annual Meeting Agenda (06/25/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Douglas Davis | For | For | For | |||||
1.2 Elect Cynthia A. Russo | For | For | For | |||||
2 | Ratification of Auditor | For | For | For | ||||
Viad Corp. | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 05/15/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-92552R406 | |||||||
Annual Meeting Agenda (05/16/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Elect Andrew B Benett | For | For | For | ||||
2 | Elect Denise M. Coll | For | For | For | ||||
3 | Elect Steven W. Moster | For | For | For | ||||
4 | Ratification of Auditor | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | For | For | For | ||||
White Mountains Insurance Group, Ltd. | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 05/22/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-G9618E107 | |||||||
Annual Meeting Agenda (05/23/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Morgan W. Davis | For | For | For | |||||
1.2 Elect Peter M. Carlson | For | For | For | |||||
1.3 Elect David A. Tanner | For | For | For | |||||
1.4 Elect Lowndes A. Smith | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | For | For | For | ||||
3 | Amendment to the Long-Term Incentive Plan | For | For | For | ||||
4 | Ratification of Auditor | For | For | For | ||||
World Fuel Services Corp. | Voted | Ballot Status | Confirmed | Decision Status | Approved | |||
Vote Deadline Date | 05/23/2019 | Share Blocking | No | |||||
Country Of Trade | US | |||||||
Ballot Sec ID | CUSIP9-981475106 | |||||||
Annual Meeting Agenda (05/24/2019) | Mgmt Rec | River Road Policy | Vote Cast | |||||
1 | Election of Directors | |||||||
1.1 Elect Michael J. Kasbar | For | For | For | |||||
1.2 Elect Ken Bakshi | For | For | For | |||||
1.3 Elect Jorge L. Benitez | For | For | For | |||||
1.4 Elect Stephen J. Gold | For | For | For | |||||
1.5 Elect Richard A. Kassar | For | Withhold | Withhold | |||||
Vote Note: | Affiliate/Insider on audit committee; Affiliate/Insider on compensation committee; Affiliate/Insider on nominating/governance committee | |||||||
1.6 Elect John L. Manley | For | For | For | |||||
1.7 Elect Stephen K. Roddenberry | For | Withhold | Withhold | |||||
Vote Note: | Lack of board gender diversity | |||||||
1.8 Elect Paul H. Stebbins | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | For | For | For | ||||
3 | Ratification of Auditor | For | For | For |
Aquarius International Fund
Aperio Group, LLC
Meeting Date Range: 01-Jul-2018 To 30-Jun-2019 | |||||||||
Selected Accounts | |||||||||
NUTRIEN LTD. (THE "CORPORATION") | |||||||||
Security: | 67077M108 | Meeting Type: | Annual | ||||||
Ticker: | NTR | Meeting Date: | 19-Jul-2018 | ||||||
ISIN | CA67077M1086 | Vote Deadline Date: | 16-Jul-2018 | ||||||
Agenda | 934850238 | Management | Total Ballot Shares: | 116884 | |||||
Last Vote Date: | 23-Jun-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | Christopher M. Burley | 2258 | 0 | 0 | 0 | ||||
2 | Maura J. Clark | 2258 | 0 | 0 | 0 | ||||
3 | John W. Estey | 2258 | 0 | 0 | 0 | ||||
4 | David C. Everitt | 2258 | 0 | 0 | 0 | ||||
5 | Russell K. Girling | 2258 | 0 | 0 | 0 | ||||
6 | Gerald W. Grandey | 2258 | 0 | 0 | 0 | ||||
7 | Miranda C. Hubbs | 2258 | 0 | 0 | 0 | ||||
8 | Alice D. Laberge | 2258 | 0 | 0 | 0 | ||||
9 | Consuelo E. Madere | 2258 | 0 | 0 | 0 | ||||
10 | Charles V. Magro | 2258 | 0 | 0 | 0 | ||||
11 | Keith G. Martell | 2258 | 0 | 0 | 0 | ||||
12 | A. Anne McLellan | 2258 | 0 | 0 | 0 | ||||
13 | Derek G. Pannell | 2258 | 0 | 0 | 0 | ||||
14 | Aaron W. Regent | 2258 | 0 | 0 | 0 | ||||
15 | Mayo M. Schmidt | 2258 | 0 | 0 | 0 | ||||
16 | Jochen E. Tilk | 2258 | 0 | 0 | 0 | ||||
2 | The re-appointment of KPMG LLP, Chartered Accountants, as auditors of the Corporation. | For | None | 2258 | 0 | 0 | 0 | ||
3 | A resolution to ratify and approve: (i) a stock option plan of the Corporation; and (ii) the grant of stock options made to eligible participants under the stock option plan, as more particularly detailed in the accompanying notice of meeting and management proxy circular. | For | None | 2258 | 0 | 0 | 0 | ||
4 | A non-binding advisory resolution to accept the Corporation's approach to executive compensation. | For | None | 2258 | 0 | 0 | 0 | ||
WIPRO LIMITED | |||||||||
Security: | 97651M109 | Meeting Type: | Annual | ||||||
Ticker: | WIT | Meeting Date: | 19-Jul-2018 | ||||||
ISIN | US97651M1099 | Vote Deadline Date: | 11-Jul-2018 | ||||||
Agenda | 934853107 | Management | Total Ballot Shares: | 2024322 | |||||
Last Vote Date: | 12-Jul-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Consider and adopt the Audited Financial Statements of the Company (including consolidated financial statements) for the financial year ended March 31, 2018, together with the Reports of the Directors and Auditors thereon. | For | Abstain | 23160 | 0 | 0 | 0 | ||
2 | To confirm the payment of Interim Dividend of INR 1 per equity share already paid during the year as Final Dividend for the financial year ended March 31, 2018. | For | Abstain | 23160 | 0 | 0 | 0 | ||
3 | Re-appointment of Mr. Rishad A Premji (DIN 02983899), Director, who retires by rotation and being eligible, offers himself for re-appointment. | For | Abstain | 23160 | 0 | 0 | 0 | ||
4 | Re-appointment of Ms. Ireena Vittal (DIN 05195656) as an Independent Director of the Company. | For | Abstain | 23160 | 0 | 0 | 0 | ||
BANCO SANTANDER MEXICO S A | |||||||||
Security: | 05969B103 | Meeting Type: | Special | ||||||
Ticker: | BSMX | Meeting Date: | 24-Jul-2018 | ||||||
ISIN | US05969B1035 | Vote Deadline Date: | 18-Jul-2018 | ||||||
Agenda | 934857422 | Management | Total Ballot Shares: | 193716 | |||||
Last Vote Date: | 16-Jul-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Appointment and, as the case may be, ratification of the members of the Company's Board of Directors, representing Series "B" shares and the Company's capital stock. | For | Abstain | 18344 | 0 | 0 | 0 | ||
2 | Appointment of special delegates to formalize and carry out the resolutions adopted at the Meeting. | For | Abstain | 18344 | 0 | 0 | 0 | ||
DR. REDDY'S LABORATORIES LIMITED | |||||||||
Security: | 256135203 | Meeting Type: | Annual | ||||||
Ticker: | RDY | Meeting Date: | 27-Jul-2018 | ||||||
ISIN | US2561352038 | Vote Deadline Date: | 19-Jul-2018 | ||||||
Agenda | 934856266 | Management | Total Ballot Shares: | 132422 | |||||
Last Vote Date: | 11-Jul-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To receive, consider and adopt the financial statements (standalone and consolidated) of the company for the year ended 31 March 2018, including the audited balance sheet as at 31 March 2018 and the statement of profit and loss of the company for the year ended on that date along with the reports of the board of directors and auditors thereon. | For | Abstain | 2943 | 0 | 0 | 0 | ||
2 | To declare dividend on the equity shares for the financial year 2017-18. | For | Abstain | 2943 | 0 | 0 | 0 | ||
3 | To re-appoint Mr. K Satish Reddy (DIN: 00129701), who retires ...(due to space limits, see proxy material for full proposal). | For | Abstain | 2943 | 0 | 0 | 0 | ||
4 | Re-appointment of Mr. Anupam Puri (DIN 00209113) as an ...(due to space limits, see proxy material for full proposal). | For | Abstain | 2943 | 0 | 0 | 0 | ||
5 | Appointment of Mr. Prasad R Menon (DIN 00005078) as an ...(due to space limits, see proxy material for full proposal). | For | Abstain | 2943 | 0 | 0 | 0 | ||
6 | Approval of 'Dr. Reddy's Employees Stock Option Scheme, 2018'. | For | Abstain | 2943 | 0 | 0 | 0 | ||
7 | Grant of stock options to the employees of the subsidiary ...(due to space limits, see proxy material for full proposal). | For | Abstain | 2943 | 0 | 0 | 0 | ||
8 | Implementation of the 'Dr. Reddy's Employees Stock Option Scheme, 2018' through Dr. Reddy's Employees ESOS Trust. | For | Abstain | 2943 | 0 | 0 | 0 | ||
9 | Authorisation to Dr. Reddy's Employees ESOS Trust for secondary acquisition of equity shares for the purpose of stock options. | For | Abstain | 2943 | 0 | 0 | 0 | ||
10 | To ratify the remuneration payable to cost auditors, M/s. Sagar ...(due to space limits, see proxy material for full proposal). | For | Abstain | 2943 | 0 | 0 | 0 | ||
POSCO | |||||||||
Security: | 693483109 | Meeting Type: | Special | ||||||
Ticker: | PKX | Meeting Date: | 27-Jul-2018 | ||||||
ISIN | US6934831099 | Vote Deadline Date: | 23-Jul-2018 | ||||||
Agenda | 934854072 | Management | Total Ballot Shares: | 213873 | |||||
Last Vote Date: | 03-Jul-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Inside Director: Choi, Jeong-Woo (CEO Candidate) | None | For | 1660 | 0 | 0 | 0 | ||
VODAFONE GROUP PLC | |||||||||
Security: | 92857W308 | Meeting Type: | Annual | ||||||
Ticker: | VOD | Meeting Date: | 27-Jul-2018 | ||||||
ISIN | US92857W3088 | Vote Deadline Date: | 17-Jul-2018 | ||||||
Agenda | 934844386 | Management | Total Ballot Shares: | 257808.8021 | |||||
Last Vote Date: | 16-Jul-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To receive the Company's accounts, the strategic report and reports of the Directors and the auditor for the year ended 31 March 2018 | For | None | 3840 | 0 | 0 | 0 | ||
2 | To elect Michel Demare as a Director | For | None | 3840 | 0 | 0 | 0 | ||
3 | To elect Margherita Della Valle as a Director | For | None | 3840 | 0 | 0 | 0 | ||
4 | To re-elect Gerard Kleisterlee as a Director | For | None | 3840 | 0 | 0 | 0 | ||
5 | To re-elect Vittorio Colao as a Director | For | None | 3840 | 0 | 0 | 0 | ||
6 | To re-elect Nick Read as a Director | For | None | 3840 | 0 | 0 | 0 | ||
7 | To re-elect Sir Crispin Davis as a Director | For | None | 3840 | 0 | 0 | 0 | ||
8 | To re-elect Dame Clara Furse as a Director | For | None | 3840 | 0 | 0 | 0 | ||
9 | To re-elect Valerie Gooding as a Director | For | None | 3840 | 0 | 0 | 0 | ||
10 | To re-elect Renee James as a Director | For | None | 3840 | 0 | 0 | 0 | ||
11 | To re-elect Samuel Jonah as a Director | For | None | 3840 | 0 | 0 | 0 | ||
12 | To re-elect Maria Amparo Moraleda Martinez as a Director | For | None | 3840 | 0 | 0 | 0 | ||
13 | To re-elect David Nish as a Director | For | None | 3840 | 0 | 0 | 0 | ||
14 | To declare a final dividend of 10.23 eurocents per ordinary share for the year ended 31 March 2018 | For | None | 3840 | 0 | 0 | 0 | ||
15 | To approve the Annual Report on Remuneration contained in the Remuneration Report of the Board for the year ended 31 March 2018 | For | None | 3840 | 0 | 0 | 0 | ||
16 | To reappoint PricewaterhouseCoopers LLP as the Company's auditor until the end of the next general meeting at which accounts are laid before the Company | For | None | 3840 | 0 | 0 | 0 | ||
17 | To authorise the Audit and Risk Committee to determine the remuneration of the auditor | For | None | 3840 | 0 | 0 | 0 | ||
18 | To authorise the Directors to allot shares | For | None | 3840 | 0 | 0 | 0 | ||
19 | To authorise the Directors to dis-apply pre- emption rights (Special Resolution) | For | None | 3840 | 0 | 0 | 0 | ||
20 | To authorise the Directors to dis-apply pre- emption rights up to a further 5 per cent for the purposes of financing an acquisition or other capital investment (Special Resolution) | For | None | 3840 | 0 | 0 | 0 | ||
21 | To authorise the Company to purchase its own shares (Special Resolution) | For | None | 3840 | 0 | 0 | 0 | ||
22 | To authorise political donations and expenditure | For | None | 3840 | 0 | 0 | 0 | ||
23 | To authorise the Company to call general meetings (other than AGMs) on 14 clear days' notice (Special Resolution) | For | None | 3840 | 0 | 0 | 0 | ||
24 | To approve the updated rules of the Vodafone Group 2008 Sharesave Plan | For | None | 3840 | 0 | 0 | 0 | ||
25 | To adopt the new articles of association of the Company (Special Resolution) | For | None | 3840 | 0 | 0 | 0 | ||
TATA MOTORS LIMITED | |||||||||
Security: | 876568502 | Meeting Type: | Annual | ||||||
Ticker: | TTM | Meeting Date: | 03-Aug-2018 | ||||||
ISIN | US8765685024 | Vote Deadline Date: | 26-Jul-2018 | ||||||
Agenda | 934857078 | Management | Total Ballot Shares: | 157038 | |||||
Last Vote Date: | 24-Jul-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To receive, consider and adopt the Audited Standalone Financial Statement of the Company for the financial year ended March 31, 2018 together with the Reports of the Board of Directors and the Auditors thereon. | For | None | 1289 | 0 | 0 | 0 | ||
2 | To receive, consider and adopt the Audited Consolidated Financial Statement of the Company for the financial year ended March 31, 2018 together with the Report of the Auditors thereon. | For | None | 1289 | 0 | 0 | 0 | ||
3 | To appoint a Director in place of Mr Guenter Butschek (DIN: 07427375) who, retires by rotation and being eligible, offers himself for re- appointment. | For | None | 1289 | 0 | 0 | 0 | ||
4 | Appointment of Ms Hanne Birgitte Sorensen (DIN: 08035439) as a Director and as an Independent Director | For | None | 1289 | 0 | 0 | 0 | ||
5 | Ratification of Cost Auditor's Remuneration | For | None | 1289 | 0 | 0 | 0 | ||
6 | Private placement of Non-Convertible Debentures/Bonds | For | None | 1289 | 0 | 0 | 0 | ||
7 | Tata Motors Limited Employees Stock Option Scheme 2018 and grant of stock options to the Eligible Employees under the Scheme | For | None | 1289 | 0 | 0 | 0 | ||
CAE INC. | |||||||||
Security: | 124765108 | Meeting Type: | Annual | ||||||
Ticker: | CAE | Meeting Date: | 14-Aug-2018 | ||||||
ISIN | CA1247651088 | Vote Deadline Date: | 10-Aug-2018 | ||||||
Agenda | 934854666 | Management | Total Ballot Shares: | 282321 | |||||
Last Vote Date: | 07-Jul-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | Margaret S. Billson | 3531 | 0 | 0 | 0 | ||||
2 | Hon. Michael M. Fortier | 3531 | 0 | 0 | 0 | ||||
3 | Alan N. MacGibbon | 3531 | 0 | 0 | 0 | ||||
4 | Hon. John P. Manley | 3531 | 0 | 0 | 0 | ||||
5 | François Olivier | 3531 | 0 | 0 | 0 | ||||
6 | Marc Parent | 3531 | 0 | 0 | 0 | ||||
7 | Michael E. Roach | 3531 | 0 | 0 | 0 | ||||
8 | Gen. Norton A. Schwartz | 3531 | 0 | 0 | 0 | ||||
9 | Andrew J. Stevens | 3531 | 0 | 0 | 0 | ||||
10 | Katharine B. Stevenson | 3531 | 0 | 0 | 0 | ||||
2 | Appointment of PricewaterhouseCoopers, LLP as auditors and authorization of the Directors to fix their remuneration. | For | None | 3531 | 0 | 0 | 0 | ||
3 | Considering an advisory (non-binding) resolution on executive compensation. | For | None | 3531 | 0 | 0 | 0 | ||
4 | Considering the resolution to approve the renewal of the Shareholder Protection Rights Plan Agreement set forth in Appendix C of the Management Proxy Circular dated June 15, 2018. | For | None | 0 | 3531 | 0 | 0 | ||
UNITED MICROELECTRONICS CORPORATION | |||||||||
Security: | 910873405 | Meeting Type: | Special | ||||||
Ticker: | UMC | Meeting Date: | 20-Aug-2018 | ||||||
ISIN | US9108734057 | Vote Deadline Date: | 13-Aug-2018 | ||||||
Agenda | 934865912 | Management | Total Ballot Shares: | 8295523 | |||||
Last Vote Date: | 09-Aug-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To approve proposal for HeJian Technology (Suzhou) Co., Ltd., a subsidiary of the Company, to issue an initial public offering ("IPO") of RMB denominated ordinary shares (A-shares) on the Shanghai Stock Exchange. | For | Abstain | 49606 | 0 | 0 | 0 | ||
2 | To release the director from non-competition restrictions. | For | Abstain | 49606 | 0 | 0 | 0 | ||
INFOSYS LIMITED | |||||||||
Security: | 456788108 | Meeting Type: | Special | ||||||
Ticker: | INFY | Meeting Date: | 22-Aug-2018 | ||||||
ISIN | US4567881085 | Vote Deadline Date: | 16-Aug-2018 | ||||||
Agenda | 934864895 | Management | Total Ballot Shares: | 1732614 | |||||
Last Vote Date: | 14-Aug-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Increase in authorized share capital to enable issue of bonus shares | For | None | 8905 | 0 | 0 | 0 | ||
2 | Alteration of Clause V of Memorandum of Association | For | None | 8905 | 0 | 0 | 0 | ||
3 | Approval for the issue of bonus shares | For | None | 8905 | 0 | 0 | 0 | ||
4 | Appointment of Michael Gibbs as an Independent Director | For | None | 8905 | 0 | 0 | 0 | ||
OPEN TEXT CORPORATION | |||||||||
Security: | 683715106 | Meeting Type: | Annual | ||||||
Ticker: | OTEX | Meeting Date: | 05-Sep-2018 | ||||||
ISIN | CA6837151068 | Vote Deadline Date: | 30-Aug-2018 | ||||||
Agenda | 934867411 | Management | Total Ballot Shares: | 194279 | |||||
Last Vote Date: | 17-Aug-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | P. Thomas Jenkins | 2156 | 0 | 0 | 0 | ||||
2 | Mark J. Barrenechea | 2156 | 0 | 0 | 0 | ||||
3 | Randy Fowlie | 2156 | 0 | 0 | 0 | ||||
4 | David Fraser | 2156 | 0 | 0 | 0 | ||||
5 | Gail E. Hamilton | 2156 | 0 | 0 | 0 | ||||
6 | Stephen J. Sadler | 2156 | 0 | 0 | 0 | ||||
7 | Harmit Singh | 2156 | 0 | 0 | 0 | ||||
8 | Michael Slaunwhite | 2156 | 0 | 0 | 0 | ||||
9 | Katharine B. Stevenson | 2156 | 0 | 0 | 0 | ||||
10 | C. Jürgen Tinggren | 2156 | 0 | 0 | 0 | ||||
11 | Deborah Weinstein | 2156 | 0 | 0 | 0 | ||||
2 | Re-appoint KPMG LLP, Chartered Accountants, as independent auditors for the Company. | For | None | 2156 | 0 | 0 | 0 | ||
3 | The approval of the non-binding Say-on-Pay Resolution, the full text of which is attached as Schedule "A" to the Circular, with or without variation, on the Company's approach to executive compensation, as more particularly described in the Circular. | For | None | 2156 | 0 | 0 | 0 | ||
FERRARI, NV | |||||||||
Security: | N3167Y103 | Meeting Type: | Special | ||||||
Ticker: | RACE | Meeting Date: | 07-Sep-2018 | ||||||
ISIN | NL0011585146 | Vote Deadline Date: | 30-Aug-2018 | ||||||
Agenda | 934863920 | Management | Total Ballot Shares: | 87914 | |||||
Last Vote Date: | 04-Aug-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Appointment of Louis C. Camilleri as executive director | For | None | 265 | 0 | 0 | 0 | ||
FERRARI, NV | |||||||||
Security: | N3167Y103 | Meeting Type: | Special | ||||||
Ticker: | RACE | Meeting Date: | 07-Sep-2018 | ||||||
ISIN | NL0011585146 | Vote Deadline Date: | 30-Aug-2018 | ||||||
Agenda | 934868463 | Management | Total Ballot Shares: | 87838 | |||||
Last Vote Date: | 17-Aug-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Appointment of Louis C. Camilleri as executive director | For | None | 265 | 0 | 0 | 0 | ||
FIAT CHRYSLER AUTOMOBILES N.V. | |||||||||
Security: | N31738102 | Meeting Type: | Special | ||||||
Ticker: | FCAU | Meeting Date: | 07-Sep-2018 | ||||||
ISIN | NL0010877643 | Vote Deadline Date: | 30-Aug-2018 | ||||||
Agenda | 934864542 | Management | Total Ballot Shares: | 856714 | |||||
Last Vote Date: | 07-Aug-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | APPOINTMENT OF MICHAEL MANLEY AS EXECUTIVE DIRECTOR | For | None | 2037 | 0 | 0 | 0 | ||
FIAT CHRYSLER AUTOMOBILES N.V. | |||||||||
Security: | N31738102 | Meeting Type: | Special | ||||||
Ticker: | FCAU | Meeting Date: | 07-Sep-2018 | ||||||
ISIN | NL0010877643 | Vote Deadline Date: | 30-Aug-2018 | ||||||
Agenda | 934868475 | Management | Total Ballot Shares: | 828502 | |||||
Last Vote Date: | 17-Aug-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | APPOINTMENT OF MICHAEL MANLEY AS EXECUTIVE DIRECTOR | For | None | 2037 | 0 | 0 | 0 | ||
NETEASE, INC. | |||||||||
Security: | 64110W102 | Meeting Type: | Annual | ||||||
Ticker: | NTES | Meeting Date: | 07-Sep-2018 | ||||||
ISIN | US64110W1027 | Vote Deadline Date: | 04-Sep-2018 | ||||||
Agenda | 934868805 | Management | Total Ballot Shares: | 19953 | |||||
Last Vote Date: | 18-Aug-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Re-election of director: William Lei Ding | For | None | 309 | 0 | 0 | 0 | ||
2 | Re-election of director: Alice Cheng | For | None | 309 | 0 | 0 | 0 | ||
3 | Re-election of director: Denny Lee | For | None | 309 | 0 | 0 | 0 | ||
4 | Re-election of director: Joseph Tong | For | None | 309 | 0 | 0 | 0 | ||
5 | Re-election of director: Lun Feng | For | None | 309 | 0 | 0 | 0 | ||
6 | Re-election of director: Michael Leung | For | None | 309 | 0 | 0 | 0 | ||
7 | Re-election of director: Michael Tong | For | None | 309 | 0 | 0 | 0 | ||
8 | Appoint PricewaterhouseCoopers Zhong Tian LLP as independent auditors of NetEase, Inc. for the fiscal year ending December 31, 2018. | For | None | 309 | 0 | 0 | 0 | ||
BANCO SANTANDER MEXICO S A | |||||||||
Security: | 05969B103 | Meeting Type: | Special | ||||||
Ticker: | BSMX | Meeting Date: | 10-Sep-2018 | ||||||
ISIN | US05969B1035 | Vote Deadline Date: | 06-Sep-2018 | ||||||
Agenda | 934872145 | Management | Total Ballot Shares: | 211960 | |||||
Last Vote Date: | 04-Sep-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Proposal and approval, as the case may be, to issue Tier 2 Subordinated Preferred Capital Notes, in accordance with the requirements indicated in Annex 1-S and further applicable provisions contained in the Mexican Banking Institutions Law, the General Provisions Applicable to Banking Institutions (Due to space limits, see proxy material for full proposal). | Abstain | None | 0 | 0 | 18344 | 0 | ||
2 | Appointment of special delegates to formalize and execute the resolutions adopted at the Meeting. | Abstain | None | 0 | 0 | 18344 | 0 | ||
WIPRO LIMITED | |||||||||
Security: | 97651M109 | Meeting Type: | Special | ||||||
Ticker: | WIT | Meeting Date: | 19-Sep-2018 | ||||||
ISIN | US97651M1099 | Vote Deadline Date: | 11-Sep-2018 | ||||||
Agenda | 934872664 | Management | Total Ballot Shares: | 2294539 | |||||
Last Vote Date: | 01-Sep-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To approve the scheme of amalgamation of Wipro Technologies Austria Gmbh, Wipro Information Technology Austria Gmbh, NewLogic Technologies SARL and Appirio India Cloud Solutions Private Limited with Wipro Limited | For | Abstain | 23160 | 0 | 0 | 0 | ||
DIAGEO PLC | |||||||||
Security: | 25243Q205 | Meeting Type: | Annual | ||||||
Ticker: | DEO | Meeting Date: | 20-Sep-2018 | ||||||
ISIN | US25243Q2057 | Vote Deadline Date: | 12-Sep-2018 | ||||||
Agenda | 934867942 | Management | Total Ballot Shares: | 144382 | |||||
Last Vote Date: | 10-Sep-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Report and accounts 2018. | For | None | 1319 | 0 | 0 | 0 | ||
2 | Directors' remuneration report 2018. | For | None | 1319 | 0 | 0 | 0 | ||
3 | Declaration of final dividend. | For | None | 1319 | 0 | 0 | 0 | ||
4 | Election of SS Kilsby. | For | None | 1319 | 0 | 0 | 0 | ||
5 | Re-election of Lord Davies as a director. (Audit, Nomination and Chairman of Remuneration Committee) | For | None | 1319 | 0 | 0 | 0 | ||
6 | Re-election of J Ferran as a director. (Chairman of Nomination Committee) | For | None | 1319 | 0 | 0 | 0 | ||
7 | Re-election of Ho KwonPing as a director. (Audit, Nomination and Remuneration) | For | None | 1319 | 0 | 0 | 0 | ||
8 | Re-election of NS Mendelsohn as a director. (Audit, Nomination and Remuneration) | For | None | 1319 | 0 | 0 | 0 | ||
9 | Re-election of IM Menezes as a director. (Chairman of Executive Committee) | For | None | 1319 | 0 | 0 | 0 | ||
10 | Re-election of KA Mikells as a director. (Executive) | For | None | 1319 | 0 | 0 | 0 | ||
11 | Re-election of AJH Stewart as a director. (Nomination, Remuneration and Chairman of Audit Committee) | For | None | 1319 | 0 | 0 | 0 | ||
12 | Re-appointment of auditor. | For | None | 1319 | 0 | 0 | 0 | ||
13 | Remuneration of auditor. | For | None | 1319 | 0 | 0 | 0 | ||
14 | Authority to make political donations and/or to incur political expenditure in the EU. | For | None | 1319 | 0 | 0 | 0 | ||
15 | Authority to allot shares. | For | None | 1319 | 0 | 0 | 0 | ||
16 | Disapplication of pre-emption rights. | For | None | 1319 | 0 | 0 | 0 | ||
17 | Authority to purchase own shares. | For | None | 1319 | 0 | 0 | 0 | ||
18 | Adoption of new articles of association. | For | None | 1319 | 0 | 0 | 0 | ||
19 | Notice of a general meeting. | For | None | 1319 | 0 | 0 | 0 | ||
PETROLEO BRASILEIRO S.A. - PETROBRAS | |||||||||
Security: | 71654V408 | Meeting Type: | Special | ||||||
Ticker: | PBR | Meeting Date: | 04-Oct-2018 | ||||||
ISIN | US71654V4086 | Vote Deadline Date: | 01-Oct-2018 | ||||||
Agenda | 934879896 | Management | Total Ballot Shares: | 611059 | |||||
Last Vote Date: | 01-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of 2 (two) members of the Board of Directors indicated by Controlling Shareholder: 1. Holder: Ivan de Souza Monteiro 2. Holder: Durval Jose Soledade Santos | For | Abstain | 3767 | 0 | 0 | 0 | ||
2 | If one of the candidates that compose the slate fails to integrate it, your vote will continue to be conferred to the chosen slate. | For | Abstain | 3767 | 0 | 0 | 0 | ||
3 | In case of adoption of the multiple vote process, to distribute your votes in equal percentages by the members of the Controlling Shareholder slate. | For | Abstain | 3767 | 0 | 0 | 0 | ||
4 | Amendment proposal of Petrobras's ByLaws to change the articles 30 and 53, according proposal of Management filed at the CVM and Petrobras websites. | For | Abstain | 3767 | 0 | 0 | 0 | ||
5 | Consolidation of Petrobras's ByLaws to reflect the approved changes. | For | Abstain | 3767 | 0 | 0 | 0 | ||
6 | Definition of the Remuneration of Petrobras Conglomerate Statutory Audit Committee Members. | For | Abstain | 3767 | 0 | 0 | 0 | ||
UNILEVER N.V. | |||||||||
Security: | 904784709 | Meeting Type: | Special | ||||||
Ticker: | UN | Meeting Date: | 05-Oct-2018 | ||||||
ISIN | US9047847093 | Vote Deadline Date: | 04-Oct-2018 | ||||||
Agenda | 934876953 | Management | Total Ballot Shares: | 449610.2133 | |||||
Last Vote Date: | 13-Sep-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To approve Simplification. | For | None | 3639 | 0 | 0 | 0 | ||
UNILEVER N.V. | |||||||||
Security: | 904784709 | Meeting Type: | Special | ||||||
Ticker: | UN | Meeting Date: | 05-Oct-2018 | ||||||
ISIN | US9047847093 | Vote Deadline Date: | 04-Oct-2018 | ||||||
Agenda | 934884164 | Management | Total Ballot Shares: | 461741.2133 | |||||
Last Vote Date: | 04-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To approve Simplification. | For | None | 3639 | 0 | 0 | 0 | ||
51JOB, INC. | |||||||||
Security: | 316827104 | Meeting Type: | Annual | ||||||
Ticker: | JOBS | Meeting Date: | 09-Oct-2018 | ||||||
ISIN | US3168271043 | Vote Deadline Date: | 04-Oct-2018 | ||||||
Agenda | 934870862 | Management | Total Ballot Shares: | 15823 | |||||
Last Vote Date: | 05-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To re-elect Mr. Junichi Arai as a director of the Company. | For | Abstain | 722 | 0 | 0 | 0 | ||
2 | To re-elect Mr. David K. Chao as a director of the Company. | For | Abstain | 722 | 0 | 0 | 0 | ||
3 | To re-elect Mr. Li-Lan Cheng as a director of the Company. | For | Abstain | 722 | 0 | 0 | 0 | ||
4 | To re-elect Mr. Eric He as a director of the Company. | For | Abstain | 722 | 0 | 0 | 0 | ||
5 | To re-elect Mr. Rick Yan as a director of the Company. | For | Abstain | 722 | 0 | 0 | 0 | ||
CHINA PETROLEUM & CHEMICAL CORPORATION | |||||||||
Security: | 16941R108 | Meeting Type: | Special | ||||||
Ticker: | SNP | Meeting Date: | 23-Oct-2018 | ||||||
ISIN | US16941R1086 | Vote Deadline Date: | 17-Oct-2018 | ||||||
Agenda | 934885142 | Management | Total Ballot Shares: | 174452 | |||||
Last Vote Date: | 09-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To consider and approve the resolution in relation to the election of Mr. Yu Baocai as a director of the Company. | None | For | 1114 | 0 | 0 | 0 | ||
2 | To consider and approve the resolution in relation to Continuing Connected Transactions for the three years ending 31 December 2021 and relevant authorisations. The particulars of resolution No.2 include: (i) approving the renewal of Continuing Connected Transactions for the three years ending 31 December 2021 (including their respective relevant proposed caps); (ii) approving, ratifying and confirming the Continuing Connected Transactions Fifth Supplemental Agreement entered ...(due to space limits, see proxy material for full proposal). | None | For | 1114 | 0 | 0 | 0 | ||
ALIBABA GROUP HOLDING LIMITED | |||||||||
Security: | 01609W102 | Meeting Type: | Annual | ||||||
Ticker: | BABA | Meeting Date: | 31-Oct-2018 | ||||||
ISIN | US01609W1027 | Vote Deadline Date: | 23-Oct-2018 | ||||||
Agenda | 934878553 | Management | Total Ballot Shares: | 160821 | |||||
Last Vote Date: | 25-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Director to serve for a three year term: JOSEPH C. TSAI | For | None | 2677 | 0 | 0 | 0 | ||
2 | Election of Director to serve for a three year term: J. MICHAEL EVANS | For | None | 2677 | 0 | 0 | 0 | ||
3 | Election of Director to serve for a three year term: ERIC XIANDONG JING | For | None | 2677 | 0 | 0 | 0 | ||
4 | Election of Director to serve for a three year term: BORJE E. EKHOLM | For | None | 2677 | 0 | 0 | 0 | ||
5 | Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company. | For | None | 2677 | 0 | 0 | 0 | ||
BARRICK GOLD CORPORATION | |||||||||
Security: | 067901108 | Meeting Type: | Special | ||||||
Ticker: | ABX | Meeting Date: | 05-Nov-2018 | ||||||
ISIN | CA0679011084 | Vote Deadline Date: | 31-Oct-2018 | ||||||
Agenda | 934886310 | Management | Total Ballot Shares: | 411842 | |||||
Last Vote Date: | 12-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ORDINARY RESOLUTION APPROVING THE SHARE ISSUANCE by Barrick of such number of common shares of Barrick as are required to be issued in connection with the acquisition of the issued and to be issued ordinary shares of Randgold Resources Limited, the full text of which is set out in Schedule A of Barrick's management information circular for the Special Meeting | For | None | 1489 | 0 | 0 | 0 | ||
2 | SPECIAL RESOLUTION APPROVING THE CONTINUANCE of Barrick to the Province of British Columbia under the Business Corporations Act (British Columbia), the full text of which is set out in Schedule B of Barrick's management information circular for the Special Meeting | For | None | 1489 | 0 | 0 | 0 | ||
RANDGOLD RESOURCES LIMITED | |||||||||
Security: | 752344309 | Meeting Type: | Special | ||||||
Ticker: | GOLD | Meeting Date: | 07-Nov-2018 | ||||||
ISIN | US7523443098 | Vote Deadline Date: | 31-Oct-2018 | ||||||
Agenda | 934885243 | Management | Total Ballot Shares: | 100341 | |||||
Last Vote Date: | 09-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To approve the scheme of arrangement (the "Scheme") set out in the Scheme Document dated October 4, 2018. | For | None | 1011 | 0 | 0 | 0 | ||
2 | THAT for the purpose of giving effect to the Scheme in its original form or subject to such modification, addition or condition approved or imposed by the Royal Court of Jersey (the "Jersey Court") and agreed by the Company and Barrick Gold Corporation: (A) the directors of the Company (or a duly authorised committee thereof) be authorised to take all such action as they may consider necessary or appropriate for carrying the Scheme into full effect; and (B) with effect from ...(due to space limits, see proxy material for full proposal). | For | None | 1011 | 0 | 0 | 0 | ||
SEMICONDUCTOR MFG INTERNATIONAL CORP. | |||||||||
Security: | 81663N206 | Meeting Type: | Special | ||||||
Ticker: | SMI | Meeting Date: | 07-Nov-2018 | ||||||
ISIN | US81663N2062 | Vote Deadline Date: | 26-Oct-2018 | ||||||
Agenda | 934892387 | Management | Total Ballot Shares: | 60923 | |||||
Last Vote Date: | 26-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | (a) To approve, confirm and ratify the framework agreement dated 11 June 2018 (the "Framework Agreement") entered into ...(due to space limits, see proxy material for full proposal). | For | Abstain | 6576 | 0 | 0 | 0 | ||
2 | (a) To approve, confirm and ratify the centralised fund ...(due to space limits, see proxy material for full proposal). | For | Abstain | 6576 | 0 | 0 | 0 | ||
3 | To approve and confirm the proposed grant of 62,500 restricted share units ("RSUs") to Mr. Lip- Bu Tan, a former independent ...(due to space limits, see proxy material for full proposal). | For | Abstain | 6576 | 0 | 0 | 0 | ||
4 | To approve and confirm the proposed grant of 125,000 RSUs to ...(due to space limits, see proxy material for full proposal). | For | Abstain | 6576 | 0 | 0 | 0 | ||
5 | To approve and confirm the proposed grant of 87,500 RSUs to Mr. William Tudor Brown, an independent non-executive director of ...(due to space limits, see proxy material for full proposal). | For | Abstain | 6576 | 0 | 0 | 0 | ||
6 | To authorise any director(s) of the Company to exercise the ...(due to space limits, see proxy material for full proposal). | For | Abstain | 6576 | 0 | 0 | 0 | ||
BHP BILLITON LIMITED | |||||||||
Security: | 088606108 | Meeting Type: | Annual | ||||||
Ticker: | BHP | Meeting Date: | 08-Nov-2018 | ||||||
ISIN | US0886061086 | Vote Deadline Date: | 31-Oct-2018 | ||||||
Agenda | 934880320 | Management | Total Ballot Shares: | 676817.209 | |||||
Last Vote Date: | 30-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To receive the 2018 Financial Statements and Reports for BHP | For | None | 5150 | 0 | 0 | 0 | ||
2 | To reappoint KPMG LLP as the auditor of BHP Billiton Plc | For | None | 5150 | 0 | 0 | 0 | ||
3 | To authorise the Risk and Audit Committee to agree the remuneration of the auditor of BHP Billiton Plc | For | None | 5150 | 0 | 0 | 0 | ||
4 | To approve the general authority to issue shares in BHP Billiton Plc | For | None | 5150 | 0 | 0 | 0 | ||
5 | To approve the authority to allot equity securities in BHP Billiton Plc for cash | For | None | 5150 | 0 | 0 | 0 | ||
6 | To authorise the repurchase of shares in BHP Billiton Plc | For | None | 5150 | 0 | 0 | 0 | ||
7 | To approve the 2018 Remuneration Report other than the part containing the Directors' remuneration policy | For | None | 5150 | 0 | 0 | 0 | ||
8 | To approve the 2018 Remuneration Report | For | None | 5150 | 0 | 0 | 0 | ||
9 | To approve the grant to the Executive Director | For | None | 5150 | 0 | 0 | 0 | ||
10 | To approve the change of name of BHP Billiton Limited and BHP Billiton Plc | For | None | 5150 | 0 | 0 | 0 | ||
11 | To re-elect Terry Bowen as a Director of BHP | For | None | 5150 | 0 | 0 | 0 | ||
12 | To re-elect Malcolm Broomhead as a Director of BHP | For | None | 5150 | 0 | 0 | 0 | ||
13 | To re-elect Anita Frew as a Director of BHP | For | None | 5150 | 0 | 0 | 0 | ||
14 | To re-elect Carolyn Hewson as a Director of BHP | For | None | 5150 | 0 | 0 | 0 | ||
15 | To re-elect Andrew Mackenzie as a Director of BHP | For | None | 5150 | 0 | 0 | 0 | ||
16 | To re-elect Lindsay Maxsted as a Director of BHP | For | None | 5150 | 0 | 0 | 0 | ||
17 | To re-elect John Mogford as a Director of BHP | For | None | 5150 | 0 | 0 | 0 | ||
18 | To re-elect Shriti Vadera as a Director of BHP | For | None | 5150 | 0 | 0 | 0 | ||
19 | To re-elect Ken MacKenzie as a Director of BHP | For | None | 5150 | 0 | 0 | 0 | ||
SINOPEC SHANGHAI PETROCHEMICAL CO. LTD. | |||||||||
Security: | 82935M109 | Meeting Type: | Special | ||||||
Ticker: | SHI | Meeting Date: | 08-Nov-2018 | ||||||
ISIN | US82935M1099 | Vote Deadline Date: | 30-Oct-2018 | ||||||
Agenda | 934885217 | Management | Total Ballot Shares: | 81361 | |||||
Last Vote Date: | 09-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | The election of Mr. Shi Wei as a non-independent director of the Ninth Session of the board of directors of the Company (the "Board"). | For | None | 781 | 0 | 0 | 0 | ||
2 | The amendments to the articles of association and the appendix of the Company as proposed by the Board, and the authorization to the Chairman of the Board to transact, on behalf of the Company, all relevant matters in relation to such amendments regarding any applications, approvals, disclosures, ...Due to space limits, see proxy material for full proposal. | For | None | 781 | 0 | 0 | 0 | ||
SASOL LIMITED | |||||||||
Security: | 803866300 | Meeting Type: | Annual | ||||||
Ticker: | SSL | Meeting Date: | 16-Nov-2018 | ||||||
ISIN | US8038663006 | Vote Deadline Date: | 13-Nov-2018 | ||||||
Agenda | 934895179 | Management | Total Ballot Shares: | 300230 | |||||
Last Vote Date: | 13-Nov-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Re-election of Director retiring in terms of clause 22.2.1 of the Company's memorandum of incorporation: C Beggs | For | None | 2670 | 0 | 0 | 0 | ||
2 | Re-election of Director retiring in terms of clause 22.2.1 of the Company's memorandum of incorporation: SR Cornell | For | None | 2670 | 0 | 0 | 0 | ||
3 | Re-election of Director retiring in terms of clause 22.2.1 of the Company's memorandum of incorporation: MJ Cuambe | For | None | 2670 | 0 | 0 | 0 | ||
4 | Re-election of Director retiring in terms of clause 22.2.1 of the Company's memorandum of incorporation: MJN Njeke | For | None | 2670 | 0 | 0 | 0 | ||
5 | Re-election of Director retiring in terms of clause 22.2.1 of the Company's memorandum of incorporation: B Nqwababa | For | None | 2670 | 0 | 0 | 0 | ||
6 | To elect the Director who was appointed by the Board after the previous Annual General Meeting in terms of clause 22.4.1 of the Company's memorandum of incorporation: MBN Dube | For | None | 2670 | 0 | 0 | 0 | ||
7 | To elect the Director who was appointed by the Board after the previous Annual General Meeting in terms of clause 22.4.1 of the Company's memorandum of incorporation: M Floel | For | None | 2670 | 0 | 0 | 0 | ||
8 | To appoint PricewaterhouseCoopers Inc to act as independent auditor of the Company until the end of the next Annual General Meeting. | For | None | 2670 | 0 | 0 | 0 | ||
9 | To elect the member of the Audit Committee: C Beggs (subject to him being re-elected as a director in terms of ordinary resolution number 1a) | For | None | 2670 | 0 | 0 | 0 | ||
10 | To elect the member of the Audit Committee: GMB Kennealy | For | None | 2670 | 0 | 0 | 0 | ||
11 | To elect the member of the Audit Committee: NNA Matyumza | For | None | 2670 | 0 | 0 | 0 | ||
12 | To elect the member of the Audit Committee: MJN Njeke (subject to him being re-elected as a director in terms of ordinary resolution number 1d) | For | None | 2670 | 0 | 0 | 0 | ||
13 | To elect the member of the Audit Committee: S Westwell | For | None | 2670 | 0 | 0 | 0 | ||
14 | To endorse, on a non-binding advisory basis, the Company's remuneration policy. | For | None | 2670 | 0 | 0 | 0 | ||
15 | To endorse, on a non-binding advisory basis, the implementation report of the Company's remuneration policy. | For | None | 2670 | 0 | 0 | 0 | ||
16 | Special Resolution No. 1: To approve the remuneration payable to non-executive directors of the Company for their services as directors from the date of the meeting until this resolution is replaced. | For | None | 2670 | 0 | 0 | 0 | ||
17 | Special Resolution No. 2: To approve financial assistance to be granted by the Company in terms of sections 44 and 45 of the Companies Act. | For | None | 2670 | 0 | 0 | 0 | ||
18 | Special Resolution No. 3: To authorise the board to approve the general repurchase by the Company or purchase by any of its subsidiaries, of any of the Company's ordinary shares and/or Sasol BEE Ordinary Shares. | For | None | 2670 | 0 | 0 | 0 | ||
19 | Special Resolution No. 4: To authorise the board to approve the purchase by the Company (as part of a general repurchase in accordance with special resolution number 3), of its issued shares from a director and/or a prescribed officer of the Company, and/or persons related to a director or prescribed officer of the Company. | For | None | 2670 | 0 | 0 | 0 | ||
20 | Special Resolution No. 5: To amend the memorandum of incorporation to provide for the possible replacement of the BEE Contract Verification Process with a BEE Verification Agent Process (subject to approval by SOLBE1 Shareholders at a Separate Class Meeting) and the adoption of Verification Agent Process. | For | None | 2670 | 0 | 0 | 0 | ||
21 | Special Resolution No. 6: To revoke special resolution number 12 adopted by shareholders on 17 November 2017 and replace it with special resolution number 6. | For | None | 2670 | 0 | 0 | 0 | ||
THOMSON REUTERS CORPORATION | |||||||||
Security: | 884903105 | Meeting Type: | Special | ||||||
Ticker: | TRI | Meeting Date: | 19-Nov-2018 | ||||||
ISIN | CA8849031056 | Vote Deadline Date: | 14-Nov-2018 | ||||||
Agenda | 934891955 | Management | Total Ballot Shares: | 109333 | |||||
Last Vote Date: | 26-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | The special resolution, the full text of which is set forth in Appendix A to the management proxy circular of Thomson Reuters Corporation dated October 16, 2018 (the "Circular"), approving the plan of arrangement under Section 182 of the Business Corporations Act (Ontario) under which Thomson Reuters Corporation will (i) make a cash distribution of US$4.45 per common share, or approximately US$2.5 billion in the aggregate and (ii) consolidate its outstanding common shares (or "reverse stock split") on a basis that is proportional to the cash distribution, all as more particularly described in the Circular. | For | None | 1860 | 0 | 0 | 0 | ||
WEIBO CORPORATION | |||||||||
Security: | 948596101 | Meeting Type: | Annual | ||||||
Ticker: | WB | Meeting Date: | 22-Nov-2018 | ||||||
ISIN | US9485961018 | Vote Deadline Date: | 16-Nov-2018 | ||||||
Agenda | 934895143 | Management | Total Ballot Shares: | 28908 | |||||
Last Vote Date: | 05-Nov-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | THAT Ms. Hong Du shall be re-elected as a director of the Company at this annual general meeting and retain office until her retirement pursuant to the Company's memorandum and articles of association. | For | Abstain | 774 | 0 | 0 | 0 | ||
2 | THAT Mr. Frank Kui Tang shall be re-elected as a director of the Company at this annual general meeting and retain office until his retirement pursuant to the Company's memorandum and articles of association. | For | Abstain | 774 | 0 | 0 | 0 | ||
CNH INDUSTRIAL N V | |||||||||
Security: | N20944109 | Meeting Type: | Special | ||||||
Ticker: | CNHI | Meeting Date: | 29-Nov-2018 | ||||||
ISIN | NL0010545661 | Vote Deadline Date: | 20-Nov-2018 | ||||||
Agenda | 934890612 | Management | Total Ballot Shares: | 352367 | |||||
Last Vote Date: | 23-Oct-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Appointment of Executive Director: Hubertus M. Muehlhaeuser | For | None | 4464 | 0 | 0 | 0 | ||
2 | Appointment of Executive Director: Suzanne Heywood | For | None | 4464 | 0 | 0 | 0 | ||
CNH INDUSTRIAL N V | |||||||||
Security: | N20944109 | Meeting Type: | Special | ||||||
Ticker: | CNHI | Meeting Date: | 29-Nov-2018 | ||||||
ISIN | NL0010545661 | Vote Deadline Date: | 20-Nov-2018 | ||||||
Agenda | 934897111 | Management | Total Ballot Shares: | 352688 | |||||
Last Vote Date: | 26-Nov-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Appointment of Executive Director: Hubertus M. Muehlhaeuser | For | None | 4464 | 0 | 0 | 0 | ||
2 | Appointment of Executive Director: Suzanne Heywood | For | None | 4464 | 0 | 0 | 0 | ||
BANCO SANTANDER MEXICO S A | |||||||||
Security: | 05969B103 | Meeting Type: | Special | ||||||
Ticker: | BSMX | Meeting Date: | 03-Dec-2018 | ||||||
ISIN | US05969B1035 | Vote Deadline Date: | 28-Nov-2018 | ||||||
Agenda | 934900778 | Management | Total Ballot Shares: | 248152 | |||||
Last Vote Date: | 27-Nov-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Resignation, appointment and, as the case may be, ratification of the members of the Company's Board of Directors, representing Series "B" shares and the Company's capital stock. | Abstain | None | 18344 | 0 | 0 | 0 | ||
2 | Appointment of special delegates to formalize and carry out the resolutions adopted at the Meeting. | Abstain | None | 18344 | 0 | 0 | 0 | ||
3 | Report on the composition of the Regular and Alternate members of the Board of Directors. | Abstain | None | 18344 | 0 | 0 | 0 | ||
4 | Proposal and, if applicable, approval for the payment of a cash dividend to shareholders of the Company. | Abstain | None | 18344 | 0 | 0 | 0 | ||
5 | Designation of special delegates to formalize and carry out the resolutions adopted at the meeting. | Abstain | None | 18344 | 0 | 0 | 0 | ||
SHIRE PLC | |||||||||
Security: | 82481R106 | Meeting Type: | Special | ||||||
Ticker: | SHPG | Meeting Date: | 05-Dec-2018 | ||||||
ISIN | US82481R1068 | Vote Deadline Date: | 28-Nov-2018 | ||||||
Agenda | 934899622 | Management | Total Ballot Shares: | 76239 | |||||
Last Vote Date: | 14-Nov-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To approve the Scheme of Arrangement. | For | None | 763 | 0 | 0 | 0 | ||
2 | Special Resolution: THAT for the purpose of giving effect to the Scheme of Arrangement: (1) the Board of Directors of the Company (the "Board") be authorized to take all such action as they may consider necessary or appropriate for carrying the Scheme of Arrangement into effect, (2) the articles of association of the Company be amended by the adoption and inclusion of a new Article 154 and (3) conditional upon and with effect from the sanctioning of the Scheme of Arrangement ...(due to space limits, see proxy material for full proposal). | For | None | 763 | 0 | 0 | 0 | ||
TAKEDA PHARMACEUTICAL CO LTD | |||||||||
Security: | 874060205 | Meeting Type: | Special | ||||||
Ticker: | TKPYY | Meeting Date: | 05-Dec-2018 | ||||||
ISIN | US8740602052 | Vote Deadline Date: | 27-Nov-2018 | ||||||
Agenda | 934902962 | Management | Total Ballot Shares: | 271870 | |||||
Last Vote Date: | 20-Nov-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Delegation to the Board of Directors of the decision regarding offering terms for share issuance to implement the proposed acquisition of Shire. | For | None | 3534 | 0 | 0 | 0 | ||
2 | Election of Director who is not Audit and Supervisory Committee Member: Ian Clark | For | None | 3534 | 0 | 0 | 0 | ||
3 | Election of Director who is not Audit and Supervisory Committee Member: Olivier Bohuon | For | None | 3534 | 0 | 0 | 0 | ||
4 | Election of Director who is not Audit and Supervisory Committee Member: Steven Gillis | For | None | 3534 | 0 | 0 | 0 | ||
PETROLEO BRASILEIRO S.A. - PETROBRAS | |||||||||
Security: | 71654V408 | Meeting Type: | Special | ||||||
Ticker: | PBR | Meeting Date: | 11-Dec-2018 | ||||||
ISIN | US71654V4086 | Vote Deadline Date: | 06-Dec-2018 | ||||||
Agenda | 934906453 | Management | Total Ballot Shares: | 714767 | |||||
Last Vote Date: | 04-Dec-2018 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Proposal to amend Petrobras' Articles of Incorporation to amend articles 23, 28 and 30, and consequent consolidation of the Articles of Incorporation, as proposed by Management filed in the electronic addresses of the Brazilian Securities and Exchange Commission (CVM) and the Company. | For | Abstain | 3767 | 0 | 0 | 0 | ||
2 | Proposal for merger of PDET Offshore S.A. ("PDET") by Petrobras to: 2a. To ratify the contracting of Recall Ledger Consultoria e Desenvolvimento Empresarial Ltda. by Petrobras for the preparation of the Appraisal Report, at book value, of PDET's shareholders' equity, pursuant to paragraph 1 of article 227 of Law 6404, of December 15, 1976; 2b. To approve the Appraisal Report prepared by Recall Ledger Consultoria e Desenvolvimento Empresarial Ltda. for the appraisal, at book value, of ...(due to space limits, see proxy material for full proposal). | For | Abstain | 3767 | 0 | 0 | 0 | ||
CGI GROUP INC. | |||||||||
Security: | 39945C109 | Meeting Type: | Annual and Special Meeting | ||||||
Ticker: | GIB | Meeting Date: | 30-Jan-2019 | ||||||
ISIN | CA39945C1095 | Vote Deadline Date: | 28-Jan-2019 | ||||||
Agenda | 934915591 | Management | Total Ballot Shares: | 246321 | |||||
Last Vote Date: | 24-Jan-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | Alain Bouchard | 1206 | 0 | 0 | 0 | ||||
2 | Paule Doré | 1206 | 0 | 0 | 0 | ||||
3 | Richard B. Evans | 1206 | 0 | 0 | 0 | ||||
4 | Julie Godin | 1206 | 0 | 0 | 0 | ||||
5 | Serge Godin | 1206 | 0 | 0 | 0 | ||||
6 | Timothy J. Hearn | 1206 | 0 | 0 | 0 | ||||
7 | André Imbeau | 1206 | 0 | 0 | 0 | ||||
8 | Gilles Labbé | 1206 | 0 | 0 | 0 | ||||
9 | Michael B. Pedersen | 1206 | 0 | 0 | 0 | ||||
10 | Alison Reed | 1206 | 0 | 0 | 0 | ||||
11 | Michael E. Roach | 1206 | 0 | 0 | 0 | ||||
12 | George D. Schindler | 1206 | 0 | 0 | 0 | ||||
13 | Kathy N. Waller | 1206 | 0 | 0 | 0 | ||||
14 | Joakim Westh | 1206 | 0 | 0 | 0 | ||||
2 | Appointment of Auditor Appointment of PricewaterhouseCoopers LLP as auditor and authorization to the Audit and Risk Management Committee to fix their remuneration | For | None | 1206 | 0 | 0 | 0 | ||
3 | Name Change Approval of the change of name from "CGI GROUP INC. - GROUPE CGI INC." to "CGI INC." | For | None | 1206 | 0 | 0 | 0 | ||
4 | Shareholder Proposal Number Two Advisory vote on the Compensation of Senior Executives | Against | None | 0 | 1206 | 0 | 0 | ||
5 | Shareholder Proposal Number Three Disclosure of Voting Results by Class of Shares | Against | None | 1206 | 0 | 0 | 0 | ||
SIEMENS AG | |||||||||
Security: | 826197501 | Meeting Type: | Annual | ||||||
Ticker: | SIEGY | Meeting Date: | 30-Jan-2019 | ||||||
ISIN | US8261975010 | Vote Deadline Date: | 16-Jan-2019 | ||||||
Agenda | 934918460 | Management | Total Ballot Shares: | 250225 | |||||
Last Vote Date: | 14-Jan-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Appropriation of net income | For | Against | 2776 | 0 | 0 | 0 | ||
2 | Ratification of the acts of the Managing Board: J. Kaeser | For | Against | 2776 | 0 | 0 | 0 | ||
3 | Ratification of the acts of the Managing Board: R. Busch | For | Against | 2776 | 0 | 0 | 0 | ||
4 | Ratification of the acts of the Managing Board: L. Davis | For | Against | 2776 | 0 | 0 | 0 | ||
5 | Ratification of the acts of the Managing Board: K. Helmrich | For | Against | 2776 | 0 | 0 | 0 | ||
6 | Ratification of the acts of the Managing Board: J. Kugel | For | Against | 2776 | 0 | 0 | 0 | ||
7 | Ratification of the acts of the Managing Board: C. Neike | For | Against | 2776 | 0 | 0 | 0 | ||
8 | Ratification of the acts of the Managing Board: M. Sen | For | Against | 2776 | 0 | 0 | 0 | ||
9 | Ratification of the acts of the Managing Board: R. P. Thomas | For | Against | 2776 | 0 | 0 | 0 | ||
10 | Ratification of the acts of the Supervisory Board: J. H. Snabe | For | Against | 2776 | 0 | 0 | 0 | ||
11 | Ratification of the acts of the Supervisory Board: B. Steinborn | For | Against | 2776 | 0 | 0 | 0 | ||
12 | Ratification of the acts of the Supervisory Board: W. Wenning | For | Against | 2776 | 0 | 0 | 0 | ||
13 | Ratification of the acts of the Supervisory Board: O. Bolduan (until January 31, 2018) | For | Against | 2776 | 0 | 0 | 0 | ||
14 | Ratification of the acts of the Supervisory Board: W. Brandt (since January 31, 2018) | For | Against | 2776 | 0 | 0 | 0 | ||
15 | Ratification of the acts of the Supervisory Board: G. Cromme (until January 31, 2018) | For | Against | 2776 | 0 | 0 | 0 | ||
16 | Ratification of the acts of the Supervisory Board: M. Diekmann | For | Against | 2776 | 0 | 0 | 0 | ||
17 | Ratification of the acts of the Supervisory Board: A. Fehrmann (since January 31, 2018) | For | Against | 2776 | 0 | 0 | 0 | ||
18 | Ratification of the acts of the Supervisory Board: H. M. Gaul (until January 31, 2018) | For | Against | 2776 | 0 | 0 | 0 | ||
19 | Ratification of the acts of the Supervisory Board: R. Hahn | For | Against | 2776 | 0 | 0 | 0 | ||
20 | Ratification of the acts of the Supervisory Board: B. Haller | For | Against | 2776 | 0 | 0 | 0 | ||
21 | Ratification of the acts of the Supervisory Board: R. Kensbock | For | Against | 2776 | 0 | 0 | 0 | ||
22 | Ratification of the acts of the Supervisory Board: H. Kern | For | Against | 2776 | 0 | 0 | 0 | ||
23 | Ratification of the acts of the Supervisory Board: J. Kerner | For | Against | 2776 | 0 | 0 | 0 | ||
24 | Ratification of the acts of the Supervisory Board: N. Leibinger-Kammuller | For | Against | 2776 | 0 | 0 | 0 | ||
25 | Ratification of the acts of the Supervisory Board: G. Mestrallet (until January 31, 2018) | For | Against | 2776 | 0 | 0 | 0 | ||
26 | Ratification of the acts of the Supervisory Board: B. Potier (since January 31, 2018) | For | Against | 2776 | 0 | 0 | 0 | ||
27 | Ratification of the acts of the Supervisory Board: N. Reithofer | For | Against | 2776 | 0 | 0 | 0 | ||
28 | Ratification of the acts of the Supervisory Board: G. Sabanci (until January 31, 2018) | For | Against | 2776 | 0 | 0 | 0 | ||
29 | Ratification of the acts of the Supervisory Board: D. N. T. Shafik (since January 31, 2018) | For | Against | 2776 | 0 | 0 | 0 | ||
30 | Ratification of the acts of the Supervisory Board: N. von Siemens | For | Against | 2776 | 0 | 0 | 0 | ||
31 | Ratification of the acts of the Supervisory Board: M. Sigmund | For | Against | 2776 | 0 | 0 | 0 | ||
32 | Ratification of the acts of the Supervisory Board: D. Simon | For | Against | 2776 | 0 | 0 | 0 | ||
33 | Ratification of the acts of the Supervisory Board: S. Wankel (until January 31, 2018) | For | Against | 2776 | 0 | 0 | 0 | ||
34 | Ratification of the acts of the Supervisory Board: M. Zachert (since January 31, 2018) | For | Against | 2776 | 0 | 0 | 0 | ||
35 | Ratification of the acts of the Supervisory Board: G. Zukunft (since January 31, 2018) | For | Against | 2776 | 0 | 0 | 0 | ||
36 | Appointment of independent auditors | For | Against | 2776 | 0 | 0 | 0 | ||
37 | Authorized Capital 2019 | For | Against | 2776 | 0 | 0 | 0 | ||
38 | Convertible Bonds and/or Warrant Bonds and Conditional Capital 2019 | For | Against | 2776 | 0 | 0 | 0 | ||
39 | Control and Profit-and-Loss Transfer Agreement with a Subsidiary | For | Against | 2776 | 0 | 0 | 0 | ||
SIEMENS AG | |||||||||
Security: | 826197501 | Meeting Type: | Annual | ||||||
Ticker: | SIEGY | Meeting Date: | 30-Jan-2019 | ||||||
ISIN | US8261975010 | Vote Deadline Date: | 16-Jan-2019 | ||||||
Agenda | 934920441 | Management | Total Ballot Shares: | 247806 | |||||
Last Vote Date: | 17-Jan-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Appropriation of net income | For | Against | 572 | 0 | 0 | 0 | ||
2 | Ratification of the acts of the Managing Board: J. Kaeser | For | Against | 572 | 0 | 0 | 0 | ||
3 | Ratification of the acts of the Managing Board: R. Busch | For | Against | 572 | 0 | 0 | 0 | ||
4 | Ratification of the acts of the Managing Board: L. Davis | For | Against | 572 | 0 | 0 | 0 | ||
5 | Ratification of the acts of the Managing Board: K. Helmrich | For | Against | 572 | 0 | 0 | 0 | ||
6 | Ratification of the acts of the Managing Board: J. Kugel | For | Against | 572 | 0 | 0 | 0 | ||
7 | Ratification of the acts of the Managing Board: C. Neike | For | Against | 572 | 0 | 0 | 0 | ||
8 | Ratification of the acts of the Managing Board: M. Sen | For | Against | 572 | 0 | 0 | 0 | ||
9 | Ratification of the acts of the Managing Board: R. P. Thomas | For | Against | 572 | 0 | 0 | 0 | ||
10 | Ratification of the acts of the Supervisory Board: J. H. Snabe | For | Against | 572 | 0 | 0 | 0 | ||
11 | Ratification of the acts of the Supervisory Board: B. Steinborn | For | Against | 572 | 0 | 0 | 0 | ||
12 | Ratification of the acts of the Supervisory Board: W. Wenning | For | Against | 572 | 0 | 0 | 0 | ||
13 | Ratification of the acts of the Supervisory Board: O. Bolduan (until January 31, 2018) | For | Against | 572 | 0 | 0 | 0 | ||
14 | Ratification of the acts of the Supervisory Board: W. Brandt (since January 31, 2018) | For | Against | 572 | 0 | 0 | 0 | ||
15 | Ratification of the acts of the Supervisory Board: G. Cromme (until January 31, 2018) | For | Against | 572 | 0 | 0 | 0 | ||
16 | Ratification of the acts of the Supervisory Board: M. Diekmann | For | Against | 572 | 0 | 0 | 0 | ||
17 | Ratification of the acts of the Supervisory Board: A. Fehrmann (since January 31, 2018) | For | Against | 572 | 0 | 0 | 0 | ||
18 | Ratification of the acts of the Supervisory Board: H. M. Gaul (until January 31, 2018) | For | Against | 572 | 0 | 0 | 0 | ||
19 | Ratification of the acts of the Supervisory Board: R. Hahn | For | Against | 572 | 0 | 0 | 0 | ||
20 | Ratification of the acts of the Supervisory Board: B. Haller | For | Against | 572 | 0 | 0 | 0 | ||
21 | Ratification of the acts of the Supervisory Board: R. Kensbock | For | Against | 572 | 0 | 0 | 0 | ||
22 | Ratification of the acts of the Supervisory Board: H. Kern | For | Against | 572 | 0 | 0 | 0 | ||
23 | Ratification of the acts of the Supervisory Board: J. Kerner | For | Against | 572 | 0 | 0 | 0 | ||
24 | Ratification of the acts of the Supervisory Board: N. Leibinger-Kammuller | For | Against | 572 | 0 | 0 | 0 | ||
25 | Ratification of the acts of the Supervisory Board: G. Mestrallet (until January 31, 2018) | For | Against | 572 | 0 | 0 | 0 | ||
26 | Ratification of the acts of the Supervisory Board: B. Potier (since January 31, 2018) | For | Against | 572 | 0 | 0 | 0 | ||
27 | Ratification of the acts of the Supervisory Board: N. Reithofer | For | Against | 572 | 0 | 0 | 0 | ||
28 | Ratification of the acts of the Supervisory Board: G. Sabanci (until January 31, 2018) | For | Against | 572 | 0 | 0 | 0 | ||
29 | Ratification of the acts of the Supervisory Board: D. N. T. Shafik (since January 31, 2018) | For | Against | 572 | 0 | 0 | 0 | ||
30 | Ratification of the acts of the Supervisory Board: N. von Siemens | For | Against | 572 | 0 | 0 | 0 | ||
31 | Ratification of the acts of the Supervisory Board: M. Sigmund | For | Against | 572 | 0 | 0 | 0 | ||
32 | Ratification of the acts of the Supervisory Board: D. Simon | For | Against | 572 | 0 | 0 | 0 | ||
33 | Ratification of the acts of the Supervisory Board: S. Wankel (until January 31, 2018) | For | Against | 572 | 0 | 0 | 0 | ||
34 | Ratification of the acts of the Supervisory Board: M. Zachert (since January 31, 2018) | For | Against | 572 | 0 | 0 | 0 | ||
35 | Ratification of the acts of the Supervisory Board: G. Zukunft (since January 31, 2018) | For | Against | 572 | 0 | 0 | 0 | ||
36 | Appointment of independent auditors | For | Against | 572 | 0 | 0 | 0 | ||
37 | Authorized Capital 2019 | For | Against | 572 | 0 | 0 | 0 | ||
38 | Convertible Bonds and/or Warrant Bonds and Conditional Capital 2019 | For | Against | 572 | 0 | 0 | 0 | ||
39 | Control and Profit-and-Loss Transfer Agreement with a Subsidiary | For | Against | 572 | 0 | 0 | 0 | ||
ROYAL BANK OF SCOTLAND GROUP PLC | |||||||||
Security: | 780097689 | Meeting Type: | Special | ||||||
Ticker: | RBS | Meeting Date: | 06-Feb-2019 | ||||||
ISIN | US7800976893 | Vote Deadline Date: | 30-Jan-2019 | ||||||
Agenda | 934923283 | Management | Total Ballot Shares: | 751643 | |||||
Last Vote Date: | 26-Jan-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To authorise the Company to make off-market purchases of ordinary shares from HM Treasury | For | None | 6437 | 0 | 0 | 0 | ||
ENCANA CORPORATION | |||||||||
Security: | 292505104 | Meeting Type: | Special | ||||||
Ticker: | ECA | Meeting Date: | 12-Feb-2019 | ||||||
ISIN | CA2925051047 | Vote Deadline Date: | 07-Feb-2019 | ||||||
Agenda | 934920186 | Management | Total Ballot Shares: | 420851 | |||||
Last Vote Date: | 16-Jan-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | The resolution to approve the issuance of the Corporation's common shares, no par value, to stockholders of Newfield Exploration Company, a Delaware corporation ("Newfield"), in connection with the Agreement and Plan of Merger, dated as of October 31, 2018, by and among the Corporation, Neapolitan Merger Corp., a Delaware corporation and an indirect wholly- owned subsidiary of the Corporation, and Newfield (the "share issuance proposal"); | For | None | 270 | 0 | 0 | 0 | ||
2 | The adjournment of the Meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve the share issuance proposal. | For | None | 270 | 0 | 0 | 0 | ||
INFINEON TECHNOLOGIES AG | |||||||||
Security: | 45662N103 | Meeting Type: | Annual | ||||||
Ticker: | IFNNY | Meeting Date: | 21-Feb-2019 | ||||||
ISIN | US45662N1037 | Vote Deadline Date: | 11-Feb-2019 | ||||||
Agenda | 934923435 | Management | Total Ballot Shares: | 310728.3525 | |||||
Last Vote Date: | 29-Jan-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Allocation of unappropriated profit. | For | None | 1717 | 0 | 0 | 0 | ||
2 | Approval of the acts of the members of the Management Board. | For | None | 1717 | 0 | 0 | 0 | ||
3 | Approval of the acts of the members of the Supervisory Board. | For | None | 1717 | 0 | 0 | 0 | ||
4 | Appointment of the auditor. | For | None | 1717 | 0 | 0 | 0 | ||
WIPRO LIMITED | |||||||||
Security: | 97651M109 | Meeting Type: | Special | ||||||
Ticker: | WIT | Meeting Date: | 24-Feb-2019 | ||||||
ISIN | US97651M1099 | Vote Deadline Date: | 14-Feb-2019 | ||||||
Agenda | 934925679 | Management | Total Ballot Shares: | 2230139 | |||||
Last Vote Date: | 12-Feb-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Increase in Authorized Share Capital and consequent amendment to Memorandum of Association of the Company | None | Abstain | 632 | 0 | 0 | 0 | ||
2 | Issue of Bonus Shares | None | Abstain | 632 | 0 | 0 | 0 | ||
NOVARTIS AG | |||||||||
Security: | 66987V109 | Meeting Type: | Annual | ||||||
Ticker: | NVS | Meeting Date: | 28-Feb-2019 | ||||||
ISIN | US66987V1098 | Vote Deadline Date: | 21-Feb-2019 | ||||||
Agenda | 934927003 | Management | Total Ballot Shares: | 695515 | |||||
Last Vote Date: | 19-Feb-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval of the Operating and Financial Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2018 Financial Year | For | None | 2203 | 0 | 0 | 0 | ||
2 | Discharge from Liability of the Members of the Board of Directors and the Executive Committee | For | None | 2203 | 0 | 0 | 0 | ||
3 | Appropriation of Available Earnings of Novartis AG as per Balance Sheet and Declaration of Dividend | For | None | 2203 | 0 | 0 | 0 | ||
4 | Reduction of Share Capital | For | None | 2203 | 0 | 0 | 0 | ||
5 | Further Share Repurchase Program | For | None | 2203 | 0 | 0 | 0 | ||
6 | Special Distribution by Way of a Dividend in Kind to Effect the Spin-off of Alcon Inc. | For | None | 2203 | 0 | 0 | 0 | ||
7 | Votes on Compensation for the Members of the Board of Directors and the Executive Committee: Binding Vote on the Maximum Aggregate Amount of Compensation for Members of the Board of Directors from the 2019 Annual General Meeting to the 2020 Annual General Meeting | For | None | 2203 | 0 | 0 | 0 | ||
8 | Votes on Compensation for the Members of the Board of Directors and the Executive Committee: Binding Vote on the Maximum Aggregate Amount of Compensation for Members of the Executive Committee for the next Financial Year, i.e. 2020 | For | None | 2203 | 0 | 0 | 0 | ||
9 | Votes on Compensation for the Members of the Board of Directors and the Executive Committee: Advisory Vote on the 2018 Compensation Report | For | None | 2203 | 0 | 0 | 0 | ||
10 | Re-election of Joerg Reinhardt, Ph.D., and re- election as Chairman of the Board of Directors (in a single vote) | For | None | 2203 | 0 | 0 | 0 | ||
11 | Re-election of Director: Nancy C. Andrews, M.D., Ph.D. | For | None | 2203 | 0 | 0 | 0 | ||
12 | Re-election of Director: Ton Buechner | For | None | 2203 | 0 | 0 | 0 | ||
13 | Re-election of Director: Srikant Datar, Ph.D. | For | None | 2203 | 0 | 0 | 0 | ||
14 | Re-election of Director: Elizabeth Doherty | For | None | 2203 | 0 | 0 | 0 | ||
15 | Re-election of Director: Ann Fudge | For | None | 2203 | 0 | 0 | 0 | ||
16 | Re-election of Director: Frans van Houten | For | None | 2203 | 0 | 0 | 0 | ||
17 | Re-election of Director: Andreas von Planta, Ph.D. | For | None | 2203 | 0 | 0 | 0 | ||
18 | Re-election of Director: Charles L. Sawyers, M.D. | For | None | 2203 | 0 | 0 | 0 | ||
19 | Re-election of Director: Enrico Vanni, Ph.D. | For | None | 2203 | 0 | 0 | 0 | ||
20 | Re-election of Director: William T. Winters | For | None | 2203 | 0 | 0 | 0 | ||
21 | Election of Director: Patrice Bula | For | None | 2203 | 0 | 0 | 0 | ||
22 | Re-election of Srikant Datar, Ph.D., as member of the Compensation Committee | For | None | 2203 | 0 | 0 | 0 | ||
23 | Re-election of Ann Fudge as member of the Compensation Committee | For | None | 2203 | 0 | 0 | 0 | ||
24 | Re-election of Enrico Vanni, Ph.D., as member of the Compensation Committee | For | None | 2203 | 0 | 0 | 0 | ||
25 | Re-election of William T. Winters as member of the Compensation Committee | For | None | 2203 | 0 | 0 | 0 | ||
26 | Election of Patrice Bula as member of the Compensation Committee | For | None | 2203 | 0 | 0 | 0 | ||
27 | Re-election of the Statutory Auditor | For | None | 2203 | 0 | 0 | 0 | ||
28 | Re-election of the Independent Proxy | For | None | 2203 | 0 | 0 | 0 | ||
29 | General instructions in case of alternative motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 700 paragraph 3 of the Swiss Code of Obligations. | None | None | 2203 | 0 | 0 | 0 | ||
BANCO BRADESCO S A | |||||||||
Security: | 059460303 | Meeting Type: | Annual | ||||||
Ticker: | BBD | Meeting Date: | 11-Mar-2019 | ||||||
ISIN | US0594603039 | Vote Deadline Date: | 05-Mar-2019 | ||||||
Agenda | 934930187 | Management | Total Ballot Shares: | 913131 | |||||
Last Vote Date: | 04-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of the fiscal council: Candidates appointed by preferred shareholders - Separate Election: Luiz Carlos de Freitas / Joao Batistela Biazon | For | None | 8287 | 0 | 0 | 0 | ||
2 | Election of the fiscal council: Candidates appointed by preferred shareholders - Separate Election: Walter Luis Bernardes Albertoni / Reginaldo Ferreira Alexandre | For | None | 8287 | 0 | 0 | 0 | ||
INFOSYS LIMITED | |||||||||
Security: | 456788108 | Meeting Type: | Special | ||||||
Ticker: | INFY | Meeting Date: | 12-Mar-2019 | ||||||
ISIN | US4567881085 | Vote Deadline Date: | 05-Mar-2019 | ||||||
Agenda | 934928168 | Management | Total Ballot Shares: | 2600296 | |||||
Last Vote Date: | 14-Feb-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval for the Buyback of Equity Shares of the Company. | None | None | 2997 | 0 | 0 | 0 | ||
2 | Re-appointment of Kiran Mazumdar-Shaw as an Independent Director. | None | None | 2997 | 0 | 0 | 0 | ||
BANCO BILBAO VIZCAYA ARGENTARIA S.A. | |||||||||
Security: | 05946K101 | Meeting Type: | Annual | ||||||
Ticker: | BBVA | Meeting Date: | 14-Mar-2019 | ||||||
ISIN | US05946K1016 | Vote Deadline Date: | 07-Mar-2019 | ||||||
Agenda | 934934111 | Management | Total Ballot Shares: | 1166877 | |||||
Last Vote Date: | 05-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval of the annual accounts and management reports of Banco Bilbao Vizcaya Argentaria, S.A. and its consolidated group corresponding to the year ending on December 31, 2018. | For | None | 4898 | 0 | 0 | 0 | ||
2 | Approval of the non-financial information report of Banco Bilbao Vizcaya Argentaria, S.A. and that of its consolidated group corresponding to the year ending on December 31, 2018. | For | None | 4898 | 0 | 0 | 0 | ||
3 | Approval of the allocation of the 2018 profit. | For | None | 4898 | 0 | 0 | 0 | ||
4 | Approval of corporate management during 2018. | For | None | 4898 | 0 | 0 | 0 | ||
5 | Re-election of Carlos Torres Vila as a member to the Board of Directors. | For | None | 4898 | 0 | 0 | 0 | ||
6 | Ratification and appointment of Onur Genc as a member to the Board of Directors. | For | None | 4898 | 0 | 0 | 0 | ||
7 | Re-election of Sunir Kumar Kapoor as a member to the Board of Directors. | For | None | 4898 | 0 | 0 | 0 | ||
8 | Approval of the Remuneration Policy for Directors of Banco Bilbao Vizcaya Argentaria, S.A., which includes the maximum number of shares to be delivered as a result of its execution. | For | None | 4898 | 0 | 0 | 0 | ||
9 | Approval of a maximum level of variable remuneration of up to 200% of the fixed component of total remuneration for a group of employees whose professional activities have significant impact on the Group's risk profile. | For | None | 4898 | 0 | 0 | 0 | ||
10 | Conferral of authority on the Board of Directors, which may in turn substitute such authority, to formalize, correct, interpret and implement the decisions adopted by the General Meeting. | For | None | 4898 | 0 | 0 | 0 | ||
11 | Consultative vote on the Annual Report on the Remuneration of Directors of Banco Bilbao Vizcaya Argentaria, S.A. | For | None | 4898 | 0 | 0 | 0 | ||
BANCO BILBAO VIZCAYA ARGENTARIA S.A. | |||||||||
Security: | 05946K101 | Meeting Type: | Annual | ||||||
Ticker: | BBVA | Meeting Date: | 14-Mar-2019 | ||||||
ISIN | US05946K1016 | Vote Deadline Date: | 07-Mar-2019 | ||||||
Agenda | 934929677 | Management | Total Ballot Shares: | 1141003 | |||||
Last Vote Date: | 07-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval of the annual accounts and management reports of Banco Bilbao Vizcaya Argentaria, S.A. and its consolidated group corresponding to the year ending on December 31, 2018. | For | None | 4898 | 0 | 0 | 0 | ||
2 | Approval of the non-financial information report of Banco Bilbao Vizcaya Argentaria, S.A. and that of its consolidated group corresponding to the year ending on December 31, 2018. | For | None | 4898 | 0 | 0 | 0 | ||
3 | Approval of the allocation of the 2018 profit. | For | None | 4898 | 0 | 0 | 0 | ||
4 | Approval of corporate management during 2018. | For | None | 4898 | 0 | 0 | 0 | ||
5 | Re-election of Carlos Torres Vila as a member to the Board of Directors. | For | None | 4898 | 0 | 0 | 0 | ||
6 | Ratification and appointment of Onur Genc as a member to the Board of Directors. | For | None | 4898 | 0 | 0 | 0 | ||
7 | Re-election of Sunir Kumar Kapoor as a member to the Board of Directors. | For | None | 4898 | 0 | 0 | 0 | ||
8 | Approval of the Remuneration Policy for Directors of Banco Bilbao Vizcaya Argentaria, S.A., which includes the maximum number of shares to be delivered as a result of its execution. | For | None | 4898 | 0 | 0 | 0 | ||
9 | Approval of a maximum level of variable remuneration of up to 200% of the fixed component of total remuneration for a group of employees whose professional activities have significant impact on the Group's risk profile. | For | None | 4898 | 0 | 0 | 0 | ||
10 | Conferral of authority on the Board of Directors, which may in turn substitute such authority, to formalize, correct, interpret and implement the decisions adopted by the General Meeting. | For | None | 4898 | 0 | 0 | 0 | ||
11 | Consultative vote on the Annual Report on the Remuneration of Directors of Banco Bilbao Vizcaya Argentaria, S.A. | For | None | 4898 | 0 | 0 | 0 | ||
L.G. DISPLAY CO., LTD. | |||||||||
Security: | 50186V102 | Meeting Type: | Annual | ||||||
Ticker: | LPL | Meeting Date: | 15-Mar-2019 | ||||||
ISIN | US50186V1026 | Vote Deadline Date: | 11-Mar-2019 | ||||||
Agenda | 934933703 | Management | Total Ballot Shares: | 448374 | |||||
Last Vote Date: | 08-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Consolidated and Separate the Financial Statements as of and for the fiscal year ended December 31, 2018 | None | For | 5444 | 0 | 0 | 0 | ||
2 | Amendment to the Articles of Incorporation | None | For | 5444 | 0 | 0 | 0 | ||
3 | Appointment of non-standing director (Young Soo Kwon) | None | For | 5444 | 0 | 0 | 0 | ||
4 | Appointment of outside director (Kun Tai Han) | None | For | 5444 | 0 | 0 | 0 | ||
5 | Appointment of outside director (Chang-Yang Lee) | None | For | 5444 | 0 | 0 | 0 | ||
6 | Appointment of standing director (Dong Hee Suh) | None | For | 5444 | 0 | 0 | 0 | ||
7 | Appointment of Audit Committee Member (Kun Tai Han) | None | For | 5444 | 0 | 0 | 0 | ||
8 | Appointment of Audit Committee Member (Chang- Yang Lee) | None | For | 5444 | 0 | 0 | 0 | ||
9 | Remuneration Limit for Directors in 2018 (KRW 8.5 billion) | None | For | 5444 | 0 | 0 | 0 | ||
POSCO | |||||||||
Security: | 693483109 | Meeting Type: | Annual | ||||||
Ticker: | PKX | Meeting Date: | 15-Mar-2019 | ||||||
ISIN | US6934831099 | Vote Deadline Date: | 11-Mar-2019 | ||||||
Agenda | 934932155 | Management | Total Ballot Shares: | 197470 | |||||
Last Vote Date: | 08-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval of the 51st FY Financial Statements | None | For | 2232 | 0 | 0 | 0 | ||
2 | Partial Amendments to Articles of Incorporation: Partial Amendments pursuant to the Enactment and Enforcement of the Act titled "Electronic Registration of Stocks, Bonds, etc." | None | For | 2232 | 0 | 0 | 0 | ||
3 | Partial Amendments to Articles of Incorporation: Appointment of External Auditor | None | For | 2232 | 0 | 0 | 0 | ||
4 | Partial Amendments to Articles of Incorporation: Vote by Proxy | None | For | 2232 | 0 | 0 | 0 | ||
5 | Election of Inside Director: Chang, In-Hwa | None | For | 2232 | 0 | 0 | 0 | ||
6 | Election of Inside Director: Chon, Jung-Son | None | For | 2232 | 0 | 0 | 0 | ||
7 | Election of Inside Director: Kim, Hag-Dong | None | For | 2232 | 0 | 0 | 0 | ||
8 | Election of Inside Director: Jeong, Tak | None | For | 2232 | 0 | 0 | 0 | ||
9 | Election of Outside Director: Kim, Shin-Bae | None | For | 2232 | 0 | 0 | 0 | ||
10 | Election of Outside Director: Chung, Moon-Ki | None | For | 2232 | 0 | 0 | 0 | ||
11 | Election of Outside Director: Park, Heui-Jae | None | For | 2232 | 0 | 0 | 0 | ||
12 | Election of Audit Committee Member Chung, Moon-Ki | None | For | 2232 | 0 | 0 | 0 | ||
13 | Approval on Limit of Total Remuneration for Directors | None | For | 2232 | 0 | 0 | 0 | ||
DR. REDDY'S LABORATORIES LIMITED | |||||||||
Security: | 256135203 | Meeting Type: | Special | ||||||
Ticker: | RDY | Meeting Date: | 24-Mar-2019 | ||||||
ISIN | US2561352038 | Vote Deadline Date: | 14-Mar-2019 | ||||||
Agenda | 934934286 | Management | Total Ballot Shares: | 231255 | |||||
Last Vote Date: | 01-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Special Resolution - To approve continuation of directorship of Dr. Bruce L A Carter (DIN: 02331774) and further re-appoint him as a non- executive independent director for the second term of 3 (three) consecutive years. | For | Abstain | 1755 | 0 | 0 | 0 | ||
SK TELECOM CO., LTD. | |||||||||
Security: | 78440P108 | Meeting Type: | Annual | ||||||
Ticker: | SKM | Meeting Date: | 26-Mar-2019 | ||||||
ISIN | US78440P1084 | Vote Deadline Date: | 20-Mar-2019 | ||||||
Agenda | 934935062 | Management | Total Ballot Shares: | 1200278 | |||||
Last Vote Date: | 19-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval of Financial Statements for the 35th Fiscal Year (2018) | None | For | 2960 | 0 | 0 | 0 | ||
2 | Amendments to the Articles of Incorporation. | None | For | 2960 | 0 | 0 | 0 | ||
3 | Ratification of Stock Option Grant (Non-BOD members) | None | For | 2960 | 0 | 0 | 0 | ||
4 | Stock Option Grant (BOD member) | None | For | 2960 | 0 | 0 | 0 | ||
5 | Approval of the Appointment of an Independent Non-Executive Director Candidate: Kim, Seok- Dong | None | For | 2960 | 0 | 0 | 0 | ||
6 | Approval of the Appointment of a Member of the Audit Committee Candidate: Kim, Seok-Dong | None | For | 2960 | 0 | 0 | 0 | ||
7 | Approval of Ceiling Amount of the Remuneration for Directors *Proposed Ceiling Amount of the Remuneration for 8 Directors is KRW 12 billion. | None | For | 2960 | 0 | 0 | 0 | ||
CEMEX, S.A.B. DE C.V. | |||||||||
Security: | 151290889 | Meeting Type: | Annual | ||||||
Ticker: | CX | Meeting Date: | 28-Mar-2019 | ||||||
ISIN | US1512908898 | Vote Deadline Date: | 25-Mar-2019 | ||||||
Agenda | 934935264 | Management | Total Ballot Shares: | 441619 | |||||
Last Vote Date: | 21-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PRESENTATION OF THE REPORT BY THE CHIEF EXECUTIVE OFFICER, INCLUDING THE COMPANY'S FINANCIAL STATEMENTS, RESULTS OF OPERATIONS, REPORT OF CASH FLOW AND VARIATIONS OF CAPITAL STOCK, AND PRESENTATION OF THE REPORT BY THE BOARD OF DIRECTORS, FOR THE FISCAL YEAR 2018, AS REQUIRED BY THE MEXICAN SECURITIES MARKET LAW (LEY DEL MERCADO DE VALORES); AND, AFTER HEARING THE OPINION OF THE BOARD OF DIRECTORS AS TO THE REPORTS BY THE CHIEF EXECUTIVE OFFICER. (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | For | For | 883 | 0 | 0 | 0 | ||
2 | PROPOSAL OF ALLOCATION OF PROFITS FOR THE YEAR ENDED DECEMBER 31, 2018, WHICH INCLUDES THE DECLARATION OF A CASH DIVIDEND. | For | For | 883 | 0 | 0 | 0 | ||
3 | PRESENTATION OF THE BOARD OF DIRECTOR'S REPORT ON THE PROCEDURES AND APPROVALS PURSUANT TO WHICH THE REPURCHASE OF CEMEX'S SHARES WAS INSTRUCTED FOR THE 2018 BUSINESS YEAR; AND THE PROPOSAL TO DETERMINE THE AMOUNT OF A RESERVE FOR THE ACQUISITION OF CEMEX'S SHARES OR OTHER INSTRUMENTS REPRESENTING SUCH SHARES. | For | For | 883 | 0 | 0 | 0 | ||
4 | PROPOSAL TO (A) DECREASE THE CAPITAL STOCK OF CEMEX IN ITS VARIABLE PART BY CANCELLING THE TREASURY SHARES THAT SUPPORTED CEMEX'S CONVERTIBLE NOTES ISSUED IN MARCH 2011 THAT MATURED IN MARCH 2018; (B) DECREASE THE CAPITAL STOCK IN ITS VARIABLE PART BY CANCELLING THE SHARES OF CEMEX REPURCHASED IN 2018 UNDER CEMEX'S SHARE REPURCHASE PROGRAM; AND (C) INCREASE THE CAPITAL STOCK IN ITS VARIABLE PART THROUGH THE ISSUANCE OF TREASURY SHARES OF CEMEX TO SUPPORT THE CONVERSION RIGHTS OF HOLDERS UNDER CEMEX'S OUTSTANDING CONVERTIBLE NOTES INDENTURES. | For | For | 883 | 0 | 0 | 0 | ||
5 | APPOINTMENT OF MEMBERS, PRESIDENT AND SECRETARY OF THE BOARD OF DIRECTORS, AND OF MEMBERS AND PRESIDENT, RESPECTIVELY, OF THE AUDIT, AND CORPORATE PRACTICES AND FINANCE COMMITTEES. | For | For | 883 | 0 | 0 | 0 | ||
6 | COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE AUDIT, AND CORPORATE PRACTICES AND FINANCE COMMITTEES. | For | For | 883 | 0 | 0 | 0 | ||
7 | APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS ADOPTED AT THE MEETING. | For | For | 883 | 0 | 0 | 0 | ||
8 | PROPOSAL FOR CEMEX TO ENTER INTO A MERGER DEED, AS THE MERGING COMPANY THAT WILL CONTINUE TO SUBSIST, PURSUANT TO WHICH CEMEX WILL MERGE THROUGH INCORPORATION DIVERSE COMPANIES OF MEXICAN NATIONALITY (AS THE MERGED COMPANIES THAT WILL CEASE TO EXIST), ALL OF WHICH ARE SUBSIDIARIES THAT FORM PART OF THE SAME ECONOMIC INTEREST GROUP OF CEMEX AND IN WHICH NO THIRD-PARTY OUTSIDE OF CEMEX'S ECONOMIC INTEREST GROUP WILL PARTICIPATE IN; AS APPLICABLE, THE DESIGNATION OF SPECIAL ATTORNEYS-IN- FACT. (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | For | For | 883 | 0 | 0 | 0 | ||
9 | PROPOSAL TO ENHANCE THE LEGAL PURPOSE OF CEMEX AND TO PERMIT THE GRANTING OF GUARANTEES TO SECURE ANY LIABILITY THAT THE GENERAL DIRECTOR AND RELEVANT EXECUTIVES COULD INCUR AS PART OF THEIR DUTIES BY MODIFYING ARTICLES 2 AND 28 OF CEMEX'S BY-LAWS; AND, THE AUTHORIZATION TO RESTATE CEMEX'S BY-LAWS TO REFLECT THE PROPOSED AMENDMENTS. | For | For | 883 | 0 | 0 | 0 | ||
10 | APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS ADOPTED AT THE MEETING. | For | For | 883 | 0 | 0 | 0 | ||
TIM PARTICIPACOES SA | |||||||||
Security: | 88706P205 | Meeting Type: | Annual | ||||||
Ticker: | TSU | Meeting Date: | 28-Mar-2019 | ||||||
ISIN | US88706P2056 | Vote Deadline Date: | 25-Mar-2019 | ||||||
Agenda | 934945188 | Management | Total Ballot Shares: | 63864 | |||||
Last Vote Date: | 21-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To resolve on the management's report and the financial statements of the Company, dated as of December 31st, 2018 | For | Abstain | 1155 | 0 | 0 | 0 | ||
2 | To resolve on the management's proposal for the allocation of the results related to the fiscal year of 2018 and the distribution of dividends by the Company | For | Abstain | 1155 | 0 | 0 | 0 | ||
3 | To resolve on the composition of the Board of Directors of the Company with 10 (ten) effective members | For | Abstain | 1155 | 0 | 0 | 0 | ||
4 | Indication of all the names that make up the slate: Agostino Nuzzolo, Alberto Emmanuel Carvalho Whitaker, Carlo Nardello, Elisabetta Romano, Gesner José de Oliveira Filho, Herculano Aníbal Alves, Nicandro Durante, Piergiorgio Peluso, Pietro Labriola, Raimondo Zizza | For | Abstain | 1155 | 0 | 0 | 0 | ||
5 | To resolve on the composition of the Companys Fiscal Council with 3 (three) effective members and 3 (three) alternate members | For | Abstain | 1155 | 0 | 0 | 0 | ||
6 | Indication of all the names that make up the slate: Walmir Kesseli / Heinz Egon Löwen, Josino de Almeida Fonseca / João Verner Juenemann, Jarbas Tadeu Barsanti Ribeiro / Anna Maria Cerentini Gouvea Guimaraes | For | Abstain | 1155 | 0 | 0 | 0 | ||
7 | To resolve on the Compensation Proposal for the Company's Administrators, members of the Committees and the members of the Fiscal Council of the Company, for the year of 2019 | For | Abstain | 1155 | 0 | 0 | 0 | ||
8 | To resolve on the proposal for the extension of the Cooperation and Support Agreement, through the execution of its 12th amendment, to be entered into between Telecom Italia S.p.A., on the one hand, and TIM S.A., on the other hand | For | Abstain | 1155 | 0 | 0 | 0 | ||
CREDICORP LTD. | |||||||||
Security: | G2519Y108 | Meeting Type: | Annual | ||||||
Ticker: | BAP | Meeting Date: | 29-Mar-2019 | ||||||
ISIN | BMG2519Y1084 | Vote Deadline Date: | 28-Mar-2019 | ||||||
Agenda | 934938715 | Management | Total Ballot Shares: | 84820 | |||||
Last Vote Date: | 12-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To consider and approve the audited consolidated financial statements of the Company and its subsidiaries for the fiscal year ended December 31, 2018, including the report of the external independent auditors of the Company thereon. (See Appendix 1) | For | None | 34 | 0 | 0 | 0 | ||
2 | To appoint the external independent auditors of the Company to perform such external services for the fiscal year ending December 31, 2019 and to determine the fees for such audit services. (See Appendix 2) | For | None | 34 | 0 | 0 | 0 | ||
3 | Remuneration of the Board of Directors. | For | None | 34 | 0 | 0 | 0 | ||
ECOPETROL S A | |||||||||
Security: | 279158109 | Meeting Type: | Annual | ||||||
Ticker: | EC | Meeting Date: | 29-Mar-2019 | ||||||
ISIN | US2791581091 | Vote Deadline Date: | 25-Mar-2019 | ||||||
Agenda | 934941077 | Management | Total Ballot Shares: | 279531 | |||||
Last Vote Date: | 21-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval of the Agenda | For | Abstain | 3252 | 0 | 0 | 0 | ||
2 | Appointment of the President presiding Shareholders Meeting | For | Abstain | 3252 | 0 | 0 | 0 | ||
3 | Appointment of the Commission responsible of scrutinizing elections and polling | For | Abstain | 3252 | 0 | 0 | 0 | ||
4 | Appointment of the Commission responsible of reviewing and approving the minute of the meeting | For | Abstain | 3252 | 0 | 0 | 0 | ||
5 | Approval of reports presented by management and the External Auditor and approval of Financial Statements | For | Abstain | 3252 | 0 | 0 | 0 | ||
6 | Approval of proposal for dividend distribution | For | Abstain | 3252 | 0 | 0 | 0 | ||
7 | Election of the External Auditor and assignment of his remuneration | For | Abstain | 3252 | 0 | 0 | 0 | ||
8 | Election of the Board of Directors | For | Abstain | 3252 | 0 | 0 | 0 | ||
9 | Approval of amendments to the Bylaws | For | Abstain | 3252 | 0 | 0 | 0 | ||
10 | Approval of amendments to the Internal Regulation of the General Shareholders Assembly of Ecopetrol S.A | For | Abstain | 3252 | 0 | 0 | 0 | ||
KT CORPORATION | |||||||||
Security: | 48268K101 | Meeting Type: | Annual | ||||||
Ticker: | KT | Meeting Date: | 29-Mar-2019 | ||||||
ISIN | US48268K1016 | Vote Deadline Date: | 25-Mar-2019 | ||||||
Agenda | 934947461 | Management | Total Ballot Shares: | 771434 | |||||
Last Vote Date: | 21-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval of Financial Statements for the 37th Fiscal Year | For | None | 12028 | 0 | 0 | 0 | ||
2 | Amendment of Articles of Incorporation | For | None | 12028 | 0 | 0 | 0 | ||
3 | Election of Director: Mr. In Hoe Kim (Inside Director Candidate) | For | None | 12028 | 0 | 0 | 0 | ||
4 | Election of Director: Mr. Dongmyun Lee (Inside Director Candidate) | For | None | 12028 | 0 | 0 | 0 | ||
5 | Election of Director: Mr. Sung, Taeyoon (Outside Director Candidate) | For | None | 12028 | 0 | 0 | 0 | ||
6 | Election of Director: Mr. Hee-Yol Yu (Outside Director Candidate) | For | None | 12028 | 0 | 0 | 0 | ||
7 | Election of Member of Audit Committee: Mr. Kim, Dae-you | For | None | 12028 | 0 | 0 | 0 | ||
8 | Approval of Limit on Remuneration of Directors | For | None | 12028 | 0 | 0 | 0 | ||
SUZANO PULP & PAPER | |||||||||
Security: | 86959K105 | Meeting Type: | Special | ||||||
Ticker: | SUZ | Meeting Date: | 01-Apr-2019 | ||||||
ISIN | US86959K1051 | Vote Deadline Date: | 27-Mar-2019 | ||||||
Agenda | 934950848 | Management | Total Ballot Shares: | 9735 | |||||
Last Vote Date: | 27-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve the Protocol and Justification of the Merger of Fibria Celulose S.A. by Suzano ("Merger Agreement"), executed on February 27, 2019, by the management of the Company and Fibria Celulose S.A., a publicly held company, enrolled with the CNPJ/MF under No. 60.643.228/0001-21, with its headquarters in the City of São Paulo, State of São Paulo, at Rua Fidêncio Ramos, No. 302, 3rd and 4th (part) floors, Edifício Vila Olímpia Corporate, Torre B, Vila Olímpia, CEP 04551-010 ...(due to space limits, see proxy material for full proposal). | For | None | 876 | 0 | 0 | 0 | ||
2 | Ratify the appointment of PricewaterhouseCoopers, a company with headquarters located in the City of São Paulo, State of São Paulo, at Av. Francisco Matarazzo, 1400, Torre Torino, enrolled with the CNPJ/ME under No. 61.562.112/0001-20 ("PwC") to prepare the appraisal report to determine the book value of Fibria's equity, pursuant to the terms of article 227 of the Brazilian Corporations Law ("Appraisal Report"). | For | None | 876 | 0 | 0 | 0 | ||
3 | Approve the Appraisal Report. | For | None | 876 | 0 | 0 | 0 | ||
4 | Approve the Merger, under the terms of Merger Agreement. | For | None | 876 | 0 | 0 | 0 | ||
5 | Change of the Company's corporate name to "Suzano S.A.", with the consequent amendment of Clause 1 of its Bylaws. | For | None | 876 | 0 | 0 | 0 | ||
6 | Amendment to Clause 5 of the Company's Bylaws to reflect the amount of its capital stock and the number of shares it is divided by as a result of the capital increase under the authorized capital due to the merger of Eucalipto Holding S.A. completed on January 14, 2019, as approved in the Company's Shareholders Meeting held on September 13, 2018, and in the Company's Board of Directors Meeting held on January 10, 2019. | For | None | 876 | 0 | 0 | 0 | ||
7 | Approve the complementation of the Company's purpose, to include (a) expressly other activities currently carried out by Fibria; and (b) in the description of the activity listed in line "a" of Clause 4 of the Bylaws to mention the manufacture, trade, import and export of wood, with the consequent amendment of Clause 4 of the Company's Bylaws. | For | None | 876 | 0 | 0 | 0 | ||
8 | Approve the amendment of the Company's Bylaws to (a) globally amend the Clauses of the Bylaws to adjust the Board of Officers' designation as used internally by the Company - Statutory Executive Board of Officers; (b) complement the competence of the Board of Directors and Statutory Executive Board of Officers; (c) adjust the Clauses of the Bylaws to other amendments that shall be made in the Bylaws pursuant to the other items of this Call Notice, including ...(due to space limits, see proxy material for full proposal). | For | None | 876 | 0 | 0 | 0 | ||
9 | Approve the amendment of Clause 25 of the Bylaws (renumbered to become Clause 24) due to the change of the Audit Board regimen to not permanent. | For | None | 876 | 0 | 0 | 0 | ||
10 | Approve the amendment of Clause 26 of the Bylaws to clarify the concepts of the formula for calculating the minimum mandatory dividend, without changing the Company's or its shareholders results. | For | None | 876 | 0 | 0 | 0 | ||
11 | Approve the termination of the current advice statutory committees to the Board of Directors of the Company, with the consequent exclusion of the current Clause 16 of the Company's Bylaws. | For | None | 876 | 0 | 0 | 0 | ||
12 | Approve the creation of a Statutory Audit Committee pursuant to applicable laws and regulations, with the inclusion of a new Clause 25 to the Company's Bylaws to govern the rules, terms and conditions related to the matter hereof. | For | None | 876 | 0 | 0 | 0 | ||
13 | Re-rectification of the global annual compensation of managers and members of the audit board with respect to the fiscal year of 2018, approved in the Company's annual shareholders meeting held on April 26, 2018. | For | None | 876 | 0 | 0 | 0 | ||
ROYAL BANK OF CANADA | |||||||||
Security: | 780087102 | Meeting Type: | Annual | ||||||
Ticker: | RY | Meeting Date: | 04-Apr-2019 | ||||||
ISIN | CA7800871021 | Vote Deadline Date: | 01-Apr-2019 | ||||||
Agenda | 934935151 | Management | Total Ballot Shares: | 438089 | |||||
Last Vote Date: | 19-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | A.A. CHISHOLM | 33 | 0 | 0 | 0 | ||||
2 | J. CÔTÉ | 33 | 0 | 0 | 0 | ||||
3 | T.N. DARUVALA | 33 | 0 | 0 | 0 | ||||
4 | D.F. DENISON | 33 | 0 | 0 | 0 | ||||
5 | A.D. LABERGE | 33 | 0 | 0 | 0 | ||||
6 | M.H. MCCAIN | 33 | 0 | 0 | 0 | ||||
7 | D. MCKAY | 33 | 0 | 0 | 0 | ||||
8 | H. MUNROE-BLUM | 33 | 0 | 0 | 0 | ||||
9 | K. TAYLOR | 33 | 0 | 0 | 0 | ||||
10 | B.A. VAN KRALINGEN | 33 | 0 | 0 | 0 | ||||
11 | T. VANDAL | 33 | 0 | 0 | 0 | ||||
12 | J. YABUKI | 33 | 0 | 0 | 0 | ||||
2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR | For | None | 33 | 0 | 0 | 0 | ||
3 | ADVISORY VOTE ON THE BANK'S APPROACH TO EXECUTIVE COMPENSATION | For | None | 33 | 0 | 0 | 0 | ||
4 | SHAREHOLDER PROPOSAL NO. 1 | Against | None | 0 | 33 | 0 | 0 | ||
5 | SHAREHOLDER PROPOSAL NO. 2 | Against | None | 0 | 33 | 0 | 0 | ||
THE TORONTO-DOMINION BANK | |||||||||
Security: | 891160509 | Meeting Type: | Annual | ||||||
Ticker: | TD | Meeting Date: | 04-Apr-2019 | ||||||
ISIN | CA8911605092 | Vote Deadline Date: | 02-Apr-2019 | ||||||
Agenda | 934932977 | Management | Total Ballot Shares: | 366051.1357 | |||||
Last Vote Date: | 02-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | WILLIAM E. BENNETT | 130 | 0 | 0 | 0 | ||||
2 | AMY W. BRINKLEY | 130 | 0 | 0 | 0 | ||||
3 | BRIAN C. FERGUSON | 130 | 0 | 0 | 0 | ||||
4 | COLLEEN A. GOGGINS | 130 | 0 | 0 | 0 | ||||
5 | MARY JO HADDAD | 130 | 0 | 0 | 0 | ||||
6 | JEAN-RENÉ HALDE | 130 | 0 | 0 | 0 | ||||
7 | DAVID E. KEPLER | 130 | 0 | 0 | 0 | ||||
8 | BRIAN M. LEVITT | 130 | 0 | 0 | 0 | ||||
9 | ALAN N. MACGIBBON | 130 | 0 | 0 | 0 | ||||
10 | KAREN E. MAIDMENT | 130 | 0 | 0 | 0 | ||||
11 | BHARAT B. MASRANI | 130 | 0 | 0 | 0 | ||||
12 | IRENE R. MILLER | 130 | 0 | 0 | 0 | ||||
13 | NADIR H. MOHAMED | 130 | 0 | 0 | 0 | ||||
14 | CLAUDE MONGEAU | 130 | 0 | 0 | 0 | ||||
2 | APPOINTMENT OF AUDITOR NAMED IN THE MANAGEMENT PROXY CIRCULAR | For | None | 130 | 0 | 0 | 0 | ||
3 | APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE REPORT OF THE HUMAN RESOURCES COMMITTEE AND APPROACH TO EXECUTIVE COMPENSATION SECTIONS OF THE MANAGEMENT PROXY CIRCULAR *ADVISORY VOTE* | For | None | 130 | 0 | 0 | 0 | ||
4 | SHAREHOLDER PROPOSAL A | Against | None | 0 | 130 | 0 | 0 | ||
5 | SHAREHOLDER PROPOSAL B | Against | None | 0 | 130 | 0 | 0 | ||
AMERICA MOVIL, S.A.B. DE C.V. | |||||||||
Security: | 02364W105 | Meeting Type: | Annual | ||||||
Ticker: | AMX | Meeting Date: | 09-Apr-2019 | ||||||
ISIN | US02364W1053 | Vote Deadline Date: | 04-Apr-2019 | ||||||
Agenda | 934965407 | Management | Total Ballot Shares: | 386168 | |||||
Last Vote Date: | 04-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Appointment or, as the case may be, reelection of the members of the Board of Directors of the Company that the holders of the Series "L" shares are entitled to appoint. Adoption of resolutions thereon. | None | None | 1689 | 0 | 0 | 0 | ||
2 | Appointment of delegates to execute, and if, applicable, formalize the resolutions adopted by the meeting. Adoption of resolutions thereon. | None | None | 1689 | 0 | 0 | 0 | ||
THE BANK OF NOVA SCOTIA | |||||||||
Security: | 064149107 | Meeting Type: | Annual | ||||||
Ticker: | BNS | Meeting Date: | 09-Apr-2019 | ||||||
ISIN | CA0641491075 | Vote Deadline Date: | 05-Apr-2019 | ||||||
Agenda | 934934503 | Management | Total Ballot Shares: | 502312 | |||||
Last Vote Date: | 26-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | NORA A. AUFREITER | 2779 | 0 | 0 | 0 | ||||
2 | GUILLERMO E. BABATZ | 2779 | 0 | 0 | 0 | ||||
3 | SCOTT B. BONHAM | 2779 | 0 | 0 | 0 | ||||
4 | CHARLES H. DALLARA | 2779 | 0 | 0 | 0 | ||||
5 | TIFF MACKLEM | 2779 | 0 | 0 | 0 | ||||
6 | MICHAEL D. PENNER | 2779 | 0 | 0 | 0 | ||||
7 | BRIAN J. PORTER | 2779 | 0 | 0 | 0 | ||||
8 | UNA M. POWER | 2779 | 0 | 0 | 0 | ||||
9 | AARON W. REGENT | 2779 | 0 | 0 | 0 | ||||
10 | INDIRA V. SAMARASEKERA | 2779 | 0 | 0 | 0 | ||||
11 | SUSAN L. SEGAL | 2779 | 0 | 0 | 0 | ||||
12 | BARBARA S. THOMAS | 2779 | 0 | 0 | 0 | ||||
13 | L. SCOTT THOMSON | 2779 | 0 | 0 | 0 | ||||
14 | BENITA M. WARMBOLD | 2779 | 0 | 0 | 0 | ||||
2 | APPOINTMENT OF KPMG LLP AS AUDITORS. | For | None | 2779 | 0 | 0 | 0 | ||
3 | ADVISORY VOTE ON NON-BINDING RESOLUTION ON EXECUTIVE COMPENSATION APPROACH. | For | None | 2779 | 0 | 0 | 0 | ||
4 | SHAREHOLDER PROPOSAL 1 - REVISION TO HUMAN RIGHTS POLICIES. | Against | None | 0 | 2779 | 0 | 0 | ||
5 | SHAREHOLDER PROPOSAL 2 - DISCLOSURE OF PAY RATIO. | Against | None | 0 | 2779 | 0 | 0 | ||
6 | SHAREHOLDER PROPOSAL 3 - CREATION OF A NEW TECHNOLOGY COMMITTEE. | Against | None | 0 | 2779 | 0 | 0 | ||
KONINKLIJKE AHOLD DELHAIZE N.V. | |||||||||
Security: | 500467501 | Meeting Type: | Annual | ||||||
Ticker: | ADRNY | Meeting Date: | 10-Apr-2019 | ||||||
ISIN | US5004675014 | Vote Deadline Date: | 22-Mar-2019 | ||||||
Agenda | 934942687 | Management | Total Ballot Shares: | 956049 | |||||
Last Vote Date: | 25-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Proposal to adopt the 2018 financial statements | For | None | 1310 | 0 | 0 | 0 | ||
2 | Proposal to determine the dividend over financial year 2018 | For | None | 1310 | 0 | 0 | 0 | ||
3 | Proposal for discharge of liabilities of the members of the Management Board | For | None | 1310 | 0 | 0 | 0 | ||
4 | Proposal for discharge of liabilities of the members of the Supervisory Board | For | None | 1310 | 0 | 0 | 0 | ||
5 | Proposal to appoint Ms. K.C. Doyle as member of the Supervisory Board | For | None | 1310 | 0 | 0 | 0 | ||
6 | Proposal to appoint Mr. P. Agnefjall as member of the Supervisory Board | For | None | 1310 | 0 | 0 | 0 | ||
7 | Proposal to re-appoint Mr. F.W.H. Muller as member of the Management Board | For | None | 0 | 1310 | 0 | 0 | ||
8 | Proposal to amend the Management Board Remuneration Policy | For | None | 1310 | 0 | 0 | 0 | ||
9 | Proposal to appoint PricewaterhouseCoopers Accountants N.V. as external auditor for financial year 2019 | For | None | 1310 | 0 | 0 | 0 | ||
10 | Authorization to issue shares | For | None | 1310 | 0 | 0 | 0 | ||
11 | Authorization to restrict or exclude pre-emptive rights | For | None | 1310 | 0 | 0 | 0 | ||
12 | Authorization to acquire common shares | For | None | 1310 | 0 | 0 | 0 | ||
13 | Authorization to acquire the cumulative preferred financing shares | For | None | 1310 | 0 | 0 | 0 | ||
14 | Cancellation of shares | For | None | 1310 | 0 | 0 | 0 | ||
RIO TINTO PLC | |||||||||
Security: | 767204100 | Meeting Type: | Annual | ||||||
Ticker: | RIO | Meeting Date: | 10-Apr-2019 | ||||||
ISIN | US7672041008 | Vote Deadline Date: | 02-Apr-2019 | ||||||
Agenda | 934943982 | Management | Total Ballot Shares: | 383118 | |||||
Last Vote Date: | 02-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Receipt of the 2018 Annual report | For | Abstain | 1536 | 0 | 0 | 0 | ||
2 | Approval of the Directors' Remuneration Report: Implementation Report | For | Abstain | 1536 | 0 | 0 | 0 | ||
3 | Approval of the Directors' Remuneration Report | For | Abstain | 1536 | 0 | 0 | 0 | ||
4 | To elect Dame Moya Greene as a director | For | Abstain | 1536 | 0 | 0 | 0 | ||
5 | To elect Simon McKeon AO as a director | For | Abstain | 1536 | 0 | 0 | 0 | ||
6 | To elect Jakob Stausholm as a director | For | Abstain | 1536 | 0 | 0 | 0 | ||
7 | To re-elect Megan Clark AC as a director | For | Abstain | 1536 | 0 | 0 | 0 | ||
8 | To re-elect David Constable as a director | For | Abstain | 1536 | 0 | 0 | 0 | ||
9 | To re-elect Simon Henry as a director | For | Abstain | 1536 | 0 | 0 | 0 | ||
10 | To re-elect Jean-Sébastien Jacques as a director | For | Abstain | 1536 | 0 | 0 | 0 | ||
11 | To re-elect Sam Laidlaw as a director | For | Abstain | 1536 | 0 | 0 | 0 | ||
12 | To re-elect Michael L'Estrange AO as a director | For | Abstain | 1536 | 0 | 0 | 0 | ||
13 | To re-elect Simon Thompson as a director | For | Abstain | 1536 | 0 | 0 | 0 | ||
14 | Re-appointment of auditors | For | Abstain | 1536 | 0 | 0 | 0 | ||
15 | Remuneration of auditors | For | Abstain | 1536 | 0 | 0 | 0 | ||
16 | Authority to make political donations | For | Abstain | 1536 | 0 | 0 | 0 | ||
17 | General authority to allot shares | For | Abstain | 1536 | 0 | 0 | 0 | ||
18 | Disapplication of pre-emption rights | For | Abstain | 1536 | 0 | 0 | 0 | ||
19 | Authority to purchase Rio Tinto plc shares | For | Abstain | 1536 | 0 | 0 | 0 | ||
20 | Notice period for general meetings other than annual general meetings | For | Abstain | 1536 | 0 | 0 | 0 | ||
ULTRAPAR PARTICIPACOES S.A. | |||||||||
Security: | 90400P101 | Meeting Type: | Annual | ||||||
Ticker: | UGP | Meeting Date: | 10-Apr-2019 | ||||||
ISIN | US90400P1012 | Vote Deadline Date: | 05-Apr-2019 | ||||||
Agenda | 934965318 | Management | Total Ballot Shares: | 107863 | |||||
Last Vote Date: | 04-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Amendments to the Company's Bylaws: Adaptation of the statutory provisions pursuant to the New Market Regulation, effective since January 02, 2018. | For | None | 1854 | 0 | 0 | 0 | ||
2 | Amendments to the Company's Bylaws: Modification of the maximum number of members of the Board of Directors. | For | None | 1854 | 0 | 0 | 0 | ||
3 | Amendments to the Company's Bylaws: Modification of the duties of the management bodies for the purpose of optimizing the Company's decision-making and governance procedures. | For | None | 1854 | 0 | 0 | 0 | ||
4 | Amendments to the Company's Bylaws: Creation of a strategy committee of the Board of Directors and the standardization of the provisions common to all the statutory committees of the Board of Directors. | For | None | 1854 | 0 | 0 | 0 | ||
5 | Amendments to the Company's Bylaws: Simplify the wording of statutory provisions through the elimination of content replicated from the legislation and regulations in effect or through adjusting the Bylaws to the legal text, as well as formal adjustments of renumbering and cross references, when applicable. | For | None | 1854 | 0 | 0 | 0 | ||
6 | To approve the stock split of the common shares issued by the Company at the ratio of one existing share for 2 (two) shares of the same class and type and the consequent amendment of the Article 5 and Article 6 of the Bylaws, in order to reflect the new number of the shares in which the capital stock is divided, and the new authorized capital stock of the Company. | For | None | 1854 | 0 | 0 | 0 | ||
7 | To approve the consolidation of the Bylaws in order to reflect the amendments proposed in the foregoing items. | For | None | 1854 | 0 | 0 | 0 | ||
8 | The examination and approval of the Management report and accounts as well as the financial statements for the fiscal year ended on December 31, 2018 in addition to the report of the Independent Auditors and the opinion of the Fiscal Council. | For | None | 1854 | 0 | 0 | 0 | ||
9 | To approve the allocation of net income for the fiscal year ended December 31, 2018. | For | None | 1854 | 0 | 0 | 0 | ||
10 | To approve the number of members to be elected to the Board of Directors. | For | None | 1854 | 0 | 0 | 0 | ||
11 | To approve the election of the members of the Board of Directors: PEDRO WONGTSCHOWSKI,LUCIO DE CASTRO ANDRADE FILHO,ALEXANDRE GONÇALVES SILVA,JORGE MARQUES DE TOLEDO CAMARGO,JOSÉ MAURÍCIO PEREIRA COELHO,NILDEMAR SECCHES,FLAVIA BUARQUE DE ALMEIDA,JOAQUIM PEDRO MONTEIRO DE CARVALHO COLLOR DE MELLO,JOSÉ GALLÓ,ANA PAULA VITALI JANES VESCOVI. | For | None | 1854 | 0 | 0 | 0 | ||
12 | In the event cumulative voting for the election of directors is requested and, therefore, the voting instruction in item 4 is disregarded, to allocate the total number of cumulative votes equally among the director nominees included in the slate of directors proposed by the current Board of Directors of the Company as set forth in item 4. Mark for = yes or against = no | None | None | 1854 | 0 | 0 | 0 | ||
13 | To approve the setting of Management compensation. | For | None | 1854 | 0 | 0 | 0 | ||
14 | Election of the effective and alternate members of the Fiscal Council: Geraldo Toffanello (EFFECTIVE)/ Marcio Augustus Ribeiro (ALTERNATE). | For | None | 1854 | 0 | 0 | 0 | ||
15 | Election of the effective and alternate members of the Fiscal Council: Marcelo Amaral Moraes (EFFECTIVE) / Pedro Ozires Predeus (ALTERNATE). | For | None | 1854 | 0 | 0 | 0 | ||
16 | Election of the effective and alternate members of the Fiscal Council: William Bezerra Cavalcanti Filho (EFFECTIVE) / Paulo Cesar Pascotini (ALTERNATE). | For | None | 1854 | 0 | 0 | 0 | ||
17 | Considering the item above, to approve the compensation of the Fiscal Council for fiscal year 2019. | For | None | 1854 | 0 | 0 | 0 | ||
NESTLE S.A. | |||||||||
Security: | 641069406 | Meeting Type: | Annual | ||||||
Ticker: | NSRGY | Meeting Date: | 11-Apr-2019 | ||||||
ISIN | US6410694060 | Vote Deadline Date: | 03-Apr-2019 | ||||||
Agenda | 934948449 | Management | Total Ballot Shares: | 837883 | |||||
Last Vote Date: | 02-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval of the Annual Review, the financial statements of Nestlé S.A. and the consolidated financial statements of the Nestlé Group for 2018 | For | None | 3671 | 0 | 0 | 0 | ||
2 | Acceptance of the Compensation Report 2018 (advisory vote) | For | None | 3671 | 0 | 0 | 0 | ||
3 | Discharge to the members of the Board of Directors and of the Management | For | None | 3671 | 0 | 0 | 0 | ||
4 | Appropriation of profit resulting from the balance sheet of Nestlé S.A. (proposed dividend) for the financial year 2018 | For | None | 3671 | 0 | 0 | 0 | ||
5 | Re-election of the member of the Board of Director: Mr Paul Bulcke, as member and Chairman | For | None | 3671 | 0 | 0 | 0 | ||
6 | Re-election of the member of the Board of Director: Mr Ulf Mark Schneider | For | None | 3671 | 0 | 0 | 0 | ||
7 | Re-election of the member of the Board of Director: Mr Henri de Castries | For | None | 3671 | 0 | 0 | 0 | ||
8 | Re-election of the member of the Board of Director: Mr Beat W. Hess | For | None | 3671 | 0 | 0 | 0 | ||
9 | Re-election of the member of the Board of Director: Mr Renato Fassbind | For | None | 3671 | 0 | 0 | 0 | ||
10 | Re-election of the member of the Board of Director: Ms Ann M. Veneman | For | None | 3671 | 0 | 0 | 0 | ||
11 | Re-election of the member of the Board of Director: Ms Eva Cheng | For | None | 3671 | 0 | 0 | 0 | ||
12 | Re-election of the member of the Board of Director: Mr Patrick Aebischer | For | None | 3671 | 0 | 0 | 0 | ||
13 | Re-election of the member of the Board of Director: Ms Ursula M. Burns | For | None | 3671 | 0 | 0 | 0 | ||
14 | Re-election of the member of the Board of Director: Mr Kasper Rorsted | For | None | 3671 | 0 | 0 | 0 | ||
15 | Re-election of the member of the Board of Director: Mr Pablo Isla | For | None | 3671 | 0 | 0 | 0 | ||
16 | Re-election of the member of the Board of Director: Ms Kimberly A. Ross | For | None | 3671 | 0 | 0 | 0 | ||
17 | Election to the Board of Director: Mr Dick Boer | For | None | 3671 | 0 | 0 | 0 | ||
18 | Election to the Board of Director: Mr Dinesh Paliwal | For | None | 3671 | 0 | 0 | 0 | ||
19 | Election of the member of the Compensation Committee: Mr Beat W. Hess | For | None | 3671 | 0 | 0 | 0 | ||
20 | Election of the member of the Compensation Committee: Mr Patrick Aebischer | For | None | 3671 | 0 | 0 | 0 | ||
21 | Election of the member of the Compensation Committee: Ms Ursula M. Burns | For | None | 3671 | 0 | 0 | 0 | ||
22 | Election of the member of the Compensation Committee: Mr Pablo Isla | For | None | 3671 | 0 | 0 | 0 | ||
23 | Election of the statutory auditors KPMG SA, Geneva branch | For | None | 3671 | 0 | 0 | 0 | ||
24 | Election of the Independent Representative Hartmann Dreyer, Attorneys-at-law | For | None | 3671 | 0 | 0 | 0 | ||
25 | Approval of the compensation of the Board of Directors | For | None | 3671 | 0 | 0 | 0 | ||
26 | Approval of the compensation of the Executive Board | For | None | 3671 | 0 | 0 | 0 | ||
27 | Capital reduction (by cancellation of shares) | For | None | 3671 | 0 | 0 | 0 | ||
28 | In the event of any yet unknown new or modified proposal by a shareholder during the General Meeting, I instruct the Independent Representative to vote as follows. | Against | None | 0 | 3671 | 0 | 0 | ||
BANCO SANTANDER, S.A. | |||||||||
Security: | 05964H105 | Meeting Type: | Annual | ||||||
Ticker: | SAN | Meeting Date: | 12-Apr-2019 | ||||||
ISIN | US05964H1059 | Vote Deadline Date: | 04-Apr-2019 | ||||||
Agenda | 934975092 | Management | Total Ballot Shares: | 2788920 | |||||
Last Vote Date: | 04-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Resolution 1A | For | None | 20753 | 0 | 0 | 0 | ||
2 | Resolution 1B | For | None | 20753 | 0 | 0 | 0 | ||
3 | Resolution 1C | For | None | 20753 | 0 | 0 | 0 | ||
4 | Resolution 2 | For | None | 20753 | 0 | 0 | 0 | ||
5 | Resolution 3A | For | None | 20753 | 0 | 0 | 0 | ||
6 | Resolution 3B | For | None | 20753 | 0 | 0 | 0 | ||
7 | Resolution 3C | For | None | 20753 | 0 | 0 | 0 | ||
8 | Resolution 3D | For | None | 20753 | 0 | 0 | 0 | ||
9 | Resolution 3E | For | None | 20753 | 0 | 0 | 0 | ||
10 | Resolution 3F | For | None | 20753 | 0 | 0 | 0 | ||
11 | Resolution 3G | For | None | 20753 | 0 | 0 | 0 | ||
12 | Resolution 4 | For | None | 20753 | 0 | 0 | 0 | ||
13 | Resolution 5 | For | None | 20753 | 0 | 0 | 0 | ||
14 | Resolution 6 | For | None | 20753 | 0 | 0 | 0 | ||
15 | Resolution 7 | For | None | 20753 | 0 | 0 | 0 | ||
16 | Resolution 8 | For | None | 20753 | 0 | 0 | 0 | ||
17 | Resolution 9 | For | None | 20753 | 0 | 0 | 0 | ||
18 | Resolution 10 | For | None | 20753 | 0 | 0 | 0 | ||
19 | Resolution 11 | For | None | 20753 | 0 | 0 | 0 | ||
20 | Resolution 12A | For | None | 20753 | 0 | 0 | 0 | ||
21 | Resolution 12B | For | None | 20753 | 0 | 0 | 0 | ||
22 | Resolution 12C | For | None | 20753 | 0 | 0 | 0 | ||
23 | Resolution 12D | For | None | 20753 | 0 | 0 | 0 | ||
24 | Resolution 12E | For | None | 20753 | 0 | 0 | 0 | ||
25 | Resolution 13 | For | None | 20753 | 0 | 0 | 0 | ||
26 | Resolution 14 | For | None | 20753 | 0 | 0 | 0 | ||
BANCO SANTANDER, S.A. | |||||||||
Security: | 05964H105 | Meeting Type: | Annual | ||||||
Ticker: | SAN | Meeting Date: | 12-Apr-2019 | ||||||
ISIN | US05964H1059 | Vote Deadline Date: | 04-Apr-2019 | ||||||
Agenda | 934936317 | Management | Total Ballot Shares: | 2792574 | |||||
Last Vote Date: | 04-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Resolution 1A | For | None | 9188 | 0 | 0 | 0 | ||
2 | Resolution 1B | For | None | 9188 | 0 | 0 | 0 | ||
3 | Resolution 1C | For | None | 9188 | 0 | 0 | 0 | ||
4 | Resolution 2 | For | None | 9188 | 0 | 0 | 0 | ||
5 | Resolution 3A | For | None | 9188 | 0 | 0 | 0 | ||
6 | Resolution 3B | For | None | 9188 | 0 | 0 | 0 | ||
7 | Resolution 3C | For | None | 9188 | 0 | 0 | 0 | ||
8 | Resolution 3D | For | None | 9188 | 0 | 0 | 0 | ||
9 | Resolution 3E | For | None | 9188 | 0 | 0 | 0 | ||
10 | Resolution 3F | For | None | 9188 | 0 | 0 | 0 | ||
11 | Resolution 3G | For | None | 9188 | 0 | 0 | 0 | ||
12 | Resolution 4 | For | None | 9188 | 0 | 0 | 0 | ||
13 | Resolution 5 | For | None | 9188 | 0 | 0 | 0 | ||
14 | Resolution 6 | For | None | 9188 | 0 | 0 | 0 | ||
15 | Resolution 7 | For | None | 9188 | 0 | 0 | 0 | ||
16 | Resolution 8 | For | None | 9188 | 0 | 0 | 0 | ||
17 | Resolution 9 | For | None | 9188 | 0 | 0 | 0 | ||
18 | Resolution 10 | For | None | 9188 | 0 | 0 | 0 | ||
19 | Resolution 11 | For | None | 9188 | 0 | 0 | 0 | ||
20 | Resolution 12A | For | None | 9188 | 0 | 0 | 0 | ||
21 | Resolution 12B | For | None | 9188 | 0 | 0 | 0 | ||
22 | Resolution 12C | For | None | 9188 | 0 | 0 | 0 | ||
23 | Resolution 12D | For | None | 9188 | 0 | 0 | 0 | ||
24 | Resolution 12E | For | None | 9188 | 0 | 0 | 0 | ||
25 | Resolution 13 | For | None | 9188 | 0 | 0 | 0 | ||
26 | Resolution 14 | For | None | 9188 | 0 | 0 | 0 | ||
FERRARI, NV | |||||||||
Security: | N3167Y103 | Meeting Type: | Annual | ||||||
Ticker: | RACE | Meeting Date: | 12-Apr-2019 | ||||||
ISIN | NL0011585146 | Vote Deadline Date: | 04-Apr-2019 | ||||||
Agenda | 934954098 | Management | Total Ballot Shares: | 77305 | |||||
Last Vote Date: | 22-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Adoption of the 2018 Annual Accounts | For | None | 159 | 0 | 0 | 0 | ||
2 | Determination and distribution of dividend | For | None | 159 | 0 | 0 | 0 | ||
3 | Granting of discharge to the directors in respect of the performance of their duties during the financial year 2018 | For | None | 159 | 0 | 0 | 0 | ||
4 | Appointment of the executive director: John Elkann | For | None | 159 | 0 | 0 | 0 | ||
5 | Re-appointment of the executive director: Louis C. Camilleri | For | None | 159 | 0 | 0 | 0 | ||
6 | Re-appointment of the non-executive director: Piero Ferrari | For | None | 159 | 0 | 0 | 0 | ||
7 | Re-appointment of the non-executive director: Delphine Arnault | For | None | 159 | 0 | 0 | 0 | ||
8 | Re-appointment of the non-executive director: Giuseppina Capaldo | For | None | 159 | 0 | 0 | 0 | ||
9 | Re-appointment of the non-executive director: Eduardo H. Cue | For | None | 159 | 0 | 0 | 0 | ||
10 | Re-appointment of the non-executive director: Sergio Duca | For | None | 159 | 0 | 0 | 0 | ||
11 | Re-appointment of the non-executive director: Maria Patrizia Grieco | For | None | 159 | 0 | 0 | 0 | ||
12 | Re-appointment of the non-executive director: Adam Keswick | For | None | 159 | 0 | 0 | 0 | ||
13 | Re-appointment of the non-executive director: Elena Zambon | For | None | 159 | 0 | 0 | 0 | ||
14 | Appointment of the independent auditor - Proposal to appoint Ernst & Young Accountants LLP as the independent auditor of the Company | For | None | 159 | 0 | 0 | 0 | ||
15 | Delegation to the Board of Directors of the authority to acquire common shares in the capital of the Company | For | None | 159 | 0 | 0 | 0 | ||
16 | Cancellation of special voting shares in the capital of the Company - Proposal to cancel all special voting shares held by the Company in its own share capital as specified in article 9 of the Company's articles of association | For | None | 159 | 0 | 0 | 0 | ||
17 | Approval of awards to the CEO | For | None | 159 | 0 | 0 | 0 | ||
18 | Proposal to approve the plan to award (rights to subscribe for) common shares in the capital of the Company to executive directors in accordance with article 14.6 of the Company's articles of association | For | None | 159 | 0 | 0 | 0 | ||
FIAT CHRYSLER AUTOMOBILES N.V. | |||||||||
Security: | N31738102 | Meeting Type: | Annual | ||||||
Ticker: | FCAU | Meeting Date: | 12-Apr-2019 | ||||||
ISIN | NL0010877643 | Vote Deadline Date: | 04-Apr-2019 | ||||||
Agenda | 934942295 | Management | Total Ballot Shares: | 972160 | |||||
Last Vote Date: | 04-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Adoption of the 2018 Annual Accounts | For | None | 2114 | 0 | 0 | 0 | ||
2 | Approval of the 2018 Dividend | For | None | 2114 | 0 | 0 | 0 | ||
3 | Granting of discharge to the directors in respect of the performance of their duties during the financial year 2018 | For | None | 2114 | 0 | 0 | 0 | ||
4 | APPOINTMENT OF THE EXECUTIVE DIRECTOR: John Elkann | For | None | 2114 | 0 | 0 | 0 | ||
5 | APPOINTMENT OF THE EXECUTIVE DIRECTOR: Michael Manley | For | None | 2114 | 0 | 0 | 0 | ||
6 | APPOINTMENT OF THE EXECUTIVE DIRECTOR: Richard Palmer | For | None | 2114 | 0 | 0 | 0 | ||
7 | APPOINTMENT OF THE NON-EXECUTIVE DIRECTOR: Ronald L. Thompson | For | None | 2114 | 0 | 0 | 0 | ||
8 | APPOINTMENT OF THE NON-EXECUTIVE DIRECTOR: John Abbott | For | None | 2114 | 0 | 0 | 0 | ||
9 | APPOINTMENT OF THE NON-EXECUTIVE DIRECTOR: Andrea Agnelli | For | None | 2114 | 0 | 0 | 0 | ||
10 | APPOINTMENT OF THE NON-EXECUTIVE DIRECTOR: Tiberto Brandolini d'Adda | For | None | 2114 | 0 | 0 | 0 | ||
11 | APPOINTMENT OF THE NON-EXECUTIVE DIRECTOR: Glenn Earle | For | None | 2114 | 0 | 0 | 0 | ||
12 | APPOINTMENT OF THE NON-EXECUTIVE DIRECTOR: Valerie A. Mars | For | None | 2114 | 0 | 0 | 0 | ||
13 | APPOINTMENT OF THE NON-EXECUTIVE DIRECTOR: Michelangelo A.Volpi | For | None | 2114 | 0 | 0 | 0 | ||
14 | APPOINTMENT OF THE NON-EXECUTIVE DIRECTOR: Patience Wheatcroft | For | None | 2114 | 0 | 0 | 0 | ||
15 | APPOINTMENT OF THE NON-EXECUTIVE DIRECTOR: Ermenegildo Zegna | For | None | 2114 | 0 | 0 | 0 | ||
16 | Proposal to appoint Ernst & Young Accountants LLP as the independent auditor of the Company | For | None | 2114 | 0 | 0 | 0 | ||
17 | Proposal to designate the Board of Directors as the corporate body authorized to issue common shares and to grant rights to subscribe for common shares as provided for in article 6 of the Company's articles of association | For | None | 2114 | 0 | 0 | 0 | ||
18 | Proposal to designate the Board of Directors as the corporate body authorized to limit or to exclude pre-emption rights for common shares as provided for in article 7 of the Company's articles of association | For | None | 2114 | 0 | 0 | 0 | ||
19 | Proposal to designate the Board of Directors as the corporate body authorized to issue special voting shares and to grant rights to subscribe for special voting shares up to the maximum aggregate amount of special voting shares as provided for in the Company's authorized share capital as set out in the Company's articles of association, as amended from time to time, as provided for in article 6 of the Company's articles of association | For | None | 2114 | 0 | 0 | 0 | ||
20 | Delegation to the Board of Directors of the Authority to Acquire Common Shares in the Capital of the Company | For | None | 2114 | 0 | 0 | 0 | ||
21 | Proposal to cancel all special voting shares held by the Company in its own share capital as specified in article 9 of the Company's articles of association | For | None | 2114 | 0 | 0 | 0 | ||
22 | Approval of awards to the CEO | For | None | 2114 | 0 | 0 | 0 | ||
23 | Proposal to approve the plan to award (rights to subscribe for) common shares in the capital of the Company to executive directors in accordance with article 14.6 of the Company's articles of association | For | None | 2114 | 0 | 0 | 0 | ||
HSBC HOLDINGS PLC | |||||||||
Security: | 404280406 | Meeting Type: | Annual | ||||||
Ticker: | HSBC | Meeting Date: | 12-Apr-2019 | ||||||
ISIN | US4042804066 | Vote Deadline Date: | 03-Apr-2019 | ||||||
Agenda | 934945140 | Management | Total Ballot Shares: | 669028 | |||||
Last Vote Date: | 02-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To receive the Annual Report & Accounts 2018 | For | None | 3586 | 0 | 0 | 0 | ||
2 | To approve the Directors' Remuneration Report | For | None | 3586 | 0 | 0 | 0 | ||
3 | To approve the Directors' Remuneration Policy | For | None | 3586 | 0 | 0 | 0 | ||
4 | To elect Ewen Stevenson as a Director | For | None | 3586 | 0 | 0 | 0 | ||
5 | To elect José Antonio Meade as a Director | For | None | 3586 | 0 | 0 | 0 | ||
6 | To re-elect Kathleen Casey as a Director | For | None | 3586 | 0 | 0 | 0 | ||
7 | To re-elect Laura Cha as a Director | For | None | 3586 | 0 | 0 | 0 | ||
8 | To re-elect Henri de Castries as a Director | For | None | 3586 | 0 | 0 | 0 | ||
9 | To re-elect John Flint as a Director | For | None | 3586 | 0 | 0 | 0 | ||
10 | To re-elect Irene Lee as a Director | For | None | 3586 | 0 | 0 | 0 | ||
11 | To re-elect Heidi Miller as a Director | For | None | 3586 | 0 | 0 | 0 | ||
12 | To re-elect Marc Moses as a Director | For | None | 3586 | 0 | 0 | 0 | ||
13 | To re-elect David Nish as a Director | For | None | 3586 | 0 | 0 | 0 | ||
14 | To re-elect Jonathan Symonds as a Director | For | None | 3586 | 0 | 0 | 0 | ||
15 | To re-elect Jackson Tai as a Director | For | None | 3586 | 0 | 0 | 0 | ||
16 | To re-elect Mark Tucker as a Director | For | None | 3586 | 0 | 0 | 0 | ||
17 | To re-elect Pauline van der Meer Mohr as a Director | For | None | 3586 | 0 | 0 | 0 | ||
18 | To re-appoint PricewaterhouseCoopers LLP as Auditor of the Company | For | None | 3586 | 0 | 0 | 0 | ||
19 | To authorise the Group Audit Committee to determine the remuneration of the Auditor | For | None | 3586 | 0 | 0 | 0 | ||
20 | To authorise the Company to make political donations | For | None | 3586 | 0 | 0 | 0 | ||
21 | To authorise the Directors to allot shares | For | None | 3586 | 0 | 0 | 0 | ||
22 | To disapply pre-emption rights (special resolution) | For | None | 3586 | 0 | 0 | 0 | ||
23 | To further disapply pre-emption rights for acquisitions (special resolution) | For | None | 3586 | 0 | 0 | 0 | ||
24 | To authorise the Directors to allot any repurchased shares | For | None | 3586 | 0 | 0 | 0 | ||
25 | To authorise the Company to purchase its own shares (special resolution) | For | None | 3586 | 0 | 0 | 0 | ||
26 | To authorise the Directors to allot equity securities in relation to Contingent Convertible Securities | For | None | 3586 | 0 | 0 | 0 | ||
27 | To disapply pre-emption rights in relation to the issue of Contingent Convertible Securities (special resolution) | For | None | 3586 | 0 | 0 | 0 | ||
28 | To authorise the Directors to offer a scrip dividend alternative | For | None | 3586 | 0 | 0 | 0 | ||
29 | To call general meetings (other than an AGM) on 14 clear days' notice (special resolution) | For | None | 3586 | 0 | 0 | 0 | ||
30 | Shareholder requisitioned resolution regarding the Midland Bank defined benefit pension scheme (special resolution) | Against | None | 0 | 3586 | 0 | 0 | ||
COMPANIA CERVECERIAS UNIDAS | |||||||||
Security: | 204429104 | Meeting Type: | Annual | ||||||
Ticker: | CCU | Meeting Date: | 17-Apr-2019 | ||||||
ISIN | US2044291043 | Vote Deadline Date: | 10-Apr-2019 | ||||||
Agenda | 934954783 | Management | Total Ballot Shares: | 415445 | |||||
Last Vote Date: | 08-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval of the Annual Report, Consolidated Financial Statements and External Auditors' Report corresponding to the fiscal year ended on December 31, 2018. | For | Abstain | 1398 | 0 | 0 | 0 | ||
2 | Distribution of the profits accrued during fiscal year 2018 and dividend payment. | For | Abstain | 1398 | 0 | 0 | 0 | ||
3 | Election of the members of the Board of Directors. | For | Abstain | 1398 | 0 | 0 | 0 | ||
4 | Determination of the remuneration of the members of the Board of Directors for fiscal year 2019. | For | Abstain | 1398 | 0 | 0 | 0 | ||
5 | Determination of the remuneration of the members of the Directors Committee and its budget for the fiscal year2019. | For | Abstain | 1398 | 0 | 0 | 0 | ||
6 | Determination of the remuneration of the members of the Audit Committee and its budget for the fiscal year 2019. | For | Abstain | 1398 | 0 | 0 | 0 | ||
7 | Appointment of External Auditors Firm for the 2019 fiscal year. | For | Abstain | 1398 | 0 | 0 | 0 | ||
8 | Appointment of Risk Rating Agencies for the 2019 fiscal year. | For | Abstain | 1398 | 0 | 0 | 0 | ||
SUZANO PULP & PAPER | |||||||||
Security: | 86959K105 | Meeting Type: | Annual | ||||||
Ticker: | SUZ | Meeting Date: | 18-Apr-2019 | ||||||
ISIN | US86959K1051 | Vote Deadline Date: | 12-Apr-2019 | ||||||
Agenda | 934965344 | Management | Total Ballot Shares: | 9797 | |||||
Last Vote Date: | 12-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To examine the management accounts related to the fiscal year ended December 31, 2018. | For | For | 876 | 0 | 0 | 0 | ||
2 | To examine, discuss and vote on the financial statements of the Company for the fiscal year ended December 31, 2018, and to review the management report for referred fiscal year. | For | For | 876 | 0 | 0 | 0 | ||
3 | To consider and vote on the allocation of net income for the fiscal year ended December 31, 2018 and on the distribution of dividends. | For | For | 876 | 0 | 0 | 0 | ||
4 | To set the overall annual compensation of the Management and Audit Board of the Company. | For | Abstain | 876 | 0 | 0 | 0 | ||
5 | To inform the change of a newspaper in which the Company will publish its disclosures. | For | For | 876 | 0 | 0 | 0 | ||
6 | Do you want to request the instatement of the Company's Audit Board in accordance with article 161 of Law No. 6,404/1976? | For | For | 876 | 0 | 0 | 0 | ||
ING GROEP N.V. | |||||||||
Security: | 456837103 | Meeting Type: | Annual | ||||||
Ticker: | ING | Meeting Date: | 23-Apr-2019 | ||||||
ISIN | US4568371037 | Vote Deadline Date: | 11-Apr-2019 | ||||||
Agenda | 934970523 | Management | Total Ballot Shares: | 736709 | |||||
Last Vote Date: | 11-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Annual Accounts for 2018 | For | Abstain | 4860 | 0 | 0 | 0 | ||
2 | Dividend for 2018 | For | Abstain | 4860 | 0 | 0 | 0 | ||
3 | Discharge of the members and former members of the Executive Board in respect of their duties performed during the year 2018 | For | Abstain | 4860 | 0 | 0 | 0 | ||
4 | Discharge of the members and former members of the Supervisory Board in respect of their duties performed during the year 2018 | For | Abstain | 4860 | 0 | 0 | 0 | ||
5 | Reappointment of the external auditor | For | Abstain | 4860 | 0 | 0 | 0 | ||
6 | Composition of the Executive Board: appointment of Tanate Phutrakul | For | Abstain | 0 | 4860 | 0 | 0 | ||
7 | Composition of the Supervisory Board: Reappointment of Mariana Gheorghe | For | Abstain | 4860 | 0 | 0 | 0 | ||
8 | Composition of the Supervisory Board: Appointment of Mike Rees | For | Abstain | 4860 | 0 | 0 | 0 | ||
9 | Composition of the Supervisory Board: Appointment of Herna Verhagen | For | Abstain | 4860 | 0 | 0 | 0 | ||
10 | Authorization to issue ordinary shares | For | Abstain | 4860 | 0 | 0 | 0 | ||
11 | Authorization to issue ordinary shares, with or without pre- emptive rights of existing shareholders | For | Abstain | 4860 | 0 | 0 | 0 | ||
12 | Authorization of the Executive Board to acquire ordinary shares in the Company's capital | For | Abstain | 4860 | 0 | 0 | 0 | ||
ANHEUSER-BUSCH INBEV SA | |||||||||
Security: | 03524A108 | Meeting Type: | Annual | ||||||
Ticker: | BUD | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | US03524A1088 | Vote Deadline Date: | 11-Apr-2019 | ||||||
Agenda | 934967007 | Management | Total Ballot Shares: | 123328.1768 | |||||
Last Vote Date: | 11-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Modification of the corporate purpose: Proposed resolution: modifying article 4 of the bylaws of the Company as follows "Article 4. CORPORATE PURPOSE (Please see the attached supplement) | For | None | 1003 | 0 | 0 | 0 | ||
2 | Change to article 23 of the bylaws: Proposed resolution: modifying article 23 of the bylaws of the Company as follows "Article 23. CHAIRPERSON OF THE BOARD (Please see the attached supplement) | For | None | 1003 | 0 | 0 | 0 | ||
3 | Approval of the statutory annual accounts | For | None | 1003 | 0 | 0 | 0 | ||
4 | Discharge to the directors | For | None | 1003 | 0 | 0 | 0 | ||
5 | Discharge to the statutory auditor | For | None | 1003 | 0 | 0 | 0 | ||
6 | Appointment of Director: acknowledging the resignation of Mr. Olivier Goudet as independent director and, upon proposal from the Board of Directors, appointing Dr. Xiaozhi Liu as independent director, for a period of four years ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. | For | None | 1003 | 0 | 0 | 0 | ||
7 | Appointment of Director: acknowledging the resignation of Mr. Stéfan Descheemaeker as director and, upon proposal from the Reference Shareholder, appointing Ms. Sabine Chalmers as director, for a period of four years ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. | For | None | 1003 | 0 | 0 | 0 | ||
8 | Appointment of Director: acknowledging the resignation of Mr. Carlos Sicupira as director and, upon proposal from the Reference Shareholder, appointing Ms. Cecilia Sicupira as director, for a period of four years ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. | For | None | 1003 | 0 | 0 | 0 | ||
9 | Appointment of Director: acknowledging the resignation of Mr. Alexandre Behring as director and, upon proposal from the Reference Shareholder, appointing Mr. Claudio Garcia as director, for a period of four years ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. | For | None | 1003 | 0 | 0 | 0 | ||
10 | Appointment of Director: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Martin J. Barrington, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2019. | For | None | 1003 | 0 | 0 | 0 | ||
11 | Appointment of Director: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. William F. Gifford, Jr., for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2019. | For | None | 1003 | 0 | 0 | 0 | ||
12 | Appointment of Director: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Alejandro Santo Domingo Dávila, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2019. | For | None | 1003 | 0 | 0 | 0 | ||
13 | Appointment of statutory auditor and remuneration | For | None | 1003 | 0 | 0 | 0 | ||
14 | Remuneration: Remuneration policy and remuneration report of the Company | For | None | 1003 | 0 | 0 | 0 | ||
15 | Remuneration: Change to the fixed remuneration of the directors | For | None | 1003 | 0 | 0 | 0 | ||
16 | Remuneration: Restricted Stock Units for directors | For | None | 1003 | 0 | 0 | 0 | ||
17 | Filings | For | None | 1003 | 0 | 0 | 0 | ||
ASML HOLDINGS N.V. | |||||||||
Security: | N07059210 | Meeting Type: | Annual | ||||||
Ticker: | ASML | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | USN070592100 | Vote Deadline Date: | 15-Apr-2019 | ||||||
Agenda | 934971993 | Management | Total Ballot Shares: | 69389 | |||||
Last Vote Date: | 15-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Proposal to adopt the financial statements of the Company for the financial year 2018, as prepared in accordance with Dutch law | For | Abstain | 415 | 0 | 0 | 0 | ||
2 | Proposal to adopt a dividend of EUR 2.10 per ordinary share | For | Abstain | 415 | 0 | 0 | 0 | ||
3 | Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2018 | For | Abstain | 415 | 0 | 0 | 0 | ||
4 | Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2018 | For | Abstain | 415 | 0 | 0 | 0 | ||
5 | Proposal to adopt some adjustments to the Remuneration Policy for the Board of Management | For | Abstain | 415 | 0 | 0 | 0 | ||
6 | Proposal to approve the number of shares for the Board of Management | For | Abstain | 415 | 0 | 0 | 0 | ||
7 | Proposal to reappoint Mr. G.J. Kleisterlee as member of the Supervisory Board | For | Abstain | 415 | 0 | 0 | 0 | ||
8 | Proposal to reappoint Ms. A.P. Aris as member of the Supervisory Board | For | Abstain | 415 | 0 | 0 | 0 | ||
9 | Proposal to reappoint Mr. R.D. Schwalb as member of the Supervisory Board | For | Abstain | 415 | 0 | 0 | 0 | ||
10 | Proposal to reappoint Mr. W.H. Ziebart as member of the Supervisory Board | For | Abstain | 415 | 0 | 0 | 0 | ||
11 | Proposal to adjust the remuneration of the Supervisory Board | For | Abstain | 415 | 0 | 0 | 0 | ||
12 | Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting year 2020 | For | Abstain | 415 | 0 | 0 | 0 | ||
13 | Authorization to Board of Management issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes | For | Abstain | 415 | 0 | 0 | 0 | ||
14 | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 a) | For | Abstain | 415 | 0 | 0 | 0 | ||
15 | Authorization to Board of Management issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances. | For | Abstain | 415 | 0 | 0 | 0 | ||
16 | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 c) | For | Abstain | 415 | 0 | 0 | 0 | ||
17 | Authorization to Board of Management to repurchase ordinary shares up to 10% of the issued share capital | For | Abstain | 415 | 0 | 0 | 0 | ||
18 | Authorization to Board of Management to repurchase additional ordinary shares up to 10% of the issued share capital | For | Abstain | 415 | 0 | 0 | 0 | ||
19 | Proposal to cancel ordinary shares | For | Abstain | 415 | 0 | 0 | 0 | ||
ASML HOLDINGS N.V. | |||||||||
Security: | N07059210 | Meeting Type: | Annual | ||||||
Ticker: | ASML | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | USN070592100 | Vote Deadline Date: | 15-Apr-2019 | ||||||
Agenda | 934929665 | Management | Total Ballot Shares: | 67248 | |||||
Last Vote Date: | 15-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Proposal to adopt the financial statements of the Company for the financial year 2018, as prepared in accordance with Dutch law | For | Abstain | 101 | 0 | 0 | 0 | ||
2 | Proposal to adopt a dividend of EUR 2.10 per ordinary share | For | Abstain | 101 | 0 | 0 | 0 | ||
3 | Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2018 | For | Abstain | 101 | 0 | 0 | 0 | ||
4 | Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2018 | For | Abstain | 101 | 0 | 0 | 0 | ||
5 | Proposal to adopt some adjustments to the Remuneration Policy for the Board of Management | For | Abstain | 101 | 0 | 0 | 0 | ||
6 | Proposal to approve the number of shares for the Board of Management | For | Abstain | 101 | 0 | 0 | 0 | ||
7 | Proposal to reappoint Mr. G.J. Kleisterlee as member of the Supervisory Board | For | Abstain | 101 | 0 | 0 | 0 | ||
8 | Proposal to reappoint Ms. A.P. Aris as member of the Supervisory Board | For | Abstain | 101 | 0 | 0 | 0 | ||
9 | Proposal to reappoint Mr. R.D. Schwalb as member of the Supervisory Board | For | Abstain | 101 | 0 | 0 | 0 | ||
10 | Proposal to reappoint Mr. W.H. Ziebart as member of the Supervisory Board | For | Abstain | 101 | 0 | 0 | 0 | ||
11 | Proposal to adjust the remuneration of the Supervisory Board | For | Abstain | 101 | 0 | 0 | 0 | ||
12 | Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting year 2020 | For | Abstain | 101 | 0 | 0 | 0 | ||
13 | Authorization to Board of Management issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes | For | Abstain | 101 | 0 | 0 | 0 | ||
14 | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 a) | For | Abstain | 101 | 0 | 0 | 0 | ||
15 | Authorization to Board of Management issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances. | For | Abstain | 101 | 0 | 0 | 0 | ||
16 | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 c) | For | Abstain | 101 | 0 | 0 | 0 | ||
17 | Authorization to Board of Management to repurchase ordinary shares up to 10% of the issued share capital | For | Abstain | 101 | 0 | 0 | 0 | ||
18 | Authorization to Board of Management to repurchase additional ordinary shares up to 10% of the issued share capital | For | Abstain | 101 | 0 | 0 | 0 | ||
19 | Proposal to cancel ordinary shares | For | Abstain | 101 | 0 | 0 | 0 | ||
AXA | |||||||||
Security: | 054536107 | Meeting Type: | Annual | ||||||
Ticker: | AXAHY | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | US0545361075 | Vote Deadline Date: | 15-Apr-2019 | ||||||
Agenda | 934956333 | Management | Total Ballot Shares: | 383047 | |||||
Last Vote Date: | 15-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval of the Company's financial statements for the 2018 fiscal year - parent only | For | None | 764 | 0 | 0 | 0 | ||
2 | Approval of the consolidated financial statements for the 2018 fiscal year | For | None | 764 | 0 | 0 | 0 | ||
3 | Earnings appropriation for the 2018 fiscal year and declaration of a dividend of Euro 1.34 per share | For | None | 764 | 0 | 0 | 0 | ||
4 | Approval of the individual compensation of Mr. Denis Duverne, Chairman of the Board of Directors | For | None | 764 | 0 | 0 | 0 | ||
5 | Approval of the individual compensation of Mr. Thomas Buberl, Chief Executive Officer | For | None | 764 | 0 | 0 | 0 | ||
6 | Approval of the principles and criteria for determination, ..(Due to space limits, see proxy material for full proposal). | For | None | 764 | 0 | 0 | 0 | ||
7 | Approval of the principles and criteria for determination, ..(Due to space limits, see proxy material for full proposal). | For | None | 764 | 0 | 0 | 0 | ||
8 | Statutory Auditors' special report on regulated agreements as set forth in Articles L.225-38 et seq. of the French Commercial Code | For | None | 764 | 0 | 0 | 0 | ||
9 | Re-appointment of Mr. Jean-Pierre Clamadieu as director | For | None | 764 | 0 | 0 | 0 | ||
10 | Ratification of the cooptation of Mrs. Elaine Sarsynski as director | For | None | 764 | 0 | 0 | 0 | ||
11 | Authorization granted to the Board of Directors to purchase ordinary shares of the Company | For | None | 764 | 0 | 0 | 0 | ||
12 | Delegation of authority granted to the Board of Directors to increase the share capital through the capitalization of reserves, earnings or premiums | For | None | 764 | 0 | 0 | 0 | ||
13 | Delegation of authority granted to the Board of Directors to ..(Due to space limits, see proxy material for full proposal). | For | None | 764 | 0 | 0 | 0 | ||
14 | Delegation of authority granted to the Board of Directors to ..(Due to space limits, see proxy material for full proposal). | For | None | 764 | 0 | 0 | 0 | ||
15 | Delegation of authority granted to the Board of Directors to ..(Due to space limits, see proxy material for full proposal). | For | None | 764 | 0 | 0 | 0 | ||
16 | Authorization granted to the Board of Directors in case of ..(Due to space limits, see proxy material for full proposal). | For | None | 764 | 0 | 0 | 0 | ||
17 | Delegation of authority granted to the Board of Directors to ..(Due to space limits, see proxy material for full proposal). | For | None | 764 | 0 | 0 | 0 | ||
18 | Delegation of authority granted to the Board of Directors to ..(Due to space limits, see proxy material for full proposal). | For | None | 764 | 0 | 0 | 0 | ||
19 | Delegation of authority granted to the Board of Directors to issue, without preferential subscription rights of the ..(Due to space limits, see proxy material for full proposal). | For | None | 764 | 0 | 0 | 0 | ||
20 | Delegation of authority granted to the Board of Directors to ..(Due to space limits, see proxy material for full proposal). | For | None | 764 | 0 | 0 | 0 | ||
21 | Delegation of power granted to the Board of Directors to increase the share capital of the Company by issuing ordinary ..(Due to space limits, see proxy material for full proposal). | For | None | 764 | 0 | 0 | 0 | ||
22 | Delegation of power granted to the Board of Directors to increase the share capital of the Company by issuing ordinary ..(Due to space limits, see proxy material for full proposal). | For | None | 764 | 0 | 0 | 0 | ||
23 | Authorization granted to the Board of Directors to freely ..(Due to space limits, see proxy material for full proposal). | For | None | 764 | 0 | 0 | 0 | ||
24 | Authorization granted to the Board of Directors to freely ..(Due to space limits, see proxy material for full proposal). | For | None | 764 | 0 | 0 | 0 | ||
25 | Authorization granted to the Board of Directors to reduce the share capital through cancellation of ordinary shares | For | None | 764 | 0 | 0 | 0 | ||
26 | Authorization to comply with all formal requirements in connection with this Shareholders' Meeting | For | None | 764 | 0 | 0 | 0 | ||
CENOVUS ENERGY INC. | |||||||||
Security: | 15135U109 | Meeting Type: | Annual | ||||||
Ticker: | CVE | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | CA15135U1093 | Vote Deadline Date: | 18-Apr-2019 | ||||||
Agenda | 934952056 | Management | Total Ballot Shares: | 86619 | |||||
Last Vote Date: | 23-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Appoint PricewaterhouseCoopers LLP, Chartered Professional Accountants, as auditors of the Corporation. | For | None | 2381 | 0 | 0 | 0 | ||
2 | DIRECTOR | For | None | ||||||
1 | Susan F. Dabarno | 2381 | 0 | 0 | 0 | ||||
2 | Patrick D. Daniel | 2381 | 0 | 0 | 0 | ||||
3 | Jane E. Kinney | 2381 | 0 | 0 | 0 | ||||
4 | Harold (Hal) N. Kvisle | 2381 | 0 | 0 | 0 | ||||
5 | Steven F. Leer | 2381 | 0 | 0 | 0 | ||||
6 | Keith A. MacPhail | 2381 | 0 | 0 | 0 | ||||
7 | Richard J. Marcogliese | 2381 | 0 | 0 | 0 | ||||
8 | Claude Mongeau | 2381 | 0 | 0 | 0 | ||||
9 | Alexander J. Pourbaix | 2381 | 0 | 0 | 0 | ||||
10 | Wayne G. Thomson | 2381 | 0 | 0 | 0 | ||||
11 | Rhonda I. Zygocki | 2381 | 0 | 0 | 0 | ||||
3 | Accept the Corporation's approach to executive compensation as described in the accompanying management information circular. | For | None | 2381 | 0 | 0 | 0 | ||
4 | To consider the shareholder proposal as described as Schedule A in the accompanying management information circular. The Board recommends voting AGAINST the shareholder proposal. | Against | None | 0 | 2381 | 0 | 0 | ||
GRUPO AEROPORTUARIO DEL SURESTE SA DE CV | |||||||||
Security: | 40051E202 | Meeting Type: | Annual | ||||||
Ticker: | ASR | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | US40051E2028 | Vote Deadline Date: | 18-Apr-2019 | ||||||
Agenda | 934967730 | Management | Total Ballot Shares: | 9089 | |||||
Last Vote Date: | 16-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval of the Report of the Chief Executive Officer, in ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
2 | approval of the Report of the Board of Directors in accordance ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
3 | Approval of the Report of the activities and operations in ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
4 | Approval of the Individual and consolidated financial ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
5 | Approval of the Annual report on the activities carried out by ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
6 | Approval of the Report on compliance with the tax obligations ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
7 | Proposal for increase of the legal reserve by Ps. 261,103,992.46 | None | None | 102 | 0 | 0 | 0 | ||
8 | Proposal by the Board of Directors to pay an ordinary net ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
9 | Proposal and, if applicable, approval of the amount of Ps. ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
10 | Administration by the Board of Directors and the Chief Executive Officer for the fiscal year of 2018. | None | None | 102 | 0 | 0 | 0 | ||
11 | Appointment or ratification, as applicable, of the persons who ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
12 | Appointment or ratification, as applicable, of the persons who ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
13 | Appointment or ratification, as applicable, of the persons who ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
14 | Appointment or ratification, as applicable, of the persons who ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
15 | Appointment or ratification, as applicable, of the persons who ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
16 | Appointment or ratification, as applicable, of the persons who ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
17 | Appointment or ratification, as applicable, of the persons who ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
18 | Appointment or ratification, as applicable, of the persons who ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
19 | Appointment or ratification, as applicable, of the persons who ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
20 | Appointment or ratification, as applicable, of the persons who ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
21 | Appointment or ratification, as applicable, of the persons who ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
22 | Appointment or ratification, as applicable, of the Chairperson of the Audit Committee: Ricardo Guajardo Touché | None | None | 102 | 0 | 0 | 0 | ||
23 | Appointment or ratification, as applicable, of the persons who ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
24 | Appointment or ratification, as applicable, of the persons who ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
25 | Appointment or ratification, as applicable, of the persons who ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
26 | Determination of corresponding compensations: ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
27 | Determination of corresponding compensations: ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
28 | Determination of corresponding compensations: ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
29 | Determination of corresponding compensations: ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
30 | Determination of corresponding compensations: ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
31 | Appointment of delegates in order to enact the resolutions ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
32 | Appointment of delegates in order to enact the resolutions ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
33 | Appointment of delegates in order to enact the resolutions ...(due to space limits, see proxy material for full proposal). | None | None | 102 | 0 | 0 | 0 | ||
TECK RESOURCES LIMITED | |||||||||
Security: | 878742204 | Meeting Type: | Annual | ||||||
Ticker: | TECK | Meeting Date: | 24-Apr-2019 | ||||||
ISIN | CA8787422044 | Vote Deadline Date: | 18-Apr-2019 | ||||||
Agenda | 934950165 | Management | Total Ballot Shares: | 518323 | |||||
Last Vote Date: | 21-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | M. M. Ashar | 1067 | 0 | 0 | 0 | ||||
2 | D. S. Barton | 1067 | 0 | 0 | 0 | ||||
3 | Q. Chong | 1067 | 0 | 0 | 0 | ||||
4 | L. L. Dottori-Attanasio | 1067 | 0 | 0 | 0 | ||||
5 | E. C. Dowling | 1067 | 0 | 0 | 0 | ||||
6 | E. Fukuda | 1067 | 0 | 0 | 0 | ||||
7 | N. B. Keevil, III | 1067 | 0 | 0 | 0 | ||||
8 | T. Kubota | 1067 | 0 | 0 | 0 | ||||
9 | D. R. Lindsay | 1067 | 0 | 0 | 0 | ||||
10 | S. A. Murray | 1067 | 0 | 0 | 0 | ||||
11 | T. L. McVicar | 1067 | 0 | 0 | 0 | ||||
12 | K. W. Pickering | 1067 | 0 | 0 | 0 | ||||
13 | U. M. Power | 1067 | 0 | 0 | 0 | ||||
14 | T. R. Snider | 1067 | 0 | 0 | 0 | ||||
2 | To appoint PricewaterhouseCoopers LLP as Auditor of the Corporation and to authorize the directors to fix the Auditor's remuneration. | For | None | 1067 | 0 | 0 | 0 | ||
3 | To approve the advisory resolution on the Corporation's approach to executive compensation. | For | None | 1067 | 0 | 0 | 0 | ||
BRITISH AMERICAN TOBACCO P.L.C. | |||||||||
Security: | 110448107 | Meeting Type: | Annual | ||||||
Ticker: | BTI | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US1104481072 | Vote Deadline Date: | 18-Apr-2019 | ||||||
Agenda | 934965281 | Management | Total Ballot Shares: | 608520 | |||||
Last Vote Date: | 16-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Receipt of the 2018 Annual Report and Accounts | For | None | 3096 | 0 | 0 | 0 | ||
2 | Approval of the Directors' remuneration policy | For | None | 3096 | 0 | 0 | 0 | ||
3 | Approval of the 2018 Directors' remuneration report, other than the Directors' remuneration policy | For | None | 3096 | 0 | 0 | 0 | ||
4 | Reappointment of the Auditors | For | None | 3096 | 0 | 0 | 0 | ||
5 | Authority for the Audit Committee to agree the Auditors' remuneration | For | None | 3096 | 0 | 0 | 0 | ||
6 | Re-election of Richard Burrows as a Director (Nominations) | For | None | 3096 | 0 | 0 | 0 | ||
7 | Re-election of Sue Farr as a Director (Nominations, Remuneration) | For | None | 3096 | 0 | 0 | 0 | ||
8 | Re-election of Dr Marion Helmes as a Director (Nominations, Remuneration) | For | None | 3096 | 0 | 0 | 0 | ||
9 | Re-election of Luc Jobin as a Director (Audit, Nominations) | For | None | 3096 | 0 | 0 | 0 | ||
10 | Re-election of Holly Keller Koeppel as a Director (Audit, Nominations) | For | None | 3096 | 0 | 0 | 0 | ||
11 | Re-election of Savio Kwan as a Director (Nominations, Remuneration) | For | None | 3096 | 0 | 0 | 0 | ||
12 | Re-election of Dimitri Panayotopoulos as a Director (Nominations, Remuneration) | For | None | 3096 | 0 | 0 | 0 | ||
13 | Re-election of Kieran Poynter as a Director (Audit, Nominations) | For | None | 3096 | 0 | 0 | 0 | ||
14 | Re-election of Ben Stevens as a Director | For | None | 3096 | 0 | 0 | 0 | ||
15 | Election of Jack Bowles as a Director who has been appointed since the last Annual General Meeting | For | None | 3096 | 0 | 0 | 0 | ||
16 | Renewal of the Directors' authority to allot shares | For | None | 3096 | 0 | 0 | 0 | ||
17 | Renewal of the Directors' authority to disapply pre-emption rights | For | None | 3096 | 0 | 0 | 0 | ||
18 | Authority for the Company to purchase its own shares | For | None | 3096 | 0 | 0 | 0 | ||
19 | Authority to make donations to political organisations and to incur political expenditure | For | None | 3096 | 0 | 0 | 0 | ||
20 | Notice period for General Meetings | For | None | 3096 | 0 | 0 | 0 | ||
CRH PLC | |||||||||
Security: | 12626K203 | Meeting Type: | Annual | ||||||
Ticker: | CRH | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US12626K2033 | Vote Deadline Date: | 16-Apr-2019 | ||||||
Agenda | 934964948 | Management | Total Ballot Shares: | 200419 | |||||
Last Vote Date: | 15-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Review of Company's affairs and consideration of Financial Statements and Reports of Directors (including the Governance Appendix) and Auditors | For | None | 1441 | 0 | 0 | 0 | ||
2 | Declaration of a dividend | For | None | 1441 | 0 | 0 | 0 | ||
3 | Consideration of Directors' Remuneration Report | For | None | 1441 | 0 | 0 | 0 | ||
4 | Approval of new Remuneration Policy | For | None | 1441 | 0 | 0 | 0 | ||
5 | Director's fees | For | None | 1441 | 0 | 0 | 0 | ||
6 | Re-election of Director: R. Boucher | For | None | 1441 | 0 | 0 | 0 | ||
7 | Re-election of Director: N. Hartery | For | None | 1441 | 0 | 0 | 0 | ||
8 | Re-election of Director: P.J. Kennedy | For | None | 1441 | 0 | 0 | 0 | ||
9 | Re-election of Director: H.A. McSharry | For | None | 1441 | 0 | 0 | 0 | ||
10 | Re-election of Director: A. Manifold | For | None | 1441 | 0 | 0 | 0 | ||
11 | Re-election of Director: S. Murphy | For | None | 1441 | 0 | 0 | 0 | ||
12 | Re-election of Director: G.L. Platt | For | None | 1441 | 0 | 0 | 0 | ||
13 | Re-election of Director: M.K. Rhinehart | For | None | 1441 | 0 | 0 | 0 | ||
14 | Re-election of Director: L.J. Riches | For | None | 1441 | 0 | 0 | 0 | ||
15 | Re-election of Director: H.Th. Rottinghuis | For | None | 1441 | 0 | 0 | 0 | ||
16 | Re-election of Director: S. Talbot | For | None | 1441 | 0 | 0 | 0 | ||
17 | Re-election of Director: W.J. Teuber, Jr. | For | None | 1441 | 0 | 0 | 0 | ||
18 | Remuneration of Auditors | For | None | 1441 | 0 | 0 | 0 | ||
19 | Continuation of Ernst & Young as Auditors | For | None | 1441 | 0 | 0 | 0 | ||
20 | Authority to allot Shares | For | None | 1441 | 0 | 0 | 0 | ||
21 | Disapplication of pre-emption rights (Re allotment of up to 5% for cash and for regulatory purposes) | For | None | 1441 | 0 | 0 | 0 | ||
22 | Disapplication of pre-emption rights (Re allotment of up to 5% for acquisitions/specified capital investments) | For | None | 1441 | 0 | 0 | 0 | ||
23 | Authority to purchase own Ordinary Shares | For | None | 1441 | 0 | 0 | 0 | ||
24 | Authority to reissue Treasury Shares | For | None | 1441 | 0 | 0 | 0 | ||
25 | Authority to offer Scrip Dividends | For | None | 1441 | 0 | 0 | 0 | ||
PETROLEO BRASILEIRO S.A. - PETROBRAS | |||||||||
Security: | 71654V408 | Meeting Type: | Annual | ||||||
Ticker: | PBR | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US71654V4086 | Vote Deadline Date: | 18-Apr-2019 | ||||||
Agenda | 934992339 | Management | Total Ballot Shares: | 796115 | |||||
Last Vote Date: | 16-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To analyze management's accounts, examination, discussion and voting of the Annual Report and the Company's Financial Statements, accompanied by the report of the independent auditors and the Fiscal Council's Report, for the fiscal year ended December 31, 2018 | For | Abstain | 4447 | 0 | 0 | 0 | ||
2 | Capital budget proposal for the 2019 fiscal year | For | Abstain | 4447 | 0 | 0 | 0 | ||
3 | Proposal for 2018 fiscal year results destination | For | Abstain | 4447 | 0 | 0 | 0 | ||
4 | Removal of a member of the Board of Directors elected by the controlling shareholder | For | Abstain | 4447 | 0 | 0 | 0 | ||
5 | Election of the members of the Board of Directors: Candidates appointed by the Controlling Shareholder and Candidate appointed by the Company's employees Roberto da Cunha Castello Branco, Eduardo Bacellar Leal Ferreira, João Cox,Nivio Ziviani, Alexandre Vidigal de Oliveira, Danilo Ferreira da Silva | For | Abstain | 4447 | 0 | 0 | 0 | ||
6 | Election of the members of the Board of Directors: If one or more of the candidates that compose the slate fails to integrate it, your votes will continue to be conferred to the slate. | For | Abstain | 4447 | 0 | 0 | 0 | ||
7 | Election of the members of the Board of Directors: In case of adoption of the multiple vote process, to distribute your votes in equal percentages by the members of the slate. | For | Abstain | 4447 | 0 | 0 | 0 | ||
8 | Election of Chairman of the Board of Directors: Eduardo Bacellar Leal Ferreira | For | Abstain | 4447 | 0 | 0 | 0 | ||
9 | Election of the members of the Fiscal Council: Candidates appointed by the Controlling Shareholder: Holder: Marisete Fátima Dadald Pereira Substitute: Agnes Maria de Aragão da Costa Holder: Eduardo César Pasa Substitute: Jairez Eloi de Sousa Paulista Holder: José Franco Medeiros de Morais Substitute: Gildenora Batista Dantas Milhomem (PLEASE VOTE IN ONLY ONE OPTION: 7A) OR 7B)). If you vote For this proposal, please vote Abstain on proposals 7A2 and 7B. | None | None | 4447 | 0 | 0 | 0 | ||
10 | Election of the members of the Fiscal Council: If one or more of the candidates that compose the slate fails to integrate it to accommodate the separate election, your votes will continue to be conferred to the slate. (PLEASE VOTE IN ONLY ONE OPTION: 7A) OR 7B)). If you vote For this proposal, please vote Abstain on proposals 7A1 and 7B. | None | None | 4447 | 0 | 0 | 0 | ||
11 | Candidates appointed by minority shareholders for the Separate Election: Holder: Marcelo Gasparino da Silva Substitute: Patrícia Valente Stierli (PLEASE VOTE IN ONLY ONE OPTION: 7A) OR 7B)). If you vote For this proposal, please vote Abstain on proposals 7A1 and 7A2. | None | None | 4447 | 0 | 0 | 0 | ||
12 | Establishment of the compensation of Management, members of the Fiscal Council and members of the Statutory Advisory Committees to the Board of Directors | For | Abstain | 4447 | 0 | 0 | 0 | ||
13 | Proposal to amend Petrobras' Bylaws to amend articles 3, 16, 18, 19, 20, 21, 25, 29, 30, 32, 34, 35, 36, 40, 52, 58 and 63 of the Bylaws, and consequent consolidation of the Bylaws, as proposed by Management filed in the electronic addresses of the Brazilian Securities and Exchange Commission (CVM) and the Company | For | Abstain | 4447 | 0 | 0 | 0 | ||
ROYAL BANK OF SCOTLAND GROUP PLC | |||||||||
Security: | 780097689 | Meeting Type: | Annual | ||||||
Ticker: | RBS | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US7800976893 | Vote Deadline Date: | 16-Apr-2019 | ||||||
Agenda | 934962552 | Management | Total Ballot Shares: | 671317 | |||||
Last Vote Date: | 15-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To receive the 2018 Report and Accounts. | For | None | 6437 | 0 | 0 | 0 | ||
2 | To approve the Annual Report on Remuneration in the Directors' Remuneration Report. | For | None | 6437 | 0 | 0 | 0 | ||
3 | To declare a final dividend of 3.5 pence per ordinary share. | For | None | 6437 | 0 | 0 | 0 | ||
4 | To declare a special dividend of 7.5 pence per ordinary share. | For | None | 6437 | 0 | 0 | 0 | ||
5 | To re-elect Howard Davies as a Director. | For | None | 6437 | 0 | 0 | 0 | ||
6 | To re-elect Ross McEwan as a Director. | For | None | 6437 | 0 | 0 | 0 | ||
7 | To elect Katie Murray as a Director. | For | None | 6437 | 0 | 0 | 0 | ||
8 | To re-elect Frank Dangeard as a Director. | For | None | 6437 | 0 | 0 | 0 | ||
9 | To re-elect Alison Davis as a Director. | For | None | 6437 | 0 | 0 | 0 | ||
10 | To elect Patrick Flynn as a Director. | For | None | 6437 | 0 | 0 | 0 | ||
11 | To re-elect Morten Friis as a Director. | For | None | 6437 | 0 | 0 | 0 | ||
12 | To re-elect Robert Gillespie as a Director. | For | None | 6437 | 0 | 0 | 0 | ||
13 | To re-elect Baroness Noakes as a Director. | For | None | 6437 | 0 | 0 | 0 | ||
14 | To re-elect Mike Rogers as a Director. | For | None | 6437 | 0 | 0 | 0 | ||
15 | To re-elect Mark Seligman as a Director. | For | None | 6437 | 0 | 0 | 0 | ||
16 | To re-elect Dr Lena Wilson as a Director. | For | None | 6437 | 0 | 0 | 0 | ||
17 | To re-appoint Ernst & Young LLP as auditors of the Company. | For | None | 6437 | 0 | 0 | 0 | ||
18 | To authorise the Group Audit Committee to fix the remuneration of the auditors. | For | None | 6437 | 0 | 0 | 0 | ||
19 | To renew the directors' authority to allot shares in the Company. | For | None | 6437 | 0 | 0 | 0 | ||
20 | To renew the directors' authority to allot equity securities on a non pre-emptive basis in connection with an offer or issue of equity securities. | For | None | 6437 | 0 | 0 | 0 | ||
21 | To renew the directors' authority to allot equity securities on a non pre-emptive basis in connection with the purposes of financing a transaction. | For | None | 6437 | 0 | 0 | 0 | ||
22 | To renew the directors' authority to allot ordinary shares or grant rights to subscribe for or to convert any security into ordinary shares in relation to Equity Convertible Notes. | For | None | 6437 | 0 | 0 | 0 | ||
23 | To renew the directors' authority to allot equity securities on a non pre-emptive basis in connection with Equity Convertible Notes. | For | None | 6437 | 0 | 0 | 0 | ||
24 | To renew the authority to permit the holding of General Meetings of the Company at 14 clear days' notice. | For | None | 6437 | 0 | 0 | 0 | ||
25 | To renew the authority in respect of political donations and expenditure by the Company in terms of section 366 of the Companies Act 2006. | For | None | 6437 | 0 | 0 | 0 | ||
26 | To renew the authority for the Company to purchase its own shares on a recognised investment exchange. | For | None | 6437 | 0 | 0 | 0 | ||
27 | To renew the authority to make off-market purchases of ordinary shares from HM Treasury. | For | None | 6437 | 0 | 0 | 0 | ||
28 | To direct the Board to establish a Shareholder Committee. | Against | None | 0 | 6437 | 0 | 0 | ||
SOUTHERN COPPER CORPORATION | |||||||||
Security: | 84265V105 | Meeting Type: | Annual | ||||||
Ticker: | SCCO | Meeting Date: | 25-Apr-2019 | ||||||
ISIN | US84265V1052 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934966271 | Management | Total Ballot Shares: | 43833 | |||||
Last Vote Date: | 31-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | Germán L. Mota-Velasco | 0 | 0 | 731 | 0 | ||||
2 | Oscar González Rocha | 0 | 0 | 731 | 0 | ||||
3 | Vicente A. Andreve | 731 | 0 | 0 | 0 | ||||
4 | Alfredo Casar Pérez | 0 | 0 | 731 | 0 | ||||
5 | Enrique C. S. Mejorada | 731 | 0 | 0 | 0 | ||||
6 | Xavier G. de Q. Topete | 0 | 0 | 731 | 0 | ||||
7 | Rafael Mac G. Anciola | 731 | 0 | 0 | 0 | ||||
8 | Luis M. P. Bonilla | 0 | 0 | 731 | 0 | ||||
9 | Gilberto P. Cifuentes | 0 | 0 | 731 | 0 | ||||
10 | Carlos Ruiz Sacristán | 0 | 0 | 731 | 0 | ||||
2 | Ratify the Audit Committee's selection of Galaz,Yamazaki, Ruiz Urquiza S.C., a member firm of Deloitte Touche Tohmatsu Limited, as our independent accountants for 2019. | For | None | 731 | 0 | 0 | 0 | ||
3 | Approve by, non-binding vote, executive compensation. | For | None | 731 | 0 | 0 | 0 | ||
AMBEV S.A. | |||||||||
Security: | 02319V103 | Meeting Type: | Annual | ||||||
Ticker: | ABEV | Meeting Date: | 26-Apr-2019 | ||||||
ISIN | US02319V1035 | Vote Deadline Date: | 22-Apr-2019 | ||||||
Agenda | 934984875 | Management | Total Ballot Shares: | 545014 | |||||
Last Vote Date: | 18-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Analysis of the management accounts, with examination, discussion and voting on the financial statements related to the fiscal year ended December 31, 2018. | For | None | 14935 | 0 | 0 | 0 | ||
2 | Allocation of the net profits for the fiscal year ended December 31, 2018 and ratification of the payment of interest on own capital and dividends related to the fiscal year ended on December 31, 2018, approved by the Board of Directors at meetings held on May 15th, 2018 and December 3rd, 2018. | For | None | 14935 | 0 | 0 | 0 | ||
3 | Election of the members of the Company's Fiscal Council and their respective alternates for a term in office until the Ordinary General Meeting to be held in 2020: Management's Proposal (the "Controller Slate"): José Ronaldo Vilela Rezende, Elidie Palma Bifano, Emanuel Sotelino Schifferle (alternate), Ary Waddington (alternate). PLEASE VOTE IN ONLY ONE OPTION: O3a OR O3b. VOTING BOTH WILL BE AN INVALID VOTE | None | None | 14935 | 0 | 0 | 0 | ||
4 | Election of the members of the Company's Fiscal Council and their respective alternates for a term in office until the Ordinary General Meeting to be held in 2020: Separate Election - Candidates nominated by minority shareholders: Aldo Luiz Mendes, Vinicius Balbino Bouhid (alternate). PLEASE VOTE IN ONLY ONE OPTION: O3a OR O3b. VOTING BOTH WILL BE AN INVALID VOTE. | None | None | 14935 | 0 | 0 | 0 | ||
5 | To determine managers' overall compensation for the year of 2019, in the annual amount of up to R$101,728,287.00, including expenses related to the recognition of the fair amount of (x) the stock options that the Company intends to grant in the fiscal year, and (y) the compensation based on shares that the Company intends to execute in the fiscal year. | For | None | 14935 | 0 | 0 | 0 | ||
6 | To determine the overall compensation of the Fiscal Council's members for the year of 2019, in the annual amount of up to R$ 2,146,762.00, with alternate members' compensation corresponding to half of the amount received by the effective members, in accordance with the Management Proposal. | For | None | 14935 | 0 | 0 | 0 | ||
7 | Approve the amendment of the Company's bylaws: to amend the heading of article 5th, in order to reflect the capital increases approved by the Board of Directors up to the date of the AGOE, within the authorized capital limit | For | None | 14935 | 0 | 0 | 0 | ||
8 | Approve the amendment of the Company's bylaws: to amend the heading of article 16, in order to reduce the maximum number of effective members of the Board of Directors and their respective alternates from 15 (fifteen) to 11 (eleven), in order to reflect the reality of the composition of the Company's Board of Directors in recent years, to ensure the quality of discussions within the said body is maintained and to facilitate effective and timely decision- making | For | None | 14935 | 0 | 0 | 0 | ||
9 | Approve the amendment of the Company's bylaws: to consolidate the Company's by-laws. | For | None | 14935 | 0 | 0 | 0 | ||
ASTRAZENECA PLC | |||||||||
Security: | 046353108 | Meeting Type: | Annual | ||||||
Ticker: | AZN | Meeting Date: | 26-Apr-2019 | ||||||
ISIN | US0463531089 | Vote Deadline Date: | 16-Apr-2019 | ||||||
Agenda | 934956434 | Management | Total Ballot Shares: | 545948.017 | |||||
Last Vote Date: | 15-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To receive the Company's Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2018 | For | None | 3070 | 0 | 0 | 0 | ||
2 | To confirm dividends | For | None | 3070 | 0 | 0 | 0 | ||
3 | To reappoint PricewaterhouseCoopers LLP as Auditor | For | None | 3070 | 0 | 0 | 0 | ||
4 | To authorise the Directors to agree the remuneration of the Auditor | For | None | 3070 | 0 | 0 | 0 | ||
5 | To elect or re-elect of the Director: Leif Johansson | For | None | 3070 | 0 | 0 | 0 | ||
6 | To elect or re-elect of the Director: Pascal Soriot | For | None | 3070 | 0 | 0 | 0 | ||
7 | To elect or re-elect of the Director: Marc Dunoyer | For | None | 3070 | 0 | 0 | 0 | ||
8 | To elect or re-elect of the Director: Geneviève Berger | For | None | 3070 | 0 | 0 | 0 | ||
9 | To elect or re-elect of the Director: Philip Broadley | For | None | 3070 | 0 | 0 | 0 | ||
10 | To elect or re-elect of the Director: Graham Chipchase | For | None | 3070 | 0 | 0 | 0 | ||
11 | To elect or re-elect of the Director: Deborah DiSanzo | For | None | 3070 | 0 | 0 | 0 | ||
12 | To elect or re-elect of the Director: Sheri McCoy | For | None | 3070 | 0 | 0 | 0 | ||
13 | To elect or re-elect of the Director: Tony Mok | For | None | 3070 | 0 | 0 | 0 | ||
14 | To elect or re-elect of the Director: Nazneen Rahman | For | None | 3070 | 0 | 0 | 0 | ||
15 | To elect or re-elect of the Director: Marcus Wallenberg | For | None | 3070 | 0 | 0 | 0 | ||
16 | To approve the Annual Report on Remuneration for the year ended 31 December 2018 | For | None | 3070 | 0 | 0 | 0 | ||
17 | To authorise limited political donations | For | None | 3070 | 0 | 0 | 0 | ||
18 | To authorise the Directors to allot shares | For | None | 3070 | 0 | 0 | 0 | ||
19 | To authorise the Directors to disapply pre-emption rights | For | None | 3070 | 0 | 0 | 0 | ||
20 | To authorise the Directors to further disapply pre- emption rights for acquisitions and specified capital investments | For | None | 3070 | 0 | 0 | 0 | ||
21 | To authorise the Company to purchase its own shares | For | None | 3070 | 0 | 0 | 0 | ||
22 | To reduce the notice period for general meetings | For | None | 3070 | 0 | 0 | 0 | ||
BANCO DO BRASIL S.A. | |||||||||
Security: | 059578104 | Meeting Type: | Annual | ||||||
Ticker: | BDORY | Meeting Date: | 26-Apr-2019 | ||||||
ISIN | US0595781040 | Vote Deadline Date: | 22-Apr-2019 | ||||||
Agenda | 934992416 | Management | Total Ballot Shares: | 612145 | |||||
Last Vote Date: | 18-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To examine the management rendering of accounts, to review, to discuss and to vote the Company's financial statements for the fiscal year of 2018. | For | Abstain | 3372 | 0 | 0 | 0 | ||
2 | To decide on the allocation of the net income for the fiscal year of 2018. | For | Abstain | 3372 | 0 | 0 | 0 | ||
3 | To elect the members of the board of Directors appointment by Controler in accordance with Manager Proposal avaiable in www.bb.com.br/ir, Section "Documents and Annoucements" in "Shareholders and Board Meetings. | For | Abstain | 3372 | 0 | 0 | 0 | ||
4 | To elect the members of the board of Directors appointment by Minority available in www.bb.com.br/ir, Section "Documents and Annoucements" in "Shareholders and Board Meetings" | For | Abstain | 3372 | 0 | 0 | 0 | ||
5 | To elect the members of the Supervisory Board appointment by Controler in accordance with Manager Proposal available in www.bb.com.br/ir, Section "Documents and Annoucements" in "Shareholders and Board Meetings" | For | Abstain | 3372 | 0 | 0 | 0 | ||
6 | To elect the members of the Supervisory Board appointment by Minority available in www.bb.com.br/ir, Section "Documents and Annoucements" in "Shareholders and Board Meetings" | For | Abstain | 3372 | 0 | 0 | 0 | ||
7 | To establish the compensation for the members of the Supervisory Board. | For | Abstain | 3372 | 0 | 0 | 0 | ||
8 | To establish the annual global amount of compensation for the members of the administration bodies. | For | Abstain | 3372 | 0 | 0 | 0 | ||
9 | To establish the compensation for the members of the Audit Committee. | For | Abstain | 3372 | 0 | 0 | 0 | ||
10 | To deliberate on the proposed changes to the Company's Bylaws. | For | Abstain | 3372 | 0 | 0 | 0 | ||
BANCO SANTANDER BRASIL S.A. | |||||||||
Security: | 05967A107 | Meeting Type: | Annual | ||||||
Ticker: | BSBR | Meeting Date: | 26-Apr-2019 | ||||||
ISIN | US05967A1079 | Vote Deadline Date: | 22-Apr-2019 | ||||||
Agenda | 934987504 | Management | Total Ballot Shares: | 196649 | |||||
Last Vote Date: | 18-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To TAKE the management accounts, examining, discussing and voting the Company's Financial Statements related to the fiscal year ended on December 31, 2018, together with the Management Report, the balance sheet, other parts of the financial statements, external auditors' opinion and the Audit Committee Report. | For | Abstain | 1117 | 0 | 0 | 0 | ||
2 | To DECIDE on the destination of the net profit of the fiscal year of 2018 and the distribution of dividends. | For | Abstain | 1117 | 0 | 0 | 0 | ||
3 | To FIX the number of members that will compose the Board of Directors in the mandate from 2019 to 2021. The controlling shareholders propose that the number of members to be members of the Board of Directors for the 2017 to 2019 term be set at 10 (ten) members. | For | Abstain | 1117 | 0 | 0 | 0 | ||
4 | To ELECT the members of the Company's Board of Directors for a term of office from 2019 to 2021: Álvaro Antônio Cardoso de Souza, Sergio Agapito Lires Rial, Celso Clemente Giacometti, Conrado Engel, Deborah Patricia Wright, Deborah Stern Vieitas, José Antonio Alvarez Alvarez, José de Paiva Ferreira, José Maria Nus Badía, Marília Artimonte Rocca. | For | Abstain | 1117 | 0 | 0 | 0 | ||
5 | If one or more of the candidates that compose the slate fails to integrate it, your votes will continue to be conferred to the slate. | For | Abstain | 1117 | 0 | 0 | 0 | ||
6 | To FIX the annual overall compensation of the Company's management and members of Audit Committee. | For | Abstain | 1117 | 0 | 0 | 0 | ||
7 | To AMEND the wording of articles 21 and 24 of the Company's Bylaws, in order to modify the rules for the installation of meetings of the Executive Board, granting of mandates and representation of the Company. | For | Abstain | 1117 | 0 | 0 | 0 | ||
8 | Due to the deliberate in item (i), APPROVE the consolidation of the Company's Bylaws. | For | Abstain | 1117 | 0 | 0 | 0 | ||
BAYER AG | |||||||||
Security: | 072730302 | Meeting Type: | Annual | ||||||
Ticker: | BAYRY | Meeting Date: | 26-Apr-2019 | ||||||
ISIN | US0727303028 | Vote Deadline Date: | 12-Apr-2019 | ||||||
Agenda | 934976599 | Management | Total Ballot Shares: | 627265 | |||||
Last Vote Date: | 12-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Distribution of the profit | For | None | 4876 | 0 | 0 | 0 | ||
2 | Ratification of the actions of the Board of Management | For | None | 4876 | 0 | 0 | 0 | ||
3 | Ratification of the actions of the Supervisory Board | For | None | 4876 | 0 | 0 | 0 | ||
4 | Supervisory Board election | For | None | 4876 | 0 | 0 | 0 | ||
5 | Own shares: Authorization to acquire and use own shares | For | None | 4876 | 0 | 0 | 0 | ||
6 | Own shares: Authorization to acquire own shares using derivatives | For | None | 4876 | 0 | 0 | 0 | ||
7 | Election of the Auditor (full-year, half-year and Q3 2019; Q1 2020) | For | None | 4876 | 0 | 0 | 0 | ||
CREDIT SUISSE GROUP | |||||||||
Security: | 225401108 | Meeting Type: | Annual | ||||||
Ticker: | CS | Meeting Date: | 26-Apr-2019 | ||||||
ISIN | US2254011081 | Vote Deadline Date: | 15-Apr-2019 | ||||||
Agenda | 934972197 | Management | Total Ballot Shares: | 554144 | |||||
Last Vote Date: | 15-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Consultative Vote on the 2018 Compensation Report | For | None | 5030 | 0 | 0 | 0 | ||
2 | Approval of the 2018 Annual Report, the Parent Company's 2018 Financial Statements, and the Group's 2018 Consolidated Financial Statements | For | None | 5030 | 0 | 0 | 0 | ||
3 | Discharge of the Members of the Board of Directors and the Executive Board | For | None | 5030 | 0 | 0 | 0 | ||
4 | Resolution on the Appropriation of Retained Earnings | For | None | 5030 | 0 | 0 | 0 | ||
5 | Resolution on the Distribution Payable out of Capital Contribution Reserves | For | None | 5030 | 0 | 0 | 0 | ||
6 | Reduction and Extension of Authorized Capital | For | None | 5030 | 0 | 0 | 0 | ||
7 | Amendment of Art. 8 sec. 5, Deletion of Art. 28g and Art. 30 of the Articles of Association | For | None | 5030 | 0 | 0 | 0 | ||
8 | Amendment of Art. 10 para. 6 of the Articles of Association | For | None | 5030 | 0 | 0 | 0 | ||
9 | Re-election of Urs Rohner as Member and as Chairman of the Board of Director | For | None | 5030 | 0 | 0 | 0 | ||
10 | Re-election of Iris Bohnet as Member and as Chairman of the Board of Director | For | None | 5030 | 0 | 0 | 0 | ||
11 | Re-election of Andreas Gottschling as Member and as Chairman of the Board of Director | For | None | 5030 | 0 | 0 | 0 | ||
12 | Re-election of Alexander Gut as Member and as Chairman of the Board of Director | For | None | 5030 | 0 | 0 | 0 | ||
13 | Re-election of Michael Klein as Member and as Chairman of the Board of Director | For | None | 5030 | 0 | 0 | 0 | ||
14 | Re-election of Seraina Macia as Member and as Chairman of the Board of Director | For | None | 5030 | 0 | 0 | 0 | ||
15 | Re-election of Kai S. Nargolwala as Member and as Chairman of the Board of Director | For | None | 5030 | 0 | 0 | 0 | ||
16 | Re-election of Ana Paula Pessoa as Member and as Chairman of the Board of Director | For | None | 5030 | 0 | 0 | 0 | ||
17 | Re-election of Joaquin J. Ribeiro as Member and as Chairman of the Board of Director | For | None | 5030 | 0 | 0 | 0 | ||
18 | Re-election of Severin Schwan as Member and as Chairman of the Board of Director | For | None | 5030 | 0 | 0 | 0 | ||
19 | Re-election of John Tiner as Member and as Chairman of the Board of Director | For | None | 5030 | 0 | 0 | 0 | ||
20 | Election of Christian Gellerstad as Member and as Chairman of the Board of Director | For | None | 5030 | 0 | 0 | 0 | ||
21 | Election of Shan Li as Member and as Chairman of the Board of Director | For | None | 5030 | 0 | 0 | 0 | ||
22 | Re-election of Iris Bohnet as a Member of the Compensation Committee | For | None | 5030 | 0 | 0 | 0 | ||
23 | Re-election of Kai S. Nargolwala as a Member of the Compensation Committee | For | None | 5030 | 0 | 0 | 0 | ||
24 | Election of Christian Gellerstad as a Member of the Compensation Committee | For | None | 5030 | 0 | 0 | 0 | ||
25 | Election of Michael Klein as a Member of the Compensation Committee | For | None | 5030 | 0 | 0 | 0 | ||
26 | Approval of the Compensation of the Board of Directors | For | None | 5030 | 0 | 0 | 0 | ||
27 | Short-term Variable Incentive Compensation (STI) | For | None | 5030 | 0 | 0 | 0 | ||
28 | Fixed Compensation | For | None | 5030 | 0 | 0 | 0 | ||
29 | Long-term Variable Incentive Compensation (LTI) | For | None | 5030 | 0 | 0 | 0 | ||
30 | Election of the Independent Auditors | For | None | 5030 | 0 | 0 | 0 | ||
31 | Election of the Special Auditors | For | None | 5030 | 0 | 0 | 0 | ||
32 | Election of the Independent Proxy | For | None | 5030 | 0 | 0 | 0 | ||
33 | If, at the Annual General Meeting, shareholders or the Board of Directors put forward any additional proposals or amendments to proposals already set out in the published agenda or any proposals under Art. 700 Para. 3 of the Swiss Code of Obligations, I hereby authorize the independent proxy to vote on such proposal as follows: Proposals of Shareholders | None | None | 0 | 0 | 5030 | 0 | ||
34 | If, at the Annual General Meeting, shareholders or the Board of Directors put forward any additional proposals or amendments to proposals already set out in the published agenda or any proposals under Art. 700 Para. 3 of the Swiss Code of Obligations, I hereby authorize the independent proxy to vote on such proposal as follows: Proposals of the Board of Directors | None | None | 0 | 0 | 5030 | 0 | ||
BANCO SANTANDER MEXICO S A | |||||||||
Security: | 05969B103 | Meeting Type: | Annual | ||||||
Ticker: | BSMX | Meeting Date: | 29-Apr-2019 | ||||||
ISIN | US05969B1035 | Vote Deadline Date: | 23-Apr-2019 | ||||||
Agenda | 934981956 | Management | Total Ballot Shares: | 282410 | |||||
Last Vote Date: | 19-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Resignation, appointment and, as the case may be, ratification of the members of the Company's Board of Directors and the Company's Statutory Auditors, representing Series "B" shares and the Company's capital stock. | Abstain | None | 6639 | 0 | 0 | 0 | ||
2 | Appointment of special delegates to formalize and carry out the resolutions adopted at the Meeting. | Abstain | None | 6639 | 0 | 0 | 0 | ||
3 | Submission of the Board of Directors report in connection with the Company's performance during the fiscal year ended as of December 31, 2018, including: (i) the Financial Statements under the criteria of the National Banking and Securities Commission (CNBV) and IFRS, on such date, and (ii) the external auditor's report. | Abstain | None | 6639 | 0 | 0 | 0 | ||
4 | Proposal and, as the case may be, approval of the allocation of profits. | Abstain | None | 6639 | 0 | 0 | 0 | ||
5 | Company's CEO and General Director's report on the business status, corresponding to fiscal year 2018. | Abstain | None | 6639 | 0 | 0 | 0 | ||
6 | Report with respect to the Opinion issued by the Board of Directors regarding the content of the report of the Company's CEO and General Director. | Abstain | None | 6639 | 0 | 0 | 0 | ||
7 | Board of Director's report on the main accounting and information policies and criteria. | Abstain | None | 6639 | 0 | 0 | 0 | ||
8 | Report with respect to compliance with the tax obligations discharged by the Company in the fiscal years 2017 and 2018. | Abstain | None | 6639 | 0 | 0 | 0 | ||
9 | Report on the transactions and activities in which the Company participated. | Abstain | None | 6639 | 0 | 0 | 0 | ||
10 | Board of Director's report with respect to the activities of the Company's Audit Committee and the Corporate Practices, Nominations and Compensations Committee during fiscal year 2018. | Abstain | None | 6639 | 0 | 0 | 0 | ||
11 | Report on the resignation, appointment and, if applicable, ratification of the Regular and Alternate members of the Board of Directors and the Company's Statutory Auditors, elected as representatives of Series "F" and Series "B" shares, which are part of the Company's capital stock. Determination of compensations thereto. | Abstain | None | 6639 | 0 | 0 | 0 | ||
12 | Proposal and, if applicable, approval for the payment of a cash dividend to shareholders of the Company. | Abstain | None | 6639 | 0 | 0 | 0 | ||
13 | Designation of special delegates to formalize and carry out the resolutions adopted at the meeting. | Abstain | None | 6639 | 0 | 0 | 0 | ||
COMPANHIA DE SANEAMENTO BASICO DO ESTADO | |||||||||
Security: | 20441A102 | Meeting Type: | Special | ||||||
Ticker: | SBS | Meeting Date: | 29-Apr-2019 | ||||||
ISIN | US20441A1025 | Vote Deadline Date: | 23-Apr-2019 | ||||||
Agenda | 934985194 | Management | Total Ballot Shares: | 389771 | |||||
Last Vote Date: | 19-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Examine the management accounts, examine, discuss and vote on the Company's financial statements for the fiscal year ended December 31, 2018 and the accompanying Annual Management Report, Independent Auditors' Report, Fiscal Council's Opinion and the Summarized Annual Report of the Audit Committee. | For | None | 1713 | 0 | 0 | 0 | ||
2 | Resolve on the allocation of net income for the fiscal year ended December 31, 2018 and the distribution of dividends. | For | None | 1713 | 0 | 0 | 0 | ||
3 | Elect the members and alternates of the Fiscal Council for the term of office until the 2020 Annual Shareholders' Meeting. Humberto Macedo Puccinelli / Marcio Cury Abumussi Pablo Andrés Fernandez Uhart / Cassiano Quevedo Rosas de Ávila Manoel Victor de Azevedo Neto / Nanci Cortazzo Mendes Galuzio | For | None | 1713 | 0 | 0 | 0 | ||
4 | Establish the overall annual compensation for the Comopany's Management and members of the Audit and Fiscal Councils for 2019 fiscal year. | For | None | 1713 | 0 | 0 | 0 | ||
5 | Resolve on the amendment of the Company's Bylaws to: (a) change the caput of Article 3 to update the value of the Company's subscribed and paid-in capital stock of R$ 10,000,000,000.00 (ten billion reais) to R$ 15,000,000,000.00 (fifteen billion reais); and (b) exclude the first paragraph of Article 3 with the sebsequent renumber of the remaining paragraphs in Article 3. | For | None | 1713 | 0 | 0 | 0 | ||
6 | Consolidate the Company's ByLaws. | For | None | 1713 | 0 | 0 | 0 | ||
ENEL CHILE S.A. | |||||||||
Security: | 29278D105 | Meeting Type: | Annual | ||||||
Ticker: | ENIC | Meeting Date: | 29-Apr-2019 | ||||||
ISIN | US29278D1054 | Vote Deadline Date: | 23-Apr-2019 | ||||||
Agenda | 934984952 | Management | Total Ballot Shares: | 530890 | |||||
Last Vote Date: | 19-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval of the Annual Report, Balance Sheet, Financial Statements and Reports of the External Auditors and Account Inspectors for the year ended December 31, 2018. | None | For | 11109 | 0 | 0 | 0 | ||
2 | Distribution of profits for the year and payment of dividends. | None | For | 11109 | 0 | 0 | 0 | ||
3 | Setting of the Directors' compensation. | None | For | 11109 | 0 | 0 | 0 | ||
4 | Setting of the compensation of the members of the Directors Committee and determination of the committee's budget for the year 2019. | None | For | 11109 | 0 | 0 | 0 | ||
5 | Appointment of an external auditing firm regulated by Title XXVIII of Law 18,045. | None | For | 11109 | 0 | 0 | 0 | ||
6 | Appointment of two Account Inspectors and two alternates and determination of their compensation. | None | For | 11109 | 0 | 0 | 0 | ||
7 | Designation of Risk Ratings Agencies. | None | For | 11109 | 0 | 0 | 0 | ||
8 | Approval of the Investment and Financing Policy. | None | For | 11109 | 0 | 0 | 0 | ||
9 | Other relevant matters that are of interest to and in the competence of the Ordinary Shareholders' Meeting. | None | For | 11109 | 0 | 0 | 0 | ||
10 | Adoption of all other approvals necessary for the proper implementation of adopted resolutions. | None | For | 11109 | 0 | 0 | 0 | ||
CANADIAN NATIONAL RAILWAY COMPANY | |||||||||
Security: | 136375102 | Meeting Type: | Annual | ||||||
Ticker: | CNI | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | CA1363751027 | Vote Deadline Date: | 26-Apr-2019 | ||||||
Agenda | 934961942 | Management | Total Ballot Shares: | 160585.4353 | |||||
Last Vote Date: | 15-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | Shauneen Bruder | 910 | 0 | 0 | 0 | ||||
2 | Donald J. Carty | 910 | 0 | 0 | 0 | ||||
3 | Amb. Gordon D. Giffin | 910 | 0 | 0 | 0 | ||||
4 | Julie Godin | 910 | 0 | 0 | 0 | ||||
5 | Edith E. Holiday | 910 | 0 | 0 | 0 | ||||
6 | V.M. Kempston Darkes | 910 | 0 | 0 | 0 | ||||
7 | The Hon. Denis Losier | 910 | 0 | 0 | 0 | ||||
8 | The Hon. Kevin G. Lynch | 910 | 0 | 0 | 0 | ||||
9 | James E. O'Connor | 910 | 0 | 0 | 0 | ||||
10 | Robert Pace | 910 | 0 | 0 | 0 | ||||
11 | Robert L. Phillips | 910 | 0 | 0 | 0 | ||||
12 | Jean-Jacques Ruest | 910 | 0 | 0 | 0 | ||||
13 | Laura Stein | 910 | 0 | 0 | 0 | ||||
2 | Appointment of KPMG LLP as Auditors. | For | None | 910 | 0 | 0 | 0 | ||
3 | Non-binding advisory resolution to accept the approach to executive compensation disclosed in the Management Information Circular, the full text of which resolution is set out on p. 9 of the Management Information Circular. | For | None | 910 | 0 | 0 | 0 | ||
ENCANA CORPORATION | |||||||||
Security: | 292505104 | Meeting Type: | Annual | ||||||
Ticker: | ECA | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | CA2925051047 | Vote Deadline Date: | 25-Apr-2019 | ||||||
Agenda | 934957652 | Management | Total Ballot Shares: | 982883.83 | |||||
Last Vote Date: | 02-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | Peter A. Dea | 270 | 0 | 0 | 0 | ||||
2 | Fred J. Fowler | 270 | 0 | 0 | 0 | ||||
3 | Howard J. Mayson | 270 | 0 | 0 | 0 | ||||
4 | Lee A. McIntire | 270 | 0 | 0 | 0 | ||||
5 | Margaret A. McKenzie | 270 | 0 | 0 | 0 | ||||
6 | Steven W. Nance | 270 | 0 | 0 | 0 | ||||
7 | Suzanne P. Nimocks | 270 | 0 | 0 | 0 | ||||
8 | Thomas G. Ricks | 270 | 0 | 0 | 0 | ||||
9 | Brian G. Shaw | 270 | 0 | 0 | 0 | ||||
10 | Douglas J. Suttles | 270 | 0 | 0 | 0 | ||||
11 | Bruce G. Waterman | 270 | 0 | 0 | 0 | ||||
12 | Clayton H. Woitas | 270 | 0 | 0 | 0 | ||||
2 | APPOINT PRICEWATERHOUSECOOPERS LLP as Independent Auditors at a remuneration to be fixed by the Board of Directors | For | None | 270 | 0 | 0 | 0 | ||
3 | AMEND AND RECONFIRM THE CORPORATION'S SHAREHOLDER RIGHTS PLAN | For | None | 0 | 270 | 0 | 0 | ||
4 | APPROVE A NEW OMNIBUS INCENTIVE PLAN | For | None | 270 | 0 | 0 | 0 | ||
5 | ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS | For | None | 270 | 0 | 0 | 0 | ||
ENEL AMERICAS S.A. | |||||||||
Security: | 29274F104 | Meeting Type: | Annual | ||||||
Ticker: | ENIA | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | US29274F1049 | Vote Deadline Date: | 25-Apr-2019 | ||||||
Agenda | 934997531 | Management | Total Ballot Shares: | 560011 | |||||
Last Vote Date: | 23-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval of the Annual Report, Balance Sheet, Financial Statements and Reports of the External Auditors and Account Inspectors for the year ended December 31, 2018. | None | For | 4683 | 0 | 0 | 0 | ||
2 | Distribution of profits for the year and payment of dividends. | None | For | 4683 | 0 | 0 | 0 | ||
3 | DIRECTOR | For | For | ||||||
1 | Borja Acha B.* | 4683 | 0 | 0 | 0 | ||||
2 | Domingo Cruzat A.#+ | 4683 | 0 | 0 | 0 | ||||
3 | Livio Gallo* | 4683 | 0 | 0 | 0 | ||||
4 | Patricio Gómez S.*+ | 4683 | 0 | 0 | 0 | ||||
5 | Hernán Somerville S.*+ | 4683 | 0 | 0 | 0 | ||||
6 | José Antonio Vargas L.* | 4683 | 0 | 0 | 0 | ||||
7 | Enrico Viale* | 4683 | 0 | 0 | 0 | ||||
4 | Setting of the directors' compensation. | None | For | 4683 | 0 | 0 | 0 | ||
5 | Setting of the compensation of the members of the Directors Committee and determination of the committee's budget for the year 2019. | None | For | 4683 | 0 | 0 | 0 | ||
6 | Appointment of an external audit firm regulated by Title XXVIII of Law No. 18,045. | None | For | 4683 | 0 | 0 | 0 | ||
7 | Appointment of two Account Inspectors and two alternates and determination of their compensation. | None | For | 4683 | 0 | 0 | 0 | ||
8 | Designation of Risk Rating Agencies. | None | For | 4683 | 0 | 0 | 0 | ||
9 | Approval of the Investment and Financing Policy. | None | For | 4683 | 0 | 0 | 0 | ||
10 | Other relevant matters that are of interest to and the competence of the Ordinary Shareholders' Meeting. | None | For | 4683 | 0 | 0 | 0 | ||
11 | Adoption of all other approvals necessary for the proper implementation of the adopted resolutions. | None | For | 4683 | 0 | 0 | 0 | ||
12 | Capital Increase, as described in the Company's Notice of Meetings. | None | For | 4683 | 0 | 0 | 0 | ||
13 | Amendment of Bylaws, as described in the Company's Notice of Meetings. | None | For | 4683 | 0 | 0 | 0 | ||
14 | Powers to the Board of Directors of Enel Americas for the registration of the new shares in the Securities Registry of the Financial Market Commission and in the local stock exchanges, the registration of the new shares and the new American Depositary Shares with the U.S Securities and Exchange Commission and the New York Stock Exchange (NYSE), and other powers in relation to the capital increase. | None | For | 4683 | 0 | 0 | 0 | ||
15 | Other matters related to the Capital Increase, as described in the Company's Notice of Meetings. | None | For | 4683 | 0 | 0 | 0 | ||
GRUPO FINANCIERO BANORTE, SAB DE CV | |||||||||
Security: | 40052P107 | Meeting Type: | Annual | ||||||
Ticker: | GBOOY | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | US40052P1075 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934994357 | Management | Total Ballot Shares: | 90860 | |||||
Last Vote Date: | 22-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
2 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
3 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
4 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
5 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
6 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
7 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
8 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
9 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
10 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
11 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
12 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
13 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
14 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
15 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
16 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
17 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
18 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
19 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
20 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
21 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
22 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
23 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
24 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
25 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
26 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
27 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
28 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
29 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
30 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
31 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
32 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
33 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
34 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
35 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
36 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
37 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
38 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
39 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
40 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
41 | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | None | None | 1301 | 0 | 0 | 0 | ||
SANOFI | |||||||||
Security: | 80105N105 | Meeting Type: | Annual | ||||||
Ticker: | SNY | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | US80105N1054 | Vote Deadline Date: | 22-Apr-2019 | ||||||
Agenda | 934992606 | Management | Total Ballot Shares: | 605101 | |||||
Last Vote Date: | 18-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval of the individual company financial statements for the year ended December 31, 2018 | For | None | 1006 | 0 | 0 | 0 | ||
2 | Approval of the consolidated financial statements for the year ended December 31, 2018 | For | None | 1006 | 0 | 0 | 0 | ||
3 | Appropriation of profits for the year ended December 31, 2018 and declaration of dividend | For | None | 1006 | 0 | 0 | 0 | ||
4 | Reappointment of Serge Weinberg as a Director | For | None | 1006 | 0 | 0 | 0 | ||
5 | Reappointment of Suet-Fern Lee as a Director | For | None | 1006 | 0 | 0 | 0 | ||
6 | Ratification of the Board's appointment by cooptation of Christophe Babule as Director | For | None | 1006 | 0 | 0 | 0 | ||
7 | Compensation policy for the Chairman of the Board of Directors | For | None | 1006 | 0 | 0 | 0 | ||
8 | Compensation policy for the Chief Executive Officer | For | None | 1006 | 0 | 0 | 0 | ||
9 | Approval of the payment, in respect of the year ended December 31, 2018, and of the award, of the fixed, variable and ..(Due to space limits, see proxy material for full proposal) | For | None | 1006 | 0 | 0 | 0 | ||
10 | Approval of the payment, in respect of the year ended December 31, 2018, and of the award, of the fixed, variable and ..(Due to space limits, see proxy material for full proposal) | For | None | 1006 | 0 | 0 | 0 | ||
11 | Authorization granted to the Board of Directors to carry out transactions in the Company's shares (usable outside the period of a public tender offer) | For | None | 1006 | 0 | 0 | 0 | ||
12 | Authorization to the Board of Directors to reduce the share capital by cancellation of treasury shares (usable outside the period of a public tender offer) | For | None | 1006 | 0 | 0 | 0 | ||
13 | Delegation to the Board of Directors of authority to decide to issue, with preemptive rights maintained, shares and/or ..(Due to space limits, see proxy material for full proposal) | For | None | 1006 | 0 | 0 | 0 | ||
14 | Delegation to the Board of Directors of authority to decide to issue, with preemptive rights cancelled, shares and/or ..(Due to space limits, see proxy material for full proposal) | For | None | 1006 | 0 | 0 | 0 | ||
15 | Delegation to the Board of Directors of authority to decide to issue, with preemptive rights cancelled, shares and/or ..(Due to space limits, see proxy material for full proposal) | For | None | 1006 | 0 | 0 | 0 | ||
16 | Delegation to the Board of Directors of authority to decide to issue debt instruments giving access to the share capital of ..(Due to space limits, see proxy material for full proposal) | For | None | 1006 | 0 | 0 | 0 | ||
17 | Delegation to the Board of Directors of authority to increase the number of shares to be issued in the event of an issue of ..(Due to space limits, see proxy material for full proposal) | For | None | 1006 | 0 | 0 | 0 | ||
18 | Delegation to the Board of Directors of authority with a view to the issuance, with preemptive rights cancelled, of shares ..(Due to space limits, see proxy material for full proposal) | For | None | 1006 | 0 | 0 | 0 | ||
19 | Delegation to the Board of Directors of authority to grant, without preemptive right, options to subscribe for or purchase shares | For | None | 1006 | 0 | 0 | 0 | ||
20 | Authorization for the Board of Directors to carry out consideration-free allotments of existing or new shares to some or all of the salaried employees and corporate officers of the Group | For | None | 1006 | 0 | 0 | 0 | ||
21 | Delegation to the Board of Directors of authority to decide to carry out increases in the share capital by incorporation of share premium, reserves, profits or other items (usable outside the period of a public tender offer) | For | None | 1006 | 0 | 0 | 0 | ||
22 | Delegation to the Board of Directors of authority to decide on the issuance of shares or securities giving access to the Company's share capital reserved for members of savings plans, with waiver of preemptive rights in their favor | For | None | 1006 | 0 | 0 | 0 | ||
23 | Powers for formalities | For | None | 1006 | 0 | 0 | 0 | ||
VALE S.A. | |||||||||
Security: | 91912E105 | Meeting Type: | Annual | ||||||
Ticker: | VALE | Meeting Date: | 30-Apr-2019 | ||||||
ISIN | US91912E1055 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 935001076 | Management | Total Ballot Shares: | 225823 | |||||
Last Vote Date: | 22-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Change the head and Paragraph 2 of the Article 11 of Vale By- Laws, in order to increase from twelve to thirteen the number of members and its substitutes of the Board of Directors and the head of Article 15 to change the names of the "Personnel Committee" and "Governance, Compliance and Risk Committee" to "Personnel and Governance Committee" and "Compliance and Risk Committee", respectively. | None | None | 4565 | 0 | 0 | 0 | ||
2 | Evaluation of management's report and accounts and analysis, discussion and vote on the financial statements for the fiscal year ended December 31, 2018 | None | None | 4565 | 0 | 0 | 0 | ||
3 | Proposal for the allocation of profits for the year 2018, and the consequent approval of Vale's Capital Budget, for the purposes of Article 196 of Law 6,404/1976: ...(due to space limits, see proxy material for full proposal). | None | None | 4565 | 0 | 0 | 0 | ||
4 | Do you wish to request the adoption of the multiple vote process for the election of the Board of Directors, pursuant to article 141 of Law 6404, of December 15, 1976, as amended (Law 6,404 /1976)? [If the shareholder chooses reject or abstain, his or her actions will not be computed for purposes of multiple vote request] | None | None | 0 | 0 | 4565 | 0 | ||
5 | Election of the board of directors: Chapa 1 (List 1): Marcio Hamilton Ferreira/Gilmar Dalilo Cezar Wanderley; Marcel Juviniano Barros / Marcia Fragoso Soares; José Maurício Pereira Coelho / Arthur Prado Silva; Marcelo Augusto Dutra Labuto / Ivan Luiz Modesto Schara; Oscar Augusto de Camargo Filho / Yoshitomo Nishimitsu; Toshiya Asahi / Hugo Serrado Stoffel; Fernando Jorge Buso Gomes / Johan Albino Ribeiro; Eduardo de Oliveira Rodrigues Filho / VACANT; ...(due to space limits, see proxy material for full proposal). | For | None | 4565 | 0 | 0 | 0 | ||
6 | If one of the candidates that compose the chosen list fails to be part of the list, can the votes corresponding to your shares continue to be granted to the chosen list? | None | None | 0 | 0 | 4565 | 0 | ||
7 | DIRECTOR | For | For | ||||||
1 | Ferreira/ Wanderley | 4565 | 0 | 0 | 0 | ||||
2 | Barros/Soares | 4565 | 0 | 0 | 0 | ||||
3 | Coelho/ Silva | 4565 | 0 | 0 | 0 | ||||
4 | Labuto/Schara | 4565 | 0 | 0 | 0 | ||||
5 | Filho/Nishimitsu | 4565 | 0 | 0 | 0 | ||||
6 | Asahi/Stoffel | 4565 | 0 | 0 | 0 | ||||
7 | Gomes/Ribeiro | 4565 | 0 | 0 | 0 | ||||
8 | Filho/VACANT | 4565 | 0 | 0 | 0 | ||||
9 | Penido/VACANT | 4565 | 0 | 0 | 0 | ||||
10 | Azevedo/VACANT | 4565 | 0 | 0 | 0 | ||||
11 | Albuquerque/ Seabra | 4565 | 0 | 0 | 0 | ||||
12 | Lins /VACANT | 4565 | 0 | 0 | 0 | ||||
8 | Nomination of candidates for the board of directors (the shareholder may indicate as many candidates as there are number of places to be filled in the general election): Patricia Gracindo Marques de Assis Bentes / Marcelo Gasparino da Silva | None | None | 0 | 0 | 4565 | 0 | ||
9 | In case of adoption of the multiple vote process, should the votes corresponding to your shares be distributed in equal percentages by the candidates you have chosen? [If the shareholder chooses to abstain and the election occurs through the multiple vote process, his vote must be counted as abstention in the respective resolution of the meeting. | None | None | 0 | 0 | 4565 | 0 | ||
10 | Do you wish to request the separate election of a member of the Board of Directors, pursuant to Article 141, paragraph 4, item I, of Law No. 6,404 of 1976? (the shareholder must complete this field if he has left the general election field (items 28 to 34) blank and holds the shares with which he votes during the 3 months immediately prior to the general meeting). | None | None | 0 | 0 | 4565 | 0 | ||
11 | If it is found that neither the holders of shares with voting rights nor the holders of preferred shares without voting rights or with restricted votes made up, respectively, the quorum required in items I and II of paragraph 4 of article 141 of Law No. 6,404 of 1976, do you want your vote to be aggregated to the votes of the preferred shares in order to elect to the board of directors the candidate with the highest number of votes among all of those who, included in this ballot, stand for a separate election? | None | None | 0 | 0 | 4565 | 0 | ||
12 | Election of the fiscal board by single group of candidates: Chapa 1 (List 1): Eduardo Cesar Pasa / Nelson de Menezes Filho; Marcelo Amaral Moraes / VACANT; Marcus Vinícius Dias Severini / VACANT; Nomination of all the names that make up the list - Chapa 1 (List 1) | For | None | 4565 | 0 | 0 | 0 | ||
13 | If one of the candidates that compose the chosen list fails to be part of the list, according to the separate election dealt with in arts. 161, Section 4, and 240 of Law No. 6,404 of 1976, can the votes corresponding to your shares continue to be granted to the chosen list? | None | None | 0 | 0 | 4565 | 0 | ||
14 | Separate election of the fiscal council - Common shares: Nomination of candidates to the fiscal council by minority shareholders holding shares with voting rights (the shareholder must fill in this field if he left the general election field blank): Raphael Manhães Martins / Gaspar Carreira Júnior | None | None | 0 | 0 | 4565 | 0 | ||
15 | Setting the compensation of management and members of the Fiscal Council for the year 2019: Management's Proposal: Set the annual overall compensation of management, members of the Advisory Committees and members of Vale's Fiscal Council for the fiscal year of 2019, in the amount of up to R$ 115,204,420.58, to be individualized by Vale's Board of Directors. ...(due to space limits, see proxy material for full proposal). | None | None | 0 | 0 | 4565 | 0 | ||
UNILEVER N.V. | |||||||||
Security: | 904784709 | Meeting Type: | Annual | ||||||
Ticker: | UN | Meeting Date: | 01-May-2019 | ||||||
ISIN | US9047847093 | Vote Deadline Date: | 18-Apr-2019 | ||||||
Agenda | 934955115 | Management | Total Ballot Shares: | 406213.2133 | |||||
Last Vote Date: | 16-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To adopt the Annual Accounts and appropriation of the profit for the 2018 financial year. | For | None | 2067 | 0 | 0 | 0 | ||
2 | To consider, and if thought fit, approve the Directors' Remuneration Report. | For | None | 2067 | 0 | 0 | 0 | ||
3 | To discharge the Executive Directors in office in the 2018 financial year for the fulfilment of their task. | For | None | 2067 | 0 | 0 | 0 | ||
4 | To discharge the Non-Executive Directors in office in the 2018 financial year for the fulfilment of their task. | For | None | 2067 | 0 | 0 | 0 | ||
5 | To reappoint Mr N S Andersen as a Non- Executive Director. | For | None | 2067 | 0 | 0 | 0 | ||
6 | To reappoint Mrs L M Cha as a Non-Executive Director. | For | None | 2067 | 0 | 0 | 0 | ||
7 | To reappoint Mr V Colao as a Non-Executive Director. | For | None | 2067 | 0 | 0 | 0 | ||
8 | To reappoint Dr. M Dekkers as a Non-Executive Director. | For | None | 2067 | 0 | 0 | 0 | ||
9 | To reappoint Dr J Hartmann as a Non-Executive Director. | For | None | 2067 | 0 | 0 | 0 | ||
10 | To reappoint Ms A Jung as a Non-Executive Director. | For | None | 2067 | 0 | 0 | 0 | ||
11 | To reappoint Ms M Ma as a Non-Executive Director. | For | None | 2067 | 0 | 0 | 0 | ||
12 | To reappoint Mr S Masiyiwa as a Non-Executive Director. | For | None | 2067 | 0 | 0 | 0 | ||
13 | To reappoint Professor Y Moon as a Non- Executive Director. | For | None | 2067 | 0 | 0 | 0 | ||
14 | To reappoint Mr G Pitkethly as an Executive Director. | For | None | 2067 | 0 | 0 | 0 | ||
15 | To reappoint Mr J Rishton as a Non-Executive Director. | For | None | 2067 | 0 | 0 | 0 | ||
16 | To reappoint Mr F Sijbesma as a Non-Executive Director. | For | None | 2067 | 0 | 0 | 0 | ||
17 | To appoint Mr A Jope as an Executive Director. | For | None | 2067 | 0 | 0 | 0 | ||
18 | To appoint Mrs S Kilsby as a Non-Executive Director. | For | None | 2067 | 0 | 0 | 0 | ||
19 | To appoint KPMG as the Auditor charged with the auditing of the Annual Accounts for the 2019 financial year. | For | None | 2067 | 0 | 0 | 0 | ||
20 | To authorise the Board of Directors to purchase ordinary shares and depositary receipts thereof in the share capital of the Company. | For | None | 2067 | 0 | 0 | 0 | ||
21 | To reduce the capital with respect to ordinary shares and depositary receipts thereof held by the Company in its own share capital. | For | None | 2067 | 0 | 0 | 0 | ||
22 | To designate the Board of Directors as the company body authorised to issue shares in the share capital of the Company. | For | None | 2067 | 0 | 0 | 0 | ||
23 | To designate the Board of Directors as the company body authorised to restrict or exclude the statutory pre-emption rights that accrue to shareholders upon issue of shares for general corporate purposes. | For | None | 2067 | 0 | 0 | 0 | ||
24 | To designate the Board of Directors as the company body authorised to restrict or exclude the statutory pre-emption rights that accrue to shareholders upon issue of shares for acquisition purposes. | For | None | 2067 | 0 | 0 | 0 | ||
UNILEVER N.V. | |||||||||
Security: | 904784709 | Meeting Type: | Annual | ||||||
Ticker: | UN | Meeting Date: | 01-May-2019 | ||||||
ISIN | US9047847093 | Vote Deadline Date: | 18-Apr-2019 | ||||||
Agenda | 934984673 | Management | Total Ballot Shares: | 489578.2133 | |||||
Last Vote Date: | 16-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To adopt the Annual Accounts and appropriation of the profit for the 2018 financial year. | For | None | 2067 | 0 | 0 | 0 | ||
2 | To consider, and if thought fit, approve the Directors' Remuneration Report. | For | None | 2067 | 0 | 0 | 0 | ||
3 | To discharge the Executive Directors in office in the 2018 financial year for the fulfilment of their task. | For | None | 2067 | 0 | 0 | 0 | ||
4 | To discharge the Non-Executive Directors in office in the 2018 financial year for the fulfilment of their task. | For | None | 2067 | 0 | 0 | 0 | ||
5 | To reappoint Mr N S Andersen as a Non- Executive Director. | For | None | 2067 | 0 | 0 | 0 | ||
6 | To reappoint Mrs L M Cha as a Non-Executive Director. | For | None | 2067 | 0 | 0 | 0 | ||
7 | To reappoint Mr V Colao as a Non-Executive Director. | For | None | 2067 | 0 | 0 | 0 | ||
8 | To reappoint Dr. M Dekkers as a Non-Executive Director. | For | None | 2067 | 0 | 0 | 0 | ||
9 | To reappoint Dr J Hartmann as a Non-Executive Director. | For | None | 2067 | 0 | 0 | 0 | ||
10 | To reappoint Ms A Jung as a Non-Executive Director. | For | None | 2067 | 0 | 0 | 0 | ||
11 | To reappoint Ms M Ma as a Non-Executive Director. | For | None | 2067 | 0 | 0 | 0 | ||
12 | To reappoint Mr S Masiyiwa as a Non-Executive Director. | For | None | 2067 | 0 | 0 | 0 | ||
13 | To reappoint Professor Y Moon as a Non- Executive Director. | For | None | 2067 | 0 | 0 | 0 | ||
14 | To reappoint Mr G Pitkethly as an Executive Director. | For | None | 2067 | 0 | 0 | 0 | ||
15 | To reappoint Mr J Rishton as a Non-Executive Director. | For | None | 2067 | 0 | 0 | 0 | ||
16 | To reappoint Mr F Sijbesma as a Non-Executive Director. | For | None | 2067 | 0 | 0 | 0 | ||
17 | To appoint Mr A Jope as an Executive Director. | For | None | 2067 | 0 | 0 | 0 | ||
18 | To appoint Mrs S Kilsby as a Non-Executive Director. | For | None | 2067 | 0 | 0 | 0 | ||
19 | To appoint KPMG as the Auditor charged with the auditing of the Annual Accounts for the 2019 financial year. | For | None | 2067 | 0 | 0 | 0 | ||
20 | To authorise the Board of Directors to purchase ordinary shares and depositary receipts thereof in the share capital of the Company. | For | None | 2067 | 0 | 0 | 0 | ||
21 | To reduce the capital with respect to ordinary shares and depositary receipts thereof held by the Company in its own share capital. | For | None | 2067 | 0 | 0 | 0 | ||
22 | To designate the Board of Directors as the company body authorised to issue shares in the share capital of the Company. | For | None | 2067 | 0 | 0 | 0 | ||
23 | To designate the Board of Directors as the company body authorised to restrict or exclude the statutory pre-emption rights that accrue to shareholders upon issue of shares for general corporate purposes. | For | None | 2067 | 0 | 0 | 0 | ||
24 | To designate the Board of Directors as the company body authorised to restrict or exclude the statutory pre-emption rights that accrue to shareholders upon issue of shares for acquisition purposes. | For | None | 2067 | 0 | 0 | 0 | ||
ABB LTD | |||||||||
Security: | 000375204 | Meeting Type: | Annual | ||||||
Ticker: | ABB | Meeting Date: | 02-May-2019 | ||||||
ISIN | US0003752047 | Vote Deadline Date: | 24-Apr-2019 | ||||||
Agenda | 934979824 | Management | Total Ballot Shares: | 352089 | |||||
Last Vote Date: | 22-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval of the management report, the consolidated financial statements and the annual financial statements for 2018 | For | None | 2320 | 0 | 0 | 0 | ||
2 | Consultative vote on the 2018 Compensation Report | For | None | 2320 | 0 | 0 | 0 | ||
3 | Discharge of the Board of Directors and the persons entrusted with management | For | None | 2320 | 0 | 0 | 0 | ||
4 | Appropriation of earnings | For | None | 2320 | 0 | 0 | 0 | ||
5 | Renewal of authorized share capital | For | None | 2320 | 0 | 0 | 0 | ||
6 | Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2019 Annual General Meeting to the 2020 Annual General Meeting | For | None | 2320 | 0 | 0 | 0 | ||
7 | Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2020 | For | None | 2320 | 0 | 0 | 0 | ||
8 | Elect Matti Alahuhta, as Director | For | None | 2320 | 0 | 0 | 0 | ||
9 | Elect Gunnar Brock, as Director | For | None | 2320 | 0 | 0 | 0 | ||
10 | Elect David Constable, as Director | For | None | 2320 | 0 | 0 | 0 | ||
11 | Elect Frederico Fleury Curado, as Director | For | None | 2320 | 0 | 0 | 0 | ||
12 | Elect Lars Förberg, as Director | For | None | 2320 | 0 | 0 | 0 | ||
13 | Elect Jennifer Xin-Zhe Li, as Director | For | None | 2320 | 0 | 0 | 0 | ||
14 | Elect Geraldine Matchett, as Director | For | None | 2320 | 0 | 0 | 0 | ||
15 | Elect David Meline, as Director | For | None | 2320 | 0 | 0 | 0 | ||
16 | Elect Satish Pai, as Director | For | None | 2320 | 0 | 0 | 0 | ||
17 | Elect Jacob Wallenberg, as Director | For | None | 2320 | 0 | 0 | 0 | ||
18 | Elect Peter Voser, as Director and Chairman | For | None | 2320 | 0 | 0 | 0 | ||
19 | Election to the Compensation Committee: David Constable | For | None | 2320 | 0 | 0 | 0 | ||
20 | Election to the Compensation Committee: Frederico Fleury Curado | For | None | 2320 | 0 | 0 | 0 | ||
21 | Election to the Compensation Committee: Jennifer Xin-Zhe Li | For | None | 2320 | 0 | 0 | 0 | ||
22 | Election of the independent proxy, Dr. Hans Zehnder | For | None | 2320 | 0 | 0 | 0 | ||
23 | Election of the auditors, KPMG AG | For | None | 2320 | 0 | 0 | 0 | ||
24 | In case of additional or alternative proposals to the published agenda items during the Annual General Meeting or of new agenda items, I authorize the independent proxy to act. | For | None | 2320 | 0 | 0 | 0 | ||
BARCLAYS PLC | |||||||||
Security: | 06738E204 | Meeting Type: | Annual | ||||||
Ticker: | BCS | Meeting Date: | 02-May-2019 | ||||||
ISIN | US06738E2046 | Vote Deadline Date: | 25-Apr-2019 | ||||||
Agenda | 934956484 | Management | Total Ballot Shares: | 663176 | |||||
Last Vote Date: | 23-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To receive the reports of the Directors and Auditors and the audited accounts of the Company for the year ended 31 December 2018. | For | Abstain | 6946 | 0 | 0 | 0 | ||
2 | To approve the Directors' Remuneration Report for the year ended 31 December 2018. | For | Abstain | 6946 | 0 | 0 | 0 | ||
3 | To appoint Mary Anne Citrino as a Director of the Company. | For | Abstain | 6946 | 0 | 0 | 0 | ||
4 | To appoint Nigel Higgins as a Director of the Company. | For | Abstain | 6946 | 0 | 0 | 0 | ||
5 | To reappoint Mike Ashley as a Director of the Company. | For | Abstain | 6946 | 0 | 0 | 0 | ||
6 | To reappoint Tim Breedon as a Director of the Company. | For | Abstain | 6946 | 0 | 0 | 0 | ||
7 | To reappoint Sir Ian Cheshire as a Director of the Company. | For | Abstain | 6946 | 0 | 0 | 0 | ||
8 | To reappoint Mary Francis as a Director of the Company. | For | Abstain | 6946 | 0 | 0 | 0 | ||
9 | To reappoint Crawford Gillies as a Director of the Company. | For | Abstain | 6946 | 0 | 0 | 0 | ||
10 | To reappoint Matthew Lester as a Director of the Company. | For | Abstain | 6946 | 0 | 0 | 0 | ||
11 | To reappoint Tushar Morzaria as a Director of the Company. | For | Abstain | 6946 | 0 | 0 | 0 | ||
12 | To reappoint Diane Schueneman as a Director of the Company. | For | Abstain | 6946 | 0 | 0 | 0 | ||
13 | To reappoint James Staley as a Director of the Company. | For | Abstain | 6946 | 0 | 0 | 0 | ||
14 | To reappoint KPMG LLP as Auditors of the Company. | For | Abstain | 6946 | 0 | 0 | 0 | ||
15 | To authorise the Board Audit Committee to set the remuneration of the Auditors. | For | Abstain | 6946 | 0 | 0 | 0 | ||
16 | To authorise the Company and its subsidiaries to make political donations and incur political expenditure. | For | Abstain | 6946 | 0 | 0 | 0 | ||
17 | To authorise the Directors to allot shares and equity securities. | For | Abstain | 6946 | 0 | 0 | 0 | ||
18 | To authorise the Directors to allot equity securities for cash and/or to sell treasury shares other than on a pro rata basis to shareholders of no more than 5% of issued share capital. | For | Abstain | 6946 | 0 | 0 | 0 | ||
19 | To authorise the Directors to allot equity securities for cash and/or to sell treasury shares other than on a pro rata basis to shareholders of no more than an additional 5% of issued share capital in connection with an acquisition or specified capital investment. | For | Abstain | 6946 | 0 | 0 | 0 | ||
20 | To authorise the Directors to allot equity securities in relation to the issuance of contingent Equity Conversion Notes. | For | Abstain | 6946 | 0 | 0 | 0 | ||
21 | To authorise the Directors to allot equity securities for cash other than on a pro rata basis to shareholders in relation to the issuance of contingent Equity Conversion Notes. | For | Abstain | 6946 | 0 | 0 | 0 | ||
22 | To authorise the Company to purchase its own shares. | For | Abstain | 6946 | 0 | 0 | 0 | ||
23 | To authorise the Directors to call general meetings (other than an AGM) on not less than 14 clear days' notice. | For | Abstain | 6946 | 0 | 0 | 0 | ||
24 | THAT Mr. Edward Bramson be and is hereby appointed as a director of the Company. | Against | Abstain | 0 | 6946 | 0 | 0 | ||
FORTIS INC. | |||||||||
Security: | 349553107 | Meeting Type: | Annual | ||||||
Ticker: | FTS | Meeting Date: | 02-May-2019 | ||||||
ISIN | CA3495531079 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934964633 | Management | Total Ballot Shares: | 219906 | |||||
Last Vote Date: | 03-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | Tracey C. Ball | 2870 | 0 | 0 | 0 | ||||
2 | Pierre J. Blouin | 2870 | 0 | 0 | 0 | ||||
3 | Paul J. Bonavia | 2870 | 0 | 0 | 0 | ||||
4 | Lawrence T. Borgard | 2870 | 0 | 0 | 0 | ||||
5 | Maura J. Clark | 2870 | 0 | 0 | 0 | ||||
6 | Margarita K. Dilley | 2870 | 0 | 0 | 0 | ||||
7 | Julie A. Dobson | 2870 | 0 | 0 | 0 | ||||
8 | Ida J. Goodreau | 2870 | 0 | 0 | 0 | ||||
9 | Douglas J. Haughey | 2870 | 0 | 0 | 0 | ||||
10 | Barry V. Perry | 2870 | 0 | 0 | 0 | ||||
11 | Joseph L. Welch | 2870 | 0 | 0 | 0 | ||||
12 | Jo Mark Zurel | 2870 | 0 | 0 | 0 | ||||
2 | Appointment of auditors and authorization of directors to fix the auditors' remuneration as described in the Management Information Circular | For | None | 2870 | 0 | 0 | 0 | ||
3 | Approval of the Advisory and Non-Binding Resolution on the Approach to Executive Compensation as described in the Management Information Circular. | For | None | 2870 | 0 | 0 | 0 | ||
GILDAN ACTIVEWEAR INC. | |||||||||
Security: | 375916103 | Meeting Type: | Annual | ||||||
Ticker: | GIL | Meeting Date: | 02-May-2019 | ||||||
ISIN | CA3759161035 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934969239 | Management | Total Ballot Shares: | 145427 | |||||
Last Vote Date: | 03-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | William D. Anderson | 1268 | 0 | 0 | 0 | ||||
2 | Donald C. Berg | 1268 | 0 | 0 | 0 | ||||
3 | Maryse Bertrand | 1268 | 0 | 0 | 0 | ||||
4 | Marc Caira | 1268 | 0 | 0 | 0 | ||||
5 | Glenn J. Chamandy | 1268 | 0 | 0 | 0 | ||||
6 | Shirley E. Cunningham | 1268 | 0 | 0 | 0 | ||||
7 | Russell Goodman | 1268 | 0 | 0 | 0 | ||||
8 | Charles M. Herington | 1268 | 0 | 0 | 0 | ||||
9 | Craig A. Leavitt | 1268 | 0 | 0 | 0 | ||||
10 | Anne Martin-Vachon | 1268 | 0 | 0 | 0 | ||||
2 | Confirming the adoption of By-Law No. 2 relating to the advance nomination of directors of the Company; See Schedule "D" of the Management Proxy Circular. | For | None | 1268 | 0 | 0 | 0 | ||
3 | Approving an advisory resolution on the Corporation's approach to executive compensation; See Schedule "E" to the Management Proxy Circular. | For | None | 1268 | 0 | 0 | 0 | ||
4 | The appointment of KPMG LLP, Chartered Professional Accountants, as auditors for the ensuing year. | For | None | 1268 | 0 | 0 | 0 | ||
MANULIFE FINANCIAL CORPORATION | |||||||||
Security: | 56501R106 | Meeting Type: | Annual | ||||||
Ticker: | MFC | Meeting Date: | 02-May-2019 | ||||||
ISIN | CA56501R1064 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934961738 | Management | Total Ballot Shares: | 354128 | |||||
Last Vote Date: | 29-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | RONALEE H. AMBROSE | 2746 | 0 | 0 | 0 | ||||
2 | JOSEPH P. CARON | 2746 | 0 | 0 | 0 | ||||
3 | JOHN M. CASSADAY | 2746 | 0 | 0 | 0 | ||||
4 | SUSAN F. DABARNO | 2746 | 0 | 0 | 0 | ||||
5 | SHEILA S. FRASER | 2746 | 0 | 0 | 0 | ||||
6 | ROY GORI | 2746 | 0 | 0 | 0 | ||||
7 | TSUN-YAN HSIEH | 2746 | 0 | 0 | 0 | ||||
8 | P. THOMAS JENKINS | 2746 | 0 | 0 | 0 | ||||
9 | DONALD R. LINDSAY | 2746 | 0 | 0 | 0 | ||||
10 | JOHN R.V. PALMER | 2746 | 0 | 0 | 0 | ||||
11 | C. JAMES PRIEUR | 2746 | 0 | 0 | 0 | ||||
12 | ANDREA S. ROSEN | 2746 | 0 | 0 | 0 | ||||
13 | LESLEY D. WEBSTER | 2746 | 0 | 0 | 0 | ||||
2 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS. | For | None | 2746 | 0 | 0 | 0 | ||
3 | ADVISORY RESOLUTION ACCEPTING APPROACH TO EXECUTIVE COMPENSATION. | For | None | 2746 | 0 | 0 | 0 | ||
SUNCOR ENERGY INC. | |||||||||
Security: | 867224107 | Meeting Type: | Annual | ||||||
Ticker: | SU | Meeting Date: | 02-May-2019 | ||||||
ISIN | CA8672241079 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934957955 | Management | Total Ballot Shares: | 216371.0045 | |||||
Last Vote Date: | 28-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | Patricia M. Bedient | 5173 | 0 | 0 | 0 | ||||
2 | Mel E. Benson | 5173 | 0 | 0 | 0 | ||||
3 | John D. Gass | 5173 | 0 | 0 | 0 | ||||
4 | Dennis M. Houston | 5173 | 0 | 0 | 0 | ||||
5 | Mark S. Little | 5173 | 0 | 0 | 0 | ||||
6 | Brian P. MacDonald | 5173 | 0 | 0 | 0 | ||||
7 | Maureen McCaw | 5173 | 0 | 0 | 0 | ||||
8 | Eira M. Thomas | 5173 | 0 | 0 | 0 | ||||
9 | Michael M. Wilson | 5173 | 0 | 0 | 0 | ||||
2 | Appointment of KPMG LLP as auditor of Suncor Energy Inc. for the ensuing year. | For | None | 5173 | 0 | 0 | 0 | ||
3 | To accept the approach to executive compensation disclosed in the Management Proxy Circular of Suncor Energy Inc. dated February 28, 2019. | For | None | 5173 | 0 | 0 | 0 | ||
BASF SE | |||||||||
Security: | 055262505 | Meeting Type: | Annual | ||||||
Ticker: | BASFY | Meeting Date: | 03-May-2019 | ||||||
ISIN | US0552625057 | Vote Deadline Date: | 18-Apr-2019 | ||||||
Agenda | 934983772 | Management | Total Ballot Shares: | 671850 | |||||
Last Vote Date: | 10-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Adoption of a resolution on the appropriation of profit. | For | Abstain | 1636 | 0 | 0 | 0 | ||
2 | Adoption of a resolution giving formal approval to the actions of the members of the Supervisory Board. | For | Abstain | 1636 | 0 | 0 | 0 | ||
3 | Adoption of a resolution giving formal approval to the actions of the members of the Board of Executive Directors. | For | Abstain | 1636 | 0 | 0 | 0 | ||
4 | Appointment of the auditor for the financial year 2019. | For | Abstain | 1636 | 0 | 0 | 0 | ||
5 | Election of Supervisory Board member: Professor Dr. Thomas Carell, Munich | For | Abstain | 1636 | 0 | 0 | 0 | ||
6 | Election of Supervisory Board member: Dame Alison Carnwath DBE, Exeter, UK | For | Abstain | 1636 | 0 | 0 | 0 | ||
7 | Election of Supervisory Board member: Franz Fehrenbach, Stuttgart | For | Abstain | 1636 | 0 | 0 | 0 | ||
8 | Election of Supervisory Board member: Dr. Juergen Hambrecht, Neustadt an der Weinstrasse | For | Abstain | 1636 | 0 | 0 | 0 | ||
9 | Election of Supervisory Board member: Dr. Alexander C. Karp, Palo Alto, California | For | Abstain | 1636 | 0 | 0 | 0 | ||
10 | Election of Supervisory Board member: Anke Schaeferkordt, Cologne | For | Abstain | 1636 | 0 | 0 | 0 | ||
11 | Resolution on the creation of new authorized capital and amendment of the Statutes. | For | Abstain | 1636 | 0 | 0 | 0 | ||
TRANSCANADA CORPORATION | |||||||||
Security: | 89353D107 | Meeting Type: | Annual and Special Meeting | ||||||
Ticker: | TRP | Meeting Date: | 03-May-2019 | ||||||
ISIN | CA89353D1078 | Vote Deadline Date: | 30-Apr-2019 | ||||||
Agenda | 934960762 | Management | Total Ballot Shares: | 188294 | |||||
Last Vote Date: | 30-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | STÉPHAN CRÉTIER | 1622 | 0 | 0 | 0 | ||||
2 | RUSSELL K. GIRLING | 1622 | 0 | 0 | 0 | ||||
3 | S. BARRY JACKSON | 1622 | 0 | 0 | 0 | ||||
4 | RANDY LIMBACHER | 1622 | 0 | 0 | 0 | ||||
5 | JOHN E. LOWE | 1622 | 0 | 0 | 0 | ||||
6 | UNA POWER | 1622 | 0 | 0 | 0 | ||||
7 | MARY PAT SALOMONE | 1622 | 0 | 0 | 0 | ||||
8 | INDIRA V. SAMARASEKERA | 1622 | 0 | 0 | 0 | ||||
9 | D. MICHAEL G. STEWART | 1622 | 0 | 0 | 0 | ||||
10 | SIIM A. VANASELJA | 1622 | 0 | 0 | 0 | ||||
11 | THIERRY VANDAL | 1622 | 0 | 0 | 0 | ||||
12 | STEVEN W. WILLIAMS | 1622 | 0 | 0 | 0 | ||||
2 | RESOLUTION TO APPOINT KPMG LLP, CHARTERED PROFESSIONAL ACCOUNTANTS AS AUDITORS AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. | For | None | 1622 | 0 | 0 | 0 | ||
3 | RESOLUTION TO ACCEPT TRANSCANADA'S APPROACH TO EXECUTIVE COMPENSATION, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR. | For | None | 1622 | 0 | 0 | 0 | ||
4 | SPECIAL RESOLUTION, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR, TO APPROVE AN AMENDMENT TO THE ARTICLES OF TRANSCANADA, CHANGING THE CORPORATION'S NAME TO: TC ENERGY CORPORATION CORPORATION TC ÉNERGIE | For | None | 1622 | 0 | 0 | 0 | ||
5 | RESOLUTION TO CONTINUE AND APPROVE MINOR AMENDMENTS TO THE AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR. | For | None | 0 | 1622 | 0 | 0 | ||
6 | RESOLUTION TO CONSIDER THE SHAREHOLDER PROPOSAL ABOUT INDIGENOUS RELATIONS DISCLOSURE, AS SET FORTH IN SCHEDULE A OF THE MANAGEMENT INFORMATION CIRCULAR. | Against | None | 0 | 1622 | 0 | 0 | ||
ARCELORMITTAL | |||||||||
Security: | 03938L203 | Meeting Type: | Annual | ||||||
Ticker: | MT | Meeting Date: | 07-May-2019 | ||||||
ISIN | US03938L2034 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934992288 | Management | Total Ballot Shares: | 201957 | |||||
Last Vote Date: | 25-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval of the Consolidated Financial Statements for the financial year 2018. | None | For | 2047 | 0 | 0 | 0 | ||
2 | Approval of the Parent Company Financial Statements for the financial year 2018. | None | For | 2047 | 0 | 0 | 0 | ||
3 | Allocation of results and determination of the dividend and the remuneration of the members of the Board of Directors in relation to the financial year 2018. | None | For | 2047 | 0 | 0 | 0 | ||
4 | Allocation of results and determination of the dividend and the remuneration of the members of the Board of Directors in relation to the financial year 2018. | None | For | 2047 | 0 | 0 | 0 | ||
5 | Discharge of the directors. | None | For | 2047 | 0 | 0 | 0 | ||
6 | Election of members of the Board of Directors. | None | For | 2047 | 0 | 0 | 0 | ||
7 | Election of members of the Board of Directors. | None | For | 2047 | 0 | 0 | 0 | ||
8 | Election of members of the Board of Directors. | None | For | 2047 | 0 | 0 | 0 | ||
9 | Election of members of the Board of Directors. | None | For | 2047 | 0 | 0 | 0 | ||
10 | Appointment of an independent auditor in relation to the Parent Company Financial Statements and the Consolidated Financial Statements for the financial year 2019. | None | For | 2047 | 0 | 0 | 0 | ||
11 | Authorisation of grants of share based incentives. | None | For | 2047 | 0 | 0 | 0 | ||
ARCELORMITTAL | |||||||||
Security: | 03938L203 | Meeting Type: | Annual | ||||||
Ticker: | MT | Meeting Date: | 07-May-2019 | ||||||
ISIN | US03938L2034 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 935013300 | Management | Total Ballot Shares: | 207396 | |||||
Last Vote Date: | 29-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval of the Consolidated Financial Statements for the financial year 2018. | None | For | 2047 | 0 | 0 | 0 | ||
2 | Approval of the Parent Company Financial Statements for the financial year 2018. | None | For | 2047 | 0 | 0 | 0 | ||
3 | Allocation of results and determination of the dividend and the remuneration of the members of the Board of Directors in relation to the financial year 2018. | None | For | 2047 | 0 | 0 | 0 | ||
4 | Allocation of results and determination of the dividend and the remuneration of the members of the Board of Directors in relation to the financial year 2018. | None | For | 2047 | 0 | 0 | 0 | ||
5 | Discharge of the directors. | None | For | 2047 | 0 | 0 | 0 | ||
6 | Election of members of the Board of Directors. | None | For | 2047 | 0 | 0 | 0 | ||
7 | Election of members of the Board of Directors. | None | For | 2047 | 0 | 0 | 0 | ||
8 | Election of members of the Board of Directors. | None | For | 2047 | 0 | 0 | 0 | ||
9 | Election of members of the Board of Directors. | None | For | 2047 | 0 | 0 | 0 | ||
10 | Appointment of an independent auditor in relation to the Parent Company Financial Statements and the Consolidated Financial Statements for the financial year 2019. | None | For | 2047 | 0 | 0 | 0 | ||
11 | Authorisation of grants of share based incentives. | None | For | 2047 | 0 | 0 | 0 | ||
BARRICK GOLD CORPORATION | |||||||||
Security: | 067901108 | Meeting Type: | Annual | ||||||
Ticker: | GOLD | Meeting Date: | 07-May-2019 | ||||||
ISIN | CA0679011084 | Vote Deadline Date: | 02-May-2019 | ||||||
Agenda | 934976260 | Management | Total Ballot Shares: | 924620 | |||||
Last Vote Date: | 22-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | D. M. Bristow | 6196 | 0 | 0 | 0 | ||||
2 | G. A. Cisneros | 6196 | 0 | 0 | 0 | ||||
3 | C. L. Coleman | 6196 | 0 | 0 | 0 | ||||
4 | J. M. Evans | 6196 | 0 | 0 | 0 | ||||
5 | B. L. Greenspun | 6196 | 0 | 0 | 0 | ||||
6 | J. B. Harvey | 6196 | 0 | 0 | 0 | ||||
7 | A. J. Quinn | 6196 | 0 | 0 | 0 | ||||
8 | J. L. Thornton | 6196 | 0 | 0 | 0 | ||||
2 | RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP as the auditor of Barrick and authorizing the directors to fix its remuneration | For | None | 6196 | 0 | 0 | 0 | ||
3 | ADVISORY RESOLUTION ON APPROACH TO EXECUTIVE COMPENSATION | For | None | 6196 | 0 | 0 | 0 | ||
CANADIAN PACIFIC RAILWAY LIMITED | |||||||||
Security: | 13645T100 | Meeting Type: | Annual | ||||||
Ticker: | CP | Meeting Date: | 07-May-2019 | ||||||
ISIN | CA13645T1003 | Vote Deadline Date: | 02-May-2019 | ||||||
Agenda | 934964835 | Management | Total Ballot Shares: | 43372.0083 | |||||
Last Vote Date: | 22-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Appointment of Auditor as named in the Proxy Circular | For | None | 211 | 0 | 0 | 0 | ||
2 | Advisory vote to approve Compensation of the Corporation's named Executive Officers as described in the Proxy Circular | For | None | 211 | 0 | 0 | 0 | ||
3 | DIRECTOR | For | None | ||||||
1 | The Hon. John Baird | 211 | 0 | 0 | 0 | ||||
2 | Isabelle Courville | 211 | 0 | 0 | 0 | ||||
3 | Keith E. Creel | 211 | 0 | 0 | 0 | ||||
4 | Gillian H. Denham | 211 | 0 | 0 | 0 | ||||
5 | Rebecca MacDonald | 211 | 0 | 0 | 0 | ||||
6 | Edward L. Monser | 211 | 0 | 0 | 0 | ||||
7 | Matthew H. Paull | 211 | 0 | 0 | 0 | ||||
8 | Jane L. Peverett | 211 | 0 | 0 | 0 | ||||
9 | Gordon T. Trafton | 211 | 0 | 0 | 0 | ||||
ALLIANZ SE | |||||||||
Security: | 018805101 | Meeting Type: | Annual | ||||||
Ticker: | AZSEY | Meeting Date: | 08-May-2019 | ||||||
ISIN | US0188051017 | Vote Deadline Date: | 25-Apr-2019 | ||||||
Agenda | 935002799 | Management | Total Ballot Shares: | 820739.2451 | |||||
Last Vote Date: | 23-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | APPROPRIATION OF NET EARNINGS. | For | Abstain | 4090 | 0 | 0 | 0 | ||
2 | APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE MANAGEMENT BOARD. | For | Abstain | 4090 | 0 | 0 | 0 | ||
3 | APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD. | For | Abstain | 4090 | 0 | 0 | 0 | ||
4 | Approval of the remuneration system for members of the Board of Management of Allianz SE. | For | Abstain | 4090 | 0 | 0 | 0 | ||
5 | Approval of the control and profit transfer agreement between Allianz SE and AllSecur Deutschland AG. | For | Abstain | 4090 | 0 | 0 | 0 | ||
ENBRIDGE INC. | |||||||||
Security: | 29250N105 | Meeting Type: | Annual | ||||||
Ticker: | ENB | Meeting Date: | 08-May-2019 | ||||||
ISIN | CA29250N1050 | Vote Deadline Date: | 06-May-2019 | ||||||
Agenda | 934959911 | Management | Total Ballot Shares: | 362925 | |||||
Last Vote Date: | 29-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Director: Pamela L. Carter | For | None | 2943 | 0 | 0 | 0 | ||
2 | Election of Director: Marcel R. Coutu | For | None | 2943 | 0 | 0 | 0 | ||
3 | Election of Director: Susan M. Cunningham | For | None | 2943 | 0 | 0 | 0 | ||
4 | Election of Director: Gregory L. Ebel | For | None | 2943 | 0 | 0 | 0 | ||
5 | Election of Director: J. Herb England | For | None | 2943 | 0 | 0 | 0 | ||
6 | Election of Director: Charles W. Fischer | For | None | 2943 | 0 | 0 | 0 | ||
7 | Election of Director: V. Maureen Kempston Darkes | For | None | 2943 | 0 | 0 | 0 | ||
8 | Election of Director: Teresa S. Madden | For | None | 2943 | 0 | 0 | 0 | ||
9 | Election of Director: Al Monaco | For | None | 2943 | 0 | 0 | 0 | ||
10 | Election of Director: Michael E.J. Phelps | For | None | 2943 | 0 | 0 | 0 | ||
11 | Election of Director: Dan C. Tutcher | For | None | 2943 | 0 | 0 | 0 | ||
12 | Election of Director: Catherine L. Williams | For | None | 2943 | 0 | 0 | 0 | ||
13 | Appoint the auditors: Appoint PricewaterhouseCoopers LLP as auditors at remuneration to be fixed by the Board of Directors. | For | None | 2943 | 0 | 0 | 0 | ||
14 | Approve the Enbridge Inc. 2019 Long Term Incentive Plan and ratify the grants of stock options thereunder. | For | None | 2943 | 0 | 0 | 0 | ||
15 | Advisory vote to approve compensation of Named Executive Officers. | For | None | 2943 | 0 | 0 | 0 | ||
GLAXOSMITHKLINE PLC | |||||||||
Security: | 37733W105 | Meeting Type: | Annual | ||||||
Ticker: | GSK | Meeting Date: | 08-May-2019 | ||||||
ISIN | US37733W1053 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934979925 | Management | Total Ballot Shares: | 464903.2175 | |||||
Last Vote Date: | 25-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To receive and adopt the 2018 Annual Report | For | None | 3248 | 0 | 0 | 0 | ||
2 | To approve the Annual report on remuneration | For | None | 3248 | 0 | 0 | 0 | ||
3 | To elect Iain Mackay as a Director | For | None | 3248 | 0 | 0 | 0 | ||
4 | To re-elect Philip Hampton as a Director | For | None | 3248 | 0 | 0 | 0 | ||
5 | To re-elect Emma Walmsley as a Director | For | None | 3248 | 0 | 0 | 0 | ||
6 | To re-elect Vindi Banga as a Director | For | None | 3248 | 0 | 0 | 0 | ||
7 | To re-elect Dr Hal Barron as a Director | For | None | 3248 | 0 | 0 | 0 | ||
8 | To re-elect Dr Vivienne Cox as a Director | For | None | 3248 | 0 | 0 | 0 | ||
9 | To re-elect Lynn Elsenhans as a Director | For | None | 3248 | 0 | 0 | 0 | ||
10 | To re-elect Dr Laurie Glimcher as a Director | For | None | 3248 | 0 | 0 | 0 | ||
11 | To re-elect Dr Jesse Goodman as a Director | For | None | 3248 | 0 | 0 | 0 | ||
12 | To re-elect Judy Lewent as a Director | For | None | 3248 | 0 | 0 | 0 | ||
13 | To re-elect Urs Rohner as a Director | For | None | 3248 | 0 | 0 | 0 | ||
14 | To re-appoint the auditor | For | None | 3248 | 0 | 0 | 0 | ||
15 | To determine remuneration of the auditor | For | None | 3248 | 0 | 0 | 0 | ||
16 | To authorise the company and its subsidiaries to make donations to political organisations and incur political expenditure | For | None | 3248 | 0 | 0 | 0 | ||
17 | To authorise allotment of shares | For | None | 3248 | 0 | 0 | 0 | ||
18 | To disapply pre-emption rights - general power (special resolution) | For | None | 3248 | 0 | 0 | 0 | ||
19 | To disapply pre-emption rights - in connection with an acquisition or specified capital investment (special resolution) | For | None | 3248 | 0 | 0 | 0 | ||
20 | To authorise the company to purchase its own shares (special resolution) | For | None | 3248 | 0 | 0 | 0 | ||
21 | To authorise exemption from statement of name of senior statutory auditor | For | None | 3248 | 0 | 0 | 0 | ||
22 | To authorise reduced notice of a general meeting other than an AGM (special resolution) | For | None | 3248 | 0 | 0 | 0 | ||
23 | To approve the transaction between GlaxoSmithKline plc, GlaxoSmithKline Consumer Healthcare Holdings Limited and Pfizer, Inc for the purposes of Chapter 11 of the Listing Rules of the Financial Conduct Authority | For | None | 3248 | 0 | 0 | 0 | ||
ADIDAS AG | |||||||||
Security: | 00687A107 | Meeting Type: | Annual | ||||||
Ticker: | ADDYY | Meeting Date: | 09-May-2019 | ||||||
ISIN | US00687A1079 | Vote Deadline Date: | 26-Apr-2019 | ||||||
Agenda | 934985322 | Management | Total Ballot Shares: | 127602 | |||||
Last Vote Date: | 13-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Appropriation of retained earnings: I have noted that a proposal amended in accordance with a further repurchase, sale, transfer or issuance of shares will be presented to the Annual General Meeting on May 9, 2019, with the payment per dividend-entitled no-par-value share remaining unchanged at EUR 3.35. My vote will also apply in this case | None | None | 526 | 0 | 0 | 0 | ||
2 | Ratification of the actions of the Executive Board | None | None | 526 | 0 | 0 | 0 | ||
3 | Ratification of the actions of the Supervisory Board | None | None | 526 | 0 | 0 | 0 | ||
4 | Supervisory Board Election: Ian Gallienne | None | None | 526 | 0 | 0 | 0 | ||
5 | Supervisory Board Election: Herbert Kauffmann | None | None | 526 | 0 | 0 | 0 | ||
6 | Supervisory Board Election: Igor Landau | None | None | 526 | 0 | 0 | 0 | ||
7 | Supervisory Board Election: Kathrin Menges | None | None | 526 | 0 | 0 | 0 | ||
8 | Supervisory Board Election: Nassef Sawiris | None | None | 526 | 0 | 0 | 0 | ||
9 | Supervisory Board Election: Dr. Thomas Rabe | None | None | 526 | 0 | 0 | 0 | ||
10 | Supervisory Board Election: Bodo Uebber | None | None | 526 | 0 | 0 | 0 | ||
11 | Supervisory Board Election: Jing Ulrich | None | None | 526 | 0 | 0 | 0 | ||
12 | Cancelation of the Authorized Capital pursuant to section 4 section 3 of the Articles of Association, creation of a new Authorized Capital with the authorization to exclude subscription rights, amendment to the Articles of Association | None | None | 526 | 0 | 0 | 0 | ||
13 | Cancelation of the Contingent Capital pursuant to section 4 section 6 of the Articles of Association and cancelation of section 4 section 6 of the Articles of Association | None | None | 526 | 0 | 0 | 0 | ||
14 | Appointment of the auditor and Group auditor for the 2019 financial year as well as of the auditor for a possible audit review of the first half year report | None | None | 526 | 0 | 0 | 0 | ||
ADIDAS AG | |||||||||
Security: | 00687A107 | Meeting Type: | Annual | ||||||
Ticker: | ADDYY | Meeting Date: | 09-May-2019 | ||||||
ISIN | US00687A1079 | Vote Deadline Date: | 25-Apr-2019 | ||||||
Agenda | 935007713 | Management | Total Ballot Shares: | 130166 | |||||
Last Vote Date: | 24-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Appropriation of retained earnings: I have noted that a proposal amended in accordance with a further repurchase, sale, transfer or issuance of shares will be presented to the Annual General Meeting on May 9, 2019, with the payment per dividend-entitled no-par-value share remaining unchanged at EUR 3.35. My vote will also apply in this case | None | None | 526 | 0 | 0 | 0 | ||
2 | Ratification of the actions of the Executive Board | None | None | 526 | 0 | 0 | 0 | ||
3 | Ratification of the actions of the Supervisory Board | None | None | 526 | 0 | 0 | 0 | ||
4 | Supervisory Board Election: Ian Gallienne | None | None | 526 | 0 | 0 | 0 | ||
5 | Supervisory Board Election: Herbert Kauffmann | None | None | 526 | 0 | 0 | 0 | ||
6 | Supervisory Board Election: Igor Landau | None | None | 526 | 0 | 0 | 0 | ||
7 | Supervisory Board Election: Kathrin Menges | None | None | 526 | 0 | 0 | 0 | ||
8 | Supervisory Board Election: Nassef Sawiris | None | None | 526 | 0 | 0 | 0 | ||
9 | Supervisory Board Election: Dr. Thomas Rabe | None | None | 526 | 0 | 0 | 0 | ||
10 | Supervisory Board Election: Bodo Uebber | None | None | 526 | 0 | 0 | 0 | ||
11 | Supervisory Board Election: Jing Ulrich | None | None | 526 | 0 | 0 | 0 | ||
12 | Cancelation of the Authorized Capital pursuant to section 4 section 3 of the Articles of Association, creation of a new Authorized Capital with the authorization to exclude subscription rights, amendment to the Articles of Association | None | None | 526 | 0 | 0 | 0 | ||
13 | Cancelation of the Contingent Capital pursuant to section 4 section 6 of the Articles of Association and cancelation of section 4 section 6 of the Articles of Association | None | None | 526 | 0 | 0 | 0 | ||
14 | Appointment of the auditor and Group auditor for the 2019 financial year as well as of the auditor for a possible audit review of the first half year report | None | None | 526 | 0 | 0 | 0 | ||
ANGLOGOLD ASHANTI LIMITED | |||||||||
Security: | 035128206 | Meeting Type: | Annual | ||||||
Ticker: | AU | Meeting Date: | 09-May-2019 | ||||||
ISIN | US0351282068 | Vote Deadline Date: | 30-Apr-2019 | ||||||
Agenda | 934981982 | Management | Total Ballot Shares: | 401280 | |||||
Last Vote Date: | 26-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Ordinary resolution 1 - Re-election of a director: Ms MDC Richter | For | None | 2021 | 0 | 0 | 0 | ||
2 | Ordinary resolution 2.1 - Election of director: Mr KPM Dushnisky | For | None | 2021 | 0 | 0 | 0 | ||
3 | Ordinary resolution 2.2 - Election of director: Mr AM Ferguson | For | None | 2021 | 0 | 0 | 0 | ||
4 | Ordinary resolution 2.3 - Election of director: Mr JE Tilk | For | None | 2021 | 0 | 0 | 0 | ||
5 | Ordinary resolution 3.1 - Re-appointment and appointment of Audit and Risk Committee member: Mr R Gasant | For | None | 2021 | 0 | 0 | 0 | ||
6 | Ordinary resolution 3.2 - Re-appointment and appointment of Audit and Risk Committee member: Mr RJ Ruston | For | None | 2021 | 0 | 0 | 0 | ||
7 | Ordinary resolution 3.3 - Re-appointment and appointment of Audit and Risk Committee member: Ms MDC Richter | For | None | 2021 | 0 | 0 | 0 | ||
8 | Ordinary resolution 3.4 - Re-appointment and appointment of Audit and Risk Committee member: Mr AM Ferguson | For | None | 2021 | 0 | 0 | 0 | ||
9 | Ordinary resolution 4 - Re-appointment of Ernst & Young Inc. as auditors of the company | For | None | 2021 | 0 | 0 | 0 | ||
10 | Ordinary resolution 5 - General authority to directors to allot and issue ordinary shares | For | None | 2021 | 0 | 0 | 0 | ||
11 | Ordinary resolution 6.1 - Separate non-binding advisory endorsements of the AngloGold Ashanti Remuneration policy | For | None | 2021 | 0 | 0 | 0 | ||
12 | Ordinary resolution 6.2 - Separate non-binding advisory endorsements of the AngloGold Ashanti Implementation report | For | None | 2021 | 0 | 0 | 0 | ||
13 | Special resolution 1 - Remuneration of non- executive directors | For | None | 2021 | 0 | 0 | 0 | ||
14 | Special resolution 2 - General authority to acquire the company's own shares | For | None | 2021 | 0 | 0 | 0 | ||
15 | Special resolution 3 - General authority to directors to issue for cash, those ordinary shares which the directors are authorised to allot and issue in terms of ordinary resolution 5 | For | None | 2021 | 0 | 0 | 0 | ||
16 | Special resolution 4 - General authority to provide financial assistance in terms of Sections 44 and 45 of the Companies Act | For | None | 2021 | 0 | 0 | 0 | ||
17 | Ordinary resolution 7 - Directors' authority to implement special and ordinary resolutions | For | None | 2021 | 0 | 0 | 0 | ||
CANADIAN NATURAL RESOURCES LIMITED | |||||||||
Security: | 136385101 | Meeting Type: | Annual and Special Meeting | ||||||
Ticker: | CNQ | Meeting Date: | 09-May-2019 | ||||||
ISIN | CA1363851017 | Vote Deadline Date: | 07-May-2019 | ||||||
Agenda | 934976777 | Management | Total Ballot Shares: | 298488 | |||||
Last Vote Date: | 10-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | Catherine M. Best | 2143 | 0 | 0 | 0 | ||||
2 | N. Murray Edwards | 2143 | 0 | 0 | 0 | ||||
3 | Timothy W. Faithfull | 2143 | 0 | 0 | 0 | ||||
4 | Christopher L. Fong | 2143 | 0 | 0 | 0 | ||||
5 | Amb. Gordon D. Giffin | 2143 | 0 | 0 | 0 | ||||
6 | Wilfred A. Gobert | 2143 | 0 | 0 | 0 | ||||
7 | Steve W. Laut | 2143 | 0 | 0 | 0 | ||||
8 | Tim S. McKay | 2143 | 0 | 0 | 0 | ||||
9 | Hon. Frank J. McKenna | 2143 | 0 | 0 | 0 | ||||
10 | David A. Tuer | 2143 | 0 | 0 | 0 | ||||
11 | Annette M. Verschuren | 2143 | 0 | 0 | 0 | ||||
2 | The appointment of PricewaterhouseCoopers LLP, Chartered Accountants, Calgary, Alberta, as auditors of the Corporation for the ensuing year and the authorization of the Audit Committee of the Board of Directors of the Corporation to fix their remuneration. | For | None | 2143 | 0 | 0 | 0 | ||
3 | To vote on approving all unallocated stock options pursuant to the Amended, Compiled and Restricted Employee Stock Option Plan of the Corporation as more particularly described in the accompanying Information Circular. | For | None | 2143 | 0 | 0 | 0 | ||
4 | On an advisory basis, accepting the Corporation's approach to executive compensation as described in the Information Circular. | For | None | 2143 | 0 | 0 | 0 | ||
KONINKLIJKE PHILIPS ELECTRONICS N.V. | |||||||||
Security: | 500472303 | Meeting Type: | Annual | ||||||
Ticker: | PHG | Meeting Date: | 09-May-2019 | ||||||
ISIN | US5004723038 | Vote Deadline Date: | 29-Apr-2019 | ||||||
Agenda | 934998494 | Management | Total Ballot Shares: | 211202 | |||||
Last Vote Date: | 25-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Proposal to adopt the financial statements | None | None | 1114 | 0 | 0 | 0 | ||
2 | Proposal to adopt dividend | None | None | 1114 | 0 | 0 | 0 | ||
3 | Proposal to discharge the members of the Board of Management | None | None | 1114 | 0 | 0 | 0 | ||
4 | Proposal to discharge the members of the Supervisory Board | None | None | 1114 | 0 | 0 | 0 | ||
5 | Composition of the Board of Management: Proposal to re-appoint Mr F.A. van Houten as President/Chief Executive Officer and member of the Board of Management | None | None | 0 | 1114 | 0 | 0 | ||
6 | Composition of the Board of Management: Proposal to re-appoint Mr A. Bhattacharya as member of the Board of Management | None | None | 0 | 1114 | 0 | 0 | ||
7 | Composition of the Supervisory Board: Proposal to re-appoint Mr D.E.I. Pyott as member of the Supervisory Board | None | None | 1114 | 0 | 0 | 0 | ||
8 | Composition of the Supervisory Board: Proposal to appoint Ms E. Doherty as member of the Supervisory Board | None | None | 1114 | 0 | 0 | 0 | ||
9 | Proposal to re-appoint Ernst & Young Accountants LLP as the external auditor of the company | None | None | 1114 | 0 | 0 | 0 | ||
10 | Proposal to authorize the Board of Management to: issue shares or grant rights to acquire shares | None | None | 1114 | 0 | 0 | 0 | ||
11 | Proposal to authorize the Board of Management to: restrict or exclude preemption rights | None | None | 1114 | 0 | 0 | 0 | ||
12 | Proposal to authorize the Board of Management to acquire shares in the company | None | None | 1114 | 0 | 0 | 0 | ||
13 | Proposal to cancel shares | None | None | 1114 | 0 | 0 | 0 | ||
NUTRIEN LTD. (THE "CORPORATION") | |||||||||
Security: | 67077M108 | Meeting Type: | Annual | ||||||
Ticker: | NTR | Meeting Date: | 09-May-2019 | ||||||
ISIN | CA67077M1086 | Vote Deadline Date: | 06-May-2019 | ||||||
Agenda | 934979874 | Management | Total Ballot Shares: | 172059 | |||||
Last Vote Date: | 11-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | Christopher M. Burley | 1255 | 0 | 0 | 0 | ||||
2 | Maura J. Clark | 1255 | 0 | 0 | 0 | ||||
3 | John W. Estey | 1255 | 0 | 0 | 0 | ||||
4 | David C. Everitt | 1255 | 0 | 0 | 0 | ||||
5 | Russell K. Girling | 1255 | 0 | 0 | 0 | ||||
6 | Miranda C. Hubbs | 1255 | 0 | 0 | 0 | ||||
7 | Alice D. Laberge | 1255 | 0 | 0 | 0 | ||||
8 | Consuelo E. Madere | 1255 | 0 | 0 | 0 | ||||
9 | Charles V. Magro | 1255 | 0 | 0 | 0 | ||||
10 | Keith G. Martell | 1255 | 0 | 0 | 0 | ||||
11 | Aaron W. Regent | 1255 | 0 | 0 | 0 | ||||
12 | Mayo M. Schmidt | 1255 | 0 | 0 | 0 | ||||
2 | The re-appointment of KPMG LLP, Chartered Accountants, as auditor of the Corporation. | For | None | 1255 | 0 | 0 | 0 | ||
3 | A non-binding advisory resolution to accept the Corporation's approach to executive compensation. | For | None | 1255 | 0 | 0 | 0 | ||
SUN LIFE FINANCIAL INC. | |||||||||
Security: | 866796105 | Meeting Type: | Annual | ||||||
Ticker: | SLF | Meeting Date: | 09-May-2019 | ||||||
ISIN | CA8667961053 | Vote Deadline Date: | 06-May-2019 | ||||||
Agenda | 934962184 | Management | Total Ballot Shares: | 134966 | |||||
Last Vote Date: | 30-Mar-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | WILLIAM D. ANDERSON | 693 | 0 | 0 | 0 | ||||
2 | DEAN A. CONNOR | 693 | 0 | 0 | 0 | ||||
3 | STEPHANIE L. COYLES | 693 | 0 | 0 | 0 | ||||
4 | MARTIN J. G. GLYNN | 693 | 0 | 0 | 0 | ||||
5 | ASHOK K. GUPTA | 693 | 0 | 0 | 0 | ||||
6 | M. MARIANNE HARRIS | 693 | 0 | 0 | 0 | ||||
7 | SARA GROOTWASSINK LEWIS | 693 | 0 | 0 | 0 | ||||
8 | JAMES M. PECK | 693 | 0 | 0 | 0 | ||||
9 | SCOTT F. POWERS | 693 | 0 | 0 | 0 | ||||
10 | HUGH D. SEGAL | 693 | 0 | 0 | 0 | ||||
11 | BARBARA G. STYMIEST | 693 | 0 | 0 | 0 | ||||
2 | APPOINTMENT OF DELOITTE LLP AS AUDITOR. | For | None | 693 | 0 | 0 | 0 | ||
3 | NON-BINDING ADVISORY VOTE ON APPROACH TO EXECUTIVE COMPENSATION. | For | None | 693 | 0 | 0 | 0 | ||
YUM CHINA HOLDINGS, INC. | |||||||||
Security: | 98850P109 | Meeting Type: | Annual | ||||||
Ticker: | YUMC | Meeting Date: | 10-May-2019 | ||||||
ISIN | US98850P1093 | Vote Deadline Date: | 09-May-2019 | ||||||
Agenda | 934963819 | Management | Total Ballot Shares: | 135154.058 | |||||
Last Vote Date: | 02-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Director: Fred Hu | For | None | 1134 | 0 | 0 | 0 | ||
2 | Election of Director: Joey Wat | For | None | 1134 | 0 | 0 | 0 | ||
3 | Election of Director: Muktesh "Micky" Pant | For | None | 1134 | 0 | 0 | 0 | ||
4 | Election of Director: Peter A. Bassi | For | None | 1134 | 0 | 0 | 0 | ||
5 | Election of Director: Christian L. Campbell | For | None | 1134 | 0 | 0 | 0 | ||
6 | Election of Director: Ed Yiu-Cheong Chan | For | None | 1134 | 0 | 0 | 0 | ||
7 | Election of Director: Edouard Ettedgui | For | None | 1134 | 0 | 0 | 0 | ||
8 | Election of Director: Cyril Han | For | None | 1134 | 0 | 0 | 0 | ||
9 | Election of Director: Louis T. Hsieh | For | None | 1134 | 0 | 0 | 0 | ||
10 | Election of Director: Ruby Lu | For | None | 1134 | 0 | 0 | 0 | ||
11 | Election of Director: Zili Shao | For | None | 1134 | 0 | 0 | 0 | ||
12 | Election of Director: William Wang | For | None | 1134 | 0 | 0 | 0 | ||
13 | Ratification of Independent Auditor | For | None | 1134 | 0 | 0 | 0 | ||
14 | Advisory Vote to Approve Executive Compensation | For | None | 1134 | 0 | 0 | 0 | ||
COMPANHIA DE SANEAMENTO BASICO DO ESTADO | |||||||||
Security: | 20441A102 | Meeting Type: | Special | ||||||
Ticker: | SBS | Meeting Date: | 13-May-2019 | ||||||
ISIN | US20441A1025 | Vote Deadline Date: | 07-May-2019 | ||||||
Agenda | 935016976 | Management | Total Ballot Shares: | 403484 | |||||
Last Vote Date: | 02-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Elect the members of the Eligibility and Advisory Committee, pursuant to Article 33 of the Company's Bylaws: Fábio Aurélio Aguilera Mendes, Laura Diaz Montiel, Paula Cristina Nassif Elias de Lima. | For | Abstain | 1713 | 0 | 0 | 0 | ||
ENI S.P.A | |||||||||
Security: | 26874R108 | Meeting Type: | Annual | ||||||
Ticker: | E | Meeting Date: | 14-May-2019 | ||||||
ISIN | US26874R1086 | Vote Deadline Date: | 03-May-2019 | ||||||
Agenda | 934992428 | Management | Total Ballot Shares: | 399851 | |||||
Last Vote Date: | 01-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Eni S.p.A. financial statements at December 31, 2018. Related resolutions. Eni consolidated financial statements at December 31, 2018. Reports of the Directors, of the Board of Statutory Auditors and of the Audit Firm. | For | None | 3209 | 0 | 0 | 0 | ||
2 | Allocation of net profit. | For | None | 3209 | 0 | 0 | 0 | ||
3 | Authorisation of buy-back programme of Eni shares; related and consequent resolutions. | For | None | 3209 | 0 | 0 | 0 | ||
4 | Remuneration report (Section I): policy on remuneration. | For | None | 3209 | 0 | 0 | 0 | ||
EQUINOR ASA | |||||||||
Security: | 29446M102 | Meeting Type: | Annual | ||||||
Ticker: | EQNR | Meeting Date: | 15-May-2019 | ||||||
ISIN | US29446M1027 | Vote Deadline Date: | 03-May-2019 | ||||||
Agenda | 935011243 | Management | Total Ballot Shares: | 648345.2439 | |||||
Last Vote Date: | 29-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of chair for the meeting | For | Abstain | 2936 | 0 | 0 | 0 | ||
2 | Approval of the notice and the agenda | For | Abstain | 2936 | 0 | 0 | 0 | ||
3 | Election of two persons to co-sign the minutes together with the chair of the meeting | For | Abstain | 2936 | 0 | 0 | 0 | ||
4 | Approval of the annual report and accounts for Equinor ASA and the Equinor group for 2018, including the board of directors' proposal for distribution of fourth quarter 2018 dividend | For | Abstain | 2936 | 0 | 0 | 0 | ||
5 | Authorisation to distribute dividend based on approved annual accounts for 2018 | For | Abstain | 2936 | 0 | 0 | 0 | ||
6 | Proposal from shareholders to refrain from oil and gas exploration and production activities in certain areas | Against | Abstain | 0 | 2936 | 0 | 0 | ||
7 | Proposal from shareholder regarding setting medium and long- term quantitative targets that include Scope 1, 2 and 3 greenhouse gas emissions | Against | Abstain | 0 | 2936 | 0 | 0 | ||
8 | Proposal from shareholder regarding new direction for the company including phasing out of all exploration activities within two years | Against | Abstain | 0 | 2936 | 0 | 0 | ||
9 | The board of directors' report on Corporate Governance | For | Abstain | 2936 | 0 | 0 | 0 | ||
10 | Advisory vote related to the board of directors' guidelines on stipulation of salary and other remuneration for executive management | For | Abstain | 2936 | 0 | 0 | 0 | ||
11 | Approval of the board of directors' guidelines on remuneration linked to the development of the company's share price | For | Abstain | 2936 | 0 | 0 | 0 | ||
12 | Approval of remuneration for the company's external auditor for 2018 | For | Abstain | 2936 | 0 | 0 | 0 | ||
13 | Election of external auditor | For | Abstain | 2936 | 0 | 0 | 0 | ||
14 | Determination of remuneration for the corporate assembly members | For | Abstain | 2936 | 0 | 0 | 0 | ||
15 | Determination of remuneration for the nomination committee members | For | Abstain | 2936 | 0 | 0 | 0 | ||
16 | Authorisation to acquire Equinor ASA shares in the market to continue operation of the share savings plan for employees | For | Abstain | 2936 | 0 | 0 | 0 | ||
17 | Authorisation to acquire Equinor ASA shares in the market for subsequent annulment | For | Abstain | 2936 | 0 | 0 | 0 | ||
18 | Proposal from a shareholder to stop CO2 capture and storage | Against | Abstain | 0 | 2936 | 0 | 0 | ||
SAP SE | |||||||||
Security: | 803054204 | Meeting Type: | Annual | ||||||
Ticker: | SAP | Meeting Date: | 15-May-2019 | ||||||
ISIN | US8030542042 | Vote Deadline Date: | 02-May-2019 | ||||||
Agenda | 934994268 | Management | Total Ballot Shares: | 189840.8919 | |||||
Last Vote Date: | 16-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Resolution on the appropriation of the retained earnings of fiscal year 2018. | None | None | 1120 | 0 | 0 | 0 | ||
2 | Resolution on the formal approval of the acts of the Executive Board in fiscal year 2018. | None | None | 1120 | 0 | 0 | 0 | ||
3 | Resolution on the formal approval of the acts of the Supervisory Board in fiscal year 2018. | None | None | 1120 | 0 | 0 | 0 | ||
4 | Appointment of the auditors of the annual financial statements and group annual financial statements for fiscal year 2019. | None | None | 1120 | 0 | 0 | 0 | ||
5 | Election of Supervisory Board members: Prof Dr h. c. mult.Hasso Plattner | None | None | 1120 | 0 | 0 | 0 | ||
6 | Election of Supervisory Board members: Dr h. c. mult. Pekka Ala-Pietilä | None | None | 1120 | 0 | 0 | 0 | ||
7 | Election of Supervisory Board members: Aicha Evans | None | None | 1120 | 0 | 0 | 0 | ||
8 | Election of Supervisory Board members: Diane Greene | None | None | 1120 | 0 | 0 | 0 | ||
9 | Election of Supervisory Board members: Prof Dr Gesche Joost | None | None | 1120 | 0 | 0 | 0 | ||
10 | Election of Supervisory Board members: Bernard Liautaud | None | None | 1120 | 0 | 0 | 0 | ||
11 | Election of Supervisory Board members: Gerhard Oswald | None | None | 1120 | 0 | 0 | 0 | ||
12 | Election of Supervisory Board members: Dr Friederike Rotsch | None | None | 1120 | 0 | 0 | 0 | ||
13 | Election of Supervisory Board members: Dr Gunnar Wiedenfels | None | None | 1120 | 0 | 0 | 0 | ||
FRESENIUS MEDICAL CARE AG & CO. KGAA | |||||||||
Security: | 358029106 | Meeting Type: | Annual | ||||||
Ticker: | FMS | Meeting Date: | 16-May-2019 | ||||||
ISIN | US3580291066 | Vote Deadline Date: | 06-May-2019 | ||||||
Agenda | 935008791 | Management | Total Ballot Shares: | 120097 | |||||
Last Vote Date: | 02-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Resolution on the approval of the annual financial statements of Fresenius Medical Care AG & Co. KGaA for fiscal year 2018 | For | Abstain | 1104 | 0 | 0 | 0 | ||
2 | Resolution on the allocation of distributable profit | For | Abstain | 1104 | 0 | 0 | 0 | ||
3 | Resolution on the approval of the actions of the General Partner for fiscal year 2018 | For | Abstain | 1104 | 0 | 0 | 0 | ||
4 | Resolution on the approval of the actions of the Supervisory Board for fiscal year 2018 | For | Abstain | 1104 | 0 | 0 | 0 | ||
5 | Election of the auditors: Election of KPMG AG Wirtschaftsprüfungsgesellschaft, Berlin, as auditor and consolidated group auditor for fiscal year 2019 and as auditor for the potential review of the first half year financial report and other interim financial information for fiscal year 2019 | For | Abstain | 1104 | 0 | 0 | 0 | ||
6 | Election of the auditors: Election of PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, as auditor for the potential review of interim financial information for fiscal year 2020 that is prepared prior to the Annual General Meeting 2020 | For | Abstain | 1104 | 0 | 0 | 0 | ||
7 | Elections to the Supervisory Board: Prof. Dr. Gregor Zünd | For | Abstain | 1104 | 0 | 0 | 0 | ||
8 | Elections to the Supervisory Board: Dr. Dorothea Wenzel | For | Abstain | 1104 | 0 | 0 | 0 | ||
LLOYDS BANKING GROUP PLC | |||||||||
Security: | 539439109 | Meeting Type: | Annual | ||||||
Ticker: | LYG | Meeting Date: | 16-May-2019 | ||||||
ISIN | US5394391099 | Vote Deadline Date: | 09-May-2019 | ||||||
Agenda | 934975117 | Management | Total Ballot Shares: | 2197977 | |||||
Last Vote Date: | 07-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Receive the report and accounts for the year ended 31 December 2018 | For | None | 26067 | 0 | 0 | 0 | ||
2 | Election of Ms A F Mackenzie | For | None | 26067 | 0 | 0 | 0 | ||
3 | Re-election of Lord Blackwell | For | None | 26067 | 0 | 0 | 0 | ||
4 | Re-election of Mr J Colombás | For | None | 26067 | 0 | 0 | 0 | ||
5 | Re-election of Mr M G Culmer | For | None | 26067 | 0 | 0 | 0 | ||
6 | Re-election of Mr A P Dickinson | For | None | 26067 | 0 | 0 | 0 | ||
7 | Re-election of Ms A M Frew | For | None | 26067 | 0 | 0 | 0 | ||
8 | Re-election of Mr S P Henry | For | None | 26067 | 0 | 0 | 0 | ||
9 | Re-election of Mr A Horta-Osório | For | None | 26067 | 0 | 0 | 0 | ||
10 | Re-election of Lord Lupton | For | None | 26067 | 0 | 0 | 0 | ||
11 | Re-election of Mr N E T Prettejohn | For | None | 26067 | 0 | 0 | 0 | ||
12 | Re-election of Mr S W Sinclair | For | None | 26067 | 0 | 0 | 0 | ||
13 | Re-election of Ms S V Weller | For | None | 26067 | 0 | 0 | 0 | ||
14 | Annual report on remuneration section of the Directors' remuneration report | For | None | 26067 | 0 | 0 | 0 | ||
15 | Approval of a final ordinary dividend of 2.14 pence per share | For | None | 26067 | 0 | 0 | 0 | ||
16 | Re-appointment of the auditor | For | None | 26067 | 0 | 0 | 0 | ||
17 | Authority to set the remuneration of the auditor | For | None | 26067 | 0 | 0 | 0 | ||
18 | Authority for the Company and its subsidiaries to make political donations or incur political expenditure | For | None | 26067 | 0 | 0 | 0 | ||
19 | Directors' authority to allot shares | For | None | 26067 | 0 | 0 | 0 | ||
20 | Directors' authority to allot shares in relation to the issue of Regulatory Capital Convertible Instruments | For | None | 26067 | 0 | 0 | 0 | ||
21 | Limited disapplication of pre-emption rights | For | None | 26067 | 0 | 0 | 0 | ||
22 | Limited disapplication of pre-emption rights in the event of financing an acquisition transaction or other capital investment | For | None | 26067 | 0 | 0 | 0 | ||
23 | Limited disapplication of pre-emption rights in relation to the issue of Regulatory Capital Convertible Instruments | For | None | 26067 | 0 | 0 | 0 | ||
24 | Authority to purchase ordinary shares | For | None | 26067 | 0 | 0 | 0 | ||
25 | Authority to purchase preference shares | For | None | 26067 | 0 | 0 | 0 | ||
26 | Notice period for general meetings | For | None | 26067 | 0 | 0 | 0 | ||
PRUDENTIAL PLC | |||||||||
Security: | 74435K204 | Meeting Type: | Annual | ||||||
Ticker: | PUK | Meeting Date: | 16-May-2019 | ||||||
ISIN | US74435K2042 | Vote Deadline Date: | 10-May-2019 | ||||||
Agenda | 934994193 | Management | Total Ballot Shares: | 252692 | |||||
Last Vote Date: | 08-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To receive and consider the Accounts for the financial year ended 31 December 2018 together with the Strategic Report, Directors' Remuneration Report, Directors' Report and the Auditor's Report on those Accounts (the Annual Report). | For | None | 1304 | 0 | 0 | 0 | ||
2 | To approve the Directors' Remuneration Report for the year ended 31 December 2018. | For | None | 1304 | 0 | 0 | 0 | ||
3 | To elect Mrs Fields Wicker-Miurin as a Director. | For | None | 1304 | 0 | 0 | 0 | ||
4 | To re-elect Sir Howard Davies as a Director. | For | None | 1304 | 0 | 0 | 0 | ||
5 | To re-elect Mr Mark FitzPatrick as a Director. | For | None | 1304 | 0 | 0 | 0 | ||
6 | To re-elect Mr David Law as a Director. | For | None | 1304 | 0 | 0 | 0 | ||
7 | To re-elect Mr Paul Manduca as a Director. | For | None | 1304 | 0 | 0 | 0 | ||
8 | To re-elect Mr Kaikhushru Nargolwala as a Director. | For | None | 1304 | 0 | 0 | 0 | ||
9 | To re-elect Mr Anthony Nightingale as a Director. | For | None | 1304 | 0 | 0 | 0 | ||
10 | To re-elect Mr Philip Remnant as a Director. | For | None | 1304 | 0 | 0 | 0 | ||
11 | To re-elect Ms Alice Schroeder as a Director. | For | None | 1304 | 0 | 0 | 0 | ||
12 | To re-elect Mr James Turner as a Director. | For | None | 1304 | 0 | 0 | 0 | ||
13 | To re-elect Mr Thomas Watjen as a Director. | For | None | 1304 | 0 | 0 | 0 | ||
14 | To re-elect Mr Michael Wells as a Director. | For | None | 1304 | 0 | 0 | 0 | ||
15 | To re-appoint KPMG LLP as the Company's auditor until the conclusion of the next general meeting at which the Company's accounts are laid. | For | None | 1304 | 0 | 0 | 0 | ||
16 | To authorise the Company's Audit Committee on behalf of the Board to determine the amount of the auditor's remuneration. | For | None | 1304 | 0 | 0 | 0 | ||
17 | Renewal of authority to make political donations. | For | None | 1304 | 0 | 0 | 0 | ||
18 | Renewal of authority to allot ordinary shares. | For | None | 1304 | 0 | 0 | 0 | ||
19 | Extension of authority to allot ordinary shares to include repurchased shares. | For | None | 1304 | 0 | 0 | 0 | ||
20 | Renewal of authority to allot preference shares. | For | None | 1304 | 0 | 0 | 0 | ||
21 | Renewal of authority for disapplication of pre- emption rights (Special resolution). | For | None | 1304 | 0 | 0 | 0 | ||
22 | Renewal of authority to issue mandatory convertible securities (MCS). | For | None | 1304 | 0 | 0 | 0 | ||
23 | Renewal of authority for disapplication of pre- emption rights in connection with the issue of MCS (Special resolution). | For | None | 1304 | 0 | 0 | 0 | ||
24 | Renewal of authority for purchase of own shares (Special resolution). | For | None | 1304 | 0 | 0 | 0 | ||
25 | That a general meeting other than an Annual General Meeting may be called on not less than 14 clear days' notice (Special resolution). | For | None | 1304 | 0 | 0 | 0 | ||
ENGIE | |||||||||
Security: | 29286D105 | Meeting Type: | Annual | ||||||
Ticker: | ENGIY | Meeting Date: | 17-May-2019 | ||||||
ISIN | US29286D1054 | Vote Deadline Date: | 10-May-2019 | ||||||
Agenda | 935004286 | Management | Total Ballot Shares: | 359938 | |||||
Last Vote Date: | 08-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval of transactions and financial statements for fiscal year 2018 (Resolution 1). | For | None | 2658 | 0 | 0 | 0 | ||
2 | Approval of the consolidated financial statements for fiscal year 2018 (Resolution 2). | For | None | 2658 | 0 | 0 | 0 | ||
3 | Appropriation of net income and declaration of dividend for fiscal year 2018 (Resolution 3). | For | None | 2658 | 0 | 0 | 0 | ||
4 | Approval of benefit and healthcare coverage for Jean-Pierre Clamadieu, Chairman of the Board of Directors, pursuant to Article L. 225-38 of the French Commercial Code (Resolution 4). | For | None | 2658 | 0 | 0 | 0 | ||
5 | Authorization to be given to the Board of Directors to trade in the Company's shares (Resolution 5) . | For | None | 2658 | 0 | 0 | 0 | ||
6 | Reappointment of a Director (Françoise Malrieu) (Resolution 6). | For | None | 2658 | 0 | 0 | 0 | ||
7 | Reappointment of a Director (Marie-José Nadeau) (Resolution 7). | For | None | 2658 | 0 | 0 | 0 | ||
8 | Reappointment of a Director (Patrice Durand) (Resolution 8). | For | None | 2658 | 0 | 0 | 0 | ||
9 | Reappointment of a Director (Mari-Noëlle Jégo- Laveissière) (Resolution 9). | For | None | 2658 | 0 | 0 | 0 | ||
10 | Approval of the components of compensation due or awarded, for the period from May 18 to December 31, 2018, to Jean Pierre Clamadieu, Chairman of the Board of Directors (Resolution 10). | For | None | 2658 | 0 | 0 | 0 | ||
11 | Approval of the components of compensation due or awarded, for fiscal year 2018, to Isabelle Kocher, Chief Executive Officer (Resolution 11). | For | None | 2658 | 0 | 0 | 0 | ||
12 | Approval of the principles and criteria for the determination, distribution and allocation of the fixed, variable, and extraordinary components of total compensation and benefits of any kind, attributable to the Chairman of the Board of Directors (Resolution 12). | For | None | 2658 | 0 | 0 | 0 | ||
13 | Approval of the principles and criteria for the determination, distribution and allocation of the fixed, variable and extraordinary components of total compensation and benefits of any kind, attributable to the Chief Executive Officer (Resolution 13). | For | None | 2658 | 0 | 0 | 0 | ||
14 | Delegation of authority to the Board of Directors to increase the share capital by issuing shares or securities granting access to equity securities to be issued, with preferential subscription rights waived, for the benefit of ENGlE group employee savings plan members (Resolution 14). | For | None | 2658 | 0 | 0 | 0 | ||
15 | Delegation of authority to the Board of Directors to increase the share capital by issuing shares or securities giving access to equity securities to be issued, with preferential subscription rights waived, in favor of any entity whose sole purpose is to subscribe, hold and sell shares or other financial instruments as part or the implementation of an international employee shareholding plan of the ENGIE group (Resolution 15). | For | None | 2658 | 0 | 0 | 0 | ||
16 | Power to implement the resolutions adopted by the General Shareholders' Meeting and to perform the related formalities (Resolution 16) | For | None | 2658 | 0 | 0 | 0 | ||
BP P.L.C. | |||||||||
Security: | 055622104 | Meeting Type: | Annual | ||||||
Ticker: | BP | Meeting Date: | 21-May-2019 | ||||||
ISIN | US0556221044 | Vote Deadline Date: | 16-May-2019 | ||||||
Agenda | 934993824 | Management | Total Ballot Shares: | 553312.3821 | |||||
Last Vote Date: | 15-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To receive the annual report and accounts. | For | Abstain | 3333 | 0 | 0 | 0 | ||
2 | To approve the directors' remuneration report. | For | Abstain | 3333 | 0 | 0 | 0 | ||
3 | To re-elect Mr R W Dudley as a director. | For | Abstain | 3333 | 0 | 0 | 0 | ||
4 | To re-elect Mr B Gilvary as a director. | For | Abstain | 3333 | 0 | 0 | 0 | ||
5 | To re-elect Mr N S Andersen as a director. | For | Abstain | 3333 | 0 | 0 | 0 | ||
6 | To re-elect Dame A Carnwath as a director. | For | Abstain | 3333 | 0 | 0 | 0 | ||
7 | To elect Miss P Daley as a director. | For | Abstain | 3333 | 0 | 0 | 0 | ||
8 | To re-elect Mr I E L Davis as a director. | For | Abstain | 3333 | 0 | 0 | 0 | ||
9 | To re-elect Professor Dame A Dowling as a director. | For | Abstain | 3333 | 0 | 0 | 0 | ||
10 | To elect Mr H Lund as a director. | For | Abstain | 3333 | 0 | 0 | 0 | ||
11 | To re-elect Mrs M B Meyer as a director. | For | Abstain | 3333 | 0 | 0 | 0 | ||
12 | To re-elect Mr B R Nelson as a director. | For | Abstain | 3333 | 0 | 0 | 0 | ||
13 | To re-elect Mrs P R Reynolds as a director. | For | Abstain | 3333 | 0 | 0 | 0 | ||
14 | To re-elect Sir J Sawers as a director. | For | Abstain | 3333 | 0 | 0 | 0 | ||
15 | To reappoint Deloitte LLP as auditor and to authorize the directors to fix their remuneration. | For | Abstain | 3333 | 0 | 0 | 0 | ||
16 | To give limited authority to make political donations and incur political expenditure. | For | Abstain | 3333 | 0 | 0 | 0 | ||
17 | To give limited authority to allot shares up to a specified amount. | For | Abstain | 3333 | 0 | 0 | 0 | ||
18 | Special resolution: to give authority to allot a limited number of shares for cash free of pre- emption rights. | For | Abstain | 3333 | 0 | 0 | 0 | ||
19 | Special resolution: to give additional authority to allot a limited number of shares for cash free of pre-emption rights. | For | Abstain | 3333 | 0 | 0 | 0 | ||
20 | Special resolution: to give limited authority for the purchase of its own shares by the company. | For | Abstain | 3333 | 0 | 0 | 0 | ||
21 | Special resolution: to authorize the calling of general meetings (excluding annual general meetings) by notice of at least 14 clear days. | For | Abstain | 3333 | 0 | 0 | 0 | ||
22 | Special resolution: Climate Action 100+ shareholder resolution on climate change disclosures. | For | Abstain | 3333 | 0 | 0 | 0 | ||
23 | Special resolution: Follow This shareholder resolution on climate change targets. | Against | Abstain | 0 | 3333 | 0 | 0 | ||
NOKIA CORPORATION | |||||||||
Security: | 654902204 | Meeting Type: | Annual | ||||||
Ticker: | NOK | Meeting Date: | 21-May-2019 | ||||||
ISIN | US6549022043 | Vote Deadline Date: | 06-May-2019 | ||||||
Agenda | 934977286 | Management | Total Ballot Shares: | 1072103 | |||||
Last Vote Date: | 05-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Adoption of the Annual Accounts | For | None | 7532 | 0 | 0 | 0 | ||
2 | Resolution on the use of the profit shown on the balance sheet and authorization to the Board of Directors to resolve on the distribution of distributable funds | For | None | 7532 | 0 | 0 | 0 | ||
3 | Resolution on the discharge of the members of the Board of Directors and the President and CEO from liability | For | None | 7532 | 0 | 0 | 0 | ||
4 | Resolution on the remuneration to the members of the Board of Directors | For | None | 7532 | 0 | 0 | 0 | ||
5 | Resolution on the number of members of the Board of Directors | For | None | 7532 | 0 | 0 | 0 | ||
6 | DIRECTOR | For | None | ||||||
1 | Sari Baldauf | 7532 | 0 | 0 | 0 | ||||
2 | Bruce Brown | 7532 | 0 | 0 | 0 | ||||
3 | Jeanette Horan | 7532 | 0 | 0 | 0 | ||||
4 | Edward Kozel | 7532 | 0 | 0 | 0 | ||||
5 | Elizabeth Nelson | 7532 | 0 | 0 | 0 | ||||
6 | Olivier Piou | 7532 | 0 | 0 | 0 | ||||
7 | Risto Siilasmaa | 7532 | 0 | 0 | 0 | ||||
8 | Søren Skou | 7532 | 0 | 0 | 0 | ||||
9 | Carla Smits-Nusteling | 7532 | 0 | 0 | 0 | ||||
10 | Kari Stadigh | 7532 | 0 | 0 | 0 | ||||
7 | Election of Auditor for the financial year 2019 | For | None | 7532 | 0 | 0 | 0 | ||
8 | Election of Auditor for the financial year 2020 | For | None | 7532 | 0 | 0 | 0 | ||
9 | Resolution on the remuneration of the Auditor | For | None | 7532 | 0 | 0 | 0 | ||
10 | Authorization to the Board of Directors to resolve to repurchase the Company's own shares | For | None | 7532 | 0 | 0 | 0 | ||
11 | Authorization to the Board of Directors to resolve to issue shares and special rights entitling to shares | For | None | 7532 | 0 | 0 | 0 | ||
NOKIA CORPORATION | |||||||||
Security: | 654902204 | Meeting Type: | Annual | ||||||
Ticker: | NOK | Meeting Date: | 21-May-2019 | ||||||
ISIN | US6549022043 | Vote Deadline Date: | 06-May-2019 | ||||||
Agenda | 935017423 | Management | Total Ballot Shares: | 1053925 | |||||
Last Vote Date: | 02-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Adoption of the Annual Accounts | For | None | 7532 | 0 | 0 | 0 | ||
2 | Resolution on the use of the profit shown on the balance sheet and authorization to the Board of Directors to resolve on the distribution of distributable funds | For | None | 7532 | 0 | 0 | 0 | ||
3 | Resolution on the discharge of the members of the Board of Directors and the President and CEO from liability | For | None | 7532 | 0 | 0 | 0 | ||
4 | Resolution on the remuneration to the members of the Board of Directors | For | None | 7532 | 0 | 0 | 0 | ||
5 | Resolution on the number of members of the Board of Directors | For | None | 7532 | 0 | 0 | 0 | ||
6 | DIRECTOR | For | None | ||||||
1 | Sari Baldauf | 7532 | 0 | 0 | 0 | ||||
2 | Bruce Brown | 7532 | 0 | 0 | 0 | ||||
3 | Jeanette Horan | 7532 | 0 | 0 | 0 | ||||
4 | Edward Kozel | 7532 | 0 | 0 | 0 | ||||
5 | Elizabeth Nelson | 7532 | 0 | 0 | 0 | ||||
6 | Olivier Piou | 7532 | 0 | 0 | 0 | ||||
7 | Risto Siilasmaa | 7532 | 0 | 0 | 0 | ||||
8 | Søren Skou | 7532 | 0 | 0 | 0 | ||||
9 | Carla Smits-Nusteling | 7532 | 0 | 0 | 0 | ||||
10 | Kari Stadigh | 7532 | 0 | 0 | 0 | ||||
7 | Election of Auditor for the financial year 2019 | For | None | 7532 | 0 | 0 | 0 | ||
8 | Election of Auditor for the financial year 2020 | For | None | 7532 | 0 | 0 | 0 | ||
9 | Resolution on the remuneration of the Auditor | For | None | 7532 | 0 | 0 | 0 | ||
10 | Authorization to the Board of Directors to resolve to repurchase the Company's own shares | For | None | 7532 | 0 | 0 | 0 | ||
11 | Authorization to the Board of Directors to resolve to issue shares and special rights entitling to shares | For | None | 7532 | 0 | 0 | 0 | ||
ORANGE | |||||||||
Security: | 684060106 | Meeting Type: | Annual | ||||||
Ticker: | ORAN | Meeting Date: | 21-May-2019 | ||||||
ISIN | US6840601065 | Vote Deadline Date: | 14-May-2019 | ||||||
Agenda | 935013122 | Management | Total Ballot Shares: | 375200 | |||||
Last Vote Date: | 10-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval of the statutory financial statements for the fiscal year ended December 31, 2018. | For | None | 3273 | 0 | 0 | 0 | ||
2 | Approval of the consolidated financial statements for the fiscal year ended December 31, 2018. | For | None | 3273 | 0 | 0 | 0 | ||
3 | Allocation of income for the fiscal year ended December 31,2018 as stated in the Company's annual financial statements. | For | None | 3273 | 0 | 0 | 0 | ||
4 | Agreements provided for in Article L. 225-38 of the French Commercial Code. | For | None | 3273 | 0 | 0 | 0 | ||
5 | Appointment of a new director. | For | None | 3273 | 0 | 0 | 0 | ||
6 | Renewal of the term of office of Mr. Alexandre Bompard as director. | For | None | 3273 | 0 | 0 | 0 | ||
7 | Renewal of the term of office of Mrs. Helle Kristoffersen as director. | For | None | 3273 | 0 | 0 | 0 | ||
8 | Renewal of the term of office of Mr. Jean-Michel Severino as director. | For | None | 3273 | 0 | 0 | 0 | ||
9 | Renewal of the term of office of Mrs. Anne Lange as director. | For | None | 3273 | 0 | 0 | 0 | ||
10 | Approval of the compensation items paid or allocated for the fiscal year ended December 31, 2018 to Mr. Stéphane Richard, Chairman and Chief Executive Officer. | For | None | 3273 | 0 | 0 | 0 | ||
11 | Approval of the compensation items paid or allocated for the fiscal year ended December 31, 2018 to Mr. Ramon Fernandez, Chief Executive Officer Delegate. | For | None | 3273 | 0 | 0 | 0 | ||
12 | Approval of the compensation items paid or allocated for the fiscal year ended December 31, 2018 to Mr. Gervais Pellissier, Chief Executive Officer Delegate. | For | None | 3273 | 0 | 0 | 0 | ||
13 | Approval of the principles and criteria for determining, apportioning and allocating the fixed, variable and exceptional items comprising total compensation and all benefits in kind allocated to the Chairman and CEO. | For | None | 3273 | 0 | 0 | 0 | ||
14 | Approval of the principles and criteria for determining, apportioning and allocating the fixed, variable and exceptional items comprising total compensation and all benefits in kind allocated to the CEO Delegates. | For | None | 3273 | 0 | 0 | 0 | ||
15 | Authorization to be granted to the Board of Directors to purchase or transfer shares of the company. | For | None | 3273 | 0 | 0 | 0 | ||
16 | Delegation of authority to the Board of Directors to issue shares of the Company and complex securities, with shareholder preferential subscription rights (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | For | None | 3273 | 0 | 0 | 0 | ||
17 | Delegation of authority to the Board of Directors to make use of the delegation of authority granted in the sixteenth resolution during a takeover offer period for the Company's securities. | For | None | 3273 | 0 | 0 | 0 | ||
18 | Delegation of authority to the Board of Directors to issue shares of the Company and complex securities, without shareholder preferential subscription rights as part of a public offering (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | For | None | 3273 | 0 | 0 | 0 | ||
19 | Delegation of authority to the Board of Directors to make use of the delegation of authority granted in the eighteenth resolution during a takeover offer period for the Company's securities. | For | None | 3273 | 0 | 0 | 0 | ||
20 | Delegation of authority to the Board of Directors to issue shares of the Company and complex securities, without shareholder preferential subscription rights, as part of an offer provided for in section II of Article L. 411-2 of the French Monetary and Financial Code (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | For | None | 3273 | 0 | 0 | 0 | ||
21 | Delegation of authority to the Board of Directors to make use of the delegation of authority granted in the twentieth resolution during a takeover offer period for the Company's securities. | For | None | 3273 | 0 | 0 | 0 | ||
22 | Authorization to the Board of Directors to increase the number of issuable securities, in the event of securities to be issued. | For | None | 3273 | 0 | 0 | 0 | ||
23 | Delegation of authority to the Board of Directors to issue shares and complex, without shareholder preferential subscription rights, in the event of a public exchange offer initiated by the Company (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | For | None | 3273 | 0 | 0 | 0 | ||
24 | Delegation of authority to the Board of Directors to make use of the delegation of authority granted in the twenty-third resolution during a takeover offer period for the Company's securities. | For | None | 3273 | 0 | 0 | 0 | ||
25 | Delegation of powers to the Board of Directors to issue shares and complex securities, without shareholder preferential subscription rights, as consideration for contributions in kind granted to the Company and comprised of equity securities or securities giving access to share capital (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | For | None | 3273 | 0 | 0 | 0 | ||
26 | Authorization given to the Board of Directors to make use of the delegation of powers granted in the twenty-fifth resolution during a takeover offer period for the Company's securities. | For | None | 3273 | 0 | 0 | 0 | ||
27 | Overall limit of authorizations. | For | None | 3273 | 0 | 0 | 0 | ||
28 | Authorization given to the Board of Directors to allocate Company's shares for free to Corporate Officers and certain Orange group employees. | For | None | 3273 | 0 | 0 | 0 | ||
29 | Delegation of authority to the Board of Directors to issue shares or complex securities reserved for members of savings plans without shareholder preferential subscription rights. | For | None | 3273 | 0 | 0 | 0 | ||
30 | Delegation of authority to the Board of Directors to increase the Company's capital by capitalization of reserves, profits or premiums. | For | None | 3273 | 0 | 0 | 0 | ||
31 | Authorization to the Board of Directors to reduce the share capital through the cancellation of shares. | For | None | 3273 | 0 | 0 | 0 | ||
32 | Powers for formalities. | For | None | 3273 | 0 | 0 | 0 | ||
33 | Amendment to the third resolution - Allocation of income for the fiscal year ended December 31, 2018, as stated in the annual financial statements (ordinary). | Against | None | 0 | 3273 | 0 | 0 | ||
34 | Amendment to Article 13 of the Bylaws - Plurality of directorships (extraordinary). | Against | None | 0 | 3273 | 0 | 0 | ||
35 | Share capital increase in cash reserved for members of savings plans without shareholder subscription rights. | Against | None | 0 | 3273 | 0 | 0 | ||
36 | Authorization given to the Board of Directors to allocate Company's shares for free to Orange group employees. | Against | None | 0 | 3273 | 0 | 0 | ||
37 | Amendments or new resolutions proposed at the Meeting. If you cast your vote in favor of resolution A, you are giving discretion to the Chairman of the Meeting to vote for or against any amendments or new resolutions that may be proposed. | None | None | 0 | 3273 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC | |||||||||
Security: | 780259206 | Meeting Type: | Annual | ||||||
Ticker: | RDSA | Meeting Date: | 21-May-2019 | ||||||
ISIN | US7802592060 | Vote Deadline Date: | 15-May-2019 | ||||||
Agenda | 935000416 | Management | Total Ballot Shares: | 780572.7603 | |||||
Last Vote Date: | 13-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Receipt of Annual Report & Accounts | For | Abstain | 4770 | 0 | 0 | 0 | ||
2 | Approval of Directors' Remuneration Report | For | Abstain | 4770 | 0 | 0 | 0 | ||
3 | Appointment of Neil Carson as a Director of the Company | For | Abstain | 4770 | 0 | 0 | 0 | ||
4 | Reappointment of Director: Ben van Beurden | For | Abstain | 4770 | 0 | 0 | 0 | ||
5 | Reappointment of Director: Ann Godbehere | For | Abstain | 4770 | 0 | 0 | 0 | ||
6 | Reappointment of Director: Euleen Goh | For | Abstain | 4770 | 0 | 0 | 0 | ||
7 | Reappointment of Director: Charles O. Holliday | For | Abstain | 4770 | 0 | 0 | 0 | ||
8 | Reappointment of Director: Catherine Hughes | For | Abstain | 4770 | 0 | 0 | 0 | ||
9 | Reappointment of Director: Gerard Kleisterlee | For | Abstain | 4770 | 0 | 0 | 0 | ||
10 | Reappointment of Director: Roberto Setubal | For | Abstain | 4770 | 0 | 0 | 0 | ||
11 | Reappointment of Director: Sir Nigel Sheinwald | For | Abstain | 4770 | 0 | 0 | 0 | ||
12 | Reappointment of Director: Linda G. Stuntz | For | Abstain | 4770 | 0 | 0 | 0 | ||
13 | Reappointment of Director: Jessica Uhl | For | Abstain | 4770 | 0 | 0 | 0 | ||
14 | Reappointment of Director: Gerrit Zalm | For | Abstain | 4770 | 0 | 0 | 0 | ||
15 | Reappointment of Auditors | For | Abstain | 4770 | 0 | 0 | 0 | ||
16 | Remuneration of Auditors | For | Abstain | 4770 | 0 | 0 | 0 | ||
17 | Authority to allot shares | For | Abstain | 4770 | 0 | 0 | 0 | ||
18 | Disapplication of pre-emption rights (Special Resolution) | For | Abstain | 4770 | 0 | 0 | 0 | ||
19 | Adoption of new Articles of Association (Special Resolution) | For | Abstain | 4770 | 0 | 0 | 0 | ||
20 | Authority to purchase own shares (Special Resolution) | For | Abstain | 4770 | 0 | 0 | 0 | ||
21 | Authority to make certain donations and incur expenditure | For | Abstain | 4770 | 0 | 0 | 0 | ||
22 | Shareholder resolution (Special Resolution) | Against | Abstain | 0 | 4770 | 0 | 0 | ||
CHINA MOBILE LIMITED | |||||||||
Security: | 16941M109 | Meeting Type: | Annual | ||||||
Ticker: | CHL | Meeting Date: | 22-May-2019 | ||||||
ISIN | US16941M1099 | Vote Deadline Date: | 13-May-2019 | ||||||
Agenda | 935009349 | Management | Total Ballot Shares: | 1249496 | |||||
Last Vote Date: | 26-Apr-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To receive and consider the audited financial statements and the Reports of the Directors and Auditors of the Company and its subsidiaries for the year ended 31 December 2018. | For | None | 2029 | 0 | 0 | 0 | ||
2 | To declare a final dividend for the year ended 31 December 2018. | For | None | 2029 | 0 | 0 | 0 | ||
3 | Re-election of executive director of the Company: Mr. Yang Jie | For | None | 2029 | 0 | 0 | 0 | ||
4 | Re-election of executive director of the Company: Mr. Dong Xin | For | None | 2029 | 0 | 0 | 0 | ||
5 | Re-election of independent non-executive director of the Company: Dr. Moses Cheng Mo Chi | For | None | 2029 | 0 | 0 | 0 | ||
6 | Re-election of independent non-executive director of the Company: Dr. Yang Qiang | For | None | 2029 | 0 | 0 | 0 | ||
7 | To re-appoint PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as the auditors of the Group for Hong Kong financial reporting and U.S. financial reporting purposes, respectively, and to authorize the directors to fix their remuneration. | For | None | 2029 | 0 | 0 | 0 | ||
8 | To give a general mandate to the directors of the Company to buy back shares in the Company not exceeding 10% of the number of issued shares in accordance with ordinary resolution number 6 as set out in the AGM Notice. | For | None | 2029 | 0 | 0 | 0 | ||
9 | To give a general mandate to the directors of the Company to issue, allot and deal with additional shares in the Company not exceeding 20% of the number of issued shares in accordance with ordinary resolution number 7 as set out in the AGM Notice. | For | None | 2029 | 0 | 0 | 0 | ||
10 | To extend the general mandate granted to the directors of the Company to issue, allot and deal with shares by the number of shares bought back in accordance with ordinary resolution number 8 as set out in the AGM Notice. | For | None | 2029 | 0 | 0 | 0 | ||
CNOOC LIMITED | |||||||||
Security: | 126132109 | Meeting Type: | Annual | ||||||
Ticker: | CEO | Meeting Date: | 23-May-2019 | ||||||
ISIN | US1261321095 | Vote Deadline Date: | 15-May-2019 | ||||||
Agenda | 935013350 | Management | Total Ballot Shares: | 65660 | |||||
Last Vote Date: | 11-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To receive and consider the audited financial statements together with the Report of the Directors and Independent Auditors' Report thereon for the year ended 31 December 2018. | For | Abstain | 167 | 0 | 0 | 0 | ||
2 | To declare a final dividend for the year ended 31 December 2018. | For | Abstain | 167 | 0 | 0 | 0 | ||
3 | To re-elect Mr. Wang Dongjin as a Non-executive Director of the Company. | For | Abstain | 167 | 0 | 0 | 0 | ||
4 | To re-elect Mr. Xu Keqiang as an Executive Director of the Company. | For | Abstain | 167 | 0 | 0 | 0 | ||
5 | To re-elect Mr. Chiu Sung Hong, who has already served the Company for more than nine years, as an Independent Non-executive Director of the Company. | For | Abstain | 167 | 0 | 0 | 0 | ||
6 | To re-elect Mr. Qiu Zhi Zhong as an Independent Non-executive Director of the company. | For | Abstain | 167 | 0 | 0 | 0 | ||
7 | To authorise the Board of Directors to fix the remuneration of each of the Directors. | For | Abstain | 167 | 0 | 0 | 0 | ||
8 | To re-appoint Deloitte Touche Tohmatsu as the independent auditors of the Company and its subsidiaries, and to authorize the Board of Directors to fix their remuneration. | For | Abstain | 167 | 0 | 0 | 0 | ||
9 | To grant a general mandate to the Directors to buy back shares in the capital of the Company not exceeding 10% of the total number of issued shares of the Company as at the date of passing of this resolution. | For | Abstain | 167 | 0 | 0 | 0 | ||
10 | To grant a general mandate to the Directors to issue, allot and deal with additional shares in the capital of the Company and to make or grant offers, agreements, options and similar rights to subscribe for or convert any security into shares in the Company which would or might require the exercise of such power, which shall not exceed 20% of the total number of issued shares of the Company as at the date of passing of this resolution. | For | Abstain | 167 | 0 | 0 | 0 | ||
11 | To extend the general mandate granted to the Directors to issue, allot and deal with additional shares of the Company and to make or grant offers, agreements, options and similar rights to subscribe for or convert any security into shares in the Company by the aggregate number of shares bought back, which shall not exceed 10% of the total number of issued shares of the Company as at the date of passing of this resolution. | For | Abstain | 167 | 0 | 0 | 0 | ||
DEUTSCHE BANK AG | |||||||||
Security: | D18190898 | Meeting Type: | Annual | ||||||
Ticker: | DB | Meeting Date: | 23-May-2019 | ||||||
ISIN | DE0005140008 | Vote Deadline Date: | 16-May-2019 | ||||||
Agenda | 935030320 | Management | Total Ballot Shares: | 294951 | |||||
Last Vote Date: | 15-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Appropriation of distributable profit for 2018 | For | Abstain | 4143 | 0 | 0 | 0 | ||
2 | Ratification of the acts of management of the members of the Management Board for the 2018 financial year | For | Abstain | 4143 | 0 | 0 | 0 | ||
3 | Ratification of the acts of management of the members of the Supervisory Board for the 2018 financial year | For | Abstain | 4143 | 0 | 0 | 0 | ||
4 | Election of the auditor for the financial 2019 financial year, interim accounts: KPMG AG, Wirtschaftsprüfungsgesellschaft, Berlin, for 2019 | For | Abstain | 4143 | 0 | 0 | 0 | ||
5 | Election of the auditor for the financial 2019 financial year, interim accounts: Ernst & Young GmbH Wirtschaftsprüfungsgesellschaft, Stuttgart, as auditor for interim accounts in 2020 | For | Abstain | 4143 | 0 | 0 | 0 | ||
6 | Authorization to acquire own shares pursuant to section 71 (1) No. 8 Stock Corporation Act as well as for their use with the possible exclusion of pre- emptive rights | For | Abstain | 4143 | 0 | 0 | 0 | ||
7 | Authorization to use derivatives within the framework of the purchase of own shares pursuant to section 71 (1) No. 8 Stock Corporation Act | For | Abstain | 4143 | 0 | 0 | 0 | ||
8 | Removal from office of Dr. Achleitner | Against | Against | 0 | 4143 | 0 | 0 | ||
9 | Withdrawal of confidence in Ms. Matherat | Against | Against | 0 | 4143 | 0 | 0 | ||
10 | Withdrawal of confidence in Mr. Lewis | Against | Against | 0 | 4143 | 0 | 0 | ||
11 | Withdrawal of confidence in Mr. Ritchie | Against | Against | 0 | 4143 | 0 | 0 | ||
12 | Appointment of a Special Representative to assert claims to compensation for damages | Against | Against | 0 | 4143 | 0 | 0 | ||
DEUTSCHE BANK AG | |||||||||
Security: | D18190898 | Meeting Type: | Annual | ||||||
Ticker: | DB | Meeting Date: | 23-May-2019 | ||||||
ISIN | DE0005140008 | Vote Deadline Date: | 16-May-2019 | ||||||
Agenda | 935018968 | Management | Total Ballot Shares: | 307694 | |||||
Last Vote Date: | 15-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Appropriation of distributable profit for 2018 | For | Abstain | 4143 | 0 | 0 | 0 | ||
2 | Ratification of the acts of management of the members of the Management Board for the 2018 financial year | For | Abstain | 4143 | 0 | 0 | 0 | ||
3 | Ratification of the acts of management of the members of the Supervisory Board for the 2018 financial year | For | Abstain | 4143 | 0 | 0 | 0 | ||
4 | Election of the auditor for the financial 2019 financial year, interim accounts: KPMG AG, Wirtschaftsprüfungsgesellschaft, Berlin, for 2019 | For | Abstain | 4143 | 0 | 0 | 0 | ||
5 | Election of the auditor for the financial 2019 financial year, interim accounts: Ernst & Young GmbH Wirtschaftsprüfungsgesellschaft, Stuttgart, as auditor for interim accounts in 2020 | For | Abstain | 4143 | 0 | 0 | 0 | ||
6 | Authorization to acquire own shares pursuant to section 71 (1) No. 8 Stock Corporation Act as well as for their use with the possible exclusion of pre- emptive rights | For | Abstain | 4143 | 0 | 0 | 0 | ||
7 | Authorization to use derivatives within the framework of the purchase of own shares pursuant to section 71 (1) No. 8 Stock Corporation Act | For | Abstain | 4143 | 0 | 0 | 0 | ||
8 | Removal from office of Dr. Achleitner | Against | Against | 0 | 4143 | 0 | 0 | ||
9 | Withdrawal of confidence in Ms. Matherat | Against | Against | 0 | 4143 | 0 | 0 | ||
10 | Withdrawal of confidence in Mr. Lewis | Against | Against | 0 | 4143 | 0 | 0 | ||
11 | Withdrawal of confidence in Mr. Ritchie | Against | Against | 0 | 4143 | 0 | 0 | ||
12 | Appointment of a Special Representative to assert claims to compensation for damages | Against | Against | 0 | 4143 | 0 | 0 | ||
PT TELKOM INDONESIA (PERSERO) TBK | |||||||||
Security: | 715684106 | Meeting Type: | Annual | ||||||
Ticker: | TLK | Meeting Date: | 24-May-2019 | ||||||
ISIN | US7156841063 | Vote Deadline Date: | 17-May-2019 | ||||||
Agenda | 935024670 | Management | Total Ballot Shares: | 326126 | |||||
Last Vote Date: | 15-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval of the Company's Annual Report for Financial Year of 2018, including the Supervision Duty Implementation Report of the Board of Commissioner Financial Year of 2018. | For | None | 663 | 0 | 0 | 0 | ||
2 | Ratification of the Financial Statement of the Company Financial Year of 2018 and Annual Report of Partnerships and Community Development Program Financial Year of 2018 and the Acquittal and Discharge of Members of the Company's Board of Directors and the Board of Commissioners. | For | None | 663 | 0 | 0 | 0 | ||
3 | Determination on Utilization of the Company's Net Profit for Financial Year of 2018. | For | None | 663 | 0 | 0 | 0 | ||
4 | Determination of Bonus (Tantiem) for Financial Year of 2018, Salary and Honorarium and other Allowance for Members of Board of Directors and Board of Commissioners for year 2019. | For | None | 663 | 0 | 0 | 0 | ||
5 | Appointment of a Public Accounting Firm to audit the Company's Financial Statements for Financial Year of 2019, including Internal Control Audit over Financial Reporting, and the Financial Statement of the Partnership and Community Development Program for Financial Year of 2019. | For | None | 663 | 0 | 0 | 0 | ||
6 | Amendment of the Article of Association of the Company. | For | None | 663 | 0 | 0 | 0 | ||
7 | Changes in the Management of the Company. | For | None | 663 | 0 | 0 | 0 | ||
EMBRAER | |||||||||
Security: | 29082A107 | Meeting Type: | Special | ||||||
Ticker: | ERJ | Meeting Date: | 27-May-2019 | ||||||
ISIN | US29082A1079 | Vote Deadline Date: | 22-May-2019 | ||||||
Agenda | 935030091 | Management | Total Ballot Shares: | 34711 | |||||
Last Vote Date: | 15-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To review and resolve on the amendments to the Bylaws to conform them to the Novo Mercado (New Market) Listing Regulation | For | Abstain | 1308 | 0 | 0 | 0 | ||
2 | To review and resolve on the amendments to the Bylaws to conform them to the requirements set forth in the regulations of the Brazilian Securities Commission (Comissão de Valores Mobiliários - CVM) | For | Abstain | 1308 | 0 | 0 | 0 | ||
3 | To review and resolve on the changes in the Bylaws to the rules relating to (i) the membership of the Board of Directors, (ii) meetings of the Company's management bodies, and (iii) certain responsibilities of the Company's management bodies | For | Abstain | 1308 | 0 | 0 | 0 | ||
4 | To review and resolve on the amendments to the Bylaws in order to change the names and the membership of the advisory committees of the Board of Directors | For | Abstain | 1308 | 0 | 0 | 0 | ||
5 | To review and resolve on the amendments to the Bylaws to include a rule on the possibility for the Company entering into indemnity agreements (acordos de indenidade) | For | Abstain | 1308 | 0 | 0 | 0 | ||
6 | To review and resolve on the change in the Company's capital stock to reflect the increase approved by the Board of Directors at a meeting held on March 5, 2018 | For | Abstain | 1308 | 0 | 0 | 0 | ||
7 | To review and resolve on formal adjustments to the Bylaws | For | Abstain | 1308 | 0 | 0 | 0 | ||
8 | To approve the restatement of the Bylaws resulting from the amendments approved in the items above | For | Abstain | 1308 | 0 | 0 | 0 | ||
TOTAL S.A. | |||||||||
Security: | 89151E109 | Meeting Type: | Annual | ||||||
Ticker: | TOT | Meeting Date: | 29-May-2019 | ||||||
ISIN | US89151E1091 | Vote Deadline Date: | 22-May-2019 | ||||||
Agenda | 935024113 | Management | Total Ballot Shares: | 532529 | |||||
Last Vote Date: | 15-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval of the statutory financial statements for the fiscal year ended December 31, 2018 | For | Abstain | 3408 | 0 | 0 | 0 | ||
2 | Approval of the consolidated financial statements for the fiscal year ended December 31, 2018 | For | Abstain | 3408 | 0 | 0 | 0 | ||
3 | Allocation of earnings and declaration of dividend for the fiscal year ended December 31, 2018 | For | Abstain | 3408 | 0 | 0 | 0 | ||
4 | Authorization for the Board of Directors, granted for a period of 18 months, to trade on the shares of the Company | For | Abstain | 3408 | 0 | 0 | 0 | ||
5 | Agreements covered by Articles L. 225-38 et seq. of the French Commercial Code | For | Abstain | 3408 | 0 | 0 | 0 | ||
6 | Renewal of the directorship of Ms. Maria van der Hoeven | For | Abstain | 3408 | 0 | 0 | 0 | ||
7 | Renewal of the directorship of Mr. Jean Lemierre | For | Abstain | 3408 | 0 | 0 | 0 | ||
8 | Appointment of Ms. Lise Croteau as a director | For | Abstain | 3408 | 0 | 0 | 0 | ||
9 | Appointment of a director representing employee shareholders in accordance with Article 11 of the bylaws (candidate: Ms. Valérie Della Puppa Tibi). In accordance with Article 11 of the Company's bylaws, since only one seat of director representing employee shareholders is to be filled, only the candidate who receives the highest number of votes and at least a majority of the votes will be appointed. | For | Abstain | 3408 | 0 | 0 | 0 | ||
10 | Appointment of a director representing employee shareholders in accordance with Article 11 of the bylaws (candidate: Ms. Renata Perycz). In accordance with Article 11 of the Company's bylaws, since only one seat of director representing employee shareholders is to be filled, only the candidate who receives the highest number of votes and at least a majority of the votes will be appointed. | Against | Abstain | 0 | 3408 | 0 | 0 | ||
11 | Appointment of a director representing employee shareholders in accordance with Article 11 of the bylaws (candidate: Mr. Oliver Wernecke). In accordance with Article 11 of the Company's bylaws, since only one seat of director representing employee shareholders is to be filled, only the candidate who receives the highest number of votes and at least a majority of the votes will be appointed. | Against | Abstain | 0 | 3408 | 0 | 0 | ||
12 | Approval of the fixed and variable components of the total compensation and the in-kind benefits paid or granted to the Chairman and Chief Executive Officer for the fiscal year ended December 31, 2018 | For | Abstain | 3408 | 0 | 0 | 0 | ||
13 | Approval of the principles and criteria for the determination, breakdown and allocation of the fixed, variable and extraordinary components of the total compensation (including in-kind benefits) attributable to the Chairman and Chief Executive Officer | For | Abstain | 3408 | 0 | 0 | 0 | ||
CHINA LIFE INSURANCE COMPANY LIMITED | |||||||||
Security: | 16939P106 | Meeting Type: | Annual | ||||||
Ticker: | LFC | Meeting Date: | 30-May-2019 | ||||||
ISIN | US16939P1066 | Vote Deadline Date: | 21-May-2019 | ||||||
Agenda | 935020165 | Management | Total Ballot Shares: | 414159 | |||||
Last Vote Date: | 17-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To consider and approve the report of the Board of Directors of the Company for the year 2018. | None | None | 4936 | 0 | 0 | 0 | ||
2 | To consider and approve the report of the Board of Supervisors of the Company for the year 2018. | None | None | 4936 | 0 | 0 | 0 | ||
3 | To consider and approve the financial report of the Company for the year 2018. | None | None | 4936 | 0 | 0 | 0 | ||
4 | To consider and approve the profit distribution plan of the Company for the year 2018. | None | None | 4936 | 0 | 0 | 0 | ||
5 | To consider and approve the remuneration of the Directors and Supervisors of the Company. | None | None | 4936 | 0 | 0 | 0 | ||
6 | To consider and approve the election of Mr. Han Bing as a Non- employee Representative Supervisor of the six session of the Board of Supervisors of the Company. | None | None | 4936 | 0 | 0 | 0 | ||
7 | To consider and approve the proposed amendments to the Procedural Rules for the Shareholders' General Meetings. | None | None | 4936 | 0 | 0 | 0 | ||
8 | To consider and approve the proposed amendments to the Procedural Rules for the Board of Directors' Meetings. | None | None | 4936 | 0 | 0 | 0 | ||
9 | To consider and approve the proposed amendments to the Procedural Rules for the Board of Supervisors' Meetings. | None | None | 4936 | 0 | 0 | 0 | ||
10 | To consider and approve the remuneration of auditors of the Company for the year 2018 and the appointment of auditors of the Company for the year 2019. | None | None | 4936 | 0 | 0 | 0 | ||
11 | To consider and approve the proposed amendments to the Articles of Association of the Company. | None | None | 4936 | 0 | 0 | 0 | ||
12 | To grant a general mandate to the Board of Directors of the Company to allot, issue and deal with new H Shares of the Company of an amount of not more than 20% of the H Shares in issue as at the date of passing of this special resolution. | None | None | 4936 | 0 | 0 | 0 | ||
13 | To consider and approve the overseas issue of senior bonds by the Company. | None | None | 4936 | 0 | 0 | 0 | ||
14 | To consider and approve the election of Mr. Li Mingguang as an Executive Director of the sixth session of the Board of Directors of the Company. | None | None | 4936 | 0 | 0 | 0 | ||
15 | To consider and approve the election of Mr. Wang Junhui as a Non-executive Director of the sixth session of the Board of Directors of the Company. | None | None | 4936 | 0 | 0 | 0 | ||
GRUPO FINANCIERO BANORTE, SAB DE CV | |||||||||
Security: | 40052P107 | Meeting Type: | Annual | ||||||
Ticker: | GBOOY | Meeting Date: | 30-May-2019 | ||||||
ISIN | US40052P1075 | Vote Deadline Date: | 24-May-2019 | ||||||
Agenda | 935033009 | Management | Total Ballot Shares: | 85460 | |||||
Last Vote Date: | 22-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Discussion, and if the case, approval of a proposed cash dividend payment: It is proposed to distribute a cash dividend of Ps $15,978,877,248.92 (fifteen billion, nine hundred and seventy-eight million, eight hundred and seventy-seven thousand, two hundred and forty- eight pesos 92/100) or Ps 5.54157023974990 per share, against delivery of coupon 1. This payment represents 50% of the net profits of 2018, derived from the Fiscal Net Income as of December 31st, 2013. | None | None | 1301 | 0 | 0 | 0 | ||
2 | Discussion, and if the case, approval of a proposed cash dividend payment: It is proposed that the dividend of 2018 be paid on June 7th, 2019 through S.D. Indeval, Institución para el Depósito de Valores, S.A. de C.V. (Institution for the Securities' Deposit), with previous notice published by the Secretary of the Board of Directors in one of the most circulated newspapers in the city of Monterrey, Nuevo León and through the Electronic Delivery and Information Diffusion System ...(due to space limits, see proxy material for full proposal). | None | None | 1301 | 0 | 0 | 0 | ||
3 | Designation of delegate(s) to formalize and execute the resolutions passed by the Assembly: It Delegates are designated to carry out all necessary deeds to execute and formalize the resolutions passed by the Assembly. | None | None | 1301 | 0 | 0 | 0 | ||
COMPANHIA DE SANEAMENTO BASICO DO ESTADO | |||||||||
Security: | 20441A102 | Meeting Type: | Special | ||||||
Ticker: | SBS | Meeting Date: | 03-Jun-2019 | ||||||
ISIN | US20441A1025 | Vote Deadline Date: | 29-May-2019 | ||||||
Agenda | 935029252 | Management | Total Ballot Shares: | 403484 | |||||
Last Vote Date: | 14-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Elect the members of the Eligibility and Advisory Committee, pursuant to Article 33 of the Company's Bylaws: Fábio Aurélio Aguilera Mendes, Laura Diaz Montiel, Paula Cristina Nassif Elias de Lima | For | Abstain | 1713 | 0 | 0 | 0 | ||
2 | Resolve on the amendment to the Company's Bylaws, including Paragraph 5 in Article 8, regarding the minimum time availability required from the Chairman of the Board of Directors, which corresponds to 30 (thirty) monthly hours. | For | Abstain | 1713 | 0 | 0 | 0 | ||
3 | Consolidate the Company's Bylaws. | For | Abstain | 1713 | 0 | 0 | 0 | ||
4 | Rectify the annual global compensation of the Management and of the members of the audit committee and fiscal council for the fiscal year of 2019, approved at the Annual Shareholders' Meeting of April 29, 2019." | For | Abstain | 1713 | 0 | 0 | 0 | ||
WIPRO LIMITED | |||||||||
Security: | 97651M109 | Meeting Type: | Special | ||||||
Ticker: | WIT | Meeting Date: | 03-Jun-2019 | ||||||
ISIN | US97651M1099 | Vote Deadline Date: | 28-May-2019 | ||||||
Agenda | 935021977 | Management | Total Ballot Shares: | 3129993 | |||||
Last Vote Date: | 07-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval for Buyback of Equity Shares | For | Abstain | 17106 | 0 | 0 | 0 | ||
2 | Appointment of Mrs. Arundhati Bhattacharya (DIN 02011213) as an Independent Director of the Company | For | Abstain | 17106 | 0 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | |||||||||
Security: | 874039100 | Meeting Type: | Annual | ||||||
Ticker: | TSM | Meeting Date: | 05-Jun-2019 | ||||||
ISIN | US8740391003 | Vote Deadline Date: | 29-May-2019 | ||||||
Agenda | 935024163 | Management | Total Ballot Shares: | 1757612 | |||||
Last Vote Date: | 09-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To accept 2018 Business Report and Financial Statements | For | None | 5573 | 0 | 0 | 0 | ||
2 | To approve the proposal for distribution of 2018 earnings | For | None | 5573 | 0 | 0 | 0 | ||
3 | To revise the Articles of Incorporation | For | None | 5573 | 0 | 0 | 0 | ||
4 | To revise the following TSMC policies: (i) Procedures for Acquisition or Disposal of Assets; (ii) Procedures for Financial Derivatives Transactions | For | None | 5573 | 0 | 0 | 0 | ||
5 | DIRECTOR | For | None | ||||||
1 | Moshe N. Gavrielov | 5573 | 0 | 0 | 0 | ||||
THOMSON REUTERS CORPORATION | |||||||||
Security: | 884903709 | Meeting Type: | Annual | ||||||
Ticker: | TRI | Meeting Date: | 05-Jun-2019 | ||||||
ISIN | CA8849037095 | Vote Deadline Date: | 31-May-2019 | ||||||
Agenda | 935007167 | Management | Total Ballot Shares: | 111101 | |||||
Last Vote Date: | 20-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | David Thomson | 976 | 0 | 0 | 0 | ||||
2 | James C. Smith | 976 | 0 | 0 | 0 | ||||
3 | Sheila C. Bair | 976 | 0 | 0 | 0 | ||||
4 | David W. Binet | 976 | 0 | 0 | 0 | ||||
5 | W. Edmund Clark, C.M. | 976 | 0 | 0 | 0 | ||||
6 | Michael E. Daniels | 976 | 0 | 0 | 0 | ||||
7 | Vance K. Opperman | 976 | 0 | 0 | 0 | ||||
8 | Kristin C. Peck | 976 | 0 | 0 | 0 | ||||
9 | Barry Salzberg | 976 | 0 | 0 | 0 | ||||
10 | Peter J. Thomson | 976 | 0 | 0 | 0 | ||||
11 | Wulf von Schimmelmann | 976 | 0 | 0 | 0 | ||||
2 | To appoint PricewaterhouseCoopers LLP as auditor and to authorize the directors to fix the auditor's remuneration. | For | None | 976 | 0 | 0 | 0 | ||
3 | To accept, on an advisory basis, the approach to executive compensation described in the accompanying Management Proxy Circular. | For | None | 976 | 0 | 0 | 0 | ||
4 | Shareholder proposal set out in Appendix B of the accompanying Management Proxy Circular. | Against | None | 0 | 976 | 0 | 0 | ||
TELEFONICA, S.A. | |||||||||
Security: | 879382208 | Meeting Type: | Annual | ||||||
Ticker: | TEF | Meeting Date: | 06-Jun-2019 | ||||||
ISIN | US8793822086 | Vote Deadline Date: | 04-Jun-2019 | ||||||
Agenda | 935031067 | Management | Total Ballot Shares: | 865602 | |||||
Last Vote Date: | 31-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval of the Annual Accounts and of the Management Report of both Telefónica, S.A. and its Consolidated Group of Companies for fiscal year 2018. | None | For | 85 | 0 | 0 | 0 | ||
2 | Approval of the Statement of Non-Financial Information of the Consolidated Group of Companies led by Telefónica, S.A. for fiscal year 2018 included in the Consolidated Management Report of Telefónica, S.A. and of its Group of Companies for such fiscal year. | None | For | 85 | 0 | 0 | 0 | ||
3 | Approval of the management of the Board of Directors of Telefónica, S.A. during fiscal year 2018. | None | For | 85 | 0 | 0 | 0 | ||
4 | Approval of the Proposed Allocation of the Profits/Losses of Telefónica, S.A. for fiscal year 2018. | None | For | 85 | 0 | 0 | 0 | ||
5 | Shareholder compensation. Distribution of dividends with a charge to unrestricted reserves. | None | For | 85 | 0 | 0 | 0 | ||
6 | Delegation of powers to formalize, interpret, remedy and carry out the resolutions adopted by the shareholders at the General Shareholders' Meeting. | None | For | 85 | 0 | 0 | 0 | ||
7 | Consultative vote on the 2018 Annual Report on Directors' Remuneration. | None | For | 85 | 0 | 0 | 0 | ||
UNITED MICROELECTRONICS CORPORATION | |||||||||
Security: | 910873405 | Meeting Type: | Annual | ||||||
Ticker: | UMC | Meeting Date: | 12-Jun-2019 | ||||||
ISIN | US9108734057 | Vote Deadline Date: | 04-Jun-2019 | ||||||
Agenda | 935032324 | Management | Total Ballot Shares: | 2771758 | |||||
Last Vote Date: | 18-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | The Company's 2018 business report and financial statements. | For | Abstain | 16362 | 0 | 0 | 0 | ||
2 | The Company's 2018 earnings distribution. | For | Abstain | 16362 | 0 | 0 | 0 | ||
3 | To amend the Company's "Acquisition or Disposal of Assets Procedure" | For | Abstain | 16362 | 0 | 0 | 0 | ||
4 | To amend the Company's "Financial Derivatives Transaction Procedure" | For | Abstain | 16362 | 0 | 0 | 0 | ||
5 | To amend the Company's "Loan Procedure" | For | Abstain | 16362 | 0 | 0 | 0 | ||
6 | To amend the Company's "Endorsements and Guarantees Procedure" | For | Abstain | 16362 | 0 | 0 | 0 | ||
WPP PLC | |||||||||
Security: | 92937A102 | Meeting Type: | Annual | ||||||
Ticker: | WPP | Meeting Date: | 12-Jun-2019 | ||||||
ISIN | US92937A1025 | Vote Deadline Date: | 05-Jun-2019 | ||||||
Agenda | 935027830 | Management | Total Ballot Shares: | 103430 | |||||
Last Vote Date: | 11-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Ordinary Resolution to receive the audited accounts. | For | None | 504 | 0 | 0 | 0 | ||
2 | Ordinary Resolution to declare a final dividend. | For | None | 504 | 0 | 0 | 0 | ||
3 | Ordinary Resolution to approve the Compensation Committee report as set out in the Annual Report and Accounts. | For | None | 504 | 0 | 0 | 0 | ||
4 | Ordinary Resolution to elect Mark Read as a director. | For | None | 504 | 0 | 0 | 0 | ||
5 | Ordinary Resolution to elect Cindy Rose as a director. | For | None | 504 | 0 | 0 | 0 | ||
6 | Ordinary Resolution to re-elect Roberto Quarta as a director. | For | None | 504 | 0 | 0 | 0 | ||
7 | Ordinary Resolution to re-elect Dr Jacques Aigrain as a director. | For | None | 504 | 0 | 0 | 0 | ||
8 | Ordinary Resolution to re-elect Tarek Farahat as a director. | For | None | 504 | 0 | 0 | 0 | ||
9 | Ordinary Resolution to re-elect Sir John Hood as a director. | For | None | 504 | 0 | 0 | 0 | ||
10 | Ordinary Resolution to re-elect Daniela Riccardi as a director. | For | None | 504 | 0 | 0 | 0 | ||
11 | Ordinary Resolution to re-elect Paul Richardson as a director. | For | None | 504 | 0 | 0 | 0 | ||
12 | Ordinary Resolution to re-elect Nicole Seligman as a director. | For | None | 504 | 0 | 0 | 0 | ||
13 | Ordinary Resolution to re-elect Sally Susman as a director. | For | None | 504 | 0 | 0 | 0 | ||
14 | Ordinary Resolution to re-elect Solomon Trujillo as a director. | For | None | 504 | 0 | 0 | 0 | ||
15 | Ordinary Resolution to re-appoint Deloitte LLP as auditors. | For | None | 504 | 0 | 0 | 0 | ||
16 | Ordinary Resolution to authorise the Audit Committee to determine the auditors' remuneration. | For | None | 504 | 0 | 0 | 0 | ||
17 | Ordinary Resolution to authorise the directors to allot relevant securities. | For | None | 504 | 0 | 0 | 0 | ||
18 | Special Resolution to authorise the Company to purchase its own shares. | For | None | 504 | 0 | 0 | 0 | ||
19 | Special Resolution to authorise the disapplication of pre- emption rights up to 5% of the issued share capital. | For | None | 504 | 0 | 0 | 0 | ||
TOYOTA MOTOR CORPORATION | |||||||||
Security: | 892331307 | Meeting Type: | Annual | ||||||
Ticker: | TM | Meeting Date: | 13-Jun-2019 | ||||||
ISIN | US8923313071 | Vote Deadline Date: | 05-Jun-2019 | ||||||
Agenda | 935037158 | Management | Total Ballot Shares: | 321146 | |||||
Last Vote Date: | 03-Jun-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Director: Takeshi Uchiyamada | None | None | 1378 | 0 | 0 | 0 | ||
2 | Election of Director: Shigeru Hayakawa | None | None | 1378 | 0 | 0 | 0 | ||
3 | Election of Director: Akio Toyoda | None | None | 1378 | 0 | 0 | 0 | ||
4 | Election of Director: Koji Kobayashi | None | None | 1378 | 0 | 0 | 0 | ||
5 | Election of Director: Didier Leroy | None | None | 1378 | 0 | 0 | 0 | ||
6 | Election of Director: Shigeki Terashi | None | None | 1378 | 0 | 0 | 0 | ||
7 | Election of Director: Ikuro Sugawara | None | None | 1378 | 0 | 0 | 0 | ||
8 | Election of Director: Sir Philip Craven | None | None | 1378 | 0 | 0 | 0 | ||
9 | Election of Director: Teiko Kudo | None | None | 1378 | 0 | 0 | 0 | ||
10 | Election of Audit & Supervisory Board Member: Haruhiko Kato | None | None | 1378 | 0 | 0 | 0 | ||
11 | Election of Audit & Supervisory Board Member: Katsuyuki Ogura | None | None | 1378 | 0 | 0 | 0 | ||
12 | Election of Audit & Supervisory Board Member: Yoko Wake | None | None | 1378 | 0 | 0 | 0 | ||
13 | Election of Audit & Supervisory Board Member: Hiroshi Ozu | None | None | 1378 | 0 | 0 | 0 | ||
14 | Election of Substitute Audit & Supervisory Board Member: Ryuji Sakai | None | None | 1378 | 0 | 0 | 0 | ||
15 | Determination of Compensation for Granting Restricted Shares to Members of the Board of Directors (excluding Outside Members of the Board of Directors) and Revision of the Amount of Compensation Payable to Members of the Board of Directors | None | None | 1378 | 0 | 0 | 0 | ||
NXP SEMICONDUCTORS NV. | |||||||||
Security: | N6596X109 | Meeting Type: | Annual | ||||||
Ticker: | NXPI | Meeting Date: | 17-Jun-2019 | ||||||
ISIN | NL0009538784 | Vote Deadline Date: | 14-Jun-2019 | ||||||
Agenda | 935037425 | Management | Total Ballot Shares: | 71446 | |||||
Last Vote Date: | 25-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Adoption of the 2018 statutory annual accounts | For | None | 544 | 0 | 0 | 0 | ||
2 | Granting discharge to the executive member and non-executive members of the Board of Directors for their responsibilities in the financial year 2018 | For | None | 544 | 0 | 0 | 0 | ||
3 | Proposal to re-appoint Mr. Richard L Clemmer as executive director | For | None | 544 | 0 | 0 | 0 | ||
4 | Proposal to re-appoint Sir Peter Bonfield as non- executive director | For | None | 544 | 0 | 0 | 0 | ||
5 | Proposal to re-appoint Mr. Kenneth A. Goldman as non-executive director | For | None | 544 | 0 | 0 | 0 | ||
6 | Proposal to re-appoint Mr. Josef Kaeser as non- executive director | For | None | 544 | 0 | 0 | 0 | ||
7 | Proposal to appoint Mrs. Lena Olving as non- executive director | For | None | 544 | 0 | 0 | 0 | ||
8 | Proposal to re-appoint Mr. Peter Smitham as non- executive director | For | None | 544 | 0 | 0 | 0 | ||
9 | Proposal to re-appoint Ms. Julie Southern as non- executive director | For | None | 544 | 0 | 0 | 0 | ||
10 | Proposal to appoint Mrs. Jasmin Staiblin as non- executive director | For | None | 544 | 0 | 0 | 0 | ||
11 | Proposal to re-appoint Mr. Gregory Summe as non-executive director | For | None | 544 | 0 | 0 | 0 | ||
12 | Proposal to appoint Mr. Karl-Henrik Sundström as non-executive director | For | None | 544 | 0 | 0 | 0 | ||
13 | Authorization of the Board of Directors to issue shares or grant rights to acquire shares | For | None | 544 | 0 | 0 | 0 | ||
14 | Authorization of the Board of Directors to restrict or exclude pre-emption rights | For | None | 544 | 0 | 0 | 0 | ||
15 | Approval of the NXP 2019 omnibus incentive plan (the "Plan") and approval of the number of shares and rights to acquire shares for award under the Plan | For | None | 544 | 0 | 0 | 0 | ||
16 | Authorization of the Board of Directors to repurchase shares in the Company's capital | For | None | 544 | 0 | 0 | 0 | ||
17 | Authorization of the Board of Directors to cancel ordinary shares held or to be acquired by the Company | For | None | 544 | 0 | 0 | 0 | ||
18 | Proposal to re-appoint KPMG Accountants N.V. as the Company's external auditor for fiscal year 2019 | For | None | 544 | 0 | 0 | 0 | ||
SONY CORPORATION | |||||||||
Security: | 835699307 | Meeting Type: | Annual | ||||||
Ticker: | SNE | Meeting Date: | 18-Jun-2019 | ||||||
ISIN | US8356993076 | Vote Deadline Date: | 11-Jun-2019 | ||||||
Agenda | 935025189 | Management | Total Ballot Shares: | 417377 | |||||
Last Vote Date: | 23-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Director: Kenichiro Yoshida | For | None | 1709 | 0 | 0 | 0 | ||
2 | Election of Director: Hiroki Totoki | For | None | 1709 | 0 | 0 | 0 | ||
3 | Election of Director: Shuzo Sumi | For | None | 1709 | 0 | 0 | 0 | ||
4 | Election of Director: Tim Schaaff | For | None | 1709 | 0 | 0 | 0 | ||
5 | Election of Director: Kazuo Matsunaga | For | None | 1709 | 0 | 0 | 0 | ||
6 | Election of Director: Koichi Miyata | For | None | 1709 | 0 | 0 | 0 | ||
7 | Election of Director: John V. Roos | For | None | 1709 | 0 | 0 | 0 | ||
8 | Election of Director: Eriko Sakurai | For | None | 1709 | 0 | 0 | 0 | ||
9 | Election of Director: Kunihito Minakawa | For | None | 1709 | 0 | 0 | 0 | ||
10 | Election of Director: Toshiko Oka | For | None | 1709 | 0 | 0 | 0 | ||
11 | Election of Director: Sakie Akiyama | For | None | 1709 | 0 | 0 | 0 | ||
12 | Election of Director: Wendy Becker | For | None | 1709 | 0 | 0 | 0 | ||
13 | Election of Director: Yoshihiko Hatanaka | For | None | 1709 | 0 | 0 | 0 | ||
14 | To issue Stock Acquisition Rights for the purpose of granting stock options. | For | None | 1709 | 0 | 0 | 0 | ||
HONDA MOTOR CO., LTD. | |||||||||
Security: | 438128308 | Meeting Type: | Annual | ||||||
Ticker: | HMC | Meeting Date: | 19-Jun-2019 | ||||||
ISIN | US4381283088 | Vote Deadline Date: | 12-Jun-2019 | ||||||
Agenda | 935043909 | Management | Total Ballot Shares: | 1017784 | |||||
Last Vote Date: | 01-Jun-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Director: Toshiaki Mikoshiba (Excluding Directors Who are Audit and Supervisory Committee Member) | For | None | 2137 | 0 | 0 | 0 | ||
2 | Election of Director: Takahiro Hachigo (Excluding Directors Who are Audit and Supervisory Committee Member) | For | None | 2137 | 0 | 0 | 0 | ||
3 | Election of Director: Seiji Kuraishi (Excluding Directors Who are Audit and Supervisory Committee Member) | For | None | 2137 | 0 | 0 | 0 | ||
4 | Election of Director: Yoshi Yamane (Excluding Directors Who are Audit and Supervisory Committee Member) | For | None | 2137 | 0 | 0 | 0 | ||
5 | Election of Director: Kohei Takeuchi (Excluding Directors Who are Audit and Supervisory Committee Member) | For | None | 2137 | 0 | 0 | 0 | ||
6 | Election of Director: Motoki Ozaki (Excluding Directors Who are Audit and Supervisory Committee Member) | For | None | 2137 | 0 | 0 | 0 | ||
7 | Election of Director: Hiroko Koide (Excluding Directors Who are Audit and Supervisory Committee Member) | For | None | 2137 | 0 | 0 | 0 | ||
8 | Election of Director: Takanobu Ito (Excluding Directors Who are Audit and Supervisory Committee Member) | For | None | 2137 | 0 | 0 | 0 | ||
9 | Election of Director: Masahiro Yoshida (Who are Audit and Supervisory Committee Member) | For | None | 2137 | 0 | 0 | 0 | ||
10 | Election of Director: Masafumi Suzuki (Who are Audit and Supervisory Committee Member) | For | None | 2137 | 0 | 0 | 0 | ||
11 | Election of Director: Hideo Takaura (Who are Audit and Supervisory Committee Member) | For | None | 2137 | 0 | 0 | 0 | ||
12 | Election of Director: Mayumi Tamura (Who are Audit and Supervisory Committee Member) | For | None | 2137 | 0 | 0 | 0 | ||
13 | Election of Director: Kunihiko Sakai (Who are Audit and Supervisory Committee Member) | For | None | 2137 | 0 | 0 | 0 | ||
EISAI CO., LTD. | |||||||||
Security: | 282579309 | Meeting Type: | Annual | ||||||
Ticker: | ESALY | Meeting Date: | 20-Jun-2019 | ||||||
ISIN | US2825793092 | Vote Deadline Date: | 13-Jun-2019 | ||||||
Agenda | 935036752 | Management | Total Ballot Shares: | 30699 | |||||
Last Vote Date: | 25-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Director: Haruo Naito | For | None | 193 | 0 | 0 | 0 | ||
2 | Election of Director: Yasuhiko Katoh | For | None | 193 | 0 | 0 | 0 | ||
3 | Election of Director: Hirokazu Kanai | For | None | 193 | 0 | 0 | 0 | ||
4 | Election of Director: Tamaki Kakizaki | For | None | 193 | 0 | 0 | 0 | ||
5 | Election of Director: Daiken Tsunoda | For | None | 193 | 0 | 0 | 0 | ||
6 | Election of Director: Bruce Aronson | For | None | 193 | 0 | 0 | 0 | ||
7 | Election of Director: Yutaka Tsuchiya | For | None | 193 | 0 | 0 | 0 | ||
8 | Election of Director: Shuzo Kaihori | For | None | 193 | 0 | 0 | 0 | ||
9 | Election of Director: Ryuichi Murata | For | None | 193 | 0 | 0 | 0 | ||
10 | Election of Director: Hideyo Uchiyama | For | None | 193 | 0 | 0 | 0 | ||
11 | Election of Director: Hideki Hayashi | For | None | 193 | 0 | 0 | 0 | ||
CHUNGHWA TELECOM CO. LTD. | |||||||||
Security: | 17133Q502 | Meeting Type: | Annual | ||||||
Ticker: | CHT | Meeting Date: | 21-Jun-2019 | ||||||
ISIN | US17133Q5027 | Vote Deadline Date: | 13-Jun-2019 | ||||||
Agenda | 935032336 | Management | Total Ballot Shares: | 884256 | |||||
Last Vote Date: | 04-Jun-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Ratification of 2018 business report and financial statements. | For | Abstain | 3304 | 0 | 0 | 0 | ||
2 | Ratification of 2018 earnings distribution proposal. | For | Abstain | 3304 | 0 | 0 | 0 | ||
3 | The amendment to the Articles of Incorporation. | For | Abstain | 3304 | 0 | 0 | 0 | ||
4 | The amendment to the "Procedures for Acquisition and Disposal of Assets". | For | Abstain | 3304 | 0 | 0 | 0 | ||
5 | The amendment to the "Operational Procedures for Loaning Funds to Others". | For | Abstain | 3304 | 0 | 0 | 0 | ||
6 | The amendment to the "Operational Procedures for Endorsements and Guarantees". | For | Abstain | 3304 | 0 | 0 | 0 | ||
7 | DIRECTOR | For | For | ||||||
1 | Chi-Mau Sheih* | 3304 | 0 | 0 | 0 | ||||
2 | Shui-Yi Kuo* | 3304 | 0 | 0 | 0 | ||||
3 | Yu-Lin Huang* | 3304 | 0 | 0 | 0 | ||||
4 | Shin-Yi Chang* | 3304 | 0 | 0 | 0 | ||||
5 | Ho-Ting Huang* | 3304 | 0 | 0 | 0 | ||||
6 | Sin-Horng Chen* | 3304 | 0 | 0 | 0 | ||||
7 | Hung-Yi Hsiao* | 3304 | 0 | 0 | 0 | ||||
8 | Chin Tsai Pan* | 3304 | 0 | 0 | 0 | ||||
9 | Lo-Yu Yen# | 3304 | 0 | 0 | 0 | ||||
10 | JenRan Chen# | 3304 | 0 | 0 | 0 | ||||
11 | Yu-Fen Lin# | 3304 | 0 | 0 | 0 | ||||
12 | Chung-Chin Lu# | 3304 | 0 | 0 | 0 | ||||
13 | Yi-Chin Tu# | 3304 | 0 | 0 | 0 | ||||
8 | Release of restrictions on competitive activities on the 9th term of directors: Lo-Yu Yen (Independent Director), JenRan Chen (Independent Director), Yu-Fen Lin (Independent Director), Shin-Yi Chang (Representative of MOTC). | For | Abstain | 3304 | 0 | 0 | 0 | ||
INFOSYS LIMITED | |||||||||
Security: | 456788108 | Meeting Type: | Annual | ||||||
Ticker: | INFY | Meeting Date: | 22-Jun-2019 | ||||||
ISIN | US4567881085 | Vote Deadline Date: | 12-Jun-2019 | ||||||
Agenda | 935040496 | Management | Total Ballot Shares: | 3099076 | |||||
Last Vote Date: | 30-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Adoption of financial statements | For | None | 9790 | 0 | 0 | 0 | ||
2 | Declaration of dividend | For | None | 9790 | 0 | 0 | 0 | ||
3 | Appointment of Nandan M. Nilekani as a director liable to retire by rotation | For | None | 9790 | 0 | 0 | 0 | ||
4 | Approval of the Infosys Expanded Stock Ownership Program - 2019 ("the 2019 Plan") and grant of stock incentives to the eligible employees of the Company under the 2019 Plan | For | None | 9790 | 0 | 0 | 0 | ||
5 | Approval of the Infosys Expanded Stock Ownership Program - 2019 ("the 2019 Plan") and grant of stock incentives to the eligible employees of the Company's subsidiaries under the 2019 Plan | For | None | 9790 | 0 | 0 | 0 | ||
6 | Approval for secondary acquisition of shares of the Company by the Infosys Expanded Stock Ownership Trust for the implementation of the Infosys Expanded Stock Ownership Program - 2019 ("the 2019 Plan") | For | None | 9790 | 0 | 0 | 0 | ||
7 | Approval of grant of Stock Incentives to Salil Parekh, Chief Executive Officer and Managing Director (CEO & MD), under the Infosys Expanded Stock Ownership Program - 2019 ("the 2019 Plan") | For | None | 9790 | 0 | 0 | 0 | ||
8 | Approval for changing the terms of the appointment of Salil Parekh, Chief Executive Officer and Managing Director (CEO & MD) | For | None | 9790 | 0 | 0 | 0 | ||
9 | Approval of grant of Stock Incentives to U.B. Pravin Rao, Chief Operating Officer (COO) and Whole-time Director, under the Infosys Expanded Stock Ownership Program - 2019 ("the 2019 Plan") | For | None | 9790 | 0 | 0 | 0 | ||
NIPPON TELEGRAPH & TELEPHONE CORPORATION | |||||||||
Security: | 654624105 | Meeting Type: | Annual | ||||||
Ticker: | NTTYY | Meeting Date: | 25-Jun-2019 | ||||||
ISIN | US6546241059 | Vote Deadline Date: | 18-Jun-2019 | ||||||
Agenda | 935035483 | Management | Total Ballot Shares: | 883025 | |||||
Last Vote Date: | 23-May-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Distribution of Earned Surplus. | For | None | 492 | 0 | 0 | 0 | ||
2 | Election of Member of the Board: Atsuko Oka | For | None | 492 | 0 | 0 | 0 | ||
3 | Election of Member of the Board: Ken Sakamura | For | None | 492 | 0 | 0 | 0 | ||
4 | Election of Member of the Board: Keiko Takegawa | For | None | 492 | 0 | 0 | 0 | ||
5 | Election of Audit & Supervisory Board Member: Akiko Ide | For | None | 492 | 0 | 0 | 0 | ||
6 | Election of Audit & Supervisory Board Member: Takao Maezawa | For | None | 492 | 0 | 0 | 0 | ||
7 | Election of Audit & Supervisory Board Member: Takashi Iida | For | None | 492 | 0 | 0 | 0 | ||
8 | Election of Audit & Supervisory Board Member: Hideki Kanda | For | None | 492 | 0 | 0 | 0 | ||
9 | Election of Audit & Supervisory Board Member: Kaoru Kashima | For | None | 492 | 0 | 0 | 0 | ||
10 | Removal of Director Akira Shimada (Shareholder Proposal) | Against | None | 0 | 492 | 0 | 0 | ||
ASE TECHNOLOGY HOLDING CO. LTD. | |||||||||
Security: | 00215W100 | Meeting Type: | Annual | ||||||
Ticker: | ASX | Meeting Date: | 27-Jun-2019 | ||||||
ISIN | US00215W1009 | Vote Deadline Date: | 20-Jun-2019 | ||||||
Agenda | 935040460 | Management | Total Ballot Shares: | 1531844 | |||||
Last Vote Date: | 08-Jun-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Matters for Ratification: Ratification of ASEH's 2018 business report and Financial Statements. | For | None | 6033 | 0 | 0 | 0 | ||
2 | Matters for Ratification: Ratification of 2018 profits distribution proposal. | For | None | 6033 | 0 | 0 | 0 | ||
3 | Matters for Discussion: Discussion of domestic cash increase by issuing common shares. | For | None | 6033 | 0 | 0 | 0 | ||
4 | Matters for Discussion: Discussion of revision of the "Procedures for Acquisition or Disposal of Assets". | For | None | 6033 | 0 | 0 | 0 | ||
5 | Matters for Discussion: Discussion of revision of the "Procedures for Lending Funds to Other Parties". | For | None | 6033 | 0 | 0 | 0 | ||
6 | Matters for Discussion: Discussion of revision of the "Procedures for Making Endorsements and Guarantees". | For | None | 6033 | 0 | 0 | 0 | ||
7 | Matters for Discussion: Discussion of revision of the "Articles of Incorporation". | For | None | 6033 | 0 | 0 | 0 | ||
8 | Matters for Discussion: Discussion of revision of the "Rules Governing the Election of Directors". | For | None | 6033 | 0 | 0 | 0 | ||
MITSUBISHI UFJ FINANCIAL GROUP, INC. | |||||||||
Security: | 606822104 | Meeting Type: | Annual | ||||||
Ticker: | MUFG | Meeting Date: | 27-Jun-2019 | ||||||
ISIN | US6068221042 | Vote Deadline Date: | 20-Jun-2019 | ||||||
Agenda | 935047363 | Management | Total Ballot Shares: | 2982447 | |||||
Last Vote Date: | 06-Jun-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Appropriation of Surplus | None | None | 16015 | 0 | 0 | 0 | ||
2 | Election of Director: Mariko Fujii | None | None | 16015 | 0 | 0 | 0 | ||
3 | Election of Director: Kaoru Kato | None | None | 16015 | 0 | 0 | 0 | ||
4 | Election of Director: Haruka Matsuyama | None | None | 16015 | 0 | 0 | 0 | ||
5 | Election of Director: Toby S. Myerson | None | None | 16015 | 0 | 0 | 0 | ||
6 | Election of Director: Hirofumi Nomoto | None | None | 16015 | 0 | 0 | 0 | ||
7 | Election of Director: Tsutomu Okuda | None | None | 16015 | 0 | 0 | 0 | ||
8 | Election of Director: Yasushi Shingai | None | None | 16015 | 0 | 0 | 0 | ||
9 | Election of Director: Tarisa Watanagase | None | None | 16015 | 0 | 0 | 0 | ||
10 | Election of Director: Akira Yamate | None | None | 16015 | 0 | 0 | 0 | ||
11 | Election of Director: Tadashi Kuroda | None | None | 16015 | 0 | 0 | 0 | ||
12 | Election of Director: Junichi Okamoto | None | None | 16015 | 0 | 0 | 0 | ||
13 | Election of Director: Nobuyuki Hirano | None | None | 16015 | 0 | 0 | 0 | ||
14 | Election of Director: Mikio Ikegaya | None | None | 16015 | 0 | 0 | 0 | ||
15 | Election of Director: Saburo Araki | None | None | 16015 | 0 | 0 | 0 | ||
16 | Election of Director: Kanetsugu Mike | None | None | 16015 | 0 | 0 | 0 | ||
17 | Election of Director: Hironori Kamezawa | None | None | 16015 | 0 | 0 | 0 | ||
SUMITOMO MITSUI FINANCIAL GROUP, INC. | |||||||||
Security: | 86562M209 | Meeting Type: | Annual | ||||||
Ticker: | SMFG | Meeting Date: | 27-Jun-2019 | ||||||
ISIN | US86562M2098 | Vote Deadline Date: | 20-Jun-2019 | ||||||
Agenda | 935050550 | Management | Total Ballot Shares: | 2781926 | |||||
Last Vote Date: | 11-Jun-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Appropriation of Surplus | None | For | 10200 | 0 | 0 | 0 | ||
2 | Election of Director: Takeshi Kunibe | None | For | 10200 | 0 | 0 | 0 | ||
3 | Election of Director: Jun Ohta | None | For | 10200 | 0 | 0 | 0 | ||
4 | Election of Director: Makoto Takashima | None | For | 10200 | 0 | 0 | 0 | ||
5 | Election of Director: Haruyuki Nagata | None | For | 10200 | 0 | 0 | 0 | ||
6 | Election of Director: Toru Nakashima | None | For | 10200 | 0 | 0 | 0 | ||
7 | Election of Director: Atsuhiko Inoue | None | For | 10200 | 0 | 0 | 0 | ||
8 | Election of Director: Toru Mikami | None | For | 10200 | 0 | 0 | 0 | ||
9 | Election of Director: Tetsuya Kubo | None | For | 10200 | 0 | 0 | 0 | ||
10 | Election of Director: Masayuki Matsumoto | None | For | 10200 | 0 | 0 | 0 | ||
11 | Election of Director: Arthur M. Mitchell | None | For | 10200 | 0 | 0 | 0 | ||
12 | Election of Director: Shozo Yamazaki | None | For | 10200 | 0 | 0 | 0 | ||
13 | Election of Director: Masaharu Kohno | None | For | 10200 | 0 | 0 | 0 | ||
14 | Election of Director: Yoshinobu Tsutsui | None | For | 10200 | 0 | 0 | 0 | ||
15 | Election of Director: Katsuyoshi Shinbo | None | For | 10200 | 0 | 0 | 0 | ||
16 | Election of Director: Eriko Sakurai | None | For | 10200 | 0 | 0 | 0 | ||
TAKEDA PHARMACEUTICAL CO LTD | |||||||||
Security: | 874060205 | Meeting Type: | Annual | ||||||
Ticker: | TAK | Meeting Date: | 27-Jun-2019 | ||||||
ISIN | US8740602052 | Vote Deadline Date: | 19-Jun-2019 | ||||||
Agenda | 935047351 | Management | Total Ballot Shares: | 466610 | |||||
Last Vote Date: | 17-Jun-2019 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Appropriation of Surplus | None | None | 3840 | 0 | 0 | 0 | ||
2 | Election of Director who are not Audit and Supervisory Committee Member: Christophe Weber | None | None | 3840 | 0 | 0 | 0 | ||
3 | Election of Director who are not Audit and Supervisory Committee Member: Masato Iwasaki | None | None | 3840 | 0 | 0 | 0 | ||
4 | Election of Director who are not Audit and Supervisory Committee Member: Andrew Plump | None | None | 3840 | 0 | 0 | 0 | ||
5 | Election of Director who are not Audit and Supervisory Committee Member: Constantine Saroukos | None | None | 3840 | 0 | 0 | 0 | ||
6 | Election of Director who are not Audit and Supervisory Committee Member: Masahiro Sakane | None | None | 3840 | 0 | 0 | 0 | ||
7 | Election of Director who are not Audit and Supervisory Committee Member: Olivier Bohuon | None | None | 3840 | 0 | 0 | 0 | ||
8 | Election of Director who are not Audit and Supervisory Committee Member: Ian Clark | None | None | 3840 | 0 | 0 | 0 | ||
9 | Election of Director who are not Audit and Supervisory Committee Member: Yoshiaki Fujimori | None | None | 3840 | 0 | 0 | 0 | ||
10 | Election of Director who are not Audit and Supervisory Committee Member: Steven Gillis | None | None | 3840 | 0 | 0 | 0 | ||
11 | Election of Director who are not Audit and Supervisory Committee Member: Toshiyuki Shiga | None | None | 3840 | 0 | 0 | 0 | ||
12 | Election of Director who are not Audit and Supervisory Committee Member: Jean-Luc Butel | None | None | 3840 | 0 | 0 | 0 | ||
13 | Election of Director who are not Audit and Supervisory Committee Member: Shiro Kuniya | None | None | 3840 | 0 | 0 | 0 | ||
14 | Election of Director who are Audit and Supervisory Committee Member: Emiko Higashi | None | None | 3840 | 0 | 0 | 0 | ||
15 | Election of Director who are Audit and Supervisory Committee Member: Michel Orsinger | None | None | 3840 | 0 | 0 | 0 | ||
16 | Revisions Pertaining to the Amount and the Contents of Stock Compensation, etc. for Directors who are not Audit and Supervisory Committee Members | None | None | 3840 | 0 | 0 | 0 | ||
17 | Revisions Pertaining to the Contents of Stock Compensation, etc. for Directors who are Audit and Supervisory Committee Members | None | None | 3840 | 0 | 0 | 0 | ||
18 | Payment of Bonuses to Directors who are not Audit and Supervisory Committee Members | None | None | 3840 | 0 | 0 | 0 | ||
19 | Partial Amendment to the Articles of Incorporation (Individual disclosure of the directors' compensation) | None | None | 3840 | 0 | 0 | 0 | ||
20 | Partial Amendment to the Articles of Incorporation (Adoption of a clawback clause) | None | None | 3840 | 0 | 0 | 0 |
Driehaus Capital Management, LLC
Location ID | Location Name | Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Ballot Status | Shares Voted | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Vote Against Management |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wizz Air Holdings Plc | WIZZ | Jersey | G96871101 | Annual | 24-Jul-18 | 20-Jul-18 | Confirmed | 999 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wizz Air Holdings Plc | WIZZ | Jersey | G96871101 | Annual | 24-Jul-18 | 20-Jul-18 | Confirmed | 999 | Management | 2 | Approve Remuneration Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wizz Air Holdings Plc | WIZZ | Jersey | G96871101 | Annual | 24-Jul-18 | 20-Jul-18 | Confirmed | 999 | Management | 3 | Approve Remuneration Policy | For | Abstain | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wizz Air Holdings Plc | WIZZ | Jersey | G96871101 | Annual | 24-Jul-18 | 20-Jul-18 | Confirmed | 999 | Management | 4 | Re-elect William Franke as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wizz Air Holdings Plc | WIZZ | Jersey | G96871101 | Annual | 24-Jul-18 | 20-Jul-18 | Confirmed | 999 | Management | 5 | Re-elect Jozsef Varadi as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wizz Air Holdings Plc | WIZZ | Jersey | G96871101 | Annual | 24-Jul-18 | 20-Jul-18 | Confirmed | 999 | Management | 6 | Re-elect Thierry de Preux as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wizz Air Holdings Plc | WIZZ | Jersey | G96871101 | Annual | 24-Jul-18 | 20-Jul-18 | Confirmed | 999 | Management | 7 | Re-elect Thierry de Preux as Director (Independent Shareholder Vote) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wizz Air Holdings Plc | WIZZ | Jersey | G96871101 | Annual | 24-Jul-18 | 20-Jul-18 | Confirmed | 999 | Management | 8 | Re-elect Guido Demuynck as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wizz Air Holdings Plc | WIZZ | Jersey | G96871101 | Annual | 24-Jul-18 | 20-Jul-18 | Confirmed | 999 | Management | 9 | Re-elect Guido Demuynck as Director (Independent Shareholder Vote) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wizz Air Holdings Plc | WIZZ | Jersey | G96871101 | Annual | 24-Jul-18 | 20-Jul-18 | Confirmed | 999 | Management | 10 | Re-elect Simon Duffy as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wizz Air Holdings Plc | WIZZ | Jersey | G96871101 | Annual | 24-Jul-18 | 20-Jul-18 | Confirmed | 999 | Management | 11 | Re-elect Simon Duffy as Director (Independent Shareholder Vote) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wizz Air Holdings Plc | WIZZ | Jersey | G96871101 | Annual | 24-Jul-18 | 20-Jul-18 | Confirmed | 999 | Management | 12 | Re-elect Susan Hooper as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wizz Air Holdings Plc | WIZZ | Jersey | G96871101 | Annual | 24-Jul-18 | 20-Jul-18 | Confirmed | 999 | Management | 13 | Re-elect Susan Hooper as Director (Independent Shareholder Vote) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wizz Air Holdings Plc | WIZZ | Jersey | G96871101 | Annual | 24-Jul-18 | 20-Jul-18 | Confirmed | 999 | Management | 14 | Re-elect Stephen Johnson as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wizz Air Holdings Plc | WIZZ | Jersey | G96871101 | Annual | 24-Jul-18 | 20-Jul-18 | Confirmed | 999 | Management | 15 | Re-elect John McMahon as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wizz Air Holdings Plc | WIZZ | Jersey | G96871101 | Annual | 24-Jul-18 | 20-Jul-18 | Confirmed | 999 | Management | 16 | Re-elect John McMahon as Director (Independent Shareholder Vote) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wizz Air Holdings Plc | WIZZ | Jersey | G96871101 | Annual | 24-Jul-18 | 20-Jul-18 | Confirmed | 999 | Management | 17 | Re-elect John Wilson as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wizz Air Holdings Plc | WIZZ | Jersey | G96871101 | Annual | 24-Jul-18 | 20-Jul-18 | Confirmed | 999 | Management | 18 | Elect Barry Eccleston as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wizz Air Holdings Plc | WIZZ | Jersey | G96871101 | Annual | 24-Jul-18 | 20-Jul-18 | Confirmed | 999 | Management | 19 | Elect Barry Eccleston as Director (Independent Shareholder Vote) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wizz Air Holdings Plc | WIZZ | Jersey | G96871101 | Annual | 24-Jul-18 | 20-Jul-18 | Confirmed | 999 | Management | 20 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wizz Air Holdings Plc | WIZZ | Jersey | G96871101 | Annual | 24-Jul-18 | 20-Jul-18 | Confirmed | 999 | Management | 21 | Authorise Board and/or the Audit Committee to Fix Remuneration of Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wizz Air Holdings Plc | WIZZ | Jersey | G96871101 | Annual | 24-Jul-18 | 20-Jul-18 | Confirmed | 999 | Management | 22 | Authorise Issue of Equity with Pre-emptive Rights | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wizz Air Holdings Plc | WIZZ | Jersey | G96871101 | Annual | 24-Jul-18 | 20-Jul-18 | Confirmed | 999 | Management | 23 | Authorise Issue of Equity without Pre-emptive Rights | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wizz Air Holdings Plc | WIZZ | Jersey | G96871101 | Annual | 24-Jul-18 | 20-Jul-18 | Confirmed | 999 | Management | 24 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mexichem SAB de CV | MEXCHEM | Mexico | P57908132 | Special | 21-Aug-18 | 13-Aug-18 | Confirmed | 27,495 | Management | 1 | Approve Extraordinary Cash Dividends of USD 150 Million | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mexichem SAB de CV | MEXCHEM | Mexico | P57908132 | Special | 21-Aug-18 | 13-Aug-18 | Confirmed | 27,495 | Management | 2 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infosys Ltd. | 500209 | India | 456788108 | Special | 22-Aug-18 | 30-Jul-18 | Confirmed | 7,519 | Management | 1 | Increase Authorized Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infosys Ltd. | 500209 | India | 456788108 | Special | 22-Aug-18 | 30-Jul-18 | Confirmed | 7,519 | Management | 2 | Amend Memorandum of Association to Reflect Changes in Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infosys Ltd. | 500209 | India | 456788108 | Special | 22-Aug-18 | 30-Jul-18 | Confirmed | 7,519 | Management | 3 | Approve Issuance of Bonus Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infosys Ltd. | 500209 | India | 456788108 | Special | 22-Aug-18 | 30-Jul-18 | Confirmed | 7,519 | Management | 4 | Elect Michael Gibbs as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Special | 24-Aug-18 | 30-Jul-18 | Confirmed | 3,514 | Management | 1 | Approve Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Special | 24-Aug-18 | 30-Jul-18 | Confirmed | 973 | Management | 1 | Approve Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Special | 24-Aug-18 | 30-Jul-18 | Confirmed | 46 | Management | 1 | Approve Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mr. Price Group Ltd. | MRP | South Africa | S5256M135 | Annual | 29-Aug-18 | 24-Aug-18 | Confirmed | 11,029 | Management | 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2018 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mr. Price Group Ltd. | MRP | South Africa | S5256M135 | Annual | 29-Aug-18 | 24-Aug-18 | Confirmed | 11,029 | Management | 2.1 | Re-elect Daisy Naidoo as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mr. Price Group Ltd. | MRP | South Africa | S5256M135 | Annual | 29-Aug-18 | 24-Aug-18 | Confirmed | 11,029 | Management | 2.2 | Re-elect Maud Motanyane-Welch as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mr. Price Group Ltd. | MRP | South Africa | S5256M135 | Annual | 29-Aug-18 | 24-Aug-18 | Confirmed | 11,029 | Management | 3 | Elect Brenda Niehaus as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mr. Price Group Ltd. | MRP | South Africa | S5256M135 | Annual | 29-Aug-18 | 24-Aug-18 | Confirmed | 11,029 | Management | 4 | Reappoint Ernst & Young Inc as Auditors of the Company with Vinodhan Pillay as the Designated Registered Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mr. Price Group Ltd. | MRP | South Africa | S5256M135 | Annual | 29-Aug-18 | 24-Aug-18 | Confirmed | 11,029 | Management | 5.1 | Re-elect Bobby Johnston as Member of the Audit and Compliance Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mr. Price Group Ltd. | MRP | South Africa | S5256M135 | Annual | 29-Aug-18 | 24-Aug-18 | Confirmed | 11,029 | Management | 5.2 | Re-elect Daisy Naidoo as Member of the Audit and Compliance Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mr. Price Group Ltd. | MRP | South Africa | S5256M135 | Annual | 29-Aug-18 | 24-Aug-18 | Confirmed | 11,029 | Management | 5.3 | Elect Mark Bowman as Member of the Audit and Compliance Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mr. Price Group Ltd. | MRP | South Africa | S5256M135 | Annual | 29-Aug-18 | 24-Aug-18 | Confirmed | 11,029 | Management | 6 | Approve Remuneration Policy | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mr. Price Group Ltd. | MRP | South Africa | S5256M135 | Annual | 29-Aug-18 | 24-Aug-18 | Confirmed | 11,029 | Management | 7 | Approve Remuneration Implementation Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mr. Price Group Ltd. | MRP | South Africa | S5256M135 | Annual | 29-Aug-18 | 24-Aug-18 | Confirmed | 11,029 | Management | 8 | Adopt the Social, Ethics, Transformation and Sustainability Committee Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mr. Price Group Ltd. | MRP | South Africa | S5256M135 | Annual | 29-Aug-18 | 24-Aug-18 | Confirmed | 11,029 | Management | 9 | Authorise Ratification of Approved Resolutions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mr. Price Group Ltd. | MRP | South Africa | S5256M135 | Annual | 29-Aug-18 | 24-Aug-18 | Confirmed | 11,029 | Management | 10 | Place Authorised but Unissued Shares under Control of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mr. Price Group Ltd. | MRP | South Africa | S5256M135 | Annual | 29-Aug-18 | 24-Aug-18 | Confirmed | 11,029 | Management | 11 | Amend Share Option Schemes' Exercise Periods | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mr. Price Group Ltd. | MRP | South Africa | S5256M135 | Annual | 29-Aug-18 | 24-Aug-18 | Confirmed | 11,029 | Management | 12 | Amend Share Option Schemes' Performance Conditions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mr. Price Group Ltd. | MRP | South Africa | S5256M135 | Annual | 29-Aug-18 | 24-Aug-18 | Confirmed | 11,029 | Management | 1.1 | Approve Fees of the Independent Non-executive Chairman | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mr. Price Group Ltd. | MRP | South Africa | S5256M135 | Annual | 29-Aug-18 | 24-Aug-18 | Confirmed | 11,029 | Management | 1.2 | Approve Fees of the Honorary Chairman | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mr. Price Group Ltd. | MRP | South Africa | S5256M135 | Annual | 29-Aug-18 | 24-Aug-18 | Confirmed | 11,029 | Management | 1.3 | Approve Fees of the Lead Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mr. Price Group Ltd. | MRP | South Africa | S5256M135 | Annual | 29-Aug-18 | 24-Aug-18 | Confirmed | 11,029 | Management | 1.4 | Approve Fees of the Non-Executive Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mr. Price Group Ltd. | MRP | South Africa | S5256M135 | Annual | 29-Aug-18 | 24-Aug-18 | Confirmed | 11,029 | Management | 1.5 | Approve Fees of the Audit and Compliance Committee Chairman | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mr. Price Group Ltd. | MRP | South Africa | S5256M135 | Annual | 29-Aug-18 | 24-Aug-18 | Confirmed | 11,029 | Management | 1.6 | Approve Fees of the Audit and Compliance Committee Members | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mr. Price Group Ltd. | MRP | South Africa | S5256M135 | Annual | 29-Aug-18 | 24-Aug-18 | Confirmed | 11,029 | Management | 1.7 | Approve Fees of the Remuneration and Nominations Committee Chairman | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mr. Price Group Ltd. | MRP | South Africa | S5256M135 | Annual | 29-Aug-18 | 24-Aug-18 | Confirmed | 11,029 | Management | 1.8 | Approve Fees of the Remuneration and Nominations Committee Members | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mr. Price Group Ltd. | MRP | South Africa | S5256M135 | Annual | 29-Aug-18 | 24-Aug-18 | Confirmed | 11,029 | Management | 1.9 | Approve Fees of the Social, Ethics, Transformation and Sustainability Committee Chairman | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mr. Price Group Ltd. | MRP | South Africa | S5256M135 | Annual | 29-Aug-18 | 24-Aug-18 | Confirmed | 11,029 | Management | 1.10 | Approve Fees of the Social, Ethics, Transformation and Sustainability Committee Members | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mr. Price Group Ltd. | MRP | South Africa | S5256M135 | Annual | 29-Aug-18 | 24-Aug-18 | Confirmed | 11,029 | Management | 1.11 | Approve Fees of the Risk and IT Committee Members | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mr. Price Group Ltd. | MRP | South Africa | S5256M135 | Annual | 29-Aug-18 | 24-Aug-18 | Confirmed | 11,029 | Management | 1.12 | Approve Fees of the Risk and IT Committee - IT Specialist | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mr. Price Group Ltd. | MRP | South Africa | S5256M135 | Annual | 29-Aug-18 | 24-Aug-18 | Confirmed | 11,029 | Management | 2 | Authorise Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mr. Price Group Ltd. | MRP | South Africa | S5256M135 | Annual | 29-Aug-18 | 24-Aug-18 | Confirmed | 11,029 | Management | 3 | Approve Financial Assistance to Related or Inter-related Companies | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Macquarie Korea Infrastructure Fund | 088980 | South Korea | Y53643105 | Special | 19-Sep-18 | 21-Aug-18 | Confirmed | 7,208 | Share Holder | 1 | Change of Corporate Director and Asset Manager | Against | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Special | 21-Sep-18 | Confirmed | 26,417 | Management | 1 | Amend Articles and Consolidate Bylaws | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Special | 21-Sep-18 | Confirmed | 26,417 | Management | 2 | Amend and Consolidate Internal Regulations of Board of Directors | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Special | 21-Sep-18 | Confirmed | 26,417 | Management | 3 | Approve Company's Participation in Eletrobras Auction | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Special | 28-Sep-18 | 04-Sep-18 | Confirmed | 1,148 | Management | 1 | Approve Interim Dividends for First Half Year of Fiscal 2018 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tatneft PJSC | TATN | Russia | 876629205 | Special | 28-Sep-18 | 31-Aug-18 | Confirmed | 1,630 | Management | 1 | Approve Interim Dividends for First Six Months of Fiscal 2018 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ALROSA PJSC | ALRS | Russia | X0085A109 | Special | 30-Sep-18 | 05-Sep-18 | Confirmed | 79,022 | Management | 1 | Approve Interim Dividends of RUB 5.93 per Share for First Six Months of Fiscal 2018 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | 51job, Inc. | JOBS | Cayman Islands | 316827104 | Annual | 09-Oct-18 | 13-Aug-18 | Confirmed | 1,047 | Management | 1 | Elect Junichi Arai as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | 51job, Inc. | JOBS | Cayman Islands | 316827104 | Annual | 09-Oct-18 | 13-Aug-18 | Confirmed | 1,047 | Management | 2 | Elect David K. Chao as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | 51job, Inc. | JOBS | Cayman Islands | 316827104 | Annual | 09-Oct-18 | 13-Aug-18 | Confirmed | 1,047 | Management | 3 | Elect Li-Lan Cheng as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | 51job, Inc. | JOBS | Cayman Islands | 316827104 | Annual | 09-Oct-18 | 13-Aug-18 | Confirmed | 1,047 | Management | 4 | Elect Eric He as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | 51job, Inc. | JOBS | Cayman Islands | 316827104 | Annual | 09-Oct-18 | 13-Aug-18 | Confirmed | 1,047 | Management | 5 | Elect Rick Yan as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ALROSA PJSC | ALRS | Russia | X0085A109 | Special | 22-Oct-18 | 30-Aug-18 | Confirmed | 49,722 | Share Holder | 1 | Approve Early Termination of Powers of Board of Directors | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ALROSA PJSC | ALRS | Russia | X0085A109 | Special | 22-Oct-18 | 30-Aug-18 | Confirmed | 49,722 | Share Holder | 2.1 | Elect Aleksandrov Nikolai Pavlovich as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ALROSA PJSC | ALRS | Russia | X0085A109 | Special | 22-Oct-18 | 30-Aug-18 | Confirmed | 49,722 | Share Holder | 2.2 | Elect Gordon Mariia Vladimirovna as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ALROSA PJSC | ALRS | Russia | X0085A109 | Special | 22-Oct-18 | 30-Aug-18 | Confirmed | 49,722 | Share Holder | 2.3 | Elect Grigoreva Evgeniia Vasilevna as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ALROSA PJSC | ALRS | Russia | X0085A109 | Special | 22-Oct-18 | 30-Aug-18 | Confirmed | 49,722 | Share Holder | 2.4 | Elect Dmitriev Kirill Aleksandrovich as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ALROSA PJSC | ALRS | Russia | X0085A109 | Special | 22-Oct-18 | 30-Aug-18 | Confirmed | 49,722 | Share Holder | 2.5 | Elect Elizarov Ilia Elizarovich as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ALROSA PJSC | ALRS | Russia | X0085A109 | Special | 22-Oct-18 | 30-Aug-18 | Confirmed | 49,722 | Share Holder | 2.6 | Elect Ivanov Sergei Sergeevich as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ALROSA PJSC | ALRS | Russia | X0085A109 | Special | 22-Oct-18 | 30-Aug-18 | Confirmed | 49,722 | Share Holder | 2.7 | Elect Konov Dmitrii Vladimirovich as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ALROSA PJSC | ALRS | Russia | X0085A109 | Special | 22-Oct-18 | 30-Aug-18 | Confirmed | 49,722 | Share Holder | 2.8 | Elect Makarova Galina Maratovna as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ALROSA PJSC | ALRS | Russia | X0085A109 | Special | 22-Oct-18 | 30-Aug-18 | Confirmed | 49,722 | Share Holder | 2.9 | Elect Mestnikov Sergei Vasilevich as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ALROSA PJSC | ALRS | Russia | X0085A109 | Special | 22-Oct-18 | 30-Aug-18 | Confirmed | 49,722 | Share Holder | 2.10 | Elect Moiseev Aleksei Vladimirovich as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ALROSA PJSC | ALRS | Russia | X0085A109 | Special | 22-Oct-18 | 30-Aug-18 | Confirmed | 49,722 | Share Holder | 2.11 | Elect Nikolaev Aisen Sergeevich as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ALROSA PJSC | ALRS | Russia | X0085A109 | Special | 22-Oct-18 | 30-Aug-18 | Confirmed | 49,722 | Share Holder | 2.12 | Elect Petukhov Leonid Gennadevich as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ALROSA PJSC | ALRS | Russia | X0085A109 | Special | 22-Oct-18 | 30-Aug-18 | Confirmed | 49,722 | Share Holder | 2.13 | Elect Siluanov Anton Germanovich as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ALROSA PJSC | ALRS | Russia | X0085A109 | Special | 22-Oct-18 | 30-Aug-18 | Confirmed | 49,722 | Share Holder | 2.14 | Elect Solodov Vladimir Viktorovich as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ALROSA PJSC | ALRS | Russia | X0085A109 | Special | 22-Oct-18 | 30-Aug-18 | Confirmed | 49,722 | Share Holder | 2.15 | Elect Fedorov Oleg Romanovich as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ALROSA PJSC | ALRS | Russia | X0085A109 | Special | 22-Oct-18 | 30-Aug-18 | Confirmed | 49,722 | Share Holder | 2.16 | Elect Chekunkov Aleksei Olegovich as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Petroleum & Chemical Corp. | 386 | China | Y15010104 | Special | 23-Oct-18 | 21-Sep-18 | Confirmed | 189,206 | Management | 1 | Elect Yu Baocai as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Petroleum & Chemical Corp. | 386 | China | Y15010104 | Special | 23-Oct-18 | 21-Sep-18 | Confirmed | 189,206 | Management | 2 | Approve Renewal of Continuing Connected Transactions for the Three Years Ending 31 December 2021, the Continuing Connected Transactions Fifth Supplemental Agreement and Related Transactions | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Ltd. | BABA | Cayman Islands | 01609W102 | Annual | 31-Oct-18 | 24-Aug-18 | Confirmed | 4,020 | Management | 1.1 | Elect Joseph C. Tsai as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Ltd. | BABA | Cayman Islands | 01609W102 | Annual | 31-Oct-18 | 24-Aug-18 | Confirmed | 4,020 | Management | 1.2 | Elect J. Michael Evans as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Ltd. | BABA | Cayman Islands | 01609W102 | Annual | 31-Oct-18 | 24-Aug-18 | Confirmed | 4,020 | Management | 1.3 | Elect Eric Xiandong Jing as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Ltd. | BABA | Cayman Islands | 01609W102 | Annual | 31-Oct-18 | 24-Aug-18 | Confirmed | 4,020 | Management | 1.4 | Elect Borje E. Ekholm as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Ltd. | BABA | Cayman Islands | 01609W102 | Annual | 31-Oct-18 | 24-Aug-18 | Confirmed | 4,020 | Management | 2 | Ratify PricewaterhouseCoopers as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 1 | Elect Zheng Fuqing as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 2 | Elect Fei Zhoulin as Director | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 3 | Elect Nout Wellink as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 4 | Elect Fred Zuliu Hu as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 5 | Elect Qu Qiang as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 6 | Approve the Payment Plan of Remuneration to Directors for 2017 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 7 | Approve the Payment Plan of Remuneration to Supervisors for 2017 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 8 | Approve Proposal to Issue Eligible Tier 2 Capital Instruments | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 10.01 | Approve Type of Preference Shares to be Issued in Relation to the Domestic Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 10.02 | Approve Number of Preference Shares to be Issued and Issue Size in Relation to the Domestic Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 10.03 | Approve Method of Issuance in Relation to the Domestic Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 10.04 | Approve Par Value and Issue Price in Relation to the Domestic Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 10.05 | Approve Maturity in Relation to the Domestic Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 10.06 | Approve Target Investors in Relation to the Domestic Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 10.07 | Approve Lock-Up Period in Relation to the Domestic Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 10.08 | Approve Terms of Distribution of Dividends in Relation to the Domestic Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 10.09 | Approve Terms of Mandatory Conversion in Relation to the Domestic Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 10.10 | Approve Terms of Conditional Redemption in Relation to the Domestic Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 10.11 | Approve Restrictions on Voting Rights in Relation to the Domestic Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 10.12 | Approve Restoration of Voting Rights in Relation to the Domestic Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 10.13 | Approve Order of Distribution of Residual Assets and Basis for Liquidation in Relation to the Domestic Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 10.14 | Approve Rating in Relation to the Domestic Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 10.15 | Approve Security in Relation to the Domestic Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 10.16 | Approve Use of Proceeds from the Issuance of the Domestic Preference Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 10.17 | Approve Transfer in Relation to the Domestic Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 10.18 | Approve Relationship between Domestic and Offshore Issuance in Relation to the Domestic Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 10.19 | Approve Validity Period of the Resolution in Respect of the Issuance of the Domestic Preference Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 10.20 | Approve The Application and Approval Procedures to be Completed for the Issuance in Relation to the Domestic Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 10.21 | Approve Matters Relating to Authorisation in Relation to the Domestic Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 11.01 | Approve Type of Preference Shares to be Issued in Relation to the Offshore Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 11.02 | Approve Number of Preference Shares to be Issued and Issue Size in Relation to the Offshore Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 11.03 | Approve Method of Issuance in Relation to the Offshore Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 11.04 | Approve Par Value and Issue Price in Relation to the Offshore Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 11.05 | Approve Maturity in Relation to the Offshore Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 11.06 | Approve Target Investors in Relation to the Offshore Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 11.07 | Approve Lock-Up Period in Relation to the Offshore Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 11.08 | Approve Terms of Distribution of Dividends in Relation to the Offshore Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 11.09 | Approve Terms of Mandatory Conversion in Relation to the Offshore Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 11.10 | Approve Terms of Conditional Redemption in Relation to the Offshore Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 11.11 | Approve Restrictions on Voting Rights in Relation to the Offshore Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 11.12 | Approve Restoration of Voting Rights in Relation to the Offshore Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 11.13 | Approve Order of Distribution of Residual Assets and Basis for Liquidation in Relation to the Offshore Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 11.14 | Approve Rating in Relation to the Offshore Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 11.15 | Approve Security in Relation to the Offshore Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 11.16 | Approve Use of Proceeds from the Issuance of the Offshore Preference Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 11.17 | Approve Transfer in Relation to the Offshore Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 11.18 | Approve Relationship Between Offshore and Domestic Issuance in Relation to the Offshore Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 11.19 | Approve Validity Period of the Resolution in Respect of the Issuance of the OffshorePreference Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 11.20 | Approve The Application and Approval Procedures to be Completed for the Issuance in Relation to the Offshore Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 11.21 | Approve Matters Relating to Authorization in Relation to the Offshore Preference Share Issuance Plan of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 12 | Approve Proposal on the Impact on Dilution of Immediate Returns of the Issuance of Preference Shares and the Remedial Measures of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Ltd. | 1398 | China | Y3990B112 | Special | 21-Nov-18 | 19-Oct-18 | Confirmed | 267,879 | Management | 13 | Approve Proposal on Formulating the Shareholder Return Plan for 2018 to 2020 of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mexichem SAB de CV | MEXCHEM | Mexico | P57908132 | Special | 26-Nov-18 | 15-Nov-18 | Confirmed | 27,495 | Management | 1 | Approve Cash Dividends of up to USD 168 Million | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mexichem SAB de CV | MEXCHEM | Mexico | P57908132 | Special | 26-Nov-18 | 15-Nov-18 | Confirmed | 27,495 | Management | 2 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FirstRand Ltd. | FSR | South Africa | S5202Z131 | Annual | 29-Nov-18 | 23-Nov-18 | Confirmed | 42,241 | Management | 1.1 | Re-elect Lulu Gwagwa as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FirstRand Ltd. | FSR | South Africa | S5202Z131 | Annual | 29-Nov-18 | 23-Nov-18 | Confirmed | 42,241 | Management | 1.2 | Re-elect Tandi Nzimande as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FirstRand Ltd. | FSR | South Africa | S5202Z131 | Annual | 29-Nov-18 | 23-Nov-18 | Confirmed | 42,241 | Management | 1.3 | Re-elect Ethel Matenge-Sebesho as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FirstRand Ltd. | FSR | South Africa | S5202Z131 | Annual | 29-Nov-18 | 23-Nov-18 | Confirmed | 42,241 | Management | 1.4 | Re-elect Paballo Makosholo as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FirstRand Ltd. | FSR | South Africa | S5202Z131 | Annual | 29-Nov-18 | 23-Nov-18 | Confirmed | 42,241 | Management | 1.5 | Elect Tom Winterboer as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FirstRand Ltd. | FSR | South Africa | S5202Z131 | Annual | 29-Nov-18 | 23-Nov-18 | Confirmed | 42,241 | Management | 1.6 | Elect Mary Vilakazi as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FirstRand Ltd. | FSR | South Africa | S5202Z131 | Annual | 29-Nov-18 | 23-Nov-18 | Confirmed | 42,241 | Management | 1.7 | Re-elect Jannie Durand as Alternate Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FirstRand Ltd. | FSR | South Africa | S5202Z131 | Annual | 29-Nov-18 | 23-Nov-18 | Confirmed | 42,241 | Management | 2.1 | Reappoint Deloitte & Touche as Auditors of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FirstRand Ltd. | FSR | South Africa | S5202Z131 | Annual | 29-Nov-18 | 23-Nov-18 | Confirmed | 42,241 | Management | 2.2 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FirstRand Ltd. | FSR | South Africa | S5202Z131 | Annual | 29-Nov-18 | 23-Nov-18 | Confirmed | 42,241 | Management | 3 | Place Authorised but Unissued Ordinary Shares under Control of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FirstRand Ltd. | FSR | South Africa | S5202Z131 | Annual | 29-Nov-18 | 23-Nov-18 | Confirmed | 42,241 | Management | 4 | Authorise Board to Issue Shares for Cash | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FirstRand Ltd. | FSR | South Africa | S5202Z131 | Annual | 29-Nov-18 | 23-Nov-18 | Confirmed | 42,241 | Management | 5 | Authorise Ratification of Approved Resolutions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FirstRand Ltd. | FSR | South Africa | S5202Z131 | Annual | 29-Nov-18 | 23-Nov-18 | Confirmed | 42,241 | Management | 1 | Approve Remuneration Policy | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FirstRand Ltd. | FSR | South Africa | S5202Z131 | Annual | 29-Nov-18 | 23-Nov-18 | Confirmed | 42,241 | Management | 2 | Approve Remuneration Implementation Report | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FirstRand Ltd. | FSR | South Africa | S5202Z131 | Annual | 29-Nov-18 | 23-Nov-18 | Confirmed | 42,241 | Management | 1 | Authorise Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FirstRand Ltd. | FSR | South Africa | S5202Z131 | Annual | 29-Nov-18 | 23-Nov-18 | Confirmed | 42,241 | Management | 2 | Approve Financial Assistance to Directors and Prescribed Officers as Employee Share Scheme Beneficiaries | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FirstRand Ltd. | FSR | South Africa | S5202Z131 | Annual | 29-Nov-18 | 23-Nov-18 | Confirmed | 42,241 | Management | 3 | Approve Financial Assistance to Related and Inter-related Entities | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FirstRand Ltd. | FSR | South Africa | S5202Z131 | Annual | 29-Nov-18 | 23-Nov-18 | Confirmed | 42,241 | Management | 4 | Approve Remuneration of Non-executive Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Special | 03-Dec-18 | 08-Nov-18 | Confirmed | 3,411 | Management | 1 | Approve Interim Dividends for First Nine Months of Fiscal 2018 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Special | 03-Dec-18 | 08-Nov-18 | Confirmed | 3,411 | Management | 2 | Approve Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Special | 03-Dec-18 | 08-Nov-18 | Confirmed | 3,411 | Management | 3 | Amend Charter | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Special | 03-Dec-18 | 08-Nov-18 | Confirmed | 973 | Management | 1 | Approve Interim Dividends for First Nine Months of Fiscal 2018 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Special | 03-Dec-18 | 08-Nov-18 | Confirmed | 973 | Management | 2 | Approve Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Special | 03-Dec-18 | 08-Nov-18 | Confirmed | 973 | Management | 3 | Amend Charter | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Special | 03-Dec-18 | Confirmed | 36,215 | Management | 1 | Approve Company's Participation in Companhia Estadual de Geracao e Transmissao de Energia Electrica - CEEE-GT Auction | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Co. of China Ltd. | 2318 | China | Y69790106 | Special | 14-Dec-18 | 13-Nov-18 | Confirmed | 68,079 | Management | 1.01 | Elect Ng Sing Yip as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Co. of China Ltd. | 2318 | China | Y69790106 | Special | 14-Dec-18 | 13-Nov-18 | Confirmed | 68,079 | Management | 1.02 | Elect Chu Yiyun as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Co. of China Ltd. | 2318 | China | Y69790106 | Special | 14-Dec-18 | 13-Nov-18 | Confirmed | 68,079 | Management | 1.03 | Elect Liu Hong as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Co. of China Ltd. | 2318 | China | Y69790106 | Special | 14-Dec-18 | 13-Nov-18 | Confirmed | 68,079 | Management | 2 | Approve the Implementation of the Long-term Service Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Co. of China Ltd. | 2318 | China | Y69790106 | Special | 14-Dec-18 | 13-Nov-18 | Confirmed | 68,079 | Management | 3 | Approve the Issuing of Debt Financing Instruments | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Co. of China Ltd. | 2318 | China | Y69790106 | Special | 14-Dec-18 | 13-Nov-18 | Confirmed | 68,079 | Management | 4 | Amend Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Co. of China Ltd. | 2318 | China | Y69790106 | Special | 14-Dec-18 | 13-Nov-18 | Confirmed | 68,079 | Management | 5 | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tatneft PJSC | TATN | Russia | 876629205 | Special | 21-Dec-18 | 26-Nov-18 | Confirmed | 1,929 | Management | 1 | Approve Interim Dividends for First Nine Months of Fiscal 2018 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Special | 03-Jan-19 | Confirmed | 33,220 | Management | 1 | Approve Acquisition of 100 Percent of the Shares of Sao Joao Transmissora de Energia SA and Sao Pedro Transmissora de Energia SA | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Special | 03-Jan-19 | Confirmed | 33,220 | Management | 2 | Approve Acquisition of 51 Percent of the Shares of Triangulo Mineiro Transmissora de Energia SA and Vale do Sao Bartolomeu Transmissora de Energia SA | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Supor Co., Ltd. | 002032 | China | Y98925103 | Special | 03-Jan-19 | 26-Dec-18 | Confirmed | 11,500 | Management | 1 | Elect Stanislas de GRAMONT as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Mandiri (Persero) Tbk | BMRI | Indonesia | Y7123S108 | Special | 07-Jan-19 | 13-Dec-18 | Confirmed | 376,583 | Share Holder | 1 | Approve Exposure and Evaluation of Third Semester Performance 2018 | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Mandiri (Persero) Tbk | BMRI | Indonesia | Y7123S108 | Special | 07-Jan-19 | 13-Dec-18 | Confirmed | 376,583 | Share Holder | 2 | Approve Changes in Board of Company | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Special | 18-Jan-19 | 26-Nov-18 | Confirmed | 1,148 | Management | 1 | Approve Early Termination of Powers of Board of Directors | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Special | 18-Jan-19 | 26-Nov-18 | Confirmed | 1,148 | Management | 2.1 | Elect Andrey Akimov as Director | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Special | 18-Jan-19 | 26-Nov-18 | Confirmed | 1,148 | Management | 2.2 | Elect Arnaud La Fall as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Special | 18-Jan-19 | 26-Nov-18 | Confirmed | 1,148 | Management | 2.3 | Elect Michael Borrell as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Special | 18-Jan-19 | 26-Nov-18 | Confirmed | 1,148 | Management | 2.4 | Elect Bergmann Burckhard as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Special | 18-Jan-19 | 26-Nov-18 | Confirmed | 1,148 | Management | 2.5 | Elect Robert Castaigne as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Special | 18-Jan-19 | 26-Nov-18 | Confirmed | 1,148 | Management | 2.6 | Elect Mikhelson Leonid as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Special | 18-Jan-19 | 26-Nov-18 | Confirmed | 1,148 | Management | 2.7 | Elect Natalenko Aleksandr as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Special | 18-Jan-19 | 26-Nov-18 | Confirmed | 1,148 | Management | 2.8 | Elect Orlov Viktor as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Special | 18-Jan-19 | 26-Nov-18 | Confirmed | 1,148 | Management | 2.9 | Elect Timchenko Gennady as Director | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Special | 23-Jan-19 | Confirmed | 14,017 | Management | 1 | Approve Long-Term Incentive Program: Stock Option Plan and Deferred Share Plan | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Special | 25-Jan-19 | Confirmed | 24,259 | Management | 1 | Ratify Exercise of Preemptive Rights and Approve Acquisition of Shares of Companhia Transirape de Transmissao, Companhia Transleste de Transmissao and Companhia Transudeste de Transmissao | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Clicks Group Ltd. | CLS | South Africa | S17249111 | Annual | 30-Jan-19 | 25-Jan-19 | Confirmed | 7,662 | Management | 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 August 2018 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Clicks Group Ltd. | CLS | South Africa | S17249111 | Annual | 30-Jan-19 | 25-Jan-19 | Confirmed | 7,662 | Management | 2 | Reappoint Ernst & Young Inc as Auditors of the Company with Anthony Cadman as the Individual Registered Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Clicks Group Ltd. | CLS | South Africa | S17249111 | Annual | 30-Jan-19 | 25-Jan-19 | Confirmed | 7,662 | Management | 3 | Re-elect Fatima Daniels as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Clicks Group Ltd. | CLS | South Africa | S17249111 | Annual | 30-Jan-19 | 25-Jan-19 | Confirmed | 7,662 | Management | 4 | Re-elect David Nurek as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Clicks Group Ltd. | CLS | South Africa | S17249111 | Annual | 30-Jan-19 | 25-Jan-19 | Confirmed | 7,662 | Management | 5 | Elect Vikesh Ramsunder as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Clicks Group Ltd. | CLS | South Africa | S17249111 | Annual | 30-Jan-19 | 25-Jan-19 | Confirmed | 7,662 | Management | 6.1 | Re-elect John Bester as Member of the Audit and Risk Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Clicks Group Ltd. | CLS | South Africa | S17249111 | Annual | 30-Jan-19 | 25-Jan-19 | Confirmed | 7,662 | Management | 6.2 | Re-elect Fatima Daniels as Member of the Audit and Risk Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Clicks Group Ltd. | CLS | South Africa | S17249111 | Annual | 30-Jan-19 | 25-Jan-19 | Confirmed | 7,662 | Management | 6.3 | Re-elect Nonkululeko Gobodo as Member of the Audit and Risk Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Clicks Group Ltd. | CLS | South Africa | S17249111 | Annual | 30-Jan-19 | 25-Jan-19 | Confirmed | 7,662 | Management | 7 | Approve Remuneration Policy | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Clicks Group Ltd. | CLS | South Africa | S17249111 | Annual | 30-Jan-19 | 25-Jan-19 | Confirmed | 7,662 | Management | 8 | Approve Remuneration Implementation Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Clicks Group Ltd. | CLS | South Africa | S17249111 | Annual | 30-Jan-19 | 25-Jan-19 | Confirmed | 7,662 | Management | 9 | Authorise Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Clicks Group Ltd. | CLS | South Africa | S17249111 | Annual | 30-Jan-19 | 25-Jan-19 | Confirmed | 7,662 | Management | 10 | Approve Directors' Fees | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Clicks Group Ltd. | CLS | South Africa | S17249111 | Annual | 30-Jan-19 | 25-Jan-19 | Confirmed | 7,662 | Management | 11 | Approve Financial Assistance to Related or Inter-related Company or Corporation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electro-Mechanics Co., Ltd. | 009150 | South Korea | Y7470U102 | Annual | 20-Mar-19 | 31-Dec-18 | Confirmed | 705 | Management | 1 | Approve Financial Statements and Allocation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electro-Mechanics Co., Ltd. | 009150 | South Korea | Y7470U102 | Annual | 20-Mar-19 | 31-Dec-18 | Confirmed | 705 | Management | 2 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electronics Co., Ltd. | 005930 | South Korea | Y74718100 | Annual | 20-Mar-19 | 31-Dec-18 | Confirmed | 16,612 | Management | 1 | Approve Financial Statements and Allocation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electronics Co., Ltd. | 005930 | South Korea | Y74718100 | Annual | 20-Mar-19 | 31-Dec-18 | Confirmed | 16,612 | Management | 2.1.1 | Elect Bahk Jae-wan as Outside Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electronics Co., Ltd. | 005930 | South Korea | Y74718100 | Annual | 20-Mar-19 | 31-Dec-18 | Confirmed | 16,612 | Management | 2.1.2 | Elect Kim Han-jo as Outside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electronics Co., Ltd. | 005930 | South Korea | Y74718100 | Annual | 20-Mar-19 | 31-Dec-18 | Confirmed | 16,612 | Management | 2.1.3 | Elect Ahn Curie as Outside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electronics Co., Ltd. | 005930 | South Korea | Y74718100 | Annual | 20-Mar-19 | 31-Dec-18 | Confirmed | 16,612 | Management | 2.2.1 | Elect Bahk Jae-wan as a Member of Audit Committee | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electronics Co., Ltd. | 005930 | South Korea | Y74718100 | Annual | 20-Mar-19 | 31-Dec-18 | Confirmed | 16,612 | Management | 2.2.2 | Elect Kim Han-jo as a Member of Audit Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electronics Co., Ltd. | 005930 | South Korea | Y74718100 | Annual | 20-Mar-19 | 31-Dec-18 | Confirmed | 16,612 | Management | 3 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung SDI Co., Ltd. | 006400 | South Korea | Y74866107 | Annual | 20-Mar-19 | 31-Dec-18 | Confirmed | 646 | Management | 1 | Approve Financial Statements and Allocation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung SDI Co., Ltd. | 006400 | South Korea | Y74866107 | Annual | 20-Mar-19 | 31-Dec-18 | Confirmed | 646 | Management | 2 | Elect Ahn Tae-hyeok as Inside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung SDI Co., Ltd. | 006400 | South Korea | Y74866107 | Annual | 20-Mar-19 | 31-Dec-18 | Confirmed | 646 | Management | 3 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung SDI Co., Ltd. | 006400 | South Korea | Y74866107 | Annual | 20-Mar-19 | 31-Dec-18 | Confirmed | 646 | Management | 4 | Amend Articles of Incorporation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abu Dhabi Commercial Bank | ADCB | United Arab Emirates | M0152Q104 | Annual | 21-Mar-19 | 20-Mar-19 | Confirmed | 72,560 | Management | 1 | Approve Board Report on Company Operations for FY 2018 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abu Dhabi Commercial Bank | ADCB | United Arab Emirates | M0152Q104 | Annual | 21-Mar-19 | 20-Mar-19 | Confirmed | 72,560 | Management | 2 | Approve Auditors' Report on Company Financial Statements for FY 2018 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abu Dhabi Commercial Bank | ADCB | United Arab Emirates | M0152Q104 | Annual | 21-Mar-19 | 20-Mar-19 | Confirmed | 72,560 | Management | 3 | Approve Shariah Supervisory Board Report for FY 2018 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abu Dhabi Commercial Bank | ADCB | United Arab Emirates | M0152Q104 | Annual | 21-Mar-19 | 20-Mar-19 | Confirmed | 72,560 | Management | 4 | Accept Financial Statements and Statutory Reports for FY 2018 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abu Dhabi Commercial Bank | ADCB | United Arab Emirates | M0152Q104 | Annual | 21-Mar-19 | 20-Mar-19 | Confirmed | 72,560 | Management | 5 | Elect Shariah Supervisory Board Members (Bundled) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abu Dhabi Commercial Bank | ADCB | United Arab Emirates | M0152Q104 | Annual | 21-Mar-19 | 20-Mar-19 | Confirmed | 72,560 | Management | 6 | Approve Dividends Representing 46 Percent of Share Capital for FY 2018 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abu Dhabi Commercial Bank | ADCB | United Arab Emirates | M0152Q104 | Annual | 21-Mar-19 | 20-Mar-19 | Confirmed | 72,560 | Management | 7 | Approve Remuneration of Directors for FY 2018 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abu Dhabi Commercial Bank | ADCB | United Arab Emirates | M0152Q104 | Annual | 21-Mar-19 | 20-Mar-19 | Confirmed | 72,560 | Management | 8 | Approve Discharge of Directors for FY 2018 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abu Dhabi Commercial Bank | ADCB | United Arab Emirates | M0152Q104 | Annual | 21-Mar-19 | 20-Mar-19 | Confirmed | 72,560 | Management | 9 | Approve Discharge of Auditors for FY 2018 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abu Dhabi Commercial Bank | ADCB | United Arab Emirates | M0152Q104 | Annual | 21-Mar-19 | 20-Mar-19 | Confirmed | 72,560 | Management | 10 | Elect Directors (Bundled) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abu Dhabi Commercial Bank | ADCB | United Arab Emirates | M0152Q104 | Annual | 21-Mar-19 | 20-Mar-19 | Confirmed | 72,560 | Management | 1 | Approve Merger by Absorption of Union National Bank by Abu Dhabi Commercial Bank | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abu Dhabi Commercial Bank | ADCB | United Arab Emirates | M0152Q104 | Annual | 21-Mar-19 | 20-Mar-19 | Confirmed | 72,560 | Management | 2 | Approve Merger Agreement Between Union National Bank and Abu Dhabi Commercial Bank | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abu Dhabi Commercial Bank | ADCB | United Arab Emirates | M0152Q104 | Annual | 21-Mar-19 | 20-Mar-19 | Confirmed | 72,560 | Management | 3.a | Increase Issued Capital from to AED 5.19 Billion to AED 6.83 Billion | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abu Dhabi Commercial Bank | ADCB | United Arab Emirates | M0152Q104 | Annual | 21-Mar-19 | 20-Mar-19 | Confirmed | 72,560 | Management | 3.b | Amend Article 6(1) of Bylaws to Reflect Changes in Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abu Dhabi Commercial Bank | ADCB | United Arab Emirates | M0152Q104 | Annual | 21-Mar-19 | 20-Mar-19 | Confirmed | 72,560 | Management | 3.c | Approve Amended Articles of Association Following Merger | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abu Dhabi Commercial Bank | ADCB | United Arab Emirates | M0152Q104 | Annual | 21-Mar-19 | 20-Mar-19 | Confirmed | 72,560 | Management | 4 | Elect Directors (Bundled) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abu Dhabi Commercial Bank | ADCB | United Arab Emirates | M0152Q104 | Annual | 21-Mar-19 | 20-Mar-19 | Confirmed | 72,560 | Management | 5 | Approve Issuance of Mandatory Convertible Bonds in Connection with Acquisition of Al Hilal Bank | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abu Dhabi Commercial Bank | ADCB | United Arab Emirates | M0152Q104 | Annual | 21-Mar-19 | 20-Mar-19 | Confirmed | 72,560 | Management | 6 | Ratify Deloitte as Auditors and Fix Their Remuneration for FY 2019 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abu Dhabi Commercial Bank | ADCB | United Arab Emirates | M0152Q104 | Annual | 21-Mar-19 | 20-Mar-19 | Confirmed | 72,560 | Management | 7 | Authorize Issuance of Tier Bonds or Trust Certificates up to USD 1 Billion | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abu Dhabi Commercial Bank | ADCB | United Arab Emirates | M0152Q104 | Annual | 21-Mar-19 | 20-Mar-19 | Confirmed | 72,560 | Management | 8 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 21-Mar-19 | 12-Mar-19 | Confirmed | 100,394 | Management | 1.a | Approve Board of Directors' Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 21-Mar-19 | 12-Mar-19 | Confirmed | 100,394 | Management | 1.b | Approve CEO's Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 21-Mar-19 | 12-Mar-19 | Confirmed | 100,394 | Management | 1.c | Approve Report of Audit and Corporate Practices Committees | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 21-Mar-19 | 12-Mar-19 | Confirmed | 100,394 | Management | 1.d | Approve Report on Adherence to Fiscal Obligations | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 21-Mar-19 | 12-Mar-19 | Confirmed | 100,394 | Management | 1.e | Approve Report Re: Employee Stock Purchase Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 21-Mar-19 | 12-Mar-19 | Confirmed | 100,394 | Management | 1.f | Approve Report on Share Repurchase Reserves | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 21-Mar-19 | 12-Mar-19 | Confirmed | 100,394 | Management | 2 | Approve Consolidated Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 21-Mar-19 | 12-Mar-19 | Confirmed | 100,394 | Management | 3 | Approve Allocation of Income and Dividends of MXN 1.75 Per Share | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 21-Mar-19 | 12-Mar-19 | Confirmed | 100,394 | Management | 4.a | Elect or Ratify Enrique Ostale as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 21-Mar-19 | 12-Mar-19 | Confirmed | 100,394 | Management | 4.b | Elect or Ratify Richard Mayfield as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 21-Mar-19 | 12-Mar-19 | Confirmed | 100,394 | Management | 4.c | Elect or Ratify Guilherme Loureiro as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 21-Mar-19 | 12-Mar-19 | Confirmed | 100,394 | Management | 4.d | Elect or Ratify Lori Flees as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 21-Mar-19 | 12-Mar-19 | Confirmed | 100,394 | Management | 4.e | Elect or Ratify Gisel Ruiz as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 21-Mar-19 | 12-Mar-19 | Confirmed | 100,394 | Management | 4.f | Elect or Ratify Kirsten Evans as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 21-Mar-19 | 12-Mar-19 | Confirmed | 100,394 | Management | 4.g | Elect or Ratify Adolfo Cerezo as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 21-Mar-19 | 12-Mar-19 | Confirmed | 100,394 | Management | 4.h | Elect or Ratify Blanca Treviño as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 21-Mar-19 | 12-Mar-19 | Confirmed | 100,394 | Management | 4.i | Elect or Ratify Roberto Newell as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 21-Mar-19 | 12-Mar-19 | Confirmed | 100,394 | Management | 4.j | Elect or Ratify Ernesto Cervera as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 21-Mar-19 | 12-Mar-19 | Confirmed | 100,394 | Management | 4.k | Elect or Ratify Eric Perez Grovas as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 21-Mar-19 | 12-Mar-19 | Confirmed | 100,394 | Management | 4.l | Approve Remuneration of Board Chairman | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 21-Mar-19 | 12-Mar-19 | Confirmed | 100,394 | Management | 4.m | Approve Remuneration of Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 21-Mar-19 | 12-Mar-19 | Confirmed | 100,394 | Management | 4.n | Approve Remuneration of Alternate Director | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 21-Mar-19 | 12-Mar-19 | Confirmed | 100,394 | Management | 4.o | Elect or Ratify Chairman of the Audit and Corporate Practices Committees and Approve Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 21-Mar-19 | 12-Mar-19 | Confirmed | 100,394 | Management | 4.p | Approve Remuneration of Director of Audit and Corporate Practices Committees | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 21-Mar-19 | 12-Mar-19 | Confirmed | 100,394 | Management | 5 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Macquarie Korea Infrastructure Fund | 088980 | South Korea | Y53643105 | Annual | 22-Mar-19 | 31-Dec-18 | Confirmed | 9,354 | Management | 1 | Elect Jeong Woo-young as Supervisory Board Member | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Macquarie Korea Infrastructure Fund | 088980 | South Korea | Y53643105 | Annual | 22-Mar-19 | 31-Dec-18 | Confirmed | 9,354 | Management | 2 | Elect Kim Hwa-jin as Supervisory Board Member | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | SK hynix, Inc. | 000660 | South Korea | Y8085F100 | Annual | 22-Mar-19 | 31-Dec-18 | Confirmed | 1,560 | Management | 1 | Approve Financial Statements and Allocation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | SK hynix, Inc. | 000660 | South Korea | Y8085F100 | Annual | 22-Mar-19 | 31-Dec-18 | Confirmed | 1,560 | Management | 2 | Amend Articles of Incorporation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | SK hynix, Inc. | 000660 | South Korea | Y8085F100 | Annual | 22-Mar-19 | 31-Dec-18 | Confirmed | 1,560 | Management | 3 | Elect Oh Jong-hoon as Inside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | SK hynix, Inc. | 000660 | South Korea | Y8085F100 | Annual | 22-Mar-19 | 31-Dec-18 | Confirmed | 1,560 | Management | 4 | Elect Ha Young-gu as Outside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | SK hynix, Inc. | 000660 | South Korea | Y8085F100 | Annual | 22-Mar-19 | 31-Dec-18 | Confirmed | 1,560 | Management | 5 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | SK hynix, Inc. | 000660 | South Korea | Y8085F100 | Annual | 22-Mar-19 | 31-Dec-18 | Confirmed | 1,560 | Management | 6 | Approve Stock Option Grants | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | SK hynix, Inc. | 000660 | South Korea | Y8085F100 | Annual | 22-Mar-19 | 31-Dec-18 | Confirmed | 1,560 | Management | 7 | Approve Stock Option Grants | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KB Financial Group, Inc. | 105560 | South Korea | Y46007103 | Annual | 27-Mar-19 | 31-Dec-18 | Confirmed | 5,138 | Management | 1 | Approve Financial Statements and Allocation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KB Financial Group, Inc. | 105560 | South Korea | Y46007103 | Annual | 27-Mar-19 | 31-Dec-18 | Confirmed | 5,138 | Management | 2 | Amend Articles of Incorporation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KB Financial Group, Inc. | 105560 | South Korea | Y46007103 | Annual | 27-Mar-19 | 31-Dec-18 | Confirmed | 5,138 | Management | 3.1 | Elect Yoo Suk-ryul as Outside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KB Financial Group, Inc. | 105560 | South Korea | Y46007103 | Annual | 27-Mar-19 | 31-Dec-18 | Confirmed | 5,138 | Management | 3.2 | Elect Stuart B. Solomon as Outside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KB Financial Group, Inc. | 105560 | South Korea | Y46007103 | Annual | 27-Mar-19 | 31-Dec-18 | Confirmed | 5,138 | Management | 3.3 | Elect Park Jae-ha as Outside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KB Financial Group, Inc. | 105560 | South Korea | Y46007103 | Annual | 27-Mar-19 | 31-Dec-18 | Confirmed | 5,138 | Management | 4 | Elect Kim Gyeong-ho as Outside Director to serve as an Audit Committee Member | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KB Financial Group, Inc. | 105560 | South Korea | Y46007103 | Annual | 27-Mar-19 | 31-Dec-18 | Confirmed | 5,138 | Management | 5.1 | Elect Sonu Suk-ho as a Member of Audit Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KB Financial Group, Inc. | 105560 | South Korea | Y46007103 | Annual | 27-Mar-19 | 31-Dec-18 | Confirmed | 5,138 | Management | 5.2 | Elect Jeong Kou-whan as a Member of Audit Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KB Financial Group, Inc. | 105560 | South Korea | Y46007103 | Annual | 27-Mar-19 | 31-Dec-18 | Confirmed | 5,138 | Management | 5.3 | Elect Park Jae-ha as a Member of Audit Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KB Financial Group, Inc. | 105560 | South Korea | Y46007103 | Annual | 27-Mar-19 | 31-Dec-18 | Confirmed | 5,138 | Management | 6 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | DOUZONE BIZON Co., Ltd. | 012510 | South Korea | Y2197R102 | Annual | 28-Mar-19 | 31-Dec-18 | Confirmed | 1,392 | Management | 1 | Approve Financial Statements and Allocation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | DOUZONE BIZON Co., Ltd. | 012510 | South Korea | Y2197R102 | Annual | 28-Mar-19 | 31-Dec-18 | Confirmed | 1,392 | Management | 2 | Amend Articles of Incorporation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | DOUZONE BIZON Co., Ltd. | 012510 | South Korea | Y2197R102 | Annual | 28-Mar-19 | 31-Dec-18 | Confirmed | 1,392 | Management | 3 | Elect Kim Jong-il as Inside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | DOUZONE BIZON Co., Ltd. | 012510 | South Korea | Y2197R102 | Annual | 28-Mar-19 | 31-Dec-18 | Confirmed | 1,392 | Management | 4 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | DOUZONE BIZON Co., Ltd. | 012510 | South Korea | Y2197R102 | Annual | 28-Mar-19 | 31-Dec-18 | Confirmed | 1,392 | Management | 5 | Authorize Board to Fix Remuneration of Internal Auditor(s) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Notre Dame Intermedica Participacoes SA | GNDI3 | Brazil | P7S227106 | Annual | 28-Mar-19 | Confirmed | 15,406 | Management | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Notre Dame Intermedica Participacoes SA | GNDI3 | Brazil | P7S227106 | Annual | 28-Mar-19 | Confirmed | 15,406 | Management | 2 | Approve Allocation of Income and Dividends | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Notre Dame Intermedica Participacoes SA | GNDI3 | Brazil | P7S227106 | Annual | 28-Mar-19 | Confirmed | 15,406 | Management | 3 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Notre Dame Intermedica Participacoes SA | GNDI3 | Brazil | P7S227106 | Annual | 28-Mar-19 | Confirmed | 15,406 | Management | 4 | As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Notre Dame Intermedica Participacoes SA | GNDI3 | Brazil | P7S227106 | Annual | 28-Mar-19 | Confirmed | 15,406 | Management | 5 | Elect Directors | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Notre Dame Intermedica Participacoes SA | GNDI3 | Brazil | P7S227106 | Annual | 28-Mar-19 | Confirmed | 15,406 | Management | 6 | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | None | Against | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Notre Dame Intermedica Participacoes SA | GNDI3 | Brazil | P7S227106 | Annual | 28-Mar-19 | Confirmed | 15,406 | Management | 7 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Notre Dame Intermedica Participacoes SA | GNDI3 | Brazil | P7S227106 | Annual | 28-Mar-19 | Confirmed | 15,406 | Management | 8.1 | Percentage of Votes to Be Assigned - Elect Christopher Riley Gordon as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Notre Dame Intermedica Participacoes SA | GNDI3 | Brazil | P7S227106 | Annual | 28-Mar-19 | Confirmed | 15,406 | Management | 8.2 | Percentage of Votes to Be Assigned - Elect T. Devin O'Reilly as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Notre Dame Intermedica Participacoes SA | GNDI3 | Brazil | P7S227106 | Annual | 28-Mar-19 | Confirmed | 15,406 | Management | 8.3 | Percentage of Votes to Be Assigned - Elect Wayne Scott de Veydt as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Notre Dame Intermedica Participacoes SA | GNDI3 | Brazil | P7S227106 | Annual | 28-Mar-19 | Confirmed | 15,406 | Management | 8.4 | Percentage of Votes to Be Assigned - Elect Michel David Freund as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Notre Dame Intermedica Participacoes SA | GNDI3 | Brazil | P7S227106 | Annual | 28-Mar-19 | Confirmed | 15,406 | Management | 8.5 | Percentage of Votes to Be Assigned - Elect Irlau Machado Filho as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Notre Dame Intermedica Participacoes SA | GNDI3 | Brazil | P7S227106 | Annual | 28-Mar-19 | Confirmed | 15,406 | Management | 8.6 | Percentage of Votes to Be Assigned - Elect Leonardo Porcincula Gomes Pereira as Independent Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Notre Dame Intermedica Participacoes SA | GNDI3 | Brazil | P7S227106 | Annual | 28-Mar-19 | Confirmed | 15,406 | Management | 8.7 | Percentage of Votes to Be Assigned - Elect Jose Luiz Teixeira Rossi as Independent Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Notre Dame Intermedica Participacoes SA | GNDI3 | Brazil | P7S227106 | Annual | 28-Mar-19 | Confirmed | 15,406 | Management | 9 | Approve Remuneration of Company's Management | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Notre Dame Intermedica Participacoes SA | GNDI3 | Brazil | P7S227106 | Annual | 28-Mar-19 | Confirmed | 15,406 | Management | 10 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Notre Dame Intermedica Participacoes SA | GNDI3 | Brazil | P7S227106 | Annual | 28-Mar-19 | Confirmed | 15,406 | Management | 11 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Notre Dame Intermedica Participacoes SA | GNDI3 | Brazil | P7S227106 | Special | 28-Mar-19 | Confirmed | 15,406 | Management | 1 | Ratify Election of Leonardo Porciuncula Gomes Pereira as Independent Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Notre Dame Intermedica Participacoes SA | GNDI3 | Brazil | P7S227106 | Special | 28-Mar-19 | Confirmed | 15,406 | Management | 2 | Approve Stock Option Plan | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Notre Dame Intermedica Participacoes SA | GNDI3 | Brazil | P7S227106 | Special | 28-Mar-19 | Confirmed | 15,406 | Management | 3 | Amend Article 5, 6 and 15 and Consolidate bylaws | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Notre Dame Intermedica Participacoes SA | GNDI3 | Brazil | P7S227106 | Special | 28-Mar-19 | Confirmed | 15,406 | Management | 4 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | S-Oil Corp. | 010950 | South Korea | Y80710109 | Annual | 28-Mar-19 | 31-Dec-18 | Confirmed | 820 | Management | 1 | Approve Financial Statements and Allocation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | S-Oil Corp. | 010950 | South Korea | Y80710109 | Annual | 28-Mar-19 | 31-Dec-18 | Confirmed | 820 | Management | 2 | Amend Articles of Incorporation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | S-Oil Corp. | 010950 | South Korea | Y80710109 | Annual | 28-Mar-19 | 31-Dec-18 | Confirmed | 820 | Management | 3.1 | Elect Othman Al-Ghamdi as Inside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | S-Oil Corp. | 010950 | South Korea | Y80710109 | Annual | 28-Mar-19 | 31-Dec-18 | Confirmed | 820 | Management | 3.2 | Elect A.M. Al-Judaimi as Non-Independent Non-Executive Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | S-Oil Corp. | 010950 | South Korea | Y80710109 | Annual | 28-Mar-19 | 31-Dec-18 | Confirmed | 820 | Management | 3.3 | Elect S.A. Al-Hadrami as Non-Independent Non-Executive Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | S-Oil Corp. | 010950 | South Korea | Y80710109 | Annual | 28-Mar-19 | 31-Dec-18 | Confirmed | 820 | Management | 3.4 | Elect S.M. Al-Hereagi as Non-Independent Non-Executive Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | S-Oil Corp. | 010950 | South Korea | Y80710109 | Annual | 28-Mar-19 | 31-Dec-18 | Confirmed | 820 | Management | 3.5 | Elect I.Q. Al-Buainain as Non-Independent Non-Executive Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | S-Oil Corp. | 010950 | South Korea | Y80710109 | Annual | 28-Mar-19 | 31-Dec-18 | Confirmed | 820 | Management | 3.6 | Elect Kim Cheol-su as Outside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | S-Oil Corp. | 010950 | South Korea | Y80710109 | Annual | 28-Mar-19 | 31-Dec-18 | Confirmed | 820 | Management | 3.7 | Elect Lee Seung-won as Outside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | S-Oil Corp. | 010950 | South Korea | Y80710109 | Annual | 28-Mar-19 | 31-Dec-18 | Confirmed | 820 | Management | 3.8 | Elect Hong Seok-woo as Outside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | S-Oil Corp. | 010950 | South Korea | Y80710109 | Annual | 28-Mar-19 | 31-Dec-18 | Confirmed | 820 | Management | 3.9 | Elect Hwang In-tae as Outside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | S-Oil Corp. | 010950 | South Korea | Y80710109 | Annual | 28-Mar-19 | 31-Dec-18 | Confirmed | 820 | Management | 3.10 | Elect Shin Mi-nam as Outside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | S-Oil Corp. | 010950 | South Korea | Y80710109 | Annual | 28-Mar-19 | 31-Dec-18 | Confirmed | 820 | Management | 3.11 | Elect Lee Janice Jungsoon as Outside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | S-Oil Corp. | 010950 | South Korea | Y80710109 | Annual | 28-Mar-19 | 31-Dec-18 | Confirmed | 820 | Management | 4.1 | Elect Lee Seung-won as a Member of Audit Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | S-Oil Corp. | 010950 | South Korea | Y80710109 | Annual | 28-Mar-19 | 31-Dec-18 | Confirmed | 820 | Management | 4.2 | Elect Hong Seok-woo as a Member of Audit Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | S-Oil Corp. | 010950 | South Korea | Y80710109 | Annual | 28-Mar-19 | 31-Dec-18 | Confirmed | 820 | Management | 4.3 | Elect Hwang In-tae as a Member of Audit Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | S-Oil Corp. | 010950 | South Korea | Y80710109 | Annual | 28-Mar-19 | 31-Dec-18 | Confirmed | 820 | Management | 4.4 | Elect Shin Mi-nam as a Member of Audit Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | S-Oil Corp. | 010950 | South Korea | Y80710109 | Annual | 28-Mar-19 | 31-Dec-18 | Confirmed | 820 | Management | 5 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Credicorp Ltd. | BAP | Bermuda | G2519Y108 | Annual | 29-Mar-19 | 06-Feb-19 | Confirmed | 1,133 | Management | 1 | Present 2018 Annual Report | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Credicorp Ltd. | BAP | Bermuda | G2519Y108 | Annual | 29-Mar-19 | 06-Feb-19 | Confirmed | 1,133 | Management | 2 | Approve Audited Consolidated Financial Statements of Credicorp and its Subsidiaries for FY 2018, Including External Auditors' Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Credicorp Ltd. | BAP | Bermuda | G2519Y108 | Annual | 29-Mar-19 | 06-Feb-19 | Confirmed | 1,133 | Management | 3 | Ratify PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Credicorp Ltd. | BAP | Bermuda | G2519Y108 | Annual | 29-Mar-19 | 06-Feb-19 | Confirmed | 1,133 | Management | 4 | Approve Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ORION Corp. (Korea) | 271560 | South Korea | Y6S90M128 | Annual | 29-Mar-19 | 31-Dec-18 | Confirmed | 1,041 | Management | 1 | Approve Financial Statements and Allocation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ORION Corp. (Korea) | 271560 | South Korea | Y6S90M128 | Annual | 29-Mar-19 | 31-Dec-18 | Confirmed | 1,041 | Management | 2.1 | Elect Kim Eun-ho as Outside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ORION Corp. (Korea) | 271560 | South Korea | Y6S90M128 | Annual | 29-Mar-19 | 31-Dec-18 | Confirmed | 1,041 | Management | 2.2 | Elect Kim Hong-il as Outside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ORION Corp. (Korea) | 271560 | South Korea | Y6S90M128 | Annual | 29-Mar-19 | 31-Dec-18 | Confirmed | 1,041 | Management | 3.1 | Elect Kim Eun-ho as a Member of Audit Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ORION Corp. (Korea) | 271560 | South Korea | Y6S90M128 | Annual | 29-Mar-19 | 31-Dec-18 | Confirmed | 1,041 | Management | 3.2 | Elect Kim Hong-il as a Member of Audit Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ORION Corp. (Korea) | 271560 | South Korea | Y6S90M128 | Annual | 29-Mar-19 | 31-Dec-18 | Confirmed | 1,041 | Management | 4 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ORION Corp. (Korea) | 271560 | South Korea | Y6S90M128 | Annual | 29-Mar-19 | 31-Dec-18 | Confirmed | 1,041 | Management | 5 | Amend Articles of Incorporation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Han's Laser Technology Industry Group Co., Ltd. | 002008 | China | Y3063F107 | Special | 10-Apr-19 | 04-Apr-19 | Confirmed | 9,600 | Management | 1 | Approve Determination of the Use of the Repurchased Company Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 10-Apr-19 | Confirmed | 7,978 | Management | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 10-Apr-19 | Confirmed | 7,978 | Management | 2 | Approve Allocation of Income and Dividends | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 10-Apr-19 | Confirmed | 7,978 | Management | 3 | Fix Number of Directors at Nine | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 10-Apr-19 | Confirmed | 7,978 | Management | 4 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 10-Apr-19 | Confirmed | 7,978 | Management | 5 | Elect Directors | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 10-Apr-19 | Confirmed | 7,978 | Management | 6 | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | None | Against | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 10-Apr-19 | Confirmed | 7,978 | Management | 7 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 10-Apr-19 | Confirmed | 7,978 | Management | 8.1 | Percentage of Votes to Be Assigned - Elect Antonio Carlos Pipponzi as Chairman and Eugenio De Zagottis as Vice Chairman | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 10-Apr-19 | Confirmed | 7,978 | Management | 8.2 | Percentage of Votes to Be Assigned - Elect Carlos Pires Oliveira Dias as Director and Jose Sampaio Correa Sobrinho as Alternate | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 10-Apr-19 | Confirmed | 7,978 | Management | 8.3 | Percentage of Votes to Be Assigned - Elect Cristiana Almeida Pipponzi as Director and Rosalia Pipponzi Raia De Almeida Prado as Alternate | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 10-Apr-19 | Confirmed | 7,978 | Management | 8.4 | Percentage of Votes to Be Assigned - Elect Plinio V. Musetti as Director and Cristiana Ribeiro Sobral Sarian as Alternate | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 10-Apr-19 | Confirmed | 7,978 | Management | 8.5 | Percentage of Votes to Be Assigned - Elect Paulo Sergio Coutinho Galvao Filho as Director and Antonio Carlos de Freitas as Alternate | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 10-Apr-19 | Confirmed | 7,978 | Management | 8.6 | Percentage of Votes to Be Assigned - Elect Renato Pires Oliveira Dias as Director and Maria Regina Camargo Pires R. do Valle as Alternate | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 10-Apr-19 | Confirmed | 7,978 | Management | 8.7 | Percentage of Votes to Be Assigned - Elect Jairo Eduardo Loureiro as Director and Marcelo Bertini de Rezende Barbosa as Alternate | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 10-Apr-19 | Confirmed | 7,978 | Management | 8.8 | Percentage of Votes to Be Assigned - Elect Marco Ambrogio Crespi Bonomi as Director and Antonio Sergio Almeida Braga as Alternate | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 10-Apr-19 | Confirmed | 7,978 | Management | 8.9 | Percentage of Votes to Be Assigned - Elect Marcelo Jose Ferreira e Silva as Director and Antonio Jose Barbosa Guimaraes as Alternate | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 10-Apr-19 | Confirmed | 7,978 | Share Holder | 9 | Elect Director Appointed by Minority Shareholder | None | Do Not Vote | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 10-Apr-19 | Confirmed | 7,978 | Management | 10 | Approve Remuneration of Company's Management | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 10-Apr-19 | Confirmed | 7,978 | Management | 11 | Fix Number of Fiscal Council Members at Three | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 10-Apr-19 | Confirmed | 7,978 | Management | 12 | Elect Fiscal Council Members | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 10-Apr-19 | Confirmed | 7,978 | Management | 13 | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | None | Against | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 10-Apr-19 | Confirmed | 7,978 | Share Holder | 14 | Elect Fiscal Council Member Appointed by Minority Shareholder | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 10-Apr-19 | Confirmed | 7,978 | Management | 15 | Approve Remuneration of Fiscal Council Members | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 10-Apr-19 | Confirmed | 7,978 | Management | 16 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Special | 10-Apr-19 | Confirmed | 7,978 | Management | 1 | Authorize Capitalization of Reserves | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Special | 10-Apr-19 | Confirmed | 7,978 | Management | 2 | Amend Article 4 to Reflect Changes in Capital | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Special | 10-Apr-19 | Confirmed | 7,978 | Management | 3 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Rio Tinto Plc | RIO | United Kingdom | G75754104 | Annual | 10-Apr-19 | 08-Apr-19 | Confirmed | 2,432 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Rio Tinto Plc | RIO | United Kingdom | G75754104 | Annual | 10-Apr-19 | 08-Apr-19 | Confirmed | 2,432 | Management | 2 | Approve Remuneration Report for UK Law Purposes | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Rio Tinto Plc | RIO | United Kingdom | G75754104 | Annual | 10-Apr-19 | 08-Apr-19 | Confirmed | 2,432 | Management | 3 | Approve Remuneration Report for Australian Law Purposes | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Rio Tinto Plc | RIO | United Kingdom | G75754104 | Annual | 10-Apr-19 | 08-Apr-19 | Confirmed | 2,432 | Management | 4 | Elect Moya Greene as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Rio Tinto Plc | RIO | United Kingdom | G75754104 | Annual | 10-Apr-19 | 08-Apr-19 | Confirmed | 2,432 | Management | 5 | Elect Simon McKeon as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Rio Tinto Plc | RIO | United Kingdom | G75754104 | Annual | 10-Apr-19 | 08-Apr-19 | Confirmed | 2,432 | Management | 6 | Elect Jakob Stausholm as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Rio Tinto Plc | RIO | United Kingdom | G75754104 | Annual | 10-Apr-19 | 08-Apr-19 | Confirmed | 2,432 | Management | 7 | Re-elect Megan Clark as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Rio Tinto Plc | RIO | United Kingdom | G75754104 | Annual | 10-Apr-19 | 08-Apr-19 | Confirmed | 2,432 | Management | 8 | Re-elect David Constable as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Rio Tinto Plc | RIO | United Kingdom | G75754104 | Annual | 10-Apr-19 | 08-Apr-19 | Confirmed | 2,432 | Management | 9 | Re-elect Simon Henry as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Rio Tinto Plc | RIO | United Kingdom | G75754104 | Annual | 10-Apr-19 | 08-Apr-19 | Confirmed | 2,432 | Management | 10 | Re-elect Jean-Sebastien Jacques as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Rio Tinto Plc | RIO | United Kingdom | G75754104 | Annual | 10-Apr-19 | 08-Apr-19 | Confirmed | 2,432 | Management | 11 | Re-elect Sam Laidlaw as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Rio Tinto Plc | RIO | United Kingdom | G75754104 | Annual | 10-Apr-19 | 08-Apr-19 | Confirmed | 2,432 | Management | 12 | Re-elect Michael L'Estrange as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Rio Tinto Plc | RIO | United Kingdom | G75754104 | Annual | 10-Apr-19 | 08-Apr-19 | Confirmed | 2,432 | Management | 13 | Re-elect Simon Thompson as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Rio Tinto Plc | RIO | United Kingdom | G75754104 | Annual | 10-Apr-19 | 08-Apr-19 | Confirmed | 2,432 | Management | 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Rio Tinto Plc | RIO | United Kingdom | G75754104 | Annual | 10-Apr-19 | 08-Apr-19 | Confirmed | 2,432 | Management | 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Rio Tinto Plc | RIO | United Kingdom | G75754104 | Annual | 10-Apr-19 | 08-Apr-19 | Confirmed | 2,432 | Management | 16 | Authorise EU Political Donations and Expenditure | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Rio Tinto Plc | RIO | United Kingdom | G75754104 | Annual | 10-Apr-19 | 08-Apr-19 | Confirmed | 2,432 | Management | 17 | Authorise Issue of Equity | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Rio Tinto Plc | RIO | United Kingdom | G75754104 | Annual | 10-Apr-19 | 08-Apr-19 | Confirmed | 2,432 | Management | 18 | Authorise Issue of Equity without Pre-emptive Rights | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Rio Tinto Plc | RIO | United Kingdom | G75754104 | Annual | 10-Apr-19 | 08-Apr-19 | Confirmed | 2,432 | Management | 19 | Authorise Market Purchase of Ordinary Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Rio Tinto Plc | RIO | United Kingdom | G75754104 | Annual | 10-Apr-19 | 08-Apr-19 | Confirmed | 2,432 | Management | 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Annual | 11-Apr-19 | 12-Mar-19 | Confirmed | 180,504 | Management | 1 | Approve Financial Statements, Statutory Reports, and Discharge of Directors and Commissioners | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Annual | 11-Apr-19 | 12-Mar-19 | Confirmed | 180,504 | Management | 2 | Approve Allocation of Income and Dividends | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Annual | 11-Apr-19 | 12-Mar-19 | Confirmed | 180,504 | Management | 3 | Approve Changes in Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Annual | 11-Apr-19 | 12-Mar-19 | Confirmed | 180,504 | Management | 4 | Approve Remuneration and Tantiem of Directors and Commissioners | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Annual | 11-Apr-19 | 12-Mar-19 | Confirmed | 180,504 | Management | 5 | Approve Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Annual | 11-Apr-19 | 12-Mar-19 | Confirmed | 180,504 | Management | 6 | Approve Payment of Interim Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Annual | 11-Apr-19 | 12-Mar-19 | Confirmed | 180,504 | Management | 7 | Approve Updates in the Company's Recovery Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Annual | 11-Apr-19 | 12-Mar-19 | Confirmed | 180,504 | Management | 8 | Accept Report on the Use of Proceeds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Magazine Luiza SA | MGLU3 | Brazil | P6425Q109 | Annual | 12-Apr-19 | Confirmed | 1,479 | Management | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Magazine Luiza SA | MGLU3 | Brazil | P6425Q109 | Annual | 12-Apr-19 | Confirmed | 1,479 | Management | 2 | Approve Allocation of Income and Dividends | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Magazine Luiza SA | MGLU3 | Brazil | P6425Q109 | Annual | 12-Apr-19 | Confirmed | 1,479 | Management | 3 | Fix Number of Directors at Seven | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Magazine Luiza SA | MGLU3 | Brazil | P6425Q109 | Annual | 12-Apr-19 | Confirmed | 1,479 | Management | 4 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Magazine Luiza SA | MGLU3 | Brazil | P6425Q109 | Annual | 12-Apr-19 | Confirmed | 1,479 | Management | 5 | Elect Directors | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Magazine Luiza SA | MGLU3 | Brazil | P6425Q109 | Annual | 12-Apr-19 | Confirmed | 1,479 | Management | 6 | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | None | Against | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Magazine Luiza SA | MGLU3 | Brazil | P6425Q109 | Annual | 12-Apr-19 | Confirmed | 1,479 | Management | 7 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Among the Nominees? | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Magazine Luiza SA | MGLU3 | Brazil | P6425Q109 | Annual | 12-Apr-19 | Confirmed | 1,479 | Management | 8.1 | Percentage of Votes to Be Assigned - Elect Luiza Helena Trajano Inacio Rodrigues as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Magazine Luiza SA | MGLU3 | Brazil | P6425Q109 | Annual | 12-Apr-19 | Confirmed | 1,479 | Management | 8.2 | Percentage of Votes to Be Assigned - Elect Marcelo Jose Ferreira e Silva as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Magazine Luiza SA | MGLU3 | Brazil | P6425Q109 | Annual | 12-Apr-19 | Confirmed | 1,479 | Management | 8.3 | Percentage of Votes to Be Assigned - Elect Carlos Renato Donzelli as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Magazine Luiza SA | MGLU3 | Brazil | P6425Q109 | Annual | 12-Apr-19 | Confirmed | 1,479 | Management | 8.4 | Percentage of Votes to Be Assigned - Elect Ines Correa de Souza as Independent Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Magazine Luiza SA | MGLU3 | Brazil | P6425Q109 | Annual | 12-Apr-19 | Confirmed | 1,479 | Management | 8.5 | Percentage of Votes to Be Assigned - Elect Jose Paschoal Rossetti as Independent Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Magazine Luiza SA | MGLU3 | Brazil | P6425Q109 | Annual | 12-Apr-19 | Confirmed | 1,479 | Management | 8.6 | Percentage of Votes to Be Assigned - Elect Betania Tanure de Barros as Independent Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Magazine Luiza SA | MGLU3 | Brazil | P6425Q109 | Annual | 12-Apr-19 | Confirmed | 1,479 | Management | 8.7 | Percentage of Votes to Be Assigned - Elect Silvio Romero de Lemos Meira as Independent Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Magazine Luiza SA | MGLU3 | Brazil | P6425Q109 | Annual | 12-Apr-19 | Confirmed | 1,479 | Management | 9 | As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Magazine Luiza SA | MGLU3 | Brazil | P6425Q109 | Annual | 12-Apr-19 | Confirmed | 1,479 | Management | 10 | Elect Fiscal Council Members | For | Abstain | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Magazine Luiza SA | MGLU3 | Brazil | P6425Q109 | Annual | 12-Apr-19 | Confirmed | 1,479 | Management | 11 | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | None | Against | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Magazine Luiza SA | MGLU3 | Brazil | P6425Q109 | Annual | 12-Apr-19 | Confirmed | 1,479 | Share Holder | 12.1 | Elect Eduardo Christovam Galdi Mestieri as Fiscal Council Member Appointed by Minority Shareholder | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Magazine Luiza SA | MGLU3 | Brazil | P6425Q109 | Annual | 12-Apr-19 | Confirmed | 1,479 | Share Holder | 12.2 | Elect Thiago Costa Jacinto as Alternate Fiscal Council Member Appointed by Minority Shareholder | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Magazine Luiza SA | MGLU3 | Brazil | P6425Q109 | Annual | 12-Apr-19 | Confirmed | 1,479 | Management | 13 | Approve Remuneration of Company's Management | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Magazine Luiza SA | MGLU3 | Brazil | P6425Q109 | Special | 12-Apr-19 | Confirmed | 1,479 | Management | 1 | Ratify Acquisitions of Tecnologia Softbox Sistemas de Informacao Ltda., Certa Administracao Ltda. and Kelex Tecnologia Ltda. | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Magazine Luiza SA | MGLU3 | Brazil | P6425Q109 | Special | 12-Apr-19 | Confirmed | 1,479 | Management | 2 | Ratify American Appraisal Servicos de Avaliacao Ltda. (Duff & Phelps Brasil) as the Independent Firm to Appraise Proposed Transaction | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Magazine Luiza SA | MGLU3 | Brazil | P6425Q109 | Special | 12-Apr-19 | Confirmed | 1,479 | Management | 3 | Approve Independent Firm's Appraisal | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Magazine Luiza SA | MGLU3 | Brazil | P6425Q109 | Special | 12-Apr-19 | Confirmed | 1,479 | Management | 4 | Rectify Remuneration of Company's Management Approved at the April 13, 2018, AGM/EGM | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | OTP Bank Nyrt | OTP | Hungary | X60746181 | Annual | 12-Apr-19 | 10-Apr-19 | Confirmed | 4,149 | Management | 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | OTP Bank Nyrt | OTP | Hungary | X60746181 | Annual | 12-Apr-19 | 10-Apr-19 | Confirmed | 4,149 | Management | 2 | Approve Company's Corporate Governance Statement | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | OTP Bank Nyrt | OTP | Hungary | X60746181 | Annual | 12-Apr-19 | 10-Apr-19 | Confirmed | 4,149 | Management | 3 | Approve Discharge of Management Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | OTP Bank Nyrt | OTP | Hungary | X60746181 | Annual | 12-Apr-19 | 10-Apr-19 | Confirmed | 4,149 | Management | 4 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | OTP Bank Nyrt | OTP | Hungary | X60746181 | Annual | 12-Apr-19 | 10-Apr-19 | Confirmed | 4,149 | Management | 5.1 | Amend the Articles of Association by Way of a Single Resolution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | OTP Bank Nyrt | OTP | Hungary | X60746181 | Annual | 12-Apr-19 | 10-Apr-19 | Confirmed | 4,149 | Management | 5.2 | Approve the Amendment of Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | OTP Bank Nyrt | OTP | Hungary | X60746181 | Annual | 12-Apr-19 | 10-Apr-19 | Confirmed | 4,149 | Management | 6 | Approve Election of Employee Representative to Supervisory Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | OTP Bank Nyrt | OTP | Hungary | X60746181 | Annual | 12-Apr-19 | 10-Apr-19 | Confirmed | 4,149 | Management | 7 | Amend Remuneration Policy | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | OTP Bank Nyrt | OTP | Hungary | X60746181 | Annual | 12-Apr-19 | 10-Apr-19 | Confirmed | 4,149 | Management | 8 | Approve Remuneration of Management Board, Supervisory Board, and Audit Committee Members | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | OTP Bank Nyrt | OTP | Hungary | X60746181 | Annual | 12-Apr-19 | 10-Apr-19 | Confirmed | 4,149 | Management | 9 | Authorize Share Repurchase Program | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Annual | 16-Apr-19 | 11-Apr-19 | Confirmed | 9,742 | Management | 1 | Approve Report of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Annual | 16-Apr-19 | 11-Apr-19 | Confirmed | 9,742 | Management | 2 | Approve Report of the Board of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Annual | 16-Apr-19 | 11-Apr-19 | Confirmed | 9,742 | Management | 3 | Approve Annual Report and Summary | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Annual | 16-Apr-19 | 11-Apr-19 | Confirmed | 9,742 | Management | 4 | Approve Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Annual | 16-Apr-19 | 11-Apr-19 | Confirmed | 9,742 | Management | 5 | Approve 2019 Financial Budget Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Annual | 16-Apr-19 | 11-Apr-19 | Confirmed | 9,742 | Management | 6 | Approve Profit Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Annual | 16-Apr-19 | 11-Apr-19 | Confirmed | 9,742 | Management | 7 | Approve Remuneration of Directors and Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Annual | 16-Apr-19 | 11-Apr-19 | Confirmed | 9,742 | Management | 8 | Approve Appointment of Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Annual | 16-Apr-19 | 11-Apr-19 | Confirmed | 9,742 | Management | 9 | Approve Use of Own Funds for Entrusted Asset Management | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Annual | 16-Apr-19 | 11-Apr-19 | Confirmed | 9,742 | Management | 10 | Amend Articles of Association, Rules and Procedures Regarding General Meetings of Shareholders, Rules and Procedures Regarding Meetings of Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Anglo American Platinum Ltd. | AMS | South Africa | S9122P108 | Annual | 17-Apr-19 | 12-Apr-19 | Confirmed | 1,462 | Management | 1.1 | Re-elect Richard Dunne as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Anglo American Platinum Ltd. | AMS | South Africa | S9122P108 | Annual | 17-Apr-19 | 12-Apr-19 | Confirmed | 1,462 | Management | 1.2 | Re-elect Nombulelo Moholi as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Anglo American Platinum Ltd. | AMS | South Africa | S9122P108 | Annual | 17-Apr-19 | 12-Apr-19 | Confirmed | 1,462 | Management | 1.3 | Re-elect Daisy Naidoo as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Anglo American Platinum Ltd. | AMS | South Africa | S9122P108 | Annual | 17-Apr-19 | 12-Apr-19 | Confirmed | 1,462 | Management | 1.4 | Re-elect Tony O'Neill as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Anglo American Platinum Ltd. | AMS | South Africa | S9122P108 | Annual | 17-Apr-19 | 12-Apr-19 | Confirmed | 1,462 | Management | 2.1 | Elect Norman Mbazima as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Anglo American Platinum Ltd. | AMS | South Africa | S9122P108 | Annual | 17-Apr-19 | 12-Apr-19 | Confirmed | 1,462 | Management | 2.2 | Elect Craig Miller as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Anglo American Platinum Ltd. | AMS | South Africa | S9122P108 | Annual | 17-Apr-19 | 12-Apr-19 | Confirmed | 1,462 | Management | 3.1 | Re-elect Richard Dunne as Member of the Audit and Risk Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Anglo American Platinum Ltd. | AMS | South Africa | S9122P108 | Annual | 17-Apr-19 | 12-Apr-19 | Confirmed | 1,462 | Management | 3.2 | Re-elect Peter Mageza as Member of the Audit and Risk Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Anglo American Platinum Ltd. | AMS | South Africa | S9122P108 | Annual | 17-Apr-19 | 12-Apr-19 | Confirmed | 1,462 | Management | 3.3 | Re-elect John Vice as Member of the Audit and Risk Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Anglo American Platinum Ltd. | AMS | South Africa | S9122P108 | Annual | 17-Apr-19 | 12-Apr-19 | Confirmed | 1,462 | Management | 3.4 | Re-elect Daisy Naidoo as Member of the Audit and Risk Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Anglo American Platinum Ltd. | AMS | South Africa | S9122P108 | Annual | 17-Apr-19 | 12-Apr-19 | Confirmed | 1,462 | Management | 4 | Reappoint Deloitte & Touche as Auditors of the Company with G Berry as the Individual Designated Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Anglo American Platinum Ltd. | AMS | South Africa | S9122P108 | Annual | 17-Apr-19 | 12-Apr-19 | Confirmed | 1,462 | Management | 5 | Place Authorised but Unissued Shares under Control of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Anglo American Platinum Ltd. | AMS | South Africa | S9122P108 | Annual | 17-Apr-19 | 12-Apr-19 | Confirmed | 1,462 | Management | 6 | Authorise Ratification of Approved Resolutions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Anglo American Platinum Ltd. | AMS | South Africa | S9122P108 | Annual | 17-Apr-19 | 12-Apr-19 | Confirmed | 1,462 | Management | 7.1 | Approve Remuneration Policy | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Anglo American Platinum Ltd. | AMS | South Africa | S9122P108 | Annual | 17-Apr-19 | 12-Apr-19 | Confirmed | 1,462 | Management | 7.2 | Approve Remuneration Implementation Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Anglo American Platinum Ltd. | AMS | South Africa | S9122P108 | Annual | 17-Apr-19 | 12-Apr-19 | Confirmed | 1,462 | Management | 1 | Approve Non-Executive Directors' Fees | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Anglo American Platinum Ltd. | AMS | South Africa | S9122P108 | Annual | 17-Apr-19 | 12-Apr-19 | Confirmed | 1,462 | Management | 2 | Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Anglo American Platinum Ltd. | AMS | South Africa | S9122P108 | Annual | 17-Apr-19 | 12-Apr-19 | Confirmed | 1,462 | Management | 3 | Authorise Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Telecom Corp. Ltd. | 728 | China | Y1505D102 | Special | 18-Apr-19 | 15-Mar-19 | Confirmed | 284,172 | Management | 1 | Approve China Telecom Financial Services Framework Agreement, Annual Caps and Related Transactions | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Management | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Management | 2 | Approve Allocation of Income and Dividends | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Management | 3 | Fix Number of Directors | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Management | 4 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Management | 5.1 | Elect Osvaldo Burgos Schirmer as Independent Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Management | 5.2 | Elect Carlos Fernando Couto de Oliveira Souto as Independent Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Management | 5.3 | Elect Jose Gallo as Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Management | 5.4 | Elect Fabio de Barros Pinheiro as Independent Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Management | 5.5 | Elect Heinz-Peter Elstrodt as Independent Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Management | 5.6 | Elect Thomas Bier Herrmann as Independent Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Management | 5.7 | Elect Juliana Rozenbaum Munemori as Independent Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Management | 5.8 | Elect Christiane Almeida Edington as Independent Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Share Holder | 5.9 | Elect Beatriz Pereira Carneiro Cunha as Director Appointed by Minority Shareholder | None | Do Not Vote | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Management | 6 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Among the Nominees? | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Management | 7.1 | Percentage of Votes to Be Assigned - Elect Osvaldo Burgos Schirmer as Independent Director | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Management | 7.2 | Percentage of Votes to Be Assigned - Elect Carlos Fernando Couto de Oliveira Souto as Independent Director | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Management | 7.3 | Percentage of Votes to Be Assigned - Elect Jose Gallo as Director | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Management | 7.4 | Percentage of Votes to Be Assigned - Elect Fabio de Barros Pinheiro as Independent Director | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Management | 7.5 | Percentage of Votes to Be Assigned - Elect Heinz-Peter Elstrodt as Independent Director | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Management | 7.6 | Percentage of Votes to Be Assigned - Elect Thomas Bier Herrmann as Independent Director | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Management | 7.7 | Percentage of Votes to Be Assigned - Elect Juliana Rozenbaum Munemori as Independent Director | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Management | 7.8 | Percentage of Votes to Be Assigned - Elect Christiane Almeida Edington as Independent Director | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Management | 7.9 | Percentage of Votes to Be Assigned - Elect Beatriz Pereira Carneiro Cunha as Director Appointed by Minority Shareholder | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Management | 8 | As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Management | 9 | Approve Remuneration of Company's Management | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Management | 10 | Fix Number of Fiscal Council Members | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Management | 11.1 | Elect Joarez Jose Picinini as Fiscal Council Member and Ricardo Gus Maltz as Alternate | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Management | 11.2 | Elect Cristell Lisania Justen as Fiscal Council Member and Roberto Zeller Branchi as Alternate | For | Abstain | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Management | 11.3 | Elect Ricardo Zaffari Grechi as Fiscal Council Member and Roberto Frota Decourt as Alternate | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Share Holder | 11.4 | Elect Jose Eduardo Moreira Bergo as Fiscal Council Member and Isabel Cristina Bittencourt Santiago as Alternate Appointed by Minority Shareholder | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 18-Apr-19 | Confirmed | 11,222 | Management | 12 | Approve Remuneration of Fiscal Council Members | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LVMH Moet Hennessy Louis Vuitton SE | MC | France | F58485115 | Annual/Special | 18-Apr-19 | 15-Apr-19 | Confirmed | 371 | Management | 1 | Approve Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LVMH Moet Hennessy Louis Vuitton SE | MC | France | F58485115 | Annual/Special | 18-Apr-19 | 15-Apr-19 | Confirmed | 371 | Management | 2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LVMH Moet Hennessy Louis Vuitton SE | MC | France | F58485115 | Annual/Special | 18-Apr-19 | 15-Apr-19 | Confirmed | 371 | Management | 3 | Approve Allocation of Income and Dividends of EUR 6.00 per Share | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LVMH Moet Hennessy Louis Vuitton SE | MC | France | F58485115 | Annual/Special | 18-Apr-19 | 15-Apr-19 | Confirmed | 371 | Management | 4 | Approve Auditors' Special Report on Related-Party Transactions | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LVMH Moet Hennessy Louis Vuitton SE | MC | France | F58485115 | Annual/Special | 18-Apr-19 | 15-Apr-19 | Confirmed | 371 | Management | 5 | Ratify Appointment of Sophie Chassat as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LVMH Moet Hennessy Louis Vuitton SE | MC | France | F58485115 | Annual/Special | 18-Apr-19 | 15-Apr-19 | Confirmed | 371 | Management | 6 | Reelect Bernard Arnault as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LVMH Moet Hennessy Louis Vuitton SE | MC | France | F58485115 | Annual/Special | 18-Apr-19 | 15-Apr-19 | Confirmed | 371 | Management | 7 | Reelect Sophie Chassat as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LVMH Moet Hennessy Louis Vuitton SE | MC | France | F58485115 | Annual/Special | 18-Apr-19 | 15-Apr-19 | Confirmed | 371 | Management | 8 | Reelect Clara Gaymard as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LVMH Moet Hennessy Louis Vuitton SE | MC | France | F58485115 | Annual/Special | 18-Apr-19 | 15-Apr-19 | Confirmed | 371 | Management | 9 | Reelect Hubert Vedrine as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LVMH Moet Hennessy Louis Vuitton SE | MC | France | F58485115 | Annual/Special | 18-Apr-19 | 15-Apr-19 | Confirmed | 371 | Management | 10 | Elect Iris Knobloch as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LVMH Moet Hennessy Louis Vuitton SE | MC | France | F58485115 | Annual/Special | 18-Apr-19 | 15-Apr-19 | Confirmed | 371 | Management | 11 | Appoint Yann Arthus-Bertrand as Censor | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LVMH Moet Hennessy Louis Vuitton SE | MC | France | F58485115 | Annual/Special | 18-Apr-19 | 15-Apr-19 | Confirmed | 371 | Management | 12 | Approve Compensation of Bernard Arnault, Chairman and CEO | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LVMH Moet Hennessy Louis Vuitton SE | MC | France | F58485115 | Annual/Special | 18-Apr-19 | 15-Apr-19 | Confirmed | 371 | Management | 13 | Approve Compensation of Antonio Belloni, Vice-CEO | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LVMH Moet Hennessy Louis Vuitton SE | MC | France | F58485115 | Annual/Special | 18-Apr-19 | 15-Apr-19 | Confirmed | 371 | Management | 14 | Approve Remuneration Policy of CEO and Chairman | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LVMH Moet Hennessy Louis Vuitton SE | MC | France | F58485115 | Annual/Special | 18-Apr-19 | 15-Apr-19 | Confirmed | 371 | Management | 15 | Approve Remuneration Policy of Vice-CEO | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LVMH Moet Hennessy Louis Vuitton SE | MC | France | F58485115 | Annual/Special | 18-Apr-19 | 15-Apr-19 | Confirmed | 371 | Management | 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LVMH Moet Hennessy Louis Vuitton SE | MC | France | F58485115 | Annual/Special | 18-Apr-19 | 15-Apr-19 | Confirmed | 371 | Management | 17 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LVMH Moet Hennessy Louis Vuitton SE | MC | France | F58485115 | Annual/Special | 18-Apr-19 | 15-Apr-19 | Confirmed | 371 | Management | 18 | Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LVMH Moet Hennessy Louis Vuitton SE | MC | France | F58485115 | Annual/Special | 18-Apr-19 | 15-Apr-19 | Confirmed | 371 | Management | 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LVMH Moet Hennessy Louis Vuitton SE | MC | France | F58485115 | Annual/Special | 18-Apr-19 | 15-Apr-19 | Confirmed | 371 | Management | 20 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LVMH Moet Hennessy Louis Vuitton SE | MC | France | F58485115 | Annual/Special | 18-Apr-19 | 15-Apr-19 | Confirmed | 371 | Management | 21 | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 50 Million | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LVMH Moet Hennessy Louis Vuitton SE | MC | France | F58485115 | Annual/Special | 18-Apr-19 | 15-Apr-19 | Confirmed | 371 | Management | 22 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LVMH Moet Hennessy Louis Vuitton SE | MC | France | F58485115 | Annual/Special | 18-Apr-19 | 15-Apr-19 | Confirmed | 371 | Management | 23 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LVMH Moet Hennessy Louis Vuitton SE | MC | France | F58485115 | Annual/Special | 18-Apr-19 | 15-Apr-19 | Confirmed | 371 | Management | 24 | Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LVMH Moet Hennessy Louis Vuitton SE | MC | France | F58485115 | Annual/Special | 18-Apr-19 | 15-Apr-19 | Confirmed | 371 | Management | 25 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LVMH Moet Hennessy Louis Vuitton SE | MC | France | F58485115 | Annual/Special | 18-Apr-19 | 15-Apr-19 | Confirmed | 371 | Management | 26 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LVMH Moet Hennessy Louis Vuitton SE | MC | France | F58485115 | Annual/Special | 18-Apr-19 | 15-Apr-19 | Confirmed | 371 | Management | 27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LVMH Moet Hennessy Louis Vuitton SE | MC | France | F58485115 | Annual/Special | 18-Apr-19 | 15-Apr-19 | Confirmed | 371 | Management | 28 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 50 Million | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Supor Co., Ltd. | 002032 | China | Y98925103 | Annual | 19-Apr-19 | 12-Apr-19 | Confirmed | 4,586 | Management | 1 | Approve Report of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Supor Co., Ltd. | 002032 | China | Y98925103 | Annual | 19-Apr-19 | 12-Apr-19 | Confirmed | 4,586 | Management | 2 | Approve Report of the Board of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Supor Co., Ltd. | 002032 | China | Y98925103 | Annual | 19-Apr-19 | 12-Apr-19 | Confirmed | 4,586 | Management | 3 | Approve Annual Report and Summary | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Supor Co., Ltd. | 002032 | China | Y98925103 | Annual | 19-Apr-19 | 12-Apr-19 | Confirmed | 4,586 | Management | 4 | Approve Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Supor Co., Ltd. | 002032 | China | Y98925103 | Annual | 19-Apr-19 | 12-Apr-19 | Confirmed | 4,586 | Management | 5 | Approve Profit Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Supor Co., Ltd. | 002032 | China | Y98925103 | Annual | 19-Apr-19 | 12-Apr-19 | Confirmed | 4,586 | Management | 6 | Approve Appointment of Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Supor Co., Ltd. | 002032 | China | Y98925103 | Annual | 19-Apr-19 | 12-Apr-19 | Confirmed | 4,586 | Management | 7 | Approve Signing of 2019 Daily Related Party Transaction Agreement | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Supor Co., Ltd. | 002032 | China | Y98925103 | Annual | 19-Apr-19 | 12-Apr-19 | Confirmed | 4,586 | Management | 8 | Approve Use of Own Idle Working Capital to Invest in Short-term Financial Products | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Supor Co., Ltd. | 002032 | China | Y98925103 | Annual | 19-Apr-19 | 12-Apr-19 | Confirmed | 4,586 | Management | 9 | Approve Repurchase Cancellation of Performance Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Supor Co., Ltd. | 002032 | China | Y98925103 | Annual | 19-Apr-19 | 12-Apr-19 | Confirmed | 4,586 | Management | 10 | Amend Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Supor Co., Ltd. | 002032 | China | Y98925103 | Annual | 19-Apr-19 | 12-Apr-19 | Confirmed | 4,586 | Share Holder | 11.1 | Elect Hervé MACHENAUD as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Supor Co., Ltd. | 002032 | China | Y98925103 | Annual | 19-Apr-19 | 12-Apr-19 | Confirmed | 4,586 | Share Holder | 11.2 | Elect Jean-Michel PIVETEAU as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BDO Unibank, Inc. | BDO | Philippines | Y07775102 | Annual | 22-Apr-19 | 12-Mar-19 | Confirmed | 83,500 | Management | 1 | Call to Order | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BDO Unibank, Inc. | BDO | Philippines | Y07775102 | Annual | 22-Apr-19 | 12-Mar-19 | Confirmed | 83,500 | Management | 2 | Proof of Notice and Determination of Existence of Quorum | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BDO Unibank, Inc. | BDO | Philippines | Y07775102 | Annual | 22-Apr-19 | 12-Mar-19 | Confirmed | 83,500 | Management | 3 | Approve Minutes of the Previous Annual Shareholders' Meeting Held on April 20, 2018 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BDO Unibank, Inc. | BDO | Philippines | Y07775102 | Annual | 22-Apr-19 | 12-Mar-19 | Confirmed | 83,500 | Management | 4 | Approve Report of the President and Audited Financial Statements as of December 31, 2018 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BDO Unibank, Inc. | BDO | Philippines | Y07775102 | Annual | 22-Apr-19 | 12-Mar-19 | Confirmed | 83,500 | Management | 5 | Open Forum | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BDO Unibank, Inc. | BDO | Philippines | Y07775102 | Annual | 22-Apr-19 | 12-Mar-19 | Confirmed | 83,500 | Management | 6 | Approve and Ratify All Acts of the Board of Directors, Board Committees, and Management During Their Terms of Office | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BDO Unibank, Inc. | BDO | Philippines | Y07775102 | Annual | 22-Apr-19 | 12-Mar-19 | Confirmed | 83,500 | Management | 7.1 | Elect Teresita T. Sy as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BDO Unibank, Inc. | BDO | Philippines | Y07775102 | Annual | 22-Apr-19 | 12-Mar-19 | Confirmed | 83,500 | Management | 7.2 | Elect Jesus A. Jacinto, Jr. as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BDO Unibank, Inc. | BDO | Philippines | Y07775102 | Annual | 22-Apr-19 | 12-Mar-19 | Confirmed | 83,500 | Management | 7.3 | Elect Nestor V. Tan as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BDO Unibank, Inc. | BDO | Philippines | Y07775102 | Annual | 22-Apr-19 | 12-Mar-19 | Confirmed | 83,500 | Management | 7.4 | Elect Christopher A. Bell-Knight as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BDO Unibank, Inc. | BDO | Philippines | Y07775102 | Annual | 22-Apr-19 | 12-Mar-19 | Confirmed | 83,500 | Management | 7.5 | Elect Josefina N. Tan as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BDO Unibank, Inc. | BDO | Philippines | Y07775102 | Annual | 22-Apr-19 | 12-Mar-19 | Confirmed | 83,500 | Management | 7.6 | Elect George T. Barcelon as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BDO Unibank, Inc. | BDO | Philippines | Y07775102 | Annual | 22-Apr-19 | 12-Mar-19 | Confirmed | 83,500 | Management | 7.7 | Elect Jose F. Buenaventura as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BDO Unibank, Inc. | BDO | Philippines | Y07775102 | Annual | 22-Apr-19 | 12-Mar-19 | Confirmed | 83,500 | Management | 7.8 | Elect Jones M. Castro, Jr. as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BDO Unibank, Inc. | BDO | Philippines | Y07775102 | Annual | 22-Apr-19 | 12-Mar-19 | Confirmed | 83,500 | Management | 7.9 | Elect Vicente S. Perez as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BDO Unibank, Inc. | BDO | Philippines | Y07775102 | Annual | 22-Apr-19 | 12-Mar-19 | Confirmed | 83,500 | Management | 7.10 | Elect Dioscoro I. Ramos as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BDO Unibank, Inc. | BDO | Philippines | Y07775102 | Annual | 22-Apr-19 | 12-Mar-19 | Confirmed | 83,500 | Management | 7.11 | Elect Gilberto C. Teodoro, Jr. as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BDO Unibank, Inc. | BDO | Philippines | Y07775102 | Annual | 22-Apr-19 | 12-Mar-19 | Confirmed | 83,500 | Management | 8 | Appoint External Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BDO Unibank, Inc. | BDO | Philippines | Y07775102 | Annual | 22-Apr-19 | 12-Mar-19 | Confirmed | 83,500 | Management | 9 | Approve Other Matters | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BDO Unibank, Inc. | BDO | Philippines | Y07775102 | Annual | 22-Apr-19 | 12-Mar-19 | Confirmed | 83,500 | Management | 10 | Adjournment | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 23-Apr-19 | 29-Mar-19 | Confirmed | 2,231 | Management | 1.1 | Approve Annual Report and Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 23-Apr-19 | 29-Mar-19 | Confirmed | 2,231 | Management | 1.2 | Approve Dividends of RUB 16.81 per Share | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 23-Apr-19 | 29-Mar-19 | Confirmed | 2,231 | Management | 2.1 | Elect Andrey Akimov as Director | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 23-Apr-19 | 29-Mar-19 | Confirmed | 2,231 | Management | 2.2 | Elect Arnaud Le Foll as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 23-Apr-19 | 29-Mar-19 | Confirmed | 2,231 | Management | 2.3 | Elect Michael Borrell as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 23-Apr-19 | 29-Mar-19 | Confirmed | 2,231 | Management | 2.4 | Elect Burckhard Bergmann as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 23-Apr-19 | 29-Mar-19 | Confirmed | 2,231 | Management | 2.5 | Elect Robert Castaigne as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 23-Apr-19 | 29-Mar-19 | Confirmed | 2,231 | Management | 2.6 | Elect Leonid Mikhelson as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 23-Apr-19 | 29-Mar-19 | Confirmed | 2,231 | Management | 2.7 | Elect Aleksandr Natalenko as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 23-Apr-19 | 29-Mar-19 | Confirmed | 2,231 | Management | 2.8 | Elect Viktor Orlov as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 23-Apr-19 | 29-Mar-19 | Confirmed | 2,231 | Management | 2.9 | Elect Gennady Timchenko as Director | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 23-Apr-19 | 29-Mar-19 | Confirmed | 2,231 | Management | 3.1 | Elect Olga Belyaeva as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 23-Apr-19 | 29-Mar-19 | Confirmed | 2,231 | Management | 3.2 | Elect Anna Merzlyakova as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 23-Apr-19 | 29-Mar-19 | Confirmed | 2,231 | Management | 3.3 | Elect Igor Ryaskov as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 23-Apr-19 | 29-Mar-19 | Confirmed | 2,231 | Management | 3.4 | Elect Nikolay Shulikin as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 23-Apr-19 | 29-Mar-19 | Confirmed | 2,231 | Management | 4 | Ratify Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 23-Apr-19 | 29-Mar-19 | Confirmed | 2,231 | Management | 5 | Amend Regulations on Remuneration of Directors | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 23-Apr-19 | 29-Mar-19 | Confirmed | 2,231 | Management | 6 | Approve Remuneration of Directors | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 23-Apr-19 | 29-Mar-19 | Confirmed | 2,231 | Management | 7 | Approve Remuneration of Members of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | SM Prime Holdings, Inc. | SMPH | Philippines | Y8076N112 | Annual | 23-Apr-19 | 20-Mar-19 | Confirmed | 156,520 | Management | 1 | Approve Minutes of Previous Meeting Held on April 24, 2018 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | SM Prime Holdings, Inc. | SMPH | Philippines | Y8076N112 | Annual | 23-Apr-19 | 20-Mar-19 | Confirmed | 156,520 | Management | 2 | Approve 2018 Annual Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | SM Prime Holdings, Inc. | SMPH | Philippines | Y8076N112 | Annual | 23-Apr-19 | 20-Mar-19 | Confirmed | 156,520 | Management | 3 | Ratify Acts of the Board of Directors and the Management from the Date of the Last Annual Stockholders' Meeting up to the Date of this Meeting | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | SM Prime Holdings, Inc. | SMPH | Philippines | Y8076N112 | Annual | 23-Apr-19 | 20-Mar-19 | Confirmed | 156,520 | Management | 4.1 | Elect Henry T. Sy, Jr. as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | SM Prime Holdings, Inc. | SMPH | Philippines | Y8076N112 | Annual | 23-Apr-19 | 20-Mar-19 | Confirmed | 156,520 | Management | 4.2 | Elect Hans T. Sy as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | SM Prime Holdings, Inc. | SMPH | Philippines | Y8076N112 | Annual | 23-Apr-19 | 20-Mar-19 | Confirmed | 156,520 | Management | 4.3 | Elect Herbert T. Sy as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | SM Prime Holdings, Inc. | SMPH | Philippines | Y8076N112 | Annual | 23-Apr-19 | 20-Mar-19 | Confirmed | 156,520 | Management | 4.4 | Elect Jeffrey C. Lim as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | SM Prime Holdings, Inc. | SMPH | Philippines | Y8076N112 | Annual | 23-Apr-19 | 20-Mar-19 | Confirmed | 156,520 | Management | 4.5 | Elect Jorge T. Mendiola as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | SM Prime Holdings, Inc. | SMPH | Philippines | Y8076N112 | Annual | 23-Apr-19 | 20-Mar-19 | Confirmed | 156,520 | Management | 4.6 | Elect Jose L. Cuisia, Jr. as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | SM Prime Holdings, Inc. | SMPH | Philippines | Y8076N112 | Annual | 23-Apr-19 | 20-Mar-19 | Confirmed | 156,520 | Management | 4.7 | Elect Gregorio U. Kilayko as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | SM Prime Holdings, Inc. | SMPH | Philippines | Y8076N112 | Annual | 23-Apr-19 | 20-Mar-19 | Confirmed | 156,520 | Management | 4.8 | Elect Joselito H. Sibayan as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | SM Prime Holdings, Inc. | SMPH | Philippines | Y8076N112 | Annual | 23-Apr-19 | 20-Mar-19 | Confirmed | 156,520 | Management | 5 | Elect Sycip Gorres Velayo & Co. as External Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | SM Prime Holdings, Inc. | SMPH | Philippines | Y8076N112 | Annual | 23-Apr-19 | 20-Mar-19 | Confirmed | 156,520 | Management | 6 | Approve Other Matters | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Annual | 24-Apr-19 | Confirmed | 11,136 | Management | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Annual | 24-Apr-19 | Confirmed | 11,136 | Management | 2 | Approve Capital Budget and Allocation of Income | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Annual | 24-Apr-19 | Confirmed | 11,136 | Management | 3 | Approve Remuneration of Company's Management | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Annual | 24-Apr-19 | Confirmed | 11,136 | Management | 4 | Approve Remuneration of Fiscal Council Members | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Annual | 24-Apr-19 | Confirmed | 11,136 | Management | 5 | As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Annual | 24-Apr-19 | Confirmed | 11,136 | Management | 6 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Annual | 24-Apr-19 | Confirmed | 11,136 | Management | 7 | Elect Directors | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Annual | 24-Apr-19 | Confirmed | 11,136 | Management | 8 | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | None | Against | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Annual | 24-Apr-19 | Confirmed | 11,136 | Management | 9 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Among the Nominees? | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Annual | 24-Apr-19 | Confirmed | 11,136 | Management | 10.1 | Percentage of Votes to Be Assigned - Elect Nercio Jose Monteiro Fernandes as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Annual | 24-Apr-19 | Confirmed | 11,136 | Management | 10.2 | Percentage of Votes to Be Assigned - Elect Alberto Menache as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Annual | 24-Apr-19 | Confirmed | 11,136 | Management | 10.3 | Percentage of Votes to Be Assigned - Elect Alon Dayan as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Annual | 24-Apr-19 | Confirmed | 11,136 | Management | 10.4 | Percentage of Votes to Be Assigned - Elect Joao Cox Neto as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Annual | 24-Apr-19 | Confirmed | 11,136 | Management | 10.5 | Percentage of Votes to Be Assigned - Elect Roger de Barbosa Ingold as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Annual | 24-Apr-19 | Confirmed | 11,136 | Management | 11 | Elect Fiscal Council Members | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Annual | 24-Apr-19 | Confirmed | 11,136 | Management | 12 | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | None | Against | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Annual | 24-Apr-19 | Confirmed | 11,136 | Management | 13 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Special | 24-Apr-19 | Confirmed | 11,136 | Management | 1 | Amend Article 2 Re: Company Headquarters | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Special | 24-Apr-19 | Confirmed | 11,136 | Management | 2 | Amend Article 5 to Reflect Changes in Capital | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Special | 24-Apr-19 | Confirmed | 11,136 | Management | 3 | Amend Article 11 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Special | 24-Apr-19 | Confirmed | 11,136 | Management | 4 | Amend Article 16 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Special | 24-Apr-19 | Confirmed | 11,136 | Management | 5 | Amend Article 16 Sections ix and x | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Special | 24-Apr-19 | Confirmed | 11,136 | Management | 6 | Amend Article 17 Paragraph 1 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Special | 24-Apr-19 | Confirmed | 11,136 | Management | 7 | Amend Article 17 Paragraph 4 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Special | 24-Apr-19 | Confirmed | 11,136 | Management | 8 | Amend Article 22 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Special | 24-Apr-19 | Confirmed | 11,136 | Management | 9 | Amend Article 23 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Special | 24-Apr-19 | Confirmed | 11,136 | Management | 10 | Amend Article 23 Section xii | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Special | 24-Apr-19 | Confirmed | 11,136 | Management | 11 | Amend Article 23 Section xxii | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Special | 24-Apr-19 | Confirmed | 11,136 | Management | 12 | Amend Article 23 Section xliv | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Special | 24-Apr-19 | Confirmed | 11,136 | Management | 13 | Amend Article 23 Paragraph 1 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Special | 24-Apr-19 | Confirmed | 11,136 | Management | 14 | Amend Article 24 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Special | 24-Apr-19 | Confirmed | 11,136 | Management | 15 | Amend Article 25 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Special | 24-Apr-19 | Confirmed | 11,136 | Management | 16 | Amend Article 25 Section viii | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Special | 24-Apr-19 | Confirmed | 11,136 | Management | 17 | Amend Article 32 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Special | 24-Apr-19 | Confirmed | 11,136 | Management | 18 | Amend Article 48 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Special | 24-Apr-19 | Confirmed | 11,136 | Management | 19 | Consolidate Bylaws | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Linx SA | LINX3 | Brazil | P6S933101 | Special | 24-Apr-19 | Confirmed | 11,136 | Management | 20 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Healthcare & Technology Co. Ltd. | 1833 | Cayman Islands | G71139102 | Annual | 24-Apr-19 | 16-Apr-19 | Confirmed | 18,235 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Healthcare & Technology Co. Ltd. | 1833 | Cayman Islands | G71139102 | Annual | 24-Apr-19 | 16-Apr-19 | Confirmed | 18,235 | Management | 2a1 | Elect Law Siu Wah Eddie as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Healthcare & Technology Co. Ltd. | 1833 | Cayman Islands | G71139102 | Annual | 24-Apr-19 | 16-Apr-19 | Confirmed | 18,235 | Management | 2a2 | Elect Lee Yuan Siong as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Healthcare & Technology Co. Ltd. | 1833 | Cayman Islands | G71139102 | Annual | 24-Apr-19 | 16-Apr-19 | Confirmed | 18,235 | Management | 2a3 | Elect Yao Jason Bo as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Healthcare & Technology Co. Ltd. | 1833 | Cayman Islands | G71139102 | Annual | 24-Apr-19 | 16-Apr-19 | Confirmed | 18,235 | Management | 2a4 | Elect Cai Fangfang as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Healthcare & Technology Co. Ltd. | 1833 | Cayman Islands | G71139102 | Annual | 24-Apr-19 | 16-Apr-19 | Confirmed | 18,235 | Management | 2a5 | Elect Tang Yunwei as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Healthcare & Technology Co. Ltd. | 1833 | Cayman Islands | G71139102 | Annual | 24-Apr-19 | 16-Apr-19 | Confirmed | 18,235 | Management | 2a6 | Elect Guo Tianyong as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Healthcare & Technology Co. Ltd. | 1833 | Cayman Islands | G71139102 | Annual | 24-Apr-19 | 16-Apr-19 | Confirmed | 18,235 | Management | 2a7 | Elect Liu Xin as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Healthcare & Technology Co. Ltd. | 1833 | Cayman Islands | G71139102 | Annual | 24-Apr-19 | 16-Apr-19 | Confirmed | 18,235 | Management | 2a8 | Elect Chow Wing Kin Anthony as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Healthcare & Technology Co. Ltd. | 1833 | Cayman Islands | G71139102 | Annual | 24-Apr-19 | 16-Apr-19 | Confirmed | 18,235 | Management | 2b | Authorize Board to Fix Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Healthcare & Technology Co. Ltd. | 1833 | Cayman Islands | G71139102 | Annual | 24-Apr-19 | 16-Apr-19 | Confirmed | 18,235 | Management | 3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Healthcare & Technology Co. Ltd. | 1833 | Cayman Islands | G71139102 | Annual | 24-Apr-19 | 16-Apr-19 | Confirmed | 18,235 | Management | 4A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Healthcare & Technology Co. Ltd. | 1833 | Cayman Islands | G71139102 | Annual | 24-Apr-19 | 16-Apr-19 | Confirmed | 18,235 | Management | 4B | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Healthcare & Technology Co. Ltd. | 1833 | Cayman Islands | G71139102 | Annual | 24-Apr-19 | 16-Apr-19 | Confirmed | 18,235 | Management | 4C | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 2 | Approve Allocation of Income | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 3 | Fix Number of Directors at 11 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 4 | Approve Characterization of Independent Directors | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 5 | As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 6 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 7.1 | Elect Rubens Ometto Silveira Mello as Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 7.2 | Elect Marcos Marinho Lutz as Director | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 7.3 | Elect Marcelo de Souza Scarcela Portela as Director | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 7.4 | Elect Abel Gregorei Halpern as Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 7.5 | Elect Marcelo Eduardo Martins as Director | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 7.6 | Elect Sameh Fahmy as Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 7.7 | Elect Burkhard Otto Cordes as Director | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 7.8 | Elect Julio Fontana Neto as Director | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 7.9 | Elect Mailson Ferreira da Nobrega as Director | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 7.10 | Elect Riccardo Arduini as Director and Giancarlo Arduini as Alternate | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 7.11 | Elect Marcos Sawaya Junk as Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 8 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Among the Nominees? | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 9.1 | Percentage of Votes to Be Assigned - Elect Rubens Ometto Silveira Mello as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 9.2 | Percentage of Votes to Be Assigned - Elect Marcos Marinho Lutz as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 9.3 | Percentage of Votes to Be Assigned - Elect Marcelo de Souza Scarcela Portela as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 9.4 | Percentage of Votes to Be Assigned - Elect Abel Gregorei Halpern as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 9.5 | Percentage of Votes to Be Assigned - Elect Marcelo Eduardo Martins as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 9.6 | Percentage of Votes to Be Assigned - Elect Sameh Fahmy as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 9.7 | Percentage of Votes to Be Assigned - Elect Burkhard Otto Cordes as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 9.8 | Percentage of Votes to Be Assigned - Elect Julio Fontana Neto as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 9.9 | Percentage of Votes to Be Assigned - Elect Mailson Ferreira da Nobrega as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 9.10 | Percentage of Votes to Be Assigned - Elect Riccardo Arduini as Director and Giancarlo Arduini as Alternate | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 9.11 | Percentage of Votes to Be Assigned - Elect Marcos Sawaya Junk as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 10 | Elect Rubens Ometto Silveira Mello as Board Chairman and Marcos Marinho Lutz as Vice-Chairman | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 11 | Fix Number of Fiscal Council Members at Five | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 12.1 | Elect Luiz Carlos Nannini as Fiscal Council Member and Henrique Ache Pillar as Alternate | For | Abstain | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 12.2 | Elect Marcelo Curti as Fiscal Council Member and Joao Marcelo Peixoto Torres as Alternate | For | Abstain | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 12.3 | Elect Francisco Silverio Morales Cespede as Fiscal Council Member and Helio Ribeiro Duarte as Alternate | For | Abstain | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 12.4 | Elect Cristina Anne Betts as Fiscal Council Member and Guido Barbosa de Oliveira as Alternate | For | Abstain | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Share Holder | 13.1 | Elect Thiago Costa Jacinto as Fiscal Council Member and Henrique Bredda as Alternate Appointed by Minority Shareholder | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Share Holder | 13.2 | Elect Reginaldo Ferreira Alexandre as Fiscal Council Member and Walter Luis Bernardes Albertoni as Alternate Appointed by Minority Shareholder | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 14 | Appoint Luiz Carlos Nannini as Fiscal Council Chairman | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 15 | Approve Remuneration of Company's Management | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 16 | Approve Remuneration of Fiscal Council Members | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | RUMO SA | RAIL3 | Brazil | P8S114104 | Annual | 24-Apr-19 | Confirmed | 19,439 | Management | 17 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 549 | Management | 1.a | Receive Report of Management Board (Non-Voting) | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 549 | Management | 1.b | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 549 | Management | 1.c | Adopt Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 549 | Management | 1.d | Receive Explanation on Dividend Policy | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 549 | Management | 1.e | Approve Dividends of EUR 1.60 Per Share | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 549 | Management | 1.f | Approve Discharge of Management Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 549 | Management | 1.g | Approve Discharge of Supervisory Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 549 | Management | 2.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 549 | Management | 2.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 549 | Management | 2.c | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 2b | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 549 | Management | 3 | Approve Remuneration of Supervisory Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 549 | Management | 4 | Reelect L.M. Debroux to Management Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 549 | Management | 5.a | Reelect M.R. de Carvalho to Supervisory Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 549 | Management | 5.b | Elect R.L. Ripley to Supervisory Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 549 | Management | 5.c | Elect I.H. Arnold to Supervisory Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 843 | Management | 1.a | Receive Report of Management Board (Non-Voting) | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 843 | Management | 1.b | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 843 | Management | 1.c | Adopt Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 843 | Management | 1.d | Receive Explanation on Dividend Policy | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 843 | Management | 1.e | Approve Dividends of EUR 1.60 Per Share | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 843 | Management | 1.f | Approve Discharge of Management Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 843 | Management | 1.g | Approve Discharge of Supervisory Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 843 | Management | 2.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 843 | Management | 2.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 843 | Management | 2.c | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 2b | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 843 | Management | 3 | Approve Remuneration of Supervisory Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 843 | Management | 4 | Reelect L.M. Debroux to Management Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 843 | Management | 5.a | Reelect M.R. de Carvalho to Supervisory Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 843 | Management | 5.b | Elect R.L. Ripley to Supervisory Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Heineken NV | HEIA | Netherlands | N39427211 | Annual | 25-Apr-19 | 28-Mar-19 | Confirmed | 843 | Management | 5.c | Elect I.H. Arnold to Supervisory Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petroleo Brasileiro SA | PETR4 | Brazil | 71654V408 | Annual/Special | 25-Apr-19 | 25-Mar-19 | Confirmed | 17,361 | Management | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petroleo Brasileiro SA | PETR4 | Brazil | 71654V408 | Annual/Special | 25-Apr-19 | 25-Mar-19 | Confirmed | 17,361 | Management | 2 | Approve Capital Budget | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petroleo Brasileiro SA | PETR4 | Brazil | 71654V408 | Annual/Special | 25-Apr-19 | 25-Mar-19 | Confirmed | 17,361 | Management | 3 | Approve Allocation of Income and Dividends | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petroleo Brasileiro SA | PETR4 | Brazil | 71654V408 | Annual/Special | 25-Apr-19 | 25-Mar-19 | Confirmed | 17,361 | Management | 4 | Dismiss Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petroleo Brasileiro SA | PETR4 | Brazil | 71654V408 | Annual/Special | 25-Apr-19 | 25-Mar-19 | Confirmed | 17,361 | Management | 5.1 | Elect Directors | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petroleo Brasileiro SA | PETR4 | Brazil | 71654V408 | Annual/Special | 25-Apr-19 | 25-Mar-19 | Confirmed | 17,361 | Management | 5.2 | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petroleo Brasileiro SA | PETR4 | Brazil | 71654V408 | Annual/Special | 25-Apr-19 | 25-Mar-19 | Confirmed | 17,361 | Management | 5.3 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Among the Nominees? | None | Abstain | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petroleo Brasileiro SA | PETR4 | Brazil | 71654V408 | Annual/Special | 25-Apr-19 | 25-Mar-19 | Confirmed | 17,361 | Management | 6 | Elect Eduardo Bacellar Leal Ferreira as Board Chairman | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petroleo Brasileiro SA | PETR4 | Brazil | 71654V408 | Annual/Special | 25-Apr-19 | 25-Mar-19 | Confirmed | 17,361 | Management | 7a.1 | Elect Fiscal Council Members | For | Abstain | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petroleo Brasileiro SA | PETR4 | Brazil | 71654V408 | Annual/Special | 25-Apr-19 | 25-Mar-19 | Confirmed | 17,361 | Management | 7a.2 | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petroleo Brasileiro SA | PETR4 | Brazil | 71654V408 | Annual/Special | 25-Apr-19 | 25-Mar-19 | Confirmed | 17,361 | Share Holder | 7b | Elect Marcelo Gasparino da Silva as Fiscal Council Member and Patricia Valente Stierli as Alternate Appointed by Minority Shareholder | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petroleo Brasileiro SA | PETR4 | Brazil | 71654V408 | Annual/Special | 25-Apr-19 | 25-Mar-19 | Confirmed | 17,361 | Management | 8 | Approve Remuneration of Company's Management and Fiscal Council | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petroleo Brasileiro SA | PETR4 | Brazil | 71654V408 | Annual/Special | 25-Apr-19 | 25-Mar-19 | Confirmed | 17,361 | Management | 1 | Amend Articles and Consolidate Bylaws | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abbott Laboratories | ABT | USA | 002824100 | Annual | 26-Apr-19 | 27-Feb-19 | Confirmed | 1,296 | Management | 1.1 | Elect Director Robert J. Alpern | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abbott Laboratories | ABT | USA | 002824100 | Annual | 26-Apr-19 | 27-Feb-19 | Confirmed | 1,296 | Management | 1.2 | Elect Director Roxanne S. Austin | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abbott Laboratories | ABT | USA | 002824100 | Annual | 26-Apr-19 | 27-Feb-19 | Confirmed | 1,296 | Management | 1.3 | Elect Director Sally E. Blount | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abbott Laboratories | ABT | USA | 002824100 | Annual | 26-Apr-19 | 27-Feb-19 | Confirmed | 1,296 | Management | 1.4 | Elect Director Michelle A. Kumbier | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abbott Laboratories | ABT | USA | 002824100 | Annual | 26-Apr-19 | 27-Feb-19 | Confirmed | 1,296 | Management | 1.5 | Elect Director Edward M. Liddy | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abbott Laboratories | ABT | USA | 002824100 | Annual | 26-Apr-19 | 27-Feb-19 | Confirmed | 1,296 | Management | 1.6 | Elect Director Nancy McKinstry | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abbott Laboratories | ABT | USA | 002824100 | Annual | 26-Apr-19 | 27-Feb-19 | Confirmed | 1,296 | Management | 1.7 | Elect Director Phebe N. Novakovic | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abbott Laboratories | ABT | USA | 002824100 | Annual | 26-Apr-19 | 27-Feb-19 | Confirmed | 1,296 | Management | 1.8 | Elect Director William A. Osborn | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abbott Laboratories | ABT | USA | 002824100 | Annual | 26-Apr-19 | 27-Feb-19 | Confirmed | 1,296 | Management | 1.9 | Elect Director Samuel C. Scott, III | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abbott Laboratories | ABT | USA | 002824100 | Annual | 26-Apr-19 | 27-Feb-19 | Confirmed | 1,296 | Management | 1.10 | Elect Director Daniel J. Starks | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abbott Laboratories | ABT | USA | 002824100 | Annual | 26-Apr-19 | 27-Feb-19 | Confirmed | 1,296 | Management | 1.11 | Elect Director John G. Stratton | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abbott Laboratories | ABT | USA | 002824100 | Annual | 26-Apr-19 | 27-Feb-19 | Confirmed | 1,296 | Management | 1.12 | Elect Director Glenn F. Tilton | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abbott Laboratories | ABT | USA | 002824100 | Annual | 26-Apr-19 | 27-Feb-19 | Confirmed | 1,296 | Management | 1.13 | Elect Director Miles D. White | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abbott Laboratories | ABT | USA | 002824100 | Annual | 26-Apr-19 | 27-Feb-19 | Confirmed | 1,296 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abbott Laboratories | ABT | USA | 002824100 | Annual | 26-Apr-19 | 27-Feb-19 | Confirmed | 1,296 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Abbott Laboratories | ABT | USA | 002824100 | Annual | 26-Apr-19 | 27-Feb-19 | Confirmed | 1,296 | Share Holder | 4 | Require Independent Board Chairman | Against | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NagaCorp Ltd. | 3918 | Cayman Islands | G6382M109 | Annual | 26-Apr-19 | 16-Apr-19 | Confirmed | 63,769 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NagaCorp Ltd. | 3918 | Cayman Islands | G6382M109 | Annual | 26-Apr-19 | 16-Apr-19 | Confirmed | 63,769 | Management | 2 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NagaCorp Ltd. | 3918 | Cayman Islands | G6382M109 | Annual | 26-Apr-19 | 16-Apr-19 | Confirmed | 63,769 | Management | 3.1 | Elect Chen Lip Keong as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NagaCorp Ltd. | 3918 | Cayman Islands | G6382M109 | Annual | 26-Apr-19 | 16-Apr-19 | Confirmed | 63,769 | Management | 3.2 | Elect Chen Yiy Fon as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NagaCorp Ltd. | 3918 | Cayman Islands | G6382M109 | Annual | 26-Apr-19 | 16-Apr-19 | Confirmed | 63,769 | Management | 3.3 | Elect Michael Lai Kai Jin as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NagaCorp Ltd. | 3918 | Cayman Islands | G6382M109 | Annual | 26-Apr-19 | 16-Apr-19 | Confirmed | 63,769 | Management | 3.4 | Elect Leong Choong Wah as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NagaCorp Ltd. | 3918 | Cayman Islands | G6382M109 | Annual | 26-Apr-19 | 16-Apr-19 | Confirmed | 63,769 | Management | 4 | Authorize Board to Fix Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NagaCorp Ltd. | 3918 | Cayman Islands | G6382M109 | Annual | 26-Apr-19 | 16-Apr-19 | Confirmed | 63,769 | Management | 5 | Approve BDO Limited as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NagaCorp Ltd. | 3918 | Cayman Islands | G6382M109 | Annual | 26-Apr-19 | 16-Apr-19 | Confirmed | 63,769 | Management | 6A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NagaCorp Ltd. | 3918 | Cayman Islands | G6382M109 | Annual | 26-Apr-19 | 16-Apr-19 | Confirmed | 63,769 | Management | 6B | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NagaCorp Ltd. | 3918 | Cayman Islands | G6382M109 | Annual | 26-Apr-19 | 16-Apr-19 | Confirmed | 63,769 | Management | 6C | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BK Brasil Operacao e Assessoria a Restaurantes SA | BKBR3 | Brazil | P1R1WQ107 | Annual | 29-Apr-19 | Confirmed | 24,511 | Management | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BK Brasil Operacao e Assessoria a Restaurantes SA | BKBR3 | Brazil | P1R1WQ107 | Annual | 29-Apr-19 | Confirmed | 24,511 | Management | 2 | Approve Capital Budget | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BK Brasil Operacao e Assessoria a Restaurantes SA | BKBR3 | Brazil | P1R1WQ107 | Annual | 29-Apr-19 | Confirmed | 24,511 | Management | 3 | Approve Allocation of Income and Dividends | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BK Brasil Operacao e Assessoria a Restaurantes SA | BKBR3 | Brazil | P1R1WQ107 | Annual | 29-Apr-19 | Confirmed | 24,511 | Management | 4 | Fix Number of Directors at Seven | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BK Brasil Operacao e Assessoria a Restaurantes SA | BKBR3 | Brazil | P1R1WQ107 | Annual | 29-Apr-19 | Confirmed | 24,511 | Management | 5 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BK Brasil Operacao e Assessoria a Restaurantes SA | BKBR3 | Brazil | P1R1WQ107 | Annual | 29-Apr-19 | Confirmed | 24,511 | Management | 6 | Elect Directors | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BK Brasil Operacao e Assessoria a Restaurantes SA | BKBR3 | Brazil | P1R1WQ107 | Annual | 29-Apr-19 | Confirmed | 24,511 | Management | 7 | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | None | Against | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BK Brasil Operacao e Assessoria a Restaurantes SA | BKBR3 | Brazil | P1R1WQ107 | Annual | 29-Apr-19 | Confirmed | 24,511 | Management | 8 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Among the Nominees? | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BK Brasil Operacao e Assessoria a Restaurantes SA | BKBR3 | Brazil | P1R1WQ107 | Annual | 29-Apr-19 | Confirmed | 24,511 | Management | 9.1 | Percentage of Votes to Be Assigned - Elect Marcelo Dodsworth Penna as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BK Brasil Operacao e Assessoria a Restaurantes SA | BKBR3 | Brazil | P1R1WQ107 | Annual | 29-Apr-19 | Confirmed | 24,511 | Management | 9.2 | Percentage of Votes to Be Assigned - Elect Joshua Arthur Kobza as Director and Thiago Temer Santelmo as Alternate | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BK Brasil Operacao e Assessoria a Restaurantes SA | BKBR3 | Brazil | P1R1WQ107 | Annual | 29-Apr-19 | Confirmed | 24,511 | Management | 9.3 | Percentage of Votes to Be Assigned - Elect Renato Fairbanks Nascimbeni de Sa e Silva Ribeiro as Director and Matheus Morgan Villares as Alternate | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BK Brasil Operacao e Assessoria a Restaurantes SA | BKBR3 | Brazil | P1R1WQ107 | Annual | 29-Apr-19 | Confirmed | 24,511 | Management | 9.4 | Percentage of Votes to Be Assigned - Elect Guilherme de Araujo Lins as Director and Marcos Grodetzky as Alternate | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BK Brasil Operacao e Assessoria a Restaurantes SA | BKBR3 | Brazil | P1R1WQ107 | Annual | 29-Apr-19 | Confirmed | 24,511 | Management | 9.5 | Percentage of Votes to Be Assigned - Elect Paula Alexandra de Oliveira Goncaves Bellizia as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BK Brasil Operacao e Assessoria a Restaurantes SA | BKBR3 | Brazil | P1R1WQ107 | Annual | 29-Apr-19 | Confirmed | 24,511 | Management | 9.6 | Percentage of Votes to Be Assigned - Elect Rodrigo Calvo Galindo as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BK Brasil Operacao e Assessoria a Restaurantes SA | BKBR3 | Brazil | P1R1WQ107 | Annual | 29-Apr-19 | Confirmed | 24,511 | Management | 9.7 | Percentage of Votes to Be Assigned - Elect Bruno Augusto Sacchi Zaremba as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BK Brasil Operacao e Assessoria a Restaurantes SA | BKBR3 | Brazil | P1R1WQ107 | Annual | 29-Apr-19 | Confirmed | 24,511 | Management | 10 | Approve Remuneration of Company's Management | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BK Brasil Operacao e Assessoria a Restaurantes SA | BKBR3 | Brazil | P1R1WQ107 | Annual | 29-Apr-19 | Confirmed | 24,511 | Management | 11 | Designate Newspapers to Publish Company Announcements | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BK Brasil Operacao e Assessoria a Restaurantes SA | BKBR3 | Brazil | P1R1WQ107 | Annual | 29-Apr-19 | Confirmed | 24,511 | Management | 12 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Aeroportuario del Centro Norte SAB de CV | OMAB | Mexico | P49530101 | Annual | 29-Apr-19 | 17-Apr-19 | Confirmed | 11,804 | Management | 1 | Present Reports in Compliance with Article 28, Section IV (D and E) of Stock Market Law | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Aeroportuario del Centro Norte SAB de CV | OMAB | Mexico | P49530101 | Annual | 29-Apr-19 | 17-Apr-19 | Confirmed | 11,804 | Management | 2 | Present CEO and External Auditor Report in Compliance with Article 28, Section IV (B) of Stock Market Law | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Aeroportuario del Centro Norte SAB de CV | OMAB | Mexico | P49530101 | Annual | 29-Apr-19 | 17-Apr-19 | Confirmed | 11,804 | Management | 3 | Present Board of Directors' Report in Accordance with Article 28, Section IV (A and C) of Stock Market Law Including Tax Report | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Aeroportuario del Centro Norte SAB de CV | OMAB | Mexico | P49530101 | Annual | 29-Apr-19 | 17-Apr-19 | Confirmed | 11,804 | Management | 4 | Approve Reports Presented on Items 1 and 2 of this Agenda | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Aeroportuario del Centro Norte SAB de CV | OMAB | Mexico | P49530101 | Annual | 29-Apr-19 | 17-Apr-19 | Confirmed | 11,804 | Management | 5 | Approve Allocation of Income, Increase in Reserves, Set Aggregate Nominal Amount of Share Repurchase and Dividends | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Aeroportuario del Centro Norte SAB de CV | OMAB | Mexico | P49530101 | Annual | 29-Apr-19 | 17-Apr-19 | Confirmed | 11,804 | Management | 6 | Elect or Ratify Directors and Chairmen of Audit, Corporate Practices, Finance, Planning and Sustainability Committees; Approve their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Aeroportuario del Centro Norte SAB de CV | OMAB | Mexico | P49530101 | Annual | 29-Apr-19 | 17-Apr-19 | Confirmed | 11,804 | Management | 7 | Appoint Legal Representatives | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Co. of China Ltd. | 2318 | China | Y69790106 | Annual | 29-Apr-19 | 29-Mar-19 | Confirmed | 45,579 | Management | 1 | Approve 2018 Report of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Co. of China Ltd. | 2318 | China | Y69790106 | Annual | 29-Apr-19 | 29-Mar-19 | Confirmed | 45,579 | Management | 2 | Approve 2018 Report of the Supervisory Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Co. of China Ltd. | 2318 | China | Y69790106 | Annual | 29-Apr-19 | 29-Mar-19 | Confirmed | 45,579 | Management | 3 | Approve 2018 Annual Report and its Summary | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Co. of China Ltd. | 2318 | China | Y69790106 | Annual | 29-Apr-19 | 29-Mar-19 | Confirmed | 45,579 | Management | 4 | Approve 2018 Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Co. of China Ltd. | 2318 | China | Y69790106 | Annual | 29-Apr-19 | 29-Mar-19 | Confirmed | 45,579 | Management | 5 | Approve 2018 Profit Distribution Plan and Distribution of Final Dividends | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Co. of China Ltd. | 2318 | China | Y69790106 | Annual | 29-Apr-19 | 29-Mar-19 | Confirmed | 45,579 | Management | 6 | Approve PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Co. of China Ltd. | 2318 | China | Y69790106 | Annual | 29-Apr-19 | 29-Mar-19 | Confirmed | 45,579 | Management | 7 | Approve 2019-2021 Development Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Co. of China Ltd. | 2318 | China | Y69790106 | Annual | 29-Apr-19 | 29-Mar-19 | Confirmed | 45,579 | Management | 8 | Approve Performance Evaluation of Independent Non-executive Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Co. of China Ltd. | 2318 | China | Y69790106 | Annual | 29-Apr-19 | 29-Mar-19 | Confirmed | 45,579 | Management | 9 | Approve Issuance of Debt Financing Instruments | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Co. of China Ltd. | 2318 | China | Y69790106 | Annual | 29-Apr-19 | 29-Mar-19 | Confirmed | 45,579 | Management | 10.1 | Approve Share Repurchase Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Co. of China Ltd. | 2318 | China | Y69790106 | Annual | 29-Apr-19 | 29-Mar-19 | Confirmed | 45,579 | Management | 10.2 | Approve Grant of General Mandate to Repurchase Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Co. of China Ltd. | 2318 | China | Y69790106 | Annual | 29-Apr-19 | 29-Mar-19 | Confirmed | 45,579 | Management | 11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Co. of China Ltd. | 2318 | China | Y69790106 | Special | 29-Apr-19 | 29-Mar-19 | Confirmed | 45,579 | Management | 1.1 | Approve Share Repurchase Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Co. of China Ltd. | 2318 | China | Y69790106 | Special | 29-Apr-19 | 29-Mar-19 | Confirmed | 45,579 | Management | 1.2 | Approve Grant of General Mandate to Repurchase Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Special | 29-Apr-19 | Confirmed | 16,204 | Management | 1 | Amend Articles and Consolidate Bylaws | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 2 | Approve Allocation of Income and Dividends | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 3 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 4.1 | Elect Jose Maria Rabelo as Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 4.2 | Elect Antonio Dirceu de Araujo Xavier as Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 4.3 | Elect Daniel Faria Costa as Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 4.4 | Elect Paulo Mota Henriques as Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 4.5 | Elect Carlos da Costa Parcias Junior as Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 4.6 | Elect Daniel Alves Ferreira as Independent Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 4.7 | Elect Francois Moreau as Independent Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 4.8 | Elect Bernardo Vargas Gibsone as Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 4.9 | Elect Cesar Augusto Ramirez Rojas as Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 4.10 | Elect Fernando Augusto Rojas Pinto as Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 4.11 | Elect Fernando Bunker Gentil as Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 4.12 | Elect Celso Maia de Barros as Independent Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 4.13 | Elect Hermes Jorge Chipp as Independent Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 5 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Among the Nominees? | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 6.1 | Percentage of Votes to Be Assigned - Elect Jose Maria Rabelo as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 6.2 | Percentage of Votes to Be Assigned - Elect Antonio Dirceu de Araujo Xavier as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 6.3 | Percentage of Votes to Be Assigned - Elect Daniel Faria Costa as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 6.4 | Percentage of Votes to Be Assigned - Elect Paulo Mota Henriques as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 6.5 | Percentage of Votes to Be Assigned - Elect Carlos da Costa Parcias Junior as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 6.6 | Percentage of Votes to Be Assigned - Elect Daniel Alves Ferreira as Independent Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 6.7 | Percentage of Votes to Be Assigned - Elect Francois Moreau as Independent Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 6.8 | Percentage of Votes to Be Assigned - Elect Bernardo Vargas Gibsone as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 6.9 | Percentage of Votes to Be Assigned - Elect Cesar Augusto Ramirez Rojas as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 6.10 | Percentage of Votes to Be Assigned - Elect Fernando Augusto Rojas Pinto as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 6.11 | Percentage of Votes to Be Assigned - Elect Fernando Bunker Gentil as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 6.12 | Percentage of Votes to Be Assigned - Elect Celso Maia de Barros as Independent Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 6.13 | Percentage of Votes to Be Assigned - Elect Hermes Jorge Chipp as Independent Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 7 | Fix Number of Fiscal Council Members | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 8.1 | Elect Luiz Felipe da Siva Veloso as Fiscal Council Member and Joao Alan Haddad as Alternate | For | Abstain | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 8.2 | Elect Julia Figueiredo Goytacaz SantAnna as Fiscal Council Member and Eduardo Jose de Souza as Alternate | For | Abstain | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 8.3 | Elect Manuel Domingues de Jesus e Pinho as Fiscal Council Member and Joao Henrique de Souza Brum as Alternate | For | Abstain | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Share Holder | 9 | Elect Murici dos Santos as Fiscal Council Member and Renato Venicius da Silva as Alternate Appointed by Minority Shareholder | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Share Holder | 10 | Elect Marcello Joaquim Pacheco as Fiscal Council Member and Alberto Jorge Oliveira da Costa as Alternate Appointed by Preferred Shareholder | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 11 | Approve Remuneration of Company's Management | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 12 | Approve Remuneration of Fiscal Council Members | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Annual | 29-Apr-19 | Confirmed | 16,204 | Management | 13 | Re-Ratify Remuneration of Company's Fiscal Council for 2018 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 1.a | Approve CEO's Report on Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 1.b | Approve Board's Report on Policies and Accounting Information and Criteria Followed in Preparation of Financial Information | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 1.c | Approve Board's Report on Operations and Activities Undertaken by Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 1.d | Approve Report on Activities of Audit and Corporate Practices Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 1.e | Approve All Operations Carried out by Company and Ratify Actions Carried out by Board, CEO and Audit and Corporate Practices Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 2 | Approve Allocation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 3 | Amend Dividend Policy | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 4 | Receive Auditor's Report on Tax Position of Company | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.a1 | Elect Carlos Hank Gonzalez as Board Chairman | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.a2 | Elect Juan Antonio Gonzalez Moreno as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.a3 | Elect David Juan Villarreal Montemayor as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.a4 | Elect Jose Marcos Ramirez Miguel as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.a5 | Elect Everardo Elizondo Almaguer as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.a6 | Elect Carmen Patricia Armendariz Guerra as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.a7 | Elect Hector Federico Reyes Retana y Dahl as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.a8 | Elect Eduardo Livas Cantu as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.a9 | Elect Alfredo Elias Ayub as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.a10 | Elect Adrian Sada Cueva as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.a11 | Elect David Peñaloza Alanis as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.a12 | Elect Jose Antonio Chedraui Eguia as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.a13 | Elect Alfonso de Angoitia Noriega as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.a14 | Elect Thomas Stanley Heather Rodriguez as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.a15 | Elect Graciela Gonzalez Moreno as Alternate Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.a16 | Elect Juan Antonio Gonzalez Marcos as Alternate Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.a17 | Elect Alberto Halabe Hamui as Alternate Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.a18 | Elect Carlos de la Isla Corry as Alternate Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.a19 | Elect Diego Martinez Rueda-Chapital as Alternate Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.a20 | Elect Gerardo Salazar Viezca as Alternate Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.a21 | Elect Clemente Ismael Reyes Retana Valdes as Alternate Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.a22 | Elect Roberto Kelleher Vales as Alternate Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.a23 | Elect Isaac Becker Kabacnik as Alternate Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.a24 | Elect Jose Maria Garza Treviño as Alternate Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.a25 | Elect Carlos Cesarman Kolteniuk as Alternate Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.a26 | Elect Humberto Tafolla Nuñez as Alternate Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.a27 | Elect Guadalupe Phillips Margain as Alternate Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.a28 | Elect Ricardo Maldonado Yañez as Alternate Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.b | Elect Hector Avila Flores as Board Secretary Who Will Not Be Part of Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 5.c | Approve Directors Liability and Indemnification | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 6 | Approve Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 7 | Elect Hector Federico Reyes Retana y Dahl as Chairman of Audit and Corporate Practices Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 8 | Approve Report on Share Repurchase; Set Aggregate Nominal Amount of Share Repurchase Reserve | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 30-Apr-19 | 15-Apr-19 | Confirmed | 45,916 | Management | 9 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Special | 30-Apr-19 | Confirmed | 11,222 | Management | 1 | Authorize Capitalization of Reserves | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Special | 30-Apr-19 | Confirmed | 11,222 | Management | 2 | Authorize Bonus Issue | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Special | 30-Apr-19 | Confirmed | 11,222 | Management | 3 | Approve Increase in Authorized Capital | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Special | 30-Apr-19 | Confirmed | 11,222 | Management | 4 | Amend Articles 5 and 6 to Reflect Changes in Share Capital and Authorized Capital Respectively | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Glencore Plc | GLEN | Jersey | G39420107 | Annual | 09-May-19 | 07-May-19 | Confirmed | 33,118 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Glencore Plc | GLEN | Jersey | G39420107 | Annual | 09-May-19 | 07-May-19 | Confirmed | 33,118 | Management | 2 | Approve Reduction of the Company's Capital Contribution Reserves | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Glencore Plc | GLEN | Jersey | G39420107 | Annual | 09-May-19 | 07-May-19 | Confirmed | 33,118 | Management | 3 | Re-elect Anthony Hayward as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Glencore Plc | GLEN | Jersey | G39420107 | Annual | 09-May-19 | 07-May-19 | Confirmed | 33,118 | Management | 4 | Re-elect Ivan Glasenberg as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Glencore Plc | GLEN | Jersey | G39420107 | Annual | 09-May-19 | 07-May-19 | Confirmed | 33,118 | Management | 5 | Re-elect Peter Coates as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Glencore Plc | GLEN | Jersey | G39420107 | Annual | 09-May-19 | 07-May-19 | Confirmed | 33,118 | Management | 6 | Re-elect Leonhard Fischer as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Glencore Plc | GLEN | Jersey | G39420107 | Annual | 09-May-19 | 07-May-19 | Confirmed | 33,118 | Management | 7 | Re-elect Martin Gilbert as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Glencore Plc | GLEN | Jersey | G39420107 | Annual | 09-May-19 | 07-May-19 | Confirmed | 33,118 | Management | 8 | Re-elect John Mack as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Glencore Plc | GLEN | Jersey | G39420107 | Annual | 09-May-19 | 07-May-19 | Confirmed | 33,118 | Management | 9 | Re-elect Gill Marcus as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Glencore Plc | GLEN | Jersey | G39420107 | Annual | 09-May-19 | 07-May-19 | Confirmed | 33,118 | Management | 10 | Re-elect Patrice Merrin as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Glencore Plc | GLEN | Jersey | G39420107 | Annual | 09-May-19 | 07-May-19 | Confirmed | 33,118 | Management | 11 | Approve Remuneration Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Glencore Plc | GLEN | Jersey | G39420107 | Annual | 09-May-19 | 07-May-19 | Confirmed | 33,118 | Management | 12 | Reappoint Deloitte LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Glencore Plc | GLEN | Jersey | G39420107 | Annual | 09-May-19 | 07-May-19 | Confirmed | 33,118 | Management | 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Glencore Plc | GLEN | Jersey | G39420107 | Annual | 09-May-19 | 07-May-19 | Confirmed | 33,118 | Management | 14 | Authorise Issue of Equity | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Glencore Plc | GLEN | Jersey | G39420107 | Annual | 09-May-19 | 07-May-19 | Confirmed | 33,118 | Management | 15 | Authorise Issue of Equity without Pre-emptive Rights | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Glencore Plc | GLEN | Jersey | G39420107 | Annual | 09-May-19 | 07-May-19 | Confirmed | 33,118 | Management | 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Glencore Plc | GLEN | Jersey | G39420107 | Annual | 09-May-19 | 07-May-19 | Confirmed | 33,118 | Management | 17 | Authorise Market Purchase of Ordinary Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT ACE Hardware Indonesia Tbk | ACES | Indonesia | Y000CY105 | Annual | 15-May-19 | 22-Apr-19 | Confirmed | 655,651 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT ACE Hardware Indonesia Tbk | ACES | Indonesia | Y000CY105 | Annual | 15-May-19 | 22-Apr-19 | Confirmed | 655,651 | Management | 2 | Approve Allocation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT ACE Hardware Indonesia Tbk | ACES | Indonesia | Y000CY105 | Annual | 15-May-19 | 22-Apr-19 | Confirmed | 655,651 | Management | 3 | Approve Remuneration of Directors and Commissioners | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT ACE Hardware Indonesia Tbk | ACES | Indonesia | Y000CY105 | Annual | 15-May-19 | 22-Apr-19 | Confirmed | 655,651 | Management | 4 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT ACE Hardware Indonesia Tbk | ACES | Indonesia | Y000CY105 | Special | 15-May-19 | 22-Apr-19 | Confirmed | 655,651 | Management | 1 | Amend Article 3 of the Articles of Association in Relation with Main Business Activity | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 15-May-19 | 08-May-19 | Confirmed | 20,654 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 15-May-19 | 08-May-19 | Confirmed | 20,654 | Management | 2 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 15-May-19 | 08-May-19 | Confirmed | 20,654 | Management | 3a | Elect Jacobus Petrus (Koos) Bekker as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 15-May-19 | 08-May-19 | Confirmed | 20,654 | Management | 3b | Elect Ian Charles Stone as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 15-May-19 | 08-May-19 | Confirmed | 20,654 | Management | 3c | Authorize Board to Fix Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 15-May-19 | 08-May-19 | Confirmed | 20,654 | Management | 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 15-May-19 | 08-May-19 | Confirmed | 20,654 | Management | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 15-May-19 | 08-May-19 | Confirmed | 20,654 | Management | 6 | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 15-May-19 | 08-May-19 | Confirmed | 20,654 | Management | 7 | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Special | 15-May-19 | 08-May-19 | Confirmed | 20,654 | Management | 1 | Approve Refreshment of Scheme Mandate Limit Under the Share Option Scheme | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Mandiri (Persero) Tbk | BMRI | Indonesia | Y7123S108 | Annual | 16-May-19 | 23-Apr-19 | Confirmed | 77,167 | Management | 1 | Approve Financial Statements, Statutory Reports, Annual Report, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Mandiri (Persero) Tbk | BMRI | Indonesia | Y7123S108 | Annual | 16-May-19 | 23-Apr-19 | Confirmed | 77,167 | Management | 2 | Approve Allocation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Mandiri (Persero) Tbk | BMRI | Indonesia | Y7123S108 | Annual | 16-May-19 | 23-Apr-19 | Confirmed | 77,167 | Management | 3 | Approve Remuneration and Tantiem of Directors and Commissioners | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Mandiri (Persero) Tbk | BMRI | Indonesia | Y7123S108 | Annual | 16-May-19 | 23-Apr-19 | Confirmed | 77,167 | Management | 4 | Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Mandiri (Persero) Tbk | BMRI | Indonesia | Y7123S108 | Annual | 16-May-19 | 23-Apr-19 | Confirmed | 77,167 | Management | 5 | Approve Changes in Board of Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 17-May-19 | 10-May-19 | Confirmed | 31,985 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 17-May-19 | 10-May-19 | Confirmed | 31,985 | Management | 2A | Approve Special Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 17-May-19 | 10-May-19 | Confirmed | 31,985 | Management | 2B | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 17-May-19 | 10-May-19 | Confirmed | 31,985 | Management | 3 | Elect Swee-Lian Teo as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 17-May-19 | 10-May-19 | Confirmed | 31,985 | Management | 4 | Elect Narongchai Akrasanee as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 17-May-19 | 10-May-19 | Confirmed | 31,985 | Management | 5 | Elect George Yong-Boon Yeo Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 17-May-19 | 10-May-19 | Confirmed | 31,985 | Management | 6 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 17-May-19 | 10-May-19 | Confirmed | 31,985 | Management | 7A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 17-May-19 | 10-May-19 | Confirmed | 31,985 | Management | 7B | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 17-May-19 | 10-May-19 | Confirmed | 31,985 | Management | 7C | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 17-May-19 | 10-May-19 | Confirmed | 31,985 | Management | 8 | Approve Increase in Rate of Directors' Fees | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 17-May-19 | 10-May-19 | Confirmed | 31,985 | Management | 9 | Amend Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 17-May-19 | 14-May-19 | Confirmed | 35,598 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 17-May-19 | 14-May-19 | Confirmed | 35,598 | Management | 2 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 17-May-19 | 14-May-19 | Confirmed | 35,598 | Management | 3a | Elect Patrick Kin Wah Chan as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 17-May-19 | 14-May-19 | Confirmed | 35,598 | Management | 3b | Elect Camille Jojo as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 17-May-19 | 14-May-19 | Confirmed | 35,598 | Management | 3c | Elect Peter David Sullivan as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 17-May-19 | 14-May-19 | Confirmed | 35,598 | Management | 3d | Authorize Board to Fix Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 17-May-19 | 14-May-19 | Confirmed | 35,598 | Management | 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 17-May-19 | 14-May-19 | Confirmed | 35,598 | Management | 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights (for Cash) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 17-May-19 | 14-May-19 | Confirmed | 35,598 | Management | 5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights (for Consideration Other Than Cash) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 17-May-19 | 14-May-19 | Confirmed | 35,598 | Management | 6 | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 17-May-19 | 14-May-19 | Confirmed | 35,598 | Management | 7a | Authorize Reissuance of Repurchased Shares (Pursuant to Resolution 5a) | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 17-May-19 | 14-May-19 | Confirmed | 35,598 | Management | 7b | Authorize Reissuance of Repurchased Shares (Pursuant to Resolution 5b) | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 20-May-19 | 14-May-19 | Confirmed | 74,453 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 20-May-19 | 14-May-19 | Confirmed | 74,453 | Management | 2 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 20-May-19 | 14-May-19 | Confirmed | 74,453 | Management | 3a1 | Elect Li Changjiang as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 20-May-19 | 14-May-19 | Confirmed | 74,453 | Management | 3a2 | Elect Xiao Hua as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 20-May-19 | 14-May-19 | Confirmed | 74,453 | Management | 3a3 | Elect Guo Zhanjun as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 20-May-19 | 14-May-19 | Confirmed | 74,453 | Management | 3a4 | Elect Yang Huiyan as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 20-May-19 | 14-May-19 | Confirmed | 74,453 | Management | 3a5 | Elect Yang Zhicheng as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 20-May-19 | 14-May-19 | Confirmed | 74,453 | Management | 3a6 | Elect Wu Bijun as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 20-May-19 | 14-May-19 | Confirmed | 74,453 | Management | 3a7 | Elect Mei Wenjue as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 20-May-19 | 14-May-19 | Confirmed | 74,453 | Management | 3a8 | Elect Rui Meng as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 20-May-19 | 14-May-19 | Confirmed | 74,453 | Management | 3a9 | Elect Chen Weiru as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 20-May-19 | 14-May-19 | Confirmed | 74,453 | Management | 3b | Authorize Board to Fix Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 20-May-19 | 14-May-19 | Confirmed | 74,453 | Management | 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 20-May-19 | 14-May-19 | Confirmed | 74,453 | Management | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 20-May-19 | 14-May-19 | Confirmed | 74,453 | Management | 6 | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 20-May-19 | 14-May-19 | Confirmed | 74,453 | Management | 7 | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Limited | 1398 | China | Y3990B112 | Special | 20-May-19 | 15-Jan-19 | Confirmed | 372,527 | Management | 1 | Elect Hu Hao as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Limited | 1398 | China | Y3990B112 | Special | 20-May-19 | 15-Jan-19 | Confirmed | 372,527 | Management | 2 | Elect Tan Jiong as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Limited | 1398 | China | Y3990B112 | Special | 20-May-19 | 15-Jan-19 | Confirmed | 372,527 | Share Holder | 3 | Approve Issuance of Undated Additional Tier 1 Capital Bonds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Limited | 1398 | China | Y3990B112 | Special | 20-May-19 | 15-Jan-19 | Confirmed | 372,527 | Share Holder | 4 | Elect Chen Siqing as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Semen Indonesia (Persero) Tbk | SMGR | Indonesia | Y7142G168 | Annual | 22-May-19 | 29-Apr-19 | Confirmed | 161,830 | Management | 1 | Approve Financial Statements, Statutory Reports, and Discharge of Directors and Commissioners | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Semen Indonesia (Persero) Tbk | SMGR | Indonesia | Y7142G168 | Annual | 22-May-19 | 29-Apr-19 | Confirmed | 161,830 | Management | 2 | Approve Annual Report of the Partnership and Community Development Program (PCDP)and Discharge of Directors and Commissioners | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Semen Indonesia (Persero) Tbk | SMGR | Indonesia | Y7142G168 | Annual | 22-May-19 | 29-Apr-19 | Confirmed | 161,830 | Management | 3 | Approve Allocation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Semen Indonesia (Persero) Tbk | SMGR | Indonesia | Y7142G168 | Annual | 22-May-19 | 29-Apr-19 | Confirmed | 161,830 | Management | 4 | Approve Remuneration and Tantiem of Directors and Commissioners | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Semen Indonesia (Persero) Tbk | SMGR | Indonesia | Y7142G168 | Annual | 22-May-19 | 29-Apr-19 | Confirmed | 161,830 | Management | 5 | Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Semen Indonesia (Persero) Tbk | SMGR | Indonesia | Y7142G168 | Annual | 22-May-19 | 29-Apr-19 | Confirmed | 161,830 | Management | 6 | Amend Articles of Association | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Semen Indonesia (Persero) Tbk | SMGR | Indonesia | Y7142G168 | Annual | 22-May-19 | 29-Apr-19 | Confirmed | 161,830 | Management | 7 | Approve Changes in Board of Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 23-May-19 | 07-May-19 | Confirmed | 3,866 | Management | 1 | Open Meeting | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 23-May-19 | 07-May-19 | Confirmed | 3,866 | Management | 2 | Elect Meeting Chairman | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 23-May-19 | 07-May-19 | Confirmed | 3,866 | Management | 3 | Acknowledge Proper Convening of Meeting | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 23-May-19 | 07-May-19 | Confirmed | 3,866 | Management | 4 | Approve Agenda of Meeting | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 23-May-19 | 07-May-19 | Confirmed | 3,866 | Management | 5 | Receive Management Board Report, Financial Statements, and Consolidated Financial Statements | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 23-May-19 | 07-May-19 | Confirmed | 3,866 | Management | 6 | Approve Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 23-May-19 | 07-May-19 | Confirmed | 3,866 | Management | 7 | Approve Consolidated Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 23-May-19 | 07-May-19 | Confirmed | 3,866 | Management | 8 | Approve Management Board Report on Company's and Group's Operations | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 23-May-19 | 07-May-19 | Confirmed | 3,866 | Management | 9 | Approve Allocation of Income and Dividends of PLN 1.05 per Share | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 23-May-19 | 07-May-19 | Confirmed | 3,866 | Management | 10 | Approve Discharge of Adam Kicinski (CEO) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 23-May-19 | 07-May-19 | Confirmed | 3,866 | Management | 11 | Approve Discharge of Marcin Iwinski (Deputy CEO) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 23-May-19 | 07-May-19 | Confirmed | 3,866 | Management | 12 | Approve Discharge of Piotr Nielubowicz (Deputy CEO) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 23-May-19 | 07-May-19 | Confirmed | 3,866 | Management | 13 | Approve Discharge of Adam Badowski (Management Board Member) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 23-May-19 | 07-May-19 | Confirmed | 3,866 | Management | 14 | Approve Discharge of Michal Nowakowski (Management Board Member) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 23-May-19 | 07-May-19 | Confirmed | 3,866 | Management | 15 | Approve Discharge of Piotr Karwowski (Management Board Member) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 23-May-19 | 07-May-19 | Confirmed | 3,866 | Management | 16 | Approve Discharge of Oleg Klapovskiy (Management Board Member) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 23-May-19 | 07-May-19 | Confirmed | 3,866 | Management | 17 | Approve Discharge of Katarzyna Szwarc (Supervisory Board Chairman) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 23-May-19 | 07-May-19 | Confirmed | 3,866 | Management | 18 | Approve Discharge of Piotr Pagowski (Supervisory Board Deputy Chairman) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 23-May-19 | 07-May-19 | Confirmed | 3,866 | Management | 19 | Approve Discharge of Michal Bien (Supervisory Board Member) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 23-May-19 | 07-May-19 | Confirmed | 3,866 | Management | 20 | Approve Discharge of Krzysztof Kilian (Supervisory Board Member) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 23-May-19 | 07-May-19 | Confirmed | 3,866 | Management | 21 | Approve Discharge of Maciej Nielubowicz (Supervisory Board Member) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 23-May-19 | 07-May-19 | Confirmed | 3,866 | Management | 22 | Close Meeting | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Beer (Holdings) Company Limited | 291 | Hong Kong | Y15037107 | Annual | 24-May-19 | 17-May-19 | Confirmed | 21,871 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Beer (Holdings) Company Limited | 291 | Hong Kong | Y15037107 | Annual | 24-May-19 | 17-May-19 | Confirmed | 21,871 | Management | 2 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Beer (Holdings) Company Limited | 291 | Hong Kong | Y15037107 | Annual | 24-May-19 | 17-May-19 | Confirmed | 21,871 | Management | 3.1 | Elect Jian Yi as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Beer (Holdings) Company Limited | 291 | Hong Kong | Y15037107 | Annual | 24-May-19 | 17-May-19 | Confirmed | 21,871 | Management | 3.2 | Elect Chen Rong as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Beer (Holdings) Company Limited | 291 | Hong Kong | Y15037107 | Annual | 24-May-19 | 17-May-19 | Confirmed | 21,871 | Management | 3.3 | Elect Lai Ni Hium, Frank as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Beer (Holdings) Company Limited | 291 | Hong Kong | Y15037107 | Annual | 24-May-19 | 17-May-19 | Confirmed | 21,871 | Management | 3.4 | Elect Houang Tai Ninh as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Beer (Holdings) Company Limited | 291 | Hong Kong | Y15037107 | Annual | 24-May-19 | 17-May-19 | Confirmed | 21,871 | Management | 3.5 | Elect Siu Kwing Chue, Gordon as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Beer (Holdings) Company Limited | 291 | Hong Kong | Y15037107 | Annual | 24-May-19 | 17-May-19 | Confirmed | 21,871 | Management | 3.6 | Elect Rudolf Gijsbert Servaas Van Den Brink as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Beer (Holdings) Company Limited | 291 | Hong Kong | Y15037107 | Annual | 24-May-19 | 17-May-19 | Confirmed | 21,871 | Management | 3.7 | Authorize Board to Fix Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Beer (Holdings) Company Limited | 291 | Hong Kong | Y15037107 | Annual | 24-May-19 | 17-May-19 | Confirmed | 21,871 | Management | 4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Beer (Holdings) Company Limited | 291 | Hong Kong | Y15037107 | Annual | 24-May-19 | 17-May-19 | Confirmed | 21,871 | Management | 5 | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Beer (Holdings) Company Limited | 291 | Hong Kong | Y15037107 | Annual | 24-May-19 | 17-May-19 | Confirmed | 21,871 | Management | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Beer (Holdings) Company Limited | 291 | Hong Kong | Y15037107 | Annual | 24-May-19 | 17-May-19 | Confirmed | 21,871 | Management | 7 | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Telekomunikasi Indonesia Tbk | TLKM | Indonesia | Y71474145 | Annual | 24-May-19 | 30-Apr-19 | Confirmed | 626,088 | Management | 1 | Accept Annual Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Telekomunikasi Indonesia Tbk | TLKM | Indonesia | Y71474145 | Annual | 24-May-19 | 30-Apr-19 | Confirmed | 626,088 | Management | 2 | Approve Financial Statements, Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Telekomunikasi Indonesia Tbk | TLKM | Indonesia | Y71474145 | Annual | 24-May-19 | 30-Apr-19 | Confirmed | 626,088 | Management | 3 | Approve Allocation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Telekomunikasi Indonesia Tbk | TLKM | Indonesia | Y71474145 | Annual | 24-May-19 | 30-Apr-19 | Confirmed | 626,088 | Management | 4 | Approve Remuneration and Tantiem of Directors and Commissioners | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Telekomunikasi Indonesia Tbk | TLKM | Indonesia | Y71474145 | Annual | 24-May-19 | 30-Apr-19 | Confirmed | 626,088 | Management | 5 | Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Telekomunikasi Indonesia Tbk | TLKM | Indonesia | Y71474145 | Annual | 24-May-19 | 30-Apr-19 | Confirmed | 626,088 | Management | 6 | Amend Articles of Association | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Telekomunikasi Indonesia Tbk | TLKM | Indonesia | Y71474145 | Annual | 24-May-19 | 30-Apr-19 | Confirmed | 626,088 | Management | 7 | Approve Changes in Board of Company | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 20,847 | Management | 1 | Approve Annual Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 20,847 | Management | 2 | Approve Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 20,847 | Management | 3 | Approve Allocation of Income and Dividends of RUB 16 per Share | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 20,847 | Management | 4 | Ratify PricewaterhouseCoopers as Auditor | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 20,847 | Management | 5.1 | Elect Esko Tapani Aho as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 20,847 | Management | 5.2 | Elect Leonid Boguslavsky as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 20,847 | Management | 5.3 | Elect Valery Goreglyad as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 20,847 | Management | 5.4 | Elect Herman Gref as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 20,847 | Management | 5.5 | Elect Bella Zlatkis as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 20,847 | Management | 5.6 | Elect Nadezhda Ivanova as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 20,847 | Management | 5.7 | Elect Sergey Ignatyev as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 20,847 | Management | 5.8 | Elect Nikolay Kudryavtsev as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 20,847 | Management | 5.9 | Elect Alexander Kuleshov as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 20,847 | Management | 5.10 | Elect Gennady Melikyan as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 20,847 | Management | 5.11 | Elect Maksim Oreshkin as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 20,847 | Management | 5.12 | Elect Olga Skorobogatova as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 20,847 | Management | 5.13 | Elect Nadia Wells as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 20,847 | Management | 5.14 | Elect Sergey Shvetsov as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 20,847 | Management | 6.1 | Elect Herman Gref as CEO | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 20,847 | Management | 7 | Approve New Edition of Charter | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 20,847 | Management | 8 | Approve New Edition of Regulations on Supervisory Board | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 20,847 | Management | 9 | Approve New Edition of Regulations on Management | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 20,847 | Management | 10.1 | Elect Alexey Bogatov as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 20,847 | Management | 10.2 | Elect Natalya Borodina as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 20,847 | Management | 10.3 | Elect Maria Voloshina as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 20,847 | Management | 10.4 | Elect Tatyana Domanskaya as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 20,847 | Management | 10.5 | Elect Yulia Isakhanova as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 20,847 | Management | 10.6 | Elect Irina Litvinova as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 20,847 | Management | 10.7 | Elect Alexey Minenko as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 3,060 | Management | 1 | Approve Annual Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 3,060 | Management | 2 | Approve Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 3,060 | Management | 3 | Approve Allocation of Income and Dividends of RUB 16 per Share | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 3,060 | Management | 4 | Ratify PricewaterhouseCoopers as Auditor | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 3,060 | Management | 5.1 | Elect Esko Tapani Aho as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 3,060 | Management | 5.2 | Elect Leonid Boguslavsky as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 3,060 | Management | 5.3 | Elect Valery Goreglyad as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 3,060 | Management | 5.4 | Elect Herman Gref as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 3,060 | Management | 5.5 | Elect Bella Zlatkis as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 3,060 | Management | 5.6 | Elect Nadezhda Ivanova as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 3,060 | Management | 5.7 | Elect Sergey Ignatyev as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 3,060 | Management | 5.8 | Elect Nikolay Kudryavtsev as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 3,060 | Management | 5.9 | Elect Alexander Kuleshov as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 3,060 | Management | 5.10 | Elect Gennady Melikyan as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 3,060 | Management | 5.11 | Elect Maksim Oreshkin as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 3,060 | Management | 5.12 | Elect Olga Skorobogatova as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 3,060 | Management | 5.13 | Elect Nadia Wells as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 3,060 | Management | 5.14 | Elect Sergey Shvetsov as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 3,060 | Management | 6.1 | Elect Herman Gref as CEO | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 3,060 | Management | 7 | Approve New Edition of Charter | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 3,060 | Management | 8 | Approve New Edition of Regulations on Supervisory Board | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 3,060 | Management | 9 | Approve New Edition of Regulations on Management | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 3,060 | Management | 10.1 | Elect Alexey Bogatov as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 3,060 | Management | 10.2 | Elect Natalya Borodina as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 3,060 | Management | 10.3 | Elect Maria Voloshina as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 3,060 | Management | 10.4 | Elect Tatyana Domanskaya as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 3,060 | Management | 10.5 | Elect Yulia Isakhanova as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 3,060 | Management | 10.6 | Elect Irina Litvinova as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia OJSC | SBER | Russia | 80585Y308 | Annual | 24-May-19 | 18-Apr-19 | Confirmed | 3,060 | Management | 10.7 | Elect Alexey Minenko as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhou International Group Holdings Limited | 2313 | Cayman Islands | G8087W101 | Annual | 28-May-19 | 22-May-19 | Confirmed | 15,816 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhou International Group Holdings Limited | 2313 | Cayman Islands | G8087W101 | Annual | 28-May-19 | 22-May-19 | Confirmed | 15,816 | Management | 2 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhou International Group Holdings Limited | 2313 | Cayman Islands | G8087W101 | Annual | 28-May-19 | 22-May-19 | Confirmed | 15,816 | Management | 3 | Elect Ma Jianrong as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhou International Group Holdings Limited | 2313 | Cayman Islands | G8087W101 | Annual | 28-May-19 | 22-May-19 | Confirmed | 15,816 | Management | 4 | Elect Chen Zhifen as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhou International Group Holdings Limited | 2313 | Cayman Islands | G8087W101 | Annual | 28-May-19 | 22-May-19 | Confirmed | 15,816 | Management | 5 | Elect Jiang Xianpin as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhou International Group Holdings Limited | 2313 | Cayman Islands | G8087W101 | Annual | 28-May-19 | 22-May-19 | Confirmed | 15,816 | Management | 6 | Elect Zhang Bingsheng as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhou International Group Holdings Limited | 2313 | Cayman Islands | G8087W101 | Annual | 28-May-19 | 22-May-19 | Confirmed | 15,816 | Management | 7 | Authorize Board to Fix Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhou International Group Holdings Limited | 2313 | Cayman Islands | G8087W101 | Annual | 28-May-19 | 22-May-19 | Confirmed | 15,816 | Management | 8 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhou International Group Holdings Limited | 2313 | Cayman Islands | G8087W101 | Annual | 28-May-19 | 22-May-19 | Confirmed | 15,816 | Management | 9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhou International Group Holdings Limited | 2313 | Cayman Islands | G8087W101 | Annual | 28-May-19 | 22-May-19 | Confirmed | 15,816 | Management | 10 | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhou International Group Holdings Limited | 2313 | Cayman Islands | G8087W101 | Annual | 28-May-19 | 22-May-19 | Confirmed | 15,816 | Management | 11 | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sunny Optical Technology (Group) Company Limited | 2382 | Cayman Islands | G8586D109 | Annual | 28-May-19 | 22-May-19 | Confirmed | 15,535 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sunny Optical Technology (Group) Company Limited | 2382 | Cayman Islands | G8586D109 | Annual | 28-May-19 | 22-May-19 | Confirmed | 15,535 | Management | 2 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sunny Optical Technology (Group) Company Limited | 2382 | Cayman Islands | G8586D109 | Annual | 28-May-19 | 22-May-19 | Confirmed | 15,535 | Management | 3a | Elect Sun Yang as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sunny Optical Technology (Group) Company Limited | 2382 | Cayman Islands | G8586D109 | Annual | 28-May-19 | 22-May-19 | Confirmed | 15,535 | Management | 3b | Elect Zhang Yuqing as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sunny Optical Technology (Group) Company Limited | 2382 | Cayman Islands | G8586D109 | Annual | 28-May-19 | 22-May-19 | Confirmed | 15,535 | Management | 3c | Elect Shao Yang Dong as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sunny Optical Technology (Group) Company Limited | 2382 | Cayman Islands | G8586D109 | Annual | 28-May-19 | 22-May-19 | Confirmed | 15,535 | Management | 3d | Authorize Board to Fix Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sunny Optical Technology (Group) Company Limited | 2382 | Cayman Islands | G8586D109 | Annual | 28-May-19 | 22-May-19 | Confirmed | 15,535 | Management | 4 | Approve Deloitte Touche Tohmatsu as External Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sunny Optical Technology (Group) Company Limited | 2382 | Cayman Islands | G8586D109 | Annual | 28-May-19 | 22-May-19 | Confirmed | 15,535 | Management | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sunny Optical Technology (Group) Company Limited | 2382 | Cayman Islands | G8586D109 | Annual | 28-May-19 | 22-May-19 | Confirmed | 15,535 | Management | 6 | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sunny Optical Technology (Group) Company Limited | 2382 | Cayman Islands | G8586D109 | Annual | 28-May-19 | 22-May-19 | Confirmed | 15,535 | Management | 7 | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Special | 30-May-19 | 17-May-19 | Confirmed | 45,916 | Management | 1.1 | Approve Cash Dividends of MXN 5.54 Per Share | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Special | 30-May-19 | 17-May-19 | Confirmed | 45,916 | Management | 1.2 | Approve Dividend to Be Paid on June 7, 2019 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Special | 30-May-19 | 17-May-19 | Confirmed | 45,916 | Management | 2 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 30-May-19 | 30-Apr-19 | Confirmed | 2,955 | Management | 1 | Accept Consolidated Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 30-May-19 | 30-Apr-19 | Confirmed | 2,955 | Management | 2.1 | Elect Director Luis Frias | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 30-May-19 | 30-Apr-19 | Confirmed | 2,955 | Management | 2.2 | Elect Director Maria Judith de Brito | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 30-May-19 | 30-Apr-19 | Confirmed | 2,955 | Management | 2.3 | Elect Director Eduardo Alcaro | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 30-May-19 | 30-Apr-19 | Confirmed | 2,955 | Management | 2.4 | Elect Director Noemia Mayumi Fukugauti Gushiken | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 30-May-19 | 30-Apr-19 | Confirmed | 2,955 | Management | 2.5 | Elect Director Cleveland Prates Teixeira | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 30-May-19 | 30-Apr-19 | Confirmed | 2,955 | Management | 2.6 | Elect Director Marcos de Barros Lisboa | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 30-May-19 | 30-Apr-19 | Confirmed | 2,955 | Management | 2.7 | Elect Director Ricardo Dutra da Silva | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 30-May-19 | 30-Apr-19 | Confirmed | 2,955 | Management | 3 | Approve Restricted Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 30-May-19 | 30-Apr-19 | Confirmed | 2,955 | Management | 4 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 31-May-19 | 24-May-19 | Confirmed | 2,227 | Management | 1 | Re-elect Lindiwe Dlamini as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 31-May-19 | 24-May-19 | Confirmed | 2,227 | Management | 2 | Re-elect John McKenzie as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 31-May-19 | 24-May-19 | Confirmed | 2,227 | Management | 3 | Re-elect Petrus Mouton as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 31-May-19 | 24-May-19 | Confirmed | 2,227 | Management | 4 | Elect Daniel Meintjes as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 31-May-19 | 24-May-19 | Confirmed | 2,227 | Management | 5 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 31-May-19 | 24-May-19 | Confirmed | 2,227 | Management | 6 | Authorise Specific Issue of Loss Absorbent Convertible Capital Securities for Cash | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 31-May-19 | 24-May-19 | Confirmed | 2,227 | Management | 7 | Authorise Board to Issue Shares for Cash | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 31-May-19 | 24-May-19 | Confirmed | 2,227 | Management | 8 | Approve Remuneration Policy | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 31-May-19 | 24-May-19 | Confirmed | 2,227 | Management | 9 | Approve Implementation of Remuneration Policy | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 31-May-19 | 24-May-19 | Confirmed | 2,227 | Management | 10 | Amend Capitec Bank Group Employee Empowerment Trust Deed | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 31-May-19 | 24-May-19 | Confirmed | 2,227 | Management | 1 | Approve Non-executive Directors' Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 31-May-19 | 24-May-19 | Confirmed | 2,227 | Management | 2 | Authorise Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 31-May-19 | 24-May-19 | Confirmed | 2,227 | Management | 3 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 31-May-19 | 24-May-19 | Confirmed | 2,227 | Management | 4 | Approve Financial Assistance in Respect of the Restricted Share Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 05-Jun-19 | 05-Apr-19 | Confirmed | 20,211 | Management | 1 | Approve Business Operations Report and Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 05-Jun-19 | 05-Apr-19 | Confirmed | 20,211 | Management | 2 | Approve Plan on Profit Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 05-Jun-19 | 05-Apr-19 | Confirmed | 20,211 | Management | 3 | Approve Amendments to Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 05-Jun-19 | 05-Apr-19 | Confirmed | 20,211 | Management | 4 | Approve Amendments to Trading Procedures Governing Derivatives Products and Procedures Governing the Acquisition or Disposal of Assets | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 05-Jun-19 | 05-Apr-19 | Confirmed | 20,211 | Management | 5.1 | Elect Moshe N. Gavrielov with ID No. 505930XXX as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 05-Jun-19 | 30-May-19 | Confirmed | 18,632 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 05-Jun-19 | 30-May-19 | Confirmed | 18,632 | Management | 2a | Elect Weichang Zhou as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 05-Jun-19 | 30-May-19 | Confirmed | 18,632 | Management | 2b | Elect Yibing Wu as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 05-Jun-19 | 30-May-19 | Confirmed | 18,632 | Management | 2c | Elect Yanling Cao as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 05-Jun-19 | 30-May-19 | Confirmed | 18,632 | Management | 3 | Authorize Board to Fix Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 05-Jun-19 | 30-May-19 | Confirmed | 18,632 | Management | 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 05-Jun-19 | 30-May-19 | Confirmed | 18,632 | Management | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 05-Jun-19 | 30-May-19 | Confirmed | 18,632 | Management | 6 | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 05-Jun-19 | 30-May-19 | Confirmed | 18,632 | Management | 7 | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 05-Jun-19 | 30-May-19 | Confirmed | 18,632 | Management | 8 | Approve Grant of Specific Mandate to the Directors to Issue and Allot the Connected Restricted Shares and Related Transactions | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 05-Jun-19 | 30-May-19 | Confirmed | 18,632 | Management | 9 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Zhisheng Chen | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 05-Jun-19 | 30-May-19 | Confirmed | 18,632 | Management | 10 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Weichang Zhou | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 05-Jun-19 | 30-May-19 | Confirmed | 18,632 | Management | 11 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Edward Hu | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 05-Jun-19 | 30-May-19 | Confirmed | 18,632 | Management | 12 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to William Robert Keller | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 05-Jun-19 | 30-May-19 | Confirmed | 18,632 | Management | 13 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Wo Felix | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 06-Jun-19 | 31-May-19 | Confirmed | 52,704 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 06-Jun-19 | 31-May-19 | Confirmed | 52,704 | Management | 2 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 06-Jun-19 | 31-May-19 | Confirmed | 52,704 | Management | 3a | Elect Tim Orting Jorgensen as Director and Authorize Board to Fix His Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 06-Jun-19 | 31-May-19 | Confirmed | 52,704 | Management | 3b | Elect Zhang Xiaoya as Director and Authorize Board to Fix His Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 06-Jun-19 | 31-May-19 | Confirmed | 52,704 | Management | 3c | Elect Yau Ka Chi as Director and Authorize Board to Fix His Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 06-Jun-19 | 31-May-19 | Confirmed | 52,704 | Management | 3d | Elect Chen Lang as Director and Authorize Board to Fix His Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 06-Jun-19 | 31-May-19 | Confirmed | 52,704 | Management | 4 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 06-Jun-19 | 31-May-19 | Confirmed | 52,704 | Management | 5 | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 06-Jun-19 | 31-May-19 | Confirmed | 52,704 | Management | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MercadoLibre, Inc. | MELI | USA | 58733R102 | Annual | 10-Jun-19 | 15-Apr-19 | Confirmed | 299 | Management | 1.1 | Elect Director Emiliano Calemzuk | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MercadoLibre, Inc. | MELI | USA | 58733R102 | Annual | 10-Jun-19 | 15-Apr-19 | Confirmed | 299 | Management | 1.2 | Elect Director Marcos Galperin | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MercadoLibre, Inc. | MELI | USA | 58733R102 | Annual | 10-Jun-19 | 15-Apr-19 | Confirmed | 299 | Management | 1.3 | Elect Director Roberto Balls Sallouti | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MercadoLibre, Inc. | MELI | USA | 58733R102 | Annual | 10-Jun-19 | 15-Apr-19 | Confirmed | 299 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MercadoLibre, Inc. | MELI | USA | 58733R102 | Annual | 10-Jun-19 | 15-Apr-19 | Confirmed | 299 | Management | 3 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MercadoLibre, Inc. | MELI | USA | 58733R102 | Annual | 10-Jun-19 | 15-Apr-19 | Confirmed | 299 | Management | 4 | Ratify Deloitte & Co. S.A. as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Formosa Plastics Corp. | 1301 | Taiwan | Y26095102 | Annual | 11-Jun-19 | 12-Apr-19 | Confirmed | 35,372 | Management | 1 | Approve Business Operations Report and Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Formosa Plastics Corp. | 1301 | Taiwan | Y26095102 | Annual | 11-Jun-19 | 12-Apr-19 | Confirmed | 35,372 | Management | 2 | Approve Profit Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Formosa Plastics Corp. | 1301 | Taiwan | Y26095102 | Annual | 11-Jun-19 | 12-Apr-19 | Confirmed | 35,372 | Management | 3 | Amend Procedures Governing the Acquisition or Disposal of Assets | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Formosa Plastics Corp. | 1301 | Taiwan | Y26095102 | Annual | 11-Jun-19 | 12-Apr-19 | Confirmed | 35,372 | Management | 4 | Amend Trading Procedures Governing Derivatives Products | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Formosa Plastics Corp. | 1301 | Taiwan | Y26095102 | Annual | 11-Jun-19 | 12-Apr-19 | Confirmed | 35,372 | Management | 5 | Amend Procedures for Lending Funds to Other Parties | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Formosa Plastics Corp. | 1301 | Taiwan | Y26095102 | Annual | 11-Jun-19 | 12-Apr-19 | Confirmed | 35,372 | Management | 6 | Amend Procedures for Endorsement and Guarantees | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Annual | 12-Jun-19 | 06-Jun-19 | Confirmed | 7,808 | Management | 1 | Approve Financial Statements and Income Allocation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Annual | 12-Jun-19 | 06-Jun-19 | Confirmed | 7,808 | Management | 2 | Approve Discharge of Board and Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Annual | 12-Jun-19 | 06-Jun-19 | Confirmed | 7,808 | Management | 3 | Ratify Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Annual | 12-Jun-19 | 06-Jun-19 | Confirmed | 7,808 | Management | 4 | Approve Director Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Annual | 12-Jun-19 | 06-Jun-19 | Confirmed | 7,808 | Management | 5 | Approve Director Liability Contracts | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Annual | 12-Jun-19 | 06-Jun-19 | Confirmed | 7,808 | Share Holder | 6.1 | Elect Eelco Blok as Independent Director | None | Do Not Vote | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Annual | 12-Jun-19 | 06-Jun-19 | Confirmed | 7,808 | Share Holder | 6.2 | Elect Alberto Horcajo as Independent Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Annual | 12-Jun-19 | 06-Jun-19 | Confirmed | 7,808 | Share Holder | 7.1 | Elect Eelco Blok as a Member of Audit Committee | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Annual | 12-Jun-19 | 06-Jun-19 | Confirmed | 7,808 | Share Holder | 7.2 | Elect Alberto Horcajo as a Member of Audit Committee | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Annual | 12-Jun-19 | 06-Jun-19 | Confirmed | 7,808 | Management | 8 | Various Announcements | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tata Consultancy Services Limited | 532540 | India | Y85279100 | Annual | 13-Jun-19 | 06-Jun-19 | Confirmed | 8,444 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tata Consultancy Services Limited | 532540 | India | Y85279100 | Annual | 13-Jun-19 | 06-Jun-19 | Confirmed | 8,444 | Management | 2 | Confirm Interim Dividend and Declare Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tata Consultancy Services Limited | 532540 | India | Y85279100 | Annual | 13-Jun-19 | 06-Jun-19 | Confirmed | 8,444 | Management | 3 | Reelect N Ganapathy Subramaniam as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tata Consultancy Services Limited | 532540 | India | Y85279100 | Annual | 13-Jun-19 | 06-Jun-19 | Confirmed | 8,444 | Management | 4 | Elect Hanne Birgitte Breinbjerg Sorensen as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tata Consultancy Services Limited | 532540 | India | Y85279100 | Annual | 13-Jun-19 | 06-Jun-19 | Confirmed | 8,444 | Management | 5 | Elect Keki Minoo Mistry as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tata Consultancy Services Limited | 532540 | India | Y85279100 | Annual | 13-Jun-19 | 06-Jun-19 | Confirmed | 8,444 | Management | 6 | Elect Daniel Hughes Callahan as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tata Consultancy Services Limited | 532540 | India | Y85279100 | Annual | 13-Jun-19 | 06-Jun-19 | Confirmed | 8,444 | Management | 7 | Reelect Om Prakash Bhatt as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tata Consultancy Services Limited | 532540 | India | Y85279100 | Annual | 13-Jun-19 | 06-Jun-19 | Confirmed | 8,444 | Management | 8 | Approve Commission to Non-Wholetime Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Cathay Financial Holdings Co. Ltd. | 2882 | Taiwan | Y11654103 | Annual | 14-Jun-19 | 15-Apr-19 | Confirmed | 50,645 | Management | 1 | Approve Business Operations Report and Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Cathay Financial Holdings Co. Ltd. | 2882 | Taiwan | Y11654103 | Annual | 14-Jun-19 | 15-Apr-19 | Confirmed | 50,645 | Management | 2 | Approve Profit Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Cathay Financial Holdings Co. Ltd. | 2882 | Taiwan | Y11654103 | Annual | 14-Jun-19 | 15-Apr-19 | Confirmed | 50,645 | Management | 3 | Approve Cash Distribution from Capital Reserve | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Cathay Financial Holdings Co. Ltd. | 2882 | Taiwan | Y11654103 | Annual | 14-Jun-19 | 15-Apr-19 | Confirmed | 50,645 | Management | 4 | Amend Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Cathay Financial Holdings Co. Ltd. | 2882 | Taiwan | Y11654103 | Annual | 14-Jun-19 | 15-Apr-19 | Confirmed | 50,645 | Management | 5 | Amend Procedures Governing the Acquisition or Disposal of Assets | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Cathay Financial Holdings Co. Ltd. | 2882 | Taiwan | Y11654103 | Annual | 14-Jun-19 | 15-Apr-19 | Confirmed | 50,645 | Management | 6 | Amend Rules and Procedures for Election of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Cathay Financial Holdings Co. Ltd. | 2882 | Taiwan | Y11654103 | Annual | 14-Jun-19 | 15-Apr-19 | Confirmed | 50,645 | Management | 7 | Approve to Raise Long-term Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Cathay Financial Holdings Co. Ltd. | 2882 | Taiwan | Y11654103 | Annual | 14-Jun-19 | 15-Apr-19 | Confirmed | 50,645 | Management | 8.1 | Elect Cheng-Ta Tsai, a Representative of Chia Yi Capital Co., Ltd. with Shareholder No. 572870, as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Cathay Financial Holdings Co. Ltd. | 2882 | Taiwan | Y11654103 | Annual | 14-Jun-19 | 15-Apr-19 | Confirmed | 50,645 | Management | 8.2 | Elect Hong-Tu Tsai with Shareholder No. 1372, as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Cathay Financial Holdings Co. Ltd. | 2882 | Taiwan | Y11654103 | Annual | 14-Jun-19 | 15-Apr-19 | Confirmed | 50,645 | Management | 8.3 | Elect Cheng-Chiu Tsai, a Representative of Chen-Sheng Industrial Co., Ltd. with Shareholder No. 552922, as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Cathay Financial Holdings Co. Ltd. | 2882 | Taiwan | Y11654103 | Annual | 14-Jun-19 | 15-Apr-19 | Confirmed | 50,645 | Management | 8.4 | Elect Tsu-Pei Chen, a Representative of Culture and Charity Foundation of the CUB with Shareholder No. 579581, as Non-Independent Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Cathay Financial Holdings Co. Ltd. | 2882 | Taiwan | Y11654103 | Annual | 14-Jun-19 | 15-Apr-19 | Confirmed | 50,645 | Management | 8.5 | Elect Chi-Wei Joong, a Representative of Chia Yi Capital Co., Ltd. with Shareholder No. 572870, as Non-Independent Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Cathay Financial Holdings Co. Ltd. | 2882 | Taiwan | Y11654103 | Annual | 14-Jun-19 | 15-Apr-19 | Confirmed | 50,645 | Management | 8.6 | Elect Andrew Ming-Jian Kuo, a Representative of Culture and Charity Foundation of the CUB with Shareholder No. 579581, as Non-Independent Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Cathay Financial Holdings Co. Ltd. | 2882 | Taiwan | Y11654103 | Annual | 14-Jun-19 | 15-Apr-19 | Confirmed | 50,645 | Management | 8.7 | Elect Tiao-Kuei Huang, a Representative of Cathay Life Insurance Co., Ltd. Employees' Welfare Committee with Shareholder No. 1237, as Non-Independent Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Cathay Financial Holdings Co. Ltd. | 2882 | Taiwan | Y11654103 | Annual | 14-Jun-19 | 15-Apr-19 | Confirmed | 50,645 | Management | 8.8 | Elect Ming- Ho Hsiung, a Representative of Cathay Life Insurance Co., Ltd. Employees' Welfare Committee with Shareholder No. 1237, as Non-Independent Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Cathay Financial Holdings Co. Ltd. | 2882 | Taiwan | Y11654103 | Annual | 14-Jun-19 | 15-Apr-19 | Confirmed | 50,645 | Management | 8.9 | Elect Chang-Ken Lee, a Representative of Cathay Life Insurance Co., Ltd. Employees' Welfare Committee with Shareholder No. 1237, as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Cathay Financial Holdings Co. Ltd. | 2882 | Taiwan | Y11654103 | Annual | 14-Jun-19 | 15-Apr-19 | Confirmed | 50,645 | Management | 8.10 | Elect Feng-Chiang Miau with ID No. A131723XXX as Independent Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Cathay Financial Holdings Co. Ltd. | 2882 | Taiwan | Y11654103 | Annual | 14-Jun-19 | 15-Apr-19 | Confirmed | 50,645 | Management | 8.11 | Elect Edward Yung Do Way with ID No. A102143XXX as Independent Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Cathay Financial Holdings Co. Ltd. | 2882 | Taiwan | Y11654103 | Annual | 14-Jun-19 | 15-Apr-19 | Confirmed | 50,645 | Management | 8.12 | Elect Li-Ling Wang with ID No. M220268XXX as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Cathay Financial Holdings Co. Ltd. | 2882 | Taiwan | Y11654103 | Annual | 14-Jun-19 | 15-Apr-19 | Confirmed | 50,645 | Management | 8.13 | Elect Tang-Chieh Wu with ID No. R120204XXX as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Cathay Financial Holdings Co. Ltd. | 2882 | Taiwan | Y11654103 | Annual | 14-Jun-19 | 15-Apr-19 | Confirmed | 50,645 | Management | 9 | Approve Discussion on the Relief of Certain Directors from their Non-Competition Obligations | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | 3SBio, Inc. | 1530 | Cayman Islands | G8875G102 | Annual | 20-Jun-19 | 14-Jun-19 | Confirmed | 48,246 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | 3SBio, Inc. | 1530 | Cayman Islands | G8875G102 | Annual | 20-Jun-19 | 14-Jun-19 | Confirmed | 48,246 | Management | 2A | Elect Lou Jing as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | 3SBio, Inc. | 1530 | Cayman Islands | G8875G102 | Annual | 20-Jun-19 | 14-Jun-19 | Confirmed | 48,246 | Management | 2B | Elect Tan Bo as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | 3SBio, Inc. | 1530 | Cayman Islands | G8875G102 | Annual | 20-Jun-19 | 14-Jun-19 | Confirmed | 48,246 | Management | 2C | Elect Pu Tianruo as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | 3SBio, Inc. | 1530 | Cayman Islands | G8875G102 | Annual | 20-Jun-19 | 14-Jun-19 | Confirmed | 48,246 | Management | 2D | Elect Wang Rui as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | 3SBio, Inc. | 1530 | Cayman Islands | G8875G102 | Annual | 20-Jun-19 | 14-Jun-19 | Confirmed | 48,246 | Management | 2E | Authorize Board to Fix Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | 3SBio, Inc. | 1530 | Cayman Islands | G8875G102 | Annual | 20-Jun-19 | 14-Jun-19 | Confirmed | 48,246 | Management | 3 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | 3SBio, Inc. | 1530 | Cayman Islands | G8875G102 | Annual | 20-Jun-19 | 14-Jun-19 | Confirmed | 48,246 | Management | 4A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | 3SBio, Inc. | 1530 | Cayman Islands | G8875G102 | Annual | 20-Jun-19 | 14-Jun-19 | Confirmed | 48,246 | Management | 4B | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | 3SBio, Inc. | 1530 | Cayman Islands | G8875G102 | Annual | 20-Jun-19 | 14-Jun-19 | Confirmed | 48,246 | Management | 4C | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Limited | 1398 | China | Y3990B112 | Annual | 20-Jun-19 | 21-May-19 | Confirmed | 505,355 | Management | 1 | Approve 2018 Work Report of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Limited | 1398 | China | Y3990B112 | Annual | 20-Jun-19 | 21-May-19 | Confirmed | 505,355 | Management | 2 | Approve 2018 Work Report of the Board of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Limited | 1398 | China | Y3990B112 | Annual | 20-Jun-19 | 21-May-19 | Confirmed | 505,355 | Management | 3 | Approve 2018 Audited Accounts | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Limited | 1398 | China | Y3990B112 | Annual | 20-Jun-19 | 21-May-19 | Confirmed | 505,355 | Management | 4 | Approve 2018 Profit Distribution Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Limited | 1398 | China | Y3990B112 | Annual | 20-Jun-19 | 21-May-19 | Confirmed | 505,355 | Management | 5 | Approve 2019 Fixed Asset Investment Budget | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Limited | 1398 | China | Y3990B112 | Annual | 20-Jun-19 | 21-May-19 | Confirmed | 505,355 | Management | 6 | Approve KPMG Huazhen LLP and KPMG as External Auditors and KPMG Huazhen LLP as Internal Control Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Limited | 1398 | China | Y3990B112 | Annual | 20-Jun-19 | 21-May-19 | Confirmed | 505,355 | Management | 7 | Elect Yang Siu Shun as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Limited | 1398 | China | Y3990B112 | Annual | 20-Jun-19 | 21-May-19 | Confirmed | 505,355 | Management | 8 | Elect Zhang Wei as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Limited | 1398 | China | Y3990B112 | Annual | 20-Jun-19 | 21-May-19 | Confirmed | 505,355 | Management | 9 | Elect Shen Bingxi as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Limited | 1398 | China | Y3990B112 | Annual | 20-Jun-19 | 21-May-19 | Confirmed | 505,355 | Management | 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Limited | 1398 | China | Y3990B112 | Annual | 20-Jun-19 | 21-May-19 | Confirmed | 505,355 | Share Holder | 11 | Elect Lu Yongzhen as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 2,856 | Management | 1 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 155 per Share | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 2,856 | Management | 2.1 | Elect Vagit Alekperov as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 2,856 | Management | 2.2 | Elect Viktor Blazheev as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 2,856 | Management | 2.3 | Elect Toby Gati as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 2,856 | Management | 2.4 | Elect Valerii Graifer as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 2,856 | Management | 2.5 | Elect Ravil Maganov as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 2,856 | Management | 2.6 | Elect Roger Munnings as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 2,856 | Management | 2.7 | Elect Nikolai Nikolaev as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 2,856 | Management | 2.8 | Elect Pavel Teplukhin as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 2,856 | Management | 2.9 | Elect Leonid Fedun as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 2,856 | Management | 2.10 | Elect Liubov Khoba as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 2,856 | Management | 2.11 | Elect Sergei Shatalov as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 2,856 | Management | 2.12 | Elect Wolfgang Schussel as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 2,856 | Management | 3.1 | Elect Ivan Vrublevskii as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 2,856 | Management | 3.2 | Elect Artem Otrubiannikov as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 2,856 | Management | 3.3 | Elect Pavel Suloev as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 2,856 | Management | 4.1 | Approve Remuneration of Directors for Fiscal 2018 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 2,856 | Management | 4.2 | Approve Remuneration of New Directors for Fiscal 2019 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 2,856 | Management | 5.1 | Approve Remuneration of Members of Audit Commission for Fiscal 2018 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 2,856 | Management | 5.2 | Approve Remuneration of New Members of Audit Commission for Fiscal 2019 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 2,856 | Management | 6 | Ratify KPMG as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 2,856 | Management | 7 | Approve New Edition of Regulations on General Meetings | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 2,856 | Management | 8 | Approve Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 2,856 | Management | 9 | Approve Related-Party Transaction Re: Liability Insurance for Directors ,Executives, and Companies | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 973 | Management | 1 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 155 per Share | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 973 | Management | 2.1 | Elect Vagit Alekperov as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 973 | Management | 2.2 | Elect Viktor Blazheev as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 973 | Management | 2.3 | Elect Toby Gati as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 973 | Management | 2.4 | Elect Valerii Graifer as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 973 | Management | 2.5 | Elect Ravil Maganov as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 973 | Management | 2.6 | Elect Roger Munnings as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 973 | Management | 2.7 | Elect Nikolai Nikolaev as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 973 | Management | 2.8 | Elect Pavel Teplukhin as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 973 | Management | 2.9 | Elect Leonid Fedun as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 973 | Management | 2.10 | Elect Liubov Khoba as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 973 | Management | 2.11 | Elect Sergei Shatalov as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 973 | Management | 2.12 | Elect Wolfgang Schussel as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 973 | Management | 3.1 | Elect Ivan Vrublevskii as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 973 | Management | 3.2 | Elect Artem Otrubiannikov as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 973 | Management | 3.3 | Elect Pavel Suloev as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 973 | Management | 4.1 | Approve Remuneration of Directors for Fiscal 2018 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 973 | Management | 4.2 | Approve Remuneration of New Directors for Fiscal 2019 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 973 | Management | 5.1 | Approve Remuneration of Members of Audit Commission for Fiscal 2018 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 973 | Management | 5.2 | Approve Remuneration of New Members of Audit Commission for Fiscal 2019 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 973 | Management | 6 | Ratify KPMG as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 973 | Management | 7 | Approve New Edition of Regulations on General Meetings | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 973 | Management | 8 | Approve Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 20-Jun-19 | 24-May-19 | Confirmed | 973 | Management | 9 | Approve Related-Party Transaction Re: Liability Insurance for Directors ,Executives, and Companies | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Special | 20-Jun-19 | 28-May-19 | Confirmed | 162,207 | Management | 1 | Approve Share Acquisition Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Giant Manufacturing Co., Ltd. | 9921 | Taiwan | Y2708Z106 | Annual | 21-Jun-19 | 22-Apr-19 | Confirmed | 16,897 | Management | 1 | Approve Business Operations Report and Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Giant Manufacturing Co., Ltd. | 9921 | Taiwan | Y2708Z106 | Annual | 21-Jun-19 | 22-Apr-19 | Confirmed | 16,897 | Management | 2 | Approve Plan on Profit Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Giant Manufacturing Co., Ltd. | 9921 | Taiwan | Y2708Z106 | Annual | 21-Jun-19 | 22-Apr-19 | Confirmed | 16,897 | Management | 3 | Approve Amendments to Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Giant Manufacturing Co., Ltd. | 9921 | Taiwan | Y2708Z106 | Annual | 21-Jun-19 | 22-Apr-19 | Confirmed | 16,897 | Management | 4 | Amendments to Procedures Governing the Acquisition or Disposal of Assets | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Giant Manufacturing Co., Ltd. | 9921 | Taiwan | Y2708Z106 | Annual | 21-Jun-19 | 22-Apr-19 | Confirmed | 16,897 | Management | 5 | Approve Application of a Subsidiary of the Company for A-share Initial Public Offering and Listing in China Stock Markets | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hon Hai Precision Industry Co., Ltd. | 2317 | Taiwan | Y36861105 | Annual | 21-Jun-19 | 22-Apr-19 | Confirmed | 42,682 | Management | 1 | Approve Business Report and Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hon Hai Precision Industry Co., Ltd. | 2317 | Taiwan | Y36861105 | Annual | 21-Jun-19 | 22-Apr-19 | Confirmed | 42,682 | Management | 2 | Approve Profit Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hon Hai Precision Industry Co., Ltd. | 2317 | Taiwan | Y36861105 | Annual | 21-Jun-19 | 22-Apr-19 | Confirmed | 42,682 | Management | 3 | Amend Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hon Hai Precision Industry Co., Ltd. | 2317 | Taiwan | Y36861105 | Annual | 21-Jun-19 | 22-Apr-19 | Confirmed | 42,682 | Management | 4 | Amend Procedures Governing the Acquisition or Disposal of Assets | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hon Hai Precision Industry Co., Ltd. | 2317 | Taiwan | Y36861105 | Annual | 21-Jun-19 | 22-Apr-19 | Confirmed | 42,682 | Management | 5 | Amend Procedures for Lending Funds to Other Parties | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hon Hai Precision Industry Co., Ltd. | 2317 | Taiwan | Y36861105 | Annual | 21-Jun-19 | 22-Apr-19 | Confirmed | 42,682 | Management | 6 | Amend Procedures for Endorsement and Guarantees | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hon Hai Precision Industry Co., Ltd. | 2317 | Taiwan | Y36861105 | Annual | 21-Jun-19 | 22-Apr-19 | Confirmed | 42,682 | Management | 7 | Amend Policies and Procedures for Financial Derivatives Transactions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hon Hai Precision Industry Co., Ltd. | 2317 | Taiwan | Y36861105 | Annual | 21-Jun-19 | 22-Apr-19 | Confirmed | 42,682 | Management | 8.1 | Elect GOU, TAI-MING (TERRY GOU), with SHAREHOLDER NO.00000001, as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hon Hai Precision Industry Co., Ltd. | 2317 | Taiwan | Y36861105 | Annual | 21-Jun-19 | 22-Apr-19 | Confirmed | 42,682 | Management | 8.2 | Elect LU FANG-MING, with SHAREHOLDER NO.00109738, as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hon Hai Precision Industry Co., Ltd. | 2317 | Taiwan | Y36861105 | Annual | 21-Jun-19 | 22-Apr-19 | Confirmed | 42,682 | Management | 8.3 | Elect LIU YANG-WEI, with SHAREHOLDER NO.00085378, as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hon Hai Precision Industry Co., Ltd. | 2317 | Taiwan | Y36861105 | Annual | 21-Jun-19 | 22-Apr-19 | Confirmed | 42,682 | Management | 8.4 | Elect LI CHIEH, a Representative of HON JIN INTERNATIONAL INVESTMENT CO., LTD. with SHAREHOLDER NO.00057132, as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hon Hai Precision Industry Co., Ltd. | 2317 | Taiwan | Y36861105 | Annual | 21-Jun-19 | 22-Apr-19 | Confirmed | 42,682 | Management | 8.5 | Elect LU SUNG-CHING, a Representative of HON JIN INTERNATIONAL INVESTMENT CO., LTD. with SHAREHOLDER NO.00057132, as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hon Hai Precision Industry Co., Ltd. | 2317 | Taiwan | Y36861105 | Annual | 21-Jun-19 | 22-Apr-19 | Confirmed | 42,682 | Management | 8.6 | Elect TAI, CHENG-WU, a Representative of FULLDREAM INFORMATION CO., LTD. with SHAREHOLDER NO.00412779, as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hon Hai Precision Industry Co., Ltd. | 2317 | Taiwan | Y36861105 | Annual | 21-Jun-19 | 22-Apr-19 | Confirmed | 42,682 | Management | 8.7 | Elect WANG KUO-CHENG, with ID NO.F120591XXX, as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hon Hai Precision Industry Co., Ltd. | 2317 | Taiwan | Y36861105 | Annual | 21-Jun-19 | 22-Apr-19 | Confirmed | 42,682 | Management | 8.8 | Elect KUO TA-WEI, with ID NO.F121315XXX, as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hon Hai Precision Industry Co., Ltd. | 2317 | Taiwan | Y36861105 | Annual | 21-Jun-19 | 22-Apr-19 | Confirmed | 42,682 | Management | 8.9 | Elect KUNG KUO-CHUAN, with ID NO.F122128XXX, as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hon Hai Precision Industry Co., Ltd. | 2317 | Taiwan | Y36861105 | Annual | 21-Jun-19 | 22-Apr-19 | Confirmed | 42,682 | Management | 9 | Approve Release of Restrictions of Competitive Activities of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 1 | Approve 2018 Work Report of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 2 | Approve 2018 Work Report of the Board of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 3 | Approve 2018 Annual Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 4 | Approve 2018 Audited Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 5 | Approve 2018 Profit Appropriation Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 6 | Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Domestic Auditor and Deloitte Touche Tohmatsu Certified Public Accountants as International Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 7 | Approve Related Party Transaction Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 8.01 | Elect Li Jianhong as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 8.02 | Elect Fu Gangfeng as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 8.03 | Elect Zhou Song as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 8.04 | Elect Hong Xiaoyuan as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 8.05 | Elect Zhang Jian as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 8.06 | Elect Su Min as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 8.07 | Elect Luo Sheng as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 8.08 | Elect Tian Huiyu as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 8.09 | Elect Liu Jianjun as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 8.10 | Elect Wang Liang as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 8.11 | Elect Leung Kam Chung, Antony as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 8.12 | Elect Zhao Jun as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 8.13 | Elect Wong See Hong as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 8.14 | Elect Li Menggang as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 8.15 | Elect Liu Qiao as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 9.01 | Elect Peng Bihong as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 9.02 | Elect Wu Heng as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 9.03 | Elect Wen Jianguo as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 9.04 | Elect Ding Huiping as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 9.05 | Elect Han Zirong as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 10 | Approve Amendments to Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Management | 12 | Approve the Mid-term Capital Management Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Share Holder | 13.01 | Elect Sun Yufei as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Share Holder | 13.02 | Elect Wang Daxiong as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Share Holder | 13.03 | Elect Tian Hongqi as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Share Holder | 13.04 | Elect Xu Zhengjun as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 27-Jun-19 | 27-May-19 | Confirmed | 25,053 | Share Holder | 14 | Approve General Mandate to Issue Write-down Undated Capital Bonds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 27-Jun-19 | 30-May-19 | Confirmed | 2,254 | Management | 1 | Approve to Extend the Period for Preparing the Annual Account for the Financial Year 2018 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 27-Jun-19 | 30-May-19 | Confirmed | 2,254 | Management | 2 | Adopt Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 27-Jun-19 | 30-May-19 | Confirmed | 2,254 | Management | 3 | Approve Discharge of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 27-Jun-19 | 30-May-19 | Confirmed | 2,254 | Management | 4 | Reelect Rogier Rijnja as Non-Executive Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 27-Jun-19 | 30-May-19 | Confirmed | 2,254 | Management | 5 | Reelect Charles Ryan as Non-Executive Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 27-Jun-19 | 30-May-19 | Confirmed | 2,254 | Management | 6 | Reelect Alexander Voloshin as Non-Executive Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 27-Jun-19 | 30-May-19 | Confirmed | 2,254 | Management | 7 | Elect Mikhail Parakhin as Non-Executive Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 27-Jun-19 | 30-May-19 | Confirmed | 2,254 | Management | 8 | Elect Tigran Khudaverdyan as Executive Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 27-Jun-19 | 30-May-19 | Confirmed | 2,254 | Management | 9 | Approve Cancellation of Outstanding Class C Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 27-Jun-19 | 30-May-19 | Confirmed | 2,254 | Management | 10 | Ratify Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 27-Jun-19 | 30-May-19 | Confirmed | 2,254 | Management | 11 | Amend 2016 Equity Incentive Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 27-Jun-19 | 30-May-19 | Confirmed | 2,254 | Management | 12 | Grant Board Authority to Issue Class A Shares and Preference Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 27-Jun-19 | 30-May-19 | Confirmed | 2,254 | Management | 13 | Authorize Board to Exclude Preemptive Rights from Share Issuances | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 27-Jun-19 | 30-May-19 | Confirmed | 2,254 | Management | 14 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BK Brasil Operacao e Assessoria a Restaurantes SA | BKBR3 | Brazil | P1R1WQ107 | Special | 28-Jun-19 | Confirmed | 14,060 | Management | 1 | Approve Agreement to Absorb King Food Comercio de Alimentos S.A., Good Food Comercio de Alimentos S.A. and Fast Burger Comercio de Alimentos S.A. | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BK Brasil Operacao e Assessoria a Restaurantes SA | BKBR3 | Brazil | P1R1WQ107 | Special | 28-Jun-19 | Confirmed | 14,060 | Management | 2 | Appoint Independent Firm to Appraise Proposed Transactions | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BK Brasil Operacao e Assessoria a Restaurantes SA | BKBR3 | Brazil | P1R1WQ107 | Special | 28-Jun-19 | Confirmed | 14,060 | Management | 3 | Approve Independent Firm's Appraisal on King Food Comercio de Alimentos S.A. | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BK Brasil Operacao e Assessoria a Restaurantes SA | BKBR3 | Brazil | P1R1WQ107 | Special | 28-Jun-19 | Confirmed | 14,060 | Management | 4 | Approve Independent Firm's Appraisal on Good Food Comercio de Alimentos S.A. | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BK Brasil Operacao e Assessoria a Restaurantes SA | BKBR3 | Brazil | P1R1WQ107 | Special | 28-Jun-19 | Confirmed | 14,060 | Management | 5 | Approve Independent Firm's Appraisal on Fast Burger Comercio de Alimentos S.A. | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BK Brasil Operacao e Assessoria a Restaurantes SA | BKBR3 | Brazil | P1R1WQ107 | Special | 28-Jun-19 | Confirmed | 14,060 | Management | 6 | Approve Absorption of King Food Comercio de Alimentos S.A., Good Food Comercio de Alimentos S.A. and Fast Burger Comercio de Alimentos S.A. | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BK Brasil Operacao e Assessoria a Restaurantes SA | BKBR3 | Brazil | P1R1WQ107 | Special | 28-Jun-19 | Confirmed | 14,060 | Management | 7 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 1 | Approve Annual Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 2 | Approve Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 3 | Approve Allocation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 4 | Approve Dividends of RUB 16.61 per Share | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 5 | Ratify Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 6 | Approve Remuneration of Directors | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 7 | Approve Remuneration of Members of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 8 | Amend Charter | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 9 | Amend Regulations on General Meetings | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 10 | Amend Regulations on Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 11 | Amend Regulations on Management | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 12 | Approve Termination of Regulations on Dividend Payment | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 13.1 | Elect Andrei Akimov as Director | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 13.2 | Elect Viktor Zubkov as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 13.3 | Elect Timur Kulibaev as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 13.4 | Elect Denis Manturov as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 13.5 | Elect Vitalii Markelov as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 13.6 | Elect Viktor Martynov as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 13.7 | Elect Vladimir Mau as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 13.8 | Elect Aleksei Miller as Director | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 13.9 | Elect Aleksandr Novak as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 13.10 | Elect Dmitrii Patrushev as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 13.11 | Elect Mikhail Sereda as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 14.1 | Elect Ivan Bezmenov as Member of Audit Commission | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 14.2 | Elect Vadim Bikulov as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 14.3 | Elect Aleksandr Gladkov as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 14.4 | Elect Margarita Mironova as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 14.5 | Elect Iurii Nosov as Member of Audit Commission | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 14.6 | Elect Karen Oganian as Member of Audit Commission | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 14.7 | Elect Dmitrii Pashkovskii as Member of Audit Commission | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 14.8 | Elect Sergei Platonov as Member of Audit Commission | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 14.9 | Elect Evgenii Stoliarov as Member of Audit Commission | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Gazprom PJSC | GAZP | Russia | 368287207 | Annual | 28-Jun-19 | 03-Jun-19 | Confirmed | 11,174 | Management | 14.10 | Elect Tatiana Fisenko as Member of Audit Commission | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shanghai International Airport Co., Ltd. | 600009 | China | Y7682X100 | Annual | 28-Jun-19 | 19-Jun-19 | Confirmed | 13,609 | Management | 1 | Approve Report of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shanghai International Airport Co., Ltd. | 600009 | China | Y7682X100 | Annual | 28-Jun-19 | 19-Jun-19 | Confirmed | 13,609 | Management | 2 | Approve Report of the Board of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shanghai International Airport Co., Ltd. | 600009 | China | Y7682X100 | Annual | 28-Jun-19 | 19-Jun-19 | Confirmed | 13,609 | Management | 3 | Approve Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shanghai International Airport Co., Ltd. | 600009 | China | Y7682X100 | Annual | 28-Jun-19 | 19-Jun-19 | Confirmed | 13,609 | Management | 4 | Approve Profit Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shanghai International Airport Co., Ltd. | 600009 | China | Y7682X100 | Annual | 28-Jun-19 | 19-Jun-19 | Confirmed | 13,609 | Management | 5 | Approve to Appoint Financial Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shanghai International Airport Co., Ltd. | 600009 | China | Y7682X100 | Annual | 28-Jun-19 | 19-Jun-19 | Confirmed | 13,609 | Management | 6 | Approve to Appoint Internal Control Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shanghai International Airport Co., Ltd. | 600009 | China | Y7682X100 | Annual | 28-Jun-19 | 19-Jun-19 | Confirmed | 13,609 | Management | 7 | Approve Amendments to Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shanghai International Airport Co., Ltd. | 600009 | China | Y7682X100 | Annual | 28-Jun-19 | 19-Jun-19 | Confirmed | 13,609 | Management | 8.1 | Elect Jia Ruijun as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shanghai International Airport Co., Ltd. | 600009 | China | Y7682X100 | Annual | 28-Jun-19 | 19-Jun-19 | Confirmed | 13,609 | Management | 8.2 | Elect Hu Zhihong as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shanghai International Airport Co., Ltd. | 600009 | China | Y7682X100 | Annual | 28-Jun-19 | 19-Jun-19 | Confirmed | 13,609 | Management | 8.3 | Elect Wang Xu as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shanghai International Airport Co., Ltd. | 600009 | China | Y7682X100 | Annual | 28-Jun-19 | 19-Jun-19 | Confirmed | 13,609 | Management | 8.4 | Elect Tang Bo as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shanghai International Airport Co., Ltd. | 600009 | China | Y7682X100 | Annual | 28-Jun-19 | 19-Jun-19 | Confirmed | 13,609 | Management | 8.5 | Elect Yang Peng as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shanghai International Airport Co., Ltd. | 600009 | China | Y7682X100 | Annual | 28-Jun-19 | 19-Jun-19 | Confirmed | 13,609 | Management | 8.6 | Elect Huang Zhenglin as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shanghai International Airport Co., Ltd. | 600009 | China | Y7682X100 | Annual | 28-Jun-19 | 19-Jun-19 | Confirmed | 13,609 | Management | 9.1 | Elect He Wanpeng as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shanghai International Airport Co., Ltd. | 600009 | China | Y7682X100 | Annual | 28-Jun-19 | 19-Jun-19 | Confirmed | 13,609 | Management | 9.2 | Elect You Jianxin as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shanghai International Airport Co., Ltd. | 600009 | China | Y7682X100 | Annual | 28-Jun-19 | 19-Jun-19 | Confirmed | 13,609 | Management | 9.3 | Elect Li Yingqi as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shanghai International Airport Co., Ltd. | 600009 | China | Y7682X100 | Annual | 28-Jun-19 | 19-Jun-19 | Confirmed | 13,609 | Management | 10.1 | Elect Shen Shujun as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shanghai International Airport Co., Ltd. | 600009 | China | Y7682X100 | Annual | 28-Jun-19 | 19-Jun-19 | Confirmed | 13,609 | Management | 10.2 | Elect Si Xiaolu as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shanghai International Airport Co., Ltd. | 600009 | China | Y7682X100 | Annual | 28-Jun-19 | 19-Jun-19 | Confirmed | 13,609 | Management | 10.3 | Elect Liu Shaojie as Supervisor | For | For | No |
Mawer Investment Management, Ltd.
Vote Summary Report | ||||||||||||
Reporting Period: 07/01/2018 to 06/30/2019 | ||||||||||||
Location(s): All Locations | ||||||||||||
Institution Account(s): Aquarius International Fund-Mawer | ||||||||||||
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
DCC plc | DCC | 07/13/2018 | Ireland | G2689P101 | Annual | 07/11/2018 | 6,012 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
DCC plc | DCC | 07/13/2018 | Ireland | G2689P101 | Annual | 07/11/2018 | 6,012 | 2 | Approve Final Dividend | Mgmt | For | For |
DCC plc | DCC | 07/13/2018 | Ireland | G2689P101 | Annual | 07/11/2018 | 6,012 | 3 | Approve Remuneration Report | Mgmt | For | Against |
DCC plc | DCC | 07/13/2018 | Ireland | G2689P101 | Annual | 07/11/2018 | 6,012 | 4a | Re-elect Emma FitzGerald as Director | Mgmt | For | For |
DCC plc | DCC | 07/13/2018 | Ireland | G2689P101 | Annual | 07/11/2018 | 6,012 | 4b | Re-elect David Jukes as Director | Mgmt | For | For |
DCC plc | DCC | 07/13/2018 | Ireland | G2689P101 | Annual | 07/11/2018 | 6,012 | 4c | Re-elect Pamela Kirby as Director | Mgmt | For | For |
DCC plc | DCC | 07/13/2018 | Ireland | G2689P101 | Annual | 07/11/2018 | 6,012 | 4d | Re-elect Jane Lodge as Director | Mgmt | For | For |
DCC plc | DCC | 07/13/2018 | Ireland | G2689P101 | Annual | 07/11/2018 | 6,012 | 4e | Re-elect Cormac McCarthy as Director | Mgmt | For | For |
DCC plc | DCC | 07/13/2018 | Ireland | G2689P101 | Annual | 07/11/2018 | 6,012 | 4f | Re-elect John Moloney as Director | Mgmt | For | For |
DCC plc | DCC | 07/13/2018 | Ireland | G2689P101 | Annual | 07/11/2018 | 6,012 | 4g | Re-elect Donal Murphy as Director | Mgmt | For | For |
DCC plc | DCC | 07/13/2018 | Ireland | G2689P101 | Annual | 07/11/2018 | 6,012 | 4h | Re-elect Fergal O'Dwyer as Director | Mgmt | For | For |
DCC plc | DCC | 07/13/2018 | Ireland | G2689P101 | Annual | 07/11/2018 | 6,012 | 4i | Elect Mark Ryan as Director | Mgmt | For | For |
DCC plc | DCC | 07/13/2018 | Ireland | G2689P101 | Annual | 07/11/2018 | 6,012 | 4j | Re-elect Leslie Van de Walle as Director | Mgmt | For | For |
DCC plc | DCC | 07/13/2018 | Ireland | G2689P101 | Annual | 07/11/2018 | 6,012 | 5 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
DCC plc | DCC | 07/13/2018 | Ireland | G2689P101 | Annual | 07/11/2018 | 6,012 | 6 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For |
DCC plc | DCC | 07/13/2018 | Ireland | G2689P101 | Annual | 07/11/2018 | 6,012 | 7 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
DCC plc | DCC | 07/13/2018 | Ireland | G2689P101 | Annual | 07/11/2018 | 6,012 | 8 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
DCC plc | DCC | 07/13/2018 | Ireland | G2689P101 | Annual | 07/11/2018 | 6,012 | 9 | Authorise Market Purchase of Shares | Mgmt | For | For |
DCC plc | DCC | 07/13/2018 | Ireland | G2689P101 | Annual | 07/11/2018 | 6,012 | 10 | Authorise Reissuance Price Range of Treasury Shares | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Halma plc | HLMA | 07/19/2018 | United Kingdom | G42504103 | Annual | 07/17/2018 | 66,705 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Halma plc | HLMA | 07/19/2018 | United Kingdom | G42504103 | Annual | 07/17/2018 | 66,705 | 2 | Approve Final Dividend | Mgmt | For | For |
Halma plc | HLMA | 07/19/2018 | United Kingdom | G42504103 | Annual | 07/17/2018 | 66,705 | 3 | Approve Remuneration Policy | Mgmt | For | For |
Halma plc | HLMA | 07/19/2018 | United Kingdom | G42504103 | Annual | 07/17/2018 | 66,705 | 4 | Approve Remuneration Report | Mgmt | For | For |
Halma plc | HLMA | 07/19/2018 | United Kingdom | G42504103 | Annual | 07/17/2018 | 66,705 | 5 | Re-elect Paul Walker as Director | Mgmt | For | For |
Halma plc | HLMA | 07/19/2018 | United Kingdom | G42504103 | Annual | 07/17/2018 | 66,705 | 6 | Re-elect Andrew Williams as Director | Mgmt | For | For |
Halma plc | HLMA | 07/19/2018 | United Kingdom | G42504103 | Annual | 07/17/2018 | 66,705 | 7 | Re-elect Adam Meyers as Director | Mgmt | For | For |
Halma plc | HLMA | 07/19/2018 | United Kingdom | G42504103 | Annual | 07/17/2018 | 66,705 | 8 | Re-elect Daniela Barone Soares as Director | Mgmt | For | For |
Halma plc | HLMA | 07/19/2018 | United Kingdom | G42504103 | Annual | 07/17/2018 | 66,705 | 9 | Re-elect Roy Twite as Director | Mgmt | For | For |
Halma plc | HLMA | 07/19/2018 | United Kingdom | G42504103 | Annual | 07/17/2018 | 66,705 | 10 | Re-elect Tony Rice as Director | Mgmt | For | For |
Halma plc | HLMA | 07/19/2018 | United Kingdom | G42504103 | Annual | 07/17/2018 | 66,705 | 11 | Re-elect Carole Cran as Director | Mgmt | For | For |
Halma plc | HLMA | 07/19/2018 | United Kingdom | G42504103 | Annual | 07/17/2018 | 66,705 | 12 | Re-elect Jo Harlow as Director | Mgmt | For | For |
Halma plc | HLMA | 07/19/2018 | United Kingdom | G42504103 | Annual | 07/17/2018 | 66,705 | 13 | Re-elect Jennifer Ward as Director | Mgmt | For | For |
Halma plc | HLMA | 07/19/2018 | United Kingdom | G42504103 | Annual | 07/17/2018 | 66,705 | 14 | Elect Marc Ronchetti as Director | Mgmt | For | For |
Halma plc | HLMA | 07/19/2018 | United Kingdom | G42504103 | Annual | 07/17/2018 | 66,705 | 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For |
Halma plc | HLMA | 07/19/2018 | United Kingdom | G42504103 | Annual | 07/17/2018 | 66,705 | 16 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
Halma plc | HLMA | 07/19/2018 | United Kingdom | G42504103 | Annual | 07/17/2018 | 66,705 | 17 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For |
Halma plc | HLMA | 07/19/2018 | United Kingdom | G42504103 | Annual | 07/17/2018 | 66,705 | 18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
Halma plc | HLMA | 07/19/2018 | United Kingdom | G42504103 | Annual | 07/17/2018 | 66,705 | 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
Halma plc | HLMA | 07/19/2018 | United Kingdom | G42504103 | Annual | 07/17/2018 | 66,705 | 20 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
Halma plc | HLMA | 07/19/2018 | United Kingdom | G42504103 | Annual | 07/17/2018 | 66,705 | 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Tsuruha Holdings Inc. | 3391 | 08/10/2018 | Japan | J9348C105 | Annual | 05/15/2018 | 5,900 | 1.1 | Elect Director Tsuruha, Tatsuru | Mgmt | For | For |
Tsuruha Holdings Inc. | 3391 | 08/10/2018 | Japan | J9348C105 | Annual | 05/15/2018 | 5,900 | 1.2 | Elect Director Horikawa, Masashi | Mgmt | For | For |
Tsuruha Holdings Inc. | 3391 | 08/10/2018 | Japan | J9348C105 | Annual | 05/15/2018 | 5,900 | 1.3 | Elect Director Tsuruha, Jun | Mgmt | For | For |
Tsuruha Holdings Inc. | 3391 | 08/10/2018 | Japan | J9348C105 | Annual | 05/15/2018 | 5,900 | 1.4 | Elect Director Goto, Teruaki | Mgmt | For | For |
Tsuruha Holdings Inc. | 3391 | 08/10/2018 | Japan | J9348C105 | Annual | 05/15/2018 | 5,900 | 1.5 | Elect Director Abe, Mitsunobu | Mgmt | For | For |
Tsuruha Holdings Inc. | 3391 | 08/10/2018 | Japan | J9348C105 | Annual | 05/15/2018 | 5,900 | 1.6 | Elect Director Kijima, Keisuke | Mgmt | For | For |
Tsuruha Holdings Inc. | 3391 | 08/10/2018 | Japan | J9348C105 | Annual | 05/15/2018 | 5,900 | 1.7 | Elect Director Mitsuhashi, Shinya | Mgmt | For | For |
Tsuruha Holdings Inc. | 3391 | 08/10/2018 | Japan | J9348C105 | Annual | 05/15/2018 | 5,900 | 1.8 | Elect Director Aoki, Keisei | Mgmt | For | For |
Tsuruha Holdings Inc. | 3391 | 08/10/2018 | Japan | J9348C105 | Annual | 05/15/2018 | 5,900 | 1.9 | Elect Director Okada, Motoya | Mgmt | For | For |
Tsuruha Holdings Inc. | 3391 | 08/10/2018 | Japan | J9348C105 | Annual | 05/15/2018 | 5,900 | 1.10 | Elect Director Yamada, Eiji | Mgmt | For | For |
Tsuruha Holdings Inc. | 3391 | 08/10/2018 | Japan | J9348C105 | Annual | 05/15/2018 | 5,900 | 1.11 | Elect Director Ogawa, Hisaya | Mgmt | For | For |
Tsuruha Holdings Inc. | 3391 | 08/10/2018 | Japan | J9348C105 | Annual | 05/15/2018 | 5,900 | 2.1 | Appoint Statutory Auditor Sakai, Jun | Mgmt | For | For |
Tsuruha Holdings Inc. | 3391 | 08/10/2018 | Japan | J9348C105 | Annual | 05/15/2018 | 5,900 | 2.2 | Appoint Statutory Auditor Ofune, Masahiro | Mgmt | For | For |
Tsuruha Holdings Inc. | 3391 | 08/10/2018 | Japan | J9348C105 | Annual | 05/15/2018 | 5,900 | 3 | Approve Stock Option Plan | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Rightmove plc | RMV | 08/22/2018 | United Kingdom | G75657109 | Special | 08/20/2018 | 8,859 | 1 | Approve Share Sub-Division | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Auto Trader Group plc | AUTO | 09/20/2018 | United Kingdom | G06708104 | Annual | 09/18/2018 | 105,485 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Auto Trader Group plc | AUTO | 09/20/2018 | United Kingdom | G06708104 | Annual | 09/18/2018 | 105,485 | 2 | Approve Remuneration Policy | Mgmt | For | For |
Auto Trader Group plc | AUTO | 09/20/2018 | United Kingdom | G06708104 | Annual | 09/18/2018 | 105,485 | 3 | Approve Remuneration Report | Mgmt | For | For |
Auto Trader Group plc | AUTO | 09/20/2018 | United Kingdom | G06708104 | Annual | 09/18/2018 | 105,485 | 4 | Approve Final Dividend | Mgmt | For | For |
Auto Trader Group plc | AUTO | 09/20/2018 | United Kingdom | G06708104 | Annual | 09/18/2018 | 105,485 | 5 | Re-elect Ed Williams as Director | Mgmt | For | For |
Auto Trader Group plc | AUTO | 09/20/2018 | United Kingdom | G06708104 | Annual | 09/18/2018 | 105,485 | 6 | Re-elect Trevor Mather as Director | Mgmt | For | For |
Auto Trader Group plc | AUTO | 09/20/2018 | United Kingdom | G06708104 | Annual | 09/18/2018 | 105,485 | 7 | Re-elect Nathan Coe as Director | Mgmt | For | For |
Auto Trader Group plc | AUTO | 09/20/2018 | United Kingdom | G06708104 | Annual | 09/18/2018 | 105,485 | 8 | Re-elect David Keens as Director | Mgmt | For | For |
Auto Trader Group plc | AUTO | 09/20/2018 | United Kingdom | G06708104 | Annual | 09/18/2018 | 105,485 | 9 | Re-elect Jill Easterbrook as Director | Mgmt | For | For |
Auto Trader Group plc | AUTO | 09/20/2018 | United Kingdom | G06708104 | Annual | 09/18/2018 | 105,485 | 10 | Re-elect Jeni Mundy as Director | Mgmt | For | For |
Auto Trader Group plc | AUTO | 09/20/2018 | United Kingdom | G06708104 | Annual | 09/18/2018 | 105,485 | 11 | Reappoint KPMG LLP as Auditors | Mgmt | For | For |
Auto Trader Group plc | AUTO | 09/20/2018 | United Kingdom | G06708104 | Annual | 09/18/2018 | 105,485 | 12 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
Auto Trader Group plc | AUTO | 09/20/2018 | United Kingdom | G06708104 | Annual | 09/18/2018 | 105,485 | 13 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For |
Auto Trader Group plc | AUTO | 09/20/2018 | United Kingdom | G06708104 | Annual | 09/18/2018 | 105,485 | 14 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
Auto Trader Group plc | AUTO | 09/20/2018 | United Kingdom | G06708104 | Annual | 09/18/2018 | 105,485 | 15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment | Mgmt | For | For |
Auto Trader Group plc | AUTO | 09/20/2018 | United Kingdom | G06708104 | Annual | 09/18/2018 | 105,485 | 16 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
Auto Trader Group plc | AUTO | 09/20/2018 | United Kingdom | G06708104 | Annual | 09/18/2018 | 105,485 | 17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Multiplus SA | MPLU3 | 09/26/2018 | Brazil | P69915109 | Special | 32,700 | 1 | Amend Articles Re: Novo Mercado Regulation | Mgmt | For | Against | |
Multiplus SA | MPLU3 | 09/26/2018 | Brazil | P69915109 | Special | 32,700 | 2 | Amend Articles Re: B3 S.A. | Mgmt | For | For | |
Multiplus SA | MPLU3 | 09/26/2018 | Brazil | P69915109 | Special | 32,700 | 3 | Amend Articles Re: Executive Officers | Mgmt | For | For | |
Multiplus SA | MPLU3 | 09/26/2018 | Brazil | P69915109 | Special | 32,700 | 4 | Remove Articles | Mgmt | For | Against | |
Multiplus SA | MPLU3 | 09/26/2018 | Brazil | P69915109 | Special | 32,700 | 5 | Add Articles | Mgmt | For | For | |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 10/09/2018 | China | Y2680G100 | Special | 09/07/2018 | 144,000 | EGM BALLOT FOR HOLDERS OF H SHARES | Mgmt | |||
Fuyao Glass Industry Group Co., Ltd. | 3606 | 10/09/2018 | China | Y2680G100 | Special | 09/07/2018 | 144,000 | 1 | Approve 2018 Interim Profit Distribution Plan | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 10/09/2018 | China | Y2680G100 | Special | 09/07/2018 | 144,000 | 2 | Amend Articles of Association | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
InterContinental Hotels Group Plc | IHG | 01/11/2019 | United Kingdom | G4804L155 | Special | 01/09/2019 | 20,375 | 1 | Approve Share Consolidation | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 01/11/2019 | United Kingdom | G4804L155 | Special | 01/09/2019 | 20,375 | 2 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Intertek Group Plc | ITRK | 01/16/2019 | United Kingdom | G4911B108 | Special | 01/14/2019 | 30,836 | 1 | Approve Matters Relating to the Relevant Distributions | Mgmt | None | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Kone Oyj | KNEBV | 02/26/2019 | Finland | X4551T105 | Annual | 02/14/2019 | 15,637 | 1 | Open Meeting | Mgmt | ||
Kone Oyj | KNEBV | 02/26/2019 | Finland | X4551T105 | Annual | 02/14/2019 | 15,637 | 2 | Call the Meeting to Order | Mgmt | ||
Kone Oyj | KNEBV | 02/26/2019 | Finland | X4551T105 | Annual | 02/14/2019 | 15,637 | 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For |
Kone Oyj | KNEBV | 02/26/2019 | Finland | X4551T105 | Annual | 02/14/2019 | 15,637 | 4 | Acknowledge Proper Convening of Meeting | Mgmt | For | For |
Kone Oyj | KNEBV | 02/26/2019 | Finland | X4551T105 | Annual | 02/14/2019 | 15,637 | 5 | Prepare and Approve List of Shareholders | Mgmt | For | For |
Kone Oyj | KNEBV | 02/26/2019 | Finland | X4551T105 | Annual | 02/14/2019 | 15,637 | 6 | Receive Financial Statements and Statutory Reports | Mgmt | ||
Kone Oyj | KNEBV | 02/26/2019 | Finland | X4551T105 | Annual | 02/14/2019 | 15,637 | 7 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Kone Oyj | KNEBV | 02/26/2019 | Finland | X4551T105 | Annual | 02/14/2019 | 15,637 | 8 | Approve Allocation of Income and Dividends of EUR 1.6475 per Class A Share and EUR 1.65 per Class B Share | Mgmt | For | For |
Kone Oyj | KNEBV | 02/26/2019 | Finland | X4551T105 | Annual | 02/14/2019 | 15,637 | 9 | Approve Discharge of Board and President | Mgmt | For | For |
Kone Oyj | KNEBV | 02/26/2019 | Finland | X4551T105 | Annual | 02/14/2019 | 15,637 | 10 | Approve Remuneration of Directors in the Amount of EUR 55,000 for Chairman, EUR 45,000 for Vice Chairman, and EUR 40,000 for Other Directors; Approve Attendance Fees for Board and Committee Work | Mgmt | For | For |
Kone Oyj | KNEBV | 02/26/2019 | Finland | X4551T105 | Annual | 02/14/2019 | 15,637 | 11 | Fix Number of Directors at Eight | Mgmt | For | For |
Kone Oyj | KNEBV | 02/26/2019 | Finland | X4551T105 | Annual | 02/14/2019 | 15,637 | 12 | Reelect Matti Alahuhta, Anne Brunila, Antti Herlin, Iiris Herlin, Jussi Herlin, Ravi Kant, Juhani Kaskeala and Sirpa Pietikainen as Directors | Mgmt | For | For |
Kone Oyj | KNEBV | 02/26/2019 | Finland | X4551T105 | Annual | 02/14/2019 | 15,637 | 13 | Approve Remuneration of Auditors | Mgmt | For | For |
Kone Oyj | KNEBV | 02/26/2019 | Finland | X4551T105 | Annual | 02/14/2019 | 15,637 | 14 | Fix Number of Auditors at Two | Mgmt | For | For |
Kone Oyj | KNEBV | 02/26/2019 | Finland | X4551T105 | Annual | 02/14/2019 | 15,637 | 15 | Ratify PricewaterhouseCoopers and Jouko Malinen as Auditors | Mgmt | For | For |
Kone Oyj | KNEBV | 02/26/2019 | Finland | X4551T105 | Annual | 02/14/2019 | 15,637 | 16 | Authorize Share Repurchase Program | Mgmt | For | For |
Kone Oyj | KNEBV | 02/26/2019 | Finland | X4551T105 | Annual | 02/14/2019 | 15,637 | 17 | Close Meeting | Mgmt | ||
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | Meeting for ADR Holders | Mgmt | |||
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | 2 | Approve Discharge of Board and Senior Management | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | 3 | Approve Allocation of Income and Dividends of CHF 2.85 per Share | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | 4 | Approve CHF 11.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | 5 | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | 6 | Approve Special Distribution by Way of a Dividend in Kind to Effect the Spin-Off of Alcon Inc. | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | 7.1 | Approve Maximum Remuneration of Directors in the Amount of CHF 8.2 Million | Mgmt | For | Against |
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | 7.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 92 Million | Mgmt | For | Against |
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | 7.3 | Approve Remuneration Report | Mgmt | For | Against |
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | 8.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | 8.2 | Reelect Nancy Andrews as Director | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | 8.3 | Reelect Ton Buechner as Director | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | 8.4 | Reelect Srikant Datar as Director | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | 8.5 | Reelect Elizabeth Doherty as Director | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | 8.6 | Reelect Ann Fudge as Director | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | 8.7 | Reelect Frans van Houten as Director | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | 8.8 | Reelect Andreas von Planta as Director | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | 8.9 | Reelect Charles Sawyers as Director | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | 8.10 | Reelect Enrico Vanni as Director | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | 8.11 | Reelect William Winters as Director | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | 8.12 | Elect Patrice Bula as Director | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | 9.1 | Reappoint Srikant Datar as Member of the Compensation Committee | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | 9.2 | Reappoint Ann Fudge as Member of the Compensation Committee | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | 9.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | 9.4 | Reappoint William Winters as Member of the Compensation Committee | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | 9.5 | Appoint Patrice Bula as Member of the Compensation Committee | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | 10 | Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | 11 | Designate Peter Zahn as Independent Proxy | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2019 | Switzerland | H5820Q150 | Annual | 01/25/2019 | 14,700 | 12 | Transact Other Business (Voting) | Mgmt | For | Against |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
SGS SA | SGSN | 03/22/2019 | Switzerland | H7485A108 | Annual | 53 | 1.1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
SGS SA | SGSN | 03/22/2019 | Switzerland | H7485A108 | Annual | 53 | 1.2 | Approve Remuneration Report | Mgmt | For | For | |
SGS SA | SGSN | 03/22/2019 | Switzerland | H7485A108 | Annual | 53 | 2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | |
SGS SA | SGSN | 03/22/2019 | Switzerland | H7485A108 | Annual | 53 | 3 | Approve Allocation of Income and Dividends of CHF 78.00 per Share | Mgmt | For | For | |
SGS SA | SGSN | 03/22/2019 | Switzerland | H7485A108 | Annual | 53 | 4.1a | Reelect Paul Desmarais as Director | Mgmt | For | Against | |
SGS SA | SGSN | 03/22/2019 | Switzerland | H7485A108 | Annual | 53 | 4.1b | Reelect August Francois von Finck as Director | Mgmt | For | Against | |
SGS SA | SGSN | 03/22/2019 | Switzerland | H7485A108 | Annual | 53 | 4.1c | Reelect Ian Gallienne as Director | Mgmt | For | Against | |
SGS SA | SGSN | 03/22/2019 | Switzerland | H7485A108 | Annual | 53 | 4.1d | Reelect Cornelius Grupp as Director | Mgmt | For | For | |
SGS SA | SGSN | 03/22/2019 | Switzerland | H7485A108 | Annual | 53 | 4.1e | Reelect Peter Kalantzis as Director | Mgmt | For | For | |
SGS SA | SGSN | 03/22/2019 | Switzerland | H7485A108 | Annual | 53 | 4.1f | Reelect Gerard Lamarche as Director | Mgmt | For | Against | |
SGS SA | SGSN | 03/22/2019 | Switzerland | H7485A108 | Annual | 53 | 4.1g | Reelect Shelby du Pasquier as Director | Mgmt | For | Against | |
SGS SA | SGSN | 03/22/2019 | Switzerland | H7485A108 | Annual | 53 | 4.1h | Elect Luitpold von Finck as Director | Mgmt | For | Against | |
SGS SA | SGSN | 03/22/2019 | Switzerland | H7485A108 | Annual | 53 | 4.1i | Elect Calvin Grieder as Director | Mgmt | For | For | |
SGS SA | SGSN | 03/22/2019 | Switzerland | H7485A108 | Annual | 53 | 4.1j | Elect Kory Sorenson as Director | Mgmt | For | Against | |
SGS SA | SGSN | 03/22/2019 | Switzerland | H7485A108 | Annual | 53 | 4.2 | Elect Peter Kalantzis as Board Chairman | Mgmt | For | For | |
SGS SA | SGSN | 03/22/2019 | Switzerland | H7485A108 | Annual | 53 | 4.3.1 | Reappoint August Francois von Finck as Member of the Compensation Committee | Mgmt | For | Against | |
SGS SA | SGSN | 03/22/2019 | Switzerland | H7485A108 | Annual | 53 | 4.3.2 | Reappoint Ian Gallienne as Member of the Compensation Committee | Mgmt | For | Against | |
SGS SA | SGSN | 03/22/2019 | Switzerland | H7485A108 | Annual | 53 | 4.3.3 | Appoint Calvin Grieder as Member of the Compensation Committee | Mgmt | For | For | |
SGS SA | SGSN | 03/22/2019 | Switzerland | H7485A108 | Annual | 53 | 4.3.4 | Appoint Shelby du Pasquier as Member of the Compensation Committee | Mgmt | For | Against | |
SGS SA | SGSN | 03/22/2019 | Switzerland | H7485A108 | Annual | 53 | 4.4 | Ratify Deloitte SA as Auditors | Mgmt | For | For | |
SGS SA | SGSN | 03/22/2019 | Switzerland | H7485A108 | Annual | 53 | 4.5 | Designate Jeandin & Defacqz as Independent Proxy | Mgmt | For | For | |
SGS SA | SGSN | 03/22/2019 | Switzerland | H7485A108 | Annual | 53 | 5.1 | Approve Remuneration of Directors in the Amount of CHF 2.3 Million | Mgmt | For | For | |
SGS SA | SGSN | 03/22/2019 | Switzerland | H7485A108 | Annual | 53 | 5.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 14 Million | Mgmt | For | Against | |
SGS SA | SGSN | 03/22/2019 | Switzerland | H7485A108 | Annual | 53 | 5.3 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 5.2 Million | Mgmt | For | For | |
SGS SA | SGSN | 03/22/2019 | Switzerland | H7485A108 | Annual | 53 | 6 | Approve CHF 68,000 Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | |
SGS SA | SGSN | 03/22/2019 | Switzerland | H7485A108 | Annual | 53 | 7 | Approve Creation of CHF 500,000 Pool of Capital without Preemptive Rights | Mgmt | For | For | |
SGS SA | SGSN | 03/22/2019 | Switzerland | H7485A108 | Annual | 53 | 8 | Adopt Bilingual Articles of Association | Mgmt | For | For | |
SGS SA | SGSN | 03/22/2019 | Switzerland | H7485A108 | Annual | 53 | 9 | Transact Other Business (Voting) | Mgmt | For | Against | |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Topdanmark A/S | TOP | 04/03/2019 | Denmark | K96213176 | Annual | 03/27/2019 | 17,831 | 1 | Receive Report of Board | Mgmt | ||
Topdanmark A/S | TOP | 04/03/2019 | Denmark | K96213176 | Annual | 03/27/2019 | 17,831 | 2 | Receive Financial Statements and Statutory Reports | Mgmt | ||
Topdanmark A/S | TOP | 04/03/2019 | Denmark | K96213176 | Annual | 03/27/2019 | 17,831 | 3 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of DKK 15.00 Per Share | Mgmt | For | For |
Topdanmark A/S | TOP | 04/03/2019 | Denmark | K96213176 | Annual | 03/27/2019 | 17,831 | 4a1 | Amend Articles Re: In addition to Danish, the Topdanmark Group also has English as Corporate Language | Mgmt | For | For |
Topdanmark A/S | TOP | 04/03/2019 | Denmark | K96213176 | Annual | 03/27/2019 | 17,831 | 4a2 | Amend Articles Re: Power of Representation | Mgmt | For | For |
Topdanmark A/S | TOP | 04/03/2019 | Denmark | K96213176 | Annual | 03/27/2019 | 17,831 | 4a3 | Amend Articles Re: Editorial Changes | Mgmt | For | For |
Topdanmark A/S | TOP | 04/03/2019 | Denmark | K96213176 | Annual | 03/27/2019 | 17,831 | 4b | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Mgmt | For | For |
Topdanmark A/S | TOP | 04/03/2019 | Denmark | K96213176 | Annual | 03/27/2019 | 17,831 | 4c | Approve Remuneration of Directors | Mgmt | For | For |
Topdanmark A/S | TOP | 04/03/2019 | Denmark | K96213176 | Annual | 03/27/2019 | 17,831 | Shareholder Proposal Submitted by Thomas Meinert Larsen | Mgmt | |||
Topdanmark A/S | TOP | 04/03/2019 | Denmark | K96213176 | Annual | 03/27/2019 | 17,831 | 5 | Instruct Board to Annually Publish Statement for the Exercise of Active Ownership in Coal, Oil and Gas Companies; Dispose Shares in Coal, Oil and Gas Companies where Active Ownership does Not Lead to Fulfillment of the Paris Agreement | SH | Against | Against |
Topdanmark A/S | TOP | 04/03/2019 | Denmark | K96213176 | Annual | 03/27/2019 | 17,831 | Management Proposals | Mgmt | |||
Topdanmark A/S | TOP | 04/03/2019 | Denmark | K96213176 | Annual | 03/27/2019 | 17,831 | 6a | Elect Anne Louise Eberhard as Director | Mgmt | For | For |
Topdanmark A/S | TOP | 04/03/2019 | Denmark | K96213176 | Annual | 03/27/2019 | 17,831 | 6b | Elect Cristina Lage as Director | Mgmt | For | For |
Topdanmark A/S | TOP | 04/03/2019 | Denmark | K96213176 | Annual | 03/27/2019 | 17,831 | 6c | Elect Petri Niemisvirta as Director | Mgmt | For | For |
Topdanmark A/S | TOP | 04/03/2019 | Denmark | K96213176 | Annual | 03/27/2019 | 17,831 | 6d | Elect Morten Thorsrud as Director | Mgmt | For | For |
Topdanmark A/S | TOP | 04/03/2019 | Denmark | K96213176 | Annual | 03/27/2019 | 17,831 | 6e | Elect Ricard Wennerklint as Director | Mgmt | For | For |
Topdanmark A/S | TOP | 04/03/2019 | Denmark | K96213176 | Annual | 03/27/2019 | 17,831 | 6f | Elect Jens Aalose as Director | Mgmt | For | For |
Topdanmark A/S | TOP | 04/03/2019 | Denmark | K96213176 | Annual | 03/27/2019 | 17,831 | 7 | Ratify Ernst & Young as Auditors | Mgmt | For | For |
Topdanmark A/S | TOP | 04/03/2019 | Denmark | K96213176 | Annual | 03/27/2019 | 17,831 | 8 | Other Business | Mgmt | ||
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Sampo Oyj | SAMPO | 04/09/2019 | Finland | X75653109 | Annual | 03/28/2019 | 24,391 | 1 | Open Meeting | Mgmt | ||
Sampo Oyj | SAMPO | 04/09/2019 | Finland | X75653109 | Annual | 03/28/2019 | 24,391 | 2 | Call the Meeting to Order | Mgmt | ||
Sampo Oyj | SAMPO | 04/09/2019 | Finland | X75653109 | Annual | 03/28/2019 | 24,391 | 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For |
Sampo Oyj | SAMPO | 04/09/2019 | Finland | X75653109 | Annual | 03/28/2019 | 24,391 | 4 | Acknowledge Proper Convening of Meeting | Mgmt | For | For |
Sampo Oyj | SAMPO | 04/09/2019 | Finland | X75653109 | Annual | 03/28/2019 | 24,391 | 5 | Prepare and Approve List of Shareholders | Mgmt | For | For |
Sampo Oyj | SAMPO | 04/09/2019 | Finland | X75653109 | Annual | 03/28/2019 | 24,391 | 6 | Receive Financial Statements and Statutory Reports; Receive Board's Report; Receive Auditor's Report | Mgmt | ||
Sampo Oyj | SAMPO | 04/09/2019 | Finland | X75653109 | Annual | 03/28/2019 | 24,391 | 7 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Sampo Oyj | SAMPO | 04/09/2019 | Finland | X75653109 | Annual | 03/28/2019 | 24,391 | 8a | Approve Allocation of Income and Dividends of EUR 2.85 Per Share | Mgmt | For | For |
Sampo Oyj | SAMPO | 04/09/2019 | Finland | X75653109 | Annual | 03/28/2019 | 24,391 | 8b | Authorize Board to Distribute Extra Dividend of up to EUR 0.90 Per Share | Mgmt | For | For |
Sampo Oyj | SAMPO | 04/09/2019 | Finland | X75653109 | Annual | 03/28/2019 | 24,391 | 9 | Approve Discharge of Board and President | Mgmt | For | For |
Sampo Oyj | SAMPO | 04/09/2019 | Finland | X75653109 | Annual | 03/28/2019 | 24,391 | 10 | Approve Remuneration of Directors in the Amount of EUR 175,000 for Chairman, EUR 90,000 for Other Directors; Approve Remuneration for Committee Work | Mgmt | For | For |
Sampo Oyj | SAMPO | 04/09/2019 | Finland | X75653109 | Annual | 03/28/2019 | 24,391 | 11 | Fix Number of Directors at Eight | Mgmt | For | For |
Sampo Oyj | SAMPO | 04/09/2019 | Finland | X75653109 | Annual | 03/28/2019 | 24,391 | 12 | Reelect Christian Clausen, Jannica Fagerholm, Veli-Matti Mattila, Risto Murto, Antti Makinen and Bjorn Wahlroos as Directors; Elect Fiona Clutterbuck and Johanna Lamminen as New Directors | Mgmt | For | For |
Sampo Oyj | SAMPO | 04/09/2019 | Finland | X75653109 | Annual | 03/28/2019 | 24,391 | 13 | Approve Remuneration of Auditors | Mgmt | For | For |
Sampo Oyj | SAMPO | 04/09/2019 | Finland | X75653109 | Annual | 03/28/2019 | 24,391 | 14 | Ratify Ernst & Young as Auditors | Mgmt | For | For |
Sampo Oyj | SAMPO | 04/09/2019 | Finland | X75653109 | Annual | 03/28/2019 | 24,391 | 15 | Authorize Share Repurchase Program | Mgmt | For | For |
Sampo Oyj | SAMPO | 04/09/2019 | Finland | X75653109 | Annual | 03/28/2019 | 24,391 | 16 | Close Meeting | Mgmt | ||
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Sika AG | SIKA | 04/09/2019 | Switzerland | H7631K273 | Annual | 9,357 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
Sika AG | SIKA | 04/09/2019 | Switzerland | H7631K273 | Annual | 9,357 | 2 | Approve Allocation of Income and Dividends of CHF 2.05 per Share | Mgmt | For | For | |
Sika AG | SIKA | 04/09/2019 | Switzerland | H7631K273 | Annual | 9,357 | 3 | Approve Discharge of Board and Senior Management | Mgmt | For | For | |
Sika AG | SIKA | 04/09/2019 | Switzerland | H7631K273 | Annual | 9,357 | 4.1.1 | Reelect Paul Haelg as Director | Mgmt | For | For | |
Sika AG | SIKA | 04/09/2019 | Switzerland | H7631K273 | Annual | 9,357 | 4.1.2 | Reelect Frits van Dijk as Director | Mgmt | For | For | |
Sika AG | SIKA | 04/09/2019 | Switzerland | H7631K273 | Annual | 9,357 | 4.1.3 | Reelect Monika Ribar as Director | Mgmt | For | For | |
Sika AG | SIKA | 04/09/2019 | Switzerland | H7631K273 | Annual | 9,357 | 4.1.4 | Reelect Daniel Sauter as Director | Mgmt | For | For | |
Sika AG | SIKA | 04/09/2019 | Switzerland | H7631K273 | Annual | 9,357 | 4.1.5 | Reelect Christoph Tobler as Director | Mgmt | For | For | |
Sika AG | SIKA | 04/09/2019 | Switzerland | H7631K273 | Annual | 9,357 | 4.1.6 | Reelect Justin Howell as Director | Mgmt | For | For | |
Sika AG | SIKA | 04/09/2019 | Switzerland | H7631K273 | Annual | 9,357 | 4.2.1 | Elect Thierry Vanlancker as Director | Mgmt | For | For | |
Sika AG | SIKA | 04/09/2019 | Switzerland | H7631K273 | Annual | 9,357 | 4.2.2 | Elect Victor Balli as Director | Mgmt | For | For | |
Sika AG | SIKA | 04/09/2019 | Switzerland | H7631K273 | Annual | 9,357 | 4.3 | Reelect Paul Haelg as Board Chairman | Mgmt | For | For | |
Sika AG | SIKA | 04/09/2019 | Switzerland | H7631K273 | Annual | 9,357 | 4.4.1 | Reappoint Frits van Dijk as Member of the Nomination and Compensation Committee | Mgmt | For | For | |
Sika AG | SIKA | 04/09/2019 | Switzerland | H7631K273 | Annual | 9,357 | 4.4.2 | Reappoint Daniel Sauter as Member of the Nomination and Compensation Committee | Mgmt | For | For | |
Sika AG | SIKA | 04/09/2019 | Switzerland | H7631K273 | Annual | 9,357 | 4.4.3 | Reappoint Justin Howell as Member of the Nomination and Compensation Committee | Mgmt | For | For | |
Sika AG | SIKA | 04/09/2019 | Switzerland | H7631K273 | Annual | 9,357 | 4.5 | Ratify Ernst & Young AG as Auditors | Mgmt | For | For | |
Sika AG | SIKA | 04/09/2019 | Switzerland | H7631K273 | Annual | 9,357 | 4.6 | Designate Jost Windlin as Independent Proxy | Mgmt | For | For | |
Sika AG | SIKA | 04/09/2019 | Switzerland | H7631K273 | Annual | 9,357 | 5.1 | Approve Remuneration Report (Non-Binding) | Mgmt | For | For | |
Sika AG | SIKA | 04/09/2019 | Switzerland | H7631K273 | Annual | 9,357 | 5.2 | Approve Remuneration of Directors in the Amount of CHF 3.3 Million | Mgmt | For | For | |
Sika AG | SIKA | 04/09/2019 | Switzerland | H7631K273 | Annual | 9,357 | 5.3 | Approve Remuneration of Executive Committee in the Amount of CHF 19.5 Million | Mgmt | For | For | |
Sika AG | SIKA | 04/09/2019 | Switzerland | H7631K273 | Annual | 9,357 | 6 | Transact Other Business (Voting) | Mgmt | For | For | |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
IHS Markit Ltd. | INFO | 04/11/2019 | Bermuda | G47567105 | Annual | 02/14/2019 | 8,280 | 1a | Elect Director Jean-Paul L. Montupet | Mgmt | For | For |
IHS Markit Ltd. | INFO | 04/11/2019 | Bermuda | G47567105 | Annual | 02/14/2019 | 8,280 | 1b | Elect Director Richard W. Roedel | Mgmt | For | For |
IHS Markit Ltd. | INFO | 04/11/2019 | Bermuda | G47567105 | Annual | 02/14/2019 | 8,280 | 1c | Elect Director James A. Rosenthal | Mgmt | For | For |
IHS Markit Ltd. | INFO | 04/11/2019 | Bermuda | G47567105 | Annual | 02/14/2019 | 8,280 | 1d | Elect Director Lance Uggla | Mgmt | For | For |
IHS Markit Ltd. | INFO | 04/11/2019 | Bermuda | G47567105 | Annual | 02/14/2019 | 8,280 | 2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For |
IHS Markit Ltd. | INFO | 04/11/2019 | Bermuda | G47567105 | Annual | 02/14/2019 | 8,280 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
IHS Markit Ltd. | INFO | 04/11/2019 | Bermuda | G47567105 | Annual | 02/14/2019 | 8,280 | 4 | Provide Proxy Access Right | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Recordati SpA | REC | 04/11/2019 | Italy | T78458139 | Annual | 04/02/2019 | 4,708 | Ordinary Business | Mgmt | |||
Recordati SpA | REC | 04/11/2019 | Italy | T78458139 | Annual | 04/02/2019 | 4,708 | 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Mgmt | For | For |
Recordati SpA | REC | 04/11/2019 | Italy | T78458139 | Annual | 04/02/2019 | 4,708 | 2 | Approve Remuneration Policy | Mgmt | For | Against |
Recordati SpA | REC | 04/11/2019 | Italy | T78458139 | Annual | 04/02/2019 | 4,708 | 3 | Amend 2018-2022 Stock Option Plan | Mgmt | For | Against |
Recordati SpA | REC | 04/11/2019 | Italy | T78458139 | Annual | 04/02/2019 | 4,708 | 4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Bunzl Plc | BNZL | 04/17/2019 | United Kingdom | G16968110 | Annual | 04/15/2019 | 43,752 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Bunzl Plc | BNZL | 04/17/2019 | United Kingdom | G16968110 | Annual | 04/15/2019 | 43,752 | 2 | Approve Final Dividend | Mgmt | For | For |
Bunzl Plc | BNZL | 04/17/2019 | United Kingdom | G16968110 | Annual | 04/15/2019 | 43,752 | 3 | Re-elect Philip Rogerson as Director | Mgmt | For | For |
Bunzl Plc | BNZL | 04/17/2019 | United Kingdom | G16968110 | Annual | 04/15/2019 | 43,752 | 4 | Re-elect Frank van Zanten as Director | Mgmt | For | For |
Bunzl Plc | BNZL | 04/17/2019 | United Kingdom | G16968110 | Annual | 04/15/2019 | 43,752 | 5 | Re-elect Brian May as Director | Mgmt | For | For |
Bunzl Plc | BNZL | 04/17/2019 | United Kingdom | G16968110 | Annual | 04/15/2019 | 43,752 | 6 | Re-elect Eugenia Ulasewicz as Director | Mgmt | For | For |
Bunzl Plc | BNZL | 04/17/2019 | United Kingdom | G16968110 | Annual | 04/15/2019 | 43,752 | 7 | Re-elect Vanda Murray as Director | Mgmt | For | For |
Bunzl Plc | BNZL | 04/17/2019 | United Kingdom | G16968110 | Annual | 04/15/2019 | 43,752 | 8 | Re-elect Lloyd Pitchford as Director | Mgmt | For | For |
Bunzl Plc | BNZL | 04/17/2019 | United Kingdom | G16968110 | Annual | 04/15/2019 | 43,752 | 9 | Re-elect Stephan Nanninga as Director | Mgmt | For | For |
Bunzl Plc | BNZL | 04/17/2019 | United Kingdom | G16968110 | Annual | 04/15/2019 | 43,752 | 10 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For |
Bunzl Plc | BNZL | 04/17/2019 | United Kingdom | G16968110 | Annual | 04/15/2019 | 43,752 | 11 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
Bunzl Plc | BNZL | 04/17/2019 | United Kingdom | G16968110 | Annual | 04/15/2019 | 43,752 | 12 | Approve Remuneration Report | Mgmt | For | For |
Bunzl Plc | BNZL | 04/17/2019 | United Kingdom | G16968110 | Annual | 04/15/2019 | 43,752 | 13 | Authorise Issue of Equity | Mgmt | For | For |
Bunzl Plc | BNZL | 04/17/2019 | United Kingdom | G16968110 | Annual | 04/15/2019 | 43,752 | 14 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
Bunzl Plc | BNZL | 04/17/2019 | United Kingdom | G16968110 | Annual | 04/15/2019 | 43,752 | 15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
Bunzl Plc | BNZL | 04/17/2019 | United Kingdom | G16968110 | Annual | 04/15/2019 | 43,752 | 16 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
Bunzl Plc | BNZL | 04/17/2019 | United Kingdom | G16968110 | Annual | 04/15/2019 | 43,752 | 17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Wolters Kluwer NV | WKL | 04/18/2019 | Netherlands | N9643A197 | Annual | 03/21/2019 | 30,645 | Annual Meeting Agenda | Mgmt | |||
Wolters Kluwer NV | WKL | 04/18/2019 | Netherlands | N9643A197 | Annual | 03/21/2019 | 30,645 | 1 | Open Meeting | Mgmt | ||
Wolters Kluwer NV | WKL | 04/18/2019 | Netherlands | N9643A197 | Annual | 03/21/2019 | 30,645 | 2.a | Receive Report of Management Board (Non-Voting) | Mgmt | ||
Wolters Kluwer NV | WKL | 04/18/2019 | Netherlands | N9643A197 | Annual | 03/21/2019 | 30,645 | 2.b | Receive Report of Supervisory Board (Non-Voting) | Mgmt | ||
Wolters Kluwer NV | WKL | 04/18/2019 | Netherlands | N9643A197 | Annual | 03/21/2019 | 30,645 | 2.c | Discuss Remuneration Policy | Mgmt | ||
Wolters Kluwer NV | WKL | 04/18/2019 | Netherlands | N9643A197 | Annual | 03/21/2019 | 30,645 | 3.a | Adopt Financial Statements | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/18/2019 | Netherlands | N9643A197 | Annual | 03/21/2019 | 30,645 | 3.b | Receive Explanation on Company's Reserves and Dividend Policy | Mgmt | ||
Wolters Kluwer NV | WKL | 04/18/2019 | Netherlands | N9643A197 | Annual | 03/21/2019 | 30,645 | 3.c | Approve Dividends of EUR 0.98 Per Share | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/18/2019 | Netherlands | N9643A197 | Annual | 03/21/2019 | 30,645 | 4.a | Approve Discharge of Management Board | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/18/2019 | Netherlands | N9643A197 | Annual | 03/21/2019 | 30,645 | 4.b | Approve Discharge of Supervisory Board | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/18/2019 | Netherlands | N9643A197 | Annual | 03/21/2019 | 30,645 | 5.a | Elect Bertrand Bodson to Supervisory Board | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/18/2019 | Netherlands | N9643A197 | Annual | 03/21/2019 | 30,645 | 5.b | Elect Chris Vogelzang to Supervisory Board | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/18/2019 | Netherlands | N9643A197 | Annual | 03/21/2019 | 30,645 | 6.a | Grant Board Authority to Issue Shares up to 10 Percent of Issued Capital | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/18/2019 | Netherlands | N9643A197 | Annual | 03/21/2019 | 30,645 | 6.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/18/2019 | Netherlands | N9643A197 | Annual | 03/21/2019 | 30,645 | 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/18/2019 | Netherlands | N9643A197 | Annual | 03/21/2019 | 30,645 | 8 | Approve Cancellation of Repurchased Shares | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/18/2019 | Netherlands | N9643A197 | Annual | 03/21/2019 | 30,645 | 9 | Other Business (Non-Voting) | Mgmt | ||
Wolters Kluwer NV | WKL | 04/18/2019 | Netherlands | N9643A197 | Annual | 03/21/2019 | 30,645 | 10 | Close Meeting | Mgmt | ||
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Anheuser-Busch InBev SA/NV | ABI | 04/24/2019 | Belgium | B639CJ108 | Annual/Special | 04/10/2019 | 9,403 | Annual/Special Meeting | Mgmt | |||
Anheuser-Busch InBev SA/NV | ABI | 04/24/2019 | Belgium | B639CJ108 | Annual/Special | 04/10/2019 | 9,403 | Special Meeting Agenda | Mgmt | |||
Anheuser-Busch InBev SA/NV | ABI | 04/24/2019 | Belgium | B639CJ108 | Annual/Special | 04/10/2019 | 9,403 | A1.a | Receive Special Board Report Re: Article 559 of the Companies Code | Mgmt | ||
Anheuser-Busch InBev SA/NV | ABI | 04/24/2019 | Belgium | B639CJ108 | Annual/Special | 04/10/2019 | 9,403 | A1.b | Receive Special Auditor Report Re: Article 559 of the Companies Code | Mgmt | ||
Anheuser-Busch InBev SA/NV | ABI | 04/24/2019 | Belgium | B639CJ108 | Annual/Special | 04/10/2019 | 9,403 | A1.c | Amend Article 4 Re: Corporate Purpose | Mgmt | For | For |
Anheuser-Busch InBev SA/NV | ABI | 04/24/2019 | Belgium | B639CJ108 | Annual/Special | 04/10/2019 | 9,403 | B2 | Amend Article 23 Re: Requirements of the Chairperson of the Board | Mgmt | For | For |
Anheuser-Busch InBev SA/NV | ABI | 04/24/2019 | Belgium | B639CJ108 | Annual/Special | 04/10/2019 | 9,403 | Annual Meeting Agenda | Mgmt | |||
Anheuser-Busch InBev SA/NV | ABI | 04/24/2019 | Belgium | B639CJ108 | Annual/Special | 04/10/2019 | 9,403 | C3 | Receive Directors' Reports (Non-Voting) | Mgmt | ||
Anheuser-Busch InBev SA/NV | ABI | 04/24/2019 | Belgium | B639CJ108 | Annual/Special | 04/10/2019 | 9,403 | C4 | Receive Auditors' Reports (Non-Voting) | Mgmt | ||
Anheuser-Busch InBev SA/NV | ABI | 04/24/2019 | Belgium | B639CJ108 | Annual/Special | 04/10/2019 | 9,403 | C5 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Mgmt | ||
Anheuser-Busch InBev SA/NV | ABI | 04/24/2019 | Belgium | B639CJ108 | Annual/Special | 04/10/2019 | 9,403 | C6 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.80 per Share | Mgmt | For | For |
Anheuser-Busch InBev SA/NV | ABI | 04/24/2019 | Belgium | B639CJ108 | Annual/Special | 04/10/2019 | 9,403 | C7 | Approve Discharge of Directors | Mgmt | For | For |
Anheuser-Busch InBev SA/NV | ABI | 04/24/2019 | Belgium | B639CJ108 | Annual/Special | 04/10/2019 | 9,403 | C8 | Approve Discharge of Auditor | Mgmt | For | For |
Anheuser-Busch InBev SA/NV | ABI | 04/24/2019 | Belgium | B639CJ108 | Annual/Special | 04/10/2019 | 9,403 | C9.a | Elect Xiaozhi Liu as Independent Director | Mgmt | For | For |
Anheuser-Busch InBev SA/NV | ABI | 04/24/2019 | Belgium | B639CJ108 | Annual/Special | 04/10/2019 | 9,403 | C9.b | Elect Sabine Chalmers as Director | Mgmt | For | For |
Anheuser-Busch InBev SA/NV | ABI | 04/24/2019 | Belgium | B639CJ108 | Annual/Special | 04/10/2019 | 9,403 | C9.c | Elect Cecilia Sicupira as Director | Mgmt | For | For |
Anheuser-Busch InBev SA/NV | ABI | 04/24/2019 | Belgium | B639CJ108 | Annual/Special | 04/10/2019 | 9,403 | C9.d | Elect Claudio Garcia as Director | Mgmt | For | For |
Anheuser-Busch InBev SA/NV | ABI | 04/24/2019 | Belgium | B639CJ108 | Annual/Special | 04/10/2019 | 9,403 | C9.e | Reelect Martin J. Barrington as Director | Mgmt | For | For |
Anheuser-Busch InBev SA/NV | ABI | 04/24/2019 | Belgium | B639CJ108 | Annual/Special | 04/10/2019 | 9,403 | C9.f | Reelect William F. Gifford, Jr. as Director | Mgmt | For | For |
Anheuser-Busch InBev SA/NV | ABI | 04/24/2019 | Belgium | B639CJ108 | Annual/Special | 04/10/2019 | 9,403 | C9.g | Reelect Alejandro Santo Domingo Davila as Director | Mgmt | For | For |
Anheuser-Busch InBev SA/NV | ABI | 04/24/2019 | Belgium | B639CJ108 | Annual/Special | 04/10/2019 | 9,403 | C10 | Ratify PwC as Auditors and Approve Auditors' Remuneration | Mgmt | For | For |
Anheuser-Busch InBev SA/NV | ABI | 04/24/2019 | Belgium | B639CJ108 | Annual/Special | 04/10/2019 | 9,403 | C11.a | Approve Remuneration Report | Mgmt | For | Against |
Anheuser-Busch InBev SA/NV | ABI | 04/24/2019 | Belgium | B639CJ108 | Annual/Special | 04/10/2019 | 9,403 | C11.b | Approve Fixed Remuneration of Directors | Mgmt | For | Against |
Anheuser-Busch InBev SA/NV | ABI | 04/24/2019 | Belgium | B639CJ108 | Annual/Special | 04/10/2019 | 9,403 | C11.c | Approve Grant of Restricted Stock Units | Mgmt | For | Against |
Anheuser-Busch InBev SA/NV | ABI | 04/24/2019 | Belgium | B639CJ108 | Annual/Special | 04/10/2019 | 9,403 | D12 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Croda International Plc | CRDA | 04/24/2019 | United Kingdom | G25536148 | Annual | 04/18/2019 | 19,691 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Croda International Plc | CRDA | 04/24/2019 | United Kingdom | G25536148 | Annual | 04/18/2019 | 19,691 | 2 | Approve Remuneration Report | Mgmt | For | Against |
Croda International Plc | CRDA | 04/24/2019 | United Kingdom | G25536148 | Annual | 04/18/2019 | 19,691 | 3 | Approve Final Dividend | Mgmt | For | For |
Croda International Plc | CRDA | 04/24/2019 | United Kingdom | G25536148 | Annual | 04/18/2019 | 19,691 | 4 | Elect Roberto Cirillo as Director | Mgmt | For | For |
Croda International Plc | CRDA | 04/24/2019 | United Kingdom | G25536148 | Annual | 04/18/2019 | 19,691 | 5 | Re-elect Alan Ferguson as Director | Mgmt | For | For |
Croda International Plc | CRDA | 04/24/2019 | United Kingdom | G25536148 | Annual | 04/18/2019 | 19,691 | 6 | Elect Jacqui Ferguson as Director | Mgmt | For | For |
Croda International Plc | CRDA | 04/24/2019 | United Kingdom | G25536148 | Annual | 04/18/2019 | 19,691 | 7 | Re-elect Steve Foots as Director | Mgmt | For | For |
Croda International Plc | CRDA | 04/24/2019 | United Kingdom | G25536148 | Annual | 04/18/2019 | 19,691 | 8 | Re-elect Anita Frew as Director | Mgmt | For | For |
Croda International Plc | CRDA | 04/24/2019 | United Kingdom | G25536148 | Annual | 04/18/2019 | 19,691 | 9 | Re-elect Helena Ganczakowski as Director | Mgmt | For | For |
Croda International Plc | CRDA | 04/24/2019 | United Kingdom | G25536148 | Annual | 04/18/2019 | 19,691 | 10 | Re-elect Keith Layden as Director | Mgmt | For | For |
Croda International Plc | CRDA | 04/24/2019 | United Kingdom | G25536148 | Annual | 04/18/2019 | 19,691 | 11 | Re-elect Jez Maiden as Director | Mgmt | For | For |
Croda International Plc | CRDA | 04/24/2019 | United Kingdom | G25536148 | Annual | 04/18/2019 | 19,691 | 12 | Reappoint KPMG LLP as Auditors | Mgmt | For | For |
Croda International Plc | CRDA | 04/24/2019 | United Kingdom | G25536148 | Annual | 04/18/2019 | 19,691 | 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
Croda International Plc | CRDA | 04/24/2019 | United Kingdom | G25536148 | Annual | 04/18/2019 | 19,691 | 14 | Authorise EU Political Donations and Expenditure | Mgmt | For | For |
Croda International Plc | CRDA | 04/24/2019 | United Kingdom | G25536148 | Annual | 04/18/2019 | 19,691 | 15 | Authorise Issue of Equity | Mgmt | For | For |
Croda International Plc | CRDA | 04/24/2019 | United Kingdom | G25536148 | Annual | 04/18/2019 | 19,691 | 16 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
Croda International Plc | CRDA | 04/24/2019 | United Kingdom | G25536148 | Annual | 04/18/2019 | 19,691 | 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
Croda International Plc | CRDA | 04/24/2019 | United Kingdom | G25536148 | Annual | 04/18/2019 | 19,691 | 18 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
Croda International Plc | CRDA | 04/24/2019 | United Kingdom | G25536148 | Annual | 04/18/2019 | 19,691 | 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
Croda International Plc | CRDA | 04/24/2019 | United Kingdom | G25536148 | Annual | 04/18/2019 | 19,691 | 20 | Approve Special Dividend and Share Consolidation | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Glanbia Plc | GL9 | 04/24/2019 | Ireland | G39021103 | Annual | 04/22/2019 | 60,629 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Glanbia Plc | GL9 | 04/24/2019 | Ireland | G39021103 | Annual | 04/22/2019 | 60,629 | 2 | Approve Final Dividend | Mgmt | For | For |
Glanbia Plc | GL9 | 04/24/2019 | Ireland | G39021103 | Annual | 04/22/2019 | 60,629 | 3a | Re-elect Patsy Ahern as Director | Mgmt | For | Against |
Glanbia Plc | GL9 | 04/24/2019 | Ireland | G39021103 | Annual | 04/22/2019 | 60,629 | 3b | Re-elect Jer Doheny as Director | Mgmt | For | Against |
Glanbia Plc | GL9 | 04/24/2019 | Ireland | G39021103 | Annual | 04/22/2019 | 60,629 | 3c | Re-elect Mark Garvey as Director | Mgmt | For | For |
Glanbia Plc | GL9 | 04/24/2019 | Ireland | G39021103 | Annual | 04/22/2019 | 60,629 | 3d | Re-elect Vincent Gorman as Director | Mgmt | For | Against |
Glanbia Plc | GL9 | 04/24/2019 | Ireland | G39021103 | Annual | 04/22/2019 | 60,629 | 3e | Re-elect Brendan Hayes as Director | Mgmt | For | Against |
Glanbia Plc | GL9 | 04/24/2019 | Ireland | G39021103 | Annual | 04/22/2019 | 60,629 | 3f | Re-elect Martin Keane as Director | Mgmt | For | Against |
Glanbia Plc | GL9 | 04/24/2019 | Ireland | G39021103 | Annual | 04/22/2019 | 60,629 | 3g | Re-elect John Murphy as Director | Mgmt | For | Against |
Glanbia Plc | GL9 | 04/24/2019 | Ireland | G39021103 | Annual | 04/22/2019 | 60,629 | 3h | Re-elect Patrick Murphy as Director | Mgmt | For | Against |
Glanbia Plc | GL9 | 04/24/2019 | Ireland | G39021103 | Annual | 04/22/2019 | 60,629 | 3i | Re-elect Eamon Power as Director | Mgmt | For | Against |
Glanbia Plc | GL9 | 04/24/2019 | Ireland | G39021103 | Annual | 04/22/2019 | 60,629 | 3j | Re-elect Siobhan Talbot as Director | Mgmt | For | For |
Glanbia Plc | GL9 | 04/24/2019 | Ireland | G39021103 | Annual | 04/22/2019 | 60,629 | 3k | Re-elect Patrick Coveney as Director | Mgmt | For | For |
Glanbia Plc | GL9 | 04/24/2019 | Ireland | G39021103 | Annual | 04/22/2019 | 60,629 | 3l | Re-elect Donard Gaynor as Director | Mgmt | For | For |
Glanbia Plc | GL9 | 04/24/2019 | Ireland | G39021103 | Annual | 04/22/2019 | 60,629 | 3m | Re-elect Paul Haran as Director | Mgmt | For | For |
Glanbia Plc | GL9 | 04/24/2019 | Ireland | G39021103 | Annual | 04/22/2019 | 60,629 | 3n | Re-elect Dan O'Connor as Director | Mgmt | For | For |
Glanbia Plc | GL9 | 04/24/2019 | Ireland | G39021103 | Annual | 04/22/2019 | 60,629 | 4 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
Glanbia Plc | GL9 | 04/24/2019 | Ireland | G39021103 | Annual | 04/22/2019 | 60,629 | 5 | Approve Remuneration Report | Mgmt | For | For |
Glanbia Plc | GL9 | 04/24/2019 | Ireland | G39021103 | Annual | 04/22/2019 | 60,629 | 6 | Authorise Issue of Equity | Mgmt | For | For |
Glanbia Plc | GL9 | 04/24/2019 | Ireland | G39021103 | Annual | 04/22/2019 | 60,629 | 7 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
Glanbia Plc | GL9 | 04/24/2019 | Ireland | G39021103 | Annual | 04/22/2019 | 60,629 | 8 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
Glanbia Plc | GL9 | 04/24/2019 | Ireland | G39021103 | Annual | 04/22/2019 | 60,629 | 9 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Assa Abloy AB | ASSA.B | 04/25/2019 | Sweden | W0817X204 | Annual | 04/17/2019 | 70,060 | 1 | Open Meeting | Mgmt | ||
Assa Abloy AB | ASSA.B | 04/25/2019 | Sweden | W0817X204 | Annual | 04/17/2019 | 70,060 | 2 | Elect Chairman of Meeting | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/25/2019 | Sweden | W0817X204 | Annual | 04/17/2019 | 70,060 | 3 | Prepare and Approve List of Shareholders | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/25/2019 | Sweden | W0817X204 | Annual | 04/17/2019 | 70,060 | 4 | Approve Agenda of Meeting | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/25/2019 | Sweden | W0817X204 | Annual | 04/17/2019 | 70,060 | 5 | Designate Inspector(s) of Minutes of Meeting | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/25/2019 | Sweden | W0817X204 | Annual | 04/17/2019 | 70,060 | 6 | Acknowledge Proper Convening of Meeting | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/25/2019 | Sweden | W0817X204 | Annual | 04/17/2019 | 70,060 | 7 | Receive President's Report | Mgmt | ||
Assa Abloy AB | ASSA.B | 04/25/2019 | Sweden | W0817X204 | Annual | 04/17/2019 | 70,060 | 8.a | Receive Financial Statements and Statutory Reports | Mgmt | ||
Assa Abloy AB | ASSA.B | 04/25/2019 | Sweden | W0817X204 | Annual | 04/17/2019 | 70,060 | 8.b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Mgmt | ||
Assa Abloy AB | ASSA.B | 04/25/2019 | Sweden | W0817X204 | Annual | 04/17/2019 | 70,060 | 8.c | Receive Board's Proposal on Distribution of Profits | Mgmt | ||
Assa Abloy AB | ASSA.B | 04/25/2019 | Sweden | W0817X204 | Annual | 04/17/2019 | 70,060 | 9.a | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/25/2019 | Sweden | W0817X204 | Annual | 04/17/2019 | 70,060 | 9.b | Approve Allocation of Income and Dividends of SEK 3.50 Per Share | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/25/2019 | Sweden | W0817X204 | Annual | 04/17/2019 | 70,060 | 9.c | Approve Discharge of Board and President | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/25/2019 | Sweden | W0817X204 | Annual | 04/17/2019 | 70,060 | 10 | Determine Number of Members (7) and Deputy Members (0) of Board | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/25/2019 | Sweden | W0817X204 | Annual | 04/17/2019 | 70,060 | 11.a | Approve Remuneration of Directors in the Amount of SEK 2.35 million for Chairman, SEK 900,000 for Vice Chairman and SEK 685,000 for Other Directors; Approve Remuneration for Committee Work | Mgmt | For | Against |
Assa Abloy AB | ASSA.B | 04/25/2019 | Sweden | W0817X204 | Annual | 04/17/2019 | 70,060 | 11.b | Approve Remuneration of Auditors | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/25/2019 | Sweden | W0817X204 | Annual | 04/17/2019 | 70,060 | 12.a | Reelect Lars Renstrom (Chairman), Carl Douglas (Vice Chair), Eva Karlsson, Birgitta Klasen, Lena Olving, Sofia Schorling Hogberg and Jan Svensson as Directors | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/25/2019 | Sweden | W0817X204 | Annual | 04/17/2019 | 70,060 | 12.b | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/25/2019 | Sweden | W0817X204 | Annual | 04/17/2019 | 70,060 | 13 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | Against |
Assa Abloy AB | ASSA.B | 04/25/2019 | Sweden | W0817X204 | Annual | 04/17/2019 | 70,060 | 14 | Authorize Class B Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/25/2019 | Sweden | W0817X204 | Annual | 04/17/2019 | 70,060 | 15 | Approve Performance Share Matching Plan LTI 2019 | Mgmt | For | Against |
Assa Abloy AB | ASSA.B | 04/25/2019 | Sweden | W0817X204 | Annual | 04/17/2019 | 70,060 | 16 | Close Meeting | Mgmt | ||
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
DBS Group Holdings Ltd. | D05 | 04/25/2019 | Singapore | Y20246107 | Annual | 55,600 | 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 04/25/2019 | Singapore | Y20246107 | Annual | 55,600 | 2 | Approve Final and Special Dividend | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 04/25/2019 | Singapore | Y20246107 | Annual | 55,600 | 3 | Approve Directors' Fees | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 04/25/2019 | Singapore | Y20246107 | Annual | 55,600 | 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 04/25/2019 | Singapore | Y20246107 | Annual | 55,600 | 5 | Elect Euleen Goh Yiu Kiang as Director | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 04/25/2019 | Singapore | Y20246107 | Annual | 55,600 | 6 | Elect Danny Teoh Leong Kay as Director | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 04/25/2019 | Singapore | Y20246107 | Annual | 55,600 | 7 | Elect Nihal Vijaya Devadas Kaviratne as Director | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 04/25/2019 | Singapore | Y20246107 | Annual | 55,600 | 8 | Elect Bonghan Cho as Director | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 04/25/2019 | Singapore | Y20246107 | Annual | 55,600 | 9 | Elect Tham Sai Choy as Director | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 04/25/2019 | Singapore | Y20246107 | Annual | 55,600 | 10 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 04/25/2019 | Singapore | Y20246107 | Annual | 55,600 | 11 | Approve Issuance of Shares Under the DBSH Scrip Dividend Scheme | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 04/25/2019 | Singapore | Y20246107 | Annual | 55,600 | 12 | Authorize Share Repurchase Program | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 04/25/2019 | Singapore | Y20246107 | Annual | 55,600 | 13 | Approve Extension of the Duration of DBSH Share Plan and Other Amendments to the DBSH Share Plan | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 04/25/2019 | Singapore | Y20246107 | Annual | 55,600 | 14 | Adopt California Sub-Plan to the DBSH Share Plan | Mgmt | For | For | |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
RELX Plc | REL | 04/25/2019 | United Kingdom | G7493L105 | Annual | 04/23/2019 | 66,084 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
RELX Plc | REL | 04/25/2019 | United Kingdom | G7493L105 | Annual | 04/23/2019 | 66,084 | 2 | Approve Remuneration Report | Mgmt | For | For |
RELX Plc | REL | 04/25/2019 | United Kingdom | G7493L105 | Annual | 04/23/2019 | 66,084 | 3 | Approve Final Dividend | Mgmt | For | For |
RELX Plc | REL | 04/25/2019 | United Kingdom | G7493L105 | Annual | 04/23/2019 | 66,084 | 4 | Reappoint Ernst & Young LLP as Auditors | Mgmt | For | For |
RELX Plc | REL | 04/25/2019 | United Kingdom | G7493L105 | Annual | 04/23/2019 | 66,084 | 5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
RELX Plc | REL | 04/25/2019 | United Kingdom | G7493L105 | Annual | 04/23/2019 | 66,084 | 6 | Elect Andrew Sukawaty as Director | Mgmt | For | For |
RELX Plc | REL | 04/25/2019 | United Kingdom | G7493L105 | Annual | 04/23/2019 | 66,084 | 7 | Re-elect Erik Engstrom as Director | Mgmt | For | For |
RELX Plc | REL | 04/25/2019 | United Kingdom | G7493L105 | Annual | 04/23/2019 | 66,084 | 8 | Re-elect Sir Anthony Habgood as Director | Mgmt | For | For |
RELX Plc | REL | 04/25/2019 | United Kingdom | G7493L105 | Annual | 04/23/2019 | 66,084 | 9 | Re-elect Wolfhart Hauser as Director | Mgmt | For | For |
RELX Plc | REL | 04/25/2019 | United Kingdom | G7493L105 | Annual | 04/23/2019 | 66,084 | 10 | Re-elect Adrian Hennah as Director | Mgmt | For | For |
RELX Plc | REL | 04/25/2019 | United Kingdom | G7493L105 | Annual | 04/23/2019 | 66,084 | 11 | Re-elect Marike van Lier Lels as Director | Mgmt | For | For |
RELX Plc | REL | 04/25/2019 | United Kingdom | G7493L105 | Annual | 04/23/2019 | 66,084 | 12 | Re-elect Nick Luff as Director | Mgmt | For | For |
RELX Plc | REL | 04/25/2019 | United Kingdom | G7493L105 | Annual | 04/23/2019 | 66,084 | 13 | Re-elect Robert MacLeod as Director | Mgmt | For | For |
RELX Plc | REL | 04/25/2019 | United Kingdom | G7493L105 | Annual | 04/23/2019 | 66,084 | 14 | Re-elect Linda Sanford as Director | Mgmt | For | For |
RELX Plc | REL | 04/25/2019 | United Kingdom | G7493L105 | Annual | 04/23/2019 | 66,084 | 15 | Re-elect Suzanne Wood as Director | Mgmt | For | For |
RELX Plc | REL | 04/25/2019 | United Kingdom | G7493L105 | Annual | 04/23/2019 | 66,084 | 16 | Authorise Issue of Equity | Mgmt | For | For |
RELX Plc | REL | 04/25/2019 | United Kingdom | G7493L105 | Annual | 04/23/2019 | 66,084 | 17 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
RELX Plc | REL | 04/25/2019 | United Kingdom | G7493L105 | Annual | 04/23/2019 | 66,084 | 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
RELX Plc | REL | 04/25/2019 | United Kingdom | G7493L105 | Annual | 04/23/2019 | 66,084 | 19 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
RELX Plc | REL | 04/25/2019 | United Kingdom | G7493L105 | Annual | 04/23/2019 | 66,084 | 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
RELX Plc | REL | 04/25/2019 | United Kingdom | G7493L105 | Annual | 04/23/2019 | 66,084 | 21 | Adopt New Articles of Association | Mgmt | For | For |
RELX Plc | REL | 04/25/2019 | United Kingdom | G7493L105 | Annual | 04/23/2019 | 66,084 | 22 | Approve Capitalisation of Merger Reserve | Mgmt | For | For |
RELX Plc | REL | 04/25/2019 | United Kingdom | G7493L105 | Annual | 04/23/2019 | 66,084 | 23 | Approve Cancellation of Capital Reduction Share | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Bayer AG | BAYN | 04/26/2019 | Germany | D0712D163 | Annual | 3,380 | 1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2018 | Mgmt | For | For | |
Bayer AG | BAYN | 04/26/2019 | Germany | D0712D163 | Annual | 3,380 | 2 | Approve Discharge of Management Board for Fiscal 2018 | Mgmt | For | Against | |
Bayer AG | BAYN | 04/26/2019 | Germany | D0712D163 | Annual | 3,380 | 3 | Approve Discharge of Supervisory Board for Fiscal 2018 | Mgmt | For | Against | |
Bayer AG | BAYN | 04/26/2019 | Germany | D0712D163 | Annual | 3,380 | 4 | Elect Simone Bagel-Trah to the Supervisory Board | Mgmt | For | For | |
Bayer AG | BAYN | 04/26/2019 | Germany | D0712D163 | Annual | 3,380 | 5.1 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | For | |
Bayer AG | BAYN | 04/26/2019 | Germany | D0712D163 | Annual | 3,380 | 5.2 | Authorize Use of Financial Derivatives when Repurchasing Shares | Mgmt | For | For | |
Bayer AG | BAYN | 04/26/2019 | Germany | D0712D163 | Annual | 3,380 | 6 | Ratify Deloitte GmbH as Auditors for Fiscal 2019 | Mgmt | For | For | |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Kerry Group Plc | KRZ | 05/02/2019 | Ireland | G52416107 | Annual | 04/30/2019 | 5,879 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Kerry Group Plc | KRZ | 05/02/2019 | Ireland | G52416107 | Annual | 04/30/2019 | 5,879 | 2 | Approve Final Dividend | Mgmt | For | For |
Kerry Group Plc | KRZ | 05/02/2019 | Ireland | G52416107 | Annual | 04/30/2019 | 5,879 | 3a | Elect Marguerite Larkin as Director | Mgmt | For | For |
Kerry Group Plc | KRZ | 05/02/2019 | Ireland | G52416107 | Annual | 04/30/2019 | 5,879 | 3b | Elect Christopher Rogers as Director | Mgmt | For | For |
Kerry Group Plc | KRZ | 05/02/2019 | Ireland | G52416107 | Annual | 04/30/2019 | 5,879 | 4a | Re-elect Gerry Behan as Director | Mgmt | For | For |
Kerry Group Plc | KRZ | 05/02/2019 | Ireland | G52416107 | Annual | 04/30/2019 | 5,879 | 4b | Re-elect Dr Hugh Brady as Director | Mgmt | For | For |
Kerry Group Plc | KRZ | 05/02/2019 | Ireland | G52416107 | Annual | 04/30/2019 | 5,879 | 4c | Re-elect Gerard Culligan as Director | Mgmt | For | For |
Kerry Group Plc | KRZ | 05/02/2019 | Ireland | G52416107 | Annual | 04/30/2019 | 5,879 | 4d | Re-elect Dr Karin Dorrepaal as Director | Mgmt | For | For |
Kerry Group Plc | KRZ | 05/02/2019 | Ireland | G52416107 | Annual | 04/30/2019 | 5,879 | 4e | Re-elect Joan Garahy as Director | Mgmt | For | For |
Kerry Group Plc | KRZ | 05/02/2019 | Ireland | G52416107 | Annual | 04/30/2019 | 5,879 | 4f | Re-elect James Kenny as Director | Mgmt | For | For |
Kerry Group Plc | KRZ | 05/02/2019 | Ireland | G52416107 | Annual | 04/30/2019 | 5,879 | 4g | Re-elect Tom Moran as Director | Mgmt | For | For |
Kerry Group Plc | KRZ | 05/02/2019 | Ireland | G52416107 | Annual | 04/30/2019 | 5,879 | 4h | Re-elect Con Murphy as Director | Mgmt | For | For |
Kerry Group Plc | KRZ | 05/02/2019 | Ireland | G52416107 | Annual | 04/30/2019 | 5,879 | 4i | Re-elect Edmond Scanlon as Director | Mgmt | For | For |
Kerry Group Plc | KRZ | 05/02/2019 | Ireland | G52416107 | Annual | 04/30/2019 | 5,879 | 4j | Re-elect Philip Toomey as Director | Mgmt | For | For |
Kerry Group Plc | KRZ | 05/02/2019 | Ireland | G52416107 | Annual | 04/30/2019 | 5,879 | 5 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
Kerry Group Plc | KRZ | 05/02/2019 | Ireland | G52416107 | Annual | 04/30/2019 | 5,879 | 6 | Approve Remuneration Report | Mgmt | For | Against |
Kerry Group Plc | KRZ | 05/02/2019 | Ireland | G52416107 | Annual | 04/30/2019 | 5,879 | 7 | Authorise Issue of Equity | Mgmt | For | For |
Kerry Group Plc | KRZ | 05/02/2019 | Ireland | G52416107 | Annual | 04/30/2019 | 5,879 | 8 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
Kerry Group Plc | KRZ | 05/02/2019 | Ireland | G52416107 | Annual | 04/30/2019 | 5,879 | 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment | Mgmt | For | For |
Kerry Group Plc | KRZ | 05/02/2019 | Ireland | G52416107 | Annual | 04/30/2019 | 5,879 | 10 | Authorise Market Purchase of A Ordinary Shares | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
InterContinental Hotels Group Plc | IHG | 05/03/2019 | United Kingdom | G4804L163 | Annual | 05/01/2019 | 20,346 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/03/2019 | United Kingdom | G4804L163 | Annual | 05/01/2019 | 20,346 | 2 | Approve Remuneration Report | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/03/2019 | United Kingdom | G4804L163 | Annual | 05/01/2019 | 20,346 | 3 | Approve Final Dividend | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/03/2019 | United Kingdom | G4804L163 | Annual | 05/01/2019 | 20,346 | 4a | Re-elect Keith Barr as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/03/2019 | United Kingdom | G4804L163 | Annual | 05/01/2019 | 20,346 | 4b | Re-elect Anne Busquet as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/03/2019 | United Kingdom | G4804L163 | Annual | 05/01/2019 | 20,346 | 4c | Re-elect Patrick Cescau as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/03/2019 | United Kingdom | G4804L163 | Annual | 05/01/2019 | 20,346 | 4d | Re-elect Ian Dyson as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/03/2019 | United Kingdom | G4804L163 | Annual | 05/01/2019 | 20,346 | 4e | Re-elect Paul Edgecliffe-Johnson as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/03/2019 | United Kingdom | G4804L163 | Annual | 05/01/2019 | 20,346 | 4f | Re-elect Jo Harlow as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/03/2019 | United Kingdom | G4804L163 | Annual | 05/01/2019 | 20,346 | 4g | Re-elect Elie Maalouf as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/03/2019 | United Kingdom | G4804L163 | Annual | 05/01/2019 | 20,346 | 4h | Re-elect Luke Mayhew as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/03/2019 | United Kingdom | G4804L163 | Annual | 05/01/2019 | 20,346 | 4i | Re-elect Jill McDonald as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/03/2019 | United Kingdom | G4804L163 | Annual | 05/01/2019 | 20,346 | 4j | Re-elect Dale Morrison as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/03/2019 | United Kingdom | G4804L163 | Annual | 05/01/2019 | 20,346 | 4k | Re-elect Malina Ngai as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/03/2019 | United Kingdom | G4804L163 | Annual | 05/01/2019 | 20,346 | 5 | Reappoint Ernst & Young LLP as Auditors | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/03/2019 | United Kingdom | G4804L163 | Annual | 05/01/2019 | 20,346 | 6 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/03/2019 | United Kingdom | G4804L163 | Annual | 05/01/2019 | 20,346 | 7 | Authorise EU Political Donations and Expenditure | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/03/2019 | United Kingdom | G4804L163 | Annual | 05/01/2019 | 20,346 | 8 | Approve Colleague Share Plan | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/03/2019 | United Kingdom | G4804L163 | Annual | 05/01/2019 | 20,346 | 9 | Authorise Issue of Equity | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/03/2019 | United Kingdom | G4804L163 | Annual | 05/01/2019 | 20,346 | 10 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/03/2019 | United Kingdom | G4804L163 | Annual | 05/01/2019 | 20,346 | 11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/03/2019 | United Kingdom | G4804L163 | Annual | 05/01/2019 | 20,346 | 12 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/03/2019 | United Kingdom | G4804L163 | Annual | 05/01/2019 | 20,346 | 13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Air Liquide SA | AI | 05/07/2019 | France | F01764103 | Annual/Special | 05/02/2019 | 13,179 | Ordinary Business | Mgmt | |||
Air Liquide SA | AI | 05/07/2019 | France | F01764103 | Annual/Special | 05/02/2019 | 13,179 | 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For |
Air Liquide SA | AI | 05/07/2019 | France | F01764103 | Annual/Special | 05/02/2019 | 13,179 | 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
Air Liquide SA | AI | 05/07/2019 | France | F01764103 | Annual/Special | 05/02/2019 | 13,179 | 3 | Approve Allocation of Income and Dividends of EUR 2.65 per Share and an Extra of EUR 0.26 per Share to Long Term Registered Shares | Mgmt | For | For |
Air Liquide SA | AI | 05/07/2019 | France | F01764103 | Annual/Special | 05/02/2019 | 13,179 | 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
Air Liquide SA | AI | 05/07/2019 | France | F01764103 | Annual/Special | 05/02/2019 | 13,179 | 5 | Reelect Sian Herbert-Jones as Director | Mgmt | For | For |
Air Liquide SA | AI | 05/07/2019 | France | F01764103 | Annual/Special | 05/02/2019 | 13,179 | 6 | Reelect Genevieve Berger as Director | Mgmt | For | For |
Air Liquide SA | AI | 05/07/2019 | France | F01764103 | Annual/Special | 05/02/2019 | 13,179 | 7 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Mgmt | For | For |
Air Liquide SA | AI | 05/07/2019 | France | F01764103 | Annual/Special | 05/02/2019 | 13,179 | 8 | Approve Compensation of Benoit Potier | Mgmt | For | Against |
Air Liquide SA | AI | 05/07/2019 | France | F01764103 | Annual/Special | 05/02/2019 | 13,179 | 9 | Approve Remuneration Policy of Executive Officers | Mgmt | For | Against |
Air Liquide SA | AI | 05/07/2019 | France | F01764103 | Annual/Special | 05/02/2019 | 13,179 | Extraordinary Business | Mgmt | |||
Air Liquide SA | AI | 05/07/2019 | France | F01764103 | Annual/Special | 05/02/2019 | 13,179 | 10 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For |
Air Liquide SA | AI | 05/07/2019 | France | F01764103 | Annual/Special | 05/02/2019 | 13,179 | 11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 470 Million | Mgmt | For | For |
Air Liquide SA | AI | 05/07/2019 | France | F01764103 | Annual/Special | 05/02/2019 | 13,179 | 12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For |
Air Liquide SA | AI | 05/07/2019 | France | F01764103 | Annual/Special | 05/02/2019 | 13,179 | 13 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plans | Mgmt | For | For |
Air Liquide SA | AI | 05/07/2019 | France | F01764103 | Annual/Special | 05/02/2019 | 13,179 | 14 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans | Mgmt | For | For |
Air Liquide SA | AI | 05/07/2019 | France | F01764103 | Annual/Special | 05/02/2019 | 13,179 | 15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | For |
Air Liquide SA | AI | 05/07/2019 | France | F01764103 | Annual/Special | 05/02/2019 | 13,179 | 16 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Mgmt | For | For |
Air Liquide SA | AI | 05/07/2019 | France | F01764103 | Annual/Special | 05/02/2019 | 13,179 | Ordinary Business | Mgmt | |||
Air Liquide SA | AI | 05/07/2019 | France | F01764103 | Annual/Special | 05/02/2019 | 13,179 | 17 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Fuchs Petrolub SE | FPE3 | 05/07/2019 | Germany | D27462122 | Annual | 04/15/2019 | 14,943 | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Mgmt | ||
Fuchs Petrolub SE | FPE3 | 05/07/2019 | Germany | D27462122 | Annual | 04/15/2019 | 14,943 | 2 | Approve Allocation of Income and Dividends of EUR 0.94 per Ordinary Share and EUR 0.95 per Preferred Share | Mgmt | For | For |
Fuchs Petrolub SE | FPE3 | 05/07/2019 | Germany | D27462122 | Annual | 04/15/2019 | 14,943 | 3 | Approve Discharge of Management Board for Fiscal 2018 | Mgmt | For | For |
Fuchs Petrolub SE | FPE3 | 05/07/2019 | Germany | D27462122 | Annual | 04/15/2019 | 14,943 | 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Mgmt | For | For |
Fuchs Petrolub SE | FPE3 | 05/07/2019 | Germany | D27462122 | Annual | 04/15/2019 | 14,943 | 5 | Elect Kurt Bock to the Supervisory Board | Mgmt | For | For |
Fuchs Petrolub SE | FPE3 | 05/07/2019 | Germany | D27462122 | Annual | 04/15/2019 | 14,943 | 6 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2019 | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Deutsche Boerse AG | DB1 | 05/08/2019 | Germany | D1882G119 | Annual | 8,128 | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Mgmt | |||
Deutsche Boerse AG | DB1 | 05/08/2019 | Germany | D1882G119 | Annual | 8,128 | 2 | Approve Allocation of Income and Dividends of EUR 2.70 per Share | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/08/2019 | Germany | D1882G119 | Annual | 8,128 | 3 | Approve Discharge of Management Board for Fiscal 2018 | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/08/2019 | Germany | D1882G119 | Annual | 8,128 | 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/08/2019 | Germany | D1882G119 | Annual | 8,128 | 5.1 | Elect Clara-Christina Streit to the Supervisory Board | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/08/2019 | Germany | D1882G119 | Annual | 8,128 | 5.2 | Elect Charles Stonehill to the Supervisory Board | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/08/2019 | Germany | D1882G119 | Annual | 8,128 | 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/08/2019 | Germany | D1882G119 | Annual | 8,128 | 7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/08/2019 | Germany | D1882G119 | Annual | 8,128 | 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 17.8 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/08/2019 | Germany | D1882G119 | Annual | 8,128 | 9 | Approve Affiliation Agreement with Subsidiary Clearstream Beteiligungs AG | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/08/2019 | Germany | D1882G119 | Annual | 8,128 | 10 | Ratify KPMG AG as Auditors for Fiscal 2019 | Mgmt | For | For | |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Rathbone Brothers Plc | RAT | 05/09/2019 | United Kingdom | G73904107 | Annual | 05/07/2019 | 21,515 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/09/2019 | United Kingdom | G73904107 | Annual | 05/07/2019 | 21,515 | 2 | Approve Remuneration Report | Mgmt | For | Against |
Rathbone Brothers Plc | RAT | 05/09/2019 | United Kingdom | G73904107 | Annual | 05/07/2019 | 21,515 | 3 | Approve Final Dividend | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/09/2019 | United Kingdom | G73904107 | Annual | 05/07/2019 | 21,515 | 4 | Re-elect Mark Nicholls as Director | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/09/2019 | United Kingdom | G73904107 | Annual | 05/07/2019 | 21,515 | 5 | Re-elect Paul Stockton as Director | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/09/2019 | United Kingdom | G73904107 | Annual | 05/07/2019 | 21,515 | 6 | Elect Colin Clark as Director | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/09/2019 | United Kingdom | G73904107 | Annual | 05/07/2019 | 21,515 | 7 | Re-elect James Dean as Director | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/09/2019 | United Kingdom | G73904107 | Annual | 05/07/2019 | 21,515 | 8 | Elect Terri Duhon as Director | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/09/2019 | United Kingdom | G73904107 | Annual | 05/07/2019 | 21,515 | 9 | Re-elect Sarah Gentleman as Director | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/09/2019 | United Kingdom | G73904107 | Annual | 05/07/2019 | 21,515 | 10 | Elect Jennifer Mathias as Director | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/09/2019 | United Kingdom | G73904107 | Annual | 05/07/2019 | 21,515 | 11 | Re-elect James Pettigrew as Director | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/09/2019 | United Kingdom | G73904107 | Annual | 05/07/2019 | 21,515 | 12 | Appoint Deloitte LLP as Auditors | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/09/2019 | United Kingdom | G73904107 | Annual | 05/07/2019 | 21,515 | 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/09/2019 | United Kingdom | G73904107 | Annual | 05/07/2019 | 21,515 | 14 | Approve Savings Related Share Option Plan | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/09/2019 | United Kingdom | G73904107 | Annual | 05/07/2019 | 21,515 | 15 | Authorise EU Political Donations and Expenditure | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/09/2019 | United Kingdom | G73904107 | Annual | 05/07/2019 | 21,515 | 16 | Authorise Issue of Equity | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/09/2019 | United Kingdom | G73904107 | Annual | 05/07/2019 | 21,515 | 17 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/09/2019 | United Kingdom | G73904107 | Annual | 05/07/2019 | 21,515 | 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/09/2019 | United Kingdom | G73904107 | Annual | 05/07/2019 | 21,515 | 19 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/09/2019 | United Kingdom | G73904107 | Annual | 05/07/2019 | 21,515 | 20 | Adopt New Articles of Association | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/09/2019 | United Kingdom | G73904107 | Annual | 05/07/2019 | 21,515 | 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 05/14/2019 | China | Y2680G100 | Annual | 04/12/2019 | 116,000 | AGM BALLOT FOR THE HOLDERS OF H SHARES | Mgmt | |||
Fuyao Glass Industry Group Co., Ltd. | 3606 | 05/14/2019 | China | Y2680G100 | Annual | 04/12/2019 | 116,000 | 1 | Approve 2018 Work Report of the Board of Directors | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 05/14/2019 | China | Y2680G100 | Annual | 04/12/2019 | 116,000 | 2 | Approve 2018 Work Report of the Supervisory Committee | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 05/14/2019 | China | Y2680G100 | Annual | 04/12/2019 | 116,000 | 3 | Approve 2018 Final Financial Statements | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 05/14/2019 | China | Y2680G100 | Annual | 04/12/2019 | 116,000 | 4 | Approve 2018 Profit Distribution Plan | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 05/14/2019 | China | Y2680G100 | Annual | 04/12/2019 | 116,000 | 5 | Approve 2018 Annual Report and Its Summary | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 05/14/2019 | China | Y2680G100 | Annual | 04/12/2019 | 116,000 | 6 | Approve PricewaterhouseCoopers Zhong Tian LLP (Special General Partnership) as Domestic Audit Institution and Internal Control Audit Institution for 2019 and Their Service Charges for 2018 | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 05/14/2019 | China | Y2680G100 | Annual | 04/12/2019 | 116,000 | 7 | Approve PricewaterhouseCoopers as Overseas Audit Institution for 2019 and Their Service Charges for 2018 | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 05/14/2019 | China | Y2680G100 | Annual | 04/12/2019 | 116,000 | 8 | Approve 2018 Work Report of the Independent Non-Executive Directors | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 05/14/2019 | China | Y2680G100 | Annual | 04/12/2019 | 116,000 | 9 | Approve Maintenance of Liability Insurance for Directors, Supervisors and Senior Management | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 05/14/2019 | China | Y2680G100 | Annual | 04/12/2019 | 116,000 | 10 | Amend Articles of Association | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 05/14/2019 | China | Y2680G100 | Annual | 04/12/2019 | 116,000 | 11 | Approve Issuance of Medium-term Notes | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 05/14/2019 | China | Y2680G100 | Annual | 04/12/2019 | 116,000 | 12 | Approve Issuance of Ultra Short-term Financing Notes by the Company | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
IWG Plc | IWG | 05/14/2019 | Jersey | G4969N103 | Annual | 05/10/2019 | 119,498 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
IWG Plc | IWG | 05/14/2019 | Jersey | G4969N103 | Annual | 05/10/2019 | 119,498 | 2 | Approve Remuneration Policy | Mgmt | For | Against |
IWG Plc | IWG | 05/14/2019 | Jersey | G4969N103 | Annual | 05/10/2019 | 119,498 | 3 | Approve Remuneration Report | Mgmt | For | Against |
IWG Plc | IWG | 05/14/2019 | Jersey | G4969N103 | Annual | 05/10/2019 | 119,498 | 4 | Approve Final Dividend | Mgmt | For | For |
IWG Plc | IWG | 05/14/2019 | Jersey | G4969N103 | Annual | 05/10/2019 | 119,498 | 5 | Ratify KPMG Ireland as Auditors | Mgmt | For | For |
IWG Plc | IWG | 05/14/2019 | Jersey | G4969N103 | Annual | 05/10/2019 | 119,498 | 6 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
IWG Plc | IWG | 05/14/2019 | Jersey | G4969N103 | Annual | 05/10/2019 | 119,498 | 7 | Re-elect Mark Dixon as Director | Mgmt | For | For |
IWG Plc | IWG | 05/14/2019 | Jersey | G4969N103 | Annual | 05/10/2019 | 119,498 | 8 | Elect Eric Hageman as Director | Mgmt | For | For |
IWG Plc | IWG | 05/14/2019 | Jersey | G4969N103 | Annual | 05/10/2019 | 119,498 | 9 | Elect Laurie Harris as Director | Mgmt | For | For |
IWG Plc | IWG | 05/14/2019 | Jersey | G4969N103 | Annual | 05/10/2019 | 119,498 | 10 | Re-elect Nina Henderson as Director | Mgmt | For | For |
IWG Plc | IWG | 05/14/2019 | Jersey | G4969N103 | Annual | 05/10/2019 | 119,498 | 11 | Re-elect Francois Pauly as Director | Mgmt | For | For |
IWG Plc | IWG | 05/14/2019 | Jersey | G4969N103 | Annual | 05/10/2019 | 119,498 | 12 | Re-elect Florence Pierre as Director | Mgmt | For | For |
IWG Plc | IWG | 05/14/2019 | Jersey | G4969N103 | Annual | 05/10/2019 | 119,498 | 13 | Re-elect Douglas Sutherland as Director | Mgmt | For | For |
IWG Plc | IWG | 05/14/2019 | Jersey | G4969N103 | Annual | 05/10/2019 | 119,498 | 14 | Authorise Issue of Equity | Mgmt | For | For |
IWG Plc | IWG | 05/14/2019 | Jersey | G4969N103 | Annual | 05/10/2019 | 119,498 | 15 | Authorise the Company to Hold as Treasury Shares Any Shares Purchased or Contracted to be Purchased by the Company Pursuant to the Authority Granted in Resolution 16 | Mgmt | For | For |
IWG Plc | IWG | 05/14/2019 | Jersey | G4969N103 | Annual | 05/10/2019 | 119,498 | 16 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
IWG Plc | IWG | 05/14/2019 | Jersey | G4969N103 | Annual | 05/10/2019 | 119,498 | 17 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
IWG Plc | IWG | 05/14/2019 | Jersey | G4969N103 | Annual | 05/10/2019 | 119,498 | 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
IWG Plc | IWG | 05/14/2019 | Jersey | G4969N103 | Annual | 05/10/2019 | 119,498 | 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Spirax-Sarco Engineering Plc | SPX | 05/15/2019 | United Kingdom | G83561129 | Annual | 05/13/2019 | 10,851 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/15/2019 | United Kingdom | G83561129 | Annual | 05/13/2019 | 10,851 | 2 | Approve Remuneration Report | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/15/2019 | United Kingdom | G83561129 | Annual | 05/13/2019 | 10,851 | 3 | Approve Final Dividend | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/15/2019 | United Kingdom | G83561129 | Annual | 05/13/2019 | 10,851 | 4 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/15/2019 | United Kingdom | G83561129 | Annual | 05/13/2019 | 10,851 | 5 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/15/2019 | United Kingdom | G83561129 | Annual | 05/13/2019 | 10,851 | 6 | Re-elect Jamie Pike as Director | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/15/2019 | United Kingdom | G83561129 | Annual | 05/13/2019 | 10,851 | 7 | Re-elect Nicholas Anderson as Director | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/15/2019 | United Kingdom | G83561129 | Annual | 05/13/2019 | 10,851 | 8 | Re-elect Kevin Boyd as Director | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/15/2019 | United Kingdom | G83561129 | Annual | 05/13/2019 | 10,851 | 9 | Re-elect Neil Daws as Director | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/15/2019 | United Kingdom | G83561129 | Annual | 05/13/2019 | 10,851 | 10 | Re-elect Jay Whalen as Director | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/15/2019 | United Kingdom | G83561129 | Annual | 05/13/2019 | 10,851 | 11 | Re-elect Jane Kingston as Director | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/15/2019 | United Kingdom | G83561129 | Annual | 05/13/2019 | 10,851 | 12 | Re-elect Dr Trudy Schoolenberg as Director | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/15/2019 | United Kingdom | G83561129 | Annual | 05/13/2019 | 10,851 | 13 | Re-elect Peter France as Director | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/15/2019 | United Kingdom | G83561129 | Annual | 05/13/2019 | 10,851 | 14 | Elect Caroline Johnstone as Director | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/15/2019 | United Kingdom | G83561129 | Annual | 05/13/2019 | 10,851 | 15 | Authorise Issue of Equity | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/15/2019 | United Kingdom | G83561129 | Annual | 05/13/2019 | 10,851 | 16 | Approve Scrip Dividend Alternative | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/15/2019 | United Kingdom | G83561129 | Annual | 05/13/2019 | 10,851 | 17 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/15/2019 | United Kingdom | G83561129 | Annual | 05/13/2019 | 10,851 | 18 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/15/2019 | United Kingdom | G83561129 | Annual | 05/13/2019 | 10,851 | 19 | Amend Articles of Association | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Tencent Holdings Limited | 700 | 05/15/2019 | Cayman Islands | G87572163 | Annual | 05/08/2019 | 24,900 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Tencent Holdings Limited | 700 | 05/15/2019 | Cayman Islands | G87572163 | Annual | 05/08/2019 | 24,900 | 2 | Approve Final Dividend | Mgmt | For | For |
Tencent Holdings Limited | 700 | 05/15/2019 | Cayman Islands | G87572163 | Annual | 05/08/2019 | 24,900 | 3a | Elect Jacobus Petrus (Koos) Bekker as Director | Mgmt | For | For |
Tencent Holdings Limited | 700 | 05/15/2019 | Cayman Islands | G87572163 | Annual | 05/08/2019 | 24,900 | 3b | Elect Ian Charles Stone as Director | Mgmt | For | For |
Tencent Holdings Limited | 700 | 05/15/2019 | Cayman Islands | G87572163 | Annual | 05/08/2019 | 24,900 | 3c | Authorize Board to Fix Remuneration of Directors | Mgmt | For | For |
Tencent Holdings Limited | 700 | 05/15/2019 | Cayman Islands | G87572163 | Annual | 05/08/2019 | 24,900 | 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
Tencent Holdings Limited | 700 | 05/15/2019 | Cayman Islands | G87572163 | Annual | 05/08/2019 | 24,900 | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against |
Tencent Holdings Limited | 700 | 05/15/2019 | Cayman Islands | G87572163 | Annual | 05/08/2019 | 24,900 | 6 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For |
Tencent Holdings Limited | 700 | 05/15/2019 | Cayman Islands | G87572163 | Annual | 05/08/2019 | 24,900 | 7 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Tencent Holdings Limited | 700 | 05/15/2019 | Cayman Islands | G87572163 | Special | 05/08/2019 | 24,900 | 1 | Approve Refreshment of Scheme Mandate Limit Under the Share Option Scheme | Mgmt | For | Against |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Bayerische Motoren Werke AG | BMW | 05/16/2019 | Germany | D12096109 | Special | 04/24/2019 | 2,056 | Meeting for Preferred Shareholders | Mgmt | |||
Bayerische Motoren Werke AG | BMW | 05/16/2019 | Germany | D12096109 | Special | 04/24/2019 | 2,056 | 1 | Receive Notice of 2019 AGM Resolution Regarding the Creation of EUR 5 Million Pool of Capital for Employee Stock Purchase Plan (Non-Voting) | Mgmt | ||
Bayerische Motoren Werke AG | BMW | 05/16/2019 | Germany | D12096109 | Special | 04/24/2019 | 2,056 | 2 | Approve Creation of EUR 5 Million Pool of Capital for Employee Stock Purchase Plan | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Fresenius Medical Care AG & Co. KGaA | FME | 05/16/2019 | Germany | D2734Z107 | Annual | 04/24/2019 | 11,305 | 1 | Accept Financial Statements and Statutory Reports for Fiscal 2018 | Mgmt | For | For |
Fresenius Medical Care AG & Co. KGaA | FME | 05/16/2019 | Germany | D2734Z107 | Annual | 04/24/2019 | 11,305 | 2 | Approve Allocation of Income and Dividends of EUR 1.17 per Share | Mgmt | For | For |
Fresenius Medical Care AG & Co. KGaA | FME | 05/16/2019 | Germany | D2734Z107 | Annual | 04/24/2019 | 11,305 | 3 | Approve Discharge of Personally Liable Partner for Fiscal 2018 | Mgmt | For | Against |
Fresenius Medical Care AG & Co. KGaA | FME | 05/16/2019 | Germany | D2734Z107 | Annual | 04/24/2019 | 11,305 | 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Mgmt | For | Against |
Fresenius Medical Care AG & Co. KGaA | FME | 05/16/2019 | Germany | D2734Z107 | Annual | 04/24/2019 | 11,305 | 5.1 | Ratify KMPG AG as Auditors for Fiscal 2019 | Mgmt | For | For |
Fresenius Medical Care AG & Co. KGaA | FME | 05/16/2019 | Germany | D2734Z107 | Annual | 04/24/2019 | 11,305 | 5.2 | Ratify PricewaterhouseCoopers GmbH as Auditors for Interim Financial Statements 2020 | Mgmt | For | For |
Fresenius Medical Care AG & Co. KGaA | FME | 05/16/2019 | Germany | D2734Z107 | Annual | 04/24/2019 | 11,305 | 6.1 | Elect Gregor Zuend to the Supervisory Board | Mgmt | For | For |
Fresenius Medical Care AG & Co. KGaA | FME | 05/16/2019 | Germany | D2734Z107 | Annual | 04/24/2019 | 11,305 | 6.2 | Elect Dorothea Wenzel to the Supervisory Board | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
AIA Group Limited | 1299 | 05/17/2019 | Hong Kong | Y002A1105 | Annual | 05/10/2019 | 63,200 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
AIA Group Limited | 1299 | 05/17/2019 | Hong Kong | Y002A1105 | Annual | 05/10/2019 | 63,200 | 2A | Approve Special Dividend | Mgmt | For | For |
AIA Group Limited | 1299 | 05/17/2019 | Hong Kong | Y002A1105 | Annual | 05/10/2019 | 63,200 | 2B | Approve Final Dividend | Mgmt | For | For |
AIA Group Limited | 1299 | 05/17/2019 | Hong Kong | Y002A1105 | Annual | 05/10/2019 | 63,200 | 3 | Elect Swee-Lian Teo as Director | Mgmt | For | For |
AIA Group Limited | 1299 | 05/17/2019 | Hong Kong | Y002A1105 | Annual | 05/10/2019 | 63,200 | 4 | Elect Narongchai Akrasanee as Director | Mgmt | For | For |
AIA Group Limited | 1299 | 05/17/2019 | Hong Kong | Y002A1105 | Annual | 05/10/2019 | 63,200 | 5 | Elect George Yong-Boon Yeo Director | Mgmt | For | For |
AIA Group Limited | 1299 | 05/17/2019 | Hong Kong | Y002A1105 | Annual | 05/10/2019 | 63,200 | 6 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
AIA Group Limited | 1299 | 05/17/2019 | Hong Kong | Y002A1105 | Annual | 05/10/2019 | 63,200 | 7A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | For |
AIA Group Limited | 1299 | 05/17/2019 | Hong Kong | Y002A1105 | Annual | 05/10/2019 | 63,200 | 7B | Authorize Repurchase of Issued Share Capital | Mgmt | For | For |
AIA Group Limited | 1299 | 05/17/2019 | Hong Kong | Y002A1105 | Annual | 05/10/2019 | 63,200 | 7C | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | Mgmt | For | For |
AIA Group Limited | 1299 | 05/17/2019 | Hong Kong | Y002A1105 | Annual | 05/10/2019 | 63,200 | 8 | Approve Increase in Rate of Directors' Fees | Mgmt | For | For |
AIA Group Limited | 1299 | 05/17/2019 | Hong Kong | Y002A1105 | Annual | 05/10/2019 | 63,200 | 9 | Amend Articles of Association | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | Ordinary Business | Mgmt | |||
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 1 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 2 | Approve Financial Statements and Statutory Reports | Mgmt | For | For |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 3 | Approve Allocation of Income and Dividends of EUR 0.58 per Share | Mgmt | For | For |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 4 | Reelect Karine Destre-Bohn as Director | Mgmt | For | Against |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 5 | Reelect Patricia Lacoste as Director | Mgmt | For | For |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 6 | Reelect Michael Masterson as Director | Mgmt | For | For |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 7 | Elect Philippe Heim as Director | Mgmt | For | Against |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 8 | Ratify Appointment of Bernardo Sanchez-Incera as Director | Mgmt | For | Against |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 9 | Ratify Appointment of Laura Carrere as Director | Mgmt | For | Against |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 10 | Approve Compensation of Michael Masterson, CEO | Mgmt | For | For |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 11 | Approve Compensation of Tim Albertsen, Vice-CEO | Mgmt | For | For |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 12 | Approve Compensation of Gilles Bellemere, Vice-CEO | Mgmt | For | For |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 13 | Approve Remuneration Policy of Michael Masterson, CEO | Mgmt | For | For |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 14 | Approve Remuneration Policy of Tim Albertsen, Vice-CEO | Mgmt | For | For |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 15 | Approve Remuneration Policy of Gilles Bellemere, Vice-CEO | Mgmt | For | For |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 16 | Approve Remuneration Policy of John Saffrett, Vice-CEO | Mgmt | For | For |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 17 | Approve Termination Package of Michael Masterson | Mgmt | For | Against |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 18 | Approve Termination Package of Tim Albertsen | Mgmt | For | Against |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 19 | Approve Termination Package of Gilles Bellemere | Mgmt | For | Against |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 20 | Approve Termination Package of John Saffrett | Mgmt | For | Against |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 21 | Renew Appointment of Deloitte and Associes as Auditor | Mgmt | For | For |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 22 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Mgmt | For | For |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | Extraordinary Business | Mgmt | |||
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 23 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 24 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | Mgmt | For | For |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 25 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million | Mgmt | For | For |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 26 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 60 Million | Mgmt | For | For |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 27 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 28 | Authorize Capitalization of Reserves of Up to EUR 300 Million for Bonus Issue or Increase in Par Value | Mgmt | For | Against |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 29 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | Against |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 30 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | For |
ALD SA | ALD | 05/22/2019 | France | F0195N108 | Annual/Special | 05/17/2019 | 43,354 | 31 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
China Mobile Limited | 941 | 05/22/2019 | Hong Kong | Y14965100 | Annual | 05/15/2019 | 90,000 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
China Mobile Limited | 941 | 05/22/2019 | Hong Kong | Y14965100 | Annual | 05/15/2019 | 90,000 | 2 | Approve Final Dividend | Mgmt | For | For |
China Mobile Limited | 941 | 05/22/2019 | Hong Kong | Y14965100 | Annual | 05/15/2019 | 90,000 | 3.1 | Elect Yang Jie as Director | Mgmt | For | For |
China Mobile Limited | 941 | 05/22/2019 | Hong Kong | Y14965100 | Annual | 05/15/2019 | 90,000 | 3.2 | Elect Dong Xin as Director | Mgmt | For | For |
China Mobile Limited | 941 | 05/22/2019 | Hong Kong | Y14965100 | Annual | 05/15/2019 | 90,000 | 4.1 | Elect Moses Cheng Mo Chi as Director | Mgmt | For | Against |
China Mobile Limited | 941 | 05/22/2019 | Hong Kong | Y14965100 | Annual | 05/15/2019 | 90,000 | 4.2 | Elect Yang Qiang as Director | Mgmt | For | For |
China Mobile Limited | 941 | 05/22/2019 | Hong Kong | Y14965100 | Annual | 05/15/2019 | 90,000 | 5 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
China Mobile Limited | 941 | 05/22/2019 | Hong Kong | Y14965100 | Annual | 05/15/2019 | 90,000 | 6 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For |
China Mobile Limited | 941 | 05/22/2019 | Hong Kong | Y14965100 | Annual | 05/15/2019 | 90,000 | 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against |
China Mobile Limited | 941 | 05/22/2019 | Hong Kong | Y14965100 | Annual | 05/15/2019 | 90,000 | 8 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Societe BIC SA | BB | 05/22/2019 | France | F10080103 | Annual/Special | 05/17/2019 | 6,561 | Ordinary Business | Mgmt | |||
Societe BIC SA | BB | 05/22/2019 | France | F10080103 | Annual/Special | 05/17/2019 | 6,561 | 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For |
Societe BIC SA | BB | 05/22/2019 | France | F10080103 | Annual/Special | 05/17/2019 | 6,561 | 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
Societe BIC SA | BB | 05/22/2019 | France | F10080103 | Annual/Special | 05/17/2019 | 6,561 | 3 | Approve Allocation of Income and Dividends of EUR 3.45 per Share | Mgmt | For | For |
Societe BIC SA | BB | 05/22/2019 | France | F10080103 | Annual/Special | 05/17/2019 | 6,561 | 4 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Mgmt | For | For |
Societe BIC SA | BB | 05/22/2019 | France | F10080103 | Annual/Special | 05/17/2019 | 6,561 | 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | Against |
Societe BIC SA | BB | 05/22/2019 | France | F10080103 | Annual/Special | 05/17/2019 | 6,561 | 6 | Reelect Gonzalve Bich as Director | Mgmt | For | For |
Societe BIC SA | BB | 05/22/2019 | France | F10080103 | Annual/Special | 05/17/2019 | 6,561 | 7 | Reelect Elizabeth Bastoni as Director | Mgmt | For | For |
Societe BIC SA | BB | 05/22/2019 | France | F10080103 | Annual/Special | 05/17/2019 | 6,561 | 8 | Elect Maelys Castella as Director | Mgmt | For | For |
Societe BIC SA | BB | 05/22/2019 | France | F10080103 | Annual/Special | 05/17/2019 | 6,561 | 9 | Elect Marie-Aimee Bich-Dufour as Director | Mgmt | For | For |
Societe BIC SA | BB | 05/22/2019 | France | F10080103 | Annual/Special | 05/17/2019 | 6,561 | 10 | Approve Compensation of Bruno Bich, Chairman and CEO Until May 16, 2018 | Mgmt | For | For |
Societe BIC SA | BB | 05/22/2019 | France | F10080103 | Annual/Special | 05/17/2019 | 6,561 | 11 | Approve Compensation of Pierre Vareille, Chairman Since May 16, 2018 | Mgmt | For | Against |
Societe BIC SA | BB | 05/22/2019 | France | F10080103 | Annual/Special | 05/17/2019 | 6,561 | 12 | Approve Compensation of Gonzalve Bich, Vice-CEO and Then CEO Since May 16, 2018 | Mgmt | For | Against |
Societe BIC SA | BB | 05/22/2019 | France | F10080103 | Annual/Special | 05/17/2019 | 6,561 | 13 | Approve Compensation of James DiPietro, Vice-CEO | Mgmt | For | Against |
Societe BIC SA | BB | 05/22/2019 | France | F10080103 | Annual/Special | 05/17/2019 | 6,561 | 14 | Approve Compensation of Marie-Aimee Bich-Dufour, Vice-CEO | Mgmt | For | Against |
Societe BIC SA | BB | 05/22/2019 | France | F10080103 | Annual/Special | 05/17/2019 | 6,561 | 15 | Approve Remuneration Policy of Chairman, CEO and Vice-CEOs | Mgmt | For | Against |
Societe BIC SA | BB | 05/22/2019 | France | F10080103 | Annual/Special | 05/17/2019 | 6,561 | Extraordinary Business | Mgmt | |||
Societe BIC SA | BB | 05/22/2019 | France | F10080103 | Annual/Special | 05/17/2019 | 6,561 | 16 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For |
Societe BIC SA | BB | 05/22/2019 | France | F10080103 | Annual/Special | 05/17/2019 | 6,561 | 17 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Intertek Group Plc | ITRK | 05/23/2019 | United Kingdom | G4911B108 | Annual | 05/21/2019 | 25,790 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/23/2019 | United Kingdom | G4911B108 | Annual | 05/21/2019 | 25,790 | 2 | Approve Remuneration Policy | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/23/2019 | United Kingdom | G4911B108 | Annual | 05/21/2019 | 25,790 | 3 | Approve Remuneration Report | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/23/2019 | United Kingdom | G4911B108 | Annual | 05/21/2019 | 25,790 | 4 | Approve Final Dividend | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/23/2019 | United Kingdom | G4911B108 | Annual | 05/21/2019 | 25,790 | 5 | Elect Ross McCluskey as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/23/2019 | United Kingdom | G4911B108 | Annual | 05/21/2019 | 25,790 | 6 | Re-elect Sir David Reid as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/23/2019 | United Kingdom | G4911B108 | Annual | 05/21/2019 | 25,790 | 7 | Re-elect Andre Lacroix as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/23/2019 | United Kingdom | G4911B108 | Annual | 05/21/2019 | 25,790 | 8 | Re-elect Graham Allan as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/23/2019 | United Kingdom | G4911B108 | Annual | 05/21/2019 | 25,790 | 9 | Re-elect Gurnek Bains as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/23/2019 | United Kingdom | G4911B108 | Annual | 05/21/2019 | 25,790 | 10 | Re-elect Dame Louise Makin as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/23/2019 | United Kingdom | G4911B108 | Annual | 05/21/2019 | 25,790 | 11 | Re-elect Andrew Martin as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/23/2019 | United Kingdom | G4911B108 | Annual | 05/21/2019 | 25,790 | 12 | Re-elect Gill Rider as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/23/2019 | United Kingdom | G4911B108 | Annual | 05/21/2019 | 25,790 | 13 | Re-elect Jean-Michel Valette as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/23/2019 | United Kingdom | G4911B108 | Annual | 05/21/2019 | 25,790 | 14 | Re-elect Lena Wilson as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/23/2019 | United Kingdom | G4911B108 | Annual | 05/21/2019 | 25,790 | 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/23/2019 | United Kingdom | G4911B108 | Annual | 05/21/2019 | 25,790 | 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/23/2019 | United Kingdom | G4911B108 | Annual | 05/21/2019 | 25,790 | 17 | Authorise Issue of Equity | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/23/2019 | United Kingdom | G4911B108 | Annual | 05/21/2019 | 25,790 | 18 | Authorise EU Political Donations and Expenditure | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/23/2019 | United Kingdom | G4911B108 | Annual | 05/21/2019 | 25,790 | 19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/23/2019 | United Kingdom | G4911B108 | Annual | 05/21/2019 | 25,790 | 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/23/2019 | United Kingdom | G4911B108 | Annual | 05/21/2019 | 25,790 | 21 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/23/2019 | United Kingdom | G4911B108 | Annual | 05/21/2019 | 25,790 | 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Seven & i Holdings Co., Ltd. | 3382 | 05/23/2019 | Japan | J7165H108 | Annual | 02/28/2019 | 38,500 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 47.5 | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/23/2019 | Japan | J7165H108 | Annual | 02/28/2019 | 38,500 | 2.1 | Elect Director Isaka, Ryuichi | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/23/2019 | Japan | J7165H108 | Annual | 02/28/2019 | 38,500 | 2.2 | Elect Director Goto, Katsuhiro | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/23/2019 | Japan | J7165H108 | Annual | 02/28/2019 | 38,500 | 2.3 | Elect Director Ito, Junro | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/23/2019 | Japan | J7165H108 | Annual | 02/28/2019 | 38,500 | 2.4 | Elect Director Yamaguchi, Kimiyoshi | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/23/2019 | Japan | J7165H108 | Annual | 02/28/2019 | 38,500 | 2.5 | Elect Director Kimura, Shigeki | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/23/2019 | Japan | J7165H108 | Annual | 02/28/2019 | 38,500 | 2.6 | Elect Director Nagamatsu, Fumihiko | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/23/2019 | Japan | J7165H108 | Annual | 02/28/2019 | 38,500 | 2.7 | Elect Director Joseph M. DePinto | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/23/2019 | Japan | J7165H108 | Annual | 02/28/2019 | 38,500 | 2.8 | Elect Director Tsukio, Yoshio | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/23/2019 | Japan | J7165H108 | Annual | 02/28/2019 | 38,500 | 2.9 | Elect Director Ito, Kunio | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/23/2019 | Japan | J7165H108 | Annual | 02/28/2019 | 38,500 | 2.10 | Elect Director Yonemura, Toshiro | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/23/2019 | Japan | J7165H108 | Annual | 02/28/2019 | 38,500 | 2.11 | Elect Director Higashi, Tetsuro | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/23/2019 | Japan | J7165H108 | Annual | 02/28/2019 | 38,500 | 2.12 | Elect Director Rudy, Kazuko | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/23/2019 | Japan | J7165H108 | Annual | 02/28/2019 | 38,500 | 3 | Appoint Statutory Auditor Matsuhashi, Kaori | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/23/2019 | Japan | J7165H108 | Annual | 02/28/2019 | 38,500 | 4 | Approve Trust-Type Equity Compensation Plan | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/23/2019 | Japan | J7165H108 | Annual | 02/28/2019 | 38,500 | 5 | Approve Compensation Ceiling for Statutory Auditors | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Legrand SA | LR | 05/29/2019 | France | F56196185 | Annual/Special | 05/24/2019 | 11,186 | Ordinary Business | Mgmt | |||
Legrand SA | LR | 05/29/2019 | France | F56196185 | Annual/Special | 05/24/2019 | 11,186 | 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For |
Legrand SA | LR | 05/29/2019 | France | F56196185 | Annual/Special | 05/24/2019 | 11,186 | 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
Legrand SA | LR | 05/29/2019 | France | F56196185 | Annual/Special | 05/24/2019 | 11,186 | 3 | Approve Allocation of Income and Dividends of EUR 1.34 per Share | Mgmt | For | For |
Legrand SA | LR | 05/29/2019 | France | F56196185 | Annual/Special | 05/24/2019 | 11,186 | 4 | Approve Compensation of Gilles Schnepp, Chairman and CEO Until Feb. 7, 2018 and Chairman of the Board Since Feb. 8, 2018 | Mgmt | For | For |
Legrand SA | LR | 05/29/2019 | France | F56196185 | Annual/Special | 05/24/2019 | 11,186 | 5 | Approve Compensation of Benoit Coquart, CEO Since Feb. 8, 2018 | Mgmt | For | For |
Legrand SA | LR | 05/29/2019 | France | F56196185 | Annual/Special | 05/24/2019 | 11,186 | 6 | Approve Remuneration Policy of Chairman of the Board | Mgmt | For | For |
Legrand SA | LR | 05/29/2019 | France | F56196185 | Annual/Special | 05/24/2019 | 11,186 | 7 | Approve Remuneration Policy of CEO | Mgmt | For | Against |
Legrand SA | LR | 05/29/2019 | France | F56196185 | Annual/Special | 05/24/2019 | 11,186 | 8 | Reelect Eliane Rouyer-Chevalier as Director | Mgmt | For | For |
Legrand SA | LR | 05/29/2019 | France | F56196185 | Annual/Special | 05/24/2019 | 11,186 | 9 | Elect Michel Landel as Director | Mgmt | For | For |
Legrand SA | LR | 05/29/2019 | France | F56196185 | Annual/Special | 05/24/2019 | 11,186 | 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
Legrand SA | LR | 05/29/2019 | France | F56196185 | Annual/Special | 05/24/2019 | 11,186 | Extraordinary Business | Mgmt | |||
Legrand SA | LR | 05/29/2019 | France | F56196185 | Annual/Special | 05/24/2019 | 11,186 | 11 | Amend Article 8 of Bylaws Re: Shareholding Disclosure Thresholds | Mgmt | For | For |
Legrand SA | LR | 05/29/2019 | France | F56196185 | Annual/Special | 05/24/2019 | 11,186 | 12 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For |
Legrand SA | LR | 05/29/2019 | France | F56196185 | Annual/Special | 05/24/2019 | 11,186 | Ordinary Business | Mgmt | |||
Legrand SA | LR | 05/29/2019 | France | F56196185 | Annual/Special | 05/24/2019 | 11,186 | 13 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/05/2019 | Taiwan | Y84629107 | Annual | 04/03/2019 | 117,000 | 1 | Approve Business Operations Report and Financial Statements | Mgmt | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/05/2019 | Taiwan | Y84629107 | Annual | 04/03/2019 | 117,000 | 2 | Approve Plan on Profit Distribution | Mgmt | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/05/2019 | Taiwan | Y84629107 | Annual | 04/03/2019 | 117,000 | 3 | Approve Amendments to Articles of Association | Mgmt | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/05/2019 | Taiwan | Y84629107 | Annual | 04/03/2019 | 117,000 | 4 | Approve Amendments to Trading Procedures Governing Derivatives Products and Procedures Governing the Acquisition or Disposal of Assets | Mgmt | For | Against |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/05/2019 | Taiwan | Y84629107 | Annual | 04/03/2019 | 117,000 | ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING | Mgmt | |||
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/05/2019 | Taiwan | Y84629107 | Annual | 04/03/2019 | 117,000 | 5.1 | Elect Moshe N. Gavrielov with ID No. 505930XXX as Independent Director | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
WPP Plc | WPP | 06/12/2019 | Jersey | G9788D103 | Annual | 06/10/2019 | 18,778 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
WPP Plc | WPP | 06/12/2019 | Jersey | G9788D103 | Annual | 06/10/2019 | 18,778 | 2 | Approve Final Dividend | Mgmt | For | For |
WPP Plc | WPP | 06/12/2019 | Jersey | G9788D103 | Annual | 06/10/2019 | 18,778 | 3 | Approve Remuneration Report | Mgmt | For | Against |
WPP Plc | WPP | 06/12/2019 | Jersey | G9788D103 | Annual | 06/10/2019 | 18,778 | 4 | Elect Mark Read as Director | Mgmt | For | For |
WPP Plc | WPP | 06/12/2019 | Jersey | G9788D103 | Annual | 06/10/2019 | 18,778 | 5 | Elect Cindy Rose as Director | Mgmt | For | For |
WPP Plc | WPP | 06/12/2019 | Jersey | G9788D103 | Annual | 06/10/2019 | 18,778 | 6 | Re-elect Roberto Quarta as Director | Mgmt | For | For |
WPP Plc | WPP | 06/12/2019 | Jersey | G9788D103 | Annual | 06/10/2019 | 18,778 | 7 | Re-elect Dr Jacques Aigrain as Director | Mgmt | For | For |
WPP Plc | WPP | 06/12/2019 | Jersey | G9788D103 | Annual | 06/10/2019 | 18,778 | 8 | Re-elect Tarek Farahat as Director | Mgmt | For | For |
WPP Plc | WPP | 06/12/2019 | Jersey | G9788D103 | Annual | 06/10/2019 | 18,778 | 9 | Re-elect Sir John Hood as Director | Mgmt | For | For |
WPP Plc | WPP | 06/12/2019 | Jersey | G9788D103 | Annual | 06/10/2019 | 18,778 | 10 | Re-elect Daniela Riccardi as Director | Mgmt | For | For |
WPP Plc | WPP | 06/12/2019 | Jersey | G9788D103 | Annual | 06/10/2019 | 18,778 | 11 | Re-elect Paul Richardson as Director | Mgmt | For | For |
WPP Plc | WPP | 06/12/2019 | Jersey | G9788D103 | Annual | 06/10/2019 | 18,778 | 12 | Re-elect Nicole Seligman as Director | Mgmt | For | For |
WPP Plc | WPP | 06/12/2019 | Jersey | G9788D103 | Annual | 06/10/2019 | 18,778 | 13 | Re-elect Sally Susman as Director | Mgmt | For | For |
WPP Plc | WPP | 06/12/2019 | Jersey | G9788D103 | Annual | 06/10/2019 | 18,778 | 14 | Re-elect Solomon Trujillo as Director | Mgmt | For | For |
WPP Plc | WPP | 06/12/2019 | Jersey | G9788D103 | Annual | 06/10/2019 | 18,778 | 15 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For |
WPP Plc | WPP | 06/12/2019 | Jersey | G9788D103 | Annual | 06/10/2019 | 18,778 | 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
WPP Plc | WPP | 06/12/2019 | Jersey | G9788D103 | Annual | 06/10/2019 | 18,778 | 17 | Authorise Issue of Equity | Mgmt | For | For |
WPP Plc | WPP | 06/12/2019 | Jersey | G9788D103 | Annual | 06/10/2019 | 18,778 | 18 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
WPP Plc | WPP | 06/12/2019 | Jersey | G9788D103 | Annual | 06/10/2019 | 18,778 | 19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Amadeus IT Group SA | AMS | 06/18/2019 | Spain | E04648114 | Annual | 06/13/2019 | 9,757 | 1 | Approve Consolidated and Standalone Financial Statements | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/18/2019 | Spain | E04648114 | Annual | 06/13/2019 | 9,757 | 2 | Approve Non-Financial Information Report | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/18/2019 | Spain | E04648114 | Annual | 06/13/2019 | 9,757 | 3 | Approve Allocation of Income and Dividends | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/18/2019 | Spain | E04648114 | Annual | 06/13/2019 | 9,757 | 4 | Approve Discharge of Board | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/18/2019 | Spain | E04648114 | Annual | 06/13/2019 | 9,757 | 5 | Approve Reduction in Share Capital via Amortization of Treasury Shares | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/18/2019 | Spain | E04648114 | Annual | 06/13/2019 | 9,757 | 6 | Fix Number of Directors at 13 | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/18/2019 | Spain | E04648114 | Annual | 06/13/2019 | 9,757 | 7.1 | Elect Josep Pique Camps as Director | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/18/2019 | Spain | E04648114 | Annual | 06/13/2019 | 9,757 | 7.2 | Elect William Connelly as Director | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/18/2019 | Spain | E04648114 | Annual | 06/13/2019 | 9,757 | 7.3 | Reelect Jose Antonio Tazon Garcia as Director | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/18/2019 | Spain | E04648114 | Annual | 06/13/2019 | 9,757 | 7.4 | Reelect Luis Maroto Camino as Director | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/18/2019 | Spain | E04648114 | Annual | 06/13/2019 | 9,757 | 7.5 | Reelect David Webster as Director | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/18/2019 | Spain | E04648114 | Annual | 06/13/2019 | 9,757 | 7.6 | Reelect Guillermo de la Dehesa Romero as Director | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/18/2019 | Spain | E04648114 | Annual | 06/13/2019 | 9,757 | 7.7 | Reelect Clara Furse as Director | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/18/2019 | Spain | E04648114 | Annual | 06/13/2019 | 9,757 | 7.8 | Reelect Pierre-Henri Gourgeon as Director | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/18/2019 | Spain | E04648114 | Annual | 06/13/2019 | 9,757 | 7.9 | Reelect Francesco Loredan as Director | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/18/2019 | Spain | E04648114 | Annual | 06/13/2019 | 9,757 | 8 | Advisory Vote on Remuneration Report | Mgmt | For | Against |
Amadeus IT Group SA | AMS | 06/18/2019 | Spain | E04648114 | Annual | 06/13/2019 | 9,757 | 9 | Approve Remuneration of Directors | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/18/2019 | Spain | E04648114 | Annual | 06/13/2019 | 9,757 | 10 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 5 Billion | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/18/2019 | Spain | E04648114 | Annual | 06/13/2019 | 9,757 | 11 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Japan Exchange Group, Inc. | 8697 | 06/19/2019 | Japan | J2740B106 | Annual | 03/31/2019 | 58,300 | 1 | Amend Articles to Amend Business Lines | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/19/2019 | Japan | J2740B106 | Annual | 03/31/2019 | 58,300 | 2.1 | Elect Director Tsuda, Hiroki | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/19/2019 | Japan | J2740B106 | Annual | 03/31/2019 | 58,300 | 2.2 | Elect Director Kiyota, Akira | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/19/2019 | Japan | J2740B106 | Annual | 03/31/2019 | 58,300 | 2.3 | Elect Director Miyahara, Koichiro | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/19/2019 | Japan | J2740B106 | Annual | 03/31/2019 | 58,300 | 2.4 | Elect Director Yamaji, Hiromi | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/19/2019 | Japan | J2740B106 | Annual | 03/31/2019 | 58,300 | 2.5 | Elect Director Miyama, Hironaga | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/19/2019 | Japan | J2740B106 | Annual | 03/31/2019 | 58,300 | 2.6 | Elect Director Christina L. Ahmadjian | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/19/2019 | Japan | J2740B106 | Annual | 03/31/2019 | 58,300 | 2.7 | Elect Director Endo, Nobuhiro | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/19/2019 | Japan | J2740B106 | Annual | 03/31/2019 | 58,300 | 2.8 | Elect Director Ogita, Hitoshi | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/19/2019 | Japan | J2740B106 | Annual | 03/31/2019 | 58,300 | 2.9 | Elect Director Kubori, Hideaki | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/19/2019 | Japan | J2740B106 | Annual | 03/31/2019 | 58,300 | 2.10 | Elect Director Koda, Main | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/19/2019 | Japan | J2740B106 | Annual | 03/31/2019 | 58,300 | 2.11 | Elect Director Kobayashi, Eizo | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/19/2019 | Japan | J2740B106 | Annual | 03/31/2019 | 58,300 | 2.12 | Elect Director Minoguchi, Makoto | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/19/2019 | Japan | J2740B106 | Annual | 03/31/2019 | 58,300 | 2.13 | Elect Director Mori, Kimitaka | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/19/2019 | Japan | J2740B106 | Annual | 03/31/2019 | 58,300 | 2.14 | Elect Director Yoneda, Tsuyoshi | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Sekisui Chemical Co., Ltd. | 4204 | 06/20/2019 | Japan | J70703137 | Annual | 03/31/2019 | 58,600 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 23 | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/20/2019 | Japan | J70703137 | Annual | 03/31/2019 | 58,600 | 2 | Amend Articles to Amend Business Lines | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/20/2019 | Japan | J70703137 | Annual | 03/31/2019 | 58,600 | 3.1 | Elect Director Koge, Teiji | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/20/2019 | Japan | J70703137 | Annual | 03/31/2019 | 58,600 | 3.2 | Elect Director Kato, Keita | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/20/2019 | Japan | J70703137 | Annual | 03/31/2019 | 58,600 | 3.3 | Elect Director Hirai, Yoshiyuki | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/20/2019 | Japan | J70703137 | Annual | 03/31/2019 | 58,600 | 3.4 | Elect Director Taketomo, Hiroyuki | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/20/2019 | Japan | J70703137 | Annual | 03/31/2019 | 58,600 | 3.5 | Elect Director Kamiyoshi, Toshiyuki | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/20/2019 | Japan | J70703137 | Annual | 03/31/2019 | 58,600 | 3.6 | Elect Director Shimizu, Ikusuke | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/20/2019 | Japan | J70703137 | Annual | 03/31/2019 | 58,600 | 3.7 | Elect Director Kase, Yutaka | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/20/2019 | Japan | J70703137 | Annual | 03/31/2019 | 58,600 | 3.8 | Elect Director Oeda, Hiroshi | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/20/2019 | Japan | J70703137 | Annual | 03/31/2019 | 58,600 | 3.9 | Elect Director Ishikura, Yoko | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/20/2019 | Japan | J70703137 | Annual | 03/31/2019 | 58,600 | 4.1 | Appoint Statutory Auditor Suzuki, Kazuyuki | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/20/2019 | Japan | J70703137 | Annual | 03/31/2019 | 58,600 | 4.2 | Appoint Statutory Auditor Shimizu, Ryoko | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Aon plc | AON | 06/21/2019 | United Kingdom | G0408V102 | Annual | 04/23/2019 | 14,800 | 1.1 | Elect Director Jin-Yong Cai | Mgmt | For | For |
Aon plc | AON | 06/21/2019 | United Kingdom | G0408V102 | Annual | 04/23/2019 | 14,800 | 1.2 | Elect Director Jeffrey C. Campbell | Mgmt | For | For |
Aon plc | AON | 06/21/2019 | United Kingdom | G0408V102 | Annual | 04/23/2019 | 14,800 | 1.3 | Elect Director Gregory C. Case | Mgmt | For | For |
Aon plc | AON | 06/21/2019 | United Kingdom | G0408V102 | Annual | 04/23/2019 | 14,800 | 1.4 | Elect Director Fulvio Conti | Mgmt | For | For |
Aon plc | AON | 06/21/2019 | United Kingdom | G0408V102 | Annual | 04/23/2019 | 14,800 | 1.5 | Elect Director Cheryl A. Francis | Mgmt | For | For |
Aon plc | AON | 06/21/2019 | United Kingdom | G0408V102 | Annual | 04/23/2019 | 14,800 | 1.6 | Elect Director Lester B. Knight | Mgmt | For | For |
Aon plc | AON | 06/21/2019 | United Kingdom | G0408V102 | Annual | 04/23/2019 | 14,800 | 1.7 | Elect Director J. Michael Losh | Mgmt | For | For |
Aon plc | AON | 06/21/2019 | United Kingdom | G0408V102 | Annual | 04/23/2019 | 14,800 | 1.8 | Elect Director Richard B. Myers | Mgmt | For | For |
Aon plc | AON | 06/21/2019 | United Kingdom | G0408V102 | Annual | 04/23/2019 | 14,800 | 1.9 | Elect Director Richard C. Notebaert | Mgmt | For | For |
Aon plc | AON | 06/21/2019 | United Kingdom | G0408V102 | Annual | 04/23/2019 | 14,800 | 1.10 | Elect Director Gloria Santona | Mgmt | For | For |
Aon plc | AON | 06/21/2019 | United Kingdom | G0408V102 | Annual | 04/23/2019 | 14,800 | 1.11 | Elect Director Carolyn Y. Woo | Mgmt | For | For |
Aon plc | AON | 06/21/2019 | United Kingdom | G0408V102 | Annual | 04/23/2019 | 14,800 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
Aon plc | AON | 06/21/2019 | United Kingdom | G0408V102 | Annual | 04/23/2019 | 14,800 | 3 | Advisory Vote to Ratify Directors' Remuneration Report | Mgmt | For | Against |
Aon plc | AON | 06/21/2019 | United Kingdom | G0408V102 | Annual | 04/23/2019 | 14,800 | 4 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Aon plc | AON | 06/21/2019 | United Kingdom | G0408V102 | Annual | 04/23/2019 | 14,800 | 5 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For |
Aon plc | AON | 06/21/2019 | United Kingdom | G0408V102 | Annual | 04/23/2019 | 14,800 | 6 | Ratify Ernst & Young LLP as Aon's U.K. Statutory Auditor | Mgmt | For | For |
Aon plc | AON | 06/21/2019 | United Kingdom | G0408V102 | Annual | 04/23/2019 | 14,800 | 7 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | For |
Aon plc | AON | 06/21/2019 | United Kingdom | G0408V102 | Annual | 04/23/2019 | 14,800 | 8 | Amend Omnibus Stock Plan | Mgmt | For | Against |
Aon plc | AON | 06/21/2019 | United Kingdom | G0408V102 | Annual | 04/23/2019 | 14,800 | 9 | Approve Reduction of Capital | Mgmt | For | For |
Aon plc | AON | 06/21/2019 | United Kingdom | G0408V102 | Annual | 04/23/2019 | 14,800 | 10 | Adopt New Articles of Association | Mgmt | For | For |
Aon plc | AON | 06/21/2019 | United Kingdom | G0408V102 | Annual | 04/23/2019 | 14,800 | 11 | Authorize Shares for Market Purchase | Mgmt | For | For |
Aon plc | AON | 06/21/2019 | United Kingdom | G0408V102 | Annual | 04/23/2019 | 14,800 | 12 | Authorize Issue of Equity | Mgmt | For | For |
Aon plc | AON | 06/21/2019 | United Kingdom | G0408V102 | Annual | 04/23/2019 | 14,800 | 13 | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Mgmt | For | For |
Aon plc | AON | 06/21/2019 | United Kingdom | G0408V102 | Annual | 04/23/2019 | 14,800 | 14 | Approve Political Donations | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
UPL Limited | 512070 | 06/21/2019 | India | Y9247H166 | Special | 06/14/2019 | 68,358 | 1 | Approve Issuance of Bonus Shares | Mgmt | For | Against |
Setanta Asset Management
Company Name | ISIN | Meeting Type | Security ID | Sedol(s) | Proposal Long Text | Proposal Short Text | Vote Options | Recommended Vote | Account Name | Ballot Shares | Custodian Account Number | Custodian Name | Proposal Vote String | Vote | Voted Shares |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO REVIEW THE COMPANY'S AFFAIRS AND TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 MARCH 2018, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND THE AUDITORS THEREON | Management Proposal | F,N,A | F | 19-9952 | 6059 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 6059 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO DECLARE A FINAL DIVIDEND OF 82.09 PENCE PER SHARE FOR THE YEAR ENDED 31 MARCH 2018 | Management Proposal | F,N,A | F | 19-9952 | 6059 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 6059 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO CONSIDER THE REMUNERATION REPORT (EXCLUDING THE REMUNERATION POLICY) AS SET OUT ON PAGES 92 TO 115 OF THE 2018 ANNUAL REPORT AND ACCOUNTS | Management Proposal | F,N,A | F | 19-9952 | 6059 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 6059 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: EMMA FITZGERALD | Management Proposal | F,N,A | F | 19-9952 | 6059 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 6059 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: DAVID JUKES | Management Proposal | F,N,A | F | 19-9952 | 6059 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 6059 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: PAMELA KIRBY | Management Proposal | F,N,A | F | 19-9952 | 6059 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 6059 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: JANE LODGE | Management Proposal | F,N,A | F | 19-9952 | 6059 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 6059 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: CORMAC MCCARTHY | Management Proposal | F,N,A | F | 19-9952 | 6059 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 6059 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: JOHN MOLONEY | Management Proposal | F,N,A | F | 19-9952 | 6059 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 6059 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: DONAL MURPHY | Management Proposal | F,N,A | F | 19-9952 | 6059 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 6059 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: FERGAL O'DWYER | Management Proposal | F,N,A | F | 19-9952 | 6059 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 6059 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: MARK RYAN | Management Proposal | F,N,A | F | 19-9952 | 6059 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 6059 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: LESLIE VAN DE WALLE | Management Proposal | F,N,A | F | 19-9952 | 6059 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 6059 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management Proposal | F,N,A | F | 19-9952 | 6059 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 6059 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management Proposal | F,N,A | F | 19-9952 | 6059 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 6059 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS IN CERTAIN CIRCUMSTANCES (RELATING TO RIGHTS ISSUES OR OTHER ISSUES UP TO A LIMIT OF 5% OF ISSUED SHARE CAPITAL (EXCLUDING TREASURY SHARES)) | Management Proposal | F,N,A | F | 19-9952 | 6059 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 6059 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS IN CERTAIN CIRCUMSTANCES (RELATING TO ACQUISITIONS OR OTHER CAPITAL INVESTMENTS UP TO A LIMIT OF 5% OF ISSUED SHARE CAPITAL (EXCLUDING TREASURY SHARES)) | Management Proposal | F,N,A | F | 19-9952 | 6059 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 6059 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO AUTHORISE THE DIRECTORS TO MAKE MARKET PURCHASES OF THE COMPANY'S OWN SHARES | Management Proposal | F,N,A | F | 19-9952 | 6059 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 6059 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO FIX THE RE-ISSUE PRICE OF THE COMPANY'S SHARES HELD AS TREASURY SHARES | Management Proposal | F,N,A | F | 19-9952 | 6059 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 6059 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO REVIEW THE COMPANY'S AFFAIRS AND TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 MARCH 2018, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND THE AUDITORS THEREON | Management Proposal | F,N,A | F | 19-9952 | 15937 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 15937 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO DECLARE A FINAL DIVIDEND OF 82.09 PENCE PER SHARE FOR THE YEAR ENDED 31 MARCH 2018 | Management Proposal | F,N,A | F | 19-9952 | 15937 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 15937 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO CONSIDER THE REMUNERATION REPORT (EXCLUDING THE REMUNERATION POLICY) AS SET OUT ON PAGES 92 TO 115 OF THE 2018 ANNUAL REPORT AND ACCOUNTS | Management Proposal | F,N,A | F | 19-9952 | 15937 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 15937 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: EMMA FITZGERALD | Management Proposal | F,N,A | F | 19-9952 | 15937 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 15937 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: DAVID JUKES | Management Proposal | F,N,A | F | 19-9952 | 15937 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 15937 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: PAMELA KIRBY | Management Proposal | F,N,A | F | 19-9952 | 15937 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 15937 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: JANE LODGE | Management Proposal | F,N,A | F | 19-9952 | 15937 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 15937 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: CORMAC MCCARTHY | Management Proposal | F,N,A | F | 19-9952 | 15937 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 15937 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: JOHN MOLONEY | Management Proposal | F,N,A | F | 19-9952 | 15937 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 15937 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: DONAL MURPHY | Management Proposal | F,N,A | F | 19-9952 | 15937 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 15937 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: FERGAL O'DWYER | Management Proposal | F,N,A | F | 19-9952 | 15937 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 15937 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: MARK RYAN | Management Proposal | F,N,A | F | 19-9952 | 15937 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 15937 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: LESLIE VAN DE WALLE | Management Proposal | F,N,A | F | 19-9952 | 15937 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 15937 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management Proposal | F,N,A | F | 19-9952 | 15937 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 15937 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management Proposal | F,N,A | F | 19-9952 | 15937 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 15937 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS IN CERTAIN CIRCUMSTANCES (RELATING TO RIGHTS ISSUES OR OTHER ISSUES UP TO A LIMIT OF 5% OF ISSUED SHARE CAPITAL (EXCLUDING TREASURY SHARES)) | Management Proposal | F,N,A | F | 19-9952 | 15937 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 15937 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS IN CERTAIN CIRCUMSTANCES (RELATING TO ACQUISITIONS OR OTHER CAPITAL INVESTMENTS UP TO A LIMIT OF 5% OF ISSUED SHARE CAPITAL (EXCLUDING TREASURY SHARES)) | Management Proposal | F,N,A | F | 19-9952 | 15937 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 15937 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO AUTHORISE THE DIRECTORS TO MAKE MARKET PURCHASES OF THE COMPANY'S OWN SHARES | Management Proposal | F,N,A | F | 19-9952 | 15937 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 15937 |
DCC PLC | IE0002424939 | Annual General Meeting | G2689P101 | 0242493 4004882 4189477 B01ZKG9 B1GKFL6 | TO FIX THE RE-ISSUE PRICE OF THE COMPANY'S SHARES HELD AS TREASURY SHARES | Management Proposal | F,N,A | F | 19-9952 | 15937 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 15937 |
VODAFONE GROUP PLC | GB00BH4HKS39 | Annual General Meeting | G93882192 | BH4HKS3 BHBXMC2 BJ38YH8 BRTM7Z9 | REPORT AND ACCOUNTS | Management Proposal | F,N,A | F | 19-9952 | 261209 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFFFFFF | F | 261209 |
VODAFONE GROUP PLC | GB00BH4HKS39 | Annual General Meeting | G93882192 | BH4HKS3 BHBXMC2 BJ38YH8 BRTM7Z9 | TO ELECT MICHEL DEMARE AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 261209 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFFFFFF | F | 261209 |
VODAFONE GROUP PLC | GB00BH4HKS39 | Annual General Meeting | G93882192 | BH4HKS3 BHBXMC2 BJ38YH8 BRTM7Z9 | TO ELECT MARGHERITA DELLA VALLE AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 261209 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFFFFFF | F | 261209 |
VODAFONE GROUP PLC | GB00BH4HKS39 | Annual General Meeting | G93882192 | BH4HKS3 BHBXMC2 BJ38YH8 BRTM7Z9 | TO RE-ELECT GERARD KLEISTERLEE AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 261209 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFFFFFF | F | 261209 |
VODAFONE GROUP PLC | GB00BH4HKS39 | Annual General Meeting | G93882192 | BH4HKS3 BHBXMC2 BJ38YH8 BRTM7Z9 | TO RE-ELECT VITTORIO COLAO AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 261209 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFFFFFF | F | 261209 |
VODAFONE GROUP PLC | GB00BH4HKS39 | Annual General Meeting | G93882192 | BH4HKS3 BHBXMC2 BJ38YH8 BRTM7Z9 | TO RE-ELECT NICK READ AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 261209 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFFFFFF | F | 261209 |
VODAFONE GROUP PLC | GB00BH4HKS39 | Annual General Meeting | G93882192 | BH4HKS3 BHBXMC2 BJ38YH8 BRTM7Z9 | TO RE-ELECT SIR CRISPIN DAVIS AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 261209 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFFFFFF | F | 261209 |
VODAFONE GROUP PLC | GB00BH4HKS39 | Annual General Meeting | G93882192 | BH4HKS3 BHBXMC2 BJ38YH8 BRTM7Z9 | TO RE-ELECT DAME CLARA FURSE AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 261209 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFFFFFF | F | 261209 |
VODAFONE GROUP PLC | GB00BH4HKS39 | Annual General Meeting | G93882192 | BH4HKS3 BHBXMC2 BJ38YH8 BRTM7Z9 | TO RE-ELECT VALERIE GOODING AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 261209 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFFFFFF | F | 261209 |
VODAFONE GROUP PLC | GB00BH4HKS39 | Annual General Meeting | G93882192 | BH4HKS3 BHBXMC2 BJ38YH8 BRTM7Z9 | TO RE-ELECT RENEE JAMES AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 261209 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFFFFFF | F | 261209 |
VODAFONE GROUP PLC | GB00BH4HKS39 | Annual General Meeting | G93882192 | BH4HKS3 BHBXMC2 BJ38YH8 BRTM7Z9 | TO RE-ELECT SAMUEL JONAH AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 261209 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFFFFFF | F | 261209 |
VODAFONE GROUP PLC | GB00BH4HKS39 | Annual General Meeting | G93882192 | BH4HKS3 BHBXMC2 BJ38YH8 BRTM7Z9 | TO RE-ELECT MARIA AMPARO MORALEDA MARTINEZ AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 261209 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFFFFFF | F | 261209 |
VODAFONE GROUP PLC | GB00BH4HKS39 | Annual General Meeting | G93882192 | BH4HKS3 BHBXMC2 BJ38YH8 BRTM7Z9 | TO RE-ELECT DAVID NISH AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 261209 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFFFFFF | F | 261209 |
VODAFONE GROUP PLC | GB00BH4HKS39 | Annual General Meeting | G93882192 | BH4HKS3 BHBXMC2 BJ38YH8 BRTM7Z9 | TO DECLARE A FINAL DIVIDEND OF 10.23 EUROCENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 MARCH 2018 | Management Proposal | F,N,A | F | 19-9952 | 261209 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFFFFFF | F | 261209 |
VODAFONE GROUP PLC | GB00BH4HKS39 | Annual General Meeting | G93882192 | BH4HKS3 BHBXMC2 BJ38YH8 BRTM7Z9 | ANNUAL REPORT ON REMUNERATION | Management Proposal | F,N,A | F | 19-9952 | 261209 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFFFFFF | F | 261209 |
VODAFONE GROUP PLC | GB00BH4HKS39 | Annual General Meeting | G93882192 | BH4HKS3 BHBXMC2 BJ38YH8 BRTM7Z9 | TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S AUDITOR UNTIL THE END OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management Proposal | F,N,A | F | 19-9952 | 261209 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFFFFFF | F | 261209 |
VODAFONE GROUP PLC | GB00BH4HKS39 | Annual General Meeting | G93882192 | BH4HKS3 BHBXMC2 BJ38YH8 BRTM7Z9 | AUDITOR REMUNERATION | Management Proposal | F,N,A | F | 19-9952 | 261209 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFFFFFF | F | 261209 |
VODAFONE GROUP PLC | GB00BH4HKS39 | Annual General Meeting | G93882192 | BH4HKS3 BHBXMC2 BJ38YH8 BRTM7Z9 | AUTHORITY TO ALLOT SHARES AND AUTHORITY TO ALLOT FURTHER SHARES AS PART OF A RIGHTS ISSUE | Management Proposal | F,N,A | F | 19-9952 | 261209 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFFFFFF | F | 261209 |
VODAFONE GROUP PLC | GB00BH4HKS39 | Annual General Meeting | G93882192 | BH4HKS3 BHBXMC2 BJ38YH8 BRTM7Z9 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management Proposal | F,N,A | F | 19-9952 | 261209 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFFFFFF | F | 261209 |
VODAFONE GROUP PLC | GB00BH4HKS39 | Annual General Meeting | G93882192 | BH4HKS3 BHBXMC2 BJ38YH8 BRTM7Z9 | ADDITIONAL AUTHORITY FOR DISAPPLICATION OF PRE-EMPTION RIGHTS | Management Proposal | F,N,A | F | 19-9952 | 261209 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFFFFFF | F | 261209 |
VODAFONE GROUP PLC | GB00BH4HKS39 | Annual General Meeting | G93882192 | BH4HKS3 BHBXMC2 BJ38YH8 BRTM7Z9 | SHARE BUYBACK | Management Proposal | F,N,A | F | 19-9952 | 261209 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFFFFFF | F | 261209 |
VODAFONE GROUP PLC | GB00BH4HKS39 | Annual General Meeting | G93882192 | BH4HKS3 BHBXMC2 BJ38YH8 BRTM7Z9 | POLITICAL DONATIONS AND EXPENDITURE | Management Proposal | F,N,A | F | 19-9952 | 261209 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFFFFFF | F | 261209 |
VODAFONE GROUP PLC | GB00BH4HKS39 | Annual General Meeting | G93882192 | BH4HKS3 BHBXMC2 BJ38YH8 BRTM7Z9 | TO AUTHORISE THE BOARD TO CALL GENERAL MEETINGS (OTHER THAN ANNUAL GENERAL MEETINGS) ON A MINIMUM OF 14 CLEAR DAYS' NOTICE | Management Proposal | F,N,A | F | 19-9952 | 261209 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFFFFFF | F | 261209 |
VODAFONE GROUP PLC | GB00BH4HKS39 | Annual General Meeting | G93882192 | BH4HKS3 BHBXMC2 BJ38YH8 BRTM7Z9 | TO APPROVE THE UPDATED RULES OF THE VODAFONE GROUP 2008 SHARESAVE PLAN DESCRIBED IN THE SUMMARY ON PAGES 10 AND 11 OF THIS AGM NOTICE | Management Proposal | F,N,A | F | 19-9952 | 261209 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFFFFFF | F | 261209 |
VODAFONE GROUP PLC | GB00BH4HKS39 | Annual General Meeting | G93882192 | BH4HKS3 BHBXMC2 BJ38YH8 BRTM7Z9 | ADOPTION OF NEW ARTICLES OF ASSOCIATION | Management Proposal | F,N,A | F | 19-9952 | 261209 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFFFFFF | F | 261209 |
UNITED UTILITIES GROUP PLC | GB00B39J2M42 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 | TO RECEIVE THE FINANCIAL STATEMENTS AND THE REPORTS FOR THE YEAR ENDED 31 MARCH 2018 | Management Proposal | F,N,A | F | 19-9952 | 81009 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFF | F | 81009 |
UNITED UTILITIES GROUP PLC | GB00B39J2M42 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 | TO DECLARE A FINAL DIVIDEND OF 26.49P PER ORDINARY SHARE | Management Proposal | F,N,A | F | 19-9952 | 81009 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFF | F | 81009 |
UNITED UTILITIES GROUP PLC | GB00B39J2M42 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 MARCH 2018 | Management Proposal | F,N,A | F | 19-9952 | 81009 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFF | F | 81009 |
UNITED UTILITIES GROUP PLC | GB00B39J2M42 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 | TO REAPPOINT DR JOHN MCADAM AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 81009 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFF | F | 81009 |
UNITED UTILITIES GROUP PLC | GB00B39J2M42 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 | TO REAPPOINT STEVE MOGFORD AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 81009 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFF | F | 81009 |
UNITED UTILITIES GROUP PLC | GB00B39J2M42 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 | TO REAPPOINT RUSS HOULDEN AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 81009 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFF | F | 81009 |
UNITED UTILITIES GROUP PLC | GB00B39J2M42 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 | TO ELECT STEVE FRASER AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 81009 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFF | F | 81009 |
UNITED UTILITIES GROUP PLC | GB00B39J2M42 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 | TO REAPPOINT STEPHEN CARTER AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 81009 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFF | F | 81009 |
UNITED UTILITIES GROUP PLC | GB00B39J2M42 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 | TO REAPPOINT MARK CLARE AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 81009 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFF | F | 81009 |
UNITED UTILITIES GROUP PLC | GB00B39J2M42 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 | TO ELECT ALISON GOLIGHER AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 81009 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFF | F | 81009 |
UNITED UTILITIES GROUP PLC | GB00B39J2M42 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 | TO REAPPOINT BRIAN MAY AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 81009 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFF | F | 81009 |
UNITED UTILITIES GROUP PLC | GB00B39J2M42 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 | TO ELECT PAULETTE ROWE AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 81009 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFF | F | 81009 |
UNITED UTILITIES GROUP PLC | GB00B39J2M42 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 | TO REAPPOINT SARA WELLER AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 81009 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFF | F | 81009 |
UNITED UTILITIES GROUP PLC | GB00B39J2M42 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 | TO REAPPOINT KPMG LLP AS THE AUDITOR | Management Proposal | F,N,A | F | 19-9952 | 81009 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFF | F | 81009 |
UNITED UTILITIES GROUP PLC | GB00B39J2M42 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 | TO AUTHORISE THE AUDIT COMMITTEE OF THE BOARD TO SET THE AUDITOR'S REMUNERATION | Management Proposal | F,N,A | F | 19-9952 | 81009 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFF | F | 81009 |
UNITED UTILITIES GROUP PLC | GB00B39J2M42 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management Proposal | F,N,A | F | 19-9952 | 81009 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFF | F | 81009 |
UNITED UTILITIES GROUP PLC | GB00B39J2M42 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS | Management Proposal | F,N,A | F | 19-9952 | 81009 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFF | F | 81009 |
UNITED UTILITIES GROUP PLC | GB00B39J2M42 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 | TO AUTHORISE SPECIFIC POWER TO DISAPPLY PRE-EMPTION RIGHTS | Management Proposal | F,N,A | F | 19-9952 | 81009 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFF | F | 81009 |
UNITED UTILITIES GROUP PLC | GB00B39J2M42 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | Management Proposal | F,N,A | F | 19-9952 | 81009 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFF | F | 81009 |
UNITED UTILITIES GROUP PLC | GB00B39J2M42 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 | TO AUTHORISE THE DIRECTORS TO CALL GENERAL MEETINGS ON NOT LESS THAN 14 WORKING DAYS' NOTICE | Management Proposal | F,N,A | F | 19-9952 | 81009 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFF | F | 81009 |
UNITED UTILITIES GROUP PLC | GB00B39J2M42 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 | TO AUTHORISE POLITICAL DONATIONS AND POLITICAL EXPENDITURE | Management Proposal | F,N,A | F | 19-9952 | 81009 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFFFF | F | 81009 |
DIAGEO PLC | GB0002374006 | Annual General Meeting | G42089113 | 0237400 5399736 5409345 5460494 B01DFS0 | REPORT AND ACCOUNTS 2018 | Management Proposal | F,N,A | F | 19-9952 | 59775 | 19-9952 | U.S. BANK | FAFFFFFFFFFFFFFFFAFM | F | 59775 |
DIAGEO PLC | GB0002374006 | Annual General Meeting | G42089113 | 0237400 5399736 5409345 5460494 B01DFS0 | DIRECTORS' REMUNERATION REPORT 2018 | Management Proposal | F,N,A | F | 19-9952 | 59775 | 19-9952 | U.S. BANK | FAFFFFFFFFFFFFFFFAFM | A | 59775 |
DIAGEO PLC | GB0002374006 | Annual General Meeting | G42089113 | 0237400 5399736 5409345 5460494 B01DFS0 | DECLARATION OF FINAL DIVIDEND | Management Proposal | F,N,A | F | 19-9952 | 59775 | 19-9952 | U.S. BANK | FAFFFFFFFFFFFFFFFAFM | F | 59775 |
DIAGEO PLC | GB0002374006 | Annual General Meeting | G42089113 | 0237400 5399736 5409345 5460494 B01DFS0 | ELECTION OF SS KILSBY | Management Proposal | F,N,A | F | 19-9952 | 59775 | 19-9952 | U.S. BANK | FAFFFFFFFFFFFFFFFAFM | F | 59775 |
DIAGEO PLC | GB0002374006 | Annual General Meeting | G42089113 | 0237400 5399736 5409345 5460494 B01DFS0 | RE-ELECTION OF LORD DAVIES AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 59775 | 19-9952 | U.S. BANK | FAFFFFFFFFFFFFFFFAFM | F | 59775 |
DIAGEO PLC | GB0002374006 | Annual General Meeting | G42089113 | 0237400 5399736 5409345 5460494 B01DFS0 | RE-ELECTION OF J FERRAN AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 59775 | 19-9952 | U.S. BANK | FAFFFFFFFFFFFFFFFAFM | F | 59775 |
DIAGEO PLC | GB0002374006 | Annual General Meeting | G42089113 | 0237400 5399736 5409345 5460494 B01DFS0 | RE-ELECTION OF HO KWONPING AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 59775 | 19-9952 | U.S. BANK | FAFFFFFFFFFFFFFFFAFM | F | 59775 |
DIAGEO PLC | GB0002374006 | Annual General Meeting | G42089113 | 0237400 5399736 5409345 5460494 B01DFS0 | RE-ELECTION OF NS MENDELSOHN AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 59775 | 19-9952 | U.S. BANK | FAFFFFFFFFFFFFFFFAFM | F | 59775 |
DIAGEO PLC | GB0002374006 | Annual General Meeting | G42089113 | 0237400 5399736 5409345 5460494 B01DFS0 | RE-ELECTION OF IM MENEZES AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 59775 | 19-9952 | U.S. BANK | FAFFFFFFFFFFFFFFFAFM | F | 59775 |
DIAGEO PLC | GB0002374006 | Annual General Meeting | G42089113 | 0237400 5399736 5409345 5460494 B01DFS0 | RE-ELECTION OF KA MIKELLS AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 59775 | 19-9952 | U.S. BANK | FAFFFFFFFFFFFFFFFAFM | F | 59775 |
DIAGEO PLC | GB0002374006 | Annual General Meeting | G42089113 | 0237400 5399736 5409345 5460494 B01DFS0 | RE-ELECTION OF AJH STEWART AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 59775 | 19-9952 | U.S. BANK | FAFFFFFFFFFFFFFFFAFM | F | 59775 |
DIAGEO PLC | GB0002374006 | Annual General Meeting | G42089113 | 0237400 5399736 5409345 5460494 B01DFS0 | RE-APPOINTMENT OF AUDITOR: PRICEWATERHOUSECOOPERS LLP | Management Proposal | F,N,A | F | 19-9952 | 59775 | 19-9952 | U.S. BANK | FAFFFFFFFFFFFFFFFAFM | F | 59775 |
DIAGEO PLC | GB0002374006 | Annual General Meeting | G42089113 | 0237400 5399736 5409345 5460494 B01DFS0 | REMUNERATION OF AUDITOR | Management Proposal | F,N,A | F | 19-9952 | 59775 | 19-9952 | U.S. BANK | FAFFFFFFFFFFFFFFFAFM | F | 59775 |
DIAGEO PLC | GB0002374006 | Annual General Meeting | G42089113 | 0237400 5399736 5409345 5460494 B01DFS0 | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU | Management Proposal | F,N,A | F | 19-9952 | 59775 | 19-9952 | U.S. BANK | FAFFFFFFFFFFFFFFFAFM | F | 59775 |
DIAGEO PLC | GB0002374006 | Annual General Meeting | G42089113 | 0237400 5399736 5409345 5460494 B01DFS0 | AUTHORITY TO ALLOT SHARES | Management Proposal | F,N,A | F | 19-9952 | 59775 | 19-9952 | U.S. BANK | FAFFFFFFFFFFFFFFFAFM | F | 59775 |
DIAGEO PLC | GB0002374006 | Annual General Meeting | G42089113 | 0237400 5399736 5409345 5460494 B01DFS0 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management Proposal | F,N,A | F | 19-9952 | 59775 | 19-9952 | U.S. BANK | FAFFFFFFFFFFFFFFFAFM | F | 59775 |
DIAGEO PLC | GB0002374006 | Annual General Meeting | G42089113 | 0237400 5399736 5409345 5460494 B01DFS0 | AUTHORITY TO PURCHASE OWN SHARES | Management Proposal | F,N,A | F | 19-9952 | 59775 | 19-9952 | U.S. BANK | FAFFFFFFFFFFFFFFFAFM | F | 59775 |
DIAGEO PLC | GB0002374006 | Annual General Meeting | G42089113 | 0237400 5399736 5409345 5460494 B01DFS0 | ADOPTION OF NEW ARTICLES OF ASSOCIATION | Management Proposal | F,N,A | F | 19-9952 | 59775 | 19-9952 | U.S. BANK | FAFFFFFFFFFFFFFFFAFM | A | 59775 |
DIAGEO PLC | GB0002374006 | Annual General Meeting | G42089113 | 0237400 5399736 5409345 5460494 B01DFS0 | NOTICE OF A GENERAL MEETING | Management Proposal | F,N,A | F | 19-9952 | 59775 | 19-9952 | U.S. BANK | FAFFFFFFFFFFFFFFFAFM | F | 59775 |
DIAGEO PLC | GB0002374006 | Annual General Meeting | G42089113 | 0237400 5399736 5409345 5460494 B01DFS0 | 13 AUG 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Please reference meeting materials. | M | 19-9952 | 59775 | 19-9952 | U.S. BANK | FAFFFFFFFFFFFFFFFAFM | M | 59775 | |
BANK LEUMI LE-ISRAEL B.M. | IL0006046119 | Annual General Meeting | M16043107 | 6076425 B01ZL77 | AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A) A PERSONAL INTEREST IN THIS COMPANY B) ARE A CONTROLLING SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR OFFICER OF THIS COMPANY D) THAT YOU ARE AN INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND MANAGER OR TRUST FUND. BY VOTING THROUGH THE PROXY EDGE PLATFORM YOU ARE CONFIRMING THE ANSWER FOR A, B AND C TO BE NO AND THE ANSWER FOR D TO BE YES. SHOULD THIS NOT BE THE CASE PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR VOTE INSTRUCTIONS ACCORDINGLY | Please reference meeting materials. | M | 19-9952 | 190182 | 19-9952 | U.S. BANK | MMFMFFDMNFFM | M | 190182 | |
BANK LEUMI LE-ISRAEL B.M. | IL0006046119 | Annual General Meeting | M16043107 | 6076425 B01ZL77 | DISCUSS FINANCIAL STATEMENTS AND THE REPORT OF THE BOARD | Non-Voting Proposal Note | M | 19-9952 | 190182 | 19-9952 | U.S. BANK | MMFMFFDMNFFM | M | 190182 | |
BANK LEUMI LE-ISRAEL B.M. | IL0006046119 | Annual General Meeting | M16043107 | 6076425 B01ZL77 | RE-APPOINT SOMEKH CHAIKIN AND KOST FORER GABBAY AND KASIERER AS JOINT AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION | Management Proposal | F,N,A | F | 19-9952 | 190182 | 19-9952 | U.S. BANK | MMFMFFDMNFFM | F | 190182 |
BANK LEUMI LE-ISRAEL B.M. | IL0006046119 | Annual General Meeting | M16043107 | 6076425 B01ZL77 | PLEASE NOTE THAT ALTHOUGH THERE ARE 3 CANDIDATES TO BE ELECTED AS EXTERNAL DIRECTORS, THERE ARE ONLY 2 VACANCIES AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 2 OF THE 3 EXTERNAL DIRECTORS. THANK YOU | Non-Voting Proposal Note | M | 19-9952 | 190182 | 19-9952 | U.S. BANK | MMFMFFDMNFFM | M | 190182 | |
BANK LEUMI LE-ISRAEL B.M. | IL0006046119 | Annual General Meeting | M16043107 | 6076425 B01ZL77 | ELECT YORAM GABAY AS EXTERNAL DIRECTOR | GPS Mgmt Director | F,N,A | F | 19-9952 | 190182 | 19-9952 | U.S. BANK | MMFMFFDMNFFM | F | 190182 |
BANK LEUMI LE-ISRAEL B.M. | IL0006046119 | Annual General Meeting | M16043107 | 6076425 B01ZL77 | RE-ELECT TAMAR GOTTLIEB AS EXTERNAL DIRECTOR | GPS Mgmt Director | F,N,A | F | 19-9952 | 190182 | 19-9952 | U.S. BANK | MMFMFFDMNFFM | F | 190182 |
BANK LEUMI LE-ISRAEL B.M. | IL0006046119 | Annual General Meeting | M16043107 | 6076425 B01ZL77 | ELECT REFAEL DANIELI AS EXTERNAL DIRECTOR | GPS Mgmt Director | F,N,A | F | 19-9952 | 190182 | 19-9952 | U.S. BANK | MMFMFFDMNFFM | D | 190182 |
BANK LEUMI LE-ISRAEL B.M. | IL0006046119 | Annual General Meeting | M16043107 | 6076425 B01ZL77 | PLEASE NOTE THAT ALTHOUGH THERE ARE 3 OPTIONS TO INDICATE A PREFERENCE ON THIS RESOLUTION, ONLY TWO CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 2 OF THE 3 OPTIONS BELOW, YOUR OTHER VOTES MUST BE EITHER AGAINST OR ABSTAIN. THANK YOU | Non-Voting Proposal Note | M | 19-9952 | 190182 | 19-9952 | U.S. BANK | MMFMFFDMNFFM | M | 190182 | |
BANK LEUMI LE-ISRAEL B.M. | IL0006046119 | Annual General Meeting | M16043107 | 6076425 B01ZL77 | RE-ELECT SHMUEL BEN ZVI AS EXTERNAL DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 190182 | 19-9952 | U.S. BANK | MMFMFFDMNFFM | N | 190182 |
BANK LEUMI LE-ISRAEL B.M. | IL0006046119 | Annual General Meeting | M16043107 | 6076425 B01ZL77 | ELECT YORAM TURBOWICZ AS EXTERNAL DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 190182 | 19-9952 | U.S. BANK | MMFMFFDMNFFM | F | 190182 |
BANK LEUMI LE-ISRAEL B.M. | IL0006046119 | Annual General Meeting | M16043107 | 6076425 B01ZL77 | RE-ELECT OHAD MARANI AS EXTERNAL DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 190182 | 19-9952 | U.S. BANK | MMFMFFDMNFFM | F | 190182 |
BANK LEUMI LE-ISRAEL B.M. | IL0006046119 | Annual General Meeting | M16043107 | 6076425 B01ZL77 | 17 SEP 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF RESOLUTIONS AND MEDICATION OF THE TEXT IN RESOLUTION 3.3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Please reference meeting materials. | M | 19-9952 | 190182 | 19-9952 | U.S. BANK | MMFMFFDMNFFM | M | 190182 | |
SMITHS GROUP PLC | GB00B1WY2338 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | ADOPTION OF REPORTS AND ACCOUNTS | Management Proposal | F,N,A | F | 19-9952 | 100808 | 19-9952 | U.S. BANK | /////////////////////// | / | 100808 |
SMITHS GROUP PLC | GB00B1WY2338 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | APPROVAL OF DIRECTORS REMUNERATION POLICY | Management Proposal | F,N,A | F | 19-9952 | 100808 | 19-9952 | U.S. BANK | /////////////////////// | / | 100808 |
SMITHS GROUP PLC | GB00B1WY2338 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | APPROVAL OF DIRECTORS REMUNERATION REPORT | Management Proposal | F,N,A | F | 19-9952 | 100808 | 19-9952 | U.S. BANK | /////////////////////// | / | 100808 |
SMITHS GROUP PLC | GB00B1WY2338 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | DECLARATION OF A FINAL DIVIDEND: 30.75 PENCE PER ORDINARY SHARE | Management Proposal | F,N,A | F | 19-9952 | 100808 | 19-9952 | U.S. BANK | /////////////////////// | / | 100808 |
SMITHS GROUP PLC | GB00B1WY2338 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | RE-ELECTION OF BRUNO ANGELICI AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 100808 | 19-9952 | U.S. BANK | /////////////////////// | / | 100808 |
SMITHS GROUP PLC | GB00B1WY2338 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | RE-ELECTION OF SIR GEORGE BUCKLEY AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 100808 | 19-9952 | U.S. BANK | /////////////////////// | / | 100808 |
SMITHS GROUP PLC | GB00B1WY2338 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | RE-ELECTION OF TANYA FRATTO AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 100808 | 19-9952 | U.S. BANK | /////////////////////// | / | 100808 |
SMITHS GROUP PLC | GB00B1WY2338 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | RE-ELECTION OF WILLIAM SEEGER AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 100808 | 19-9952 | U.S. BANK | /////////////////////// | / | 100808 |
SMITHS GROUP PLC | GB00B1WY2338 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | RE-ELECTION OF MARK SELIGMAN AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 100808 | 19-9952 | U.S. BANK | /////////////////////// | / | 100808 |
SMITHS GROUP PLC | GB00B1WY2338 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | RE-ELECTION OF ANDREW REYNOLDS SMITH AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 100808 | 19-9952 | U.S. BANK | /////////////////////// | / | 100808 |
SMITHS GROUP PLC | GB00B1WY2338 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | RE-ELECTION OF NOEL TATA AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 100808 | 19-9952 | U.S. BANK | /////////////////////// | / | 100808 |
SMITHS GROUP PLC | GB00B1WY2338 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | ELECTION OF OLIVIER BOHUON AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 100808 | 19-9952 | U.S. BANK | /////////////////////// | / | 100808 |
SMITHS GROUP PLC | GB00B1WY2338 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | ELECTION OF DAME ANN DOWLING AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 100808 | 19-9952 | U.S. BANK | /////////////////////// | / | 100808 |
SMITHS GROUP PLC | GB00B1WY2338 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | ELECTION OF JOHN SHIPSEY AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 100808 | 19-9952 | U.S. BANK | /////////////////////// | / | 100808 |
SMITHS GROUP PLC | GB00B1WY2338 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management Proposal | F,N,A | F | 19-9952 | 100808 | 19-9952 | U.S. BANK | /////////////////////// | / | 100808 |
SMITHS GROUP PLC | GB00B1WY2338 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | AUDITORS REMUNERATION | Management Proposal | F,N,A | F | 19-9952 | 100808 | 19-9952 | U.S. BANK | /////////////////////// | / | 100808 |
SMITHS GROUP PLC | GB00B1WY2338 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | AUTHORITY TO ISSUE SHARES | Management Proposal | F,N,A | F | 19-9952 | 100808 | 19-9952 | U.S. BANK | /////////////////////// | / | 100808 |
SMITHS GROUP PLC | GB00B1WY2338 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | PLEASE NOTE THAT RESOLUTIONS 18 AND 19 ARE CONDITIONAL UPON PASSING OF RESOLUTION NUMBER 17. THANK YOU | Non-Voting Proposal Note | M | 19-9952 | 100808 | 19-9952 | U.S. BANK | /////////////////////// | / | 100808 | |
SMITHS GROUP PLC | GB00B1WY2338 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management Proposal | F,N,A | F | 19-9952 | 100808 | 19-9952 | U.S. BANK | /////////////////////// | / | 100808 |
SMITHS GROUP PLC | GB00B1WY2338 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | ADDITIONAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management Proposal | F,N,A | F | 19-9952 | 100808 | 19-9952 | U.S. BANK | /////////////////////// | / | 100808 |
SMITHS GROUP PLC | GB00B1WY2338 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | AUTHORITY TO MAKE MARKET PURCHASES OF SHARES | Management Proposal | F,N,A | F | 19-9952 | 100808 | 19-9952 | U.S. BANK | /////////////////////// | / | 100808 |
SMITHS GROUP PLC | GB00B1WY2338 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | AUTHORITY TO CALL GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management Proposal | F,N,A | F | 19-9952 | 100808 | 19-9952 | U.S. BANK | /////////////////////// | / | 100808 |
SMITHS GROUP PLC | GB00B1WY2338 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | AUTHORITY TO MAKE POLITICAL DONATIONS AND EXPENDITURE | Management Proposal | F,N,A | F | 19-9952 | 100808 | 19-9952 | U.S. BANK | /////////////////////// | / | 100808 |
ORIGIN ENTERPRISES PLC | IE00B1WV4493 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 JULY 2018 AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS THEREON | Management Proposal | F,N,A | F | 19-9952 | 160461 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFF | F | 160461 |
ORIGIN ENTERPRISES PLC | IE00B1WV4493 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO DECLARE A FINAL DIVIDEND | Management Proposal | F,N,A | F | 19-9952 | 160461 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFF | F | 160461 |
ORIGIN ENTERPRISES PLC | IE00B1WV4493 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO ELECT SEAN COYLE | Management Proposal | F,N,A | F | 19-9952 | 160461 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFF | F | 160461 |
ORIGIN ENTERPRISES PLC | IE00B1WV4493 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO RE-ELECT KATE ALLUM | Management Proposal | F,N,A | F | 19-9952 | 160461 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFF | F | 160461 |
ORIGIN ENTERPRISES PLC | IE00B1WV4493 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO RE-ELECT GARY BRITTON | Management Proposal | F,N,A | F | 19-9952 | 160461 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFF | F | 160461 |
ORIGIN ENTERPRISES PLC | IE00B1WV4493 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO RE-ELECT DECLAN GIBLIN | Management Proposal | F,N,A | F | 19-9952 | 160461 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFF | F | 160461 |
ORIGIN ENTERPRISES PLC | IE00B1WV4493 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO RE-ELECT ROSE HYNES | Management Proposal | F,N,A | F | 19-9952 | 160461 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFF | F | 160461 |
ORIGIN ENTERPRISES PLC | IE00B1WV4493 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO RE-ELECT HUGH MCCUTCHEON | Management Proposal | F,N,A | F | 19-9952 | 160461 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFF | F | 160461 |
ORIGIN ENTERPRISES PLC | IE00B1WV4493 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO RE-ELECT TOM O'MAHONY | Management Proposal | F,N,A | F | 19-9952 | 160461 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFF | F | 160461 |
ORIGIN ENTERPRISES PLC | IE00B1WV4493 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO RE-ELECT CHRISTOPHER RICHARDS | Management Proposal | F,N,A | F | 19-9952 | 160461 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFF | F | 160461 |
ORIGIN ENTERPRISES PLC | IE00B1WV4493 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management Proposal | F,N,A | F | 19-9952 | 160461 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFF | F | 160461 |
ORIGIN ENTERPRISES PLC | IE00B1WV4493 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO RECEIVE AND CONSIDER THE ANNUAL REPORT ON REMUNERATION | Management Proposal | F,N,A | F | 19-9952 | 160461 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFF | F | 160461 |
ORIGIN ENTERPRISES PLC | IE00B1WV4493 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO AUTHORISE DIRECTORS TO ALLOT RELEVANT SECURITIES | Management Proposal | F,N,A | F | 19-9952 | 160461 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFF | F | 160461 |
ORIGIN ENTERPRISES PLC | IE00B1WV4493 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO DIS-APPLY PRE-EMPTION RIGHTS IN RESPECT OF A BASIC 5 PERCENT OF ISSUED SHARE CAPITAL | Management Proposal | F,N,A | F | 19-9952 | 160461 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFF | F | 160461 |
ORIGIN ENTERPRISES PLC | IE00B1WV4493 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO DIS-APPLY PRE-EMPTION RIGHTS IN RESPECT OF A FURTHER 5 PERCENT OF ISSUED SHARE CAPITAL FOR AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management Proposal | F,N,A | F | 19-9952 | 160461 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFF | F | 160461 |
ORIGIN ENTERPRISES PLC | IE00B1WV4493 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO AUTHORISE THE MARKET PURCHASE BY THE COMPANY OF ITS OWN SHARES | Management Proposal | F,N,A | F | 19-9952 | 160461 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFF | F | 160461 |
ORIGIN ENTERPRISES PLC | IE00B1WV4493 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO DETERMINE THE PRICE RANGE AT WHICH TREASURY SHARES MAY BE RE-ISSUED | Management Proposal | F,N,A | F | 19-9952 | 160461 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFF | F | 160461 |
UNILEVER NV | NL0000009355 | Ordinary General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | PLEASE NOTE THAT THIS IS AN INFORMATIONAL MEETING, AS THERE ARE NO PROPOSALS TO BE VOTED ON. SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY REQUEST AN ENTRANCE CARD. THANK YOU | Please reference meeting materials. | M | 19-9952 | 32347 | 19-9952 | U.S. BANK | ||||
UNILEVER NV | NL0000009355 | Ordinary General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | OPEN MEETING | Non-Voting Proposal Note | M | 19-9952 | 32347 | 19-9952 | U.S. BANK | ||||
UNILEVER NV | NL0000009355 | Ordinary General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | RECEIVE REPORT OF MANAGEMENT BOARD | Non-Voting Proposal Note | M | 19-9952 | 32347 | 19-9952 | U.S. BANK | ||||
UNILEVER NV | NL0000009355 | Ordinary General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | OTHER BUSINESS | Non-Voting Proposal Note | M | 19-9952 | 32347 | 19-9952 | U.S. BANK | ||||
UNILEVER NV | NL0000009355 | Ordinary General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | CLOSE MEETING | Non-Voting Proposal Note | M | 19-9952 | 32347 | 19-9952 | U.S. BANK | ||||
THAI BEVERAGE PUBLIC COMPANY LIMITED | TH0902010014 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 B970MM1 BJ054Z0 | ADOPTION OF THE MINUTES OF THE EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS NO. 1/2018 WHICH WAS HELD ON 30 APRIL 2018 | Management Proposal | F,N,A | F | 19-9952 | 1672000 | 19-9952 | U.S. BANK | FMFFAAAAAAFAAAA | F | 1672000 |
THAI BEVERAGE PUBLIC COMPANY LIMITED | TH0902010014 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 B970MM1 BJ054Z0 | ACKNOWLEDGEMENT OF THE BUSINESS OPERATION FOR THE YEAR ENDED 30 SEPTEMBER 2018 AND THE REPORT OF THE BOARD OF DIRECTORS | Non-Voting Proposal Note | M | 19-9952 | 1672000 | 19-9952 | U.S. BANK | FMFFAAAAAAFAAAA | M | 1672000 | |
THAI BEVERAGE PUBLIC COMPANY LIMITED | TH0902010014 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 B970MM1 BJ054Z0 | APPROVAL ON THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 SEPTEMBER 2018 TOGETHER WITH THE AUDITOR REPORT | Management Proposal | F,N,A | F | 19-9952 | 1672000 | 19-9952 | U.S. BANK | FMFFAAAAAAFAAAA | F | 1672000 |
THAI BEVERAGE PUBLIC COMPANY LIMITED | TH0902010014 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 B970MM1 BJ054Z0 | APPROVAL ON THE DIVIDEND PAYMENT AND THE APPROPRIATION FOR LEGAL RESERVE AND THE DETERMINATION OF THE BOOK CLOSURE DATE FOR DIVIDEND PAYMENT | Management Proposal | F,N,A | F | 19-9952 | 1672000 | 19-9952 | U.S. BANK | FMFFAAAAAAFAAAA | F | 1672000 |
THAI BEVERAGE PUBLIC COMPANY LIMITED | TH0902010014 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 B970MM1 BJ054Z0 | ELECTION OF THE DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: MR. THAPANA SIRIVADHANABHAKDI | Management Proposal | F,N,A | F | 19-9952 | 1672000 | 19-9952 | U.S. BANK | FMFFAAAAAAFAAAA | A | 1672000 |
THAI BEVERAGE PUBLIC COMPANY LIMITED | TH0902010014 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 B970MM1 BJ054Z0 | ELECTION OF THE DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: MR. UEYCHAI TANTHA-OBHAS | Management Proposal | F,N,A | F | 19-9952 | 1672000 | 19-9952 | U.S. BANK | FMFFAAAAAAFAAAA | A | 1672000 |
THAI BEVERAGE PUBLIC COMPANY LIMITED | TH0902010014 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 B970MM1 BJ054Z0 | ELECTION OF THE DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: MR. SITHICHAI CHAIKRIANGKRAI | Management Proposal | F,N,A | F | 19-9952 | 1672000 | 19-9952 | U.S. BANK | FMFFAAAAAAFAAAA | A | 1672000 |
THAI BEVERAGE PUBLIC COMPANY LIMITED | TH0902010014 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 B970MM1 BJ054Z0 | ELECTION OF THE DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: DR. PISANU VICHIENSANTH | Management Proposal | F,N,A | F | 19-9952 | 1672000 | 19-9952 | U.S. BANK | FMFFAAAAAAFAAAA | A | 1672000 |
THAI BEVERAGE PUBLIC COMPANY LIMITED | TH0902010014 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 B970MM1 BJ054Z0 | DETERMINATION OF THE DIRECTOR AUTHORITIES | Management Proposal | F,N,A | F | 19-9952 | 1672000 | 19-9952 | U.S. BANK | FMFFAAAAAAFAAAA | A | 1672000 |
THAI BEVERAGE PUBLIC COMPANY LIMITED | TH0902010014 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 B970MM1 BJ054Z0 | APPROVAL ON THE PAYMENT OF DIRECTOR REMUNERATION FOR THE PERIOD FROM JANUARY 2019 TO DECEMBER 2019 | Management Proposal | F,N,A | F | 19-9952 | 1672000 | 19-9952 | U.S. BANK | FMFFAAAAAAFAAAA | A | 1672000 |
THAI BEVERAGE PUBLIC COMPANY LIMITED | TH0902010014 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 B970MM1 BJ054Z0 | APPROVAL ON THE APPOINTMENT AND THE DETERMINATION OF THE REMUNERATION FOR THE COMPANY'S AUDITOR FOR THE YEAR 2019 | Management Proposal | F,N,A | F | 19-9952 | 1672000 | 19-9952 | U.S. BANK | FMFFAAAAAAFAAAA | F | 1672000 |
THAI BEVERAGE PUBLIC COMPANY LIMITED | TH0902010014 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 B970MM1 BJ054Z0 | APPROVAL ON THE PURCHASE OF DIRECTORS & OFFICERS LIABILITY INSURANCE (D&O INSURANCE) FOR DIRECTORS AND EXECUTIVES | Management Proposal | F,N,A | F | 19-9952 | 1672000 | 19-9952 | U.S. BANK | FMFFAAAAAAFAAAA | A | 1672000 |
THAI BEVERAGE PUBLIC COMPANY LIMITED | TH0902010014 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 B970MM1 BJ054Z0 | APPROVAL ON THE RENEWAL OF THE SHAREHOLDERS' MANDATE FOR INTERESTED PERSON TRANSACTIONS (SHAREHOLDERS' MANDATE) | Management Proposal | F,N,A | F | 19-9952 | 1672000 | 19-9952 | U.S. BANK | FMFFAAAAAAFAAAA | A | 1672000 |
THAI BEVERAGE PUBLIC COMPANY LIMITED | TH0902010014 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 B970MM1 BJ054Z0 | APPROVAL ON THE AMENDMENT OF ARTICLE 25. OF THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management Proposal | F,N,A | F | 19-9952 | 1672000 | 19-9952 | U.S. BANK | FMFFAAAAAAFAAAA | A | 1672000 |
THAI BEVERAGE PUBLIC COMPANY LIMITED | TH0902010014 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 B970MM1 BJ054Z0 | OTHER BUSINESS (IF ANY) | Other Business | F,N,A | A | 19-9952 | 1672000 | 19-9952 | U.S. BANK | FMFFAAAAAAFAAAA | A | 1672000 |
THAI BEVERAGE PUBLIC COMPANY LIMITED | TH0902010014 | Ordinary General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 B970MM1 BJ054Z0 | 06 FEB 2019: PLEASE NOTE THAT THIS IS AN INFORMATIONAL MEETING, AS THE ISIN DOES NOT HOLD VOTING RIGHTS. SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY REQUEST A NON-VOTING ENTRANCE CARD. THANK YOU. | Please reference meeting materials. | M | 19-9952 | 1672000 | 19-9952 | U.S. BANK | ||||
THAI BEVERAGE PUBLIC COMPANY LIMITED | TH0902010014 | Ordinary General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 B970MM1 BJ054Z0 | DELIVER BRIEF PRESENTATION ON THAIBEV'S BUSINESS AND QA SESSION WITH KEY DIRECTORS AND MANAGEMENT | Non-Voting Proposal Note | M | 19-9952 | 1672000 | 19-9952 | U.S. BANK | ||||
THAI BEVERAGE PUBLIC COMPANY LIMITED | TH0902010014 | Ordinary General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 B970MM1 BJ054Z0 | 06 FEB 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF COMMENT AND ADDITION OF RESOLUTION 1. | Please reference meeting materials. | M | 19-9952 | 1672000 | 19-9952 | U.S. BANK | ||||
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | APPROVAL OF THE OPERATING AND FINANCIAL REVIEW OF NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2018 FINANCIAL YEAR | Management Proposal | F,N,A | F | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | F | 18529 |
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management Proposal | F,N,A | F | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | N | 18529 |
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND | Management Proposal | F,N,A | F | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | F | 18529 |
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | REDUCTION OF SHARE CAPITAL | Management Proposal | F,N,A | F | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | F | 18529 |
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | FURTHER SHARE REPURCHASE PROGRAM | Management Proposal | F,N,A | F | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | F | 18529 |
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | SPECIAL DISTRIBUTION BY WAY OF A DIVIDEND IN KIND TO EFFECT THE SPIN-OFF OF ALCON INC. | Management Proposal | F,N,A | F | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | F | 18529 |
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR MEMBERS OF THE BOARD OF DIRECTORS FROM THE 2019 ANNUAL GENERAL MEETING TO THE 2020 ANNUAL GENERAL MEETING | Management Proposal | F,N,A | F | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | A | 18529 |
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE NEXT FINANCIAL YEAR, I.E. 2020 | Management Proposal | F,N,A | F | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | A | 18529 |
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | ADVISORY VOTE ON THE 2018 COMPENSATION REPORT | Management Proposal | F,N,A | F | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | A | 18529 |
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | RE-ELECTION OF JOERG REINHARDT, PH.D., AS BOARD MEMBER AND RE-ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS (IN A SINGLE VOTE) | Management Proposal | F,N,A | F | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | F | 18529 |
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | RE-ELECTION OF NANCY C. ANDREWS, M.D., PH.D., AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | F | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | F | 18529 |
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | RE-ELECTION OF TON BUECHNER AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | F | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | F | 18529 |
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | RE-ELECTION OF SRIKANT DATAR, PH.D., AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | F | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | F | 18529 |
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | RE-ELECTION OF ELIZABETH DOHERTY AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | F | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | F | 18529 |
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | RE-ELECTION OF ANN FUDGE AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | F | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | F | 18529 |
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | RE-ELECTION OF FRANS VAN HOUTEN AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | F | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | F | 18529 |
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | RE-ELECTION OF ANDREAS VON PLANTA, PH.D., AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | F | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | F | 18529 |
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | RE-ELECTION OF CHARLES L. SAWYERS, M.D., AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | F | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | F | 18529 |
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | RE-ELECTION OF ENRICO VANNI, PH.D., AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | F | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | F | 18529 |
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | F | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | F | 18529 |
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | ELECTION OF PATRICE BULA AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | F | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | F | 18529 |
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | RE-ELECTION OF SRIKANT DATAR, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | Management Proposal | F,N,A | F | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | F | 18529 |
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | RE-ELECTION OF ANN FUDGE AS MEMBER OF THE COMPENSATION COMMITTEE | Management Proposal | F,N,A | F | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | F | 18529 |
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | RE-ELECTION OF ENRICO VANNI, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | Management Proposal | F,N,A | F | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | F | 18529 |
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE COMPENSATION COMMITTEE | Management Proposal | F,N,A | F | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | F | 18529 |
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | ELECTION OF PATRICE BULA AS MEMBER OF THE COMPENSATION COMMITTEE | Management Proposal | F,N,A | F | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | F | 18529 |
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | RE-ELECTION OF THE STATUTORY AUDITOR: PRICEWATERHOUSECOOPERS AG | Management Proposal | F,N,A | F | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | F | 18529 |
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | RE-ELECTION OF THE INDEPENDENT PROXY: LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY AT LAW, BASEL | Management Proposal | F,N,A | F | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | F | 18529 |
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | IF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE INVITATION TO THE ANNUAL GENERAL MEETING AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS ARE PROPOSED AT THE ANNUAL GENERAL MEETING, I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: (YES = ACCORDING TO THE MOTION OF THE BOARD OF DIRECTORS, AGAINST = AGAINST ALTERNATIVE/ADDITIONAL MOTIONS, ABSTAIN = ABSTAIN FROM VOTING) | Management Proposal | F,N,A | F | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | F | 18529 |
NOVARTIS AG | CH0012005267 | Annual General Meeting | H5820Q150 | 7103065 7105083 B01DMY5 B10S3M3 B769708 | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Please reference meeting materials. | M | 19-9952 | 18529 | 19-9952 | U.S. BANK | FNFFFFAAAFFFFFFFFFFFFFFFFFFFFM | M | 18529 | |
DAH SING FINANCIAL HOLDINGS LIMITED | HK0440001847 | ExtraOrdinary General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | Please reference meeting materials. | M | 19-9952 | 115200 | 19-9952 | U.S. BANK | MMF | M | 115200 | |
DAH SING FINANCIAL HOLDINGS LIMITED | HK0440001847 | ExtraOrdinary General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www3.hkexnews.hk/listedco/listconews/SEHK/2019/0220/LTN20190220261.pdf AND http://www3.hkexnews.hk/listedco/listconews/SEHK/2019/0220/LTN20190220269.pdf | Please reference meeting materials. | M | 19-9952 | 115200 | 19-9952 | U.S. BANK | MMF | M | 115200 | |
DAH SING FINANCIAL HOLDINGS LIMITED | HK0440001847 | ExtraOrdinary General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | (A) THE TERMS OF THE AGREED FORM OF THE BUY-BACK DEED PROPOSED TO BE ENTERED INTO BETWEEN THE COMPANY AND MUFG BANK, LTD., PURSUANT TO WHICH MUFG BANK, LTD. WILL TRANSFER TO THE COMPANY 15,500,000 BUY-BACK SHARES ON TERMS CONTAINED THEREIN AT A CONSIDERATION OF NOT MORE THAN HKD 591,635,000, BE AND ARE HEREBY APPROVED; AND (B) THE DIRECTORS (OR A DULY AUTHORISED PERSON HEREOF) BE AND ARE HEREBY AUTHORISED TO TAKE ALL SUCH STEPS TO IMPLEMENT AND GIVE EFFECT TO THE BUY-BACK DEED AND THE TRANSACTIONS THEREUNDER (INCLUDING THE EXECUTION OF ALL DOCUMENTS OR DEEDS AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE IN RELATION THERETO AND THE MAKING OF ANY CHANGES, MODIFICATIONS, AMENDMENTS, WAIVERS, VARIATIONS OR EXTENSIONS OF SUCH TERMS AND CONDITIONS AS THEY THINK FIT) | Management Proposal | F,N,A | F | 19-9952 | 115200 | 19-9952 | U.S. BANK | MMF | F | 115200 |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Please reference meeting materials. | M | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | M | 177816 | |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | Please reference meeting materials. | M | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | M | 177816 | |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Please reference meeting materials. | M | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | M | 177816 | |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | ELECTION OF THE CHAIR OF THE ANNUAL GENERAL MEETING: ADVOKAT SVEN UNGER | Non-Voting Proposal Note | M | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | M | 177816 | |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting Proposal Note | M | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | M | 177816 | |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | APPROVAL OF THE AGENDA OF THE ANNUAL GENERAL MEETING | Non-Voting Proposal Note | M | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | M | 177816 | |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | DETERMINATION WHETHER THE ANNUAL GENERAL MEETING HAS BEEN PROPERLY CONVENED | Non-Voting Proposal Note | M | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | M | 177816 | |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | ELECTION OF TWO PERSONS APPROVING THE MINUTES | Non-Voting Proposal Note | M | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | M | 177816 | |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | PRESENTATION OF THE ANNUAL REPORT, THE AUDITOR'S REPORT, THE CONSOLIDATED ACCOUNTS, THE AUDITOR'S REPORT ON THE CONSOLIDATED ACCOUNTS AND THE AUDITOR'S REPORT WHETHER THE GUIDELINES FOR REMUNERATION TO GROUP MANAGEMENT HAVE BEEN COMPLIED WITH, AS WELL AS THE AUDITOR'S PRESENTATION OF THE AUDIT WORK WITH RESPECT TO 2018 | Non-Voting Proposal Note | M | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | M | 177816 | |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | THE PRESIDENT'S SPEECH. QUESTIONS FROM THE SHAREHOLDERS TO THE BOARD OF DIRECTORS AND THE MANAGEMENT | Non-Voting Proposal Note | M | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | M | 177816 | |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | RESOLUTION WITH RESPECT TO: ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET, THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management Proposal | F,N,A | F | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | F | 177816 |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | RESOLUTION WITH RESPECT TO: DISCHARGE OF LIABILITY FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT | Management Proposal | F,N,A | F | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | F | 177816 |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | RESOLUTION WITH RESPECT TO: THE APPROPRIATION OF THE RESULTS IN ACCORDANCE WITH THE APPROVED BALANCE SHEET AND DETERMINATION OF THE RECORD DATE FOR DIVIDEND(SEK 1 PER SHARE) | Management Proposal | F,N,A | F | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | F | 177816 |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS AND DEPUTIES OF THE BOARD OF DIRECTORS TO BE ELECTED BY THE ANNUAL GENERAL MEETING: ACCORDING TO THE ARTICLES OF ASSOCIATION, THE BOARD OF DIRECTORS SHALL CONSIST OF NO LESS THAN FIVE AND NO MORE THAN TWELVE BOARD MEMBERS, WITH NO MORE THAN SIX DEPUTIES. THE NOMINATION COMMITTEE PROPOSES THAT THE NUMBER OF BOARD MEMBERS ELECTED BY THE ANNUAL GENERAL MEETING OF SHAREHOLDERS SHALL BE TEN AND THAT NO DEPUTIES BE ELECTED | Management Proposal | F,N,A | F | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | F | 177816 |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | PLEASE NOTE THAT RESOLUTIONS 10 TO 12, 14 AND 15 ARE PROPOSED BY NOMINATION COMMITTEE AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting Proposal Note | M | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | M | 177816 | |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | DETERMINATION OF THE FEES PAYABLE TO MEMBERS OF THE BOARD OF DIRECTORS ELECTED BY THE ANNUAL GENERAL MEETING AND MEMBERS OF THE COMMITTEES OF THE BOARD OF DIRECTORS ELECTED BY THE ANNUAL GENERAL MEETING | Management Proposal | F,N,A | / | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | F | 177816 |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS THE NOMINATION COMMITTEES PROPOSAL FOR BOARD MEMBER: JON FREDRIK BAKSAAS | Management Proposal | F,N,A | / | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | F | 177816 |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS THE NOMINATION COMMITTEES PROPOSAL FOR BOARD MEMBER: JAN CARLSON | Management Proposal | F,N,A | / | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | F | 177816 |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS THE NOMINATION COMMITTEES PROPOSAL FOR BOARD MEMBER: NORA DENZEL | Management Proposal | F,N,A | / | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | F | 177816 |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS THE NOMINATION COMMITTEES PROPOSAL FOR BOARD MEMBER: BORJE EKHOLM | Management Proposal | F,N,A | / | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | F | 177816 |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS THE NOMINATION COMMITTEES PROPOSAL FOR BOARD MEMBER: ERIC A. ELZVIK | Management Proposal | F,N,A | / | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | F | 177816 |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS THE NOMINATION COMMITTEES PROPOSAL FOR BOARD MEMBER: KURT JOFS | Management Proposal | F,N,A | / | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | F | 177816 |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS THE NOMINATION COMMITTEES PROPOSAL FOR BOARD MEMBER: RONNIE LETEN | Management Proposal | F,N,A | / | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | F | 177816 |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS THE NOMINATION COMMITTEES PROPOSAL FOR BOARD MEMBER: KRISTIN S. RINNE | Management Proposal | F,N,A | / | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | F | 177816 |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS THE NOMINATION COMMITTEES PROPOSAL FOR BOARD MEMBER: HELENA STJERNHOLM | Management Proposal | F,N,A | / | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | F | 177816 |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS THE NOMINATION COMMITTEES PROPOSAL FOR BOARD MEMBER: JACOB WALLENBERG | Management Proposal | F,N,A | / | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | F | 177816 |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | ELECTION OF THE CHAIR OF THE BOARD OF DIRECTORS THE NOMINATION COMMITTEES PROPOSAL: THE NOMINATION COMMITTEE PROPOSES THAT RONNIE LETEN BE RE-ELECTED CHAIR OF THE BOARD OF DIRECTOR | Management Proposal | F,N,A | / | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | F | 177816 |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | DETERMINATION OF THE NUMBER OF AUDITORS: ACCORDING TO THE ARTICLES OF ASSOCIATION, THE COMPANY SHALL HAVE NO LESS THAN ONE AND NO MORE THAN THREE REGISTERED PUBLIC ACCOUNTING FIRMS AS AUDITOR. THE NOMINATION COMMITTEE PROPOSES THAT THE COMPANY SHOULD HAVE ONE REGISTERED PUBLIC ACCOUNTING FIRM AS AUDITOR | Management Proposal | F,N,A | F | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | F | 177816 |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | DETERMINATION OF THE FEES PAYABLE TO THE AUDITORS | Management Proposal | F,N,A | / | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | F | 177816 |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | ELECTION OF AUDITORS: IN ACCORDANCE WITH THE RECOMMENDATION OF THE AUDIT AND COMPLIANCE COMMITTEE, THE NOMINATION COMMITTEE PROPOSES THAT PRICEWATERHOUSECOOPERS AB BE APPOINTED AUDITOR FOR THE PERIOD AS OF THE END OF THE ANNUAL GENERAL MEETING 2019 UNTIL THE END OF THE ANNUAL GENERAL MEETING 2020 (RE-ELECTION) | Management Proposal | F,N,A | / | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | F | 177816 |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | RESOLUTION ON THE GUIDELINES FOR REMUNERATION TO GROUP MANAGEMENT | Management Proposal | F,N,A | F | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | F | 177816 |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | LONG-TERM VARIABLE COMPENSATION PROGRAM 2019 ("LTV 2019"): RESOLUTION ON IMPLEMENTATION OF LONG-TERM VARIABLE COMPENSATION PROGRAM 2019 ("LTV 2019") | Management Proposal | F,N,A | F | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | F | 177816 |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | LONG-TERM VARIABLE COMPENSATION PROGRAM 2019 ("LTV 2019"): TRANSFER OF TREASURY STOCK FOR THE LTV 2019 | Management Proposal | F,N,A | F | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | F | 177816 |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | LONG-TERM VARIABLE COMPENSATION PROGRAM 2019 ("LTV 2019"): EQUITY SWAP AGREEMENT WITH THIRD PARTY IN RELATION TO THE LTV 2019 | Management Proposal | F,N,A | F | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | F | 177816 |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | RESOLUTION ON TRANSFER OF TREASURY STOCK TO EMPLOYEES IN RELATION TO THE RESOLUTION ON THE LONG-TERM VARIABLE COMPENSATION PROGRAM 2018 ("LTV 2019"): TRANSFER OF TREASURY STOCK FOR THE LTV 2018 | Management Proposal | F,N,A | F | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | F | 177816 |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | RESOLUTION ON TRANSFER OF TREASURY STOCK TO EMPLOYEES IN RELATION TO THE RESOLUTION ON THE LONG-TERM VARIABLE COMPENSATION PROGRAM 2018 ("LTV 2019"): EQUITY SWAP AGREEMENT WITH THIRD PARTY IN RELATION TO THE LTV 2018 | Management Proposal | F,N,A | F | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | F | 177816 |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | RESOLUTION ON TRANSFER OF TREASURY STOCK IN RELATION TO THE RESOLUTIONS ON THE LONG-TERM VARIABLE COMPENSATION PROGRAMS 2015, 2016 AND 2017 | Management Proposal | F,N,A | F | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | F | 177816 |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER EINAR HELLBOM THAT THE ANNUAL GENERAL MEETING RESOLVE TO DELEGATE TO THE BOARD TO PRESENT A PROPOSAL ON EQUAL VOTING RIGHTS FOR ALL SHARES AT THE ANNUAL GENERAL MEETING 2020 | Shareholder Proposal | F,N,A | / | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | F | 177816 |
TELEFON AB L.M.ERICSSON | SE0000108656 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 | CLOSING OF THE ANNUAL GENERAL MEETING | Non-Voting Proposal Note | M | 19-9952 | 177816 | 19-9952 | U.S. BANK | MMMMMMMMMMFFFFMFFFFFFFFFFFFFFFFFFFFFFFM | M | 177816 | |
MERLIN PROPERTIES SOCIMI S.A | ES0105025003 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 BQG05N3 | APPROVAL OF INDIVIDUAL AND CONSOLIDATED ANNUAL ACCOUNTS AND MANAGEMENT REPORTS | Management Proposal | F,N,A | F | 19-9952 | 94010 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFMM | F | 94010 |
MERLIN PROPERTIES SOCIMI S.A | ES0105025003 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 BQG05N3 | APPROVAL OF THE PROPOSED APPROPRIATION OF INCOME OR LOSS | Management Proposal | F,N,A | F | 19-9952 | 94010 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFMM | F | 94010 |
MERLIN PROPERTIES SOCIMI S.A | ES0105025003 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 BQG05N3 | DISTRIBUTION OF UNRESTRICTED RESERVES | Management Proposal | F,N,A | F | 19-9952 | 94010 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFMM | F | 94010 |
MERLIN PROPERTIES SOCIMI S.A | ES0105025003 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 BQG05N3 | APPROVAL OF THE CONDUCT OF BUSINESS BY THE BOARD OF DIRECTORS | Management Proposal | F,N,A | F | 19-9952 | 94010 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFMM | F | 94010 |
MERLIN PROPERTIES SOCIMI S.A | ES0105025003 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 BQG05N3 | RE-ELECTION OF AUDITOR: DELOITTE, S.L | Management Proposal | F,N,A | F | 19-9952 | 94010 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFMM | F | 94010 |
MERLIN PROPERTIES SOCIMI S.A | ES0105025003 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 BQG05N3 | NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS AS TWELVE | Management Proposal | F,N,A | F | 19-9952 | 94010 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFMM | F | 94010 |
MERLIN PROPERTIES SOCIMI S.A | ES0105025003 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 BQG05N3 | RE-ELECTION OF MR JAVIER GARCIA CARRANZA BENJUMEA AS DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 94010 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFMM | F | 94010 |
MERLIN PROPERTIES SOCIMI S.A | ES0105025003 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 BQG05N3 | RE-ELECTION OF MS FRANCISCA ORTEGA HERNANDEZ AGERO AS DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 94010 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFMM | F | 94010 |
MERLIN PROPERTIES SOCIMI S.A | ES0105025003 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 BQG05N3 | RE-ELECTION OF MR JUAN MARIA AGUIRRE GONZALEZ AS DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 94010 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFMM | F | 94010 |
MERLIN PROPERTIES SOCIMI S.A | ES0105025003 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 BQG05N3 | RE-ELECTION OF MS PILAR CAVERO MESTRE AS DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 94010 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFMM | F | 94010 |
MERLIN PROPERTIES SOCIMI S.A | ES0105025003 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 BQG05N3 | AUTHORIZATION FOR THE DERIVATIVE ACQUISITION OF OWN SHARES | Management Proposal | F,N,A | F | 19-9952 | 94010 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFMM | F | 94010 |
MERLIN PROPERTIES SOCIMI S.A | ES0105025003 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 BQG05N3 | AUTHORIZATION TO SHORTEN THE PERIOD FOR CALLING SPECIAL SHAREHOLDERS MEETINGS | Management Proposal | F,N,A | F | 19-9952 | 94010 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFMM | F | 94010 |
MERLIN PROPERTIES SOCIMI S.A | ES0105025003 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 BQG05N3 | AMENDMENT OF THE DIRECTORS COMPENSATION POLICY | Management Proposal | F,N,A | F | 19-9952 | 94010 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFMM | F | 94010 |
MERLIN PROPERTIES SOCIMI S.A | ES0105025003 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 BQG05N3 | CONSULTIVE VOTE ON THE ANNUAL REPORT ON DIRECTORS COMPENSATION | Management Proposal | F,N,A | F | 19-9952 | 94010 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFMM | F | 94010 |
MERLIN PROPERTIES SOCIMI S.A | ES0105025003 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 BQG05N3 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO IMPLEMENT AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE GENERAL MEETING | Management Proposal | F,N,A | F | 19-9952 | 94010 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFMM | F | 94010 |
MERLIN PROPERTIES SOCIMI S.A | ES0105025003 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 BQG05N3 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 10 APR 2019. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Please reference meeting materials. | M | 19-9952 | 94010 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFMM | M | 94010 | |
MERLIN PROPERTIES SOCIMI S.A | ES0105025003 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 BQG05N3 | SHAREHOLDERS HOLDING LESS THAN 500 SHARES (MINIMUM AMOUNT TO ATTEND THE MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO ATTEND THE MEETING. | Please reference meeting materials. | M | 19-9952 | 94010 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFMM | M | 94010 | |
BANGKOK BANK PUBLIC COMPANY LIMITED | TH0001010014 | Annual General Meeting | Y0606R119 | 5313855 6077019 B01DCW3 | TO APPROVE THE MINUTES OF THE 25TH ANNUAL ORDINARY MEETING OF SHAREHOLDERS HELD ON APRIL 12, 2018 | Management Proposal | F,N,A | F | 19-9952 | 113800 | 19-9952 | U.S. BANK | |||
BANGKOK BANK PUBLIC COMPANY LIMITED | TH0001010014 | Annual General Meeting | Y0606R119 | 5313855 6077019 B01DCW3 | TO ACKNOWLEDGE THE REPORT ON THE RESULTS OF OPERATIONS FOR THE YEAR 2018 AS PRESENTED IN THE ANNUAL REPORT | Management Proposal | F,N,A | F | 19-9952 | 113800 | 19-9952 | U.S. BANK | |||
BANGKOK BANK PUBLIC COMPANY LIMITED | TH0001010014 | Annual General Meeting | Y0606R119 | 5313855 6077019 B01DCW3 | TO ACKNOWLEDGE THE REPORT OF THE AUDIT COMMITTEE FOR THE YEAR 2018 | Management Proposal | F,N,A | F | 19-9952 | 113800 | 19-9952 | U.S. BANK | |||
BANGKOK BANK PUBLIC COMPANY LIMITED | TH0001010014 | Annual General Meeting | Y0606R119 | 5313855 6077019 B01DCW3 | TO APPROVE THE FINANCIAL STATEMENTS FOR THE PERIOD ENDED DECEMBER 31, 2018 | Management Proposal | F,N,A | F | 19-9952 | 113800 | 19-9952 | U.S. BANK | |||
BANGKOK BANK PUBLIC COMPANY LIMITED | TH0001010014 | Annual General Meeting | Y0606R119 | 5313855 6077019 B01DCW3 | TO APPROVE THE APPROPRIATION OF PROFIT AND THE PAYMENT OF DIVIDEND FOR THE YEAR 2018 | Management Proposal | F,N,A | F | 19-9952 | 113800 | 19-9952 | U.S. BANK | |||
BANGKOK BANK PUBLIC COMPANY LIMITED | TH0001010014 | Annual General Meeting | Y0606R119 | 5313855 6077019 B01DCW3 | TO ELECT DIRECTOR IN PLACE OF THOSE RETIRING BY ROTATION: MR. PITI SITHI-AMNUAI | Management Proposal | F,N,A | F | 19-9952 | 113800 | 19-9952 | U.S. BANK | |||
BANGKOK BANK PUBLIC COMPANY LIMITED | TH0001010014 | Annual General Meeting | Y0606R119 | 5313855 6077019 B01DCW3 | TO ELECT DIRECTOR IN PLACE OF THOSE RETIRING BY ROTATION: ADMIRAL PRACHET SIRIDEJ | Management Proposal | F,N,A | F | 19-9952 | 113800 | 19-9952 | U.S. BANK | |||
BANGKOK BANK PUBLIC COMPANY LIMITED | TH0001010014 | Annual General Meeting | Y0606R119 | 5313855 6077019 B01DCW3 | TO ELECT DIRECTOR IN PLACE OF THOSE RETIRING BY ROTATION: MR. PHORNTHEP PHORNPRAPHA | Management Proposal | F,N,A | F | 19-9952 | 113800 | 19-9952 | U.S. BANK | |||
BANGKOK BANK PUBLIC COMPANY LIMITED | TH0001010014 | Annual General Meeting | Y0606R119 | 5313855 6077019 B01DCW3 | TO ELECT DIRECTOR IN PLACE OF THOSE RETIRING BY ROTATION: MRS. GASINEE WITOONCHART | Management Proposal | F,N,A | F | 19-9952 | 113800 | 19-9952 | U.S. BANK | |||
BANGKOK BANK PUBLIC COMPANY LIMITED | TH0001010014 | Annual General Meeting | Y0606R119 | 5313855 6077019 B01DCW3 | TO ELECT DIRECTOR IN PLACE OF THOSE RETIRING BY ROTATION: MR. CHOKECHAI NILJIANSKUL | Management Proposal | F,N,A | F | 19-9952 | 113800 | 19-9952 | U.S. BANK | |||
BANGKOK BANK PUBLIC COMPANY LIMITED | TH0001010014 | Annual General Meeting | Y0606R119 | 5313855 6077019 B01DCW3 | TO ELECT DIRECTOR IN PLACE OF THOSE RETIRING BY ROTATION: MR. CHARAMPORN JOTIKASTHIRA | Management Proposal | F,N,A | F | 19-9952 | 113800 | 19-9952 | U.S. BANK | |||
BANGKOK BANK PUBLIC COMPANY LIMITED | TH0001010014 | Annual General Meeting | Y0606R119 | 5313855 6077019 B01DCW3 | TO ELECT A NEW DIRECTOR: MR. BOONSONG BUNYASARANAND | Management Proposal | F,N,A | F | 19-9952 | 113800 | 19-9952 | U.S. BANK | |||
BANGKOK BANK PUBLIC COMPANY LIMITED | TH0001010014 | Annual General Meeting | Y0606R119 | 5313855 6077019 B01DCW3 | TO ACKNOWLEDGE THE DIRECTORS' REMUNERATION FOR THE YEAR 2018 | Management Proposal | F,N,A | F | 19-9952 | 113800 | 19-9952 | U.S. BANK | |||
BANGKOK BANK PUBLIC COMPANY LIMITED | TH0001010014 | Annual General Meeting | Y0606R119 | 5313855 6077019 B01DCW3 | TO APPOINT THE AUDITORS AND DETERMINE THE REMUNERATION: DELOITTE TOUCHE TOHMATSU JAIYOS AUDIT CO., LTD. | Management Proposal | F,N,A | F | 19-9952 | 113800 | 19-9952 | U.S. BANK | |||
BANGKOK BANK PUBLIC COMPANY LIMITED | TH0001010014 | Annual General Meeting | Y0606R119 | 5313855 6077019 B01DCW3 | OTHER BUSINESS | Other Business | F,N,A | A | 19-9952 | 113800 | 19-9952 | U.S. BANK | |||
BANGKOK BANK PUBLIC COMPANY LIMITED | TH0001010014 | Annual General Meeting | Y0606R119 | 5313855 6077019 B01DCW3 | 08 MAR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR'S NAME AND ADDITION OF COMMENT AND CHANGE IN NUMBERING OF RESOLUTION 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Please reference meeting materials. | M | 19-9952 | 113800 | 19-9952 | U.S. BANK | ||||
BANGKOK BANK PUBLIC COMPANY LIMITED | TH0001010014 | Annual General Meeting | Y0606R119 | 5313855 6077019 B01DCW3 | 25 FEB 2019: IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN. | Please reference meeting materials. | M | 19-9952 | 113800 | 19-9952 | U.S. BANK | ||||
PROXIMUS SA | BE0003810273 | Annual General Meeting | B6951K109 | B00D9P6 B02PQC6 B1BDH03 B28FDQ7 BFM5Z46 BGPKBP8 BHZL9S7 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | Please reference meeting materials. | M | 19-9952 | 23680 | 19-9952 | U.S. BANK | MMMMMMFFFFFFFFFMM | M | 23680 | |
PROXIMUS SA | BE0003810273 | Annual General Meeting | B6951K109 | B00D9P6 B02PQC6 B1BDH03 B28FDQ7 BFM5Z46 BGPKBP8 BHZL9S7 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Please reference meeting materials. | M | 19-9952 | 23680 | 19-9952 | U.S. BANK | MMMMMMFFFFFFFFFMM | M | 23680 | |
PROXIMUS SA | BE0003810273 | Annual General Meeting | B6951K109 | B00D9P6 B02PQC6 B1BDH03 B28FDQ7 BFM5Z46 BGPKBP8 BHZL9S7 | EXAMINATION OF THE ANNUAL REPORTS OF THE BOARD OF DIRECTORS OF PROXIMUS SA UNDER PUBLIC LAW WITH REGARD TO THE ANNUAL ACCOUNTS AND THE CONSOLIDATED ANNUAL ACCOUNTS AT 31 DECEMBER 2018 | Non-Voting Proposal Note | M | 19-9952 | 23680 | 19-9952 | U.S. BANK | MMMMMMFFFFFFFFFMM | M | 23680 | |
PROXIMUS SA | BE0003810273 | Annual General Meeting | B6951K109 | B00D9P6 B02PQC6 B1BDH03 B28FDQ7 BFM5Z46 BGPKBP8 BHZL9S7 | EXAMINATION OF THE REPORTS OF THE BOARD OF AUDITORS OF PROXIMUS SA UNDER PUBLIC LAW WITH REGARD TO THE ANNUAL ACCOUNTS AND OF THE INDEPENDENT AUDITOR WITH REGARD TO THE CONSOLIDATED ANNUAL ACCOUNTS AT 31 DECEMBER 2018 | Non-Voting Proposal Note | M | 19-9952 | 23680 | 19-9952 | U.S. BANK | MMMMMMFFFFFFFFFMM | M | 23680 | |
PROXIMUS SA | BE0003810273 | Annual General Meeting | B6951K109 | B00D9P6 B02PQC6 B1BDH03 B28FDQ7 BFM5Z46 BGPKBP8 BHZL9S7 | EXAMINATION OF THE INFORMATION PROVIDED BY THE JOINT COMMITTEE | Non-Voting Proposal Note | M | 19-9952 | 23680 | 19-9952 | U.S. BANK | MMMMMMFFFFFFFFFMM | M | 23680 | |
PROXIMUS SA | BE0003810273 | Annual General Meeting | B6951K109 | B00D9P6 B02PQC6 B1BDH03 B28FDQ7 BFM5Z46 BGPKBP8 BHZL9S7 | EXAMINATION OF THE CONSOLIDATED ANNUAL ACCOUNTS AT 31 DECEMBER 2018 | Non-Voting Proposal Note | M | 19-9952 | 23680 | 19-9952 | U.S. BANK | MMMMMMFFFFFFFFFMM | M | 23680 | |
PROXIMUS SA | BE0003810273 | Annual General Meeting | B6951K109 | B00D9P6 B02PQC6 B1BDH03 B28FDQ7 BFM5Z46 BGPKBP8 BHZL9S7 | APPROVAL OF THE ANNUAL ACCOUNTS OF PROXIMUS SA UNDER PUBLIC LAW AT 31 DECEMBER 2018. MOTION FOR A RESOLUTION: APPROVAL OF THE ANNUAL ACCOUNTS WITH REGARD TO THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2018, INCLUDING THE FOLLOWING ALLOCATION OF THE RESULTS: (AS SPECIFIED) FOR 2018, THE GROSS DIVIDEND AMOUNTS TO EUR 1.50 PER SHARE, ENTITLING SHAREHOLDERS TO A DIVIDEND NET OF WITHHOLDING TAX OF EUR 1.05 PER SHARE, OF WHICH AN INTERIM DIVIDEND OF EUR 0.50 PER SHARE (EUR 0.35 PER SHARE NET OF WITHHOLDING TAX) WAS ALREADY PAID OUT ON 7 DECEMBER 2018; THIS MEANS THAT A GROSS DIVIDEND OF EUR 1.00 PER SHARE (EUR 0.70 PER SHARE NET OF WITHHOLDING TAX) WILL BE PAID ON 26 APRIL 2019. THE EX-DIVIDEND DATE IS FIXED ON 24 APRIL 2019, THE RECORD DATE IS 25 APRIL 2019 | Management Proposal | F,N,A | F | 19-9952 | 23680 | 19-9952 | U.S. BANK | MMMMMMFFFFFFFFFMM | F | 23680 |
PROXIMUS SA | BE0003810273 | Annual General Meeting | B6951K109 | B00D9P6 B02PQC6 B1BDH03 B28FDQ7 BFM5Z46 BGPKBP8 BHZL9S7 | APPROVAL OF THE REMUNERATION REPORT | Management Proposal | F,N,A | F | 19-9952 | 23680 | 19-9952 | U.S. BANK | MMMMMMFFFFFFFFFMM | F | 23680 |
PROXIMUS SA | BE0003810273 | Annual General Meeting | B6951K109 | B00D9P6 B02PQC6 B1BDH03 B28FDQ7 BFM5Z46 BGPKBP8 BHZL9S7 | GRANTING OF A DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2018 | Management Proposal | F,N,A | F | 19-9952 | 23680 | 19-9952 | U.S. BANK | MMMMMMFFFFFFFFFMM | F | 23680 |
PROXIMUS SA | BE0003810273 | Annual General Meeting | B6951K109 | B00D9P6 B02PQC6 B1BDH03 B28FDQ7 BFM5Z46 BGPKBP8 BHZL9S7 | GRANTING OF A DISCHARGE TO THE MEMBERS OF THE BOARD OF AUDITORS FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2018 | Management Proposal | F,N,A | F | 19-9952 | 23680 | 19-9952 | U.S. BANK | MMMMMMFFFFFFFFFMM | F | 23680 |
PROXIMUS SA | BE0003810273 | Annual General Meeting | B6951K109 | B00D9P6 B02PQC6 B1BDH03 B28FDQ7 BFM5Z46 BGPKBP8 BHZL9S7 | GRANTING OF A DISCHARGE TO THE INDEPENDENT AUDITORS DELOITTE STATUTORY AUDITORS SCRL, REPRESENTED BY MR. MICHEL DENAYER AND MR. NICO HOUTHAEVE, FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2018 | Management Proposal | F,N,A | F | 19-9952 | 23680 | 19-9952 | U.S. BANK | MMMMMMFFFFFFFFFMM | F | 23680 |
PROXIMUS SA | BE0003810273 | Annual General Meeting | B6951K109 | B00D9P6 B02PQC6 B1BDH03 B28FDQ7 BFM5Z46 BGPKBP8 BHZL9S7 | TO REAPPOINT MR. MARTIN DE PRYCKER UPON PROPOSAL BY THE BOARD OF DIRECTORS AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, AS INDEPENDENT BOARD MEMBER FOR A PERIOD, WHICH WILL EXPIRE AT THE ANNUAL GENERAL MEETING OF 2023 | Management Proposal | F,N,A | F | 19-9952 | 23680 | 19-9952 | U.S. BANK | MMMMMMFFFFFFFFFMM | F | 23680 |
PROXIMUS SA | BE0003810273 | Annual General Meeting | B6951K109 | B00D9P6 B02PQC6 B1BDH03 B28FDQ7 BFM5Z46 BGPKBP8 BHZL9S7 | TO REAPPOINT MRS. DOMINIQUE LEROY UPON PROPOSAL BY THE BOARD OF DIRECTORS AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, AS BOARD MEMBER FOR A PERIOD, WHICH WILL EXPIRE AT THE ANNUAL GENERAL MEETING OF 2023 | Management Proposal | F,N,A | F | 19-9952 | 23680 | 19-9952 | U.S. BANK | MMMMMMFFFFFFFFFMM | F | 23680 |
PROXIMUS SA | BE0003810273 | Annual General Meeting | B6951K109 | B00D9P6 B02PQC6 B1BDH03 B28FDQ7 BFM5Z46 BGPKBP8 BHZL9S7 | TO APPOINT MRS. CATHERINE RUTTEN UPON PROPOSAL BY THE BOARD OF DIRECTORS AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, AS INDEPENDENT BOARD MEMBER FOR A PERIOD WHICH WILL EXPIRE AT THE ANNUAL GENERAL MEETING OF 2023 | Management Proposal | F,N,A | F | 19-9952 | 23680 | 19-9952 | U.S. BANK | MMMMMMFFFFFFFFFMM | F | 23680 |
PROXIMUS SA | BE0003810273 | Annual General Meeting | B6951K109 | B00D9P6 B02PQC6 B1BDH03 B28FDQ7 BFM5Z46 BGPKBP8 BHZL9S7 | TO APPOINT DELOITTE BEDRIJFSREVISOREN CVBA/REVISEURS D'ENTREPRISES SCRL, REPRESENTED BY MR. GEERT VERSTRAETEN AND CDP PETIT & CO SPRL, REPRESENTED BY MR. DAMIEN PETIT, RESPONSIBLE FOR THE JOINT AUDIT OF THE CONSOLIDATED ACCOUNTS OF THE PROXIMUS GROUP, FOR A PERIOD OF THREE YEARS FOR AN ANNUAL AUDIT FEE OF 325,149 EUR (TO BE INDEXED ANNUALLY) | Management Proposal | F,N,A | F | 19-9952 | 23680 | 19-9952 | U.S. BANK | MMMMMMFFFFFFFFFMM | F | 23680 |
PROXIMUS SA | BE0003810273 | Annual General Meeting | B6951K109 | B00D9P6 B02PQC6 B1BDH03 B28FDQ7 BFM5Z46 BGPKBP8 BHZL9S7 | THE MEETING TAKES NOTE OF THE CHANGE OF THE PERMANENT REPRESENTATIVE OF DELOITTE BEDRIJFSREVISOREN CVBA/DELOITTE REVISEURS D'ENTREPRISES SCRL. DELOITTE BEDRIJFSREVISOREN CVBA/DELOITTE REVISEURS D'ENTREPRISES SCRL HAS DECIDED TO REPLACE MR MICHEL DENAYER AS PERMANENT REPRESENTATIVE BY MR. GEERT VERSTRAETEN FROM 17 APRIL 2019 | Non-Voting Proposal Note | M | 19-9952 | 23680 | 19-9952 | U.S. BANK | MMMMMMFFFFFFFFFMM | M | 23680 | |
PROXIMUS SA | BE0003810273 | Annual General Meeting | B6951K109 | B00D9P6 B02PQC6 B1BDH03 B28FDQ7 BFM5Z46 BGPKBP8 BHZL9S7 | MISCELLANEOUS | Non-Voting Proposal Note | M | 19-9952 | 23680 | 19-9952 | U.S. BANK | MMMMMMFFFFFFFFFMM | M | 23680 | |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | Please reference meeting materials. | M | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | M | 24611 | |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Please reference meeting materials. | M | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | M | 24611 | |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | MANAGEMENT REPORT OF THE BOARD OF DIRECTORS AND REPORTS OF THE STATUTORY AUDITOR ON THE 2018 FINANCIAL YEAR | Non-Voting Proposal Note | M | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | M | 24611 | |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | PRESENTATION OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2018 | Non-Voting Proposal Note | M | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | M | 24611 | |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | APPROVAL OF ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2018 | Management Proposal | F,N,A | F | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | F | 24611 |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | PROPOSAL FOR THE DISCHARGE TO BE GRANTED TO THE DIRECTORS FOR DUTIES PERFORMED DURING THE YEAR ENDED DECEMBER 31, 2018 | Management Proposal | F,N,A | F | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | F | 24611 |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | PROPOSAL FOR THE DISCHARGE TO BE GRANTED TO THE STATUTORY AUDITOR FOR DUTIES PERFORMED DURING THE YEAR ENDED DECEMBER 31, 2018 | Management Proposal | F,N,A | F | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | F | 24611 |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | ACKNOWLEDGMENT OF THE RESIGNATION OF ARNAUD VIAL AS DIRECTOR AT THE CONCLUSION OF THIS GENERAL SHAREHOLDERS' MEETING | Non-Voting Proposal Note | M | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | M | 24611 | |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | PROPOSAL TO APPOINT AS DIRECTOR: XAVIER LE CLEF FOR A FOUR-YEAR TERM | Management Proposal | F,N,A | F | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | F | 24611 |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | PROPOSAL TO APPOINT AS DIRECTOR: CLAUDE GENEREUX FOR A TWO-YEAR TERM | Management Proposal | F,N,A | F | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | F | 24611 |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | PROPOSAL TO RATIFY THE COOPTATION OF AGNES TOURAINE AS DIRECTOR FROM OCTOBER 31, 2018, FOR THE DURATION OF THE MANDATE LEFT VACANT, THAT IS UNTIL THE 2021 ORDINARY GENERAL SHAREHOLDERS' MEETING | Management Proposal | F,N,A | F | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | F | 24611 |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | PROPOSAL TO RE-ELECT FOR A FOUR-YEAR TERM, IN THEIR CAPACITY AS DIRECTOR, THE FOLLOWING DIRECTOR WHOSE CURRENT TERM OF OFFICE EXPIRES AT THE CONCLUSION OF THIS GENERAL SHAREHOLDERS' MEETING: ANTOINETTE D'ASPREMONT LYNDEN | Management Proposal | F,N,A | F | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | F | 24611 |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | PROPOSAL TO RE-ELECT FOR A FOUR-YEAR TERM, IN THEIR CAPACITY AS DIRECTOR, THE FOLLOWING DIRECTOR WHOSE CURRENT TERM OF OFFICE EXPIRES AT THE CONCLUSION OF THIS GENERAL SHAREHOLDERS' MEETING: PAUL DESMARAIS, JR | Management Proposal | F,N,A | F | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | F | 24611 |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | PROPOSAL TO RE-ELECT FOR A FOUR-YEAR TERM, IN THEIR CAPACITY AS DIRECTOR, THE FOLLOWING DIRECTOR WHOSE CURRENT TERM OF OFFICE EXPIRES AT THE CONCLUSION OF THIS GENERAL SHAREHOLDERS' MEETING: GERALD FRERE | Management Proposal | F,N,A | F | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | F | 24611 |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | PROPOSAL TO RE-ELECT FOR A FOUR-YEAR TERM, IN THEIR CAPACITY AS DIRECTOR, THE FOLLOWING DIRECTOR WHOSE CURRENT TERM OF OFFICE EXPIRES AT THE CONCLUSION OF THIS GENERAL SHAREHOLDERS' MEETING: CEDRIC FRERE | Management Proposal | F,N,A | F | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | F | 24611 |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | PROPOSAL TO RE-ELECT FOR A FOUR-YEAR TERM, IN THEIR CAPACITY AS DIRECTOR, THE FOLLOWING DIRECTOR WHOSE CURRENT TERM OF OFFICE EXPIRES AT THE CONCLUSION OF THIS GENERAL SHAREHOLDERS' MEETING: SEGOLENE GALLIENNE | Management Proposal | F,N,A | F | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | F | 24611 |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | PROPOSAL TO RE-ELECT FOR A FOUR-YEAR TERM, IN THEIR CAPACITY AS DIRECTOR, THE FOLLOWING DIRECTOR WHOSE CURRENT TERM OF OFFICE EXPIRES AT THE CONCLUSION OF THIS GENERAL SHAREHOLDERS' MEETING: GERARD LAMARCHE | Management Proposal | F,N,A | F | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | F | 24611 |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | PROPOSAL TO RE-ELECT FOR A FOUR-YEAR TERM, IN THEIR CAPACITY AS DIRECTOR, THE FOLLOWING DIRECTOR WHOSE CURRENT TERM OF OFFICE EXPIRES AT THE CONCLUSION OF THIS GENERAL SHAREHOLDERS' MEETING: MARIE POLET | Management Proposal | F,N,A | F | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | F | 24611 |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | PROPOSAL TO ESTABLISH IN ACCORDANCE WITH ARTICLE 526TER OF THE COMPANIES CODE, THE INDEPENDENCE OF THE FOLLOWING DIRECTOR: ANTOINETTE D'ASPREMONT LYNDEN | Management Proposal | F,N,A | F | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | F | 24611 |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | PROPOSAL TO ESTABLISH IN ACCORDANCE WITH ARTICLE 526TER OF THE COMPANIES CODE, THE INDEPENDENCE OF THE FOLLOWING DIRECTOR: MARIE POLET | Management Proposal | F,N,A | F | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | F | 24611 |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | PROPOSAL TO ESTABLISH IN ACCORDANCE WITH ARTICLE 526TER OF THE COMPANIES CODE, THE INDEPENDENCE OF THE FOLLOWING DIRECTOR: AGNES TOURAINE | Management Proposal | F,N,A | F | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | F | 24611 |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | PROPOSAL TO RENEW THE MANDATE OF THE STATUTORY AUDITOR, DELOITTE REVISEURS D'ENTREPRISES SC S.F.D. SCRL, REPRESENTED BY CORINE MAGNIN, FOR A TERM OF THREE YEARS AND TO SET ITS FEES AT EUR 76,500 A YEAR EXCLUSIVE OF VAT | Management Proposal | F,N,A | F | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | F | 24611 |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | PROPOSAL TO APPROVE THE BOARD OF DIRECTORS' REMUNERATION REPORT FOR THE 2018 FINANCIAL YEAR | Management Proposal | F,N,A | F | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | F | 24611 |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | PROPOSAL TO APPROVE THE OPTION PLAN ON SHARES, REFERRED TO IN THE REMUNERATION REPORT BY WHICH THE CEO MAY RECEIVE IN 2019 OPTIONS RELATING TO EXISTING SHARES OF A SUBSIDIARY OF THE COMPANY. THESE OPTIONS MAY BE EXERCISED UPON THE EXPIRATION OF A PERIOD OF THREE YEARS AFTER THEIR GRANTING PURSUANT TO ARTICLE 520TER OF THE COMPANIES CODE AND IF THE TSR AT THIS ANNIVERSARY DATE REACHES AT LEAST 5% PER YEAR ON AVERAGE FOR THE PERIOD SINCE THE GRANT. THIS CONDITION WILL HAVE TO BE MET AT EACH FURTHER ANNIVERSARY DATE FOR THE EXERCISES OF EACH SUBSEQUENT YEAR, THE TSR RELATING EACH TIME TO THE PERIOD SINCE THE GRANT. THE 2019 OPTION PLAN WILL ALSO BENEFIT TO THE STAFF | Management Proposal | F,N,A | F | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | F | 24611 |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | TO THE EXTENT NECESSARY, PROPOSAL TO APPROVE ALL CLAUSES OF THE AFOREMENTIONED PLAN AND ALL AGREEMENTS BETWEEN THE COMPANY AND THE HOLDERS OF OPTIONS, GIVING THESE HOLDERS THE RIGHT TO EXERCISE THEIR OPTIONS PRIOR TO THE EXPIRATION OF THE AFOREMENTIONED PERIOD OF THREE YEARS IN CASE OF A CHANGE OF CONTROL OF THE COMPANY, PURSUANT TO ARTICLES 520TER AND 556 OF THE COMPANIES CODE | Management Proposal | F,N,A | F | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | F | 24611 |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | PROPOSAL TO SET THE UNDERLYING VALUE OF THE ASSETS OF THE SUBSIDIARY ON WHICH THE OPTIONS TO BE GRANTED TO THE CEO IN 2019 WILL RELATE TO, IN THE FRAMEWORK OF THE AFOREMENTIONED PLAN, AT EUR 4.32 MILLION | Management Proposal | F,N,A | F | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | F | 24611 |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | REPORT OF THE BOARD OF DIRECTORS DRAWN UP PURSUANT TO ARTICLE 629 OF THE COMPANIES CODE WITH RESPECT TO THE SECURITY REFERRED TO IN THE PROPOSAL OF THE FOLLOWING RESOLUTION | Management Proposal | F,N,A | F | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | F | 24611 |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | PURSUANT TO ARTICLE 629 OF THE COMPANIES CODE, TO THE EXTENT NECESSARY, PROPOSAL TO APPROVE THE GRANT BY GBL OF A GUARANTEE TO A BANK WITH RESPECT TO THE CREDIT GRANTED BY THAT BANK TO THE SUBSIDIARY OF GBL, PERMITTING THE LATTER TO ACQUIRE GBL SHARES IN THE FRAMEWORK OF THE AFOREMENTIONED PLAN | Management Proposal | F,N,A | F | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | F | 24611 |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | MISCELLANEOUS | Non-Voting Proposal Note | M | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | M | 24611 | |
GROUPE BRUXELLES LAMBERT SA | BE0003797140 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | 28 MAR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 2.1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Please reference meeting materials. | M | 19-9952 | 24611 | 19-9952 | U.S. BANK | MMMMFFFMFFFFFFFFFFFFFFFFFFFFMM | M | 24611 | |
CRH PLC | IE0001827041 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 B01ZKD6 | REVIEW OF COMPANY'S AFFAIRS AND CONSIDERATION OF FINANCIAL STATEMENTS AND REPORTS OF DIRECTORS (INCLUDING THE GOVERNANCE APPENDIX) AND AUDITORS | Management Proposal | F,N,A | F | 19-9952 | 27245 | 19-9952 | U.S. BANK | FFAAFFNFFFFFFFFFFFFFFFFFF | F | 27245 |
CRH PLC | IE0001827041 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 B01ZKD6 | DECLARATION OF A DIVIDEND | Management Proposal | F,N,A | F | 19-9952 | 27245 | 19-9952 | U.S. BANK | FFAAFFNFFFFFFFFFFFFFFFFFF | F | 27245 |
CRH PLC | IE0001827041 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 B01ZKD6 | CONSIDERATION OF DIRECTORS' REMUNERATION REPORT | Management Proposal | F,N,A | F | 19-9952 | 27245 | 19-9952 | U.S. BANK | FFAAFFNFFFFFFFFFFFFFFFFFF | A | 27245 |
CRH PLC | IE0001827041 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 B01ZKD6 | APPROVAL OF NEW REMUNERATION POLICY | Management Proposal | F,N,A | F | 19-9952 | 27245 | 19-9952 | U.S. BANK | FFAAFFNFFFFFFFFFFFFFFFFFF | A | 27245 |
CRH PLC | IE0001827041 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 B01ZKD6 | DIRECTOR'S FEES | Management Proposal | F,N,A | F | 19-9952 | 27245 | 19-9952 | U.S. BANK | FFAAFFNFFFFFFFFFFFFFFFFFF | F | 27245 |
CRH PLC | IE0001827041 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 B01ZKD6 | RE-ELECTION OF DIRECTOR: R. BOUCHER | Management Proposal | F,N,A | F | 19-9952 | 27245 | 19-9952 | U.S. BANK | FFAAFFNFFFFFFFFFFFFFFFFFF | F | 27245 |
CRH PLC | IE0001827041 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 B01ZKD6 | RE-ELECTION OF DIRECTOR: N. HARTERY | Management Proposal | F,N,A | F | 19-9952 | 27245 | 19-9952 | U.S. BANK | FFAAFFNFFFFFFFFFFFFFFFFFF | N | 27245 |
CRH PLC | IE0001827041 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 B01ZKD6 | RE-ELECTION OF DIRECTOR: P.J. KENNEDY | Management Proposal | F,N,A | F | 19-9952 | 27245 | 19-9952 | U.S. BANK | FFAAFFNFFFFFFFFFFFFFFFFFF | F | 27245 |
CRH PLC | IE0001827041 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 B01ZKD6 | RE-ELECTION OF DIRECTOR: H.A. MCSHARRY | Management Proposal | F,N,A | F | 19-9952 | 27245 | 19-9952 | U.S. BANK | FFAAFFNFFFFFFFFFFFFFFFFFF | F | 27245 |
CRH PLC | IE0001827041 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 B01ZKD6 | RE-ELECTION OF DIRECTOR: A. MANIFOLD | Management Proposal | F,N,A | F | 19-9952 | 27245 | 19-9952 | U.S. BANK | FFAAFFNFFFFFFFFFFFFFFFFFF | F | 27245 |
CRH PLC | IE0001827041 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 B01ZKD6 | RE-ELECTION OF DIRECTOR: S. MURPHY | Management Proposal | F,N,A | F | 19-9952 | 27245 | 19-9952 | U.S. BANK | FFAAFFNFFFFFFFFFFFFFFFFFF | F | 27245 |
CRH PLC | IE0001827041 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 B01ZKD6 | RE-ELECTION OF DIRECTOR: G.L. PLATT | Management Proposal | F,N,A | F | 19-9952 | 27245 | 19-9952 | U.S. BANK | FFAAFFNFFFFFFFFFFFFFFFFFF | F | 27245 |
CRH PLC | IE0001827041 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 B01ZKD6 | RE-ELECTION OF DIRECTOR: M.K. RHINEHART | Management Proposal | F,N,A | F | 19-9952 | 27245 | 19-9952 | U.S. BANK | FFAAFFNFFFFFFFFFFFFFFFFFF | F | 27245 |
CRH PLC | IE0001827041 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 B01ZKD6 | RE-ELECTION OF DIRECTOR: L.J. RICHES | Management Proposal | F,N,A | F | 19-9952 | 27245 | 19-9952 | U.S. BANK | FFAAFFNFFFFFFFFFFFFFFFFFF | F | 27245 |
CRH PLC | IE0001827041 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 B01ZKD6 | RE-ELECTION OF DIRECTOR: H.TH. ROTTINGHUIS | Management Proposal | F,N,A | F | 19-9952 | 27245 | 19-9952 | U.S. BANK | FFAAFFNFFFFFFFFFFFFFFFFFF | F | 27245 |
CRH PLC | IE0001827041 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 B01ZKD6 | RE-ELECTION OF DIRECTOR: S. TALBOT | Management Proposal | F,N,A | F | 19-9952 | 27245 | 19-9952 | U.S. BANK | FFAAFFNFFFFFFFFFFFFFFFFFF | F | 27245 |
CRH PLC | IE0001827041 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 B01ZKD6 | RE-ELECTION OF DIRECTOR: W.J. TEUBER, JR | Management Proposal | F,N,A | F | 19-9952 | 27245 | 19-9952 | U.S. BANK | FFAAFFNFFFFFFFFFFFFFFFFFF | F | 27245 |
CRH PLC | IE0001827041 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 B01ZKD6 | REMUNERATION OF AUDITORS | Management Proposal | F,N,A | F | 19-9952 | 27245 | 19-9952 | U.S. BANK | FFAAFFNFFFFFFFFFFFFFFFFFF | F | 27245 |
CRH PLC | IE0001827041 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 B01ZKD6 | CONTINUATION OF ERNST & YOUNG AS AUDITORS | Management Proposal | F,N,A | F | 19-9952 | 27245 | 19-9952 | U.S. BANK | FFAAFFNFFFFFFFFFFFFFFFFFF | F | 27245 |
CRH PLC | IE0001827041 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 B01ZKD6 | AUTHORITY TO ALLOT SHARES | Management Proposal | F,N,A | F | 19-9952 | 27245 | 19-9952 | U.S. BANK | FFAAFFNFFFFFFFFFFFFFFFFFF | F | 27245 |
CRH PLC | IE0001827041 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 B01ZKD6 | DISAPPLICATION OF PRE-EMPTION RIGHTS (RE ALLOTMENT OF UP TO 5% FOR CASH AND FOR REGULATORY PURPOSES) | Management Proposal | F,N,A | F | 19-9952 | 27245 | 19-9952 | U.S. BANK | FFAAFFNFFFFFFFFFFFFFFFFFF | F | 27245 |
CRH PLC | IE0001827041 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 B01ZKD6 | DISAPPLICATION OF PRE-EMPTION RIGHTS (RE ALLOTMENT OF UP TO 5% FOR ACQUISITIONS/SPECIFIED CAPITAL INVESTMENTS) | Management Proposal | F,N,A | F | 19-9952 | 27245 | 19-9952 | U.S. BANK | FFAAFFNFFFFFFFFFFFFFFFFFF | F | 27245 |
CRH PLC | IE0001827041 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 B01ZKD6 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES | Management Proposal | F,N,A | F | 19-9952 | 27245 | 19-9952 | U.S. BANK | FFAAFFNFFFFFFFFFFFFFFFFFF | F | 27245 |
CRH PLC | IE0001827041 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 B01ZKD6 | AUTHORITY TO REISSUE TREASURY SHARES | Management Proposal | F,N,A | F | 19-9952 | 27245 | 19-9952 | U.S. BANK | FFAAFFNFFFFFFFFFFFFFFFFFF | F | 27245 |
CRH PLC | IE0001827041 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 B01ZKD6 | AUTHORITY TO OFFER SCRIP DIVIDENDS | Management Proposal | F,N,A | F | 19-9952 | 27245 | 19-9952 | U.S. BANK | FFAAFFNFFFFFFFFFFFFFFFFFF | F | 27245 |
GEA GROUP AG | DE0006602006 | Annual General Meeting | D28304109 | 4557104 B28HB58 BDQZKG5 BHZLGS6 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Please reference meeting materials. | M | 19-9952 | 32946 | 19-9952 | U.S. BANK | //////////// | / | 32946 | |
GEA GROUP AG | DE0006602006 | Annual General Meeting | D28304109 | 4557104 B28HB58 BDQZKG5 BHZLGS6 | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 05 APR 19 , WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU | Please reference meeting materials. | M | 19-9952 | 32946 | 19-9952 | U.S. BANK | //////////// | / | 32946 | |
GEA GROUP AG | DE0006602006 | Annual General Meeting | D28304109 | 4557104 B28HB58 BDQZKG5 BHZLGS6 | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 11/04/2019. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Please reference meeting materials. | M | 19-9952 | 32946 | 19-9952 | U.S. BANK | //////////// | / | 32946 | |
GEA GROUP AG | DE0006602006 | Annual General Meeting | D28304109 | 4557104 B28HB58 BDQZKG5 BHZLGS6 | PRESENTATION OF THE ADOPTED ANNUAL FINANCIAL STATEMENTS OF GEA GROUP AKTIENGESELLSCHAFT AND OF THE APPROVED CONSOLIDATED FINANCIAL STATEMENTS AS OF DECEMBER 31, 2018, OF THE GROUP MANAGEMENT REPORT COMBINED WITH THE MANAGEMENT REPORT OF GEA GROUP AKTIENGESELLSCHAFT FOR FISCAL YEAR 2018 INCLUDING THE EXPLANATORY REPORT OF THE EXECUTIVE BOARD ON THE INFORMATION PROVIDED IN ACCORDANCE WITH S. 289A PARA. 1 AND S. 315A PARA. 1 HGB (GERMAN COMMERCIAL CODE) AS WELL AS THE REPORT OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2018 | Non-Voting Proposal Note | M | 19-9952 | 32946 | 19-9952 | U.S. BANK | //////////// | / | 32946 | |
GEA GROUP AG | DE0006602006 | Annual General Meeting | D28304109 | 4557104 B28HB58 BDQZKG5 BHZLGS6 | APPROPRIATION OF NET EARNINGS: DISTRIBUTION OF A DIVIDEND OF EUR 0.85 | Management Proposal | F,N,A | F | 19-9952 | 32946 | 19-9952 | U.S. BANK | //////////// | / | 32946 |
GEA GROUP AG | DE0006602006 | Annual General Meeting | D28304109 | 4557104 B28HB58 BDQZKG5 BHZLGS6 | RATIFICATION OF THE ACTS OF THE MEMBERS OF THE EXECUTIVE BOARD IN FISCAL YEAR 2018 | Management Proposal | F,N,A | F | 19-9952 | 32946 | 19-9952 | U.S. BANK | //////////// | / | 32946 |
GEA GROUP AG | DE0006602006 | Annual General Meeting | D28304109 | 4557104 B28HB58 BDQZKG5 BHZLGS6 | RATIFICATION OF THE ACTS OF THE MEMBERS OF THE SUPERVISORY BOARD IN FISCAL YEAR 2018 | Management Proposal | F,N,A | F | 19-9952 | 32946 | 19-9952 | U.S. BANK | //////////// | / | 32946 |
GEA GROUP AG | DE0006602006 | Annual General Meeting | D28304109 | 4557104 B28HB58 BDQZKG5 BHZLGS6 | ELECTION OF THE AUDITOR FOR THE FISCAL YEAR 2019: KPMG AG WIRTSCHAFTSPRUFUNGSGESELLSCHAFT | Management Proposal | F,N,A | F | 19-9952 | 32946 | 19-9952 | U.S. BANK | //////////// | / | 32946 |
GEA GROUP AG | DE0006602006 | Annual General Meeting | D28304109 | 4557104 B28HB58 BDQZKG5 BHZLGS6 | ELECTION TO THE SUPERVISORY BOARD: MR. COLIN HALL | Management Proposal | F,N,A | F | 19-9952 | 32946 | 19-9952 | U.S. BANK | //////////// | / | 32946 |
GEA GROUP AG | DE0006602006 | Annual General Meeting | D28304109 | 4557104 B28HB58 BDQZKG5 BHZLGS6 | AMENDMENT OF S. 15 OF THE ARTICLES OF ASSOCIATION (REMUNERATION OF SUPERVISORY BOARD COMMITTEES) | Management Proposal | F,N,A | F | 19-9952 | 32946 | 19-9952 | U.S. BANK | //////////// | / | 32946 |
GEA GROUP AG | DE0006602006 | Annual General Meeting | D28304109 | 4557104 B28HB58 BDQZKG5 BHZLGS6 | SAY ON PAY | Management Proposal | F,N,A | F | 19-9952 | 32946 | 19-9952 | U.S. BANK | //////////// | / | 32946 |
GEA GROUP AG | DE0006602006 | Annual General Meeting | D28304109 | 4557104 B28HB58 BDQZKG5 BHZLGS6 | WITH REGARD TO ANY SHAREHOLDERS MOTIONS AND PROPOSALS FOR ELECTIONS WHICH WERE NOT PUBLISHED PRIOR TO THE ANNUAL GENERAL MEETING BUT SUBMITTED AT THE OCCASION OF THE ANNUAL GENERAL MEETING | Shareholder Proposal | F,N,A | / | 19-9952 | 32946 | 19-9952 | U.S. BANK | //////////// | / | 32946 |
SANOFI SA | FR0000120578 | MIX | F5548N101 | 5671735 5696589 B01DR51 B0CRGJ9 B114ZY6 B19GKJ4 BF447L2 | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Please reference meeting materials. | M | 19-9952 | 18565 | 19-9952 | U.S. BANK | MMMMFFFFFFFFFFFFNNNFNNFFFFF | M | 18565 | |
SANOFI SA | FR0000120578 | MIX | F5548N101 | 5671735 5696589 B01DR51 B0CRGJ9 B114ZY6 B19GKJ4 BF447L2 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Please reference meeting materials. | M | 19-9952 | 18565 | 19-9952 | U.S. BANK | MMMMFFFFFFFFFFFFNNNFNNFFFFF | M | 18565 | |
SANOFI SA | FR0000120578 | MIX | F5548N101 | 5671735 5696589 B01DR51 B0CRGJ9 B114ZY6 B19GKJ4 BF447L2 | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Please reference meeting materials. | M | 19-9952 | 18565 | 19-9952 | U.S. BANK | MMMMFFFFFFFFFFFFNNNFNNFFFFF | M | 18565 | |
SANOFI SA | FR0000120578 | MIX | F5548N101 | 5671735 5696589 B01DR51 B0CRGJ9 B114ZY6 B19GKJ4 BF447L2 | 08 APR 2019: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.fr/publications/balo/pdf/2019/0313/201903131900552.pdf AND https://www.journal-officiel.gouv.fr/publications/balo/pdf/2019/0408/201904081900931.pdf; PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF THE URL LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Please reference meeting materials. | M | 19-9952 | 18565 | 19-9952 | U.S. BANK | MMMMFFFFFFFFFFFFNNNFNNFFFFF | M | 18565 | |
SANOFI SA | FR0000120578 | MIX | F5548N101 | 5671735 5696589 B01DR51 B0CRGJ9 B114ZY6 B19GKJ4 BF447L2 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 - APPROVAL OF NON-DEDUCTIBLE EXPENSES AND COSTS | Management Proposal | F,N,A | F | 19-9952 | 18565 | 19-9952 | U.S. BANK | MMMMFFFFFFFFFFFFNNNFNNFFFFF | F | 18565 |
SANOFI SA | FR0000120578 | MIX | F5548N101 | 5671735 5696589 B01DR51 B0CRGJ9 B114ZY6 B19GKJ4 BF447L2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 | Management Proposal | F,N,A | F | 19-9952 | 18565 | 19-9952 | U.S. BANK | MMMMFFFFFFFFFFFFNNNFNNFFFFF | F | 18565 |
SANOFI SA | FR0000120578 | MIX | F5548N101 | 5671735 5696589 B01DR51 B0CRGJ9 B114ZY6 B19GKJ4 BF447L2 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 AND SETTING OF THE DIVIDEND: EUR 3.07 PER SHARE | Management Proposal | F,N,A | F | 19-9952 | 18565 | 19-9952 | U.S. BANK | MMMMFFFFFFFFFFFFNNNFNNFFFFF | F | 18565 |
SANOFI SA | FR0000120578 | MIX | F5548N101 | 5671735 5696589 B01DR51 B0CRGJ9 B114ZY6 B19GKJ4 BF447L2 | RENEWAL OF THE TERM OF OFFICE OF MR. SERGE WEINBERG AS DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 18565 | 19-9952 | U.S. BANK | MMMMFFFFFFFFFFFFNNNFNNFFFFF | F | 18565 |
SANOFI SA | FR0000120578 | MIX | F5548N101 | 5671735 5696589 B01DR51 B0CRGJ9 B114ZY6 B19GKJ4 BF447L2 | RENEWAL OF THE TERM OF OFFICE OF MR. SUET-FERN LEE AS DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 18565 | 19-9952 | U.S. BANK | MMMMFFFFFFFFFFFFNNNFNNFFFFF | F | 18565 |
SANOFI SA | FR0000120578 | MIX | F5548N101 | 5671735 5696589 B01DR51 B0CRGJ9 B114ZY6 B19GKJ4 BF447L2 | RATIFICATION OF THE CO-OPTATION OF MR. CHRISTOPHE BABULE AS DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 18565 | 19-9952 | U.S. BANK | MMMMFFFFFFFFFFFFNNNFNNFFFFF | F | 18565 |
SANOFI SA | FR0000120578 | MIX | F5548N101 | 5671735 5696589 B01DR51 B0CRGJ9 B114ZY6 B19GKJ4 BF447L2 | COMPENSATION POLICY OF THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | F | 19-9952 | 18565 | 19-9952 | U.S. BANK | MMMMFFFFFFFFFFFFNNNFNNFFFFF | F | 18565 |
SANOFI SA | FR0000120578 | MIX | F5548N101 | 5671735 5696589 B01DR51 B0CRGJ9 B114ZY6 B19GKJ4 BF447L2 | COMPENSATION POLICY OF THE CHIEF EXECUTIVE OFFICER | Management Proposal | F,N,A | F | 19-9952 | 18565 | 19-9952 | U.S. BANK | MMMMFFFFFFFFFFFFNNNFNNFFFFF | F | 18565 |
SANOFI SA | FR0000120578 | MIX | F5548N101 | 5671735 5696589 B01DR51 B0CRGJ9 B114ZY6 B19GKJ4 BF447L2 | APPROVAL OF THE PAYMENT, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018, AND THE ALLOCATION OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND TO MR. SERGE WEINBERG, CHAIRMAN OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | F | 19-9952 | 18565 | 19-9952 | U.S. BANK | MMMMFFFFFFFFFFFFNNNFNNFFFFF | F | 18565 |
SANOFI SA | FR0000120578 | MIX | F5548N101 | 5671735 5696589 B01DR51 B0CRGJ9 B114ZY6 B19GKJ4 BF447L2 | APPROVAL OF THE PAYMENT, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018, AND THE ALLOCATION OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND TO MR. OLIVIER BRANDICOURT, CHIEF EXECUTIVE OFFICER | Management Proposal | F,N,A | F | 19-9952 | 18565 | 19-9952 | U.S. BANK | MMMMFFFFFFFFFFFFNNNFNNFFFFF | F | 18565 |
SANOFI SA | FR0000120578 | MIX | F5548N101 | 5671735 5696589 B01DR51 B0CRGJ9 B114ZY6 B19GKJ4 BF447L2 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S SHARES (USABLE OUTSIDE OF PUBLIC OFFERS | Management Proposal | F,N,A | F | 19-9952 | 18565 | 19-9952 | U.S. BANK | MMMMFFFFFFFFFFFFNNNFNNFFFFF | F | 18565 |
SANOFI SA | FR0000120578 | MIX | F5548N101 | 5671735 5696589 B01DR51 B0CRGJ9 B114ZY6 B19GKJ4 BF447L2 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES | Management Proposal | F,N,A | F | 19-9952 | 18565 | 19-9952 | U.S. BANK | MMMMFFFFFFFFFFFFNNNFNNFFFFF | F | 18565 |
SANOFI SA | FR0000120578 | MIX | F5548N101 | 5671735 5696589 B01DR51 B0CRGJ9 B114ZY6 B19GKJ4 BF447L2 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY AND/OR ANY OTHER COMPANY (USABLE OUTSIDE OF PUBLIC OFFERINGS PERIODS) | Management Proposal | F,N,A | F | 19-9952 | 18565 | 19-9952 | U.S. BANK | MMMMFFFFFFFFFFFFNNNFNNFFFFF | N | 18565 |
SANOFI SA | FR0000120578 | MIX | F5548N101 | 5671735 5696589 B01DR51 B0CRGJ9 B114ZY6 B19GKJ4 BF447L2 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY AND/OR ANY OTHER COMPANY, BY PUBLIC OFFERING (USABLE OUTSIDE OF PUBLIC OFFERINGS PERIODS) | Management Proposal | F,N,A | F | 19-9952 | 18565 | 19-9952 | U.S. BANK | MMMMFFFFFFFFFFFFNNNFNNFFFFF | N | 18565 |
SANOFI SA | FR0000120578 | MIX | F5548N101 | 5671735 5696589 B01DR51 B0CRGJ9 B114ZY6 B19GKJ4 BF447L2 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY AND/OR OF ANY OTHER COMPANY, BY PRIVATE PLACEMENT (USABLE OUTSIDE OF PUBLIC OFFERINGS PERIODS) | Management Proposal | F,N,A | F | 19-9952 | 18565 | 19-9952 | U.S. BANK | MMMMFFFFFFFFFFFFNNNFNNFFFFF | N | 18565 |
SANOFI SA | FR0000120578 | MIX | F5548N101 | 5671735 5696589 B01DR51 B0CRGJ9 B114ZY6 B19GKJ4 BF447L2 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUANCE OF DEBT SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY'S SUBSIDIARIES AND/OR OF ANY OTHER COMPANY (USABLE OUTSIDE OF PUBLIC OFFERINGS PERIODS) | Management Proposal | F,N,A | F | 19-9952 | 18565 | 19-9952 | U.S. BANK | MMMMFFFFFFFFFFFFNNNFNNFFFFF | F | 18565 |
SANOFI SA | FR0000120578 | MIX | F5548N101 | 5671735 5696589 B01DR51 B0CRGJ9 B114ZY6 B19GKJ4 BF447L2 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF ISSUING COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY AND/OR OF ANY OTHER COMPANY WITH OR WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT (USABLE OUTSIDE OF PUBLIC OFFERINGS PERIODS) | Management Proposal | F,N,A | F | 19-9952 | 18565 | 19-9952 | U.S. BANK | MMMMFFFFFFFFFFFFNNNFNNFFFFF | N | 18565 |
SANOFI SA | FR0000120578 | MIX | F5548N101 | 5671735 5696589 B01DR51 B0CRGJ9 B114ZY6 B19GKJ4 BF447L2 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, ONE OF ITS SUBSIDIARIES AND/OR ANOTHER COMPANY IN CONSIDERATION OF CONTRIBUTIONS IN KIND (USABLE OUTSIDE OF PUBLIC OFFERINGS PERIODS) | Management Proposal | F,N,A | F | 19-9952 | 18565 | 19-9952 | U.S. BANK | MMMMFFFFFFFFFFFFNNNFNNFFFFF | N | 18565 |
SANOFI SA | FR0000120578 | MIX | F5548N101 | 5671735 5696589 B01DR51 B0CRGJ9 B114ZY6 B19GKJ4 BF447L2 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO GRANT, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT, SHARE SUBSCRIPTION OR SHARE PURCHASE OPTIONS | Management Proposal | F,N,A | F | 19-9952 | 18565 | 19-9952 | U.S. BANK | MMMMFFFFFFFFFFFFNNNFNNFFFFF | F | 18565 |
SANOFI SA | FR0000120578 | MIX | F5548N101 | 5671735 5696589 B01DR51 B0CRGJ9 B114ZY6 B19GKJ4 BF447L2 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH THE ALLOTMENT OF FREE EXISTING SHARES OR SHARES TO BE ISSUED FOR THE BENEFIT OF SALARIED EMPLOYEES MEMBERS AND CORPORATE OFFICERS OF THE GROUP OR SOME OF THEM | Management Proposal | F,N,A | F | 19-9952 | 18565 | 19-9952 | U.S. BANK | MMMMFFFFFFFFFFFFNNNFNNFFFFF | F | 18565 |
SANOFI SA | FR0000120578 | MIX | F5548N101 | 5671735 5696589 B01DR51 B0CRGJ9 B114ZY6 B19GKJ4 BF447L2 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL BY CAPITALIZING PREMIUMS, RESERVES, PROFITS OR OTHERS (USABLE OUTSIDE OF PUBLIC OFFERINGS PERIODS) | Management Proposal | F,N,A | F | 19-9952 | 18565 | 19-9952 | U.S. BANK | MMMMFFFFFFFFFFFFNNNFNNFFFFF | F | 18565 |
SANOFI SA | FR0000120578 | MIX | F5548N101 | 5671735 5696589 B01DR51 B0CRGJ9 B114ZY6 B19GKJ4 BF447L2 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUANCE OF SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY RESERVED FOR MEMBERS OF SAVINGS PLANS WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF THE LATTER | Management Proposal | F,N,A | F | 19-9952 | 18565 | 19-9952 | U.S. BANK | MMMMFFFFFFFFFFFFNNNFNNFFFFF | F | 18565 |
SANOFI SA | FR0000120578 | MIX | F5548N101 | 5671735 5696589 B01DR51 B0CRGJ9 B114ZY6 B19GKJ4 BF447L2 | POWERS TO CARRY OUT FORMALITIES | Management Proposal | F,N,A | F | 19-9952 | 18565 | 19-9952 | U.S. BANK | MMMMFFFFFFFFFFFFNNNFNNFFFFF | F | 18565 |
LANCASHIRE HOLDINGS LTD | BMG5361W1047 | Annual General Meeting | G5361W104 | B0PYHC7 B11Y5W4 B18Q4J3 B2B15J9 | TO RECEIVE THE COMPANY'S AUDITED CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2018 TOGETHER WITH THE DIRECTOR'S AND AUDITOR'S REPORTS THEREON | Management Proposal | F,N,A | F | 19-9952 | 204889 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFM | F | 204889 |
LANCASHIRE HOLDINGS LTD | BMG5361W1047 | Annual General Meeting | G5361W104 | B0PYHC7 B11Y5W4 B18Q4J3 B2B15J9 | TO APPROVE THE 2018 ANNUAL REPORT ON REMUNERATION | Management Proposal | F,N,A | F | 19-9952 | 204889 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFM | F | 204889 |
LANCASHIRE HOLDINGS LTD | BMG5361W1047 | Annual General Meeting | G5361W104 | B0PYHC7 B11Y5W4 B18Q4J3 B2B15J9 | TO RE-ELECT PETER CLARKE AS A DIRECTOR OF THE COMPANY | Management Proposal | F,N,A | F | 19-9952 | 204889 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFM | F | 204889 |
LANCASHIRE HOLDINGS LTD | BMG5361W1047 | Annual General Meeting | G5361W104 | B0PYHC7 B11Y5W4 B18Q4J3 B2B15J9 | TO RE-ELECT MICHAEL DAWSON AS A DIRECTOR OF THE COMPANY | Management Proposal | F,N,A | F | 19-9952 | 204889 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFM | F | 204889 |
LANCASHIRE HOLDINGS LTD | BMG5361W1047 | Annual General Meeting | G5361W104 | B0PYHC7 B11Y5W4 B18Q4J3 B2B15J9 | TO RE-ELECT SIMON FRASER AS A DIRECTOR OF THE COMPANY | Management Proposal | F,N,A | F | 19-9952 | 204889 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFM | F | 204889 |
LANCASHIRE HOLDINGS LTD | BMG5361W1047 | Annual General Meeting | G5361W104 | B0PYHC7 B11Y5W4 B18Q4J3 B2B15J9 | TO RE-ELECT SAMANTHA HOE-RICHARDSON AS A DIRECTOR OF THE COMPANY | Management Proposal | F,N,A | F | 19-9952 | 204889 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFM | F | 204889 |
LANCASHIRE HOLDINGS LTD | BMG5361W1047 | Annual General Meeting | G5361W104 | B0PYHC7 B11Y5W4 B18Q4J3 B2B15J9 | TO RE-ELECT ROBERT LUSARDI AS A DIRECTOR OF THE COMPANY | Management Proposal | F,N,A | F | 19-9952 | 204889 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFM | F | 204889 |
LANCASHIRE HOLDINGS LTD | BMG5361W1047 | Annual General Meeting | G5361W104 | B0PYHC7 B11Y5W4 B18Q4J3 B2B15J9 | TO RE-ELECT ALEX MALONEY AS A DIRECTOR OF THE COMPANY | Management Proposal | F,N,A | F | 19-9952 | 204889 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFM | F | 204889 |
LANCASHIRE HOLDINGS LTD | BMG5361W1047 | Annual General Meeting | G5361W104 | B0PYHC7 B11Y5W4 B18Q4J3 B2B15J9 | TO RE-ELECT ELAINE WHELAN AS A DIRECTOR OF THE COMPANY | Management Proposal | F,N,A | F | 19-9952 | 204889 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFM | F | 204889 |
LANCASHIRE HOLDINGS LTD | BMG5361W1047 | Annual General Meeting | G5361W104 | B0PYHC7 B11Y5W4 B18Q4J3 B2B15J9 | TO ELECT SALLY WILLIAMS AS A DIRECTOR OF THE COMPANY | Management Proposal | F,N,A | F | 19-9952 | 204889 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFM | F | 204889 |
LANCASHIRE HOLDINGS LTD | BMG5361W1047 | Annual General Meeting | G5361W104 | B0PYHC7 B11Y5W4 B18Q4J3 B2B15J9 | TO RE-APPOINT KPMG LLP AS AUDITORS OF THE COMPANY | Management Proposal | F,N,A | F | 19-9952 | 204889 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFM | F | 204889 |
LANCASHIRE HOLDINGS LTD | BMG5361W1047 | Annual General Meeting | G5361W104 | B0PYHC7 B11Y5W4 B18Q4J3 B2B15J9 | TO AUTHORISE THE BOARD TO SET THE AUDITOR'S REMUNERATION | Management Proposal | F,N,A | F | 19-9952 | 204889 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFM | F | 204889 |
LANCASHIRE HOLDINGS LTD | BMG5361W1047 | Annual General Meeting | G5361W104 | B0PYHC7 B11Y5W4 B18Q4J3 B2B15J9 | TO GRANT THE DIRECTORS OF THE COMPANY A GENERAL AND UNCONDITIONAL AUTHORITY TO ALLOT SHARES | Management Proposal | F,N,A | F | 19-9952 | 204889 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFM | F | 204889 |
LANCASHIRE HOLDINGS LTD | BMG5361W1047 | Annual General Meeting | G5361W104 | B0PYHC7 B11Y5W4 B18Q4J3 B2B15J9 | SUBJECT TO THE APPROVAL OF RESOLUTION 13 TO AUTHORISE THE DIRECTORS OF THE COMPANY TO ALLOT SHARES FOR CASH ON A NON-PRE-EMPTIVE BASIS UP TO AN AGGREGATE NOMINAL VALUE OF FIVE PER CENT OF ISSUED SHARE CAPITAL | Management Proposal | F,N,A | F | 19-9952 | 204889 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFM | F | 204889 |
LANCASHIRE HOLDINGS LTD | BMG5361W1047 | Annual General Meeting | G5361W104 | B0PYHC7 B11Y5W4 B18Q4J3 B2B15J9 | SUBJECT TO THE APPROVAL OF RESOLUTIONS 13 AND 14, TO AUTHORISE THE DIRECTORS OF THE COMPANY TO ALLOT SHARES FOR CASH ON A NON-PRE-EMPTIVE BASIS UP TO AN AGGREGATE NOMINAL VALUE OF A FURTHER FIVE PER CENT OF ISSUED SHARE CAPITAL | Management Proposal | F,N,A | F | 19-9952 | 204889 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFM | F | 204889 |
LANCASHIRE HOLDINGS LTD | BMG5361W1047 | Annual General Meeting | G5361W104 | B0PYHC7 B11Y5W4 B18Q4J3 B2B15J9 | SUBJECT TO THE APPROVAL OF RESOLUTIONS 13, 14 AND 15, TO AUTHORISE THE DIRECTORS OF THE COMPANY TO ALLOT SHARES FOR CASH ON A NON-PRE-EMPTIVE BASIS UP TO AN AGGREGATE NOMINAL VALUE OF A FURTHER FIVE PER CENT OF ISSUED SHARE CAPITAL | Management Proposal | F,N,A | F | 19-9952 | 204889 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFM | F | 204889 |
LANCASHIRE HOLDINGS LTD | BMG5361W1047 | Annual General Meeting | G5361W104 | B0PYHC7 B11Y5W4 B18Q4J3 B2B15J9 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management Proposal | F,N,A | F | 19-9952 | 204889 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFM | F | 204889 |
LANCASHIRE HOLDINGS LTD | BMG5361W1047 | Annual General Meeting | G5361W104 | B0PYHC7 B11Y5W4 B18Q4J3 B2B15J9 | 19 MAR 2019:PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 17 AND CHANGE IN RECORD DATE FROM 30 APRIL 2019 TO 29 MARCH 2019. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Please reference meeting materials. | M | 19-9952 | 204889 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFM | M | 204889 | |
UNILEVER NV | NL0000009355 | Annual General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | DISCUSSION OF THE ANNUAL REPORT AND ACCOUNTS FOR THE 2018 FINANCIAL YEAR | Non-Voting Proposal Note | M | 19-9952 | 29662 | 19-9952 | U.S. BANK | ///////////////////////// | / | 29662 | |
UNILEVER NV | NL0000009355 | Annual General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | APPROVE FINANCIAL STATEMENTS AND ALLOCATION OF INCOME | Management Proposal | F,N,A | F | 19-9952 | 29662 | 19-9952 | U.S. BANK | ///////////////////////// | / | 29662 |
UNILEVER NV | NL0000009355 | Annual General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | APPROVE REMUNERATION REPORT | Management Proposal | F,N,A | F | 19-9952 | 29662 | 19-9952 | U.S. BANK | ///////////////////////// | / | 29662 |
UNILEVER NV | NL0000009355 | Annual General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | APPROVE DISCHARGE OF EXECUTIVE BOARD MEMBERS | Management Proposal | F,N,A | F | 19-9952 | 29662 | 19-9952 | U.S. BANK | ///////////////////////// | / | 29662 |
UNILEVER NV | NL0000009355 | Annual General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | APPROVE DISCHARGE OF NON-EXECUTIVE BOARD MEMBERS | Management Proposal | F,N,A | F | 19-9952 | 29662 | 19-9952 | U.S. BANK | ///////////////////////// | / | 29662 |
UNILEVER NV | NL0000009355 | Annual General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | RE-ELECT N S ANDERSEN AS NON-EXECUTIVE DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 29662 | 19-9952 | U.S. BANK | ///////////////////////// | / | 29662 |
UNILEVER NV | NL0000009355 | Annual General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | RE-ELECT L M CHA AS NON-EXECUTIVE DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 29662 | 19-9952 | U.S. BANK | ///////////////////////// | / | 29662 |
UNILEVER NV | NL0000009355 | Annual General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | RE-ELECT V COLAO AS NON-EXECUTIVE DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 29662 | 19-9952 | U.S. BANK | ///////////////////////// | / | 29662 |
UNILEVER NV | NL0000009355 | Annual General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | RE-ELECT M DEKKERS AS NON-EXECUTIVE DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 29662 | 19-9952 | U.S. BANK | ///////////////////////// | / | 29662 |
UNILEVER NV | NL0000009355 | Annual General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | RE-ELECT J HARTMANN AS NON-EXECUTIVE DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 29662 | 19-9952 | U.S. BANK | ///////////////////////// | / | 29662 |
UNILEVER NV | NL0000009355 | Annual General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | RE-ELECT A JUNG AS NON-EXECUTIVE DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 29662 | 19-9952 | U.S. BANK | ///////////////////////// | / | 29662 |
UNILEVER NV | NL0000009355 | Annual General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | RE-ELECT M MA AS NON-EXECUTIVE DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 29662 | 19-9952 | U.S. BANK | ///////////////////////// | / | 29662 |
UNILEVER NV | NL0000009355 | Annual General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | RE-ELECT S MASIYIWA AS NON-EXECUTIVE DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 29662 | 19-9952 | U.S. BANK | ///////////////////////// | / | 29662 |
UNILEVER NV | NL0000009355 | Annual General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | RE-ELECT Y MOON AS NON-EXECUTIVE DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 29662 | 19-9952 | U.S. BANK | ///////////////////////// | / | 29662 |
UNILEVER NV | NL0000009355 | Annual General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | RE-ELECT G PITKETHLY AS EXECUTIVE DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 29662 | 19-9952 | U.S. BANK | ///////////////////////// | / | 29662 |
UNILEVER NV | NL0000009355 | Annual General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | RE-ELECT J RISHTON AS NON-EXECUTIVE DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 29662 | 19-9952 | U.S. BANK | ///////////////////////// | / | 29662 |
UNILEVER NV | NL0000009355 | Annual General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | RE-ELECT F SIJBESMA AS NON-EXECUTIVE DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 29662 | 19-9952 | U.S. BANK | ///////////////////////// | / | 29662 |
UNILEVER NV | NL0000009355 | Annual General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | ELECT A JOPE AS EXECUTIVE DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 29662 | 19-9952 | U.S. BANK | ///////////////////////// | / | 29662 |
UNILEVER NV | NL0000009355 | Annual General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | ELECT S KILSBY AS NON-EXECUTIVE DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 29662 | 19-9952 | U.S. BANK | ///////////////////////// | / | 29662 |
UNILEVER NV | NL0000009355 | Annual General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | RATIFY KPMG AS AUDITORS | Management Proposal | F,N,A | F | 19-9952 | 29662 | 19-9952 | U.S. BANK | ///////////////////////// | / | 29662 |
UNILEVER NV | NL0000009355 | Annual General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL AND DEPOSITARY RECEIPTS | Management Proposal | F,N,A | F | 19-9952 | 29662 | 19-9952 | U.S. BANK | ///////////////////////// | / | 29662 |
UNILEVER NV | NL0000009355 | Annual General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | APPROVE REDUCTION IN SHARE CAPITAL THROUGH CANCELLATION OF ORDINARY SHARES AND DEPOSITARY RECEIPTS THEREOF | Management Proposal | F,N,A | F | 19-9952 | 29662 | 19-9952 | U.S. BANK | ///////////////////////// | / | 29662 |
UNILEVER NV | NL0000009355 | Annual General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | GRANT BOARD AUTHORITY TO ISSUE SHARES | Management Proposal | F,N,A | F | 19-9952 | 29662 | 19-9952 | U.S. BANK | ///////////////////////// | / | 29662 |
UNILEVER NV | NL0000009355 | Annual General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE RIGHTS FROM SHARE ISSUANCES FOR GENERAL CORPORATE PURPOSES | Management Proposal | F,N,A | F | 19-9952 | 29662 | 19-9952 | U.S. BANK | ///////////////////////// | / | 29662 |
UNILEVER NV | NL0000009355 | Annual General Meeting | N8981F271 | B12T3J1 B15CPS0 B15G6S9 B15RB98 B1XH7K3 B4MPSY0 BF448Q4 | AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE RIGHTS FROM SHARE ISSUANCES FOR ACQUISITION PURPOSES | Management Proposal | F,N,A | F | 19-9952 | 29662 | 19-9952 | U.S. BANK | ///////////////////////// | / | 29662 |
GLAXOSMITHKLINE PLC | GB0009252882 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO RECEIVE AND ADOPT THE 2018 ANNUAL REPORT | Management Proposal | F,N,A | F | 19-9952 | 61290 | 19-9952 | U.S. BANK | FNFFFFFFFFFFFFFNFNNFNFM | F | 61290 |
GLAXOSMITHKLINE PLC | GB0009252882 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION | Management Proposal | F,N,A | F | 19-9952 | 61290 | 19-9952 | U.S. BANK | FNFFFFFFFFFFFFFNFNNFNFM | N | 61290 |
GLAXOSMITHKLINE PLC | GB0009252882 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO ELECT IAIN MACKAY AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 61290 | 19-9952 | U.S. BANK | FNFFFFFFFFFFFFFNFNNFNFM | F | 61290 |
GLAXOSMITHKLINE PLC | GB0009252882 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO RE-ELECT PHILIP HAMPTON AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 61290 | 19-9952 | U.S. BANK | FNFFFFFFFFFFFFFNFNNFNFM | F | 61290 |
GLAXOSMITHKLINE PLC | GB0009252882 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO RE-ELECT EMMA WALMSLEY AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 61290 | 19-9952 | U.S. BANK | FNFFFFFFFFFFFFFNFNNFNFM | F | 61290 |
GLAXOSMITHKLINE PLC | GB0009252882 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO RE-ELECT VINDI BANGA AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 61290 | 19-9952 | U.S. BANK | FNFFFFFFFFFFFFFNFNNFNFM | F | 61290 |
GLAXOSMITHKLINE PLC | GB0009252882 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO RE-ELECT DR HAL BARRON AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 61290 | 19-9952 | U.S. BANK | FNFFFFFFFFFFFFFNFNNFNFM | F | 61290 |
GLAXOSMITHKLINE PLC | GB0009252882 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO RE-ELECT DR VIVIENNE COX AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 61290 | 19-9952 | U.S. BANK | FNFFFFFFFFFFFFFNFNNFNFM | F | 61290 |
GLAXOSMITHKLINE PLC | GB0009252882 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 61290 | 19-9952 | U.S. BANK | FNFFFFFFFFFFFFFNFNNFNFM | F | 61290 |
GLAXOSMITHKLINE PLC | GB0009252882 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO RE-ELECT DR LAURIE GLIMCHER AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 61290 | 19-9952 | U.S. BANK | FNFFFFFFFFFFFFFNFNNFNFM | F | 61290 |
GLAXOSMITHKLINE PLC | GB0009252882 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO RE-ELECT DR JESSE GOODMAN AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 61290 | 19-9952 | U.S. BANK | FNFFFFFFFFFFFFFNFNNFNFM | F | 61290 |
GLAXOSMITHKLINE PLC | GB0009252882 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO RE-ELECT JUDY LEWENT AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 61290 | 19-9952 | U.S. BANK | FNFFFFFFFFFFFFFNFNNFNFM | F | 61290 |
GLAXOSMITHKLINE PLC | GB0009252882 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO RE-ELECT URS ROHNER AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 61290 | 19-9952 | U.S. BANK | FNFFFFFFFFFFFFFNFNNFNFM | F | 61290 |
GLAXOSMITHKLINE PLC | GB0009252882 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO RE-APPOINT THE AUDITOR: DELOITTE LLP | Management Proposal | F,N,A | F | 19-9952 | 61290 | 19-9952 | U.S. BANK | FNFFFFFFFFFFFFFNFNNFNFM | F | 61290 |
GLAXOSMITHKLINE PLC | GB0009252882 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO DETERMINE REMUNERATION OF THE AUDITOR | Management Proposal | F,N,A | F | 19-9952 | 61290 | 19-9952 | U.S. BANK | FNFFFFFFFFFFFFFNFNNFNFM | F | 61290 |
GLAXOSMITHKLINE PLC | GB0009252882 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND INCUR POLITICAL EXPENDITURE | Management Proposal | F,N,A | F | 19-9952 | 61290 | 19-9952 | U.S. BANK | FNFFFFFFFFFFFFFNFNNFNFM | N | 61290 |
GLAXOSMITHKLINE PLC | GB0009252882 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO AUTHORISE ALLOTMENT OF SHARES | Management Proposal | F,N,A | F | 19-9952 | 61290 | 19-9952 | U.S. BANK | FNFFFFFFFFFFFFFNFNNFNFM | F | 61290 |
GLAXOSMITHKLINE PLC | GB0009252882 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO DISAPPLY PRE-EMPTION RIGHTS - GENERAL POWER | Management Proposal | F,N,A | F | 19-9952 | 61290 | 19-9952 | U.S. BANK | FNFFFFFFFFFFFFFNFNNFNFM | N | 61290 |
GLAXOSMITHKLINE PLC | GB0009252882 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO DISAPPLY PRE-EMPTION RIGHTS - IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management Proposal | F,N,A | F | 19-9952 | 61290 | 19-9952 | U.S. BANK | FNFFFFFFFFFFFFFNFNNFNFM | N | 61290 |
GLAXOSMITHKLINE PLC | GB0009252882 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management Proposal | F,N,A | F | 19-9952 | 61290 | 19-9952 | U.S. BANK | FNFFFFFFFFFFFFFNFNNFNFM | F | 61290 |
GLAXOSMITHKLINE PLC | GB0009252882 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO AUTHORISE EXEMPTION FROM STATEMENT OF NAME OF SENIOR STATUTORY AUDITOR | Management Proposal | F,N,A | F | 19-9952 | 61290 | 19-9952 | U.S. BANK | FNFFFFFFFFFFFFFNFNNFNFM | N | 61290 |
GLAXOSMITHKLINE PLC | GB0009252882 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO AUTHORISE REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM | Management Proposal | F,N,A | F | 19-9952 | 61290 | 19-9952 | U.S. BANK | FNFFFFFFFFFFFFFNFNNFNFM | F | 61290 |
GLAXOSMITHKLINE PLC | GB0009252882 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | 03 APR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR NAME IN RESOLUTION 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Please reference meeting materials. | M | 19-9952 | 61290 | 19-9952 | U.S. BANK | FNFFFFFFFFFFFFFNFNNFNFM | M | 61290 | |
GLAXOSMITHKLINE PLC | GB0009252882 | Ordinary General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO APPROVE THE TRANSACTION BETWEEN GLAXOSMITHKLINE PLC, GLAXOSMITHKLINE CONSUMER HEALTHCARE HOLDINGS LIMITED AND PFIZER, INC FOR THE PURPOSES OF CHAPTER 11 OF THE LISTING RULES OF THE FINANCIAL CONDUCT AUTHORITY | Management Proposal | F,N,A | F | 19-9952 | 61290 | 19-9952 | U.S. BANK | F | F | 61290 |
MELROSE INDUSTRIES PLC | GB00BZ1G4322 | Annual General Meeting | G5973J178 | BF02F38 BYYCFK4 BYZGNY5 BZ1G432 | TO RECEIVE THE COMPANY'S AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018, TOGETHER WITH THE REPORTS THEREON | Management Proposal | F,N,A | F | 19-9952 | 761653 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 761653 |
MELROSE INDUSTRIES PLC | GB00BZ1G4322 | Annual General Meeting | G5973J178 | BF02F38 BYYCFK4 BYZGNY5 BZ1G432 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2018 | Management Proposal | F,N,A | F | 19-9952 | 761653 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 761653 |
MELROSE INDUSTRIES PLC | GB00BZ1G4322 | Annual General Meeting | G5973J178 | BF02F38 BYYCFK4 BYZGNY5 BZ1G432 | TO DECLARE A FINAL DIVIDEND OF 3.05P PER ORDINARY SHARE | Management Proposal | F,N,A | F | 19-9952 | 761653 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 761653 |
MELROSE INDUSTRIES PLC | GB00BZ1G4322 | Annual General Meeting | G5973J178 | BF02F38 BYYCFK4 BYZGNY5 BZ1G432 | TO RE-ELECT CHRISTOPHER MILLER AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 761653 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 761653 |
MELROSE INDUSTRIES PLC | GB00BZ1G4322 | Annual General Meeting | G5973J178 | BF02F38 BYYCFK4 BYZGNY5 BZ1G432 | TO RE-ELECT DAVID ROPER AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 761653 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 761653 |
MELROSE INDUSTRIES PLC | GB00BZ1G4322 | Annual General Meeting | G5973J178 | BF02F38 BYYCFK4 BYZGNY5 BZ1G432 | TO RE-ELECT SIMON PECKHAM AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 761653 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 761653 |
MELROSE INDUSTRIES PLC | GB00BZ1G4322 | Annual General Meeting | G5973J178 | BF02F38 BYYCFK4 BYZGNY5 BZ1G432 | TO RE-ELECT GEOFFREY MARTIN AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 761653 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 761653 |
MELROSE INDUSTRIES PLC | GB00BZ1G4322 | Annual General Meeting | G5973J178 | BF02F38 BYYCFK4 BYZGNY5 BZ1G432 | TO RE-ELECT JUSTIN DOWLEY AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 761653 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 761653 |
MELROSE INDUSTRIES PLC | GB00BZ1G4322 | Annual General Meeting | G5973J178 | BF02F38 BYYCFK4 BYZGNY5 BZ1G432 | TO RE-ELECT LIZ HEWITT AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 761653 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 761653 |
MELROSE INDUSTRIES PLC | GB00BZ1G4322 | Annual General Meeting | G5973J178 | BF02F38 BYYCFK4 BYZGNY5 BZ1G432 | TO RE-ELECT DAVID LIS AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 761653 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 761653 |
MELROSE INDUSTRIES PLC | GB00BZ1G4322 | Annual General Meeting | G5973J178 | BF02F38 BYYCFK4 BYZGNY5 BZ1G432 | TO RE-ELECT ARCHIE G. KANE AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 761653 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 761653 |
MELROSE INDUSTRIES PLC | GB00BZ1G4322 | Annual General Meeting | G5973J178 | BF02F38 BYYCFK4 BYZGNY5 BZ1G432 | TO ELECT CHARLOTTE TWYNING AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 761653 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 761653 |
MELROSE INDUSTRIES PLC | GB00BZ1G4322 | Annual General Meeting | G5973J178 | BF02F38 BYYCFK4 BYZGNY5 BZ1G432 | TO RE-APPOINT DELOITTE LLP AS AUDITOR | Management Proposal | F,N,A | F | 19-9952 | 761653 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 761653 |
MELROSE INDUSTRIES PLC | GB00BZ1G4322 | Annual General Meeting | G5973J178 | BF02F38 BYYCFK4 BYZGNY5 BZ1G432 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITOR'S REMUNERATION | Management Proposal | F,N,A | F | 19-9952 | 761653 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 761653 |
MELROSE INDUSTRIES PLC | GB00BZ1G4322 | Annual General Meeting | G5973J178 | BF02F38 BYYCFK4 BYZGNY5 BZ1G432 | TO RENEW THE AUTHORITY GIVEN TO DIRECTORS TO ALLOT SHARES | Management Proposal | F,N,A | F | 19-9952 | 761653 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 761653 |
MELROSE INDUSTRIES PLC | GB00BZ1G4322 | Annual General Meeting | G5973J178 | BF02F38 BYYCFK4 BYZGNY5 BZ1G432 | TO GIVE THE DIRECTORS AUTHORITY TO ALLOT EQUITY SECURITIES WITHOUT APPLICATION OF PRE-EMPTION RIGHTS | Management Proposal | F,N,A | F | 19-9952 | 761653 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 761653 |
MELROSE INDUSTRIES PLC | GB00BZ1G4322 | Annual General Meeting | G5973J178 | BF02F38 BYYCFK4 BYZGNY5 BZ1G432 | TO GIVE THE DIRECTORS AUTHORITY TO ALLOT EQUITY SECURITIES FOR THE PURPOSE OF FINANCING AN ACQUISITION OR OTHER CAPITAL INVESTMENT WITHOUT APPLICATION OF PRE-EMPTION RIGHTS | Management Proposal | F,N,A | F | 19-9952 | 761653 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 761653 |
MELROSE INDUSTRIES PLC | GB00BZ1G4322 | Annual General Meeting | G5973J178 | BF02F38 BYYCFK4 BYZGNY5 BZ1G432 | TO AUTHORISE MARKET PURCHASES OF SHARES | Management Proposal | F,N,A | F | 19-9952 | 761653 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 761653 |
MELROSE INDUSTRIES PLC | GB00BZ1G4322 | Annual General Meeting | G5973J178 | BF02F38 BYYCFK4 BYZGNY5 BZ1G432 | TO APPROVE THE CALLING OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management Proposal | F,N,A | F | 19-9952 | 761653 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFFF | F | 761653 |
ENI S.P.A. | IT0003132476 | Ordinary General Meeting | T3643A145 | 7145056 B07LWK9 B0ZNKV4 BF445R4 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management Proposal | F,N,A | F | 19-9952 | 33119 | 19-9952 | U.S. BANK | FFFFM | F | 33119 |
ENI S.P.A. | IT0003132476 | Ordinary General Meeting | T3643A145 | 7145056 B07LWK9 B0ZNKV4 BF445R4 | APPROVE ALLOCATION OF INCOME | Management Proposal | F,N,A | F | 19-9952 | 33119 | 19-9952 | U.S. BANK | FFFFM | F | 33119 |
ENI S.P.A. | IT0003132476 | Ordinary General Meeting | T3643A145 | 7145056 B07LWK9 B0ZNKV4 BF445R4 | AUTHORIZE SHARE REPURCHASE PROGRAM | Management Proposal | F,N,A | F | 19-9952 | 33119 | 19-9952 | U.S. BANK | FFFFM | F | 33119 |
ENI S.P.A. | IT0003132476 | Ordinary General Meeting | T3643A145 | 7145056 B07LWK9 B0ZNKV4 BF445R4 | APPROVE REMUNERATION POLICY | Management Proposal | F,N,A | F | 19-9952 | 33119 | 19-9952 | U.S. BANK | FFFFM | F | 33119 |
ENI S.P.A. | IT0003132476 | Ordinary General Meeting | T3643A145 | 7145056 B07LWK9 B0ZNKV4 BF445R4 | 25 APR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Please reference meeting materials. | M | 19-9952 | 33119 | 19-9952 | U.S. BANK | FFFFM | M | 33119 | |
BANK OF IRELAND GROUP PLC | IE00BD1RP616 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO RECEIVE AND CONSIDER THE COMPANY'S FINANCIAL STATEMENTS, THE REPORT OF THE DIRECTORS AND THE AUDITORS' REPORT FOR THE YEAR ENDED 31 DECEMBER 2018 | Management Proposal | F,N,A | F | 19-9952 | 161358 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFNFN | F | 161358 |
BANK OF IRELAND GROUP PLC | IE00BD1RP616 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO DECLARE A FINAL DIVIDEND: 16 CENTS PER ORDINARY SHARE | Management Proposal | F,N,A | F | 19-9952 | 161358 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFNFN | F | 161358 |
BANK OF IRELAND GROUP PLC | IE00BD1RP616 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO RECEIVE AND CONSIDER THE GROUP REMUNERATION COMMITTEE REPORT FOR THE YEAR ENDED 31 DECEMBER 2018 | Management Proposal | F,N,A | F | 19-9952 | 161358 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFNFN | F | 161358 |
BANK OF IRELAND GROUP PLC | IE00BD1RP616 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO ELECT THE FOLLOWING DIRECTOR: EVELYN BOURKE | Management Proposal | F,N,A | F | 19-9952 | 161358 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFNFN | F | 161358 |
BANK OF IRELAND GROUP PLC | IE00BD1RP616 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO ELECT THE FOLLOWING DIRECTOR: IAN BUCHANAN | Management Proposal | F,N,A | F | 19-9952 | 161358 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFNFN | F | 161358 |
BANK OF IRELAND GROUP PLC | IE00BD1RP616 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO ELECT THE FOLLOWING DIRECTOR: STEVE PATEMAN (MEMBER OF GROUP REMUNERATION COMMITTEE) | Management Proposal | F,N,A | F | 19-9952 | 161358 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFNFN | F | 161358 |
BANK OF IRELAND GROUP PLC | IE00BD1RP616 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO RE-ELECT THE FOLLOWING DIRECTOR: RICHARD GOULDING (MEMBER OF GROUP REMUNERATION COMMITTEE) | Management Proposal | F,N,A | F | 19-9952 | 161358 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFNFN | F | 161358 |
BANK OF IRELAND GROUP PLC | IE00BD1RP616 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO RE-ELECT THE FOLLOWING DIRECTOR: PATRICK HAREN (MEMBER OF GROUP REMUNERATION COMMITTEE) | Management Proposal | F,N,A | F | 19-9952 | 161358 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFNFN | F | 161358 |
BANK OF IRELAND GROUP PLC | IE00BD1RP616 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO RE-ELECT THE FOLLOWING DIRECTOR: ANDREW KEATING | Management Proposal | F,N,A | F | 19-9952 | 161358 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFNFN | F | 161358 |
BANK OF IRELAND GROUP PLC | IE00BD1RP616 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO RE-ELECT THE FOLLOWING DIRECTOR: PATRICK KENNEDY | Management Proposal | F,N,A | F | 19-9952 | 161358 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFNFN | F | 161358 |
BANK OF IRELAND GROUP PLC | IE00BD1RP616 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO RE-ELECT THE FOLLOWING DIRECTOR: FRANCESCA MCDONAGH | Management Proposal | F,N,A | F | 19-9952 | 161358 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFNFN | F | 161358 |
BANK OF IRELAND GROUP PLC | IE00BD1RP616 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO RE-ELECT THE FOLLOWING DIRECTOR: FIONA MULDOON | Management Proposal | F,N,A | F | 19-9952 | 161358 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFNFN | F | 161358 |
BANK OF IRELAND GROUP PLC | IE00BD1RP616 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO RE-ELECT THE FOLLOWING DIRECTOR: PATRICK MULVIHILL | Management Proposal | F,N,A | F | 19-9952 | 161358 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFNFN | F | 161358 |
BANK OF IRELAND GROUP PLC | IE00BD1RP616 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO CONSIDER THE CONTINUATION IN OFFICE OF KPMG AS AUDITORS OF THE COMPANY | Management Proposal | F,N,A | F | 19-9952 | 161358 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFNFN | F | 161358 |
BANK OF IRELAND GROUP PLC | IE00BD1RP616 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management Proposal | F,N,A | F | 19-9952 | 161358 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFNFN | F | 161358 |
BANK OF IRELAND GROUP PLC | IE00BD1RP616 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO AUTHORISE PURCHASES OF ORDINARY SHARES BY THE COMPANY OR SUBSIDIARIES | Management Proposal | F,N,A | F | 19-9952 | 161358 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFNFN | F | 161358 |
BANK OF IRELAND GROUP PLC | IE00BD1RP616 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO AUTHORISE THE DIRECTORS TO ISSUE ORDINARY SHARES | Management Proposal | F,N,A | F | 19-9952 | 161358 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFNFN | F | 161358 |
BANK OF IRELAND GROUP PLC | IE00BD1RP616 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO AUTHORISE THE DIRECTORS TO ISSUE ORDINARY SHARES ON A NON-PRE-EMPTIVE BASIS FOR CASH | Management Proposal | F,N,A | F | 19-9952 | 161358 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFNFN | N | 161358 |
BANK OF IRELAND GROUP PLC | IE00BD1RP616 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO AUTHORISE THE DIRECTORS TO ISSUE CONTINGENT EQUITY CONVERSION NOTES, AND ORDINARY SHARES ON THE CONVERSION OF SUCH NOTES | Management Proposal | F,N,A | F | 19-9952 | 161358 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFNFN | F | 161358 |
BANK OF IRELAND GROUP PLC | IE00BD1RP616 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO AUTHORISE THE DIRECTORS TO ISSUE FOR CASH ON A NON-PRE-EMPTIVE BASIS, CONTINGENT EQUITY CONVERSION NOTES, AND ORDINARY SHARES ON THE CONVERSION OF SUCH NOTES | Management Proposal | F,N,A | F | 19-9952 | 161358 | 19-9952 | U.S. BANK | FFFFFFFFFFFFFFFFFNFN | N | 161358 |
COCA-COLA AMATIL LIMITED | AU000000CCL2 | Annual General Meeting | Q2594P146 | 5411920 6123451 B01FK58 BJ04JB8 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 3 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | Please reference meeting materials. | M | 19-9952 | 237694 | 19-9952 | U.S. BANK | MFFFF | M | 237694 | |
COCA-COLA AMATIL LIMITED | AU000000CCL2 | Annual General Meeting | Q2594P146 | 5411920 6123451 B01FK58 BJ04JB8 | ADOPTION OF FY18 REMUNERATION REPORT | Management Proposal | F,N,A | F | 19-9952 | 237694 | 19-9952 | U.S. BANK | MFFFF | F | 237694 |
COCA-COLA AMATIL LIMITED | AU000000CCL2 | Annual General Meeting | Q2594P146 | 5411920 6123451 B01FK58 BJ04JB8 | RE-ELECTION OF MR MASSIMO BORGHETTI AO AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 237694 | 19-9952 | U.S. BANK | MFFFF | F | 237694 |
COCA-COLA AMATIL LIMITED | AU000000CCL2 | Annual General Meeting | Q2594P146 | 5411920 6123451 B01FK58 BJ04JB8 | RE-ELECTION OF MR MARK JOHNSON AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 237694 | 19-9952 | U.S. BANK | MFFFF | F | 237694 |
COCA-COLA AMATIL LIMITED | AU000000CCL2 | Annual General Meeting | Q2594P146 | 5411920 6123451 B01FK58 BJ04JB8 | PARTICIPATION BY EXECUTIVE DIRECTOR IN THE 2019-2021 LONG-TERM INCENTIVE PLAN (LTIP) | Management Proposal | F,N,A | F | 19-9952 | 237694 | 19-9952 | U.S. BANK | MFFFF | F | 237694 |
PLAYTECH PLC | IM00B7S9G985 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | TO RECEIVE THE REPORT AND ACCOUNTS | Management Proposal | F,N,A | F | 19-9952 | 170136 | 19-9952 | U.S. BANK | FFFFFAAFFFFFFFFNNFFFN | F | 170136 |
PLAYTECH PLC | IM00B7S9G985 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | TO APPROVE THE REMUNERATION POLICY | Management Proposal | F,N,A | F | 19-9952 | 170136 | 19-9952 | U.S. BANK | FFFFFAAFFFFFFFFNNFFFN | F | 170136 |
PLAYTECH PLC | IM00B7S9G985 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | TO APPROVE THE REMUNERATION REPORT | Management Proposal | F,N,A | F | 19-9952 | 170136 | 19-9952 | U.S. BANK | FFFFFAAFFFFFFFFNNFFFN | F | 170136 |
PLAYTECH PLC | IM00B7S9G985 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | TO RE-APPOINT BDO LLP AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITOR'S REMUNERATION | Management Proposal | F,N,A | F | 19-9952 | 170136 | 19-9952 | U.S. BANK | FFFFFAAFFFFFFFFNNFFFN | F | 170136 |
PLAYTECH PLC | IM00B7S9G985 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | TO APPROVE THE PAYMENT OF A FINAL DIVIDEND | Management Proposal | F,N,A | F | 19-9952 | 170136 | 19-9952 | U.S. BANK | FFFFFAAFFFFFFFFNNFFFN | F | 170136 |
PLAYTECH PLC | IM00B7S9G985 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | TO RE-ELECT JOHN JACKSON AS A DIRECTOR OF THE COMPANY | Management Proposal | F,N,A | F | 19-9952 | 170136 | 19-9952 | U.S. BANK | FFFFFAAFFFFFFFFNNFFFN | A | 170136 |
PLAYTECH PLC | IM00B7S9G985 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | TO RE-ELECT CLAIRE MILNE AS A DIRECTOR OF THE COMPANY | Management Proposal | F,N,A | F | 19-9952 | 170136 | 19-9952 | U.S. BANK | FFFFFAAFFFFFFFFNNFFFN | A | 170136 |
PLAYTECH PLC | IM00B7S9G985 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | TO ELECT SUSAN BALL AS A DIRECTOR OF THE COMPANY | Management Proposal | F,N,A | F | 19-9952 | 170136 | 19-9952 | U.S. BANK | FFFFFAAFFFFFFFFNNFFFN | F | 170136 |
PLAYTECH PLC | IM00B7S9G985 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | TO ELECT IAN PENROSE AS A DIRECTOR OF THE COMPANY | Management Proposal | F,N,A | F | 19-9952 | 170136 | 19-9952 | U.S. BANK | FFFFFAAFFFFFFFFNNFFFN | F | 170136 |
PLAYTECH PLC | IM00B7S9G985 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | TO ELECT JOHN KRUMINS AS A DIRECTOR OF THE COMPANY | Management Proposal | F,N,A | F | 19-9952 | 170136 | 19-9952 | U.S. BANK | FFFFFAAFFFFFFFFNNFFFN | F | 170136 |
PLAYTECH PLC | IM00B7S9G985 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | TO ELECT ANNA MASSION AS A DIRECTOR OF THE COMPANY | Management Proposal | F,N,A | F | 19-9952 | 170136 | 19-9952 | U.S. BANK | FFFFFAAFFFFFFFFNNFFFN | F | 170136 |
PLAYTECH PLC | IM00B7S9G985 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | TO RE-ELECT ALAN JACKSON AS A DIRECTOR OF THE COMPANY | Management Proposal | F,N,A | F | 19-9952 | 170136 | 19-9952 | U.S. BANK | FFFFFAAFFFFFFFFNNFFFN | F | 170136 |
PLAYTECH PLC | IM00B7S9G985 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | TO RE-ELECT ANDREW SMITH AS A DIRECTOR OF THE COMPANY | Management Proposal | F,N,A | F | 19-9952 | 170136 | 19-9952 | U.S. BANK | FFFFFAAFFFFFFFFNNFFFN | F | 170136 |
PLAYTECH PLC | IM00B7S9G985 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | TO RE-ELECT MOR WEIZER AS A DIRECTOR OF THE COMPANY | Management Proposal | F,N,A | F | 19-9952 | 170136 | 19-9952 | U.S. BANK | FFFFFAAFFFFFFFFNNFFFN | F | 170136 |
PLAYTECH PLC | IM00B7S9G985 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management Proposal | F,N,A | F | 19-9952 | 170136 | 19-9952 | U.S. BANK | FFFFFAAFFFFFFFFNNFFFN | F | 170136 |
PLAYTECH PLC | IM00B7S9G985 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | TO DISAPPLY PRE-EMPTION RIGHTS | Management Proposal | F,N,A | F | 19-9952 | 170136 | 19-9952 | U.S. BANK | FFFFFAAFFFFFFFFNNFFFN | N | 170136 |
PLAYTECH PLC | IM00B7S9G985 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | TO FURTHER DISAPPLY PRE-EMPTION RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management Proposal | F,N,A | F | 19-9952 | 170136 | 19-9952 | U.S. BANK | FFFFFAAFFFFFFFFNNFFFN | N | 170136 |
PLAYTECH PLC | IM00B7S9G985 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | Management Proposal | F,N,A | F | 19-9952 | 170136 | 19-9952 | U.S. BANK | FFFFFAAFFFFFFFFNNFFFN | F | 170136 |
PLAYTECH PLC | IM00B7S9G985 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | TO AMEND THE ARTICLES OF ASSOCIATION BY THE ADDITION OF NEW ARTICLES 164, 165, 166, 167, 168 & 169 | Management Proposal | F,N,A | F | 19-9952 | 170136 | 19-9952 | U.S. BANK | FFFFFAAFFFFFFFFNNFFFN | F | 170136 |
PLAYTECH PLC | IM00B7S9G985 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | TO AMEND THE ARTICLES OF ASSOCIATION BY REPLACING THE EXISTING ARTICLE 15.1(G) WITH A NEW ARTICLE 15.1(G) | Management Proposal | F,N,A | F | 19-9952 | 170136 | 19-9952 | U.S. BANK | FFFFFAAFFFFFFFFNNFFFN | F | 170136 |
PLAYTECH PLC | IM00B7S9G985 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | TO AMEND THE ARTICLES OF ASSOCIATION BY DELETING THE WORDS "GBP 1,000,000 (ONE MILLION POUNDS)" FROM ARTICLE 95 AND REPLACING THEM WITH THE WORDS "GBP 1,500,000 (ONE MILLION FIVE HUNDRED THOUSAND POUNDS)" | Management Proposal | F,N,A | F | 19-9952 | 170136 | 19-9952 | U.S. BANK | FFFFFAAFFFFFFFFNNFFFN | N | 170136 |
GREAT EAGLE HOLDINGS LTD | BMG4069C1486 | Annual General Meeting | G4069C148 | 6387406 B01XWJ0 B1CL030 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2018 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR THEREON | Management Proposal | F,N,A | F | 19-9952 | 193662 | 19-9952 | U.S. BANK | FFFFFFFFFFNFFMM | F | 193662 |
GREAT EAGLE HOLDINGS LTD | BMG4069C1486 | Annual General Meeting | G4069C148 | 6387406 B01XWJ0 B1CL030 | TO DECLARE THE PAYMENT OF A FINAL DIVIDEND OF HK50 CENTS PER SHARE | Management Proposal | F,N,A | F | 19-9952 | 193662 | 19-9952 | U.S. BANK | FFFFFFFFFFNFFMM | F | 193662 |
GREAT EAGLE HOLDINGS LTD | BMG4069C1486 | Annual General Meeting | G4069C148 | 6387406 B01XWJ0 B1CL030 | TO RE-ELECT MR. LO HONG SUI, ANTONY AS AN EXECUTIVE DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 193662 | 19-9952 | U.S. BANK | FFFFFFFFFFNFFMM | F | 193662 |
GREAT EAGLE HOLDINGS LTD | BMG4069C1486 | Annual General Meeting | G4069C148 | 6387406 B01XWJ0 B1CL030 | TO RE-ELECT MADAM LAW WAI DUEN AS AN EXECUTIVE DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 193662 | 19-9952 | U.S. BANK | FFFFFFFFFFNFFMM | F | 193662 |
GREAT EAGLE HOLDINGS LTD | BMG4069C1486 | Annual General Meeting | G4069C148 | 6387406 B01XWJ0 B1CL030 | TO RE-ELECT DR. LO YING SUI AS A NON-EXECUTIVE DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 193662 | 19-9952 | U.S. BANK | FFFFFFFFFFNFFMM | F | 193662 |
GREAT EAGLE HOLDINGS LTD | BMG4069C1486 | Annual General Meeting | G4069C148 | 6387406 B01XWJ0 B1CL030 | TO RE-ELECT MR. LO CHUN HIM, ALEXANDER AS AN EXECUTIVE DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 193662 | 19-9952 | U.S. BANK | FFFFFFFFFFNFFMM | F | 193662 |
GREAT EAGLE HOLDINGS LTD | BMG4069C1486 | Annual General Meeting | G4069C148 | 6387406 B01XWJ0 B1CL030 | TO RE-ELECT PROFESSOR POON KA YEUNG, LARRY AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 193662 | 19-9952 | U.S. BANK | FFFFFFFFFFNFFMM | F | 193662 |
GREAT EAGLE HOLDINGS LTD | BMG4069C1486 | Annual General Meeting | G4069C148 | 6387406 B01XWJ0 B1CL030 | TO FIX A FEE OF HKD 220,000 PER ANNUM AS ORDINARY REMUNERATION PAYABLE TO EACH DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 193662 | 19-9952 | U.S. BANK | FFFFFFFFFFNFFMM | F | 193662 |
GREAT EAGLE HOLDINGS LTD | BMG4069C1486 | Annual General Meeting | G4069C148 | 6387406 B01XWJ0 B1CL030 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | Management Proposal | F,N,A | F | 19-9952 | 193662 | 19-9952 | U.S. BANK | FFFFFFFFFFNFFMM | F | 193662 |
GREAT EAGLE HOLDINGS LTD | BMG4069C1486 | Annual General Meeting | G4069C148 | 6387406 B01XWJ0 B1CL030 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY-BACK SHARES NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL | Management Proposal | F,N,A | F | 19-9952 | 193662 | 19-9952 | U.S. BANK | FFFFFFFFFFNFFMM | F | 193662 |
GREAT EAGLE HOLDINGS LTD | BMG4069C1486 | Annual General Meeting | G4069C148 | 6387406 B01XWJ0 B1CL030 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE ISSUED SHARE CAPITAL | Management Proposal | F,N,A | F | 19-9952 | 193662 | 19-9952 | U.S. BANK | FFFFFFFFFFNFFMM | N | 193662 |
GREAT EAGLE HOLDINGS LTD | BMG4069C1486 | Annual General Meeting | G4069C148 | 6387406 B01XWJ0 B1CL030 | TO TERMINATE THE OPERATION OF THE EXISTING SHARE OPTION SCHEME | Management Proposal | F,N,A | F | 19-9952 | 193662 | 19-9952 | U.S. BANK | FFFFFFFFFFNFFMM | F | 193662 |
GREAT EAGLE HOLDINGS LTD | BMG4069C1486 | Annual General Meeting | G4069C148 | 6387406 B01XWJ0 B1CL030 | TO APPROVE THE NEW SHARE OPTION SCHEME | Management Proposal | F,N,A | F | 19-9952 | 193662 | 19-9952 | U.S. BANK | FFFFFFFFFFNFFMM | F | 193662 |
GREAT EAGLE HOLDINGS LTD | BMG4069C1486 | Annual General Meeting | G4069C148 | 6387406 B01XWJ0 B1CL030 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/SEHK/2019/0402/LTN201904021149.PDF AND HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/SEHK/2019/0402/LTN201904021113.PDF | Please reference meeting materials. | M | 19-9952 | 193662 | 19-9952 | U.S. BANK | FFFFFFFFFFNFFMM | M | 193662 | |
GREAT EAGLE HOLDINGS LTD | BMG4069C1486 | Annual General Meeting | G4069C148 | 6387406 B01XWJ0 B1CL030 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Please reference meeting materials. | M | 19-9952 | 193662 | 19-9952 | U.S. BANK | FFFFFFFFFFNFFMM | M | 193662 | |
THE SWATCH GROUP AG, NEUCHATEL | CH0012255151 | Annual General Meeting | H83949141 | 7184725 B038BH4 B11JJX8 B1CC9C5 B7Z48Z6 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management Proposal | F,N,A | F | 19-9952 | 4351 | 19-9952 | U.S. BANK | FFFAAAAAFFFFFFFFFFFFFFFFM | F | 4351 |
THE SWATCH GROUP AG, NEUCHATEL | CH0012255151 | Annual General Meeting | H83949141 | 7184725 B038BH4 B11JJX8 B1CC9C5 B7Z48Z6 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management Proposal | F,N,A | F | 19-9952 | 4351 | 19-9952 | U.S. BANK | FFFAAAAAFFFFFFFFFFFFFFFFM | F | 4351 |
THE SWATCH GROUP AG, NEUCHATEL | CH0012255151 | Annual General Meeting | H83949141 | 7184725 B038BH4 B11JJX8 B1CC9C5 B7Z48Z6 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 1.60 PER REGISTERED SHARE AND CHF 8.00 PER BEARER SHARE | Management Proposal | F,N,A | F | 19-9952 | 4351 | 19-9952 | U.S. BANK | FFFAAAAAFFFFFFFFFFFFFFFFM | F | 4351 |
THE SWATCH GROUP AG, NEUCHATEL | CH0012255151 | Annual General Meeting | H83949141 | 7184725 B038BH4 B11JJX8 B1CC9C5 B7Z48Z6 | APPROVE FIXED REMUNERATION OF NON-EXECUTIVE DIRECTORS IN THE AMOUNT OF CHF 1 MILLION | Management Proposal | F,N,A | F | 19-9952 | 4351 | 19-9952 | U.S. BANK | FFFAAAAAFFFFFFFFFFFFFFFFM | A | 4351 |
THE SWATCH GROUP AG, NEUCHATEL | CH0012255151 | Annual General Meeting | H83949141 | 7184725 B038BH4 B11JJX8 B1CC9C5 B7Z48Z6 | APPROVE FIXED REMUNERATION OF EXECUTIVE DIRECTORS IN THE AMOUNT OF CHF 2.6 MILLION | Management Proposal | F,N,A | F | 19-9952 | 4351 | 19-9952 | U.S. BANK | FFFAAAAAFFFFFFFFFFFFFFFFM | A | 4351 |
THE SWATCH GROUP AG, NEUCHATEL | CH0012255151 | Annual General Meeting | H83949141 | 7184725 B038BH4 B11JJX8 B1CC9C5 B7Z48Z6 | APPROVE FIXED REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 5.1 MILLION | Management Proposal | F,N,A | F | 19-9952 | 4351 | 19-9952 | U.S. BANK | FFFAAAAAFFFFFFFFFFFFFFFFM | A | 4351 |
THE SWATCH GROUP AG, NEUCHATEL | CH0012255151 | Annual General Meeting | H83949141 | 7184725 B038BH4 B11JJX8 B1CC9C5 B7Z48Z6 | APPROVE VARIABLE REMUNERATION OF EXECUTIVE DIRECTORS IN THE AMOUNT OF CHF 8.2 MILLION | Management Proposal | F,N,A | F | 19-9952 | 4351 | 19-9952 | U.S. BANK | FFFAAAAAFFFFFFFFFFFFFFFFM | A | 4351 |
THE SWATCH GROUP AG, NEUCHATEL | CH0012255151 | Annual General Meeting | H83949141 | 7184725 B038BH4 B11JJX8 B1CC9C5 B7Z48Z6 | APPROVE VARIABLE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 20.8 MILLION | Management Proposal | F,N,A | F | 19-9952 | 4351 | 19-9952 | U.S. BANK | FFFAAAAAFFFFFFFFFFFFFFFFM | A | 4351 |
THE SWATCH GROUP AG, NEUCHATEL | CH0012255151 | Annual General Meeting | H83949141 | 7184725 B038BH4 B11JJX8 B1CC9C5 B7Z48Z6 | REELECT NAYLA HAYEK AS DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 4351 | 19-9952 | U.S. BANK | FFFAAAAAFFFFFFFFFFFFFFFFM | F | 4351 |
THE SWATCH GROUP AG, NEUCHATEL | CH0012255151 | Annual General Meeting | H83949141 | 7184725 B038BH4 B11JJX8 B1CC9C5 B7Z48Z6 | REELECT ERNST TANNER AS DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 4351 | 19-9952 | U.S. BANK | FFFAAAAAFFFFFFFFFFFFFFFFM | F | 4351 |
THE SWATCH GROUP AG, NEUCHATEL | CH0012255151 | Annual General Meeting | H83949141 | 7184725 B038BH4 B11JJX8 B1CC9C5 B7Z48Z6 | REELECT DANIELA AESCHLIMANN AS DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 4351 | 19-9952 | U.S. BANK | FFFAAAAAFFFFFFFFFFFFFFFFM | F | 4351 |
THE SWATCH GROUP AG, NEUCHATEL | CH0012255151 | Annual General Meeting | H83949141 | 7184725 B038BH4 B11JJX8 B1CC9C5 B7Z48Z6 | REELECT GEORGES HAYEK AS DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 4351 | 19-9952 | U.S. BANK | FFFAAAAAFFFFFFFFFFFFFFFFM | F | 4351 |
THE SWATCH GROUP AG, NEUCHATEL | CH0012255151 | Annual General Meeting | H83949141 | 7184725 B038BH4 B11JJX8 B1CC9C5 B7Z48Z6 | REELECT CLAUDE NICOLLIER AS DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 4351 | 19-9952 | U.S. BANK | FFFAAAAAFFFFFFFFFFFFFFFFM | F | 4351 |
THE SWATCH GROUP AG, NEUCHATEL | CH0012255151 | Annual General Meeting | H83949141 | 7184725 B038BH4 B11JJX8 B1CC9C5 B7Z48Z6 | REELECT JEAN-PIERRE ROTH AS DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 4351 | 19-9952 | U.S. BANK | FFFAAAAAFFFFFFFFFFFFFFFFM | F | 4351 |
THE SWATCH GROUP AG, NEUCHATEL | CH0012255151 | Annual General Meeting | H83949141 | 7184725 B038BH4 B11JJX8 B1CC9C5 B7Z48Z6 | REELECT NAYLA HAYEK AS BOARD CHAIRMAN | Management Proposal | F,N,A | F | 19-9952 | 4351 | 19-9952 | U.S. BANK | FFFAAAAAFFFFFFFFFFFFFFFFM | F | 4351 |
THE SWATCH GROUP AG, NEUCHATEL | CH0012255151 | Annual General Meeting | H83949141 | 7184725 B038BH4 B11JJX8 B1CC9C5 B7Z48Z6 | ELECTION OF THE COMPENSATION COMMITTEE: REELECTION OF MRS. NAYLA HAYEK | Management Proposal | F,N,A | F | 19-9952 | 4351 | 19-9952 | U.S. BANK | FFFAAAAAFFFFFFFFFFFFFFFFM | F | 4351 |
THE SWATCH GROUP AG, NEUCHATEL | CH0012255151 | Annual General Meeting | H83949141 | 7184725 B038BH4 B11JJX8 B1CC9C5 B7Z48Z6 | ELECTION OF THE COMPENSATION COMMITTEE: MR. ERNST TANNER | Management Proposal | F,N,A | F | 19-9952 | 4351 | 19-9952 | U.S. BANK | FFFAAAAAFFFFFFFFFFFFFFFFM | F | 4351 |
THE SWATCH GROUP AG, NEUCHATEL | CH0012255151 | Annual General Meeting | H83949141 | 7184725 B038BH4 B11JJX8 B1CC9C5 B7Z48Z6 | ELECTION OF THE COMPENSATION COMMITTEE: MRS. DANIELA AESCHLIMANN | Management Proposal | F,N,A | F | 19-9952 | 4351 | 19-9952 | U.S. BANK | FFFAAAAAFFFFFFFFFFFFFFFFM | F | 4351 |
THE SWATCH GROUP AG, NEUCHATEL | CH0012255151 | Annual General Meeting | H83949141 | 7184725 B038BH4 B11JJX8 B1CC9C5 B7Z48Z6 | ELECTION OF THE COMPENSATION COMMITTEE: MR. GEORGES N. HAYEK | Management Proposal | F,N,A | F | 19-9952 | 4351 | 19-9952 | U.S. BANK | FFFAAAAAFFFFFFFFFFFFFFFFM | F | 4351 |
THE SWATCH GROUP AG, NEUCHATEL | CH0012255151 | Annual General Meeting | H83949141 | 7184725 B038BH4 B11JJX8 B1CC9C5 B7Z48Z6 | ELECTION OF THE COMPENSATION COMMITTEE: MR. CLAUDE NICOLLIER | Management Proposal | F,N,A | F | 19-9952 | 4351 | 19-9952 | U.S. BANK | FFFAAAAAFFFFFFFFFFFFFFFFM | F | 4351 |
THE SWATCH GROUP AG, NEUCHATEL | CH0012255151 | Annual General Meeting | H83949141 | 7184725 B038BH4 B11JJX8 B1CC9C5 B7Z48Z6 | ELECTION OF THE COMPENSATION COMMITTEE: MR. JEAN-PIERRE ROTH | Management Proposal | F,N,A | F | 19-9952 | 4351 | 19-9952 | U.S. BANK | FFFAAAAAFFFFFFFFFFFFFFFFM | F | 4351 |
THE SWATCH GROUP AG, NEUCHATEL | CH0012255151 | Annual General Meeting | H83949141 | 7184725 B038BH4 B11JJX8 B1CC9C5 B7Z48Z6 | ELECTION OF THE INDEPENDENT VOTING RIGHTS REPRESENTATIVE MR. BERNHARD LEHMANN | Management Proposal | F,N,A | F | 19-9952 | 4351 | 19-9952 | U.S. BANK | FFFAAAAAFFFFFFFFFFFFFFFFM | F | 4351 |
THE SWATCH GROUP AG, NEUCHATEL | CH0012255151 | Annual General Meeting | H83949141 | 7184725 B038BH4 B11JJX8 B1CC9C5 B7Z48Z6 | ELECTION OF THE STATUTORY AUDITORS / PRICEWATERHOUSECOOPERS LTD | Management Proposal | F,N,A | F | 19-9952 | 4351 | 19-9952 | U.S. BANK | FFFAAAAAFFFFFFFFFFFFFFFFM | F | 4351 |
THE SWATCH GROUP AG, NEUCHATEL | CH0012255151 | Annual General Meeting | H83949141 | 7184725 B038BH4 B11JJX8 B1CC9C5 B7Z48Z6 | APPROVE EUR 7.5 MILLION REDUCTION IN SHARE CAPITAL BY CANCELLATION OF REGISTERED AND BEARER SHARES | Management Proposal | F,N,A | F | 19-9952 | 4351 | 19-9952 | U.S. BANK | FFFAAAAAFFFFFFFFFFFFFFFFM | F | 4351 |
THE SWATCH GROUP AG, NEUCHATEL | CH0012255151 | Annual General Meeting | H83949141 | 7184725 B038BH4 B11JJX8 B1CC9C5 B7Z48Z6 | 25 APR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO NUMBERING AND MODIFICATION OF TEXT OF RESOLUTIONS 6.1 TO 8.1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Please reference meeting materials. | M | 19-9952 | 4351 | 19-9952 | U.S. BANK | FFFAAAAAFFFFFFFFFFFFFFFFM | M | 4351 | |
DAH SING FINANCIAL HOLDINGS LIMITED | HK0440001847 | Annual General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/SEHK/2019/0417/LTN20190417579.PDF AND HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/SEHK/2019/0417/LTN20190417611.PDF | Please reference meeting materials. | M | 19-9952 | 115200 | 19-9952 | U.S. BANK | MMFFFFFFFFFFF | M | 115200 | |
DAH SING FINANCIAL HOLDINGS LIMITED | HK0440001847 | Annual General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME AS A 'TAKE NO ACTION' VOTE | Please reference meeting materials. | M | 19-9952 | 115200 | 19-9952 | U.S. BANK | MMFFFFFFFFFFF | M | 115200 | |
DAH SING FINANCIAL HOLDINGS LIMITED | HK0440001847 | Annual General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | TO ADOPT THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2018 | Management Proposal | F,N,A | F | 19-9952 | 115200 | 19-9952 | U.S. BANK | MMFFFFFFFFFFF | F | 115200 |
DAH SING FINANCIAL HOLDINGS LIMITED | HK0440001847 | Annual General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | TO DECLARE A FINAL DIVIDEND FOR 2018 | Management Proposal | F,N,A | F | 19-9952 | 115200 | 19-9952 | U.S. BANK | MMFFFFFFFFFFF | F | 115200 |
DAH SING FINANCIAL HOLDINGS LIMITED | HK0440001847 | Annual General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | TO RE-ELECT MR. DAVID SHOU-YEH WONG AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 115200 | 19-9952 | U.S. BANK | MMFFFFFFFFFFF | F | 115200 |
DAH SING FINANCIAL HOLDINGS LIMITED | HK0440001847 | Annual General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | TO RE-ELECT MR. PAUL MICHAEL KENNEDY AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 115200 | 19-9952 | U.S. BANK | MMFFFFFFFFFFF | F | 115200 |
DAH SING FINANCIAL HOLDINGS LIMITED | HK0440001847 | Annual General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | TO RE-ELECT MR. DAVID WAI-HUNG TAM AS A DIRECTOR | Management Proposal | F,N,A | F | 19-9952 | 115200 | 19-9952 | U.S. BANK | MMFFFFFFFFFFF | F | 115200 |
DAH SING FINANCIAL HOLDINGS LIMITED | HK0440001847 | Annual General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | TO FIX THE FEES OF THE DIRECTORS | Management Proposal | F,N,A | F | 19-9952 | 115200 | 19-9952 | U.S. BANK | MMFFFFFFFFFFF | F | 115200 |
DAH SING FINANCIAL HOLDINGS LIMITED | HK0440001847 | Annual General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management Proposal | F,N,A | F | 19-9952 | 115200 | 19-9952 | U.S. BANK | MMFFFFFFFFFFF | F | 115200 |
DAH SING FINANCIAL HOLDINGS LIMITED | HK0440001847 | Annual General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | TO APPROVE A GENERAL MANDATE TO ISSUE SHARES | Management Proposal | F,N,A | F | 19-9952 | 115200 | 19-9952 | U.S. BANK | MMFFFFFFFFFFF | F | 115200 |
DAH SING FINANCIAL HOLDINGS LIMITED | HK0440001847 | Annual General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | TO APPROVE A GENERAL MANDATE TO BUY BACK SHARES | Management Proposal | F,N,A | F | 19-9952 | 115200 | 19-9952 | U.S. BANK | MMFFFFFFFFFFF | F | 115200 |
DAH SING FINANCIAL HOLDINGS LIMITED | HK0440001847 | Annual General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | TO EXTEND THE GENERAL MANDATE TO ISSUE SHARES BY ADDING BUY-BACK SHARES THERETO | Management Proposal | F,N,A | F | 19-9952 | 115200 | 19-9952 | U.S. BANK | MMFFFFFFFFFFF | F | 115200 |
DAH SING FINANCIAL HOLDINGS LIMITED | HK0440001847 | Annual General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | TO APPROVE A MANDATE TO GRANT OPTIONS UNDER THE SHARE OPTION SCHEME ADOPTED ON 27 MAY 2015 AND TO ALLOT AND ISSUE SHARES AS AND WHEN ANY OPTIONS WHICH HAVE BEEN GRANTED UNDER THE SHARE OPTION SCHEME ARE EXERCISED IN ACCORDANCE WITH THEIR TERMS OF ISSUE | Management Proposal | F,N,A | F | 19-9952 | 115200 | 19-9952 | U.S. BANK | MMFFFFFFFFFFF | F | 115200 |
KDDI CORPORATION | JP3496400007 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 BHZL6R5 | Please reference meeting materials. | Please reference meeting materials. | M | 19-9952 | 61400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFFF | M | 61400 | |
KDDI CORPORATION | JP3496400007 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 BHZL6R5 | Approve Appropriation of Surplus | Approve Appropriation of Surplus | F,N,A | F | 19-9952 | 61400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFFF | F | 61400 |
KDDI CORPORATION | JP3496400007 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 BHZL6R5 | Appoint a Director Tanaka, Takashi | Appoint a Director | F,N,A | F | 19-9952 | 61400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFFF | F | 61400 |
KDDI CORPORATION | JP3496400007 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 BHZL6R5 | Appoint a Director Morozumi, Hirofumi | Appoint a Director | F,N,A | F | 19-9952 | 61400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFFF | F | 61400 |
KDDI CORPORATION | JP3496400007 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 BHZL6R5 | Appoint a Director Takahashi, Makoto | Appoint a Director | F,N,A | F | 19-9952 | 61400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFFF | F | 61400 |
KDDI CORPORATION | JP3496400007 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 BHZL6R5 | Appoint a Director Uchida, Yoshiaki | Appoint a Director | F,N,A | F | 19-9952 | 61400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFFF | F | 61400 |
KDDI CORPORATION | JP3496400007 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 BHZL6R5 | Appoint a Director Shoji, Takashi | Appoint a Director | F,N,A | F | 19-9952 | 61400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFFF | F | 61400 |
KDDI CORPORATION | JP3496400007 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 BHZL6R5 | Appoint a Director Muramoto, Shinichi | Appoint a Director | F,N,A | F | 19-9952 | 61400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFFF | F | 61400 |
KDDI CORPORATION | JP3496400007 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 BHZL6R5 | Appoint a Director Mori, Keiichi | Appoint a Director | F,N,A | F | 19-9952 | 61400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFFF | F | 61400 |
KDDI CORPORATION | JP3496400007 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 BHZL6R5 | Appoint a Director Morita, Kei | Appoint a Director | F,N,A | F | 19-9952 | 61400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFFF | F | 61400 |
KDDI CORPORATION | JP3496400007 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 BHZL6R5 | Appoint a Director Amamiya, Toshitake | Appoint a Director | F,N,A | F | 19-9952 | 61400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFFF | F | 61400 |
KDDI CORPORATION | JP3496400007 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 BHZL6R5 | Appoint a Director Yamaguchi, Goro | Appoint a Director | F,N,A | F | 19-9952 | 61400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFFF | F | 61400 |
KDDI CORPORATION | JP3496400007 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 BHZL6R5 | Appoint a Director Yamamoto, Keiji | Appoint a Director | F,N,A | F | 19-9952 | 61400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFFF | F | 61400 |
KDDI CORPORATION | JP3496400007 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 BHZL6R5 | Appoint a Director Nemoto, Yoshiaki | Appoint a Director | F,N,A | F | 19-9952 | 61400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFFF | F | 61400 |
KDDI CORPORATION | JP3496400007 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 BHZL6R5 | Appoint a Director Oyagi, Shigeo | Appoint a Director | F,N,A | F | 19-9952 | 61400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFFF | F | 61400 |
KDDI CORPORATION | JP3496400007 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 BHZL6R5 | Appoint a Director Kano, Riyo | Appoint a Director | F,N,A | F | 19-9952 | 61400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFFF | F | 61400 |
ALFRESA HOLDINGS CORPORATION | JP3126340003 | Annual General Meeting | J0109X107 | 6687214 B020SZ8 | Please reference meeting materials. | Please reference meeting materials. | M | 19-9952 | 66800 | 19-9952 | U.S. BANK | MFFFFFFFFFFFF | M | 66800 | |
ALFRESA HOLDINGS CORPORATION | JP3126340003 | Annual General Meeting | J0109X107 | 6687214 B020SZ8 | Appoint a Director Kanome, Hiroyuki | Appoint a Director | F,N,A | F | 19-9952 | 66800 | 19-9952 | U.S. BANK | MFFFFFFFFFFFF | F | 66800 |
ALFRESA HOLDINGS CORPORATION | JP3126340003 | Annual General Meeting | J0109X107 | 6687214 B020SZ8 | Appoint a Director Kubo, Taizo | Appoint a Director | F,N,A | F | 19-9952 | 66800 | 19-9952 | U.S. BANK | MFFFFFFFFFFFF | F | 66800 |
ALFRESA HOLDINGS CORPORATION | JP3126340003 | Annual General Meeting | J0109X107 | 6687214 B020SZ8 | Appoint a Director Masunaga, Koichi | Appoint a Director | F,N,A | F | 19-9952 | 66800 | 19-9952 | U.S. BANK | MFFFFFFFFFFFF | F | 66800 |
ALFRESA HOLDINGS CORPORATION | JP3126340003 | Annual General Meeting | J0109X107 | 6687214 B020SZ8 | Appoint a Director Izumi, Yasuki | Appoint a Director | F,N,A | F | 19-9952 | 66800 | 19-9952 | U.S. BANK | MFFFFFFFFFFFF | F | 66800 |
ALFRESA HOLDINGS CORPORATION | JP3126340003 | Annual General Meeting | J0109X107 | 6687214 B020SZ8 | Appoint a Director Arakawa, Ryuji | Appoint a Director | F,N,A | F | 19-9952 | 66800 | 19-9952 | U.S. BANK | MFFFFFFFFFFFF | F | 66800 |
ALFRESA HOLDINGS CORPORATION | JP3126340003 | Annual General Meeting | J0109X107 | 6687214 B020SZ8 | Appoint a Director Kishida, Seiichi | Appoint a Director | F,N,A | F | 19-9952 | 66800 | 19-9952 | U.S. BANK | MFFFFFFFFFFFF | F | 66800 |
ALFRESA HOLDINGS CORPORATION | JP3126340003 | Annual General Meeting | J0109X107 | 6687214 B020SZ8 | Appoint a Director Katsuki, Hisashi | Appoint a Director | F,N,A | F | 19-9952 | 66800 | 19-9952 | U.S. BANK | MFFFFFFFFFFFF | F | 66800 |
ALFRESA HOLDINGS CORPORATION | JP3126340003 | Annual General Meeting | J0109X107 | 6687214 B020SZ8 | Appoint a Director Shimada, Koichi | Appoint a Director | F,N,A | F | 19-9952 | 66800 | 19-9952 | U.S. BANK | MFFFFFFFFFFFF | F | 66800 |
ALFRESA HOLDINGS CORPORATION | JP3126340003 | Annual General Meeting | J0109X107 | 6687214 B020SZ8 | Appoint a Director Terai, Kimiko | Appoint a Director | F,N,A | F | 19-9952 | 66800 | 19-9952 | U.S. BANK | MFFFFFFFFFFFF | F | 66800 |
ALFRESA HOLDINGS CORPORATION | JP3126340003 | Annual General Meeting | J0109X107 | 6687214 B020SZ8 | Appoint a Director Yatsurugi, Yoichiro | Appoint a Director | F,N,A | F | 19-9952 | 66800 | 19-9952 | U.S. BANK | MFFFFFFFFFFFF | F | 66800 |
ALFRESA HOLDINGS CORPORATION | JP3126340003 | Annual General Meeting | J0109X107 | 6687214 B020SZ8 | Appoint a Director Konno, Shiho | Appoint a Director | F,N,A | F | 19-9952 | 66800 | 19-9952 | U.S. BANK | MFFFFFFFFFFFF | F | 66800 |
ALFRESA HOLDINGS CORPORATION | JP3126340003 | Annual General Meeting | J0109X107 | 6687214 B020SZ8 | Approve Details of the Performance-based Stock Compensation to be received by Directors, etc. | Amend the Compensation to be received by Corporate Officers | F,N,A | F | 19-9952 | 66800 | 19-9952 | U.S. BANK | MFFFFFFFFFFFF | F | 66800 |
AMADA HOLDINGS CO.,LTD. | JP3122800000 | Annual General Meeting | J01218106 | 6022105 B020T11 B76GR10 BHZL3P2 | Please reference meeting materials. | Please reference meeting materials. | M | 19-9952 | 58400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFF | M | 58400 | |
AMADA HOLDINGS CO.,LTD. | JP3122800000 | Annual General Meeting | J01218106 | 6022105 B020T11 B76GR10 BHZL3P2 | Approve Appropriation of Surplus | Approve Appropriation of Surplus | F,N,A | F | 19-9952 | 58400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFF | F | 58400 |
AMADA HOLDINGS CO.,LTD. | JP3122800000 | Annual General Meeting | J01218106 | 6022105 B020T11 B76GR10 BHZL3P2 | Appoint a Director Okamoto, Mitsuo | Appoint a Director | F,N,A | F | 19-9952 | 58400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFF | F | 58400 |
AMADA HOLDINGS CO.,LTD. | JP3122800000 | Annual General Meeting | J01218106 | 6022105 B020T11 B76GR10 BHZL3P2 | Appoint a Director Isobe, Tsutomu | Appoint a Director | F,N,A | F | 19-9952 | 58400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFF | F | 58400 |
AMADA HOLDINGS CO.,LTD. | JP3122800000 | Annual General Meeting | J01218106 | 6022105 B020T11 B76GR10 BHZL3P2 | Appoint a Director Shibata, Kotaro | Appoint a Director | F,N,A | F | 19-9952 | 58400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFF | F | 58400 |
AMADA HOLDINGS CO.,LTD. | JP3122800000 | Annual General Meeting | J01218106 | 6022105 B020T11 B76GR10 BHZL3P2 | Appoint a Director Kudo, Hidekazu | Appoint a Director | F,N,A | F | 19-9952 | 58400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFF | F | 58400 |
AMADA HOLDINGS CO.,LTD. | JP3122800000 | Annual General Meeting | J01218106 | 6022105 B020T11 B76GR10 BHZL3P2 | Appoint a Director Miwa, Kazuhiko | Appoint a Director | F,N,A | F | 19-9952 | 58400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFF | F | 58400 |
AMADA HOLDINGS CO.,LTD. | JP3122800000 | Annual General Meeting | J01218106 | 6022105 B020T11 B76GR10 BHZL3P2 | Appoint a Director Mazuka, Michiyoshi | Appoint a Director | F,N,A | F | 19-9952 | 58400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFF | F | 58400 |
AMADA HOLDINGS CO.,LTD. | JP3122800000 | Annual General Meeting | J01218106 | 6022105 B020T11 B76GR10 BHZL3P2 | Appoint a Director Chino, Toshitake | Appoint a Director | F,N,A | F | 19-9952 | 58400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFF | F | 58400 |
AMADA HOLDINGS CO.,LTD. | JP3122800000 | Annual General Meeting | J01218106 | 6022105 B020T11 B76GR10 BHZL3P2 | Appoint a Director Miyoshi, Hidekazu | Appoint a Director | F,N,A | F | 19-9952 | 58400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFF | F | 58400 |
AMADA HOLDINGS CO.,LTD. | JP3122800000 | Annual General Meeting | J01218106 | 6022105 B020T11 B76GR10 BHZL3P2 | Appoint a Corporate Auditor Shigeta, Takaya | Appoint a Corporate Auditor | F,N,A | F | 19-9952 | 58400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFF | F | 58400 |
AMADA HOLDINGS CO.,LTD. | JP3122800000 | Annual General Meeting | J01218106 | 6022105 B020T11 B76GR10 BHZL3P2 | Appoint a Corporate Auditor Takenouchi, Akira | Appoint a Corporate Auditor | F,N,A | F | 19-9952 | 58400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFF | F | 58400 |
AMADA HOLDINGS CO.,LTD. | JP3122800000 | Annual General Meeting | J01218106 | 6022105 B020T11 B76GR10 BHZL3P2 | Appoint a Substitute Corporate Auditor Murata, Makoto | Appoint a Substitute Corporate Auditor | F,N,A | F | 19-9952 | 58400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFF | F | 58400 |
AMADA HOLDINGS CO.,LTD. | JP3122800000 | Annual General Meeting | J01218106 | 6022105 B020T11 B76GR10 BHZL3P2 | Approve Payment of Bonuses to Directors | Approve Payment of Bonuses to Corporate Officers | F,N,A | F | 19-9952 | 58400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFF | F | 58400 |
AMADA HOLDINGS CO.,LTD. | JP3122800000 | Annual General Meeting | J01218106 | 6022105 B020T11 B76GR10 BHZL3P2 | Approve Details of the Compensation to be received by Directors | Amend the Compensation to be received by Corporate Officers | F,N,A | F | 19-9952 | 58400 | 19-9952 | U.S. BANK | MFFFFFFFFFFFFFF | F | 58400 |
UNILEVER NV | NL0000009355 | Special General Meeting | N8981F271 | B12T3J1 B15CPS0 B15RB98 B4MPSY0 BF448Q4 | OPEN MEETING | Non-Voting Proposal Note | M | 19-9952 | 29662 | 19-9952 | U.S. BANK | ||||
UNILEVER NV | NL0000009355 | Special General Meeting | N8981F271 | B12T3J1 B15CPS0 B15RB98 B4MPSY0 BF448Q4 | ABOLISH DEPOSITARY RECEIPT STRUCTURE | Management Proposal | F,N,A | F | 19-9952 | 29662 | 19-9952 | U.S. BANK | |||
UNILEVER NV | NL0000009355 | Special General Meeting | N8981F271 | B12T3J1 B15CPS0 B15RB98 B4MPSY0 BF448Q4 | ALLOW QUESTIONS | Non-Voting Proposal Note | M | 19-9952 | 29662 | 19-9952 | U.S. BANK | ||||
UNILEVER NV | NL0000009355 | Special General Meeting | N8981F271 | B12T3J1 B15CPS0 B15RB98 B4MPSY0 BF448Q4 | CLOSE MEETING | Non-Voting Proposal Note | M | 19-9952 | 29662 | 19-9952 | U.S. BANK | ||||
UNILEVER NV | NL0000009355 | Special General Meeting | N8981F271 | B12T3J1 B15CPS0 B15RB98 B4MPSY0 BF448Q4 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 252138 DUE TO CHANGE IN TEXT OF RESOLUTION 2. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Please reference meeting materials. | M | 19-9952 | 29662 | 19-9952 | U.S. BANK |
Bogle Investment Management
Bogle Investment Management Small Cap Growth Fund
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-05518 Reporting Period: 07/01/2018 - 06/30/2019 The RBB Fund, Inc. ========================= Bogle Small Cap Growth Fund ========================== ACACIA COMMUNICATIONS, INC. Ticker: ACIA Security ID: 00401C108 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Y. Chung For For Management 1.2 Elect Director John Ritchie For For Management 1.3 Elect Director Vincent T. Roche For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMBAC FINANCIAL GROUP, INC. Ticker: AMBC Security ID: 023139884 Meeting Date: JUN 03, 2019 Meeting Type: Annual Record Date: APR 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alexander D. Greene For For Management 1.2 Elect Director Ian D. Haft For For Management 1.3 Elect Director David L. Herzog For For Management 1.4 Elect Director Joan Lamm-Tennant For For Management 1.5 Elect Director Claude LeBlanc For For Management 1.6 Elect Director C. James Prieur For For Management 1.7 Elect Director Jeffrey S. Stein For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ARGO GROUP INTERNATIONAL HOLDINGS LTD. Ticker: ARGO Security ID: G0464B107 Meeting Date: MAY 24, 2019 Meeting Type: Proxy Contest Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1a Elect Director F. Sedgwick Browne For For Management 1b Elect Director Kathleen A. Nealon For For Management 1c Elect Director Samuel G. Liss For For Management 1d Elect Director Al-Noor Ramji For For Management 1e Elect Director John H. Tonelli For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 5 Remove Existing Director Gary V. Woods Against Against Shareholder 6 Remove Existing Director Hector De Leon Against Against Shareholder 7 Remove Existing Director John R. Against Against Shareholder Power, Jr. 8 Remove Existing Director Mural R. Against Against Shareholder Josephson NOTE: FOR is NOT a Valid Vote Option None for items 9-12 9 Elect Director Nicholas C. Walsh Against Against Shareholder 10 Elect Director Carol A. McFate Against Against Shareholder 11 Elect Director Kathleen M. Dussault Against Against Shareholder 12 Elect Director Bernard C. Bailey Against Against Shareholder # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Blue Proxy Card) None 1a Elect Director Charles H. Dangelo For Did Not Vote Shareholder 1b Management Nominee Kathleen A. Nealon For Did Not Vote Shareholder 1c Management Nominee Samuel G. Liss For Did Not Vote Shareholder 1d Management Nominee Al-Noor Ramji For Did Not Vote Shareholder 1e Management Nominee John H. Tonelli For Did Not Vote Shareholder 2 Approve Omnibus Stock Plan Against Did Not Vote Management 3 Advisory Vote to Ratify Named Against Did Not Vote Management Executive Officers' Compensation 4 Approve Ernst & Young LLP as Auditors For Did Not Vote Management and Authorize Board to Fix Their Remuneration 5 Remove Existing Director Gary V. Woods For Did Not Vote Shareholder 6 Remove Existing Director Hector De Leon For Did Not Vote Shareholder 7 Remove Existing Director John R. For Did Not Vote Shareholder Power, Jr. 8 Remove Existing Director Mural R. For Did Not Vote Shareholder Josephson 9 Elect Director Nicholas C. Walsh For Did Not Vote Shareholder 10 Elect Director Carol A. McFate For Did Not Vote Shareholder 11 Elect Director Kathleen M. Dussault For Did Not Vote Shareholder 12 Elect Director Bernard C. Bailey For Did Not Vote Shareholder -------------------------------------------------------------------------------- ASSERTIO THERAPEUTICS, INC. Ticker: ASRT Security ID: 04545L107 Meeting Date: MAY 07, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James P. Fogarty For For Management 1.2 Elect Director Karen A. Dawes For For Management 1.3 Elect Director James J. Galeota, Jr. For For Management 1.4 Elect Director Arthur J. Higgins For For Management 1.5 Elect Director Heather L. Mason For For Management 1.6 Elect Director William T. McKee For For Management 1.7 Elect Director Peter D. Staple For For Management 1.8 Elect Director James L. Tyree For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ASSURED GUARANTY LTD. Ticker: AGO Security ID: G0585R106 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francisco L. Borges For For Management 1b Elect Director G. Lawrence Buhl For For Management 1c Elect Director Dominic J. Frederico For For Management 1d Elect Director Bonnie L. Howard For For Management 1e Elect Director Thomas W. Jones For For Management 1f Elect Director Patrick W. Kenny For For Management 1g Elect Director Alan J. Kreczko For For Management 1h Elect Director Simon W. Leathes For For Management 1i Elect Director Michael T. O'Kane For For Management 1j Elect Director Yukiko Omura For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For Against Management Purchase Plan 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5aa Elect Howard W. Albert as Director of For For Management Assured Guaranty Re Ltd 5ab Elect Robert A. Bailenson as Director For For Management of Assured Guaranty Re Ltd 5ac Elect Russell B. Brewer, II as For For Management Director of Assured Guaranty Re Ltd 5ad Elect Gary Burnet as Director of For For Management Assured Guaranty Re Ltd 5ae Elect Ling Chow as Director of Assured For For Management Guaranty Re Ltd 5af Elect Stephen Donnarumma as Director For For Management of Assured Guaranty Re Ltd 5ag Elect Dominic J. Frederico as Director For For Management of Assured Guaranty Re Ltd 5ah Elect Walter A. Scott as Director of For For Management Assured Guaranty Re Ltd 5B Ratify PricewaterhouseCoopers LLP as For For Management Auditor of Assured Guaranty Re Ltd -------------------------------------------------------------------------------- ATHENE HOLDING LTD. Ticker: ATH Security ID: G0684D107 Meeting Date: JUN 04, 2019 Meeting Type: Annual Record Date: APR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James R. Belardi For Against Management 1.2 Elect Director Matthew R. Michelini For Against Management 1.3 Elect Director Brian Leach For For Management 1.4 Elect Director Gernot Lohr For Against Management 1.5 Elect Director Marc Rowan For Against Management 1.6 Elect Director Scott Kleinman For Against Management 1.7 Elect Director Mitra Hormozi For For Management 2.1 Elect Subsidiary Director James R. For For Management Belardi 2.2 Elect Subsidiary Director Robert L. For For Management Borden 2.3 Elect Subsidiary Director Frank L. For For Management Gillis 2.4 Elect Subsidiary Director Gernot Lohr For For Management 2.5 Elect Subsidiary Director Hope For For Management Schefler Taitz 2.6 Elect Subsidiary Director William J. For For Management Wheeler 3.1 Elect Subsidiary Director Natasha For For Management Scotland Courcy 3.2 Elect Subsidiary Director Frank L. For For Management Gillis 3.3 Elect Subsidiary Director William J. For For Management Wheeler 4.1 Elect Subsidiary Director Natasha For For Management Scotland Courcy 4.2 Elect Subsidiary Director Frank L. For For Management Gillis 4.3 Elect Subsidiary Director William J. For For Management Wheeler 5.1 Elect Subsidiary Director Natasha For For Management Scotland Courcy 5.2 Elect Subsidiary Director William J. For For Management Wheeler 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 7 Authorize Board to Fix Remuneration of For For Management the Auditors 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Amend Bylaws For For Management 10 Approve Omnibus Stock Plan For Against Management A Shareholder Represents that Neither None For Management they nor Any of its Tax Attributed Affiliates Owns Any Class B Shares or Any Equity Interests of Apollo Global Management or AP Alternative Assets. If You do not Mark Yes your Vote may Not Count. For = Yes; Against= No B Shareholder Represents that it is None For Management Neither an Employee of Apollo Group nor a Management Shareholder, If You do not Mark Yes your Vote may Not Count For = Yes and Against= No -------------------------------------------------------------------------------- ATN INTERNATIONAL, INC. Ticker: ATNI Security ID: 00215F107 Meeting Date: JUN 04, 2019 Meeting Type: Annual Record Date: APR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martin L. Budd For For Management 1b Elect Director Bernard J. Bulkin For For Management 1c Elect Director Richard J. Ganong For For Management 1d Elect Director John C. Kennedy For For Management 1e Elect Director Liane J. Pelletier For For Management 1f Elect Director Michael T. Prior For For Management 1g Elect Director Charles J. Roesslein For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- ATTUNITY LTD. Ticker: ATTU Security ID: M15332121 Meeting Date: DEC 17, 2018 Meeting Type: Annual Record Date: NOV 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect Shimon Alon as Director Until For For Management the End of the Next Annual General Meeting 1.2 Reelect Dov Biran as Director Until For For Management the End of the Next Annual General Meeting 1.3 Reelect Dan Falk as Director Until the For For Management End of the Next Annual General Meeting 2 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 3 Approve Amended Employment Terms of For For Management Shimon Alon, Chairman & CEO 4 Approve Annual Performance Bonus for For For Management Shimon Alon, Chairman & CEO 5 Approve Equity Grant to Shimon Alon, For Against Management Chairman & CEO 6 Reappoint Kost, Forer, Gabbay & For For Management Kasierer as Auditors and Authorize Board to Fix Their Remuneration 7 Discuss Financial Statements and the None None Management Report of the Board A Vote FOR if you are NOT a controlling None For Management shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager -------------------------------------------------------------------------------- BANDWIDTH INC. Ticker: BAND Security ID: 05988J103 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: APR 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John C. Murdock For Withhold Management 1.2 Elect Director Douglas A. Suriano For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- BASIC ENERGY SERVICES, INC. Ticker: BAS Security ID: 06985P209 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James D. Kern For For Management 1.2 Elect Director Samuel E. Langford For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Amend Non-Employee Director Omnibus For Against Management Stock Plan 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BENCHMARK ELECTRONICS, INC. Ticker: BHE Security ID: 08160H101 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce A. Carlson For For Management 1.2 Elect Director Douglas G. Duncan For For Management 1.3 Elect Director Robert K. Gifford For For Management 1.4 Elect Director Kenneth T. Lamneck For For Management 1.5 Elect Director Jeffrey S. McCreary For For Management 1.6 Elect Director Merilee Raines For For Management 1.7 Elect Director David W. Scheible For For Management 1.8 Elect Director Jeffrey W. Benck For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- BOOT BARN HOLDINGS, INC. Ticker: BOOT Security ID: 099406100 Meeting Date: SEP 07, 2018 Meeting Type: Annual Record Date: JUL 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Greg Bettinelli For For Management 1.2 Elect Director Brad J. Brutocao For For Management 1.3 Elect Director James G. Conroy For For Management 1.4 Elect Director Lisa G. Laube For For Management 1.5 Elect Director Anne MacDonald For For Management 1.6 Elect Director Brenda I. Morris For For Management 1.7 Elect Director Peter Starrett For For Management 1.8 Elect Director Brad Weston For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BOTTOMLINE TECHNOLOGIES, INC. Ticker: EPAY Security ID: 101388106 Meeting Date: NOV 15, 2018 Meeting Type: Annual Record Date: SEP 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Gibson For For Management 1.2 Elect Director Joseph L. Mullen For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Approve Israeli Special Purpose Stock For Against Management Incentive Plan 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BRASKEM SA Ticker: BRKM5 Security ID: 105532105 Meeting Date: APR 16, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 2 Elect Patricia Gracindo Marques de None For Shareholder Assis Bentes as Fiscal Council Member and Marcelo Gasparino da Silva as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- BRUKER CORPORATION Ticker: BRKR Security ID: 116794108 Meeting Date: MAY 20, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank H. Laukien For For Management 1.2 Elect Director John Ornell For For Management 1.3 Elect Director Richard A. Packer For For Management 1.4 Elect Director Robert Rosenthal For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CANADIAN SOLAR INC. Ticker: CSIQ Security ID: 136635109 Meeting Date: JUN 26, 2019 Meeting Type: Annual Record Date: MAY 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shawn (Xiaohua) Qu For Withhold Management 1.2 Elect Director Robert McDermott For For Management 1.3 Elect Director Harry E. Ruda For For Management 1.4 Elect Director Andrew (Luen Cheung) For For Management Wong 1.5 Elect Director Arthur (Lap Tat) Wong For For Management 2 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CAREDX, INC. Ticker: CDNA Security ID: 14167L103 Meeting Date: JUN 17, 2019 Meeting Type: Annual Record Date: APR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fred E. Cohen For For Management 1.2 Elect Director William A. Hagstrom For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- CAREER EDUCATION CORP. Ticker: CECO Security ID: 141665109 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dennis H. Chookaszian For For Management 1b Elect Director Kenda B. Gonzales For For Management 1c Elect Director Patrick W. Gross For For Management 1d Elect Director William D. Hansen For For Management 1e Elect Director Gregory L. Jackson For For Management 1f Elect Director Thomas B. Lally For For Management 1g Elect Director Todd S. Nelson For For Management 1h Elect Director Leslie T. Thornton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditor For For Management -------------------------------------------------------------------------------- CARPENTER TECHNOLOGY CORP. Ticker: CRS Security ID: 144285103 Meeting Date: OCT 09, 2018 Meeting Type: Annual Record Date: AUG 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Philip M. Anderson For For Management 1.2 Elect Director Kathleen Ligocki For For Management 1.3 Elect Director Jeffrey Wadsworth For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CLEAN HARBORS, INC. Ticker: CLH Security ID: 184496107 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrea Robertson For For Management 1.2 Elect Director Lauren C. States For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Executive Incentive Bonus Plan For Against Management 4 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- CLEARWAY ENERGY, INC. Ticker: CWEN Security ID: 18539C204 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher S. Sotos For Withhold Management 1.2 Elect Director Nathaniel Anschuetz For Withhold Management 1.3 Elect Director Scott Stanley For Withhold Management 1.4 Elect Director Ferrell P. McClean For Withhold Management 1.5 Elect Director Daniel B. More For Withhold Management 1.6 Elect Director Jonathan Bram For Withhold Management 1.7 Elect Director Bruce MacLennan For Withhold Management 1.8 Elect Director E. Stanley O'Neal For Withhold Management 1.9 Elect Director Brian R. Ford For Withhold Management 2 Classify the Board of Directors For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CNO FINANCIAL GROUP, INC. Ticker: CNO Security ID: 12621E103 Meeting Date: MAY 10, 2019 Meeting Type: Annual Record Date: MAR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Gary C. Bhojwani For For Management 1B Elect Director Ellyn L. Brown For For Management 1C Elect Director Stephen N. David For For Management 1D Elect Director Robert C. Greving For For Management 1E Elect Director Mary R. "Nina" Henderson For For Management 1F Elect Director Charles J. Jacklin For For Management 1G Elect Director Daniel R. Maurer For For Management 1H Elect Director Neal C. Schneider For For Management 1I Elect Director Frederick J. Sievert For For Management 2 Amend Securities Transfer Restrictions For For Management Related to NOL Protective Amendment 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COLLEGIUM PHARMACEUTICAL, INC. Ticker: COLL Security ID: 19459J104 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Fallon For For Management 1.2 Elect Director John Freund For For Management 1.3 Elect Director David Hirsch For For Management 1.4 Elect Director Joseph Ciaffoni For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COMFORT SYSTEMS USA, INC. Ticker: FIX Security ID: 199908104 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Darcy G. Anderson For For Management 1.2 Elect Director Herman E. Bulls For For Management 1.3 Elect Director Alan P. Krusi For For Management 1.4 Elect Director Brian E. Lane For For Management 1.5 Elect Director Pablo G. Mercado For For Management 1.6 Elect Director Franklin Myers For For Management 1.7 Elect Director William J. Sandbrook For For Management 1.8 Elect Director James H. Schultz For For Management 1.9 Elect Director Constance E. Skidmore For For Management 1.10 Elect Director Vance W. Tang For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMTECH TELECOMMUNICATIONS CORP. Ticker: CMTL Security ID: 205826209 Meeting Date: DEC 04, 2018 Meeting Type: Annual Record Date: OCT 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert G. Paul For For Management 1b Elect Director Lawrence J. Waldman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Qualified Employee Stock For Against Management Purchase Plan -------------------------------------------------------------------------------- CONDUENT INCORPORATED Ticker: CNDT Security ID: 206787103 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAR 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas Graziano For For Management 1.2 Elect Director Joie A. Gregor For For Management 1.3 Elect Director Scott Letier For For Management 1.4 Elect Director Jesse A. Lynn For For Management 1.5 Elect Director Courtney Mather For For Management 1.6 Elect Director Michael A. Nutter For For Management 1.7 Elect Director William G. Parrett For For Management 1.8 Elect Director Ashok Vemuri For For Management 1.9 Elect Director Virginia M. Wilson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONN'S, INC. Ticker: CONN Security ID: 208242107 Meeting Date: MAY 29, 2019 Meeting Type: Annual Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James H. Haworth For For Management 1.2 Elect Director Kelly M. Malson For For Management 1.3 Elect Director Bob L. Martin For For Management 1.4 Elect Director Douglas H. Martin For For Management 1.5 Elect Director Norman L. Miller For For Management 1.6 Elect Director William E. Saunders, Jr. For For Management 1.7 Elect Director William "David" Schofman For For Management 1.8 Elect Director Oded Shein For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONSOL ENERGY, INC. Ticker: CEIX Security ID: 20854L108 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph P. Platt For For Management 1.2 Elect Director Edwin S. Roberson For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONTURA ENERGY, INC. Ticker: CTRA Security ID: 21241B100 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin S. Crutchfield For For Management 1.2 Elect Director Albert E. Ferrara, Jr. For For Management 1.3 Elect Director Daniel J. Geiger For For Management 1.4 Elect Director John E. Lushefski For For Management 1.5 Elect Director Anthony J. Orlando For For Management 1.6 Elect Director David J. Stetson None None Management *Withdrawn Resolution* 1.7 Elect Director Harvey L. Tepner For For Management 1.8 Elect Director Neale X. Trangucci For For Management 1.9 Elect Director Michael J. Ward For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CORE-MARK HOLDING COMPANY, INC. Ticker: CORE Security ID: 218681104 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Allen For For Management 1b Elect Director Stuart W. Booth For For Management 1c Elect Director Gary F. Colter For For Management 1d Elect Director Rocky Dewbre For For Management 1e Elect Director Laura J. Flanagan For For Management 1f Elect Director Robert G. Gross For For Management 1g Elect Director Scott E. McPherson For For Management 1h Elect Director Harvey L. Tepner For For Management 1i Elect Director Randolph I. Thornton For For Management 1j Elect Director J. Michael Walsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- COWEN INC. Ticker: COWN Security ID: 223622606 Meeting Date: JUN 25, 2019 Meeting Type: Annual Record Date: APR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brett H. Barth For For Management 1.2 Elect Director Katherine E. Dietze For For Management 1.3 Elect Director Steven Kotler For For Management 1.4 Elect Director Lawrence E. Leibowitz For For Management 1.5 Elect Director Jerome S. Markowitz For For Management 1.6 Elect Director Jack H. Nusbaum For For Management 1.7 Elect Director Margaret L. Poster For For Management 1.8 Elect Director Douglas A. Rediker For For Management 1.9 Elect Director Jeffrey M. Solomon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CRANE CO. Ticker: CR Security ID: 224399105 Meeting Date: APR 29, 2019 Meeting Type: Annual Record Date: FEB 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin R. Benante For For Management 1.2 Elect Director Donald G. Cook For For Management 1.3 Elect Director Michael Dinkins For For Management 1.4 Elect Director R. S. Evans For Against Management 1.5 Elect Director Ronald C. Lindsay For For Management 1.6 Elect Director Ellen McClain For For Management 1.7 Elect Director Charles G. McClure, Jr. For For Management 1.8 Elect Director Max H. Mitchell For For Management 1.9 Elect Director Jennifer M. Pollino For For Management 1.10 Elect Director James L. L. Tullis For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CUSTOMERS BANCORP, INC. Ticker: CUBI Security ID: 23204G100 Meeting Date: MAY 30, 2019 Meeting Type: Annual Record Date: APR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrea Allon For For Management 1.2 Elect Director Rick B. Burkey For For Management 1.3 Elect Director Daniel K. Rothermel For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Majority Voting for Uncontested For For Management Election of Directors 5 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- CUTERA, INC. Ticker: CUTR Security ID: 232109108 Meeting Date: JUN 14, 2019 Meeting Type: Annual Record Date: APR 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David B. Apfelberg For For Management 1.2 Elect Director Gregory A. Barrett For Withhold Management 1.3 Elect Director Timothy J. O'Shea For For Management 1.4 Elect Director J. Daniel Plants For For Management 1.5 Elect Director Joseph E. Whitters For For Management 1.6 Elect Director Katherine S. Zanotti For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- DECKERS OUTDOOR CORP. Ticker: DECK Security ID: 243537107 Meeting Date: SEP 14, 2018 Meeting Type: Annual Record Date: JUL 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Gibbons For For Management 1.2 Elect Director Nelson C. Chan For For Management 1.3 Elect Director Cynthia (Cindy) L. Davis For For Management 1.4 Elect Director Michael F. Devine, III For For Management 1.5 Elect Director William L. McComb For For Management 1.6 Elect Director David Powers For For Management 1.7 Elect Director James Quinn For For Management 1.8 Elect Director Lauri M. Shanahan For For Management 1.9 Elect Director Brian A. Spaly For For Management 1.10 Elect Director Bonita C. Stewart For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EGAIN CORP. Ticker: EGAN Security ID: 28225C806 Meeting Date: NOV 27, 2018 Meeting Type: Annual Record Date: SEP 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ashutosh Roy For Withhold Management 1.2 Elect Director Gunjan Sinha For Withhold Management 1.3 Elect Director Phiroz P. Darukhanavala For For Management 1.4 Elect Director Brett Shockley For For Management 1.5 Elect Director Christine Russell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BPM LLP as Auditors For For Management -------------------------------------------------------------------------------- EMCOR GROUP, INC. Ticker: EME Security ID: 29084Q100 Meeting Date: MAY 30, 2019 Meeting Type: Annual Record Date: APR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Altmeyer For For Management 1b Elect Director David A. B. Brown For For Management 1c Elect Director Anthony J. Guzzi For For Management 1d Elect Director Richard F. Hamm, Jr. For For Management 1e Elect Director David H. Laidley For For Management 1f Elect Director Carol P. Lowe For For Management 1g Elect Director M. Kevin McEvoy For For Management 1h Elect Director William P. Reid For For Management 1i Elect Director Steven B. Schwarzwaelder For For Management 1j Elect Director Robin Walker-Lee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- EMPLOYERS HOLDINGS, INC. Ticker: EIG Security ID: 292218104 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James R. Kroner For For Management 1.2 Elect Director Michael J. McSally For For Management 1.3 Elect Director Michael D. Rumbolz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ENGILITY HOLDINGS, INC. Ticker: EGL Security ID: 29286C107 Meeting Date: JAN 11, 2019 Meeting Type: Special Record Date: NOV 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- EQUITRANS MIDSTREAM CORPORATION Ticker: ETRN Security ID: 294600101 Meeting Date: JUN 11, 2019 Meeting Type: Annual Record Date: APR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vicky A. Bailey For For Management 1.2 Elect Director Kenneth M. Burke For For Management 1.3 Elect Director Margaret K. Dorman For For Management 1.4 Elect Director Thomas F. Karam For Withhold Management 1.5 Elect Director David L. Porges For Withhold Management 1.6 Elect Director Norman J. Szydlowski For For Management 1.7 Elect Director Robert F. Vagt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- ESSENT GROUP LTD. Ticker: ESNT Security ID: G3198U102 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Angela L. Heise For For Management 1.2 Elect Director Robert Glanville For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EVERCORE INC. Ticker: EVR Security ID: 29977A105 Meeting Date: JUN 18, 2019 Meeting Type: Annual Record Date: APR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger C. Altman For Withhold Management 1.2 Elect Director Richard I. Beattie For Withhold Management 1.3 Elect Director Ellen V. Futter For For Management 1.4 Elect Director Gail B. Harris For For Management 1.5 Elect Director Robert B. Millard For For Management 1.6 Elect Director Willard J. Overlock, Jr. For For Management 1.7 Elect Director Simon M. Robertson For For Management 1.8 Elect Director Ralph L. Schlosstein For Withhold Management 1.9 Elect Director John S. Weinberg For Withhold Management 1.10 Elect Director William J. Wheeler For For Management 1.11 Elect Director Sarah K. Williamson For For Management 1.12 Elect Director Kendrick R. Wilson, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EVERI HOLDINGS INC. Ticker: EVRI Security ID: 30034T103 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: APR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald V. Congemi For For Management 1.2 Elect Director Geoffrey P. Judge For For Management 1.3 Elect Director Michael D. Rumbolz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- FLUIDIGM CORPORATION Ticker: FLDM Security ID: 34385P108 Meeting Date: JUN 03, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Laura M. Clague For For Management 1.2 Elect Director Samuel D. Colella For For Management 1.3 Elect Director Stephen Christopher For For Management Linthwaite 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- FLUOR CORPORATION Ticker: FLR Security ID: 343412102 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter K. Barker For For Management 1B Elect Director Alan M. Bennett For For Management 1C Elect Director Rosemary T. Berkery For For Management 1D Elect Director Alan L. Boeckmann For For Management 1E Elect Director Peter J. Fluor For For Management 1F Elect Director James T. Hackett For For Management 1G Elect Director Samuel J. Locklear, III For For Management 1H Elect Director Deborah D. McWhinney For For Management 1I Elect Director Armando J. Olivera For For Management 1J Elect Director Matthew K. Rose For For Management 1K Elect Director David T. Seaton For For Management 1L Elect Director Nader H. Sultan For For Management 1M Elect Director Lynn C. Swann For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Adopt Quantitative Company-wide GHG Against Against Shareholder Goals -------------------------------------------------------------------------------- FTI CONSULTING, INC. Ticker: FCN Security ID: 302941109 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: MAR 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brenda J. Bacon For For Management 1b Elect Director Mark S. Bartlett For For Management 1c Elect Director Claudio Costamagna For For Management 1d Elect Director Vernon Ellis For For Management 1e Elect Director Nicholas C. Fanandakis For For Management 1f Elect Director Steven H. Gunby For For Management 1g Elect Director Gerard E. Holthaus For For Management 1h Elect Director Laureen E. Seeger For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENOMIC HEALTH, INC. Ticker: GHDX Security ID: 37244C101 Meeting Date: JUN 13, 2019 Meeting Type: Annual Record Date: APR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimberly J. Popovits For For Management 1.2 Elect Director Felix J. Baker For For Management 1.3 Elect Director Julian C. Baker For For Management 1.4 Elect Director Fred E. Cohen For For Management 1.5 Elect Director Barry P. Flannelly For For Management 1.6 Elect Director Henry J. Fuchs For For Management 1.7 Elect Director Ginger L. Graham For For Management 1.8 Elect Director Geoffrey M. Parker For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL CENTRO NORTE SAB DE CV Ticker: OMAB Security ID: 400501102 Meeting Date: APR 29, 2019 Meeting Type: Annual Record Date: APR 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Present Reports in Compliance with None None Management Article 28, Section IV (D and E) of Stock Market Law 2 Present CEO and External Auditor None None Management Report in Compliance with Article 28, Section IV (B) of Stock Market Law 3 Present Board of Directors' Report in None None Management Accordance with Article 28, Section IV (A and C) of Stock Market Law Including Tax Report 4 Approve Reports Presented on Items 1, For For Management 2 and 3 of this Agenda 5 Approve Allocation of Income, Increase For For Management in Reserves, Set Aggregate Nominal Amount of Share Repurchase and Dividends 6 Elect or Ratify Directors and Chairmen For For Management of Audit, Corporate Practices, Finance, Planning and Sustainability Committees; Approve their Remuneration 7 Appoint Legal Representatives For For Management -------------------------------------------------------------------------------- GRUPO TELEVISA SAB Ticker: TLEVISACPO Security ID: 40049J206 Meeting Date: APR 29, 2019 Meeting Type: Annual/Special Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect or Ratify Directors Representing For For Management Series L Shareholders 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions 1 Elect or Ratify Directors Representing For For Management Series D Shareholders 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions 1 Approve Financial Statements and For For Management Statutory Reports as Required by Article 28 of Mexican Securities Law, Approve Financial Statements; Approve Discharge of Directors, CEO and Board Committees 2 Present Report on Compliance with For For Management Fiscal Obligations 3 Approve Allocation of Income For For Management 4 Set Aggregate Nominal Amount of Share For For Management Repurchase Reserve; Receive Report on Policies and Board's Decisions on Share Repurchase and Sale of Treasury Shares 5 Elect or Ratify Members of Board, For For Management Secretary and Other Officers 6 Elect or Ratify Members of Executive For For Management Committee 7 Elect or Ratify Chairman of Audit For For Management Committee 8 Elect or Ratify Chairman of Corporate For Against Management Practices Committee 9 Approve Remuneration of Board Members, For For Management Executive, Audit and Corporate Practices Committees, and Secretaries 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- H&R BLOCK, INC. Ticker: HRB Security ID: 093671105 Meeting Date: SEP 13, 2018 Meeting Type: Annual Record Date: JUL 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Angela N. Archon For For Management 1b Elect Director Paul J. Brown For For Management 1c Elect Director Robert A. Gerard For For Management 1d Elect Director Richard A. Johnson For For Management 1e Elect Director Jeffrey J. Jones, II For For Management 1f Elect Director David Baker Lewis For For Management 1g Elect Director Victoria J. Reich For For Management 1h Elect Director Bruce C. Rohde For For Management 1i Elect Director Matthew E. Winter For For Management 1j Elect Director Christianna Wood For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- HAEMONETICS CORPORATION Ticker: HAE Security ID: 405024100 Meeting Date: JUL 26, 2018 Meeting Type: Annual Record Date: MAY 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Burzik For For Management 1.2 Elect Director Ronald G. Gelbman For For Management 1.3 Elect Director Richard J. Meelia For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Supermajority Vote For For Management Requirement 5 Declassify the Board of Directors Against Against Shareholder -------------------------------------------------------------------------------- HAMILTON LANE, INC. Ticker: HLNE Security ID: 407497106 Meeting Date: SEP 06, 2018 Meeting Type: Annual Record Date: JUL 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Erik R. Hirsch For Withhold Management 1.2 Elect Director Leslie F. Varon For For Management 2 Approve Nonqualified Employee Stock For Against Management Purchase Plan 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HERC HOLDINGS, INC. Ticker: HRI Security ID: 42704L104 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Herbert L. Henkel For For Management 1b Elect Director Lawrence H. Silber For For Management 1c Elect Director James H. Browning For For Management 1d Elect Director Patrick D. Campbell For For Management 1e Elect Director Nicholas F. Graziano For For Management 1f Elect Director Jean K. Holley For For Management 1g Elect Director Jacob M. Katz For For Management 1h Elect Director Michael A. Kelly For For Management 1i Elect Director Courtney Mather For For Management 1j Elect Director Louis J. Pastor For For Management 1k Elect Director Mary Pat Salomone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- HILLTOP HOLDINGS INC. Ticker: HTH Security ID: 432748101 Meeting Date: JUL 25, 2018 Meeting Type: Annual Record Date: MAY 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charlotte Jones Anderson For For Management 1.2 Elect Director Rhodes R. Bobbitt For For Management 1.3 Elect Director Tracy A. Bolt For For Management 1.4 Elect Director W. Joris Brinkerhoff For Withhold Management 1.5 Elect Director J. Taylor Crandall For For Management 1.6 Elect Director Charles R. Cummings For For Management 1.7 Elect Director Hill A. Feinberg For Withhold Management 1.8 Elect Director Gerald J. Ford For Withhold Management 1.9 Elect Director Jeremy B. Ford For Withhold Management 1.10 Elect Director J. Markham Green For For Management 1.11 Elect Director William T. Hill, Jr. For For Management 1.12 Elect Director Lee Lewis For Withhold Management 1.13 Elect Director Andrew J. Littlefair For For Management 1.14 Elect Director W. Robert Nichols, III For For Management 1.15 Elect Director C. Clifton Robinson For Withhold Management 1.16 Elect Director Kenneth D. Russell For Withhold Management 1.17 Elect Director A. Haag Sherman For For Management 1.18 Elect Director Robert C. Taylor, Jr. For For Management 1.19 Elect Director Carl B. Webb For Withhold Management 1.20 Elect Director Alan B. White For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HOUGHTON MIFFLIN HARCOURT COMPANY Ticker: HMHC Security ID: 44157R109 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel Allen For For Management 1.2 Elect Director L. Gordon Crovitz For For Management 1.3 Elect Director Jean S. Desravines For For Management 1.4 Elect Director Lawrence K. Fish For For Management 1.5 Elect Director Jill A. Greenthal For For Management 1.6 Elect Director John F. Killian For For Management 1.7 Elect Director John J. Lynch, Jr. For For Management 1.8 Elect Director John R. McKernan, Jr. For For Management 1.9 Elect Director E. Rogers Novak, Jr. For For Management 1.10 Elect Director Tracey D. Weber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- HOULIHAN LOKEY, INC. Ticker: HLI Security ID: 441593100 Meeting Date: SEP 20, 2018 Meeting Type: Annual Record Date: JUL 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott J. Adelson For Withhold Management 1.2 Elect Director David A. Preiser For Withhold Management 1.3 Elect Director Robert A. Schriesheim For For Management 1.4 Elect Director Hideto Nishitani For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- HUDSON LTD. Ticker: HUD Security ID: G46408103 Meeting Date: MAY 07, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director James Cohen For Against Management 2 Elect Director Mary J. Steele Guilfoile For For Management 3 Elect Director James E. Skinner For For Management 4 Ratify Ernst & Young AG as Auditors For For Management 5 Authorize Audit Committee to Fix For For Management Remuneration of the Auditors -------------------------------------------------------------------------------- INFINERA CORPORATION Ticker: INFN Security ID: 45667G103 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: APR 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marcel Gani For For Management 1b Elect Director Mark A. Wegleitner For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Qualified Employee Stock For Against Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INSPERITY, INC. Ticker: NSP Security ID: 45778Q107 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: APR 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randall Mehl For For Management 1.2 Elect Director John M. Morphy For For Management 1.3 Elect Director Richard G. Rawson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INTEGER HOLDINGS CORPORATION Ticker: ITGR Security ID: 45826H109 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela G. Bailey For For Management 1.2 Elect Director Joseph W. Dziedzic For For Management 1.3 Elect Director James F. Hinrichs For For Management 1.4 Elect Director Jean Hobby For For Management 1.5 Elect Director M. Craig Maxwell For For Management 1.6 Elect Director Filippo Passerini For For Management 1.7 Elect Director Bill R. Sanford For For Management 1.8 Elect Director Peter H. Soderberg For For Management 1.9 Elect Director Donald J. Spence For For Management 1.10 Elect Director William B. Summers, Jr. For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTL FCSTONE, INC. Ticker: INTL Security ID: 46116V105 Meeting Date: FEB 13, 2019 Meeting Type: Annual Record Date: DEC 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott J. Branch For For Management 1.2 Elect Director Diane L. Cooper For For Management 1.3 Elect Director John M. Fowler For For Management 1.4 Elect Director Daryl K. Henze For For Management 1.5 Elect Directo Steven Kass For For Management 1.6 Elect Director Bruce W. Krehbiel For For Management 1.7 Elect Director Sean M. O'Connor For For Management 1.8 Elect Director Eric Parthemore For For Management 1.9 Elect Director John Radziwill For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Stock Option Plan For Against Management -------------------------------------------------------------------------------- INVESTORS BANCORP, INC. Ticker: ISBC Security ID: 46146L101 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert C. Albanese For For Management 1.2 Elect Director Domenick A. Cama For Withhold Management 1.3 Elect Director James J. Garibaldi For Withhold Management 1.4 Elect Director James H. Ward, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- IVERIC BIO, INC. Ticker: ISEE Security ID: 683745103 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adrienne L. Graves For For Management 1.2 Elect Director David R. Guyer For Withhold Management 2 Approve the Non-Employee Director For For Management Compensation Policy 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- JOHN WILEY & SONS, INC. Ticker: JW.A Security ID: 968223206 Meeting Date: SEP 27, 2018 Meeting Type: Annual Record Date: AUG 03, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Bell For For Management 1.2 Elect Director David C. Dobson For For Management 1.3 Elect Director Laurie A. Leshin For For Management 1.4 Elect Director William Pence For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Non-Employee Director For Against Management Restricted Stock Plan -------------------------------------------------------------------------------- JUNIPER NETWORKS, INC. Ticker: JNPR Security ID: 48203R104 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAR 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gary Daichendt For For Management 1b Elect Director Anne DelSanto For For Management 1c Elect Director Kevin DeNuccio For For Management 1d Elect Director James Dolce For For Management 1e Elect Director Scott Kriens For Against Management 1f Elect Director Rahul Merchant For For Management 1g Elect Director Rami Rahim For For Management 1h Elect Director William R. Stensrud For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- KAISER ALUMINUM CORPORATION Ticker: KALU Security ID: 483007704 Meeting Date: JUN 06, 2019 Meeting Type: Annual Record Date: APR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alfred E. Osborne, Jr. For For Management 1.2 Elect Director Teresa Sebastian For For Management 1.3 Elect Director Donald J. Stebbins For For Management 1.4 Elect Director Thomas M. Van Leeuwen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- KEMET CORPORATION Ticker: KEM Security ID: 488360207 Meeting Date: JUL 25, 2018 Meeting Type: Annual Record Date: MAY 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wilfried Backes For For Management 1.2 Elect Director Gurminder S. Bedi For For Management 1.3 Elect Director Per-Olof Loof For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KIRKLAND LAKE GOLD LTD. Ticker: KL Security ID: 49741E100 Meeting Date: MAY 07, 2019 Meeting Type: Annual/Special Record Date: APR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Seven For For Management 2a Elect Director Jonathan Gill For For Management 2b Elect Director Arnold Klassen For For Management 2c Elect Director Pamela Klessig For For Management 2d Elect Director Anthony Makuch For For Management 2e Elect Director Barry Olson For For Management 2f Elect Director Jeffrey Parr For For Management 2g Elect Director Raymond Threlkeld For For Management 3 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- LATTICE SEMICONDUCTOR CORP. Ticker: LSCC Security ID: 518415104 Meeting Date: MAY 03, 2019 Meeting Type: Annual Record Date: MAR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James R. Anderson For For Management 1.2 Elect Director Robin A. Abrams For For Management 1.3 Elect Director Brian M. Beattie For For Management 1.4 Elect Director John Bourgoin For For Management 1.5 Elect Director Mark E. Jensen For For Management 1.6 Elect Director James P. Lederer For For Management 1.7 Elect Director John E. Major For For Management 1.8 Elect Director Krishna Rangasayee For For Management 1.9 Elect Director D. Jeffrey Richardson For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Amend Non-Employee Director Omnibus For Against Management Stock Plan 5 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- LIBERTY TRIPADVISOR HOLDINGS, INC. Ticker: LTRPA Security ID: 531465102 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry E. Romrell For Withhold Management 1.2 Elect Director J. David Wargo For Withhold Management 2 Ratify KPMG LLP as Auditor For For Management 3 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- MATERION CORP. Ticker: MTRN Security ID: 576690101 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vinod M. Khilnani For For Management 1.2 Elect Director Robert J. Phillippy For For Management 1.3 Elect Director Patrick Prevost For For Management 1.4 Elect Director N. Mohan Reddy For For Management 1.5 Elect Director Craig S. Shular For For Management 1.6 Elect Director Darlene J. S. Solomon For For Management 1.7 Elect Director Robert B. Toth For For Management 1.8 Elect Director Jugal K. Vijayvargiya For For Management 1.9 Elect Director Geoffrey Wild For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MCGRATH RENTCORP Ticker: MGRC Security ID: 580589109 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: APR 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimberly A. Box For For Management 1.2 Elect Director William J. Dawson For For Management 1.3 Elect Director Elizabeth A. Fetter For For Management 1.4 Elect Director Joseph F. Hanna For For Management 1.5 Elect Director Bradley M. Shuster For For Management 1.6 Elect Director M. Richard Smith For For Management 1.7 Elect Director Dennis P. Stradford For For Management 1.8 Elect Director Ronald H. Zech For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MELLANOX TECHNOLOGIES, LTD. Ticker: MLNX Security ID: M51363113 Meeting Date: JUL 25, 2018 Meeting Type: Annual Record Date: JUN 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glenda Dorchak For For Management 1.2 Elect Director Irwin Federman For For Management 1.3 Elect Director Amal M. Johnson For For Management 1.4 Elect Director Jack Lazar For For Management 1.5 Elect Director Jon A. Olson For For Management 1.6 Elect Director Umesh Padval For For Management 1.7 Elect Director David Perlmutter For For Management 1.8 Elect Director Steve Sanghi For For Management 1.9 Elect Director Eyal Waldman For For Management 1.10 Elect Director Gregory Waters For For Management 1.11 Elect Director Thomas Weatherford For For Management 2a If You Do Not Have a Personal Interest None For Management in 2b Please Select "FOR". If You Do Have a Personal Interest in 2b Please Select "AGAINST". 2b Approve Grant of Performance Based For For Management Cash Incentive Award to Eyal Waldman 3a If You Do Not Have a Personal Interest None For Management in 3b Please Select "FOR". If You Do Have a Personal Interest in 3b Please Select "AGAINST". 3b Approve the Grant of Restricted Share For For Management Units and Performance Share Units to Eyal Waldman 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Amend Omnibus Stock Plan For Against Management 6 Approve the Cash Compensation and For For Management Vesting of Restricted Shares for Certain Directors 7 Approve Kost Forer Gabbay & Kasierer For For Management as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MIMECAST LTD. Ticker: MIME Security ID: G14838109 Meeting Date: OCT 04, 2018 Meeting Type: Annual Record Date: OCT 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Peter Bauer For Against Management 2 Elect Director Jeffrey Lieberman For For Management 3 Elect Director Hagi Schwartz For For Management 4 Appoint Ernst & Young LLP as Auditors For For Management 5 Authorize Board to Fix Remuneration of For For Management Auditors 6 Accept Financial Statements and For For Management Statutory Reports 7 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 8 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- MUELLER INDUSTRIES, INC. Ticker: MLI Security ID: 624756102 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory L. Christopher For For Management 1.2 Elect Director Elizabeth Donovan For For Management 1.3 Elect Director Paul J. Flaherty For For Management 1.4 Elect Director Gennaro J. Fulvio For For Management 1.5 Elect Director Gary S. Gladstein For For Management 1.6 Elect Director Scott J. Goldman For For Management 1.7 Elect Director John B. Hansen For For Management 1.8 Elect Director Terry Hermanson For For Management 1.9 Elect Director Charles P. Herzog, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- NANOSTRING TECHNOLOGIES, INC. Ticker: NSTG Security ID: 63009R109 Meeting Date: JUN 18, 2019 Meeting Type: Annual Record Date: APR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director William D. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- NATIONAL GENERAL HOLDINGS CORP. Ticker: NGHC Security ID: 636220303 Meeting Date: MAY 06, 2019 Meeting Type: Annual Record Date: MAR 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald T. DeCarlo For For Management 1.2 Elect Director Patrick Fallon For For Management 1.3 Elect Director Barry Karfunkel For Withhold Management 1.4 Elect Director Robert Karfunkel For Withhold Management 1.5 Elect Director John Marshaleck For For Management 1.6 Elect Director John "Jay" D. Nichols, For For Management Jr. 1.7 Elect Director Barbara Paris For For Management 1.8 Elect Director Barry D. Zyskind For Withhold Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- NATIONAL INSTRUMENTS CORPORATION Ticker: NATI Security ID: 636518102 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James E. Cashman, III For For Management 1.2 Elect Director Liam K. Griffin For For Management 2 Amend Qualified Employee Stock For Against Management Purchase Plan 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEOPHOTONICS CORPORATION Ticker: NPTN Security ID: 64051T100 Meeting Date: JUN 04, 2019 Meeting Type: Annual Record Date: APR 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ihab Tarazi For For Management 1.2 Elect Director Rajiv Ramaswami For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Qualified Employee Stock For Against Management Purchase Plan -------------------------------------------------------------------------------- NEW RELIC, INC. Ticker: NEWR Security ID: 64829B100 Meeting Date: AUG 21, 2018 Meeting Type: Annual Record Date: JUN 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sohaib Abbasi For For Management 1.2 Elect Director Hope Cochran For For Management 1.3 Elect Director Adam Messinger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NEWLINK GENETICS CORPORATION Ticker: NLNK Security ID: 651511107 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew L. Sherman For For Management 1.2 Elect Director Nicholas N. Vahanian For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Approve Stock Option Exchange Program For Against Management 4A Vote For If You Are Not An Employee or None For Management Director of the Company as of March 28, 2019 Otherwise Vote Against 5 Approve Stock Option Plan Grants For Against Management 6 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- NEWMARK GROUP, INC. Ticker: NMRK Security ID: 65158N102 Meeting Date: SEP 25, 2018 Meeting Type: Annual Record Date: JUL 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard W. Lutnick For Withhold Management 1.2 Elect Director Michael Snow For Withhold Management 1.3 Elect Director Virginia S. Bauer For Withhold Management 1.4 Elect Director Peter F. Cervinka For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- NMI HOLDINGS, INC. Ticker: NMIH Security ID: 629209305 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bradley M. Shuster For Withhold Management 1.2 Elect Director Claudia J. Merkle For For Management 1.3 Elect Director Michael Embler For For Management 1.4 Elect Director James G. Jones For For Management 1.5 Elect Director Lynn S. McCreary For For Management 1.6 Elect Director Michael Montgomery For For Management 1.7 Elect Director Regina Muehlhauser For For Management 1.8 Elect Director James H. Ozanne For For Management 1.9 Elect Director Steven L. Scheid For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- ON DECK CAPITAL, INC. Ticker: ONDK Security ID: 682163100 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chandra Dhandapani For For Management 1.2 Elect Director Bruce P. Nolop For For Management 1.3 Elect Director Manolo Sanchez For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ONEMAIN HOLDINGS, INC. Ticker: OMF Security ID: 68268W103 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAR 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aneek S. Mamik For For Management 1.2 Elect Director Richard A. Smith For For Management 1.3 Elect Director Valerie Soranno Keating For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ORASURE TECHNOLOGIES, INC. Ticker: OSUR Security ID: 68554V108 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAR 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eamonn P. Hobbs For For Management 1b Elect Director Stephen S. Tang For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PACIRA BIOSCIENCES, INC. Ticker: PCRX Security ID: 695127100 Meeting Date: JUN 04, 2019 Meeting Type: Annual Record Date: APR 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul Hastings For For Management 1.2 Elect Director John Longenecker For For Management 1.3 Elect Director Andreas Wicki For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- PAMPA ENERGIA SA Ticker: PAMP Security ID: 697660207 Meeting Date: OCT 02, 2018 Meeting Type: Special Record Date: SEP 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Approve Cancellation of 202.89 Million For For Management Treasury Shares and Consequent Reduction in Share Capital 3 Approve Granting of Authorizations to For For Management Perform Formalities and Necessary Presentations to Obtain Corresponding Registrations -------------------------------------------------------------------------------- PAMPA ENERGIA SA Ticker: PAMP Security ID: 697660207 Meeting Date: APR 29, 2019 Meeting Type: Annual/Special Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Shareholders to Sign Minutes For For Management of Meeting 2 Consider Financial Statements and For For Management Statutory Reports 3 Consider Allocation of Income For For Management 4 Consider Discharge of Internal For For Management Statutory Auditors Committee (Comision Fiscalizadora) and Their Remuneration 5 Consider Discharge of Internal For For Management Statutory Auditors Committee (Comision Fiscalizadora) and Their Remuneration of Petrobras Argentina SA, Petrolera Pampa SA, Central Termica Guemes SA and Central Termica Loma de la Lata SA 6 Consider Discharge of Directors and For For Management Fix their Remuneration in the Amount of ARS 278.6 Million 7 Consider Remuneration of Auditor in For For Management the Amount of ARS 27.5 Million 8 Elect Directors and Their Alternates; For Against Management Elect Members of Audit Committee 9 Elect Marcelo Hector Fuxman and Damian For For Management Burgio as Alternate Internal Statutory Auditors 10 Appoint Price Waterhouse & Co SRL as For For Management Auditor for FY 2019 11 Consider Remuneration of Auditor and For For Management Alternate for FY 2019 12 Consider Budget for Audit Committee in For For Management the Amount of ARS 585,000 13 Authorize Issuance of Negotiable Debt For For Management Securities Convertible into Shares and/or American Depository Shares (ADR) 14 Authorize Board to Perform Formalities For For Management and Necessary Presentations to Obtain Corresponding Inscriptions 15 Consider Absorption of Parques Eolicos For For Management Argentinos SA by the Company 16 Other Business (Voting) For For Management -------------------------------------------------------------------------------- PBF ENERGY INC. Ticker: PBF Security ID: 69318G106 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Nimbley For For Management 1.2 Elect Director Spencer Abraham For For Management 1.3 Elect Director Wayne A. Budd For For Management 1.4 Elect Director S. Eugene Edwards For For Management 1.5 Elect Director William E. Hantke For For Management 1.6 Elect Director Edward F. Kosnik For For Management 1.7 Elect Director Robert J. Lavinia For For Management 1.8 Elect Director Kimberly S. Lubel For For Management 1.9 Elect Director George E. Ogden For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- PEABODY ENERGY CORP. Ticker: BTU Security ID: 704551100 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bob Malone For For Management 1b Elect Director Andrea E. Bertone For For Management 1c Elect Director Nicholas J. Chirekos For For Management 1d Elect Director Stephen E. Gorman For For Management 1e Elect Director Glenn L. Kellow For For Management 1f Elect Director Joe W. Laymon For For Management 1g Elect Director Teresa S. Madden For For Management 1h Elect Director Kenneth W. Moore For For Management 1i Elect Director Michael W. Sutherlin For For Management 1j Elect Director Shaun A. Usmar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- PENNYMAC FINANCIAL SERVICES, INC. Ticker: PFSI Security ID: 70932M107 Meeting Date: MAY 30, 2019 Meeting Type: Annual Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stanford L. Kurland For Against Management 1b Elect Director David A. Spector For Against Management 1c Elect Director Anne D. McCallion For Against Management 1d Elect Director Matthew Botein For For Management 1e Elect Director James K. Hunt For For Management 1f Elect Director Patrick Kinsella For For Management 1g Elect Director Joseph Mazzella For For Management 1h Elect Director Farhad Nanji For For Management 1i Elect Director Jeffrey A. Perlowitz For For Management 1j Elect Director Theodore W. Tozer For For Management 1k Elect Director Emily Youssouf For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- PERFORMANCE FOOD GROUP CO. Ticker: PFGC Security ID: 71377A103 Meeting Date: NOV 13, 2018 Meeting Type: Annual Record Date: SEP 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William F. Dawson, Jr. For For Management 1.2 Elect Director Manuel A. Fernandez For For Management 1.3 Elect Director Kimberly S. Grant For For Management 1.4 Elect Director Randall N. Spratt For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- PIERIS PHARMACEUTICALS, INC. Ticker: PIRS Security ID: 720795103 Meeting Date: JUL 24, 2018 Meeting Type: Annual Record Date: MAY 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher P. Kiritsy For For Management 1.2 Elect Director Jean-Pierre Bizzari For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Approve Qualified Employee Stock For Against Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PUMA BIOTECHNOLOGY, INC. Ticker: PBYI Security ID: 74587V107 Meeting Date: JUN 10, 2019 Meeting Type: Annual Record Date: APR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan H. Auerbach For For Management 1.2 Elect Director Michael P. Miller For For Management 1.3 Elect Director Jay M. Moyes For For Management 1.4 Elect Director Adrian M. Senderowicz For For Management 1.5 Elect Director Troy E. Wilson For For Management 1.6 Elect Director Frank E. Zavrl For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- PVH CORP. Ticker: PVH Security ID: 693656100 Meeting Date: JUN 20, 2019 Meeting Type: Annual Record Date: APR 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary Baglivo For For Management 1b Elect Director Brent Callinicos For For Management 1c Elect Director Emanuel Chirico For For Management 1d Elect Director Juan R. Figuereo For For Management 1e Elect Director Joseph B. Fuller For For Management 1f Elect Director V. James Marino For For Management 1g Elect Director G. Penny McIntyre For For Management 1h Elect Director Amy McPherson For For Management 1i Elect Director Henry Nasella For For Management 1j Elect Director Edward R. Rosenfeld For For Management 1k Elect Director Craig Rydin For For Management 1l Elect Director Judith Amanda Sourry For For Management Knox 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Eliminate Supermajority Vote For For Management Requirement for Certain Transactions 4 Eliminate Supermajority Vote For For Management Requirement for By-Law Amendments 5 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- QUINSTREET, INC. Ticker: QNST Security ID: 74874Q100 Meeting Date: OCT 24, 2018 Meeting Type: Annual Record Date: AUG 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Douglas Valenti For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- QURATE RETAIL, INC. Ticker: QRTEA Security ID: 74915M100 Meeting Date: MAY 30, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John C. Malone For Withhold Management 1.2 Elect Director M. Ian G. Gilchrist For For Management 1.3 Elect Director Mark C. Vadon For Withhold Management 1.4 Elect Director Andrea L. Wong For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- R.R. DONNELLEY & SONS COMPANY Ticker: RRD Security ID: 257867200 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Irene M. Esteves For For Management 1.2 Elect Director Susan M. Gianinno For For Management 1.3 Elect Director Daniel L. Knotts For For Management 1.4 Elect Director Timothy R. McLevish For For Management 1.5 Elect Director Jamie Moldafsky For For Management 1.6 Elect Director P. Cody Phipps For For Management 1.7 Elect Director John C. Pope For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RADIAN GROUP INC. Ticker: RDN Security ID: 750236101 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Herbert Wender For For Management 1b Elect Director David C. Carney For For Management 1c Elect Director Howard B. Culang For For Management 1d Elect Director Debra Hess For For Management 1e Elect Director Lisa W. Hess For For Management 1f Elect Director Gaetano Muzio For For Management 1g Elect Director Gregory V. Serio For For Management 1h Elect Director Noel J. Spiegel For For Management 1i Elect Director David H. Stevens None None Management *Withdrawn Resolution* 1j Elect Director Richard G. Thornberry For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- RADWARE LTD. Ticker: RDWR Security ID: M81873107 Meeting Date: SEP 06, 2018 Meeting Type: Annual Record Date: AUG 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect Yehuda Zisapel as Director For For Management 1.2 Reelect Avraham Asheri as Director For For Management 2 Reelect David Rubner as External For For Management Director 3 Approve grants of RSUs For Against Management 4 Approve Compensation Policy for the For For Management Directors and Officers of the Company 5 Approve Net (Cashless) Exercise of For Against Management Stock Options 6 Approve Amendments to Annual Bonus For For Management Terms 7 Reappoint Kost Forer Gabbay & Kasierer For For Management as Auditors and Authorize Board to Fix Their Remuneration 8 Discuss Financial Statements and the None None Management Report of the Board A Vote FOR if you are NOT a controlling None For Management shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST -------------------------------------------------------------------------------- RENEWABLE ENERGY GROUP, INC. Ticker: REGI Security ID: 75972A301 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Delbert Christensen For For Management 1B Elect Director Randolph L. Howard For Against Management 1C Elect Director Debora M. Frodl For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RENT-A-CENTER, INC. Ticker: RCII Security ID: 76009N100 Meeting Date: JUN 04, 2019 Meeting Type: Annual Record Date: APR 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harold Lewis For For Management 1.2 Elect Director Carol A. McFate For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RESOLUTE FOREST PRODUCTS INC. Ticker: RFP Security ID: 76117W109 Meeting Date: MAY 24, 2019 Meeting Type: Annual Record Date: MAR 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randall C. Benson For For Management 1.2 Elect Director Suzanne Blanchet For For Management 1.3 Elect Director Jennifer C. Dolan For For Management 1.4 Elect Director Richard D. Falconer For For Management 1.5 Elect Director Jeffrey A. Hearn For For Management 1.6 Elect Director Yves Laflamme For For Management 1.7 Elect Director Bradley P. Martin For Against Management 1.8 Elect Director Alain Rheaume For For Management 1.9 Elect Director Michael S. Rousseau For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Restricted Stock Plan For Against Management -------------------------------------------------------------------------------- SINCLAIR BROADCAST GROUP, INC. Ticker: SBGI Security ID: 829226109 Meeting Date: JUN 06, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David D. Smith For Withhold Management 1.2 Elect Director Frederick G. Smith For Withhold Management 1.3 Elect Director J. Duncan Smith For Withhold Management 1.4 Elect Director Robert E. Smith For Withhold Management 1.5 Elect Director Howard E. Friedman For For Management 1.6 Elect Director Lawrence E. McCanna For For Management 1.7 Elect Director Daniel C. Keith For Withhold Management 1.8 Elect Director Martin R. Leader For For Management 1.9 Elect Director Benson E. Legg For For Management 2 Ratify PricewaterhouseCoopers, LLP as For For Management Auditors 3 Adopt a Policy on Board Diversity Against For Shareholder 4 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- SKECHERS U.S.A., INC. Ticker: SKX Security ID: 830566105 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Greenberg For Withhold Management 1.2 Elect Director David Weinberg For Withhold Management 1.3 Elect Director Jeffrey Greenberg For Withhold Management 2 Report on Plans to Increase Board Against For Shareholder Diversity -------------------------------------------------------------------------------- SLEEP NUMBER CORPORATION Ticker: SNBR Security ID: 83125X103 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Harrison For For Management 1.2 Elect Director Shelly R. Ibach For For Management 1.3 Elect Director Deborah L. Kilpatrick For For Management 1.4 Elect Director Barbara R. Matas For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- SPIRIT AEROSYSTEMS HOLDINGS, INC. Ticker: SPR Security ID: 848574109 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: FEB 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles L. Chadwell For For Management 1b Elect Director Irene M. Esteves For For Management 1c Elect Director Paul E. Fulchino For For Management 1d Elect Director Thomas C. Gentile, III For For Management 1e Elect Director Richard A. Gephardt For For Management 1f Elect Director Robert D. Johnson For For Management 1g Elect Director Ronald T. Kadish For For Management 1h Elect Director John L. Plueger For For Management 1i Elect Director Laura H. Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- SPS COMMERCE, INC. Ticker: SPSC Security ID: 78463M107 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAR 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Archie C. Black For For Management 1B Elect Director Martin J. Leestma For For Management 1C Elect Director James B. Ramsey For For Management 1D Elect Director Marty M. Reaume For For Management 1E Elect Director Tami L. Reller For For Management 1F Elect Director Philip E. Soran For For Management 1G Elect Director Sven A. Wehrwein For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SPX FLOW, INC. Ticker: FLOW Security ID: 78469X107 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne K. Altman For For Management 1.2 Elect Director Patrick D. Campbell For For Management 1.3 Elect Director Marcus G. Michael For For Management 1.4 Elect Director Suzanne B. Rowland For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- STAMPS.COM INC. Ticker: STMP Security ID: 852857200 Meeting Date: JUN 12, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mohan P. Ananda For Withhold Management 1.2 Elect Director David C. Habiger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SURMODICS, INC. Ticker: SRDX Security ID: 868873100 Meeting Date: FEB 13, 2019 Meeting Type: Annual Record Date: DEC 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald B. Kalich For For Management 1.2 Elect Director Shawn T. McCormick For For Management 2 Fix Number of Directors at Seven For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- TAYLOR MORRISON HOME CORPORATION Ticker: TMHC Security ID: 87724P106 Meeting Date: MAY 29, 2019 Meeting Type: Annual Record Date: APR 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffry L. Flake For For Management 1.2 Elect Director Anne L. Mariucci For For Management 1.3 Elect Director Andrea "Andi" Owen For For Management 1.4 Elect Director Denise F. Warren For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Deletion of Provisions Relating to our For For Management Former Class B Common Stock and to Rename our Class A Common Stock -------------------------------------------------------------------------------- TEXAS CAPITAL BANCSHARES, INC. Ticker: TCBI Security ID: 88224Q107 Meeting Date: APR 16, 2019 Meeting Type: Annual Record Date: FEB 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. Keith Cargill For For Management 1.2 Elect Director Jonathan E. Baliff For For Management 1.3 Elect Director James H. Browning For For Management 1.4 Elect Director Larry L. Helm For For Management 1.5 Elect Director David S. Huntley For For Management 1.6 Elect Director Charles S. Hyle For For Management 1.7 Elect Director Elysia Holt Ragusa For For Management 1.8 Elect Director Steven P. Rosenberg For For Management 1.9 Elect Director Robert W. Stallings For For Management 1.10 Elect Director Dale W. Tremblay For For Management 1.11 Elect Director Ian J. Turpin For For Management 1.12 Elect Director Patricia A. Watson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- THE MADISON SQUARE GARDEN CO. Ticker: MSG Security ID: 55825T103 Meeting Date: DEC 06, 2018 Meeting Type: Annual Record Date: OCT 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank J. Biondi, Jr. For For Management 1.2 Elect Director Joseph J. Lhota For Withhold Management 1.3 Elect Director Richard D. Parsons For For Management 1.4 Elect Director Nelson Peltz For For Management 1.5 Elect Director Scott M. Sperling For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- THE SIMPLY GOOD FOODS CO. Ticker: SMPL Security ID: 82900L102 Meeting Date: JAN 23, 2019 Meeting Type: Annual Record Date: NOV 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Clayton C. Daley, Jr. For For Management 1.2 Elect Director Nomi P. Ghez For For Management 1.3 Elect Director James E. Healey For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THIRD POINT REINSURANCE LTD. Ticker: TPRE Security ID: G8827U100 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rafe de la Gueronniere For For Management 1.2 Elect Director Neil McConachie For For Management 2 Election of Designated Company For For Management Directors of non-U.S. Subsidiaries 3 Approve Ernst & Young Ltd. as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- TIVITY HEALTH, INC. Ticker: TVTY Security ID: 88870R102 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Sara J. Finley For For Management 1B Elect Director Robert J. Greczyn, Jr. For For Management 1C Elect Director Peter A. Hudson For For Management 1D Elect Director Beth M. Jacob For For Management 1E Elect Director Bradley S. Karro For For Management 1F Elect Director Paul H. Keckley For For Management 1G Elect Director Benjamin A. Kirshner For For Management 1H Elect Director Lee A. Shapiro For For Management 1I Elect Director Donato J. Tramuto For For Management 1J Elect Director Kevin G. Wills For For Management 1K Elect Director Dawn M. Zier For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- TOWER SEMICONDUCTOR LTD. Ticker: TSEM Security ID: M87915274 Meeting Date: JUN 25, 2019 Meeting Type: Annual Record Date: MAY 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Amir Elstein as Director and For Did Not Vote Management Approve His Remuneration 1.2 Elect Russell Ellwanger as Director For Did Not Vote Management and Approve His Remuneration 1.3 Elect Kalman Kaufman as Director and For Did Not Vote Management Approve His Remuneration 1.4 Elect Alex Kornhauser as Director and For Did Not Vote Management Approve His Remuneration 1.5 Elect Dana Gross as Director and For Did Not Vote Management Approve Her Remuneration 1.6 Elect Ilan Flato as Director and For Did Not Vote Management Approve His Remuneration 1.7 Elect Rami Guzman as Director and For Did Not Vote Management Approve His Remuneration 1.8 Elect Yoav Chelouche as Director and For Did Not Vote Management Approve His Remuneration 1.9 Elect Iris Avner as Director and For Did Not Vote Management Approve Her Remuneration 1.10 Elect Jerry Neal as Director and For Did Not Vote Management Approve His Remuneration 2 Appoint Amir Elstein as Chairman and For Did Not Vote Management Approve his Terms of Compensation 3 Approve Equity Grant to Russell For Did Not Vote Management Ellwanger, CEO 4 Approve Equity Grant to Certain For Did Not Vote Management Directors 5 Renew Liability Insurance Policy to For Did Not Vote Management Directors/Officers 6 Appoint Brightman Almagor & Co. as For Did Not Vote Management Auditors and Authorize Board to Fix Their Remuneration 7 Discuss Financial Statements and the None None Management Report of the Board A Vote FOR if you are a controlling None Did Not Vote Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Did Not Vote Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Did Not Vote Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None Did Not Vote Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- TRIMAS CORPORATION Ticker: TRS Security ID: 896215209 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas A. Amato For For Management 1.2 Elect Director Nancy S. Gougarty For For Management 1.3 Elect Director Jeffrey M. Greene For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRINET GROUP, INC. Ticker: TNET Security ID: 896288107 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin Babinec For For Management 1.2 Elect Director Paul Chamberlain For For Management 1.3 Elect Director Wayne B. Lowell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For Against Management 5 Approve Remuneration of Non-Employee For For Management Directors -------------------------------------------------------------------------------- TWILIO, INC. Ticker: TWLO Security ID: 90138F102 Meeting Date: JAN 30, 2019 Meeting Type: Special Record Date: DEC 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- USANA HEALTH SCIENCES, INC. Ticker: USNA Security ID: 90328M107 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Myron W. Wentz For Withhold Management 1.2 Elect Director Robert Anciaux For Withhold Management 1.3 Elect Director Gilbert A. Fuller For For Management 1.4 Elect Director Kevin G. Guest For Withhold Management 1.5 Elect Director Feng Peng For For Management 1.6 Elect Director Peggie J. Pelosi For For Management 1.7 Elect Director Frederic J. Winssinger For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VARONIS SYSTEMS, INC. Ticker: VRNS Security ID: 922280102 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Comolli For For Management 1.2 Elect Director John J. Gavin, Jr. For For Management 1.3 Elect Director Fred Van Den Bosch For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Kost Forer Gabbay & Kasierer as For For Management Auditors -------------------------------------------------------------------------------- VENATOR MATERIALS PLC Ticker: VNTR Security ID: G9329Z100 Meeting Date: JUN 11, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter R. Huntsman For Against Management 1b Elect Director Simon Turner For Against Management 1c Elect Director Robert J. Margetts For For Management 1d Elect Director Douglas D. Anderson For For Management 1e Elect Director Daniele Ferrari For For Management 1f Elect Director Kathy D. Patrick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Remuneration Report For For Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors 6 Appoint Deloitte LLP as U.K. Statutory For For Management Auditor 7 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 8 Authorise EU Political Donations and For Against Management Expenditure -------------------------------------------------------------------------------- VERACYTE, INC. Ticker: VCYT Security ID: 92337F107 Meeting Date: JUN 11, 2019 Meeting Type: Annual Record Date: APR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Karin Eastham For For Management 1.2 Elect Director Kevin K. Gordon For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- VERSO CORP. Ticker: VRS Security ID: 92531L207 Meeting Date: SEP 24, 2018 Meeting Type: Annual Record Date: AUG 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan J. Carr For For Management 1.2 Elect Director Eugene I. Davis For For Management 1.3 Elect Director B. Christopher DiSantis For For Management 1.4 Elect Director Steven D. Scheiwe For For Management 1.5 Elect Director Jay Shuster For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- VISTA OUTDOOR INC. Ticker: VSTO Security ID: 928377100 Meeting Date: AUG 07, 2018 Meeting Type: Annual Record Date: JUN 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Callahan For For Management 1b Elect Director Robert M. Tarola For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- WALKER & DUNLOP, INC. Ticker: WD Security ID: 93148P102 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan J. Bowers For For Management 1.2 Elect Director Ellen D. Levy For For Management 1.3 Elect Director Michael D. Malone For For Management 1.4 Elect Director John Rice For For Management 1.5 Elect Director Dana L. Schmaltz For For Management 1.6 Elect Director Howard W. Smith, III For For Management 1.7 Elect Director William M. Walker For For Management 1.8 Elect Director Michael J. Warren For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WATTS WATER TECHNOLOGIES, INC. Ticker: WTS Security ID: 942749102 Meeting Date: MAY 17, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher L. Conway For For Management 1.2 Elect Director David A. Dunbar For For Management 1.3 Elect Director Louise K. Goeser For For Management 1.4 Elect Director Jes Munk Hansen For For Management 1.5 Elect Director W. Craig Kissel For For Management 1.6 Elect Director Joseph T. Noonan For For Management 1.7 Elect Director Robert J. Pagano, Jr. For For Management 1.8 Elect Director Merilee Raines For For Management 1.9 Elect Director Joseph W. Reitmeier For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- WORKIVA INC. Ticker: WK Security ID: 98139A105 Meeting Date: JUN 11, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brigid A. Bonner For For Management 1.2 Elect Director Suku Radia For For Management 1.3 Elect Director Martin J. Vanderploeg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WORLD FUEL SERVICES CORPORATION Ticker: INT Security ID: 981475106 Meeting Date: MAY 24, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Kasbar For For Management 1.2 Elect Director Ken Bakshi For For Management 1.3 Elect Director Jorge L. Benitez For For Management 1.4 Elect Director Stephen J. Gold For For Management 1.5 Elect Director Richard A. Kassar For For Management 1.6 Elect Director John L. Manley For For Management 1.7 Elect Director Stephen K. Roddenberry For For Management 1.8 Elect Director Paul H. Stebbins For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- YRC WORLDWIDE INC. Ticker: YRCW Security ID: 984249607 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: APR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond J. Bromark For For Management 1.2 Elect Director Matthew A. Doheny For For Management 1.3 Elect Director Robert L. Friedman For For Management 1.4 Elect Director Darren D. Hawkins For For Management 1.5 Elect Director James E. Hoffman For For Management 1.6 Elect Director Patricia M. Nazemetz For For Management 1.7 Elect Director James F. Winestock For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management ========== END NPX REPORT
Boston Partners Investment Funds
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-05518 Reporting Period: 07/01/2018 - 06/30/2019 The RBB Fund, Inc. ====================== Boston Partners All-Cap Value Fund ====================== ABBOTT LABORATORIES Ticker: ABT Security ID: 002824100 Meeting Date: APR 26, 2019 Meeting Type: Annual Record Date: FEB 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.2 Elect Director Roxanne S. Austin For Withhold Management 1.3 Elect Director Sally E. Blount For For Management 1.4 Elect Director Michelle A. Kumbier For For Management 1.5 Elect Director Edward M. Liddy For Withhold Management 1.6 Elect Director Nancy McKinstry For For Management 1.7 Elect Director Phebe N. Novakovic For For Management 1.8 Elect Director William A. Osborn For For Management 1.9 Elect Director Samuel C. Scott, III For For Management 1.10 Elect Director Daniel J. Starks For For Management 1.11 Elect Director John G. Stratton For For Management 1.12 Elect Director Glenn F. Tilton For For Management 1.13 Elect Director Miles D. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- AFLAC INCORPORATED Ticker: AFL Security ID: 001055102 Meeting Date: MAY 06, 2019 Meeting Type: Annual Record Date: FEB 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel P. Amos For For Management 1b Elect Director W. Paul Bowers For For Management 1c Elect Director Toshihiko Fukuzawa For For Management 1d Elect Director Robert B. Johnson For For Management 1e Elect Director Thomas J. Kenny For For Management 1f Elect Director Georgette D. Kiser For For Management 1g Elect Director Karole F. Lloyd For For Management 1h Elect Director Joseph L. Moskowitz For For Management 1i Elect Director Barbara K. Rimer For For Management 1j Elect Director Katherine T. Rohrer For For Management 1k Elect Director Melvin T. Stith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- AIR LEASE CORP. Ticker: AL Security ID: 00912X302 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew J. Hart For For Management 1b Elect Director Cheryl Gordon Krongard For For Management 1c Elect Director Marshall O. Larsen For Against Management 1d Elect Director Robert A. Milton For For Management 1e Elect Director John L. Plueger For For Management 1f Elect Director Ian M. Saines For For Management 1g Elect Director Ronald D. Sugar For Against Management 1h Elect Director Steven F. Udvar-Hazy For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALLEGHANY CORP. Ticker: Y Security ID: 017175100 Meeting Date: APR 26, 2019 Meeting Type: Annual Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Karen Brenner For For Management 1.2 Elect Director John G. Foos For For Management 1.3 Elect Director Lauren M. Tyler For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALLERGAN PLC Ticker: AGN Security ID: G0177J108 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nesli Basgoz For For Management 1b Elect Director Joseph H. Boccuzi For For Management 1c Elect Director Christopher W. Bodine For For Management 1d Elect Director Adriane M. Brown For For Management 1e Elect Director Christopher J. Coughlin For For Management 1f Elect Director Carol Anthony (John) For For Management Davidson 1g Elect Director Thomas C. Freyman For For Management 1h Elect Director Michael E. Greenberg For For Management 1i Elect Director Robert J. Hugin For For Management 1j Elect Director Peter J. McDonnell For For Management 1k Elect Director Brenton L. Saunders For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Issue of Equity For For Management 5a Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5b Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- ALLIANCE DATA SYSTEMS CORPORATION Ticker: ADS Security ID: 018581108 Meeting Date: JUN 04, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce K. Anderson For For Management 1.2 Elect Director Roger H. Ballou For For Management 1.3 Elect Director Kelly J. Barlow For For Management 1.4 Elect Director Edward J. Heffernan For For Management 1.5 Elect Director Kenneth R. Jensen For For Management 1.6 Elect Director Robert A. Minicucci For For Management 1.7 Elect Director Timothy J. Theriault For For Management 1.8 Elect Director Laurie A. Tucker For For Management 1.9 Elect Director Sharen J. Turney For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALPHABET INC. Ticker: GOOGL Security ID: 02079K305 Meeting Date: JUN 19, 2019 Meeting Type: Annual Record Date: APR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Page For For Management 1.2 Elect Director Sergey Brin For For Management 1.3 Elect Director John L. Hennessy For For Management 1.4 Elect Director L. John Doerr For Withhold Management 1.5 Elect Director Roger W. Ferguson, Jr. For For Management 1.6 Elect Director Ann Mather For Withhold Management 1.7 Elect Director Alan R. Mulally For For Management 1.8 Elect Director Sundar Pichai For For Management 1.9 Elect Director K. Ram Shriram For Withhold Management 1.10 Elect Director Robin L. Washington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Adopt a Policy Prohibiting Inequitable Against For Shareholder Employment Practices 6 Establish Societal Risk Oversight Against For Shareholder Committee 7 Report on Sexual Harassment Policies Against For Shareholder 8 Require a Majority Vote for the Against For Shareholder Election of Directors 9 Report on Gender Pay Gap Against For Shareholder 10 Employ Advisors to Explore Against Against Shareholder Alternatives to Maximize Value 11 Approve Nomination of Employee Against Against Shareholder Representative Director 12 Adopt Simple Majority Vote Against Against Shareholder 13 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 14 Report on Human Rights Risk Assessment Against Against Shareholder 15 Adopt Compensation Clawback Policy Against For Shareholder 16 Report on Policies and Risks Related Against Against Shareholder to Content Governance -------------------------------------------------------------------------------- ALTRIA GROUP, INC. Ticker: MO Security ID: 02209S103 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John T. Casteen, III For For Management 1.2 Elect Director Dinyar S. Devitre For For Management 1.3 Elect Director Thomas F. Farrell, II For For Management 1.4 Elect Director Debra J. Kelly-Ennis For For Management 1.5 Elect Director W. Leo Kiely, III For For Management 1.6 Elect Director Kathryn B. McQuade For For Management 1.7 Elect Director George Munoz For Against Management 1.8 Elect Director Mark E. Newman For For Management 1.9 Elect Director Nabil Y. Sakkab For For Management 1.10 Elect Director Virginia E. Shanks For For Management 1.11 Elect Director Howard A. Willard, III For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Nicotine Levels in Tobacco Against Against Shareholder Products 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- AMBEV SA Ticker: ABEV3 Security ID: 02319V103 Meeting Date: APR 26, 2019 Meeting Type: Annual/Special Record Date: MAR 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2018 2 Approve Allocation of Income and For For Management Dividends 3.a Elect Fiscal Council Members For Abstain Management 3.b Elect Aldo Luiz Mendes as Fiscal None For Shareholder Council Member and Vinicius Balbino Bouhid as Alternate Appointed by Minority Shareholder 4.1 Approve Remuneration of Company's For For Management Management 4.2 Approve Remuneration of Fiscal Council For For Management Members 1.a Amend Article 5 to Reflect Changes in For For Management Capital 1.b Amend Article 16 Re: Decrease in Board For For Management Size 1.c Consolidate Bylaws For For Management -------------------------------------------------------------------------------- AMDOCS LTD. Ticker: DOX Security ID: G02602103 Meeting Date: JAN 31, 2019 Meeting Type: Annual Record Date: DEC 03, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert A. Minicucci For For Management 1.2 Elect Director Julian A. Brodsky For For Management 1.3 Elect Director Adrian Gardner For For Management 1.4 Elect Director Eli Gelman For For Management 1.5 Elect Director James S. Kahan For For Management 1.6 Elect Director Richard T.C. LeFave For For Management 1.7 Elect Director Ariane de Rothschild For For Management 1.8 Elect Director Shuky Sheffer For For Management 1.9 Elect Director Rafael de la Vega For For Management 1.10 Elect Director Giora Yaron For For Management 2 Approve Dividends For For Management 3 Accept Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Ticker: AIG Security ID: 026874784 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Don Cornwell For For Management 1b Elect Director Brian Duperreault For For Management 1c Elect Director John H. Fitzpatrick For For Management 1d Elect Director William G. Jurgensen For For Management 1e Elect Director Christopher S. Lynch For For Management 1f Elect Director Henry S. Miller For For Management 1g Elect Director Linda A. Mills For For Management 1h Elect Director Thomas F. Motamed For For Management 1i Elect Director Suzanne Nora Johnson For Against Management 1j Elect Director Peter R. Porrino For For Management 1k Elect Director Amy L. Schioldager For For Management 1l Elect Director Douglas M. Steenland For For Management 1m Elect Director Therese M. Vaughan For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AMERISOURCEBERGEN CORP. Ticker: ABC Security ID: 03073E105 Meeting Date: FEB 28, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ornella Barra For For Management 1.2 Elect Director Steven H. Collis For For Management 1.3 Elect Director D. Mark Durcan For For Management 1.4 Elect Director Richard W. Gochnauer For For Management 1.5 Elect Director Lon R. Greenberg For For Management 1.6 Elect Director Jane E. Henney For For Management 1.7 Elect Director Kathleen W. Hyle For For Management 1.8 Elect Director Michael J. Long For For Management 1.9 Elect Director Henry W. McGee For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Prohibit Adjusting Compensation Against For Shareholder Metrics for Legal or Compliance Costs -------------------------------------------------------------------------------- AMETEK, INC. Ticker: AME Security ID: 031100100 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ruby R. Chandy For For Management 1b Elect Director Steven W. Kohlhagen For For Management 1c Elect Director David A. Zapico For For Management 2 Adopt Majority Voting for Uncontested For For Management Election of Directors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ANALOG DEVICES, INC. Ticker: ADI Security ID: 032654105 Meeting Date: MAR 13, 2019 Meeting Type: Annual Record Date: JAN 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ray Stata For For Management 1b Elect Director Vincent Roche For For Management 1c Elect Director James A. Champy For For Management 1d Elect Director Anantha P. Chandrakasan For For Management 1e Elect Director Bruce R. Evans For For Management 1f Elect Director Edward H. Frank For For Management 1g Elect Director Karen M. Golz For For Management 1h Elect Director Mark M. Little For For Management 1i Elect Director Neil Novich For Against Management 1j Elect Director Kenton J. Sicchitano For For Management 1k Elect Director Lisa T. Su For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Prepare Employment Diversity Report Against Against Shareholder and Report on Diversity Policies -------------------------------------------------------------------------------- ANDEAVOR Ticker: ANDV Security ID: 03349M105 Meeting Date: SEP 24, 2018 Meeting Type: Special Record Date: AUG 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ANTHEM, INC. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bahija Jallal For For Management 1.2 Elect Director Elizabeth E. Tallett For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Declassify the Board of Directors None For Shareholder -------------------------------------------------------------------------------- AON PLC Ticker: AON Security ID: G0408V102 Meeting Date: JUN 21, 2019 Meeting Type: Annual Record Date: APR 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jin-Yong Cai For For Management 1.2 Elect Director Jeffrey C. Campbell For For Management 1.3 Elect Director Gregory C. Case For For Management 1.4 Elect Director Fulvio Conti For For Management 1.5 Elect Director Cheryl A. Francis For For Management 1.6 Elect Director Lester B. Knight For For Management 1.7 Elect Director J. Michael Losh For Against Management 1.8 Elect Director Richard B. Myers For For Management 1.9 Elect Director Richard C. Notebaert For For Management 1.10 Elect Director Gloria Santona For For Management 1.11 Elect Director Carolyn Y. Woo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote to Ratify Directors' For For Management Remuneration Report 4 Accept Financial Statements and For For Management Statutory Reports 5 Ratify Ernst & Young LLP as Auditors For For Management 6 Ratify Ernst & Young LLP as Aon's U.K. For For Management Statutory Auditor 7 Authorize Board to Fix Remuneration of For For Management Auditors 8 Amend Omnibus Stock Plan For Against Management 9 Approve Reduction of Capital For For Management 10 Adopt New Articles of Association For For Management 11 Authorize Shares for Market Purchase For For Management 12 Authorize Issue of Equity For For Management 13 Issue of Equity or Equity-Linked For For Management Securities without Pre-emptive Rights 14 Approve Political Donations For For Management -------------------------------------------------------------------------------- ARROW ELECTRONICS, INC. Ticker: ARW Security ID: 042735100 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry W. Perry For For Management 1.2 Elect Director Philip K. Asherman For For Management 1.3 Elect Director Steven H. Gunby For For Management 1.4 Elect Director Gail E. Hamilton For For Management 1.5 Elect Director Richard S. Hill For Withhold Management 1.6 Elect Director M.F. "Fran" Keeth For For Management 1.7 Elect Director Andrew C. Kerin For For Management 1.8 Elect Director Laurel J. Krzeminski For For Management 1.9 Elect Director Michael J. Long For For Management 1.10 Elect Director Stephen C. Patrick For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: MAR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Jack O. Bovender, Jr. For For Management 1d Elect Director Frank P. Bramble, Sr. For For Management 1e Elect Director Pierre J.P. de Weck For For Management 1f Elect Director Arnold W. Donald For For Management 1g Elect Director Linda P. Hudson For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Thomas J. May For For Management 1j Elect Director Brian T. Moynihan For For Management 1k Elect Director Lionel L. Nowell, III For For Management 1l Elect Director Clayton S. Rose For For Management 1m Elect Director Michael D. White For For Management 1n Elect Director Thomas D. Woods For For Management 1o Elect Director R. David Yost For For Management 1p Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Report on Gender Pay Gap Against Against Shareholder 6 Provide Right to Act by Written Consent Against For Shareholder 7 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- BB&T CORPORATION Ticker: BBT Security ID: 054937107 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: FEB 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer S. Banner For For Management 1.2 Elect Director K. David Boyer, Jr. For For Management 1.3 Elect Director Anna R. Cablik For For Management 1.4 Elect Director Patrick C. Graney, III For For Management 1.5 Elect Director I. Patricia Henry For For Management 1.6 Elect Director Kelly S. King For For Management 1.7 Elect Director Louis B. Lynn For For Management 1.8 Elect Director Easter A. Maynard For For Management 1.9 Elect Director Charles A. Patton For For Management 1.10 Elect Director Nido R. Qubein For For Management 1.11 Elect Director William J. Reuter For For Management 1.12 Elect Director Tollie W. Rich, Jr. For For Management 1.13 Elect Director Christine Sears For For Management 1.14 Elect Director Thomas E. Skains For For Management 1.15 Elect Director Thomas N. Thompson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BELDEN INC. Ticker: BDC Security ID: 077454106 Meeting Date: MAY 24, 2019 Meeting Type: Annual Record Date: MAR 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David J. Aldrich For For Management 1b Elect Director Lance C. Balk For For Management 1c Elect Director Steven W. Berglund For For Management 1d Elect Director Diane D. Brink For For Management 1e Elect Director Judy L. Brown For For Management 1f Elect Director Bryan C. Cressey For For Management 1g Elect Director Jonathan C. Klein For For Management 1h Elect Director George E. Minnich For For Management 1i Elect Director John S. Stroup For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BIOGEN INC. Ticker: BIIB Security ID: 09062X103 Meeting Date: JUN 19, 2019 Meeting Type: Annual Record Date: APR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John R. Chiminski None None Management *Withdrawn Resolution* 1b Elect Director Alexander J. Denner For For Management 1c Elect Director Caroline D. Dorsa For Against Management 1d Elect Director William A. Hawkins For For Management 1e Elect Director Nancy L. Leaming For For Management 1f Elect Director Jesus B. Mantas For For Management 1g Elect Director Richard C. Mulligan For For Management 1h Elect Director Robert W. Pangia For For Management 1i Elect Director Stelios Papadopoulos For For Management 1j Elect Director Brian S. Posner For For Management 1k Elect Director Eric K. Rowinsky For Against Management 1l Elect Director Lynn Schenk For For Management 1m Elect Director Stephen A. Sherwin For Against Management 1n Elect Director Michel Vounatsos For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BOOKING HOLDINGS INC. Ticker: BKNG Security ID: 09857L108 Meeting Date: JUN 06, 2019 Meeting Type: Annual Record Date: APR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy M. Armstrong For For Management 1.2 Elect Director Jeffery H. Boyd For For Management 1.3 Elect Director Glenn D. Fogel For For Management 1.4 Elect Director Mirian Graddick-Weir For For Management 1.5 Elect Director James M. Guyette For For Management 1.6 Elect Director Wei Hopeman For For Management 1.7 Elect Director Robert J. Mylod, Jr. For For Management 1.8 Elect Director Charles H. Noski For For Management 1.9 Elect Director Nancy B. Peretsman For For Management 1.10 Elect Director Nicholas J. Read For For Management 1.11 Elect Director Thomas E. Rothman For For Management 1.12 Elect Director Lynn M. Vojvodich For For Management 1.13 Elect Director Vanessa A. Wittman For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Bylaw Against For Shareholder -------------------------------------------------------------------------------- BRITISH AMERICAN TOBACCO PLC Ticker: BATS Security ID: 110448107 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Reappoint KPMG LLP as Auditors For For Management 5 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 6 Re-elect Richard Burrows as Director For For Management 7 Re-elect Sue Farr as Director For For Management 8 Re-elect Dr Marion Helmes as Director For Against Management 9 Re-elect Luc Jobin as Director For For Management 10 Re-elect Holly Koeppel as Director For Against Management 11 Re-elect Savio Kwan as Director For For Management 12 Re-elect Dimitri Panayotopoulos as For For Management Director 13 Re-elect Kieran Poynter as Director For For Management 14 Re-elect Ben Stevens as Director For For Management 15 Elect Jack Bowles as Director For For Management 16 Authorise Issue of Equity For Against Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- CANADIAN NATURAL RESOURCES LIMITED Ticker: CNQ Security ID: 136385101 Meeting Date: MAY 09, 2019 Meeting Type: Annual/Special Record Date: MAR 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Best For Withhold Management 1.2 Elect Director N. Murray Edwards For For Management 1.3 Elect Director Timothy W. Faithfull For For Management 1.4 Elect Director Christopher L. Fong For For Management 1.5 Elect Director Gordon D. Giffin For For Management 1.6 Elect Director Wilfred A. Gobert For For Management 1.7 Elect Director Steve W. Laut For For Management 1.8 Elect Director Tim S. McKay For For Management 1.9 Elect Director Frank J. McKenna For For Management 1.10 Elect Director David A. Tuer For For Management 1.11 Elect Director Annette M. Verschuren For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Re-approve Stock Option Plan For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Ticker: COF Security ID: 14040H105 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Richard D. Fairbank For For Management 1B Elect Director Aparna Chennapragada For For Management 1C Elect Director Ann Fritz Hackett For For Management 1D Elect Director Peter Thomas Killalea For Against Management 1E Elect Director Cornelis Petrus For For Management Adrianus Joseph "Eli" Leenaars 1F Elect Director Pierre E. Leroy For For Management 1G Elect Director Francois Locoh-Donou For For Management 1H Elect Director Peter E. Raskind For For Management 1I Elect Director Mayo A. Shattuck, III For Against Management 1J Elect Director Bradford H. Warner For For Management 1K Elect Director Catherine G. West For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- CARDINAL HEALTH, INC. Ticker: CAH Security ID: 14149Y108 Meeting Date: NOV 07, 2018 Meeting Type: Annual Record Date: SEP 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Colleen F. Arnold For For Management 1.2 Elect Director Carrie S. Cox For Against Management 1.3 Elect Director Calvin Darden For For Management 1.4 Elect Director Bruce L. Downey For For Management 1.5 Elect Director Patricia A. Hemingway For For Management Hall 1.6 Elect Director Akhil Johri For For Management 1.7 Elect Director Michael C. Kaufmann For For Management 1.8 Elect Director Gregory B. Kenny For For Management 1.9 Elect Director Nancy Killefer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Policy to Not Exclude Legal and Against Against Shareholder Compliance Costs for Purposes of Determining Executive Compensation 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CATERPILLAR INC. Ticker: CAT Security ID: 149123101 Meeting Date: JUN 12, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kelly A. Ayotte For Against Management 1.2 Elect Director David L. Calhoun For For Management 1.3 Elect Director Daniel M. Dickinson For For Management 1.4 Elect Director Juan Gallardo For For Management 1.5 Elect Director Dennis A. Muilenburg For For Management 1.6 Elect Director William A. Osborn For For Management 1.7 Elect Director Debra L. Reed-Klages For For Management 1.8 Elect Director Edward B. Rust, Jr. For For Management 1.9 Elect Director Susan C. Schwab For Against Management 1.10 Elect Director D. James Umpleby, III For For Management 1.11 Elect Director Miles D. White For For Management 1.12 Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against For Shareholder 5 Report on Risks of Doing Business in Against Against Shareholder Conflict-Affected Areas -------------------------------------------------------------------------------- CEMEX SAB DE CV Ticker: CEMEXCPO Security ID: 151290889 Meeting Date: MAR 28, 2019 Meeting Type: Annual/Special Record Date: FEB 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and Cash For For Management Dividends 3 Set Maximum Amount of Share Repurchase For For Management Reserve; Present Share Repurchase Report 4 Approve Reduction in Share Capital via For For Management Cancellation of Treasury Shares; Approve Reduction in Variable Portion of Capital via Cancellation of Repurchased Shares; Authorize Increase in Variable Portion of Capital via Issuance of Treasury Shares 5 Elect Directors, Chairman and For Against Management Secretary of Board, Members and Chairmen of Audit, Corporate Practices and Finance Committees 6 Approve Remuneration of Directors and For For Management Members of Audit, Corporate Practices and Finance Committees 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions 1 Approve Company's Reorganization Re: For For Management Absorption of Subsidiaries 2 Amend Article 2 Re: Corporate Purpose; For Against Management Amend Article 28; Approve Certification of Company's Bylaws 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CENTENE CORPORATION Ticker: CNC Security ID: 15135B101 Meeting Date: JUN 24, 2019 Meeting Type: Special Record Date: MAY 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CHUBB LIMITED Ticker: CB Security ID: H1467J104 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Allocate Disposable Profit For For Management 2.2 Approve Dividend Distribution From For For Management Legal Reserves Through Capital Contributions Reserve Subaccount 3 Approve Discharge of Board of Directors For For Management 4.1 Ratify PricewaterhouseCoopers AG For For Management (Zurich) as Statutory Auditor 4.2 Ratify PricewaterhouseCoopers LLP For For Management (United States) as Independent Registered Accounting Firm 4.3 Ratify BDO AG (Zurich) as Special For For Management Audit Firm 5.1 Elect Director Evan G. Greenberg For For Management 5.2 Elect Director Robert M. Hernandez For For Management 5.3 Elect Director Michael G. Atieh For For Management 5.4 Elect Director Sheila P. Burke For For Management 5.5 Elect Director James I. Cash For For Management 5.6 Elect Director Mary Cirillo For For Management 5.7 Elect Director Michael P. Connors For For Management 5.8 Elect Director John A. Edwardson For For Management 5.9 Elect Director Kimberly A. Ross For For Management 5.10 Elect Director Robert W. Scully For Against Management 5.11 Elect Director Eugene B. Shanks, Jr. For For Management 5.12 Elect Director Theodore E. Shasta For For Management 5.13 Elect Director David H. Sidwell For For Management 5.14 Elect Director Olivier Steimer For For Management 6 Elect Evan G. Greenberg as Board For Against Management Chairman 7.1 Elect Michael P. Connors as Member of For For Management the Compensation Committee 7.2 Elect Mary Cirillo as Member of the For For Management Compensation Committee 7.3 Elect John A. Edwardson as Member of For For Management the Compensation Committee 7.4 Elect Robert M. Hernandez as Member of For For Management the Compensation Committee 8 Designate Homburger AG as Independent For For Management Proxy 9.1 Approve the Maximum Aggregate For For Management Remuneration of Directors 9.2 Approve Remuneration of Executive For For Management Management in the Amount of USD 43 Million for Fiscal 2020 10 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 11 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- CIGNA CORP. Ticker: CI Security ID: 125509109 Meeting Date: AUG 24, 2018 Meeting Type: Special Record Date: JUL 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CIGNA CORPORATION Ticker: CI Security ID: 125523100 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: FEB 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Cordani For For Management 1.2 Elect Director William J. DeLaney For For Management 1.3 Elect Director Eric J. Foss For For Management 1.4 Elect Director Elder Granger For For Management 1.5 Elect Director Isaiah Harris, Jr. For For Management 1.6 Elect Director Roman Martinez, IV For For Management 1.7 Elect Director Kathleen M. Mazzarella For For Management 1.8 Elect Director Mark B. McClellan For For Management 1.9 Elect Director John M. Partridge For For Management 1.10 Elect Director William L. Roper For For Management 1.11 Elect Director Eric C. Wiseman For For Management 1.12 Elect Director Donna F. Zarcone For For Management 1.13 Elect Director William D. Zollars For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Cyber Risk *Withdrawn None None Shareholder Resolution* 6 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- CIMAREX ENERGY CO. Ticker: XEC Security ID: 171798101 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hans Helmerich For For Management 1.2 Elect Director Harold R. Logan, Jr. For For Management 1.3 Elect Director Monroe W. Robertson For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 12, 2018 Meeting Type: Annual Record Date: OCT 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For Against Management 1b Elect Director Michael D. Capellas For For Management 1c Elect Director Mark Garrett For For Management 1d Elect Director Kristina M. Johnson For For Management 1e Elect Director Roderick C. McGeary For For Management 1f Elect Director Charles H. Robbins For For Management 1g Elect Director Arun Sarin For For Management 1h Elect Director Brenton L. Saunders For For Management 1i Elect Director Steven M. West For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Require Independent Board Chairman Against For Shareholder 6 Adjust Executive Compensation Metrics Against Against Shareholder for Share Buybacks -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 16, 2019 Meeting Type: Annual Record Date: FEB 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Corbat For For Management 1b Elect Director Ellen M. Costello For For Management 1c Elect Director Barbara J. Desoer For For Management 1d Elect Director John C. Dugan For For Management 1e Elect Director Duncan P. Hennes For For Management 1f Elect Director Peter B. Henry For For Management 1g Elect Director S. Leslie Ireland For For Management 1h Elect Director Lew W. (Jay) Jacobs, IV For For Management 1i Elect Director Renee J. James For Against Management 1j Elect Director Eugene M. McQuade For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For Against Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Prohibit Accelerated Vesting of Awards Against For Shareholder to Pursue Government Service 7 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Ticker: CTSH Security ID: 192446102 Meeting Date: JUN 04, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zein Abdalla For For Management 1b Elect Director Maureen Breakiron-Evans For For Management 1c Elect Director Jonathan Chadwick For Against Management 1d Elect Director John M. Dineen For For Management 1e Elect Director Francisco D'Souza For For Management 1f Elect Director John N. Fox, Jr. For For Management 1g Elect Director Brian Humphries For For Management 1h Elect Director John E. Klein For For Management 1i Elect Director Leo S. Mackay, Jr. For For Management 1j Elect Director Michael Patsalos-Fox For For Management 1k Elect Director Joseph M. Velli For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Report on Political Contributions Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: APR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Sheldon M. Bonovitz For For Management 1.4 Elect Director Edward D. Breen For For Management 1.5 Elect Director Gerald L. Hassell For For Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For Withhold Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For For Management 1.10 Elect Director Brian L. Roberts For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Approve Nonqualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Require Independent Board Chairman Against For Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- CRH PLC Ticker: CRH Security ID: 12626K203 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Approve Increase in the Limit of the For For Management Aggregate Fees for Non-executive Directors 6a Re-elect Richard Boucher as Director For Against Management 6b Re-elect Nicky Hartery as Director For For Management 6c Re-elect Patrick Kennedy as Director For For Management 6d Re-elect Heather McSharry as Director For For Management 6e Re-elect Albert Manifold as Director For For Management 6f Re-elect Senan Murphy as Director For For Management 6g Re-elect Gillian Platt as Director For For Management 6h Elect Mary Rhinehart as Director For For Management 6i Re-elect Lucinda Riches as Director For For Management 6j Re-elect Henk Rottinghuis as Director For For Management 6k Elect Siobhan Talbot as Director For For Management 6l Re-elect William Teuber Jr. as Director For For Management 7 Authorise Board to Fix Remuneration of For For Management Auditors 8 Reappoint Ernst & Young as Auditors For For Management 9 Authorise Issue of Equity For For Management 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Authorise Reissuance of Treasury Shares For For Management 14 Approve Scrip Dividend For For Management -------------------------------------------------------------------------------- CUMMINS INC. Ticker: CMI Security ID: 231021106 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director N. Thomas Linebarger For For Management 2 Elect Director Richard J. Freeland For For Management 3 Elect Director Robert J. Bernhard For For Management 4 Elect Director Franklin R. Chang Diaz For For Management 5 Elect Director Bruno V. Di Leo Allen For For Management 6 Elect Director Stephen B. Dobbs For For Management 7 Elect Director Robert K. Herdman For For Management 8 Elect Director Alexis M. Herman For Against Management 9 Elect Director Thomas J. Lynch For Against Management 10 Elect Director William I. Miller For For Management 11 Elect Director Georgia R. Nelson For Against Management 12 Elect Director Karen H. Quintos For For Management 13 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 14 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 15 Amend Nonqualified Employee Stock For For Management Purchase Plan 16 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director Mark T. Bertolini For For Management 1c Elect Director Richard M. Bracken For For Management 1d Elect Director C. David Brown, II For For Management 1e Elect Director Alecia A. DeCoudreaux For For Management 1f Elect Director Nancy-Ann M. DeParle For For Management 1g Elect Director David W. Dorman For For Management 1h Elect Director Roger N. Farah For Against Management 1i Elect Director Anne M. Finucane For For Management 1j Elect Director Edward J. Ludwig For For Management 1k Elect Director Larry J. Merlo For For Management 1l Elect Director Jean-Pierre Millon For For Management 1m Elect Director Mary L. Schapiro For For Management 1n Elect Director Richard J. Swift For For Management 1o Elect Director William C. Weldon For For Management 1p Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Prohibit Adjusting Compensation Against Against Shareholder Metrics for Legal or Compliance Costs -------------------------------------------------------------------------------- DELTA AIR LINES, INC. Ticker: DAL Security ID: 247361702 Meeting Date: JUN 20, 2019 Meeting Type: Annual Record Date: APR 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward H. Bastian For For Management 1b Elect Director Francis S. Blake For For Management 1c Elect Director Daniel A. Carp For For Management 1d Elect Director Ashton B. Carter For For Management 1e Elect Director David G. DeWalt For For Management 1f Elect Director William H. Easter, III For For Management 1g Elect Director Christopher A. Hazleton For For Management 1h Elect Director Michael P. Huerta For For Management 1i Elect Director Jeanne P. Jackson For For Management 1j Elect Director George N. Mattson For For Management 1k Elect Director Sergio A. L. Rial For For Management 1l Elect Director Kathy N. Waller For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- DIAMONDBACK ENERGY, INC. Ticker: FANG Security ID: 25278X109 Meeting Date: NOV 27, 2018 Meeting Type: Special Record Date: OCT 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management -------------------------------------------------------------------------------- DIAMONDBACK ENERGY, INC. Ticker: FANG Security ID: 25278X109 Meeting Date: JUN 06, 2019 Meeting Type: Annual Record Date: APR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven E. West For For Management 1.2 Elect Director Travis D. Stice For For Management 1.3 Elect Director Michael L. Hollis For For Management 1.4 Elect Director Michael P. Cross For For Management 1.5 Elect Director David L. Houston For For Management 1.6 Elect Director Mark L. Plaumann For For Management 1.7 Elect Director Melanie M. Trent For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- DICK'S SPORTING GOODS, INC. Ticker: DKS Security ID: 253393102 Meeting Date: JUN 12, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark J. Barrenchea For For Management 1b Elect Director Emanuel Chirico For For Management 1c Elect Director Allen R. Weiss For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES Ticker: DFS Security ID: 254709108 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Aronin For For Management 1.2 Elect Director Mary K. Bush For Against Management 1.3 Elect Director Gregory C. Case For For Management 1.4 Elect Director Candace H. Duncan For For Management 1.5 Elect Director Joseph F. Eazor For For Management 1.6 Elect Director Cynthia A. Glassman For For Management 1.7 Elect Director Roger C. Hochschild For For Management 1.8 Elect Director Thomas G. Maheras For For Management 1.9 Elect Director Michael H. Moskow For For Management 1.10 Elect Director Mark A. Thierer For For Management 1.11 Elect Director Lawrence A. Weinbach For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws 5 Provide Right to Call Special Meeting For For Management 6 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- DOLLAR TREE, INC. Ticker: DLTR Security ID: 256746108 Meeting Date: JUN 13, 2019 Meeting Type: Annual Record Date: APR 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arnold S. Barron For For Management 1.2 Elect Director Gregory M. Bridgeford For For Management 1.3 Elect Director Thomas W. Dickson For For Management 1.4 Elect Director Conrad M. Hall For For Management 1.5 Elect Director Lemuel E. Lewis For For Management 1.6 Elect Director Jeffrey G. Naylor For Against Management 1.7 Elect Director Gary M. Philbin For For Management 1.8 Elect Director Bob Sasser For For Management 1.9 Elect Director Thomas A. Saunders, III For For Management 1.10 Elect Director Stephanie P. Stahl For For Management 1.11 Elect Director Carrie A. Wheeler For For Management 1.12 Elect Director Thomas E. Whiddon For For Management 1.13 Elect Director Carl P. Zeithaml For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- DOVER CORPORATION Ticker: DOV Security ID: 260003108 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. John Gilbertson, Jr. For For Management 1b Elect Director Kristiane C. Graham For For Management 1c Elect Director Michael F. Johnston For For Management 1d Elect Director Eric A. Spiegel For For Management 1e Elect Director Richard J. Tobin For For Management 1f Elect Director Stephen M. Todd For For Management 1g Elect Director Stephen K. Wagner For For Management 1h Elect Director Keith E. Wandell For For Management 1i Elect Director Mary A. Winston For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement for Amendments to Article 15 5 Eliminate Supermajority Vote For For Management Requirement for Amendments to Article 16 -------------------------------------------------------------------------------- DOWDUPONT INC. Ticker: DWDP Security ID: 26078J100 Meeting Date: MAY 23, 2019 Meeting Type: Special Record Date: MAY 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- DUPONT DE NEMOURS, INC. Ticker: DD Security ID: 26078J100 Meeting Date: JUN 25, 2019 Meeting Type: Annual Record Date: APR 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward D. Breen For For Management 1b Elect Director Ruby R. Chandy For For Management 1c Elect Director Franklin K. Clyburn, Jr. For For Management 1d Elect Director Terrence R. Curtin For For Management 1e Elect Director Alexander M. Cutler For For Management 1f Elect Director C. Marc Doyle For For Management 1g Elect Director Eleuthere I. du Pont For For Management 1h Elect Director Rajiv L. Gupta For For Management 1i Elect Director Luther C. Kissam For For Management 1j Elect Director Frederick M. Lowery For For Management 1k Elect Director Raymond J. Milchovich For For Management 1l Elect Director Steven M. Sterin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Pay Disparity Against Against Shareholder 6 Report on Public Health Risks of Against Against Shareholder Petrochemical Operations in Flood Prone Areas 7 Report on Efforts to Reduce Plastic Against Against Shareholder Pellet Pollution -------------------------------------------------------------------------------- DXC TECHNOLOGY COMPANY Ticker: DXC Security ID: 23355L106 Meeting Date: AUG 15, 2018 Meeting Type: Annual Record Date: JUN 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mukesh Aghi For For Management 1b Elect Director Amy E. Alving For For Management 1c Elect Director David L. Herzog For Against Management 1d Elect Director Sachin Lawande For For Management 1e Elect Director J. Michael Lawrie For For Management 1f Elect Director Mary L. Krakauer For For Management 1g Elect Director Julio A. Portalatin For For Management 1h Elect Director Peter Rutland For For Management 1i Elect Director Manoj P. Singh For For Management 1j Elect Director Robert F. Woods For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EATON CORPORATION PLC Ticker: ETN Security ID: G29183103 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: FEB 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig Arnold For For Management 1b Elect Director Todd M. Bluedorn For For Management 1c Elect Director Christopher M. Connor For For Management 1d Elect Director Michael J. Critelli For For Management 1e Elect Director Richard H. Fearon For For Management 1f Elect Director Arthur E. Johnson For For Management 1g Elect Director Olivier Leonetti For For Management 1h Elect Director Deborah L. McCoy For For Management 1i Elect Director Gregory R. Page For For Management 1j Elect Director Sandra Pianalto For Against Management 1k Elect Director Gerald B. Smith For For Management 1l Elect Director Dorothy C. Thompson For For Management 2 Approve Ernst & Young LLP as Auditor For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize Issue of Equity with For For Management Pre-emptive Rights 5 Authorize Issue of Equity without For Against Management Pre-emptive Rights 6 Authorize Share Repurchase of Issued For For Management Share Capital -------------------------------------------------------------------------------- EBAY INC. Ticker: EBAY Security ID: 278642103 Meeting Date: MAY 30, 2019 Meeting Type: Annual Record Date: APR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fred D. Anderson, Jr. For For Management 1b Elect Director Anthony J. Bates For For Management 1c Elect Director Adriane M. Brown For For Management 1d Elect Director Jesse A. Cohn For For Management 1e Elect Director Diana Farrell For For Management 1f Elect Director Logan D. Green For For Management 1g Elect Director Bonnie S. Hammer For For Management 1h Elect Director Kathleen C. Mitic For For Management 1i Elect Director Matthew J. Murphy For For Management 1j Elect Director Pierre M. Omidyar For For Management 1k Elect Director Paul S. Pressler For For Management 1l Elect Director Robert H. Swan For For Management 1m Elect Director Thomas J. Tierney For For Management 1n Elect Director Perry M. Traquina For For Management 1o Elect Director Devin N. Wenig For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Reduce Ownership Threshold for For For Management Shareholder to Call Special Meetings 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- ELECTRONIC ARTS INC. Ticker: EA Security ID: 285512109 Meeting Date: AUG 02, 2018 Meeting Type: Annual Record Date: JUN 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leonard S. Coleman For Against Management 1b Elect Director Jay C. Hoag For Against Management 1c Elect Director Jeffrey T. Huber For For Management 1d Elect Director Lawrence F. Probst, III For For Management 1e Elect Director Talbott Roche For For Management 1f Elect Director Richard A. Simonson For For Management 1g Elect Director Luis A. Ubinas For For Management 1h Elect Director Heidi J. Ueberroth For For Management 1i Elect Director Andrew Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ENCANA CORP. Ticker: ECA Security ID: 292505104 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: MAR 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter A. Dea For For Management 1.2 Elect Director Fred J. Fowler For For Management 1.3 Elect Director Howard J. Mayson For For Management 1.4 Elect Director Lee A. McIntire For For Management 1.5 Elect Director Margaret A. McKenzie For For Management 1.6 Elect Director Steven W. Nance For For Management 1.7 Elect Director Suzanne P. Nimocks For Withhold Management 1.8 Elect Director Thomas G. Ricks For For Management 1.9 Elect Director Brian G. Shaw For For Management 1.10 Elect Director Douglas J. Suttles For For Management 1.11 Elect Director Bruce G. Waterman For For Management 1.12 Elect Director Clayton H. Woitas For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Amend Shareholder Rights Plan For For Management 4 Approve Omnibus Stock Plan For For Management 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENERGEN CORP. Ticker: EGN Security ID: 29265N108 Meeting Date: NOV 27, 2018 Meeting Type: Special Record Date: OCT 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- ENERSYS Ticker: ENS Security ID: 29275Y102 Meeting Date: AUG 02, 2018 Meeting Type: Annual Record Date: JUN 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hwan-yoon F. Chung For For Management 1.2 Elect Director Nelda J. Connors For Against Management 1.3 Elect Director Arthur T. Katsaros For For Management 1.4 Elect Director Robert Magnus For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: MAY 30, 2019 Meeting Type: Annual Record Date: APR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Alford For For Management 1.2 Elect Director Marc L. Andreessen For Withhold Management 1.3 Elect Director Kenneth I. Chenault For For Management 1.4 Elect Director Susan D. For For Management Desmond-Hellmann 1.5 Elect Director Sheryl K. Sandberg For Withhold Management 1.6 Elect Director Peter A. Thiel For For Management 1.7 Elect Director Jeffrey D. Zients For For Management 1.8 Elect Director Mark Zuckerberg For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Require Independent Board Chairman Against For Shareholder 7 Require a Majority Vote for the Against For Shareholder Election of Directors 8 Disclose Board Diversity and Against Against Shareholder Qualifications Matrix 9 Report on Content Governance Against Against Shareholder 10 Report on Global Median Gender Pay Gap Against Against Shareholder 11 Prepare Employment Diversity Report Against Against Shareholder and Report on Diversity Policies 12 Study Strategic Alternatives Including Against Against Shareholder Sale of Assets -------------------------------------------------------------------------------- FIAT CHRYSLER AUTOMOBILES NV Ticker: FCA Security ID: N31738102 Meeting Date: SEP 07, 2018 Meeting Type: Special Record Date: AUG 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Michael Manley as Executive For For Management Director 3 Close Meeting None None Management -------------------------------------------------------------------------------- FIAT CHRYSLER AUTOMOBILES NV Ticker: FCA Security ID: N31738102 Meeting Date: APR 12, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Director's Report (Non-Voting) None None Management 2.b Implementation of Remuneration Policy None None Management 2.c Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.d Adopt Financial Statements and For For Management Statutory Reports 2.e Approve Dividends of EUR 0.65 Per Share For For Management 2.f Approve Discharge of Directors For For Management 3.a Reelect John Elkann as Executive For Against Management Director 3.b Reelect Michael Manley as Executive For For Management Director 3.c Elect Richard Palmer as Executive For For Management Director 4.a Reelect Ronald L. Thompson as For For Management Non-Executive Director 4.b Reelect John Abbott as Non-Executive For For Management Director 4.c Reelect Andrea Agnelli as For For Management Non-Executive Director 4.d Reelect Tiberto Brandolini d'Adda as For For Management Non-Executive Director 4.e Reelect Glenn Earle as Non-Executive For For Management Director 4.f Reelect Valerie A. Mars as For For Management Non-Executive Director 4.g Reelect Michelangelo A. Volpi For Against Management Non-Executive as Director 4.h Reelect Patience Wheatcroft For For Management Non-Executive as Director 4.i Reelect Ermenegildo Zegna For For Management Non-Executive as Director 5 Ratify Ernst & Young as Auditors For For Management 6.1 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital in Case of Acquisition 6.2 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances Under Item 6.1 6.3 Grant Board Authority to Issue Special For Against Management Voting Shares and Right to Subscription Up to Maximum Aggregate Special Voting Shares 7 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 8 Approve Cancellation of Special Voting For For Management Shares 9.a Approve CEO Bonus For Against Management 9.b Approve Award of Performance Shares to For Against Management Executive Directors 10 Close Meeting None None Management -------------------------------------------------------------------------------- FIDELITY NATIONAL INFORMATION SERVICES, INC. Ticker: FIS Security ID: 31620M106 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen R. Alemany For For Management 1b Elect Director Keith W. Hughes For For Management 1c Elect Director David K. Hunt For For Management 1d Elect Director Stephan A. James For For Management 1e Elect Director Leslie M. Muma For For Management 1f Elect Director Alexander Navab For For Management 1g Elect Director Gary A. Norcross For For Management 1h Elect Director Louise M. Parent For For Management 1i Elect Director Brian T. Shea For For Management 1j Elect Director James B. Stallings, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FIFTH THIRD BANCORP Ticker: FITB Security ID: 316773100 Meeting Date: APR 16, 2019 Meeting Type: Annual Record Date: FEB 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas K. Akins For For Management 1.2 Elect Director B. Evan Bayh, III For Against Management 1.3 Elect Director Jorge L. Benitez For For Management 1.4 Elect Director Katherine B. Blackburn For For Management 1.5 Elect Director Emerson L. Brumback For For Management 1.6 Elect Director Jerry W. Burris For For Management 1.7 Elect Director Greg D. Carmichael For For Management 1.8 Elect Director C. Bryan Daniels For For Management 1.9 Elect Director Thomas H. Harvey For For Management 1.10 Elect Director Gary R. Heminger For Against Management 1.11 Elect Director Jewell D. Hoover For For Management 1.12 Elect Director Eileen A. Mallesch For Against Management 1.13 Elect Director Michael B. McCallister For For Management 1.14 Elect Director Marsha C. Williams For Against Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Approve Omnibus Stock Plan For For Management 6 Authorize New Class of Preferred Stock For For Management -------------------------------------------------------------------------------- FIRST DATA CORP. Ticker: FDC Security ID: 32008D106 Meeting Date: APR 11, 2019 Meeting Type: Written Consent Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- FIRST DATA CORPORATION Ticker: FDC Security ID: 32008D106 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank J. Bisignano For Withhold Management 1.2 Elect Director Henry R. Kravis For Withhold Management 1.3 Elect Director Heidi G. Miller For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- FLEX LTD. Ticker: FLEX Security ID: Y2573F102 Meeting Date: AUG 16, 2018 Meeting Type: Annual Record Date: JUN 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Lay Koon Tan For For Management 2 Elect Director Jennifer Li For For Management 3 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Shares without For Against Management Preemptive Rights 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- FMC CORPORATION Ticker: FMC Security ID: 302491303 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: MAR 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre Brondeau For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director G. Peter D'Aloia For For Management 1d Elect Director C. Scott Greer For For Management 1e Elect Director K'Lynne Johnson For For Management 1f Elect Director Dirk A. Kempthorne For For Management 1g Elect Director Paul J. Norris For For Management 1h Elect Director Margareth Ovrum For For Management 1i Elect Director Robert C. Pallash For For Management 1j Elect Director William H. Powell For For Management 1k Elect Director Vincent R. Volpe, Jr. For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirements to Remove Directors -------------------------------------------------------------------------------- FORTIVE CORPORATION Ticker: FTV Security ID: 34959J108 Meeting Date: JUN 04, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Mitchell P. Rales For For Management 1B Elect Director Steven M. Rales For For Management 1C Elect Director Jeannine Sargent For For Management 1D Elect Director Alan G. Spoon For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- GENERAL DYNAMICS CORPORATION Ticker: GD Security ID: 369550108 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James S. Crown For For Management 1b Elect Director Rudy F. deLeon For For Management 1c Elect Director Cecil D. Haney For For Management 1d Elect Director Lester L. Lyles For For Management 1e Elect Director Mark M. Malcolm For For Management 1f Elect Director Phebe N. Novakovic For For Management 1g Elect Director C. Howard Nye For For Management 1h Elect Director William A. Osborn For For Management 1i Elect Director Catherine B. Reynolds For For Management 1j Elect Director Laura J. Schumacher For For Management 1k Elect Director Peter A. Wall For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Nonqualified Employee Stock For For Management Purchase Plan 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Ticker: GILD Security ID: 375558103 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacqueline K. Barton For For Management 1b Elect Director John F. Cogan For For Management 1c Elect Director Kelly A. Kramer For For Management 1d Elect Director Kevin E. Lofton For For Management 1e Elect Director Harish Manwani For Against Management 1f Elect Director Daniel P. O'Day For For Management 1g Elect Director Richard J. Whitley For For Management 1h Elect Director Gayle E. Wilson For For Management 1i Elect Director Per Wold-Olsen For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Provide Right to Act by Written Consent For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Require Independent Board Chairman Against For Shareholder 6 Report on Corporate Tax Savings Against Against Shareholder Allocation -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Ticker: GSK Security ID: 37733W105 Meeting Date: MAY 08, 2019 Meeting Type: Annual/Special Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Iain Mackay as Director For For Management 4 Re-elect Philip Hampton as Director For For Management 5 Re-elect Emma Walmsley as Director For For Management 6 Re-elect Vindi Banga as Director For For Management 7 Re-elect Dr Hal Barron as Director For For Management 8 Re-elect Dr Vivienne Cox as Director For For Management 9 Re-elect Lynn Elsenhans as Director For For Management 10 Re-elect Dr Laurie Glimcher as Director For For Management 11 Re-elect Dr Jesse Goodman as Director For For Management 12 Re-elect Judy Lewent as Director For For Management 13 Re-elect Urs Rohner as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit & Risk Committee For For Management to Fix Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Approve the Exemption from Statement For For Management of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 1 Approve Consumer Healthcare Joint For For Management Venture with Pfizer Inc. -------------------------------------------------------------------------------- GRAPHIC PACKAGING HOLDING COMPANY Ticker: GPK Security ID: 388689101 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Laurie Brlas For For Management 1.2 Elect Director David D. Campbell For For Management 1.3 Elect Director Robert A. Hagemann For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HENRY SCHEIN, INC. Ticker: HSIC Security ID: 806407102 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Barry J. Alperin For For Management 1b Elect Director Gerald A. Benjamin For For Management 1c Elect Director Stanley M. Bergman For For Management 1d Elect Director James P. Breslawski For For Management 1e Elect Director Paul Brons For For Management 1f Elect Director Shira Goodman For For Management 1g Elect Director Joseph L. Herring For For Management 1h Elect Director Kurt P. Kuehn For For Management 1i Elect Director Philip A. Laskawy For Against Management 1j Elect Director Anne H. Margulies For For Management 1k Elect Director Mark E. Mlotek For For Management 1l Elect Director Steven Paladino For For Management 1m Elect Director Carol Raphael For For Management 1n Elect Director E. Dianne Rekow For For Management 1o Elect Director Bradley T. Sheares For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditor For For Management -------------------------------------------------------------------------------- HEWLETT PACKARD ENTERPRISE COMPANY Ticker: HPE Security ID: 42824C109 Meeting Date: APR 03, 2019 Meeting Type: Annual Record Date: FEB 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel Ammann For For Management 1b Elect Director Michael J. Angelakis For For Management 1c Elect Director Pamela L. Carter For Against Management 1d Elect Director Jean M. Hobby For For Management 1e Elect Director Raymond J. Lane For For Management 1f Elect Director Ann M. Livermore For For Management 1g Elect Director Antonio F. Neri For For Management 1h Elect Director Raymond E. Ozzie For For Management 1i Elect Director Gary M. Reiner For For Management 1j Elect Director Patricia F. Russo For Against Management 1k Elect Director Lip-Bu Tan For For Management 1l Elect Director Mary Agnes Wilderotter For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- HP INC. Ticker: HPQ Security ID: 40434L105 Meeting Date: APR 23, 2019 Meeting Type: Annual Record Date: FEB 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Aida M. Alvarez For For Management 1b Elect Director Shumeet Banerji For For Management 1c Elect Director Robert R. Bennett For For Management 1d Elect Director Charles "Chip" V. Bergh For For Management 1e Elect Director Stacy Brown-Philpot For For Management 1f Elect Director Stephanie A. Burns For For Management 1g Elect Director Mary Anne Citrino For Against Management 1h Elect Director Yoky Matsuoka For For Management 1i Elect Director Stacey Mobley For For Management 1j Elect Director Subra Suresh For For Management 1k Elect Director Dion J. Weisler For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED Ticker: HBAN Security ID: 446150104 Meeting Date: APR 18, 2019 Meeting Type: Annual Record Date: FEB 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lizabeth Ardisana For For Management 1.2 Elect Director Ann B. "Tanny" Crane For For Management 1.3 Elect Director Robert S. Cubbin For For Management 1.4 Elect Director Steven G. Elliott For For Management 1.5 Elect Director Gina D. France For For Management 1.6 Elect Director J. Michael Hochschwender For For Management 1.7 Elect Director John C. "Chris" Inglis For For Management 1.8 Elect Director Peter J. Kight For For Management 1.9 Elect Director Katherine M. A. "Allie" For For Management Kline 1.10 Elect Director Richard W. Neu For For Management 1.11 Elect Director David L. Porteous For For Management 1.12 Elect Director Kathleen H. Ransier For For Management 1.13 Elect Director Stephen D. Steinour For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HURON CONSULTING GROUP, INC. Ticker: HURN Security ID: 447462102 Meeting Date: MAY 03, 2019 Meeting Type: Annual Record Date: MAR 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John McCartney For For Management 1.2 Elect Director James H. Roth For For Management 1.3 Elect Director Ekta Singh-Bushell For Withhold Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- JABIL, INC. Ticker: JBL Security ID: 466313103 Meeting Date: JAN 24, 2019 Meeting Type: Annual Record Date: NOV 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anousheh Ansari For For Management 1.2 Elect Director Martha F. Brooks For For Management 1.3 Elect Director Christopher S. Holland For For Management 1.4 Elect Director Timothy L. Main For For Management 1.5 Elect Director Mark T. Mondello For For Management 1.6 Elect Director John C. Plant For Withhold Management 1.7 Elect Director Steven A. Raymund For For Management 1.8 Elect Director Thomas A. Sansone For For Management 1.9 Elect Director David M. Stout For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JAZZ PHARMACEUTICALS PLC Ticker: JAZZ Security ID: G50871105 Meeting Date: AUG 02, 2018 Meeting Type: Annual Record Date: JUN 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter Gray For For Management 1b Elect Director Kenneth W. O'Keefe For For Management 1c Elect Director Elmar Schnee For For Management 1d Elect Director Catherine A. Sohn For For Management 2 Approve KPMG, Dublin as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: FEB 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Mark B. McClellan For For Management 1h Elect Director Anne M. Mulcahy For Against Management 1i Elect Director William D. Perez For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Clawback Disclosure of Recoupment Against For Shareholder Activity from Senior Officers 5 Report on Integrating Risks Related to Against Against Shareholder Drug Pricing into Senior Executive Compensation -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director James A. Bell For For Management 1c Elect Director Stephen B. Burke For For Management 1d Elect Director Todd A. Combs For For Management 1e Elect Director James S. Crown For For Management 1f Elect Director James Dimon For For Management 1g Elect Director Timothy P. Flynn For Against Management 1h Elect Director Mellody Hobson For For Management 1i Elect Director Laban P. Jackson, Jr. For For Management 1j Elect Director Michael A. Neal For For Management 1k Elect Director Lee R. Raymond For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Report on Gender Pay Gap Against Against Shareholder 5 Amend Proxy Access Right Against For Shareholder 6 Provide for Cumulative Voting Against For Shareholder -------------------------------------------------------------------------------- KAR AUCTION SERVICES, INC. Ticker: KAR Security ID: 48238T109 Meeting Date: JUN 04, 2019 Meeting Type: Annual Record Date: APR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donna R. Ecton For For Management 1b Elect Director James P. "Jim" Hallett For For Management 1c Elect Director Mark E. Hill For For Management 1d Elect Director J. Mark Howell For For Management 1e Elect Director Stefan Jacoby For For Management 1f Elect Director Lynn Jolliffe For For Management 1g Elect Director Michael T. Kestner For For Management 1h Elect Director John P. Larson For For Management 1i Elect Director Stephen E. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KEYCORP Ticker: KEY Security ID: 493267108 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce D. Broussard For For Management 1.2 Elect Director Charles P. Cooley For For Management 1.3 Elect Director Gary M. Crosby For For Management 1.4 Elect Director Alexander M. Cutler For For Management 1.5 Elect Director H. James Dallas For For Management 1.6 Elect Director Elizabeth R. Gile For For Management 1.7 Elect Director Ruth Ann M. Gillis For For Management 1.8 Elect Director William G. Gisel, Jr. For For Management 1.9 Elect Director Carlton L. Highsmith For For Management 1.10 Elect Director Richard J. Hipple For For Management 1.11 Elect Director Kristen L. Manos For For Management 1.12 Elect Director Beth E. Mooney For For Management 1.13 Elect Director Barbara R. Snyder For For Management 1.14 Elect Director David K. Wilson For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Increase Authorized Common Stock For For Management 6 Permit Board to Amend Bylaws Without For For Management Shareholder Consent -------------------------------------------------------------------------------- KLA-TENCOR CORP. Ticker: KLAC Security ID: 482480100 Meeting Date: NOV 07, 2018 Meeting Type: Annual Record Date: SEP 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward W. Barnholt For For Management 1.2 Elect Director Robert M. Calderoni For Against Management 1.3 Elect Director John T. Dickson For For Management 1.4 Elect Director Emiko Higashi For For Management 1.5 Elect Director Kevin J. Kennedy For For Management 1.6 Elect Director Gary B. Moore For For Management 1.7 Elect Director Kiran M. Patel For For Management 1.8 Elect Director Ana G. Pinczuk For For Management 1.9 Elect Director Robert A. Rango For For Management 1.10 Elect Director Richard P. Wallace For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- LABORATORY CORPORATION OF AMERICA HOLDINGS Ticker: LH Security ID: 50540R409 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kerrii B. Anderson For Against Management 1b Elect Director Jean-Luc Belingard For Against Management 1c Elect Director D. Gary Gilliland For For Management 1d Elect Director David P. King For For Management 1e Elect Director Garheng Kong For Against Management 1f Elect Director Peter M. Neupert For For Management 1g Elect Director Richelle P. Parham For For Management 1h Elect Director Adam H. Schechter For For Management 1i Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- LAS VEGAS SANDS CORP. Ticker: LVS Security ID: 517834107 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sheldon G. Adelson For Withhold Management 1.2 Elect Director Irwin Chafetz For Withhold Management 1.3 Elect Director Micheline Chau For Withhold Management 1.4 Elect Director Patrick Dumont For Withhold Management 1.5 Elect Director Charles D. Forman For Withhold Management 1.6 Elect Director Robert G. Goldstein For Withhold Management 1.7 Elect Director George Jamieson For For Management 1.8 Elect Director Charles A. Koppelman For Withhold Management 1.9 Elect Director Lewis Kramer For For Management 1.10 Elect Director David F. Levi For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- LEAR CORPORATION Ticker: LEA Security ID: 521865204 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas P. Capo For For Management 1b Elect Director Mei-Wei Cheng For For Management 1c Elect Director Jonathan F. Foster For Against Management 1d Elect Director Mary Lou Jepsen For For Management 1e Elect Director Kathleen A. Ligocki For For Management 1f Elect Director Conrad L. Mallett, Jr. For For Management 1g Elect Director Raymond E. Scott For For Management 1h Elect Director Gregory C. Smith For For Management 1i Elect Director Henry D.G. Wallace For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- LEIDOS HOLDINGS, INC. Ticker: LDOS Security ID: 525327102 Meeting Date: APR 26, 2019 Meeting Type: Annual Record Date: FEB 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory R. Dahlberg For For Management 1b Elect Director David G. Fubini For For Management 1c Elect Director Miriam E. John For For Management 1d Elect Director Frank Kendall, III For For Management 1e Elect Director Robert C. Kovarik, Jr. For For Management 1f Elect Director Harry M.J. Kraemer, Jr. For For Management 1g Elect Director Roger A. Krone For For Management 1h Elect Director Gary S. May For For Management 1i Elect Director Surya N. Mohapatra For For Management 1j Elect Director Lawrence C. Nussdorf For For Management 1k Elect Director Robert S. Shapard For For Management 1l Elect Director Susan M. Stalnecker For For Management 1m Elect Director Noel B. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt Simple Majority Vote Against For Shareholder 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LIVENT CORPORATION Ticker: LTHM Security ID: 53814L108 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael F. Barry For For Management 1b Elect Director Steven T. Merkt For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LOEWS CORPORATION Ticker: L Security ID: 540424108 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAR 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ann E. Berman For For Management 1b Elect Director Joseph L. Bower For For Management 1c Elect Director Charles D. Davidson For For Management 1d Elect Director Charles M. Diker For For Management 1e Elect Director Paul J. Fribourg For Against Management 1f Elect Director Walter L. Harris For Against Management 1g Elect Director Philip A. Laskawy For Against Management 1h Elect Director Susan P. Peters For For Management 1i Elect Director Andrew H. Tisch For For Management 1j Elect Director James S. Tisch For Against Management 1k Elect Director Jonathan M. Tisch For For Management 1l Elect Director Anthony Welters For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Ticker: LOW Security ID: 548661107 Meeting Date: MAY 31, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raul Alvarez For For Management 1.2 Elect Director David H. Batchelder For For Management 1.3 Elect Director Angela F. Braly For Withhold Management 1.4 Elect Director Sandra B. Cochran For For Management 1.5 Elect Director Laurie Z. Douglas For For Management 1.6 Elect Director Richard W. Dreiling For Withhold Management 1.7 Elect Director Marvin R. Ellison For For Management 1.8 Elect Director James H. Morgan For For Management 1.9 Elect Director Brian C. Rogers For For Management 1.10 Elect Director Bertram L. Scott For For Management 1.11 Elect Director Lisa W. Wardell For For Management 1.12 Elect Director Eric C. Wiseman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- MANPOWERGROUP, INC. Ticker: MAN Security ID: 56418H100 Meeting Date: MAY 10, 2019 Meeting Type: Annual Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.A Elect Director Gina R. Boswell For For Management 1.B Elect Director Cari M. Dominguez For For Management 1.C Elect Director William Downe For For Management 1.D Elect Director John F. Ferraro For For Management 1.E Elect Director Patricia Hemingway Hall For Against Management 1.F Elect Director Julie M. Howard For For Management 1.G Elect Director Ulice Payne, Jr. For For Management 1.H Elect Director Jonas Prising For For Management 1.I Elect Director Paul Read For For Management 1.J Elect Director Elizabeth P. Sartain For For Management 1.K Elect Director Michael J. Van Handel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MARATHON OIL CORPORATION Ticker: MRO Security ID: 565849106 Meeting Date: MAY 29, 2019 Meeting Type: Annual Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory H. Boyce For For Management 1b Elect Director Chadwick C. Deaton For Against Management 1c Elect Director Marcela E. Donadio For For Management 1d Elect Director Jason B. Few For For Management 1e Elect Director Douglas L. Foshee For For Management 1f Elect Director M. Elise Hyland For For Management 1g Elect Director Lee M. Tillman For For Management 1h Elect Director J. Kent Wells For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: FEB 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Evan Bayh For Against Management 1b Elect Director Charles E. Bunch For Against Management 1c Elect Director Edward G. Galante For Against Management 1d Elect Director Kim K.W. Rucker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- MASCO CORPORATION Ticker: MAS Security ID: 574599106 Meeting Date: MAY 10, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marie A. Ffolkes For For Management 1b Elect Director Donald R. Parfet For Against Management 1c Elect Director Lisa A. Payne For For Management 1d Elect Director Reginald M. Turner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MCKESSON CORPORATION Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 25, 2018 Meeting Type: Annual Record Date: MAY 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director N. Anthony Coles For For Management 1b Elect Director John H. Hammergren For For Management 1c Elect Director M. Christine Jacobs For For Management 1d Elect Director Donald R. Knauss For For Management 1e Elect Director Marie L. Knowles For For Management 1f Elect Director Bradley E. Lerman For For Management 1g Elect Director Edward A. Mueller For For Management 1h Elect Director Susan R. Salka For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Pro-rata Vesting of Equity Awards Against For Shareholder 6 Use GAAP for Executive Compensation Against Against Shareholder Metrics 7 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- MEDTRONIC PLC Ticker: MDT Security ID: G5960L103 Meeting Date: DEC 07, 2018 Meeting Type: Annual Record Date: OCT 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Richard H. Anderson For For Management 1b Elect Director Craig Arnold For For Management 1c Elect Director Scott C. Donnelly For For Management 1d Elect Director Randall J. Hogan, III For For Management 1e Elect Director Omar Ishrak For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director James T. Lenehan For For Management 1h Elect Director Elizabeth G. Nabel For For Management 1i Elect Director Denise M. O'Leary For For Management 1j Elect Director Kendall J. Powell For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 28, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For Against Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Mary Ellen Coe For For Management 1d Elect Director Pamela J. Craig For For Management 1e Elect Director Kenneth C. Frazier For For Management 1f Elect Director Thomas H. Glocer For For Management 1g Elect Director Rochelle B. Lazarus For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For Against Management 1j Elect Director Inge G. Thulin For For Management 1k Elect Director Wendell P. Weeks For For Management 1l Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Require Independent Board Chairman Against For Shareholder 6 Adopt Policy Disclosing Rationale Against Against Shareholder Behind Approval of Sale of Compensation Shares by a Senior Executive During a Buyback 7 Report on Integrating Risks Related to Against Against Shareholder Drug Pricing into Senior Executive Compensation -------------------------------------------------------------------------------- METLIFE, INC. Ticker: MET Security ID: 59156R108 Meeting Date: JUN 18, 2019 Meeting Type: Annual Record Date: APR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl W. Grise For For Management 1b Elect Director Carlos M. Gutierrez For For Management 1c Elect Director Gerald L. Hassell For For Management 1d Elect Director David L. Herzog For Against Management 1e Elect Director R. Glenn Hubbard For For Management 1f Elect Director Edward J. Kelly, III For For Management 1g Elect Director William E. Kennard For Against Management 1h Elect Director Michel A. Khalaf For For Management 1i Elect Director James M. Kilts For Against Management 1j Elect Director Catherine R. Kinney For Against Management 1k Elect Director Diana L. McKenzie For For Management 1l Elect Director Denise M. Morrison For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MICROSOFT CORP. Ticker: MSFT Security ID: 594918104 Meeting Date: NOV 28, 2018 Meeting Type: Annual Record Date: SEP 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Charles H. Noski For For Management 1.7 Elect Director Helmut Panke For For Management 1.8 Elect Director Sandra E. Peterson For For Management 1.9 Elect Director Penny S. Pritzker For For Management 1.10 Elect Director Charles W. Scharf For For Management 1.11 Elect Director Arne M. Sorenson For For Management 1.12 Elect Director John W. Stanton For For Management 1.13 Elect Director John W. Thompson For For Management 1.14 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NETAPP, INC. Ticker: NTAP Security ID: 64110D104 Meeting Date: SEP 13, 2018 Meeting Type: Annual Record Date: JUL 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director T. Michael Nevens For Against Management 1b Elect Director Gerald Held For For Management 1c Elect Director Kathryn M. Hill For For Management 1d Elect Director Deborah L. Kerr For For Management 1e Elect Director George Kurian For For Management 1f Elect Director Scott F. Schenkel For For Management 1g Elect Director George T. Shaheen For Against Management 1h Elect Director Richard P. Wallace For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors 6 Ratify Existing Ownership Threshold For Against Management for Shareholders to Call Special Meeting -------------------------------------------------------------------------------- NETEASE, INC. Ticker: NTES Security ID: 64110W102 Meeting Date: SEP 07, 2018 Meeting Type: Annual Record Date: JUL 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect William Lei Ding as Director For For Management 1b Elect Alice Cheng as Director For For Management 1c Elect Denny Lee as Director For Against Management 1d Elect Joseph Tong as Director For For Management 1e Elect Lun Feng as Director For For Management 1f Elect Michael Leung as Director For Against Management 1g Elect Michael Tong as Director For For Management 2 Approve Appointment of For For Management PricewaterhouseCoopers Zhong Tian LLP as Auditor -------------------------------------------------------------------------------- NEWFIELD EXPLORATION CO. Ticker: NFX Security ID: 651290108 Meeting Date: FEB 12, 2019 Meeting Type: Special Record Date: JAN 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: 66987V109 Meeting Date: FEB 28, 2019 Meeting Type: Annual Record Date: JAN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.85 per Share 4 Approve CHF 11.6 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5 Authorize Repurchase of up to CHF 10 For For Management Billion in Issued Share Capital 6 Approve Special Distribution by Way of For For Management a Dividend in Kind to Effect the Spin-Off of Alcon Inc. 7.1 Approve Maximum Remuneration of For For Management Directors in the Amount of CHF 8.2 Million 7.2 Approve Maximum Remuneration of For For Management Executive Committee in the Amount of CHF 92 Million 7.3 Approve Remuneration Report For For Management 8.1 Reelect Joerg Reinhardt as Director For For Management and Board Chairman 8.2 Reelect Nancy Andrews as Director For For Management 8.3 Reelect Ton Buechner as Director For For Management 8.4 Reelect Srikant Datar as Director For Against Management 8.5 Reelect Elizabeth Doherty as Director For For Management 8.6 Reelect Ann Fudge as Director For For Management 8.7 Reelect Frans van Houten as Director For For Management 8.8 Reelect Andreas von Planta as Director For For Management 8.9 Reelect Charles Sawyers as Director For For Management 8.10 Reelect Enrico Vanni as Director For For Management 8.11 Reelect William Winters as Director For For Management 8.12 Elect Patrice Bula as Director For For Management 9.1 Reappoint Srikant Datar as Member of For Against Management the Compensation Committee 9.2 Reappoint Ann Fudge as Member of the For For Management Compensation Committee 9.3 Reappoint Enrico Vanni as Member of For For Management the Compensation Committee 9.4 Reappoint William Winters as Member of For For Management the Compensation Committee 9.5 Appoint Patrice Bula as Member of the For For Management Compensation Committee 10 Ratify PricewaterhouseCoopers AG as For For Management Auditors 11 Designate Peter Zahn as Independent For For Management Proxy 12 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- OMNICOM GROUP INC. Ticker: OMC Security ID: 681919106 Meeting Date: MAY 20, 2019 Meeting Type: Annual Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Wren For For Management 1.2 Elect Director Alan R. Batkin For For Management 1.3 Elect Director Mary C. Choksi For Against Management 1.4 Elect Director Robert Charles Clark For For Management 1.5 Elect Director Leonard S. Coleman, Jr. For Against Management 1.6 Elect Director Susan S. Denison For For Management 1.7 Elect Director Ronnie S. Hawkins For For Management 1.8 Elect Director Deborah J. Kissire For For Management 1.9 Elect Director Gracia C. Martore For For Management 1.10 Elect Director Linda Johnson Rice For For Management 1.11 Elect Director Valerie M. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- ORACLE CORP. Ticker: ORCL Security ID: 68389X105 Meeting Date: NOV 14, 2018 Meeting Type: Annual Record Date: SEP 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For Withhold Management 1.2 Elect Director Michael J. Boskin For For Management 1.3 Elect Director Safra A. Catz For For Management 1.4 Elect Director Bruce R. Chizen For Withhold Management 1.5 Elect Director George H. Conrades For Withhold Management 1.6 Elect Director Lawrence J. Ellison For For Management 1.7 Elect Director Hector Garcia-Molina For For Management 1.8 Elect Director Jeffrey O. Henley For For Management 1.9 Elect Director Mark V. Hurd For For Management 1.10 Elect Director Renee J. James For Withhold Management 1.11 Elect Director Charles W. Moorman, IV For For Management 1.12 Elect Director Leon E. Panetta For Withhold Management 1.13 Elect Director William G. Parrett For Withhold Management 1.14 Elect Director Naomi O. Seligman For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Gender Pay Gap Against For Shareholder 5 Report on Political Contributions Against Against Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- OWENS CORNING Ticker: OC Security ID: 690742101 Meeting Date: APR 18, 2019 Meeting Type: Annual Record Date: FEB 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Adrienne D. Elsner For For Management 1B Elect Director J. Brian Ferguson For For Management 1C Elect Director Ralph F. Hake For For Management 1D Elect Director Edward F. Lonergan For For Management 1E Elect Director Maryann T. Mannen For For Management 1F Elect Director W. Howard Morris For For Management 1G Elect Director Suzanne P. Nimocks For Against Management 1H Elect Director Michael H. Thaman For For Management 1I Elect Director John D. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PACCAR INC Ticker: PCAR Security ID: 693718108 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: MAR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark C. Pigott For For Management 1.2 Elect Director Ronald E. Armstrong For For Management 1.3 Elect Director Dame Alison J. Carnwath For Against Management 1.4 Elect Director Franklin L. Feder For Against Management 1.5 Elect Director Beth E. Ford For For Management 1.6 Elect Director Kirk S. Hachigian For Against Management 1.7 Elect Director Roderick C. McGeary For Against Management 1.8 Elect Director John M. Pigott For For Management 1.9 Elect Director Mark A. Schulz For For Management 1.10 Elect Director Gregory M. E. Spierkel For Against Management 1.11 Elect Director Charles R. Williamson For For Management 2 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- PEPSICO, INC. Ticker: PEP Security ID: 713448108 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shona L. Brown For For Management 1b Elect Director Cesar Conde For For Management 1c Elect Director Ian Cook For For Management 1d Elect Director Dina Dublon For For Management 1e Elect Director Richard W. Fisher For For Management 1f Elect Director Michelle Gass For For Management 1g Elect Director William R. Johnson For For Management 1h Elect Director Ramon Laguarta For For Management 1i Elect Director David C. Page For For Management 1j Elect Director Robert C. Pohlad For For Management 1k Elect Director Daniel Vasella For For Management 1l Elect Director Darren Walker For For Management 1m Elect Director Alberto Weisser For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement 5 Require Independent Board Chairman Against For Shareholder 6 Report on Pesticide Management Against Against Shareholder -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: FEB 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For Against Management 1.2 Elect Director Albert Bourla For For Management 1.3 Elect Director W. Don Cornwell For For Management 1.4 Elect Director Joseph J. Echevarria For Against Management 1.5 Elect Director Helen H. Hobbs For For Management 1.6 Elect Director James M. Kilts For Against Management 1.7 Elect Director Dan R. Littman For For Management 1.8 Elect Director Shantanu Narayen For For Management 1.9 Elect Director Suzanne Nora Johnson For Against Management 1.10 Elect Director Ian C. Read For For Management 1.11 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chairman Against For Shareholder 8 Report on Integrating Risks Related to Against Against Shareholder Drug Pricing into Senior Executive Compensation -------------------------------------------------------------------------------- PHILLIPS 66 Ticker: PSX Security ID: 718546104 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Greg C. Garland For For Management 1b Elect Director Gary K. Adams For For Management 1c Elect Director John E. Lowe For For Management 1d Elect Director Denise L. Ramos For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Report on Plastic Pollution *Withdrawn None None Shareholder Resolution* -------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY Ticker: PXD Security ID: 723787107 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edison C. Buchanan For For Management 1.2 Elect Director Andrew F. Cates For For Management 1.3 Elect Director Phillip A. Gobe For For Management 1.4 Elect Director Larry R. Grillot For For Management 1.5 Elect Director Stacy P. Methvin For For Management 1.6 Elect Director Royce W. Mitchell For For Management 1.7 Elect Director Frank A. Risch For For Management 1.8 Elect Director Scott D. Sheffield For For Management 1.9 Elect Director Mona K. Sutphen For For Management 1.10 Elect Director J. Kenneth Thompson For Against Management 1.11 Elect Director Phoebe A. Wood For Against Management 1.12 Elect Director Michael D. Wortley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL, INC. Ticker: PRU Security ID: 744320102 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Baltimore, Jr. For For Management 1.2 Elect Director Gilbert F. Casellas For For Management 1.3 Elect Director Robert M. Falzon For For Management 1.4 Elect Director Mark B. Grier For For Management 1.5 Elect Director Martina Hund-Mejean For For Management 1.6 Elect Director Karl J. Krapek For For Management 1.7 Elect Director Peter R. Lighte For For Management 1.8 Elect Director Charles F. Lowrey For For Management 1.9 Elect Director George Paz For For Management 1.10 Elect Director Sandra Pianalto For Against Management 1.11 Elect Director Christine A. Poon For Against Management 1.12 Elect Director Douglas A. Scovanner For For Management 1.13 Elect Director Michael A. Todman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- QORVO, INC. Ticker: QRVO Security ID: 74736K101 Meeting Date: AUG 07, 2018 Meeting Type: Annual Record Date: JUN 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph G. Quinsey For For Management 1.2 Elect Director Robert A. Bruggeworth For For Management 1.3 Elect Director Daniel A. DiLeo For For Management 1.4 Elect Director Jeffery R. Gardner For For Management 1.5 Elect Director Charles Scott Gibson For For Management 1.6 Elect Director John R. Harding For For Management 1.7 Elect Director David H. Y. Ho For For Management 1.8 Elect Director Roderick D. Nelson For For Management 1.9 Elect Director Walden C. Rhines For For Management 1.10 Elect Director Susan L. Spradley For For Management 1.11 Elect Director Walter H. Wilkinson, Jr. For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RAYMOND JAMES FINANCIAL, INC. Ticker: RJF Security ID: 754730109 Meeting Date: FEB 28, 2019 Meeting Type: Annual Record Date: DEC 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles G. von For For Management Arentschildt 1.2 Elect Director Shelley G. Broader For For Management 1.3 Elect Director Robert M. Dutkowsky For Against Management 1.4 Elect Director Jeffrey N. Edwards For For Management 1.5 Elect Director Benjamin C. Esty For For Management 1.6 Elect Director Anne Gates For For Management 1.7 Elect Director Francis S. Godbold For For Management 1.8 Elect Director Thomas A. James For For Management 1.9 Elect Director Gordon L. Johnson For For Management 1.10 Elect Director Roderick C. McGeary For For Management 1.11 Elect Director Paul C. Reilly For For Management 1.12 Elect Director Susan N. Story For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- RENAISSANCERE HOLDINGS LTD. Ticker: RNR Security ID: G7496G103 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Henry Klehm, III For For Management 1b Elect Director Valerie Rahmani For For Management 1c Elect Director Carol P. Sanders For For Management 1d Elect Director Cynthia Trudell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Ernst & Young Ltd. as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ROBERT HALF INTERNATIONAL INC. Ticker: RHI Security ID: 770323103 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julia L. Coronado For For Management 1.2 Elect Director Dirk A. Kempthorne For For Management 1.3 Elect Director Harold M. Messmer, Jr. For For Management 1.4 Elect Director Marc H. Morial For For Management 1.5 Elect Director Barbara J. Novogradac For For Management 1.6 Elect Director Robert J. Pace For For Management 1.7 Elect Director Frederick A. Richman For For Management 1.8 Elect Director M. Keith Waddell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SONY CORP. Ticker: 6758 Security ID: 835699307 Meeting Date: JUN 18, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yoshida, Kenichiro For For Management 1.2 Elect Director Totoki, Hiroki For For Management 1.3 Elect Director Sumi, Shuzo For For Management 1.4 Elect Director Tim Schaaff For For Management 1.5 Elect Director Matsunaga, Kazuo For For Management 1.6 Elect Director Miyata, Koichi For For Management 1.7 Elect Director John V. Roos For For Management 1.8 Elect Director Sakurai, Eriko For For Management 1.9 Elect Director Minakawa, Kunihito For For Management 1.10 Elect Director Oka, Toshiko For For Management 1.11 Elect Director Akiyama, Sakie For For Management 1.12 Elect Director Wendy Becker For For Management 1.13 Elect Director Hatanaka, Yoshihiko For For Management 2 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- SPIRIT AEROSYSTEMS HOLDINGS, INC. Ticker: SPR Security ID: 848574109 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: FEB 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles L. Chadwell For For Management 1b Elect Director Irene M. Esteves For Against Management 1c Elect Director Paul E. Fulchino For For Management 1d Elect Director Thomas C. Gentile, III For For Management 1e Elect Director Richard A. Gephardt For For Management 1f Elect Director Robert D. Johnson For For Management 1g Elect Director Ronald T. Kadish For For Management 1h Elect Director John L. Plueger For For Management 1i Elect Director Laura H. Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- STATE STREET CORPORATION Ticker: STT Security ID: 857477103 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kennett F. Burnes For For Management 1b Elect Director Patrick de Saint-Aignan For For Management 1c Elect Director Lynn A. Dugle For For Management 1d Elect Director Amelia C. Fawcett For For Management 1e Elect Director William C. Freda For For Management 1f Elect Director Joseph L. Hooley For For Management 1g Elect Director Sara Mathew For For Management 1h Elect Director William L. Meaney For For Management 1i Elect Director Ronald P. O'Hanley For For Management 1j Elect Director Sean O'Sullivan For For Management 1k Elect Director Richard P. Sergel For For Management 1l Elect Director Gregory L. Summe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SYMANTEC CORP. Ticker: SYMC Security ID: 871503108 Meeting Date: DEC 03, 2018 Meeting Type: Annual Record Date: OCT 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory S. Clark For For Management 1b Elect Director Frank E. Dangeard For For Management 1c Elect Director Peter A. Feld For For Management 1d Elect Director Dale L. Fuller For For Management 1e Elect Director Kenneth Y. Hao For For Management 1f Elect Director David W. Humphrey For For Management 1g Elect Director David L. Mahoney For Against Management 1h Elect Director Anita M. Sands For For Management 1i Elect Director Daniel H. Schulman For For Management 1j Elect Director V. Paul Unruh For For Management 1k Elect Director Suzanne M. Vautrinot For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SYNCHRONY FINANCIAL Ticker: SYF Security ID: 87165B103 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Margaret M. Keane For For Management 1b Elect Director Paget L. Alves For For Management 1c Elect Director Arthur W. Coviello, Jr. For For Management 1d Elect Director William W. Graylin For For Management 1e Elect Director Roy A. Guthrie For For Management 1f Elect Director Richard C. Hartnack For For Management 1g Elect Director Jeffrey G. Naylor For Against Management 1h Elect Director Laurel J. Richie For For Management 1i Elect Director Olympia J. Snowe For For Management 1j Elect Director Ellen M. Zane For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TARGET CORPORATION Ticker: TGT Security ID: 87612E106 Meeting Date: JUN 12, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Roxanne S. Austin For Against Management 1b Elect Director Douglas M. Baker, Jr. For For Management 1c Elect Director George S. Barrett For For Management 1d Elect Director Brian C. Cornell For For Management 1e Elect Director Calvin Darden For For Management 1f Elect Director Henrique De Castro For For Management 1g Elect Director Robert L. Edwards For For Management 1h Elect Director Melanie L. Healey For Against Management 1i Elect Director Donald R. Knauss For For Management 1j Elect Director Monica C. Lozano For For Management 1k Elect Director Mary E. Minnick For For Management 1l Elect Director Kenneth L. Salazar For For Management 1m Elect Director Dmitri L. Stockton For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- TD AMERITRADE HOLDING CORP. Ticker: AMTD Security ID: 87236Y108 Meeting Date: FEB 13, 2019 Meeting Type: Annual Record Date: DEC 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bharat B. Masrani For For Management 1.2 Elect Director Irene R. Miller For For Management 1.3 Elect Director Todd M. Ricketts For For Management 1.4 Elect Director Allan R. Tessler For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TE CONNECTIVITY LTD. Ticker: TEL Security ID: H84989104 Meeting Date: MAR 13, 2019 Meeting Type: Annual Record Date: FEB 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre R. Brondeau For For Management 1b Elect Director Terrence R. Curtin For For Management 1c Elect Director Carol A. ('John') For For Management Davidson 1d Elect Director William A. Jeffrey For For Management 1e Elect Director David M. Kerko For For Management 1f Elect Director Thomas J. Lynch For Against Management 1g Elect Director Yong Nam For For Management 1h Elect Director Daniel J. Phelan For For Management 1i Elect Director Paula A. Sneed For For Management 1j Elect Director Abhijit Y. Talwalkar For Against Management 1k Elect Director Mark C. Trudeau For For Management 1l Elect Director Laura H. Wright For For Management 2 Elect Board Chairman Thomas J. Lynch For Against Management 3a Elect Daniel J. Phelan as Member of For For Management Management Development and Compensation Committee 3b Elect Paula A. Sneed as Member of For For Management Management Development and Compensation Committee 3c Elect Abhijit Y. Talwalkar as Member For Against Management of Management Development and Compensation Committee 3d Elect Mark C. Trudeau as Member of For For Management Management Development and Compensation Committee 4 Designate Rene Schwarzenbach as For For Management Independent Proxy 5.1 Accept Annual Report for Fiscal Year For For Management Ended September 28, 2018 5.2 Accept Statutory Financial Statements For For Management for Fiscal Year Ended September 28, 2018 5.3 Approve Consolidated Financial For For Management Statements for Fiscal Year Ended September 28, 2018 6 Approve Discharge of Board and Senior For For Management Management 7.1 Ratify Deloitte & Touche LLP as For For Management Independent Registered Public Accounting Firm for Fiscal Year 2019 7.2 Ratify Deloitte AG as Swiss Registered For For Management Auditors 7.3 Ratify PricewaterhouseCoopers AG as For For Management Special Auditors 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Approve the Increase in Maximum For For Management Aggregate Remuneration of Executive Management 10 Approve the Increase in Maximum For For Management Aggregate Remuneration of Board of Directors 11 Approve Allocation of Available For For Management Earnings at September 28, 2018 12 Approve Declaration of Dividend For For Management 13 Authorize Share Repurchase Program For For Management 14 Approve Reduction of Share Capital For For Management 15 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Ticker: ALL Security ID: 020002101 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kermit R. Crawford For For Management 1b Elect Director Michael L. Eskew For Against Management 1c Elect Director Margaret M. Keane For For Management 1d Elect Director Siddharth N. "Bobby" For Against Management Mehta 1e Elect Director Jacques P. Perold For For Management 1f Elect Director Andrea Redmond For For Management 1g Elect Director Gregg M. Sherrill For For Management 1h Elect Director Judith A. Sprieser For For Management 1i Elect Director Perry M. Traquina For For Management 1j Elect Director Thomas J. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John K. Adams, Jr. For For Management 1b Elect Director Stephen A. Ellis For For Management 1c Elect Director Arun Sarin For For Management 1d Elect Director Charles R. Schwab For For Management 1e Elect Director Paula A. Sneed For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Policy to Annually Disclose Against Against Shareholder EEO-1 Data -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For Against Management 1b Elect Director Drew G. Faust For For Management 1c Elect Director Mark A. Flaherty For For Management 1d Elect Director Ellen J. Kullman For Against Management 1e Elect Director Lakshmi N. Mittal For For Management 1f Elect Director Adebayo O. Ogunlesi For For Management 1g Elect Director Peter Oppenheimer For For Management 1h Elect Director David M. Solomon For For Management 1i Elect Director Jan E. Tighe For For Management 1j Elect Director David A. Viniar For For Management 1k Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- THE INTERPUBLIC GROUP OF COMPANIES, INC. Ticker: IPG Security ID: 460690100 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jocelyn Carter-Miller For For Management 1.2 Elect Director H. John Greeniaus For For Management 1.3 Elect Director Mary J. Steele Guilfoile For Against Management 1.4 Elect Director Dawn Hudson For For Management 1.5 Elect Director William T. Kerr For For Management 1.6 Elect Director Henry S. Miller For For Management 1.7 Elect Director Jonathan F. Miller For Against Management 1.8 Elect Director Patrick Q. Moore For For Management 1.9 Elect Director Michael I. Roth For For Management 1.10 Elect Director David M. Thomas For For Management 1.11 Elect Director E. Lee Wyatt, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- THE MOSAIC COMPANY Ticker: MOS Security ID: 61945C103 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl K. Beebe For For Management 1b Elect Director Oscar P. Bernardes For For Management 1c Elect Director Nancy E. Cooper For For Management 1d Elect Director Gregory L. Ebel For For Management 1e Elect Director Timothy S. Gitzel For For Management 1f Elect Director Denise C. Johnson For For Management 1g Elect Director Emery N. Koenig For For Management 1h Elect Director William T. Monahan For For Management 1i Elect Director James 'Joc' C. O'Rourke For For Management 1j Elect Director Steven M. Seibert For For Management 1k Elect Director Luciano Siani Pires For For Management 1l Elect Director Kelvin W. Westbrook For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. Ticker: TRV Security ID: 89417E109 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan L. Beller For For Management 1b Elect Director Janet M. Dolan For For Management 1c Elect Director Patricia L. Higgins For For Management 1d Elect Director William J. Kane For For Management 1e Elect Director Clarence Otis, Jr. For Against Management 1f Elect Director Philip T. "Pete" For For Management Ruegger, III 1g Elect Director Todd C. Schermerhorn For For Management 1h Elect Director Alan D. Schnitzer For For Management 1i Elect Director Donald J. Shepard For For Management 1j Elect Director Laurie J. Thomsen For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Prepare Employment Diversity Report, Against For Shareholder Including EEOC Data -------------------------------------------------------------------------------- TORCHMARK CORPORATION Ticker: TMK Security ID: 891027104 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles E. Adair For For Management 1.2 Elect Director Linda L. Addison For For Management 1.3 Elect Director Marilyn A. Alexander For For Management 1.4 Elect Director Cheryl D. Alston For For Management 1.5 Elect Director Jane M. Buchan For For Management 1.6 Elect Director Gary L. Coleman For For Management 1.7 Elect Director Larry M. Hutchison For For Management 1.8 Elect Director Robert W. Ingram For For Management 1.9 Elect Director Steven P. Johnson For For Management 1.10 Elect Director Darren M. Rebelez For For Management 1.11 Elect Director Lamar C. Smith For For Management 1.12 Elect Director Mary E. Thigpen For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRIBUNE MEDIA CO. Ticker: TRCO Security ID: 896047503 Meeting Date: MAR 12, 2019 Meeting Type: Special Record Date: FEB 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TRIBUNE MEDIA CO. Ticker: TRCO Security ID: 896047503 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ross Levinsohn For Withhold Management 1b Elect Director Peter E. Murphy For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TRINSEO S.A. Ticker: TSE Security ID: L9340P101 Meeting Date: JUN 19, 2019 Meeting Type: Annual Record Date: APR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank A. Bozich For For Management 1b Elect Director Philip Martens For For Management 1c Elect Director Christopher D. Pappas For For Management 1d Elect Director Stephen M. Zide For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Allocation of Income and For For Management Dividends 5 Approve Discharge of Directors and For For Management Auditors 6 Appoint PricewaterhouseCoopers Societe For For Management cooperative as Internal Statutory Auditor 7 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 8 Authorize Share Repurchase Program For Against Management 9 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION Ticker: UTX Security ID: 913017109 Meeting Date: APR 29, 2019 Meeting Type: Annual Record Date: FEB 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd J. Austin, III For For Management 1b Elect Director Diane M. Bryant For For Management 1c Elect Director John V. Faraci For For Management 1d Elect Director Jean-Pierre Garnier For Against Management 1e Elect Director Gregory J. Hayes For For Management 1f Elect Director Christopher J. Kearney For For Management 1g Elect Director Ellen J. Kullman For Against Management 1h Elect Director Marshall O. Larsen For Against Management 1i Elect Director Harold W. McGraw, III For For Management 1j Elect Director Margaret L. O'Sullivan For For Management 1k Elect Director Denise L. Ramos For For Management 1l Elect Director Fredric G. Reynolds For Against Management 1m Elect Director Brian C. Rogers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Eliminate Supermajority Vote For For Management Requirement to Approve Certain Business Combinations 5 Ratify The Reduced Ownership Threshold For For Management to Call a Special Meeting -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 03, 2019 Meeting Type: Annual Record Date: APR 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William C. Ballard, Jr. For For Management 1b Elect Director Richard T. Burke For For Management 1c Elect Director Timothy P. Flynn For Against Management 1d Elect Director Stephen J. Hemsley For For Management 1e Elect Director Michele J. Hooper For For Management 1f Elect Director F. William McNabb, III For For Management 1g Elect Director Valerie C. Montgomery For For Management Rice 1h Elect Director John H. Noseworthy For For Management 1i Elect Director Glenn M. Renwick For For Management 1j Elect Director David S. Wichmann For For Management 1k Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- VERSUM MATERIALS, INC. Ticker: VSM Security ID: 92532W103 Meeting Date: JAN 29, 2019 Meeting Type: Annual Record Date: DEC 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Seifi Ghasemi For For Management 1.2 Elect Director Guillermo Novo For For Management 1.3 Elect Director Jacques Croisetiere For For Management 1.4 Elect Director Yi Hyon Paik For For Management 1.5 Elect Director Thomas J. Riordan For For Management 1.6 Elect Director Susan C. Schnabel For For Management 1.7 Elect Director Alejandro D. Wolff For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- W.R. BERKLEY CORPORATION Ticker: WRB Security ID: 084423102 Meeting Date: JUN 06, 2019 Meeting Type: Annual Record Date: APR 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Robert Berkley, Jr. For For Management 1b Elect Director Ronald E. Blaylock For For Management 1c Elect Director Mary C. Farrell For For Management 1d Elect Director Leigh Ann Pusey For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 23, 2019 Meeting Type: Annual Record Date: FEB 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John D. Baker, II For For Management 1b Elect Director Celeste A. Clark For For Management 1c Elect Director Theodore F. Craver, Jr. For For Management 1d Elect Director Elizabeth A. "Betsy" For For Management Duke 1e Elect Director Wayne M. Hewett For For Management 1f Elect Director Donald M. James For For Management 1g Elect Director Maria R. Morris For For Management 1h Elect Director Juan A. Pujadas For For Management 1i Elect Director James H. Quigley For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director C. Allen Parker For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management 5 Report on Incentive-Based Compensation Against For Shareholder and Risks of Material Losses 6 Report on Global Median Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- WESCO INTERNATIONAL, INC. Ticker: WCC Security ID: 95082P105 Meeting Date: MAY 30, 2019 Meeting Type: Annual Record Date: APR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Engel For For Management 1.2 Elect Director Matthew J. Espe For For Management 1.3 Elect Director Bobby J. Griffin For Withhold Management 1.4 Elect Director John K. Morgan For For Management 1.5 Elect Director Steven A. Raymund For For Management 1.6 Elect Director James L. Singleton For For Management 1.7 Elect Director Easwaran Sundaram For For Management 1.8 Elect Director Lynn M. Utter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- WHITE MOUNTAINS INSURANCE GROUP, LTD. Ticker: WTM Security ID: G9618E107 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: APR 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Morgan W. Davis For For Management 1.2 Elect Director Peter M. Carlson For For Management 1.3 Elect Director David A. Tanner For For Management 1.4 Elect Director Lowndes A. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- WORLD FUEL SERVICES CORPORATION Ticker: INT Security ID: 981475106 Meeting Date: MAY 24, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Kasbar For For Management 1.2 Elect Director Ken Bakshi For For Management 1.3 Elect Director Jorge L. Benitez For For Management 1.4 Elect Director Stephen J. Gold For For Management 1.5 Elect Director Richard A. Kassar For For Management 1.6 Elect Director John L. Manley For For Management 1.7 Elect Director Stephen K. Roddenberry For For Management 1.8 Elect Director Paul H. Stebbins For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WYNDHAM DESTINATIONS, INC. Ticker: WYND Security ID: 98310W108 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louise F. Brady For For Management 1.2 Elect Director Michael D. Brown For For Management 1.3 Elect Director James E. Buckman For For Management 1.4 Elect Director George Herrera For For Management 1.5 Elect Director Stephen P. Holmes For For Management 1.6 Elect Director Denny Marie Post For For Management 1.7 Elect Director Ronald L. Rickles For For Management 1.8 Elect Director Michael H. Wargotz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- XEROX CORPORATION Ticker: XRX Security ID: 984121608 Meeting Date: JUL 31, 2018 Meeting Type: Annual Record Date: JUN 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory Q. Brown For For Management 1.2 Elect Director Keith Cozza For For Management 1.3 Elect Director Jonathan Christodoro For Against Management 1.4 Elect Director Joseph J. Echevarria For Against Management 1.5 Elect Director Nicholas Graziano For Against Management 1.6 Elect Director Cheryl Gordon Krongard For For Management 1.7 Elect Director Scott Letier For For Management 1.8 Elect Director Sara Martinez Tucker For Against Management 1.9 Elect Director Giovanni ('John') For For Management Visentin 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- ZIMMER BIOMET HOLDINGS, INC. Ticker: ZBH Security ID: 98956P102 Meeting Date: MAY 10, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher B. Begley For For Management 1b Elect Director Betsy J. Bernard For For Management 1c Elect Director Gail K. Boudreaux For For Management 1d Elect Director Michael J. Farrell For For Management 1e Elect Director Larry C. Glasscock For For Management 1f Elect Director Robert A. Hagemann For For Management 1g Elect Director Bryan C. Hanson For For Management 1h Elect Director Arthur J. Higgins For For Management 1i Elect Director Maria Teresa "Tessa" For For Management Hilado 1j Elect Director Syed Jafry For For Management 1k Elect Director Michael W. Michelson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation ==================== Boston Partners Emerging Markets Fund ===================== ADCOCK INGRAM HOLDINGS LTD. Ticker: AIP Security ID: S00358101 Meeting Date: NOV 22, 2018 Meeting Type: Annual Record Date: NOV 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Nompumelelo Madisa as Director For For Management 1.2 Re-elect Matthias Haus as Director For For Management 1.3 Re-elect Mpho Makwana as Director For Against Management 2.1 Re-elect Jenitha John as Chairperson For For Management of the Audit Committee 2.2 Re-elect Lulama Boyce as Member of the For For Management Audit Committee 2.3 Re-elect Matthias Haus as Member of For For Management the Audit Committee 2.4 Re-elect Roger Stewart as Member of For For Management the Audit Committee 3 Reappoint Ernst & Young as Auditors of For For Management the Company and Appoint Warren Kinnear as the Designated Auditor and Authorise Their Remuneration 4 Approve Remuneration Policy For For Management 5 Approve Remuneration Implementation For For Management Report 6 Authorise Ratification of Approved For For Management Resolutions 1 Approve Financial Assistance to For For Management Related and Inter-related Parties 2 Approve Remuneration of Non-executive For Against Management Directors 3 Approve Performance Based Long Term For Against Management Incentive Scheme -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289119 Meeting Date: NOV 12, 2018 Meeting Type: Special Record Date: OCT 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Jingdong as Supervisor For For Management 2 Elect Li Wang as Supervisor For For Management 3 Elect Zhang Jie as Supervisor For For Management 4 Elect Liu Hongxia as Supervisor For For Management 5 Approve Final Remuneration Plan of For For Management Directors of the Bank for 2017 6 Approve Final Remuneration Plan of For For Management Supervisors of the Bank for 2017 7 Approve the 2019-2021 Capital Planning For For Management of the Bank 8 Approve the Issuance Plan of Eligible For For Management Tier-2 Capital Instruments of the Bank -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289119 Meeting Date: MAR 01, 2019 Meeting Type: Special Record Date: JAN 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Fixed Assets Investment For For Management Budget 2 Elect Zhang Keqiu as Director For For Management 3 Elect Leung Ko May Yee, Margaret as For Against Management Director 4 Elect Liu Shouying as Director For For Management 5 Elect Li Wei as Director For For Management -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289119 Meeting Date: MAY 30, 2019 Meeting Type: Annual Record Date: APR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Work Report of the Board For For Management of Directors 2 Approve 2018 Work Report of the Board For For Management of Supervisors 3 Approve 2018 Final Financial Accounts For For Management 4 Approve 2018 Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors 6 Elect Zhou Mubing as Director For For Management 7 Elect Cai Dong as Director For For Management 8 Elect Wang Xinxin as Director For Against Management 9 Approve Issuance of Write-down Capital For For Management Bonds 10 Elect Wu Jiangtao as Director For For Shareholder 11 To Listen to the 2018 Work Report of None None Management Independent Directors of the Bank 12 To Listen to the 2018 Report on the None None Management Implementation of the Plan on Authorization of General Meeting of Shareholders to the Board of Directors of the Bank 13 To Listen to the Report on the None None Management Management of Connected Transactions -------------------------------------------------------------------------------- AIR LEASE CORP. Ticker: AL Security ID: 00912X302 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew J. Hart For For Management 1b Elect Director Cheryl Gordon Krongard For For Management 1c Elect Director Marshall O. Larsen For Against Management 1d Elect Director Robert A. Milton For For Management 1e Elect Director John L. Plueger For For Management 1f Elect Director Ian M. Saines For For Management 1g Elect Director Ronald D. Sugar For Against Management 1h Elect Director Steven F. Udvar-Hazy For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LTD. Ticker: BABA Security ID: 01609W102 Meeting Date: OCT 31, 2018 Meeting Type: Annual Record Date: AUG 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Joseph C. Tsai as Director For Against Management 1.2 Elect J. Michael Evans as Director For Against Management 1.3 Elect Eric Xiandong Jing as Director For Against Management 1.4 Elect Borje E. Ekholm as Director For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- AMBEV SA Ticker: ABEV3 Security ID: P0273U106 Meeting Date: APR 26, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2018 2 Approve Allocation of Income and For For Management Dividends 3 Elect Fiscal Council Members For Did Not Vote Management 4 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 5 Elect Aldo Luiz Mendes as Fiscal None For Shareholder Council Member and Vinicius Balbino Bouhid as Alternate Appointed by Minority Shareholder 6 Approve Remuneration of Company's For For Management Management 7 Approve Remuneration of Fiscal Council For For Management Members 8 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- AMBEV SA Ticker: ABEV3 Security ID: P0273U106 Meeting Date: APR 26, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Capital 2 Amend Article 16 Re: Decrease in Board For For Management Size 3 Consolidate Bylaws For For Management 4 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA/NV Ticker: ABI Security ID: 03524A108 Meeting Date: APR 24, 2019 Meeting Type: Annual/Special Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor A1.a Receive Special Board Report Re: None None Management Article 559 of the Companies Code A1.b Receive Special Auditor Report Re: None None Management Article 559 of the Companies Code A1.c Amend Article 4 Re: Corporate Purpose For For Management B2 Amend Article 23 Re: Requirements of For Against Management the Chairperson of the Board C3 Receive Directors' Reports (Non-Voting) None None Management C4 Receive Auditors' Reports (Non-Voting) None None Management C5 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) C6 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.80 per Share C7 Approve Discharge of Directors For For Management C8 Approve Discharge of Auditor For For Management C9.a Elect Xiaozhi Liu as Independent For For Management Director C9.b Elect Sabine Chalmers as Director For Against Management C9.c Elect Cecilia Sicupira as Director For Against Management C9.d Elect Claudio Garcia as Director For Against Management C9.e Reelect Martin J. Barrington as For Against Management Director C9.f Reelect William F. Gifford, Jr. as For Against Management Director C9.g Reelect Alejandro Santo Domingo Davila For Against Management as Director C10 Ratify PwC as Auditors and Approve For For Management Auditors' Remuneration C11.a Approve Remuneration Report For Against Management C11.b Approve Fixed Remuneration of Directors For Against Management C11.c Approve Grant of Restricted Stock Units For For Management D12 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- ANTON OILFIELD SERVICES GROUP Ticker: 3337 Security ID: G03999102 Meeting Date: MAY 27, 2019 Meeting Type: Annual Record Date: MAY 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Luo Lin as Director For For Management 4 Elect Fan Yonghong as Director For For Management 5 Elect Zhang Yongyi as Director For For Management 6 Elect Zhu Xiaoping as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Repurchase of Issued Share For For Management Capital 11 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ARAMEX PJCS Ticker: ARMX Security ID: M1463Z106 Meeting Date: APR 10, 2019 Meeting Type: Annual Record Date: APR 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2018 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2018 3 Accept Financial Statements and For For Management Statutory Reports for FY 2018 4 Approve Dividends Up to 16.50 Percent For For Management of the Paid up Capital for FY 2018 5 Approve Remuneration of Directors of For For Management AED 3,640,000 for FY 2018 6 Approve Discharge of Directors for FY For For Management 2018 7 Elect Wolfgang Baier as Director For For Management 8 Approve Discharge of Auditors for FY For For Management 2018 9 Ratify Auditors and Fix Their For For Management Remuneration for FY 2019 -------------------------------------------------------------------------------- BAJAJ AUTO LTD. Ticker: 532977 Security ID: Y05490100 Meeting Date: MAR 11, 2019 Meeting Type: Special Record Date: JAN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bajaj Auto Employee Stock For For Management Option Scheme 2019 2 Approve Issuance of Equity Shares to For For Management Employees of Holding and Subsidiary Company(ies) 3 Approve Trust Route for Implementation For For Management of Bajaj Auto Employee Stock Option Scheme 2019 -------------------------------------------------------------------------------- BANCO MACRO SA Ticker: BMA Security ID: 05961W105 Meeting Date: APR 30, 2019 Meeting Type: Annual/Special Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Consider Financial Statements and For For Management Statutory Reports 3 Consider Discharge of Directors and For For Management Internal Statutory Auditors Committee (Comision Fiscalizadora) 4 Consider Allocation of Non-Assigned For For Management Results in the Amount of ARS 19.2 Billion 5 Consider Cash Dividends Charged to For For Management Special Reserve Account in the Amount of ARS 6.39 Billion 6 Consider Remuneration of Directors For For Management 7 Consider Remuneration of Internal For For Management Statutory Auditors Committee (Comision Fiscalizadora) 8 Consider Remuneration of Auditors For For Management 9a.1 Elect Jorge Pablo Brito as Director For For Management for a Three-Year Term 9a.2 Elect Carlos Alberto Giovanelli as For For Management Director for a Three-Year Term 9a.3 Elect Nelson Damian Pozzoli as For For Management Director for a Three-Year Term 9a.4 Elect Jose Alfredo Sanchez as Director For For Management for a Three-Year Term 9a.5 Elect Director for a Three-Year Term For Against Management 9b.1 Elect Fabian Alejandro de Paul as For For Management Director 9c.1 Elect Santiago Horacio Seeber as For For Management Alternate Director for a Three-Year Term 9c.2 Elect Fabian Alejandro de Paul as For For Management Alternate Director for a Three-Year Term 9c.3 Elect Alternate Director for a For Against Management Three-Year Term 9d.1 Elect Alan Whamond as Alternate For For Management Director for a Three-Year Term 10 Fix Number of and Elect Members and For For Management their Alternates of Internal Statutory Auditors for a One-Year Term 11 Appoint Auditors For For Management 12 Approve Budget of Audit Committee For For Management 13 Consider Preliminary Agreement Dated For For Management March 8, 2019 to Absorb Banco del Tucuman SA 14 Approve Share Exchange Ratio Between For For Management Banco Macro SA and Banco del Tucuman SA 15 Approve Issuance of 15,662 Class B For For Management Shares in Connection with Absorption 16 Approve Granting of Powers to Sign For For Management Definitive Agreement of Absorption 17 Approve Reduction in Share Capital via For For Management Cancellation of 30.27 Million Class B Shares 18 Amend Articles For For Management 19 Consolidate Bylaws For For Management 20 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BANK POLSKA KASA OPIEKI SA Ticker: PEO Security ID: X0R77T117 Meeting Date: JUN 26, 2019 Meeting Type: Annual Record Date: JUN 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Elect Members of Vote Counting For For Management Commission 5 Approve Agenda of Meeting For For Management 6 Receive Management Board Report on None None Management Company's Operations 7 Receive Financial Statements None None Management 8 Receive Management Board Report on None None Management Group's Operations 9 Receive Consolidated Financial None None Management Statements 10 Receive Management Board Proposal on None None Management Treatment of Net Loss From Previous Years 11 Receive Management Board Proposal on None None Management Allocation of Income 12 Receive Supervisory Board Report None None Management 13.1 Approve Management Board Report on For For Management Company's Operations 13.2 Approve Financial Statements For For Management 13.3 Approve Management Board Report on For For Management Group's Operations 13.4 Approve Consolidated Financial For For Management Statements 13.5 Approve Treatment of Net Loss From For For Management Previous Years 13.6 Approve Allocation of Income and For For Management Dividends of PLN 6.60 per Share 13.7 Approve Supervisory Board Report For For Management 13.8a Approve Discharge of Michal Krupinski For For Management (CEO) 13.8b Approve Discharge of Tomasz Kubiak For For Management (Deputy CEO) 13.8c Approve Discharge of Michal Lehmann For For Management (Deputy CEO) 13.8d Approve Discharge of Marek Lusztyn For For Management (Deputy CEO) 13.8e Approve Discharge of Tomasz Styczynski For For Management (Deputy CEO) 13.8f Approve Discharge of Marek Tomczuk For For Management (Deputy CEO) 13.8g Approve Discharge of Magdalena For For Management Zmitrowicz (Deputy CEO) 13.8h Approve Discharge of Andrzej Kopyrski For For Management (Deputy CEO) 13.8i Approve Discharge of Roksana For For Management Ciurysek-Gedir (Deputy CEO) 13.9a Approve Discharge of Pawel Surowka For For Management (Supervisory Board Chairman) 13.9b Approve Discharge of Joanna Blaszczyk For For Management (Supervisory Board Deputy Chairman) 13.9c Approve Discharge of Stanislaw For For Management Kaczoruk (Supervisory Board Deputy Chairman) 13.9d Approve Discharge of Pawel Stopczynski For For Management (Supervisory Board Member) 13.9e Approve Discharge of Grzegorz Janas For For Management (Supervisory Board Member) 13.9f Approve Discharge of Michal Kaszynski For For Management (Supervisory Board Member) 13.9g Approve Discharge of Justyna For For Management Glebikowska-Michalak (Supervisory Board Member) 13.9h Approve Discharge of Sabina For For Management Bigos-Jaworowska (Supervisory Board Member) 13.9i Approve Discharge of Marian Majcher For For Management (Supervisory Board Member) 14 Receive Information on Division of None None Management Centralny Dom Maklerski Pekao SA 15 Division of Centralny Dom Maklerski For For Management Pekao SA and Approve Transfer of Organized Part of Centralny Dom Maklerski Pekao SA to Bank Polska Kasa Opieki SA and Centrum Bankowosci Bezposredniej sp. z o.o. 16 Approve Remuneration Policy For For Management 17 Receive Supervisory Board Report on None None Management Company's Compliance with Corporate Governance Principles for Supervised Institutions 18.1 Amend Statute Re: Corporate Purpose For For Management 18.2 Amend Statute Re: Corporate Purpose For For Management 18.3 Amend Statute For For Management 19.1 Amend Statute None Against Shareholder 19.2 Amend Statute None Against Shareholder 19.3 Amend Statute None Against Shareholder 20 Amend June 21, 2018, AGM Resolution None For Shareholder Re: Approve Terms of Remuneration of Management Board Members 21 Amend June 21, 2018, AGM Resolution None For Shareholder Re: Approve Terms of Remuneration of Supervisory Board Members 22 Close Meeting None None Management -------------------------------------------------------------------------------- BARLOWORLD LTD. Ticker: BAW Security ID: S08470189 Meeting Date: FEB 14, 2019 Meeting Type: Special Record Date: FEB 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Specific Issue of Shares to For For Management the Foundation 1 Authorise Specific Repurchase of the For For Management Foundation Shares 2 Approve Disposal of the Properties For For Management 3 Approve Entry to the Property Lease For For Management Agreements 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 4 Authorise Issue of Shares in Terms of For For Management Section 41(1) of the Companies Act 4 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- BARLOWORLD LTD. Ticker: BAW Security ID: S08470189 Meeting Date: FEB 14, 2019 Meeting Type: Annual Record Date: FEB 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 September 2018 2 Re-elect Neo Dongwana as Director For Against Management 3 Elect Funke Ighodaro as Director For For Management 4 Elect Neo Mokhesi as Director For For Management 5 Elect Hugh Molotsi as Director For For Management 6 Re-elect Sango Ntsaluba as Chairman of For For Management the Audit Committee 7 Re-elect Ngozichukwuka Edozien as For For Management Member of the Audit Committee 8 Re-elect Hester Hickey as Member of For For Management the Audit Committee 9 Re-elect Michael Lynch-Bell as Member For For Management of the Audit Committee 10 Re-elect Nomavuso Mnxasana as Member For For Management of the Audit Committee 11 Reappoint Deloitte & Touche as For For Management Auditors of the Company with Bongisipho Nyembe as the Individual Registered Auditor and Authorise Their Remuneration 12.1 Approve Remuneration Policy For For Management 12.2 Approve Implementation Report For For Management 1.1 Approve Fees for the Chairman of the For For Management Board 1.2 Approve Fees for the Resident For For Management Non-executive Directors 1.3 Approve Fees for the Non-resident For For Management Non-executive Directors 1.4 Approve Fees for the Resident Chairman For For Management of the Audit Committee 1.5 Approve Fees for the Resident Members For For Management of the Audit Committee 1.6 Approve Fees for the Non-resident For For Management Members of the Audit Committee 1.7 Approve Fees for the Resident Chairman For For Management of the Remuneration Committee 1.8 Approve Fees for the Resident Chairman For For Management of the Social, Ethics and Transformation Committee 1.9 Approve Fees for the Resident Chairman For For Management of the Risk and Sustainability Committee 1.10 Approve Fees for the Resident Chairman For For Management of the General Purposes Committee 1.11 Approve Fees for the Resident Chairman For For Management of the Nomination Committee 1.12 Approve Fees for the Resident Members For For Management of Each of the Board Committees Other Than Audit Committee 1.13 Approve Fees for the Non-resident For For Management Members of Each of the Board Committees Other Than Audit Committee 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- BNK FINANCIAL GROUP, INC. Ticker: 138930 Security ID: Y0R7ZV102 Meeting Date: MAR 28, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Cha Yong-gyu as Outside Director For For Management 3.2 Elect Kim Young-jae as Outside Director For For Management 4.1 Elect Moon Il-jae as Outside Director For For Management to Serve as an Audit Committee Member 4.2 Elect Heo Jin-ho as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- BROADCOM INC. Ticker: AVGO Security ID: 11135F101 Meeting Date: APR 01, 2019 Meeting Type: Annual Record Date: FEB 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hock E. Tan For For Management 1b Elect Director Henry Samueli For For Management 1c Elect Director Eddy W. Hartenstein For Against Management 1d Elect Director Diane M. Bryant For For Management 1e Elect Director Gayla J. Delly For For Management 1f Elect Director Check Kian Low For For Management 1g Elect Director Peter J. Marks For For Management 1h Elect Director Harry L. You For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: JUN 21, 2019 Meeting Type: Annual Record Date: MAY 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Report of the Board of For For Management Directors 2 Approve 2018 Report of the Board of For For Management Supervisors 3 Approve 2018 Final Financial Accounts For For Management 4 Approve 2018 Profit Distribution Plan For For Management 5 Approve Budget for 2019 Fixed Assets For For Management Investment 6 Approve Remuneration Distribution and For For Management Settlement Plan for Directors in 2017 7 Approve Remuneration Distribution and For For Management Settlement Plan for Supervisors in 2017 8 Elect Liu Guiping as Director For For Management 9 Elect Murray Horn as Director For For Management 10 Elect Graeme Wheeler as Director For For Management 11 Elect Zhao Xijun as Supervisor For For Management 12 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration 13 Approve Issuance of Write-down Undated For For Management Capital Bonds 14 Approve Issuance of Write-down For For Management Eligible Tier-two Capital Instruments 15 Elect Tian Bo as Director For For Shareholder 16 Elect Xia Yang as Director For For Shareholder -------------------------------------------------------------------------------- CHINA MEIDONG AUTO HOLDINGS LIMITED Ticker: 1268 Security ID: G21192102 Meeting Date: MAY 17, 2019 Meeting Type: Annual Record Date: MAY 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1a Elect Ye Fan as Director For For Management 2.1b Elect Jip Ki Chi as Director For For Management 2.1c Elect Luo Liuyu as Director For For Management 2.2 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Approve Final Dividend For For Management -------------------------------------------------------------------------------- CHINA MOBILE LTD. Ticker: 941 Security ID: 16941M109 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: APR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Yang Jie as Director For For Management 3.2 Elect Dong Xin as Director For For Management 4.1 Elect Moses Cheng Mo Chi as Director For Against Management 4.2 Elect Yang Qiang as Director For For Management 5 Approve PricewaterhouseCoopers and For For Management PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA TELECOM CORP. LTD. Ticker: 728 Security ID: Y1505D102 Meeting Date: OCT 26, 2018 Meeting Type: Special Record Date: SEP 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Engineering Framework For For Management Agreement, Renewed Annual Caps and Related Transactions 2 Approve Ancillary Telecommunications For For Management Services Framework Agreement, Renewed Annual Caps and Related Transactions 3 Elect Zhu Min as Director and For For Management Authorize Board to Fix Her Remuneration 4 Elect Yeung Chi Wai, Jason as Director For For Management and Authorize Board to Fix His Remuneration 5 Elect Xu Shiguang as Supervisor and For For Management Authorize Supervisory Committee to Fix His Remuneration 6 Approve Adoption of Share Appreciation For Against Shareholder Rights Scheme -------------------------------------------------------------------------------- CHINA TELECOM CORP. LTD. Ticker: 728 Security ID: Y1505D102 Meeting Date: APR 18, 2019 Meeting Type: Special Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve China Telecom Financial For Against Management Services Framework Agreement, Annual Caps and Related Transactions -------------------------------------------------------------------------------- CHINA TELECOM CORPORATION LIMITED Ticker: 728 Security ID: Y1505D102 Meeting Date: MAY 29, 2019 Meeting Type: Annual Record Date: APR 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve 2018 Profit Distribution Plan For For Management and Final Dividend Payment 3 Approve Deloitte Touche Tohmatsu and For For Management Deloitte Touche Tohmatsu Certified Public Accountants LLP as the International Auditor and Domestic Auditor and Authorize Board to Fix Their Remuneration 4.1 Amend Articles of Association For For Management 4.2 Approve Authorization of Directors to For For Management Complete Registration or Filing of the Amendments to the Articles of Association 5.1 Approve Issuance of Debentures For Against Management 5.2 Authorize Board to Issue Debentures For Against Management and Determine Specific Terms, Conditions and Other Matters of the Debentures 5.3 Approve Centralized Registration of For Against Management Debentures 6.1 Approve Issuance of Company Bonds in For For Management the People's Republic of China 6.2 Authorize Board to Issue Company Bonds For For Management and Determine Specific Terms, Conditions and Other Matters of the Company Bonds in the People's Republic of China 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares 8 Approve Amendments to Articles of For Against Management Association to Reflect Changes in the Registered Capital of the Company -------------------------------------------------------------------------------- CHINA UNICOM (HONG KONG) LTD. Ticker: 762 Security ID: 16945R104 Meeting Date: MAY 10, 2019 Meeting Type: Annual Record Date: APR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Wang Xiaochu as Director For For Management 3.1b Elect Li Guohua as Director For For Management 3.1c Elect Zhu Kebing as Director For For Management 3.1d Elect Cheung Wing Lam Linus as Director For For Management 3.1e Elect Wong Wai Ming as Director For For Management 3.2 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG and KPMG Huazhen LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CIA DE TRANSMISSAO DE ENERGIA ELETRICA PAULISTA Ticker: TRPL4 Security ID: P30576113 Meeting Date: APR 04, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Felipe Baptista da Silva as None For Shareholder Fiscal Council Member and Luiz Alberto Meirelles Beleiro Barreiro Junior as Alternate Appointed by Preferred Shareholder 2 Elect Marcos Simas Parentoni as None For Shareholder Director Appointed by Preferred Shareholder 3 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? -------------------------------------------------------------------------------- CLOVER INDUSTRIES LTD. Ticker: CLR Security ID: S1786F104 Meeting Date: NOV 26, 2018 Meeting Type: Annual Record Date: NOV 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2018 2 Re-elect Dr Stefanes Booysen as For Against Management Director 3 Re-elect Neo Mokhesi as Director For For Management 4 Elect Dr James Basson as Director For For Management 5 Elect Flemming Morgan as Director For For Management 6 Reappoint Ernst & Young Incorporated For For Management as Auditors of the Company and Appoint Ziningi Khoza as the Individual Registered Auditor 7 Re-elect Dr Stefanes Booysen as Member For For Management of the Audit and Risk Committee 8 Re-elect Neo Mokhesi as Member of the For For Management Audit and Risk Committee 9 Re-elect Babalwa Ngonyama as Member of For For Management the Audit and Risk Committee 10 Approve Remuneration Policy For For Management 11 Approve Remuneration Implementation For For Management Report 1 Authorise Repurchase of Issued Share For For Management Capital 2 Approve Remuneration of Non-executive For Against Management Directors 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- CLOVER INDUSTRIES LTD. Ticker: CLR Security ID: S1786F104 Meeting Date: MAR 29, 2019 Meeting Type: Court Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement in Terms For For Management of Section 114(1)(c) and 115 of the Companies Act 2 Approve Revocation of Special For For Management Resolution 1 if the Scheme is Terminated 1 Approve Reinvestment in Terms of For For Management Regulation 113(1)(b) of the Companies Act 2 Amend Share Appreciation Rights Plan For For Management 3 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- COMMERCIAL INTERNATIONAL BANK (EGYPT) SAE Ticker: COMI Security ID: M25561107 Meeting Date: MAR 10, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2018Report 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2018 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2018 4 Authorize Capital Issuances for Use in For Did Not Vote Management Employee Stock Purchase Plan and Amend Articles 6 and 7 of Bylaws Accordingly 5 Approve Allocation of Income and For Did Not Vote Management Dividends 6 Approve Discharge of Directors for FY For Did Not Vote Management 2018 and Fix Their Remuneration for FY 2019 7 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2019 8 Approve Charitable Donations for FY For Did Not Vote Management 2018 and FY 2019 9 Approve Remuneration of Committee For Did Not Vote Management Members for FY 2019 10 Approve Related Party Transactions For Did Not Vote Management -------------------------------------------------------------------------------- COMMERCIAL INTERNATIONAL BANK (EGYPT) SAE Ticker: COMI Security ID: M25561107 Meeting Date: JUN 12, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Capital Up to EGP For Did Not Vote Management 50 Billion and Amend Article 6 of Bylaws 2 Amend Article 4 of Bylaws For Did Not Vote Management 3 Amend Article 8 of Bylaws For Did Not Vote Management 4 Amend Article 25 of Bylaws For Did Not Vote Management 5 Amend Article 39 of Bylaws For Did Not Vote Management 6 Amend Article 44 of Bylaws For Did Not Vote Management 7 Amend Article 47 bis of Bylaws For Did Not Vote Management 8 Amend Article 55 bis of Bylaws For Did Not Vote Management -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SABESP Ticker: SBSP3 Security ID: P2R268136 Meeting Date: OCT 30, 2018 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Andre Carillo, Elizabeth Melek For For Management Tavares e Nilton Joao dos Santos as Evaluation and Nominating Committee Members 2 Elect Marcio Cury Abumussi as For For Management Alternate Fiscal Council Member 3 Elect Sergio Ricardo Ciavolih Mota as For For Management Director 4 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Vote Your Full Share Position to the Supported Nominee 5 Percentage of Votes to Be Assigned - None Abstain Management Elect Sergio Ricardo Ciavolih Mota as Director 6 Ratify Election of Karla Bertocco For For Management Trindade as Director -------------------------------------------------------------------------------- CONCENTRADORA FIBRA DANHOS SA DE CV Ticker: DANHOS13 Security ID: P2825H138 Meeting Date: MAR 29, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting For For Management 2 Approve Financial Statements For For Management 3 Elect or Ratify Members of Trust For For Management Technical Committee 4 Approve Remuneration of Members of For For Management Trust Technical Committee 5 Amend Property Management Agreement For For Management Re: Increase of Management Fee to Administradora Fibra Danhos SC 6 Approve Real Estate Trust Certificates For For Management Repurchase Program; Set Maximum Amount of Share Repurchase 7.i Authorize Issuance of Real Estate For For Management Trust Certificates to be Used as Payment to Advisor 7.ii Authorize any Necessary Actions and For For Management Documents in Connection with Issuance of Real Estate Trust Certificates 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CONCENTRADORA HIPOTECARIA SAPI DE CV Ticker: FHIPO14 Security ID: P1R44B436 Meeting Date: AUG 24, 2018 Meeting Type: Special Record Date: AUG 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Advisory and Administration For Against Management Agreement 2 Amend Trust Agreement For Against Management 3 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- CREDITO REAL SA DE CV Ticker: CREAL Security ID: P32486105 Meeting Date: JAN 25, 2019 Meeting Type: Special Record Date: JAN 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Cancellation of Repurchased For For Management Shares without Reduction in Share Capital 2 Approve or Ratify Investment For Against Management Operations for FY 2019 3 Appoint Legal Representatives For For Management 4 Close Meeting For For Management -------------------------------------------------------------------------------- CREDITO REAL SA DE CV Ticker: CREAL Security ID: P32486105 Meeting Date: APR 08, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports; Approve Discharge of Directors, Board Committees and CEO 2 Approve Allocation of Income For Against Management 3 Set Maximum Amount of Share Repurchase For Against Management Reserve; Receive Report on Board's Decision on Share Repurchase 4 Elect or Ratify Members of Board, For For Management Secretary and Deputy Secretary; Qualify Independent Directors; Elect Members of Board Committees Including Chairmen of Audit and Corporate Practices Committees; Fix Their Remuneration 5 Approve Dividends For Against Management 6 Appoint Legal Representatives For For Management 7 Close Meeting None None Management -------------------------------------------------------------------------------- CTBC FINANCIAL HOLDING CO. LTD. Ticker: 2891 Security ID: Y15093100 Meeting Date: JUN 14, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 4 Approve Amendments to Articles of For For Management Association 5.1 Elect SHIH-CHIEH CHANG, with For For Management SHAREHOLDER NO.814409, as Independent Director 5.2 Elect CHEUNG-CHUN LAU, with ID NO. For For Management 507605XXX, as Independent Director 5.3 Elect SHENG-YUNG YANG, with For For Management SHAREHOLDER NO.1018764, as Independent Director 5.4 Elect CHIH-CHENG, WANG with ID NO. For For Management R121764XXX, as Independent Director 5.5 Elect WEN-LONG, YEN, a Representative For For Management of WEI FU INVESTMENT CO., LTD. with SHAREHOLDER NO.4122, as Non-Independent Director 5.6 Elect CHAO-CHIN, TUNG, a For For Management Representative of CHUNG YUAN INVESTMENT CO., LTD. with SHAREHOLDER NO.883288, as Non-Independent Director 5.7 Elect THOMAS K. S. CHEN, a For For Management Representative of YI CHUAN INVESTMENT CO., LTD. with SHAREHOLDER NO.883341, as Non-Independent Director 5.8 Elect YUAN-YUAN WANG, a Representative Against Did Not Vote Shareholder of BANK OF TAIWAN CO., LTD. with SHAREHOLDER NO.771829, as Non-Independent Director 6 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- DBS GROUP HOLDINGS LTD. Ticker: D05 Security ID: Y20246107 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final and Special Dividend For For Management 3 Approve Directors' Fees For For Management 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Elect Euleen Goh Yiu Kiang as Director For For Management 6 Elect Danny Teoh Leong Kay as Director For Against Management 7 Elect Nihal Vijaya Devadas Kaviratne For Against Management as Director 8 Elect Bonghan Cho as Director For For Management 9 Elect Tham Sai Choy as Director For For Management 10 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 11 Approve Issuance of Shares Under the For For Management DBSH Scrip Dividend Scheme 12 Authorize Share Repurchase Program For For Management 13 Approve Extension of the Duration of For For Management DBSH Share Plan and Other Amendments to the DBSH Share Plan 14 Adopt California Sub-Plan to the DBSH For For Management Share Plan -------------------------------------------------------------------------------- DGB FINANCIAL GROUP CO., LTD. Ticker: 139130 Security ID: Y2058E109 Meeting Date: MAR 28, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Yong-du as Outside Director For For Management 3.2 Elect Cho Seon-ho as Outside Director For For Management 3.3 Elect Lee Sang-yeop as Outside Director For For Management 3.4 Elect Kim Taek-dong as Outside Director For For Management 4 Elect Lee Jin-bok as Outside Director For For Management to Serve as a Member of Audit Committee 5 Elect Cho Seon-ho as a Member of Audit For For Management Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DILIP BUILDCON LTD. Ticker: 540047 Security ID: Y2073Z103 Meeting Date: SEP 28, 2018 Meeting Type: Annual Record Date: SEP 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.a Accept Financial Statements and For For Management Statutory Reports 1.b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Reelect Devendra Jain as Director For For Management 4 Approve Remuneration of Joint For For Management Statutory Auditors 5 Elect Malay Mukherjee as Director For For Management 6 Approve Remuneration of Cost Auditors For For Management 7 Reelect Aditya Vijay Singh as Director For Against Management 8 Reelect Ashwini Verma as Director For For Management 9 Reelect Amogh Kumar Gupta as Director For For Management 10 Approve Satish Chandra Pandey to For For Management Continue Office as Independent Director 11 Approve Reappointment and Remuneration For Against Management of Dilip Suryavanshi as Managing Director Designated as Chairman of the Company 12 Approve Reappointment and Remuneration For Against Management of Seema Suryavanshi as Whole-time Director 13 Approve Reappointment and Remuneration For Against Management of Devendra Jain as Whole-time Director 14 Approve Pledging of Assets for Debt For Against Management 15 Approve Increase in Borrowing Powers For Against Management 16 Approve Offer or Invitation to For For Management Subscribe to Secured/Unsecured Redeemable Non-Convertible Debentures on Private Placement Basis 17 Approve Issuance of Commercial Papers For For Management on Private Placement Basis 18 Approve Conversion of Loan to Equity For Against Management Shares 19 Approve Loans, Guarantees, Securities For Against Management and/or Investments in Other Body Corporate 20 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- DINO POLSKA SA Ticker: DNP Security ID: X188AF102 Meeting Date: JUN 13, 2019 Meeting Type: Annual Record Date: MAY 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Receive Management Board Report on None None Management Company's and Group's Operations, Financial Statements, and Management Board Proposal on Allocation of Income and Dividends 6 Receive Supervisory Board Reports on None None Management Board's Work, Management Board Report on Company's and Group's Operations, Financial Statements, and Management Board Proposal on Allocation of Income and Dividends 7 Receive Supervisory Board Requests on None None Management Approval of Management Board Report on Company's and Group's Operations, Financial Statements, Management Board Proposal on Allocation of Income and Dividends, and Discharge of Management Board Members 8.1 Approve Management Board Report on For For Management Company's Operations 8.2 Approve Financial Statements For For Management 9 Approve Allocation of Income and For For Management Omission of Dividends 10.1 Approve Management Board Report on For For Management Group's Operations 10.2 Approve Consolidated Financial For For Management Statements 11.1 Approve Discharge of Szymon Piduch For For Management (CEO) 11.2 Approve Discharge of Michal Krauze For For Management (Management Board Member) 12.1 Approve Discharge of Tomasz Biernacki For For Management (Supervisory Board Chairman) 12.2 Approve Discharge of Eryk Bajer For For Management (Supervisory Board Member) 12.3 Approve Discharge of Pierre Detry For For Management (Supervisory Board Member) 12.4 Approve Discharge of Slawomir Jakszuk For For Management (Supervisory Board Member) 12.5 Approve Discharge of Piotr Nowjalis For For Management (Supervisory Board Member) 12.6 Approve Discharge of Maciej Polanowski For For Management (Supervisory Board Member) 13 Approve Discharge of Szymon Piduch For For Management (CEO) and Michal Krauze (Management Board Member) 14 Approve Discharge of Tomasz Biernacki For For Management (Supervisory Board Chairman), Maciej Polanowski (Supervisory Board Member), and Eryk Bajer (Supervisory Board Member) 15 Close Meeting None None Management -------------------------------------------------------------------------------- DISH TV INDIA LTD. Ticker: 532839 Security ID: 25471A401 Meeting Date: SEP 28, 2018 Meeting Type: Annual Record Date: SEP 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Ashok Mathai Kurien as Director For For Management 3 Approve Remuneration of Cost Auditors For For Management 4 Reelect Rashmi Aggarwal as Director For For Management 5 Approve Reappointment and Remuneration For For Management of Jawahar Lal Goel as Managing Director 6 Approve Dish TV India Limited For For Management Employees Stock Option Scheme 2018 -------------------------------------------------------------------------------- DISTELL GROUP HOLDINGS LTD. Ticker: DGH Security ID: S21939103 Meeting Date: OCT 24, 2018 Meeting Type: Annual Record Date: OCT 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2018 2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company and Appoint Rika Labuschaigne as Individual Designated Auditor 3.1 Re-elect Jannie Durand as Director For Against Management 3.2 Re-elect Chris Otto as Director For Against Management 3.3 Re-elect Andre Parker as Director For For Management 4.1 Re-elect Gugu Dingaan as Member of the For For Management Audit Committee 4.2 Re-elect Dr Prieur du Plessis as For For Management Member of the Audit Committee 4.3 Elect Ethel Matenge-Sebesho as Member For For Management of the Audit Committee 4.4 Re-elect Catharina Sevillano-Barredo For For Management as Member of the Audit Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Approve Remuneration Policy For For Management 7 Approve Implementation Report For For Management 1 Approve Non-executive Directors' For Against Management Remuneration 2 Approve Remuneration of Non-executive For Against Management Directors for Additional Services Performed on Behalf of the Company 3 Approve Financial Assistance in Terms For Against Management of Section 44 of the Companies Act 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- DP EURASIA NV Ticker: DPEU Security ID: N2745K106 Meeting Date: MAY 29, 2019 Meeting Type: Annual Record Date: MAY 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Financial Statements and None None Management Statutory Reports 3 Adopt Financial Statements and For For Management Statutory Reports 4 Approve Allocation of Income For For Management 5 Receive Explanation on Company's None None Management Reserves and Dividend Policy 6 Approve Discharge of Executive For For Management Directors 7 Approve Discharge of Non-Executive For For Management Directors 8 Approve Remuneration Report For For Management 9 Discussion of the Remuneration Policy None None Management 10 Reappoint PricewaterhouseCoopers For For Management Accountants N.V. as Auditors 11a Authorise Issue of Equity For For Management 11b Authorise Issue of Equity without For For Management Pre-emptive Rights 12 Authorise Market Purchase of Shares For For Management 13 Transact Other Business (Non-Voting) None None Management 14 Close Meeting None None Management -------------------------------------------------------------------------------- EMAAR MALLS PJSC Ticker: EMAARMALLS Security ID: M4026J106 Meeting Date: APR 23, 2019 Meeting Type: Annual Record Date: APR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2018 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2018 3 Accept Financial Statements and For For Management Statutory Reports for FY 2018 4 Approve Dividends of AED 0.10 per Share For For Management 5 Approve Remuneration of Directors of For For Management AED 650,000 Each, and AED 1 Million for Chairman for FY 2018 6 Approve Discharge of Directors for FY For For Management 2018 7 Approve Discharge of Auditors for FY For For Management 2018 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2019 1 Cancel the Company's Employees For For Management Incentive Shares Ownership Plan was Approved on April 30, 2018 -------------------------------------------------------------------------------- ENI SPA Ticker: ENI Security ID: 26874R108 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: APR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Authorize Share Repurchase Program For For Management 4 Approve Remuneration Policy For For Management -------------------------------------------------------------------------------- ENN ENERGY HOLDINGS LTD. Ticker: 2688 Security ID: G3066L101 Meeting Date: AUG 08, 2018 Meeting Type: Special Record Date: AUG 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve the SPA and Related For For Management Transactions 1b Approve Specific Mandate to Issue For For Management Consideration Shares to the Vendors Under the SPA 1c Authorize Board to Issue Consideration For For Management Shares 1d Authorize Board to Deal with All For For Management Matters in Relation to the Acquisition 2 Approve Whitewash Waiver and Related For For Management Transactions -------------------------------------------------------------------------------- FIBRA MACQUARIE MEXICO Ticker: FIBRAMQ12 Security ID: P3515D155 Meeting Date: SEP 18, 2018 Meeting Type: Special Record Date: SEP 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Trust Agreement, Title and For For Management Operation Documents; Instruct Common Representative and or Trustee to Carry out Agreements and Adopt Necessary Actions to Execute Approved Resolutions 2 Amend Compensation Scheme for For For Management Independent Members of Ethics and Corporate Practices Committee 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- FIBRA MACQUARIE MEXICO Ticker: FIBRAMQ12 Security ID: P3515D155 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: APR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audited Financial Statements For For Management 2 Approve Annual Report For For Management 3 Extend Share Repurchase for Additional For For Management Year; Set Maximum Amount for Share Repurchase 4 Ratify Juan Antonio Salazar Rigal as For For Management Independent Member of Technical Committee 5 Ratify Alvaro de Garay Arellano as For For Management Independent Member of Technical Committee 6 Ratify Luis Alberto Aziz Checa as For For Management Independent Member of Technical Committee 7 Ratify Jaime de la Garza as For For Management Independent Member of Technical Committee 8 Ratify Michael Brennan as Independent For For Management Member of Technical Committee 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- FIBRA UNO ADMINISTRACION SA DE CV Ticker: FUNO11 Security ID: P3515D163 Meeting Date: APR 29, 2019 Meeting Type: Annual Record Date: APR 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.i Accept Reports of Audit, Corporate For For Management Practices, Nominating and Remuneration Committees 1.ii Accept Technical Committee Report on For For Management Compliance in Accordance to Article 172 of General Mercantile Companies Law 1.iii Accept Report of Trust Managers in For For Management Accordance to Article 44-XI of Securities Market Law, Including Technical Committee's Opinion on that Report 1.iv Accept Technical Committee Report on For For Management Operations and Activities Undertaken 2 Approve Financial Statements and For For Management Allocation of Income 3 Elect or Ratify Members of Technical For Against Management Committee and Secretary Who will not be Part of Technical Committee; Verify Independence Classification 4 Approve Remuneration of Technical For For Management Committee Members 5 Appoint Legal Representatives For For Management 6 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- FILA KOREA LTD. Ticker: 081660 Security ID: Y2484W103 Meeting Date: MAR 27, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Yoon Geun-chang as Inside For For Management Director 3 Elect Kim Seok as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor -------------------------------------------------------------------------------- FMC CORPORATION Ticker: FMC Security ID: 302491303 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: MAR 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre Brondeau For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director G. Peter D'Aloia For For Management 1d Elect Director C. Scott Greer For For Management 1e Elect Director K'Lynne Johnson For For Management 1f Elect Director Dirk A. Kempthorne For For Management 1g Elect Director Paul J. Norris For For Management 1h Elect Director Margareth Ovrum For For Management 1i Elect Director Robert C. Pallash For For Management 1j Elect Director William H. Powell For For Management 1k Elect Director Vincent R. Volpe, Jr. For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirements to Remove Directors -------------------------------------------------------------------------------- FOSUN INTERNATIONAL LTD. Ticker: 656 Security ID: Y2618Y108 Meeting Date: NOV 27, 2018 Meeting Type: Special Record Date: NOV 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Yuyuan Tranche I Share Option For Against Management Incentive Scheme -------------------------------------------------------------------------------- FREEPORT-MCMORAN INC. Ticker: FCX Security ID: 35671D857 Meeting Date: JUN 12, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard C. Adkerson For For Management 1.2 Elect Director Gerald J. Ford For For Management 1.3 Elect Director Lydia H. Kennard For For Management 1.4 Elect Director Dustan E. McCoy For For Management 1.5 Elect Director Frances Fragos Townsend For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FUBON FINANCIAL HOLDING CO., LTD. Ticker: 2881 Security ID: Y26528102 Meeting Date: JUN 14, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Plan to Raise Long-term Capital For Against Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6 Approve Amendment to Rules and For For Management Procedures for Election of Directors 7 Amendments to Procedures Governing the For For Management Acquisition or Disposal of Assets 8 Approve Release of Restrictions of For For Management Competitive Activities of Director RICHARD M. TSAI 9 Approve Release of Restrictions of For For Management Competitive Activities of Director DANIEL M. TSAI 10 Approve Release of Restrictions of For For Management Competitive Activities of Director BEN CHEN -------------------------------------------------------------------------------- GALAXY ENTERTAINMENT GROUP LIMITED Ticker: 27 Security ID: Y2679D118 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAY 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Joseph Chee Ying Keung as For For Management Director 2.2 Elect James Ross Ancell as Director For For Management 2.3 Elect Charles Cheung Wai Bun as For Against Management Director 2.4 Elect Michael Victor Mecca as Director For For Management 2.5 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4.1 Authorize Repurchase of Issued Share For For Management Capital 4.2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4.3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- GAZPROM NEFT PJSC Ticker: SIBN Security ID: 36829G107 Meeting Date: DEC 14, 2018 Meeting Type: Special Record Date: NOV 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Nine Months of Fiscal 2018 2 Amend Charter For For Management 3 Approve New Edition of Regulations on For For Management Board of Directors 4 Approve New Edition of Regulations on For For Management General Meetings 5 Approve New Edition of Regulations on For For Management General Director 6 Approve New Edition of Regulations on For For Management Management 7 Approve Company's Membership in For For Management Association of the Fuel and Energy Industry Complex "Russian National Committee of the World Energy Council" -------------------------------------------------------------------------------- GENTING SINGAPORE LIMITED Ticker: G13 Security ID: Y2692C139 Meeting Date: APR 17, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Lim Kok Thay as Director For Against Management 4 Elect Chan Swee Liang Carolina as For For Management Director 5 Approve Directors' Fees For For Management 6 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 8 Approve Mandate for Interested Person For For Management Transactions 9 Authorize Share Repurchase Program For Against Management -------------------------------------------------------------------------------- GEOPARK LIMITED Ticker: GPRK Security ID: G38327105 Meeting Date: JUL 27, 2018 Meeting Type: Annual Record Date: JUN 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Gerald Eugene O' For Against Management Shaughnessy 2 Elect Director James Franklin Park For Against Management 3 Elect Director Juan Cristobal Pavez For For Management 4 Elect Director Carlos Alberto Gulisano For Against Management 5 Elect Director Pedro Enrique Aylwin For Against Management Chiorrini 6 Elect Director Robert Bedingfield For For Management 7 Elect Director Jamie B. Coulter For For Management 8 Elect Director Constantin Papadimitriou For For Management 9 Ratify Price Waterhouse & Co S.R.L. as For For Management Auditors 10 Authorize Audit Committee to Fix For For Management Remuneration of the Auditors -------------------------------------------------------------------------------- GEOPARK LIMITED Ticker: GPRK Security ID: G38327105 Meeting Date: JUN 27, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Gerald E. O'Shaughnessy For Against Management 2 Elect Director James F. Park For Against Management 3 Elect Director Juan Cristobal Pavez For For Management 4 Elect Director Carlos A. Gulisano For Against Management 5 Elect Director Pedro E. Aylwin For Against Management Chiorrini 6 Elect Director Robert A. Bedingfield For For Management 7 Elect Director Jamie B. Coulter For For Management 8 Elect Director Constantin Papadimitriou For For Management 9 Ratify Price Waterhouse & Co S.R.L. as For For Management Auditors 10 Authorize Audit Committee to Fix For For Management Remuneration of the Auditors 11 Accept Financial Statements and For For Management Statutory Reports -------------------------------------------------------------------------------- GEORGIA CAPITAL PLC Ticker: CGEO Security ID: G9687A101 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAY 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Elect Irakli Gilauri as Director For For Management 5 Elect Kim Bradley as Director For For Management 6 Elect Caroline Brown as Director For Against Management 7 Elect Massimo Gesua' sive Salvadori as For For Management Director 8 Elect William Huyett as Director For For Management 9 Elect David Morrison as Director For For Management 10 Elect Jyrki Talvitie as Director For For Management 11 Appoint Ernst & Young LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise EU Political Donations and For For Management Expenditure 14 Authorise Issue of Equity For Against Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- GLENCORE PLC Ticker: GLEN Security ID: G39420107 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAY 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Reduction of the Company's For For Management Capital Contribution Reserves 3 Re-elect Anthony Hayward as Director For For Management 4 Re-elect Ivan Glasenberg as Director For For Management 5 Re-elect Peter Coates as Director For For Management 6 Re-elect Leonhard Fischer as Director For For Management 7 Re-elect Martin Gilbert as Director For For Management 8 Re-elect John Mack as Director For For Management 9 Re-elect Gill Marcus as Director For For Management 10 Re-elect Patrice Merrin as Director For For Management 11 Approve Remuneration Report For For Management 12 Reappoint Deloitte LLP as Auditors For For Management 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- GRUPO GICSA SA DE CV Ticker: GICSAB Security ID: P5016G108 Meeting Date: APR 30, 2019 Meeting Type: Annual/Special Record Date: APR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CEO and Auditor's Reports, For For Management Board's Opinion on CEO's Report, Board's Report on Principal Accounting Policies and Criteria, Board's Activities; Individual and Consolidated Financial Statements and Audit and Corporate Practices Committee's Report 2 Approve Allocation of Income For Against Management 3 Elect or Ratify Directors, Members of For Against Management Audit and Corporate Practices Committee and Company Secretary; Approve Discharge of Directors and Members of Audit and Corporate Practices Committee 4 Approve Remuneration of Directors, For For Management Members of Audit and Corporate Practices Committee and Company Secretary 5 Set Maximum Amount of Share Repurchase For Against Management Reserve; Present Report on Share Repurchase 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions 7 Amend Third Transitory Article For Against Management 8 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- GUJARAT STATE PETRONET LTD. Ticker: 532702 Security ID: Y2947F101 Meeting Date: SEP 28, 2018 Meeting Type: Annual Record Date: SEP 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect T Natarajan as Director For Against Management 4 Approve Remuneration of Anoop Agarwal For For Management & Co. Chartered Accountants, Ahmedabad as Statutory Auditors 5 Elect Arvind Agarwal as Director For For Management 6 Elect Raj Gopal as Director For Against Management 7 Approve Remuneration of Cost Auditors For For Management 8 Approve Remuneration of M M Srivastava For For Management as Non-Executive Chairman -------------------------------------------------------------------------------- HAIER ELECTRONICS GROUP CO., LTD. Ticker: 1169 Security ID: G42313125 Meeting Date: NOV 21, 2018 Meeting Type: Special Record Date: NOV 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Asset Swap Agreement and For For Management Related Transactions -------------------------------------------------------------------------------- HAIER ELECTRONICS GROUP CO., LTD. Ticker: 1169 Security ID: G42313125 Meeting Date: NOV 21, 2018 Meeting Type: Special Record Date: NOV 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Products Procurement For For Management Agreement, Products Procurement Cap and Related Transactions 2 Approve Materials Procurement For For Management Agreement, Materials Procurement Cap and Related Transactions 3 Approve Export Agreement, Export Cap For For Management and Related Transactions -------------------------------------------------------------------------------- HANA FINANCIAL GROUP, INC. Ticker: 086790 Security ID: Y29975102 Meeting Date: MAR 22, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Yoon Sung-bock as Outside For For Management Director 3.2 Elect Park Won-Koo as Outside Director For For Management 3.3 Elect Chah Eun-young as Outside For For Management Director 3.4 Elect Lee Jeong-won as Outside Director For For Management 4 Elect Heo Yoon as Outside Director to For For Management Serve as Audit Committee Member 5.1 Elect Yoon Sug-bock as a Member of For For Management Audit Committee 5.2 Elect Paik Tae-seung as a Member of For For Management Audit Committee 5.3 Elect Yang Dong-hoon as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANA MICROELECTRONICS PUBLIC CO., LTD. Ticker: HANA Security ID: Y29974188 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Performance Report None None Management 3 Approve Financial Statements For For Management 4 Approve Dividend Payment For For Management 5.1 Elect Winson Moong Chu Hui as Director For Against Management 5.2 Elect Terrence Philip Weir as Director For Against Management 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- HANWHA CORP. Ticker: 000880 Security ID: Y3065M100 Meeting Date: DEC 27, 2018 Meeting Type: Special Record Date: NOV 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off Agreement For For Management -------------------------------------------------------------------------------- HANWHA CORP. Ticker: 000880 Security ID: Y3065M100 Meeting Date: MAR 27, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Geum Chun-su as Inside Director For For Management 3.2 Elect Lee Min-seok as Inside Director For For Management 3.3 Elect Nam Il-ho as Outside Director For For Management 3.4 Elect Jeong Hong-yong as Outside For For Management Director 3.5 Elect Park Jun-seon as Outside Director For For Management 4 Elect Nam Il-ho as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- HEINEKEN HOLDING NV Ticker: HEIO Security ID: N39338194 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: MAR 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Management Board None None Management (Non-Voting) 2 Discuss Remuneration Policy for None None Management Management Board Members 3 Adopt Financial Statements For For Management 4 Receive Explanation on Company's None None Management Reserves and Dividend Policy 5 Approve Discharge of Management Board For For Management 6.a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 6.c Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 7.a Reelect C.L. de Carvalho-Heineken as For Against Management Executive Director 7.b Reelect M.R. de Carvalho as Executive For Against Management Director 7.c Reelect C.M. Kwist as Non-Executive For Against Management Director 8 Approve Cancellation of Repurchased For For Management Shares -------------------------------------------------------------------------------- HEINEKEN NV Ticker: HEIA Security ID: N39427211 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: MAR 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.a Receive Report of Management Board None None Management (Non-Voting) 1.b Discuss Remuneration Report Containing None None Management Remuneration Policy for Management Board Members 1.c Adopt Financial Statements For For Management 1.d Receive Explanation on Dividend Policy None None Management 1.e Approve Dividends of EUR 1.60 Per Share For For Management 1.f Approve Discharge of Management Board For For Management 1.g Approve Discharge of Supervisory Board For For Management 2.a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 2.c Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances under Item 2b 3 Approve Remuneration of Supervisory For For Management Board 4 Reelect L.M. Debroux to Management For For Management Board 5.a Reelect M.R. de Carvalho to For For Management Supervisory Board 5.b Elect R.L. Ripley to Supervisory Board For For Management 5.c Elect I.H. Arnold to Supervisory Board For For Management -------------------------------------------------------------------------------- HYUNDAI HCN CO., LTD. Ticker: 126560 Security ID: Y383A8104 Meeting Date: MAR 28, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Financial Statements and For For Management Allocation of Income (KRW 60) 1.2 Approve Allocation of Income (KRW 200) Against Against Shareholder 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Seong-il as Inside Director For For Management 3.2 Elect Min Wang-il as Inside Director For For Management 3.3 Elect Kim Dong-su as Outside Director For For Management 3.4 Elect Gong Yong-pyo as Outside Director For For Management 4.1 Elect Kim Dong-su as a Member of Audit For For Management Committee 4.2 Elect Gong Yong-pyo as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI MOBIS CO., LTD. Ticker: 012330 Security ID: Y3849A109 Meeting Date: MAR 22, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2.1 Approve Appropriation of Income - KRW For For Management 4,000 2.2 Approve Appropriation of Income- KRW Against Did Not Vote Shareholder 26,399 (Shareholder Proposal) 3.1 Amend Articles of Incorporation For For Management (Changes in Legislation) 3.2 Amend Articles of Incorporation Against For Shareholder (Number of Directors) 3.3 Amend Articles of Incorporation For For Shareholder (Committee) 4.1.1 Elect Brian D. Jones as Outside For For Management Director 4.1.2 Elect Karl-Thomas Neumann as Outside For For Management Director 4.1.3 Elect Robert Allen Kruse Jr. as Against For Shareholder Outside Director (Shareholder Proposal) 4.1.4 Elect Rudolph William C. Von Meister Against For Shareholder as Outside Director (Shareholder Proposal) 4.2.1 Elect Chung Mong-koo as Inside Director For For Management 4.2.2 Elect Park Jeong-guk as Inside Director For For Management 4.2.3 Elect Bae Hyeong-geun as Inside For For Management Director 5.1 Elect Brian D. Jones as a Member of For For Management Audit Committee 5.2 Elect Karl-Thomas Neumann as a Member For For Management of Audit Committee 5.3 Elect Robert Allen Kruse Jr. as a Against For Shareholder Member of Audit Committee (Shareholder Proposal) 5.4 Elect Rudolph William C. Von Meister a Against For Shareholder Member of Audit Committee (Shareholder Proposal) 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- IMPERIAL HOLDINGS LTD. Ticker: IPL Security ID: S38127122 Meeting Date: OCT 30, 2018 Meeting Type: Special Record Date: OCT 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Unbundling in Terms of Section For For Management 112 of the Companies Act 2 Approve Change of Company Name to For For Management Imperial Logistics Limited and Amend Memorandum of Incorporation 1 Amend Existing Share Schemes For For Management -------------------------------------------------------------------------------- IMPERIAL HOLDINGS LTD. Ticker: IPL Security ID: S38127122 Meeting Date: OCT 30, 2018 Meeting Type: Annual Record Date: OCT 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2018 2 Reappoint Deloitte & Touche as For For Management Auditors of the Company and Appoint MLE Tshabalala as the Designated Partner 3.1 Re-elect Graham Dempster as Member of For For Management the Audit and Risk Committee 3.2 Re-elect Roddy Sparks as Member of the For For Management Audit and Risk Committee 3.3 Elect Peter Cooper as Member of the For For Management Audit and Risk Committee 4.1 Re-elect Peter Cooper as Director For Against Management 4.2 Re-elect Phumzile Langeni as Director For Against Management 4.3 Re-elect Thembisa Skweyiya (Dingaan) For For Management as Director 5 Approve Remuneration Policy For For Management 6 Approve Implementation of the For Against Management Remuneration Policy 7.1 Approve Fees of the Chairperson For For Management 7.2 Approve Fees of the Deputy Chairperson For For Management and Lead Independent Director 7.3 Approve Fees of the Board Member For For Management 7.4 Approve Fees of the Assets and For For Management Liabilities Committee Chairperson 7.5 Approve Fees of the Assets and For For Management Liabilities Committee Member 7.6 Approve Fees of the Audit and Risk For For Management Committee Chairperson 7.7 Approve Fees of the Audit and Risk For For Management Committee Member 7.8 Approve Fees of the Divisional Board For For Management Member 7.9 Approve Fees of the Divisional Finance For For Management and Risk Committee Member 7.10 Approve Fees of the Remuneration For For Management Committee Chairperson 7.11 Approve Fees of the Remuneration For For Management Committee Member 7.12 Approve Fees of the Nomination For For Management Committee Chairperson 7.13 Approve Fees of the Nomination For For Management Committee Member 7.14 Approve Fees of the Social, Ethics and For For Management Sustainability Committee Chairperson 7.15 Approve Fees of the Social, Ethics and For For Management Sustainability Committee Member 8 Authorise Repurchase of Issued Share For For Management Capital 9 Place Authorised but Unissued Ordinary For For Management Shares under Control of Directors 10 Authorise Board to Issue Shares for For For Management Cash 11 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 12 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LTD. Ticker: 1398 Security ID: Y3990B112 Meeting Date: NOV 21, 2018 Meeting Type: Special Record Date: OCT 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zheng Fuqing as Director For For Management 2 Elect Fei Zhoulin as Director None None Management 3 Elect Nout Wellink as Director For For Management 4 Elect Fred Zuliu Hu as Director For Against Management 5 Elect Qu Qiang as Supervisor For For Management 6 Approve the Payment Plan of For For Management Remuneration to Directors for 2017 7 Approve the Payment Plan of For For Management Remuneration to Supervisors for 2017 8 Approve Proposal to Issue Eligible For For Management Tier 2 Capital Instruments 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10.01 Approve Type of Preference Shares to For For Management be Issued in Relation to the Domestic Preference Share Issuance Plan of the Company 10.02 Approve Number of Preference Shares to For For Management be Issued and Issue Size in Relation to the Domestic Preference Share Issuance Plan of the Company 10.03 Approve Method of Issuance in Relation For For Management to the Domestic Preference Share Issuance Plan of the Company 10.04 Approve Par Value and Issue Price in For For Management Relation to the Domestic Preference Share Issuance Plan of the Company 10.05 Approve Maturity in Relation to the For For Management Domestic Preference Share Issuance Plan of the Company 10.06 Approve Target Investors in Relation For For Management to the Domestic Preference Share Issuance Plan of the Company 10.07 Approve Lock-Up Period in Relation to For For Management the Domestic Preference Share Issuance Plan of the Company 10.08 Approve Terms of Distribution of For For Management Dividends in Relation to the Domestic Preference Share Issuance Plan of the Company 10.09 Approve Terms of Mandatory Conversion For For Management in Relation to the Domestic Preference Share Issuance Plan of the Company 10.10 Approve Terms of Conditional For For Management Redemption in Relation to the Domestic Preference Share Issuance Plan of the Company 10.11 Approve Restrictions on Voting Rights For For Management in Relation to the Domestic Preference Share Issuance Plan of the Company 10.12 Approve Restoration of Voting Rights For For Management in Relation to the Domestic Preference Share Issuance Plan of the Company 10.13 Approve Order of Distribution of For For Management Residual Assets and Basis for Liquidation in Relation to the Domestic Preference Share Issuance Plan of the Company 10.14 Approve Rating in Relation to the For For Management Domestic Preference Share Issuance Plan of the Company 10.15 Approve Security in Relation to the For For Management Domestic Preference Share Issuance Plan of the Company 10.16 Approve Use of Proceeds from the For For Management Issuance of the Domestic Preference Shares 10.17 Approve Transfer in Relation to the For For Management Domestic Preference Share Issuance Plan of the Company 10.18 Approve Relationship between Domestic For For Management and Offshore Issuance in Relation to the Domestic Preference Share Issuance Plan of the Company 10.19 Approve Validity Period of the For For Management Resolution in Respect of the Issuance of the Domestic Preference Shares 10.20 Approve The Application and Approval For For Management Procedures to be Completed for the Issuance in Relation to the Domestic Preference Share Issuance Plan of the Company 10.21 Approve Matters Relating to For For Management Authorisation in Relation to the Domestic Preference Share Issuance Plan of the Company 11.01 Approve Type of Preference Shares to For For Management be Issued in Relation to the Offshore Preference Share Issuance Plan of the Company 11.02 Approve Number of Preference Shares to For For Management be Issued and Issue Size in Relation to the Offshore Preference Share Issuance Plan of the Company 11.03 Approve Method of Issuance in Relation For For Management to the Offshore Preference Share Issuance Plan of the Company 11.04 Approve Par Value and Issue Price in For For Management Relation to the Offshore Preference Share Issuance Plan of the Company 11.05 Approve Maturity in Relation to the For For Management Offshore Preference Share Issuance Plan of the Company 11.06 Approve Target Investors in Relation For For Management to the Offshore Preference Share Issuance Plan of the Company 11.07 Approve Lock-Up Period in Relation to For For Management the Offshore Preference Share Issuance Plan of the Company 11.08 Approve Terms of Distribution of For For Management Dividends in Relation to the Offshore Preference Share Issuance Plan of the Company 11.09 Approve Terms of Mandatory Conversion For For Management in Relation to the Offshore Preference Share Issuance Plan of the Company 11.10 Approve Terms of Conditional For For Management Redemption in Relation to the Offshore Preference Share Issuance Plan of the Company 11.11 Approve Restrictions on Voting Rights For For Management in Relation to the Offshore Preference Share Issuance Plan of the Company 11.12 Approve Restoration of Voting Rights For For Management in Relation to the Offshore Preference Share Issuance Plan of the Company 11.13 Approve Order of Distribution of For For Management Residual Assets and Basis for Liquidation in Relation to the Offshore Preference Share Issuance Plan of the Company 11.14 Approve Rating in Relation to the For For Management Offshore Preference Share Issuance Plan of the Company 11.15 Approve Security in Relation to the For For Management Offshore Preference Share Issuance Plan of the Company 11.16 Approve Use of Proceeds from the For For Management Issuance of the Offshore Preference Shares 11.17 Approve Transfer in Relation to the For For Management Offshore Preference Share Issuance Plan of the Company 11.18 Approve Relationship Between Offshore For For Management and Domestic Issuance in Relation to the Offshore Preference Share Issuance Plan of the Company 11.19 Approve Validity Period of the For For Management Resolution in Respect of the Issuance of the Offshore Preference Shares 11.20 Approve The Application and Approval For For Management Procedures to be Completed for the Issuance in Relation to the Offshore Preference Share Issuance Plan of the Company 11.21 Approve Matters Relating to For For Management Authorization in Relation to the Offshore Preference Share Issuance Plan of the Company 12 Approve Proposal on the Impact on For For Management Dilution of Immediate Returns of the Issuance of Preference Shares and the Remedial Measures of the Company 13 Approve Proposal on Formulating the For For Management Shareholder Return Plan for 2018 to 2020 of the Company -------------------------------------------------------------------------------- INDUSTRIAL BANK OF KOREA Ticker: 024110 Security ID: Y3994L108 Meeting Date: MAR 27, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- INFOSYS LIMITED Ticker: 500209 Security ID: 456788108 Meeting Date: JUN 22, 2019 Meeting Type: Annual Record Date: MAY 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Elect Nandan M. Nilekani as Director For For Management 4 Approve Infosys Expanded Stock For For Management Ownership Program - 2019 to Eligible Employees of the Company 5 Approve Infosys Expanded Stock For For Management Ownership Program - 2019 to Eligible Employees of the Company's Subsidiaries 6 Approve Secondary Acquisition of For For Management Shares of the Company by the Infosys Expanded Stock Ownership Trust 7 Approve Grant of Stock Incentives to For For Management Salil Parekh Under Infosys Expanded Stock Ownership Program - 2019 8 Approve Change of Terms of Appointment For For Management of Salil Parekh as Chief Executive Officer and Managing Director 9 Approve Grant of Stock Incentives to U. For For Management B. Pravin Rao Under Infosys Expanded Stock Ownership Program - 2019 -------------------------------------------------------------------------------- INFOSYS LTD. Ticker: 500209 Security ID: 456788108 Meeting Date: AUG 22, 2018 Meeting Type: Special Record Date: JUL 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Share Capital For For Management 2 Amend Memorandum of Association to For For Management Reflect Changes in Capital 3 Approve Issuance of Bonus Shares For For Management 4 Elect Michael Gibbs as Director For For Management -------------------------------------------------------------------------------- INFOSYS LTD. Ticker: 500209 Security ID: 456788108 Meeting Date: MAR 12, 2019 Meeting Type: Special Record Date: JAN 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Buyback of Equity Shares For For Management 2 Reelect Kiran Mazumdar-Shaw as Director For Against Management -------------------------------------------------------------------------------- ING LIFE INSURANCE CO. KOREA LTD. Ticker: 079440 Security ID: Y4R80Y104 Meeting Date: AUG 23, 2018 Meeting Type: Special Record Date: JUL 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Elect Kim Hyoung Tae as Outside For For Management Director -------------------------------------------------------------------------------- ITEQ CORP. Ticker: 6213 Security ID: Y4212E108 Meeting Date: JUN 13, 2019 Meeting Type: Annual Record Date: APR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 5 Amend Procedures for Endorsement and For For Management Guarantees 6 Amend Procedures for Lending Funds to For For Management Other Parties -------------------------------------------------------------------------------- JBS SA Ticker: JBSS3 Security ID: P59695109 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2018 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Nine For For Management 4 As an Ordinary Shareholder, Would You None Abstain Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6.1 Elect Jeremiah Alphonsus OCallaghan as For Against Management Director 6.2 Elect Jose Batista Sobrinho as Director For Against Management 6.3 Elect Aguinaldo Gomes Ramos Filho as For Against Management Director 6.4 Elect Gilberto Meirelles Xando For Against Management Baptista as Director 6.5 Elect Wesley Mendonca Batista Filho as For Against Management Director 6.6 Elect Cledorvino Belini as Director For For Management 6.7 Elect Jose Guimaraes Monforte as For For Management Director 6.8 Elect Marcio Guedes Pereira Junior as For For Management Director 6.9 Elect Alba Pethengill as Director For For Management 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Among the Nominees? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Jeremiah Alphonsus OCallaghan as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Batista Sobrinho as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Aguinaldo Gomes Ramos Filho as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Gilberto Meirelles Xando Baptista as Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Wesley Mendonca Batista Filho as Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Cledorvino Belini as Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Guimaraes Monforte as Director 8.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcio Guedes Pereira Junior as Director 8.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Alba Pethengill as Director 9 Fix Number of Fiscal Council Members For For Management at Four 10 As an Ordinary Shareholder, Would You None Abstain Management like to Request a Separate Minority Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 11.1 Elect Adrian Lima Da Hora as Fiscal For Against Management Council Member and Andre Alcantara Ocampos as Alternate 11.2 Elect Demetrius Nichele Macei as For Against Management Fiscal Council Member and Marcos Godoy Brogiato as Alternate 11.3 Elect Jose Paulo da Silva Filho as For Against Management Fiscal Council Member and Sandro Domingues Raffai as Alternate 11.4 Elect Mauricio Wanderley Estanislau da For For Management Costa as Fiscal Council Member and Francisco Vicente Santana Silva Telles as Alternate 12 Approve Remuneration of Company's For Against Management Management and Fiscal Council -------------------------------------------------------------------------------- JERONIMO MARTINS SGPS SA Ticker: JMT Security ID: X40338109 Meeting Date: APR 11, 2019 Meeting Type: Annual Record Date: APR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Discharge of Management and For For Management Supervisory Boards 4 Approve Statement on Remuneration For Against Management Policy 5 Elect Corporate Bodies For Against Management 6 Elect Remuneration Committee For For Management -------------------------------------------------------------------------------- K. WAH INTERNATIONAL HOLDINGS LIMITED Ticker: 173 Security ID: G5321P116 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: MAY 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Moses Cheng Mo Chi as Director For Against Management 3.2 Elect William Yip Shue Lam as Director For For Management 3.3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Authorize Repurchase of Issued Share For For Management Capital 5.2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KB FINANCIAL GROUP, INC. Ticker: 105560 Security ID: Y46007103 Meeting Date: MAR 27, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Yoo Suk-ryul as Outside Director For For Management 3.2 Elect Stuart B. Solomon as Outside For For Management Director 3.3 Elect Park Jae-ha as Outside Director For For Management 4 Elect Kim Gyeong-ho as Outside For For Management Director to serve as an Audit Committee Member 5.1 Elect Sonu Suk-ho as a Member of Audit For For Management Committee 5.2 Elect Jeong Kou-whan as a Member of For For Management Audit Committee 5.3 Elect Park Jae-ha as a Member of Audit For For Management Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KIA MOTORS CORP. Ticker: 000270 Security ID: Y47601102 Meeting Date: MAR 15, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Park Han-woo as Inside Director For For Management 3.2 Elect Chung Eui-sun as Inside Director For Against Management 3.3 Elect Ju Woo-jeong as Inside Director For For Management 3.4 Elect Nam Sang-gu as Outside Director For For Management 4 Elect Nam Sang-gu as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KOREA GAS CORP. Ticker: 036460 Security ID: Y48861101 Meeting Date: OCT 24, 2018 Meeting Type: Special Record Date: AUG 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kim Ui-hyeon as Outside Director For Did Not Vote Management 1.2 Elect Bae Young-il as Outside Director For For Management 1.3 Elect Seong Hak-yong as Outside For For Management Director 1.4 Elect Lee Byeong-hwa as Outside For Did Not Vote Management Director 2 Elect Heo Nam-il a Member of Audit For For Management Committee -------------------------------------------------------------------------------- KOSMOS ENERGY LTD. Ticker: KOS Security ID: 500688106 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KT CORP. Ticker: 030200 Security ID: 48268K101 Meeting Date: MAR 29, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim In-hoe as Inside Director For For Management 3.2 Elect Lee Dong-myeon as Inside Director For For Management 3.3 Elect Seong Tae-yoon as Outside For For Management Director 3.4 Elect Yoo Hui-yeol as Outside Director For For Management 4.1 Elect Kim Dae-yoo as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LAM RESEARCH CORP. Ticker: LRCX Security ID: 512807108 Meeting Date: NOV 06, 2018 Meeting Type: Annual Record Date: SEP 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin B. Anstice For For Management 1.2 Elect Director Eric K. Brandt For Withhold Management 1.3 Elect Director Michael R. Cannon For For Management 1.4 Elect Director Youssef A. El-Mansy For For Management 1.5 Elect Director Christine A. Heckart For For Management 1.6 Elect Director Catherine P. Lego For For Management 1.7 Elect Director Stephen G. Newberry For For Management 1.8 Elect Director Abhijit Y. Talwalkar For Withhold Management 1.9 Elect Director Lih Shyng (Rick L.) Tsai For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- LAS VEGAS SANDS CORP. Ticker: LVS Security ID: 517834107 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sheldon G. Adelson For Withhold Management 1.2 Elect Director Irwin Chafetz For Withhold Management 1.3 Elect Director Micheline Chau For Withhold Management 1.4 Elect Director Patrick Dumont For Withhold Management 1.5 Elect Director Charles D. Forman For Withhold Management 1.6 Elect Director Robert G. Goldstein For Withhold Management 1.7 Elect Director George Jamieson For For Management 1.8 Elect Director Charles A. Koppelman For Withhold Management 1.9 Elect Director Lewis Kramer For For Management 1.10 Elect Director David F. Levi For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- LG CORP. Ticker: 003550 Security ID: Y52755108 Meeting Date: AUG 29, 2018 Meeting Type: Special Record Date: AUG 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Kwon Young-su as Inside Director For For Management -------------------------------------------------------------------------------- LG UPLUS CORP. Ticker: 032640 Security ID: Y5293P102 Meeting Date: AUG 29, 2018 Meeting Type: Special Record Date: AUG 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ha Hyeon-hoe as Inside Director For For Management 1.2 Elect Kwon Young-su as Non-independent For For Management Non-executive Director -------------------------------------------------------------------------------- LG UPLUS CORP. Ticker: 032640 Security ID: Y5293P102 Meeting Date: MAR 15, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Addition of Business Objectives) 2.2 Amend Articles of Incorporation For For Management (Change in Business Objectives) 2.3 Amend Articles of Incorporation For For Management (Electronic Registration of Certificates) 2.4 Amend Articles of Incorporation For For Management (Appointment of External Auditor) 3.1 Elect Lee Hyuk-joo as Inside Director For For Management 3.2 Elect Jeong Byeong-doo as Outside For For Management Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LIBERTY HOLDINGS LTD. Ticker: LBH Security ID: S44440121 Meeting Date: MAY 17, 2019 Meeting Type: Annual Record Date: MAY 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2018 2.1 Re-elect Monhla Hlahla as Director For For Management 2.2 Re-elect Jacko Maree as Director For For Management 2.3 Re-elect Jim Sutcliffe as Director For For Management 2.4 Re-elect Sim Tshabalala as Director For For Management 2.5 Elect Simon Ridley as Director For For Management 2.6 Elect Thembisa Skweyiya as Director For For Management 2.7 Elect Howard Walker as Director For For Management 3 Reappoint PwC Inc. as Auditors of the For For Management Company 4 Place Authorised but Unissued Ordinary For For Management Shares under Control of Directors 5 Authorise Board to Issue Shares for For For Management Cash 6.1 Re-elect Yunus Suleman as Chairman of For For Management the Group Audit and Actuarial Committee 6.2 Re-elect Angus Band as Member of the For For Management Group Audit and Actuarial Committee 6.3 Re-elect Tony Cunningham as Member of For For Management the Group Audit and Actuarial Committee 6.4 Re-elect Nooraya Khan as Member of the For For Management Group Audit and Actuarial Committee 6.5 Re-elect Jim Sutcliffe as Member of For For Management the Group Audit and Actuarial Committee 7 Approve Remuneration Policy For For Management 8 Approve Implementation Report For For Management 1 Authorise Directors to Issue Any For Against Management Ordinary Shares of the Company for the Implementation of Any Share Incentive Scheme 2.1 Approve Fees for the Chairman of the For For Management Board 2.2 Approve Fees for the Lead Independent For For Management Director 2.3 Approve Fees for the Board Member For For Management 2.4 Approve Fees for the International For For Management Board Member, Member of Committees and Subsidiary Board and Chairman of a Sub-committee 2.5 Approve Fees for the International For For Management Board Member, Member of Committees and Subsidiary Board and Chairman of a Committee 2.6 Approve Fees for the Chairman of the For For Management Group Audit and Actuarial Committee 2.7 Approve Fees for the Member of the For For Management Group Audit and Actuarial Committee 2.8 Approve Fees for the Chairman of the For For Management Group Actuarial Committee 2.9 Approve Fees for the Member of the For For Management Group Actuarial Committee 2.10 Approve Fees for the Chairman of the For For Management Group Risk Committee 2.11 Approve Fees for the Member of the For For Management Group Risk Committee 2.12 Approve Fees for the Chairman of the For For Management Group Remuneration Committee 2.13 Approve Fees for the Member of the For For Management Group Remuneration Committee 2.14 Approve Fees for the Chairman of the For For Management Group Social, Ethics and Transformation Committee 2.15 Approve Fees for the Member of the For For Management Group Social, Ethics and Transformation Committee 2.16 Approve Fees for the Member of the For For Management Group Directors' Affairs Committee 2.17 Approve Fees for the Chairman of the For For Management Group IT Committee 2.18 Approve Fees for the Member of the For For Management Group IT Committee 2.19 Approve Fees for the Chairman of the For For Management STANLIB Limited Board 2.20 Approve Fees for the Member of the For For Management STANLIB Limited Board 2.21 Approve Fee Per Ad Hoc Board Meeting For For Management 2.22 Approve Fee Per Ad Hoc Board Committee For For Management Meeting 3.1 Approve Financial Assistance to For For Management Related or Inter-related Company 3.2 Approve Financial Assistance to Any For For Management Employee, Director, Prescribed Officer or Other Person or Any Trust Established for their Benefit in Terms of Any Share Incentive Scheme 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- LINK REAL ESTATE INVESTMENT TRUST Ticker: 823 Security ID: Y5281M111 Meeting Date: JUL 25, 2018 Meeting Type: Annual Record Date: JUL 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Note the Financial Statements and None None Management Statutory Report 2 Note the Appointment of Auditor and None None Management Fixing of Their Remuneration 3.1 Elect Nicholas Charles Allen as For For Management Director 3.2 Elect Poh Lee Tan as Director For For Management 3.3 Elect Peter Tse Pak Wing as Director For For Management 3.4 Elect Ian Keith Griffiths as Director For For Management 4.1 Elect Christopher John Brooke as For For Management Director 5 Authorize Repurchase of Issued Share For For Management Capital 6.1 Amend Trust Deed Distribution Formula For For Management Re: Unrealized Property Revaluation Losses 6.2 Amend Trust Deed Distribution Formula For For Management Re: Goodwill Impairment 6.3 Amend Trust Deed Distribution Formula For For Management Re: Fair Value Losses on Financial Instruments 6.4 Amend Trust Deed Distribution Formula For For Management Re: Depreciation and/or Amortization 6.5 Amend Trust Deed Distribution Formula For For Management Re: Gains on Disposal of Special Purpose Vehicles of Link 7 Approve Trust Deed Expanded Investment For For Management Scope Re: Relevant Investments and Relevant Investments Amendments -------------------------------------------------------------------------------- LIVENT CORPORATION Ticker: LTHM Security ID: 53814L108 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael F. Barry For For Management 1b Elect Director Steven T. Merkt For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MAHLE METAL LEVE SA Ticker: LEVE3 Security ID: P6528U106 Meeting Date: OCT 01, 2018 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb Mahle For For Management Industry do Brasil Ltda. 2 Ratify KPMG Auditores Independentes as For For Management the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Absorption of Mahle Industry For For Management do Brasil Ltda. 5 Approve Liquidation and Transfer of For For Management All Assets of Mahle Industry do Brasil Ltda. to Company 6 Amend Article 15 Re: Related-Party For For Management Transactions 7 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- MAHLE METAL LEVE SA Ticker: LEVE3 Security ID: P6528U106 Meeting Date: NOV 30, 2018 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb Mahle For For Management Industry do Brasil Ltda. 2 Ratify KPMG Auditores Independentes as For For Management the Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Absorption of Mahle Industry For For Management do Brasil Ltda. 5 Approve Extinction of the Registered For For Management Office and Branch of Mahle Industry do Brasil Ltda. and Transfer of Assets to the Company -------------------------------------------------------------------------------- MAHLE METAL LEVE SA Ticker: LEVE3 Security ID: P6528U106 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2018 2 Approve Investment Plan For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Fix Number of Directors at Five For For Management 5 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6.1 Elect Peter Paul Wilhelm Grunow as For Abstain Management Director and Liliana Faccio Novaretti as Alternate 6.2 Elect Heinz Konrad Junker as Director For Abstain Management and Marcio de Oliveira Santos as Alternate 6.3 Elect Wolfgang Werner Ernst Fritz For Abstain Management Fritzemeyer as Director and Flavio Venturelli Helu as Alternate 6.4 Elect Eduardo Augusto Rocha Pocetti as For Abstain Management Director and Jose Gomes Rodrigues da Silva as Alternate 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Among the Nominees? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Peter Paul Wilhelm Grunow as Director and Liliana Faccio Novaretti as Alternate 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Heinz Konrad Junker as Director and Marcio de Oliveira Santos as Alternate 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Wolfgang Werner Ernst Fritz Fritzemeyer as Director and Flavio Venturelli Helu as Alternate 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Augusto Rocha Pocetti as Director and Jose Gomes Rodrigues da Silva as Alternate 9.1 Elect Reginaldo Ferreira Alexandre as None For Shareholder Director and Walter Luis Bernardes Albetoni as Alternate Appointed by Minority Shareholder 9.2 Elect Lucia Hauptmann as Director and None Abstain Shareholder Danilo Tadeu Maurin Cabrera as Alternate Appointed by Minority Shareholder 10 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 11 Do You Wish to Request Installation of None Abstain Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 12.1 Elect Axel Erhard Brod as Fiscal For Abstain Management Council Member and Camila Pagliato Figueiredo as Alternate 12.2 Elect Helio Carlo de Lamare Cox as For Abstain Management Fiscal Council Member and Dimas Lazarini Silveira Costa as Alternate 13 Elect Roberto Moreno Pinna as Fiscal None For Shareholder Council Member and Rafael Lopes Rodrigues as Alternate Appointed by Minority Shareholder 14 Approve Remuneration of Fiscal Council For For Management Members 15 Approve Remuneration of Company's For For Management Management -------------------------------------------------------------------------------- MAVI GIYIM SANAYIVE VE TICARET AS Ticker: MAVI Security ID: M68551114 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Receive Information on Remuneration None None Management Policy and Director Remuneration for 2018 7 Approve Director Remuneration For For Management 8 Ratify External Auditors For For Management 9 Approve Allocation of Income For For Management 10 Amend Company Articles 3 and 6 For For Management 11 Approve Upper Limit of Donations for For For Management 2019 and Receive Information on Donations Made in 2018 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose and Receive Information in Accordance to Article 1.3.6 of Corporate Governance Principles 14 Wishes None None Management -------------------------------------------------------------------------------- MEXICHEM SAB DE CV Ticker: MEXCHEM Security ID: P57908132 Meeting Date: AUG 21, 2018 Meeting Type: Special Record Date: AUG 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extraordinary Cash Dividends For For Management of USD 150 Million 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- MEXICHEM SAB DE CV Ticker: MEXCHEM Security ID: P57908132 Meeting Date: NOV 26, 2018 Meeting Type: Special Record Date: NOV 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cash Dividends of up to USD For For Management 168 Million 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: 607409109 Meeting Date: SEP 28, 2018 Meeting Type: Special Record Date: AUG 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Interim Dividends for First For For Management Half Year of Fiscal 2018 3.1 Approve Company's Membership in Joint For For Management Audit Cooperation 3.2 Approve Company's Membership in Kirov For For Management Union of Industrialists and Entrepreneurs -------------------------------------------------------------------------------- MOVIDA PARTICIPACOES SA Ticker: MOVI3 Security ID: P6S8CC103 Meeting Date: APR 26, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2018 2 Approve Allocation of Income and For For Management Dividends -------------------------------------------------------------------------------- MOVIDA PARTICIPACOES SA Ticker: MOVI3 Security ID: P6S8CC103 Meeting Date: APR 26, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For Against Management Management 2 Amend Article 5 to Reflect Changes in For For Management Capital 3 Amend Articles 3 and 13 and For For Management Consolidate Bylaws 4 Amend Restricted Stock Plan For Against Management -------------------------------------------------------------------------------- NASPERS LTD. Ticker: NPN Security ID: S53435103 Meeting Date: AUG 24, 2018 Meeting Type: Annual Record Date: AUG 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2018 2 Approve Dividends for N Ordinary and A For For Management Ordinary Shares 3 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with Brendan Deegan as the Individual Registered Auditor 4 Re-elect Mark Sorour as Director For For Management 5.1 Re-elect Craig Enenstein as Director For For Management 5.2 Re-elect Don Eriksson as Director For For Management 5.3 Re-elect Hendrik du Toit as Director For For Management 5.4 Re-elect Guijin Liu as Director For For Management 5.5 Re-elect Roberto Oliveira de Lima as For Against Management Director 6.1 Re-elect Don Eriksson as Member of the For For Management Audit Committee 6.2 Re-elect Ben van der Ross as Member of For For Management the Audit Committee 6.3 Re-elect Rachel Jafta as Member of the For For Management Audit Committee 7 Approve Remuneration Policy For Against Management 8 Approve Implementation of the For Against Management Remuneration Policy 9 Place Authorised but Unissued Shares For Against Management under Control of Directors 10 Authorise Board to Issue Shares for For Against Management Cash 11 Authorise Ratification of Approved For For Management Resolutions 1.1 Approve Fees of the Board Chairman For For Management 1.2 Approve Fees of the Board Member For For Management 1.3 Approve Fees of the Audit Committee For For Management Chairman 1.4 Approve Fees of the Audit Committee For For Management Member 1.5 Approve Fees of the Risk Committee For For Management Chairman 1.6 Approve Fees of the Risk Committee For For Management Member 1.7 Approve Fees of the Human Resources For For Management and Remuneration Committee Chairman 1.8 Approve Fees of the Human Resources For For Management and Remuneration Committee Member 1.9 Approve Fees of the Nomination For For Management Committee Chairman 1.10 Approve Fees of the Nomination For For Management Committee Member 1.11 Approve Fees of the Social and Ethics For For Management Committee Chairman 1.12 Approve Fees of the Social and Ethics For For Management Committee Member 1.13 Approve Fees of the Trustees of Group For For Management Share Schemes/Other Personnel Funds 2 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Authorise Repurchase of N Ordinary For For Management Shares 5 Authorise Repurchase of A Ordinary For Against Management Shares -------------------------------------------------------------------------------- NIIT TECHNOLOGIES LTD. Ticker: 532541 Security ID: Y62769107 Meeting Date: SEP 28, 2018 Meeting Type: Annual Record Date: SEP 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Rajendra S Pawar as Director For For Management 4 Approve Appointment and Remuneration For For Management of Rajendra S Pawar as Chairman 5 Approve Appointment and Remuneration For For Management of Arvind Thakur as Vice-Chairman & Managing Director -------------------------------------------------------------------------------- OIL CO. LUKOIL PJSC Ticker: LKOH Security ID: 69343P105 Meeting Date: AUG 24, 2018 Meeting Type: Special Record Date: JUL 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Share Capital For For Management through Share Repurchase Program and Subsequent Share Cancellation -------------------------------------------------------------------------------- OIL CO. LUKOIL PJSC Ticker: LKOH Security ID: 69343P105 Meeting Date: DEC 03, 2018 Meeting Type: Special Record Date: NOV 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Nine Months of Fiscal 2018 2 Approve Remuneration of Directors For For Management 3 Amend Charter For For Management -------------------------------------------------------------------------------- OTP BANK NYRT Ticker: OTP Security ID: X60746181 Meeting Date: APR 12, 2019 Meeting Type: Annual Record Date: APR 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2 Approve Company's Corporate Governance For For Management Statement 3 Approve Discharge of Management Board For For Management 4 Approve Auditors and Authorize Board For Against Management to Fix Their Remuneration 5.1 Amend the Articles of Association by For For Management Way of a Single Resolution 5.2 Approve the Amendment of Articles of For For Management Association 6 Approve Election of Employee For For Management Representative to Supervisory Board 7 Amend Remuneration Policy For For Management 8 Approve Remuneration of Management For For Management Board, Supervisory Board, and Audit Committee Members 9 Authorize Share Repurchase Program For Against Management -------------------------------------------------------------------------------- PAMPA ENERGIA SA Ticker: PAMP Security ID: 697660207 Meeting Date: OCT 02, 2018 Meeting Type: Special Record Date: SEP 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Approve Cancellation of 202.89 Million For For Management Treasury Shares and Consequent Reduction in Share Capital 3 Approve Granting of Authorizations to For For Management Perform Formalities and Necessary Presentations to Obtain Corresponding Registrations -------------------------------------------------------------------------------- PETRA DIAMONDS LTD. Ticker: PDL Security ID: G70278109 Meeting Date: NOV 23, 2018 Meeting Type: Annual Record Date: NOV 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Reappoint BDO LLP as Auditors For For Management 4 Authorise Board to Fix Remuneration of For For Management the Auditors 5 Re-elect Adonis Pouroulis as Director For Against Management 6 Re-elect Christoffel Dippenaar as For For Management Director 7 Re-elect Anthony Lowrie as Director For For Management 8 Re-elect Dr Patrick Bartlett as For For Management Director 9 Re-elect Alexander Hamilton as Director For For Management 10 Re-elect Octavia Matloa as Director For For Management 11 Elect Jacques Breytenbach as Director For For Management 12 Authorise Issue of Equity with For For Management Pre-emptive Rights 13 Authorise Issue of Equity without For For Management Pre-emptive Rights -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V408 Meeting Date: APR 25, 2019 Meeting Type: Annual/Special Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2018 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Dismiss Director For Against Management 5.1 Elect Directors For Against Management 5.2 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 5.3 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Among the Nominees? 6 Elect Eduardo Bacellar Leal Ferreira For For Management as Board Chairman 7a.1 Elect Fiscal Council Members For Abstain Management 7a.2 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 7b Elect Marcelo Gasparino da Silva as None For Shareholder Fiscal Council Member and Patricia Valente Stierli as Alternate Appointed by Minority Shareholder 8 Approve Remuneration of Company's For For Management Management and Fiscal Council 1 Amend Articles and Consolidate Bylaws For Against Management -------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Ticker: PM Security ID: 718172109 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andre Calantzopoulos For For Management 1.2 Elect Director Louis C. Camilleri For For Management 1.3 Elect Director Massimo Ferragamo For For Management 1.4 Elect Director Werner Geissler For For Management 1.5 Elect Director Lisa A. Hook For For Management 1.6 Elect Director Jennifer Li For For Management 1.7 Elect Director Jun Makihara For For Management 1.8 Elect Director Kalpana Morparia For For Management 1.9 Elect Director Lucio A. Noto For For Management 1.10 Elect Director Frederik Paulsen For For Management 1.11 Elect Director Robert B. Polet For For Management 1.12 Elect Director Stephen M. Wolf For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers SA as For For Management Auditor -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA LTD. Ticker: 2318 Security ID: Y69790106 Meeting Date: DEC 14, 2018 Meeting Type: Special Record Date: NOV 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Ng Sing Yip as Director For For Management 1.02 Elect Chu Yiyun as Director For Against Management 1.03 Elect Liu Hong as Director For For Management 2 Approve the Implementation of the For For Management Long-term Service Plan 3 Approve the Issuing of Debt Financing For For Management Instruments 4 Amend Articles of Association For For Management 5 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA LTD. Ticker: 2318 Security ID: Y69790106 Meeting Date: APR 29, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Report of the Board of For For Management Directors 2 Approve 2018 Report of the Supervisory For For Management Committee 3 Approve 2018 Annual Report and its For For Management Summary 4 Approve 2018 Financial Statements and For For Management Statutory Reports 5 Approve 2018 Profit Distribution Plan For For Management and Distribution of Final Dividends 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve 2019-2021 Development Plan For For Management 8 Approve Performance Evaluation of For For Management Independent Non-executive Directors 9 Approve Issuance of Debt Financing For For Management Instruments 10.1 Approve Share Repurchase Plan For For Management 10.2 Approve Grant of General Mandate to For For Management Repurchase Shares 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA LTD. Ticker: 2318 Security ID: Y69790106 Meeting Date: APR 29, 2019 Meeting Type: Special Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Share Repurchase Plan For For Management 1.2 Approve Grant of General Mandate to For For Management Repurchase Shares -------------------------------------------------------------------------------- PT BANK DANAMON INDONESIA TBK Ticker: BDMN Security ID: Y71188190 Meeting Date: NOV 19, 2018 Meeting Type: Special Record Date: OCT 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 11 of Articles of For For Management Association 2 Approve Changes in the Board of For For Management Directors, Board of Commissioners and Sharia Supervisory Board -------------------------------------------------------------------------------- PT BANK RAKYAT INDONESIA (PERSERO) TBK Ticker: BBRI Security ID: Y0697U112 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: APR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements, Statutory For For Management Reports, and Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration of Directors and For For Management Commissioners 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- QUALICORP CONSULTORIA E CORRETORA DE SEGUROS SA Ticker: QUAL3 Security ID: P7S21H105 Meeting Date: APR 29, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2018 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Seven For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For Against Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Among the Nominees? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Seripieri Filho as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Raul Rosenthal Ladeira de Matos as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Alexandre Silveira Dias as Independent Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Rogerio Paulo Calderon Peres as Independent Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Joao Cox Neto as Independent Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Leonardo Porciuncula Gomes Pereira as Independent Board Chairman 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Wilson Olivieri as Independent Director 9 As an Ordinary Shareholder, Would You None Abstain Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 11 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- QUALICORP CONSULTORIA E CORRETORA DE SEGUROS SA Ticker: QUAL3 Security ID: P7S21H105 Meeting Date: APR 29, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For Against Management Management 2 Amend Article 8 For For Management 3 Amend Articles 18 and 20 For For Management 4 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- QUALICORP CONSULTORIA E CORRETORA DE SEGUROS SA Ticker: QUAL3 Security ID: P7S21H105 Meeting Date: MAY 08, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 8 For For Management 2 Amend Articles 18 and 20 For For Management -------------------------------------------------------------------------------- QUALITAS CONTROLADORA S.A.B. DE C.V. Ticker: Q Security ID: P7921H130 Meeting Date: APR 22, 2019 Meeting Type: Annual/Special Record Date: APR 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Accept Report on Adherence to Fiscal For For Management Obligations 3 Approve Reports on Transactions For For Management Carried Out by Audit Committee and Corporate Practices Committee 4 Approve Allocation of Income For For Management 5 Approve Report on Share Repurchase and For For Management Set Aggregate Nominal Amount of Share Repurchase Reserve 6 Elect or Ratify Board Members, For For Management Executives and Members of Key Committees 7 Approve Remuneration of Directors and For For Management Members of Key Committees 8 Approve Reduction in Share Capital via For For Management Cancellation of Treasury Shares 9 Amend Articles to Reflect Changes in For For Management Capital 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- QUALITY HOUSES PUBLIC CO. LTD. Ticker: QH Security ID: Y7173A288 Meeting Date: APR 18, 2019 Meeting Type: Annual Record Date: MAR 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Performance None None Management 3 Approve Financial Statements For For Management 4 Approve Dividend Payment For For Management 5.1 Elect Rachai Wattanakasaem as Director For For Management 5.2 Elect Suri Buakhom as Director For For Management 5.3 Elect Suwanna Bhuddhaprasart as For For Management Director 5.4 Elect Pravit Choatewattanaphun as For For Management Director 6 Approve Remuneration of Directors For For Management 7 Approve Bonus for Directors For For Management 8 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Other Business For Against Management -------------------------------------------------------------------------------- ROBINSONS LAND CORPORATION Ticker: RLC Security ID: Y73196126 Meeting Date: MAY 29, 2019 Meeting Type: Annual Record Date: APR 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Minutes of the Annual For For Management Meeting of the Stockholders Held on May 30, 2018 2 Approve the Financial Statements for For For Management the Preceding Year 3 Approve the Plan of Merger of Altus For For Management Mall Ventures, Inc. with and into the Corporation 4.1 Elect John L. Gokongwei, Jr. as For Against Management Director 4.2 Elect James L. Go as Director For Against Management 4.3 Elect Lance Y. Gokongwei as Director For Against Management 4.4 Elect Frederick D. Go as Director For For Management 4.5 Elect Patrick Henry C. Go as Director For For Management 4.6 Elect Johnson Robert G. Go, Jr. as For For Management Director 4.7 Elect Robina Y. Gokongwei-Pe as For Against Management Director 4.8 Elect Artemio V. Panganiban as Director For Against Management 4.9 Elect Roberto F. de Ocampo as Director For Against Management 4.10 Elect Emmanuel C. Rojas, Jr. as For For Management Director 4.11 Elect Omar Byron T. Mier as Director For For Management 5 Appoint SyCip Gorres Velayo & Co. as For For Management External Auditor 6 Ratify the Acts of the Board of For For Management Directors and Its Committees, Officers and Management 7 Approve Other Matters For Against Management -------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO., LTD. Ticker: 005930 Security ID: Y74718100 Meeting Date: MAR 20, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1.1 Elect Bahk Jae-wan as Outside Director For Against Management 2.1.2 Elect Kim Han-jo as Outside Director For For Management 2.1.3 Elect Ahn Curie as Outside Director For For Management 2.2.1 Elect Bahk Jae-wan as a Member of For Against Management Audit Committee 2.2.2 Elect Kim Han-jo as a Member of Audit For For Management Committee 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SBERBANK RUSSIA OJSC Ticker: SBER Security ID: 80585Y308 Meeting Date: MAY 24, 2019 Meeting Type: Annual Record Date: APR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 16 per Share 4 Ratify PricewaterhouseCoopers as For Against Management Auditor 5.1 Elect Esko Tapani Aho as Director None For Management 5.2 Elect Leonid Boguslavsky as Director None For Management 5.3 Elect Valery Goreglyad as Director None Against Management 5.4 Elect Herman Gref as Director None Against Management 5.5 Elect Bella Zlatkis as Director None Against Management 5.6 Elect Nadezhda Ivanova as Director None Against Management 5.7 Elect Sergey Ignatyev as Director None Against Management 5.8 Elect Nikolay Kudryavtsev as Director None For Management 5.9 Elect Alexander Kuleshov as Director None For Management 5.10 Elect Gennady Melikyan as Director None For Management 5.11 Elect Maksim Oreshkin as Director None Against Management 5.12 Elect Olga Skorobogatova as Director None Against Management 5.13 Elect Nadia Wells as Director None For Management 5.14 Elect Sergey Shvetsov as Director None Against Management 6.1 Elect Herman Gref as CEO For For Management 7 Approve New Edition of Charter For Against Management 8 Approve New Edition of Regulations on For Against Management Supervisory Board 9 Approve New Edition of Regulations on For Against Management Management 10.1 Elect Alexey Bogatov as Member of For For Management Audit Commission 10.2 Elect Natalya Borodina as Member of For For Management Audit Commission 10.3 Elect Maria Voloshina as Member of For For Management Audit Commission 10.4 Elect Tatyana Domanskaya as Member of For For Management Audit Commission 10.5 Elect Yulia Isakhanova as Member of For For Management Audit Commission 10.6 Elect Irina Litvinova as Member of For For Management Audit Commission 10.7 Elect Alexey Minenko as Member of For For Management Audit Commission -------------------------------------------------------------------------------- SHANGHAI HAOHAI BIOLOGICAL TECHNOLOGY CO., LTD. Ticker: 6826 Security ID: Y7690W102 Meeting Date: MAR 12, 2019 Meeting Type: Special Record Date: JAN 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Type of the Proposed Issuance For For Management 1.2 Approve Par Value of the Proposed For For Management Issuance 1.3 Approve Offering Size For For Management 1.4 Approve Pricing Methodology For For Management 1.5 Approve Place of Listing For For Management 1.6 Approve Target Subscribers For For Management 1.7 Approve Method of Issuance For For Management 1.8 Approve Method of Underwriting For For Management 1.9 Approve Use of Proceeds to be Raised For For Management 1.10 Approve Validity Period of the For For Management Resolution 1.11 Approve Form of the Company For For Management 1.12 Approve Rights of the Holders of the A For For Management Shares 2 Approve Use of the Proceeds to be For For Management Raised by the A Share Offering and the Feasibility Analysis 3 Authorize Board to Handle the For For Management Company's Application for the A Share Offering and Related Matters 4 Approve Distribution of the For For Management Accumulated Undistributed Profits Before the A Share Offering 5 Approve Dividend Distribution Plan For For Management Within the Three Years After the A Share Offering 6 Approve Stabilizing the Price of A For For Management Shares of the Company After the A Share Offering 7 Approve Dilution of Immediate Returns For For Management and the Remedial Measures on the A Share Offering 8.1 Approve Amendments to the Articles of For For Management Association 8.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 8.3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 8.4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 9 Approve Validity Period of the For For Management Resolutions on the A Share Offering 10 Approve Commitments in Relation to the For For Management A Share Offering and the Introduction of Corresponding Restraining Measures 11.1 Approve the Working Rules of the For For Management Independent Non-executive Directors 11.2 Approve the Rules for the Management For For Management of the Related Party Transactions 11.3 Approve the Special Rules for the For For Management Prevention of Major Shareholders and Related Parties to Occupy the Company's Funds 11.4 Approve the Rules for the Management For For Management of Proceeds to be Raised 11.5 Approve the Rules for the Management For For Management of the External Guarantee 11.6 Approve the Rules for the Management For For Management of the External Investment 12.1 Appoint UBS Securities Co. Limited as For For Management the Sponsor and Lead Underwriter of the Company's A Share Offering 12.2 Appoint Ernst & Young Hua Ming LLP as For For Management Auditor for the Company's A Share Offering 12.3 Appoint Allbright Law Offices as the For For Management Legal Advisor to the Company's A Share Offering 13 Approve Profit Distribution Proposal For For Management -------------------------------------------------------------------------------- SHANGHAI HAOHAI BIOLOGICAL TECHNOLOGY CO., LTD. Ticker: 6826 Security ID: Y7690W102 Meeting Date: MAR 12, 2019 Meeting Type: Special Record Date: JAN 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Type of the Proposed Issuance For For Management 1.2 Approve Par Value of the Proposed For For Management Issuance 1.3 Approve Offering Size For For Management 1.4 Approve Pricing Methodology For For Management 1.5 Approve Place of Listing For For Management 1.6 Approve Target Subscribers For For Management 1.7 Approve Method of Issuance For For Management 1.8 Approve Method of Underwriting For For Management 1.9 Approve Use of Proceeds to be Raised For For Management 1.10 Approve Validity Period of the For For Management Resolution 1.11 Approve Form of the Company For For Management 1.12 Approve Rights of the Holders of the A For For Management Shares 2 Approve Use of the Proceeds to be For For Management Raised by the A Share Offering and the Feasibility Analysis 3 Authorize Board to Handle the For For Management Company's Application for the A Share Offering and Related Matters 4 Approve Distribution of the For For Management Accumulated Undistributed Profits Before the A Share Offering 5 Approve Stabilizing the Price of A For For Management Shares of the Company after the A Share Offering 6 Approve Dilution of Immediate Returns For For Management and the Remedial Measures on the A Share Offering 7 Approve Validity Period of the For For Management Resolutions on the A Share Offering -------------------------------------------------------------------------------- SINOPEC ENGINEERING (GROUP) CO., LTD. Ticker: 2386 Security ID: Y80359105 Meeting Date: OCT 26, 2018 Meeting Type: Special Record Date: SEP 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Framework For Against Management Agreement, Proposed Annual Caps and Related Transactions 2 Approve Engineering and Construction For For Management Services Framework Agreement, Proposed Annual Caps and Related Transactions 3 Elect Yu Baocai as Director For For Management 4 Elect Lu Dong as Director For For Management 5 Elect Xiang Wenwu as Director For For Management 6 Elect Wu Wenxin as Director For For Management 7 Elect Hui Chiu Chung, Stephen as For Against Management Director 8 Elect Jin Yong as Director For For Management 9 Elect Ye Zheng as Director For For Management 10 Elect Zhu Fei as Supervisor For For Management 11 Elect Wang Guoliang as Supervisor For For Management 12 Elect Ye Wenbang as Supervisor For For Management 13 Elect Wu Jibo as Supervisor For For Management 14 Amend Articles of Association and For For Management Related Transactions -------------------------------------------------------------------------------- SINOPEC ENGINEERING (GROUP) CO., LTD. Ticker: 2386 Security ID: Y80359105 Meeting Date: MAY 08, 2019 Meeting Type: Special Record Date: APR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- SINOPEC ENGINEERING (GROUP) CO., LTD. Ticker: 2386 Security ID: Y80359105 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: APR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board For For Management 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management 4 Approve Final Dividend Distribution For For Management Plan 5 Approve Interim Profit Distribution For For Management Plan 6 Approve Grant Thornton China (Special For For Management General Partnership) as Domestic Auditor and Approve Grant Thornton Hong Kong Limited as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve Business Operation Plan, For For Management Investment Plan and Financial Budget 1 Authorize Repurchase of Issued Share For For Management Capital 2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- SK HYNIX, INC. Ticker: 000660 Security ID: Y8085F100 Meeting Date: MAR 22, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Oh Jong-hoon as Inside Director For For Management 4 Elect Ha Young-gu as Outside Director For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Stock Option Grants For For Management 7 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- SUZUKI MOTOR CORP. Ticker: 7269 Security ID: J78529138 Meeting Date: JUN 27, 2019 Meeting Type: Annual Record Date: MAR 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 37 2.1 Elect Director Suzuki, Osamu For Against Management 2.2 Elect Director Harayama, Yasuhito For For Management 2.3 Elect Director Suzuki, Toshihiro For Against Management 2.4 Elect Director Honda, Osamu For For Management 2.5 Elect Director Nagao, Masahiko For For Management 2.6 Elect Director Hasuike, Toshiaki For For Management 2.7 Elect Director Iguchi, Masakazu For For Management 2.8 Elect Director Tanino, Sakutaro For For Management 3.1 Appoint Statutory Auditor Sugimoto, For For Management Toyokazu 3.2 Appoint Statutory Auditor Kasai, Masato For For Management 3.3 Appoint Statutory Auditor Nagano, For For Management Norihisa -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: Y84629107 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: APR 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Trading For For Management Procedures Governing Derivatives Products and Procedures Governing the Acquisition or Disposal of Assets 5.1 Elect Moshe N. Gavrielov with ID No. For For Management 505930XXX as Independent Director -------------------------------------------------------------------------------- TBC BANK GROUP PLC Ticker: TBCG Security ID: G8705J102 Meeting Date: JUN 24, 2019 Meeting Type: Annual Record Date: JUN 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Mamuka Khazaradze as Director For For Management 5 Re-elect Badri Japaridze as Director For For Management 6 Re-elect Nikoloz Enukidze as Director For For Management 7 Re-elect Nicholas Haag as Director For For Management 8 Re-elect Vakhtang Butskhrikidze as For For Management Director 9 Re-elect Giorgi Shagidze as Director For For Management 10 Elect Maria Luisa Cicognani as Director For For Management 11 Elect Tsira Kemularia as Director For For Management 12 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- TEGMA GESTAO LOGISTICA SA Ticker: TGMA3 Security ID: P90284103 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2018 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Fix Number of Directors at Six For For Management 5.1 Elect Fernando Luiz Schettino Moreira For For Management as Director and Paulo Ernesto do Valle Baptista as Alternate 5.2 Elect Evandro Luiz Coser as Director For For Management and Otacilio Coser Filho as Alternate 5.3 Elect Mario Sergio Moreira Franco as For For Management Director and Francisco Creso Junqueira Franco Junior as Alternate 5.4 Elect Orlando Machado Junior as For For Management Director and Maria Bernadette Barbieri Coser de Orem as Alternate 5.5 Elect Murilo Cesar Lemos dos Santos For For Management Passos as Director and Herbert Steinberg as Alternate 5.6 Elect Paulo Cezar da Silva Nunes as For For Management Director and Decio Carbonari de Almeida as Alternate 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Among the Nominees? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Luiz Schettino Moreira as Director and Paulo Ernesto do Valle Baptista as Alternate 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Evandro Luiz Coser as Director and Otacilio Coser Filho as Alternate 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Mario Sergio Moreira Franco as Director and Francisco Creso Junqueira Franco Junior as Alternate 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Orlando Machado Junior as Director and Maria Bernadette Barbieri Coser de Orem as Alternate 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Murilo Cesar Lemos dos Santos Passos as Director and Herbert Steinberg as Alternate 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Cezar da Silva Nunes as Director and Decio Carbonari de Almeida as Alternate 8 Elect Murilo Cesar Lemos dos Santos For For Management Passos as Board Chairman and Evandro Luiz Coser as Vice-Chairman 9.1 Elect Mauro Stacchini Junior as Fiscal For For Management Council Member and Luiz Alexandre Tumolo as Alternate 9.2 Elect Rubens Barletta as Fiscal For For Management Council Member and Jose Nicolau Luiz as Alternate 9.3 Elect Marco Tulio Clivati Padilha as For For Management Fiscal Council Member and Monica Hojaij Carvalho Molina as Alternate 10 Approve Remuneration of Company's For Against Management Management and Fiscal Council 11 As an Ordinary Shareholder, Would You None Abstain Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 12 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 13 As an Ordinary Shareholder, Would You None Abstain Management like to Request a Separate Minority Election of a Member of the Fiscal Council, Under the Terms of Article 141 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- TEGMA GESTAO LOGISTICA SA Ticker: TGMA3 Security ID: P90284103 Meeting Date: APR 24, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 2 For For Management 2 Amend Article 24 For For Management 3 Amend Article 26 For For Management -------------------------------------------------------------------------------- TELKOM SA SOC LTD. Ticker: TKG Security ID: S84197102 Meeting Date: AUG 23, 2018 Meeting Type: Annual Record Date: AUG 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sello Moloko as Director For For Management 1.2 Elect Dolly Mokgatle as Director For For Management 1.3 Elect Sibusiso Luthuli as Director For For Management 2.1 Re-elect Navin Kapila as Director For For Management 2.2 Re-elect Rex Tomlinson as Director For For Management 2.3 Re-elect Graham Dempster as Director For Against Management 3.1 Re-elect Kholeka Mzondeki as Member of For For Management the Audit Committee 3.2 Re-elect Louis von Zeuner as Member of For For Management the Audit Committee 3.3 Elect Sibusiso Luthuli as Member of For For Management the Audit Committee 3.4 Elect Graham Dempster as Member of the For For Management Audit Committee 3.5 Re-elect Rex Tomlinson as Member of For For Management the Audit Committee 4.1 Appoint PricewaterhouseCoopers as For For Management Auditors of the Company with S Dikana as the Individual Designated Auditor 4.2 Appoint SizweNtsalubaGobodo as For For Management Auditors of the Company with S Lokhat as the Individual Designated Auditor 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6.1 Approve Remuneration Policy For For Management 6.2 Approve Implementation Report For Against Management 1 Authorise Repurchase of Issued Share For For Management Capital 2 Authorise Board to Issue Shares for For For Management Cash 3 Approve Remuneration of Non-executive For For Management Directors 4 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act -------------------------------------------------------------------------------- TENCENT HOLDINGS LIMITED Ticker: 700 Security ID: G87572163 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAY 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Jacobus Petrus (Koos) Bekker as For For Management Director 3b Elect Ian Charles Stone as Director For For Management 3c Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TENCENT HOLDINGS LIMITED Ticker: 700 Security ID: G87572163 Meeting Date: MAY 15, 2019 Meeting Type: Special Record Date: MAY 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Refreshment of Scheme Mandate For Against Management Limit Under the Share Option Scheme -------------------------------------------------------------------------------- TIM PARTICIPACOES SA Ticker: TIMP3 Security ID: P91536469 Meeting Date: MAR 28, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2018 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Ten For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For For Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Agostino Nuzzolo as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Alberto Emmanuel Carvalho Whitaker as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlo Nardello as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Elisabetta Romano as Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Gesner Jose de Oliveira Filho as Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Herculano Anibal Alves as Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Nicandro Durante as Director 8.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Piergiorgio Peluso as Director 8.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Pietro Labriola as Director 8.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Raimondo Zizza as Director 9 Fix Number of Fiscal Council Members For For Management at Three 10 Elect Fiscal Council Members For For Management 11 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 12 Approve Remuneration of Company's For For Management Management, Committee Members and Fiscal Council -------------------------------------------------------------------------------- TIM PARTICIPACOES SA Ticker: TIMP3 Security ID: P91536469 Meeting Date: MAR 28, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Prolonging of Cooperation and For For Management Support Agreement between Telecom Italia S.p.A and TIM S.A. -------------------------------------------------------------------------------- TISCO FINANCIAL GROUP PUBLIC CO. LTD. Ticker: TISCO Security ID: Y8843E171 Meeting Date: APR 22, 2019 Meeting Type: Annual Record Date: MAR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Board of Directors' Business For For Management Activities 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5.1 Fix Number of Directors at 12 For For Management 5.2A Elect Pliu Mangkornkanok as Director For For Management 5.2B Elect Hon Kit Shing (Alexander H. For For Management Shing) as Director 5.2C Elect Suthas Ruangmanamongkol as For For Management Director 5.2D Elect Angkarat Priebjrivat as Director For For Management 5.2E Elect Pranee Tinakorn as Director For For Management 5.2F Elect Teerana Bhongmakapat as Director For For Management 5.2G Elect Sathit Aungmanee as Director For For Management 5.2H Elect Charatpong Chotigavanich as For For Management Director 5.2I Elect Kulpatra Sirodom as Director For Against Management 5.2J Elect Chi-Hao Sun (Howard Sun) as For For Management Director 5.2K Elect Satoshi Yoshitake as Director For For Management 5.2L Elect Sakchai Peechapat as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- TOTAL SA Ticker: FP Security ID: 89151E109 Meeting Date: MAY 29, 2019 Meeting Type: Annual Record Date: APR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.56 per Share 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Approve Auditors' Special Report on For For Management Related-Party Transactions 6 Reelect Maria van der Hoeven as For For Management Director 7 Reelect Jean Lemierre as Director For For Management 8 Elect Lise Croteau as Director For For Management 9 Elect Valerie Della Puppa Tibi as For For Management Representative of Employee Shareholders to the Board 9A Elect Renata Perycz as Representative Against Against Management of Employee Shareholders to the Board 9B Elect Oliver Wernecke as Against Against Management Representative of Employee Shareholders to the Board 10 Approve Compensation of Chairman and For For Management CEO 11 Approve Remuneration Policy of For For Management Chairman and CEO -------------------------------------------------------------------------------- TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA Ticker: TAEE11 Security ID: P9T5CD126 Meeting Date: SEP 21, 2018 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For For Management 2 Amend and Consolidate Internal For For Management Regulations of Board of Directors 3 Approve Company's Participation in For For Management Eletrobras Auction -------------------------------------------------------------------------------- TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA Ticker: TAEE11 Security ID: P9T5CD126 Meeting Date: JAN 03, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of 100 Percent of For For Management the Shares of Sao Joao Transmissora de Energia SA and Sao Pedro Transmissora de Energia SA 2 Approve Acquisition of 51 Percent of For For Management the Shares of Triangulo Mineiro Transmissora de Energia SA and Vale do Sao Bartolomeu Transmissora de Energia SA -------------------------------------------------------------------------------- TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA Ticker: TAEE11 Security ID: P9T5CD126 Meeting Date: JAN 25, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Exercise of Preemptive Rights For For Management and Approve Acquisition of Shares of Companhia Transirape de Transmissao, Companhia Transleste de Transmissao and Companhia Transudeste de Transmissao -------------------------------------------------------------------------------- TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA Ticker: TAEE11 Security ID: P9T5CD126 Meeting Date: APR 29, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA Ticker: TAEE11 Security ID: P9T5CD126 Meeting Date: APR 29, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2018 2 Approve Allocation of Income and For For Management Dividends 3 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4.1 Elect Jose Maria Rabelo as Director For For Management 4.2 Elect Antonio Dirceu de Araujo Xavier For For Management as Director 4.3 Elect Daniel Faria Costa as Director For For Management 4.4 Elect Paulo Mota Henriques as Director For For Management 4.5 Elect Carlos da Costa Parcias Junior For For Management as Director 4.6 Elect Daniel Alves Ferreira as For For Management Independent Director 4.7 Elect Francois Moreau as Independent For For Management Director 4.8 Elect Bernardo Vargas Gibsone as For For Management Director 4.9 Elect Cesar Augusto Ramirez Rojas as For For Management Director 4.10 Elect Fernando Augusto Rojas Pinto as For For Management Director 4.11 Elect Fernando Bunker Gentil as For For Management Director 4.12 Elect Celso Maia de Barros as For For Management Independent Director 4.13 Elect Hermes Jorge Chipp as For For Management Independent Director 5 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Among the Nominees? 6.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Maria Rabelo as Director 6.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonio Dirceu de Araujo Xavier as Director 6.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Daniel Faria Costa as Director 6.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Mota Henriques as Director 6.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos da Costa Parcias Junior as Director 6.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Daniel Alves Ferreira as Independent Director 6.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Francois Moreau as Independent Director 6.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Bernardo Vargas Gibsone as Director 6.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Cesar Augusto Ramirez Rojas as Director 6.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Augusto Rojas Pinto as Director 6.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Bunker Gentil as Director 6.12 Percentage of Votes to Be Assigned - None Abstain Management Elect Celso Maia de Barros as Independent Director 6.13 Percentage of Votes to Be Assigned - None Abstain Management Elect Hermes Jorge Chipp as Independent Director 7 Fix Number of Fiscal Council Members For For Management 8.1 Elect Luiz Felipe da Siva Veloso as For Abstain Management Fiscal Council Member and Joao Alan Haddad as Alternate 8.2 Elect Julia Figueiredo Goytacaz For Abstain Management SantAnna as Fiscal Council Member and Eduardo Jose de Souza as Alternate 8.3 Elect Manuel Domingues de Jesus e For Abstain Management Pinho as Fiscal Council Member and Joao Henrique de Souza Brum as Alternate 9 Elect Murici dos Santos as Fiscal None For Shareholder Council Member and Renato Venicius da Silva as Alternate Appointed by Minority Shareholder 10 Elect Marcello Joaquim Pacheco as None For Shareholder Fiscal Council Member and Alberto Jorge Oliveira da Costa as Alternate Appointed by Preferred Shareholder 11 Approve Remuneration of Company's For For Management Management 12 Approve Remuneration of Fiscal Council For For Management Members 13 Re-Ratify Remuneration of Company's For For Management Fiscal Council for 2018 -------------------------------------------------------------------------------- TUPY SA Ticker: TUPY3 Security ID: P9414P108 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2018 2 Approve Allocation of Income and For For Management Dividends 3 Elect Directors For For Management 4 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 5 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Among the Nominees? 6.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Gueitiro Matuso Genso as Director and Abidias Jose de Sousa Junior as Alternate 6.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Jaime Luiz Kalsing as Director and Paulo Roberto Evangelista as Alternate 6.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Paula Regina Goto as Director and Silvia Pereira de Jesus Lucas as Alternate 6.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Doria Durazzo as Director 6.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudia Silva Araujo de Azeredo Santos as Director 6.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Gustavo de Souza Costa as Director 6.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Gabriel Stoliar as Director 6.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Rubens de la Rosa as Director 6.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Antonio Weiss as Director 7 Elect Gueitiro Matsuo Genso as Board For For Management Chairman and Ricardo Doria Durazzo as Vice-Chairman 8 Elect Fiscal Council Members For Abstain Management 9 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 10 Elect Joao Augusto Monteiro as Fiscal None For Shareholder Council Member and Wagner Mar as Alternate Appointed by Minority Shareholder 11 Approve Remuneration of Company's For For Management Management -------------------------------------------------------------------------------- TUPY SA Ticker: TUPY3 Security ID: P9414P108 Meeting Date: APR 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Long-Term Incentive Plan For Against Management -------------------------------------------------------------------------------- ULKER BISKUVI SANAYI AS Ticker: ULKER Security ID: M90358108 Meeting Date: MAR 29, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Ratify External Auditors For Against Management 9 Approve Upper Limit of Donations for For Against Management 2019 and Receive Information on Donations Made in 2018 10 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided by the Company to Third Parties 11 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 12 Wishes None None Management -------------------------------------------------------------------------------- UNITED OVERSEAS BANK LIMITED (SINGAPORE) Ticker: U11 Security ID: Y9T10P105 Meeting Date: APR 26, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final and Special Dividend For For Management 3 Approve Directors' Fees For For Management 4 Approve Advisory Fee to Wee Cho Yaw, For For Management the Chairman Emeritus and Adviser 5 Approve Ernst & Young LLP as Auditors For For Management and Authorize Directors to Fix Their Remuneration 6 Elect James Koh Cher Siang as Director For For Management 7 Elect Ong Yew Huat as Director For For Management 8 Elect Wee Ee Lim as Director For Against Management 9 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Issuance of Shares Pursuant to For For Management the UOB Scrip Dividend Scheme 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- WABERER'S INTERNATIONAL ZRT Ticker: WABS Security ID: X9522V105 Meeting Date: AUG 28, 2018 Meeting Type: Special Record Date: AUG 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Management Board Member For For Management 2 Approve Remuneration of CEO For For Management 3 Approve Discharge of Management Board For For Management 4 Elect Supervisory Board Member For For Management 5 Elect Audit Committee Member For For Management 6 Approve Information on Share For For Management Repurchase Program Approved at 2018 AGM 7 Transact Other Business For Against Management -------------------------------------------------------------------------------- WABERER'S INTERNATIONAL ZRT Ticker: WABS Security ID: X9522V105 Meeting Date: APR 16, 2019 Meeting Type: Annual Record Date: APR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Management Board Report on None None Management Company's Operations, Business Policy, and Company's and Group's Financial Situation 2 Approve Consolidated Financial For For Management Statements for 2018 3 Approve Financial Statements for 2018, For For Management Allocation of Income, and Statuary Reports 4 Approve Company's Corporate Governance For For Management Statement 5 Approve Discharge of Management Board For For Management 6 Elect Robert Ziegler as Management For For Management Board Member 7.1 Amend Articles of Association by Joint For For Management Votes with Regard to Each Section 7.2 Amend Articles of Association Re: For For Management Shareholder Rights 7.3 Amend Articles of Association Re: For For Management General Meeting 7.4 Amend Articles of Association Re: For For Management Board of Directors 7.5 Amend Articles of Association Re: CEO For For Management 7.6 Amend Articles of Association Re: For For Management Supervisory Board 7.7 Amend Articles of Association Re: For For Management Signing Rights 7.8 Adopt Consolidated Text of Bylaws For For Management 9 Approve Regulations on Supervisory For For Management Board 10 Approve Remuneration Policy For Against Management 11 Transact Other Business For Against Management -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A109 Meeting Date: SEP 14, 2018 Meeting Type: Special Record Date: AUG 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Specific Mandate to Repurchase For For Management the Company's A Shares 1.1 Approve Method of the Share Repurchase For For Management 1.2 Approve Price Range of the Share For For Management Repurchase 1.3 Approve Type, Quantity and Proportion For For Management to the Total Share Capital 1.4 Approve Total Proceeds of the Share For For Management Repurchase and The Source of Funding 1.5 Approve the Period of Share Repurchase For For Management 1.6 Approve Resolution Validity Period For For Management 2 Authorize Board to Handle Matters in For For Management Relation to the Repurchase of the Company's A Shares 3 Approve the Supplemental Agreement to For For Management the Weichai Sale and Processing Services Agreement and Relevant New Caps 4 Approve the Supplemental Agreement to For For Management the Weichai Holdings Utilities Services Agreement and Chongqing Weichai Utilities Services Agreement and Relevant New Caps 5 Approve the Supplemental Agreement to For For Management the Weichai Heavy Machinery Purchase and Processing Services Agreement and Relevant New Caps 6 Approve the Supplemental Agreement to For For Management the Weichai Heavy Machinery Sale Agreement and Relevant New Caps 7 Approve the Supplemental Agreement to For For Management the Weichai Heavy Machinery Supply Agreement and Relevant New Caps 8 Approve the Supplemental Agreement to For For Management the Fast Transmission Sale Agreement and Relevant New Caps 9 Approve the Supplemental Agreement to For For Management the Fast Transmission Purchase Agreement and Relevant New Caps 10 Approve Societe International des For For Shareholder Moteurs Baudouin's Engagement in the Trading of the Relevant Financial Derivative Products 11 Approve KION Group AG's Engagement in For For Shareholder the Trading of the Relevant Financial Derivative Products 12 Approve Shaanxi Heavy Duty Motor For For Shareholder Company Limited's Engagement in the Subscription of the Relevant Structured Deposit Products -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A109 Meeting Date: DEC 03, 2018 Meeting Type: Special Record Date: NOV 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger and Absorption of For For Management Weichai Power (Weifang) After-sales Service Co., Ltd. by the Company 2 Amend the Terms of Reference of the For For Management Nomination Committee 3 Approve Grant of Guarantee by the For For Management Company for the Benefit of Weichai Power Hong Kong International Development Co., Limited in Respect of a Loan -------------------------------------------------------------------------------- WESTLIFE DEVELOPMENT LTD. Ticker: 505533 Security ID: Y9541K113 Meeting Date: AUG 29, 2018 Meeting Type: Annual Record Date: AUG 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Amit Jatia as Director For For Management 3 Reelect Padmanabh Ramchandra Barpande For For Management as Director 4 Reelect Manish Chokhani as Director For For Management 5 Reelect Tarun Kataria as Director For For Management -------------------------------------------------------------------------------- WH GROUP LIMITED Ticker: 288 Security ID: G96007102 Meeting Date: MAY 28, 2019 Meeting Type: Annual Record Date: MAY 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Wan Hongjian as Director For For Management 2b Elect Guo Lijun as Director For For Management 2c Elect Sullivan Kenneth Marc as Director For For Management 2d Elect Ma Xiangjie as Director For For Management 2e Elect Lee Conway Kong Wai as Director For Against Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve Final Dividend For For Management 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WYNN MACAU LIMITED Ticker: 1128 Security ID: G98149100 Meeting Date: MAY 30, 2019 Meeting Type: Annual Record Date: MAY 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Ian Michael Coughlan as Director For For Management 3b Elect Allan Zeman as Director For Against Management 3c Elect Jeffrey Kin-fung Lam as Director For Against Management 3d Elect Craig S. Billings as Director For For Management 3e Elect Leah Dawn Xiaowei Ye as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Approve Issuance of Shares Under the For Against Management Employee Ownership Scheme 10 Adopt New Share Option Scheme, For Against Management Terminate Existing Share Option Scheme and Related Transactions -------------------------------------------------------------------------------- YANDEX NV Ticker: YNDX Security ID: N97284108 Meeting Date: JUN 27, 2019 Meeting Type: Annual Record Date: MAY 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Extend the Period for For For Management Preparing the Annual Account for the Financial Year 2018 2 Adopt Financial Statements and For For Management Statutory Reports 3 Approve Discharge of Directors For For Management 4 Reelect Rogier Rijnja as Non-Executive For For Management Director 5 Reelect Charles Ryan as Non-Executive For For Management Director 6 Reelect Alexander Voloshin as For Against Management Non-Executive Director 7 Elect Mikhail Parakhin as For Against Management Non-Executive Director 8 Elect Tigran Khudaverdyan as Executive For Against Management Director 9 Approve Cancellation of Outstanding For For Management Class C Shares 10 Ratify Auditors For For Management 11 Amend 2016 Equity Incentive Plan For Against Management 12 Grant Board Authority to Issue Class A For Against Management Shares and Preference Shares 13 Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances 14 Authorize Repurchase of Up to 20 For Against Management Percent of Issued Share Capital -------------------------------------------------------------------------------- YPF SA Ticker: YPFD Security ID: 984245100 Meeting Date: APR 26, 2019 Meeting Type: Annual/Special Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Approve Exemption from Preemptive For For Management Offer of Shares to Shareholders Pursuant to Article 67 of Law No. 26,831 in Relation to Repurchase of Company's Shares Related to Creation of Long Term Compensation Plan 3 Consider Individual and Consolidated For For Management Financial Statements and Statutory Reports 4 Approve Allocation of Income; For For Management Constitution of Reserves; Dividend Distribution 5 Approve Remuneration of Auditors for For For Management FY 2018 6 Approve Auditors for FY 2019 and Fix For For Management Their Remuneration 7 Consider Discharge of Directors and For For Management Members of Internal Statutory Auditors Committee (Comision Fiscalizadora) 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Internal For For Management Statutory Auditors Committee (Comision Fiscalizadora) 10 Fix Number of Members of Internal For For Management Statutory Auditors Committee (Comision Fiscalizadora) and Alternates 11 Elect One Member of Internal Statutory None None Management Auditors Committee (Comision Fiscalizadora) and Alternate for Class A Shares 12 Elect One Member of Internal Statutory For For Management Auditors Committee (Comision Fiscalizadora) and Alternate for Class D Shares 13 Fix Number of Directors and Alternates For For Management 14 Elect One Director and Alternate for None None Management Class A Shares and Determination of their Tenure 15 Elect Directors and Their Alternates For For Management for Class D Shares and Determination of their Tenure 16 Authorize Remuneration of Directors For For Management and Members of Internal Statutory Auditors Committee (Comision Fiscalizadora) for FY 2019 17 Consider Absorption of Bajo del Toro I For For Management SRL and Bajo del Toro II SRL 18 Consider Absorption Balance Sheet of For For Management YPF SA and Consolidated Balance Sheet of YPF SA, Bajo del Toro I SRL and Bajo del Toro II SRL 19 Consider Preliminary Absorption For For Management Agreement and Absorption Prospectus 20 Authorize to Sign Definitive Agreement For For Management of Absorption in Name and Representation of Company =============== Boston Partners Emerging Markets Long/Short Fund =============== ADCOCK INGRAM HOLDINGS LTD. Ticker: AIP Security ID: S00358101 Meeting Date: NOV 22, 2018 Meeting Type: Annual Record Date: NOV 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Nompumelelo Madisa as Director For For Management 1.2 Re-elect Matthias Haus as Director For For Management 1.3 Re-elect Mpho Makwana as Director For Against Management 2.1 Re-elect Jenitha John as Chairperson For For Management of the Audit Committee 2.2 Re-elect Lulama Boyce as Member of the For For Management Audit Committee 2.3 Re-elect Matthias Haus as Member of For For Management the Audit Committee 2.4 Re-elect Roger Stewart as Member of For For Management the Audit Committee 3 Reappoint Ernst & Young as Auditors of For For Management the Company and Appoint Warren Kinnear as the Designated Auditor and Authorise Their Remuneration 4 Approve Remuneration Policy For For Management 5 Approve Remuneration Implementation For For Management Report 6 Authorise Ratification of Approved For For Management Resolutions 1 Approve Financial Assistance to For For Management Related and Inter-related Parties 2 Approve Remuneration of Non-executive For Against Management Directors 3 Approve Performance Based Long Term For Against Management Incentive Scheme -------------------------------------------------------------------------------- AIR LEASE CORP. Ticker: AL Security ID: 00912X302 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew J. Hart For For Management 1b Elect Director Cheryl Gordon Krongard For For Management 1c Elect Director Marshall O. Larsen For Against Management 1d Elect Director Robert A. Milton For For Management 1e Elect Director John L. Plueger For For Management 1f Elect Director Ian M. Saines For For Management 1g Elect Director Ronald D. Sugar For Against Management 1h Elect Director Steven F. Udvar-Hazy For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LTD. Ticker: BABA Security ID: 01609W102 Meeting Date: OCT 31, 2018 Meeting Type: Annual Record Date: AUG 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Joseph C. Tsai as Director For Against Management 1.2 Elect J. Michael Evans as Director For Against Management 1.3 Elect Eric Xiandong Jing as Director For Against Management 1.4 Elect Borje E. Ekholm as Director For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- AMBEV SA Ticker: ABEV3 Security ID: P0273U106 Meeting Date: APR 26, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2018 2 Approve Allocation of Income and For For Management Dividends 3 Elect Fiscal Council Members For Did Not Vote Management 4 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 5 Elect Aldo Luiz Mendes as Fiscal None For Shareholder Council Member and Vinicius Balbino Bouhid as Alternate Appointed by Minority Shareholder 6 Approve Remuneration of Company's For For Management Management 7 Approve Remuneration of Fiscal Council For For Management Members 8 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- AMBEV SA Ticker: ABEV3 Security ID: P0273U106 Meeting Date: APR 26, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Capital 2 Amend Article 16 Re: Decrease in Board For For Management Size 3 Consolidate Bylaws For For Management 4 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA/NV Ticker: ABI Security ID: 03524A108 Meeting Date: APR 24, 2019 Meeting Type: Annual/Special Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor A1.a Receive Special Board Report Re: None None Management Article 559 of the Companies Code A1.b Receive Special Auditor Report Re: None None Management Article 559 of the Companies Code A1.c Amend Article 4 Re: Corporate Purpose For For Management B2 Amend Article 23 Re: Requirements of For Against Management the Chairperson of the Board C3 Receive Directors' Reports (Non-Voting) None None Management C4 Receive Auditors' Reports (Non-Voting) None None Management C5 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) C6 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.80 per Share C7 Approve Discharge of Directors For For Management C8 Approve Discharge of Auditor For For Management C9.a Elect Xiaozhi Liu as Independent For For Management Director C9.b Elect Sabine Chalmers as Director For Against Management C9.c Elect Cecilia Sicupira as Director For Against Management C9.d Elect Claudio Garcia as Director For Against Management C9.e Reelect Martin J. Barrington as For Against Management Director C9.f Reelect William F. Gifford, Jr. as For Against Management Director C9.g Reelect Alejandro Santo Domingo Davila For Against Management as Director C10 Ratify PwC as Auditors and Approve For For Management Auditors' Remuneration C11.a Approve Remuneration Report For Against Management C11.b Approve Fixed Remuneration of Directors For Against Management C11.c Approve Grant of Restricted Stock Units For For Management D12 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- ANTON OILFIELD SERVICES GROUP Ticker: 3337 Security ID: G03999102 Meeting Date: MAY 27, 2019 Meeting Type: Annual Record Date: MAY 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Luo Lin as Director For For Management 4 Elect Fan Yonghong as Director For For Management 5 Elect Zhang Yongyi as Director For For Management 6 Elect Zhu Xiaoping as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Repurchase of Issued Share For For Management Capital 11 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ARAMEX PJCS Ticker: ARMX Security ID: M1463Z106 Meeting Date: APR 10, 2019 Meeting Type: Annual Record Date: APR 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2018 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2018 3 Accept Financial Statements and For For Management Statutory Reports for FY 2018 4 Approve Dividends Up to 16.50 Percent For For Management of the Paid up Capital for FY 2018 5 Approve Remuneration of Directors of For For Management AED 3,640,000 for FY 2018 6 Approve Discharge of Directors for FY For For Management 2018 7 Elect Wolfgang Baier as Director For For Management 8 Approve Discharge of Auditors for FY For For Management 2018 9 Ratify Auditors and Fix Their For For Management Remuneration for FY 2019 -------------------------------------------------------------------------------- ASHOK LEYLAND LIMITED Ticker: ASHOKLEY Security ID: Y0266N143 Meeting Date: JUL 17, 2018 Meeting Type: Annual Record Date: JUL 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone and Consolidated For For Management Financial Statements 2 Approve Dividend For For Management 3 Reelect Dheeraj G Hinduja as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- BAJAJ AUTO LTD. Ticker: 532977 Security ID: Y05490100 Meeting Date: MAR 11, 2019 Meeting Type: Special Record Date: JAN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bajaj Auto Employee Stock For For Management Option Scheme 2019 2 Approve Issuance of Equity Shares to For For Management Employees of Holding and Subsidiary Company(ies) 3 Approve Trust Route for Implementation For For Management of Bajaj Auto Employee Stock Option Scheme 2019 -------------------------------------------------------------------------------- BANCO MACRO SA Ticker: BMA Security ID: 05961W105 Meeting Date: APR 30, 2019 Meeting Type: Annual/Special Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Consider Financial Statements and For For Management Statutory Reports 3 Consider Discharge of Directors and For For Management Internal Statutory Auditors Committee (Comision Fiscalizadora) 4 Consider Allocation of Non-Assigned For For Management Results in the Amount of ARS 19.2 Billion 5 Consider Cash Dividends Charged to For For Management Special Reserve Account in the Amount of ARS 6.39 Billion 6 Consider Remuneration of Directors For For Management 7 Consider Remuneration of Internal For For Management Statutory Auditors Committee (Comision Fiscalizadora) 8 Consider Remuneration of Auditors For For Management 9a.1 Elect Jorge Pablo Brito as Director For For Management for a Three-Year Term 9a.2 Elect Carlos Alberto Giovanelli as For For Management Director for a Three-Year Term 9a.3 Elect Nelson Damian Pozzoli as For For Management Director for a Three-Year Term 9a.4 Elect Jose Alfredo Sanchez as Director For For Management for a Three-Year Term 9a.5 Elect Director for a Three-Year Term For Against Management 9b.1 Elect Fabian Alejandro de Paul as For For Management Director 9c.1 Elect Santiago Horacio Seeber as For For Management Alternate Director for a Three-Year Term 9c.2 Elect Fabian Alejandro de Paul as For For Management Alternate Director for a Three-Year Term 9c.3 Elect Alternate Director for a For Against Management Three-Year Term 9d.1 Elect Alan Whamond as Alternate For For Management Director for a Three-Year Term 10 Fix Number of and Elect Members and For For Management their Alternates of Internal Statutory Auditors for a One-Year Term 11 Appoint Auditors For For Management 12 Approve Budget of Audit Committee For For Management 13 Consider Preliminary Agreement Dated For For Management March 8, 2019 to Absorb Banco del Tucuman SA 14 Approve Share Exchange Ratio Between For For Management Banco Macro SA and Banco del Tucuman SA 15 Approve Issuance of 15,662 Class B For For Management Shares in Connection with Absorption 16 Approve Granting of Powers to Sign For For Management Definitive Agreement of Absorption 17 Approve Reduction in Share Capital via For For Management Cancellation of 30.27 Million Class B Shares 18 Amend Articles For For Management 19 Consolidate Bylaws For For Management 20 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BANK POLSKA KASA OPIEKI SA Ticker: PEO Security ID: X0R77T117 Meeting Date: JUN 26, 2019 Meeting Type: Annual Record Date: JUN 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Elect Members of Vote Counting For For Management Commission 5 Approve Agenda of Meeting For For Management 6 Receive Management Board Report on None None Management Company's Operations 7 Receive Financial Statements None None Management 8 Receive Management Board Report on None None Management Group's Operations 9 Receive Consolidated Financial None None Management Statements 10 Receive Management Board Proposal on None None Management Treatment of Net Loss From Previous Years 11 Receive Management Board Proposal on None None Management Allocation of Income 12 Receive Supervisory Board Report None None Management 13.1 Approve Management Board Report on For For Management Company's Operations 13.2 Approve Financial Statements For For Management 13.3 Approve Management Board Report on For For Management Group's Operations 13.4 Approve Consolidated Financial For For Management Statements 13.5 Approve Treatment of Net Loss From For For Management Previous Years 13.6 Approve Allocation of Income and For For Management Dividends of PLN 6.60 per Share 13.7 Approve Supervisory Board Report For For Management 13.8a Approve Discharge of Michal Krupinski For For Management (CEO) 13.8b Approve Discharge of Tomasz Kubiak For For Management (Deputy CEO) 13.8c Approve Discharge of Michal Lehmann For For Management (Deputy CEO) 13.8d Approve Discharge of Marek Lusztyn For For Management (Deputy CEO) 13.8e Approve Discharge of Tomasz Styczynski For For Management (Deputy CEO) 13.8f Approve Discharge of Marek Tomczuk For For Management (Deputy CEO) 13.8g Approve Discharge of Magdalena For For Management Zmitrowicz (Deputy CEO) 13.8h Approve Discharge of Andrzej Kopyrski For For Management (Deputy CEO) 13.8i Approve Discharge of Roksana For For Management Ciurysek-Gedir (Deputy CEO) 13.9a Approve Discharge of Pawel Surowka For For Management (Supervisory Board Chairman) 13.9b Approve Discharge of Joanna Blaszczyk For For Management (Supervisory Board Deputy Chairman) 13.9c Approve Discharge of Stanislaw For For Management Kaczoruk (Supervisory Board Deputy Chairman) 13.9d Approve Discharge of Pawel Stopczynski For For Management (Supervisory Board Member) 13.9e Approve Discharge of Grzegorz Janas For For Management (Supervisory Board Member) 13.9f Approve Discharge of Michal Kaszynski For For Management (Supervisory Board Member) 13.9g Approve Discharge of Justyna For For Management Glebikowska-Michalak (Supervisory Board Member) 13.9h Approve Discharge of Sabina For For Management Bigos-Jaworowska (Supervisory Board Member) 13.9i Approve Discharge of Marian Majcher For For Management (Supervisory Board Member) 14 Receive Information on Division of None None Management Centralny Dom Maklerski Pekao SA 15 Division of Centralny Dom Maklerski For For Management Pekao SA and Approve Transfer of Organized Part of Centralny Dom Maklerski Pekao SA to Bank Polska Kasa Opieki SA and Centrum Bankowosci Bezposredniej sp. z o.o. 16 Approve Remuneration Policy For For Management 17 Receive Supervisory Board Report on None None Management Company's Compliance with Corporate Governance Principles for Supervised Institutions 18.1 Amend Statute Re: Corporate Purpose For For Management 18.2 Amend Statute Re: Corporate Purpose For For Management 18.3 Amend Statute For For Management 19.1 Amend Statute None Against Shareholder 19.2 Amend Statute None Against Shareholder 19.3 Amend Statute None Against Shareholder 20 Amend June 21, 2018, AGM Resolution None For Shareholder Re: Approve Terms of Remuneration of Management Board Members 21 Amend June 21, 2018, AGM Resolution None For Shareholder Re: Approve Terms of Remuneration of Supervisory Board Members 22 Close Meeting None None Management -------------------------------------------------------------------------------- BARLOWORLD LTD. Ticker: BAW Security ID: S08470189 Meeting Date: FEB 14, 2019 Meeting Type: Special Record Date: FEB 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Specific Issue of Shares to For For Management the Foundation 1 Authorise Specific Repurchase of the For For Management Foundation Shares 2 Approve Disposal of the Properties For For Management 3 Approve Entry to the Property Lease For For Management Agreements 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 4 Authorise Issue of Shares in Terms of For For Management Section 41(1) of the Companies Act 4 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- BARLOWORLD LTD. Ticker: BAW Security ID: S08470189 Meeting Date: FEB 14, 2019 Meeting Type: Annual Record Date: FEB 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 September 2018 2 Re-elect Neo Dongwana as Director For Against Management 3 Elect Funke Ighodaro as Director For For Management 4 Elect Neo Mokhesi as Director For For Management 5 Elect Hugh Molotsi as Director For For Management 6 Re-elect Sango Ntsaluba as Chairman of For For Management the Audit Committee 7 Re-elect Ngozichukwuka Edozien as For For Management Member of the Audit Committee 8 Re-elect Hester Hickey as Member of For For Management the Audit Committee 9 Re-elect Michael Lynch-Bell as Member For For Management of the Audit Committee 10 Re-elect Nomavuso Mnxasana as Member For For Management of the Audit Committee 11 Reappoint Deloitte & Touche as For For Management Auditors of the Company with Bongisipho Nyembe as the Individual Registered Auditor and Authorise Their Remuneration 12.1 Approve Remuneration Policy For For Management 12.2 Approve Implementation Report For For Management 1.1 Approve Fees for the Chairman of the For For Management Board 1.2 Approve Fees for the Resident For For Management Non-executive Directors 1.3 Approve Fees for the Non-resident For For Management Non-executive Directors 1.4 Approve Fees for the Resident Chairman For For Management of the Audit Committee 1.5 Approve Fees for the Resident Members For For Management of the Audit Committee 1.6 Approve Fees for the Non-resident For For Management Members of the Audit Committee 1.7 Approve Fees for the Resident Chairman For For Management of the Remuneration Committee 1.8 Approve Fees for the Resident Chairman For For Management of the Social, Ethics and Transformation Committee 1.9 Approve Fees for the Resident Chairman For For Management of the Risk and Sustainability Committee 1.10 Approve Fees for the Resident Chairman For For Management of the General Purposes Committee 1.11 Approve Fees for the Resident Chairman For For Management of the Nomination Committee 1.12 Approve Fees for the Resident Members For For Management of Each of the Board Committees Other Than Audit Committee 1.13 Approve Fees for the Non-resident For For Management Members of Each of the Board Committees Other Than Audit Committee 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- BHARTI AIRTEL LTD. Ticker: 532454 Security ID: Y0885K108 Meeting Date: JUL 30, 2018 Meeting Type: Court Record Date: JUN 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- BHARTI AIRTEL LTD. Ticker: 532454 Security ID: Y0885K108 Meeting Date: AUG 03, 2018 Meeting Type: Court Record Date: JUN 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- BHARTI AIRTEL LTD. Ticker: 532454 Security ID: Y0885K108 Meeting Date: AUG 08, 2018 Meeting Type: Annual Record Date: AUG 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Rakesh Bharti Mittal as For For Management Director 4 Reelect Tan Yong Choo as Director For For Management 5 Approve Deloitte Haskins & Sells LLP, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 6 Reelect Craig Edward Ehrlich as For Against Management Director 7 Amend Articles of Association For For Management 8 Approve Change in Nature of For For Management Directorship of Gopal Vittal as Managing Director & CEO (India and South Asia) 9 Approve Commission to Non-Executive For For Management Directors 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- BHARTI AIRTEL LTD. Ticker: 532454 Security ID: Y0885K108 Meeting Date: AUG 28, 2018 Meeting Type: Court Record Date: JUL 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Composite Scheme of Arrangement For For Management -------------------------------------------------------------------------------- BROADCOM INC. Ticker: AVGO Security ID: 11135F101 Meeting Date: APR 01, 2019 Meeting Type: Annual Record Date: FEB 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hock E. Tan For For Management 1b Elect Director Henry Samueli For For Management 1c Elect Director Eddy W. Hartenstein For Against Management 1d Elect Director Diane M. Bryant For For Management 1e Elect Director Gayla J. Delly For For Management 1f Elect Director Check Kian Low For For Management 1g Elect Director Peter J. Marks For For Management 1h Elect Director Harry L. You For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: JUN 21, 2019 Meeting Type: Annual Record Date: MAY 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Report of the Board of For For Management Directors 2 Approve 2018 Report of the Board of For For Management Supervisors 3 Approve 2018 Final Financial Accounts For For Management 4 Approve 2018 Profit Distribution Plan For For Management 5 Approve Budget for 2019 Fixed Assets For For Management Investment 6 Approve Remuneration Distribution and For For Management Settlement Plan for Directors in 2017 7 Approve Remuneration Distribution and For For Management Settlement Plan for Supervisors in 2017 8 Elect Liu Guiping as Director For For Management 9 Elect Murray Horn as Director For For Management 10 Elect Graeme Wheeler as Director For For Management 11 Elect Zhao Xijun as Supervisor For For Management 12 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration 13 Approve Issuance of Write-down Undated For For Management Capital Bonds 14 Approve Issuance of Write-down For For Management Eligible Tier-two Capital Instruments 15 Elect Tian Bo as Director For For Shareholder 16 Elect Xia Yang as Director For For Shareholder -------------------------------------------------------------------------------- CHINA MEIDONG AUTO HOLDINGS LIMITED Ticker: 1268 Security ID: G21192102 Meeting Date: MAY 17, 2019 Meeting Type: Annual Record Date: MAY 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1a Elect Ye Fan as Director For For Management 2.1b Elect Jip Ki Chi as Director For For Management 2.1c Elect Luo Liuyu as Director For For Management 2.2 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Approve Final Dividend For For Management -------------------------------------------------------------------------------- CHINA MOBILE LTD. Ticker: 941 Security ID: 16941M109 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: APR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Yang Jie as Director For For Management 3.2 Elect Dong Xin as Director For For Management 4.1 Elect Moses Cheng Mo Chi as Director For Against Management 4.2 Elect Yang Qiang as Director For For Management 5 Approve PricewaterhouseCoopers and For For Management PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA UNICOM (HONG KONG) LTD. Ticker: 762 Security ID: 16945R104 Meeting Date: MAY 10, 2019 Meeting Type: Annual Record Date: APR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Wang Xiaochu as Director For For Management 3.1b Elect Li Guohua as Director For For Management 3.1c Elect Zhu Kebing as Director For For Management 3.1d Elect Cheung Wing Lam Linus as Director For For Management 3.1e Elect Wong Wai Ming as Director For For Management 3.2 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG and KPMG Huazhen LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CIA DE TRANSMISSAO DE ENERGIA ELETRICA PAULISTA Ticker: TRPL4 Security ID: P30576113 Meeting Date: APR 04, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Felipe Baptista da Silva as None For Shareholder Fiscal Council Member and Luiz Alberto Meirelles Beleiro Barreiro Junior as Alternate Appointed by Preferred Shareholder 2 Elect Marcos Simas Parentoni as None For Shareholder Director Appointed by Preferred Shareholder 3 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? -------------------------------------------------------------------------------- CLOVER INDUSTRIES LTD. Ticker: CLR Security ID: S1786F104 Meeting Date: NOV 26, 2018 Meeting Type: Annual Record Date: NOV 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2018 2 Re-elect Dr Stefanes Booysen as For Against Management Director 3 Re-elect Neo Mokhesi as Director For For Management 4 Elect Dr James Basson as Director For For Management 5 Elect Flemming Morgan as Director For For Management 6 Reappoint Ernst & Young Incorporated For For Management as Auditors of the Company and Appoint Ziningi Khoza as the Individual Registered Auditor 7 Re-elect Dr Stefanes Booysen as Member For For Management of the Audit and Risk Committee 8 Re-elect Neo Mokhesi as Member of the For For Management Audit and Risk Committee 9 Re-elect Babalwa Ngonyama as Member of For For Management the Audit and Risk Committee 10 Approve Remuneration Policy For For Management 11 Approve Remuneration Implementation For For Management Report 1 Authorise Repurchase of Issued Share For For Management Capital 2 Approve Remuneration of Non-executive For Against Management Directors 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- CLOVER INDUSTRIES LTD. Ticker: CLR Security ID: S1786F104 Meeting Date: MAR 29, 2019 Meeting Type: Court Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement in Terms For For Management of Section 114(1)(c) and 115 of the Companies Act 2 Approve Revocation of Special For For Management Resolution 1 if the Scheme is Terminated 1 Approve Reinvestment in Terms of For For Management Regulation 113(1)(b) of the Companies Act 2 Amend Share Appreciation Rights Plan For For Management 3 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SABESP Ticker: SBSP3 Security ID: P2R268136 Meeting Date: OCT 30, 2018 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Andre Carillo, Elizabeth Melek For For Management Tavares e Nilton Joao dos Santos as Evaluation and Nominating Committee Members 2 Elect Marcio Cury Abumussi as For For Management Alternate Fiscal Council Member 3 Elect Sergio Ricardo Ciavolih Mota as For For Management Director 4 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Vote Your Full Share Position to the Supported Nominee 5 Percentage of Votes to Be Assigned - None Abstain Management Elect Sergio Ricardo Ciavolih Mota as Director 6 Ratify Election of Karla Bertocco For For Management Trindade as Director -------------------------------------------------------------------------------- CONCENTRADORA FIBRA DANHOS SA DE CV Ticker: DANHOS13 Security ID: P2825H138 Meeting Date: MAR 29, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting For For Management 2 Approve Financial Statements For For Management 3 Elect or Ratify Members of Trust For For Management Technical Committee 4 Approve Remuneration of Members of For For Management Trust Technical Committee 5 Amend Property Management Agreement For For Management Re: Increase of Management Fee to Administradora Fibra Danhos SC 6 Approve Real Estate Trust Certificates For For Management Repurchase Program; Set Maximum Amount of Share Repurchase 7.i Authorize Issuance of Real Estate For For Management Trust Certificates to be Used as Payment to Advisor 7.ii Authorize any Necessary Actions and For For Management Documents in Connection with Issuance of Real Estate Trust Certificates 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CONCENTRADORA HIPOTECARIA SAPI DE CV Ticker: FHIPO14 Security ID: P1R44B436 Meeting Date: AUG 24, 2018 Meeting Type: Special Record Date: AUG 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Advisory and Administration For Against Management Agreement 2 Amend Trust Agreement For Against Management 3 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- CREDITO REAL SA DE CV Ticker: CREAL Security ID: P32486105 Meeting Date: JAN 25, 2019 Meeting Type: Special Record Date: JAN 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Cancellation of Repurchased For For Management Shares without Reduction in Share Capital 2 Approve or Ratify Investment For Against Management Operations for FY 2019 3 Appoint Legal Representatives For For Management 4 Close Meeting For For Management -------------------------------------------------------------------------------- CREDITO REAL SA DE CV Ticker: CREAL Security ID: P32486105 Meeting Date: APR 08, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports; Approve Discharge of Directors, Board Committees and CEO 2 Approve Allocation of Income For Against Management 3 Set Maximum Amount of Share Repurchase For Against Management Reserve; Receive Report on Board's Decision on Share Repurchase 4 Elect or Ratify Members of Board, For For Management Secretary and Deputy Secretary; Qualify Independent Directors; Elect Members of Board Committees Including Chairmen of Audit and Corporate Practices Committees; Fix Their Remuneration 5 Approve Dividends For Against Management 6 Appoint Legal Representatives For For Management 7 Close Meeting None None Management -------------------------------------------------------------------------------- CTBC FINANCIAL HOLDING CO. LTD. Ticker: 2891 Security ID: Y15093100 Meeting Date: JUN 14, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 4 Approve Amendments to Articles of For For Management Association 5.1 Elect SHIH-CHIEH CHANG, with For For Management SHAREHOLDER NO.814409, as Independent Director 5.2 Elect CHEUNG-CHUN LAU, with ID NO. For For Management 507605XXX, as Independent Director 5.3 Elect SHENG-YUNG YANG, with For For Management SHAREHOLDER NO.1018764, as Independent Director 5.4 Elect CHIH-CHENG, WANG with ID NO. For For Management R121764XXX, as Independent Director 5.5 Elect WEN-LONG, YEN, a Representative For For Management of WEI FU INVESTMENT CO., LTD. with SHAREHOLDER NO.4122, as Non-Independent Director 5.6 Elect CHAO-CHIN, TUNG, a For For Management Representative of CHUNG YUAN INVESTMENT CO., LTD. with SHAREHOLDER NO.883288, as Non-Independent Director 5.7 Elect THOMAS K. S. CHEN, a For For Management Representative of YI CHUAN INVESTMENT CO., LTD. with SHAREHOLDER NO.883341, as Non-Independent Director 5.8 Elect YUAN-YUAN WANG, a Representative Against Did Not Vote Shareholder of BANK OF TAIWAN CO., LTD. with SHAREHOLDER NO.771829, as Non-Independent Director 6 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- DBS GROUP HOLDINGS LTD. Ticker: D05 Security ID: Y20246107 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final and Special Dividend For For Management 3 Approve Directors' Fees For For Management 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Elect Euleen Goh Yiu Kiang as Director For For Management 6 Elect Danny Teoh Leong Kay as Director For Against Management 7 Elect Nihal Vijaya Devadas Kaviratne For Against Management as Director 8 Elect Bonghan Cho as Director For For Management 9 Elect Tham Sai Choy as Director For For Management 10 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 11 Approve Issuance of Shares Under the For For Management DBSH Scrip Dividend Scheme 12 Authorize Share Repurchase Program For For Management 13 Approve Extension of the Duration of For For Management DBSH Share Plan and Other Amendments to the DBSH Share Plan 14 Adopt California Sub-Plan to the DBSH For For Management Share Plan -------------------------------------------------------------------------------- DGB FINANCIAL GROUP CO., LTD. Ticker: 139130 Security ID: Y2058E109 Meeting Date: MAR 28, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Yong-du as Outside Director For For Management 3.2 Elect Cho Seon-ho as Outside Director For For Management 3.3 Elect Lee Sang-yeop as Outside Director For For Management 3.4 Elect Kim Taek-dong as Outside Director For For Management 4 Elect Lee Jin-bok as Outside Director For For Management to Serve as a Member of Audit Committee 5 Elect Cho Seon-ho as a Member of Audit For For Management Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DILIP BUILDCON LTD. Ticker: 540047 Security ID: Y2073Z103 Meeting Date: SEP 28, 2018 Meeting Type: Annual Record Date: SEP 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.a Accept Financial Statements and For For Management Statutory Reports 1.b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Reelect Devendra Jain as Director For For Management 4 Approve Remuneration of Joint For For Management Statutory Auditors 5 Elect Malay Mukherjee as Director For For Management 6 Approve Remuneration of Cost Auditors For For Management 7 Reelect Aditya Vijay Singh as Director For Against Management 8 Reelect Ashwini Verma as Director For For Management 9 Reelect Amogh Kumar Gupta as Director For For Management 10 Approve Satish Chandra Pandey to For For Management Continue Office as Independent Director 11 Approve Reappointment and Remuneration For Against Management of Dilip Suryavanshi as Managing Director Designated as Chairman of the Company 12 Approve Reappointment and Remuneration For Against Management of Seema Suryavanshi as Whole-time Director 13 Approve Reappointment and Remuneration For Against Management of Devendra Jain as Whole-time Director 14 Approve Pledging of Assets for Debt For Against Management 15 Approve Increase in Borrowing Powers For Against Management 16 Approve Offer or Invitation to For For Management Subscribe to Secured/Unsecured Redeemable Non-Convertible Debentures on Private Placement Basis 17 Approve Issuance of Commercial Papers For For Management on Private Placement Basis 18 Approve Conversion of Loan to Equity For Against Management Shares 19 Approve Loans, Guarantees, Securities For Against Management and/or Investments in Other Body Corporate 20 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- DINO POLSKA SA Ticker: DNP Security ID: X188AF102 Meeting Date: JUN 13, 2019 Meeting Type: Annual Record Date: MAY 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Receive Management Board Report on None None Management Company's and Group's Operations, Financial Statements, and Management Board Proposal on Allocation of Income and Dividends 6 Receive Supervisory Board Reports on None None Management Board's Work, Management Board Report on Company's and Group's Operations, Financial Statements, and Management Board Proposal on Allocation of Income and Dividends 7 Receive Supervisory Board Requests on None None Management Approval of Management Board Report on Company's and Group's Operations, Financial Statements, Management Board Proposal on Allocation of Income and Dividends, and Discharge of Management Board Members 8.1 Approve Management Board Report on For For Management Company's Operations 8.2 Approve Financial Statements For For Management 9 Approve Allocation of Income and For For Management Omission of Dividends 10.1 Approve Management Board Report on For For Management Group's Operations 10.2 Approve Consolidated Financial For For Management Statements 11.1 Approve Discharge of Szymon Piduch For For Management (CEO) 11.2 Approve Discharge of Michal Krauze For For Management (Management Board Member) 12.1 Approve Discharge of Tomasz Biernacki For For Management (Supervisory Board Chairman) 12.2 Approve Discharge of Eryk Bajer For For Management (Supervisory Board Member) 12.3 Approve Discharge of Pierre Detry For For Management (Supervisory Board Member) 12.4 Approve Discharge of Slawomir Jakszuk For For Management (Supervisory Board Member) 12.5 Approve Discharge of Piotr Nowjalis For For Management (Supervisory Board Member) 12.6 Approve Discharge of Maciej Polanowski For For Management (Supervisory Board Member) 13 Approve Discharge of Szymon Piduch For For Management (CEO) and Michal Krauze (Management Board Member) 14 Approve Discharge of Tomasz Biernacki For For Management (Supervisory Board Chairman), Maciej Polanowski (Supervisory Board Member), and Eryk Bajer (Supervisory Board Member) 15 Close Meeting None None Management -------------------------------------------------------------------------------- DISH TV INDIA LTD. Ticker: 532839 Security ID: 25471A401 Meeting Date: SEP 28, 2018 Meeting Type: Annual Record Date: SEP 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Ashok Mathai Kurien as Director For For Management 3 Approve Remuneration of Cost Auditors For For Management 4 Reelect Rashmi Aggarwal as Director For For Management 5 Approve Reappointment and Remuneration For For Management of Jawahar Lal Goel as Managing Director 6 Approve Dish TV India Limited For For Management Employees Stock Option Scheme 2018 -------------------------------------------------------------------------------- DISTELL GROUP HOLDINGS LTD. Ticker: DGH Security ID: S21939103 Meeting Date: OCT 24, 2018 Meeting Type: Annual Record Date: OCT 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2018 2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company and Appoint Rika Labuschaigne as Individual Designated Auditor 3.1 Re-elect Jannie Durand as Director For Against Management 3.2 Re-elect Chris Otto as Director For Against Management 3.3 Re-elect Andre Parker as Director For For Management 4.1 Re-elect Gugu Dingaan as Member of the For For Management Audit Committee 4.2 Re-elect Dr Prieur du Plessis as For For Management Member of the Audit Committee 4.3 Elect Ethel Matenge-Sebesho as Member For For Management of the Audit Committee 4.4 Re-elect Catharina Sevillano-Barredo For For Management as Member of the Audit Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Approve Remuneration Policy For For Management 7 Approve Implementation Report For For Management 1 Approve Non-executive Directors' For Against Management Remuneration 2 Approve Remuneration of Non-executive For Against Management Directors for Additional Services Performed on Behalf of the Company 3 Approve Financial Assistance in Terms For Against Management of Section 44 of the Companies Act 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- DP EURASIA NV Ticker: DPEU Security ID: N2745K106 Meeting Date: MAY 29, 2019 Meeting Type: Annual Record Date: MAY 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Financial Statements and None None Management Statutory Reports 3 Adopt Financial Statements and For For Management Statutory Reports 4 Approve Allocation of Income For For Management 5 Receive Explanation on Company's None None Management Reserves and Dividend Policy 6 Approve Discharge of Executive For For Management Directors 7 Approve Discharge of Non-Executive For For Management Directors 8 Approve Remuneration Report For For Management 9 Discussion of the Remuneration Policy None None Management 10 Reappoint PricewaterhouseCoopers For For Management Accountants N.V. as Auditors 11a Authorise Issue of Equity For For Management 11b Authorise Issue of Equity without For For Management Pre-emptive Rights 12 Authorise Market Purchase of Shares For For Management 13 Transact Other Business (Non-Voting) None None Management 14 Close Meeting None None Management -------------------------------------------------------------------------------- EMAAR MALLS PJSC Ticker: EMAARMALLS Security ID: M4026J106 Meeting Date: APR 23, 2019 Meeting Type: Annual Record Date: APR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2018 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2018 3 Accept Financial Statements and For For Management Statutory Reports for FY 2018 4 Approve Dividends of AED 0.10 per Share For For Management 5 Approve Remuneration of Directors of For For Management AED 650,000 Each, and AED 1 Million for Chairman for FY 2018 6 Approve Discharge of Directors for FY For For Management 2018 7 Approve Discharge of Auditors for FY For For Management 2018 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2019 1 Cancel the Company's Employees For For Management Incentive Shares Ownership Plan was Approved on April 30, 2018 -------------------------------------------------------------------------------- ENI SPA Ticker: ENI Security ID: 26874R108 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: APR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Authorize Share Repurchase Program For For Management 4 Approve Remuneration Policy For For Management -------------------------------------------------------------------------------- FIBRA MACQUARIE MEXICO Ticker: FIBRAMQ12 Security ID: P3515D155 Meeting Date: SEP 18, 2018 Meeting Type: Special Record Date: SEP 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Trust Agreement, Title and For For Management Operation Documents; Instruct Common Representative and or Trustee to Carry out Agreements and Adopt Necessary Actions to Execute Approved Resolutions 2 Amend Compensation Scheme for For For Management Independent Members of Ethics and Corporate Practices Committee 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- FIBRA MACQUARIE MEXICO Ticker: FIBRAMQ12 Security ID: P3515D155 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: APR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audited Financial Statements For For Management 2 Approve Annual Report For For Management 3 Extend Share Repurchase for Additional For For Management Year; Set Maximum Amount for Share Repurchase 4 Ratify Juan Antonio Salazar Rigal as For For Management Independent Member of Technical Committee 5 Ratify Alvaro de Garay Arellano as For For Management Independent Member of Technical Committee 6 Ratify Luis Alberto Aziz Checa as For For Management Independent Member of Technical Committee 7 Ratify Jaime de la Garza as For For Management Independent Member of Technical Committee 8 Ratify Michael Brennan as Independent For For Management Member of Technical Committee 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- FIBRA UNO ADMINISTRACION SA DE CV Ticker: FUNO11 Security ID: P3515D163 Meeting Date: APR 29, 2019 Meeting Type: Annual Record Date: APR 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.i Accept Reports of Audit, Corporate For For Management Practices, Nominating and Remuneration Committees 1.ii Accept Technical Committee Report on For For Management Compliance in Accordance to Article 172 of General Mercantile Companies Law 1.iii Accept Report of Trust Managers in For For Management Accordance to Article 44-XI of Securities Market Law, Including Technical Committee's Opinion on that Report 1.iv Accept Technical Committee Report on For For Management Operations and Activities Undertaken 2 Approve Financial Statements and For For Management Allocation of Income 3 Elect or Ratify Members of Technical For Against Management Committee and Secretary Who will not be Part of Technical Committee; Verify Independence Classification 4 Approve Remuneration of Technical For For Management Committee Members 5 Appoint Legal Representatives For For Management 6 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- FMC CORPORATION Ticker: FMC Security ID: 302491303 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: MAR 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre Brondeau For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director G. Peter D'Aloia For For Management 1d Elect Director C. Scott Greer For For Management 1e Elect Director K'Lynne Johnson For For Management 1f Elect Director Dirk A. Kempthorne For For Management 1g Elect Director Paul J. Norris For For Management 1h Elect Director Margareth Ovrum For For Management 1i Elect Director Robert C. Pallash For For Management 1j Elect Director William H. Powell For For Management 1k Elect Director Vincent R. Volpe, Jr. For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirements to Remove Directors -------------------------------------------------------------------------------- FOSUN INTERNATIONAL LTD. Ticker: 656 Security ID: Y2618Y108 Meeting Date: NOV 27, 2018 Meeting Type: Special Record Date: NOV 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Yuyuan Tranche I Share Option For Against Management Incentive Scheme -------------------------------------------------------------------------------- FREEPORT-MCMORAN INC. Ticker: FCX Security ID: 35671D857 Meeting Date: JUN 12, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard C. Adkerson For For Management 1.2 Elect Director Gerald J. Ford For For Management 1.3 Elect Director Lydia H. Kennard For For Management 1.4 Elect Director Dustan E. McCoy For For Management 1.5 Elect Director Frances Fragos Townsend For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FUBON FINANCIAL HOLDING CO., LTD. Ticker: 2881 Security ID: Y26528102 Meeting Date: JUN 14, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Plan to Raise Long-term Capital For Against Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6 Approve Amendment to Rules and For For Management Procedures for Election of Directors 7 Amendments to Procedures Governing the For For Management Acquisition or Disposal of Assets 8 Approve Release of Restrictions of For For Management Competitive Activities of Director RICHARD M. TSAI 9 Approve Release of Restrictions of For For Management Competitive Activities of Director DANIEL M. TSAI 10 Approve Release of Restrictions of For For Management Competitive Activities of Director BEN CHEN -------------------------------------------------------------------------------- GALAXY ENTERTAINMENT GROUP LIMITED Ticker: 27 Security ID: Y2679D118 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAY 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Joseph Chee Ying Keung as For For Management Director 2.2 Elect James Ross Ancell as Director For For Management 2.3 Elect Charles Cheung Wai Bun as For Against Management Director 2.4 Elect Michael Victor Mecca as Director For For Management 2.5 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4.1 Authorize Repurchase of Issued Share For For Management Capital 4.2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4.3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- GAZPROM NEFT PJSC Ticker: SIBN Security ID: X7813K101 Meeting Date: DEC 14, 2018 Meeting Type: Special Record Date: NOV 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Nine Months of Fiscal 2018 2 Amend Charter For For Management 3 Approve New Edition of Regulations on For For Management Board of Directors 4 Approve New Edition of Regulations on For For Management General Meetings 5 Approve New Edition of Regulations on For For Management General Director 6 Approve New Edition of Regulations on For For Management Management 7 Approve Company's Membership in For For Management Association of the Fuel and Energy Industry Complex "Russian National Committee of the World Energy Council" -------------------------------------------------------------------------------- GAZPROM NEFT PJSC Ticker: SIBN Security ID: X7813K101 Meeting Date: APR 19, 2019 Meeting Type: Special Record Date: MAR 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors For For Management -------------------------------------------------------------------------------- GAZPROM NEFT PJSC Ticker: SIBN Security ID: X7813K101 Meeting Date: JUN 14, 2019 Meeting Type: Annual Record Date: MAY 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends of RUB 30 per Share For For Management 5.1 Elect Vladimir Alisov as Director None Against Management 5.2 Elect Andrei Dmitriev as Director None Against Management 5.3 Elect Aleksandr Diukov as Director None Against Management 5.4 Elect Andrei Kruglov as Director None Against Management 5.5 Elect Aleksandr Medvedev as Director None Against Management 5.6 Elect Aleksei Miller as Director None Against Management 5.7 Elect Elena Mikhailova as Director None Against Management 5.8 Elect Kirill Seleznev as Director None Against Management 5.9 Elect Valerii Serdiukov as Director None Against Management 5.10 Elect Mikhail Sereda as Director None Against Management 5.11 Elect Igor Fedorov as Director None Against Management 6 Fix Number of Directors at 11 For For Management 7.1 Elect Vadim Bikulov as Member of Audit For For Management Commission 7.2 Elect Mikhail Vaigel as Member of For For Management Audit Commission 7.3 Elect Galina Delvig as Member of Audit For For Management Commission 7.4 Elect Margarita Mironova as Member of For For Management Audit Commission 7.5 Elect Sergei Rubanov as Member of For For Management Audit Commission 8 Ratify Auditor For For Management 9 Approve Remuneration of Directors For Against Management 10 Approve Remuneration of Members of For For Management Audit Commission -------------------------------------------------------------------------------- GENTING SINGAPORE LIMITED Ticker: G13 Security ID: Y2692C139 Meeting Date: APR 17, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Lim Kok Thay as Director For Against Management 4 Elect Chan Swee Liang Carolina as For For Management Director 5 Approve Directors' Fees For For Management 6 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 8 Approve Mandate for Interested Person For For Management Transactions 9 Authorize Share Repurchase Program For Against Management -------------------------------------------------------------------------------- GEOPARK LIMITED Ticker: GPRK Security ID: G38327105 Meeting Date: JUL 27, 2018 Meeting Type: Annual Record Date: JUN 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Gerald Eugene O' For Against Management Shaughnessy 2 Elect Director James Franklin Park For Against Management 3 Elect Director Juan Cristobal Pavez For For Management 4 Elect Director Carlos Alberto Gulisano For Against Management 5 Elect Director Pedro Enrique Aylwin For Against Management Chiorrini 6 Elect Director Robert Bedingfield For For Management 7 Elect Director Jamie B. Coulter For For Management 8 Elect Director Constantin Papadimitriou For For Management 9 Ratify Price Waterhouse & Co S.R.L. as For For Management Auditors 10 Authorize Audit Committee to Fix For For Management Remuneration of the Auditors -------------------------------------------------------------------------------- GEOPARK LIMITED Ticker: GPRK Security ID: G38327105 Meeting Date: JUN 27, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Gerald E. O'Shaughnessy For Against Management 2 Elect Director James F. Park For Against Management 3 Elect Director Juan Cristobal Pavez For For Management 4 Elect Director Carlos A. Gulisano For Against Management 5 Elect Director Pedro E. Aylwin For Against Management Chiorrini 6 Elect Director Robert A. Bedingfield For For Management 7 Elect Director Jamie B. Coulter For For Management 8 Elect Director Constantin Papadimitriou For For Management 9 Ratify Price Waterhouse & Co S.R.L. as For For Management Auditors 10 Authorize Audit Committee to Fix For For Management Remuneration of the Auditors 11 Accept Financial Statements and For For Management Statutory Reports -------------------------------------------------------------------------------- GLENCORE PLC Ticker: GLEN Security ID: G39420107 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAY 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Reduction of the Company's For For Management Capital Contribution Reserves 3 Re-elect Anthony Hayward as Director For For Management 4 Re-elect Ivan Glasenberg as Director For For Management 5 Re-elect Peter Coates as Director For For Management 6 Re-elect Leonhard Fischer as Director For For Management 7 Re-elect Martin Gilbert as Director For For Management 8 Re-elect John Mack as Director For For Management 9 Re-elect Gill Marcus as Director For For Management 10 Re-elect Patrice Merrin as Director For For Management 11 Approve Remuneration Report For For Management 12 Reappoint Deloitte LLP as Auditors For For Management 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- GUJARAT STATE PETRONET LTD. Ticker: 532702 Security ID: Y2947F101 Meeting Date: SEP 28, 2018 Meeting Type: Annual Record Date: SEP 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect T Natarajan as Director For Against Management 4 Approve Remuneration of Anoop Agarwal For For Management & Co. Chartered Accountants, Ahmedabad as Statutory Auditors 5 Elect Arvind Agarwal as Director For For Management 6 Elect Raj Gopal as Director For Against Management 7 Approve Remuneration of Cost Auditors For For Management 8 Approve Remuneration of M M Srivastava For For Management as Non-Executive Chairman -------------------------------------------------------------------------------- HANA MICROELECTRONICS PUBLIC CO., LTD. Ticker: HANA Security ID: Y29974188 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Performance Report None None Management 3 Approve Financial Statements For For Management 4 Approve Dividend Payment For For Management 5.1 Elect Winson Moong Chu Hui as Director For Against Management 5.2 Elect Terrence Philip Weir as Director For Against Management 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- HANWHA CORP. Ticker: 000880 Security ID: Y3065M100 Meeting Date: DEC 27, 2018 Meeting Type: Special Record Date: NOV 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off Agreement For For Management -------------------------------------------------------------------------------- HANWHA CORP. Ticker: 000880 Security ID: Y3065M100 Meeting Date: MAR 27, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Geum Chun-su as Inside Director For For Management 3.2 Elect Lee Min-seok as Inside Director For For Management 3.3 Elect Nam Il-ho as Outside Director For For Management 3.4 Elect Jeong Hong-yong as Outside For For Management Director 3.5 Elect Park Jun-seon as Outside Director For For Management 4 Elect Nam Il-ho as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- HEINEKEN HOLDING NV Ticker: HEIO Security ID: N39338194 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: MAR 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Management Board None None Management (Non-Voting) 2 Discuss Remuneration Policy for None None Management Management Board Members 3 Adopt Financial Statements For For Management 4 Receive Explanation on Company's None None Management Reserves and Dividend Policy 5 Approve Discharge of Management Board For For Management 6.a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 6.c Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 7.a Reelect C.L. de Carvalho-Heineken as For Against Management Executive Director 7.b Reelect M.R. de Carvalho as Executive For Against Management Director 7.c Reelect C.M. Kwist as Non-Executive For Against Management Director 8 Approve Cancellation of Repurchased For For Management Shares -------------------------------------------------------------------------------- HEINEKEN NV Ticker: HEIA Security ID: N39427211 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: MAR 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.a Receive Report of Management Board None None Management (Non-Voting) 1.b Discuss Remuneration Report Containing None None Management Remuneration Policy for Management Board Members 1.c Adopt Financial Statements For For Management 1.d Receive Explanation on Dividend Policy None None Management 1.e Approve Dividends of EUR 1.60 Per Share For For Management 1.f Approve Discharge of Management Board For For Management 1.g Approve Discharge of Supervisory Board For For Management 2.a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 2.c Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances under Item 2b 3 Approve Remuneration of Supervisory For For Management Board 4 Reelect L.M. Debroux to Management For For Management Board 5.a Reelect M.R. de Carvalho to For For Management Supervisory Board 5.b Elect R.L. Ripley to Supervisory Board For For Management 5.c Elect I.H. Arnold to Supervisory Board For For Management -------------------------------------------------------------------------------- HYUNDAI HCN CO., LTD. Ticker: 126560 Security ID: Y383A8104 Meeting Date: MAR 28, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Financial Statements and For For Management Allocation of Income (KRW 60) 1.2 Approve Allocation of Income (KRW 200) Against Against Shareholder 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Seong-il as Inside Director For For Management 3.2 Elect Min Wang-il as Inside Director For For Management 3.3 Elect Kim Dong-su as Outside Director For For Management 3.4 Elect Gong Yong-pyo as Outside Director For For Management 4.1 Elect Kim Dong-su as a Member of Audit For For Management Committee 4.2 Elect Gong Yong-pyo as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI MOBIS CO., LTD. Ticker: 012330 Security ID: Y3849A109 Meeting Date: MAR 22, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2.1 Approve Appropriation of Income - KRW For For Management 4,000 2.2 Approve Appropriation of Income- KRW Against Did Not Vote Shareholder 26,399 (Shareholder Proposal) 3.1 Amend Articles of Incorporation For For Management (Changes in Legislation) 3.2 Amend Articles of Incorporation Against For Shareholder (Number of Directors) 3.3 Amend Articles of Incorporation For For Shareholder (Committee) 4.1.1 Elect Brian D. Jones as Outside For For Management Director 4.1.2 Elect Karl-Thomas Neumann as Outside For For Management Director 4.1.3 Elect Robert Allen Kruse Jr. as Against For Shareholder Outside Director (Shareholder Proposal) 4.1.4 Elect Rudolph William C. Von Meister Against For Shareholder as Outside Director (Shareholder Proposal) 4.2.1 Elect Chung Mong-koo as Inside Director For For Management 4.2.2 Elect Park Jeong-guk as Inside Director For For Management 4.2.3 Elect Bae Hyeong-geun as Inside For For Management Director 5.1 Elect Brian D. Jones as a Member of For For Management Audit Committee 5.2 Elect Karl-Thomas Neumann as a Member For For Management of Audit Committee 5.3 Elect Robert Allen Kruse Jr. as a Against For Shareholder Member of Audit Committee (Shareholder Proposal) 5.4 Elect Rudolph William C. Von Meister a Against For Shareholder Member of Audit Committee (Shareholder Proposal) 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- IMPERIAL HOLDINGS LTD. Ticker: IPL Security ID: S38127122 Meeting Date: OCT 30, 2018 Meeting Type: Special Record Date: OCT 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Unbundling in Terms of Section For For Management 112 of the Companies Act 2 Approve Change of Company Name to For For Management Imperial Logistics Limited and Amend Memorandum of Incorporation 1 Amend Existing Share Schemes For For Management -------------------------------------------------------------------------------- IMPERIAL HOLDINGS LTD. Ticker: IPL Security ID: S38127122 Meeting Date: OCT 30, 2018 Meeting Type: Annual Record Date: OCT 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2018 2 Reappoint Deloitte & Touche as For For Management Auditors of the Company and Appoint MLE Tshabalala as the Designated Partner 3.1 Re-elect Graham Dempster as Member of For For Management the Audit and Risk Committee 3.2 Re-elect Roddy Sparks as Member of the For For Management Audit and Risk Committee 3.3 Elect Peter Cooper as Member of the For For Management Audit and Risk Committee 4.1 Re-elect Peter Cooper as Director For Against Management 4.2 Re-elect Phumzile Langeni as Director For Against Management 4.3 Re-elect Thembisa Skweyiya (Dingaan) For For Management as Director 5 Approve Remuneration Policy For For Management 6 Approve Implementation of the For Against Management Remuneration Policy 7.1 Approve Fees of the Chairperson For For Management 7.2 Approve Fees of the Deputy Chairperson For For Management and Lead Independent Director 7.3 Approve Fees of the Board Member For For Management 7.4 Approve Fees of the Assets and For For Management Liabilities Committee Chairperson 7.5 Approve Fees of the Assets and For For Management Liabilities Committee Member 7.6 Approve Fees of the Audit and Risk For For Management Committee Chairperson 7.7 Approve Fees of the Audit and Risk For For Management Committee Member 7.8 Approve Fees of the Divisional Board For For Management Member 7.9 Approve Fees of the Divisional Finance For For Management and Risk Committee Member 7.10 Approve Fees of the Remuneration For For Management Committee Chairperson 7.11 Approve Fees of the Remuneration For For Management Committee Member 7.12 Approve Fees of the Nomination For For Management Committee Chairperson 7.13 Approve Fees of the Nomination For For Management Committee Member 7.14 Approve Fees of the Social, Ethics and For For Management Sustainability Committee Chairperson 7.15 Approve Fees of the Social, Ethics and For For Management Sustainability Committee Member 8 Authorise Repurchase of Issued Share For For Management Capital 9 Place Authorised but Unissued Ordinary For For Management Shares under Control of Directors 10 Authorise Board to Issue Shares for For For Management Cash 11 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 12 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LTD. Ticker: 1398 Security ID: Y3990B112 Meeting Date: NOV 21, 2018 Meeting Type: Special Record Date: OCT 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zheng Fuqing as Director For For Management 2 Elect Fei Zhoulin as Director None None Management 3 Elect Nout Wellink as Director For For Management 4 Elect Fred Zuliu Hu as Director For Against Management 5 Elect Qu Qiang as Supervisor For For Management 6 Approve the Payment Plan of For For Management Remuneration to Directors for 2017 7 Approve the Payment Plan of For For Management Remuneration to Supervisors for 2017 8 Approve Proposal to Issue Eligible For For Management Tier 2 Capital Instruments 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10.01 Approve Type of Preference Shares to For For Management be Issued in Relation to the Domestic Preference Share Issuance Plan of the Company 10.02 Approve Number of Preference Shares to For For Management be Issued and Issue Size in Relation to the Domestic Preference Share Issuance Plan of the Company 10.03 Approve Method of Issuance in Relation For For Management to the Domestic Preference Share Issuance Plan of the Company 10.04 Approve Par Value and Issue Price in For For Management Relation to the Domestic Preference Share Issuance Plan of the Company 10.05 Approve Maturity in Relation to the For For Management Domestic Preference Share Issuance Plan of the Company 10.06 Approve Target Investors in Relation For For Management to the Domestic Preference Share Issuance Plan of the Company 10.07 Approve Lock-Up Period in Relation to For For Management the Domestic Preference Share Issuance Plan of the Company 10.08 Approve Terms of Distribution of For For Management Dividends in Relation to the Domestic Preference Share Issuance Plan of the Company 10.09 Approve Terms of Mandatory Conversion For For Management in Relation to the Domestic Preference Share Issuance Plan of the Company 10.10 Approve Terms of Conditional For For Management Redemption in Relation to the Domestic Preference Share Issuance Plan of the Company 10.11 Approve Restrictions on Voting Rights For For Management in Relation to the Domestic Preference Share Issuance Plan of the Company 10.12 Approve Restoration of Voting Rights For For Management in Relation to the Domestic Preference Share Issuance Plan of the Company 10.13 Approve Order of Distribution of For For Management Residual Assets and Basis for Liquidation in Relation to the Domestic Preference Share Issuance Plan of the Company 10.14 Approve Rating in Relation to the For For Management Domestic Preference Share Issuance Plan of the Company 10.15 Approve Security in Relation to the For For Management Domestic Preference Share Issuance Plan of the Company 10.16 Approve Use of Proceeds from the For For Management Issuance of the Domestic Preference Shares 10.17 Approve Transfer in Relation to the For For Management Domestic Preference Share Issuance Plan of the Company 10.18 Approve Relationship between Domestic For For Management and Offshore Issuance in Relation to the Domestic Preference Share Issuance Plan of the Company 10.19 Approve Validity Period of the For For Management Resolution in Respect of the Issuance of the Domestic Preference Shares 10.20 Approve The Application and Approval For For Management Procedures to be Completed for the Issuance in Relation to the Domestic Preference Share Issuance Plan of the Company 10.21 Approve Matters Relating to For For Management Authorisation in Relation to the Domestic Preference Share Issuance Plan of the Company 11.01 Approve Type of Preference Shares to For For Management be Issued in Relation to the Offshore Preference Share Issuance Plan of the Company 11.02 Approve Number of Preference Shares to For For Management be Issued and Issue Size in Relation to the Offshore Preference Share Issuance Plan of the Company 11.03 Approve Method of Issuance in Relation For For Management to the Offshore Preference Share Issuance Plan of the Company 11.04 Approve Par Value and Issue Price in For For Management Relation to the Offshore Preference Share Issuance Plan of the Company 11.05 Approve Maturity in Relation to the For For Management Offshore Preference Share Issuance Plan of the Company 11.06 Approve Target Investors in Relation For For Management to the Offshore Preference Share Issuance Plan of the Company 11.07 Approve Lock-Up Period in Relation to For For Management the Offshore Preference Share Issuance Plan of the Company 11.08 Approve Terms of Distribution of For For Management Dividends in Relation to the Offshore Preference Share Issuance Plan of the Company 11.09 Approve Terms of Mandatory Conversion For For Management in Relation to the Offshore Preference Share Issuance Plan of the Company 11.10 Approve Terms of Conditional For For Management Redemption in Relation to the Offshore Preference Share Issuance Plan of the Company 11.11 Approve Restrictions on Voting Rights For For Management in Relation to the Offshore Preference Share Issuance Plan of the Company 11.12 Approve Restoration of Voting Rights For For Management in Relation to the Offshore Preference Share Issuance Plan of the Company 11.13 Approve Order of Distribution of For For Management Residual Assets and Basis for Liquidation in Relation to the Offshore Preference Share Issuance Plan of the Company 11.14 Approve Rating in Relation to the For For Management Offshore Preference Share Issuance Plan of the Company 11.15 Approve Security in Relation to the For For Management Offshore Preference Share Issuance Plan of the Company 11.16 Approve Use of Proceeds from the For For Management Issuance of the Offshore Preference Shares 11.17 Approve Transfer in Relation to the For For Management Offshore Preference Share Issuance Plan of the Company 11.18 Approve Relationship Between Offshore For For Management and Domestic Issuance in Relation to the Offshore Preference Share Issuance Plan of the Company 11.19 Approve Validity Period of the For For Management Resolution in Respect of the Issuance of the Offshore Preference Shares 11.20 Approve The Application and Approval For For Management Procedures to be Completed for the Issuance in Relation to the Offshore Preference Share Issuance Plan of the Company 11.21 Approve Matters Relating to For For Management Authorization in Relation to the Offshore Preference Share Issuance Plan of the Company 12 Approve Proposal on the Impact on For For Management Dilution of Immediate Returns of the Issuance of Preference Shares and the Remedial Measures of the Company 13 Approve Proposal on Formulating the For For Management Shareholder Return Plan for 2018 to 2020 of the Company -------------------------------------------------------------------------------- INDUSTRIAL BANK OF KOREA Ticker: 024110 Security ID: Y3994L108 Meeting Date: MAR 27, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- INFOSYS LIMITED Ticker: 500209 Security ID: Y4082C133 Meeting Date: JUN 22, 2019 Meeting Type: Annual Record Date: JUN 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Elect Nandan M. Nilekani as Director For For Management 4 Approve Infosys Expanded Stock For For Management Ownership Program - 2019 to Eligible Employees of the Company 5 Approve Infosys Expanded Stock For For Management Ownership Program - 2019 to Eligible Employees of the Company's Subsidiaries 6 Approve Secondary Acquisition of For For Management Shares of the Company by the Infosys Expanded Stock Ownership Trust 7 Approve Grant of Stock Incentives to For For Management Salil Parekh Under Infosys Expanded Stock Ownership Program - 2019 8 Approve Change of Terms of Appointment For For Management of Salil Parekh as Chief Executive Officer and Managing Director 9 Approve Grant of Stock Incentives to U. For For Management B. Pravin Rao Under Infosys Expanded Stock Ownership Program - 2019 -------------------------------------------------------------------------------- INFOSYS LTD. Ticker: 500209 Security ID: Y4082C133 Meeting Date: AUG 22, 2018 Meeting Type: Special Record Date: JUL 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Share Capital For For Management 2 Amend Memorandum of Association to For For Management Reflect Changes in Capital 3 Approve Issuance of Bonus Shares For For Management 4 Elect Michael Gibbs as Director For For Management -------------------------------------------------------------------------------- INFOSYS LTD. Ticker: 500209 Security ID: Y4082C133 Meeting Date: MAR 12, 2019 Meeting Type: Special Record Date: JAN 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Buyback of Equity Shares For For Management 2 Reelect Kiran Mazumdar-Shaw as Director For Against Management -------------------------------------------------------------------------------- ING LIFE INSURANCE CO. KOREA LTD. Ticker: 079440 Security ID: Y4R80Y104 Meeting Date: AUG 23, 2018 Meeting Type: Special Record Date: JUL 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Elect Kim Hyoung Tae as Outside For For Management Director -------------------------------------------------------------------------------- ITEQ CORP. Ticker: 6213 Security ID: Y4212E108 Meeting Date: JUN 13, 2019 Meeting Type: Annual Record Date: APR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 5 Amend Procedures for Endorsement and For For Management Guarantees 6 Amend Procedures for Lending Funds to For For Management Other Parties -------------------------------------------------------------------------------- JBS SA Ticker: JBSS3 Security ID: P59695109 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2018 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Nine For For Management 4 As an Ordinary Shareholder, Would You None Abstain Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6.1 Elect Jeremiah Alphonsus OCallaghan as For Against Management Director 6.2 Elect Jose Batista Sobrinho as Director For Against Management 6.3 Elect Aguinaldo Gomes Ramos Filho as For Against Management Director 6.4 Elect Gilberto Meirelles Xando For Against Management Baptista as Director 6.5 Elect Wesley Mendonca Batista Filho as For Against Management Director 6.6 Elect Cledorvino Belini as Director For For Management 6.7 Elect Jose Guimaraes Monforte as For For Management Director 6.8 Elect Marcio Guedes Pereira Junior as For For Management Director 6.9 Elect Alba Pethengill as Director For For Management 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Among the Nominees? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Jeremiah Alphonsus OCallaghan as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Batista Sobrinho as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Aguinaldo Gomes Ramos Filho as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Gilberto Meirelles Xando Baptista as Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Wesley Mendonca Batista Filho as Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Cledorvino Belini as Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Guimaraes Monforte as Director 8.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcio Guedes Pereira Junior as Director 8.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Alba Pethengill as Director 9 Fix Number of Fiscal Council Members For For Management at Four 10 As an Ordinary Shareholder, Would You None Abstain Management like to Request a Separate Minority Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 11.1 Elect Adrian Lima Da Hora as Fiscal For Against Management Council Member and Andre Alcantara Ocampos as Alternate 11.2 Elect Demetrius Nichele Macei as For Against Management Fiscal Council Member and Marcos Godoy Brogiato as Alternate 11.3 Elect Jose Paulo da Silva Filho as For Against Management Fiscal Council Member and Sandro Domingues Raffai as Alternate 11.4 Elect Mauricio Wanderley Estanislau da For For Management Costa as Fiscal Council Member and Francisco Vicente Santana Silva Telles as Alternate 12 Approve Remuneration of Company's For Against Management Management and Fiscal Council -------------------------------------------------------------------------------- JERONIMO MARTINS SGPS SA Ticker: JMT Security ID: X40338109 Meeting Date: APR 11, 2019 Meeting Type: Annual Record Date: APR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Discharge of Management and For For Management Supervisory Boards 4 Approve Statement on Remuneration For Against Management Policy 5 Elect Corporate Bodies For Against Management 6 Elect Remuneration Committee For For Management -------------------------------------------------------------------------------- K. WAH INTERNATIONAL HOLDINGS LIMITED Ticker: 173 Security ID: G5321P116 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: MAY 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Moses Cheng Mo Chi as Director For Against Management 3.2 Elect William Yip Shue Lam as Director For For Management 3.3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Authorize Repurchase of Issued Share For For Management Capital 5.2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KB FINANCIAL GROUP, INC. Ticker: 105560 Security ID: Y46007103 Meeting Date: MAR 27, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Yoo Suk-ryul as Outside Director For For Management 3.2 Elect Stuart B. Solomon as Outside For For Management Director 3.3 Elect Park Jae-ha as Outside Director For For Management 4 Elect Kim Gyeong-ho as Outside For For Management Director to serve as an Audit Committee Member 5.1 Elect Sonu Suk-ho as a Member of Audit For For Management Committee 5.2 Elect Jeong Kou-whan as a Member of For For Management Audit Committee 5.3 Elect Park Jae-ha as a Member of Audit For For Management Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KIA MOTORS CORP. Ticker: 000270 Security ID: Y47601102 Meeting Date: MAR 15, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Park Han-woo as Inside Director For For Management 3.2 Elect Chung Eui-sun as Inside Director For Against Management 3.3 Elect Ju Woo-jeong as Inside Director For For Management 3.4 Elect Nam Sang-gu as Outside Director For For Management 4 Elect Nam Sang-gu as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KOSMOS ENERGY LTD. Ticker: KOS Security ID: 500688106 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KT CORP. Ticker: 030200 Security ID: 48268K101 Meeting Date: MAR 29, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim In-hoe as Inside Director For For Management 3.2 Elect Lee Dong-myeon as Inside Director For For Management 3.3 Elect Seong Tae-yoon as Outside For For Management Director 3.4 Elect Yoo Hui-yeol as Outside Director For For Management 4.1 Elect Kim Dae-yoo as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LAM RESEARCH CORP. Ticker: LRCX Security ID: 512807108 Meeting Date: NOV 06, 2018 Meeting Type: Annual Record Date: SEP 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin B. Anstice For For Management 1.2 Elect Director Eric K. Brandt For Withhold Management 1.3 Elect Director Michael R. Cannon For For Management 1.4 Elect Director Youssef A. El-Mansy For For Management 1.5 Elect Director Christine A. Heckart For For Management 1.6 Elect Director Catherine P. Lego For For Management 1.7 Elect Director Stephen G. Newberry For For Management 1.8 Elect Director Abhijit Y. Talwalkar For Withhold Management 1.9 Elect Director Lih Shyng (Rick L.) Tsai For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- LAS VEGAS SANDS CORP. Ticker: LVS Security ID: 517834107 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sheldon G. Adelson For Withhold Management 1.2 Elect Director Irwin Chafetz For Withhold Management 1.3 Elect Director Micheline Chau For Withhold Management 1.4 Elect Director Patrick Dumont For Withhold Management 1.5 Elect Director Charles D. Forman For Withhold Management 1.6 Elect Director Robert G. Goldstein For Withhold Management 1.7 Elect Director George Jamieson For For Management 1.8 Elect Director Charles A. Koppelman For Withhold Management 1.9 Elect Director Lewis Kramer For For Management 1.10 Elect Director David F. Levi For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- LG CORP. Ticker: 003550 Security ID: Y52755108 Meeting Date: AUG 29, 2018 Meeting Type: Special Record Date: AUG 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Kwon Young-su as Inside Director For For Management -------------------------------------------------------------------------------- LG UPLUS CORP. Ticker: 032640 Security ID: Y5293P102 Meeting Date: AUG 29, 2018 Meeting Type: Special Record Date: AUG 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ha Hyeon-hoe as Inside Director For For Management 1.2 Elect Kwon Young-su as Non-independent For For Management Non-executive Director -------------------------------------------------------------------------------- LG UPLUS CORP. Ticker: 032640 Security ID: Y5293P102 Meeting Date: MAR 15, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Addition of Business Objectives) 2.2 Amend Articles of Incorporation For For Management (Change in Business Objectives) 2.3 Amend Articles of Incorporation For For Management (Electronic Registration of Certificates) 2.4 Amend Articles of Incorporation For For Management (Appointment of External Auditor) 3.1 Elect Lee Hyuk-joo as Inside Director For For Management 3.2 Elect Jeong Byeong-doo as Outside For For Management Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LIBERTY HOLDINGS LTD. Ticker: LBH Security ID: S44440121 Meeting Date: MAY 17, 2019 Meeting Type: Annual Record Date: MAY 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2018 2.1 Re-elect Monhla Hlahla as Director For For Management 2.2 Re-elect Jacko Maree as Director For For Management 2.3 Re-elect Jim Sutcliffe as Director For For Management 2.4 Re-elect Sim Tshabalala as Director For For Management 2.5 Elect Simon Ridley as Director For For Management 2.6 Elect Thembisa Skweyiya as Director For For Management 2.7 Elect Howard Walker as Director For For Management 3 Reappoint PwC Inc. as Auditors of the For For Management Company 4 Place Authorised but Unissued Ordinary For For Management Shares under Control of Directors 5 Authorise Board to Issue Shares for For For Management Cash 6.1 Re-elect Yunus Suleman as Chairman of For For Management the Group Audit and Actuarial Committee 6.2 Re-elect Angus Band as Member of the For For Management Group Audit and Actuarial Committee 6.3 Re-elect Tony Cunningham as Member of For For Management the Group Audit and Actuarial Committee 6.4 Re-elect Nooraya Khan as Member of the For For Management Group Audit and Actuarial Committee 6.5 Re-elect Jim Sutcliffe as Member of For For Management the Group Audit and Actuarial Committee 7 Approve Remuneration Policy For For Management 8 Approve Implementation Report For For Management 1 Authorise Directors to Issue Any For Against Management Ordinary Shares of the Company for the Implementation of Any Share Incentive Scheme 2.1 Approve Fees for the Chairman of the For For Management Board 2.2 Approve Fees for the Lead Independent For For Management Director 2.3 Approve Fees for the Board Member For For Management 2.4 Approve Fees for the International For For Management Board Member, Member of Committees and Subsidiary Board and Chairman of a Sub-committee 2.5 Approve Fees for the International For For Management Board Member, Member of Committees and Subsidiary Board and Chairman of a Committee 2.6 Approve Fees for the Chairman of the For For Management Group Audit and Actuarial Committee 2.7 Approve Fees for the Member of the For For Management Group Audit and Actuarial Committee 2.8 Approve Fees for the Chairman of the For For Management Group Actuarial Committee 2.9 Approve Fees for the Member of the For For Management Group Actuarial Committee 2.10 Approve Fees for the Chairman of the For For Management Group Risk Committee 2.11 Approve Fees for the Member of the For For Management Group Risk Committee 2.12 Approve Fees for the Chairman of the For For Management Group Remuneration Committee 2.13 Approve Fees for the Member of the For For Management Group Remuneration Committee 2.14 Approve Fees for the Chairman of the For For Management Group Social, Ethics and Transformation Committee 2.15 Approve Fees for the Member of the For For Management Group Social, Ethics and Transformation Committee 2.16 Approve Fees for the Member of the For For Management Group Directors' Affairs Committee 2.17 Approve Fees for the Chairman of the For For Management Group IT Committee 2.18 Approve Fees for the Member of the For For Management Group IT Committee 2.19 Approve Fees for the Chairman of the For For Management STANLIB Limited Board 2.20 Approve Fees for the Member of the For For Management STANLIB Limited Board 2.21 Approve Fee Per Ad Hoc Board Meeting For For Management 2.22 Approve Fee Per Ad Hoc Board Committee For For Management Meeting 3.1 Approve Financial Assistance to For For Management Related or Inter-related Company 3.2 Approve Financial Assistance to Any For For Management Employee, Director, Prescribed Officer or Other Person or Any Trust Established for their Benefit in Terms of Any Share Incentive Scheme 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- LINK REAL ESTATE INVESTMENT TRUST Ticker: 823 Security ID: Y5281M111 Meeting Date: JUL 25, 2018 Meeting Type: Annual Record Date: JUL 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Note the Financial Statements and None None Management Statutory Report 2 Note the Appointment of Auditor and None None Management Fixing of Their Remuneration 3.1 Elect Nicholas Charles Allen as For For Management Director 3.2 Elect Poh Lee Tan as Director For For Management 3.3 Elect Peter Tse Pak Wing as Director For For Management 3.4 Elect Ian Keith Griffiths as Director For For Management 4.1 Elect Christopher John Brooke as For For Management Director 5 Authorize Repurchase of Issued Share For For Management Capital 6.1 Amend Trust Deed Distribution Formula For For Management Re: Unrealized Property Revaluation Losses 6.2 Amend Trust Deed Distribution Formula For For Management Re: Goodwill Impairment 6.3 Amend Trust Deed Distribution Formula For For Management Re: Fair Value Losses on Financial Instruments 6.4 Amend Trust Deed Distribution Formula For For Management Re: Depreciation and/or Amortization 6.5 Amend Trust Deed Distribution Formula For For Management Re: Gains on Disposal of Special Purpose Vehicles of Link 7 Approve Trust Deed Expanded Investment For For Management Scope Re: Relevant Investments and Relevant Investments Amendments -------------------------------------------------------------------------------- LIVENT CORPORATION Ticker: LTHM Security ID: 53814L108 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael F. Barry For For Management 1b Elect Director Steven T. Merkt For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MAVI GIYIM SANAYIVE VE TICARET AS Ticker: MAVI Security ID: M68551114 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Receive Information on Remuneration None None Management Policy and Director Remuneration for 2018 7 Approve Director Remuneration For For Management 8 Ratify External Auditors For For Management 9 Approve Allocation of Income For For Management 10 Amend Company Articles 3 and 6 For For Management 11 Approve Upper Limit of Donations for For For Management 2019 and Receive Information on Donations Made in 2018 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose and Receive Information in Accordance to Article 1.3.6 of Corporate Governance Principles 14 Wishes None None Management -------------------------------------------------------------------------------- MEXICHEM SAB DE CV Ticker: MEXCHEM Security ID: P57908132 Meeting Date: AUG 21, 2018 Meeting Type: Special Record Date: AUG 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extraordinary Cash Dividends For For Management of USD 150 Million 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- MEXICHEM SAB DE CV Ticker: MEXCHEM Security ID: P57908132 Meeting Date: NOV 26, 2018 Meeting Type: Special Record Date: NOV 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cash Dividends of up to USD For For Management 168 Million 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: 607409109 Meeting Date: SEP 28, 2018 Meeting Type: Special Record Date: AUG 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Interim Dividends for First For For Management Half Year of Fiscal 2018 3.1 Approve Company's Membership in Joint For For Management Audit Cooperation 3.2 Approve Company's Membership in Kirov For For Management Union of Industrialists and Entrepreneurs -------------------------------------------------------------------------------- MOVIDA PARTICIPACOES SA Ticker: MOVI3 Security ID: P6S8CC103 Meeting Date: APR 26, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2018 2 Approve Allocation of Income and For For Management Dividends -------------------------------------------------------------------------------- MOVIDA PARTICIPACOES SA Ticker: MOVI3 Security ID: P6S8CC103 Meeting Date: APR 26, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For Against Management Management 2 Amend Article 5 to Reflect Changes in For For Management Capital 3 Amend Articles 3 and 13 and For For Management Consolidate Bylaws 4 Amend Restricted Stock Plan For Against Management -------------------------------------------------------------------------------- NASPERS LTD. Ticker: NPN Security ID: S53435103 Meeting Date: AUG 24, 2018 Meeting Type: Annual Record Date: AUG 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2018 2 Approve Dividends for N Ordinary and A For For Management Ordinary Shares 3 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with Brendan Deegan as the Individual Registered Auditor 4 Re-elect Mark Sorour as Director For For Management 5.1 Re-elect Craig Enenstein as Director For For Management 5.2 Re-elect Don Eriksson as Director For For Management 5.3 Re-elect Hendrik du Toit as Director For For Management 5.4 Re-elect Guijin Liu as Director For For Management 5.5 Re-elect Roberto Oliveira de Lima as For Against Management Director 6.1 Re-elect Don Eriksson as Member of the For For Management Audit Committee 6.2 Re-elect Ben van der Ross as Member of For For Management the Audit Committee 6.3 Re-elect Rachel Jafta as Member of the For For Management Audit Committee 7 Approve Remuneration Policy For Against Management 8 Approve Implementation of the For Against Management Remuneration Policy 9 Place Authorised but Unissued Shares For Against Management under Control of Directors 10 Authorise Board to Issue Shares for For Against Management Cash 11 Authorise Ratification of Approved For For Management Resolutions 1.1 Approve Fees of the Board Chairman For For Management 1.2 Approve Fees of the Board Member For For Management 1.3 Approve Fees of the Audit Committee For For Management Chairman 1.4 Approve Fees of the Audit Committee For For Management Member 1.5 Approve Fees of the Risk Committee For For Management Chairman 1.6 Approve Fees of the Risk Committee For For Management Member 1.7 Approve Fees of the Human Resources For For Management and Remuneration Committee Chairman 1.8 Approve Fees of the Human Resources For For Management and Remuneration Committee Member 1.9 Approve Fees of the Nomination For For Management Committee Chairman 1.10 Approve Fees of the Nomination For For Management Committee Member 1.11 Approve Fees of the Social and Ethics For For Management Committee Chairman 1.12 Approve Fees of the Social and Ethics For For Management Committee Member 1.13 Approve Fees of the Trustees of Group For For Management Share Schemes/Other Personnel Funds 2 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Authorise Repurchase of N Ordinary For For Management Shares 5 Authorise Repurchase of A Ordinary For Against Management Shares -------------------------------------------------------------------------------- NIIT TECHNOLOGIES LTD. Ticker: 532541 Security ID: Y62769107 Meeting Date: SEP 28, 2018 Meeting Type: Annual Record Date: SEP 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Rajendra S Pawar as Director For For Management 4 Approve Appointment and Remuneration For For Management of Rajendra S Pawar as Chairman 5 Approve Appointment and Remuneration For For Management of Arvind Thakur as Vice-Chairman & Managing Director -------------------------------------------------------------------------------- OIL CO. LUKOIL PJSC Ticker: LKOH Security ID: 69343P105 Meeting Date: AUG 24, 2018 Meeting Type: Special Record Date: JUL 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Share Capital For For Management through Share Repurchase Program and Subsequent Share Cancellation -------------------------------------------------------------------------------- OIL CO. LUKOIL PJSC Ticker: LKOH Security ID: 69343P105 Meeting Date: DEC 03, 2018 Meeting Type: Special Record Date: NOV 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Nine Months of Fiscal 2018 2 Approve Remuneration of Directors For For Management 3 Amend Charter For For Management -------------------------------------------------------------------------------- OTP BANK NYRT Ticker: OTP Security ID: X60746181 Meeting Date: APR 12, 2019 Meeting Type: Annual Record Date: APR 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2 Approve Company's Corporate Governance For For Management Statement 3 Approve Discharge of Management Board For For Management 4 Approve Auditors and Authorize Board For Against Management to Fix Their Remuneration 5.1 Amend the Articles of Association by For For Management Way of a Single Resolution 5.2 Approve the Amendment of Articles of For For Management Association 6 Approve Election of Employee For For Management Representative to Supervisory Board 7 Amend Remuneration Policy For For Management 8 Approve Remuneration of Management For For Management Board, Supervisory Board, and Audit Committee Members 9 Authorize Share Repurchase Program For Against Management -------------------------------------------------------------------------------- PAMPA ENERGIA SA Ticker: PAMP Security ID: 697660207 Meeting Date: OCT 02, 2018 Meeting Type: Special Record Date: SEP 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Approve Cancellation of 202.89 Million For For Management Treasury Shares and Consequent Reduction in Share Capital 3 Approve Granting of Authorizations to For For Management Perform Formalities and Necessary Presentations to Obtain Corresponding Registrations -------------------------------------------------------------------------------- PETRA DIAMONDS LTD. Ticker: PDL Security ID: G70278109 Meeting Date: NOV 23, 2018 Meeting Type: Annual Record Date: NOV 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Reappoint BDO LLP as Auditors For For Management 4 Authorise Board to Fix Remuneration of For For Management the Auditors 5 Re-elect Adonis Pouroulis as Director For Against Management 6 Re-elect Christoffel Dippenaar as For For Management Director 7 Re-elect Anthony Lowrie as Director For For Management 8 Re-elect Dr Patrick Bartlett as For For Management Director 9 Re-elect Alexander Hamilton as Director For For Management 10 Re-elect Octavia Matloa as Director For For Management 11 Elect Jacques Breytenbach as Director For For Management 12 Authorise Issue of Equity with For For Management Pre-emptive Rights 13 Authorise Issue of Equity without For For Management Pre-emptive Rights -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V408 Meeting Date: APR 25, 2019 Meeting Type: Annual/Special Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2018 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Dismiss Director For Against Management 5.1 Elect Directors For Against Management 5.2 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 5.3 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Among the Nominees? 6 Elect Eduardo Bacellar Leal Ferreira For For Management as Board Chairman 7a.1 Elect Fiscal Council Members For Abstain Management 7a.2 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 7b Elect Marcelo Gasparino da Silva as None For Shareholder Fiscal Council Member and Patricia Valente Stierli as Alternate Appointed by Minority Shareholder 8 Approve Remuneration of Company's For For Management Management and Fiscal Council 1 Amend Articles and Consolidate Bylaws For Against Management -------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Ticker: PM Security ID: 718172109 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andre Calantzopoulos For For Management 1.2 Elect Director Louis C. Camilleri For For Management 1.3 Elect Director Massimo Ferragamo For For Management 1.4 Elect Director Werner Geissler For For Management 1.5 Elect Director Lisa A. Hook For For Management 1.6 Elect Director Jennifer Li For For Management 1.7 Elect Director Jun Makihara For For Management 1.8 Elect Director Kalpana Morparia For For Management 1.9 Elect Director Lucio A. Noto For For Management 1.10 Elect Director Frederik Paulsen For For Management 1.11 Elect Director Robert B. Polet For For Management 1.12 Elect Director Stephen M. Wolf For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers SA as For For Management Auditor -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA LTD. Ticker: 2318 Security ID: Y69790106 Meeting Date: DEC 14, 2018 Meeting Type: Special Record Date: NOV 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Ng Sing Yip as Director For For Management 1.02 Elect Chu Yiyun as Director For Against Management 1.03 Elect Liu Hong as Director For For Management 2 Approve the Implementation of the For For Management Long-term Service Plan 3 Approve the Issuing of Debt Financing For For Management Instruments 4 Amend Articles of Association For For Management 5 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA LTD. Ticker: 2318 Security ID: Y69790106 Meeting Date: APR 29, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Report of the Board of For For Management Directors 2 Approve 2018 Report of the Supervisory For For Management Committee 3 Approve 2018 Annual Report and its For For Management Summary 4 Approve 2018 Financial Statements and For For Management Statutory Reports 5 Approve 2018 Profit Distribution Plan For For Management and Distribution of Final Dividends 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve 2019-2021 Development Plan For For Management 8 Approve Performance Evaluation of For For Management Independent Non-executive Directors 9 Approve Issuance of Debt Financing For For Management Instruments 10.1 Approve Share Repurchase Plan For For Management 10.2 Approve Grant of General Mandate to For For Management Repurchase Shares 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA LTD. Ticker: 2318 Security ID: Y69790106 Meeting Date: APR 29, 2019 Meeting Type: Special Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Share Repurchase Plan For For Management 1.2 Approve Grant of General Mandate to For For Management Repurchase Shares -------------------------------------------------------------------------------- PT BANK DANAMON INDONESIA TBK Ticker: BDMN Security ID: Y71188190 Meeting Date: NOV 19, 2018 Meeting Type: Special Record Date: OCT 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 11 of Articles of For For Management Association 2 Approve Changes in the Board of For For Management Directors, Board of Commissioners and Sharia Supervisory Board -------------------------------------------------------------------------------- PT BANK RAKYAT INDONESIA (PERSERO) TBK Ticker: BBRI Security ID: Y0697U112 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: APR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements, Statutory For For Management Reports, and Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration of Directors and For For Management Commissioners 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- QUALICORP CONSULTORIA E CORRETORA DE SEGUROS SA Ticker: QUAL3 Security ID: P7S21H105 Meeting Date: APR 29, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2018 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Seven For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For Against Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Among the Nominees? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Seripieri Filho as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Raul Rosenthal Ladeira de Matos as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Alexandre Silveira Dias as Independent Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Rogerio Paulo Calderon Peres as Independent Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Joao Cox Neto as Independent Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Leonardo Porciuncula Gomes Pereira as Independent Board Chairman 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Wilson Olivieri as Independent Director 9 As an Ordinary Shareholder, Would You None Abstain Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 11 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- QUALICORP CONSULTORIA E CORRETORA DE SEGUROS SA Ticker: QUAL3 Security ID: P7S21H105 Meeting Date: APR 29, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For Against Management Management 2 Amend Article 8 For For Management 3 Amend Articles 18 and 20 For For Management 4 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- QUALICORP CONSULTORIA E CORRETORA DE SEGUROS SA Ticker: QUAL3 Security ID: P7S21H105 Meeting Date: MAY 08, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 8 For For Management 2 Amend Articles 18 and 20 For For Management -------------------------------------------------------------------------------- QUALITAS CONTROLADORA S.A.B. DE C.V. Ticker: Q Security ID: P7921H130 Meeting Date: APR 22, 2019 Meeting Type: Annual/Special Record Date: APR 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Accept Report on Adherence to Fiscal For For Management Obligations 3 Approve Reports on Transactions For For Management Carried Out by Audit Committee and Corporate Practices Committee 4 Approve Allocation of Income For For Management 5 Approve Report on Share Repurchase and For For Management Set Aggregate Nominal Amount of Share Repurchase Reserve 6 Elect or Ratify Board Members, For For Management Executives and Members of Key Committees 7 Approve Remuneration of Directors and For For Management Members of Key Committees 8 Approve Reduction in Share Capital via For For Management Cancellation of Treasury Shares 9 Amend Articles to Reflect Changes in For For Management Capital 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- QUALITY HOUSES PUBLIC CO. LTD. Ticker: QH Security ID: Y7173A288 Meeting Date: APR 18, 2019 Meeting Type: Annual Record Date: MAR 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Performance None None Management 3 Approve Financial Statements For For Management 4 Approve Dividend Payment For For Management 5.1 Elect Rachai Wattanakasaem as Director For For Management 5.2 Elect Suri Buakhom as Director For For Management 5.3 Elect Suwanna Bhuddhaprasart as For For Management Director 5.4 Elect Pravit Choatewattanaphun as For For Management Director 6 Approve Remuneration of Directors For For Management 7 Approve Bonus for Directors For For Management 8 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Other Business For Against Management -------------------------------------------------------------------------------- ROBINSONS LAND CORPORATION Ticker: RLC Security ID: Y73196126 Meeting Date: MAY 29, 2019 Meeting Type: Annual Record Date: APR 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Minutes of the Annual For For Management Meeting of the Stockholders Held on May 30, 2018 2 Approve the Financial Statements for For For Management the Preceding Year 3 Approve the Plan of Merger of Altus For For Management Mall Ventures, Inc. with and into the Corporation 4.1 Elect John L. Gokongwei, Jr. as For Against Management Director 4.2 Elect James L. Go as Director For Against Management 4.3 Elect Lance Y. Gokongwei as Director For Against Management 4.4 Elect Frederick D. Go as Director For For Management 4.5 Elect Patrick Henry C. Go as Director For For Management 4.6 Elect Johnson Robert G. Go, Jr. as For For Management Director 4.7 Elect Robina Y. Gokongwei-Pe as For Against Management Director 4.8 Elect Artemio V. Panganiban as Director For Against Management 4.9 Elect Roberto F. de Ocampo as Director For Against Management 4.10 Elect Emmanuel C. Rojas, Jr. as For For Management Director 4.11 Elect Omar Byron T. Mier as Director For For Management 5 Appoint SyCip Gorres Velayo & Co. as For For Management External Auditor 6 Ratify the Acts of the Board of For For Management Directors and Its Committees, Officers and Management 7 Approve Other Matters For Against Management -------------------------------------------------------------------------------- SBERBANK RUSSIA OJSC Ticker: SBER Security ID: 80585Y308 Meeting Date: MAY 24, 2019 Meeting Type: Annual Record Date: APR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 16 per Share 4 Ratify PricewaterhouseCoopers as For Against Management Auditor 5.1 Elect Esko Tapani Aho as Director None For Management 5.2 Elect Leonid Boguslavsky as Director None For Management 5.3 Elect Valery Goreglyad as Director None Against Management 5.4 Elect Herman Gref as Director None Against Management 5.5 Elect Bella Zlatkis as Director None Against Management 5.6 Elect Nadezhda Ivanova as Director None Against Management 5.7 Elect Sergey Ignatyev as Director None Against Management 5.8 Elect Nikolay Kudryavtsev as Director None For Management 5.9 Elect Alexander Kuleshov as Director None For Management 5.10 Elect Gennady Melikyan as Director None For Management 5.11 Elect Maksim Oreshkin as Director None Against Management 5.12 Elect Olga Skorobogatova as Director None Against Management 5.13 Elect Nadia Wells as Director None For Management 5.14 Elect Sergey Shvetsov as Director None Against Management 6.1 Elect Herman Gref as CEO For For Management 7 Approve New Edition of Charter For Against Management 8 Approve New Edition of Regulations on For Against Management Supervisory Board 9 Approve New Edition of Regulations on For Against Management Management 10.1 Elect Alexey Bogatov as Member of For For Management Audit Commission 10.2 Elect Natalya Borodina as Member of For For Management Audit Commission 10.3 Elect Maria Voloshina as Member of For For Management Audit Commission 10.4 Elect Tatyana Domanskaya as Member of For For Management Audit Commission 10.5 Elect Yulia Isakhanova as Member of For For Management Audit Commission 10.6 Elect Irina Litvinova as Member of For For Management Audit Commission 10.7 Elect Alexey Minenko as Member of For For Management Audit Commission -------------------------------------------------------------------------------- TATA CONSULTANCY SERVICES LTD. Ticker: TCS Security ID: Y85279100 Meeting Date: AUG 04, 2018 Meeting Type: Special Record Date: JUN 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Buy Back of Equity Shares For For Management -------------------------------------------------------------------------------- TEGMA GESTAO LOGISTICA SA Ticker: TGMA3 Security ID: P90284103 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2018 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Fix Number of Directors at Six For For Management 5.1 Elect Fernando Luiz Schettino Moreira For For Management as Director and Paulo Ernesto do Valle Baptista as Alternate 5.2 Elect Evandro Luiz Coser as Director For For Management and Otacilio Coser Filho as Alternate 5.3 Elect Mario Sergio Moreira Franco as For For Management Director and Francisco Creso Junqueira Franco Junior as Alternate 5.4 Elect Orlando Machado Junior as For For Management Director and Maria Bernadette Barbieri Coser de Orem as Alternate 5.5 Elect Murilo Cesar Lemos dos Santos For For Management Passos as Director and Herbert Steinberg as Alternate 5.6 Elect Paulo Cezar da Silva Nunes as For For Management Director and Decio Carbonari de Almeida as Alternate 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Among the Nominees? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Luiz Schettino Moreira as Director and Paulo Ernesto do Valle Baptista as Alternate 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Evandro Luiz Coser as Director and Otacilio Coser Filho as Alternate 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Mario Sergio Moreira Franco as Director and Francisco Creso Junqueira Franco Junior as Alternate 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Orlando Machado Junior as Director and Maria Bernadette Barbieri Coser de Orem as Alternate 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Murilo Cesar Lemos dos Santos Passos as Director and Herbert Steinberg as Alternate 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Cezar da Silva Nunes as Director and Decio Carbonari de Almeida as Alternate 8 Elect Murilo Cesar Lemos dos Santos For For Management Passos as Board Chairman and Evandro Luiz Coser as Vice-Chairman 9.1 Elect Mauro Stacchini Junior as Fiscal For For Management Council Member and Luiz Alexandre Tumolo as Alternate 9.2 Elect Rubens Barletta as Fiscal For For Management Council Member and Jose Nicolau Luiz as Alternate 9.3 Elect Marco Tulio Clivati Padilha as For For Management Fiscal Council Member and Monica Hojaij Carvalho Molina as Alternate 10 Approve Remuneration of Company's For Against Management Management and Fiscal Council 11 As an Ordinary Shareholder, Would You None Abstain Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 12 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 13 As an Ordinary Shareholder, Would You None Abstain Management like to Request a Separate Minority Election of a Member of the Fiscal Council, Under the Terms of Article 141 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- TEGMA GESTAO LOGISTICA SA Ticker: TGMA3 Security ID: P90284103 Meeting Date: APR 24, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 2 For For Management 2 Amend Article 24 For For Management 3 Amend Article 26 For For Management -------------------------------------------------------------------------------- TELKOM SA SOC LTD. Ticker: TKG Security ID: S84197102 Meeting Date: AUG 23, 2018 Meeting Type: Annual Record Date: AUG 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sello Moloko as Director For For Management 1.2 Elect Dolly Mokgatle as Director For For Management 1.3 Elect Sibusiso Luthuli as Director For For Management 2.1 Re-elect Navin Kapila as Director For For Management 2.2 Re-elect Rex Tomlinson as Director For For Management 2.3 Re-elect Graham Dempster as Director For Against Management 3.1 Re-elect Kholeka Mzondeki as Member of For For Management the Audit Committee 3.2 Re-elect Louis von Zeuner as Member of For For Management the Audit Committee 3.3 Elect Sibusiso Luthuli as Member of For For Management the Audit Committee 3.4 Elect Graham Dempster as Member of the For For Management Audit Committee 3.5 Re-elect Rex Tomlinson as Member of For For Management the Audit Committee 4.1 Appoint PricewaterhouseCoopers as For For Management Auditors of the Company with S Dikana as the Individual Designated Auditor 4.2 Appoint SizweNtsalubaGobodo as For For Management Auditors of the Company with S Lokhat as the Individual Designated Auditor 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6.1 Approve Remuneration Policy For For Management 6.2 Approve Implementation Report For Against Management 1 Authorise Repurchase of Issued Share For For Management Capital 2 Authorise Board to Issue Shares for For For Management Cash 3 Approve Remuneration of Non-executive For For Management Directors 4 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act -------------------------------------------------------------------------------- TENCENT HOLDINGS LIMITED Ticker: 700 Security ID: G87572163 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAY 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Jacobus Petrus (Koos) Bekker as For For Management Director 3b Elect Ian Charles Stone as Director For For Management 3c Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TENCENT HOLDINGS LIMITED Ticker: 700 Security ID: G87572163 Meeting Date: MAY 15, 2019 Meeting Type: Special Record Date: MAY 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Refreshment of Scheme Mandate For Against Management Limit Under the Share Option Scheme -------------------------------------------------------------------------------- TIM PARTICIPACOES SA Ticker: TIMP3 Security ID: P91536469 Meeting Date: MAR 28, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2018 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Ten For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For For Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Agostino Nuzzolo as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Alberto Emmanuel Carvalho Whitaker as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlo Nardello as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Elisabetta Romano as Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Gesner Jose de Oliveira Filho as Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Herculano Anibal Alves as Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Nicandro Durante as Director 8.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Piergiorgio Peluso as Director 8.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Pietro Labriola as Director 8.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Raimondo Zizza as Director 9 Fix Number of Fiscal Council Members For For Management at Three 10 Elect Fiscal Council Members For For Management 11 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 12 Approve Remuneration of Company's For For Management Management, Committee Members and Fiscal Council -------------------------------------------------------------------------------- TIM PARTICIPACOES SA Ticker: TIMP3 Security ID: P91536469 Meeting Date: MAR 28, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Prolonging of Cooperation and For For Management Support Agreement between Telecom Italia S.p.A and TIM S.A. -------------------------------------------------------------------------------- TISCO FINANCIAL GROUP PUBLIC CO. LTD. Ticker: TISCO Security ID: Y8843E171 Meeting Date: APR 22, 2019 Meeting Type: Annual Record Date: MAR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Board of Directors' Business For For Management Activities 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5.1 Fix Number of Directors at 12 For For Management 5.2A Elect Pliu Mangkornkanok as Director For For Management 5.2B Elect Hon Kit Shing (Alexander H. For For Management Shing) as Director 5.2C Elect Suthas Ruangmanamongkol as For For Management Director 5.2D Elect Angkarat Priebjrivat as Director For For Management 5.2E Elect Pranee Tinakorn as Director For For Management 5.2F Elect Teerana Bhongmakapat as Director For For Management 5.2G Elect Sathit Aungmanee as Director For For Management 5.2H Elect Charatpong Chotigavanich as For For Management Director 5.2I Elect Kulpatra Sirodom as Director For Against Management 5.2J Elect Chi-Hao Sun (Howard Sun) as For For Management Director 5.2K Elect Satoshi Yoshitake as Director For For Management 5.2L Elect Sakchai Peechapat as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- TOTAL SA Ticker: FP Security ID: 89151E109 Meeting Date: MAY 29, 2019 Meeting Type: Annual Record Date: APR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.56 per Share 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Approve Auditors' Special Report on For For Management Related-Party Transactions 6 Reelect Maria van der Hoeven as For For Management Director 7 Reelect Jean Lemierre as Director For For Management 8 Elect Lise Croteau as Director For For Management 9 Elect Valerie Della Puppa Tibi as For For Management Representative of Employee Shareholders to the Board 9A Elect Renata Perycz as Representative Against Against Management of Employee Shareholders to the Board 9B Elect Oliver Wernecke as Against Against Management Representative of Employee Shareholders to the Board 10 Approve Compensation of Chairman and For For Management CEO 11 Approve Remuneration Policy of For For Management Chairman and CEO -------------------------------------------------------------------------------- TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA Ticker: TAEE11 Security ID: P9T5CD126 Meeting Date: SEP 21, 2018 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For For Management 2 Amend and Consolidate Internal For For Management Regulations of Board of Directors 3 Approve Company's Participation in For For Management Eletrobras Auction -------------------------------------------------------------------------------- TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA Ticker: TAEE11 Security ID: P9T5CD126 Meeting Date: JAN 03, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of 100 Percent of For For Management the Shares of Sao Joao Transmissora de Energia SA and Sao Pedro Transmissora de Energia SA 2 Approve Acquisition of 51 Percent of For For Management the Shares of Triangulo Mineiro Transmissora de Energia SA and Vale do Sao Bartolomeu Transmissora de Energia SA -------------------------------------------------------------------------------- TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA Ticker: TAEE11 Security ID: P9T5CD126 Meeting Date: JAN 25, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Exercise of Preemptive Rights For For Management and Approve Acquisition of Shares of Companhia Transirape de Transmissao, Companhia Transleste de Transmissao and Companhia Transudeste de Transmissao -------------------------------------------------------------------------------- TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA Ticker: TAEE11 Security ID: P9T5CD126 Meeting Date: APR 29, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA Ticker: TAEE11 Security ID: P9T5CD126 Meeting Date: APR 29, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2018 2 Approve Allocation of Income and For For Management Dividends 3 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4.1 Elect Jose Maria Rabelo as Director For For Management 4.2 Elect Antonio Dirceu de Araujo Xavier For For Management as Director 4.3 Elect Daniel Faria Costa as Director For For Management 4.4 Elect Paulo Mota Henriques as Director For For Management 4.5 Elect Carlos da Costa Parcias Junior For For Management as Director 4.6 Elect Daniel Alves Ferreira as For For Management Independent Director 4.7 Elect Francois Moreau as Independent For For Management Director 4.8 Elect Bernardo Vargas Gibsone as For For Management Director 4.9 Elect Cesar Augusto Ramirez Rojas as For For Management Director 4.10 Elect Fernando Augusto Rojas Pinto as For For Management Director 4.11 Elect Fernando Bunker Gentil as For For Management Director 4.12 Elect Celso Maia de Barros as For For Management Independent Director 4.13 Elect Hermes Jorge Chipp as For For Management Independent Director 5 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Among the Nominees? 6.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Maria Rabelo as Director 6.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonio Dirceu de Araujo Xavier as Director 6.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Daniel Faria Costa as Director 6.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Mota Henriques as Director 6.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos da Costa Parcias Junior as Director 6.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Daniel Alves Ferreira as Independent Director 6.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Francois Moreau as Independent Director 6.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Bernardo Vargas Gibsone as Director 6.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Cesar Augusto Ramirez Rojas as Director 6.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Augusto Rojas Pinto as Director 6.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Bunker Gentil as Director 6.12 Percentage of Votes to Be Assigned - None Abstain Management Elect Celso Maia de Barros as Independent Director 6.13 Percentage of Votes to Be Assigned - None Abstain Management Elect Hermes Jorge Chipp as Independent Director 7 Fix Number of Fiscal Council Members For For Management 8.1 Elect Luiz Felipe da Siva Veloso as For Abstain Management Fiscal Council Member and Joao Alan Haddad as Alternate 8.2 Elect Julia Figueiredo Goytacaz For Abstain Management SantAnna as Fiscal Council Member and Eduardo Jose de Souza as Alternate 8.3 Elect Manuel Domingues de Jesus e For Abstain Management Pinho as Fiscal Council Member and Joao Henrique de Souza Brum as Alternate 9 Elect Murici dos Santos as Fiscal None For Shareholder Council Member and Renato Venicius da Silva as Alternate Appointed by Minority Shareholder 10 Elect Marcello Joaquim Pacheco as None For Shareholder Fiscal Council Member and Alberto Jorge Oliveira da Costa as Alternate Appointed by Preferred Shareholder 11 Approve Remuneration of Company's For For Management Management 12 Approve Remuneration of Fiscal Council For For Management Members 13 Re-Ratify Remuneration of Company's For For Management Fiscal Council for 2018 -------------------------------------------------------------------------------- TUPY SA Ticker: TUPY3 Security ID: P9414P108 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2018 2 Approve Allocation of Income and For For Management Dividends 3 Elect Directors For For Management 4 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 5 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Among the Nominees? 6.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Gueitiro Matuso Genso as Director and Abidias Jose de Sousa Junior as Alternate 6.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Jaime Luiz Kalsing as Director and Paulo Roberto Evangelista as Alternate 6.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Paula Regina Goto as Director and Silvia Pereira de Jesus Lucas as Alternate 6.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Doria Durazzo as Director 6.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudia Silva Araujo de Azeredo Santos as Director 6.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Gustavo de Souza Costa as Director 6.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Gabriel Stoliar as Director 6.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Rubens de la Rosa as Director 6.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Antonio Weiss as Director 7 Elect Gueitiro Matsuo Genso as Board For For Management Chairman and Ricardo Doria Durazzo as Vice-Chairman 8 Elect Fiscal Council Members For Abstain Management 9 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 10 Elect Joao Augusto Monteiro as Fiscal None For Shareholder Council Member and Wagner Mar as Alternate Appointed by Minority Shareholder 11 Approve Remuneration of Company's For For Management Management -------------------------------------------------------------------------------- TUPY SA Ticker: TUPY3 Security ID: P9414P108 Meeting Date: APR 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Long-Term Incentive Plan For Against Management -------------------------------------------------------------------------------- ULKER BISKUVI SANAYI AS Ticker: ULKER Security ID: M90358108 Meeting Date: MAR 29, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Ratify External Auditors For Against Management 9 Approve Upper Limit of Donations for For Against Management 2019 and Receive Information on Donations Made in 2018 10 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided by the Company to Third Parties 11 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 12 Wishes None None Management -------------------------------------------------------------------------------- UNITED OVERSEAS BANK LIMITED (SINGAPORE) Ticker: U11 Security ID: Y9T10P105 Meeting Date: APR 26, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final and Special Dividend For For Management 3 Approve Directors' Fees For For Management 4 Approve Advisory Fee to Wee Cho Yaw, For For Management the Chairman Emeritus and Adviser 5 Approve Ernst & Young LLP as Auditors For For Management and Authorize Directors to Fix Their Remuneration 6 Elect James Koh Cher Siang as Director For For Management 7 Elect Ong Yew Huat as Director For For Management 8 Elect Wee Ee Lim as Director For Against Management 9 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Issuance of Shares Pursuant to For For Management the UOB Scrip Dividend Scheme 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- WABERER'S INTERNATIONAL ZRT Ticker: WABS Security ID: X9522V105 Meeting Date: AUG 28, 2018 Meeting Type: Special Record Date: AUG 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Management Board Member For For Management 2 Approve Remuneration of CEO For For Management 3 Approve Discharge of Management Board For For Management 4 Elect Supervisory Board Member For For Management 5 Elect Audit Committee Member For For Management 6 Approve Information on Share For For Management Repurchase Program Approved at 2018 AGM 7 Transact Other Business For Against Management -------------------------------------------------------------------------------- WABERER'S INTERNATIONAL ZRT Ticker: WABS Security ID: X9522V105 Meeting Date: APR 16, 2019 Meeting Type: Annual Record Date: APR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Management Board Report on None None Management Company's Operations, Business Policy, and Company's and Group's Financial Situation 2 Approve Consolidated Financial For For Management Statements for 2018 3 Approve Financial Statements for 2018, For For Management Allocation of Income, and Statuary Reports 4 Approve Company's Corporate Governance For For Management Statement 5 Approve Discharge of Management Board For For Management 6 Elect Robert Ziegler as Management For For Management Board Member 7.1 Amend Articles of Association by Joint For For Management Votes with Regard to Each Section 7.2 Amend Articles of Association Re: For For Management Shareholder Rights 7.3 Amend Articles of Association Re: For For Management General Meeting 7.4 Amend Articles of Association Re: For For Management Board of Directors 7.5 Amend Articles of Association Re: CEO For For Management 7.6 Amend Articles of Association Re: For For Management Supervisory Board 7.7 Amend Articles of Association Re: For For Management Signing Rights 7.8 Adopt Consolidated Text of Bylaws For For Management 9 Approve Regulations on Supervisory For For Management Board 10 Approve Remuneration Policy For Against Management 11 Transact Other Business For Against Management -------------------------------------------------------------------------------- WESTLIFE DEVELOPMENT LTD. Ticker: 505533 Security ID: Y9541K113 Meeting Date: AUG 29, 2018 Meeting Type: Annual Record Date: AUG 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Amit Jatia as Director For For Management 3 Reelect Padmanabh Ramchandra Barpande For For Management as Director 4 Reelect Manish Chokhani as Director For For Management 5 Reelect Tarun Kataria as Director For For Management -------------------------------------------------------------------------------- WYNN MACAU LIMITED Ticker: 1128 Security ID: G98149100 Meeting Date: MAY 30, 2019 Meeting Type: Annual Record Date: MAY 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Ian Michael Coughlan as Director For For Management 3b Elect Allan Zeman as Director For Against Management 3c Elect Jeffrey Kin-fung Lam as Director For Against Management 3d Elect Craig S. Billings as Director For For Management 3e Elect Leah Dawn Xiaowei Ye as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Approve Issuance of Shares Under the For Against Management Employee Ownership Scheme 10 Adopt New Share Option Scheme, For Against Management Terminate Existing Share Option Scheme and Related Transactions -------------------------------------------------------------------------------- YANDEX NV Ticker: YNDX Security ID: N97284108 Meeting Date: JUN 27, 2019 Meeting Type: Annual Record Date: MAY 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Extend the Period for For For Management Preparing the Annual Account for the Financial Year 2018 2 Adopt Financial Statements and For For Management Statutory Reports 3 Approve Discharge of Directors For For Management 4 Reelect Rogier Rijnja as Non-Executive For For Management Director 5 Reelect Charles Ryan as Non-Executive For For Management Director 6 Reelect Alexander Voloshin as For Against Management Non-Executive Director 7 Elect Mikhail Parakhin as For Against Management Non-Executive Director 8 Elect Tigran Khudaverdyan as Executive For Against Management Director 9 Approve Cancellation of Outstanding For For Management Class C Shares 10 Ratify Auditors For For Management 11 Amend 2016 Equity Incentive Plan For Against Management 12 Grant Board Authority to Issue Class A For Against Management Shares and Preference Shares 13 Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances 14 Authorize Repurchase of Up to 20 For Against Management Percent of Issued Share Capital -------------------------------------------------------------------------------- YPF SA Ticker: YPFD Security ID: 984245100 Meeting Date: APR 26, 2019 Meeting Type: Annual/Special Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Approve Exemption from Preemptive For For Management Offer of Shares to Shareholders Pursuant to Article 67 of Law No. 26,831 in Relation to Repurchase of Company's Shares Related to Creation of Long Term Compensation Plan 3 Consider Individual and Consolidated For For Management Financial Statements and Statutory Reports 4 Approve Allocation of Income; For For Management Constitution of Reserves; Dividend Distribution 5 Approve Remuneration of Auditors for For For Management FY 2018 6 Approve Auditors for FY 2019 and Fix For For Management Their Remuneration 7 Consider Discharge of Directors and For For Management Members of Internal Statutory Auditors Committee (Comision Fiscalizadora) 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Internal For For Management Statutory Auditors Committee (Comision Fiscalizadora) 10 Fix Number of Members of Internal For For Management Statutory Auditors Committee (Comision Fiscalizadora) and Alternates 11 Elect One Member of Internal Statutory None None Management Auditors Committee (Comision Fiscalizadora) and Alternate for Class A Shares 12 Elect One Member of Internal Statutory For For Management Auditors Committee (Comision Fiscalizadora) and Alternate for Class D Shares 13 Fix Number of Directors and Alternates For For Management 14 Elect One Director and Alternate for None None Management Class A Shares and Determination of their Tenure 15 Elect Directors and Their Alternates For For Management for Class D Shares and Determination of their Tenure 16 Authorize Remuneration of Directors For For Management and Members of Internal Statutory Auditors Committee (Comision Fiscalizadora) for FY 2019 17 Consider Absorption of Bajo del Toro I For For Management SRL and Bajo del Toro II SRL 18 Consider Absorption Balance Sheet of For For Management YPF SA and Consolidated Balance Sheet of YPF SA, Bajo del Toro I SRL and Bajo del Toro II SRL 19 Consider Preliminary Absorption For For Management Agreement and Absorption Prospectus 20 Authorize to Sign Definitive Agreement For For Management of Absorption in Name and Representation of Company ====================== Boston Partners Global Equity Fund ====================== AIB GROUP PLC Ticker: A5G Security ID: G0R4HJ106 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: APR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Authorise Board to Fix Remuneration of For For Management Auditors 4 Ratify Deloitte as Auditors For For Management 5a Re-elect Tom Foley as Director For For Management 5b Re-elect Peter Hagan as Director For For Management 5c Elect Dr Colin Hunt as Director For For Management 5d Elect Sandy Pritchard as Director For For Management 5e Re-elect Carolan Lennon as Director For For Management 5f Re-elect Brendan McDonagh as Director For For Management 5g Re-elect Helen Normoyle as Director For For Management 5h Re-elect Jim O'Hara as Director For For Management 5i Elect Tomas O'Midheach as Director For For Management 5j Re-elect Richard Pym as Director For For Management 5k Re-elect Catherine Woods as Director For For Management 6 Approve Remuneration Report For For Management 7 Approve Remuneration Policy For For Management 8 Authorise Issue of Equity For For Management 9a Authorise Issue of Equity without For For Management Pre-emptive Rights 9b Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares 11 Determine the Price Range at which For For Management Treasury Shares may be Re-issued Off-Market 12 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 13 Authorise Cancellation of Subscriber For For Management Shares; Amend Memorandum and Articles of Association 14 Amend Articles of Association For For Management -------------------------------------------------------------------------------- AIR LEASE CORP. Ticker: AL Security ID: 00912X302 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew J. Hart For For Management 1b Elect Director Cheryl Gordon Krongard For For Management 1c Elect Director Marshall O. Larsen For Against Management 1d Elect Director Robert A. Milton For For Management 1e Elect Director John L. Plueger For For Management 1f Elect Director Ian M. Saines For For Management 1g Elect Director Ronald D. Sugar For Against Management 1h Elect Director Steven F. Udvar-Hazy For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Ticker: AXP Security ID: 025816109 Meeting Date: MAY 07, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director John J. Brennan For For Management 1c Elect Director Peter Chernin For For Management 1d Elect Director Ralph de la Vega For For Management 1e Elect Director Anne Lauvergeon For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director Theodore J. Leonsis For For Management 1h Elect Director Stephen J. Squeri For For Management 1i Elect Director Daniel L. Vasella For For Management 1j Elect Director Ronald A. Williams For For Management 1k Elect Director Christopher D. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Adjust Executive Compensation Metrics Against Against Shareholder for Share Buybacks 6 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- ANDEAVOR Ticker: ANDV Security ID: 03349M105 Meeting Date: SEP 24, 2018 Meeting Type: Special Record Date: AUG 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ANTHEM, INC. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bahija Jallal For For Management 1.2 Elect Director Elizabeth E. Tallett For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Declassify the Board of Directors None For Shareholder -------------------------------------------------------------------------------- ASAHI GROUP HOLDINGS LTD. Ticker: 2502 Security ID: J02100113 Meeting Date: MAR 26, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 54 2 Amend Articles to Remove All For For Management Provisions on Advisory Positions 3.1 Elect Director Izumiya, Naoki For For Management 3.2 Elect Director Koji, Akiyoshi For For Management 3.3 Elect Director Katsuki, Atsushi For For Management 3.4 Elect Director Kosaka, Tatsuro For For Management 3.5 Elect Director Shingai, Yasushi For For Management 3.6 Elect Director Hemmi, Yutaka For For Management 3.7 Elect Director Taemin Park For For Management 3.8 Elect Director Tanimura, Keizo For For Management 3.9 Elect Director Christina L. Ahmadjian For For Management 4.1 Appoint Statutory Auditor Waseda, For For Management Yumiko 4.2 Appoint Statutory Auditor Okuda, For For Management Yoshihide 5 Approve Compensation Ceiling for For For Management Directors 6 Approve Compensation Ceiling for For For Management Statutory Auditors 7 Approve Trust-Type Equity Compensation For For Management Plan 8 Appoint Shareholder Statutory Auditor Against Against Shareholder Nominee Hashimoto, Kazuo -------------------------------------------------------------------------------- AVAST PLC Ticker: AVST Security ID: G0713S109 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAY 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Elect John Schwarz as Director For For Management 6 Elect Erwin Gunst as Director For For Management 7 Elect Ulf Claesson as Director For For Management 8 Elect Warren Finegold as Director For For Management 9 Elect Belinda Richards as Director For Against Management 10 Elect Vincent Steckler as Director For For Management 11 Elect Philip Marshall as Director For For Management 12 Elect Ondrej Vlcek as Director For For Management 13 Elect Eduard Kucera as Director For For Management 14 Elect Pavel Baudis as Director For For Management 15 Elect Lorne Somerville as Director For For Management 16 Elect Maggie Chan Jones as Director For For Management 17 Elect Tamara Minick-Scokalo as Director For For Management 18 Appoint Ernst & Young LLP as Auditors For For Management 19 Authorise Board to Fix Remuneration of For For Management Auditors 20 Authorise EU Political Donations and For For Management Expenditure 21 Authorise Issue of Equity For Against Management 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- AVIVA PLC Ticker: AV Security ID: G0683Q109 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAY 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Claudia Arney as Director For For Management 5 Re-elect Glyn Barker as Director For For Management 6 Re-elect Andy Briggs as Director For Abstain Management 7 Re-elect Patricia Cross as Director For For Management 8 Re-elect Belen Romana Garcia as For For Management Director 9 Re-elect Michael Mire as Director For For Management 10 Re-elect Sir Adrian Montague as For For Management Director 11 Re-elect Tom Stoddard as Director For For Management 12 Re-elect Maurice Tulloch as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For Against Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Issue of Equity in Relation For For Management to Any Issuance of SII Instruments 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Any Issuance of SII Instruments 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise Market Purchase of 8 3/4 % For For Management Preference Shares 23 Authorise Market Purchase of 8 3/8 % For For Management Preference Shares 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BANK OF IRELAND GROUP PLC Ticker: BIRG Security ID: G0756R109 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAY 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4(a) Elect Evelyn Bourke as Director For For Management 4(b) Elect Ian Buchanan as Director For For Management 4(c) Elect Steve Pateman as Director For For Management 4(d) Re-elect Richard Goulding as Director For For Management 4(e) Re-elect Patrick Haren as Director For For Management 4(f) Re-elect Andrew Keating as Director For For Management 4(g) Re-elect Patrick Kennedy as Director For For Management 4(h) Re-elect Francesca McDonagh as Director For For Management 4(i) Re-elect Fiona Muldoon as Director For For Management 4(j) Re-elect Patrick Mulvihill as Director For For Management 5 Ratify KPMG as Auditors For For Management 6 Authorise Board to Fix Remuneration of For For Management Auditors 7 Authorise Market Purchase of Ordinary For For Management Shares 8 Authorise Issue of Equity For For Management 9 Authorise Issue of Equity without For For Management Preemptive Rights 10 Authorise Issue of Equity in Relation For For Management to Additional Tier 1 Contingent Equity Conversion Notes 11 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Additional Tier 1 Contingent Equity Conversion Notes -------------------------------------------------------------------------------- BANK POLSKA KASA OPIEKI SA Ticker: PEO Security ID: X0R77T117 Meeting Date: JUN 26, 2019 Meeting Type: Annual Record Date: JUN 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Elect Members of Vote Counting For For Management Commission 5 Approve Agenda of Meeting For For Management 6 Receive Management Board Report on None None Management Company's Operations 7 Receive Financial Statements None None Management 8 Receive Management Board Report on None None Management Group's Operations 9 Receive Consolidated Financial None None Management Statements 10 Receive Management Board Proposal on None None Management Treatment of Net Loss From Previous Years 11 Receive Management Board Proposal on None None Management Allocation of Income 12 Receive Supervisory Board Report None None Management 13.1 Approve Management Board Report on For For Management Company's Operations 13.2 Approve Financial Statements For For Management 13.3 Approve Management Board Report on For For Management Group's Operations 13.4 Approve Consolidated Financial For For Management Statements 13.5 Approve Treatment of Net Loss From For For Management Previous Years 13.6 Approve Allocation of Income and For For Management Dividends of PLN 6.60 per Share 13.7 Approve Supervisory Board Report For For Management 13.8a Approve Discharge of Michal Krupinski For For Management (CEO) 13.8b Approve Discharge of Tomasz Kubiak For For Management (Deputy CEO) 13.8c Approve Discharge of Michal Lehmann For For Management (Deputy CEO) 13.8d Approve Discharge of Marek Lusztyn For For Management (Deputy CEO) 13.8e Approve Discharge of Tomasz Styczynski For For Management (Deputy CEO) 13.8f Approve Discharge of Marek Tomczuk For For Management (Deputy CEO) 13.8g Approve Discharge of Magdalena For For Management Zmitrowicz (Deputy CEO) 13.8h Approve Discharge of Andrzej Kopyrski For For Management (Deputy CEO) 13.8i Approve Discharge of Roksana For For Management Ciurysek-Gedir (Deputy CEO) 13.9a Approve Discharge of Pawel Surowka For For Management (Supervisory Board Chairman) 13.9b Approve Discharge of Joanna Blaszczyk For For Management (Supervisory Board Deputy Chairman) 13.9c Approve Discharge of Stanislaw For For Management Kaczoruk (Supervisory Board Deputy Chairman) 13.9d Approve Discharge of Pawel Stopczynski For For Management (Supervisory Board Member) 13.9e Approve Discharge of Grzegorz Janas For For Management (Supervisory Board Member) 13.9f Approve Discharge of Michal Kaszynski For For Management (Supervisory Board Member) 13.9g Approve Discharge of Justyna For For Management Glebikowska-Michalak (Supervisory Board Member) 13.9h Approve Discharge of Sabina For For Management Bigos-Jaworowska (Supervisory Board Member) 13.9i Approve Discharge of Marian Majcher For For Management (Supervisory Board Member) 14 Receive Information on Division of None None Management Centralny Dom Maklerski Pekao SA 15 Division of Centralny Dom Maklerski For For Management Pekao SA and Approve Transfer of Organized Part of Centralny Dom Maklerski Pekao SA to Bank Polska Kasa Opieki SA and Centrum Bankowosci Bezposredniej sp. z o.o. 16 Approve Remuneration Policy For For Management 17 Receive Supervisory Board Report on None None Management Company's Compliance with Corporate Governance Principles for Supervised Institutions 18.1 Amend Statute Re: Corporate Purpose For For Management 18.2 Amend Statute Re: Corporate Purpose For For Management 18.3 Amend Statute For For Management 19.1 Amend Statute None Against Shareholder 19.2 Amend Statute None Against Shareholder 19.3 Amend Statute None Against Shareholder 20 Amend June 21, 2018, AGM Resolution None For Shareholder Re: Approve Terms of Remuneration of Management Board Members 21 Amend June 21, 2018, AGM Resolution None For Shareholder Re: Approve Terms of Remuneration of Supervisory Board Members 22 Close Meeting None None Management -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670702 Meeting Date: MAY 04, 2019 Meeting Type: Annual Record Date: MAR 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffet For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Gregory E. Abel For For Management 1.4 Elect Director Howard G. Buffett For For Management 1.5 Elect Director Stephen B. Burke For For Management 1.6 Elect Director Susan L. Decker For Withhold Management 1.7 Elect Director William H. Gates, III For For Management 1.8 Elect Director David S. Gottesman For For Management 1.9 Elect Director Charlotte Guyman For Withhold Management 1.10 Elect Director Ajit Jain For For Management 1.11 Elect Director Thomas S. Murphy For Withhold Management 1.12 Elect Director Ronald L. Olson For For Management 1.13 Elect Director Walter Scott, Jr. For Withhold Management 1.14 Elect Director Meryl B. Witmer For Withhold Management -------------------------------------------------------------------------------- BIOGEN INC. Ticker: BIIB Security ID: 09062X103 Meeting Date: JUN 19, 2019 Meeting Type: Annual Record Date: APR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John R. Chiminski None None Management *Withdrawn Resolution* 1b Elect Director Alexander J. Denner For For Management 1c Elect Director Caroline D. Dorsa For Against Management 1d Elect Director William A. Hawkins For For Management 1e Elect Director Nancy L. Leaming For For Management 1f Elect Director Jesus B. Mantas For For Management 1g Elect Director Richard C. Mulligan For For Management 1h Elect Director Robert W. Pangia For For Management 1i Elect Director Stelios Papadopoulos For For Management 1j Elect Director Brian S. Posner For For Management 1k Elect Director Eric K. Rowinsky For Against Management 1l Elect Director Lynn Schenk For For Management 1m Elect Director Stephen A. Sherwin For Against Management 1n Elect Director Michel Vounatsos For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CANADIAN NATURAL RESOURCES LIMITED Ticker: CNQ Security ID: 136385101 Meeting Date: MAY 09, 2019 Meeting Type: Annual/Special Record Date: MAR 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Best For Withhold Management 1.2 Elect Director N. Murray Edwards For For Management 1.3 Elect Director Timothy W. Faithfull For For Management 1.4 Elect Director Christopher L. Fong For For Management 1.5 Elect Director Gordon D. Giffin For For Management 1.6 Elect Director Wilfred A. Gobert For For Management 1.7 Elect Director Steve W. Laut For For Management 1.8 Elect Director Tim S. McKay For For Management 1.9 Elect Director Frank J. McKenna For For Management 1.10 Elect Director David A. Tuer For For Management 1.11 Elect Director Annette M. Verschuren For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Re-approve Stock Option Plan For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CAPGEMINI SE Ticker: CAP Security ID: F4973Q101 Meeting Date: MAY 23, 2019 Meeting Type: Annual/Special Record Date: MAY 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.70 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Compensation of Paul Hermelin, For For Management Chairman and CEO 6 Approve Compensation of Thierry For For Management Delaporte, Vice-CEO 7 Approve Compensation of Aiman Ezzat, For For Management Vice-CEO 8 Approve Remuneration Policy of For For Management Chairman and CEO 9 Approve Remuneration Policy of For For Management Vice-CEOs 10 Ratify Appointment of Laura Desmond as For For Management Director 11 Elect Xiaoqun Clever as Director For For Management 12 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 13 Amend Article 12 of Bylaws Re: For For Management Directors Attendance 14 Authorize up to 1 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers 15 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 16 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CEMEX SAB DE CV Ticker: CEMEXCPO Security ID: 151290889 Meeting Date: MAR 28, 2019 Meeting Type: Annual/Special Record Date: FEB 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and Cash For For Management Dividends 3 Set Maximum Amount of Share Repurchase For For Management Reserve; Present Share Repurchase Report 4 Approve Reduction in Share Capital via For For Management Cancellation of Treasury Shares; Approve Reduction in Variable Portion of Capital via Cancellation of Repurchased Shares; Authorize Increase in Variable Portion of Capital via Issuance of Treasury Shares 5 Elect Directors, Chairman and For Against Management Secretary of Board, Members and Chairmen of Audit, Corporate Practices and Finance Committees 6 Approve Remuneration of Directors and For For Management Members of Audit, Corporate Practices and Finance Committees 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions 1 Approve Company's Reorganization Re: For For Management Absorption of Subsidiaries 2 Amend Article 2 Re: Corporate Purpose; For Against Management Amend Article 28; Approve Certification of Company's Bylaws 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CHUBB LIMITED Ticker: CB Security ID: H1467J104 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Allocate Disposable Profit For For Management 2.2 Approve Dividend Distribution From For For Management Legal Reserves Through Capital Contributions Reserve Subaccount 3 Approve Discharge of Board of Directors For For Management 4.1 Ratify PricewaterhouseCoopers AG For For Management (Zurich) as Statutory Auditor 4.2 Ratify PricewaterhouseCoopers LLP For For Management (United States) as Independent Registered Accounting Firm 4.3 Ratify BDO AG (Zurich) as Special For For Management Audit Firm 5.1 Elect Director Evan G. Greenberg For For Management 5.2 Elect Director Robert M. Hernandez For For Management 5.3 Elect Director Michael G. Atieh For For Management 5.4 Elect Director Sheila P. Burke For For Management 5.5 Elect Director James I. Cash For For Management 5.6 Elect Director Mary Cirillo For For Management 5.7 Elect Director Michael P. Connors For For Management 5.8 Elect Director John A. Edwardson For For Management 5.9 Elect Director Kimberly A. Ross For For Management 5.10 Elect Director Robert W. Scully For Against Management 5.11 Elect Director Eugene B. Shanks, Jr. For For Management 5.12 Elect Director Theodore E. Shasta For For Management 5.13 Elect Director David H. Sidwell For For Management 5.14 Elect Director Olivier Steimer For For Management 6 Elect Evan G. Greenberg as Board For Against Management Chairman 7.1 Elect Michael P. Connors as Member of For For Management the Compensation Committee 7.2 Elect Mary Cirillo as Member of the For For Management Compensation Committee 7.3 Elect John A. Edwardson as Member of For For Management the Compensation Committee 7.4 Elect Robert M. Hernandez as Member of For For Management the Compensation Committee 8 Designate Homburger AG as Independent For For Management Proxy 9.1 Approve the Maximum Aggregate For For Management Remuneration of Directors 9.2 Approve Remuneration of Executive For For Management Management in the Amount of USD 43 Million for Fiscal 2020 10 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 11 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- CIGNA CORP. Ticker: CI Security ID: 125509109 Meeting Date: AUG 24, 2018 Meeting Type: Special Record Date: JUL 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CIGNA CORPORATION Ticker: CI Security ID: 125523100 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: FEB 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Cordani For For Management 1.2 Elect Director William J. DeLaney For For Management 1.3 Elect Director Eric J. Foss For For Management 1.4 Elect Director Elder Granger For For Management 1.5 Elect Director Isaiah Harris, Jr. For For Management 1.6 Elect Director Roman Martinez, IV For For Management 1.7 Elect Director Kathleen M. Mazzarella For For Management 1.8 Elect Director Mark B. McClellan For For Management 1.9 Elect Director John M. Partridge For For Management 1.10 Elect Director William L. Roper For For Management 1.11 Elect Director Eric C. Wiseman For For Management 1.12 Elect Director Donna F. Zarcone For For Management 1.13 Elect Director William D. Zollars For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Cyber Risk *Withdrawn None None Shareholder Resolution* 6 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 12, 2018 Meeting Type: Annual Record Date: OCT 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For Against Management 1b Elect Director Michael D. Capellas For For Management 1c Elect Director Mark Garrett For For Management 1d Elect Director Kristina M. Johnson For For Management 1e Elect Director Roderick C. McGeary For For Management 1f Elect Director Charles H. Robbins For For Management 1g Elect Director Arun Sarin For For Management 1h Elect Director Brenton L. Saunders For For Management 1i Elect Director Steven M. West For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Require Independent Board Chairman Against For Shareholder 6 Adjust Executive Compensation Metrics Against Against Shareholder for Share Buybacks -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 16, 2019 Meeting Type: Annual Record Date: FEB 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Corbat For For Management 1b Elect Director Ellen M. Costello For For Management 1c Elect Director Barbara J. Desoer For For Management 1d Elect Director John C. Dugan For For Management 1e Elect Director Duncan P. Hennes For For Management 1f Elect Director Peter B. Henry For For Management 1g Elect Director S. Leslie Ireland For For Management 1h Elect Director Lew W. (Jay) Jacobs, IV For For Management 1i Elect Director Renee J. James For Against Management 1j Elect Director Eugene M. McQuade For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For Against Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Prohibit Accelerated Vesting of Awards Against For Shareholder to Pursue Government Service 7 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CK HUTCHISON HOLDINGS LIMITED Ticker: 1 Security ID: G21765105 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAY 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Li Tzar Kuoi, Victor as Director For Against Management 3b Elect Frank John Sixt as Director For Against Management 3c Elect Chow Woo Mo Fong, Susan as For For Management Director 3d Elect George Colin Magnus as Director For Against Management 3e Elect Michael David Kadoorie as For For Management Director 3f Elect Lee Wai Mun, Rose as Director For For Management 3g Elect William Shurniak as Director For For Management 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Board to Fix Remuneration of For For Management Directors 6.1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6.2 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- COCA-COLA EUROPEAN PARTNERS PLC Ticker: CCEP Security ID: G25839104 Meeting Date: MAY 29, 2019 Meeting Type: Annual Record Date: MAY 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Nathalie Gaveau as Director For For Management 4 Elect Dagmar Kollmann as Director For For Management 5 Elect Lord Mark Price as Director For For Management 6 Re-elect Jose Ignacio Comenge For Against Management Sanchez-Real as Director 7 Re-elect Francisco Crespo Benitez as For For Management Director 8 Re-elect Irial Finan as Director For Against Management 9 Re-elect Damian Gammell as Director For For Management 10 Re-elect Alvaro Gomez-Trenor Aguilar For For Management as Director 11 Re-elect Alfonso Libano Daurella as For For Management Director 12 Re-elect Mario Rotllant Sola as For Against Management Director 13 Reappoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For Against Management 17 Approve Waiver on Tender-Bid For For Management Requirement 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise Off-Market Purchase of For For Management Ordinary Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 22 Adopt New Articles of Association For Against Management -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: APR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Sheldon M. Bonovitz For For Management 1.4 Elect Director Edward D. Breen For For Management 1.5 Elect Director Gerald L. Hassell For For Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For Withhold Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For For Management 1.10 Elect Director Brian L. Roberts For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Approve Nonqualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Require Independent Board Chairman Against For Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN SCA Ticker: ML Security ID: F61824144 Meeting Date: MAY 17, 2019 Meeting Type: Annual/Special Record Date: MAY 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of EUR 3.70 per Share 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Compensation of Jean-Dominique For For Management Senard, Chairman of the General Managment 7 Approve Compensation of Florent For For Management Menegaux, Managing General Partner 8 Approve Compensation of Yves Chapot, For For Management Non-Partner General Manager 9 Approve Compensation of Michel For For Management Rollier, Chairman of the Supervisory Board Member 10 Elect Barbara Dalibard as Supervisory For For Management Board Member 11 Elect Aruna Jayanthi as Supervisory For For Management Board Member 12 Approve Remuneration of Supervisory For For Management Board Members in the Aggregate Amount of EUR 770,000 13 Authorize up to 0.7 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Reserved Employees, Executive Officers Excluded 14 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 15 Amend Article 10 of Bylaws Re: Bond For For Management Issuance 16 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CRH PLC Ticker: CRH Security ID: G25508105 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: APR 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Approve Increase in the Limit of the For For Management Aggregate Fees for Non-executive Directors 6a Re-elect Richard Boucher as Director For Against Management 6b Re-elect Nicky Hartery as Director For For Management 6c Re-elect Patrick Kennedy as Director For For Management 6d Re-elect Heather McSharry as Director For For Management 6e Re-elect Albert Manifold as Director For For Management 6f Re-elect Senan Murphy as Director For For Management 6g Re-elect Gillian Platt as Director For For Management 6h Elect Mary Rhinehart as Director For For Management 6i Re-elect Lucinda Riches as Director For For Management 6j Re-elect Henk Rottinghuis as Director For For Management 6k Elect Siobhan Talbot as Director For For Management 6l Re-elect William Teuber Jr. as Director For For Management 7 Authorise Board to Fix Remuneration of For For Management Auditors 8 Reappoint Ernst & Young as Auditors For For Management 9 Authorise Issue of Equity For For Management 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Authorise Reissuance of Treasury Shares For For Management 14 Approve Scrip Dividend For For Management -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director Mark T. Bertolini For For Management 1c Elect Director Richard M. Bracken For For Management 1d Elect Director C. David Brown, II For For Management 1e Elect Director Alecia A. DeCoudreaux For For Management 1f Elect Director Nancy-Ann M. DeParle For For Management 1g Elect Director David W. Dorman For For Management 1h Elect Director Roger N. Farah For Against Management 1i Elect Director Anne M. Finucane For For Management 1j Elect Director Edward J. Ludwig For For Management 1k Elect Director Larry J. Merlo For For Management 1l Elect Director Jean-Pierre Millon For For Management 1m Elect Director Mary L. Schapiro For For Management 1n Elect Director Richard J. Swift For For Management 1o Elect Director William C. Weldon For For Management 1p Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Prohibit Adjusting Compensation Against Against Shareholder Metrics for Legal or Compliance Costs -------------------------------------------------------------------------------- DANONE SA Ticker: BN Security ID: F12033134 Meeting Date: APR 25, 2019 Meeting Type: Annual/Special Record Date: APR 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.94 per Share 4 Reelect Franck Riboud as Director For For Management 5 Reelect Emmanuel Faber as Director For Against Management 6 Reelect Clara Gaymard as Director For Against Management 7 Approve Auditors' Special Report on For Against Management Related-Party Transactions 8 Approve Compensation of Emmanuel For For Management Faber, Chairman and CEO 9 Approve Remuneration Policy of For For Management Executive Corporate Officers 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million 12 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights with Binding Priority Right up to Aggregate Nominal Amount of EUR 17 Million 13 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 14 Authorize Capital Increase of Up to For For Management EUR 17 Million for Future Exchange Offers 15 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 16 Authorize Capitalization of Reserves For For Management of Up to EUR 42 Million for Bonus Issue or Increase in Par Value 17 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 18 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 19 Authorize up to 0.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 20 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- DIAMONDBACK ENERGY, INC. Ticker: FANG Security ID: 25278X109 Meeting Date: JUN 06, 2019 Meeting Type: Annual Record Date: APR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven E. West For For Management 1.2 Elect Director Travis D. Stice For For Management 1.3 Elect Director Michael L. Hollis For For Management 1.4 Elect Director Michael P. Cross For For Management 1.5 Elect Director David L. Houston For For Management 1.6 Elect Director Mark L. Plaumann For For Management 1.7 Elect Director Melanie M. Trent For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- DOVER CORPORATION Ticker: DOV Security ID: 260003108 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. John Gilbertson, Jr. For For Management 1b Elect Director Kristiane C. Graham For For Management 1c Elect Director Michael F. Johnston For For Management 1d Elect Director Eric A. Spiegel For For Management 1e Elect Director Richard J. Tobin For For Management 1f Elect Director Stephen M. Todd For For Management 1g Elect Director Stephen K. Wagner For For Management 1h Elect Director Keith E. Wandell For For Management 1i Elect Director Mary A. Winston For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement for Amendments to Article 15 5 Eliminate Supermajority Vote For For Management Requirement for Amendments to Article 16 -------------------------------------------------------------------------------- DOWDUPONT INC. Ticker: DWDP Security ID: 26078J100 Meeting Date: MAY 23, 2019 Meeting Type: Special Record Date: MAY 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- DUPONT DE NEMOURS, INC. Ticker: DD Security ID: 26078J100 Meeting Date: JUN 25, 2019 Meeting Type: Annual Record Date: APR 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward D. Breen For For Management 1b Elect Director Ruby R. Chandy For For Management 1c Elect Director Franklin K. Clyburn, Jr. For For Management 1d Elect Director Terrence R. Curtin For For Management 1e Elect Director Alexander M. Cutler For For Management 1f Elect Director C. Marc Doyle For For Management 1g Elect Director Eleuthere I. du Pont For For Management 1h Elect Director Rajiv L. Gupta For For Management 1i Elect Director Luther C. Kissam For For Management 1j Elect Director Frederick M. Lowery For For Management 1k Elect Director Raymond J. Milchovich For For Management 1l Elect Director Steven M. Sterin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Pay Disparity Against Against Shareholder 6 Report on Public Health Risks of Against Against Shareholder Petrochemical Operations in Flood Prone Areas 7 Report on Efforts to Reduce Plastic Against Against Shareholder Pellet Pollution -------------------------------------------------------------------------------- DXC TECHNOLOGY COMPANY Ticker: DXC Security ID: 23355L106 Meeting Date: AUG 15, 2018 Meeting Type: Annual Record Date: JUN 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mukesh Aghi For For Management 1b Elect Director Amy E. Alving For For Management 1c Elect Director David L. Herzog For Against Management 1d Elect Director Sachin Lawande For For Management 1e Elect Director J. Michael Lawrie For For Management 1f Elect Director Mary L. Krakauer For For Management 1g Elect Director Julio A. Portalatin For For Management 1h Elect Director Peter Rutland For For Management 1i Elect Director Manoj P. Singh For For Management 1j Elect Director Robert F. Woods For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EATON CORPORATION PLC Ticker: ETN Security ID: G29183103 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: FEB 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig Arnold For For Management 1b Elect Director Todd M. Bluedorn For For Management 1c Elect Director Christopher M. Connor For For Management 1d Elect Director Michael J. Critelli For For Management 1e Elect Director Richard H. Fearon For For Management 1f Elect Director Arthur E. Johnson For For Management 1g Elect Director Olivier Leonetti For For Management 1h Elect Director Deborah L. McCoy For For Management 1i Elect Director Gregory R. Page For For Management 1j Elect Director Sandra Pianalto For Against Management 1k Elect Director Gerald B. Smith For For Management 1l Elect Director Dorothy C. Thompson For For Management 2 Approve Ernst & Young LLP as Auditor For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize Issue of Equity with For For Management Pre-emptive Rights 5 Authorize Issue of Equity without For Against Management Pre-emptive Rights 6 Authorize Share Repurchase of Issued For For Management Share Capital -------------------------------------------------------------------------------- EVEREST RE GROUP, LTD. Ticker: RE Security ID: G3223R108 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dominic J. Addesso For For Management 1.2 Elect Director John J. Amore For For Management 1.3 Elect Director William F. Galtney, Jr. For For Management 1.4 Elect Director John A. Graf For For Management 1.5 Elect Director Gerri Losquadro For For Management 1.6 Elect Director Roger M. Singer For For Management 1.7 Elect Director Joseph V. Taranto For For Management 1.8 Elect Director John A. Weber For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FLEX LTD. Ticker: FLEX Security ID: Y2573F102 Meeting Date: AUG 16, 2018 Meeting Type: Annual Record Date: JUN 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Lay Koon Tan For For Management 2 Elect Director Jennifer Li For For Management 3 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Shares without For Against Management Preemptive Rights 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- FMC CORPORATION Ticker: FMC Security ID: 302491303 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: MAR 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre Brondeau For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director G. Peter D'Aloia For For Management 1d Elect Director C. Scott Greer For For Management 1e Elect Director K'Lynne Johnson For For Management 1f Elect Director Dirk A. Kempthorne For For Management 1g Elect Director Paul J. Norris For For Management 1h Elect Director Margareth Ovrum For For Management 1i Elect Director Robert C. Pallash For For Management 1j Elect Director William H. Powell For For Management 1k Elect Director Vincent R. Volpe, Jr. For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirements to Remove Directors -------------------------------------------------------------------------------- FUJI ELECTRIC CO., LTD. Ticker: 6504 Security ID: J14112106 Meeting Date: JUN 25, 2019 Meeting Type: Annual Record Date: MAR 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kitazawa, Michihiro For For Management 1.2 Elect Director Sugai, Kenzo For For Management 1.3 Elect Director Abe, Michio For For Management 1.4 Elect Director Tomotaka, Masatsugu For For Management 1.5 Elect Director Arai, Junichi For For Management 1.6 Elect Director Tamba, Toshihito For For Management 1.7 Elect Director Tachikawa, Naomi For For Management 1.8 Elect Director Hayashi, Yoshitsugu For For Management -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Ticker: GSK Security ID: G3910J112 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAY 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Iain Mackay as Director For For Management 4 Re-elect Philip Hampton as Director For For Management 5 Re-elect Emma Walmsley as Director For For Management 6 Re-elect Vindi Banga as Director For For Management 7 Re-elect Dr Hal Barron as Director For For Management 8 Re-elect Dr Vivienne Cox as Director For For Management 9 Re-elect Lynn Elsenhans as Director For For Management 10 Re-elect Dr Laurie Glimcher as Director For For Management 11 Re-elect Dr Jesse Goodman as Director For For Management 12 Re-elect Judy Lewent as Director For For Management 13 Re-elect Urs Rohner as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit & Risk Committee For For Management to Fix Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Approve the Exemption from Statement For For Management of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Ticker: GSK Security ID: G3910J112 Meeting Date: MAY 08, 2019 Meeting Type: Special Record Date: MAY 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consumer Healthcare Joint For For Management Venture with Pfizer Inc. -------------------------------------------------------------------------------- GLENCORE PLC Ticker: GLEN Security ID: G39420107 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAY 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Reduction of the Company's For For Management Capital Contribution Reserves 3 Re-elect Anthony Hayward as Director For For Management 4 Re-elect Ivan Glasenberg as Director For For Management 5 Re-elect Peter Coates as Director For For Management 6 Re-elect Leonhard Fischer as Director For For Management 7 Re-elect Martin Gilbert as Director For For Management 8 Re-elect John Mack as Director For For Management 9 Re-elect Gill Marcus as Director For For Management 10 Re-elect Patrice Merrin as Director For For Management 11 Approve Remuneration Report For For Management 12 Reappoint Deloitte LLP as Auditors For For Management 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- GRAFTECH INTERNATIONAL LTD. Ticker: EAF Security ID: 384313508 Meeting Date: APR 29, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Denis A. Turcotte For Against Management 1.2 Elect Director Michel J. Dumas For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- GRAPHIC PACKAGING HOLDING COMPANY Ticker: GPK Security ID: 388689101 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Laurie Brlas For For Management 1.2 Elect Director David D. Campbell For For Management 1.3 Elect Director Robert A. Hagemann For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HASEKO CORP. Ticker: 1808 Security ID: J18984153 Meeting Date: JUN 27, 2019 Meeting Type: Annual Record Date: MAR 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 70 2 Amend Articles to Reduce Directors' For For Management Term 3.1 Elect Director Oguri, Ikuo For For Management 3.2 Elect Director Tsuji, Noriaki For For Management 3.3 Elect Director Muratsuka, Shosuke For For Management 3.4 Elect Director Ikegami, Kazuo For For Management 3.5 Elect Director Tani, Junichi For For Management 3.6 Elect Director Tani, Nobuhiro For For Management 3.7 Elect Director Murakawa, Toshiyuki For For Management 3.8 Elect Director Naraoka, Shoji For For Management 3.9 Elect Director Amano, Kohei For For Management 3.10 Elect Director Takahashi, Osamu For For Management 3.11 Elect Director Ichimura, Kazuhiko For For Management 3.12 Elect Director Kogami, Tadashi For For Management 3.13 Elect Director Nagasaki, Mami For For Management 4 Appoint Statutory Auditor Chikayama, For For Management Takahisa -------------------------------------------------------------------------------- HP INC. Ticker: HPQ Security ID: 40434L105 Meeting Date: APR 23, 2019 Meeting Type: Annual Record Date: FEB 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Aida M. Alvarez For For Management 1b Elect Director Shumeet Banerji For For Management 1c Elect Director Robert R. Bennett For For Management 1d Elect Director Charles "Chip" V. Bergh For For Management 1e Elect Director Stacy Brown-Philpot For For Management 1f Elect Director Stephanie A. Burns For For Management 1g Elect Director Mary Anne Citrino For Against Management 1h Elect Director Yoky Matsuoka For For Management 1i Elect Director Stacey Mobley For For Management 1j Elect Director Subra Suresh For For Management 1k Elect Director Dion J. Weisler For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- HSBC HOLDINGS PLC Ticker: HSBA Security ID: G4634U169 Meeting Date: APR 12, 2019 Meeting Type: Annual Record Date: APR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4a Elect Ewen Stevenson as Director For For Management 4b Elect Jose Antonio Meade as Director For For Management 4c Re-elect Kathleen Casey as Director For For Management 4d Re-elect Laura Cha as Director For For Management 4e Re-elect Henri de Castries as Director For For Management 4f Re-elect John Flint as Director For For Management 4g Re-elect Irene Lee as Director For For Management 4h Re-elect Heidi Miller as Director For For Management 4i Re-elect Marc Moses as Director For For Management 4j Re-elect David Nish as Director For For Management 4k Re-elect Jonathan Symonds as Director For For Management 4l Re-elect Jackson Tai as Director For Against Management 4m Re-elect Mark Tucker as Director For For Management 4n Re-elect Pauline van der Meer Mohr as For For Management Director 5 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 6 Authorise the Group Audit Committee to For For Management Fix Remuneration of Auditors 7 Authorise EU Political Donations and For For Management Expenditure 8 Authorise Issue of Equity For Against Management 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 11 Authorise Directors to Allot Any For For Management Repurchased Shares 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Authorise Issue of Equity in Relation For For Management to Contingent Convertible Securities 14 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Contingent Convertible Securities 15 Approve Scrip Dividend Alternative For For Management 16 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 17 Abolish Unfair Discriminatory Practice Against Against Shareholder of Taking State Deduction from the Pensions Paid to Members of the Post 1974 Midland Bank Defined Benefit Pension Scheme -------------------------------------------------------------------------------- IMPERIAL BRANDS PLC Ticker: IMB Security ID: G4720C107 Meeting Date: FEB 06, 2019 Meeting Type: Annual Record Date: FEB 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Susan Clark as Director For Against Management 5 Re-elect Alison Cooper as Director For For Management 6 Re-elect Therese Esperdy as Director For For Management 7 Re-elect Simon Langelier as Director For For Management 8 Re-elect Matthew Phillips as Director For For Management 9 Re-elect Steven Stanbrook as Director For For Management 10 Re-elect Oliver Tant as Director For For Management 11 Re-elect Mark Williamson as Director For For Management 12 Re-elect Karen Witts as Director For For Management 13 Re-elect Malcolm Wyman as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ING GROEP NV Ticker: INGA Security ID: N4578E595 Meeting Date: APR 23, 2019 Meeting Type: Annual Record Date: MAR 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Announcements on Sustainability None None Management 2.c Receive Report of Supervisory Board None None Management (Non-Voting) 2.d Discuss Remuneration Report None None Management 2.e Adopt Financial Statements and For For Management Statutory Reports 3.a Receive Explanation on Profit None None Management Retention and Distribution Policy 3.b Approve Dividends of EUR 0.68 Per Share For For Management 4.a Approve Discharge of Management Board For Against Management 4.b Approve Discharge of Supervisory Board For Against Management 5 Ratify KPMG as Auditors For For Management 6 Elect Tanate Phutrakul to Executive For For Management Board 7.a Reelect Mariana Gheorghe to For For Management Supervisory Board 7.b Elect Mike Rees to Supervisory Board For For Management 7.c Elect Herna Verhagen to Supervisory For For Management Board 8.a Grant Board Authority to Issue Shares For For Management 8.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: FEB 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Mark B. McClellan For For Management 1h Elect Director Anne M. Mulcahy For Against Management 1i Elect Director William D. Perez For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Clawback Disclosure of Recoupment Against For Shareholder Activity from Senior Officers 5 Report on Integrating Risks Related to Against Against Shareholder Drug Pricing into Senior Executive Compensation -------------------------------------------------------------------------------- KAR AUCTION SERVICES, INC. Ticker: KAR Security ID: 48238T109 Meeting Date: JUN 04, 2019 Meeting Type: Annual Record Date: APR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donna R. Ecton For For Management 1b Elect Director James P. "Jim" Hallett For For Management 1c Elect Director Mark E. Hill For For Management 1d Elect Director J. Mark Howell For For Management 1e Elect Director Stefan Jacoby For For Management 1f Elect Director Lynn Jolliffe For For Management 1g Elect Director Michael T. Kestner For For Management 1h Elect Director John P. Larson For For Management 1i Elect Director Stephen E. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KERING SA Ticker: KER Security ID: F5433L103 Meeting Date: APR 24, 2019 Meeting Type: Annual/Special Record Date: APR 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 10.50 per Share 4 Ratify Appointment of Ginevra Elkann For For Management as Director 5 Ratify Appointment of Financiere For For Management Pinault as Director 6 Approve Compensation of Francois-Henri For Against Management Pinault, Chairman and CEO 7 Approve Compensation of Jean-Francois For Against Management Palus, Vice-CEO 8 Approve Remuneration Policy for For For Management Francois-Henri Pinault, Chairman and CEO 9 Approve Remuneration Policy for For For Management Jean-Francois Palus, Vice-CEO 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 12 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million 13 Authorize Capitalization of Reserves For For Management of Up to EUR 200 Million for Bonus Issue or Increase in Par Value 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million 15 Approve Issuance of Equity or For For Management Equity-Linked Securities Reserved for Qualified Investors or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 50 Million 16 Authorize Board to Set Issue Price for For For Management 5 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 14 and 15 17 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 12, 14 and 15 18 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 19 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 20 Amend Article 7 of Bylaws Re: For Against Management Shareholding Disclosure Thresholds 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- KEYCORP Ticker: KEY Security ID: 493267108 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce D. Broussard For For Management 1.2 Elect Director Charles P. Cooley For For Management 1.3 Elect Director Gary M. Crosby For For Management 1.4 Elect Director Alexander M. Cutler For For Management 1.5 Elect Director H. James Dallas For For Management 1.6 Elect Director Elizabeth R. Gile For For Management 1.7 Elect Director Ruth Ann M. Gillis For For Management 1.8 Elect Director William G. Gisel, Jr. For For Management 1.9 Elect Director Carlton L. Highsmith For For Management 1.10 Elect Director Richard J. Hipple For For Management 1.11 Elect Director Kristen L. Manos For For Management 1.12 Elect Director Beth E. Mooney For For Management 1.13 Elect Director Barbara R. Snyder For For Management 1.14 Elect Director David K. Wilson For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Increase Authorized Common Stock For For Management 6 Permit Board to Amend Bylaws Without For For Management Shareholder Consent -------------------------------------------------------------------------------- KT CORP. Ticker: 030200 Security ID: 48268K101 Meeting Date: MAR 29, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim In-hoe as Inside Director For For Management 3.2 Elect Lee Dong-myeon as Inside Director For For Management 3.3 Elect Seong Tae-yoon as Outside For For Management Director 3.4 Elect Yoo Hui-yeol as Outside Director For For Management 4.1 Elect Kim Dae-yoo as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LABORATORY CORPORATION OF AMERICA HOLDINGS Ticker: LH Security ID: 50540R409 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kerrii B. Anderson For Against Management 1b Elect Director Jean-Luc Belingard For Against Management 1c Elect Director D. Gary Gilliland For For Management 1d Elect Director David P. King For For Management 1e Elect Director Garheng Kong For Against Management 1f Elect Director Peter M. Neupert For For Management 1g Elect Director Richelle P. Parham For For Management 1h Elect Director Adam H. Schechter For For Management 1i Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- LEAR CORPORATION Ticker: LEA Security ID: 521865204 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas P. Capo For For Management 1b Elect Director Mei-Wei Cheng For For Management 1c Elect Director Jonathan F. Foster For Against Management 1d Elect Director Mary Lou Jepsen For For Management 1e Elect Director Kathleen A. Ligocki For For Management 1f Elect Director Conrad L. Mallett, Jr. For For Management 1g Elect Director Raymond E. Scott For For Management 1h Elect Director Gregory C. Smith For For Management 1i Elect Director Henry D.G. Wallace For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- LG UPLUS CORP. Ticker: 032640 Security ID: Y5293P102 Meeting Date: AUG 29, 2018 Meeting Type: Special Record Date: AUG 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ha Hyeon-hoe as Inside Director For For Management 1.2 Elect Kwon Young-su as Non-independent For For Management Non-executive Director -------------------------------------------------------------------------------- LIVENT CORPORATION Ticker: LTHM Security ID: 53814L108 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael F. Barry For For Management 1b Elect Director Steven T. Merkt For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LLOYDS BANKING GROUP PLC Ticker: LLOY Security ID: G5533W248 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAY 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Amanda Mackenzie as Director For For Management 3 Re-elect Lord Blackwell as Director For For Management 4 Re-elect Juan Colombas as Director For For Management 5 Re-elect George Culmer as Director For For Management 6 Re-elect Alan Dickinson as Director For For Management 7 Re-elect Anita Frew as Director For For Management 8 Re-elect Simon Henry as Director For For Management 9 Re-elect Antonio Horta-Osorio as For For Management Director 10 Re-elect Lord Lupton as Director For For Management 11 Re-elect Nick Prettejohn as Director For For Management 12 Re-elect Stuart Sinclair as Director For For Management 13 Re-elect Sara Weller as Director For For Management 14 Approve Remuneration Report For For Management 15 Approve Final Dividend For For Management 16 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 17 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 18 Authorise EU Political Donations and For For Management Expenditure 19 Authorise Issue of Equity For Against Management 20 Authorise Issue of Equity in Relation For For Management to the Issue of Regulatory Capital Convertible Instruments 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Issue of Equity without For For Management Pre-Emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise Market Purchase of For For Management Preference Shares 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Ticker: LOW Security ID: 548661107 Meeting Date: MAY 31, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raul Alvarez For For Management 1.2 Elect Director David H. Batchelder For For Management 1.3 Elect Director Angela F. Braly For Withhold Management 1.4 Elect Director Sandra B. Cochran For For Management 1.5 Elect Director Laurie Z. Douglas For For Management 1.6 Elect Director Richard W. Dreiling For Withhold Management 1.7 Elect Director Marvin R. Ellison For For Management 1.8 Elect Director James H. Morgan For For Management 1.9 Elect Director Brian C. Rogers For For Management 1.10 Elect Director Bertram L. Scott For For Management 1.11 Elect Director Lisa W. Wardell For For Management 1.12 Elect Director Eric C. Wiseman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- MARVELL TECHNOLOGY GROUP LTD. Ticker: MRVL Security ID: G5876H105 Meeting Date: JUN 28, 2019 Meeting Type: Annual Record Date: MAY 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tudor Brown For For Management 1.2 Elect Director Brad Buss For For Management 1.3 Elect Director Edward H. Frank For For Management 1.4 Elect Director Richard S. Hill For Against Management 1.5 Elect Director Oleg Khaykin For For Management 1.6 Elect Director Bethany Mayer For For Management 1.7 Elect Director Donna Morris For For Management 1.8 Elect Director Matthew J. Murphy For For Management 1.9 Elect Director Michael Strachan For For Management 1.10 Elect Director Robert E. Switz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MASCO CORPORATION Ticker: MAS Security ID: 574599106 Meeting Date: MAY 10, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marie A. Ffolkes For For Management 1b Elect Director Donald R. Parfet For Against Management 1c Elect Director Lisa A. Payne For For Management 1d Elect Director Reginald M. Turner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MATSUMOTOKIYOSHI HOLDINGS CO., LTD. Ticker: 3088 Security ID: J41208109 Meeting Date: JUN 27, 2019 Meeting Type: Annual Record Date: MAR 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Matsumoto, Namio For For Management 2.2 Elect Director Matsumoto, Kiyo For For Management 2.3 Elect Director Matsumoto, Takashi For For Management 2.4 Elect Director Ota, Takao For For Management 2.5 Elect Director Obe, Shingo For For Management 2.6 Elect Director Ishibashi, Akio For For Management 2.7 Elect Director Matsushita, Isao For For Management 2.8 Elect Director Omura, Hiro For For Management 2.9 Elect Director Kimura, Keiji For Against Management 3 Appoint Statutory Auditor Honta, Hisao For For Management 4 Appoint Alternate Statutory Auditor For For Management Seno, Yoshiaki 5 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- MCKESSON CORPORATION Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 25, 2018 Meeting Type: Annual Record Date: MAY 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director N. Anthony Coles For For Management 1b Elect Director John H. Hammergren For For Management 1c Elect Director M. Christine Jacobs For For Management 1d Elect Director Donald R. Knauss For For Management 1e Elect Director Marie L. Knowles For For Management 1f Elect Director Bradley E. Lerman For For Management 1g Elect Director Edward A. Mueller For For Management 1h Elect Director Susan R. Salka For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Pro-rata Vesting of Equity Awards Against For Shareholder 6 Use GAAP for Executive Compensation Against Against Shareholder Metrics 7 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- MICROSOFT CORP. Ticker: MSFT Security ID: 594918104 Meeting Date: NOV 28, 2018 Meeting Type: Annual Record Date: SEP 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Charles H. Noski For For Management 1.7 Elect Director Helmut Panke For For Management 1.8 Elect Director Sandra E. Peterson For For Management 1.9 Elect Director Penny S. Pritzker For For Management 1.10 Elect Director Charles W. Scharf For For Management 1.11 Elect Director Arne M. Sorenson For For Management 1.12 Elect Director John W. Stanton For For Management 1.13 Elect Director John W. Thompson For For Management 1.14 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MOLSON COORS BREWING COMPANY Ticker: TAP Security ID: 60871R209 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger G. Eaton For Withhold Management 1.2 Elect Director Charles M. Herington For Withhold Management 1.3 Elect Director H. Sanford Riley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NETAPP, INC. Ticker: NTAP Security ID: 64110D104 Meeting Date: SEP 13, 2018 Meeting Type: Annual Record Date: JUL 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director T. Michael Nevens For Against Management 1b Elect Director Gerald Held For For Management 1c Elect Director Kathryn M. Hill For For Management 1d Elect Director Deborah L. Kerr For For Management 1e Elect Director George Kurian For For Management 1f Elect Director Scott F. Schenkel For For Management 1g Elect Director George T. Shaheen For Against Management 1h Elect Director Richard P. Wallace For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors 6 Ratify Existing Ownership Threshold For Against Management for Shareholders to Call Special Meeting -------------------------------------------------------------------------------- NIPPON TELEGRAPH & TELEPHONE CORP. Ticker: 9432 Security ID: J59396101 Meeting Date: JUN 25, 2019 Meeting Type: Annual Record Date: MAR 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 95 2.1 Elect Director Oka, Atsuko For For Management 2.2 Elect Director Sakamura, Ken For For Management 2.3 Elect Director Takegawa, Keiko For For Management 3.1 Appoint Statutory Auditor Ide, Akiko For For Management 3.2 Appoint Statutory Auditor Maezawa, For For Management Takao 3.3 Appoint Statutory Auditor Iida, Takashi For For Management 3.4 Appoint Statutory Auditor Kanda, Hideki For For Management 3.5 Appoint Statutory Auditor Kashima, For For Management Kaoru 4 Remove Existing Director Shimada, Akira Against Against Shareholder -------------------------------------------------------------------------------- NOMAD FOODS LIMITED Ticker: NOMD Security ID: G6564A105 Meeting Date: JUN 19, 2019 Meeting Type: Annual Record Date: MAY 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin Ellis Franklin For For Management 1.2 Elect Director Noam Gottesman For For Management 1.3 Elect Director Ian G.H. Ashken For For Management 1.4 Elect Director Stefan Descheemaeker For For Management 1.5 Elect Director Mohamed Elsarky For For Management 1.6 Elect Director Jeremy Isaacs For For Management 1.7 Elect Director James E. Lillie For For Management 1.8 Elect Director Stuart M. MacFarlane For For Management 1.9 Elect Director Lord Myners of Truro For For Management 1.10 Elect Director Victoria Parry For For Management 1.11 Elect Director Simon White For For Management 1.12 Elect Director Samy Zekhout For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NOVO NORDISK A/S Ticker: NOVO.B Security ID: K72807132 Meeting Date: MAR 21, 2019 Meeting Type: Annual Record Date: MAR 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3.1 Approve Remuneration of Directors for For For Management 2018 3.2 Approve Remuneration of Directors for For For Management 2019 in the Amount of DKK 2.1 Million for the Chairman, DKK 1.4 Million for the Vice Chairman, and DKK 700,000 for Other Directors; Approve Remuneration for Committee Work 4 Approve Allocation of Income and For For Management Dividends 5.1 Reelect Helge Lund as Director and For For Management Chairman 5.2 Reelect Jeppe Christiansen as Director For For Management and Deputy Chairman 5.3a Reelect Brian Daniels as Director For For Management 5.3b Elect Laurence Debroux as New Director For For Management 5.3c Reelect Andreas Fibig as Director For For Management 5.3d Reelect Sylvie Gregoire as Director For For Management 5.3e Reelect Liz Hewitt as Director For For Management 5.3f Reelect Kasim Kutay as Director For For Management 5.3g Reelect Martin Mackay as Director For For Management 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7.1 Approve DKK 10 Million Reduction in For For Management Share Capital via B Share Cancellation 7.2 Authorize Share Repurchase Program For For Management 7.3a Approve Creation of Pool of Capital For Against Management for the Benefit of Employees 7.3b Approve Creation of Pool of Capital For For Management with Preemptive Rights 7.3c Approve Creation of Pool of Capital For For Management without Preemptive Rights 7.4 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 8 Reduction of Price of Insulin and Against Against Shareholder Other Products if Return on Equity Exceeds 7 Per Cent 9 Other Business None None Management -------------------------------------------------------------------------------- NUTRIEN LTD. Ticker: NTR Security ID: 67077M108 Meeting Date: JUL 19, 2018 Meeting Type: Annual Record Date: JUN 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher M. Burley For For Management 1.2 Elect Director Maura J. Clark For For Management 1.3 Elect Director John W. Estey For For Management 1.4 Elect Director David C. Everitt For Withhold Management 1.5 Elect Director Russell K. Girling For For Management 1.6 Elect Director Gerald W. Grandey For For Management 1.7 Elect Director Miranda C. Hubbs For For Management 1.8 Elect Director Alice D. Laberge For For Management 1.9 Elect Director Consuelo E. Madere For For Management 1.10 Elect Director Charles "Chuck" V. Magro For For Management 1.11 Elect Director Keith G. Martell For For Management 1.12 Elect Director A. Anne McLellan For For Management 1.13 Elect Director Derek G. Pannell For For Management 1.14 Elect Director Aaron W. Regent For For Management 1.15 Elect Director Mayo M. Schmidt For For Management 1.16 Elect Director Jochen E. Tilk For For Management 2 Approve Re-appointment of KPMG LLP as For For Management Auditors 3 Approve Stock Option Plan and Grant of For For Management Stock Options 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- NUTRIEN LTD. Ticker: NTR Security ID: 67077M108 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher M. Burley For For Management 1.2 Elect Director Maura J. Clark For For Management 1.3 Elect Director John W. Estey For For Management 1.4 Elect Director David C. Everitt For Withhold Management 1.5 Elect Director Russell K. Girling For For Management 1.6 Elect Director Miranda C. Hubbs For For Management 1.7 Elect Director Alice D. Laberge For For Management 1.8 Elect Director Consuelo E. Madere For For Management 1.9 Elect Director Charles V. Magro For For Management 1.10 Elect Director Keith G. Martell For For Management 1.11 Elect Director Aaron W. Regent For For Management 1.12 Elect Director Mayo M. Schmidt For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- NXP SEMICONDUCTORS NV Ticker: NXPI Security ID: N6596X109 Meeting Date: JUN 17, 2019 Meeting Type: Annual Record Date: MAY 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2a Discuss Implementation of Remuneration None None Management Policy 2b Receive Explanation on Company's None None Management Reserves and Dividend Policy 2c Adopt Financial Statements and For For Management Statutory Reports 2d Approve Discharge of Board Members For For Management 3a Reelect Richard L. Clemmer as For For Management Executive Director 3b Reelect Peter Bonfield as For For Management Non-Executive Director 3c Reelect Kenneth A. Goldman as For Against Management Non-Executive Director 3d Reelect Josef Kaeser as Non-Executive For For Management Director 3e Elect Lena Olving as Non-Executive For Against Management Director 3f Reelect Peter Smitham as Non-Executive For For Management Director 3g Reelect Julie Southern as For Against Management Non-Executive Director 3h Elect Jasmin Staiblin as Non-Executive For Against Management Director 3i Reelect Gregory Summe as Non-Executive For For Management Director 3j Elect Karl-Henrik Sundstrom as For For Management Non-Executive Director 4a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 4b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 5 Approve NXP 2019 Omnibus Incentive Plan For Against Management 6 Authorize Repurchase of Shares For Against Management 7 Approve Cancellation of Repurchased For For Management Shares 8 Ratify KPMG Accountants N.V. as For For Management Auditors -------------------------------------------------------------------------------- ORACLE CORP. Ticker: ORCL Security ID: 68389X105 Meeting Date: NOV 14, 2018 Meeting Type: Annual Record Date: SEP 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For Withhold Management 1.2 Elect Director Michael J. Boskin For For Management 1.3 Elect Director Safra A. Catz For For Management 1.4 Elect Director Bruce R. Chizen For Withhold Management 1.5 Elect Director George H. Conrades For Withhold Management 1.6 Elect Director Lawrence J. Ellison For For Management 1.7 Elect Director Hector Garcia-Molina For For Management 1.8 Elect Director Jeffrey O. Henley For For Management 1.9 Elect Director Mark V. Hurd For For Management 1.10 Elect Director Renee J. James For Withhold Management 1.11 Elect Director Charles W. Moorman, IV For For Management 1.12 Elect Director Leon E. Panetta For Withhold Management 1.13 Elect Director William G. Parrett For Withhold Management 1.14 Elect Director Naomi O. Seligman For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Gender Pay Gap Against For Shareholder 5 Report on Political Contributions Against Against Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- OTP BANK NYRT Ticker: OTP Security ID: X60746181 Meeting Date: APR 12, 2019 Meeting Type: Annual Record Date: APR 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2 Approve Company's Corporate Governance For For Management Statement 3 Approve Discharge of Management Board For For Management 4 Approve Auditors and Authorize Board For Against Management to Fix Their Remuneration 5.1 Amend the Articles of Association by For For Management Way of a Single Resolution 5.2 Approve the Amendment of Articles of For For Management Association 6 Approve Election of Employee For For Management Representative to Supervisory Board 7 Amend Remuneration Policy For For Management 8 Approve Remuneration of Management For For Management Board, Supervisory Board, and Audit Committee Members 9 Authorize Share Repurchase Program For Against Management -------------------------------------------------------------------------------- OWENS CORNING Ticker: OC Security ID: 690742101 Meeting Date: APR 18, 2019 Meeting Type: Annual Record Date: FEB 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Adrienne D. Elsner For For Management 1B Elect Director J. Brian Ferguson For For Management 1C Elect Director Ralph F. Hake For For Management 1D Elect Director Edward F. Lonergan For For Management 1E Elect Director Maryann T. Mannen For For Management 1F Elect Director W. Howard Morris For For Management 1G Elect Director Suzanne P. Nimocks For Against Management 1H Elect Director Michael H. Thaman For For Management 1I Elect Director John D. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PARSLEY ENERGY, INC. Ticker: PE Security ID: 701877102 Meeting Date: MAY 24, 2019 Meeting Type: Annual Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director William Browning For For Management 1B Elect Director David H. Smith For For Management 1C Elect Director Jerry Windlinger For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PEABODY ENERGY CORP. Ticker: BTU Security ID: 704551100 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bob Malone For Against Management 1b Elect Director Andrea E. Bertone For For Management 1c Elect Director Nicholas J. Chirekos For For Management 1d Elect Director Stephen E. Gorman For For Management 1e Elect Director Glenn L. Kellow For For Management 1f Elect Director Joe W. Laymon For For Management 1g Elect Director Teresa S. Madden For For Management 1h Elect Director Kenneth W. Moore For For Management 1i Elect Director Michael W. Sutherlin For For Management 1j Elect Director Shaun A. Usmar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: P78331140 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Daniel Alves Ferreira as Fiscal None For Shareholder Council Member and Aloisio Macario Ferreira de Souza as Alternate Appointed by Preferred Shareholder 2 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: FEB 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For Against Management 1.2 Elect Director Albert Bourla For For Management 1.3 Elect Director W. Don Cornwell For For Management 1.4 Elect Director Joseph J. Echevarria For Against Management 1.5 Elect Director Helen H. Hobbs For For Management 1.6 Elect Director James M. Kilts For Against Management 1.7 Elect Director Dan R. Littman For For Management 1.8 Elect Director Shantanu Narayen For For Management 1.9 Elect Director Suzanne Nora Johnson For Against Management 1.10 Elect Director Ian C. Read For For Management 1.11 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chairman Against For Shareholder 8 Report on Integrating Risks Related to Against Against Shareholder Drug Pricing into Senior Executive Compensation -------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY Ticker: PXD Security ID: 723787107 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edison C. Buchanan For For Management 1.2 Elect Director Andrew F. Cates For For Management 1.3 Elect Director Phillip A. Gobe For For Management 1.4 Elect Director Larry R. Grillot For For Management 1.5 Elect Director Stacy P. Methvin For For Management 1.6 Elect Director Royce W. Mitchell For For Management 1.7 Elect Director Frank A. Risch For For Management 1.8 Elect Director Scott D. Sheffield For For Management 1.9 Elect Director Mona K. Sutphen For For Management 1.10 Elect Director J. Kenneth Thompson For Against Management 1.11 Elect Director Phoebe A. Wood For Against Management 1.12 Elect Director Michael D. Wortley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PROPETRO HOLDING CORP. Ticker: PUMP Security ID: 74347M108 Meeting Date: JUN 14, 2019 Meeting Type: Annual Record Date: APR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dale Redman For For Management 1.2 Elect Director Spencer D. Armour, III For For Management 1.3 Elect Director Steven Beal For For Management 1.4 Elect Director Mark S. Berg For For Management 1.5 Elect Director Anthony Best For For Management 1.6 Elect Director Pryor Blackwell For For Management 1.7 Elect Director Alan E. Douglas For For Management 1.8 Elect Director Royce W. Mitchell For For Management 1.9 Elect Director Jack B. Moore For For Management 2 Amend Certificate of Incorporation For For Management 3 Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws 4 Eliminate Supermajority Vote For For Management Requirement to Amend Certificate of Incorporation 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Advisory Vote on Say on Pay Frequency One Year One Year Management 7 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PULTEGROUP, INC. Ticker: PHM Security ID: 745867101 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian P. Anderson For Against Management 1.2 Elect Director Bryce Blair For For Management 1.3 Elect Director Richard W. Dreiling For Against Management 1.4 Elect Director Thomas J. Folliard For For Management 1.5 Elect Director Cheryl W. Grise For For Management 1.6 Elect Director Andre J. Hawaux For For Management 1.7 Elect Director Ryan R. Marshall For For Management 1.8 Elect Director John R. Peshkin For For Management 1.9 Elect Director Scott F. Powers For For Management 1.10 Elect Director William J. Pulte For For Management 1.11 Elect Director Lila J. Snyder For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend NOL Rights Plan (NOL Pill) For For Management -------------------------------------------------------------------------------- RENAISSANCERE HOLDINGS LTD. Ticker: RNR Security ID: G7496G103 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Henry Klehm, III For For Management 1b Elect Director Valerie Rahmani For For Management 1c Elect Director Carol P. Sanders For For Management 1d Elect Director Cynthia Trudell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Ernst & Young Ltd. as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ROYAL AHOLD DELHAIZE NV Ticker: AD Security ID: N0074E105 Meeting Date: APR 10, 2019 Meeting Type: Annual Record Date: MAR 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Receive Explanation on Company's None None Management Reserves and Dividend Policy 4 Discuss Implementation of Remuneration None None Management Policy of the Management Board 5 Adopt Financial Statements For For Management 6 Approve Dividends of EUR 0.70 Per Share For For Management 7 Approve Discharge of Management Board For For Management 8 Approve Discharge of Supervisory Board For For Management 9 Elect K.C. Doyle to Supervisory Board For For Management 10 Elect P. Agnefjall to Supervisory Board For For Management 11 Reelect F.W.H. Muller to Management For For Management Board 12 Amend Management Board Remuneration For For Management Policy 13 Ratify PricewaterhouseCoopers as For For Management Auditors 14 Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 15 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances Under Item 14 16 Authorize Board to Acquire Common For For Management Shares 17 Authorize Board to Acquire Cumulative For For Management Preferred Financing Shares 18 Approve Reduction in Share Capital by For For Management Cancellation of Shares Under Item 16 and 17 19 Close Meeting None None Management -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Ticker: RDSB Security ID: G7690A100 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAY 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Neil Carson as Director For For Management 4 Re-elect Ben van Beurden as Director For For Management 5 Re-elect Ann Godbehere as Director For For Management 6 Re-elect Euleen Goh as Director For For Management 7 Re-elect Charles Holliday as Director For For Management 8 Re-elect Catherine Hughes as Director For For Management 9 Re-elect Gerard Kleisterlee as Director For For Management 10 Re-elect Roberto Setubal as Director For For Management 11 Re-elect Sir Nigel Sheinwald as For For Management Director 12 Re-elect Linda Stuntz as Director For For Management 13 Re-elect Jessica Uhl as Director For For Management 14 Re-elect Gerrit Zalm as Director For For Management 15 Reappoint Ernst & Young LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Adopt New Articles of Association For For Management 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise EU Political Donations and For For Management Expenditure 22 Request Shell to Set and Publish Against Against Shareholder Targets for Greenhouse Gas (GHG) Emissions -------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO., LTD. Ticker: 005930 Security ID: Y74718100 Meeting Date: MAR 20, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1.1 Elect Bahk Jae-wan as Outside Director For Against Management 2.1.2 Elect Kim Han-jo as Outside Director For For Management 2.1.3 Elect Ahn Curie as Outside Director For For Management 2.2.1 Elect Bahk Jae-wan as a Member of For Against Management Audit Committee 2.2.2 Elect Kim Han-jo as a Member of Audit For For Management Committee 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SCIENCE APPLICATIONS INTERNATIONAL CORPORATION Ticker: SAIC Security ID: 808625107 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bedingfield For For Management 1b Elect Director John J. Hamre For For Management 1c Elect Director David M. Kerko For For Management 1d Elect Director Timothy J. Mayopoulos For For Management 1e Elect Director Katharina G. McFarland For For Management 1f Elect Director Anthony J. Moraco For For Management 1g Elect Director Donna S. Morea For For Management 1h Elect Director Steven R. Shane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SEVEN & I HOLDINGS CO., LTD. Ticker: 3382 Security ID: J7165H108 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: FEB 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 47.5 2.1 Elect Director Isaka, Ryuichi For For Management 2.2 Elect Director Goto, Katsuhiro For For Management 2.3 Elect Director Ito, Junro For For Management 2.4 Elect Director Yamaguchi, Kimiyoshi For For Management 2.5 Elect Director Kimura, Shigeki For For Management 2.6 Elect Director Nagamatsu, Fumihiko For For Management 2.7 Elect Director Joseph M. DePinto For For Management 2.8 Elect Director Tsukio, Yoshio For For Management 2.9 Elect Director Ito, Kunio For For Management 2.10 Elect Director Yonemura, Toshiro For For Management 2.11 Elect Director Higashi, Tetsuro For For Management 2.12 Elect Director Rudy, Kazuko For For Management 3 Appoint Statutory Auditor Matsuhashi, For For Management Kaori 4 Approve Trust-Type Equity Compensation For For Management Plan 5 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- SHIONOGI & CO., LTD. Ticker: 4507 Security ID: J74229105 Meeting Date: JUN 18, 2019 Meeting Type: Annual Record Date: MAR 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Shiono, Motozo For For Management 2.2 Elect Director Teshirogi, Isao For For Management 2.3 Elect Director Sawada, Takuko For For Management 2.4 Elect Director Mogi, Teppei For For Management 2.5 Elect Director Ando, Keiichi For For Management 2.6 Elect Director Ozaki, Hiroshi For For Management 3.1 Appoint Statutory Auditor Okamoto, For For Management Akira 3.2 Appoint Statutory Auditor Fujinuma, For For Management Tsuguoki 4 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- SONY CORP. Ticker: 6758 Security ID: J76379106 Meeting Date: JUN 18, 2019 Meeting Type: Annual Record Date: MAR 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yoshida, Kenichiro For For Management 1.2 Elect Director Totoki, Hiroki For For Management 1.3 Elect Director Sumi, Shuzo For For Management 1.4 Elect Director Tim Schaaff For For Management 1.5 Elect Director Matsunaga, Kazuo For For Management 1.6 Elect Director Miyata, Koichi For For Management 1.7 Elect Director John V. Roos For For Management 1.8 Elect Director Sakurai, Eriko For For Management 1.9 Elect Director Minakawa, Kunihito For For Management 1.10 Elect Director Oka, Toshiko For For Management 1.11 Elect Director Akiyama, Sakie For For Management 1.12 Elect Director Wendy Becker For For Management 1.13 Elect Director Hatanaka, Yoshihiko For For Management 2 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- STMICROELECTRONICS NV Ticker: STM Security ID: N83574108 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: APR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Receive Report of Supervisory Board None None Management (Non-Voting) 4.a Discuss Implementation of Remuneration None None Management Policy 4.b Adopt Financial Statements and For For Management Statutory Reports 4.c Approve Dividends For For Management 4.d Approve Discharge of Management Board For For Management 4.e Approve Discharge of Supervisory Board For For Management 5.a Approve Restricted Stock Grants to For Against Management President and CEO 5.b Approve Special Bonus to President and For Against Management CEO 6 Reelect Martine Verluyten to For For Management Supervisory Board 7 Reelect Janet Davidson to Supervisory For For Management Board 8 Elect Lucia Morselli to Supervisory For Against Management Board 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10.a Grant Board Authority to Issue Shares For Against Management Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 10.b Grant Board Authority to Issue Shares For Against Management Up To 10 Percent of Issued Capital in Case of Merger or Acquisition and Exclude Pre-emptive Rights 11 Allow Questions None None Management 12 Close Meeting None None Management -------------------------------------------------------------------------------- SUMCO CORP. Ticker: 3436 Security ID: J76896109 Meeting Date: MAR 28, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hashimoto, Mayuki For For Management 1.2 Elect Director Takii, Michiharu For For Management 1.3 Elect Director Furuya, Hisashi For For Management 1.4 Elect Director Hiramoto, Kazuo For For Management -------------------------------------------------------------------------------- SUMITOMO MITSUI FINANCIAL GROUP, INC. Ticker: 8316 Security ID: J7771X109 Meeting Date: JUN 27, 2019 Meeting Type: Annual Record Date: MAR 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 95 2.1 Elect Director Kunibe, Takeshi For For Management 2.2 Elect Director Ota, Jun For For Management 2.3 Elect Director Takashima, Makoto For For Management 2.4 Elect Director Nagata, Haruyuki For For Management 2.5 Elect Director Nakashima, Toru For For Management 2.6 Elect Director Inoue, Atsuhiko For For Management 2.7 Elect Director Mikami, Toru For For Management 2.8 Elect Director Kubo, Tetsuya For For Management 2.9 Elect Director Matsumoto, Masayuki For For Management 2.10 Elect Director Arthur M. Mitchell For For Management 2.11 Elect Director Yamazaki, Shozo For For Management 2.12 Elect Director Kono, Masaharu For For Management 2.13 Elect Director Tsutsui, Yoshinobu For For Management 2.14 Elect Director Shimbo, Katsuyoshi For For Management 2.15 Elect Director Sakurai, Eriko For For Management -------------------------------------------------------------------------------- SWISS RE AG Ticker: SREN Security ID: H8431B109 Meeting Date: APR 17, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Remuneration Report For For Management 1.2 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 5.60 per Share 3 Approve Variable Short-Term For For Management Remuneration of Executive Committee in the Amount of CHF 14.3 Million 4 Approve Discharge of Board and Senior For For Management Management 5.1.a Reelect Walter Kielholz as Director For For Management and Board Chairman 5.1.b Reelect Raymond Ch'ien as Director For For Management 5.1.c Reelect Renato Fassbind as Director For For Management 5.1.d Reelect Karen Gavan as Director For For Management 5.1.e Reelect Trevor Manuel as Director For For Management 5.1.f Reelect Jay Ralph as Director For For Management 5.1.g Elect Joerg Reinhardt as Director For For Management 5.1.h Elect Eileen Rominger as Director For For Management 5.1.i Reelect Philip Ryan as Director For For Management 5.1.j Reelect Paul Tucker as Director For For Management 5.1.k Reelect Jacques de Vaucleroy as For For Management Director 5.1.l Reelect Susan Wagner as Director For For Management 5.1.m Reelect Larry Zimpleman as Director For For Management 5.2.1 Reappoint Raymond Ch'ien as Member of For For Management the Compensation Committee 5.2.2 Reappoint Renato Fassbind as Member of For For Management the Compensation Committee 5.2.3 Reappoint Joerg Reinhardt as Member of For For Management the Compensation Committee 5.2.4 Reappoint Jacques de Vaucleroy as For For Management Member of the Compensation Committee 5.3 Designate Proxy Voting Services GmbH For For Management as Independent Proxy 5.4 Ratify PricewaterhouseCoopers Ltd as For For Management Auditors 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 9.9 Million 6.2 Approve Fixed and Variable Long-Term For For Management Remuneration of Executive Committee in the Amount of CHF 34 Million 7 Approve CHF 1.1 Million Reduction in For For Management Share Capital via Cancellation of Registered Shares 8 Authorize Repurchase of up to CHF 2 For For Management Billion of Issued Share Capital 9 Approve Renewal of CHF 8.5 Million For For Management Pool of Authorized Share Capital with Partial Exclusion of Preemptive Rights 10 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SYNNEX CORP. Ticker: SNX Security ID: 87162W100 Meeting Date: OCT 03, 2018 Meeting Type: Special Record Date: AUG 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SYNNEX CORP. Ticker: SNX Security ID: 87162W100 Meeting Date: MAR 15, 2019 Meeting Type: Annual Record Date: FEB 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Murai For For Management 1.2 Elect Director Dwight Steffensen For For Management 1.3 Elect Director Dennis Polk For For Management 1.4 Elect Director Fred Breidenbach For For Management 1.5 Elect Director Hau Lee For Withhold Management 1.6 Elect Director Matthew Miau For Withhold Management 1.7 Elect Director Gregory Quesnel For For Management 1.8 Elect Director Ann Vezina For For Management 1.9 Elect Director Thomas Wurster For For Management 1.10 Elect Director Duane Zitzner For For Management 1.11 Elect Director Andrea Zulberti For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TE CONNECTIVITY LTD. Ticker: TEL Security ID: H84989104 Meeting Date: MAR 13, 2019 Meeting Type: Annual Record Date: FEB 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre R. Brondeau For For Management 1b Elect Director Terrence R. Curtin For For Management 1c Elect Director Carol A. ('John') For For Management Davidson 1d Elect Director William A. Jeffrey For For Management 1e Elect Director David M. Kerko For For Management 1f Elect Director Thomas J. Lynch For Against Management 1g Elect Director Yong Nam For For Management 1h Elect Director Daniel J. Phelan For For Management 1i Elect Director Paula A. Sneed For For Management 1j Elect Director Abhijit Y. Talwalkar For Against Management 1k Elect Director Mark C. Trudeau For For Management 1l Elect Director Laura H. Wright For For Management 2 Elect Board Chairman Thomas J. Lynch For Against Management 3a Elect Daniel J. Phelan as Member of For For Management Management Development and Compensation Committee 3b Elect Paula A. Sneed as Member of For For Management Management Development and Compensation Committee 3c Elect Abhijit Y. Talwalkar as Member For Against Management of Management Development and Compensation Committee 3d Elect Mark C. Trudeau as Member of For For Management Management Development and Compensation Committee 4 Designate Rene Schwarzenbach as For For Management Independent Proxy 5.1 Accept Annual Report for Fiscal Year For For Management Ended September 28, 2018 5.2 Accept Statutory Financial Statements For For Management for Fiscal Year Ended September 28, 2018 5.3 Approve Consolidated Financial For For Management Statements for Fiscal Year Ended September 28, 2018 6 Approve Discharge of Board and Senior For For Management Management 7.1 Ratify Deloitte & Touche LLP as For For Management Independent Registered Public Accounting Firm for Fiscal Year 2019 7.2 Ratify Deloitte AG as Swiss Registered For For Management Auditors 7.3 Ratify PricewaterhouseCoopers AG as For For Management Special Auditors 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Approve the Increase in Maximum For For Management Aggregate Remuneration of Executive Management 10 Approve the Increase in Maximum For For Management Aggregate Remuneration of Board of Directors 11 Approve Allocation of Available For For Management Earnings at September 28, 2018 12 Approve Declaration of Dividend For For Management 13 Authorize Share Repurchase Program For For Management 14 Approve Reduction of Share Capital For For Management 15 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- TENARIS SA Ticker: TEN Security ID: 88031M109 Meeting Date: MAY 06, 2019 Meeting Type: Annual Record Date: APR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive and Approve Board's and For For Management Auditor's Reports Re: Consolidated Financial Statements and Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Discharge of Directors For For Management 6 Elect Directors (Bundled) For Against Management 7 Approve Remuneration of Directors For For Management 8 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 9 Allow Electronic Distribution of For For Management Company Documents to Shareholders -------------------------------------------------------------------------------- TERNIUM SA Ticker: TX Security ID: 880890108 Meeting Date: MAY 06, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of USD 0.12 per Share 4 Approve Discharge of Directors For For Management 5 Reelect Directors For Against Management 6 Approve Remuneration of Directors For Against Management 7 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Allow Board to Appoint One or More of For For Management its Members as Company's Attorney-in-Fact -------------------------------------------------------------------------------- TESCO PLC Ticker: TSCO Security ID: G87621101 Meeting Date: JUN 13, 2019 Meeting Type: Annual Record Date: JUN 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Melissa Bethell as Director For For Management 5 Re-elect John Allan as Director For For Management 6 Re-elect Mark Armour as Director For For Management 7 Re-elect Stewart Gilliland as Director For For Management 8 Re-elect Steve Golsby as Director For For Management 9 Re-elect Byron Grote as Director For Against Management 10 Re-elect Dave Lewis as Director For For Management 11 Re-elect Mikael Olsson as Director For For Management 12 Re-elect Deanna Oppenheimer as Director For For Management 13 Re-elect Simon Patterson as Director For For Management 14 Re-elect Alison Platt as Director For For Management 15 Re-elect Lindsey Pownall as Director For For Management 16 Re-elect Alan Stewart as Director For For Management 17 Reappoint Deloitte LLP as Auditors For For Management 18 Authorise Board to Fix Remuneration of For For Management Auditors 19 Approve Deferred Bonus Plan For For Management 20 Authorise Issue of Equity For Against Management 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Approve Scrip Dividend For For Management 25 Authorise EU Political Donations and For For Management Expenditure 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Ticker: ALL Security ID: 020002101 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kermit R. Crawford For For Management 1b Elect Director Michael L. Eskew For Against Management 1c Elect Director Margaret M. Keane For For Management 1d Elect Director Siddharth N. "Bobby" For Against Management Mehta 1e Elect Director Jacques P. Perold For For Management 1f Elect Director Andrea Redmond For For Management 1g Elect Director Gregg M. Sherrill For For Management 1h Elect Director Judith A. Sprieser For For Management 1i Elect Director Perry M. Traquina For For Management 1j Elect Director Thomas J. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For Against Management 1b Elect Director Drew G. Faust For For Management 1c Elect Director Mark A. Flaherty For For Management 1d Elect Director Ellen J. Kullman For Against Management 1e Elect Director Lakshmi N. Mittal For For Management 1f Elect Director Adebayo O. Ogunlesi For For Management 1g Elect Director Peter Oppenheimer For For Management 1h Elect Director David M. Solomon For For Management 1i Elect Director Jan E. Tighe For For Management 1j Elect Director David A. Viniar For For Management 1k Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- THE MOSAIC COMPANY Ticker: MOS Security ID: 61945C103 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl K. Beebe For For Management 1b Elect Director Oscar P. Bernardes For For Management 1c Elect Director Nancy E. Cooper For For Management 1d Elect Director Gregory L. Ebel For For Management 1e Elect Director Timothy S. Gitzel For For Management 1f Elect Director Denise C. Johnson For For Management 1g Elect Director Emery N. Koenig For For Management 1h Elect Director William T. Monahan For For Management 1i Elect Director James 'Joc' C. O'Rourke For For Management 1j Elect Director Steven M. Seibert For For Management 1k Elect Director Luciano Siani Pires For For Management 1l Elect Director Kelvin W. Westbrook For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE STARS GROUP INC. Ticker: TSGI Security ID: 85570W100 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Divyesh (Dave) Gadhia For For Management 1.2 Elect Director Rafael (Rafi) Ashkenazi For For Management 1.3 Elect Director Harlan Goodson For For Management 1.4 Elect Director Alfred F. Hurley, Jr. For For Management 1.5 Elect Director David Lazzarato For For Management 1.6 Elect Director Mary Turner For For Management 1.7 Elect Director Eugene Roman For For Management 2 Approve Deloitte LLP Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- TOSHIBA CORP. Ticker: 6502 Security ID: J89752117 Meeting Date: JUN 26, 2019 Meeting Type: Annual Record Date: MAR 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Recognize Validity For For Management of Board Resolutions in Written or Electronic Format 2.1 Elect Director Kurumatani, Nobuaki For For Management 2.2 Elect Director Tsunakawa, Satoshi For For Management 2.3 Elect Director Furuta, Yuki For For Management 2.4 Elect Director Kobayashi, Yoshimitsu For For Management 2.5 Elect Director Ota, Junji For For Management 2.6 Elect Director Kobayashi, Nobuyuki For For Management 2.7 Elect Director Yamauchi, Takashi For For Management 2.8 Elect Director Fujimori, Yoshiaki For For Management 2.9 Elect Director Paul J. Brough For For Management 2.10 Elect Director Ayako Hirota Weissman For For Management 2.11 Elect Director Jerome Thomas Black For For Management 2.12 Elect Director George Raymond Zage III For For Management -------------------------------------------------------------------------------- TOTAL SA Ticker: FP Security ID: F92124100 Meeting Date: MAY 29, 2019 Meeting Type: Annual Record Date: MAY 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.56 per Share 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Approve Auditors' Special Report on For For Management Related-Party Transactions 6 Reelect Maria van der Hoeven as For For Management Director 7 Reelect Jean Lemierre as Director For For Management 8 Elect Lise Croteau as Director For For Management 9 Elect Valerie Della Puppa Tibi as For For Management Representative of Employee Shareholders to the Board A Elect Renata Perycz as Representative Against Against Management of Employee Shareholders to the Board B Elect Oliver Wernecke as Against Against Management Representative of Employee Shareholders to the Board 10 Approve Compensation of Chairman and For For Management CEO 11 Approve Remuneration Policy of For For Management Chairman and CEO -------------------------------------------------------------------------------- TULLOW OIL PLC Ticker: TLW Security ID: G91235104 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: APR 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Michael Daly as Director For For Management 5 Re-elect Steve Lucas as Director For For Management 6 Re-elect Angus McCoss as Director For For Management 7 Re-elect Paul McDade as Director For For Management 8 Elect Dorothy Thompson as Director For For Management 9 Re-elect Jeremy Wilson as Director For For Management 10 Re-elect Les Wood as Director For For Management 11 Reappoint Deloitte LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 16 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- TWENTY-FIRST CENTURY FOX, INC. Ticker: FOXA Security ID: 90130A101 Meeting Date: JUL 27, 2018 Meeting Type: Special Record Date: MAY 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Approve Distribution Agreement For For Management -------------------------------------------------------------------------------- UNILEVER PLC Ticker: ULVR Security ID: G92087165 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: APR 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Nils Andersen as Director For For Management 4 Re-elect Laura Cha as Director For For Management 5 Re-elect Vittorio Colao as Director For For Management 6 Re-elect Dr Marijn Dekkers as Director For For Management 7 Re-elect Dr Judith Hartmann as Director For For Management 8 Re-elect Andrea Jung as Director For For Management 9 Re-elect Mary Ma as Director For For Management 10 Re-elect Strive Masiyiwa as Director For For Management 11 Re-elect Youngme Moon as Director For For Management 12 Re-elect Graeme Pitkethly as Director For For Management 13 Re-elect John Rishton as Director For For Management 14 Re-elect Feike Sijbesma as Director For For Management 15 Elect Alan Jope as Director For For Management 16 Elect Susan Kilsby as Director For Against Management 17 Reappoint KPMG LLP as Auditors For For Management 18 Authorise Board to Fix Remuneration of For For Management Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Issue of Equity For For Management 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Ticker: UPS Security ID: 911312106 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David P. Abney For For Management 1b Elect Director Rodney C. Adkins For Against Management 1c Elect Director Michael J. Burns For For Management 1d Elect Director William R. Johnson For For Management 1e Elect Director Ann M. Livermore For For Management 1f Elect Director Rudy H.P. Markham For For Management 1g Elect Director Franck J. Moison For For Management 1h Elect Director Clark "Sandy" T. Randt, For Against Management Jr. 1i Elect Director Christiana Smith Shi For For Management 1j Elect Director John T. Stankey For For Management 1k Elect Director Carol B. Tome For For Management 1l Elect Director Kevin M. Warsh For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Report on Lobbying Payments and Policy Against Against Shareholder 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation -------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION Ticker: UTX Security ID: 913017109 Meeting Date: APR 29, 2019 Meeting Type: Annual Record Date: FEB 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd J. Austin, III For For Management 1b Elect Director Diane M. Bryant For For Management 1c Elect Director John V. Faraci For For Management 1d Elect Director Jean-Pierre Garnier For Against Management 1e Elect Director Gregory J. Hayes For For Management 1f Elect Director Christopher J. Kearney For For Management 1g Elect Director Ellen J. Kullman For Against Management 1h Elect Director Marshall O. Larsen For Against Management 1i Elect Director Harold W. McGraw, III For For Management 1j Elect Director Margaret L. O'Sullivan For For Management 1k Elect Director Denise L. Ramos For For Management 1l Elect Director Fredric G. Reynolds For Against Management 1m Elect Director Brian C. Rogers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Eliminate Supermajority Vote For For Management Requirement to Approve Certain Business Combinations 5 Ratify The Reduced Ownership Threshold For For Management to Call a Special Meeting -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For Against Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Vittorio Colao For For Management 1.4 Elect Director Melanie L. Healey For Against Management 1.5 Elect Director Clarence Otis, Jr. For Against Management 1.6 Elect Director Daniel H. Schulman For For Management 1.7 Elect Director Rodney E. Slater For For Management 1.8 Elect Director Kathryn A. Tesija For For Management 1.9 Elect Director Hans E. Vestberg For For Management 1.10 Elect Director Gregory G. Weaver For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Above-Market Earnings in Against Against Shareholder Executive Retirement Plans 5 Require Independent Board Chairman Against For Shareholder 6 Report on Online Child Exploitation Against For Shareholder 7 Assess Feasibility of Cyber Security Against For Shareholder and Data Privacy as a Performance Measure for Senior Executive Compensation 8 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- VINCI SA Ticker: DG Security ID: F5879X108 Meeting Date: APR 17, 2019 Meeting Type: Annual/Special Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.67 per Share 4 Reelect Robert Castaigne as Director For For Management 5 Reelect Ana Paula Pessoa as Director For For Management 6 Reelect Pascale Sourisse as Director For For Management 7 Elect Caroline Gregoire Sainte Marie For Against Management as Director 8 Elect Dominique Muller Joly-Pottuz as None For Management Representative of Employee Shareholders to the Board 9 Elect Francoise Roze as Representative None Against Management of Employee Shareholders to the Board 10 Elect Jarmila Matouskova as None Against Management Representative of Employee Shareholders to the Board 11 Elect Jean-Charles Garaffa as None Against Management Representative of Employee Shareholders to the Board 12 Renew Appointment of Deloitte Et For For Management Associes as Auditor 13 Appoint PricewaterhouseCoopers Audit For For Management as Auditor 14 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.6 Million 15 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 16 Approve Remuneration Policy for For For Management Chairman and CEO 17 Approve Compensation of Xavier For For Management Huillard, Chairman and CEO 18 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 19 Authorize Capitalization of Reserves For For Management for Bonus Issue or Increase in Par Value 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million 21 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million 22 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 150 Million 23 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 20-22 24 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 25 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 26 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 27 Amend Article 10 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 28 Amend Article 16 of Bylaws to Comply For For Management with Legal Changes Re: Auditors 29 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- VISTRA ENERGY CORP. Ticker: VST Security ID: 92840M102 Meeting Date: MAY 20, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul M. Barbas For Withhold Management 1.2 Elect Director Cyrus Madon For Withhold Management 1.3 Elect Director Geoffrey D. Strong For Withhold Management 1.4 Elect Director Bruce E. Zimmerman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- VODAFONE GROUP PLC Ticker: VOD Security ID: G93882192 Meeting Date: JUL 27, 2018 Meeting Type: Annual Record Date: JUL 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Michel Demare as Director For For Management 3 Elect Margherita Della Valle as For For Management Director 4 Re-elect Gerard Kleisterlee as Director For For Management 5 Re-elect Vittorio Colao as Director For For Management 6 Re-elect Nick Read as Director For For Management 7 Re-elect Sir Crispin Davis as Director For For Management 8 Re-elect Dame Clara Furse as Director For For Management 9 Re-elect Valerie Gooding as Director For For Management 10 Re-elect Renee James as Director For Against Management 11 Re-elect Samuel Jonah as Director For For Management 12 Re-elect Maria Amparo Moraleda For Against Management Martinez as Director 13 Re-elect David Nish as Director For Against Management 14 Approve Final Dividend For For Management 15 Approve Remuneration Report For For Management 16 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 17 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 18 Authorise Issue of Equity with For Against Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise EU Political Donations and For For Management Expenditure 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 24 Approve Sharesave Plan For For Management 25 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 23, 2019 Meeting Type: Annual Record Date: FEB 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John D. Baker, II For For Management 1b Elect Director Celeste A. Clark For For Management 1c Elect Director Theodore F. Craver, Jr. For For Management 1d Elect Director Elizabeth A. "Betsy" For For Management Duke 1e Elect Director Wayne M. Hewett For For Management 1f Elect Director Donald M. James For For Management 1g Elect Director Maria R. Morris For For Management 1h Elect Director Juan A. Pujadas For For Management 1i Elect Director James H. Quigley For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director C. Allen Parker For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management 5 Report on Incentive-Based Compensation Against For Shareholder and Risks of Material Losses 6 Report on Global Median Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- WESTROCK CO. Ticker: WRK Security ID: 96145D105 Meeting Date: FEB 01, 2019 Meeting Type: Annual Record Date: DEC 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Colleen F. Arnold For For Management 1b Elect Director Timothy J. Bernlohr For Against Management 1c Elect Director J. Powell Brown For For Management 1d Elect Director Michael E. Campbell For For Management 1e Elect Director Terrell K. Crews For For Management 1f Elect Director Russell M. Currey For For Management 1g Elect Director John A. Luke, Jr. For For Management 1h Elect Director Gracia C. Martore For For Management 1i Elect Director James E. Nevels For For Management 1j Elect Director Timothy H. Powers For For Management 1k Elect Director Steven C. Voorhees For For Management 1l Elect Director Bettina M. Whyte For For Management 1m Elect Director Alan D. Wilson For For Management 2 Amend Certificate of Incorporation For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management ==================== Boston Partners Global Long/Short Fund ==================== AIB GROUP PLC Ticker: A5G Security ID: G0R4HJ106 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: APR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Authorise Board to Fix Remuneration of For For Management Auditors 4 Ratify Deloitte as Auditors For For Management 5a Re-elect Tom Foley as Director For For Management 5b Re-elect Peter Hagan as Director For For Management 5c Elect Dr Colin Hunt as Director For For Management 5d Elect Sandy Pritchard as Director For For Management 5e Re-elect Carolan Lennon as Director For For Management 5f Re-elect Brendan McDonagh as Director For For Management 5g Re-elect Helen Normoyle as Director For For Management 5h Re-elect Jim O'Hara as Director For For Management 5i Elect Tomas O'Midheach as Director For For Management 5j Re-elect Richard Pym as Director For For Management 5k Re-elect Catherine Woods as Director For For Management 6 Approve Remuneration Report For For Management 7 Approve Remuneration Policy For For Management 8 Authorise Issue of Equity For For Management 9a Authorise Issue of Equity without For For Management Pre-emptive Rights 9b Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares 11 Determine the Price Range at which For For Management Treasury Shares may be Re-issued Off-Market 12 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 13 Authorise Cancellation of Subscriber For For Management Shares; Amend Memorandum and Articles of Association 14 Amend Articles of Association For For Management -------------------------------------------------------------------------------- AIR LEASE CORP. Ticker: AL Security ID: 00912X302 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew J. Hart For For Management 1b Elect Director Cheryl Gordon Krongard For For Management 1c Elect Director Marshall O. Larsen For Against Management 1d Elect Director Robert A. Milton For For Management 1e Elect Director John L. Plueger For For Management 1f Elect Director Ian M. Saines For For Management 1g Elect Director Ronald D. Sugar For Against Management 1h Elect Director Steven F. Udvar-Hazy For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Ticker: AXP Security ID: 025816109 Meeting Date: MAY 07, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director John J. Brennan For For Management 1c Elect Director Peter Chernin For For Management 1d Elect Director Ralph de la Vega For For Management 1e Elect Director Anne Lauvergeon For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director Theodore J. Leonsis For For Management 1h Elect Director Stephen J. Squeri For For Management 1i Elect Director Daniel L. Vasella For For Management 1j Elect Director Ronald A. Williams For For Management 1k Elect Director Christopher D. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Adjust Executive Compensation Metrics Against Against Shareholder for Share Buybacks 6 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- ANDEAVOR Ticker: ANDV Security ID: 03349M105 Meeting Date: SEP 24, 2018 Meeting Type: Special Record Date: AUG 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ANTHEM, INC. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bahija Jallal For For Management 1.2 Elect Director Elizabeth E. Tallett For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Declassify the Board of Directors None For Shareholder -------------------------------------------------------------------------------- ASAHI GROUP HOLDINGS LTD. Ticker: 2502 Security ID: J02100113 Meeting Date: MAR 26, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 54 2 Amend Articles to Remove All For For Management Provisions on Advisory Positions 3.1 Elect Director Izumiya, Naoki For For Management 3.2 Elect Director Koji, Akiyoshi For For Management 3.3 Elect Director Katsuki, Atsushi For For Management 3.4 Elect Director Kosaka, Tatsuro For For Management 3.5 Elect Director Shingai, Yasushi For For Management 3.6 Elect Director Hemmi, Yutaka For For Management 3.7 Elect Director Taemin Park For For Management 3.8 Elect Director Tanimura, Keizo For For Management 3.9 Elect Director Christina L. Ahmadjian For For Management 4.1 Appoint Statutory Auditor Waseda, For For Management Yumiko 4.2 Appoint Statutory Auditor Okuda, For For Management Yoshihide 5 Approve Compensation Ceiling for For For Management Directors 6 Approve Compensation Ceiling for For For Management Statutory Auditors 7 Approve Trust-Type Equity Compensation For For Management Plan 8 Appoint Shareholder Statutory Auditor Against Against Shareholder Nominee Hashimoto, Kazuo -------------------------------------------------------------------------------- AVAST PLC Ticker: AVST Security ID: G0713S109 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAY 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Elect John Schwarz as Director For For Management 6 Elect Erwin Gunst as Director For For Management 7 Elect Ulf Claesson as Director For For Management 8 Elect Warren Finegold as Director For For Management 9 Elect Belinda Richards as Director For Against Management 10 Elect Vincent Steckler as Director For For Management 11 Elect Philip Marshall as Director For For Management 12 Elect Ondrej Vlcek as Director For For Management 13 Elect Eduard Kucera as Director For For Management 14 Elect Pavel Baudis as Director For For Management 15 Elect Lorne Somerville as Director For For Management 16 Elect Maggie Chan Jones as Director For For Management 17 Elect Tamara Minick-Scokalo as Director For For Management 18 Appoint Ernst & Young LLP as Auditors For For Management 19 Authorise Board to Fix Remuneration of For For Management Auditors 20 Authorise EU Political Donations and For For Management Expenditure 21 Authorise Issue of Equity For Against Management 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- AVIVA PLC Ticker: AV Security ID: G0683Q109 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAY 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Claudia Arney as Director For For Management 5 Re-elect Glyn Barker as Director For For Management 6 Re-elect Andy Briggs as Director For Abstain Management 7 Re-elect Patricia Cross as Director For For Management 8 Re-elect Belen Romana Garcia as For For Management Director 9 Re-elect Michael Mire as Director For For Management 10 Re-elect Sir Adrian Montague as For For Management Director 11 Re-elect Tom Stoddard as Director For For Management 12 Re-elect Maurice Tulloch as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For Against Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Issue of Equity in Relation For For Management to Any Issuance of SII Instruments 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Any Issuance of SII Instruments 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise Market Purchase of 8 3/4 % For For Management Preference Shares 23 Authorise Market Purchase of 8 3/8 % For For Management Preference Shares 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BANK OF IRELAND GROUP PLC Ticker: BIRG Security ID: G0756R109 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAY 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4(a) Elect Evelyn Bourke as Director For For Management 4(b) Elect Ian Buchanan as Director For For Management 4(c) Elect Steve Pateman as Director For For Management 4(d) Re-elect Richard Goulding as Director For For Management 4(e) Re-elect Patrick Haren as Director For For Management 4(f) Re-elect Andrew Keating as Director For For Management 4(g) Re-elect Patrick Kennedy as Director For For Management 4(h) Re-elect Francesca McDonagh as Director For For Management 4(i) Re-elect Fiona Muldoon as Director For For Management 4(j) Re-elect Patrick Mulvihill as Director For For Management 5 Ratify KPMG as Auditors For For Management 6 Authorise Board to Fix Remuneration of For For Management Auditors 7 Authorise Market Purchase of Ordinary For For Management Shares 8 Authorise Issue of Equity For For Management 9 Authorise Issue of Equity without For For Management Preemptive Rights 10 Authorise Issue of Equity in Relation For For Management to Additional Tier 1 Contingent Equity Conversion Notes 11 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Additional Tier 1 Contingent Equity Conversion Notes -------------------------------------------------------------------------------- BANK POLSKA KASA OPIEKI SA Ticker: PEO Security ID: X0R77T117 Meeting Date: JUN 26, 2019 Meeting Type: Annual Record Date: JUN 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Elect Members of Vote Counting For For Management Commission 5 Approve Agenda of Meeting For For Management 6 Receive Management Board Report on None None Management Company's Operations 7 Receive Financial Statements None None Management 8 Receive Management Board Report on None None Management Group's Operations 9 Receive Consolidated Financial None None Management Statements 10 Receive Management Board Proposal on None None Management Treatment of Net Loss From Previous Years 11 Receive Management Board Proposal on None None Management Allocation of Income 12 Receive Supervisory Board Report None None Management 13.1 Approve Management Board Report on For For Management Company's Operations 13.2 Approve Financial Statements For For Management 13.3 Approve Management Board Report on For For Management Group's Operations 13.4 Approve Consolidated Financial For For Management Statements 13.5 Approve Treatment of Net Loss From For For Management Previous Years 13.6 Approve Allocation of Income and For For Management Dividends of PLN 6.60 per Share 13.7 Approve Supervisory Board Report For For Management 13.8a Approve Discharge of Michal Krupinski For For Management (CEO) 13.8b Approve Discharge of Tomasz Kubiak For For Management (Deputy CEO) 13.8c Approve Discharge of Michal Lehmann For For Management (Deputy CEO) 13.8d Approve Discharge of Marek Lusztyn For For Management (Deputy CEO) 13.8e Approve Discharge of Tomasz Styczynski For For Management (Deputy CEO) 13.8f Approve Discharge of Marek Tomczuk For For Management (Deputy CEO) 13.8g Approve Discharge of Magdalena For For Management Zmitrowicz (Deputy CEO) 13.8h Approve Discharge of Andrzej Kopyrski For For Management (Deputy CEO) 13.8i Approve Discharge of Roksana For For Management Ciurysek-Gedir (Deputy CEO) 13.9a Approve Discharge of Pawel Surowka For For Management (Supervisory Board Chairman) 13.9b Approve Discharge of Joanna Blaszczyk For For Management (Supervisory Board Deputy Chairman) 13.9c Approve Discharge of Stanislaw For For Management Kaczoruk (Supervisory Board Deputy Chairman) 13.9d Approve Discharge of Pawel Stopczynski For For Management (Supervisory Board Member) 13.9e Approve Discharge of Grzegorz Janas For For Management (Supervisory Board Member) 13.9f Approve Discharge of Michal Kaszynski For For Management (Supervisory Board Member) 13.9g Approve Discharge of Justyna For For Management Glebikowska-Michalak (Supervisory Board Member) 13.9h Approve Discharge of Sabina For For Management Bigos-Jaworowska (Supervisory Board Member) 13.9i Approve Discharge of Marian Majcher For For Management (Supervisory Board Member) 14 Receive Information on Division of None None Management Centralny Dom Maklerski Pekao SA 15 Division of Centralny Dom Maklerski For For Management Pekao SA and Approve Transfer of Organized Part of Centralny Dom Maklerski Pekao SA to Bank Polska Kasa Opieki SA and Centrum Bankowosci Bezposredniej sp. z o.o. 16 Approve Remuneration Policy For For Management 17 Receive Supervisory Board Report on None None Management Company's Compliance with Corporate Governance Principles for Supervised Institutions 18.1 Amend Statute Re: Corporate Purpose For For Management 18.2 Amend Statute Re: Corporate Purpose For For Management 18.3 Amend Statute For For Management 19.1 Amend Statute None Against Shareholder 19.2 Amend Statute None Against Shareholder 19.3 Amend Statute None Against Shareholder 20 Amend June 21, 2018, AGM Resolution None For Shareholder Re: Approve Terms of Remuneration of Management Board Members 21 Amend June 21, 2018, AGM Resolution None For Shareholder Re: Approve Terms of Remuneration of Supervisory Board Members 22 Close Meeting None None Management -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670702 Meeting Date: MAY 04, 2019 Meeting Type: Annual Record Date: MAR 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffet For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Gregory E. Abel For For Management 1.4 Elect Director Howard G. Buffett For For Management 1.5 Elect Director Stephen B. Burke For For Management 1.6 Elect Director Susan L. Decker For Withhold Management 1.7 Elect Director William H. Gates, III For For Management 1.8 Elect Director David S. Gottesman For For Management 1.9 Elect Director Charlotte Guyman For Withhold Management 1.10 Elect Director Ajit Jain For For Management 1.11 Elect Director Thomas S. Murphy For Withhold Management 1.12 Elect Director Ronald L. Olson For For Management 1.13 Elect Director Walter Scott, Jr. For Withhold Management 1.14 Elect Director Meryl B. Witmer For Withhold Management -------------------------------------------------------------------------------- BIOGEN INC. Ticker: BIIB Security ID: 09062X103 Meeting Date: JUN 19, 2019 Meeting Type: Annual Record Date: APR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John R. Chiminski None None Management *Withdrawn Resolution* 1b Elect Director Alexander J. Denner For For Management 1c Elect Director Caroline D. Dorsa For Against Management 1d Elect Director William A. Hawkins For For Management 1e Elect Director Nancy L. Leaming For For Management 1f Elect Director Jesus B. Mantas For For Management 1g Elect Director Richard C. Mulligan For For Management 1h Elect Director Robert W. Pangia For For Management 1i Elect Director Stelios Papadopoulos For For Management 1j Elect Director Brian S. Posner For For Management 1k Elect Director Eric K. Rowinsky For Against Management 1l Elect Director Lynn Schenk For For Management 1m Elect Director Stephen A. Sherwin For Against Management 1n Elect Director Michel Vounatsos For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CANADIAN NATURAL RESOURCES LIMITED Ticker: CNQ Security ID: 136385101 Meeting Date: MAY 09, 2019 Meeting Type: Annual/Special Record Date: MAR 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Best For Withhold Management 1.2 Elect Director N. Murray Edwards For For Management 1.3 Elect Director Timothy W. Faithfull For For Management 1.4 Elect Director Christopher L. Fong For For Management 1.5 Elect Director Gordon D. Giffin For For Management 1.6 Elect Director Wilfred A. Gobert For For Management 1.7 Elect Director Steve W. Laut For For Management 1.8 Elect Director Tim S. McKay For For Management 1.9 Elect Director Frank J. McKenna For For Management 1.10 Elect Director David A. Tuer For For Management 1.11 Elect Director Annette M. Verschuren For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Re-approve Stock Option Plan For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CAPGEMINI SE Ticker: CAP Security ID: F4973Q101 Meeting Date: MAY 23, 2019 Meeting Type: Annual/Special Record Date: MAY 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.70 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Compensation of Paul Hermelin, For For Management Chairman and CEO 6 Approve Compensation of Thierry For For Management Delaporte, Vice-CEO 7 Approve Compensation of Aiman Ezzat, For For Management Vice-CEO 8 Approve Remuneration Policy of For For Management Chairman and CEO 9 Approve Remuneration Policy of For For Management Vice-CEOs 10 Ratify Appointment of Laura Desmond as For For Management Director 11 Elect Xiaoqun Clever as Director For For Management 12 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 13 Amend Article 12 of Bylaws Re: For For Management Directors Attendance 14 Authorize up to 1 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers 15 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 16 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CEMEX SAB DE CV Ticker: CEMEXCPO Security ID: 151290889 Meeting Date: MAR 28, 2019 Meeting Type: Annual/Special Record Date: FEB 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and Cash For For Management Dividends 3 Set Maximum Amount of Share Repurchase For For Management Reserve; Present Share Repurchase Report 4 Approve Reduction in Share Capital via For For Management Cancellation of Treasury Shares; Approve Reduction in Variable Portion of Capital via Cancellation of Repurchased Shares; Authorize Increase in Variable Portion of Capital via Issuance of Treasury Shares 5 Elect Directors, Chairman and For Against Management Secretary of Board, Members and Chairmen of Audit, Corporate Practices and Finance Committees 6 Approve Remuneration of Directors and For For Management Members of Audit, Corporate Practices and Finance Committees 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions 1 Approve Company's Reorganization Re: For For Management Absorption of Subsidiaries 2 Amend Article 2 Re: Corporate Purpose; For Against Management Amend Article 28; Approve Certification of Company's Bylaws 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CHUBB LIMITED Ticker: CB Security ID: H1467J104 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Allocate Disposable Profit For For Management 2.2 Approve Dividend Distribution From For For Management Legal Reserves Through Capital Contributions Reserve Subaccount 3 Approve Discharge of Board of Directors For For Management 4.1 Ratify PricewaterhouseCoopers AG For For Management (Zurich) as Statutory Auditor 4.2 Ratify PricewaterhouseCoopers LLP For For Management (United States) as Independent Registered Accounting Firm 4.3 Ratify BDO AG (Zurich) as Special For For Management Audit Firm 5.1 Elect Director Evan G. Greenberg For For Management 5.2 Elect Director Robert M. Hernandez For For Management 5.3 Elect Director Michael G. Atieh For For Management 5.4 Elect Director Sheila P. Burke For For Management 5.5 Elect Director James I. Cash For For Management 5.6 Elect Director Mary Cirillo For For Management 5.7 Elect Director Michael P. Connors For For Management 5.8 Elect Director John A. Edwardson For For Management 5.9 Elect Director Kimberly A. Ross For For Management 5.10 Elect Director Robert W. Scully For Against Management 5.11 Elect Director Eugene B. Shanks, Jr. For For Management 5.12 Elect Director Theodore E. Shasta For For Management 5.13 Elect Director David H. Sidwell For For Management 5.14 Elect Director Olivier Steimer For For Management 6 Elect Evan G. Greenberg as Board For Against Management Chairman 7.1 Elect Michael P. Connors as Member of For For Management the Compensation Committee 7.2 Elect Mary Cirillo as Member of the For For Management Compensation Committee 7.3 Elect John A. Edwardson as Member of For For Management the Compensation Committee 7.4 Elect Robert M. Hernandez as Member of For For Management the Compensation Committee 8 Designate Homburger AG as Independent For For Management Proxy 9.1 Approve the Maximum Aggregate For For Management Remuneration of Directors 9.2 Approve Remuneration of Executive For For Management Management in the Amount of USD 43 Million for Fiscal 2020 10 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 11 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- CIGNA CORP. Ticker: CI Security ID: 125509109 Meeting Date: AUG 24, 2018 Meeting Type: Special Record Date: JUL 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CIGNA CORPORATION Ticker: CI Security ID: 125523100 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: FEB 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Cordani For For Management 1.2 Elect Director William J. DeLaney For For Management 1.3 Elect Director Eric J. Foss For For Management 1.4 Elect Director Elder Granger For For Management 1.5 Elect Director Isaiah Harris, Jr. For For Management 1.6 Elect Director Roman Martinez, IV For For Management 1.7 Elect Director Kathleen M. Mazzarella For For Management 1.8 Elect Director Mark B. McClellan For For Management 1.9 Elect Director John M. Partridge For For Management 1.10 Elect Director William L. Roper For For Management 1.11 Elect Director Eric C. Wiseman For For Management 1.12 Elect Director Donna F. Zarcone For For Management 1.13 Elect Director William D. Zollars For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Cyber Risk *Withdrawn None None Shareholder Resolution* 6 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- CINEWORLD GROUP PLC Ticker: CINE Security ID: G219AH100 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAY 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Anthony Bloom as Director For For Management 5 Re-elect Alicja Kornasiewicz as For For Management Director 6 Re-elect Nisan Cohen as Director For For Management 7 Re-elect Israel Greidinger as Director For For Management 8 Re-elect Moshe Greidinger as Director For For Management 9 Elect Renana Teperberg as Director For For Management 10 Elect Camela Galano as Director For For Management 11 Re-elect Dean Moore as Director For For Management 12 Re-elect Scott Rosenblum as Director For For Management 13 Re-elect Arni Samuelsson as Director For For Management 14 Re-elect Eric Senat as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Authorise Issue of Equity For Against Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 12, 2018 Meeting Type: Annual Record Date: OCT 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For Against Management 1b Elect Director Michael D. Capellas For For Management 1c Elect Director Mark Garrett For For Management 1d Elect Director Kristina M. Johnson For For Management 1e Elect Director Roderick C. McGeary For For Management 1f Elect Director Charles H. Robbins For For Management 1g Elect Director Arun Sarin For For Management 1h Elect Director Brenton L. Saunders For For Management 1i Elect Director Steven M. West For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Require Independent Board Chairman Against For Shareholder 6 Adjust Executive Compensation Metrics Against Against Shareholder for Share Buybacks -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 16, 2019 Meeting Type: Annual Record Date: FEB 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Corbat For For Management 1b Elect Director Ellen M. Costello For For Management 1c Elect Director Barbara J. Desoer For For Management 1d Elect Director John C. Dugan For For Management 1e Elect Director Duncan P. Hennes For For Management 1f Elect Director Peter B. Henry For For Management 1g Elect Director S. Leslie Ireland For For Management 1h Elect Director Lew W. (Jay) Jacobs, IV For For Management 1i Elect Director Renee J. James For Against Management 1j Elect Director Eugene M. McQuade For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For Against Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Prohibit Accelerated Vesting of Awards Against For Shareholder to Pursue Government Service 7 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CK HUTCHISON HOLDINGS LIMITED Ticker: 1 Security ID: G21765105 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAY 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Li Tzar Kuoi, Victor as Director For Against Management 3b Elect Frank John Sixt as Director For Against Management 3c Elect Chow Woo Mo Fong, Susan as For For Management Director 3d Elect George Colin Magnus as Director For Against Management 3e Elect Michael David Kadoorie as For For Management Director 3f Elect Lee Wai Mun, Rose as Director For For Management 3g Elect William Shurniak as Director For For Management 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Board to Fix Remuneration of For For Management Directors 6.1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6.2 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- COCA-COLA EUROPEAN PARTNERS PLC Ticker: CCEP Security ID: G25839104 Meeting Date: MAY 29, 2019 Meeting Type: Annual Record Date: MAY 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Nathalie Gaveau as Director For For Management 4 Elect Dagmar Kollmann as Director For For Management 5 Elect Lord Mark Price as Director For For Management 6 Re-elect Jose Ignacio Comenge For Against Management Sanchez-Real as Director 7 Re-elect Francisco Crespo Benitez as For For Management Director 8 Re-elect Irial Finan as Director For Against Management 9 Re-elect Damian Gammell as Director For For Management 10 Re-elect Alvaro Gomez-Trenor Aguilar For For Management as Director 11 Re-elect Alfonso Libano Daurella as For For Management Director 12 Re-elect Mario Rotllant Sola as For Against Management Director 13 Reappoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For Against Management 17 Approve Waiver on Tender-Bid For For Management Requirement 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise Off-Market Purchase of For For Management Ordinary Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 22 Adopt New Articles of Association For Against Management -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: APR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Sheldon M. Bonovitz For For Management 1.4 Elect Director Edward D. Breen For For Management 1.5 Elect Director Gerald L. Hassell For For Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For Withhold Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For For Management 1.10 Elect Director Brian L. Roberts For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Approve Nonqualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Require Independent Board Chairman Against For Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN SCA Ticker: ML Security ID: F61824144 Meeting Date: MAY 17, 2019 Meeting Type: Annual/Special Record Date: MAY 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of EUR 3.70 per Share 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Compensation of Jean-Dominique For For Management Senard, Chairman of the General Managment 7 Approve Compensation of Florent For For Management Menegaux, Managing General Partner 8 Approve Compensation of Yves Chapot, For For Management Non-Partner General Manager 9 Approve Compensation of Michel For For Management Rollier, Chairman of the Supervisory Board Member 10 Elect Barbara Dalibard as Supervisory For For Management Board Member 11 Elect Aruna Jayanthi as Supervisory For For Management Board Member 12 Approve Remuneration of Supervisory For For Management Board Members in the Aggregate Amount of EUR 770,000 13 Authorize up to 0.7 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Reserved Employees, Executive Officers Excluded 14 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 15 Amend Article 10 of Bylaws Re: Bond For For Management Issuance 16 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CRH PLC Ticker: CRH Security ID: G25508105 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: APR 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Approve Increase in the Limit of the For For Management Aggregate Fees for Non-executive Directors 6a Re-elect Richard Boucher as Director For Against Management 6b Re-elect Nicky Hartery as Director For For Management 6c Re-elect Patrick Kennedy as Director For For Management 6d Re-elect Heather McSharry as Director For For Management 6e Re-elect Albert Manifold as Director For For Management 6f Re-elect Senan Murphy as Director For For Management 6g Re-elect Gillian Platt as Director For For Management 6h Elect Mary Rhinehart as Director For For Management 6i Re-elect Lucinda Riches as Director For For Management 6j Re-elect Henk Rottinghuis as Director For For Management 6k Elect Siobhan Talbot as Director For For Management 6l Re-elect William Teuber Jr. as Director For For Management 7 Authorise Board to Fix Remuneration of For For Management Auditors 8 Reappoint Ernst & Young as Auditors For For Management 9 Authorise Issue of Equity For For Management 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Authorise Reissuance of Treasury Shares For For Management 14 Approve Scrip Dividend For For Management -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director Mark T. Bertolini For For Management 1c Elect Director Richard M. Bracken For For Management 1d Elect Director C. David Brown, II For For Management 1e Elect Director Alecia A. DeCoudreaux For For Management 1f Elect Director Nancy-Ann M. DeParle For For Management 1g Elect Director David W. Dorman For For Management 1h Elect Director Roger N. Farah For Against Management 1i Elect Director Anne M. Finucane For For Management 1j Elect Director Edward J. Ludwig For For Management 1k Elect Director Larry J. Merlo For For Management 1l Elect Director Jean-Pierre Millon For For Management 1m Elect Director Mary L. Schapiro For For Management 1n Elect Director Richard J. Swift For For Management 1o Elect Director William C. Weldon For For Management 1p Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Prohibit Adjusting Compensation Against Against Shareholder Metrics for Legal or Compliance Costs -------------------------------------------------------------------------------- DANONE SA Ticker: BN Security ID: F12033134 Meeting Date: APR 25, 2019 Meeting Type: Annual/Special Record Date: APR 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.94 per Share 4 Reelect Franck Riboud as Director For For Management 5 Reelect Emmanuel Faber as Director For Against Management 6 Reelect Clara Gaymard as Director For Against Management 7 Approve Auditors' Special Report on For Against Management Related-Party Transactions 8 Approve Compensation of Emmanuel For For Management Faber, Chairman and CEO 9 Approve Remuneration Policy of For For Management Executive Corporate Officers 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million 12 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights with Binding Priority Right up to Aggregate Nominal Amount of EUR 17 Million 13 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 14 Authorize Capital Increase of Up to For For Management EUR 17 Million for Future Exchange Offers 15 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 16 Authorize Capitalization of Reserves For For Management of Up to EUR 42 Million for Bonus Issue or Increase in Par Value 17 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 18 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 19 Authorize up to 0.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 20 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- DIAMONDBACK ENERGY, INC. Ticker: FANG Security ID: 25278X109 Meeting Date: JUN 06, 2019 Meeting Type: Annual Record Date: APR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven E. West For For Management 1.2 Elect Director Travis D. Stice For For Management 1.3 Elect Director Michael L. Hollis For For Management 1.4 Elect Director Michael P. Cross For For Management 1.5 Elect Director David L. Houston For For Management 1.6 Elect Director Mark L. Plaumann For For Management 1.7 Elect Director Melanie M. Trent For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- DOVER CORPORATION Ticker: DOV Security ID: 260003108 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. John Gilbertson, Jr. For For Management 1b Elect Director Kristiane C. Graham For For Management 1c Elect Director Michael F. Johnston For For Management 1d Elect Director Eric A. Spiegel For For Management 1e Elect Director Richard J. Tobin For For Management 1f Elect Director Stephen M. Todd For For Management 1g Elect Director Stephen K. Wagner For For Management 1h Elect Director Keith E. Wandell For For Management 1i Elect Director Mary A. Winston For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement for Amendments to Article 15 5 Eliminate Supermajority Vote For For Management Requirement for Amendments to Article 16 -------------------------------------------------------------------------------- DOWDUPONT INC. Ticker: DWDP Security ID: 26078J100 Meeting Date: MAY 23, 2019 Meeting Type: Special Record Date: MAY 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- DUPONT DE NEMOURS, INC. Ticker: DD Security ID: 26078J100 Meeting Date: JUN 25, 2019 Meeting Type: Annual Record Date: APR 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward D. Breen For For Management 1b Elect Director Ruby R. Chandy For For Management 1c Elect Director Franklin K. Clyburn, Jr. For For Management 1d Elect Director Terrence R. Curtin For For Management 1e Elect Director Alexander M. Cutler For For Management 1f Elect Director C. Marc Doyle For For Management 1g Elect Director Eleuthere I. du Pont For For Management 1h Elect Director Rajiv L. Gupta For For Management 1i Elect Director Luther C. Kissam For For Management 1j Elect Director Frederick M. Lowery For For Management 1k Elect Director Raymond J. Milchovich For For Management 1l Elect Director Steven M. Sterin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Pay Disparity Against Against Shareholder 6 Report on Public Health Risks of Against Against Shareholder Petrochemical Operations in Flood Prone Areas 7 Report on Efforts to Reduce Plastic Against Against Shareholder Pellet Pollution -------------------------------------------------------------------------------- DXC TECHNOLOGY COMPANY Ticker: DXC Security ID: 23355L106 Meeting Date: AUG 15, 2018 Meeting Type: Annual Record Date: JUN 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mukesh Aghi For For Management 1b Elect Director Amy E. Alving For For Management 1c Elect Director David L. Herzog For Against Management 1d Elect Director Sachin Lawande For For Management 1e Elect Director J. Michael Lawrie For For Management 1f Elect Director Mary L. Krakauer For For Management 1g Elect Director Julio A. Portalatin For For Management 1h Elect Director Peter Rutland For For Management 1i Elect Director Manoj P. Singh For For Management 1j Elect Director Robert F. Woods For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EATON CORPORATION PLC Ticker: ETN Security ID: G29183103 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: FEB 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig Arnold For For Management 1b Elect Director Todd M. Bluedorn For For Management 1c Elect Director Christopher M. Connor For For Management 1d Elect Director Michael J. Critelli For For Management 1e Elect Director Richard H. Fearon For For Management 1f Elect Director Arthur E. Johnson For For Management 1g Elect Director Olivier Leonetti For For Management 1h Elect Director Deborah L. McCoy For For Management 1i Elect Director Gregory R. Page For For Management 1j Elect Director Sandra Pianalto For Against Management 1k Elect Director Gerald B. Smith For For Management 1l Elect Director Dorothy C. Thompson For For Management 2 Approve Ernst & Young LLP as Auditor For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize Issue of Equity with For For Management Pre-emptive Rights 5 Authorize Issue of Equity without For Against Management Pre-emptive Rights 6 Authorize Share Repurchase of Issued For For Management Share Capital -------------------------------------------------------------------------------- EVEREST RE GROUP, LTD. Ticker: RE Security ID: G3223R108 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dominic J. Addesso For For Management 1.2 Elect Director John J. Amore For For Management 1.3 Elect Director William F. Galtney, Jr. For For Management 1.4 Elect Director John A. Graf For For Management 1.5 Elect Director Gerri Losquadro For For Management 1.6 Elect Director Roger M. Singer For For Management 1.7 Elect Director Joseph V. Taranto For For Management 1.8 Elect Director John A. Weber For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FLEX LTD. Ticker: FLEX Security ID: Y2573F102 Meeting Date: AUG 16, 2018 Meeting Type: Annual Record Date: JUN 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Lay Koon Tan For For Management 2 Elect Director Jennifer Li For For Management 3 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Shares without For Against Management Preemptive Rights 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- FMC CORPORATION Ticker: FMC Security ID: 302491303 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: MAR 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre Brondeau For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director G. Peter D'Aloia For For Management 1d Elect Director C. Scott Greer For For Management 1e Elect Director K'Lynne Johnson For For Management 1f Elect Director Dirk A. Kempthorne For For Management 1g Elect Director Paul J. Norris For For Management 1h Elect Director Margareth Ovrum For For Management 1i Elect Director Robert C. Pallash For For Management 1j Elect Director William H. Powell For For Management 1k Elect Director Vincent R. Volpe, Jr. For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirements to Remove Directors -------------------------------------------------------------------------------- FUJI ELECTRIC CO., LTD. Ticker: 6504 Security ID: J14112106 Meeting Date: JUN 25, 2019 Meeting Type: Annual Record Date: MAR 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kitazawa, Michihiro For For Management 1.2 Elect Director Sugai, Kenzo For For Management 1.3 Elect Director Abe, Michio For For Management 1.4 Elect Director Tomotaka, Masatsugu For For Management 1.5 Elect Director Arai, Junichi For For Management 1.6 Elect Director Tamba, Toshihito For For Management 1.7 Elect Director Tachikawa, Naomi For For Management 1.8 Elect Director Hayashi, Yoshitsugu For For Management -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Ticker: GSK Security ID: G3910J112 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAY 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Iain Mackay as Director For For Management 4 Re-elect Philip Hampton as Director For For Management 5 Re-elect Emma Walmsley as Director For For Management 6 Re-elect Vindi Banga as Director For For Management 7 Re-elect Dr Hal Barron as Director For For Management 8 Re-elect Dr Vivienne Cox as Director For For Management 9 Re-elect Lynn Elsenhans as Director For For Management 10 Re-elect Dr Laurie Glimcher as Director For For Management 11 Re-elect Dr Jesse Goodman as Director For For Management 12 Re-elect Judy Lewent as Director For For Management 13 Re-elect Urs Rohner as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit & Risk Committee For For Management to Fix Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Approve the Exemption from Statement For For Management of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Ticker: GSK Security ID: G3910J112 Meeting Date: MAY 08, 2019 Meeting Type: Special Record Date: MAY 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consumer Healthcare Joint For For Management Venture with Pfizer Inc. -------------------------------------------------------------------------------- GLENCORE PLC Ticker: GLEN Security ID: G39420107 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAY 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Reduction of the Company's For For Management Capital Contribution Reserves 3 Re-elect Anthony Hayward as Director For For Management 4 Re-elect Ivan Glasenberg as Director For For Management 5 Re-elect Peter Coates as Director For For Management 6 Re-elect Leonhard Fischer as Director For For Management 7 Re-elect Martin Gilbert as Director For For Management 8 Re-elect John Mack as Director For For Management 9 Re-elect Gill Marcus as Director For For Management 10 Re-elect Patrice Merrin as Director For For Management 11 Approve Remuneration Report For For Management 12 Reappoint Deloitte LLP as Auditors For For Management 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- GRAFTECH INTERNATIONAL LTD. Ticker: EAF Security ID: 384313508 Meeting Date: APR 29, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Denis A. Turcotte For Against Management 1.2 Elect Director Michel J. Dumas For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- GRAPHIC PACKAGING HOLDING COMPANY Ticker: GPK Security ID: 388689101 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Laurie Brlas For For Management 1.2 Elect Director David D. Campbell For For Management 1.3 Elect Director Robert A. Hagemann For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HASEKO CORP. Ticker: 1808 Security ID: J18984153 Meeting Date: JUN 27, 2019 Meeting Type: Annual Record Date: MAR 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 70 2 Amend Articles to Reduce Directors' For For Management Term 3.1 Elect Director Oguri, Ikuo For For Management 3.2 Elect Director Tsuji, Noriaki For For Management 3.3 Elect Director Muratsuka, Shosuke For For Management 3.4 Elect Director Ikegami, Kazuo For For Management 3.5 Elect Director Tani, Junichi For For Management 3.6 Elect Director Tani, Nobuhiro For For Management 3.7 Elect Director Murakawa, Toshiyuki For For Management 3.8 Elect Director Naraoka, Shoji For For Management 3.9 Elect Director Amano, Kohei For For Management 3.10 Elect Director Takahashi, Osamu For For Management 3.11 Elect Director Ichimura, Kazuhiko For For Management 3.12 Elect Director Kogami, Tadashi For For Management 3.13 Elect Director Nagasaki, Mami For For Management 4 Appoint Statutory Auditor Chikayama, For For Management Takahisa -------------------------------------------------------------------------------- HP INC. Ticker: HPQ Security ID: 40434L105 Meeting Date: APR 23, 2019 Meeting Type: Annual Record Date: FEB 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Aida M. Alvarez For For Management 1b Elect Director Shumeet Banerji For For Management 1c Elect Director Robert R. Bennett For For Management 1d Elect Director Charles "Chip" V. Bergh For For Management 1e Elect Director Stacy Brown-Philpot For For Management 1f Elect Director Stephanie A. Burns For For Management 1g Elect Director Mary Anne Citrino For Against Management 1h Elect Director Yoky Matsuoka For For Management 1i Elect Director Stacey Mobley For For Management 1j Elect Director Subra Suresh For For Management 1k Elect Director Dion J. Weisler For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- HUNTING PLC Ticker: HTG Security ID: G46648104 Meeting Date: APR 17, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Carol Chesney as Director For For Management 5 Elect Keith Lough as Director For For Management 6 Re-elect Annell Bay as Director For For Management 7 Re-elect John Glick as Director For For Management 8 Re-elect Richard Hunting as Director For For Management 9 Re-elect Jim Johnson as Director For For Management 10 Re-elect Peter Rose as Director For For Management 11 Appoint Deloitte LLP as Auditors and For For Management Authorise Their Remuneration 12 Authorise Issue of Equity For Against Management 13 Authorise Issue of Equity without For For Management Pre-emptive Rights 14 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 15 Authorise Market Purchase of Ordinary For For Management Shares 16 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- IMPERIAL BRANDS PLC Ticker: IMB Security ID: G4720C107 Meeting Date: FEB 06, 2019 Meeting Type: Annual Record Date: FEB 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Susan Clark as Director For Against Management 5 Re-elect Alison Cooper as Director For For Management 6 Re-elect Therese Esperdy as Director For For Management 7 Re-elect Simon Langelier as Director For For Management 8 Re-elect Matthew Phillips as Director For For Management 9 Re-elect Steven Stanbrook as Director For For Management 10 Re-elect Oliver Tant as Director For For Management 11 Re-elect Mark Williamson as Director For For Management 12 Re-elect Karen Witts as Director For For Management 13 Re-elect Malcolm Wyman as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- INCHCAPE PLC Ticker: INCH Security ID: G47320208 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAY 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Stefan Bomhard as Director For For Management 5 Re-elect Jerry Buhlmann as Director For For Management 6 Re-elect Rachel Empey as Director For For Management 7 Re-elect Richard Howes as Director For For Management 8 Elect Jane Kingston as Director For For Management 9 Re-elect John Langston as Director For For Management 10 Re-elect Colin McConville as Director For Against Management 11 Re-elect Nigel Stein as Director For For Management 12 Re-elect Till Vestring as Director For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ING GROEP NV Ticker: INGA Security ID: N4578E595 Meeting Date: APR 23, 2019 Meeting Type: Annual Record Date: MAR 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Announcements on Sustainability None None Management 2.c Receive Report of Supervisory Board None None Management (Non-Voting) 2.d Discuss Remuneration Report None None Management 2.e Adopt Financial Statements and For For Management Statutory Reports 3.a Receive Explanation on Profit None None Management Retention and Distribution Policy 3.b Approve Dividends of EUR 0.68 Per Share For For Management 4.a Approve Discharge of Management Board For Against Management 4.b Approve Discharge of Supervisory Board For Against Management 5 Ratify KPMG as Auditors For For Management 6 Elect Tanate Phutrakul to Executive For For Management Board 7.a Reelect Mariana Gheorghe to For For Management Supervisory Board 7.b Elect Mike Rees to Supervisory Board For For Management 7.c Elect Herna Verhagen to Supervisory For For Management Board 8.a Grant Board Authority to Issue Shares For For Management 8.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: FEB 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Mark B. McClellan For For Management 1h Elect Director Anne M. Mulcahy For Against Management 1i Elect Director William D. Perez For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Clawback Disclosure of Recoupment Against For Shareholder Activity from Senior Officers 5 Report on Integrating Risks Related to Against Against Shareholder Drug Pricing into Senior Executive Compensation -------------------------------------------------------------------------------- KAR AUCTION SERVICES, INC. Ticker: KAR Security ID: 48238T109 Meeting Date: JUN 04, 2019 Meeting Type: Annual Record Date: APR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donna R. Ecton For For Management 1b Elect Director James P. "Jim" Hallett For For Management 1c Elect Director Mark E. Hill For For Management 1d Elect Director J. Mark Howell For For Management 1e Elect Director Stefan Jacoby For For Management 1f Elect Director Lynn Jolliffe For For Management 1g Elect Director Michael T. Kestner For For Management 1h Elect Director John P. Larson For For Management 1i Elect Director Stephen E. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KERING SA Ticker: KER Security ID: F5433L103 Meeting Date: APR 24, 2019 Meeting Type: Annual/Special Record Date: APR 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 10.50 per Share 4 Ratify Appointment of Ginevra Elkann For For Management as Director 5 Ratify Appointment of Financiere For For Management Pinault as Director 6 Approve Compensation of Francois-Henri For Against Management Pinault, Chairman and CEO 7 Approve Compensation of Jean-Francois For Against Management Palus, Vice-CEO 8 Approve Remuneration Policy for For For Management Francois-Henri Pinault, Chairman and CEO 9 Approve Remuneration Policy for For For Management Jean-Francois Palus, Vice-CEO 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 12 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million 13 Authorize Capitalization of Reserves For For Management of Up to EUR 200 Million for Bonus Issue or Increase in Par Value 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million 15 Approve Issuance of Equity or For For Management Equity-Linked Securities Reserved for Qualified Investors or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 50 Million 16 Authorize Board to Set Issue Price for For For Management 5 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 14 and 15 17 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 12, 14 and 15 18 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 19 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 20 Amend Article 7 of Bylaws Re: For Against Management Shareholding Disclosure Thresholds 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- KEYCORP Ticker: KEY Security ID: 493267108 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce D. Broussard For For Management 1.2 Elect Director Charles P. Cooley For For Management 1.3 Elect Director Gary M. Crosby For For Management 1.4 Elect Director Alexander M. Cutler For For Management 1.5 Elect Director H. James Dallas For For Management 1.6 Elect Director Elizabeth R. Gile For For Management 1.7 Elect Director Ruth Ann M. Gillis For For Management 1.8 Elect Director William G. Gisel, Jr. For For Management 1.9 Elect Director Carlton L. Highsmith For For Management 1.10 Elect Director Richard J. Hipple For For Management 1.11 Elect Director Kristen L. Manos For For Management 1.12 Elect Director Beth E. Mooney For For Management 1.13 Elect Director Barbara R. Snyder For For Management 1.14 Elect Director David K. Wilson For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Increase Authorized Common Stock For For Management 6 Permit Board to Amend Bylaws Without For For Management Shareholder Consent -------------------------------------------------------------------------------- KT CORP. Ticker: 030200 Security ID: 48268K101 Meeting Date: MAR 29, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim In-hoe as Inside Director For For Management 3.2 Elect Lee Dong-myeon as Inside Director For For Management 3.3 Elect Seong Tae-yoon as Outside For For Management Director 3.4 Elect Yoo Hui-yeol as Outside Director For For Management 4.1 Elect Kim Dae-yoo as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LABORATORY CORPORATION OF AMERICA HOLDINGS Ticker: LH Security ID: 50540R409 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kerrii B. Anderson For Against Management 1b Elect Director Jean-Luc Belingard For Against Management 1c Elect Director D. Gary Gilliland For For Management 1d Elect Director David P. King For For Management 1e Elect Director Garheng Kong For Against Management 1f Elect Director Peter M. Neupert For For Management 1g Elect Director Richelle P. Parham For For Management 1h Elect Director Adam H. Schechter For For Management 1i Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- LEAR CORPORATION Ticker: LEA Security ID: 521865204 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas P. Capo For For Management 1b Elect Director Mei-Wei Cheng For For Management 1c Elect Director Jonathan F. Foster For Against Management 1d Elect Director Mary Lou Jepsen For For Management 1e Elect Director Kathleen A. Ligocki For For Management 1f Elect Director Conrad L. Mallett, Jr. For For Management 1g Elect Director Raymond E. Scott For For Management 1h Elect Director Gregory C. Smith For For Management 1i Elect Director Henry D.G. Wallace For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- LG UPLUS CORP. Ticker: 032640 Security ID: Y5293P102 Meeting Date: AUG 29, 2018 Meeting Type: Special Record Date: AUG 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ha Hyeon-hoe as Inside Director For For Management 1.2 Elect Kwon Young-su as Non-independent For For Management Non-executive Director -------------------------------------------------------------------------------- LIVENT CORPORATION Ticker: LTHM Security ID: 53814L108 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael F. Barry For For Management 1b Elect Director Steven T. Merkt For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LLOYDS BANKING GROUP PLC Ticker: LLOY Security ID: G5533W248 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAY 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Amanda Mackenzie as Director For For Management 3 Re-elect Lord Blackwell as Director For For Management 4 Re-elect Juan Colombas as Director For For Management 5 Re-elect George Culmer as Director For For Management 6 Re-elect Alan Dickinson as Director For For Management 7 Re-elect Anita Frew as Director For For Management 8 Re-elect Simon Henry as Director For For Management 9 Re-elect Antonio Horta-Osorio as For For Management Director 10 Re-elect Lord Lupton as Director For For Management 11 Re-elect Nick Prettejohn as Director For For Management 12 Re-elect Stuart Sinclair as Director For For Management 13 Re-elect Sara Weller as Director For For Management 14 Approve Remuneration Report For For Management 15 Approve Final Dividend For For Management 16 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 17 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 18 Authorise EU Political Donations and For For Management Expenditure 19 Authorise Issue of Equity For Against Management 20 Authorise Issue of Equity in Relation For For Management to the Issue of Regulatory Capital Convertible Instruments 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Issue of Equity without For For Management Pre-Emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise Market Purchase of For For Management Preference Shares 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Ticker: LOW Security ID: 548661107 Meeting Date: MAY 31, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raul Alvarez For For Management 1.2 Elect Director David H. Batchelder For For Management 1.3 Elect Director Angela F. Braly For Withhold Management 1.4 Elect Director Sandra B. Cochran For For Management 1.5 Elect Director Laurie Z. Douglas For For Management 1.6 Elect Director Richard W. Dreiling For Withhold Management 1.7 Elect Director Marvin R. Ellison For For Management 1.8 Elect Director James H. Morgan For For Management 1.9 Elect Director Brian C. Rogers For For Management 1.10 Elect Director Bertram L. Scott For For Management 1.11 Elect Director Lisa W. Wardell For For Management 1.12 Elect Director Eric C. Wiseman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- MARVELL TECHNOLOGY GROUP LTD. Ticker: MRVL Security ID: G5876H105 Meeting Date: JUN 28, 2019 Meeting Type: Annual Record Date: MAY 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tudor Brown For For Management 1.2 Elect Director Brad Buss For For Management 1.3 Elect Director Edward H. Frank For For Management 1.4 Elect Director Richard S. Hill For Against Management 1.5 Elect Director Oleg Khaykin For For Management 1.6 Elect Director Bethany Mayer For For Management 1.7 Elect Director Donna Morris For For Management 1.8 Elect Director Matthew J. Murphy For For Management 1.9 Elect Director Michael Strachan For For Management 1.10 Elect Director Robert E. Switz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MASCO CORPORATION Ticker: MAS Security ID: 574599106 Meeting Date: MAY 10, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marie A. Ffolkes For For Management 1b Elect Director Donald R. Parfet For Against Management 1c Elect Director Lisa A. Payne For For Management 1d Elect Director Reginald M. Turner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MATSUMOTOKIYOSHI HOLDINGS CO., LTD. Ticker: 3088 Security ID: J41208109 Meeting Date: JUN 27, 2019 Meeting Type: Annual Record Date: MAR 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Matsumoto, Namio For For Management 2.2 Elect Director Matsumoto, Kiyo For For Management 2.3 Elect Director Matsumoto, Takashi For For Management 2.4 Elect Director Ota, Takao For For Management 2.5 Elect Director Obe, Shingo For For Management 2.6 Elect Director Ishibashi, Akio For For Management 2.7 Elect Director Matsushita, Isao For For Management 2.8 Elect Director Omura, Hiro For For Management 2.9 Elect Director Kimura, Keiji For Against Management 3 Appoint Statutory Auditor Honta, Hisao For For Management 4 Appoint Alternate Statutory Auditor For For Management Seno, Yoshiaki 5 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- MCKESSON CORPORATION Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 25, 2018 Meeting Type: Annual Record Date: MAY 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director N. Anthony Coles For For Management 1b Elect Director John H. Hammergren For For Management 1c Elect Director M. Christine Jacobs For For Management 1d Elect Director Donald R. Knauss For For Management 1e Elect Director Marie L. Knowles For For Management 1f Elect Director Bradley E. Lerman For For Management 1g Elect Director Edward A. Mueller For For Management 1h Elect Director Susan R. Salka For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Pro-rata Vesting of Equity Awards Against For Shareholder 6 Use GAAP for Executive Compensation Against Against Shareholder Metrics 7 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- MICROSOFT CORP. Ticker: MSFT Security ID: 594918104 Meeting Date: NOV 28, 2018 Meeting Type: Annual Record Date: SEP 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Charles H. Noski For For Management 1.7 Elect Director Helmut Panke For For Management 1.8 Elect Director Sandra E. Peterson For For Management 1.9 Elect Director Penny S. Pritzker For For Management 1.10 Elect Director Charles W. Scharf For For Management 1.11 Elect Director Arne M. Sorenson For For Management 1.12 Elect Director John W. Stanton For For Management 1.13 Elect Director John W. Thompson For For Management 1.14 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MOLSON COORS BREWING COMPANY Ticker: TAP Security ID: 60871R209 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger G. Eaton For Withhold Management 1.2 Elect Director Charles M. Herington For Withhold Management 1.3 Elect Director H. Sanford Riley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NETAPP, INC. Ticker: NTAP Security ID: 64110D104 Meeting Date: SEP 13, 2018 Meeting Type: Annual Record Date: JUL 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director T. Michael Nevens For Against Management 1b Elect Director Gerald Held For For Management 1c Elect Director Kathryn M. Hill For For Management 1d Elect Director Deborah L. Kerr For For Management 1e Elect Director George Kurian For For Management 1f Elect Director Scott F. Schenkel For For Management 1g Elect Director George T. Shaheen For Against Management 1h Elect Director Richard P. Wallace For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors 6 Ratify Existing Ownership Threshold For Against Management for Shareholders to Call Special Meeting -------------------------------------------------------------------------------- NIPPON TELEGRAPH & TELEPHONE CORP. Ticker: 9432 Security ID: J59396101 Meeting Date: JUN 25, 2019 Meeting Type: Annual Record Date: MAR 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 95 2.1 Elect Director Oka, Atsuko For For Management 2.2 Elect Director Sakamura, Ken For For Management 2.3 Elect Director Takegawa, Keiko For For Management 3.1 Appoint Statutory Auditor Ide, Akiko For For Management 3.2 Appoint Statutory Auditor Maezawa, For For Management Takao 3.3 Appoint Statutory Auditor Iida, Takashi For For Management 3.4 Appoint Statutory Auditor Kanda, Hideki For For Management 3.5 Appoint Statutory Auditor Kashima, For For Management Kaoru 4 Remove Existing Director Shimada, Akira Against Against Shareholder -------------------------------------------------------------------------------- NOMAD FOODS LIMITED Ticker: NOMD Security ID: G6564A105 Meeting Date: JUN 19, 2019 Meeting Type: Annual Record Date: MAY 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin Ellis Franklin For For Management 1.2 Elect Director Noam Gottesman For For Management 1.3 Elect Director Ian G.H. Ashken For For Management 1.4 Elect Director Stefan Descheemaeker For For Management 1.5 Elect Director Mohamed Elsarky For For Management 1.6 Elect Director Jeremy Isaacs For For Management 1.7 Elect Director James E. Lillie For For Management 1.8 Elect Director Stuart M. MacFarlane For For Management 1.9 Elect Director Lord Myners of Truro For For Management 1.10 Elect Director Victoria Parry For For Management 1.11 Elect Director Simon White For For Management 1.12 Elect Director Samy Zekhout For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NOVO NORDISK A/S Ticker: NOVO.B Security ID: K72807132 Meeting Date: MAR 21, 2019 Meeting Type: Annual Record Date: MAR 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3.1 Approve Remuneration of Directors for For For Management 2018 3.2 Approve Remuneration of Directors for For For Management 2019 in the Amount of DKK 2.1 Million for the Chairman, DKK 1.4 Million for the Vice Chairman, and DKK 700,000 for Other Directors; Approve Remuneration for Committee Work 4 Approve Allocation of Income and For For Management Dividends 5.1 Reelect Helge Lund as Director and For For Management Chairman 5.2 Reelect Jeppe Christiansen as Director For For Management and Deputy Chairman 5.3a Reelect Brian Daniels as Director For For Management 5.3b Elect Laurence Debroux as New Director For For Management 5.3c Reelect Andreas Fibig as Director For For Management 5.3d Reelect Sylvie Gregoire as Director For For Management 5.3e Reelect Liz Hewitt as Director For For Management 5.3f Reelect Kasim Kutay as Director For For Management 5.3g Reelect Martin Mackay as Director For For Management 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7.1 Approve DKK 10 Million Reduction in For For Management Share Capital via B Share Cancellation 7.2 Authorize Share Repurchase Program For For Management 7.3a Approve Creation of Pool of Capital For Against Management for the Benefit of Employees 7.3b Approve Creation of Pool of Capital For For Management with Preemptive Rights 7.3c Approve Creation of Pool of Capital For For Management without Preemptive Rights 7.4 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 8 Reduction of Price of Insulin and Against Against Shareholder Other Products if Return on Equity Exceeds 7 Per Cent 9 Other Business None None Management -------------------------------------------------------------------------------- NUTRIEN LTD. Ticker: NTR Security ID: 67077M108 Meeting Date: JUL 19, 2018 Meeting Type: Annual Record Date: JUN 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher M. Burley For For Management 1.2 Elect Director Maura J. Clark For For Management 1.3 Elect Director John W. Estey For For Management 1.4 Elect Director David C. Everitt For Withhold Management 1.5 Elect Director Russell K. Girling For For Management 1.6 Elect Director Gerald W. Grandey For For Management 1.7 Elect Director Miranda C. Hubbs For For Management 1.8 Elect Director Alice D. Laberge For For Management 1.9 Elect Director Consuelo E. Madere For For Management 1.10 Elect Director Charles "Chuck" V. Magro For For Management 1.11 Elect Director Keith G. Martell For For Management 1.12 Elect Director A. Anne McLellan For For Management 1.13 Elect Director Derek G. Pannell For For Management 1.14 Elect Director Aaron W. Regent For For Management 1.15 Elect Director Mayo M. Schmidt For For Management 1.16 Elect Director Jochen E. Tilk For For Management 2 Approve Re-appointment of KPMG LLP as For For Management Auditors 3 Approve Stock Option Plan and Grant of For For Management Stock Options 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- NUTRIEN LTD. Ticker: NTR Security ID: 67077M108 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher M. Burley For For Management 1.2 Elect Director Maura J. Clark For For Management 1.3 Elect Director John W. Estey For For Management 1.4 Elect Director David C. Everitt For Withhold Management 1.5 Elect Director Russell K. Girling For For Management 1.6 Elect Director Miranda C. Hubbs For For Management 1.7 Elect Director Alice D. Laberge For For Management 1.8 Elect Director Consuelo E. Madere For For Management 1.9 Elect Director Charles V. Magro For For Management 1.10 Elect Director Keith G. Martell For For Management 1.11 Elect Director Aaron W. Regent For For Management 1.12 Elect Director Mayo M. Schmidt For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- NXP SEMICONDUCTORS NV Ticker: NXPI Security ID: N6596X109 Meeting Date: JUN 17, 2019 Meeting Type: Annual Record Date: MAY 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2a Discuss Implementation of Remuneration None None Management Policy 2b Receive Explanation on Company's None None Management Reserves and Dividend Policy 2c Adopt Financial Statements and For For Management Statutory Reports 2d Approve Discharge of Board Members For For Management 3a Reelect Richard L. Clemmer as For For Management Executive Director 3b Reelect Peter Bonfield as For For Management Non-Executive Director 3c Reelect Kenneth A. Goldman as For Against Management Non-Executive Director 3d Reelect Josef Kaeser as Non-Executive For For Management Director 3e Elect Lena Olving as Non-Executive For Against Management Director 3f Reelect Peter Smitham as Non-Executive For For Management Director 3g Reelect Julie Southern as For Against Management Non-Executive Director 3h Elect Jasmin Staiblin as Non-Executive For Against Management Director 3i Reelect Gregory Summe as Non-Executive For For Management Director 3j Elect Karl-Henrik Sundstrom as For For Management Non-Executive Director 4a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 4b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 5 Approve NXP 2019 Omnibus Incentive Plan For Against Management 6 Authorize Repurchase of Shares For Against Management 7 Approve Cancellation of Repurchased For For Management Shares 8 Ratify KPMG Accountants N.V. as For For Management Auditors -------------------------------------------------------------------------------- ORACLE CORP. Ticker: ORCL Security ID: 68389X105 Meeting Date: NOV 14, 2018 Meeting Type: Annual Record Date: SEP 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For Withhold Management 1.2 Elect Director Michael J. Boskin For For Management 1.3 Elect Director Safra A. Catz For For Management 1.4 Elect Director Bruce R. Chizen For Withhold Management 1.5 Elect Director George H. Conrades For Withhold Management 1.6 Elect Director Lawrence J. Ellison For For Management 1.7 Elect Director Hector Garcia-Molina For For Management 1.8 Elect Director Jeffrey O. Henley For For Management 1.9 Elect Director Mark V. Hurd For For Management 1.10 Elect Director Renee J. James For Withhold Management 1.11 Elect Director Charles W. Moorman, IV For For Management 1.12 Elect Director Leon E. Panetta For Withhold Management 1.13 Elect Director William G. Parrett For Withhold Management 1.14 Elect Director Naomi O. Seligman For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Gender Pay Gap Against For Shareholder 5 Report on Political Contributions Against Against Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- OTP BANK NYRT Ticker: OTP Security ID: X60746181 Meeting Date: APR 12, 2019 Meeting Type: Annual Record Date: APR 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2 Approve Company's Corporate Governance For For Management Statement 3 Approve Discharge of Management Board For For Management 4 Approve Auditors and Authorize Board For Against Management to Fix Their Remuneration 5.1 Amend the Articles of Association by For For Management Way of a Single Resolution 5.2 Approve the Amendment of Articles of For For Management Association 6 Approve Election of Employee For For Management Representative to Supervisory Board 7 Amend Remuneration Policy For For Management 8 Approve Remuneration of Management For For Management Board, Supervisory Board, and Audit Committee Members 9 Authorize Share Repurchase Program For Against Management -------------------------------------------------------------------------------- OWENS CORNING Ticker: OC Security ID: 690742101 Meeting Date: APR 18, 2019 Meeting Type: Annual Record Date: FEB 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Adrienne D. Elsner For For Management 1B Elect Director J. Brian Ferguson For For Management 1C Elect Director Ralph F. Hake For For Management 1D Elect Director Edward F. Lonergan For For Management 1E Elect Director Maryann T. Mannen For For Management 1F Elect Director W. Howard Morris For For Management 1G Elect Director Suzanne P. Nimocks For Against Management 1H Elect Director Michael H. Thaman For For Management 1I Elect Director John D. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PARSLEY ENERGY, INC. Ticker: PE Security ID: 701877102 Meeting Date: MAY 24, 2019 Meeting Type: Annual Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director William Browning For For Management 1B Elect Director David H. Smith For For Management 1C Elect Director Jerry Windlinger For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PEABODY ENERGY CORP. Ticker: BTU Security ID: 704551100 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bob Malone For Against Management 1b Elect Director Andrea E. Bertone For For Management 1c Elect Director Nicholas J. Chirekos For For Management 1d Elect Director Stephen E. Gorman For For Management 1e Elect Director Glenn L. Kellow For For Management 1f Elect Director Joe W. Laymon For For Management 1g Elect Director Teresa S. Madden For For Management 1h Elect Director Kenneth W. Moore For For Management 1i Elect Director Michael W. Sutherlin For For Management 1j Elect Director Shaun A. Usmar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: P78331140 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Daniel Alves Ferreira as Fiscal None For Shareholder Council Member and Aloisio Macario Ferreira de Souza as Alternate Appointed by Preferred Shareholder 2 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: FEB 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For Against Management 1.2 Elect Director Albert Bourla For For Management 1.3 Elect Director W. Don Cornwell For For Management 1.4 Elect Director Joseph J. Echevarria For Against Management 1.5 Elect Director Helen H. Hobbs For For Management 1.6 Elect Director James M. Kilts For Against Management 1.7 Elect Director Dan R. Littman For For Management 1.8 Elect Director Shantanu Narayen For For Management 1.9 Elect Director Suzanne Nora Johnson For Against Management 1.10 Elect Director Ian C. Read For For Management 1.11 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chairman Against For Shareholder 8 Report on Integrating Risks Related to Against Against Shareholder Drug Pricing into Senior Executive Compensation -------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY Ticker: PXD Security ID: 723787107 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edison C. Buchanan For For Management 1.2 Elect Director Andrew F. Cates For For Management 1.3 Elect Director Phillip A. Gobe For For Management 1.4 Elect Director Larry R. Grillot For For Management 1.5 Elect Director Stacy P. Methvin For For Management 1.6 Elect Director Royce W. Mitchell For For Management 1.7 Elect Director Frank A. Risch For For Management 1.8 Elect Director Scott D. Sheffield For For Management 1.9 Elect Director Mona K. Sutphen For For Management 1.10 Elect Director J. Kenneth Thompson For Against Management 1.11 Elect Director Phoebe A. Wood For Against Management 1.12 Elect Director Michael D. Wortley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PROPETRO HOLDING CORP. Ticker: PUMP Security ID: 74347M108 Meeting Date: JUN 14, 2019 Meeting Type: Annual Record Date: APR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dale Redman For For Management 1.2 Elect Director Spencer D. Armour, III For For Management 1.3 Elect Director Steven Beal For For Management 1.4 Elect Director Mark S. Berg For For Management 1.5 Elect Director Anthony Best For For Management 1.6 Elect Director Pryor Blackwell For For Management 1.7 Elect Director Alan E. Douglas For For Management 1.8 Elect Director Royce W. Mitchell For For Management 1.9 Elect Director Jack B. Moore For For Management 2 Amend Certificate of Incorporation For For Management 3 Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws 4 Eliminate Supermajority Vote For For Management Requirement to Amend Certificate of Incorporation 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Advisory Vote on Say on Pay Frequency One Year One Year Management 7 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PULTEGROUP, INC. Ticker: PHM Security ID: 745867101 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian P. Anderson For Against Management 1.2 Elect Director Bryce Blair For For Management 1.3 Elect Director Richard W. Dreiling For Against Management 1.4 Elect Director Thomas J. Folliard For For Management 1.5 Elect Director Cheryl W. Grise For For Management 1.6 Elect Director Andre J. Hawaux For For Management 1.7 Elect Director Ryan R. Marshall For For Management 1.8 Elect Director John R. Peshkin For For Management 1.9 Elect Director Scott F. Powers For For Management 1.10 Elect Director William J. Pulte For For Management 1.11 Elect Director Lila J. Snyder For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend NOL Rights Plan (NOL Pill) For For Management -------------------------------------------------------------------------------- RENAISSANCERE HOLDINGS LTD. Ticker: RNR Security ID: G7496G103 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Henry Klehm, III For For Management 1b Elect Director Valerie Rahmani For For Management 1c Elect Director Carol P. Sanders For For Management 1d Elect Director Cynthia Trudell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Ernst & Young Ltd. as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Ticker: RDSB Security ID: G7690A100 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAY 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Neil Carson as Director For For Management 4 Re-elect Ben van Beurden as Director For For Management 5 Re-elect Ann Godbehere as Director For For Management 6 Re-elect Euleen Goh as Director For For Management 7 Re-elect Charles Holliday as Director For For Management 8 Re-elect Catherine Hughes as Director For For Management 9 Re-elect Gerard Kleisterlee as Director For For Management 10 Re-elect Roberto Setubal as Director For For Management 11 Re-elect Sir Nigel Sheinwald as For For Management Director 12 Re-elect Linda Stuntz as Director For For Management 13 Re-elect Jessica Uhl as Director For For Management 14 Re-elect Gerrit Zalm as Director For For Management 15 Reappoint Ernst & Young LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Adopt New Articles of Association For For Management 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise EU Political Donations and For For Management Expenditure 22 Request Shell to Set and Publish Against Against Shareholder Targets for Greenhouse Gas (GHG) Emissions -------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO., LTD. Ticker: 005930 Security ID: Y74718100 Meeting Date: MAR 20, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1.1 Elect Bahk Jae-wan as Outside Director For Against Management 2.1.2 Elect Kim Han-jo as Outside Director For For Management 2.1.3 Elect Ahn Curie as Outside Director For For Management 2.2.1 Elect Bahk Jae-wan as a Member of For Against Management Audit Committee 2.2.2 Elect Kim Han-jo as a Member of Audit For For Management Committee 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SCIENCE APPLICATIONS INTERNATIONAL CORPORATION Ticker: SAIC Security ID: 808625107 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bedingfield For For Management 1b Elect Director John J. Hamre For For Management 1c Elect Director David M. Kerko For For Management 1d Elect Director Timothy J. Mayopoulos For For Management 1e Elect Director Katharina G. McFarland For For Management 1f Elect Director Anthony J. Moraco For For Management 1g Elect Director Donna S. Morea For For Management 1h Elect Director Steven R. Shane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SEVEN & I HOLDINGS CO., LTD. Ticker: 3382 Security ID: J7165H108 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: FEB 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 47.5 2.1 Elect Director Isaka, Ryuichi For For Management 2.2 Elect Director Goto, Katsuhiro For For Management 2.3 Elect Director Ito, Junro For For Management 2.4 Elect Director Yamaguchi, Kimiyoshi For For Management 2.5 Elect Director Kimura, Shigeki For For Management 2.6 Elect Director Nagamatsu, Fumihiko For For Management 2.7 Elect Director Joseph M. DePinto For For Management 2.8 Elect Director Tsukio, Yoshio For For Management 2.9 Elect Director Ito, Kunio For For Management 2.10 Elect Director Yonemura, Toshiro For For Management 2.11 Elect Director Higashi, Tetsuro For For Management 2.12 Elect Director Rudy, Kazuko For For Management 3 Appoint Statutory Auditor Matsuhashi, For For Management Kaori 4 Approve Trust-Type Equity Compensation For For Management Plan 5 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- SHIONOGI & CO., LTD. Ticker: 4507 Security ID: J74229105 Meeting Date: JUN 18, 2019 Meeting Type: Annual Record Date: MAR 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Shiono, Motozo For For Management 2.2 Elect Director Teshirogi, Isao For For Management 2.3 Elect Director Sawada, Takuko For For Management 2.4 Elect Director Mogi, Teppei For For Management 2.5 Elect Director Ando, Keiichi For For Management 2.6 Elect Director Ozaki, Hiroshi For For Management 3.1 Appoint Statutory Auditor Okamoto, For For Management Akira 3.2 Appoint Statutory Auditor Fujinuma, For For Management Tsuguoki 4 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- SONY CORP. Ticker: 6758 Security ID: J76379106 Meeting Date: JUN 18, 2019 Meeting Type: Annual Record Date: MAR 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yoshida, Kenichiro For For Management 1.2 Elect Director Totoki, Hiroki For For Management 1.3 Elect Director Sumi, Shuzo For For Management 1.4 Elect Director Tim Schaaff For For Management 1.5 Elect Director Matsunaga, Kazuo For For Management 1.6 Elect Director Miyata, Koichi For For Management 1.7 Elect Director John V. Roos For For Management 1.8 Elect Director Sakurai, Eriko For For Management 1.9 Elect Director Minakawa, Kunihito For For Management 1.10 Elect Director Oka, Toshiko For For Management 1.11 Elect Director Akiyama, Sakie For For Management 1.12 Elect Director Wendy Becker For For Management 1.13 Elect Director Hatanaka, Yoshihiko For For Management 2 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- STMICROELECTRONICS NV Ticker: STM Security ID: N83574108 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: APR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Receive Report of Supervisory Board None None Management (Non-Voting) 4.a Discuss Implementation of Remuneration None None Management Policy 4.b Adopt Financial Statements and For For Management Statutory Reports 4.c Approve Dividends For For Management 4.d Approve Discharge of Management Board For For Management 4.e Approve Discharge of Supervisory Board For For Management 5.a Approve Restricted Stock Grants to For Against Management President and CEO 5.b Approve Special Bonus to President and For Against Management CEO 6 Reelect Martine Verluyten to For For Management Supervisory Board 7 Reelect Janet Davidson to Supervisory For For Management Board 8 Elect Lucia Morselli to Supervisory For Against Management Board 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10.a Grant Board Authority to Issue Shares For Against Management Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 10.b Grant Board Authority to Issue Shares For Against Management Up To 10 Percent of Issued Capital in Case of Merger or Acquisition and Exclude Pre-emptive Rights 11 Allow Questions None None Management 12 Close Meeting None None Management -------------------------------------------------------------------------------- SUMCO CORP. Ticker: 3436 Security ID: J76896109 Meeting Date: MAR 28, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hashimoto, Mayuki For For Management 1.2 Elect Director Takii, Michiharu For For Management 1.3 Elect Director Furuya, Hisashi For For Management 1.4 Elect Director Hiramoto, Kazuo For For Management -------------------------------------------------------------------------------- SUMITOMO MITSUI FINANCIAL GROUP, INC. Ticker: 8316 Security ID: J7771X109 Meeting Date: JUN 27, 2019 Meeting Type: Annual Record Date: MAR 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 95 2.1 Elect Director Kunibe, Takeshi For For Management 2.2 Elect Director Ota, Jun For For Management 2.3 Elect Director Takashima, Makoto For For Management 2.4 Elect Director Nagata, Haruyuki For For Management 2.5 Elect Director Nakashima, Toru For For Management 2.6 Elect Director Inoue, Atsuhiko For For Management 2.7 Elect Director Mikami, Toru For For Management 2.8 Elect Director Kubo, Tetsuya For For Management 2.9 Elect Director Matsumoto, Masayuki For For Management 2.10 Elect Director Arthur M. Mitchell For For Management 2.11 Elect Director Yamazaki, Shozo For For Management 2.12 Elect Director Kono, Masaharu For For Management 2.13 Elect Director Tsutsui, Yoshinobu For For Management 2.14 Elect Director Shimbo, Katsuyoshi For For Management 2.15 Elect Director Sakurai, Eriko For For Management -------------------------------------------------------------------------------- SYNNEX CORP. Ticker: SNX Security ID: 87162W100 Meeting Date: OCT 03, 2018 Meeting Type: Special Record Date: AUG 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SYNNEX CORP. Ticker: SNX Security ID: 87162W100 Meeting Date: MAR 15, 2019 Meeting Type: Annual Record Date: FEB 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Murai For For Management 1.2 Elect Director Dwight Steffensen For For Management 1.3 Elect Director Dennis Polk For For Management 1.4 Elect Director Fred Breidenbach For For Management 1.5 Elect Director Hau Lee For Withhold Management 1.6 Elect Director Matthew Miau For Withhold Management 1.7 Elect Director Gregory Quesnel For For Management 1.8 Elect Director Ann Vezina For For Management 1.9 Elect Director Thomas Wurster For For Management 1.10 Elect Director Duane Zitzner For For Management 1.11 Elect Director Andrea Zulberti For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TE CONNECTIVITY LTD. Ticker: TEL Security ID: H84989104 Meeting Date: MAR 13, 2019 Meeting Type: Annual Record Date: FEB 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre R. Brondeau For For Management 1b Elect Director Terrence R. Curtin For For Management 1c Elect Director Carol A. ('John') For For Management Davidson 1d Elect Director William A. Jeffrey For For Management 1e Elect Director David M. Kerko For For Management 1f Elect Director Thomas J. Lynch For Against Management 1g Elect Director Yong Nam For For Management 1h Elect Director Daniel J. Phelan For For Management 1i Elect Director Paula A. Sneed For For Management 1j Elect Director Abhijit Y. Talwalkar For Against Management 1k Elect Director Mark C. Trudeau For For Management 1l Elect Director Laura H. Wright For For Management 2 Elect Board Chairman Thomas J. Lynch For Against Management 3a Elect Daniel J. Phelan as Member of For For Management Management Development and Compensation Committee 3b Elect Paula A. Sneed as Member of For For Management Management Development and Compensation Committee 3c Elect Abhijit Y. Talwalkar as Member For Against Management of Management Development and Compensation Committee 3d Elect Mark C. Trudeau as Member of For For Management Management Development and Compensation Committee 4 Designate Rene Schwarzenbach as For For Management Independent Proxy 5.1 Accept Annual Report for Fiscal Year For For Management Ended September 28, 2018 5.2 Accept Statutory Financial Statements For For Management for Fiscal Year Ended September 28, 2018 5.3 Approve Consolidated Financial For For Management Statements for Fiscal Year Ended September 28, 2018 6 Approve Discharge of Board and Senior For For Management Management 7.1 Ratify Deloitte & Touche LLP as For For Management Independent Registered Public Accounting Firm for Fiscal Year 2019 7.2 Ratify Deloitte AG as Swiss Registered For For Management Auditors 7.3 Ratify PricewaterhouseCoopers AG as For For Management Special Auditors 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Approve the Increase in Maximum For For Management Aggregate Remuneration of Executive Management 10 Approve the Increase in Maximum For For Management Aggregate Remuneration of Board of Directors 11 Approve Allocation of Available For For Management Earnings at September 28, 2018 12 Approve Declaration of Dividend For For Management 13 Authorize Share Repurchase Program For For Management 14 Approve Reduction of Share Capital For For Management 15 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- TENARIS SA Ticker: TEN Security ID: 88031M109 Meeting Date: MAY 06, 2019 Meeting Type: Annual Record Date: APR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive and Approve Board's and For For Management Auditor's Reports Re: Consolidated Financial Statements and Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Discharge of Directors For For Management 6 Elect Directors (Bundled) For Against Management 7 Approve Remuneration of Directors For For Management 8 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 9 Allow Electronic Distribution of For For Management Company Documents to Shareholders -------------------------------------------------------------------------------- TERNIUM SA Ticker: TX Security ID: 880890108 Meeting Date: MAY 06, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of USD 0.12 per Share 4 Approve Discharge of Directors For For Management 5 Reelect Directors For Against Management 6 Approve Remuneration of Directors For Against Management 7 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Allow Board to Appoint One or More of For For Management its Members as Company's Attorney-in-Fact -------------------------------------------------------------------------------- TESCO PLC Ticker: TSCO Security ID: G87621101 Meeting Date: JUN 13, 2019 Meeting Type: Annual Record Date: JUN 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Melissa Bethell as Director For For Management 5 Re-elect John Allan as Director For For Management 6 Re-elect Mark Armour as Director For For Management 7 Re-elect Stewart Gilliland as Director For For Management 8 Re-elect Steve Golsby as Director For For Management 9 Re-elect Byron Grote as Director For Against Management 10 Re-elect Dave Lewis as Director For For Management 11 Re-elect Mikael Olsson as Director For For Management 12 Re-elect Deanna Oppenheimer as Director For For Management 13 Re-elect Simon Patterson as Director For For Management 14 Re-elect Alison Platt as Director For For Management 15 Re-elect Lindsey Pownall as Director For For Management 16 Re-elect Alan Stewart as Director For For Management 17 Reappoint Deloitte LLP as Auditors For For Management 18 Authorise Board to Fix Remuneration of For For Management Auditors 19 Approve Deferred Bonus Plan For For Management 20 Authorise Issue of Equity For Against Management 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Approve Scrip Dividend For For Management 25 Authorise EU Political Donations and For For Management Expenditure 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Ticker: ALL Security ID: 020002101 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kermit R. Crawford For For Management 1b Elect Director Michael L. Eskew For Against Management 1c Elect Director Margaret M. Keane For For Management 1d Elect Director Siddharth N. "Bobby" For Against Management Mehta 1e Elect Director Jacques P. Perold For For Management 1f Elect Director Andrea Redmond For For Management 1g Elect Director Gregg M. Sherrill For For Management 1h Elect Director Judith A. Sprieser For For Management 1i Elect Director Perry M. Traquina For For Management 1j Elect Director Thomas J. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For Against Management 1b Elect Director Drew G. Faust For For Management 1c Elect Director Mark A. Flaherty For For Management 1d Elect Director Ellen J. Kullman For Against Management 1e Elect Director Lakshmi N. Mittal For For Management 1f Elect Director Adebayo O. Ogunlesi For For Management 1g Elect Director Peter Oppenheimer For For Management 1h Elect Director David M. Solomon For For Management 1i Elect Director Jan E. Tighe For For Management 1j Elect Director David A. Viniar For For Management 1k Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- THE MOSAIC COMPANY Ticker: MOS Security ID: 61945C103 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl K. Beebe For For Management 1b Elect Director Oscar P. Bernardes For For Management 1c Elect Director Nancy E. Cooper For For Management 1d Elect Director Gregory L. Ebel For For Management 1e Elect Director Timothy S. Gitzel For For Management 1f Elect Director Denise C. Johnson For For Management 1g Elect Director Emery N. Koenig For For Management 1h Elect Director William T. Monahan For For Management 1i Elect Director James 'Joc' C. O'Rourke For For Management 1j Elect Director Steven M. Seibert For For Management 1k Elect Director Luciano Siani Pires For For Management 1l Elect Director Kelvin W. Westbrook For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE STARS GROUP INC. Ticker: TSGI Security ID: 85570W100 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Divyesh (Dave) Gadhia For For Management 1.2 Elect Director Rafael (Rafi) Ashkenazi For For Management 1.3 Elect Director Harlan Goodson For For Management 1.4 Elect Director Alfred F. Hurley, Jr. For For Management 1.5 Elect Director David Lazzarato For For Management 1.6 Elect Director Mary Turner For For Management 1.7 Elect Director Eugene Roman For For Management 2 Approve Deloitte LLP Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- TOSHIBA CORP. Ticker: 6502 Security ID: J89752117 Meeting Date: JUN 26, 2019 Meeting Type: Annual Record Date: MAR 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Recognize Validity For For Management of Board Resolutions in Written or Electronic Format 2.1 Elect Director Kurumatani, Nobuaki For For Management 2.2 Elect Director Tsunakawa, Satoshi For For Management 2.3 Elect Director Furuta, Yuki For For Management 2.4 Elect Director Kobayashi, Yoshimitsu For For Management 2.5 Elect Director Ota, Junji For For Management 2.6 Elect Director Kobayashi, Nobuyuki For For Management 2.7 Elect Director Yamauchi, Takashi For For Management 2.8 Elect Director Fujimori, Yoshiaki For For Management 2.9 Elect Director Paul J. Brough For For Management 2.10 Elect Director Ayako Hirota Weissman For For Management 2.11 Elect Director Jerome Thomas Black For For Management 2.12 Elect Director George Raymond Zage III For For Management -------------------------------------------------------------------------------- TOTAL SA Ticker: FP Security ID: F92124100 Meeting Date: MAY 29, 2019 Meeting Type: Annual Record Date: MAY 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.56 per Share 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Approve Auditors' Special Report on For For Management Related-Party Transactions 6 Reelect Maria van der Hoeven as For For Management Director 7 Reelect Jean Lemierre as Director For For Management 8 Elect Lise Croteau as Director For For Management 9 Elect Valerie Della Puppa Tibi as For For Management Representative of Employee Shareholders to the Board A Elect Renata Perycz as Representative Against Against Management of Employee Shareholders to the Board B Elect Oliver Wernecke as Against Against Management Representative of Employee Shareholders to the Board 10 Approve Compensation of Chairman and For For Management CEO 11 Approve Remuneration Policy of For For Management Chairman and CEO -------------------------------------------------------------------------------- TULLOW OIL PLC Ticker: TLW Security ID: G91235104 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: APR 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Michael Daly as Director For For Management 5 Re-elect Steve Lucas as Director For For Management 6 Re-elect Angus McCoss as Director For For Management 7 Re-elect Paul McDade as Director For For Management 8 Elect Dorothy Thompson as Director For For Management 9 Re-elect Jeremy Wilson as Director For For Management 10 Re-elect Les Wood as Director For For Management 11 Reappoint Deloitte LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 16 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- TWENTY-FIRST CENTURY FOX, INC. Ticker: FOXA Security ID: 90130A101 Meeting Date: JUL 27, 2018 Meeting Type: Special Record Date: MAY 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Approve Distribution Agreement For For Management -------------------------------------------------------------------------------- UNILEVER PLC Ticker: ULVR Security ID: G92087165 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: APR 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Nils Andersen as Director For For Management 4 Re-elect Laura Cha as Director For For Management 5 Re-elect Vittorio Colao as Director For For Management 6 Re-elect Dr Marijn Dekkers as Director For For Management 7 Re-elect Dr Judith Hartmann as Director For For Management 8 Re-elect Andrea Jung as Director For For Management 9 Re-elect Mary Ma as Director For For Management 10 Re-elect Strive Masiyiwa as Director For For Management 11 Re-elect Youngme Moon as Director For For Management 12 Re-elect Graeme Pitkethly as Director For For Management 13 Re-elect John Rishton as Director For For Management 14 Re-elect Feike Sijbesma as Director For For Management 15 Elect Alan Jope as Director For For Management 16 Elect Susan Kilsby as Director For Against Management 17 Reappoint KPMG LLP as Auditors For For Management 18 Authorise Board to Fix Remuneration of For For Management Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Issue of Equity For For Management 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Ticker: UPS Security ID: 911312106 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David P. Abney For For Management 1b Elect Director Rodney C. Adkins For Against Management 1c Elect Director Michael J. Burns For For Management 1d Elect Director William R. Johnson For For Management 1e Elect Director Ann M. Livermore For For Management 1f Elect Director Rudy H.P. Markham For For Management 1g Elect Director Franck J. Moison For For Management 1h Elect Director Clark "Sandy" T. Randt, For Against Management Jr. 1i Elect Director Christiana Smith Shi For For Management 1j Elect Director John T. Stankey For For Management 1k Elect Director Carol B. Tome For For Management 1l Elect Director Kevin M. Warsh For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Report on Lobbying Payments and Policy Against Against Shareholder 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation -------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION Ticker: UTX Security ID: 913017109 Meeting Date: APR 29, 2019 Meeting Type: Annual Record Date: FEB 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd J. Austin, III For For Management 1b Elect Director Diane M. Bryant For For Management 1c Elect Director John V. Faraci For For Management 1d Elect Director Jean-Pierre Garnier For Against Management 1e Elect Director Gregory J. Hayes For For Management 1f Elect Director Christopher J. Kearney For For Management 1g Elect Director Ellen J. Kullman For Against Management 1h Elect Director Marshall O. Larsen For Against Management 1i Elect Director Harold W. McGraw, III For For Management 1j Elect Director Margaret L. O'Sullivan For For Management 1k Elect Director Denise L. Ramos For For Management 1l Elect Director Fredric G. Reynolds For Against Management 1m Elect Director Brian C. Rogers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Eliminate Supermajority Vote For For Management Requirement to Approve Certain Business Combinations 5 Ratify The Reduced Ownership Threshold For For Management to Call a Special Meeting -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For Against Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Vittorio Colao For For Management 1.4 Elect Director Melanie L. Healey For Against Management 1.5 Elect Director Clarence Otis, Jr. For Against Management 1.6 Elect Director Daniel H. Schulman For For Management 1.7 Elect Director Rodney E. Slater For For Management 1.8 Elect Director Kathryn A. Tesija For For Management 1.9 Elect Director Hans E. Vestberg For For Management 1.10 Elect Director Gregory G. Weaver For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Above-Market Earnings in Against Against Shareholder Executive Retirement Plans 5 Require Independent Board Chairman Against For Shareholder 6 Report on Online Child Exploitation Against For Shareholder 7 Assess Feasibility of Cyber Security Against For Shareholder and Data Privacy as a Performance Measure for Senior Executive Compensation 8 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- VINCI SA Ticker: DG Security ID: F5879X108 Meeting Date: APR 17, 2019 Meeting Type: Annual/Special Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.67 per Share 4 Reelect Robert Castaigne as Director For For Management 5 Reelect Ana Paula Pessoa as Director For For Management 6 Reelect Pascale Sourisse as Director For For Management 7 Elect Caroline Gregoire Sainte Marie For Against Management as Director 8 Elect Dominique Muller Joly-Pottuz as None For Management Representative of Employee Shareholders to the Board 9 Elect Francoise Roze as Representative None Against Management of Employee Shareholders to the Board 10 Elect Jarmila Matouskova as None Against Management Representative of Employee Shareholders to the Board 11 Elect Jean-Charles Garaffa as None Against Management Representative of Employee Shareholders to the Board 12 Renew Appointment of Deloitte Et For For Management Associes as Auditor 13 Appoint PricewaterhouseCoopers Audit For For Management as Auditor 14 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.6 Million 15 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 16 Approve Remuneration Policy for For For Management Chairman and CEO 17 Approve Compensation of Xavier For For Management Huillard, Chairman and CEO 18 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 19 Authorize Capitalization of Reserves For For Management for Bonus Issue or Increase in Par Value 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million 21 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million 22 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 150 Million 23 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 20-22 24 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 25 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 26 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 27 Amend Article 10 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 28 Amend Article 16 of Bylaws to Comply For For Management with Legal Changes Re: Auditors 29 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- VISTRA ENERGY CORP. Ticker: VST Security ID: 92840M102 Meeting Date: MAY 20, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul M. Barbas For Withhold Management 1.2 Elect Director Cyrus Madon For Withhold Management 1.3 Elect Director Geoffrey D. Strong For Withhold Management 1.4 Elect Director Bruce E. Zimmerman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- VODAFONE GROUP PLC Ticker: VOD Security ID: G93882192 Meeting Date: JUL 27, 2018 Meeting Type: Annual Record Date: JUL 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Michel Demare as Director For For Management 3 Elect Margherita Della Valle as For For Management Director 4 Re-elect Gerard Kleisterlee as Director For For Management 5 Re-elect Vittorio Colao as Director For For Management 6 Re-elect Nick Read as Director For For Management 7 Re-elect Sir Crispin Davis as Director For For Management 8 Re-elect Dame Clara Furse as Director For For Management 9 Re-elect Valerie Gooding as Director For For Management 10 Re-elect Renee James as Director For Against Management 11 Re-elect Samuel Jonah as Director For For Management 12 Re-elect Maria Amparo Moraleda For Against Management Martinez as Director 13 Re-elect David Nish as Director For Against Management 14 Approve Final Dividend For For Management 15 Approve Remuneration Report For For Management 16 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 17 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 18 Authorise Issue of Equity with For Against Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise EU Political Donations and For For Management Expenditure 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 24 Approve Sharesave Plan For For Management 25 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 23, 2019 Meeting Type: Annual Record Date: FEB 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John D. Baker, II For For Management 1b Elect Director Celeste A. Clark For For Management 1c Elect Director Theodore F. Craver, Jr. For For Management 1d Elect Director Elizabeth A. "Betsy" For For Management Duke 1e Elect Director Wayne M. Hewett For For Management 1f Elect Director Donald M. James For For Management 1g Elect Director Maria R. Morris For For Management 1h Elect Director Juan A. Pujadas For For Management 1i Elect Director James H. Quigley For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director C. Allen Parker For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management 5 Report on Incentive-Based Compensation Against For Shareholder and Risks of Material Losses 6 Report on Global Median Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- WESTROCK CO. Ticker: WRK Security ID: 96145D105 Meeting Date: FEB 01, 2019 Meeting Type: Annual Record Date: DEC 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Colleen F. Arnold For For Management 1b Elect Director Timothy J. Bernlohr For Against Management 1c Elect Director J. Powell Brown For For Management 1d Elect Director Michael E. Campbell For For Management 1e Elect Director Terrell K. Crews For For Management 1f Elect Director Russell M. Currey For For Management 1g Elect Director John A. Luke, Jr. For For Management 1h Elect Director Gracia C. Martore For For Management 1i Elect Director James E. Nevels For For Management 1j Elect Director Timothy H. Powers For For Management 1k Elect Director Steven C. Voorhees For For Management 1l Elect Director Bettina M. Whyte For For Management 1m Elect Director Alan D. Wilson For For Management 2 Amend Certificate of Incorporation For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management ==================== Boston Partners Long/Short Equity Fund ==================== AERCAP HOLDINGS NV Ticker: AER Security ID: N00985106 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: MAR 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Discuss Remuneration Report None None Management 4 Adopt Financial Statements For For Management 5 Receive Explanation on Company's None None Management Reserves and Dividend Policy 6 Approve Discharge of Management Board For For Management 7.a Elect Stacey L. Cartwright as For For Management Non-Executive Director 7.b Elect Rita Forst as Non-Executive For For Management Director 8 Designate Peter L. Juhas to Represent For For Management the Management in Case All Directors are Absent or Prevented from Acting 9 Ratify PricewaterhouseCoopers as For For Management Auditors 10.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 10.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances Under Item 10.a 10.c Grant Board Authority to Issue Shares For Against Management Up to 10 Percent of Issued Capital Percent in Case of Merger or Acquisition 10.d Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances Under Item 10.c 11.a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11.b Conditional Authorization to For For Management Repurchase of Up to 10 Percent of Issued Share Capital 12 Approve Reduction of Share Capital For For Management 13.a Amend Articles of Association to For For Management Reflect Developments in Dutch Law and Practice 13.b Authorize Board Members and For For Management NautaDutilh N.V. to Ratify and Execute Approved Amendment Re: Item 13.a 14 Allow Questions None None Management 15 Close Meeting None None Management -------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. Ticker: AKAM Security ID: 00971T101 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Thomas "Tom" For Against Management Killalea 1.2 Elect Director F. Thomson "Tom" For For Management Leighton 1.3 Elect Director Jonathan Miller For Against Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AKEBIA THERAPEUTICS, INC. Ticker: AKBA Security ID: 00972D105 Meeting Date: JUN 06, 2019 Meeting Type: Annual Record Date: APR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. Butler For Withhold Management 1.2 Elect Director Michael T. Heffernan For For Management 1.3 Elect Director Jodie P. Morrison For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- AMERCO Ticker: UHAL Security ID: 023586100 Meeting Date: AUG 23, 2018 Meeting Type: Annual Record Date: JUN 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward J. ("Joe") Shoen For Withhold Management 1.2 Elect Director James E. Acridge For For Management 1.3 Elect Director John P. Brogan For For Management 1.4 Elect Director John M. Dodds For For Management 1.5 Elect Director James J. Grogan For For Management 1.6 Elect Director Richard J. Herrera For For Management 1.7 Elect Director Karl A. Schmidt For For Management 1.8 Elect Director Samuel J. Shoen For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Ratify and Affirm Decisions and For Against Shareholder Actions Taken by the Board and Executive Officers for Fiscal 2018 -------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Ticker: AIG Security ID: 026874784 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Don Cornwell For For Management 1b Elect Director Brian Duperreault For For Management 1c Elect Director John H. Fitzpatrick For For Management 1d Elect Director William G. Jurgensen For For Management 1e Elect Director Christopher S. Lynch For For Management 1f Elect Director Henry S. Miller For For Management 1g Elect Director Linda A. Mills For For Management 1h Elect Director Thomas F. Motamed For For Management 1i Elect Director Suzanne Nora Johnson For Against Management 1j Elect Director Peter R. Porrino For For Management 1k Elect Director Amy L. Schioldager For For Management 1l Elect Director Douglas M. Steenland For For Management 1m Elect Director Therese M. Vaughan For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AMERICAN WOODMARK CORP. Ticker: AMWD Security ID: 030506109 Meeting Date: AUG 23, 2018 Meeting Type: Annual Record Date: JUN 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew B. Cogan For For Management 1.2 Elect Director James G. Davis, Jr. For For Management 1.3 Elect Director S. Cary Dunston For For Management 1.4 Elect Director Martha M. Hayes For For Management 1.5 Elect Director Daniel T. Hendrix For For Management 1.6 Elect Director Carol B. Moerdyk For For Management 1.7 Elect Director David W. Moon For For Management 1.8 Elect Director Vance W. Tang For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ANDEAVOR Ticker: ANDV Security ID: 03349M105 Meeting Date: SEP 24, 2018 Meeting Type: Special Record Date: AUG 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ANTHEM, INC. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bahija Jallal For For Management 1.2 Elect Director Elizabeth E. Tallett For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Declassify the Board of Directors None For Shareholder -------------------------------------------------------------------------------- ARCHROCK, INC. Ticker: AROC Security ID: 03957W106 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne-Marie N. Ainsworth For Withhold Management 1.2 Elect Director Wendell R. Brooks For For Management 1.3 Elect Director D. Bradley Childers For For Management 1.4 Elect Director Gordon T. Hall For For Management 1.5 Elect Director Frances Powell Hawes For For Management 1.6 Elect Director J.W.G. "Will" For For Management Honeybourne 1.7 Elect Director James H. Lytal For For Management 1.8 Elect Director Edmund P. Segner, III For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARGAN, INC. Ticker: AGX Security ID: 04010E109 Meeting Date: JUN 20, 2019 Meeting Type: Annual Record Date: MAY 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rainer H. Bosselmann For For Management 1.2 Elect Director Cynthia A. Flanders For For Management 1.3 Elect Director Peter W. Getsinger For For Management 1.4 Elect Director William F. Griffin, Jr. For For Management 1.5 Elect Director John R. Jeffrey, Jr. For For Management 1.6 Elect Director William F. Leimkuhler For For Management 1.7 Elect Director W.G. Champion Mitchell For For Management 1.8 Elect Director James W. Quinn For For Management 1.9 Elect Director Brian R. Sherras For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Grant Thornton LLP as Auditor For For Management -------------------------------------------------------------------------------- ARTHUR J. GALLAGHER & CO. Ticker: AJG Security ID: 363576109 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAR 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sherry S. Barrat For For Management 1b Elect Director William L. Bax For For Management 1c Elect Director D. John Coldman For For Management 1d Elect Director Frank E. English, Jr. For For Management 1e Elect Director J. Patrick Gallagher, For For Management Jr. 1f Elect Director David S. Johnson For For Management 1g Elect Director Kay W. McCurdy For For Management 1h Elect Director Ralph J. Nicoletti For For Management 1i Elect Director Norman L. Rosenthal For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVNET, INC. Ticker: AVT Security ID: 053807103 Meeting Date: NOV 16, 2018 Meeting Type: Annual Record Date: SEP 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rodney C. Adkins For Against Management 1b Elect Director William J. Amelio For For Management 1c Elect Director Michael A. Bradley For For Management 1d Elect Director R. Kerry Clark For Against Management 1e Elect Director Brenda L. Freeman For For Management 1f Elect Director Jo Ann Jenkins For For Management 1g Elect Director Oleg Khaykin For For Management 1h Elect Director James A. Lawrence For For Management 1i Elect Director Avid Modjtabai For For Management 1j Elect Director William H. Schumann ,III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BANCO MACRO SA Ticker: BMA Security ID: 05961W105 Meeting Date: APR 30, 2019 Meeting Type: Annual/Special Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Consider Financial Statements and For For Management Statutory Reports 3 Consider Discharge of Directors and For For Management Internal Statutory Auditors Committee (Comision Fiscalizadora) 4 Consider Allocation of Non-Assigned For For Management Results in the Amount of ARS 19.2 Billion 5 Consider Cash Dividends Charged to For For Management Special Reserve Account in the Amount of ARS 6.39 Billion 6 Consider Remuneration of Directors For For Management 7 Consider Remuneration of Internal For For Management Statutory Auditors Committee (Comision Fiscalizadora) 8 Consider Remuneration of Auditors For For Management 9a.1 Elect Jorge Pablo Brito as Director For For Management for a Three-Year Term 9a.2 Elect Carlos Alberto Giovanelli as For For Management Director for a Three-Year Term 9a.3 Elect Nelson Damian Pozzoli as For For Management Director for a Three-Year Term 9a.4 Elect Jose Alfredo Sanchez as Director For For Management for a Three-Year Term 9a.5 Elect Director for a Three-Year Term For Against Management 9b.1 Elect Fabian Alejandro de Paul as For For Management Director 9c.1 Elect Santiago Horacio Seeber as For For Management Alternate Director for a Three-Year Term 9c.2 Elect Fabian Alejandro de Paul as For For Management Alternate Director for a Three-Year Term 9c.3 Elect Alternate Director for a For Against Management Three-Year Term 9d.1 Elect Alan Whamond as Alternate For For Management Director for a Three-Year Term 10 Fix Number of and Elect Members and For For Management their Alternates of Internal Statutory Auditors for a One-Year Term 11 Appoint Auditors For For Management 12 Approve Budget of Audit Committee For For Management 13 Consider Preliminary Agreement Dated For For Management March 8, 2019 to Absorb Banco del Tucuman SA 14 Approve Share Exchange Ratio Between For For Management Banco Macro SA and Banco del Tucuman SA 15 Approve Issuance of 15,662 Class B For For Management Shares in Connection with Absorption 16 Approve Granting of Powers to Sign For For Management Definitive Agreement of Absorption 17 Approve Reduction in Share Capital via For For Management Cancellation of 30.27 Million Class B Shares 18 Amend Articles For For Management 19 Consolidate Bylaws For For Management 20 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: MAR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Jack O. Bovender, Jr. For For Management 1d Elect Director Frank P. Bramble, Sr. For For Management 1e Elect Director Pierre J.P. de Weck For For Management 1f Elect Director Arnold W. Donald For For Management 1g Elect Director Linda P. Hudson For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Thomas J. May For For Management 1j Elect Director Brian T. Moynihan For For Management 1k Elect Director Lionel L. Nowell, III For For Management 1l Elect Director Clayton S. Rose For For Management 1m Elect Director Michael D. White For For Management 1n Elect Director Thomas D. Woods For For Management 1o Elect Director R. David Yost For For Management 1p Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Report on Gender Pay Gap Against Against Shareholder 6 Provide Right to Act by Written Consent Against For Shareholder 7 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- BARRETT BUSINESS SERVICES, INC. Ticker: BBSI Security ID: 068463108 Meeting Date: MAY 29, 2019 Meeting Type: Annual Record Date: APR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Carley For For Management 1.2 Elect Director Thomas B. Cusick For For Management 1.3 Elect Director Michael L. Elich For For Management 1.4 Elect Director James B. Hicks For For Management 1.5 Elect Director Jon L. Justesen For For Management 1.6 Elect Director Anthony Meeker For For Management 1.7 Elect Director Vincent P. Price For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as Auditor For For Management 5 Adopt Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670702 Meeting Date: MAY 04, 2019 Meeting Type: Annual Record Date: MAR 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffet For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Gregory E. Abel For For Management 1.4 Elect Director Howard G. Buffett For For Management 1.5 Elect Director Stephen B. Burke For For Management 1.6 Elect Director Susan L. Decker For Withhold Management 1.7 Elect Director William H. Gates, III For For Management 1.8 Elect Director David S. Gottesman For For Management 1.9 Elect Director Charlotte Guyman For Withhold Management 1.10 Elect Director Ajit Jain For For Management 1.11 Elect Director Thomas S. Murphy For Withhold Management 1.12 Elect Director Ronald L. Olson For For Management 1.13 Elect Director Walter Scott, Jr. For Withhold Management 1.14 Elect Director Meryl B. Witmer For Withhold Management -------------------------------------------------------------------------------- BGC PARTNERS, INC. Ticker: BGCP Security ID: 05541T101 Meeting Date: JUN 25, 2019 Meeting Type: Annual Record Date: APR 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard W. Lutnick For Withhold Management 1.2 Elect Director Stephen T. Curwood For Withhold Management 1.3 Elect Director William J. Moran For Withhold Management 1.4 Elect Director Linda A. Bell For Withhold Management 1.5 Elect Director David P. Richards For Withhold Management -------------------------------------------------------------------------------- BHP BILLITON LTD. Ticker: BHP Security ID: 088606108 Meeting Date: NOV 08, 2018 Meeting Type: Annual Record Date: SEP 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Appoint KPMG LLP as Auditor of the For For Management Company 3 Authorize the Risk and Audit Committee For For Management to Fix Remuneration of the Auditors 4 Approve General Authority to Issue For For Management Shares in BHP Billiton Plc 5 Approve General Authority to Issue For For Management Shares in BHP Billiton Plc for Cash 6 Approve the Repurchase of Shares in For For Management BHP Billiton Plc 7 Approve the Remuneration Report Other For For Management Than the Part Containing the Directors' Remuneration Policy 8 Approve Remuneration Report For For Management 9 Approve the Grant of Awards to Andrew For For Management Mackenzie 10 Approve the Change of Name of BHP For For Management Billiton Plc to BHP Group Plc and BHP Billiton Limited to BHP Group Limited 11 Elect Terry Bowen as Director For For Management 12 Elect Malcolm Broomhead as Director For For Management 13 Elect Anita Frew as Director For For Management 14 Elect Carolyn Hewson as Director For For Management 15 Elect Andrew Mackenzie as Director For For Management 16 Elect Lindsay Maxsted as Director For For Management 17 Elect John Mogford as Director For For Management 18 Elect Shriti Vadera as Director For For Management 19 Elect Ken MacKenzie as Director For For Management -------------------------------------------------------------------------------- BOOKING HOLDINGS INC. Ticker: BKNG Security ID: 09857L108 Meeting Date: JUN 06, 2019 Meeting Type: Annual Record Date: APR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy M. Armstrong For For Management 1.2 Elect Director Jeffery H. Boyd For For Management 1.3 Elect Director Glenn D. Fogel For For Management 1.4 Elect Director Mirian Graddick-Weir For For Management 1.5 Elect Director James M. Guyette For For Management 1.6 Elect Director Wei Hopeman For For Management 1.7 Elect Director Robert J. Mylod, Jr. For For Management 1.8 Elect Director Charles H. Noski For For Management 1.9 Elect Director Nancy B. Peretsman For For Management 1.10 Elect Director Nicholas J. Read For For Management 1.11 Elect Director Thomas E. Rothman For For Management 1.12 Elect Director Lynn M. Vojvodich For For Management 1.13 Elect Director Vanessa A. Wittman For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Bylaw Against For Shareholder -------------------------------------------------------------------------------- CANADIAN NATURAL RESOURCES LIMITED Ticker: CNQ Security ID: 136385101 Meeting Date: MAY 09, 2019 Meeting Type: Annual/Special Record Date: MAR 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Best For Withhold Management 1.2 Elect Director N. Murray Edwards For For Management 1.3 Elect Director Timothy W. Faithfull For For Management 1.4 Elect Director Christopher L. Fong For For Management 1.5 Elect Director Gordon D. Giffin For For Management 1.6 Elect Director Wilfred A. Gobert For For Management 1.7 Elect Director Steve W. Laut For For Management 1.8 Elect Director Tim S. McKay For For Management 1.9 Elect Director Frank J. McKenna For For Management 1.10 Elect Director David A. Tuer For For Management 1.11 Elect Director Annette M. Verschuren For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Re-approve Stock Option Plan For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CARMAX, INC. Ticker: KMX Security ID: 143130102 Meeting Date: JUN 25, 2019 Meeting Type: Annual Record Date: APR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter J. Bensen For For Management 1.2 Elect Director Ronald E. Blaylock For Against Management 1.3 Elect Director Sona Chawla For For Management 1.4 Elect Director Thomas J. Folliard For For Management 1.5 Elect Director Shira Goodman For For Management 1.6 Elect Director Robert J. Hombach For For Management 1.7 Elect Director David W. McCreight For For Management 1.8 Elect Director William D. Nash For For Management 1.9 Elect Director Pietro Satriano For For Management 1.10 Elect Director Marcella Shinder For For Management 1.11 Elect Director Mitchell D. Steenrod For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- CDK GLOBAL, INC. Ticker: CDK Security ID: 12508E101 Meeting Date: NOV 13, 2018 Meeting Type: Annual Record Date: SEP 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leslie A. Brun For Withhold Management 1.2 Elect Director Willie A. Deese For Withhold Management 1.3 Elect Director Amy J. Hillman For For Management 1.4 Elect Director Brian Krzanich For For Management 1.5 Elect Director Eileen J. Martinson For For Management 1.6 Elect Director Stephen A. Miles For For Management 1.7 Elect Director Robert E. Radway For For Management 1.8 Elect Director Stephen F. Schuckenbrock For For Management 1.9 Elect Director Frank S. Sowinski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CDW CORPORATION Ticker: CDW Security ID: 12514G108 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lynda M. Clarizio For For Management 1b Elect Director Christine A. Leahy For For Management 1c Elect Director Thomas E. Richards For For Management 1d Elect Director Joseph R. Swedish For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- CECO ENVIRONMENTAL CORP. Ticker: CECE Security ID: 125141101 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jason DeZwirek For For Management 1.2 Elect Director Eric M. Goldberg For For Management 1.3 Elect Director David B. Liner For For Management 1.4 Elect Director Claudio A. Mannarino For For Management 1.5 Elect Director Munish Nanda For For Management 1.6 Elect Director Jonathan Pollack For For Management 1.7 Elect Director Valerie Gentile Sachs For For Management 1.8 Elect Director Dennis Sadlowski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify BDO USA, LLP as Auditor For For Management -------------------------------------------------------------------------------- CELGENE CORPORATION Ticker: CELG Security ID: 151020104 Meeting Date: APR 12, 2019 Meeting Type: Special Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- CHARTER COMMUNICATIONS, INC. Ticker: CHTR Security ID: 16119P108 Meeting Date: APR 23, 2019 Meeting Type: Annual Record Date: FEB 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Lance Conn For For Management 1b Elect Director Kim C. Goodman For For Management 1c Elect Director Craig A. Jacobson For Against Management 1d Elect Director Gregory B. Maffei For Against Management 1e Elect Director John D. Markley, Jr. For For Management 1f Elect Director David C. Merritt For For Management 1g Elect Director James E. Meyer For For Management 1h Elect Director Steven A. Miron For For Management 1i Elect Director Balan Nair For For Management 1j Elect Director Michael A. Newhouse For For Management 1k Elect Director Mauricio Ramos For For Management 1l Elect Director Thomas M. Rutledge For For Management 1m Elect Director Eric L. Zinterhofer For Against Management 2 Approve Omnibus Stock Plan For Against Management 3 Ratify KPMG LLP as Auditors For For Management 4 Adopt Proxy Access Right Against For Shareholder 5 Report on Sustainability Against Against Shareholder -------------------------------------------------------------------------------- CHENIERE ENERGY, INC. Ticker: LNG Security ID: 16411R208 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director G. Andrea Botta For For Management 1B Elect Director Jack A. Fusco For For Management 1C Elect Director Vicky A. Bailey For For Management 1D Elect Director Nuno Brandolini For For Management 1E Elect Director David I. Foley For For Management 1F Elect Director David B. Kilpatrick For For Management 1G Elect Director Andrew Langham For For Management 1H Elect Director Courtney R. Mather For Against Management 1I Elect Director Donald F. Robillard, Jr. For For Management 1J Elect Director Neal A. Shear For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: MAY 29, 2019 Meeting Type: Annual Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director John B. Frank For Against Management 1c Elect Director Alice P. Gast For For Management 1d Elect Director Enrique Hernandez, Jr. For For Management 1e Elect Director Charles W. Moorman, IV For For Management 1f Elect Director Dambisa F. Moyo For For Management 1g Elect Director Debra Reed-Klages For For Management 1h Elect Director Ronald D. Sugar For Against Management 1i Elect Director Inge G. Thulin For For Management 1j Elect Director D. James Umpleby, III For For Management 1k Elect Director Michael K. Wirth For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Human Right to Water Against Against Shareholder 5 Report on Plans to Reduce Carbon Against Against Shareholder Footprint Aligned with Paris Agreement Goals 6 Establish Environmental Issue Board Against Against Shareholder Committee 7 Require Independent Board Chairman Against For Shareholder 8 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CIGNA CORP. Ticker: CI Security ID: 125509109 Meeting Date: AUG 24, 2018 Meeting Type: Special Record Date: JUL 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CIGNA CORPORATION Ticker: CI Security ID: 125523100 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: FEB 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Cordani For For Management 1.2 Elect Director William J. DeLaney For For Management 1.3 Elect Director Eric J. Foss For For Management 1.4 Elect Director Elder Granger For For Management 1.5 Elect Director Isaiah Harris, Jr. For For Management 1.6 Elect Director Roman Martinez, IV For For Management 1.7 Elect Director Kathleen M. Mazzarella For For Management 1.8 Elect Director Mark B. McClellan For For Management 1.9 Elect Director John M. Partridge For For Management 1.10 Elect Director William L. Roper For For Management 1.11 Elect Director Eric C. Wiseman For For Management 1.12 Elect Director Donna F. Zarcone For For Management 1.13 Elect Director William D. Zollars For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Cyber Risk *Withdrawn None None Shareholder Resolution* 6 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 16, 2019 Meeting Type: Annual Record Date: FEB 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Corbat For For Management 1b Elect Director Ellen M. Costello For For Management 1c Elect Director Barbara J. Desoer For For Management 1d Elect Director John C. Dugan For For Management 1e Elect Director Duncan P. Hennes For For Management 1f Elect Director Peter B. Henry For For Management 1g Elect Director S. Leslie Ireland For For Management 1h Elect Director Lew W. (Jay) Jacobs, IV For For Management 1i Elect Director Renee J. James For Against Management 1j Elect Director Eugene M. McQuade For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For Against Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Prohibit Accelerated Vesting of Awards Against For Shareholder to Pursue Government Service 7 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CITRIX SYSTEMS, INC. Ticker: CTXS Security ID: 177376100 Meeting Date: JUN 04, 2019 Meeting Type: Annual Record Date: APR 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert M. Calderoni For For Management 1b Elect Director Nanci E. Caldwell For Against Management 1c Elect Director Jesse A. Cohn For For Management 1d Elect Director Robert D. Daleo For For Management 1e Elect Director Murray J. Demo For For Management 1f Elect Director Ajei S. Gopal For For Management 1g Elect Director David J. Henshall For For Management 1h Elect Director Thomas E. Hogan For For Management 1i Elect Director Moira A. Kilcoyne For For Management 1j Elect Director Peter J. Sacripanti For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COCA-COLA EUROPEAN PARTNERS PLC Ticker: CCEP Security ID: G25839104 Meeting Date: MAY 29, 2019 Meeting Type: Annual Record Date: MAY 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Nathalie Gaveau as Director For For Management 4 Elect Dagmar Kollmann as Director For For Management 5 Elect Lord Mark Price as Director For For Management 6 Re-elect Jose Ignacio Comenge For Against Management Sanchez-Real as Director 7 Re-elect Francisco Crespo Benitez as For For Management Director 8 Re-elect Irial Finan as Director For Against Management 9 Re-elect Damian Gammell as Director For For Management 10 Re-elect Alvaro Gomez-Trenor Aguilar For For Management as Director 11 Re-elect Alfonso Libano Daurella as For For Management Director 12 Re-elect Mario Rotllant Sola as For Against Management Director 13 Reappoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For Against Management 17 Approve Waiver on Tender-Bid For For Management Requirement 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise Off-Market Purchase of For For Management Ordinary Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 22 Adopt New Articles of Association For Against Management -------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Ticker: CTSH Security ID: 192446102 Meeting Date: JUN 04, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zein Abdalla For For Management 1b Elect Director Maureen Breakiron-Evans For For Management 1c Elect Director Jonathan Chadwick For Against Management 1d Elect Director John M. Dineen For For Management 1e Elect Director Francisco D'Souza For For Management 1f Elect Director John N. Fox, Jr. For For Management 1g Elect Director Brian Humphries For For Management 1h Elect Director John E. Klein For For Management 1i Elect Director Leo S. Mackay, Jr. For For Management 1j Elect Director Michael Patsalos-Fox For For Management 1k Elect Director Joseph M. Velli For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Report on Political Contributions Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- COLFAX CORPORATION Ticker: CFX Security ID: 194014106 Meeting Date: MAY 13, 2019 Meeting Type: Annual Record Date: MAR 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mitchell P. Rales For For Management 1b Elect Director Matthew L. Trerotola For For Management 1c Elect Director Patrick W. Allender For For Management 1d Elect Director Thomas S. Gayner For Against Management 1e Elect Director Rhonda L. Jordan For For Management 1f Elect Director A. Clayton Perfall For For Management 1g Elect Director Didier Teirlinck For For Management 1h Elect Director Rajiv Vinnakota For For Management 1i Elect Director Sharon Wienbar For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COLUMBUS MCKINNON CORPORATION Ticker: CMCO Security ID: 199333105 Meeting Date: JUL 23, 2018 Meeting Type: Annual Record Date: JUN 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ernest R. Verebelyi For For Management 1.2 Elect Director Mark D. Morelli For For Management 1.3 Elect Director Richard H. Fleming For For Management 1.4 Elect Director Nicholas T. Pinchuk For For Management 1.5 Elect Director Liam G. McCarthy For For Management 1.6 Elect Director R. Scott Trumbull For For Management 1.7 Elect Director Heath A. Mitts For For Management 1.8 Elect Director Kathryn V. Roedel For For Management 1.9 Elect Director Aziz S. Aghili For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: APR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Sheldon M. Bonovitz For For Management 1.4 Elect Director Edward D. Breen For For Management 1.5 Elect Director Gerald L. Hassell For For Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For Withhold Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For For Management 1.10 Elect Director Brian L. Roberts For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Approve Nonqualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Require Independent Board Chairman Against For Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- COREPOINT LODGING INC. Ticker: CPLG Security ID: 21872L104 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James R. Abrahamson For Withhold Management 1.2 Elect Director Glenn Alba For For Management 1.3 Elect Director Jean M. Birch For For Management 1.4 Elect Director Alan J. Bowers For Withhold Management 1.5 Elect Director Keith A. Cline For For Management 1.6 Elect Director Giovanni Cutaia For Withhold Management 1.7 Elect Director Alice E. Gould For Withhold Management 1.8 Elect Director B. Anthony Isaac For Withhold Management 1.9 Elect Director Brian Kim For Withhold Management 1.10 Elect Director David Loeb For For Management 1.11 Elect Director Mitesh B. Shah For Withhold Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- CRESCENT POINT ENERGY CORP. Ticker: CPG Security ID: 22576C101 Meeting Date: JUN 14, 2019 Meeting Type: Annual/Special Record Date: MAY 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Ten For For Management 2.1 Elect Director Craig Bryksa For For Management 2.2 Elect Director Laura A. Cillis For For Management 2.3 Elect Director James E. Craddock For For Management 2.4 Elect Director John P. Dielwart For Withhold Management 2.5 Elect Director Ted Goldthorpe For For Management 2.6 Elect Director Robert F. Heinemann For For Management 2.7 Elect Director Mike Jackson For For Management 2.8 Elect Director Jennifer F. Koury For For Management 2.9 Elect Director Francois Langlois For For Management 2.10 Elect Director Barbara Munroe For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Reduction in Stated Capital For For Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director Mark T. Bertolini For For Management 1c Elect Director Richard M. Bracken For For Management 1d Elect Director C. David Brown, II For For Management 1e Elect Director Alecia A. DeCoudreaux For For Management 1f Elect Director Nancy-Ann M. DeParle For For Management 1g Elect Director David W. Dorman For For Management 1h Elect Director Roger N. Farah For Against Management 1i Elect Director Anne M. Finucane For For Management 1j Elect Director Edward J. Ludwig For For Management 1k Elect Director Larry J. Merlo For For Management 1l Elect Director Jean-Pierre Millon For For Management 1m Elect Director Mary L. Schapiro For For Management 1n Elect Director Richard J. Swift For For Management 1o Elect Director William C. Weldon For For Management 1p Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Prohibit Adjusting Compensation Against Against Shareholder Metrics for Legal or Compliance Costs -------------------------------------------------------------------------------- DAVITA INC. Ticker: DVA Security ID: 23918K108 Meeting Date: JUN 17, 2019 Meeting Type: Annual Record Date: APR 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pamela M. Arway For For Management 1b Elect Director Charles G. Berg For For Management 1c Elect Director Barbara J. Desoer For For Management 1d Elect Director Pascal Desroches For For Management 1e Elect Director Paul J. Diaz For For Management 1f Elect Director Peter T. Grauer For For Management 1g Elect Director John M. Nehra For For Management 1h Elect Director Javier J. Rodriguez For For Management 1i Elect Director William L. Roper For For Management 1j Elect Director Kent J. Thiry For For Management 1k Elect Director Phyllis R. Yale For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DAWSON GEOPHYSICAL CO. Ticker: DWSN Security ID: 239360100 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: MAR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William J. Barrett For For Management 1.2 Elect Director Craig W. Cooper For For Management 1.3 Elect Director Gary M. Hoover For For Management 1.4 Elect Director Stephen C. Jumper For For Management 1.5 Elect Director Michael L. Klofas For For Management 1.6 Elect Director Ted R. North For For Management 1.7 Elect Director Mark A. Vander Ploeg For For Management 1.8 Elect Director Wayne A. Whitener For For Management 2 Ratify RSM US LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES Ticker: DFS Security ID: 254709108 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Aronin For For Management 1.2 Elect Director Mary K. Bush For Against Management 1.3 Elect Director Gregory C. Case For For Management 1.4 Elect Director Candace H. Duncan For For Management 1.5 Elect Director Joseph F. Eazor For For Management 1.6 Elect Director Cynthia A. Glassman For For Management 1.7 Elect Director Roger C. Hochschild For For Management 1.8 Elect Director Thomas G. Maheras For For Management 1.9 Elect Director Michael H. Moskow For For Management 1.10 Elect Director Mark A. Thierer For For Management 1.11 Elect Director Lawrence A. Weinbach For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws 5 Provide Right to Call Special Meeting For For Management 6 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- DMC GLOBAL, INC. Ticker: BOOM Security ID: 23291C103 Meeting Date: MAY 07, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Aldous For For Management 1.2 Elect Director Andrea E. Bertone For For Management 1.3 Elect Director Yvon Pierre Cariou For For Management 1.4 Elect Director Robert A. Cohen For For Management 1.5 Elect Director Richard P. Graff For For Management 1.6 Elect Director Kevin T. Longe For For Management 1.7 Elect Director Clifton Peter Rose For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- DOLBY LABORATORIES, INC. Ticker: DLB Security ID: 25659T107 Meeting Date: FEB 05, 2019 Meeting Type: Annual Record Date: DEC 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Yeaman For For Management 1.2 Elect Director Peter Gotcher For For Management 1.3 Elect Director Micheline Chau For For Management 1.4 Elect Director David Dolby For For Management 1.5 Elect Director N. William Jasper, Jr. For For Management 1.6 Elect Director Simon Segars For For Management 1.7 Elect Director Roger Siboni For For Management 1.8 Elect Director Avadis Tevanian, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- DORIAN LPG LTD. Ticker: LPG Security ID: Y2106R110 Meeting Date: DEC 04, 2018 Meeting Type: Annual Record Date: NOV 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Oivind Lorentzen For For Management 1.2 Elect Director Ted Kalborg For For Management 1.3 Elect Director John C. Lycouris For For Management 2 Ratify Deloitte Certified Public For For Management Accountants S.A. as Auditors -------------------------------------------------------------------------------- E*TRADE FINANCIAL CORPORATION Ticker: ETFC Security ID: 269246401 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard J. Carbone For For Management 1b Elect Director Robert J. Chersi For For Management 1c Elect Director Jaime W. Ellertson For For Management 1d Elect Director James P. Healy For For Management 1e Elect Director Kevin T. Kabat For For Management 1f Elect Director James Lam For For Management 1g Elect Director Rodger A. Lawson For For Management 1h Elect Director Shelley B. Leibowitz For For Management 1i Elect Director Karl A. Roessner For For Management 1j Elect Director Rebecca Saeger For For Management 1k Elect Director Donna L. Weaver For For Management 1l Elect Director Joshua A. Weinreich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- EASTMAN CHEMICAL COMPANY Ticker: EMN Security ID: 277432100 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Humberto P. Alfonso For For Management 1.2 Elect Director Brett D. Begemann For For Management 1.3 Elect Director Michael P. Connors For For Management 1.4 Elect Director Mark J. Costa For For Management 1.5 Elect Director Robert M. Hernandez For For Management 1.6 Elect Director Julie F. Holder For For Management 1.7 Elect Director Renee J. Hornbaker For For Management 1.8 Elect Director Lewis M. Kling For For Management 1.9 Elect Director Kim Ann Mink For For Management 1.10 Elect Director James J. O'Brien For For Management 1.11 Elect Director David W. Raisbeck For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- ECHOSTAR CORP. Ticker: SATS Security ID: 278768106 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: MAR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Stanton Dodge For Withhold Management 1.2 Elect Director Michael T. Dugan For Withhold Management 1.3 Elect Director Charles W. Ergen For Withhold Management 1.4 Elect Director Anthony M. Federico For For Management 1.5 Elect Director Pradman P. Kaul For Withhold Management 1.6 Elect Director C. Michael Schroeder For For Management 1.7 Elect Director Jeffrey R. Tarr For For Management 1.8 Elect Director William D. Wade For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- ENERGEN CORP. Ticker: EGN Security ID: 29265N108 Meeting Date: NOV 27, 2018 Meeting Type: Special Record Date: OCT 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- ENERPLUS CORPORATION Ticker: ERF Security ID: 292766102 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael R. Culbert For For Management 1.2 Elect Director Ian C. Dundas For For Management 1.3 Elect Director Hilary A. Foulkes For For Management 1.4 Elect Director Robert B. Hodgins For Withhold Management 1.5 Elect Director Susan M. MacKenzie For Withhold Management 1.6 Elect Director Elliott Pew For For Management 1.7 Elect Director Jeffrey W. Sheets For For Management 1.8 Elect Director Sheldon B. Steeves For For Management 1.9 Elect Director Karen E. Clarke-Whistler For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- EOG RESOURCES, INC. Ticker: EOG Security ID: 26875P101 Meeting Date: APR 29, 2019 Meeting Type: Annual Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janet F. Clark For For Management 1b Elect Director Charles R. Crisp For For Management 1c Elect Director Robert P. Daniels For For Management 1d Elect Director James C. Day For For Management 1e Elect Director C. Christopher Gaut For For Management 1f Elect Director Julie J. Robertson For For Management 1g Elect Director Donald F. Textor For For Management 1h Elect Director William R. Thomas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EURONET WORLDWIDE, INC. Ticker: EEFT Security ID: 298736109 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Brown For For Management 1.2 Elect Director Andrew B. Schmitt For For Management 1.3 Elect Director Jeannine Strandjord For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EVERTEC, INC. Ticker: EVTC Security ID: 30040P103 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank G. D'Angelo For For Management 1b Elect Director Morgan M. Schuessler, For For Management Jr. 1c Elect Director Olga Botero For For Management 1d Elect Director Jorge A. Junquera For For Management 1e Elect Director Ivan Pagan For For Management 1f Elect Director Aldo J. Polak For For Management 1g Elect Director Alan H. Schumacher For Withhold Management 1h Elect Director Brian J. Smith For For Management 1i Elect Director Thomas W. Swidarski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EXELIXIS, INC. Ticker: EXEL Security ID: 30161Q104 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carl B. Feldbaum For For Management 1.2 Elect Director Maria C. Freire For For Management 1.3 Elect Director Alan M. Garber For For Management 1.4 Elect Director Vincent T. Marchesi For For Management 1.5 Elect Director Julie Anne Smith For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Declassify the Board of Directors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: MAY 30, 2019 Meeting Type: Annual Record Date: APR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Alford For For Management 1.2 Elect Director Marc L. Andreessen For Withhold Management 1.3 Elect Director Kenneth I. Chenault For For Management 1.4 Elect Director Susan D. For For Management Desmond-Hellmann 1.5 Elect Director Sheryl K. Sandberg For Withhold Management 1.6 Elect Director Peter A. Thiel For For Management 1.7 Elect Director Jeffrey D. Zients For For Management 1.8 Elect Director Mark Zuckerberg For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Require Independent Board Chairman Against For Shareholder 7 Require a Majority Vote for the Against For Shareholder Election of Directors 8 Disclose Board Diversity and Against Against Shareholder Qualifications Matrix 9 Report on Content Governance Against Against Shareholder 10 Report on Global Median Gender Pay Gap Against Against Shareholder 11 Prepare Employment Diversity Report Against Against Shareholder and Report on Diversity Policies 12 Study Strategic Alternatives Including Against Against Shareholder Sale of Assets -------------------------------------------------------------------------------- FIRST DATA CORP. Ticker: FDC Security ID: 32008D106 Meeting Date: APR 11, 2019 Meeting Type: Written Consent Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- FIRST DATA CORPORATION Ticker: FDC Security ID: 32008D106 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank J. Bisignano For Withhold Management 1.2 Elect Director Henry R. Kravis For Withhold Management 1.3 Elect Director Heidi G. Miller For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- FLEETCOR TECHNOLOGIES INC. Ticker: FLT Security ID: 339041105 Meeting Date: JUN 12, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald F. Clarke For For Management 1.2 Elect Director Joseph W. Farrelly For Against Management 1.3 Elect Director Richard Macchia For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Adopt Clawback Policy Against For Shareholder 6 Adjust Executive Compensation Metrics Against For Shareholder for Share Buybacks -------------------------------------------------------------------------------- FLEX LTD. Ticker: FLEX Security ID: Y2573F102 Meeting Date: AUG 16, 2018 Meeting Type: Annual Record Date: JUN 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Lay Koon Tan For For Management 2 Elect Director Jennifer Li For For Management 3 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Shares without For Against Management Preemptive Rights 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- FLUOR CORPORATION Ticker: FLR Security ID: 343412102 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter K. Barker For Against Management 1B Elect Director Alan M. Bennett For For Management 1C Elect Director Rosemary T. Berkery For For Management 1D Elect Director Alan L. Boeckmann For Against Management 1E Elect Director Peter J. Fluor For For Management 1F Elect Director James T. Hackett For Against Management 1G Elect Director Samuel J. Locklear, III For For Management 1H Elect Director Deborah D. McWhinney For Against Management 1I Elect Director Armando J. Olivera For For Management 1J Elect Director Matthew K. Rose For For Management 1K Elect Director David T. Seaton For For Management 1L Elect Director Nader H. Sultan For For Management 1M Elect Director Lynn C. Swann For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Adopt Quantitative Company-wide GHG Against Against Shareholder Goals -------------------------------------------------------------------------------- FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC Ticker: FTAI Security ID: 34960P101 Meeting Date: MAY 24, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul R. Goodwin For Withhold Management 1.2 Elect Director Ray M. Robinson For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FORWARD AIR CORP. Ticker: FWRD Security ID: 349853101 Meeting Date: MAY 07, 2019 Meeting Type: Annual Record Date: MAR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald W. Allen For For Management 1.2 Elect Director Ana B. Amicarella For For Management 1.3 Elect Director Valerie A. Bonebrake For For Management 1.4 Elect Director C. Robert Campbell For For Management 1.5 Elect Director R. Craig Carlock For For Management 1.6 Elect Director C. John Langley, Jr. For For Management 1.7 Elect Director G. Michael Lynch For For Management 1.8 Elect Director Thomas Schmitt For For Management 1.9 Elect Director W. Gilbert West For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FREEPORT-MCMORAN INC. Ticker: FCX Security ID: 35671D857 Meeting Date: JUN 12, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard C. Adkerson For For Management 1.2 Elect Director Gerald J. Ford For For Management 1.3 Elect Director Lydia H. Kennard For For Management 1.4 Elect Director Dustan E. McCoy For For Management 1.5 Elect Director Frances Fragos Townsend For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GOLAR LNG PARTNERS LP Ticker: GMLP Security ID: Y2745C102 Meeting Date: SEP 26, 2018 Meeting Type: Annual Record Date: AUG 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Paul Leand, Jr. For Against Management 2 Elect Director Jeremy Kramer For For Management -------------------------------------------------------------------------------- GRAHAM CORPORATION Ticker: GHM Security ID: 384556106 Meeting Date: AUG 09, 2018 Meeting Type: Annual Record Date: JUN 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan Fortier For For Management 1.2 Elect Director James R. Lines For For Management 1.3 Elect Director Lisa M. Schnorr For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HALLIBURTON COMPANY Ticker: HAL Security ID: 406216101 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abdulaziz F. Al Khayyal For For Management 1b Elect Director William E. Albrecht For For Management 1c Elect Director M. Katherine Banks For For Management 1d Elect Director Alan M. Bennett For For Management 1e Elect Director Milton Carroll For For Management 1f Elect Director Nance K. Dicciani For Against Management 1g Elect Director Murry S. Gerber For For Management 1h Elect Director Patricia Hemingway Hall For Against Management 1i Elect Director Robert A. Malone For Against Management 1j Elect Director Jeffrey A. Miller For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HANGER, INC. Ticker: HNGR Security ID: 41043F208 Meeting Date: MAY 17, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vinit K. Asar For For Management 1.2 Elect Director Asif Ahmad For For Management 1.3 Elect Director Christopher B. Begley For For Management 1.4 Elect Director John T. Fox For For Management 1.5 Elect Director Thomas C. Freyman For For Management 1.6 Elect Director Stephen E. Hare For Withhold Management 1.7 Elect Director Cynthia L. Lucchese For Withhold Management 1.8 Elect Director Richard R. Pettingill For For Management 1.9 Elect Director Kathryn M. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve Omnibus Stock Plan For Against Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HCA HEALTHCARE, INC. Ticker: HCA Security ID: 40412C101 Meeting Date: APR 26, 2019 Meeting Type: Annual Record Date: MAR 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas F. Frist, III For For Management 1b Elect Director Samuel N. Hazen For For Management 1c Elect Director Meg G. Crofton For For Management 1d Elect Director Robert J. Dennis For For Management 1e Elect Director Nancy-Ann DeParle For For Management 1f Elect Director William R. Frist For For Management 1g Elect Director Charles O. Holliday, Jr. For For Management 1h Elect Director Geoffrey G. Meyers For For Management 1i Elect Director Michael W. Michelson For For Management 1j Elect Director Wayne J. Riley For For Management 1k Elect Director John W. Rowe For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- HEXCEL CORP. Ticker: HXL Security ID: 428291108 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nick L. Stanage For For Management 1.2 Elect Director Joel S. Beckman For For Management 1.3 Elect Director Lynn Brubaker For For Management 1.4 Elect Director Jeffrey C. Campbell For For Management 1.5 Elect Director Cynthia M. Egnotovich For For Management 1.6 Elect Director Thomas A. Gendron For For Management 1.7 Elect Director Jeffrey A. Graves For For Management 1.8 Elect Director Guy C. Hachey For For Management 1.9 Elect Director Catherine A. Suever For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HUB GROUP, INC. Ticker: HUBG Security ID: 443320106 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David P. Yeager For For Management 1.2 Elect Director Donald G. Maltby None None Management *Withdrawn Resolution* 1.3 Elect Director Mary H. Boosalis For For Management 1.4 Elect Director James C. Kenny For For Management 1.5 Elect Director Peter B. McNitt For For Management 1.6 Elect Director Charles R. Reaves For For Management 1.7 Elect Director Martin P. Slark For For Management 1.8 Elect Director Jonathan P. Ward For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ICF INTERNATIONAL, INC. Ticker: ICFI Security ID: 44925C103 Meeting Date: MAY 30, 2019 Meeting Type: Annual Record Date: APR 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Srikant M. Datar For Withhold Management 1.2 Elect Director Peter M. Schulte For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- IHS MARKIT LTD. Ticker: INFO Security ID: G47567105 Meeting Date: APR 11, 2019 Meeting Type: Annual Record Date: FEB 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean-Paul L. Montupet For For Management 1b Elect Director Richard W. Roedel For Against Management 1c Elect Director James A. Rosenthal For For Management 1d Elect Director Lance Uggla For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Proxy Access Right For For Management -------------------------------------------------------------------------------- INDUSTRIAL LOGISTICS PROPERTIES TRUST Ticker: ILPT Security ID: 456237106 Meeting Date: JUN 03, 2019 Meeting Type: Annual Record Date: JAN 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lisa Harris Jones For Withhold Management 1.2 Elect Director John G. Murray For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Adopt Plurality Voting for Contested For For Management Election of Directors -------------------------------------------------------------------------------- INFOSYS LIMITED Ticker: 500209 Security ID: 456788108 Meeting Date: JUN 22, 2019 Meeting Type: Annual Record Date: MAY 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Elect Nandan M. Nilekani as Director For For Management 4 Approve Infosys Expanded Stock For For Management Ownership Program - 2019 to Eligible Employees of the Company 5 Approve Infosys Expanded Stock For For Management Ownership Program - 2019 to Eligible Employees of the Company's Subsidiaries 6 Approve Secondary Acquisition of For For Management Shares of the Company by the Infosys Expanded Stock Ownership Trust 7 Approve Grant of Stock Incentives to For For Management Salil Parekh Under Infosys Expanded Stock Ownership Program - 2019 8 Approve Change of Terms of Appointment For For Management of Salil Parekh as Chief Executive Officer and Managing Director 9 Approve Grant of Stock Incentives to U. For For Management B. Pravin Rao Under Infosys Expanded Stock Ownership Program - 2019 -------------------------------------------------------------------------------- INFOSYS LTD. Ticker: 500209 Security ID: 456788108 Meeting Date: AUG 22, 2018 Meeting Type: Special Record Date: JUL 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Share Capital For For Management 2 Amend Memorandum of Association to For For Management Reflect Changes in Capital 3 Approve Issuance of Bonus Shares For For Management 4 Elect Michael Gibbs as Director For For Management -------------------------------------------------------------------------------- INFOSYS LTD. Ticker: 500209 Security ID: 456788108 Meeting Date: MAR 12, 2019 Meeting Type: Special Record Date: JAN 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Buyback of Equity Shares For For Management 2 Reelect Kiran Mazumdar-Shaw as Director For Against Management -------------------------------------------------------------------------------- INSIGHT ENTERPRISES, INC. Ticker: NSIT Security ID: 45765U103 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: APR 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard E. Allen For For Management 1.2 Elect Director Bruce W. Armstrong For For Management 1.3 Elect Director Linda Breard For For Management 1.4 Elect Director Timothy A. Crown For For Management 1.5 Elect Director Catherine Courage For For Management 1.6 Elect Director Anthony A. Ibarguen For For Management 1.7 Elect Director Kenneth T. Lamneck For For Management 1.8 Elect Director Kathleen S. Pushor For For Management 1.9 Elect Director Girish Rishi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- INTERDIGITAL, INC. Ticker: IDCC Security ID: 45867G101 Meeting Date: JUN 12, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joan H. Gillman For Against Management 1b Elect Director S. Douglas Hutcheson For For Management 1c Elect Director John A. Kritzmacher For For Management 1d Elect Director John D. Markley, Jr. For For Management 1e Elect Director William J. Merritt For For Management 1f Elect Director Jean F. Rankin For For Management 1g Elect Director Philip P. Trahanas For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY PLC Ticker: IGT Security ID: G4863A108 Meeting Date: MAY 17, 2019 Meeting Type: Annual Record Date: MAY 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Remuneration Policy For Against Management 4 Elect Director Paget Alves For For Management 5 Elect Director Alberto Dessy For For Management 6 Elect Director Marco Drago For For Management 7 Elect Director James McCann For For Management 8 Elect Director Heather McGregor For For Management 9 Elect Director Lorenzo Pellicioli For For Management 10 Elect Director Vincent Sadusky For For Management 11 Elect Director Gianmario Tondato Da For For Management Ruos 12 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 13 Authorize Board to Fix Remuneration of For For Management Auditors 14 Approve EU Political Donations For For Management 15 Authorize Issue of Equity For Against Management 16 Issue of Equity or Equity-Linked For For Management Securities without Pre-emptive Rights 17 Authorize Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- JACOBS ENGINEERING GROUP, INC. Ticker: JEC Security ID: 469814107 Meeting Date: JAN 16, 2019 Meeting Type: Annual Record Date: NOV 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph R. Bronson For For Management 1b Elect Director Juan Jose Suarez Coppel For For Management 1c Elect Director Robert C. Davidson, Jr. For For Management 1d Elect Director Steven J. Demetriou For For Management 1e Elect Director Ralph E. Eberhart For For Management 1f Elect Director Dawne S. Hickton For For Management 1g Elect Director Linda Fayne Levinson For For Management 1h Elect Director Robert A. McNamara For For Management 1i Elect Director Peter J. Robertson For For Management 1j Elect Director Christopher M.T. For For Management Thompson 1k Elect Director Barry L. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- JAZZ PHARMACEUTICALS PLC Ticker: JAZZ Security ID: G50871105 Meeting Date: AUG 02, 2018 Meeting Type: Annual Record Date: JUN 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter Gray For For Management 1b Elect Director Kenneth W. O'Keefe For For Management 1c Elect Director Elmar Schnee For For Management 1d Elect Director Catherine A. Sohn For For Management 2 Approve KPMG, Dublin as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- JEFFERIES FINANCIAL GROUP, INC. Ticker: JEF Security ID: 47233W109 Meeting Date: MAR 28, 2019 Meeting Type: Annual Record Date: JAN 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Linda L. Adamany For For Management 1.2 Elect Director Barry J. Alperin For For Management 1.3 Elect Director Robert D. Beyer For For Management 1.4 Elect Director Francisco L. Borges For For Management 1.5 Elect Director Brian P. Friedman For For Management 1.6 Elect Director MaryAnne Gilmartin For For Management 1.7 Elect Director Richard B. Handler For For Management 1.8 Elect Director Robert E. Joyal For For Management 1.9 Elect Director Jacob M. Katz For For Management 1.10 Elect Director Michael T. O'Kane For For Management 1.11 Elect Director Stuart H. Reese For For Management 1.12 Elect Director Joseph S. Steinberg For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: FEB 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Mark B. McClellan For For Management 1h Elect Director Anne M. Mulcahy For Against Management 1i Elect Director William D. Perez For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Clawback Disclosure of Recoupment Against For Shareholder Activity from Senior Officers 5 Report on Integrating Risks Related to Against Against Shareholder Drug Pricing into Senior Executive Compensation -------------------------------------------------------------------------------- KALA PHARMACEUTICALS, INC. Ticker: KALA Security ID: 483119103 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: APR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Mark Iwicki For Withhold Management 1.2 Elect Director Gregory Grunberg For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- KAR AUCTION SERVICES, INC. Ticker: KAR Security ID: 48238T109 Meeting Date: JUN 04, 2019 Meeting Type: Annual Record Date: APR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donna R. Ecton For For Management 1b Elect Director James P. "Jim" Hallett For For Management 1c Elect Director Mark E. Hill For For Management 1d Elect Director J. Mark Howell For For Management 1e Elect Director Stefan Jacoby For For Management 1f Elect Director Lynn Jolliffe For For Management 1g Elect Director Michael T. Kestner For For Management 1h Elect Director John P. Larson For For Management 1i Elect Director Stephen E. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KBR, INC. Ticker: KBR Security ID: 48242W106 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Mark E. Baldwin For For Management 1B Elect Director James R. Blackwell For For Management 1C Elect Director Stuart J. B. Bradie For For Management 1D Elect Director Lester L. Lyles For For Management 1E Elect Director Wendy M. Masiello For For Management 1F Elect Director Jack B. Moore For For Management 1G Elect Director Ann D. Pickard For For Management 1H Elect Director Umberto della Sala For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- KERYX BIOPHARMACEUTICALS, INC. Ticker: KERX Security ID: 492515101 Meeting Date: DEC 11, 2018 Meeting Type: Special Record Date: OCT 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- KORN/FERRY INTERNATIONAL Ticker: KFY Security ID: 500643200 Meeting Date: SEP 26, 2018 Meeting Type: Annual Record Date: JUL 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Doyle N. Beneby For For Management 1B Elect Director Gary D. Burnison For For Management 1C Elect Director William R. Floyd For For Management 1D Elect Director Christina A. Gold For For Management 1E Elect Director Jerry P. Leamon For For Management 1F Elect Director Angel R. Martinez For For Management 1G Elect Director Debra J. Perry For Against Management 1H Elect Director George T. Shaheen For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Call Special Meeting For For Management 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- KT CORP. Ticker: 030200 Security ID: 48268K101 Meeting Date: MAR 29, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim In-hoe as Inside Director For For Management 3.2 Elect Lee Dong-myeon as Inside Director For For Management 3.3 Elect Seong Tae-yoon as Outside For For Management Director 3.4 Elect Yoo Hui-yeol as Outside Director For For Management 4.1 Elect Kim Dae-yoo as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LABORATORY CORPORATION OF AMERICA HOLDINGS Ticker: LH Security ID: 50540R409 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kerrii B. Anderson For Against Management 1b Elect Director Jean-Luc Belingard For Against Management 1c Elect Director D. Gary Gilliland For For Management 1d Elect Director David P. King For For Management 1e Elect Director Garheng Kong For Against Management 1f Elect Director Peter M. Neupert For For Management 1g Elect Director Richelle P. Parham For For Management 1h Elect Director Adam H. Schechter For For Management 1i Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- LAS VEGAS SANDS CORP. Ticker: LVS Security ID: 517834107 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sheldon G. Adelson For Withhold Management 1.2 Elect Director Irwin Chafetz For Withhold Management 1.3 Elect Director Micheline Chau For Withhold Management 1.4 Elect Director Patrick Dumont For Withhold Management 1.5 Elect Director Charles D. Forman For Withhold Management 1.6 Elect Director Robert G. Goldstein For Withhold Management 1.7 Elect Director George Jamieson For For Management 1.8 Elect Director Charles A. Koppelman For Withhold Management 1.9 Elect Director Lewis Kramer For For Management 1.10 Elect Director David F. Levi For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- LAZARD LTD. Ticker: LAZ Security ID: G54050102 Meeting Date: APR 23, 2019 Meeting Type: Annual Record Date: MAR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard N. Haass For For Management 1.2 Elect Director Jane L. Mendillo For For Management 1.3 Elect Director Richard D. Parsons For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- LIQUIDITY SERVICES, INC. Ticker: LQDT Security ID: 53635B107 Meeting Date: FEB 21, 2019 Meeting Type: Annual Record Date: JAN 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Angrick, III For For Management 1.2 Elect Director Edward J. Kolodzieski For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LOEWS CORPORATION Ticker: L Security ID: 540424108 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAR 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ann E. Berman For For Management 1b Elect Director Joseph L. Bower For For Management 1c Elect Director Charles D. Davidson For For Management 1d Elect Director Charles M. Diker For For Management 1e Elect Director Paul J. Fribourg For Against Management 1f Elect Director Walter L. Harris For Against Management 1g Elect Director Philip A. Laskawy For Against Management 1h Elect Director Susan P. Peters For For Management 1i Elect Director Andrew H. Tisch For For Management 1j Elect Director James S. Tisch For Against Management 1k Elect Director Jonathan M. Tisch For For Management 1l Elect Director Anthony Welters For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- LOGMEIN, INC. Ticker: LOGM Security ID: 54142L109 Meeting Date: MAY 30, 2019 Meeting Type: Annual Record Date: APR 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven J. Benson For For Management 1.2 Elect Director Robert M. Calderoni For For Management 1.3 Elect Director Michael J. Christenson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LYONDELLBASELL INDUSTRIES N.V. Ticker: LYB Security ID: N53745100 Meeting Date: MAY 31, 2019 Meeting Type: Annual Record Date: MAY 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacques Aigrain For For Management 1b Elect Director Lincoln Benet For For Management 1c Elect Director Jagjeet "Jeet" Bindra For For Management 1d Elect Director Robin Buchanan For For Management 1e Elect Director Stephen Cooper For For Management 1f Elect Director Nance Dicciani For Withhold Management 1g Elect Director Claire Farley For For Management 1h Elect Director Isabella "Bella" Goren For For Management 1i Elect Director Michael Hanley For For Management 1j Elect Director Albert Manifold For For Management 1k Elect Director Bhavesh "Bob" Patel For For Management 1l Elect Director Rudy van der Meer For For Management 2 Approve Discharge of Executive For For Management Director and Prior Management Board 3 Approve Discharge of Non-Executive For For Management Directors and Prior Supervisory Board 4 Adopt Financial Statements and For For Management Statutory Reports 5 Ratify PricewaterhouseCoopers For For Management Accountants N.V. as Auditors 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 7 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 8 Approve Dividends of USD 4.00 Per Share For For Management 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MANITEX INTERNATIONAL, INC. Ticker: MNTX Security ID: 563420108 Meeting Date: JUN 12, 2019 Meeting Type: Annual Record Date: APR 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald M. Clark For Withhold Management 1.2 Elect Director Robert S. Gigliotti For Withhold Management 1.3 Elect Director Frederick B. Knox For Withhold Management 1.4 Elect Director David J. Langevin For Withhold Management 1.5 Elect Director Marvin B. Rosenberg For Withhold Management 1.6 Elect Director Ingo Schiller For Withhold Management 1.7 Elect Director Stephen J. Tober For Withhold Management 2 Ratify Grant Thornton LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MARATHON OIL CORPORATION Ticker: MRO Security ID: 565849106 Meeting Date: MAY 29, 2019 Meeting Type: Annual Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory H. Boyce For For Management 1b Elect Director Chadwick C. Deaton For Against Management 1c Elect Director Marcela E. Donadio For For Management 1d Elect Director Jason B. Few For For Management 1e Elect Director Douglas L. Foshee For For Management 1f Elect Director M. Elise Hyland For For Management 1g Elect Director Lee M. Tillman For For Management 1h Elect Director J. Kent Wells For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: FEB 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Evan Bayh For Against Management 1b Elect Director Charles E. Bunch For Against Management 1c Elect Director Edward G. Galante For Against Management 1d Elect Director Kim K.W. Rucker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- MEDICAL PROPERTIES TRUST, INC. Ticker: MPW Security ID: 58463J304 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward K. Aldag, Jr. For For Management 1.2 Elect Director G. Steven Dawson For For Management 1.3 Elect Director R. Steven Hamner For For Management 1.4 Elect Director Elizabeth N. Pitman For For Management 1.5 Elect Director C. Reynolds Thompson, For For Management III 1.6 Elect Director D. Paul Sparks, Jr. For For Management 1.7 Elect Director Michael G. Stewart For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MEDTRONIC PLC Ticker: MDT Security ID: G5960L103 Meeting Date: DEC 07, 2018 Meeting Type: Annual Record Date: OCT 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Richard H. Anderson For For Management 1b Elect Director Craig Arnold For For Management 1c Elect Director Scott C. Donnelly For For Management 1d Elect Director Randall J. Hogan, III For For Management 1e Elect Director Omar Ishrak For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director James T. Lenehan For For Management 1h Elect Director Elizabeth G. Nabel For For Management 1i Elect Director Denise M. O'Leary For For Management 1j Elect Director Kendall J. Powell For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MITCHAM INDUSTRIES, INC. Ticker: MIND Security ID: 606501104 Meeting Date: AUG 24, 2018 Meeting Type: Annual Record Date: JUN 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter H. Blum For For Management 1.2 Elect Director Robert P. Capps For For Management 1.3 Elect Director R. Dean Lewis For For Management 1.4 Elect Director Robert J. Albers For For Management 1.5 Elect Director Thomas S. Glanville For For Management 1.6 Elect Director Marcus Rowland For For Management 2 Increase Authorized Preferred Stock For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: 607409109 Meeting Date: SEP 28, 2018 Meeting Type: Special Record Date: AUG 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Interim Dividends for First For For Management Half Year of Fiscal 2018 3.1 Approve Company's Membership in Joint For For Management Audit Cooperation 3.2 Approve Company's Membership in Kirov For For Management Union of Industrialists and Entrepreneurs -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: 607409109 Meeting Date: JUN 27, 2019 Meeting Type: Annual Record Date: MAY 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Annual Report, Financial For For Management Statements, and Allocation of Income, Including Dividends of RUB 19.98 per Share 3.1 Elect Antoniou Antonios Theodosiou as None For Management Director 3.2 Elect Feliks Evtushenkov as Director None Against Management 3.3 Elect Artem Zasurskii as Director None Against Management 3.4 Elect Aleksei Katkov as Director None Against Management 3.5 Elect Aleksei Kornia as Director None Against Management 3.6 Elect Regina von Flemming as Director None For Management 3.7 Elect Vsevolod Rozanov as Director None Against Management 3.8 Elect Thomas Holtrop as Director None For Management 3.9 Elect Valentin Iumashev as Director None For Management 4.1 Elect Irina Borisenkova as Member of For For Management Audit Commission 4.2 Elect Maksim Mamonov as Member of For For Management Audit Commission 4.3 Elect Andrei Porokh as Member of Audit For For Management Commission 5 Ratify Deloitte and Touche CIS as For For Management Auditor 6 Approve New Edition of Regulations on For For Management General Meetings -------------------------------------------------------------------------------- MODEL N, INC. Ticker: MODN Security ID: 607525102 Meeting Date: FEB 15, 2019 Meeting Type: Annual Record Date: DEC 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jason Blessing For For Management 1.2 Elect Director Dave Yarnold For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- MORGAN STANLEY Ticker: MS Security ID: 617446448 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elizabeth Corley For For Management 1b Elect Director Alistair M. Darling For For Management 1c Elect Director Thomas H. Glocer For For Management 1d Elect Director James P. Gorman For For Management 1e Elect Director Robert H. Herz For For Management 1f Elect Director Nobuyuki Hirano For For Management 1g Elect Director Jami Miscik For For Management 1h Elect Director Dennis M. Nally For For Management 1i Elect Director Takeshi Ogasawara For For Management 1j Elect Director Hutham S. Olayan For For Management 1k Elect Director Mary L. Schapiro For For Management 1l Elect Director Perry M. Traquina For For Management 1m Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- NET 1 U.E.P.S. TECHNOLOGIES, INC. Ticker: UEPS Security ID: 64107N206 Meeting Date: NOV 14, 2018 Meeting Type: Annual Record Date: SEP 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herman G. Kotze For For Management 1.2 Elect Director Alex M.R. Smith For For Management 1.3 Elect Director Christopher S. Seabrooke For Withhold Management 1.4 Elect Director Alasdair J.K. Pein For Withhold Management 1.5 Elect Director Paul Edwards For Withhold Management 1.6 Elect Director Alfred T. Mockett For Withhold Management 1.7 Elect Director Ekta Singh-Bushell For Withhold Management 2 Ratify Deloitte & Touche (South For For Management Africa) as Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- NETEASE, INC. Ticker: NTES Security ID: 64110W102 Meeting Date: SEP 07, 2018 Meeting Type: Annual Record Date: JUL 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect William Lei Ding as Director For For Management 1b Elect Alice Cheng as Director For For Management 1c Elect Denny Lee as Director For Against Management 1d Elect Joseph Tong as Director For For Management 1e Elect Lun Feng as Director For For Management 1f Elect Michael Leung as Director For Against Management 1g Elect Michael Tong as Director For For Management 2 Approve Appointment of For For Management PricewaterhouseCoopers Zhong Tian LLP as Auditor -------------------------------------------------------------------------------- NOMAD FOODS LIMITED Ticker: NOMD Security ID: G6564A105 Meeting Date: JUN 19, 2019 Meeting Type: Annual Record Date: MAY 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin Ellis Franklin For For Management 1.2 Elect Director Noam Gottesman For For Management 1.3 Elect Director Ian G.H. Ashken For For Management 1.4 Elect Director Stefan Descheemaeker For For Management 1.5 Elect Director Mohamed Elsarky For For Management 1.6 Elect Director Jeremy Isaacs For For Management 1.7 Elect Director James E. Lillie For For Management 1.8 Elect Director Stuart M. MacFarlane For For Management 1.9 Elect Director Lord Myners of Truro For For Management 1.10 Elect Director Victoria Parry For For Management 1.11 Elect Director Simon White For For Management 1.12 Elect Director Samy Zekhout For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: 66987V109 Meeting Date: FEB 28, 2019 Meeting Type: Annual Record Date: JAN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.85 per Share 4 Approve CHF 11.6 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5 Authorize Repurchase of up to CHF 10 For For Management Billion in Issued Share Capital 6 Approve Special Distribution by Way of For For Management a Dividend in Kind to Effect the Spin-Off of Alcon Inc. 7.1 Approve Maximum Remuneration of For For Management Directors in the Amount of CHF 8.2 Million 7.2 Approve Maximum Remuneration of For For Management Executive Committee in the Amount of CHF 92 Million 7.3 Approve Remuneration Report For For Management 8.1 Reelect Joerg Reinhardt as Director For For Management and Board Chairman 8.2 Reelect Nancy Andrews as Director For For Management 8.3 Reelect Ton Buechner as Director For For Management 8.4 Reelect Srikant Datar as Director For Against Management 8.5 Reelect Elizabeth Doherty as Director For For Management 8.6 Reelect Ann Fudge as Director For For Management 8.7 Reelect Frans van Houten as Director For For Management 8.8 Reelect Andreas von Planta as Director For For Management 8.9 Reelect Charles Sawyers as Director For For Management 8.10 Reelect Enrico Vanni as Director For For Management 8.11 Reelect William Winters as Director For For Management 8.12 Elect Patrice Bula as Director For For Management 9.1 Reappoint Srikant Datar as Member of For Against Management the Compensation Committee 9.2 Reappoint Ann Fudge as Member of the For For Management Compensation Committee 9.3 Reappoint Enrico Vanni as Member of For For Management the Compensation Committee 9.4 Reappoint William Winters as Member of For For Management the Compensation Committee 9.5 Appoint Patrice Bula as Member of the For For Management Compensation Committee 10 Ratify PricewaterhouseCoopers AG as For For Management Auditors 11 Designate Peter Zahn as Independent For For Management Proxy 12 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- NUTRIEN LTD. Ticker: NTR Security ID: 67077M108 Meeting Date: JUL 19, 2018 Meeting Type: Annual Record Date: JUN 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher M. Burley For For Management 1.2 Elect Director Maura J. Clark For For Management 1.3 Elect Director John W. Estey For For Management 1.4 Elect Director David C. Everitt For Withhold Management 1.5 Elect Director Russell K. Girling For For Management 1.6 Elect Director Gerald W. Grandey For For Management 1.7 Elect Director Miranda C. Hubbs For For Management 1.8 Elect Director Alice D. Laberge For For Management 1.9 Elect Director Consuelo E. Madere For For Management 1.10 Elect Director Charles "Chuck" V. Magro For For Management 1.11 Elect Director Keith G. Martell For For Management 1.12 Elect Director A. Anne McLellan For For Management 1.13 Elect Director Derek G. Pannell For For Management 1.14 Elect Director Aaron W. Regent For For Management 1.15 Elect Director Mayo M. Schmidt For For Management 1.16 Elect Director Jochen E. Tilk For For Management 2 Approve Re-appointment of KPMG LLP as For For Management Auditors 3 Approve Stock Option Plan and Grant of For For Management Stock Options 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- NUTRIEN LTD. Ticker: NTR Security ID: 67077M108 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher M. Burley For For Management 1.2 Elect Director Maura J. Clark For For Management 1.3 Elect Director John W. Estey For For Management 1.4 Elect Director David C. Everitt For Withhold Management 1.5 Elect Director Russell K. Girling For For Management 1.6 Elect Director Miranda C. Hubbs For For Management 1.7 Elect Director Alice D. Laberge For For Management 1.8 Elect Director Consuelo E. Madere For For Management 1.9 Elect Director Charles V. Magro For For Management 1.10 Elect Director Keith G. Martell For For Management 1.11 Elect Director Aaron W. Regent For For Management 1.12 Elect Director Mayo M. Schmidt For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- OCEANEERING INTERNATIONAL, INC. Ticker: OII Security ID: 675232102 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roderick A. Larson For For Management 1.2 Elect Director Kevin McEvoy For For Management 1.3 Elect Director Paul B. Murphy, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OIL CO. LUKOIL PJSC Ticker: LKOH Security ID: 69343P105 Meeting Date: AUG 24, 2018 Meeting Type: Special Record Date: JUL 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Share Capital For For Management through Share Repurchase Program and Subsequent Share Cancellation -------------------------------------------------------------------------------- OVERSEAS SHIPHOLDING GROUP, INC. Ticker: OSG Security ID: 69036R863 Meeting Date: MAY 30, 2019 Meeting Type: Annual Record Date: APR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph I. Kronsberg For For Management 1.2 Elect Director Anja L. Manuel For For Management 1.3 Elect Director Samuel H. Norton For For Management 1.4 Elect Director John P. Reddy For For Management 1.5 Elect Director Julie E. Silcock For For Management 1.6 Elect Director Gary Eugene Taylor For For Management 1.7 Elect Director Ty E. Wallach For For Management 1.8 Elect Director Douglas D. Wheat For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PERFICIENT, INC. Ticker: PRFT Security ID: 71375U101 Meeting Date: MAY 29, 2019 Meeting Type: Annual Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Davis For For Management 1.2 Elect Director Ralph C. Derrickson For For Management 1.3 Elect Director James R. Kackley For For Management 1.4 Elect Director David S. Lundeen For For Management 1.5 Elect Director Brian L. Matthews For For Management 1.6 Elect Director Gary M. Wimberly For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- PHILLIPS 66 Ticker: PSX Security ID: 718546104 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Greg C. Garland For For Management 1b Elect Director Gary K. Adams For For Management 1c Elect Director John E. Lowe For For Management 1d Elect Director Denise L. Ramos For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Report on Plastic Pollution *Withdrawn None None Shareholder Resolution* -------------------------------------------------------------------------------- PIEDMONT OFFICE REALTY TRUST, INC. Ticker: PDM Security ID: 720190206 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank C. McDowell For For Management 1.2 Elect Director Kelly H. Barrett For For Management 1.3 Elect Director Wesley E. Cantrell For For Management 1.4 Elect Director Barbara B. Lang For For Management 1.5 Elect Director Donald A. Miller For For Management 1.6 Elect Director C. Brent Smith For For Management 1.7 Elect Director Jeffrey L. Swope For For Management 1.8 Elect Director Dale H. Taysom For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY Ticker: PXD Security ID: 723787107 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edison C. Buchanan For For Management 1.2 Elect Director Andrew F. Cates For For Management 1.3 Elect Director Phillip A. Gobe For For Management 1.4 Elect Director Larry R. Grillot For For Management 1.5 Elect Director Stacy P. Methvin For For Management 1.6 Elect Director Royce W. Mitchell For For Management 1.7 Elect Director Frank A. Risch For For Management 1.8 Elect Director Scott D. Sheffield For For Management 1.9 Elect Director Mona K. Sutphen For For Management 1.10 Elect Director J. Kenneth Thompson For Against Management 1.11 Elect Director Phoebe A. Wood For Against Management 1.12 Elect Director Michael D. Wortley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- POINTS INTERNATIONAL LTD. Ticker: PTS Security ID: 730843208 Meeting Date: MAY 09, 2019 Meeting Type: Annual/Special Record Date: APR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Adams For For Management 1.2 Elect Director Leontine Atkins For For Management 1.3 Elect Director Christopher Barnard For For Management 1.4 Elect Director Michael Beckerman For For Management 1.5 Elect Director Douglas Carty For For Management 1.6 Elect Director Bruce Croxon For For Management 1.7 Elect Director Robert MacLean For For Management 1.8 Elect Director Jane Skoblo For For Management 1.9 Elect Director John Thompson For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Re-approve Stock Option Plan For Against Management -------------------------------------------------------------------------------- POSCO Ticker: A005490 Security ID: 693483109 Meeting Date: JUL 27, 2018 Meeting Type: Special Record Date: MAY 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Choi Jeong-woo as Inside For For Management Director (CEO) -------------------------------------------------------------------------------- PROPETRO HOLDING CORP. Ticker: PUMP Security ID: 74347M108 Meeting Date: JUN 14, 2019 Meeting Type: Annual Record Date: APR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dale Redman For For Management 1.2 Elect Director Spencer D. Armour, III For For Management 1.3 Elect Director Steven Beal For For Management 1.4 Elect Director Mark S. Berg For For Management 1.5 Elect Director Anthony Best For For Management 1.6 Elect Director Pryor Blackwell For For Management 1.7 Elect Director Alan E. Douglas For For Management 1.8 Elect Director Royce W. Mitchell For For Management 1.9 Elect Director Jack B. Moore For For Management 2 Amend Certificate of Incorporation For For Management 3 Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws 4 Eliminate Supermajority Vote For For Management Requirement to Amend Certificate of Incorporation 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Advisory Vote on Say on Pay Frequency One Year One Year Management 7 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- QUANTA SERVICES, INC. Ticker: PWR Security ID: 74762E102 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Earl C. "Duke" Austin, For For Management Jr. 1b Elect Director Doyle N. Beneby For For Management 1c Elect Director J. Michal Conaway For For Management 1d Elect Director Vincent D. Foster For For Management 1e Elect Director Bernard Fried For For Management 1f Elect Director Worthing F. Jackman For For Management 1g Elect Director David M. McClanahan For For Management 1h Elect Director Margaret B. Shannon For For Management 1i Elect Director Pat Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- QURATE RETAIL, INC. Ticker: QRTEA Security ID: 74915M100 Meeting Date: MAY 30, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John C. Malone For Withhold Management 1.2 Elect Director M. Ian G. Gilchrist For For Management 1.3 Elect Director Mark C. Vadon For Withhold Management 1.4 Elect Director Andrea L. Wong For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- RIO TINTO PLC Ticker: RIO Security ID: 767204100 Meeting Date: APR 10, 2019 Meeting Type: Annual Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report for UK Law For For Management Purposes 3 Approve Remuneration Report for For For Management Australian Law Purposes 4 Elect Moya Greene as Director For For Management 5 Elect Simon McKeon as Director For For Management 6 Elect Jakob Stausholm as Director For For Management 7 Re-elect Megan Clark as Director For For Management 8 Re-elect David Constable as Director For For Management 9 Re-elect Simon Henry as Director For For Management 10 Re-elect Jean-Sebastien Jacques as For For Management Director 11 Re-elect Sam Laidlaw as Director For For Management 12 Re-elect Michael L'Estrange as Director For For Management 13 Re-elect Simon Thompson as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For Against Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- RPM INTERNATIONAL, INC. Ticker: RPM Security ID: 749685103 Meeting Date: OCT 04, 2018 Meeting Type: Annual Record Date: AUG 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2 Reduce Supermajority Vote Requirement For For Management to Amend By-Laws 3.1 Elect Director John P. Abizaid For For Management 3.2 Elect Director John M. Ballbach For For Management 3.3 Elect Director Bruce A. Carbonari For For Management 3.4 Elect Director Jenniffer D. Deckard For For Management 3.5 Elect Director Salvatore D. Fazzolari For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Amend Omnibus Stock Plan For For Management 6 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RYANAIR HOLDINGS PLC Ticker: RY4C Security ID: 783513203 Meeting Date: SEP 20, 2018 Meeting Type: Annual Record Date: AUG 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3a Re-elect David Bonderman as Director For Against Management 3b Re-elect Michael Cawley as Director For Against Management 3c Re-elect Stan McCarthy as Director For For Management 3d Re-elect Kyran McLaughlin as Director For Against Management 3e Re-elect Howard Millar as Director For Against Management 3f Re-elect Dick Milliken as Director For For Management 3g Re-elect Michael O'Brien as Director For For Management 3h Re-elect Michael O'Leary as Director For For Management 3i Re-elect Julie O'Neill as Director For For Management 3j Re-elect Louise Phelan as Director For For Management 3k Elect Emer Daly as Director For For Management 3l Elect Roisin Brennan as Director For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Authorise Issue of Equity with For For Management Pre-emptive Rights 6 Authorise Issue of Equity without For For Management Pre-emptive Rights 7 Authorise Market Purchase and/or For For Management Overseas Market Purchase of Ordinary Shares -------------------------------------------------------------------------------- SABRE CORP. Ticker: SABR Security ID: 78573M104 Meeting Date: APR 23, 2019 Meeting Type: Annual Record Date: FEB 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Bravante, Jr. For For Management 1.2 Elect Director Joseph Osnoss For Against Management 1.3 Elect Director Zane Rowe For Against Management 1.4 Elect Director John Siciliano For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Certificate of Incorporation For For Management 4 Approve Omnibus Stock Plan For Against Management 5 Approve Non-Employee Director Omnibus For Against Management Stock Plan -------------------------------------------------------------------------------- SAFE BULKERS, INC. Ticker: SB Security ID: Y7388L103 Meeting Date: SEP 06, 2018 Meeting Type: Annual Record Date: JUL 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Polys Hajioannou For Withhold Management 1.2 Elect Director Ioannis Foteinos For Withhold Management 1.3 Elect Director Ole Wikborg For For Management 2 Ratify Deloitte, Certified Public For For Management Accountants S.A. as Auditors -------------------------------------------------------------------------------- SCHLUMBERGER LIMITED Ticker: SLB Security ID: 806857108 Meeting Date: APR 03, 2019 Meeting Type: Annual Record Date: FEB 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter L.S. Currie For For Management 1b Elect Director Miguel M. Galuccio For For Management 1c Elect Director Paal Kibsgaard For For Management 1d Elect Director Nikolay Kudryavtsev For For Management 1e Elect Director Tatiana A. Mitrova For For Management 1f Elect Director Indra K. Nooyi For For Management 1g Elect Director Lubna S. Olayan For For Management 1h Elect Director Mark G. Papa For For Management 1i Elect Director Leo Rafael Reif For For Management 1j Elect Director Henri Seydoux For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt and Approve Financials and For For Management Dividends 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Amend Non-Employee Director Restricted For For Management Stock Plan -------------------------------------------------------------------------------- SENSATA TECHNOLOGIES HOLDING PLC Ticker: ST Security ID: G8060N102 Meeting Date: MAY 28, 2019 Meeting Type: Annual Record Date: APR 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul B. Edgerley For Against Management 1b Elect Director Martha N. Sullivan For For Management 1c Elect Director John P. Absmeier For For Management 1d Elect Director James E. Heppelmann For For Management 1e Elect Director Charles W. Peffer For Against Management 1f Elect Director Constance E. Skidmore For For Management 1g Elect Director Andrew C. Teich For For Management 1h Elect Director Thomas Wroe Jr. For For Management 1i Elect Director Stephen M. Zide For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Director Compensation Report For For Management 5 Approve Director Compensation Policy For For Management 6 Ratify Ernst & Young LLP as U.K. For For Management Statutory Auditor 7 Authorize Audit Committee to Fix For For Management Remuneration of Auditors 8 Accept Financial Statements and For For Management Statutory Reports 9 Grant Board Authority to Repurchase For For Management Shares 10 Authorize Issue of Equity For For Management 11 Authorize Issue of Equity without For Against Management Pre-emptive Rights 12 Authorize the Board of Directors to For For Management Allot Shares Under the Equity Incentive Plans 13 Authorize the Board of Directors to For For Management Allot Shares Under the Equity Incentive Plans without Pre-emptive Rights -------------------------------------------------------------------------------- SINA CORP. Ticker: SINA Security ID: G81477104 Meeting Date: NOV 23, 2018 Meeting Type: Annual Record Date: SEP 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yan Wang as Director For For Management 2 Elect James Jianzhang Liang as Director For Against Management 3 Approve Appointment of For For Management PricewaterhouseCoopers Zhong Tian LLP as Independent Auditors 4 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- SKECHERS U.S.A., INC. Ticker: SKX Security ID: 830566105 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Greenberg For Withhold Management 1.2 Elect Director David Weinberg For Withhold Management 1.3 Elect Director Jeffrey Greenberg For Withhold Management 2 Report on Plans to Increase Board Against For Shareholder Diversity -------------------------------------------------------------------------------- SMART GLOBAL HOLDINGS, INC. Ticker: SGH Security ID: G8232Y101 Meeting Date: JAN 29, 2019 Meeting Type: Annual Record Date: NOV 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Randy Furr For For Management 1b Elect Director Ajay Shah For Against Management 1c Elect Director Jason White For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- SOGOU, INC. Ticker: SOGO Security ID: 83409V104 Meeting Date: DEC 21, 2018 Meeting Type: Annual Record Date: NOV 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Charles Zhang as Director For For Management 1.2 Elect Xiaochuan Wang as Director For For Management 1.3 Elect Yuxin Ren as Director For Against Management 1.4 Elect Joanna Lu as Director For Against Management 1.5 Elect Bin Gao as Director For For Management 1.6 Elect Janice Lee as Director For For Management 1.7 Elect Jinmei He as Director For For Management 2 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- SOLARIS OILFIELD INFRASTRUCTURE, INC. Ticker: SOI Security ID: 83418M103 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Howard Keenan, Jr. For Withhold Management 1.2 Elect Director Ray N. Walker, Jr. For For Management 1.3 Elect Director Cynthia M. Durrett For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- STIFEL FINANCIAL CORP. Ticker: SF Security ID: 860630102 Meeting Date: SEP 25, 2018 Meeting Type: Special Record Date: AUG 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- STIFEL FINANCIAL CORP. Ticker: SF Security ID: 860630102 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathleen Brown For For Management 1.2 Elect Director Michael W. Brown For For Management 1.3 Elect Director John P. Dubinsky For For Management 1.4 Elect Director Robert E. Grady For For Management 1.5 Elect Director Ronald J. Kruszewski For For Management 1.6 Elect Director Maura A. Markus For For Management 1.7 Elect Director James M. Oates For For Management 1.8 Elect Director David A. Peacock For For Management 1.9 Elect Director Thomas W. Weisels For For Management 1.10 Elect Director Michael J. Zimmerman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNNEX CORP. Ticker: SNX Security ID: 87162W100 Meeting Date: OCT 03, 2018 Meeting Type: Special Record Date: AUG 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SYNNEX CORP. Ticker: SNX Security ID: 87162W100 Meeting Date: MAR 15, 2019 Meeting Type: Annual Record Date: FEB 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Murai For For Management 1.2 Elect Director Dwight Steffensen For For Management 1.3 Elect Director Dennis Polk For For Management 1.4 Elect Director Fred Breidenbach For For Management 1.5 Elect Director Hau Lee For Withhold Management 1.6 Elect Director Matthew Miau For Withhold Management 1.7 Elect Director Gregory Quesnel For For Management 1.8 Elect Director Ann Vezina For For Management 1.9 Elect Director Thomas Wurster For For Management 1.10 Elect Director Duane Zitzner For For Management 1.11 Elect Director Andrea Zulberti For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TARO PHARMACEUTICAL INDUSTRIES LTD. Ticker: TARO Security ID: M8737E108 Meeting Date: DEC 19, 2018 Meeting Type: Annual Record Date: NOV 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Ziv Haft as Auditors and For For Management Authorize Board to Fix Their Remuneration 2 Approve Compensation Policy for the For For Management Directors and Officers of the Company 3.1 Reelect Dilip Shanghvi as Director For For Management 3.2 Reelect Abhay Gandhi as Director For For Management 3.3 Reelect Sudhir Valia as Director For For Management 3.4 Reelect Uday Baldota as Director For For Management 3.5 Reelect James Kedrowski as Director For For Management 3.6 Reelect Dov Pekelman as Director For For Management 4 Approve Amended Annual Bonus Term of For For Management of Dilip Shanghvi, Chairman 5 Approve Amended Annual Bonus Term of For For Management Sudhir Valia, Director 6 Approve Amended Annual Salary of Uday For For Management Baldota, CEO 7 Approve Amended Annual Bonus Term of For For Management Uday Baldota, CEO A Vote FOR if you are NOT a controlling None For Management shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager -------------------------------------------------------------------------------- TEEKAY LNG PARTNERS LP Ticker: TGP Security ID: Y8564M105 Meeting Date: DEC 18, 2018 Meeting Type: Special Record Date: NOV 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize the Partnership to Elect to For For Management be Treated as a Corporation for U.S. Federal Income Tax Purposes 2 Approve the Fourth Amended and For For Management Restated Partnership Agreement 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TERRAFORM POWER, INC. Ticker: TERP Security ID: 88104R209 Meeting Date: JUN 20, 2019 Meeting Type: Annual Record Date: MAY 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian Lawson For Withhold Management 1.2 Elect Director Carolyn Burke For For Management 1.3 Elect Director Christian S. Fong For For Management 1.4 Elect Director Harry Goldgut For Withhold Management 1.5 Elect Director Richard Legault For Withhold Management 1.6 Elect Director Mark McFarland For For Management 1.7 Elect Director Sachin Shah For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- TETRA TECH, INC. Ticker: TTEK Security ID: 88162G103 Meeting Date: FEB 28, 2019 Meeting Type: Annual Record Date: JAN 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Dan L. Batrack For For Management 1B Elect Director Gary R. Birkenbeuel For For Management 1C Elect Director Hugh M. Grant For For Management 1D Elect Director Patrick C. Haden For For Management 1E Elect Director J. Christopher Lewis For For Management 1F Elect Director Joanne M. Maguire For For Management 1G Elect Director Kimberly E. Ritrievi For For Management 1H Elect Director Albert E. Smith For For Management 1I Elect Director J. Kenneth Thompson For Against Management 1J Elect Director Kirsten M. Volpi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- THE HACKETT GROUP, INC. Ticker: HCKT Security ID: 404609109 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ted A. Fernandez For For Management 1.2 Elect Director Robert A. Rivero For For Management 1.3 Elect Director Alan T.G. Wix For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- THE MOSAIC COMPANY Ticker: MOS Security ID: 61945C103 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl K. Beebe For For Management 1b Elect Director Oscar P. Bernardes For For Management 1c Elect Director Nancy E. Cooper For For Management 1d Elect Director Gregory L. Ebel For For Management 1e Elect Director Timothy S. Gitzel For For Management 1f Elect Director Denise C. Johnson For For Management 1g Elect Director Emery N. Koenig For For Management 1h Elect Director William T. Monahan For For Management 1i Elect Director James 'Joc' C. O'Rourke For For Management 1j Elect Director Steven M. Seibert For For Management 1k Elect Director Luciano Siani Pires For For Management 1l Elect Director Kelvin W. Westbrook For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE RUBICON PROJECT, INC. Ticker: RUBI Security ID: 78112V102 Meeting Date: OCT 24, 2018 Meeting Type: Annual Record Date: AUG 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank Addante For For Management 1.2 Elect Director Robert J. Frankenberg For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE RUBICON PROJECT, INC. Ticker: RUBI Security ID: 78112V102 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael G. Barrett For For Management 1.2 Elect Director Robert F. Spillane For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE STARS GROUP INC. Ticker: TSGI Security ID: 85570W100 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Divyesh (Dave) Gadhia For For Management 1.2 Elect Director Rafael (Rafi) Ashkenazi For For Management 1.3 Elect Director Harlan Goodson For For Management 1.4 Elect Director Alfred F. Hurley, Jr. For For Management 1.5 Elect Director David Lazzarato For For Management 1.6 Elect Director Mary Turner For For Management 1.7 Elect Director Eugene Roman For For Management 2 Approve Deloitte LLP Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- THE WALT DISNEY CO. Ticker: DIS Security ID: 254687106 Meeting Date: MAR 07, 2019 Meeting Type: Annual Record Date: JAN 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan E. Arnold For For Management 1b Elect Director Mary T. Barra For For Management 1c Elect Director Safra A. Catz For For Management 1d Elect Director Francis A. deSouza For For Management 1e Elect Director Michael Froman For For Management 1f Elect Director Robert A. Iger For For Management 1g Elect Director Maria Elena Lagomasino For For Management 1h Elect Director Mark G. Parker For For Management 1i Elect Director Derica W. Rice For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Assess Feasibility of Cyber Security Against Against Shareholder and Data Privacy as a Performance Measure for Senior Executive Compensation -------------------------------------------------------------------------------- TIDEWATER, INC. Ticker: TDW Security ID: 88642R109 Meeting Date: NOV 15, 2018 Meeting Type: Special Record Date: OCT 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TWENTY-FIRST CENTURY FOX, INC. Ticker: FOXA Security ID: 90130A101 Meeting Date: JUL 27, 2018 Meeting Type: Special Record Date: MAY 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Approve Distribution Agreement For For Management -------------------------------------------------------------------------------- UMPQUA HOLDINGS CORP. Ticker: UMPQ Security ID: 904214103 Meeting Date: APR 17, 2019 Meeting Type: Annual Record Date: FEB 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Y. Fowler For For Management 1.2 Elect Director Stephen M. Gambee For For Management 1.3 Elect Director James S. Greene For For Management 1.4 Elect Director Luis F. Machuca For For Management 1.5 Elect Director Cort L. O'Haver For For Management 1.6 Elect Director Maria M. Pope For For Management 1.7 Elect Director John F. Schultz For For Management 1.8 Elect Director Susan F. Stevens For For Management 1.9 Elect Director Hilliard C. Terry, III For For Management 1.10 Elect Director Bryan L. Timm For For Management 1.11 Elect Director Anddria Varnado For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Ticker: UPS Security ID: 911312106 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David P. Abney For For Management 1b Elect Director Rodney C. Adkins For Against Management 1c Elect Director Michael J. Burns For For Management 1d Elect Director William R. Johnson For For Management 1e Elect Director Ann M. Livermore For For Management 1f Elect Director Rudy H.P. Markham For For Management 1g Elect Director Franck J. Moison For For Management 1h Elect Director Clark "Sandy" T. Randt, For Against Management Jr. 1i Elect Director Christiana Smith Shi For For Management 1j Elect Director John T. Stankey For For Management 1k Elect Director Carol B. Tome For For Management 1l Elect Director Kevin M. Warsh For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Report on Lobbying Payments and Policy Against Against Shareholder 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 03, 2019 Meeting Type: Annual Record Date: APR 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William C. Ballard, Jr. For For Management 1b Elect Director Richard T. Burke For For Management 1c Elect Director Timothy P. Flynn For Against Management 1d Elect Director Stephen J. Hemsley For For Management 1e Elect Director Michele J. Hooper For For Management 1f Elect Director F. William McNabb, III For For Management 1g Elect Director Valerie C. Montgomery For For Management Rice 1h Elect Director John H. Noseworthy For For Management 1i Elect Director Glenn M. Renwick For For Management 1j Elect Director David S. Wichmann For For Management 1k Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- VALERO ENERGY CORPORATION Ticker: VLO Security ID: 91913Y100 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: MAR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director H. Paulett Eberhart For For Management 1B Elect Director Joseph W. Gorder For For Management 1C Elect Director Kimberly S. Greene For For Management 1D Elect Director Deborah P. Majoras For For Management 1E Elect Director Donald L. Nickles For For Management 1F Elect Director Philip J. Pfeiffer For For Management 1G Elect Director Robert A. Profusek For For Management 1H Elect Director Stephen M. Waters For For Management 1I Elect Director Randall J. Weisenburger For For Management 1J Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WALGREENS BOOTS ALLIANCE, INC. Ticker: WBA Security ID: 931427108 Meeting Date: JAN 25, 2019 Meeting Type: Annual Record Date: NOV 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jose E. Almeida For For Management 1b Elect Director Janice M. Babiak For For Management 1c Elect Director David J. Brailer For For Management 1d Elect Director William C. Foote For For Management 1e Elect Director Ginger L. Graham For For Management 1f Elect Director John A. Lederer For For Management 1g Elect Director Dominic P. Murphy For For Management 1h Elect Director Stefano Pessina For For Management 1i Elect Director Leonard D. Schaeffer For For Management 1j Elect Director Nancy M. Schlichting For For Management 1k Elect Director James A. Skinner For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Require Independent Board Chairman Against For Shareholder 6 Use GAAP for Executive Compensation Against Against Shareholder Metrics 7 Report on Governance Measures Against For Shareholder Implemented Related to Opioids 8 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- WHEELER REAL ESTATE INVESTMENT TRUST, INC. Ticker: WHLR Security ID: 963025705 Meeting Date: OCT 03, 2018 Meeting Type: Proxy Contest Record Date: AUG 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1.1 Elect Director David Kelly For Did Not Vote Management 1.2 Elect Director John Sweet For Did Not Vote Management 1.3 Elect Director Carl B. McGowan, Jr. For Did Not Vote Management 1.4 Elect Director Jeffrey M. Zwerdling For Did Not Vote Management 1.5 Elect Director Stewart J. Brown For Did Not Vote Management 1.6 Elect Director John McAuliffe For Did Not Vote Management 1.7 Elect Director Andrew R. Jones For Did Not Vote Management 1.8 Elect Director Sean F. Armstrong For Did Not Vote Management 2 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management 3 Advisory Vote to Ratify Named For Did Not Vote Management Executive Officers' Compensation 4 Ratify Cherry Bekaert LLP as Auditors For Did Not Vote Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Green Proxy Card) None 1.1 Elect Director Joseph D. Stilwell For For Shareholder 1.2 Elect Director Paula J. Poskon For For Shareholder 1.3 Elect Director Corissa Briglia Porcelli For For Shareholder 1.4 Elect Director David Kelly For For Shareholder 1.5 Elect Director Andrew R. Jones For For Shareholder 1.6 Elect Director John Sweet For For Shareholder 1.7 Elect Director Stewart J. Brown For For Shareholder 1.8 Elect Director Sean F. Armstrong For For Shareholder 2 Advisory Vote on Say on Pay Frequency One Year One Year Management 3 Advisory Vote to Ratify Named Against Against Management Executive Officers' Compensation 4 Ratify Cherry Bekaert LLP as Auditors For For Management -------------------------------------------------------------------------------- WYNDHAM DESTINATIONS, INC. Ticker: WYND Security ID: 98310W108 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louise F. Brady For For Management 1.2 Elect Director Michael D. Brown For For Management 1.3 Elect Director James E. Buckman For For Management 1.4 Elect Director George Herrera For For Management 1.5 Elect Director Stephen P. Holmes For For Management 1.6 Elect Director Denny Marie Post For For Management 1.7 Elect Director Ronald L. Rickles For For Management 1.8 Elect Director Michael H. Wargotz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- XENIA HOTELS & RESORTS, INC. Ticker: XHR Security ID: 984017103 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marcel Verbaas For For Management 1b Elect Director Jeffrey H. Donahue For For Management 1c Elect Director John H. Alschuler For Against Management 1d Elect Director Keith E. Bass For For Management 1e Elect Director Thomas M. Gartland For For Management 1f Elect Director Beverly K. Goulet For Against Management 1g Elect Director Mary E. McCormick For Against Management 1h Elect Director Dennis D. Oklak For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on Sexual Harassment Against Against Shareholder -------------------------------------------------------------------------------- ZEBRA TECHNOLOGIES CORPORATION Ticker: ZBRA Security ID: 989207105 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank B. Modruson For For Management 1.2 Elect Director Michael A. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management =================== Boston Partners Long/Short Research Fund =================== ABBVIE INC. Ticker: ABBV Security ID: 00287Y109 Meeting Date: MAY 03, 2019 Meeting Type: Annual Record Date: MAR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H.L. Burnside For For Management 1.2 Elect Director Brett J. Hart For For Management 1.3 Elect Director Edward J. Rapp For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement for Amendments to the By-Law and Certificate of Incorporation 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Report on Integrating Risks Related to Against Against Shareholder Drug Pricing into Senior Executive Compensation 7 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- AIR LEASE CORP. Ticker: AL Security ID: 00912X302 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew J. Hart For For Management 1b Elect Director Cheryl Gordon Krongard For For Management 1c Elect Director Marshall O. Larsen For Against Management 1d Elect Director Robert A. Milton For For Management 1e Elect Director John L. Plueger For For Management 1f Elect Director Ian M. Saines For For Management 1g Elect Director Ronald D. Sugar For Against Management 1h Elect Director Steven F. Udvar-Hazy For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LTD. Ticker: BABA Security ID: 01609W102 Meeting Date: OCT 31, 2018 Meeting Type: Annual Record Date: AUG 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Joseph C. Tsai as Director For Against Management 1.2 Elect J. Michael Evans as Director For Against Management 1.3 Elect Eric Xiandong Jing as Director For Against Management 1.4 Elect Borje E. Ekholm as Director For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- ALLEGHANY CORP. Ticker: Y Security ID: 017175100 Meeting Date: APR 26, 2019 Meeting Type: Annual Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Karen Brenner For For Management 1.2 Elect Director John G. Foos For For Management 1.3 Elect Director Lauren M. Tyler For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALLIANCE DATA SYSTEMS CORPORATION Ticker: ADS Security ID: 018581108 Meeting Date: JUN 04, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce K. Anderson For For Management 1.2 Elect Director Roger H. Ballou For For Management 1.3 Elect Director Kelly J. Barlow For For Management 1.4 Elect Director Edward J. Heffernan For For Management 1.5 Elect Director Kenneth R. Jensen For For Management 1.6 Elect Director Robert A. Minicucci For For Management 1.7 Elect Director Timothy J. Theriault For For Management 1.8 Elect Director Laurie A. Tucker For For Management 1.9 Elect Director Sharen J. Turney For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALPHABET INC. Ticker: GOOGL Security ID: 02079K305 Meeting Date: JUN 19, 2019 Meeting Type: Annual Record Date: APR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Page For For Management 1.2 Elect Director Sergey Brin For For Management 1.3 Elect Director John L. Hennessy For For Management 1.4 Elect Director L. John Doerr For Withhold Management 1.5 Elect Director Roger W. Ferguson, Jr. For For Management 1.6 Elect Director Ann Mather For Withhold Management 1.7 Elect Director Alan R. Mulally For For Management 1.8 Elect Director Sundar Pichai For For Management 1.9 Elect Director K. Ram Shriram For Withhold Management 1.10 Elect Director Robin L. Washington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Adopt a Policy Prohibiting Inequitable Against For Shareholder Employment Practices 6 Establish Societal Risk Oversight Against For Shareholder Committee 7 Report on Sexual Harassment Policies Against For Shareholder 8 Require a Majority Vote for the Against For Shareholder Election of Directors 9 Report on Gender Pay Gap Against For Shareholder 10 Employ Advisors to Explore Against Against Shareholder Alternatives to Maximize Value 11 Approve Nomination of Employee Against Against Shareholder Representative Director 12 Adopt Simple Majority Vote Against Against Shareholder 13 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 14 Report on Human Rights Risk Assessment Against Against Shareholder 15 Adopt Compensation Clawback Policy Against For Shareholder 16 Report on Policies and Risks Related Against Against Shareholder to Content Governance -------------------------------------------------------------------------------- ALTRIA GROUP, INC. Ticker: MO Security ID: 02209S103 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John T. Casteen, III For For Management 1.2 Elect Director Dinyar S. Devitre For For Management 1.3 Elect Director Thomas F. Farrell, II For For Management 1.4 Elect Director Debra J. Kelly-Ennis For For Management 1.5 Elect Director W. Leo Kiely, III For For Management 1.6 Elect Director Kathryn B. McQuade For For Management 1.7 Elect Director George Munoz For Against Management 1.8 Elect Director Mark E. Newman For For Management 1.9 Elect Director Nabil Y. Sakkab For For Management 1.10 Elect Director Virginia E. Shanks For For Management 1.11 Elect Director Howard A. Willard, III For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Nicotine Levels in Tobacco Against Against Shareholder Products 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- AMBEV SA Ticker: ABEV3 Security ID: 02319V103 Meeting Date: APR 26, 2019 Meeting Type: Annual/Special Record Date: MAR 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2018 2 Approve Allocation of Income and For For Management Dividends 3.a Elect Fiscal Council Members For Abstain Management 3.b Elect Aldo Luiz Mendes as Fiscal None For Shareholder Council Member and Vinicius Balbino Bouhid as Alternate Appointed by Minority Shareholder 4.1 Approve Remuneration of Company's For For Management Management 4.2 Approve Remuneration of Fiscal Council For For Management Members 1.a Amend Article 5 to Reflect Changes in For For Management Capital 1.b Amend Article 16 Re: Decrease in Board For For Management Size 1.c Consolidate Bylaws For For Management -------------------------------------------------------------------------------- AMDOCS LTD. Ticker: DOX Security ID: G02602103 Meeting Date: JAN 31, 2019 Meeting Type: Annual Record Date: DEC 03, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert A. Minicucci For For Management 1.2 Elect Director Julian A. Brodsky For For Management 1.3 Elect Director Adrian Gardner For For Management 1.4 Elect Director Eli Gelman For For Management 1.5 Elect Director James S. Kahan For For Management 1.6 Elect Director Richard T.C. LeFave For For Management 1.7 Elect Director Ariane de Rothschild For For Management 1.8 Elect Director Shuky Sheffer For For Management 1.9 Elect Director Rafael de la Vega For For Management 1.10 Elect Director Giora Yaron For For Management 2 Approve Dividends For For Management 3 Accept Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Ticker: AXP Security ID: 025816109 Meeting Date: MAY 07, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director John J. Brennan For For Management 1c Elect Director Peter Chernin For For Management 1d Elect Director Ralph de la Vega For For Management 1e Elect Director Anne Lauvergeon For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director Theodore J. Leonsis For For Management 1h Elect Director Stephen J. Squeri For For Management 1i Elect Director Daniel L. Vasella For For Management 1j Elect Director Ronald A. Williams For For Management 1k Elect Director Christopher D. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Adjust Executive Compensation Metrics Against Against Shareholder for Share Buybacks 6 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Ticker: AIG Security ID: 026874784 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Don Cornwell For For Management 1b Elect Director Brian Duperreault For For Management 1c Elect Director John H. Fitzpatrick For For Management 1d Elect Director William G. Jurgensen For For Management 1e Elect Director Christopher S. Lynch For For Management 1f Elect Director Henry S. Miller For For Management 1g Elect Director Linda A. Mills For For Management 1h Elect Director Thomas F. Motamed For For Management 1i Elect Director Suzanne Nora Johnson For Against Management 1j Elect Director Peter R. Porrino For For Management 1k Elect Director Amy L. Schioldager For For Management 1l Elect Director Douglas M. Steenland For For Management 1m Elect Director Therese M. Vaughan For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. Ticker: AMP Security ID: 03076C106 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: FEB 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James M. Cracchiolo For For Management 1b Elect Director Dianne Neal Blixt For For Management 1c Elect Director Amy DiGeso For For Management 1d Elect Director Lon R. Greenberg For For Management 1e Elect Director Jeffrey Noddle For For Management 1f Elect Director Robert F. Sharpe, Jr. For For Management 1g Elect Director W. Edward Walter, III For For Management 1h Elect Director Christopher J. Williams For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMETEK, INC. Ticker: AME Security ID: 031100100 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ruby R. Chandy For For Management 1b Elect Director Steven W. Kohlhagen For For Management 1c Elect Director David A. Zapico For For Management 2 Adopt Majority Voting for Uncontested For For Management Election of Directors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ANDEAVOR Ticker: ANDV Security ID: 03349M105 Meeting Date: SEP 24, 2018 Meeting Type: Special Record Date: AUG 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ANTHEM, INC. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bahija Jallal For For Management 1.2 Elect Director Elizabeth E. Tallett For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Declassify the Board of Directors None For Shareholder -------------------------------------------------------------------------------- AON PLC Ticker: AON Security ID: G0408V102 Meeting Date: JUN 21, 2019 Meeting Type: Annual Record Date: APR 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jin-Yong Cai For For Management 1.2 Elect Director Jeffrey C. Campbell For For Management 1.3 Elect Director Gregory C. Case For For Management 1.4 Elect Director Fulvio Conti For For Management 1.5 Elect Director Cheryl A. Francis For For Management 1.6 Elect Director Lester B. Knight For For Management 1.7 Elect Director J. Michael Losh For Against Management 1.8 Elect Director Richard B. Myers For For Management 1.9 Elect Director Richard C. Notebaert For For Management 1.10 Elect Director Gloria Santona For For Management 1.11 Elect Director Carolyn Y. Woo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote to Ratify Directors' For For Management Remuneration Report 4 Accept Financial Statements and For For Management Statutory Reports 5 Ratify Ernst & Young LLP as Auditors For For Management 6 Ratify Ernst & Young LLP as Aon's U.K. For For Management Statutory Auditor 7 Authorize Board to Fix Remuneration of For For Management Auditors 8 Amend Omnibus Stock Plan For Against Management 9 Approve Reduction of Capital For For Management 10 Adopt New Articles of Association For For Management 11 Authorize Shares for Market Purchase For For Management 12 Authorize Issue of Equity For For Management 13 Issue of Equity or Equity-Linked For For Management Securities without Pre-emptive Rights 14 Approve Political Donations For For Management -------------------------------------------------------------------------------- APERGY CORP. Ticker: APY Security ID: 03755L104 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mamatha Chamarthi For For Management 1.2 Elect Director Stephen M. Todd For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ARROW ELECTRONICS, INC. Ticker: ARW Security ID: 042735100 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry W. Perry For For Management 1.2 Elect Director Philip K. Asherman For For Management 1.3 Elect Director Steven H. Gunby For For Management 1.4 Elect Director Gail E. Hamilton For For Management 1.5 Elect Director Richard S. Hill For Withhold Management 1.6 Elect Director M.F. "Fran" Keeth For For Management 1.7 Elect Director Andrew C. Kerin For For Management 1.8 Elect Director Laurel J. Krzeminski For For Management 1.9 Elect Director Michael J. Long For For Management 1.10 Elect Director Stephen C. Patrick For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASAHI GROUP HOLDINGS LTD. Ticker: 2502 Security ID: J02100113 Meeting Date: MAR 26, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 54 2 Amend Articles to Remove All For For Management Provisions on Advisory Positions 3.1 Elect Director Izumiya, Naoki For For Management 3.2 Elect Director Koji, Akiyoshi For For Management 3.3 Elect Director Katsuki, Atsushi For For Management 3.4 Elect Director Kosaka, Tatsuro For For Management 3.5 Elect Director Shingai, Yasushi For For Management 3.6 Elect Director Hemmi, Yutaka For For Management 3.7 Elect Director Taemin Park For For Management 3.8 Elect Director Tanimura, Keizo For For Management 3.9 Elect Director Christina L. Ahmadjian For For Management 4.1 Appoint Statutory Auditor Waseda, For For Management Yumiko 4.2 Appoint Statutory Auditor Okuda, For For Management Yoshihide 5 Approve Compensation Ceiling for For For Management Directors 6 Approve Compensation Ceiling for For For Management Statutory Auditors 7 Approve Trust-Type Equity Compensation For For Management Plan 8 Appoint Shareholder Statutory Auditor Against Against Shareholder Nominee Hashimoto, Kazuo -------------------------------------------------------------------------------- ATOS SE Ticker: ATO Security ID: F06116101 Meeting Date: APR 30, 2019 Meeting Type: Annual/Special Record Date: APR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.70 per Share 4 Approve Stock Dividend Program For For Management 5 Approve Dividends in Kind Re: For For Management Worldline Shares 6 Approve Three Years Plan ADVANCE 2021 For For Management 7 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 800,000 8 Reelect Thierry Breton as Director For Against Management 9 Reelect Aminata Niane as Director For For Management 10 Reelect Lynn Paine as Director For For Management 11 Reelect Vernon Sankey as Director For Against Management 12 Elect Vivek Badrinath as Director For Against Management 13 Appoint Jean-Louis Georgelin as Censor For Against Management 14 Approve Additional Pension Scheme For For Management Agreement with Thierry Breton, Chairman and CEO 15 Approve Global Transaction of Alliance For For Management with Worldline 16 Approve Compensation of Thierry For For Management Breton, Chairman and CEO 17 Approve Remuneration Policy of For For Management Chairman and CEO 18 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 19 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize up to 0.9 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 22 Authorize up to 0.2 Percent of Issued For For Management Capital for Use in Stock Option Plans 23 Amend Article 2 of Bylaws Re: For For Management Corporate Purpose 24 Amend Article 38 of Bylaws Re: For For Management Allocation of Company Asset to Shareholders 25 Approve Additional Pension Scheme For For Management Agreement with Elie Girard 26 Approve Remuneration Policy of Vice-CEO For For Management 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AVERY DENNISON CORPORATION Ticker: AVY Security ID: 053611109 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: FEB 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bradley A. Alford For For Management 1b Elect Director Anthony K. Anderson For Against Management 1c Elect Director Peter K. Barker For Against Management 1d Elect Director Mark J. Barrenechea For For Management 1e Elect Director Mitchell R. Butier For For Management 1f Elect Director Ken C. Hicks For For Management 1g Elect Director Andres A. Lopez For For Management 1h Elect Director David E. I. Pyott For Against Management 1i Elect Director Patrick T. Siewert For For Management 1j Elect Director Julia A. Stewart For For Management 1k Elect Director Martha N. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- AVNET, INC. Ticker: AVT Security ID: 053807103 Meeting Date: NOV 16, 2018 Meeting Type: Annual Record Date: SEP 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rodney C. Adkins For Against Management 1b Elect Director William J. Amelio For For Management 1c Elect Director Michael A. Bradley For For Management 1d Elect Director R. Kerry Clark For Against Management 1e Elect Director Brenda L. Freeman For For Management 1f Elect Director Jo Ann Jenkins For For Management 1g Elect Director Oleg Khaykin For For Management 1h Elect Director James A. Lawrence For For Management 1i Elect Director Avid Modjtabai For For Management 1j Elect Director William H. Schumann ,III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: MAR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Jack O. Bovender, Jr. For For Management 1d Elect Director Frank P. Bramble, Sr. For For Management 1e Elect Director Pierre J.P. de Weck For For Management 1f Elect Director Arnold W. Donald For For Management 1g Elect Director Linda P. Hudson For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Thomas J. May For For Management 1j Elect Director Brian T. Moynihan For For Management 1k Elect Director Lionel L. Nowell, III For For Management 1l Elect Director Clayton S. Rose For For Management 1m Elect Director Michael D. White For For Management 1n Elect Director Thomas D. Woods For For Management 1o Elect Director R. David Yost For For Management 1p Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Report on Gender Pay Gap Against Against Shareholder 6 Provide Right to Act by Written Consent Against For Shareholder 7 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- BANK OF IRELAND GROUP PLC Ticker: BIRG Security ID: G0756R109 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAY 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4(a) Elect Evelyn Bourke as Director For For Management 4(b) Elect Ian Buchanan as Director For For Management 4(c) Elect Steve Pateman as Director For For Management 4(d) Re-elect Richard Goulding as Director For For Management 4(e) Re-elect Patrick Haren as Director For For Management 4(f) Re-elect Andrew Keating as Director For For Management 4(g) Re-elect Patrick Kennedy as Director For For Management 4(h) Re-elect Francesca McDonagh as Director For For Management 4(i) Re-elect Fiona Muldoon as Director For For Management 4(j) Re-elect Patrick Mulvihill as Director For For Management 5 Ratify KPMG as Auditors For For Management 6 Authorise Board to Fix Remuneration of For For Management Auditors 7 Authorise Market Purchase of Ordinary For For Management Shares 8 Authorise Issue of Equity For For Management 9 Authorise Issue of Equity without For For Management Preemptive Rights 10 Authorise Issue of Equity in Relation For For Management to Additional Tier 1 Contingent Equity Conversion Notes 11 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Additional Tier 1 Contingent Equity Conversion Notes -------------------------------------------------------------------------------- BB&T CORPORATION Ticker: BBT Security ID: 054937107 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: FEB 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer S. Banner For For Management 1.2 Elect Director K. David Boyer, Jr. For For Management 1.3 Elect Director Anna R. Cablik For For Management 1.4 Elect Director Patrick C. Graney, III For For Management 1.5 Elect Director I. Patricia Henry For For Management 1.6 Elect Director Kelly S. King For For Management 1.7 Elect Director Louis B. Lynn For For Management 1.8 Elect Director Easter A. Maynard For For Management 1.9 Elect Director Charles A. Patton For For Management 1.10 Elect Director Nido R. Qubein For For Management 1.11 Elect Director William J. Reuter For For Management 1.12 Elect Director Tollie W. Rich, Jr. For For Management 1.13 Elect Director Christine Sears For For Management 1.14 Elect Director Thomas E. Skains For For Management 1.15 Elect Director Thomas N. Thompson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670702 Meeting Date: MAY 04, 2019 Meeting Type: Annual Record Date: MAR 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffet For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Gregory E. Abel For For Management 1.4 Elect Director Howard G. Buffett For For Management 1.5 Elect Director Stephen B. Burke For For Management 1.6 Elect Director Susan L. Decker For Withhold Management 1.7 Elect Director William H. Gates, III For For Management 1.8 Elect Director David S. Gottesman For For Management 1.9 Elect Director Charlotte Guyman For Withhold Management 1.10 Elect Director Ajit Jain For For Management 1.11 Elect Director Thomas S. Murphy For Withhold Management 1.12 Elect Director Ronald L. Olson For For Management 1.13 Elect Director Walter Scott, Jr. For Withhold Management 1.14 Elect Director Meryl B. Witmer For Withhold Management -------------------------------------------------------------------------------- BIOGEN INC. Ticker: BIIB Security ID: 09062X103 Meeting Date: JUN 19, 2019 Meeting Type: Annual Record Date: APR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John R. Chiminski None None Management *Withdrawn Resolution* 1b Elect Director Alexander J. Denner For For Management 1c Elect Director Caroline D. Dorsa For Against Management 1d Elect Director William A. Hawkins For For Management 1e Elect Director Nancy L. Leaming For For Management 1f Elect Director Jesus B. Mantas For For Management 1g Elect Director Richard C. Mulligan For For Management 1h Elect Director Robert W. Pangia For For Management 1i Elect Director Stelios Papadopoulos For For Management 1j Elect Director Brian S. Posner For For Management 1k Elect Director Eric K. Rowinsky For Against Management 1l Elect Director Lynn Schenk For For Management 1m Elect Director Stephen A. Sherwin For Against Management 1n Elect Director Michel Vounatsos For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BOOKING HOLDINGS INC. Ticker: BKNG Security ID: 09857L108 Meeting Date: JUN 06, 2019 Meeting Type: Annual Record Date: APR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy M. Armstrong For For Management 1.2 Elect Director Jeffery H. Boyd For For Management 1.3 Elect Director Glenn D. Fogel For For Management 1.4 Elect Director Mirian Graddick-Weir For For Management 1.5 Elect Director James M. Guyette For For Management 1.6 Elect Director Wei Hopeman For For Management 1.7 Elect Director Robert J. Mylod, Jr. For For Management 1.8 Elect Director Charles H. Noski For For Management 1.9 Elect Director Nancy B. Peretsman For For Management 1.10 Elect Director Nicholas J. Read For For Management 1.11 Elect Director Thomas E. Rothman For For Management 1.12 Elect Director Lynn M. Vojvodich For For Management 1.13 Elect Director Vanessa A. Wittman For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Bylaw Against For Shareholder -------------------------------------------------------------------------------- BROADCOM INC. Ticker: AVGO Security ID: 11135F101 Meeting Date: APR 01, 2019 Meeting Type: Annual Record Date: FEB 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hock E. Tan For For Management 1b Elect Director Henry Samueli For For Management 1c Elect Director Eddy W. Hartenstein For Against Management 1d Elect Director Diane M. Bryant For For Management 1e Elect Director Gayla J. Delly For For Management 1f Elect Director Check Kian Low For For Management 1g Elect Director Peter J. Marks For For Management 1h Elect Director Harry L. You For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CACTUS, INC. Ticker: WHD Security ID: 127203107 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: APR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joel Bender For Withhold Management 1.2 Elect Director Alan Semple For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- CANADIAN NATURAL RESOURCES LIMITED Ticker: CNQ Security ID: 136385101 Meeting Date: MAY 09, 2019 Meeting Type: Annual/Special Record Date: MAR 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Best For Withhold Management 1.2 Elect Director N. Murray Edwards For For Management 1.3 Elect Director Timothy W. Faithfull For For Management 1.4 Elect Director Christopher L. Fong For For Management 1.5 Elect Director Gordon D. Giffin For For Management 1.6 Elect Director Wilfred A. Gobert For For Management 1.7 Elect Director Steve W. Laut For For Management 1.8 Elect Director Tim S. McKay For For Management 1.9 Elect Director Frank J. McKenna For For Management 1.10 Elect Director David A. Tuer For For Management 1.11 Elect Director Annette M. Verschuren For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Re-approve Stock Option Plan For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CAPGEMINI SE Ticker: CAP Security ID: F4973Q101 Meeting Date: MAY 23, 2019 Meeting Type: Annual/Special Record Date: MAY 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.70 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Compensation of Paul Hermelin, For For Management Chairman and CEO 6 Approve Compensation of Thierry For For Management Delaporte, Vice-CEO 7 Approve Compensation of Aiman Ezzat, For For Management Vice-CEO 8 Approve Remuneration Policy of For For Management Chairman and CEO 9 Approve Remuneration Policy of For For Management Vice-CEOs 10 Ratify Appointment of Laura Desmond as For For Management Director 11 Elect Xiaoqun Clever as Director For For Management 12 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 13 Amend Article 12 of Bylaws Re: For For Management Directors Attendance 14 Authorize up to 1 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers 15 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 16 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Ticker: COF Security ID: 14040H105 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Richard D. Fairbank For For Management 1B Elect Director Aparna Chennapragada For For Management 1C Elect Director Ann Fritz Hackett For For Management 1D Elect Director Peter Thomas Killalea For Against Management 1E Elect Director Cornelis Petrus For For Management Adrianus Joseph "Eli" Leenaars 1F Elect Director Pierre E. Leroy For For Management 1G Elect Director Francois Locoh-Donou For For Management 1H Elect Director Peter E. Raskind For For Management 1I Elect Director Mayo A. Shattuck, III For Against Management 1J Elect Director Bradford H. Warner For For Management 1K Elect Director Catherine G. West For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- CARDINAL HEALTH, INC. Ticker: CAH Security ID: 14149Y108 Meeting Date: NOV 07, 2018 Meeting Type: Annual Record Date: SEP 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Colleen F. Arnold For For Management 1.2 Elect Director Carrie S. Cox For Against Management 1.3 Elect Director Calvin Darden For For Management 1.4 Elect Director Bruce L. Downey For For Management 1.5 Elect Director Patricia A. Hemingway For For Management Hall 1.6 Elect Director Akhil Johri For For Management 1.7 Elect Director Michael C. Kaufmann For For Management 1.8 Elect Director Gregory B. Kenny For For Management 1.9 Elect Director Nancy Killefer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Policy to Not Exclude Legal and Against Against Shareholder Compliance Costs for Purposes of Determining Executive Compensation 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CATERPILLAR INC. Ticker: CAT Security ID: 149123101 Meeting Date: JUN 12, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kelly A. Ayotte For Against Management 1.2 Elect Director David L. Calhoun For For Management 1.3 Elect Director Daniel M. Dickinson For For Management 1.4 Elect Director Juan Gallardo For For Management 1.5 Elect Director Dennis A. Muilenburg For For Management 1.6 Elect Director William A. Osborn For For Management 1.7 Elect Director Debra L. Reed-Klages For For Management 1.8 Elect Director Edward B. Rust, Jr. For For Management 1.9 Elect Director Susan C. Schwab For Against Management 1.10 Elect Director D. James Umpleby, III For For Management 1.11 Elect Director Miles D. White For For Management 1.12 Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against For Shareholder 5 Report on Risks of Doing Business in Against Against Shareholder Conflict-Affected Areas -------------------------------------------------------------------------------- CDK GLOBAL, INC. Ticker: CDK Security ID: 12508E101 Meeting Date: NOV 13, 2018 Meeting Type: Annual Record Date: SEP 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leslie A. Brun For Withhold Management 1.2 Elect Director Willie A. Deese For Withhold Management 1.3 Elect Director Amy J. Hillman For For Management 1.4 Elect Director Brian Krzanich For For Management 1.5 Elect Director Eileen J. Martinson For For Management 1.6 Elect Director Stephen A. Miles For For Management 1.7 Elect Director Robert E. Radway For For Management 1.8 Elect Director Stephen F. Schuckenbrock For For Management 1.9 Elect Director Frank S. Sowinski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CDW CORPORATION Ticker: CDW Security ID: 12514G108 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lynda M. Clarizio For For Management 1b Elect Director Christine A. Leahy For For Management 1c Elect Director Thomas E. Richards For For Management 1d Elect Director Joseph R. Swedish For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- CELANESE CORP. Ticker: CE Security ID: 150870103 Meeting Date: SEP 17, 2018 Meeting Type: Special Record Date: JUL 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Eliminate Series B Common Stock and to Redesignate Series A as Common Stock 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CEMEX SAB DE CV Ticker: CEMEXCPO Security ID: 151290889 Meeting Date: MAR 28, 2019 Meeting Type: Annual/Special Record Date: FEB 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and Cash For For Management Dividends 3 Set Maximum Amount of Share Repurchase For For Management Reserve; Present Share Repurchase Report 4 Approve Reduction in Share Capital via For For Management Cancellation of Treasury Shares; Approve Reduction in Variable Portion of Capital via Cancellation of Repurchased Shares; Authorize Increase in Variable Portion of Capital via Issuance of Treasury Shares 5 Elect Directors, Chairman and For Against Management Secretary of Board, Members and Chairmen of Audit, Corporate Practices and Finance Committees 6 Approve Remuneration of Directors and For For Management Members of Audit, Corporate Practices and Finance Committees 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions 1 Approve Company's Reorganization Re: For For Management Absorption of Subsidiaries 2 Amend Article 2 Re: Corporate Purpose; For Against Management Amend Article 28; Approve Certification of Company's Bylaws 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: MAY 29, 2019 Meeting Type: Annual Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director John B. Frank For Against Management 1c Elect Director Alice P. Gast For For Management 1d Elect Director Enrique Hernandez, Jr. For For Management 1e Elect Director Charles W. Moorman, IV For For Management 1f Elect Director Dambisa F. Moyo For For Management 1g Elect Director Debra Reed-Klages For For Management 1h Elect Director Ronald D. Sugar For Against Management 1i Elect Director Inge G. Thulin For For Management 1j Elect Director D. James Umpleby, III For For Management 1k Elect Director Michael K. Wirth For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Human Right to Water Against Against Shareholder 5 Report on Plans to Reduce Carbon Against Against Shareholder Footprint Aligned with Paris Agreement Goals 6 Establish Environmental Issue Board Against Against Shareholder Committee 7 Require Independent Board Chairman Against For Shareholder 8 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CHUBB LIMITED Ticker: CB Security ID: H1467J104 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Allocate Disposable Profit For For Management 2.2 Approve Dividend Distribution From For For Management Legal Reserves Through Capital Contributions Reserve Subaccount 3 Approve Discharge of Board of Directors For For Management 4.1 Ratify PricewaterhouseCoopers AG For For Management (Zurich) as Statutory Auditor 4.2 Ratify PricewaterhouseCoopers LLP For For Management (United States) as Independent Registered Accounting Firm 4.3 Ratify BDO AG (Zurich) as Special For For Management Audit Firm 5.1 Elect Director Evan G. Greenberg For For Management 5.2 Elect Director Robert M. Hernandez For For Management 5.3 Elect Director Michael G. Atieh For For Management 5.4 Elect Director Sheila P. Burke For For Management 5.5 Elect Director James I. Cash For For Management 5.6 Elect Director Mary Cirillo For For Management 5.7 Elect Director Michael P. Connors For For Management 5.8 Elect Director John A. Edwardson For For Management 5.9 Elect Director Kimberly A. Ross For For Management 5.10 Elect Director Robert W. Scully For Against Management 5.11 Elect Director Eugene B. Shanks, Jr. For For Management 5.12 Elect Director Theodore E. Shasta For For Management 5.13 Elect Director David H. Sidwell For For Management 5.14 Elect Director Olivier Steimer For For Management 6 Elect Evan G. Greenberg as Board For Against Management Chairman 7.1 Elect Michael P. Connors as Member of For For Management the Compensation Committee 7.2 Elect Mary Cirillo as Member of the For For Management Compensation Committee 7.3 Elect John A. Edwardson as Member of For For Management the Compensation Committee 7.4 Elect Robert M. Hernandez as Member of For For Management the Compensation Committee 8 Designate Homburger AG as Independent For For Management Proxy 9.1 Approve the Maximum Aggregate For For Management Remuneration of Directors 9.2 Approve Remuneration of Executive For For Management Management in the Amount of USD 43 Million for Fiscal 2020 10 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 11 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- CIGNA CORP. Ticker: CI Security ID: 125509109 Meeting Date: AUG 24, 2018 Meeting Type: Special Record Date: JUL 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CIGNA CORPORATION Ticker: CI Security ID: 125523100 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: FEB 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Cordani For For Management 1.2 Elect Director William J. DeLaney For For Management 1.3 Elect Director Eric J. Foss For For Management 1.4 Elect Director Elder Granger For For Management 1.5 Elect Director Isaiah Harris, Jr. For For Management 1.6 Elect Director Roman Martinez, IV For For Management 1.7 Elect Director Kathleen M. Mazzarella For For Management 1.8 Elect Director Mark B. McClellan For For Management 1.9 Elect Director John M. Partridge For For Management 1.10 Elect Director William L. Roper For For Management 1.11 Elect Director Eric C. Wiseman For For Management 1.12 Elect Director Donna F. Zarcone For For Management 1.13 Elect Director William D. Zollars For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Cyber Risk *Withdrawn None None Shareholder Resolution* 6 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- CIMAREX ENERGY CO. Ticker: XEC Security ID: 171798101 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hans Helmerich For For Management 1.2 Elect Director Harold R. Logan, Jr. For For Management 1.3 Elect Director Monroe W. Robertson For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 12, 2018 Meeting Type: Annual Record Date: OCT 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For Against Management 1b Elect Director Michael D. Capellas For For Management 1c Elect Director Mark Garrett For For Management 1d Elect Director Kristina M. Johnson For For Management 1e Elect Director Roderick C. McGeary For For Management 1f Elect Director Charles H. Robbins For For Management 1g Elect Director Arun Sarin For For Management 1h Elect Director Brenton L. Saunders For For Management 1i Elect Director Steven M. West For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Require Independent Board Chairman Against For Shareholder 6 Adjust Executive Compensation Metrics Against Against Shareholder for Share Buybacks -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 16, 2019 Meeting Type: Annual Record Date: FEB 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Corbat For For Management 1b Elect Director Ellen M. Costello For For Management 1c Elect Director Barbara J. Desoer For For Management 1d Elect Director John C. Dugan For For Management 1e Elect Director Duncan P. Hennes For For Management 1f Elect Director Peter B. Henry For For Management 1g Elect Director S. Leslie Ireland For For Management 1h Elect Director Lew W. (Jay) Jacobs, IV For For Management 1i Elect Director Renee J. James For Against Management 1j Elect Director Eugene M. McQuade For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For Against Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Prohibit Accelerated Vesting of Awards Against For Shareholder to Pursue Government Service 7 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CITIZENS FINANCIAL GROUP, INC. Ticker: CFG Security ID: 174610105 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: FEB 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Van Saun For For Management 1.2 Elect Director Mark Casady For For Management 1.3 Elect Director Christine M. Cumming For For Management 1.4 Elect Director William P. Hankowsky For For Management 1.5 Elect Director Howard W. Hanna, III For For Management 1.6 Elect Director Leo I. "Lee" Higdon For For Management 1.7 Elect Director Edward J. "Ned" Kelly, For For Management III 1.8 Elect Director Charles J. "Bud" Koch For For Management 1.9 Elect Director Terrance J. Lillis For For Management 1.10 Elect Director Shivan Subramaniam For For Management 1.11 Elect Director Wendy A. Watson For For Management 1.12 Elect Director Marita Zuraitis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COCA-COLA EUROPEAN PARTNERS PLC Ticker: CCEP Security ID: G25839104 Meeting Date: MAY 29, 2019 Meeting Type: Annual Record Date: MAY 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Nathalie Gaveau as Director For For Management 4 Elect Dagmar Kollmann as Director For For Management 5 Elect Lord Mark Price as Director For For Management 6 Re-elect Jose Ignacio Comenge For Against Management Sanchez-Real as Director 7 Re-elect Francisco Crespo Benitez as For For Management Director 8 Re-elect Irial Finan as Director For Against Management 9 Re-elect Damian Gammell as Director For For Management 10 Re-elect Alvaro Gomez-Trenor Aguilar For For Management as Director 11 Re-elect Alfonso Libano Daurella as For For Management Director 12 Re-elect Mario Rotllant Sola as For Against Management Director 13 Reappoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For Against Management 17 Approve Waiver on Tender-Bid For For Management Requirement 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise Off-Market Purchase of For For Management Ordinary Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 22 Adopt New Articles of Association For Against Management -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: APR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Sheldon M. Bonovitz For For Management 1.4 Elect Director Edward D. Breen For For Management 1.5 Elect Director Gerald L. Hassell For For Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For Withhold Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For For Management 1.10 Elect Director Brian L. Roberts For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Approve Nonqualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Require Independent Board Chairman Against For Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles E. Bunch For Against Management 1b Elect Director Caroline Maury Devine For For Management 1c Elect Director John V. Faraci For Against Management 1d Elect Director Jody Freeman For For Management 1e Elect Director Gay Huey Evans For For Management 1f Elect Director Jeffrey A. Joerres For For Management 1g Elect Director Ryan M. Lance For For Management 1h Elect Director William H. McRaven For For Management 1i Elect Director Sharmila Mulligan For For Management 1j Elect Director Arjun N. Murti For For Management 1k Elect Director Robert A. Niblock For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CRH PLC Ticker: CRH Security ID: G25508105 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: APR 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Approve Increase in the Limit of the For For Management Aggregate Fees for Non-executive Directors 6a Re-elect Richard Boucher as Director For Against Management 6b Re-elect Nicky Hartery as Director For For Management 6c Re-elect Patrick Kennedy as Director For For Management 6d Re-elect Heather McSharry as Director For For Management 6e Re-elect Albert Manifold as Director For For Management 6f Re-elect Senan Murphy as Director For For Management 6g Re-elect Gillian Platt as Director For For Management 6h Elect Mary Rhinehart as Director For For Management 6i Re-elect Lucinda Riches as Director For For Management 6j Re-elect Henk Rottinghuis as Director For For Management 6k Elect Siobhan Talbot as Director For For Management 6l Re-elect William Teuber Jr. as Director For For Management 7 Authorise Board to Fix Remuneration of For For Management Auditors 8 Reappoint Ernst & Young as Auditors For For Management 9 Authorise Issue of Equity For For Management 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Authorise Reissuance of Treasury Shares For For Management 14 Approve Scrip Dividend For For Management -------------------------------------------------------------------------------- CURTISS-WRIGHT CORP. Ticker: CW Security ID: 231561101 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Adams For For Management 1.2 Elect Director Dean M. Flatt For For Management 1.3 Elect Director S. Marce Fuller For For Management 1.4 Elect Director Bruce D. Hoechner For For Management 1.5 Elect Director Glenda J. Minor For For Management 1.6 Elect Director John B. Nathman For For Management 1.7 Elect Director Robert J. Rivet For For Management 1.8 Elect Director Albert E. Smith For For Management 1.9 Elect Director Peter C. Wallace For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director Mark T. Bertolini For For Management 1c Elect Director Richard M. Bracken For For Management 1d Elect Director C. David Brown, II For For Management 1e Elect Director Alecia A. DeCoudreaux For For Management 1f Elect Director Nancy-Ann M. DeParle For For Management 1g Elect Director David W. Dorman For For Management 1h Elect Director Roger N. Farah For Against Management 1i Elect Director Anne M. Finucane For For Management 1j Elect Director Edward J. Ludwig For For Management 1k Elect Director Larry J. Merlo For For Management 1l Elect Director Jean-Pierre Millon For For Management 1m Elect Director Mary L. Schapiro For For Management 1n Elect Director Richard J. Swift For For Management 1o Elect Director William C. Weldon For For Management 1p Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Prohibit Adjusting Compensation Against Against Shareholder Metrics for Legal or Compliance Costs -------------------------------------------------------------------------------- DIAMONDBACK ENERGY, INC. Ticker: FANG Security ID: 25278X109 Meeting Date: JUN 06, 2019 Meeting Type: Annual Record Date: APR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven E. West For For Management 1.2 Elect Director Travis D. Stice For For Management 1.3 Elect Director Michael L. Hollis For For Management 1.4 Elect Director Michael P. Cross For For Management 1.5 Elect Director David L. Houston For For Management 1.6 Elect Director Mark L. Plaumann For For Management 1.7 Elect Director Melanie M. Trent For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES Ticker: DFS Security ID: 254709108 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Aronin For For Management 1.2 Elect Director Mary K. Bush For Against Management 1.3 Elect Director Gregory C. Case For For Management 1.4 Elect Director Candace H. Duncan For For Management 1.5 Elect Director Joseph F. Eazor For For Management 1.6 Elect Director Cynthia A. Glassman For For Management 1.7 Elect Director Roger C. Hochschild For For Management 1.8 Elect Director Thomas G. Maheras For For Management 1.9 Elect Director Michael H. Moskow For For Management 1.10 Elect Director Mark A. Thierer For For Management 1.11 Elect Director Lawrence A. Weinbach For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws 5 Provide Right to Call Special Meeting For For Management 6 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- DNB ASA Ticker: DNB Security ID: R1640U124 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: APR 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting None None Management 2 Approve Notice of Meeting and Agenda For Did Not Vote Management 3 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 8.25 Per Share 5a Approve Suggested Remuneration Policy For Did Not Vote Management And Other Terms of Employment For Executive Management (Consultative Vote) 5b Approve Binding Remuneration Policy For Did Not Vote Management And Other Terms of Employment For Executive Management 6 Approve Company's Corporate Governance For Did Not Vote Management Statement 7 Approve Remuneration of Auditors of For Did Not Vote Management NOK 598,000 8 Approve NOK 240.5 Million Reduction in For Did Not Vote Management Share Capital via Share Cancellation 9 Authorize Share Repurchase Program For Did Not Vote Management 10 Adopt New Articles of Association For Did Not Vote Management 11 Reelect Karl-Christian Agerup as For Did Not Vote Management Director; Elect Gro Bakstad as New Director 12 Elect Jan Tore Fosund and Andre For Did Not Vote Management Stoylen as New Members of Nominating Committee 13 Approve Remuneration of Directors in For Did Not Vote Management the Amount of NOK 546,000 for Chairman, NOK 376,000 for Vice Chairman and NOK 376,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration for Nominating Committee -------------------------------------------------------------------------------- DOVER CORPORATION Ticker: DOV Security ID: 260003108 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. John Gilbertson, Jr. For For Management 1b Elect Director Kristiane C. Graham For For Management 1c Elect Director Michael F. Johnston For For Management 1d Elect Director Eric A. Spiegel For For Management 1e Elect Director Richard J. Tobin For For Management 1f Elect Director Stephen M. Todd For For Management 1g Elect Director Stephen K. Wagner For For Management 1h Elect Director Keith E. Wandell For For Management 1i Elect Director Mary A. Winston For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement for Amendments to Article 15 5 Eliminate Supermajority Vote For For Management Requirement for Amendments to Article 16 -------------------------------------------------------------------------------- DOWDUPONT INC. Ticker: DWDP Security ID: 26078J100 Meeting Date: MAY 23, 2019 Meeting Type: Special Record Date: MAY 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- DUN & BRADSTREET CORP. Ticker: DNB Security ID: 26483E100 Meeting Date: NOV 07, 2018 Meeting Type: Special Record Date: SEP 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- DUPONT DE NEMOURS, INC. Ticker: DD Security ID: 26078J100 Meeting Date: JUN 25, 2019 Meeting Type: Annual Record Date: APR 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward D. Breen For For Management 1b Elect Director Ruby R. Chandy For For Management 1c Elect Director Franklin K. Clyburn, Jr. For For Management 1d Elect Director Terrence R. Curtin For For Management 1e Elect Director Alexander M. Cutler For For Management 1f Elect Director C. Marc Doyle For For Management 1g Elect Director Eleuthere I. du Pont For For Management 1h Elect Director Rajiv L. Gupta For For Management 1i Elect Director Luther C. Kissam For For Management 1j Elect Director Frederick M. Lowery For For Management 1k Elect Director Raymond J. Milchovich For For Management 1l Elect Director Steven M. Sterin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Pay Disparity Against Against Shareholder 6 Report on Public Health Risks of Against Against Shareholder Petrochemical Operations in Flood Prone Areas 7 Report on Efforts to Reduce Plastic Against Against Shareholder Pellet Pollution -------------------------------------------------------------------------------- DXC TECHNOLOGY COMPANY Ticker: DXC Security ID: 23355L106 Meeting Date: AUG 15, 2018 Meeting Type: Annual Record Date: JUN 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mukesh Aghi For For Management 1b Elect Director Amy E. Alving For For Management 1c Elect Director David L. Herzog For Against Management 1d Elect Director Sachin Lawande For For Management 1e Elect Director J. Michael Lawrie For For Management 1f Elect Director Mary L. Krakauer For For Management 1g Elect Director Julio A. Portalatin For For Management 1h Elect Director Peter Rutland For For Management 1i Elect Director Manoj P. Singh For For Management 1j Elect Director Robert F. Woods For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- E*TRADE FINANCIAL CORPORATION Ticker: ETFC Security ID: 269246401 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard J. Carbone For For Management 1b Elect Director Robert J. Chersi For For Management 1c Elect Director Jaime W. Ellertson For For Management 1d Elect Director James P. Healy For For Management 1e Elect Director Kevin T. Kabat For For Management 1f Elect Director James Lam For For Management 1g Elect Director Rodger A. Lawson For For Management 1h Elect Director Shelley B. Leibowitz For For Management 1i Elect Director Karl A. Roessner For For Management 1j Elect Director Rebecca Saeger For For Management 1k Elect Director Donna L. Weaver For For Management 1l Elect Director Joshua A. Weinreich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- EAST WEST BANCORP, INC. Ticker: EWBC Security ID: 27579R104 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Molly Campbell For For Management 1.2 Elect Director Iris S. Chan For For Management 1.3 Elect Director Rudolph I. Estrada For For Management 1.4 Elect Director Paul H. Irving For For Management 1.5 Elect Director Herman Y. Li For For Management 1.6 Elect Director Jack C. Liu For For Management 1.7 Elect Director Dominic Ng For For Management 1.8 Elect Director Lester M. Sussman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EATON CORPORATION PLC Ticker: ETN Security ID: G29183103 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: FEB 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig Arnold For For Management 1b Elect Director Todd M. Bluedorn For For Management 1c Elect Director Christopher M. Connor For For Management 1d Elect Director Michael J. Critelli For For Management 1e Elect Director Richard H. Fearon For For Management 1f Elect Director Arthur E. Johnson For For Management 1g Elect Director Olivier Leonetti For For Management 1h Elect Director Deborah L. McCoy For For Management 1i Elect Director Gregory R. Page For For Management 1j Elect Director Sandra Pianalto For Against Management 1k Elect Director Gerald B. Smith For For Management 1l Elect Director Dorothy C. Thompson For For Management 2 Approve Ernst & Young LLP as Auditor For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize Issue of Equity with For For Management Pre-emptive Rights 5 Authorize Issue of Equity without For Against Management Pre-emptive Rights 6 Authorize Share Repurchase of Issued For For Management Share Capital -------------------------------------------------------------------------------- EBAY INC. Ticker: EBAY Security ID: 278642103 Meeting Date: MAY 30, 2019 Meeting Type: Annual Record Date: APR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fred D. Anderson, Jr. For For Management 1b Elect Director Anthony J. Bates For For Management 1c Elect Director Adriane M. Brown For For Management 1d Elect Director Jesse A. Cohn For For Management 1e Elect Director Diana Farrell For For Management 1f Elect Director Logan D. Green For For Management 1g Elect Director Bonnie S. Hammer For For Management 1h Elect Director Kathleen C. Mitic For For Management 1i Elect Director Matthew J. Murphy For For Management 1j Elect Director Pierre M. Omidyar For For Management 1k Elect Director Paul S. Pressler For For Management 1l Elect Director Robert H. Swan For For Management 1m Elect Director Thomas J. Tierney For For Management 1n Elect Director Perry M. Traquina For For Management 1o Elect Director Devin N. Wenig For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Reduce Ownership Threshold for For For Management Shareholder to Call Special Meetings 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- ECOPETROL SA Ticker: ECOPETROL Security ID: 279158109 Meeting Date: MAR 29, 2019 Meeting Type: Annual Record Date: FEB 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Safety Guidelines None None Management 2 Verify Quorum None None Management 3 Opening by Chief Executive Officer None None Management 4 Approve Meeting Agenda For For Management 5 Elect Chairman of Meeting For For Management 6 Appoint Committee in Charge of For For Management Scrutinizing Elections and Polling 7 Elect Meeting Approval Committee For For Management 8 Present Board of Directors' Report, None None Management CEO's Evaluation and Compliance with the Corporate Governance Code 9 Present Board of Directors and None None Management Chairman's Report 10 Present Individual and Consolidated None None Management Financial Statements 11 Present Auditor's Report None None Management 12 Approve Financial Statements and For For Management Statutory Reports 13 Approve Allocation of Income For For Management 14 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 15 Elect Directors For For Management 16 Amend Bylaws For Against Management 17 Amend Regulations on General Meetings For Against Management 18 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- ENERGEN CORP. Ticker: EGN Security ID: 29265N108 Meeting Date: NOV 27, 2018 Meeting Type: Special Record Date: OCT 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- ENERPLUS CORPORATION Ticker: ERF Security ID: 292766102 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael R. Culbert For For Management 1.2 Elect Director Ian C. Dundas For For Management 1.3 Elect Director Hilary A. Foulkes For For Management 1.4 Elect Director Robert B. Hodgins For Withhold Management 1.5 Elect Director Susan M. MacKenzie For Withhold Management 1.6 Elect Director Elliott Pew For For Management 1.7 Elect Director Jeffrey W. Sheets For For Management 1.8 Elect Director Sheldon B. Steeves For For Management 1.9 Elect Director Karen E. Clarke-Whistler For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ENERSYS Ticker: ENS Security ID: 29275Y102 Meeting Date: AUG 02, 2018 Meeting Type: Annual Record Date: JUN 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hwan-yoon F. Chung For For Management 1.2 Elect Director Nelda J. Connors For Against Management 1.3 Elect Director Arthur T. Katsaros For For Management 1.4 Elect Director Robert Magnus For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EVEREST RE GROUP, LTD. Ticker: RE Security ID: G3223R108 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dominic J. Addesso For For Management 1.2 Elect Director John J. Amore For For Management 1.3 Elect Director William F. Galtney, Jr. For For Management 1.4 Elect Director John A. Graf For For Management 1.5 Elect Director Gerri Losquadro For For Management 1.6 Elect Director Roger M. Singer For For Management 1.7 Elect Director Joseph V. Taranto For For Management 1.8 Elect Director John A. Weber For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXPRESS SCRIPTS HOLDING CO. Ticker: ESRX Security ID: 30219G108 Meeting Date: AUG 24, 2018 Meeting Type: Special Record Date: JUL 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- FIAT CHRYSLER AUTOMOBILES NV Ticker: FCA Security ID: N31738102 Meeting Date: SEP 07, 2018 Meeting Type: Special Record Date: AUG 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Michael Manley as Executive For For Management Director 3 Close Meeting None None Management -------------------------------------------------------------------------------- FIFTH THIRD BANCORP Ticker: FITB Security ID: 316773100 Meeting Date: APR 16, 2019 Meeting Type: Annual Record Date: FEB 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas K. Akins For For Management 1.2 Elect Director B. Evan Bayh, III For Against Management 1.3 Elect Director Jorge L. Benitez For For Management 1.4 Elect Director Katherine B. Blackburn For For Management 1.5 Elect Director Emerson L. Brumback For For Management 1.6 Elect Director Jerry W. Burris For For Management 1.7 Elect Director Greg D. Carmichael For For Management 1.8 Elect Director C. Bryan Daniels For For Management 1.9 Elect Director Thomas H. Harvey For For Management 1.10 Elect Director Gary R. Heminger For Against Management 1.11 Elect Director Jewell D. Hoover For For Management 1.12 Elect Director Eileen A. Mallesch For Against Management 1.13 Elect Director Michael B. McCallister For For Management 1.14 Elect Director Marsha C. Williams For Against Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Approve Omnibus Stock Plan For For Management 6 Authorize New Class of Preferred Stock For For Management -------------------------------------------------------------------------------- FLEX LTD. Ticker: FLEX Security ID: Y2573F102 Meeting Date: AUG 16, 2018 Meeting Type: Annual Record Date: JUN 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Lay Koon Tan For For Management 2 Elect Director Jennifer Li For For Management 3 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Shares without For Against Management Preemptive Rights 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- FMC CORPORATION Ticker: FMC Security ID: 302491303 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: MAR 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre Brondeau For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director G. Peter D'Aloia For For Management 1d Elect Director C. Scott Greer For For Management 1e Elect Director K'Lynne Johnson For For Management 1f Elect Director Dirk A. Kempthorne For For Management 1g Elect Director Paul J. Norris For For Management 1h Elect Director Margareth Ovrum For For Management 1i Elect Director Robert C. Pallash For For Management 1j Elect Director William H. Powell For For Management 1k Elect Director Vincent R. Volpe, Jr. For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirements to Remove Directors -------------------------------------------------------------------------------- GENTEX CORPORATION Ticker: GNTX Security ID: 371901109 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leslie Brown For For Management 1.2 Elect Director Gary Goode For For Management 1.3 Elect Director James Hollars For For Management 1.4 Elect Director John Mulder For For Management 1.5 Elect Director Richard Schaum For For Management 1.6 Elect Director Frederick Sotok For For Management 1.7 Elect Director Kathleen Starkoff For For Management 1.8 Elect Director Brian Walker For Withhold Management 1.9 Elect Director James Wallace For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Ticker: GILD Security ID: 375558103 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacqueline K. Barton For For Management 1b Elect Director John F. Cogan For For Management 1c Elect Director Kelly A. Kramer For For Management 1d Elect Director Kevin E. Lofton For For Management 1e Elect Director Harish Manwani For Against Management 1f Elect Director Daniel P. O'Day For For Management 1g Elect Director Richard J. Whitley For For Management 1h Elect Director Gayle E. Wilson For For Management 1i Elect Director Per Wold-Olsen For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Provide Right to Act by Written Consent For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Require Independent Board Chairman Against For Shareholder 6 Report on Corporate Tax Savings Against Against Shareholder Allocation -------------------------------------------------------------------------------- GRAFTECH INTERNATIONAL LTD. Ticker: EAF Security ID: 384313508 Meeting Date: APR 29, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Denis A. Turcotte For Against Management 1.2 Elect Director Michel J. Dumas For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- GRAPHIC PACKAGING HOLDING COMPANY Ticker: GPK Security ID: 388689101 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Laurie Brlas For For Management 1.2 Elect Director David D. Campbell For For Management 1.3 Elect Director Robert A. Hagemann For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GVC HOLDINGS PLC Ticker: GVC Security ID: G427A6103 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Elect Pierre Bouchut as Director For For Management 6 Elect Virginia McDowell as Director For For Management 7 Elect Rob Wood as Director For For Management 8 Re-elect Kenneth Alexander as Director For For Management 9 Re-elect Jane Anscombe as Director For For Management 10 Re-elect Lee Feldman as Director For For Management 11 Re-elect Peter Isola as Director For For Management 12 Re-elect Stephen Morana as Director For For Management 13 Authorise Issue of Equity For Against Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HARRIS CORP. Ticker: HRS Security ID: 413875105 Meeting Date: OCT 26, 2018 Meeting Type: Annual Record Date: AUG 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James F. Albaugh For Against Management 1b Elect Director Sallie B. Bailey For For Management 1c Elect Director William M. Brown For For Management 1d Elect Director Peter W. Chiarelli For For Management 1e Elect Director Thomas A. Dattilo For For Management 1f Elect Director Roger B. Fradin For Against Management 1g Elect Director Lewis Hay, III For For Management 1h Elect Director Vyomesh I. Joshi For For Management 1i Elect Director Leslie F. Kenne For For Management 1j Elect Director Gregory T. Swienton For For Management 1k Elect Director Hansel E. Tookes, II For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HAYS PLC Ticker: HAS Security ID: G4361D109 Meeting Date: NOV 14, 2018 Meeting Type: Annual Record Date: NOV 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Approve Special Dividend For For Management 5 Re-elect Andrew Martin as Director For For Management 6 Re-elect Alistair Cox as Director For For Management 7 Re-elect Paul Venables as Director For For Management 8 Re-elect Torsten Kreindl as Director For For Management 9 Re-elect Susan Murray as Director For For Management 10 Re-elect Mary Rainey as Director For For Management 11 Re-elect Peter Williams as Director For For Management 12 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 13 Authorise Board to Fix Remuneration For For Management 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity with For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- HD SUPPLY HOLDINGS, INC. Ticker: HDS Security ID: 40416M105 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph J. DeAngelo For For Management 1.2 Elect Director Patrick R. McNamee For For Management 1.3 Elect Director Scott D. Ostfeld For For Management 1.4 Elect Director Charles W. Peffer For Withhold Management 1.5 Elect Director James A. Rubright For For Management 1.6 Elect Director Lauren Taylor Wolfe For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Nonqualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- HEINEKEN HOLDING NV Ticker: HEIO Security ID: N39338194 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: MAR 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Management Board None None Management (Non-Voting) 2 Discuss Remuneration Policy for None None Management Management Board Members 3 Adopt Financial Statements For For Management 4 Receive Explanation on Company's None None Management Reserves and Dividend Policy 5 Approve Discharge of Management Board For For Management 6.a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 6.c Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 7.a Reelect C.L. de Carvalho-Heineken as For Against Management Executive Director 7.b Reelect M.R. de Carvalho as Executive For Against Management Director 7.c Reelect C.M. Kwist as Non-Executive For Against Management Director 8 Approve Cancellation of Repurchased For For Management Shares -------------------------------------------------------------------------------- HEWLETT PACKARD ENTERPRISE COMPANY Ticker: HPE Security ID: 42824C109 Meeting Date: APR 03, 2019 Meeting Type: Annual Record Date: FEB 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel Ammann For For Management 1b Elect Director Michael J. Angelakis For For Management 1c Elect Director Pamela L. Carter For Against Management 1d Elect Director Jean M. Hobby For For Management 1e Elect Director Raymond J. Lane For For Management 1f Elect Director Ann M. Livermore For For Management 1g Elect Director Antonio F. Neri For For Management 1h Elect Director Raymond E. Ozzie For For Management 1i Elect Director Gary M. Reiner For For Management 1j Elect Director Patricia F. Russo For Against Management 1k Elect Director Lip-Bu Tan For For Management 1l Elect Director Mary Agnes Wilderotter For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- HP INC. Ticker: HPQ Security ID: 40434L105 Meeting Date: APR 23, 2019 Meeting Type: Annual Record Date: FEB 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Aida M. Alvarez For For Management 1b Elect Director Shumeet Banerji For For Management 1c Elect Director Robert R. Bennett For For Management 1d Elect Director Charles "Chip" V. Bergh For For Management 1e Elect Director Stacy Brown-Philpot For For Management 1f Elect Director Stephanie A. Burns For For Management 1g Elect Director Mary Anne Citrino For Against Management 1h Elect Director Yoky Matsuoka For For Management 1i Elect Director Stacey Mobley For For Management 1j Elect Director Subra Suresh For For Management 1k Elect Director Dion J. Weisler For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED Ticker: HBAN Security ID: 446150104 Meeting Date: APR 18, 2019 Meeting Type: Annual Record Date: FEB 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lizabeth Ardisana For For Management 1.2 Elect Director Ann B. "Tanny" Crane For For Management 1.3 Elect Director Robert S. Cubbin For For Management 1.4 Elect Director Steven G. Elliott For For Management 1.5 Elect Director Gina D. France For For Management 1.6 Elect Director J. Michael Hochschwender For For Management 1.7 Elect Director John C. "Chris" Inglis For For Management 1.8 Elect Director Peter J. Kight For For Management 1.9 Elect Director Katherine M. A. "Allie" For For Management Kline 1.10 Elect Director Richard W. Neu For For Management 1.11 Elect Director David L. Porteous For For Management 1.12 Elect Director Kathleen H. Ransier For For Management 1.13 Elect Director Stephen D. Steinour For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ICON PLC Ticker: ICLR Security ID: G4705A100 Meeting Date: JUL 24, 2018 Meeting Type: Annual Record Date: MAY 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ciaran Murray For For Management 1.2 Elect Director Declan McKeon For For Management 1.3 Elect Director Eugene McCague For For Management 1.4 Elect Director Joan Garahy For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Authorize Issue of Equity with For For Management Pre-emptive Rights 5 Authorize Issue of Equity without For For Management Pre-emptive Rights 6 Authorize Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 7 Authorize Share Repurchase Program For For Management 8 Approve the Price Range for the For For Management Reissuance of Shares -------------------------------------------------------------------------------- IMPERIAL BRANDS PLC Ticker: IMB Security ID: G4720C107 Meeting Date: FEB 06, 2019 Meeting Type: Annual Record Date: FEB 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Susan Clark as Director For Against Management 5 Re-elect Alison Cooper as Director For For Management 6 Re-elect Therese Esperdy as Director For For Management 7 Re-elect Simon Langelier as Director For For Management 8 Re-elect Matthew Phillips as Director For For Management 9 Re-elect Steven Stanbrook as Director For For Management 10 Re-elect Oliver Tant as Director For For Management 11 Re-elect Mark Williamson as Director For For Management 12 Re-elect Karen Witts as Director For For Management 13 Re-elect Malcolm Wyman as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- INGERSOLL-RAND PUBLIC LIMITED COMPANY Ticker: IR Security ID: G47791101 Meeting Date: JUN 06, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kirk E. Arnold For For Management 1b Elect Director Ann C. Berzin For For Management 1c Elect Director John Bruton For For Management 1d Elect Director Jared L. Cohon For For Management 1e Elect Director Gary D. Forsee For For Management 1f Elect Director Linda P. Hudson For For Management 1g Elect Director Michael W. Lamach For For Management 1h Elect Director Myles P. Lee For For Management 1i Elect Director Karen B. Peetz For For Management 1j Elect Director John P. Surma For Against Management 1k Elect Director Richard J. Swift For For Management 1l Elect Director Tony L. White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Issue of Equity For For Management 5 Renew Directors' Authority to Issue For For Management Shares for Cash 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- IQVIA HOLDINGS, INC. Ticker: IQV Security ID: 46266C105 Meeting Date: APR 09, 2019 Meeting Type: Annual Record Date: FEB 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carol J. Burt For For Management 1.2 Elect Director John P. Connaughton For Withhold Management 1.3 Elect Director John G. Danhakl For Withhold Management 1.4 Elect Director James A. Fasano For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ITT INC. Ticker: ITT Security ID: 45073V108 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Orlando D. Ashford For For Management 1b Elect Director Geraud Darnis For For Management 1c Elect Director Donald DeFosset, Jr. For Against Management 1d Elect Director Nicholas C. Fanandakis For For Management 1e Elect Director Christina A. Gold For For Management 1f Elect Director Richard P. Lavin For For Management 1g Elect Director Mario Longhi For For Management 1h Elect Director Frank T. MacInnis For For Management 1i Elect Director Rebecca A. McDonald For For Management 1j Elect Director Timothy H. Powers For For Management 1k Elect Director Luca Savi For For Management 1l Elect Director Cheryl L. Shavers For For Management 1m Elect Director Sabrina Soussan For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- JABIL, INC. Ticker: JBL Security ID: 466313103 Meeting Date: JAN 24, 2019 Meeting Type: Annual Record Date: NOV 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anousheh Ansari For For Management 1.2 Elect Director Martha F. Brooks For For Management 1.3 Elect Director Christopher S. Holland For For Management 1.4 Elect Director Timothy L. Main For For Management 1.5 Elect Director Mark T. Mondello For For Management 1.6 Elect Director John C. Plant For Withhold Management 1.7 Elect Director Steven A. Raymund For For Management 1.8 Elect Director Thomas A. Sansone For For Management 1.9 Elect Director David M. Stout For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JAZZ PHARMACEUTICALS PLC Ticker: JAZZ Security ID: G50871105 Meeting Date: AUG 02, 2018 Meeting Type: Annual Record Date: JUN 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter Gray For For Management 1b Elect Director Kenneth W. O'Keefe For For Management 1c Elect Director Elmar Schnee For For Management 1d Elect Director Catherine A. Sohn For For Management 2 Approve KPMG, Dublin as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: FEB 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Mark B. McClellan For For Management 1h Elect Director Anne M. Mulcahy For Against Management 1i Elect Director William D. Perez For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Clawback Disclosure of Recoupment Against For Shareholder Activity from Senior Officers 5 Report on Integrating Risks Related to Against Against Shareholder Drug Pricing into Senior Executive Compensation -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director James A. Bell For For Management 1c Elect Director Stephen B. Burke For For Management 1d Elect Director Todd A. Combs For For Management 1e Elect Director James S. Crown For For Management 1f Elect Director James Dimon For For Management 1g Elect Director Timothy P. Flynn For Against Management 1h Elect Director Mellody Hobson For For Management 1i Elect Director Laban P. Jackson, Jr. For For Management 1j Elect Director Michael A. Neal For For Management 1k Elect Director Lee R. Raymond For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Report on Gender Pay Gap Against Against Shareholder 5 Amend Proxy Access Right Against For Shareholder 6 Provide for Cumulative Voting Against For Shareholder -------------------------------------------------------------------------------- KANSAS CITY SOUTHERN Ticker: KSU Security ID: 485170302 Meeting Date: MAY 17, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lydia I. Beebe For For Management 1.2 Elect Director Lu M. Cordova For For Management 1.3 Elect Director Robert J. Druten For For Management 1.4 Elect Director Antonio O. Garza, Jr. For For Management 1.5 Elect Director David Garza-Santos For For Management 1.6 Elect Director Mitchell J. Krebs For For Management 1.7 Elect Director Henry J. Maier For For Management 1.8 Elect Director Thomas A. McDonnell For For Management 1.9 Elect Director Patrick J. Ottensmeyer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting -------------------------------------------------------------------------------- KAR AUCTION SERVICES, INC. Ticker: KAR Security ID: 48238T109 Meeting Date: JUN 04, 2019 Meeting Type: Annual Record Date: APR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donna R. Ecton For For Management 1b Elect Director James P. "Jim" Hallett For For Management 1c Elect Director Mark E. Hill For For Management 1d Elect Director J. Mark Howell For For Management 1e Elect Director Stefan Jacoby For For Management 1f Elect Director Lynn Jolliffe For For Management 1g Elect Director Michael T. Kestner For For Management 1h Elect Director John P. Larson For For Management 1i Elect Director Stephen E. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KEYCORP Ticker: KEY Security ID: 493267108 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce D. Broussard For For Management 1.2 Elect Director Charles P. Cooley For For Management 1.3 Elect Director Gary M. Crosby For For Management 1.4 Elect Director Alexander M. Cutler For For Management 1.5 Elect Director H. James Dallas For For Management 1.6 Elect Director Elizabeth R. Gile For For Management 1.7 Elect Director Ruth Ann M. Gillis For For Management 1.8 Elect Director William G. Gisel, Jr. For For Management 1.9 Elect Director Carlton L. Highsmith For For Management 1.10 Elect Director Richard J. Hipple For For Management 1.11 Elect Director Kristen L. Manos For For Management 1.12 Elect Director Beth E. Mooney For For Management 1.13 Elect Director Barbara R. Snyder For For Management 1.14 Elect Director David K. Wilson For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Increase Authorized Common Stock For For Management 6 Permit Board to Amend Bylaws Without For For Management Shareholder Consent -------------------------------------------------------------------------------- KLA-TENCOR CORP. Ticker: KLAC Security ID: 482480100 Meeting Date: NOV 07, 2018 Meeting Type: Annual Record Date: SEP 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward W. Barnholt For For Management 1.2 Elect Director Robert M. Calderoni For Against Management 1.3 Elect Director John T. Dickson For For Management 1.4 Elect Director Emiko Higashi For For Management 1.5 Elect Director Kevin J. Kennedy For For Management 1.6 Elect Director Gary B. Moore For For Management 1.7 Elect Director Kiran M. Patel For For Management 1.8 Elect Director Ana G. Pinczuk For For Management 1.9 Elect Director Robert A. Rango For For Management 1.10 Elect Director Richard P. Wallace For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- KOSMOS ENERGY LTD. Ticker: KOS Security ID: 500688106 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LABORATORY CORPORATION OF AMERICA HOLDINGS Ticker: LH Security ID: 50540R409 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kerrii B. Anderson For Against Management 1b Elect Director Jean-Luc Belingard For Against Management 1c Elect Director D. Gary Gilliland For For Management 1d Elect Director David P. King For For Management 1e Elect Director Garheng Kong For Against Management 1f Elect Director Peter M. Neupert For For Management 1g Elect Director Richelle P. Parham For For Management 1h Elect Director Adam H. Schechter For For Management 1i Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- LAS VEGAS SANDS CORP. Ticker: LVS Security ID: 517834107 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sheldon G. Adelson For Withhold Management 1.2 Elect Director Irwin Chafetz For Withhold Management 1.3 Elect Director Micheline Chau For Withhold Management 1.4 Elect Director Patrick Dumont For Withhold Management 1.5 Elect Director Charles D. Forman For Withhold Management 1.6 Elect Director Robert G. Goldstein For Withhold Management 1.7 Elect Director George Jamieson For For Management 1.8 Elect Director Charles A. Koppelman For Withhold Management 1.9 Elect Director Lewis Kramer For For Management 1.10 Elect Director David F. Levi For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- LEAR CORPORATION Ticker: LEA Security ID: 521865204 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas P. Capo For For Management 1b Elect Director Mei-Wei Cheng For For Management 1c Elect Director Jonathan F. Foster For Against Management 1d Elect Director Mary Lou Jepsen For For Management 1e Elect Director Kathleen A. Ligocki For For Management 1f Elect Director Conrad L. Mallett, Jr. For For Management 1g Elect Director Raymond E. Scott For For Management 1h Elect Director Gregory C. Smith For For Management 1i Elect Director Henry D.G. Wallace For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- LEIDOS HOLDINGS, INC. Ticker: LDOS Security ID: 525327102 Meeting Date: APR 26, 2019 Meeting Type: Annual Record Date: FEB 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory R. Dahlberg For For Management 1b Elect Director David G. Fubini For For Management 1c Elect Director Miriam E. John For For Management 1d Elect Director Frank Kendall, III For For Management 1e Elect Director Robert C. Kovarik, Jr. For For Management 1f Elect Director Harry M.J. Kraemer, Jr. For For Management 1g Elect Director Roger A. Krone For For Management 1h Elect Director Gary S. May For For Management 1i Elect Director Surya N. Mohapatra For For Management 1j Elect Director Lawrence C. Nussdorf For For Management 1k Elect Director Robert S. Shapard For For Management 1l Elect Director Susan M. Stalnecker For For Management 1m Elect Director Noel B. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt Simple Majority Vote Against For Shareholder 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LIVENT CORPORATION Ticker: LTHM Security ID: 53814L108 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael F. Barry For For Management 1b Elect Director Steven T. Merkt For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Ticker: LOW Security ID: 548661107 Meeting Date: MAY 31, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raul Alvarez For For Management 1.2 Elect Director David H. Batchelder For For Management 1.3 Elect Director Angela F. Braly For Withhold Management 1.4 Elect Director Sandra B. Cochran For For Management 1.5 Elect Director Laurie Z. Douglas For For Management 1.6 Elect Director Richard W. Dreiling For Withhold Management 1.7 Elect Director Marvin R. Ellison For For Management 1.8 Elect Director James H. Morgan For For Management 1.9 Elect Director Brian C. Rogers For For Management 1.10 Elect Director Bertram L. Scott For For Management 1.11 Elect Director Lisa W. Wardell For For Management 1.12 Elect Director Eric C. Wiseman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- MANPOWERGROUP, INC. Ticker: MAN Security ID: 56418H100 Meeting Date: MAY 10, 2019 Meeting Type: Annual Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.A Elect Director Gina R. Boswell For For Management 1.B Elect Director Cari M. Dominguez For For Management 1.C Elect Director William Downe For For Management 1.D Elect Director John F. Ferraro For For Management 1.E Elect Director Patricia Hemingway Hall For Against Management 1.F Elect Director Julie M. Howard For For Management 1.G Elect Director Ulice Payne, Jr. For For Management 1.H Elect Director Jonas Prising For For Management 1.I Elect Director Paul Read For For Management 1.J Elect Director Elizabeth P. Sartain For For Management 1.K Elect Director Michael J. Van Handel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MARATHON OIL CORPORATION Ticker: MRO Security ID: 565849106 Meeting Date: MAY 29, 2019 Meeting Type: Annual Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory H. Boyce For For Management 1b Elect Director Chadwick C. Deaton For Against Management 1c Elect Director Marcela E. Donadio For For Management 1d Elect Director Jason B. Few For For Management 1e Elect Director Douglas L. Foshee For For Management 1f Elect Director M. Elise Hyland For For Management 1g Elect Director Lee M. Tillman For For Management 1h Elect Director J. Kent Wells For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MARATHON PETROLEUM CORP. Ticker: MPC Security ID: 56585A102 Meeting Date: SEP 24, 2018 Meeting Type: Special Record Date: AUG 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Approve Increase in Size of Board For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MARSH & MCLENNAN COMPANIES, INC. Ticker: MMC Security ID: 571748102 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony K. Anderson For Against Management 1b Elect Director Oscar Fanjul For For Management 1c Elect Director Daniel S. Glaser For For Management 1d Elect Director H. Edward Hanway For For Management 1e Elect Director Deborah C. Hopkins For For Management 1f Elect Director Elaine La Roche For For Management 1g Elect Director Steven A. Mills For For Management 1h Elect Director Bruce P. Nolop For For Management 1i Elect Director Marc D. Oken For For Management 1j Elect Director Morton O. Schapiro For For Management 1k Elect Director Lloyd M. Yates For For Management 1l Elect Director R. David Yost For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- MARVELL TECHNOLOGY GROUP LTD. Ticker: MRVL Security ID: G5876H105 Meeting Date: JUN 28, 2019 Meeting Type: Annual Record Date: MAY 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tudor Brown For For Management 1.2 Elect Director Brad Buss For For Management 1.3 Elect Director Edward H. Frank For For Management 1.4 Elect Director Richard S. Hill For Against Management 1.5 Elect Director Oleg Khaykin For For Management 1.6 Elect Director Bethany Mayer For For Management 1.7 Elect Director Donna Morris For For Management 1.8 Elect Director Matthew J. Murphy For For Management 1.9 Elect Director Michael Strachan For For Management 1.10 Elect Director Robert E. Switz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MASCO CORPORATION Ticker: MAS Security ID: 574599106 Meeting Date: MAY 10, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marie A. Ffolkes For For Management 1b Elect Director Donald R. Parfet For Against Management 1c Elect Director Lisa A. Payne For For Management 1d Elect Director Reginald M. Turner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MCKESSON CORPORATION Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 25, 2018 Meeting Type: Annual Record Date: MAY 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director N. Anthony Coles For For Management 1b Elect Director John H. Hammergren For For Management 1c Elect Director M. Christine Jacobs For For Management 1d Elect Director Donald R. Knauss For For Management 1e Elect Director Marie L. Knowles For For Management 1f Elect Director Bradley E. Lerman For For Management 1g Elect Director Edward A. Mueller For For Management 1h Elect Director Susan R. Salka For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Pro-rata Vesting of Equity Awards Against For Shareholder 6 Use GAAP for Executive Compensation Against Against Shareholder Metrics 7 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 28, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For Against Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Mary Ellen Coe For For Management 1d Elect Director Pamela J. Craig For For Management 1e Elect Director Kenneth C. Frazier For For Management 1f Elect Director Thomas H. Glocer For For Management 1g Elect Director Rochelle B. Lazarus For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For Against Management 1j Elect Director Inge G. Thulin For For Management 1k Elect Director Wendell P. Weeks For For Management 1l Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Require Independent Board Chairman Against For Shareholder 6 Adopt Policy Disclosing Rationale Against Against Shareholder Behind Approval of Sale of Compensation Shares by a Senior Executive During a Buyback 7 Report on Integrating Risks Related to Against Against Shareholder Drug Pricing into Senior Executive Compensation -------------------------------------------------------------------------------- MEXICHEM SAB DE CV Ticker: MEXCHEM Security ID: P57908132 Meeting Date: AUG 21, 2018 Meeting Type: Special Record Date: AUG 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extraordinary Cash Dividends For For Management of USD 150 Million 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- MEXICHEM SAB DE CV Ticker: MEXCHEM Security ID: P57908132 Meeting Date: NOV 26, 2018 Meeting Type: Special Record Date: NOV 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cash Dividends of up to USD For For Management 168 Million 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- MICRO FOCUS INTERNATIONAL PLC Ticker: MCRO Security ID: 594837304 Meeting Date: AUG 21, 2018 Meeting Type: Special Record Date: JUL 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of SUSE Business to For For Management Marcel BidCo GmbH -------------------------------------------------------------------------------- MICROSOFT CORP. Ticker: MSFT Security ID: 594918104 Meeting Date: NOV 28, 2018 Meeting Type: Annual Record Date: SEP 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Charles H. Noski For For Management 1.7 Elect Director Helmut Panke For For Management 1.8 Elect Director Sandra E. Peterson For For Management 1.9 Elect Director Penny S. Pritzker For For Management 1.10 Elect Director Charles W. Scharf For For Management 1.11 Elect Director Arne M. Sorenson For For Management 1.12 Elect Director John W. Stanton For For Management 1.13 Elect Director John W. Thompson For For Management 1.14 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MOLSON COORS BREWING COMPANY Ticker: TAP Security ID: 60871R209 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger G. Eaton For Withhold Management 1.2 Elect Director Charles M. Herington For Withhold Management 1.3 Elect Director H. Sanford Riley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MONDELEZ INTERNATIONAL, INC. Ticker: MDLZ Security ID: 609207105 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lewis W.K. Booth For For Management 1b Elect Director Charles E. Bunch For Against Management 1c Elect Director Debra A. Crew For For Management 1d Elect Director Lois D. Juliber For For Management 1e Elect Director Mark D. Ketchum For For Management 1f Elect Director Peter W. May For For Management 1g Elect Director Jorge S. Mesquita For For Management 1h Elect Director Joseph Neubauer For For Management 1i Elect Director Fredric G. Reynolds For Against Management 1j Elect Director Christiana S. Shi For For Management 1k Elect Director Patrick T. Siewert For For Management 1l Elect Director Jean-Francois M. L. van For For Management Boxmeer 1m Elect Director Dirk Van de Put For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Report on Mitigating Impacts of Against Against Shareholder Deforestation in Company's Supply Chain 5 Consider Pay Disparity Between Against Against Shareholder Executives and Other Employees -------------------------------------------------------------------------------- MOODY'S CORPORATION Ticker: MCO Security ID: 615369105 Meeting Date: APR 16, 2019 Meeting Type: Annual Record Date: FEB 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Basil L. Anderson For For Management 1.2 Elect Director Jorge A. Bermudez For For Management 1.3 Elect Director Therese Esperdy For For Management 1.4 Elect Director Vincent A. Forlenza For For Management 1.5 Elect Director Kathryn M. Hill For For Management 1.6 Elect Director Raymond W. McDaniel, Jr. For For Management 1.7 Elect Director Henry A. McKinnell, Jr. For For Management 1.8 Elect Director Leslie F. Seidman For For Management 1.9 Elect Director Bruce Van Saun For For Management 1.10 Elect Director Gerrit Zalm For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MORGAN STANLEY Ticker: MS Security ID: 617446448 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elizabeth Corley For For Management 1b Elect Director Alistair M. Darling For For Management 1c Elect Director Thomas H. Glocer For For Management 1d Elect Director James P. Gorman For For Management 1e Elect Director Robert H. Herz For For Management 1f Elect Director Nobuyuki Hirano For For Management 1g Elect Director Jami Miscik For For Management 1h Elect Director Dennis M. Nally For For Management 1i Elect Director Takeshi Ogasawara For For Management 1j Elect Director Hutham S. Olayan For For Management 1k Elect Director Mary L. Schapiro For For Management 1l Elect Director Perry M. Traquina For For Management 1m Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- NAVIENT CORPORATION Ticker: NAVI Security ID: 63938C108 Meeting Date: JUN 06, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frederick Arnold For Withhold Management 1.2 Elect Director Anna Escobedo Cabral For For Management 1.3 Elect Director William M. None None Management Diefenderfer, III *Withdrawn Resolution* 1.4 Elect Director Katherine A. Lehman For For Management 1.5 Elect Director Linda A. Mills For For Management 1.6 Elect Director John (Jack) F. Remondi For For Management 1.7 Elect Director Jane J. Thompson For For Management 1.8 Elect Director Laura S. Unger For For Management 1.9 Elect Director Barry L. Williams For For Management 1.10 Elect Director David L. Yowan For For Management 1.11 Elect Director Marjorie Bowen For For Management 1.12 Elect Director Larry Klane For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Nonqualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- NETAPP, INC. Ticker: NTAP Security ID: 64110D104 Meeting Date: SEP 13, 2018 Meeting Type: Annual Record Date: JUL 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director T. Michael Nevens For Against Management 1b Elect Director Gerald Held For For Management 1c Elect Director Kathryn M. Hill For For Management 1d Elect Director Deborah L. Kerr For For Management 1e Elect Director George Kurian For For Management 1f Elect Director Scott F. Schenkel For For Management 1g Elect Director George T. Shaheen For Against Management 1h Elect Director Richard P. Wallace For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors 6 Ratify Existing Ownership Threshold For Against Management for Shareholders to Call Special Meeting -------------------------------------------------------------------------------- NETEASE, INC. Ticker: NTES Security ID: 64110W102 Meeting Date: SEP 07, 2018 Meeting Type: Annual Record Date: JUL 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect William Lei Ding as Director For For Management 1b Elect Alice Cheng as Director For For Management 1c Elect Denny Lee as Director For Against Management 1d Elect Joseph Tong as Director For For Management 1e Elect Lun Feng as Director For For Management 1f Elect Michael Leung as Director For Against Management 1g Elect Michael Tong as Director For For Management 2 Approve Appointment of For For Management PricewaterhouseCoopers Zhong Tian LLP as Auditor -------------------------------------------------------------------------------- NEXSTAR MEDIA GROUP, INC. Ticker: NXST Security ID: 65336K103 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: APR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis J. FitzSimons For For Management 1.2 Elect Director C. Thomas McMillen For For Management 1.3 Elect Director Lisbeth McNabb For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NOBLE ENERGY, INC. Ticker: NBL Security ID: 655044105 Meeting Date: APR 23, 2019 Meeting Type: Annual Record Date: FEB 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey L. Berenson For For Management 1b Elect Director Michael A. Cawley For For Management 1c Elect Director James E. Craddock For For Management 1d Elect Director Barbara J. Duganier For For Management 1e Elect Director Thomas J. Edelman For For Management 1f Elect Director Holli C. Ladhani For For Management 1g Elect Director David L. Stover For For Management 1h Elect Director Scott D. Urban For For Management 1i Elect Director William T. Van Kleef For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NOMAD FOODS LIMITED Ticker: NOMD Security ID: G6564A105 Meeting Date: JUN 19, 2019 Meeting Type: Annual Record Date: MAY 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin Ellis Franklin For For Management 1.2 Elect Director Noam Gottesman For For Management 1.3 Elect Director Ian G.H. Ashken For For Management 1.4 Elect Director Stefan Descheemaeker For For Management 1.5 Elect Director Mohamed Elsarky For For Management 1.6 Elect Director Jeremy Isaacs For For Management 1.7 Elect Director James E. Lillie For For Management 1.8 Elect Director Stuart M. MacFarlane For For Management 1.9 Elect Director Lord Myners of Truro For For Management 1.10 Elect Director Victoria Parry For For Management 1.11 Elect Director Simon White For For Management 1.12 Elect Director Samy Zekhout For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: 66987V109 Meeting Date: FEB 28, 2019 Meeting Type: Annual Record Date: JAN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.85 per Share 4 Approve CHF 11.6 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5 Authorize Repurchase of up to CHF 10 For For Management Billion in Issued Share Capital 6 Approve Special Distribution by Way of For For Management a Dividend in Kind to Effect the Spin-Off of Alcon Inc. 7.1 Approve Maximum Remuneration of For For Management Directors in the Amount of CHF 8.2 Million 7.2 Approve Maximum Remuneration of For For Management Executive Committee in the Amount of CHF 92 Million 7.3 Approve Remuneration Report For For Management 8.1 Reelect Joerg Reinhardt as Director For For Management and Board Chairman 8.2 Reelect Nancy Andrews as Director For For Management 8.3 Reelect Ton Buechner as Director For For Management 8.4 Reelect Srikant Datar as Director For Against Management 8.5 Reelect Elizabeth Doherty as Director For For Management 8.6 Reelect Ann Fudge as Director For For Management 8.7 Reelect Frans van Houten as Director For For Management 8.8 Reelect Andreas von Planta as Director For For Management 8.9 Reelect Charles Sawyers as Director For For Management 8.10 Reelect Enrico Vanni as Director For For Management 8.11 Reelect William Winters as Director For For Management 8.12 Elect Patrice Bula as Director For For Management 9.1 Reappoint Srikant Datar as Member of For Against Management the Compensation Committee 9.2 Reappoint Ann Fudge as Member of the For For Management Compensation Committee 9.3 Reappoint Enrico Vanni as Member of For For Management the Compensation Committee 9.4 Reappoint William Winters as Member of For For Management the Compensation Committee 9.5 Appoint Patrice Bula as Member of the For For Management Compensation Committee 10 Ratify PricewaterhouseCoopers AG as For For Management Auditors 11 Designate Peter Zahn as Independent For For Management Proxy 12 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- NOVO NORDISK A/S Ticker: NOVO.B Security ID: K72807132 Meeting Date: MAR 21, 2019 Meeting Type: Annual Record Date: MAR 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3.1 Approve Remuneration of Directors for For For Management 2018 3.2 Approve Remuneration of Directors for For For Management 2019 in the Amount of DKK 2.1 Million for the Chairman, DKK 1.4 Million for the Vice Chairman, and DKK 700,000 for Other Directors; Approve Remuneration for Committee Work 4 Approve Allocation of Income and For For Management Dividends 5.1 Reelect Helge Lund as Director and For For Management Chairman 5.2 Reelect Jeppe Christiansen as Director For For Management and Deputy Chairman 5.3a Reelect Brian Daniels as Director For For Management 5.3b Elect Laurence Debroux as New Director For For Management 5.3c Reelect Andreas Fibig as Director For For Management 5.3d Reelect Sylvie Gregoire as Director For For Management 5.3e Reelect Liz Hewitt as Director For For Management 5.3f Reelect Kasim Kutay as Director For For Management 5.3g Reelect Martin Mackay as Director For For Management 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7.1 Approve DKK 10 Million Reduction in For For Management Share Capital via B Share Cancellation 7.2 Authorize Share Repurchase Program For For Management 7.3a Approve Creation of Pool of Capital For Against Management for the Benefit of Employees 7.3b Approve Creation of Pool of Capital For For Management with Preemptive Rights 7.3c Approve Creation of Pool of Capital For For Management without Preemptive Rights 7.4 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 8 Reduction of Price of Insulin and Against Against Shareholder Other Products if Return on Equity Exceeds 7 Per Cent 9 Other Business None None Management -------------------------------------------------------------------------------- NUTRIEN LTD. Ticker: NTR Security ID: 67077M108 Meeting Date: JUL 19, 2018 Meeting Type: Annual Record Date: JUN 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher M. Burley For For Management 1.2 Elect Director Maura J. Clark For For Management 1.3 Elect Director John W. Estey For For Management 1.4 Elect Director David C. Everitt For Withhold Management 1.5 Elect Director Russell K. Girling For For Management 1.6 Elect Director Gerald W. Grandey For For Management 1.7 Elect Director Miranda C. Hubbs For For Management 1.8 Elect Director Alice D. Laberge For For Management 1.9 Elect Director Consuelo E. Madere For For Management 1.10 Elect Director Charles "Chuck" V. Magro For For Management 1.11 Elect Director Keith G. Martell For For Management 1.12 Elect Director A. Anne McLellan For For Management 1.13 Elect Director Derek G. Pannell For For Management 1.14 Elect Director Aaron W. Regent For For Management 1.15 Elect Director Mayo M. Schmidt For For Management 1.16 Elect Director Jochen E. Tilk For For Management 2 Approve Re-appointment of KPMG LLP as For For Management Auditors 3 Approve Stock Option Plan and Grant of For For Management Stock Options 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- NUTRIEN LTD. Ticker: NTR Security ID: 67077M108 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher M. Burley For For Management 1.2 Elect Director Maura J. Clark For For Management 1.3 Elect Director John W. Estey For For Management 1.4 Elect Director David C. Everitt For Withhold Management 1.5 Elect Director Russell K. Girling For For Management 1.6 Elect Director Miranda C. Hubbs For For Management 1.7 Elect Director Alice D. Laberge For For Management 1.8 Elect Director Consuelo E. Madere For For Management 1.9 Elect Director Charles V. Magro For For Management 1.10 Elect Director Keith G. Martell For For Management 1.11 Elect Director Aaron W. Regent For For Management 1.12 Elect Director Mayo M. Schmidt For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ORACLE CORP. Ticker: ORCL Security ID: 68389X105 Meeting Date: NOV 14, 2018 Meeting Type: Annual Record Date: SEP 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For Withhold Management 1.2 Elect Director Michael J. Boskin For For Management 1.3 Elect Director Safra A. Catz For For Management 1.4 Elect Director Bruce R. Chizen For Withhold Management 1.5 Elect Director George H. Conrades For Withhold Management 1.6 Elect Director Lawrence J. Ellison For For Management 1.7 Elect Director Hector Garcia-Molina For For Management 1.8 Elect Director Jeffrey O. Henley For For Management 1.9 Elect Director Mark V. Hurd For For Management 1.10 Elect Director Renee J. James For Withhold Management 1.11 Elect Director Charles W. Moorman, IV For For Management 1.12 Elect Director Leon E. Panetta For Withhold Management 1.13 Elect Director William G. Parrett For Withhold Management 1.14 Elect Director Naomi O. Seligman For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Gender Pay Gap Against For Shareholder 5 Report on Political Contributions Against Against Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- OWENS CORNING Ticker: OC Security ID: 690742101 Meeting Date: APR 18, 2019 Meeting Type: Annual Record Date: FEB 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Adrienne D. Elsner For For Management 1B Elect Director J. Brian Ferguson For For Management 1C Elect Director Ralph F. Hake For For Management 1D Elect Director Edward F. Lonergan For For Management 1E Elect Director Maryann T. Mannen For For Management 1F Elect Director W. Howard Morris For For Management 1G Elect Director Suzanne P. Nimocks For Against Management 1H Elect Director Michael H. Thaman For For Management 1I Elect Director John D. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PACCAR INC Ticker: PCAR Security ID: 693718108 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: MAR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark C. Pigott For For Management 1.2 Elect Director Ronald E. Armstrong For For Management 1.3 Elect Director Dame Alison J. Carnwath For Against Management 1.4 Elect Director Franklin L. Feder For Against Management 1.5 Elect Director Beth E. Ford For For Management 1.6 Elect Director Kirk S. Hachigian For Against Management 1.7 Elect Director Roderick C. McGeary For Against Management 1.8 Elect Director John M. Pigott For For Management 1.9 Elect Director Mark A. Schulz For For Management 1.10 Elect Director Gregory M. E. Spierkel For Against Management 1.11 Elect Director Charles R. Williamson For For Management 2 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- PARKER-HANNIFIN CORP. Ticker: PH Security ID: 701094104 Meeting Date: OCT 24, 2018 Meeting Type: Annual Record Date: AUG 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lee C. Banks For For Management 1.2 Elect Director Robert G. Bohn For For Management 1.3 Elect Director Linda S. Harty For For Management 1.4 Elect Director Kevin A. Lobo For For Management 1.5 Elect Director Candy M. Obourn For For Management 1.6 Elect Director Joseph Scaminace For For Management 1.7 Elect Director Ake Svensson For For Management 1.8 Elect Director James R. Verrier For For Management 1.9 Elect Director James L. Wainscott For For Management 1.10 Elect Director Thomas L. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Proxy Access Right For For Management 5 Amend Code of Regulations For For Management -------------------------------------------------------------------------------- PEPSICO, INC. Ticker: PEP Security ID: 713448108 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shona L. Brown For For Management 1b Elect Director Cesar Conde For For Management 1c Elect Director Ian Cook For For Management 1d Elect Director Dina Dublon For For Management 1e Elect Director Richard W. Fisher For For Management 1f Elect Director Michelle Gass For For Management 1g Elect Director William R. Johnson For For Management 1h Elect Director Ramon Laguarta For For Management 1i Elect Director David C. Page For For Management 1j Elect Director Robert C. Pohlad For For Management 1k Elect Director Daniel Vasella For For Management 1l Elect Director Darren Walker For For Management 1m Elect Director Alberto Weisser For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement 5 Require Independent Board Chairman Against For Shareholder 6 Report on Pesticide Management Against Against Shareholder -------------------------------------------------------------------------------- PERSIMMON PLC Ticker: PSN Security ID: G70202109 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: APR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Elect Roger Devlin as Director For For Management 5 Re-elect David Jenkinson as Director For For Management 6 Re-elect Michael Killoran as Director For For Management 7 Re-elect Nigel Mills as Director For For Management 8 Re-elect Marion Sears as Director For Against Management 9 Re-elect Rachel Kentleton as Director For For Management 10 Re-elect Simon Litherland as Director For For Management 11 Reappoint Ernst & Young LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Market Purchase of Ordinary For For Management Shares 16 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V408 Meeting Date: APR 25, 2019 Meeting Type: Annual/Special Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2018 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Dismiss Director For Against Management 5.1 Elect Directors For Against Management 5.2 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 5.3 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Among the Nominees? 6 Elect Eduardo Bacellar Leal Ferreira For For Management as Board Chairman 7a.1 Elect Fiscal Council Members For Abstain Management 7a.2 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 7b Elect Marcelo Gasparino da Silva as None For Shareholder Fiscal Council Member and Patricia Valente Stierli as Alternate Appointed by Minority Shareholder 8 Approve Remuneration of Company's For For Management Management and Fiscal Council 1 Amend Articles and Consolidate Bylaws For Against Management -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: FEB 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For Against Management 1.2 Elect Director Albert Bourla For For Management 1.3 Elect Director W. Don Cornwell For For Management 1.4 Elect Director Joseph J. Echevarria For Against Management 1.5 Elect Director Helen H. Hobbs For For Management 1.6 Elect Director James M. Kilts For Against Management 1.7 Elect Director Dan R. Littman For For Management 1.8 Elect Director Shantanu Narayen For For Management 1.9 Elect Director Suzanne Nora Johnson For Against Management 1.10 Elect Director Ian C. Read For For Management 1.11 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chairman Against For Shareholder 8 Report on Integrating Risks Related to Against Against Shareholder Drug Pricing into Senior Executive Compensation -------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Ticker: PM Security ID: 718172109 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andre Calantzopoulos For For Management 1.2 Elect Director Louis C. Camilleri For For Management 1.3 Elect Director Massimo Ferragamo For For Management 1.4 Elect Director Werner Geissler For For Management 1.5 Elect Director Lisa A. Hook For For Management 1.6 Elect Director Jennifer Li For For Management 1.7 Elect Director Jun Makihara For For Management 1.8 Elect Director Kalpana Morparia For For Management 1.9 Elect Director Lucio A. Noto For For Management 1.10 Elect Director Frederik Paulsen For For Management 1.11 Elect Director Robert B. Polet For For Management 1.12 Elect Director Stephen M. Wolf For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers SA as For For Management Auditor -------------------------------------------------------------------------------- PHILLIPS 66 Ticker: PSX Security ID: 718546104 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Greg C. Garland For For Management 1b Elect Director Gary K. Adams For For Management 1c Elect Director John E. Lowe For For Management 1d Elect Director Denise L. Ramos For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Report on Plastic Pollution *Withdrawn None None Shareholder Resolution* -------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY Ticker: PXD Security ID: 723787107 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edison C. Buchanan For For Management 1.2 Elect Director Andrew F. Cates For For Management 1.3 Elect Director Phillip A. Gobe For For Management 1.4 Elect Director Larry R. Grillot For For Management 1.5 Elect Director Stacy P. Methvin For For Management 1.6 Elect Director Royce W. Mitchell For For Management 1.7 Elect Director Frank A. Risch For For Management 1.8 Elect Director Scott D. Sheffield For For Management 1.9 Elect Director Mona K. Sutphen For For Management 1.10 Elect Director J. Kenneth Thompson For Against Management 1.11 Elect Director Phoebe A. Wood For Against Management 1.12 Elect Director Michael D. Wortley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PRYSMIAN SPA Ticker: PRY Security ID: T7630L105 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: MAY 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Elect Francesco Gori as Director For For Management 4.1 Slate 1 Submitted by Clubtre SpA None For Shareholder 4.2 Slate 2 Submitted by Institutional None Did Not Vote Shareholder Investors (Assogestioni) 5 Approve Internal Auditors' Remuneration None For Shareholder 6 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 7 Approve Remuneration Policy For For Management A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- QORVO, INC. Ticker: QRVO Security ID: 74736K101 Meeting Date: AUG 07, 2018 Meeting Type: Annual Record Date: JUN 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph G. Quinsey For For Management 1.2 Elect Director Robert A. Bruggeworth For For Management 1.3 Elect Director Daniel A. DiLeo For For Management 1.4 Elect Director Jeffery R. Gardner For For Management 1.5 Elect Director Charles Scott Gibson For For Management 1.6 Elect Director John R. Harding For For Management 1.7 Elect Director David H. Y. Ho For For Management 1.8 Elect Director Roderick D. Nelson For For Management 1.9 Elect Director Walden C. Rhines For For Management 1.10 Elect Director Susan L. Spradley For For Management 1.11 Elect Director Walter H. Wilkinson, Jr. For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- QUEST DIAGNOSTICS INCORPORATED Ticker: DGX Security ID: 74834L100 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vicky B. Gregg For For Management 1.2 Elect Director Timothy L. Main For For Management 1.3 Elect Director Denise M. Morrison For For Management 1.4 Elect Director Gary M. Pfeiffer For For Management 1.5 Elect Director Timothy M. Ring For For Management 1.6 Elect Director Stephen H. Rusckowski For For Management 1.7 Elect Director Daniel C. Stanzione For For Management 1.8 Elect Director Helen I. Torley For For Management 1.9 Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- REGIONS FINANCIAL CORPORATION Ticker: RF Security ID: 7591EP100 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: FEB 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carolyn H. Byrd For For Management 1b Elect Director Don DeFosset For Against Management 1c Elect Director Samuel A. Di Piazza, Jr. For Against Management 1d Elect Director Eric C. Fast For For Management 1e Elect Director Zhanna Golodryga For For Management 1f Elect Director John D. Johns For For Management 1g Elect Director Ruth Ann Marshall For For Management 1h Elect Director Charles D. McCrary For For Management 1i Elect Director James T. Prokopanko For For Management 1j Elect Director Lee J. Styslinger, III For For Management 1k Elect Director Jose S. Suquet For For Management 1l Elect Director John M. Turner, Jr. For For Management 1m Elect Director Timothy Vines For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RETAIL PROPERTIES OF AMERICA, INC. Ticker: RPAI Security ID: 76131V202 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bonnie S. Biumi For For Management 1.2 Elect Director Frank A. Catalano, Jr. For For Management 1.3 Elect Director Robert G. Gifford For For Management 1.4 Elect Director Gerald M. Gorski For For Management 1.5 Elect Director Steven P. Grimes For For Management 1.6 Elect Director Richard P. Imperiale For For Management 1.7 Elect Director Peter L. Lynch For For Management 1.8 Elect Director Thomas J. Sargeant For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- RIO TINTO PLC Ticker: RIO Security ID: 767204100 Meeting Date: APR 10, 2019 Meeting Type: Annual Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report for UK Law For For Management Purposes 3 Approve Remuneration Report for For For Management Australian Law Purposes 4 Elect Moya Greene as Director For For Management 5 Elect Simon McKeon as Director For For Management 6 Elect Jakob Stausholm as Director For For Management 7 Re-elect Megan Clark as Director For For Management 8 Re-elect David Constable as Director For For Management 9 Re-elect Simon Henry as Director For For Management 10 Re-elect Jean-Sebastien Jacques as For For Management Director 11 Re-elect Sam Laidlaw as Director For For Management 12 Re-elect Michael L'Estrange as Director For For Management 13 Re-elect Simon Thompson as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For Against Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ROBERT HALF INTERNATIONAL INC. Ticker: RHI Security ID: 770323103 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julia L. Coronado For For Management 1.2 Elect Director Dirk A. Kempthorne For For Management 1.3 Elect Director Harold M. Messmer, Jr. For For Management 1.4 Elect Director Marc H. Morial For For Management 1.5 Elect Director Barbara J. Novogradac For For Management 1.6 Elect Director Robert J. Pace For For Management 1.7 Elect Director Frederick A. Richman For For Management 1.8 Elect Director M. Keith Waddell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Ticker: RDSB Security ID: G7690A100 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAY 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Neil Carson as Director For For Management 4 Re-elect Ben van Beurden as Director For For Management 5 Re-elect Ann Godbehere as Director For For Management 6 Re-elect Euleen Goh as Director For For Management 7 Re-elect Charles Holliday as Director For For Management 8 Re-elect Catherine Hughes as Director For For Management 9 Re-elect Gerard Kleisterlee as Director For For Management 10 Re-elect Roberto Setubal as Director For For Management 11 Re-elect Sir Nigel Sheinwald as For For Management Director 12 Re-elect Linda Stuntz as Director For For Management 13 Re-elect Jessica Uhl as Director For For Management 14 Re-elect Gerrit Zalm as Director For For Management 15 Reappoint Ernst & Young LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Adopt New Articles of Association For For Management 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise EU Political Donations and For For Management Expenditure 22 Request Shell to Set and Publish Against Against Shareholder Targets for Greenhouse Gas (GHG) Emissions -------------------------------------------------------------------------------- RPC GROUP PLC Ticker: RPC Security ID: G7699G108 Meeting Date: JUL 18, 2018 Meeting Type: Annual Record Date: JUL 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Jamie Pike as Director For For Management 5 Re-elect Pim Vervaat as Director For For Management 6 Re-elect Simon Kesterton as Director For For Management 7 Re-elect Dr Lynn Drummond as Director For For Management 8 Re-elect Ros Rivaz as Director For Against Management 9 Elect Kevin Thompson as Director For For Management 10 Re-elect Dr Godwin Wong as Director For For Management 11 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 12 Authorise Board to Fix Remuneration of For For Management Auditors 13 Authorise Issue of Equity with For Against Management Pre-emptive Rights 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 18 Approve Performance Share Plan For For Management -------------------------------------------------------------------------------- S&P GLOBAL INC. Ticker: SPGI Security ID: 78409V104 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marco Alvera For For Management 1.2 Elect Director William J. Amelio For For Management 1.3 Elect Director William D. Green For Against Management 1.4 Elect Director Charles E. Haldeman, Jr. For For Management 1.5 Elect Director Stephanie C. Hill For For Management 1.6 Elect Director Rebecca Jacoby For For Management 1.7 Elect Director Monique F. Leroux For Against Management 1.8 Elect Director Maria R. Morris For For Management 1.9 Elect Director Douglas L. Peterson For For Management 1.10 Elect Director Edward B. Rust, Jr. For For Management 1.11 Elect Director Kurt L. Schmoke For For Management 1.12 Elect Director Richard E. Thornburgh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Amend Deferred Compensation Plan For For Management 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO., LTD. Ticker: 005930 Security ID: Y74718100 Meeting Date: MAR 20, 2019 Meeting Type: Annual Record Date: DEC 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1.1 Elect Bahk Jae-wan as Outside Director For Against Management 2.1.2 Elect Kim Han-jo as Outside Director For For Management 2.1.3 Elect Ahn Curie as Outside Director For For Management 2.2.1 Elect Bahk Jae-wan as a Member of For Against Management Audit Committee 2.2.2 Elect Kim Han-jo as a Member of Audit For For Management Committee 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SCIENCE APPLICATIONS INTERNATIONAL CORPORATION Ticker: SAIC Security ID: 808625107 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bedingfield For For Management 1b Elect Director John J. Hamre For For Management 1c Elect Director David M. Kerko For For Management 1d Elect Director Timothy J. Mayopoulos For For Management 1e Elect Director Katharina G. McFarland For For Management 1f Elect Director Anthony J. Moraco For For Management 1g Elect Director Donna S. Morea For For Management 1h Elect Director Steven R. Shane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SL GREEN REALTY CORP. Ticker: SLG Security ID: 78440X101 Meeting Date: MAY 30, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John H. Alschuler For For Management 1b Elect Director Edwin T. Burton, III For For Management 1c Elect Director Lauren B. Dillard For For Management 1d Elect Director Stephen L. Green For For Management 1e Elect Director Craig M. Hatkoff For For Management 1f Elect Director Andrew W. Mathias For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SLM CORPORATION Ticker: SLM Security ID: 78442P106 Meeting Date: JUN 20, 2019 Meeting Type: Annual Record Date: APR 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul G. Child For For Management 1b Elect Director Mary Carter Warren For For Management Franke 1c Elect Director Earl A. Goode For For Management 1d Elect Director Marianne M. Keler For For Management 1e Elect Director Mark L. Lavelle For For Management 1f Elect Director Jim Matheson For For Management 1g Elect Director Frank C. Puleo For For Management 1h Elect Director Raymond J. Quinlan For For Management 1i Elect Director Vivian C. Schneck-Last For For Management 1j Elect Director William N. Shiebler For For Management 1k Elect Director Robert S. Strong For For Management 1l Elect Director Kirsten O. Wolberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SONY CORP. Ticker: 6758 Security ID: J76379106 Meeting Date: JUN 18, 2019 Meeting Type: Annual Record Date: MAR 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yoshida, Kenichiro For For Management 1.2 Elect Director Totoki, Hiroki For For Management 1.3 Elect Director Sumi, Shuzo For For Management 1.4 Elect Director Tim Schaaff For For Management 1.5 Elect Director Matsunaga, Kazuo For For Management 1.6 Elect Director Miyata, Koichi For For Management 1.7 Elect Director John V. Roos For For Management 1.8 Elect Director Sakurai, Eriko For For Management 1.9 Elect Director Minakawa, Kunihito For For Management 1.10 Elect Director Oka, Toshiko For For Management 1.11 Elect Director Akiyama, Sakie For For Management 1.12 Elect Director Wendy Becker For For Management 1.13 Elect Director Hatanaka, Yoshihiko For For Management 2 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- SOUTHWEST AIRLINES CO. Ticker: LUV Security ID: 844741108 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David W. Biegler For For Management 1b Elect Director J. Veronica Biggins For For Management 1c Elect Director Douglas H. Brooks For For Management 1d Elect Director William H. Cunningham For For Management 1e Elect Director John G. Denison For For Management 1f Elect Director Thomas W. Gilligan For For Management 1g Elect Director Gary C. Kelly For For Management 1h Elect Director Grace D. Lieblein For For Management 1i Elect Director Nancy B. Loeffler For For Management 1j Elect Director John T. Montford For For Management 1k Elect Director Ron Ricks For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Require Independent Board Chairman Against For Shareholder 5 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- STATE STREET CORPORATION Ticker: STT Security ID: 857477103 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kennett F. Burnes For For Management 1b Elect Director Patrick de Saint-Aignan For For Management 1c Elect Director Lynn A. Dugle For For Management 1d Elect Director Amelia C. Fawcett For For Management 1e Elect Director William C. Freda For For Management 1f Elect Director Joseph L. Hooley For For Management 1g Elect Director Sara Mathew For For Management 1h Elect Director William L. Meaney For For Management 1i Elect Director Ronald P. O'Hanley For For Management 1j Elect Director Sean O'Sullivan For For Management 1k Elect Director Richard P. Sergel For For Management 1l Elect Director Gregory L. Summe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- STORNOWAY DIAMOND CORPORATION Ticker: SWY Security ID: 86222Q806 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick Godin For For Management 1.2 Elect Director Hume Kyle For For Management 1.3 Elect Director Michele S. Darling For For Management 1.4 Elect Director Hubert T. Lacroix For For Management 1.5 Elect Director Gaston Morin For For Management 1.6 Elect Director John Hadjigeorgiou For For Management 1.7 Elect Director Angelina Mehta For For Management 1.8 Elect Director Marie-Anne Tawil For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SUMITOMO MITSUI FINANCIAL GROUP, INC. Ticker: 8316 Security ID: J7771X109 Meeting Date: JUN 27, 2019 Meeting Type: Annual Record Date: MAR 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 95 2.1 Elect Director Kunibe, Takeshi For For Management 2.2 Elect Director Ota, Jun For For Management 2.3 Elect Director Takashima, Makoto For For Management 2.4 Elect Director Nagata, Haruyuki For For Management 2.5 Elect Director Nakashima, Toru For For Management 2.6 Elect Director Inoue, Atsuhiko For For Management 2.7 Elect Director Mikami, Toru For For Management 2.8 Elect Director Kubo, Tetsuya For For Management 2.9 Elect Director Matsumoto, Masayuki For For Management 2.10 Elect Director Arthur M. Mitchell For For Management 2.11 Elect Director Yamazaki, Shozo For For Management 2.12 Elect Director Kono, Masaharu For For Management 2.13 Elect Director Tsutsui, Yoshinobu For For Management 2.14 Elect Director Shimbo, Katsuyoshi For For Management 2.15 Elect Director Sakurai, Eriko For For Management -------------------------------------------------------------------------------- SUNTRUST BANKS, INC. Ticker: STI Security ID: 867914103 Meeting Date: APR 23, 2019 Meeting Type: Annual Record Date: FEB 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Agnes Bundy Scanlan For For Management 1.2 Elect Director Dallas S. Clement For For Management 1.3 Elect Director Paul D. Donahue For For Management 1.4 Elect Director Paul R. Garcia For For Management 1.5 Elect Director Donna S. Morea For For Management 1.6 Elect Director David M. Ratcliffe For For Management 1.7 Elect Director William H. Rogers, Jr. For For Management 1.8 Elect Director Frank P. Scruggs, Jr. For For Management 1.9 Elect Director Bruce L. Tanner For For Management 1.10 Elect Director Steven C. Voorhees For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- SWEDISH MATCH AB Ticker: SWMA Security ID: W92277115 Meeting Date: APR 09, 2019 Meeting Type: Annual Record Date: APR 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Designate Inspector(s) of Minutes of For For Management Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Approve Agenda of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports; Receive Auditors Review; Receive President's Report; Receive CEO's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of SEK 10.50 Per Share 9 Approve Discharge of Board and For For Management President 10 Determine Number of Members (7) and For For Management Deputy Members (0) of Board 11 Approve Remuneration of Directors in For For Management the Amount of SEK 2.08 million to Chair, SEK 980,000 to Vice Chair and SEK 830,000 to Other Directors; Approve Remuneration for Committee Work 12 Reelect Charles Blixt, Andrew Cripps For Against Management (Vice Chairman), Jacqueline Hoogerbrugge, Conny Karlsson (Chairman), Pauline Lindwall, Wenche Rolfsen and Joakim Westh as Directors 13 Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 14 Approve Remuneration of Auditors For For Management 15 Ratify Deloitte as Auditors For For Management 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17 Approve SEK 13.3 Million Reduction in For For Management Share Capital via Share Cancellation; Approve SEK 13.3 Million Bonus Issuance 18 Authorize Share Repurchase Program For For Management 19 Authorize Reissuance of Repurchased For For Management Shares 20 Approve Issuance of Shares up to 10 For For Management Per cent of Share Capital without Preemptive Rights 21 Approve Instructions for Nomination For For Management Committee -------------------------------------------------------------------------------- SYNCHRONY FINANCIAL Ticker: SYF Security ID: 87165B103 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Margaret M. Keane For For Management 1b Elect Director Paget L. Alves For For Management 1c Elect Director Arthur W. Coviello, Jr. For For Management 1d Elect Director William W. Graylin For For Management 1e Elect Director Roy A. Guthrie For For Management 1f Elect Director Richard C. Hartnack For For Management 1g Elect Director Jeffrey G. Naylor For Against Management 1h Elect Director Laurel J. Richie For For Management 1i Elect Director Olympia J. Snowe For For Management 1j Elect Director Ellen M. Zane For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TARGET CORPORATION Ticker: TGT Security ID: 87612E106 Meeting Date: JUN 12, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Roxanne S. Austin For Against Management 1b Elect Director Douglas M. Baker, Jr. For For Management 1c Elect Director George S. Barrett For For Management 1d Elect Director Brian C. Cornell For For Management 1e Elect Director Calvin Darden For For Management 1f Elect Director Henrique De Castro For For Management 1g Elect Director Robert L. Edwards For For Management 1h Elect Director Melanie L. Healey For Against Management 1i Elect Director Donald R. Knauss For For Management 1j Elect Director Monica C. Lozano For For Management 1k Elect Director Mary E. Minnick For For Management 1l Elect Director Kenneth L. Salazar For For Management 1m Elect Director Dmitri L. Stockton For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- TD AMERITRADE HOLDING CORP. Ticker: AMTD Security ID: 87236Y108 Meeting Date: FEB 13, 2019 Meeting Type: Annual Record Date: DEC 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bharat B. Masrani For For Management 1.2 Elect Director Irene R. Miller For For Management 1.3 Elect Director Todd M. Ricketts For For Management 1.4 Elect Director Allan R. Tessler For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TE CONNECTIVITY LTD. Ticker: TEL Security ID: H84989104 Meeting Date: MAR 13, 2019 Meeting Type: Annual Record Date: FEB 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre R. Brondeau For For Management 1b Elect Director Terrence R. Curtin For For Management 1c Elect Director Carol A. ('John') For For Management Davidson 1d Elect Director William A. Jeffrey For For Management 1e Elect Director David M. Kerko For For Management 1f Elect Director Thomas J. Lynch For Against Management 1g Elect Director Yong Nam For For Management 1h Elect Director Daniel J. Phelan For For Management 1i Elect Director Paula A. Sneed For For Management 1j Elect Director Abhijit Y. Talwalkar For Against Management 1k Elect Director Mark C. Trudeau For For Management 1l Elect Director Laura H. Wright For For Management 2 Elect Board Chairman Thomas J. Lynch For Against Management 3a Elect Daniel J. Phelan as Member of For For Management Management Development and Compensation Committee 3b Elect Paula A. Sneed as Member of For For Management Management Development and Compensation Committee 3c Elect Abhijit Y. Talwalkar as Member For Against Management of Management Development and Compensation Committee 3d Elect Mark C. Trudeau as Member of For For Management Management Development and Compensation Committee 4 Designate Rene Schwarzenbach as For For Management Independent Proxy 5.1 Accept Annual Report for Fiscal Year For For Management Ended September 28, 2018 5.2 Accept Statutory Financial Statements For For Management for Fiscal Year Ended September 28, 2018 5.3 Approve Consolidated Financial For For Management Statements for Fiscal Year Ended September 28, 2018 6 Approve Discharge of Board and Senior For For Management Management 7.1 Ratify Deloitte & Touche LLP as For For Management Independent Registered Public Accounting Firm for Fiscal Year 2019 7.2 Ratify Deloitte AG as Swiss Registered For For Management Auditors 7.3 Ratify PricewaterhouseCoopers AG as For For Management Special Auditors 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Approve the Increase in Maximum For For Management Aggregate Remuneration of Executive Management 10 Approve the Increase in Maximum For For Management Aggregate Remuneration of Board of Directors 11 Approve Allocation of Available For For Management Earnings at September 28, 2018 12 Approve Declaration of Dividend For For Management 13 Authorize Share Repurchase Program For For Management 14 Approve Reduction of Share Capital For For Management 15 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- TELEPERFORMANCE SE Ticker: TEP Security ID: F9120F106 Meeting Date: MAY 09, 2019 Meeting Type: Annual/Special Record Date: MAY 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.90 per Share 4 Receive Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Compensation of Daniel Julien, For Against Management Chairman and CEO 6 Approve Compensation of Olivier For Against Management Rigaudy, Vice-CEO 7 Approve Remuneration Policy of the For Against Management Chairman and CEO 8 Approve Remuneration Policy of the For Against Management Vice-CEO 9 Reelect Pauline Ginestie as Director For For Management 10 Reelect Wai Ping Leung as Director For For Management 11 Reelect Leigh Ryan as Director For For Management 12 Reelect Patrick Thomas as Director For For Management 13 Reelect Alain Boulet as Director For For Management 14 Reelect Robert Paszczak as Director For For Management 15 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1 Million 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 18 Authorize Capitalization of Reserves For For Management of Up to EUR 142 Million for Bonus Issue or Increase in Par Value 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million 20 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 28 Million 21 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 22 Authorize up to 3 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 23 Amend Article 14 of Bylaws Re: Age For For Management Limit of Directors 24 Amend Article 19 of Bylaws Re: Age For For Management Limit of CEO 25 Amend Article 19 of Bylaws Re: Age For For Management Limit of Vice-CEOs 26 Amend Article 22 of Bylaws to Comply For For Management with Legal Changes Re: Alternate Auditors 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Ticker: ALL Security ID: 020002101 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kermit R. Crawford For For Management 1b Elect Director Michael L. Eskew For Against Management 1c Elect Director Margaret M. Keane For For Management 1d Elect Director Siddharth N. "Bobby" For Against Management Mehta 1e Elect Director Jacques P. Perold For For Management 1f Elect Director Andrea Redmond For For Management 1g Elect Director Gregg M. Sherrill For For Management 1h Elect Director Judith A. Sprieser For For Management 1i Elect Director Perry M. Traquina For For Management 1j Elect Director Thomas J. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- THE BOEING COMPANY Ticker: BA Security ID: 097023105 Meeting Date: APR 29, 2019 Meeting Type: Annual Record Date: FEB 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bradway For For Management 1b Elect Director David L. Calhoun For For Management 1c Elect Director Arthur D. Collins, Jr. For For Management 1d Elect Director Edmund P. Giambastiani, For For Management Jr. 1e Elect Director Lynn J. Good For For Management 1f Elect Director Nikki R. Haley For For Management 1g Elect Director Lawrence W. Kellner For For Management 1h Elect Director Caroline B. Kennedy For For Management 1i Elect Director Edward M. Liddy For Against Management 1j Elect Director Dennis A. Muilenburg For For Management 1k Elect Director Susan C. Schwab For Against Management 1l Elect Director Ronald A. Williams For For Management 1m Elect Director Mike S. Zafirovski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Adjust Executive Compensation Metrics Against Against Shareholder for Share Buybacks 6 Require Independent Board Chairman Against For Shareholder 7 Amend Proxy Access Right Against For Shareholder 8 Adopt Share Retention Policy For Against For Shareholder Senior Executives -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For Against Management 1b Elect Director Drew G. Faust For For Management 1c Elect Director Mark A. Flaherty For For Management 1d Elect Director Ellen J. Kullman For Against Management 1e Elect Director Lakshmi N. Mittal For For Management 1f Elect Director Adebayo O. Ogunlesi For For Management 1g Elect Director Peter Oppenheimer For For Management 1h Elect Director David M. Solomon For For Management 1i Elect Director Jan E. Tighe For For Management 1j Elect Director David A. Viniar For For Management 1k Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- THE INTERPUBLIC GROUP OF COMPANIES, INC. Ticker: IPG Security ID: 460690100 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jocelyn Carter-Miller For For Management 1.2 Elect Director H. John Greeniaus For For Management 1.3 Elect Director Mary J. Steele Guilfoile For Against Management 1.4 Elect Director Dawn Hudson For For Management 1.5 Elect Director William T. Kerr For For Management 1.6 Elect Director Henry S. Miller For For Management 1.7 Elect Director Jonathan F. Miller For Against Management 1.8 Elect Director Patrick Q. Moore For For Management 1.9 Elect Director Michael I. Roth For For Management 1.10 Elect Director David M. Thomas For For Management 1.11 Elect Director E. Lee Wyatt, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- THE MOSAIC COMPANY Ticker: MOS Security ID: 61945C103 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl K. Beebe For For Management 1b Elect Director Oscar P. Bernardes For For Management 1c Elect Director Nancy E. Cooper For For Management 1d Elect Director Gregory L. Ebel For For Management 1e Elect Director Timothy S. Gitzel For For Management 1f Elect Director Denise C. Johnson For For Management 1g Elect Director Emery N. Koenig For For Management 1h Elect Director William T. Monahan For For Management 1i Elect Director James 'Joc' C. O'Rourke For For Management 1j Elect Director Steven M. Seibert For For Management 1k Elect Director Luciano Siani Pires For For Management 1l Elect Director Kelvin W. Westbrook For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE PNC FINANCIAL SERVICES GROUP, INC. Ticker: PNC Security ID: 693475105 Meeting Date: APR 23, 2019 Meeting Type: Annual Record Date: FEB 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph Alvarado For Against Management 1.2 Elect Director Charles E. Bunch For Against Management 1.3 Elect Director Debra A. Cafaro For For Management 1.4 Elect Director Marjorie Rodgers For For Management Cheshire 1.5 Elect Director William S. Demchak For For Management 1.6 Elect Director Andrew T. Feldstein For For Management 1.7 Elect Director Richard J. Harshman For For Management 1.8 Elect Director Daniel R. Hesse For For Management 1.9 Elect Director Richard B. Kelson For For Management 1.10 Elect Director Linda R. Medler For For Management 1.11 Elect Director Martin Pfinsgraff For For Management 1.12 Elect Director Toni Townes-Whitley For For Management 1.13 Elect Director Michael J. Ward For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE TIMKEN CO. Ticker: TKR Security ID: 887389104 Meeting Date: MAY 10, 2019 Meeting Type: Annual Record Date: FEB 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maria A. Crowe For For Management 1.2 Elect Director Elizabeth A. Harrell For For Management 1.3 Elect Director Richard G. Kyle For For Management 1.4 Elect Director John A. Luke, Jr. For For Management 1.5 Elect Director Christopher L. Mapes For For Management 1.6 Elect Director James F. Palmer For For Management 1.7 Elect Director Ajita G. Rajendra For For Management 1.8 Elect Director Frank C. Sullivan For For Management 1.9 Elect Director John M. Timken, Jr. For For Management 1.10 Elect Director Ward J. Timken, Jr. For For Management 1.11 Elect Director Jacqueline F. Woods For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Approve Omnibus Stock Plan For For Management 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. Ticker: TRV Security ID: 89417E109 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan L. Beller For For Management 1b Elect Director Janet M. Dolan For For Management 1c Elect Director Patricia L. Higgins For For Management 1d Elect Director William J. Kane For For Management 1e Elect Director Clarence Otis, Jr. For Against Management 1f Elect Director Philip T. "Pete" For For Management Ruegger, III 1g Elect Director Todd C. Schermerhorn For For Management 1h Elect Director Alan D. Schnitzer For For Management 1i Elect Director Donald J. Shepard For For Management 1j Elect Director Laurie J. Thomsen For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Prepare Employment Diversity Report, Against For Shareholder Including EEOC Data -------------------------------------------------------------------------------- TOTAL SA Ticker: FP Security ID: 89151E109 Meeting Date: MAY 29, 2019 Meeting Type: Annual Record Date: APR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.56 per Share 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Approve Auditors' Special Report on For For Management Related-Party Transactions 6 Reelect Maria van der Hoeven as For For Management Director 7 Reelect Jean Lemierre as Director For For Management 8 Elect Lise Croteau as Director For For Management 9 Elect Valerie Della Puppa Tibi as For For Management Representative of Employee Shareholders to the Board 9A Elect Renata Perycz as Representative Against Against Management of Employee Shareholders to the Board 9B Elect Oliver Wernecke as Against Against Management Representative of Employee Shareholders to the Board 10 Approve Compensation of Chairman and For For Management CEO 11 Approve Remuneration Policy of For For Management Chairman and CEO -------------------------------------------------------------------------------- TRIBUNE MEDIA CO. Ticker: TRCO Security ID: 896047503 Meeting Date: MAR 12, 2019 Meeting Type: Special Record Date: FEB 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TRIBUNE MEDIA CO. Ticker: TRCO Security ID: 896047503 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ross Levinsohn For Withhold Management 1b Elect Director Peter E. Murphy For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TRINSEO S.A. Ticker: TSE Security ID: L9340P101 Meeting Date: JUN 19, 2019 Meeting Type: Annual Record Date: APR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank A. Bozich For For Management 1b Elect Director Philip Martens For For Management 1c Elect Director Christopher D. Pappas For For Management 1d Elect Director Stephen M. Zide For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Allocation of Income and For For Management Dividends 5 Approve Discharge of Directors and For For Management Auditors 6 Appoint PricewaterhouseCoopers Societe For For Management cooperative as Internal Statutory Auditor 7 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 8 Authorize Share Repurchase Program For Against Management 9 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TULLOW OIL PLC Ticker: TLW Security ID: G91235104 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: APR 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Michael Daly as Director For For Management 5 Re-elect Steve Lucas as Director For For Management 6 Re-elect Angus McCoss as Director For For Management 7 Re-elect Paul McDade as Director For For Management 8 Elect Dorothy Thompson as Director For For Management 9 Re-elect Jeremy Wilson as Director For For Management 10 Re-elect Les Wood as Director For For Management 11 Reappoint Deloitte LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 16 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- TWENTY-FIRST CENTURY FOX, INC. Ticker: FOXA Security ID: 90130A101 Meeting Date: JUL 27, 2018 Meeting Type: Special Record Date: MAY 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Approve Distribution Agreement For For Management -------------------------------------------------------------------------------- UNILEVER NV Ticker: UNA Security ID: 904784709 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: APR 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discussion of the Annual Report and None None Management Accounts for the 2018 Financial Year 2 Approve Financial Statements and For For Management Allocation of Income 3 Approve Remuneration Report For For Management 4 Approve Discharge of Executive Board For For Management Members 5 Approve Discharge of Non-Executive For For Management Board Members 6 Reelect N S Andersen as Non-Executive For For Management Director 7 Reelect L M Cha as Non-Executive For For Management Director 8 Reelect V Colao as Non-Executive For For Management Director 9 Reelect M Dekkers as Non-Executive For For Management Director 10 Reelect J Hartmann as Non-Executive For For Management Director 11 Reelect A Jung as Non-Executive For For Management Director 12 Reelect M Ma as Non-Executive Director For For Management 13 Reelect S Masiyiwa as Non-Executive For For Management Director 14 Reelect Y Moon as Non-Executive For For Management Director 15 Reelect G Pitkethly as Executive For For Management Director 16 Reelect J Rishton as Non-Executive For For Management Director 17 Reelect F Sijbesma as Non-Executive For For Management Director 18 Elect A Jope as Executive Director For For Management 19 Elect S Kilsby as Non-Executive For Against Management Director 20 Ratify KPMG as Auditors For For Management 21 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital and Depositary Receipts 22 Approve Reduction in Share Capital For For Management through Cancellation of Ordinary Shares and Depositary Receipts Thereof 23 Grant Board Authority to Issue Shares For For Management 24 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances for General Corporate Purposes 25 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances for Acquisition Purposes -------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Ticker: UNP Security ID: 907818108 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew H. Card, Jr. For For Management 1b Elect Director Erroll B. Davis, Jr. For For Management 1c Elect Director William J. DeLaney For For Management 1d Elect Director David B. Dillon For For Management 1e Elect Director Lance M. Fritz For For Management 1f Elect Director Deborah C. Hopkins For For Management 1g Elect Director Jane H. Lute For For Management 1h Elect Director Michael R. McCarthy For For Management 1i Elect Director Thomas F. McLarty, III For For Management 1j Elect Director Bhavesh V. Patel For For Management 1k Elect Director Jose H. Villarreal For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- UNITED OVERSEAS BANK LIMITED (SINGAPORE) Ticker: U11 Security ID: Y9T10P105 Meeting Date: APR 26, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final and Special Dividend For For Management 3 Approve Directors' Fees For For Management 4 Approve Advisory Fee to Wee Cho Yaw, For For Management the Chairman Emeritus and Adviser 5 Approve Ernst & Young LLP as Auditors For For Management and Authorize Directors to Fix Their Remuneration 6 Elect James Koh Cher Siang as Director For For Management 7 Elect Ong Yew Huat as Director For For Management 8 Elect Wee Ee Lim as Director For Against Management 9 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Issuance of Shares Pursuant to For For Management the UOB Scrip Dividend Scheme 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Ticker: UPS Security ID: 911312106 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David P. Abney For For Management 1b Elect Director Rodney C. Adkins For Against Management 1c Elect Director Michael J. Burns For For Management 1d Elect Director William R. Johnson For For Management 1e Elect Director Ann M. Livermore For For Management 1f Elect Director Rudy H.P. Markham For For Management 1g Elect Director Franck J. Moison For For Management 1h Elect Director Clark "Sandy" T. Randt, For Against Management Jr. 1i Elect Director Christiana Smith Shi For For Management 1j Elect Director John T. Stankey For For Management 1k Elect Director Carol B. Tome For For Management 1l Elect Director Kevin M. Warsh For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Report on Lobbying Payments and Policy Against Against Shareholder 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation -------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION Ticker: UTX Security ID: 913017109 Meeting Date: APR 29, 2019 Meeting Type: Annual Record Date: FEB 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd J. Austin, III For For Management 1b Elect Director Diane M. Bryant For For Management 1c Elect Director John V. Faraci For For Management 1d Elect Director Jean-Pierre Garnier For Against Management 1e Elect Director Gregory J. Hayes For For Management 1f Elect Director Christopher J. Kearney For For Management 1g Elect Director Ellen J. Kullman For Against Management 1h Elect Director Marshall O. Larsen For Against Management 1i Elect Director Harold W. McGraw, III For For Management 1j Elect Director Margaret L. O'Sullivan For For Management 1k Elect Director Denise L. Ramos For For Management 1l Elect Director Fredric G. Reynolds For Against Management 1m Elect Director Brian C. Rogers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Eliminate Supermajority Vote For For Management Requirement to Approve Certain Business Combinations 5 Ratify The Reduced Ownership Threshold For For Management to Call a Special Meeting -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 03, 2019 Meeting Type: Annual Record Date: APR 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William C. Ballard, Jr. For For Management 1b Elect Director Richard T. Burke For For Management 1c Elect Director Timothy P. Flynn For Against Management 1d Elect Director Stephen J. Hemsley For For Management 1e Elect Director Michele J. Hooper For For Management 1f Elect Director F. William McNabb, III For For Management 1g Elect Director Valerie C. Montgomery For For Management Rice 1h Elect Director John H. Noseworthy For For Management 1i Elect Director Glenn M. Renwick For For Management 1j Elect Director David S. Wichmann For For Management 1k Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For Against Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Vittorio Colao For For Management 1.4 Elect Director Melanie L. Healey For Against Management 1.5 Elect Director Clarence Otis, Jr. For Against Management 1.6 Elect Director Daniel H. Schulman For For Management 1.7 Elect Director Rodney E. Slater For For Management 1.8 Elect Director Kathryn A. Tesija For For Management 1.9 Elect Director Hans E. Vestberg For For Management 1.10 Elect Director Gregory G. Weaver For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Above-Market Earnings in Against Against Shareholder Executive Retirement Plans 5 Require Independent Board Chairman Against For Shareholder 6 Report on Online Child Exploitation Against For Shareholder 7 Assess Feasibility of Cyber Security Against For Shareholder and Data Privacy as a Performance Measure for Senior Executive Compensation 8 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- VERSUM MATERIALS, INC. Ticker: VSM Security ID: 92532W103 Meeting Date: JAN 29, 2019 Meeting Type: Annual Record Date: DEC 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Seifi Ghasemi For For Management 1.2 Elect Director Guillermo Novo For For Management 1.3 Elect Director Jacques Croisetiere For For Management 1.4 Elect Director Yi Hyon Paik For For Management 1.5 Elect Director Thomas J. Riordan For For Management 1.6 Elect Director Susan C. Schnabel For For Management 1.7 Elect Director Alejandro D. Wolff For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VISTA OIL & GAS SA DE CV Ticker: VISTAA Security ID: P9799N108 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Board's Report on Principal For For Management Policies and Accounting and Information Criteria Followed in Preparation of Financial Information 3 Approve Report on Activities and For For Management Operations Undertaken by Board 4 Approve Report of Audit and Corporate For For Management Practices Committees Chairmen 5.1 Ratify and Discharge Pierre-Jean For For Management Jerome Sivignon as Director and Chairman of Audit Committee 5.2 Approve Remuneration of Directors For For Management 6 Approve Loan Agreement For Against Management 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- VISTRA ENERGY CORP. Ticker: VST Security ID: 92840M102 Meeting Date: MAY 20, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul M. Barbas For Withhold Management 1.2 Elect Director Cyrus Madon For Withhold Management 1.3 Elect Director Geoffrey D. Strong For Withhold Management 1.4 Elect Director Bruce E. Zimmerman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WALGREENS BOOTS ALLIANCE, INC. Ticker: WBA Security ID: 931427108 Meeting Date: JAN 25, 2019 Meeting Type: Annual Record Date: NOV 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jose E. Almeida For For Management 1b Elect Director Janice M. Babiak For For Management 1c Elect Director David J. Brailer For For Management 1d Elect Director William C. Foote For For Management 1e Elect Director Ginger L. Graham For For Management 1f Elect Director John A. Lederer For For Management 1g Elect Director Dominic P. Murphy For For Management 1h Elect Director Stefano Pessina For For Management 1i Elect Director Leonard D. Schaeffer For For Management 1j Elect Director Nancy M. Schlichting For For Management 1k Elect Director James A. Skinner For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Require Independent Board Chairman Against For Shareholder 6 Use GAAP for Executive Compensation Against Against Shareholder Metrics 7 Report on Governance Measures Against For Shareholder Implemented Related to Opioids 8 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A109 Meeting Date: SEP 14, 2018 Meeting Type: Special Record Date: AUG 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Specific Mandate to Repurchase For For Management the Company's A Shares 1.1 Approve Method of the Share Repurchase For For Management 1.2 Approve Price Range of the Share For For Management Repurchase 1.3 Approve Type, Quantity and Proportion For For Management to the Total Share Capital 1.4 Approve Total Proceeds of the Share For For Management Repurchase and The Source of Funding 1.5 Approve the Period of Share Repurchase For For Management 1.6 Approve Resolution Validity Period For For Management 2 Authorize Board to Handle Matters in For For Management Relation to the Repurchase of the Company's A Shares 3 Approve the Supplemental Agreement to For For Management the Weichai Sale and Processing Services Agreement and Relevant New Caps 4 Approve the Supplemental Agreement to For For Management the Weichai Holdings Utilities Services Agreement and Chongqing Weichai Utilities Services Agreement and Relevant New Caps 5 Approve the Supplemental Agreement to For For Management the Weichai Heavy Machinery Purchase and Processing Services Agreement and Relevant New Caps 6 Approve the Supplemental Agreement to For For Management the Weichai Heavy Machinery Sale Agreement and Relevant New Caps 7 Approve the Supplemental Agreement to For For Management the Weichai Heavy Machinery Supply Agreement and Relevant New Caps 8 Approve the Supplemental Agreement to For For Management the Fast Transmission Sale Agreement and Relevant New Caps 9 Approve the Supplemental Agreement to For For Management the Fast Transmission Purchase Agreement and Relevant New Caps 10 Approve Societe International des For For Shareholder Moteurs Baudouin's Engagement in the Trading of the Relevant Financial Derivative Products 11 Approve KION Group AG's Engagement in For For Shareholder the Trading of the Relevant Financial Derivative Products 12 Approve Shaanxi Heavy Duty Motor For For Shareholder Company Limited's Engagement in the Subscription of the Relevant Structured Deposit Products -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A109 Meeting Date: DEC 03, 2018 Meeting Type: Special Record Date: NOV 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger and Absorption of For For Management Weichai Power (Weifang) After-sales Service Co., Ltd. by the Company 2 Amend the Terms of Reference of the For For Management Nomination Committee 3 Approve Grant of Guarantee by the For For Management Company for the Benefit of Weichai Power Hong Kong International Development Co., Limited in Respect of a Loan -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 23, 2019 Meeting Type: Annual Record Date: FEB 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John D. Baker, II For For Management 1b Elect Director Celeste A. Clark For For Management 1c Elect Director Theodore F. Craver, Jr. For For Management 1d Elect Director Elizabeth A. "Betsy" For For Management Duke 1e Elect Director Wayne M. Hewett For For Management 1f Elect Director Donald M. James For For Management 1g Elect Director Maria R. Morris For For Management 1h Elect Director Juan A. Pujadas For For Management 1i Elect Director James H. Quigley For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director C. Allen Parker For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management 5 Report on Incentive-Based Compensation Against For Shareholder and Risks of Material Losses 6 Report on Global Median Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- WESTROCK CO. Ticker: WRK Security ID: 96145D105 Meeting Date: FEB 01, 2019 Meeting Type: Annual Record Date: DEC 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Colleen F. Arnold For For Management 1b Elect Director Timothy J. Bernlohr For Against Management 1c Elect Director J. Powell Brown For For Management 1d Elect Director Michael E. Campbell For For Management 1e Elect Director Terrell K. Crews For For Management 1f Elect Director Russell M. Currey For For Management 1g Elect Director John A. Luke, Jr. For For Management 1h Elect Director Gracia C. Martore For For Management 1i Elect Director James E. Nevels For For Management 1j Elect Director Timothy H. Powers For For Management 1k Elect Director Steven C. Voorhees For For Management 1l Elect Director Bettina M. Whyte For For Management 1m Elect Director Alan D. Wilson For For Management 2 Amend Certificate of Incorporation For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WYNDHAM DESTINATIONS, INC. Ticker: WYND Security ID: 98310W108 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louise F. Brady For For Management 1.2 Elect Director Michael D. Brown For For Management 1.3 Elect Director James E. Buckman For For Management 1.4 Elect Director George Herrera For For Management 1.5 Elect Director Stephen P. Holmes For For Management 1.6 Elect Director Denny Marie Post For For Management 1.7 Elect Director Ronald L. Rickles For For Management 1.8 Elect Director Michael H. Wargotz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- WYNDHAM HOTELS & RESORTS, INC. Ticker: WH Security ID: 98311A105 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mukul V. Deoras For For Management 1.2 Elect Director Brian Mulroney For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- XEROX CORPORATION Ticker: XRX Security ID: 984121608 Meeting Date: JUL 31, 2018 Meeting Type: Annual Record Date: JUN 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory Q. Brown For For Management 1.2 Elect Director Keith Cozza For For Management 1.3 Elect Director Jonathan Christodoro For Against Management 1.4 Elect Director Joseph J. Echevarria For Against Management 1.5 Elect Director Nicholas Graziano For Against Management 1.6 Elect Director Cheryl Gordon Krongard For For Management 1.7 Elect Director Scott Letier For For Management 1.8 Elect Director Sara Martinez Tucker For Against Management 1.9 Elect Director Giovanni ('John') For For Management Visentin 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- XEROX CORPORATION Ticker: XRX Security ID: 984121608 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reorganization For For Management 2.1 Elect Director Keith Cozza For For Management 2.2 Elect Director Jonathan Christodoro For Against Management 2.3 Elect Director Joseph J. Echevarria For Against Management 2.4 Elect Director Nicholas Graziano For Against Management 2.5 Elect Director Cheryl Gordon Krongard For For Management 2.6 Elect Director Scott Letier For For Management 2.7 Elect Director Giovanni "John" Visentin For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Adopt Majority Voting Standard for For For Management Certain Corporate Actions 6 Adjourn Meeting For Against Management 7 Reduce Supermajority Vote Requirement None For Shareholder =================== Boston Partners Small Cap Value II Fund ==================== ABM INDUSTRIES, INC. Ticker: ABM Security ID: 000957100 Meeting Date: MAR 27, 2019 Meeting Type: Annual Record Date: JAN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director LeighAnne G. Baker For For Management 1b Elect Director Sudhakar Kesavan For For Management 1c Elect Director Filippo Passerini For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ACCO BRANDS CORPORATION Ticker: ACCO Security ID: 00081T108 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director James A. Buzzard For For Management 1B Elect Director Kathleen S. Dvorak For For Management 1C Elect Director Boris Elisman For For Management 1D Elect Director Pradeep Jotwani For For Management 1E Elect Director Robert J. Keller For For Management 1F Elect Director Thomas Kroeger For For Management 1G Elect Director Ron Lombardi For For Management 1H Elect Director Graciela Monteagudo For For Management 1I Elect Director Hans Michael Norkus For For Management 1J Elect Director E. Mark Rajkowski For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Affirm the Majority Voting Standard For For Management for Uncontested Election of Directors 5 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- AEGION CORP. Ticker: AEGN Security ID: 00770F104 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen P. Cortinovis For For Management 1b Elect Director Stephanie A. Cuskley For For Management 1c Elect Director Walter J. Galvin For For Management 1d Elect Director Rhonda Germany Ballintyn For For Management 1e Elect Director Charles R. Gordon For For Management 1f Elect Director Juanita H. Hinshaw For For Management 1g Elect Director M. Richard Smith For For Management 1h Elect Director Phillip D. Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Non-Employee Director Restricted For For Management Stock Plan 4 Ratify PricewaterhouseCoopers LLC as For For Management Auditor -------------------------------------------------------------------------------- AIR LEASE CORP. Ticker: AL Security ID: 00912X302 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew J. Hart For For Management 1b Elect Director Cheryl Gordon Krongard For For Management 1c Elect Director Marshall O. Larsen For Against Management 1d Elect Director Robert A. Milton For For Management 1e Elect Director John L. Plueger For For Management 1f Elect Director Ian M. Saines For For Management 1g Elect Director Ronald D. Sugar For Against Management 1h Elect Director Steven F. Udvar-Hazy For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMC NETWORKS INC. Ticker: AMCX Security ID: 00164V103 Meeting Date: JUN 12, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank J. Biondi, Jr. For For Management 1.2 Elect Director Jonathan F. Miller For Withhold Management 1.3 Elect Director Leonard Tow For Withhold Management 1.4 Elect Director David E. Van Zandt For For Management 1.5 Elect Director Carl E. Vogel For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- AMERISAFE, INC. Ticker: AMSF Security ID: 03071H100 Meeting Date: JUN 14, 2019 Meeting Type: Annual Record Date: APR 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Teri G. Fontenot For For Management 1.2 Elect Director Jared A. Morris For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AMPCO-PITTSBURGH CORPORATION Ticker: AP Security ID: 032037103 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth A. Fessenden For For Management 1.2 Elect Director Terry L. Dunlap For For Management 2 Increase Authorized Common Stock For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- APERGY CORP. Ticker: APY Security ID: 03755L104 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mamatha Chamarthi For For Management 1.2 Elect Director Stephen M. Todd For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ARES COMMERCIAL REAL ESTATE CORP. Ticker: ACRE Security ID: 04013V108 Meeting Date: APR 23, 2019 Meeting Type: Annual Record Date: FEB 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William L. Browning For Withhold Management 1.2 Elect Director James A. Henderson For Withhold Management 1.3 Elect Director Edmond N. Moriarty, III For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- ASGN INCORPORATED Ticker: ASGN Security ID: 00191U102 Meeting Date: JUN 13, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian J. Callaghan For For Management 1.2 Elect Director Theodore S. Hanson For For Management 1.3 Elect Director Edwin A. Sheridan, IV For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ASPEN INSURANCE HOLDINGS LTD. Ticker: AHL Security ID: G05384105 Meeting Date: DEC 10, 2018 Meeting Type: Special Record Date: NOV 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Reduce Supermajority Vote Requirement For For Management to Approve a Merger 2 Approve Merger Agreement For For Management 3 Advisory Vote on Golden Parachutes For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ASSURED GUARANTY LTD. Ticker: AGO Security ID: G0585R106 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francisco L. Borges For For Management 1b Elect Director G. Lawrence Buhl For For Management 1c Elect Director Dominic J. Frederico For For Management 1d Elect Director Bonnie L. Howard For For Management 1e Elect Director Thomas W. Jones For For Management 1f Elect Director Patrick W. Kenny For For Management 1g Elect Director Alan J. Kreczko For For Management 1h Elect Director Simon W. Leathes For For Management 1i Elect Director Michael T. O'Kane For For Management 1j Elect Director Yukiko Omura For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5aa Elect Howard W. Albert as Director of For For Management Assured Guaranty Re Ltd 5ab Elect Robert A. Bailenson as Director For For Management of Assured Guaranty Re Ltd 5ac Elect Russell B. Brewer, II as For For Management Director of Assured Guaranty Re Ltd 5ad Elect Gary Burnet as Director of For For Management Assured Guaranty Re Ltd 5ae Elect Ling Chow as Director of Assured For For Management Guaranty Re Ltd 5af Elect Stephen Donnarumma as Director For For Management of Assured Guaranty Re Ltd 5ag Elect Dominic J. Frederico as Director For For Management of Assured Guaranty Re Ltd 5ah Elect Walter A. Scott as Director of For For Management Assured Guaranty Re Ltd 5B Ratify PricewaterhouseCoopers LLP as For For Management Auditor of Assured Guaranty Re Ltd -------------------------------------------------------------------------------- AXIS CAPITAL HOLDINGS LIMITED Ticker: AXS Security ID: G0692U109 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Albert A. Benchimol For For Management 1.2 Elect Director Christopher V. Greetham For For Management 1.3 Elect Director Maurice A. Keane For For Management 1.4 Elect Director Henry B. Smith For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Deloitte Ltd. as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BANKUNITED, INC. Ticker: BKU Security ID: 06652K103 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rajinder P. Singh For For Management 1.2 Elect Director Tere Blanca For For Management 1.3 Elect Director John N. DiGiacomo For For Management 1.4 Elect Director Michael J. Dowling For For Management 1.5 Elect Director Douglas J. Pauls For For Management 1.6 Elect Director A. Gail Prudenti For For Management 1.7 Elect Director William S. Rubenstein For For Management 1.8 Elect Director Sanjiv Sobti For For Management 1.9 Elect Director Lynne Wines For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- BELDEN INC. Ticker: BDC Security ID: 077454106 Meeting Date: MAY 24, 2019 Meeting Type: Annual Record Date: MAR 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David J. Aldrich For For Management 1b Elect Director Lance C. Balk For For Management 1c Elect Director Steven W. Berglund For For Management 1d Elect Director Diane D. Brink For For Management 1e Elect Director Judy L. Brown For For Management 1f Elect Director Bryan C. Cressey For For Management 1g Elect Director Jonathan C. Klein For For Management 1h Elect Director George E. Minnich For For Management 1i Elect Director John S. Stroup For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BLACKSTONE MORTGAGE TRUST, INC. Ticker: BXMT Security ID: 09257W100 Meeting Date: JUN 19, 2019 Meeting Type: Annual Record Date: APR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael B. Nash For For Management 1.2 Elect Director Stephen D. Plavin For For Management 1.3 Elect Director Leonard W. Cotton For For Management 1.4 Elect Director Thomas E. Dobrowski For For Management 1.5 Elect Director Martin L. Edelman For For Management 1.6 Elect Director Henry N. Nassau For For Management 1.7 Elect Director Jonathan L. Pollack For Withhold Management 1.8 Elect Director Lynne B. Sagalyn For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BMC STOCK HOLDINGS, INC. Ticker: BMCH Security ID: 05591B109 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cory J. Boydston For For Management 1b Elect Director Henry Buckley For For Management 1c Elect Director Carl R. Vertuca, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BOOZ ALLEN HAMILTON HOLDING CORPORATION Ticker: BAH Security ID: 099502106 Meeting Date: JUL 26, 2018 Meeting Type: Annual Record Date: JUN 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Horacio D. Rozanski For For Management 1b Elect Director Ian Fujiyama For For Management 1c Elect Director Mark Gaumond For For Management 1d Elect Director Gretchen W. McClain For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BOSTON PRIVATE FINANCIAL HOLDINGS, INC. Ticker: BPFH Security ID: 101119105 Meeting Date: APR 18, 2019 Meeting Type: Annual Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony DeChellis For For Management 1.2 Elect Director Mark F. Furlong For For Management 1.3 Elect Director Joseph C. Guyaux For For Management 1.4 Elect Director Deborah F. Kuenstner For For Management 1.5 Elect Director Gloria C. Larson For For Management 1.6 Elect Director Kimberly S. Stevenson For For Management 1.7 Elect Director Luis Antonio Ubinas For For Management 1.8 Elect Director Stephen M. Waters For For Management 1.9 Elect Director Lizabeth H. Zlatkus For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BROOKS AUTOMATION, INC. Ticker: BRKS Security ID: 114340102 Meeting Date: JAN 30, 2019 Meeting Type: Annual Record Date: DEC 03, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director A. Clinton Allen For For Management 1.2 Elect Director Robyn C. Davis For For Management 1.3 Elect Director Joseph R. Martin For For Management 1.4 Elect Director Krishna G. Palepu For For Management 1.5 Elect Director Kirk P. Pond For For Management 1.6 Elect Director Michael Rosenblatt For For Management 1.7 Elect Director Stephen S. Schwartz For For Management 1.8 Elect Director Alfred Woollacott, III For For Management 1.9 Elect Director Mark. S. Wrighton For For Management 1.10 Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers, LLP as For For Management Auditors -------------------------------------------------------------------------------- CACTUS, INC. Ticker: WHD Security ID: 127203107 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: APR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joel Bender For Withhold Management 1.2 Elect Director Alan Semple For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- CADENCE BANCORPORATION Ticker: CADE Security ID: 12739A100 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Richard Fredericks For For Management 1.2 Elect Director Virginia A. Hepner For For Management 1.3 Elect Director Kathy Waller For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CBIZ, INC. Ticker: CBZ Security ID: 124805102 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rick L. Burdick For For Management 1.2 Elect Director Steven L. Gerard For Against Management 1.3 Elect Director Jerome P. Grisko, Jr. For For Management 1.4 Elect Director Benaree Pratt Wiley For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CENTERSTATE BANK CORP. Ticker: CSFL Security ID: 15201P109 Meeting Date: MAR 07, 2019 Meeting Type: Special Record Date: JAN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CENTERSTATE BANK CORP. Ticker: CSFL Security ID: 15201P109 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: FEB 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James H. Bingham For For Management 1.2 Elect Director Michael J. Brown, Sr. For For Management 1.3 Elect Director C. Dennis Carlton For For Management 1.4 Elect Director Michael F. Ciferri For For Management 1.5 Elect Director John C. Corbett For For Management 1.6 Elect Director Jody Jean Dreyer For For Management 1.7 Elect Director Griffin A. Greene For For Management 1.8 Elect Director Charles W. McPherson For For Management 1.9 Elect Director G. Tierso Nunez, II For For Management 1.10 Elect Director Thomas E. Oakley For For Management 1.11 Elect Director Ernest S. Pinner For For Management 1.12 Elect Director William Knox Pou, Jr. For For Management 1.13 Elect Director Daniel R. Richey For For Management 1.14 Elect Director David G. Salyers For For Management 1.15 Elect Director Joshua A. Snively For For Management 1.16 Elect Director Mark W. Thompson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditor For For Management -------------------------------------------------------------------------------- CHATHAM LODGING TRUST Ticker: CLDT Security ID: 16208T102 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edwin B. Brewer, Jr. For For Management 1.2 Elect Director Thomas J. Crocker For Withhold Management 1.3 Elect Director Jack P. DeBoer For For Management 1.4 Elect Director Jeffrey H. Fisher For For Management 1.5 Elect Director Mary Beth Higgins For For Management 1.6 Elect Director Robert Perlmutter For For Management 1.7 Elect Director Rolf E. Ruhfus For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHEMED CORPORATION Ticker: CHE Security ID: 16359R103 Meeting Date: MAY 20, 2019 Meeting Type: Annual Record Date: MAR 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin J. McNamara For For Management 1.2 Elect Director Joel F. Gemunder For For Management 1.3 Elect Director Patrick P. Grace For For Management 1.4 Elect Director Thomas C. Hutton For For Management 1.5 Elect Director Walter L. Krebs For For Management 1.6 Elect Director Andrea R. Lindell For For Management 1.7 Elect Director Thomas P. Rice For For Management 1.8 Elect Director Donald E. Saunders For For Management 1.9 Elect Director George J. Walsh, III For For Management 1.10 Elect Director Frank E. Wood For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- CIENA CORP. Ticker: CIEN Security ID: 171779309 Meeting Date: MAR 28, 2019 Meeting Type: Annual Record Date: FEB 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lawton W. Fitt For Against Management 1b Elect Director Patrick H. Nettles For For Management 1c Elect Director Joanne B. Olsen For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CIVEO CORPORATION Ticker: CVEO Security ID: 17878Y108 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard A. Navarre For Withhold Management 1.2 Elect Director Martin A. Lambert For For Management 1.3 Elect Director Constance B. Moore For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COLUMBIA BANKING SYSTEM, INC. Ticker: COLB Security ID: 197236102 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig D. Eerkes For For Management 1b Elect Director Ford Elsaesser For For Management 1c Elect Director Mark A. Finkelstein For For Management 1d Elect Director Eric S. Forrest For For Management 1e Elect Director Thomas M. Hulbert For For Management 1f Elect Director Michelle M. Lantow For For Management 1g Elect Director Randal L. Lund For For Management 1h Elect Director S. Mae Fujita Numata For For Management 1i Elect Director Hadley S. Robbins For For Management 1j Elect Director Elizabeth W. Seaton For For Management 1k Elect Director Janine T. Terrano For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- CONTINENTAL BUILDING PRODUCTS, INC. Ticker: CBPX Security ID: 211171103 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J. Keough For For Management 1b Elect Director Chantal D. Veevaete For For Management 1c Elect Director James "Jay" Bachmann For For Management 1d Elect Director Ira S. Strassberg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4a Eliminate Supermajority Vote For For Management Requirement for Amendments to Certificate and Bylaws 4b Eliminate Supermajority Vote For For Management Requirement to Remove Directors -------------------------------------------------------------------------------- CONVERGYS CORP. Ticker: CVG Security ID: 212485106 Meeting Date: OCT 03, 2018 Meeting Type: Special Record Date: AUG 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- COUSINS PROPERTIES INCORPORATED Ticker: CUZ Security ID: 222795106 Meeting Date: JUN 12, 2019 Meeting Type: Special Record Date: MAY 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Approve Reverse Stock Split For For Management 3 Increase Authorized Common Stock For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- COUSINS PROPERTIES, INC. Ticker: CUZ Security ID: 222795106 Meeting Date: APR 23, 2019 Meeting Type: Annual Record Date: FEB 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles T. Cannada For For Management 1b Elect Director Edward M. Casal For For Management 1c Elect Director Robert M. Chapman For For Management 1d Elect Director M. Colin Connolly For For Management 1e Elect Director Lawrence L. For For Management Gellerstedt, III 1f Elect Director Lillian C. Giornelli For For Management 1g Elect Director S. Taylor Glover For For Management 1h Elect Director Donna W. Hyland For For Management 1i Elect Director R. Dary Stone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CYS INVESTMENTS, INC. Ticker: CYS Security ID: 12673A108 Meeting Date: JUL 27, 2018 Meeting Type: Special Record Date: JUN 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ENERGIZER HOLDINGS, INC. Ticker: ENR Security ID: 29272W109 Meeting Date: JAN 28, 2019 Meeting Type: Annual Record Date: NOV 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Bill G. Armstrong For For Management 1B Elect Director Alan R. Hoskins For For Management 1C Elect Director Kevin J. Hunt For For Management 1D Elect Director James C. Johnson For Against Management 1E Elect Director W. Patrick McGinnis For For Management 1F Elect Director Patrick J. Moore For For Management 1G Elect Director J. Patrick Mulcahy For For Management 1H Elect Director Nneka L. Rimmer For For Management 1I Elect Director Robert V. Vitale For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ENERPLUS CORPORATION Ticker: ERF Security ID: 292766102 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael R. Culbert For For Management 1.2 Elect Director Ian C. Dundas For For Management 1.3 Elect Director Hilary A. Foulkes For For Management 1.4 Elect Director Robert B. Hodgins For Withhold Management 1.5 Elect Director Susan M. MacKenzie For Withhold Management 1.6 Elect Director Elliott Pew For For Management 1.7 Elect Director Jeffrey W. Sheets For For Management 1.8 Elect Director Sheldon B. Steeves For For Management 1.9 Elect Director Karen E. Clarke-Whistler For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ENERSYS Ticker: ENS Security ID: 29275Y102 Meeting Date: AUG 02, 2018 Meeting Type: Annual Record Date: JUN 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hwan-yoon F. Chung For For Management 1.2 Elect Director Nelda J. Connors For Against Management 1.3 Elect Director Arthur T. Katsaros For For Management 1.4 Elect Director Robert Magnus For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENGILITY HOLDINGS, INC. Ticker: EGL Security ID: 29286C107 Meeting Date: JAN 11, 2019 Meeting Type: Special Record Date: NOV 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- ENNIS, INC. Ticker: EBF Security ID: 293389102 Meeting Date: JUL 18, 2018 Meeting Type: Annual Record Date: MAY 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Godfrey M. Long, Jr. For For Management 1.2 Elect Director Troy L. Priddy For For Management 1.3 Elect Director Alejandro Quiroz For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Other Business For Against Management -------------------------------------------------------------------------------- ENTERCOM COMMUNICATIONS CORP. Ticker: ETM Security ID: 293639100 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Mark R. LaNeve For Withhold Management 2.1 Elect Director Sean R. Creamer For For Management 2.2 Elect Director Joel Hollander For Withhold Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- ENVISION HEALTHCARE CORP. Ticker: EVHC Security ID: 29414D100 Meeting Date: SEP 11, 2018 Meeting Type: Annual Record Date: AUG 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management 4a Elect Director John T. Gawaluck For For Management 4b Elect Director Joey A. Jacobs For For Management 4c Elect Director Kevin P. Lavender For For Management 4d Elect Director Leonard M. Riggs, Jr. For For Management 5 Declassify the Board of Directors and For For Management Eliminate the Series A-1 Mandatory Convertible Preferred Stock 6 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 7 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ESSENT GROUP LTD. Ticker: ESNT Security ID: G3198U102 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Angela L. Heise For For Management 1.2 Elect Director Robert Glanville For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EVERCORE INC. Ticker: EVR Security ID: 29977A105 Meeting Date: JUN 18, 2019 Meeting Type: Annual Record Date: APR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger C. Altman For For Management 1.2 Elect Director Richard I. Beattie For For Management 1.3 Elect Director Ellen V. Futter For For Management 1.4 Elect Director Gail B. Harris For For Management 1.5 Elect Director Robert B. Millard For For Management 1.6 Elect Director Willard J. Overlock, Jr. For For Management 1.7 Elect Director Simon M. Robertson For For Management 1.8 Elect Director Ralph L. Schlosstein For For Management 1.9 Elect Director John S. Weinberg For For Management 1.10 Elect Director William J. Wheeler For For Management 1.11 Elect Director Sarah K. Williamson For For Management 1.12 Elect Director Kendrick R. Wilson, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EVERTEC, INC. Ticker: EVTC Security ID: 30040P103 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank G. D'Angelo For For Management 1b Elect Director Morgan M. Schuessler, For For Management Jr. 1c Elect Director Olga Botero For For Management 1d Elect Director Jorge A. Junquera For For Management 1e Elect Director Ivan Pagan For For Management 1f Elect Director Aldo J. Polak For For Management 1g Elect Director Alan H. Schumacher For Withhold Management 1h Elect Director Brian J. Smith For For Management 1i Elect Director Thomas W. Swidarski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EXTRACTION OIL & GAS, INC. Ticker: XOG Security ID: 30227M105 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Erickson For Withhold Management 1.2 Elect Director Donald L. Evans For Withhold Management 1.3 Elect Director Peter A. Leidel For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FCB FINANCIAL HOLDINGS, INC. Ticker: FCB Security ID: 30255G103 Meeting Date: NOV 29, 2018 Meeting Type: Special Record Date: OCT 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FERRO CORP. Ticker: FOE Security ID: 315405100 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Lorber For For Management 1.2 Elect Director Marran H. Ogilvie For Withhold Management 1.3 Elect Director Andrew M. Ross For For Management 1.4 Elect Director Allen A. Spizzo For For Management 1.5 Elect Director Peter T. Thomas For For Management 1.6 Elect Director Ronald P. Vargo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FERROGLOBE PLC Ticker: GSM Security ID: G33856108 Meeting Date: AUG 03, 2018 Meeting Type: Special Record Date: JUL 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Off-Market Purchase of For For Management Ordinary Shares -------------------------------------------------------------------------------- FERROGLOBE PLC Ticker: GSM Security ID: G33856108 Meeting Date: JUN 28, 2019 Meeting Type: Annual Record Date: MAY 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For Against Management 3 Approve Remuneration Report For For Management 4 Elect Director Javier Lopez Madrid For Against Management 5 Elect Director Jose Maria Alapont For For Management 6 Elect Director Donald G. Barger, Jr. For For Management 7 Elect Director Bruce L. Crockett For For Management 8 Elect Director Stuart E. Eizenstat For For Management 9 Elect Director Manuel Garrido y Ruano For For Management 10 Elect Director Greger Hamilton For For Management 11 Elect Director Pedro Larrea Paguaga For For Management 12 Elect Director Juan Villar-Mir de For For Management Fuentes 13 Ratify Deloitte LLP as Auditors For For Management 14 Authorize Board to Fix Remuneration of For For Management Auditors -------------------------------------------------------------------------------- FIRST CITIZENS BANCSHARES, INC. (NORTH CAROLINA) Ticker: FCNCA Security ID: 31946M103 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Alexander, Jr. For For Management 1.2 Elect Director Victor E. Bell, III For For Management 1.3 Elect Director Peter M. Bristow For For Management 1.4 Elect Director Hope H. Bryant For For Management 1.5 Elect Director H. Lee Durham, Jr. For For Management 1.6 Elect Director Daniel L. Heavner For For Management 1.7 Elect Director Frank B. Holding, Jr. For For Management 1.8 Elect Director Robert R. Hoppe For For Management 1.9 Elect Director Floyd L. Keels For For Management 1.10 Elect Director Robert E. Mason, IV For For Management 1.11 Elect Director Robert T. Newcomb For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- FIRST HAWAIIAN, INC. Ticker: FHB Security ID: 32051X108 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: MAR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew J. Cox For For Management 1.2 Elect Director W. Allen Doane For For Management 1.3 Elect Director Faye Watanabe Kurren For For Management 1.4 Elect Director Robert S. Harrison For For Management 1.5 Elect Director Allen B. Uyeda For For Management 1.6 Elect Director Jenai S. Wall For For Management 1.7 Elect Director C. Scott Wo For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST MERCHANTS CORP. (INDIANA) Ticker: FRME Security ID: 320817109 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director F. Howard Halderman For Withhold Management 1.2 Elect Director Michael C. Rechin For For Management 1.3 Elect Director Charles E. Schalliol For For Management 1.4 Elect Director Terry L. Walker For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Approve Non-Employee Director For For Management Restricted Stock Plan 5 Approve Qualified Employee Stock For For Management Purchase Plan 6 Ratify BKD, LLP as Auditor For For Management -------------------------------------------------------------------------------- FIRST MIDWEST BANCORP, INC. Ticker: FMBI Security ID: 320867104 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Barbara A. Boigegrain For For Management 1b Elect Director Thomas L. Brown For For Management 1c Elect Director Phupinder S. Gill For For Management 1d Elect Director Kathryn J. Hayley For For Management 1e Elect Director Peter J. Henseler For For Management 1f Elect Director Frank B. Modruson For For Management 1g Elect Director Ellen A. Rudnick For For Management 1h Elect Director Mark G. Sander For For Management 1i Elect Director Michael L. Scudder For For Management 1j Elect Director Michael J. Small For For Management 1k Elect Director Stephen C. Van Arsdell For For Management 1l Elect Director J. Stephen Vanderwoude For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- FIRSTCASH, INC. Ticker: FCFS Security ID: 33767D105 Meeting Date: JUN 11, 2019 Meeting Type: Annual Record Date: APR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel R. Feehan For For Management 2 Ratify RSM US LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- FLUSHING FINANCIAL CORPORATION Ticker: FFIC Security ID: 343873105 Meeting Date: MAY 29, 2019 Meeting Type: Annual Record Date: APR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John R. Buran For For Management 1b Elect Director James D. Bennett For For Management 1c Elect Director Alfred A. DelliBovi For For Management 1d Elect Director Thomas S. Gulotta For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditor For For Management -------------------------------------------------------------------------------- FORUM ENERGY TECHNOLOGIES, INC. Ticker: FET Security ID: 34984V100 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAR 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. Christopher Gaut For For Management 1.2 Elect Director David C. Baldwin For For Management 1.3 Elect Director Louis A. Raspino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- FOUNDATION BUILDING MATERIALS, INC. Ticker: FBM Security ID: 350392106 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ruben Mendoza For Against Management 1b Elect Director Chase Hagin For Against Management 1c Elect Director Chad Lewis For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FRESH DEL MONTE PRODUCE INC. Ticker: FDP Security ID: G36738105 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amir Abu-Ghazaleh For Against Management 1.2 Elect Director Mary Ann Cloyd For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FRONT YARD RESIDENTIAL CORP. Ticker: RESI Security ID: 35904G107 Meeting Date: MAY 23, 2019 Meeting Type: Proxy Contest Record Date: APR 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1.1 Elect Director Rochelle R. Dobbs For Did Not Vote Management 1.2 Elect Director George G. Ellison For Did Not Vote Management 1.3 Elect Director Michael A. Eruzione For Did Not Vote Management 1.4 Elect Director Leslie B. Fox For Did Not Vote Management 1.5 Elect Director Wade J. Henderson For Did Not Vote Management 1.6 Elect Director George Whitfield For Did Not Vote Management ('Whit') McDowell 1.7 Elect Director David B. Reiner For Did Not Vote Management 2 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management 3 Approve Omnibus Stock Plan For Did Not Vote Management 4 Advisory Vote to Ratify Named For Did Not Vote Management Executive Officers' Compensation # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Blue Proxy Card) None 1.1 Elect Director Leland Abrams For Withhold Shareholder 1.2 Elect Director Lazar Nikolic For For Shareholder 1.3 Elect Director Jeffrey Pierce For For Shareholder 1.4 Management Nominee Rochelle R. Dobbs For Withhold Shareholder 1.5 Management Nominee George G. Ellison For For Shareholder 1.6 Management Nominee Leslie B. Fox For For Shareholder 1.7 Management Nominee Wade J. Henderson For Withhold Shareholder 2 Ratify Ernst & Young LLP as Auditors None For Management 3 Approve Omnibus Stock Plan None For Management 4 Advisory Vote to Ratify Named None For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FRONTDOOR, INC. Ticker: FTDR Security ID: 35905A109 Meeting Date: APR 29, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter L. Cella For For Management 1.2 Elect Director Liane J. Pelletier For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- FTI CONSULTING, INC. Ticker: FCN Security ID: 302941109 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: MAR 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brenda J. Bacon For For Management 1b Elect Director Mark S. Bartlett For Withhold Management 1c Elect Director Claudio Costamagna For For Management 1d Elect Director Vernon Ellis For For Management 1e Elect Director Nicholas C. Fanandakis For For Management 1f Elect Director Steven H. Gunby For For Management 1g Elect Director Gerard E. Holthaus For For Management 1h Elect Director Laureen E. Seeger For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GLADSTONE CAPITAL CORP. Ticker: GLAD Security ID: 376535100 Meeting Date: FEB 07, 2019 Meeting Type: Annual Record Date: DEC 03, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul W. Adelgren For Withhold Management 1.2 Elect Director David Gladstone For For Management 1.3 Elect Director John H. Outland For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GLADSTONE COMMERCIAL CORP. Ticker: GOOD Security ID: 376536108 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Gladstone For For Management 1.2 Elect Director Paul W. Adelgren For Withhold Management 1.3 Elect Director John H. Outland For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GLOBAL INDEMNITY LIMITED Ticker: GBLI Security ID: G3933F105 Meeting Date: JUN 12, 2019 Meeting Type: Annual Record Date: APR 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Saul A. Fox For For Management 1b Elect Director Joseph W. Brown For For Management 1c Elect Director Seth J. Gersch For For Management 1d Elect Director John H. Howes For For Management 1e Elect Director Jason B. Hurwitz For For Management 1f Elect Director Bruce R. Lederman For For Management 1g Elect Director Cynthia Y. Valko For For Management 1h Elect Director James D. Wehr For For Management 2 Matters Concerning Global Indemnity For Against Management Reinsurance Company, Ltd. and to Authorize Global Indemnity Limited to Vote, as Proxy on such Matters. 2a.1 Elect Stephen Green as Director of For For Management Global Indemnity Reinsurance Company, Ltd. 2a.2 Elect Terence J. Power as Director of For For Management Global Indemnity Reinsurance Company, Ltd. 2a.3 Elect Cynthia Y. Valko as Director of For For Management Global Indemnity Reinsurance Company, Ltd. 2a.4 Elect Marie-Joelle Chapleau as For For Management Director of Global Indemnity Reinsurance Company, Ltd. 2a.5 Elect Grainne Richmond as Director of For For Management Global Indemnity Reinsurance Company, Ltd. 2b Ratify Ernst & Young, Ltd., Hamilton, For For Management Bermuda as Auditor 3 Approve Ernst & Young Global Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- GRANITE CONSTRUCTION INCORPORATED Ticker: GVA Security ID: 387328107 Meeting Date: JUN 06, 2019 Meeting Type: Annual Record Date: APR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Claes G. Bjork For For Management 1b Elect Director Patricia D. Galloway For For Management 1c Elect Director Alan P. Krusi For Against Management 1d Elect Director Jeffrey J. Lyash For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GRAPHIC PACKAGING HOLDING COMPANY Ticker: GPK Security ID: 388689101 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Laurie Brlas For For Management 1.2 Elect Director David D. Campbell For For Management 1.3 Elect Director Robert A. Hagemann For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GREENHILL & CO., INC. Ticker: GHL Security ID: 395259104 Meeting Date: JUL 25, 2018 Meeting Type: Annual Record Date: MAY 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert F. Greenhill For For Management 1.2 Elect Director Scott L. Bok For For Management 1.3 Elect Director Steven F. Goldstone For For Management 1.4 Elect Director Stephen L. Key For For Management 1.5 Elect Director John D. Liu For For Management 1.6 Elect Director Karen P. Robards For For Management 1.7 Elect Director Meryl D. Hartzband For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Bylaws -- Call Special Meetings Against For Shareholder 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GREENHILL & CO., INC. Ticker: GHL Security ID: 395259104 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert F. Greenhill For For Management 1.2 Elect Director Scott L. Bok For For Management 1.3 Elect Director Steven F. Goldstone For For Management 1.4 Elect Director Meryl D. Hartzband For For Management 1.5 Elect Director Stephen L. Key For For Management 1.6 Elect Director John D. Liu For For Management 1.7 Elect Director Karen P. Robards For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Require a Majority Vote for the None For Shareholder Election of Directors 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- GROUP 1 AUTOMOTIVE, INC. Ticker: GPI Security ID: 398905109 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John L. Adams For For Management 1.2 Elect Director Carin M. Barth For For Management 1.3 Elect Director Earl J. Hesterberg For For Management 1.4 Elect Director Lincoln Pereira For For Management 1.5 Elect Director Stephen D. Quinn For For Management 1.6 Elect Director Charles L. Szews For Withhold Management 1.7 Elect Director Anne Taylor For For Management 1.8 Elect Director Max P. Watson, Jr. For For Management 1.9 Elect Director MaryAnn Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HANMI FINANCIAL CORPORATION Ticker: HAFC Security ID: 410495204 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: APR 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John J. Ahn For For Management 1b Elect Director Kiho Choi For For Management 1c Elect Director Christie K. Chu For For Management 1d Elect Director Harry H. Chung For For Management 1e Elect Director Scott R. Diehl For For Management 1f Elect Director Bonita I. Lee For For Management 1g Elect Director David L. Rosenblum For For Management 1h Elect Director Thomas J. Williams For For Management 1i Elect Director Michael M. Yang For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- HERITAGE FINANCIAL CORP. (WASHINGTON) Ticker: HFWA Security ID: 42722X106 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian S. Charneski For For Management 1.2 Elect Director John A. Clees For For Management 1.3 Elect Director Kimberly T. Ellwanger For For Management 1.4 Elect Director Stephen A. Dennis For For Management 1.5 Elect Director Deborah J. Gavin For For Management 1.6 Elect Director Jeffrey S. Lyon For For Management 1.7 Elect Director Gragg E. Miller For For Management 1.8 Elect Director Anthony B. Pickering For For Management 1.9 Elect Director Brian L. Vance For For Management 1.10 Elect Director Ann Watson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditor For For Management -------------------------------------------------------------------------------- HOPE BANCORP, INC. Ticker: HOPE Security ID: 43940T109 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald D. Byun For For Management 1.2 Elect Director Steven J. Didion For For Management 1.3 Elect Director Jinho Doo For For Management 1.4 Elect Director Daisy Y. Ha For For Management 1.5 Elect Director James U. Hwang For For Management 1.6 Elect Director Jin Chul Jhung For For Management 1.7 Elect Director Kevin S. Kim For For Management 1.8 Elect Director Steven S. Koh For For Management 1.9 Elect Director Chung Hyun Lee For For Management 1.10 Elect Director William J. Lewis For For Management 1.11 Elect Director David P. Malone For For Management 1.12 Elect Director John R. Taylor For For Management 1.13 Elect Director Scott Yoon-Suk Whang For For Management 1.14 Elect Director Dale S. Zuehls For For Management 2 Ratify Crowe LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HURON CONSULTING GROUP, INC. Ticker: HURN Security ID: 447462102 Meeting Date: MAY 03, 2019 Meeting Type: Annual Record Date: MAR 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John McCartney For For Management 1.2 Elect Director James H. Roth For For Management 1.3 Elect Director Ekta Singh-Bushell For Withhold Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ICF INTERNATIONAL, INC. Ticker: ICFI Security ID: 44925C103 Meeting Date: MAY 30, 2019 Meeting Type: Annual Record Date: APR 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Srikant M. Datar For Withhold Management 1.2 Elect Director Peter M. Schulte For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- ICON PLC Ticker: ICLR Security ID: G4705A100 Meeting Date: JUL 24, 2018 Meeting Type: Annual Record Date: MAY 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ciaran Murray For For Management 1.2 Elect Director Declan McKeon For For Management 1.3 Elect Director Eugene McCague For For Management 1.4 Elect Director Joan Garahy For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Authorize Issue of Equity with For For Management Pre-emptive Rights 5 Authorize Issue of Equity without For For Management Pre-emptive Rights 6 Authorize Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 7 Authorize Share Repurchase Program For For Management 8 Approve the Price Range for the For For Management Reissuance of Shares -------------------------------------------------------------------------------- INNOPHOS HOLDINGS, INC. Ticker: IPHS Security ID: 45774N108 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAR 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary Cappeline For For Management 1.2 Elect Director Jane Hilk For For Management 1.3 Elect Director Kim Ann Mink For For Management 1.4 Elect Director Linda Myrick For For Management 1.5 Elect Director Karen Osar For For Management 1.6 Elect Director John Steitz For For Management 1.7 Elect Director Peter Thomas For For Management 1.8 Elect Director Robert Zatta For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INSIGHT ENTERPRISES, INC. Ticker: NSIT Security ID: 45765U103 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: APR 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard E. Allen For For Management 1.2 Elect Director Bruce W. Armstrong For For Management 1.3 Elect Director Linda Breard For For Management 1.4 Elect Director Timothy A. Crown For For Management 1.5 Elect Director Catherine Courage For For Management 1.6 Elect Director Anthony A. Ibarguen For For Management 1.7 Elect Director Kenneth T. Lamneck For For Management 1.8 Elect Director Kathleen S. Pushor For For Management 1.9 Elect Director Girish Rishi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- JAGGED PEAK ENERGY INC. Ticker: JAG Security ID: 47009K107 Meeting Date: MAY 07, 2019 Meeting Type: Annual Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James J. Kleckner For Withhold Management 1.2 Elect Director Michael C. Linn For Withhold Management 1.3 Elect Director Dheeraj "D" Verma For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- JAMES RIVER GROUP HOLDINGS, LTD. Ticker: JRVR Security ID: G5005R107 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janet Cowell For Withhold Management 1b Elect Director Jerry R. Masters For Withhold Management 1c Elect Director Ollie L. Sherman, Jr. For Withhold Management 1d Elect Director Sundar Srinivasan For For Management 2 Approve Ernst &Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Non-Employee Director Omnibus For For Management Stock Plan -------------------------------------------------------------------------------- KEY ENERGY SERVICES, INC. Ticker: KEG Security ID: 49309J103 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Saltiel For Against Management 1.2 Elect Director Sherman K. Edmiston, III For For Management 1.3 Elect Director Steven H. Pruett For For Management 1.4 Elect Director Scott D. Vogel - None None Management Withdrawn Resolution 2 Approve Omnibus Stock Plan For Against Management 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- KOSMOS ENERGY LTD. Ticker: KOS Security ID: 500688106 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LA-Z-BOY, INC. Ticker: LZB Security ID: 505336107 Meeting Date: AUG 28, 2018 Meeting Type: Annual Record Date: JUL 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kurt L. Darrow For For Management 1.2 Elect Director Sarah M. Gallagher For For Management 1.3 Elect Director Edwin J. Holman For For Management 1.4 Elect Director Janet E. Kerr For For Management 1.5 Elect Director Michael T. Lawton For For Management 1.6 Elect Director H. George Levy For For Management 1.7 Elect Director W. Alan McCollough For For Management 1.8 Elect Director Lauren B. Peters For For Management 1.9 Elect Director Nido R. Qubein For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LCI INDUSTRIES Ticker: LCII Security ID: 50189K103 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James F. Gero For For Management 1b Elect Director Frank J. Crespo For For Management 1c Elect Director Brendan J. Deely For For Management 1d Elect Director Ronald J. Fenech For For Management 1e Elect Director Tracy D. Graham For For Management 1f Elect Director Virginia L. Henkels For For Management 1g Elect Director Jason D. Lippert For For Management 1h Elect Director Kieran M. O'Sullivan For For Management 1i Elect Director David A. Reed For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LHC GROUP, INC. Ticker: LHCG Security ID: 50187A107 Meeting Date: JUN 13, 2019 Meeting Type: Annual Record Date: APR 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Monica F. Azare For For Management 1.2 Elect Director Teri G. Fontenot For For Management 1.3 Elect Director John L. Indest For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- LIFEPOINT HEALTH, INC. Ticker: LPNT Security ID: 53219L109 Meeting Date: OCT 29, 2018 Meeting Type: Special Record Date: SEP 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- LITHIA MOTORS, INC. Ticker: LAD Security ID: 536797103 Meeting Date: JAN 21, 2019 Meeting Type: Special Record Date: DEC 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend the Transition Agreement with For For Management Sidney B. DeBoer 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- LITHIA MOTORS, INC. Ticker: LAD Security ID: 536797103 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: FEB 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sidney B. DeBoer For For Management 1.2 Elect Director Susan O. Cain For For Management 1.3 Elect Director Bryan B. DeBoer For For Management 1.4 Elect Director Shauna F. McIntyre For For Management 1.5 Elect Director Louis P. Miramontes For For Management 1.6 Elect Director Kenneth E. Roberts For For Management 1.7 Elect Director David J. Robino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Provide Proxy Access Right For For Management 4 Adopt Majority Voting for Uncontested For For Management Election of Directors 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LUTHER BURBANK CORP. Ticker: LBC Security ID: 550550107 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: FEB 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor S. Trione For For Management 1.2 Elect Director Simone Lagomarsino For For Management 1.3 Elect Director John C. Erickson For Withhold Management 1.4 Elect Director Jack Krouskup For Withhold Management 1.5 Elect Director Anita Gentle Newcomb For Withhold Management 1.6 Elect Director Bradley M. Shuster For For Management 1.7 Elect Director Thomas C. Wajnert For For Management -------------------------------------------------------------------------------- MAXIMUS, INC. Ticker: MMS Security ID: 577933104 Meeting Date: MAR 20, 2019 Meeting Type: Annual Record Date: JAN 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne K. Altman For For Management 1.2 Elect Director Paul R. Lederer For For Management 1.3 Elect Director Peter B. Pond For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MERCHANTS BANCORP Ticker: MBIN Security ID: 58844R108 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael F. Petrie For For Management 1.2 Elect Director Randall D. Rogers For For Management 1.3 Elect Director Michael J. Dunlap For For Management 1.4 Elect Director Scott A. Evans For For Management 1.5 Elect Director Sue Anne Gilroy For Withhold Management 1.6 Elect Director Andrew A. Juster For For Management 1.7 Elect Director Patrick D. O'Brien For Withhold Management 1.8 Elect Director Anne E. Sellers For Withhold Management 1.9 Elect Director David N. Shane For Withhold Management 2 Ratify BKD, LLP as Auditor For For Management -------------------------------------------------------------------------------- MFA FINANCIAL, INC. Ticker: MFA Security ID: 55272X102 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James A. Brodsky For For Management 1b Elect Director Richard J. Byrne For For Management 1c Elect Director Francis J. Oelerich, III For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MINERALS TECHNOLOGIES INC. Ticker: MTX Security ID: 603158106 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas T. Dietrich For For Management 1b Elect Director Carolyn K. Pittman For For Management 1c Elect Director Donald C. Winter For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NATIONAL GENERAL HOLDINGS CORP. Ticker: NGHC Security ID: 636220303 Meeting Date: MAY 06, 2019 Meeting Type: Annual Record Date: MAR 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald T. DeCarlo For For Management 1.2 Elect Director Patrick Fallon For For Management 1.3 Elect Director Barry Karfunkel For For Management 1.4 Elect Director Robert Karfunkel For For Management 1.5 Elect Director John Marshaleck For For Management 1.6 Elect Director John "Jay" D. Nichols, For For Management Jr. 1.7 Elect Director Barbara Paris For For Management 1.8 Elect Director Barry D. Zyskind For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NAVIENT CORPORATION Ticker: NAVI Security ID: 63938C108 Meeting Date: JUN 06, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frederick Arnold For Withhold Management 1.2 Elect Director Anna Escobedo Cabral For For Management 1.3 Elect Director William M. None None Management Diefenderfer, III *Withdrawn Resolution* 1.4 Elect Director Katherine A. Lehman For For Management 1.5 Elect Director Linda A. Mills For For Management 1.6 Elect Director John (Jack) F. Remondi For For Management 1.7 Elect Director Jane J. Thompson For For Management 1.8 Elect Director Laura S. Unger For For Management 1.9 Elect Director Barry L. Williams For For Management 1.10 Elect Director David L. Yowan For For Management 1.11 Elect Director Marjorie Bowen For For Management 1.12 Elect Director Larry Klane For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Nonqualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- NAVIGANT CONSULTING, INC. Ticker: NCI Security ID: 63935N107 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kevin M. Blakely For For Management 1b Elect Director Cynthia A. Glassman For For Management 1c Elect Director Julie M. Howard For For Management 1d Elect Director Stephan A. James For For Management 1e Elect Director Rudina Seseri For For Management 1f Elect Director Michael L. Tipsord For For Management 1g Elect Director Kathleen E. Walsh For For Management 1h Elect Director Jeffrey W. Yingling For For Management 1i Elect Director Randy H. Zwirn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- NCR CORP. Ticker: NCR Security ID: 62886E108 Meeting Date: JUN 18, 2019 Meeting Type: Annual Record Date: FEB 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard L. Clemmer For For Management 1.2 Elect Director Robert P. DeRodes For For Management 1.3 Elect Director Deborah A. Farrington For For Management 1.4 Elect Director Michael D. Hayford For For Management 1.5 Elect Director Kurt P. Kuehn For For Management 1.6 Elect Director Linda Fayne Levinson For For Management 1.7 Elect Director Frank R. Martire For For Management 1.8 Elect Director Matthew A. Thompson For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- NELNET, INC. Ticker: NNI Security ID: 64031N108 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James P. Abel For For Management 1b Elect Director William R. Cintani For For Management 1c Elect Director Kimberly K. Rath For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Executive Incentive Bonus Plan For Against Management 5 Approve Class B Trust Amendment For Against Management -------------------------------------------------------------------------------- NEWFIELD EXPLORATION CO. Ticker: NFX Security ID: 651290108 Meeting Date: FEB 12, 2019 Meeting Type: Special Record Date: JAN 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- NINE ENERGY SERVICE, INC. Ticker: NINE Security ID: 65441V101 Meeting Date: MAY 07, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Director David C. Baldwin For Withhold Management 1.2 Director Curtis F. Harrell For Withhold Management 1.3 Director Darryl K. Willis For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- NMI HOLDINGS, INC. Ticker: NMIH Security ID: 629209305 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bradley M. Shuster For For Management 1.2 Elect Director Claudia J. Merkle For For Management 1.3 Elect Director Michael Embler For For Management 1.4 Elect Director James G. Jones For For Management 1.5 Elect Director Lynn S. McCreary For For Management 1.6 Elect Director Michael Montgomery For For Management 1.7 Elect Director Regina Muehlhauser For For Management 1.8 Elect Director James H. Ozanne For For Management 1.9 Elect Director Steven L. Scheid For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- NN, INC. Ticker: NNBR Security ID: 629337106 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David K. Floyd For For Management 1.2 Elect Director Janice E. Stipp For For Management 2 Declassify the Board of Directors For For Management 3 Increase Authorized Common Stock For Against Management 4 Approve Omnibus Stock Plan For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ORION ENGINEERED CARBONS SA Ticker: OEC Security ID: L72967109 Meeting Date: OCT 16, 2018 Meeting Type: Special Record Date: SEP 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Information on Resignation of None None Management Romeo Kreinberg as Director 2 Ratify Co-optation of Kerry Galvin as For For Management Director 3 Elect Jack Clem as Director For For Management 4 Elect Corning Painter as Director For For Management -------------------------------------------------------------------------------- ORION ENGINEERED CARBONS SA Ticker: OEC Security ID: L72967109 Meeting Date: APR 16, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 2 Approve Annual Accounts For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Allocation of Income and For For Management Dividends 5 Approve Discharge of Directors For For Management 6 Approve Discharge of Auditors For For Management 7 Appoint Ernst & Young as Auditor For For Management 8 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- ORION ENGINEERED CARBONS SA Ticker: OEC Security ID: L72967109 Meeting Date: APR 16, 2019 Meeting Type: Special Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Renewal of Authorized Share For For Management Capital -------------------------------------------------------------------------------- ORION GROUP HOLDINGS INC. Ticker: ORN Security ID: 68628V308 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Austin J. Shanfelter For For Management 1b Elect Director Mary E. Sullivan For For Management 1c Elect Director Michael J. Caliel For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- OWENS-ILLINOIS, INC. Ticker: OI Security ID: 690768403 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gordon J. Hardie For For Management 1.2 Elect Director Peter S. Hellman For For Management 1.3 Elect Director John Humphrey For For Management 1.4 Elect Director Anastasia D. Kelly For For Management 1.5 Elect Director Andres A. Lopez For For Management 1.6 Elect Director Alan J. Murray For For Management 1.7 Elect Director Hari N. Nair For Withhold Management 1.8 Elect Director Hugh H. Roberts For For Management 1.9 Elect Director Joseph D. Rupp For For Management 1.10 Elect Director John H. Walker For For Management 1.11 Elect Director Carol A. Williams For For Management 1.12 Elect Director Dennis K. Williams For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PC CONNECTION, INC. Ticker: CNXN Security ID: 69318J100 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: APR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia Gallup For Withhold Management 1.2 Elect Director David Hall For Withhold Management 1.3 Elect Director David Beffa-Negrini For For Management 1.4 Elect Director Barbara Duckett For For Management 1.5 Elect Director Jack Ferguson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PEAPACK-GLADSTONE FINANCIAL CORP. Ticker: PGC Security ID: 704699107 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: MAR 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carmen M. Bowser For For Management 1.2 Elect Director Susan A. Cole For For Management 1.3 Elect Director Anthony J. Consi, II For For Management 1.4 Elect Director Richard Daingerfield For For Management 1.5 Elect Director Edward A. Gramigna, Jr. For For Management 1.6 Elect Director Peter D. Horst For For Management 1.7 Elect Director Steven A. Kass For For Management 1.8 Elect Director Douglas L. Kennedy For For Management 1.9 Elect Director Patrick J. Mullen For For Management 1.10 Elect Director F. Duffield Meyercord For For Management 1.11 Elect Director Philip W. Smith, III For For Management 1.12 Elect Director Tony Spinelli For For Management 1.13 Elect Director Beth Welsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditor For For Management -------------------------------------------------------------------------------- PENNYMAC FINANCIAL SERVICES, INC. Ticker: PFSI Security ID: 70932B101 Meeting Date: OCT 24, 2018 Meeting Type: Special Record Date: SEP 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Formation of Holding Company For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PENNYMAC FINANCIAL SERVICES, INC. Ticker: PFSI Security ID: 70932M107 Meeting Date: MAY 30, 2019 Meeting Type: Annual Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stanford L. Kurland For For Management 1b Elect Director David A. Spector For For Management 1c Elect Director Anne D. McCallion For For Management 1d Elect Director Matthew Botein For For Management 1e Elect Director James K. Hunt For For Management 1f Elect Director Patrick Kinsella For For Management 1g Elect Director Joseph Mazzella For For Management 1h Elect Director Farhad Nanji For For Management 1i Elect Director Jeffrey A. Perlowitz For For Management 1j Elect Director Theodore W. Tozer For For Management 1k Elect Director Emily Youssouf For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- PORTLAND GENERAL ELECTRIC CO. Ticker: POR Security ID: 736508847 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: FEB 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Ballantine For For Management 1b Elect Director Rodney L. Brown, Jr. For For Management 1c Elect Director Jack E. Davis For For Management 1d Elect Director Kirby A. Dyess For For Management 1e Elect Director Mark B. Ganz For For Management 1f Elect Director Kathryn J. Jackson For For Management 1g Elect Director Michael H. Millegan For For Management 1h Elect Director Neil J. Nelson For For Management 1i Elect Director M. Lee Pelton For For Management 1j Elect Director Maria M. Pope For For Management 1k Elect Director Charles W. Shivery For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PQ GROUP HOLDINGS, INC. Ticker: PQG Security ID: 73943T103 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a.1 Elect Director Robert Coxon For Withhold Management 1a.2 Elect Director Mark McFadden For Withhold Management 1a.3 Elect Director Kimberly Ross For Withhold Management 1b Elect Director Christopher Behrens For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- PRA GROUP, INC. Ticker: PRAA Security ID: 69354N106 Meeting Date: JUN 13, 2019 Meeting Type: Annual Record Date: APR 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John H. Fain For For Management 1.2 Elect Director Geir L. Olsen For For Management 1.3 Elect Director Kevin P. Stevenson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PREFERRED BANK Ticker: PFBC Security ID: 740367404 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: APR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William C.Y. Cheng For For Management 1.2 Elect Director Chih-Wei Wu For For Management 1.3 Elect Director Wayne Wu For For Management 1.4 Elect Director Shirley Wang For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Authorize Share Repurchase Program For For Management 5 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- PROASSURANCE CORPORATION Ticker: PRA Security ID: 74267C106 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kedrick D. Adkins, Jr. For For Management 1.2 Elect Director Bruce D. Angiolillo For For Management 1.3 Elect Director Maye Head Frei For For Management 1.4 Elect Director W. Stancil Starnes For For Management 1.5 Elect Director Edward L. Rand, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PROPETRO HOLDING CORP. Ticker: PUMP Security ID: 74347M108 Meeting Date: JUN 14, 2019 Meeting Type: Annual Record Date: APR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dale Redman For For Management 1.2 Elect Director Spencer D. Armour, III For For Management 1.3 Elect Director Steven Beal For For Management 1.4 Elect Director Mark S. Berg For For Management 1.5 Elect Director Anthony Best For For Management 1.6 Elect Director Pryor Blackwell For For Management 1.7 Elect Director Alan E. Douglas For For Management 1.8 Elect Director Royce W. Mitchell For For Management 1.9 Elect Director Jack B. Moore For For Management 2 Amend Certificate of Incorporation For For Management 3 Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws 4 Eliminate Supermajority Vote For For Management Requirement to Amend Certificate of Incorporation 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Advisory Vote on Say on Pay Frequency One Year One Year Management 7 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PURE CYCLE CORP. Ticker: PCYO Security ID: 746228303 Meeting Date: JAN 16, 2019 Meeting Type: Annual Record Date: NOV 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark W. Harding For For Management 1.2 Elect Director Harrison H. Augur For For Management 1.3 Elect Director Patrick J. Beirne For For Management 1.4 Elect Director Arthur G. Epker, III For For Management 1.5 Elect Director Richard L. Guido For For Management 1.6 Elect Director Peter C. Howell For For Management 2 Ratify Plante & Moran PLLC as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RADIAN GROUP INC. Ticker: RDN Security ID: 750236101 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Herbert Wender For For Management 1b Elect Director David C. Carney For For Management 1c Elect Director Howard B. Culang For For Management 1d Elect Director Debra Hess For For Management 1e Elect Director Lisa W. Hess For For Management 1f Elect Director Gaetano Muzio For For Management 1g Elect Director Gregory V. Serio For For Management 1h Elect Director Noel J. Spiegel For For Management 1i Elect Director David H. Stevens None None Management *Withdrawn Resolution* 1j Elect Director Richard G. Thornberry For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- RBB BANCORP Ticker: RBB Security ID: 74930B105 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter M. Chang For For Management 1.2 Elect Director Wendell Chen For For Management 1.3 Elect Director Pei-Chin "Peggy" Huang For For Management 1.4 Elect Director Christina Kao For For Management 1.5 Elect Director James W. Kao For For Management 1.6 Elect Director Chie-Min (Christopher) For For Management Koo 1.7 Elect Director Alfonso Lau For For Management 1.8 Elect Director Chuang-I (Christopher) For For Management Lin 1.9 Elect Director Feng "Richard" Lin For For Management 1.10 Elect Director Ko-Yen Lin For For Management 1.11 Elect Director Paul Lin For For Management 1.12 Elect Director Fui Ming (Catherine) For For Management Thian 1.13 Elect Director Yee Phong "Alan" Thian For For Management 1.14 Elect Director Raymond Yu For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Vavrinek, Trine, Day & Co., LLP For For Management as Auditors -------------------------------------------------------------------------------- REDWOOD TRUST, INC. Ticker: RWT Security ID: 758075402 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Baum For For Management 1.2 Elect Director Christopher J. Abate For For Management 1.3 Elect Director Mariann Byerwalter For For Management 1.4 Elect Director Douglas B. Hansen For For Management 1.5 Elect Director Debora D. Horvath For For Management 1.6 Elect Director Greg H. Kubicek For For Management 1.7 Elect Director Fred J. Matera For For Management 1.8 Elect Director Jeffrey T. Pero For For Management 1.9 Elect Director Georganne C. Proctor For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- RETAIL PROPERTIES OF AMERICA, INC. Ticker: RPAI Security ID: 76131V202 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bonnie S. Biumi For For Management 1.2 Elect Director Frank A. Catalano, Jr. For For Management 1.3 Elect Director Robert G. Gifford For For Management 1.4 Elect Director Gerald M. Gorski For For Management 1.5 Elect Director Steven P. Grimes For For Management 1.6 Elect Director Richard P. Imperiale For For Management 1.7 Elect Director Peter L. Lynch For For Management 1.8 Elect Director Thomas J. Sargeant For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- RSP PERMIAN, INC. Ticker: RSPP Security ID: 74978Q105 Meeting Date: JUL 17, 2018 Meeting Type: Special Record Date: JUN 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- SCHOLASTIC CORP. Ticker: SCHL Security ID: 807066105 Meeting Date: SEP 26, 2018 Meeting Type: Annual Record Date: AUG 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James W. Barge For Withhold Management 1.2 Elect Director John L. Davies For Withhold Management -------------------------------------------------------------------------------- SCHWEITZER-MAUDUIT INTERNATIONAL, INC. Ticker: SWM Security ID: 808541106 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Deborah Borg For For Management 1.2 Elect Director Jeffrey Kramer For For Management 1.3 Elect Director Anderson D. Warlick For For Management 1.4 Elect Director K.C. Caldabaugh For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SCIENCE APPLICATIONS INTERNATIONAL CORPORATION Ticker: SAIC Security ID: 808625107 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bedingfield For For Management 1b Elect Director John J. Hamre For For Management 1c Elect Director David M. Kerko For For Management 1d Elect Director Timothy J. Mayopoulos For For Management 1e Elect Director Katharina G. McFarland For For Management 1f Elect Director Anthony J. Moraco For For Management 1g Elect Director Donna S. Morea For For Management 1h Elect Director Steven R. Shane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SILVERCREST ASSET MANAGEMENT GROUP INC. Ticker: SAMG Security ID: 828359109 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: APR 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Albert S. Messina For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SKECHERS U.S.A., INC. Ticker: SKX Security ID: 830566105 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Greenberg For Withhold Management 1.2 Elect Director David Weinberg For Withhold Management 1.3 Elect Director Jeffrey Greenberg For Withhold Management 2 Report on Plans to Increase Board Against For Shareholder Diversity -------------------------------------------------------------------------------- SLM CORPORATION Ticker: SLM Security ID: 78442P106 Meeting Date: JUN 20, 2019 Meeting Type: Annual Record Date: APR 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul G. Child For For Management 1b Elect Director Mary Carter Warren For For Management Franke 1c Elect Director Earl A. Goode For For Management 1d Elect Director Marianne M. Keler For For Management 1e Elect Director Mark L. Lavelle For For Management 1f Elect Director Jim Matheson For For Management 1g Elect Director Frank C. Puleo For For Management 1h Elect Director Raymond J. Quinlan For For Management 1i Elect Director Vivian C. Schneck-Last For For Management 1j Elect Director William N. Shiebler For For Management 1k Elect Director Robert S. Strong For For Management 1l Elect Director Kirsten O. Wolberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SMART GLOBAL HOLDINGS, INC. Ticker: SGH Security ID: G8232Y101 Meeting Date: JAN 29, 2019 Meeting Type: Annual Record Date: NOV 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Randy Furr For For Management 1b Elect Director Ajay Shah For Against Management 1c Elect Director Jason White For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- SOUTH STATE CORP. Ticker: SSB Security ID: 840441109 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: FEB 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert R. Horger For For Management 1.2 Elect Director Robert H. Demere, Jr. For For Management 1.3 Elect Director Grey B. Murray For For Management 1.4 Elect Director James W. Roquemore For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Dixon Hughes Goodman LLP as For For Management Auditor -------------------------------------------------------------------------------- STANDARD MOTOR PRODUCTS, INC. Ticker: SMP Security ID: 853666105 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: APR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. Gethin For For Management 1.2 Elect Director Pamela Forbes Lieberman For For Management 1.3 Elect Director Patrick S. McClymont For For Management 1.4 Elect Director Joseph W. McDonnell For For Management 1.5 Elect Director Alisa C. Norris For For Management 1.6 Elect Director Eric P. Sills For For Management 1.7 Elect Director Lawrence I. Sills For For Management 1.8 Elect Director William H. Turner For For Management 1.9 Elect Director Richard S. Ward For For Management 1.10 Elect Director Roger M. Widmann For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STARWOOD PROPERTY TRUST, INC. Ticker: STWD Security ID: 85571B105 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: MAR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Bronson For Withhold Management 1.2 Elect Director Jeffrey G. Dishner For For Management 1.3 Elect Director Camille J. Douglas For Withhold Management 1.4 Elect Director Solomon J. Kumin For For Management 1.5 Elect Director Fred S. Ridley For For Management 1.6 Elect Director Barry S. Sternlicht For Withhold Management 1.7 Elect Director Strauss Zelnick For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- STATE AUTO FINANCIAL CORP. Ticker: STFC Security ID: 855707105 Meeting Date: MAY 10, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert E. Baker For For Management 1.2 Elect Director Kym M. Hubbard For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STEVEN MADDEN, LTD. Ticker: SHOO Security ID: 556269108 Meeting Date: MAY 24, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward R. Rosenfeld For For Management 1.2 Elect Director Mitchell S. Klipper For For Management 1.3 Elect Director Rose Peabody Lynch For For Management 1.4 Elect Director Peter Migliorini For For Management 1.5 Elect Director Richard P. Randall For For Management 1.6 Elect Director Ravi Sachdev For For Management 1.7 Elect Director Thomas H. Schwartz For For Management 1.8 Elect Director Robert Smith For For Management 1.9 Elect Director Amelia Newton Varela For For Management 2 Increase Authorized Common Stock For Against Management 3 Approve Omnibus Stock Plan For For Management 4 Ratify EisnerAmper LLP as Auditor For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Report on Human Rights Risk Assessment Against Against Shareholder Process -------------------------------------------------------------------------------- STEWART INFORMATION SERVICES CORP. Ticker: STC Security ID: 860372101 Meeting Date: SEP 05, 2018 Meeting Type: Special Record Date: JUL 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- STEWART INFORMATION SERVICES CORPORATION Ticker: STC Security ID: 860372101 Meeting Date: JUN 19, 2019 Meeting Type: Annual Record Date: APR 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arnaud Ajdler For For Management 1.2 Elect Director Thomas G. Apel For For Management 1.3 Elect Director C. Allen Bradley, Jr. For For Management 1.4 Elect Director James Chadwick For For Management 1.5 Elect Director Glenn C. Christenson For For Management 1.6 Elect Director Robert L. Clarke For For Management 1.7 Elect Director Frederick H. Eppinger For For Management 1.8 Elect Director Matthew W. Morris For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- STIFEL FINANCIAL CORP. Ticker: SF Security ID: 860630102 Meeting Date: SEP 25, 2018 Meeting Type: Special Record Date: AUG 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- STIFEL FINANCIAL CORP. Ticker: SF Security ID: 860630102 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathleen Brown For For Management 1.2 Elect Director Michael W. Brown For For Management 1.3 Elect Director John P. Dubinsky For For Management 1.4 Elect Director Robert E. Grady For For Management 1.5 Elect Director Ronald J. Kruszewski For For Management 1.6 Elect Director Maura A. Markus For For Management 1.7 Elect Director James M. Oates For For Management 1.8 Elect Director David A. Peacock For For Management 1.9 Elect Director Thomas W. Weisels For For Management 1.10 Elect Director Michael J. Zimmerman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- STRATTEC SECURITY CORP. Ticker: STRT Security ID: 863111100 Meeting Date: OCT 09, 2018 Meeting Type: Annual Record Date: AUG 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harold M. Stratton, II For For Management 1.2 Elect Director Thomas W. Florsheim, Jr. For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SUNCOKE ENERGY, INC. Ticker: SXC Security ID: 86722A103 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Peiser For For Management 1b Elect Director John W. Rowe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- SUNCOKE ENERGY, INC. Ticker: SXC Security ID: 86722A103 Meeting Date: JUN 27, 2019 Meeting Type: Special Record Date: MAY 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management -------------------------------------------------------------------------------- SUPERIOR ENERGY SERVICES, INC. Ticker: SPN Security ID: 868157108 Meeting Date: JUN 06, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David D. Dunlap For For Management 1.2 Elect Director James M. Funk For For Management 1.3 Elect Director Terence E. Hall For For Management 1.4 Elect Director Peter D. Kinnear For For Management 1.5 Elect Director Janiece M. Longoria For For Management 1.6 Elect Director Michael M. McShane For Withhold Management 1.7 Elect Director W. Matt Ralls For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- SYKES ENTERPRISES, INCORPORATED Ticker: SYKE Security ID: 871237103 Meeting Date: MAY 20, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carlos E. Evans For For Management 1b Elect Director W. Mark Watson For For Management 1c Elect Director Mark C. Bozek For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SYNEOS HEALTH, INC. Ticker: SYNH Security ID: 87166B102 Meeting Date: MAY 24, 2019 Meeting Type: Annual Record Date: MAR 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Todd M. Abbrecht For For Management 1B Elect Director John M. Dineen For For Management 1C Elect Director William E. Klitgaard For For Management 1D Elect Director John Maldonado For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SYNNEX CORP. Ticker: SNX Security ID: 87162W100 Meeting Date: OCT 03, 2018 Meeting Type: Special Record Date: AUG 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SYNNEX CORP. Ticker: SNX Security ID: 87162W100 Meeting Date: MAR 15, 2019 Meeting Type: Annual Record Date: FEB 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Murai For For Management 1.2 Elect Director Dwight Steffensen For For Management 1.3 Elect Director Dennis Polk For For Management 1.4 Elect Director Fred Breidenbach For For Management 1.5 Elect Director Hau Lee For Withhold Management 1.6 Elect Director Matthew Miau For Withhold Management 1.7 Elect Director Gregory Quesnel For For Management 1.8 Elect Director Ann Vezina For For Management 1.9 Elect Director Thomas Wurster For For Management 1.10 Elect Director Duane Zitzner For For Management 1.11 Elect Director Andrea Zulberti For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNOVUS FINANCIAL CORP. Ticker: SNV Security ID: 87161C501 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: FEB 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Tim E. Bentsen For For Management 1B Elect Director F. Dixon Brooke, Jr. For For Management 1C Elect Director Stephen T. Butler For For Management 1D Elect Director Elizabeth W. Camp For For Management 1E Elect Director Diana M. Murphy For For Management 1F Elect Director Harris Pastides For For Management 1G Elect Director Joseph J. Prochaska, Jr. For For Management 1H Elect Director John L. Stallworth For For Management 1I Elect Director Kessel D. Stelling For For Management 1J Elect Director Barry L. Storey For For Management 1K Elect Director Teresa White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- TETRA TECH, INC. Ticker: TTEK Security ID: 88162G103 Meeting Date: FEB 28, 2019 Meeting Type: Annual Record Date: JAN 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Dan L. Batrack For For Management 1B Elect Director Gary R. Birkenbeuel For For Management 1C Elect Director Hugh M. Grant For For Management 1D Elect Director Patrick C. Haden For For Management 1E Elect Director J. Christopher Lewis For For Management 1F Elect Director Joanne M. Maguire For For Management 1G Elect Director Kimberly E. Ritrievi For For Management 1H Elect Director Albert E. Smith For For Management 1I Elect Director J. Kenneth Thompson For Against Management 1J Elect Director Kirsten M. Volpi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. Ticker: THG Security ID: 410867105 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director P. Kevin Condron For For Management 1.2 Elect Director Michael D. Price For For Management 1.3 Elect Director Joseph R. Ramrath For For Management 1.4 Elect Director John C. Roche For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- THE NAVIGATORS GROUP, INC. Ticker: NAVG Security ID: 638904102 Meeting Date: NOV 16, 2018 Meeting Type: Special Record Date: OCT 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- THE TIMKEN CO. Ticker: TKR Security ID: 887389104 Meeting Date: MAY 10, 2019 Meeting Type: Annual Record Date: FEB 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maria A. Crowe For For Management 1.2 Elect Director Elizabeth A. Harrell For For Management 1.3 Elect Director Richard G. Kyle For For Management 1.4 Elect Director John A. Luke, Jr. For For Management 1.5 Elect Director Christopher L. Mapes For For Management 1.6 Elect Director James F. Palmer For For Management 1.7 Elect Director Ajita G. Rajendra For For Management 1.8 Elect Director Frank C. Sullivan For For Management 1.9 Elect Director John M. Timken, Jr. For For Management 1.10 Elect Director Ward J. Timken, Jr. For For Management 1.11 Elect Director Jacqueline F. Woods For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Approve Omnibus Stock Plan For For Management 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- TOWER INTERNATIONAL, INC. (MICHIGAN) Ticker: TOWR Security ID: 891826109 Meeting Date: APR 18, 2019 Meeting Type: Annual Record Date: MAR 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Dev Kapadia For For Management 1B Elect Director Mark Malcolm For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- TRAVELCENTERS OF AMERICA LLC Ticker: TA Security ID: 894174101 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Lisa Harris Jones For Withhold Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- TRINSEO S.A. Ticker: TSE Security ID: L9340P101 Meeting Date: JUN 19, 2019 Meeting Type: Annual Record Date: APR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank A. Bozich For For Management 1b Elect Director Philip Martens For For Management 1c Elect Director Christopher D. Pappas For For Management 1d Elect Director Stephen M. Zide For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Allocation of Income and For For Management Dividends 5 Approve Discharge of Directors and For For Management Auditors 6 Appoint PricewaterhouseCoopers Societe For For Management cooperative as Internal Statutory Auditor 7 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 8 Authorize Share Repurchase Program For Against Management 9 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TTEC HOLDINGS, INC. Ticker: TTEC Security ID: 89854H102 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth D. Tuchman For For Management 1b Elect Director Steven J. Anenen For For Management 1c Elect Director Tracy L. Bahl For For Management 1d Elect Director Gregory A. Conley For For Management 1e Elect Director Robert N. Frerichs For For Management 1f Elect Director Marc L. Holtzman For For Management 1g Elect Director Ekta Singh-Bushell For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- TUTOR PERINI CORPORATION Ticker: TPC Security ID: 901109108 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald N. Tutor For Withhold Management 1.2 Elect Director Peter Arkley For Withhold Management 1.3 Elect Director Sidney J. Feltenstein For Withhold Management 1.4 Elect Director James A. Frost For Withhold Management 1.5 Elect Director Michael F. Horodniceanu For Withhold Management 1.6 Elect Director Michael R. Klein For Withhold Management 1.7 Elect Director Robert C. Lieber For Withhold Management 1.8 Elect Director Dennis D. Oklak For Withhold Management 1.9 Elect Director Raymond R. Oneglia For Withhold Management 1.10 Elect Director Dale Anne Reiss For Withhold Management 1.11 Elect Director Dickran M. Tevrizian, For Withhold Management Jr. 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- TWO HARBORS INVESTMENT CORP. Ticker: TWO Security ID: 90187B408 Meeting Date: JUL 27, 2018 Meeting Type: Special Record Date: JUN 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TWO HARBORS INVESTMENT CORP. Ticker: TWO Security ID: 90187B408 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director E. Spencer Abraham For Against Management 1b Elect Director James J. Bender For For Management 1c Elect Director Karen Hammond For For Management 1d Elect Director Stephen G. Kasnet For For Management 1e Elect Director William Roth For For Management 1f Elect Director W. Reid Sanders For For Management 1g Elect Director Thomas E. Siering For For Management 1h Elect Director James A. Stern For For Management 1i Elect Director Hope B. Woodhouse For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- UMPQUA HOLDINGS CORP. Ticker: UMPQ Security ID: 904214103 Meeting Date: APR 17, 2019 Meeting Type: Annual Record Date: FEB 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Y. Fowler For For Management 1.2 Elect Director Stephen M. Gambee For For Management 1.3 Elect Director James S. Greene For For Management 1.4 Elect Director Luis F. Machuca For For Management 1.5 Elect Director Cort L. O'Haver For For Management 1.6 Elect Director Maria M. Pope For For Management 1.7 Elect Director John F. Schultz For For Management 1.8 Elect Director Susan F. Stevens For For Management 1.9 Elect Director Hilliard C. Terry, III For For Management 1.10 Elect Director Bryan L. Timm For For Management 1.11 Elect Director Anddria Varnado For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNIVERSAL CORPORATION Ticker: UVV Security ID: 913456109 Meeting Date: AUG 02, 2018 Meeting Type: Annual Record Date: JUN 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Diana F. Cantor For For Management 1.2 Elect Director Robert C. Sledd For For Management 1.3 Elect Director Thomas H. Tullidge, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- VALVOLINE, INC. Ticker: VVV Security ID: 92047W101 Meeting Date: JAN 31, 2019 Meeting Type: Annual Record Date: DEC 03, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard J. Freeland For For Management 1b Elect Director Stephen F. Kirk For For Management 1c Elect Director Carol H. Kruse For For Management 1d Elect Director Stephen E. Macadam For For Management 1e Elect Director Vada O. Manager For For Management 1f Elect Director Samuel J. Mitchell, Jr. For For Management 1g Elect Director Charles M. Sonsteby For For Management 1h Elect Director Mary J. Twinem For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VERSUM MATERIALS, INC. Ticker: VSM Security ID: 92532W103 Meeting Date: JAN 29, 2019 Meeting Type: Annual Record Date: DEC 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Seifi Ghasemi For For Management 1.2 Elect Director Guillermo Novo For For Management 1.3 Elect Director Jacques Croisetiere For For Management 1.4 Elect Director Yi Hyon Paik For For Management 1.5 Elect Director Thomas J. Riordan For For Management 1.6 Elect Director Susan C. Schnabel For For Management 1.7 Elect Director Alejandro D. Wolff For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VERSUM MATERIALS, INC. Ticker: VSM Security ID: 92532W103 Meeting Date: JUN 17, 2019 Meeting Type: Special Record Date: MAY 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- VIAD CORP Ticker: VVI Security ID: 92552R406 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew B. Benett For For Management 1b Elect Director Denise M. Coll For For Management 1c Elect Director Steven W. Moster For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WALKER & DUNLOP, INC. Ticker: WD Security ID: 93148P102 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan J. Bowers For For Management 1.2 Elect Director Ellen D. Levy For For Management 1.3 Elect Director Michael D. Malone For For Management 1.4 Elect Director John Rice For For Management 1.5 Elect Director Dana L. Schmaltz For For Management 1.6 Elect Director Howard W. Smith, III For For Management 1.7 Elect Director William M. Walker For For Management 1.8 Elect Director Michael J. Warren For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WASHINGTON FEDERAL, INC. Ticker: WAFD Security ID: 938824109 Meeting Date: JAN 16, 2019 Meeting Type: Annual Record Date: NOV 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Kelley For For Management 1.2 Elect Director Barbara L. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WESCO INTERNATIONAL, INC. Ticker: WCC Security ID: 95082P105 Meeting Date: MAY 30, 2019 Meeting Type: Annual Record Date: APR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Engel For For Management 1.2 Elect Director Matthew J. Espe For For Management 1.3 Elect Director Bobby J. Griffin For Withhold Management 1.4 Elect Director John K. Morgan For For Management 1.5 Elect Director Steven A. Raymund For For Management 1.6 Elect Director James L. Singleton For For Management 1.7 Elect Director Easwaran Sundaram For For Management 1.8 Elect Director Lynn M. Utter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- WHITE MOUNTAINS INSURANCE GROUP, LTD. Ticker: WTM Security ID: G9618E107 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: APR 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Morgan W. Davis For For Management 1.2 Elect Director Peter M. Carlson For For Management 1.3 Elect Director David A. Tanner For For Management 1.4 Elect Director Lowndes A. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- WILDHORSE RESOURCE DEVELOPMENT CORP. Ticker: WRD Security ID: 96812T102 Meeting Date: JAN 31, 2019 Meeting Type: Special Record Date: JAN 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- WORLD FUEL SERVICES CORPORATION Ticker: INT Security ID: 981475106 Meeting Date: MAY 24, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Kasbar For For Management 1.2 Elect Director Ken Bakshi For For Management 1.3 Elect Director Jorge L. Benitez For For Management 1.4 Elect Director Stephen J. Gold For For Management 1.5 Elect Director Richard A. Kassar For For Management 1.6 Elect Director John L. Manley For For Management 1.7 Elect Director Stephen K. Roddenberry For For Management 1.8 Elect Director Paul H. Stebbins For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- XO GROUP, INC. Ticker: XOXO Security ID: 983772104 Meeting Date: DEC 18, 2018 Meeting Type: Special Record Date: NOV 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management ================== WPG Partners Small / Micro Cap Value Fund =================== ACACIA COMMUNICATIONS, INC. Ticker: ACIA Security ID: 00401C108 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Y. Chung For Withhold Management 1.2 Elect Director John Ritchie For Withhold Management 1.3 Elect Director Vincent T. Roche For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ACCURAY, INC. Ticker: ARAY Security ID: 004397105 Meeting Date: NOV 16, 2018 Meeting Type: Annual Record Date: SEP 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth Davila For For Management 1.2 Elect Director Joshua H. Levine For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- AIR TRANSPORT SERVICES GROUP, INC. Ticker: ATSG Security ID: 00922R105 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard M. Baudouin For For Management 1b Elect Director Robert K. Coretz For For Management 1c Elect Director Joseph C. Hete For For Management 1d Elect Director Raymond E. Johns, Jr. For For Management 1e Elect Director Laura J. Peterson For For Management 1f Elect Director Randy D. Rademacher For For Management 1g Elect Director J. Christopher Teets For For Management 1h Elect Director Jeffrey J. Vorholt For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Approve Issuance of Shares for For For Management Exercise of Warrants 6 Provide Right to Call Special Meeting For For Management 7 Adjourn Meeting For For Management 8 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- ALLEGHENY TECHNOLOGIES, INC. Ticker: ATI Security ID: 01741R102 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leroy M. Ball, Jr. For For Management 1.2 Elect Director Carolyn Corvi For For Management 1.3 Elect Director Robert S. Wetherbee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- ALLETE, INC. Ticker: ALE Security ID: 018522300 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathryn W. Dindo For For Management 1b Elect Director George G. Goldfarb For For Management 1c Elect Director Alan R. Hodnik For For Management 1d Elect Director James J. Hoolihan For For Management 1e Elect Director Heidi E. Jimmerson For For Management 1f Elect Director Madeleine W. Ludlow For For Management 1g Elect Director Susan K. Nestegard For For Management 1h Elect Director Douglas C. Neve For For Management 1i Elect Director Bethany M. Owen For For Management 1j Elect Director Robert P. Powers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMERIS BANCORP Ticker: ABCB Security ID: 03076K108 Meeting Date: MAY 06, 2019 Meeting Type: Special Record Date: MAR 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- AMERIS BANCORP Ticker: ABCB Security ID: 03076K108 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel B. Jeter For For Management 1.2 Elect Director William H. Stern For For Management 1.3 Elect Director Dennis J. Zember, Jr. For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARDMORE SHIPPING CORPORATION Ticker: ASC Security ID: Y0207T100 Meeting Date: MAY 28, 2019 Meeting Type: Annual Record Date: APR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian Dunne For Withhold Management 1.2 Elect Director Curtis McWilliams For Withhold Management -------------------------------------------------------------------------------- ARGAN, INC. Ticker: AGX Security ID: 04010E109 Meeting Date: JUN 20, 2019 Meeting Type: Annual Record Date: MAY 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rainer H. Bosselmann For For Management 1.2 Elect Director Cynthia A. Flanders For For Management 1.3 Elect Director Peter W. Getsinger For For Management 1.4 Elect Director William F. Griffin, Jr. For For Management 1.5 Elect Director John R. Jeffrey, Jr. For For Management 1.6 Elect Director William F. Leimkuhler For For Management 1.7 Elect Director W.G. Champion Mitchell For For Management 1.8 Elect Director James W. Quinn For For Management 1.9 Elect Director Brian R. Sherras For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Grant Thornton LLP as Auditor For For Management -------------------------------------------------------------------------------- ASTEC INDUSTRIES, INC. Ticker: ASTE Security ID: 046224101 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: FEB 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William B. Sansom For For Management 1.2 Elect Director William Bradley Southern For For Management 1.3 Elect Director Tracey H. Cook For For Management 1.4 Elect Director Mary L. Howell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- BANNER CORP. Ticker: BANR Security ID: 06652V208 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cheryl R. Bishop For For Management 1.2 Elect Director Connie R. Collingsworth For For Management 1.3 Elect Director Brent A. Orrico For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- BRIXMOR PROPERTY GROUP INC. Ticker: BRX Security ID: 11120U105 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Taylor, Jr. For For Management 1.2 Elect Director John G. Schreiber For For Management 1.3 Elect Director Michael Berman For For Management 1.4 Elect Director Julie Bowerman For For Management 1.5 Elect Director Sheryl M. Crosland For For Management 1.6 Elect Director Thomas W. Dickson For For Management 1.7 Elect Director Daniel B. Hurwitz For For Management 1.8 Elect Director William D. Rahm For For Management 1.9 Elect Director Gabrielle Sulzberger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CARPENTER TECHNOLOGY CORP. Ticker: CRS Security ID: 144285103 Meeting Date: OCT 09, 2018 Meeting Type: Annual Record Date: AUG 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Philip M. Anderson For For Management 1.2 Elect Director Kathleen Ligocki For For Management 1.3 Elect Director Jeffrey Wadsworth For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CENTRAL PACIFIC FINANCIAL CORP. Ticker: CPF Security ID: 154760409 Meeting Date: APR 26, 2019 Meeting Type: Annual Record Date: FEB 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christine H. H. Camp For For Management 1.2 Elect Director John C. Dean For For Management 1.3 Elect Director Earl E. Fry For For Management 1.4 Elect Director Wayne K. Kamitaki For For Management 1.5 Elect Director Paul J. Kosasa For For Management 1.6 Elect Director Duane K. Kurisu For For Management 1.7 Elect Director Christopher T. Lutes For For Management 1.8 Elect Director Colbert M. Matsumoto For For Management 1.9 Elect Director A. Catherine Ngo For For Management 1.10 Elect Director Saedene K. Ota For For Management 1.11 Elect Director Crystal K. Rose For For Management 1.12 Elect Director Paul K. Yonamine For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditor For For Management -------------------------------------------------------------------------------- CENTURY COMMUNITIES, INC. Ticker: CCS Security ID: 156504300 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dale Francescon For For Management 1.2 Elect Director Robert J. Francescon For For Management 1.3 Elect Director John P. Box For For Management 1.4 Elect Director Keith R. Guericke For For Management 1.5 Elect Director James M. Lippman For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CNO FINANCIAL GROUP, INC. Ticker: CNO Security ID: 12621E103 Meeting Date: MAY 10, 2019 Meeting Type: Annual Record Date: MAR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Gary C. Bhojwani For For Management 1B Elect Director Ellyn L. Brown For For Management 1C Elect Director Stephen N. David For For Management 1D Elect Director Robert C. Greving For For Management 1E Elect Director Mary R. "Nina" Henderson For For Management 1F Elect Director Charles J. Jacklin For For Management 1G Elect Director Daniel R. Maurer For For Management 1H Elect Director Neal C. Schneider For For Management 1I Elect Director Frederick J. Sievert For For Management 2 Amend Securities Transfer Restrictions For For Management Related to NOL Protective Amendment 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMMVAULT SYSTEMS, INC. Ticker: CVLT Security ID: 204166102 Meeting Date: AUG 23, 2018 Meeting Type: Annual Record Date: JUN 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director N. Robert Hammer For For Management 1.2 Elect Director Keith Geeslin For For Management 1.3 Elect Director Gary B. Smith For For Management 1.4 Elect Director Vivie 'YY' Lee For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COVANTA HOLDING CORPORATION Ticker: CVA Security ID: 22282E102 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Barse For For Management 1.2 Elect Director Ronald J. Broglio For For Management 1.3 Elect Director Peter C.B. Bynoe For For Management 1.4 Elect Director Linda J. Fisher For For Management 1.5 Elect Director Joseph M. Holsten For For Management 1.6 Elect Director Stephen J. Jones For For Management 1.7 Elect Director Owen Michaelson For For Management 1.8 Elect Director Danielle Pletka For For Management 1.9 Elect Director Michael W. Ranger For For Management 1.10 Elect Director Robert S. Silberman For For Management 1.11 Elect Director Jean Smith For For Management 1.12 Elect Director Samuel Zell For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DEL TACO RESTAURANTS, INC. Ticker: TACO Security ID: 245496104 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ari B. Levy For For Management 1.2 Elect Director R.J. Melman For For Management 1.3 Elect Director John D. Cappasola, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- DYCOM INDUSTRIES, INC. Ticker: DY Security ID: 267475101 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eitan Gertel For For Management 1b Elect Director Anders Gustafsson For For Management 1c Elect Director Peter T. Pruitt, Jr. For For Management 1d Elect Director Richard K. Sykes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- E.L.F. BEAUTY, INC. Ticker: ELF Security ID: 26856L103 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tarang P. Amin For Withhold Management 1.2 Elect Director Stephen A. Ellis For For Management 1.3 Elect Director Beth M. Pritchard For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EL PASO ELECTRIC COMPANY Ticker: EE Security ID: 283677854 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul M. Barbas For For Management 1b Elect Director James W. Cicconi For For Management 1c Elect Director Mary E. Kipp For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EQUITY COMMONWEALTH Ticker: EQC Security ID: 294628102 Meeting Date: JUN 20, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sam Zell For Withhold Management 1.2 Elect Director James S. Corl For For Management 1.3 Elect Director Martin L. Edelman For For Management 1.4 Elect Director Edward A. Glickman For For Management 1.5 Elect Director David A. Helfand For For Management 1.6 Elect Director Peter Linneman For Withhold Management 1.7 Elect Director James L. Lozier, Jr. For For Management 1.8 Elect Director Mary Jane Robertson For For Management 1.9 Elect Director Kenneth Shea For For Management 1.10 Elect Director Gerald A. Spector For For Management 1.11 Elect Director James A. Star For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ESSENT GROUP LTD. Ticker: ESNT Security ID: G3198U102 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Angela L. Heise For For Management 1.2 Elect Director Robert Glanville For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ESSENTIAL PROPERTIES REALTY TRUST, INC. Ticker: EPRT Security ID: 29670E107 Meeting Date: APR 26, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul T. Bossidy For For Management 1.2 Elect Director Peter M. Mavoides For For Management 1.3 Elect Director Todd J. Gilbert For For Management 1.4 Elect Director Anthony D. Minella For For Management 1.5 Elect Director Stephen D. Sautel For For Management 1.6 Elect Director Joyce DeLucca For For Management 1.7 Elect Director Scott A. Estes For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST FOUNDATION INC. Ticker: FFWM Security ID: 32026V104 Meeting Date: MAY 28, 2019 Meeting Type: Annual Record Date: APR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Max Briggs For For Management 1.2 Elect Director John Hakopian For For Management 1.3 Elect Director Scott F. Kavanaugh For For Management 1.4 Elect Director Ulrich E. Keller, Jr. For For Management 1.5 Elect Director David Lake For For Management 1.6 Elect Director Elizabeth A. Pagliarini For For Management 1.7 Elect Director Mitchell M. Rosenberg For For Management 1.8 Elect Director Diane M. Rubin For For Management 1.9 Elect Director Jacob Sonenshine For For Management 2 Ratify Vavrinek, Trine, Day & Co., LLP For For Management as Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- FIRST FOUNDATION, INC. Ticker: FFWM Security ID: 32026V104 Meeting Date: AUG 28, 2018 Meeting Type: Annual Record Date: JUL 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James Brakke For For Management 1.2 Elect Director Max Briggs For For Management 1.3 Elect Director Martha Corbett For For Management 1.4 Elect Director Warren D. Fix For For Management 1.5 Elect Director John Hakopian For For Management 1.6 Elect Director Scott F. Kavanaugh For For Management 1.7 Elect Director Ulrich E. Keller, Jr. For For Management 1.8 Elect Director David Lake For For Management 1.9 Elect Director Mitchell M. Rosenberg For For Management 1.10 Elect Director Jacob Sonenshine For For Management 2 Ratify Vavrinek, Trine, Day & Co., LLP For For Management as Auditors -------------------------------------------------------------------------------- FIRST INTERSTATE BANCSYSTEM, INC. (MONTANA) Ticker: FIBK Security ID: 32055Y201 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James R. Scott, Jr. For Withhold Management 1.2 Elect Director Randall I. Scott For For Management 2 Ratify RSM US LLP as Auditor For For Management 3 Adopt Majority Voting for Election of For For Management Directors 4 Adjourn Meeting For Against Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FREIGHTCAR AMERICA, INC. Ticker: RAIL Security ID: 357023100 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William D. Gehl For For Management 1.2 Elect Director Andrew B. Schmitt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- GENERAC HOLDINGS INC. Ticker: GNRC Security ID: 368736104 Meeting Date: JUN 13, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Bowlin For For Management 1.2 Elect Director Aaron P. Jagdfeld For For Management 1.3 Elect Director Andrew G. Lampereur For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- GRAMERCY PROPERTY TRUST Ticker: GPT Security ID: 385002308 Meeting Date: AUG 09, 2018 Meeting Type: Special Record Date: JUN 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GRANITE CONSTRUCTION INCORPORATED Ticker: GVA Security ID: 387328107 Meeting Date: JUN 06, 2019 Meeting Type: Annual Record Date: APR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Claes G. Bjork For For Management 1b Elect Director Patricia D. Galloway For For Management 1c Elect Director Alan P. Krusi For Against Management 1d Elect Director Jeffrey J. Lyash For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GREAT LAKES DREDGE & DOCK CORP. Ticker: GLDD Security ID: 390607109 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Lawrence R. Dickerson For For Management 1B Elect Director Ronald R. Steger For For Management 1C Elect Director D. Michael Steuert For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- GULFPORT ENERGY CORPORATION Ticker: GPOR Security ID: 402635304 Meeting Date: JUN 06, 2019 Meeting Type: Annual Record Date: APR 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Wood For For Management 1.2 Elect Director Craig Groeschel For For Management 1.3 Elect Director David L. Houston For For Management 1.4 Elect Director C. Doug Johnson For For Management 1.5 Elect Director Ben T. Morris For For Management 1.6 Elect Director Scott E. Streller For For Management 1.7 Elect Director Paul D. Westerman For For Management 1.8 Elect Director Deborah G. Adams For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- HAYNES INTERNATIONAL, INC. Ticker: HAYN Security ID: 420877201 Meeting Date: FEB 27, 2019 Meeting Type: Annual Record Date: JAN 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Donald C. Campion For For Management 2 Elect Director John C. Corey For For Management 3 Elect Director Robert H. Getz For For Management 4 Elect Director Dawne S. Hickton For For Management 5 Elect Director Michael L. Shor For For Management 6 Elect Director William P. Wall For For Management 7 Ratify Deloitte & Touche LLP as For For Management Auditors 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEALTHCARE SERVICES GROUP, INC. Ticker: HCSG Security ID: 421906108 Meeting Date: MAY 28, 2019 Meeting Type: Annual Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Theodore Wahl For For Management 1.2 Elect Director John M. Briggs For For Management 1.3 Elect Director Robert L. Frome For For Management 1.4 Elect Director Robert J. Moss For For Management 1.5 Elect Director Dino D. Ottaviano For For Management 1.6 Elect Director Michael E. McBryan For For Management 1.7 Elect Director Diane S. Casey For For Management 1.8 Elect Director John J. McFadden For For Management 1.9 Elect Director Jude Visconto For For Management 1.10 Elect Director Daniela Castagnino For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HIBBETT SPORTS, INC. Ticker: HIBB Security ID: 428567101 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jane F. Aggers For For Management 1.2 Elect Director Karen S. Etzkorn For For Management 1.3 Elect Director Alton E. Yother For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HIGHPOINT RESOURCES CORP. Ticker: HPR Security ID: 43114K108 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark S. Berg For For Management 1.2 Elect Director Scott A. Gieselman For For Management 1.3 Elect Director Craig S. Glick For For Management 1.4 Elect Director Andrew C. Kidd For For Management 1.5 Elect Director Lori A. Lancaster For For Management 1.6 Elect Director Jim W. Mogg For For Management 1.7 Elect Director William F. Owens For Withhold Management 1.8 Elect Director Edmund P. Segner, III For For Management 1.9 Elect Director Michael R. Starzer For For Management 1.10 Elect Director Randy I. Stein For For Management 1.11 Elect Director Michael E. Wiley For For Management 1.12 Elect Director R. Scot Woodall For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HOMESTREET, INC. Ticker: HMST Security ID: 43785V102 Meeting Date: JUN 20, 2019 Meeting Type: Proxy Contest Record Date: MAY 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1.1 Elect Director Sandra A. Cavanaugh For Did Not Vote Management 1.2 Elect Director Mark K. Mason For Did Not Vote Management 1.3 Elect Director Donald R. Voss For Did Not Vote Management 2 Advisory Vote to Ratify Named For Did Not Vote Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For Did Not Vote Management 4 Adopt the Jurisdiction of For Did Not Vote Management Incorporation as the Exclusive Forum for Certain Disputes 5 Declassify the Board of Directors For Did Not Vote Management 6 Eliminate Supermajority Vote For Did Not Vote Management Requirement 7 Amend Bylaws Against Did Not Vote Shareholder 8 Require Independent Board Chairman Against Did Not Vote Shareholder # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Blue Proxy Card) None 1.1 Management Nominee Sandra A. Cavanaugh For For Shareholder 1.2 Management Nominee Mark K. Mason For For Shareholder 1.3 Elect Director Ronald K. Tanemura For For Shareholder 2 Advisory Vote to Ratify Named Against For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Adopt the Jurisdiction of Against Against Management Incorporation as the Exclusive Forum for Certain Disputes 5 Declassify the Board of Directors For For Management 6 Eliminate Supermajority Vote For For Management Requirement 7 Amend Bylaws For For Shareholder 8 Require Independent Board Chairman For For Shareholder -------------------------------------------------------------------------------- ICF INTERNATIONAL, INC. Ticker: ICFI Security ID: 44925C103 Meeting Date: MAY 30, 2019 Meeting Type: Annual Record Date: APR 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Srikant M. Datar For Withhold Management 1.2 Elect Director Peter M. Schulte For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- INDUSTRIAL LOGISTICS PROPERTIES TRUST Ticker: ILPT Security ID: 456237106 Meeting Date: JUN 03, 2019 Meeting Type: Annual Record Date: JAN 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lisa Harris Jones For Withhold Management 1.2 Elect Director John G. Murray For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Adopt Plurality Voting for Contested For For Management Election of Directors -------------------------------------------------------------------------------- INVESTORS REAL ESTATE TRUST Ticker: IRET Security ID: 461730103 Meeting Date: SEP 18, 2018 Meeting Type: Annual Record Date: JUL 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Jeffrey P. Caira For For Management 1B Elect Director Michael T. Dance For For Management 1C Elect Director Mark O. Decker, Jr. For For Management 1D Elect Director Emily Nagle Green For For Management 1E Elect Director Linda J. Hall For For Management 1F Elect Director Terrance P. Maxwell For For Management 1G Elect Director John A. Schissel For For Management 1H Elect Director Mary J. Twinem For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- INVESTORS REAL ESTATE TRUST Ticker: IRET Security ID: 461730509 Meeting Date: JUN 13, 2019 Meeting Type: Annual Record Date: APR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Jeffrey P. Caira For For Management 1B Elect Director Michael T. Dance For For Management 1C Elect Director Mark O. Decker, Jr. For For Management 1D Elect Director Emily Nagle Green For For Management 1E Elect Director Linda J. Hall For For Management 1F Elect Director Terrance P. Maxwell For For Management 1G Elect Director John A. Schissel For For Management 1H Elect Director Mary J. Twinem For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- KBR, INC. Ticker: KBR Security ID: 48242W106 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Mark E. Baldwin For For Management 1B Elect Director James R. Blackwell For For Management 1C Elect Director Stuart J. B. Bradie For For Management 1D Elect Director Lester L. Lyles For For Management 1E Elect Director Wendy M. Masiello For For Management 1F Elect Director Jack B. Moore For For Management 1G Elect Director Ann D. Pickard For For Management 1H Elect Director Umberto della Sala For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- KEARNY FINANCIAL CORP. Ticker: KRNY Security ID: 48716P108 Meeting Date: OCT 25, 2018 Meeting Type: Annual Record Date: AUG 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John N. Hopkins For For Management 1.2 Elect Director Craig L. Montanaro For For Management 1.3 Elect Director Leopold W. Montanaro For For Management 1.4 Elect Director Catherine A. Lawton For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KEMPER CORP. Ticker: KMPR Security ID: 488401100 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa A. Canida For For Management 1b Elect Director George N. Cochran For For Management 1c Elect Director Kathleen M. Cronin For For Management 1d Elect Director Lacy M. Johnson For For Management 1e Elect Director Robert J. Joyce For For Management 1f Elect Director Joseph P. Lacher, Jr. For For Management 1g Elect Director Christopher B. Sarofim For For Management 1h Elect Director David P. Storch For For Management 1i Elect Director Susan D. Whiting For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- KENNEDY-WILSON HOLDINGS, INC. Ticker: KW Security ID: 489398107 Meeting Date: JUN 13, 2019 Meeting Type: Annual Record Date: APR 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Trevor Bowen For For Management 1.2 Elect Director Cathy Hendrickson For For Management 1.3 Elect Director John R. Taylor For For Management 1.4 Elect Director Stanley R. Zax For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LADDER CAPITAL CORP Ticker: LADR Security ID: 505743104 Meeting Date: JUN 04, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan H. Fishman For Withhold Management 1.2 Elect Director Pamela McCormack For Withhold Management 1.3 Elect Director David Weiner For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- LGI HOMES, INC. Ticker: LGIH Security ID: 50187T106 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ryan Edone For For Management 1.2 Elect Director Duncan Gage For For Management 1.3 Elect Director Eric Lipar For For Management 1.4 Elect Director Laura Miller For For Management 1.5 Elect Director Bryan Sansbury For For Management 1.6 Elect Director Steven Smith For For Management 1.7 Elect Director Robert Vahradian For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LIBBEY, INC. Ticker: LBY Security ID: 529898108 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ginger M. Jones For For Management 1.2 Elect Director Eileen A. Mallesch For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- LIFEPOINT HEALTH, INC. Ticker: LPNT Security ID: 53219L109 Meeting Date: OCT 29, 2018 Meeting Type: Special Record Date: SEP 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- MAMMOTH ENERGY SERVICES, INC. Ticker: TUSK Security ID: 56155L108 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: APR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc McCarthy For Withhold Management 1.2 Elect Director Arty Straehla For Withhold Management 1.3 Elect Director Arthur Amron For Withhold Management 1.4 Elect Director Paul Heerwagen For Withhold Management 1.5 Elect Director James Palm For Withhold Management 1.6 Elect Director Matthew Ross For Withhold Management 1.7 Elect Director Arthur Smith For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- MATRIX SERVICE CO. Ticker: MTRX Security ID: 576853105 Meeting Date: OCT 30, 2018 Meeting Type: Annual Record Date: SEP 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martha Z. Carnes For For Management 1.2 Elect Director John D. Chandler For For Management 1.3 Elect Director John W. Gibson For For Management 1.4 Elect Director John R. Hewitt For For Management 1.5 Elect Director Liane K. Hinrichs For For Management 1.6 Elect Director James H. Miller For For Management 1.7 Elect Director Jim W. Mogg For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- MCDERMOTT INTERNATIONAL, INC. Ticker: MDR Security ID: 580037703 Meeting Date: SEP 26, 2018 Meeting Type: Annual Record Date: JUL 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Forbes I.J. Alexander For For Management 1.2 Elect Director Philippe Barril For For Management 1.3 Elect Director John F. Bookout, III For For Management 1.4 Elect Director David Dickson For For Management 1.5 Elect Director L. Richard Flury For For Management 1.6 Elect Director W. Craig Kissel For For Management 1.7 Elect Director Gary P. Luquette For For Management 1.8 Elect Director James H. Miller For For Management 1.9 Elect Director William H. Schumann, III For For Management 1.10 Elect Director Mary L. Shafer-Malicki For For Management 1.11 Elect Director Marsha C. Williams For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MCDERMOTT INTERNATIONAL, INC. Ticker: MDR Security ID: 580037703 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Forbes I. J. Alexander For For Management 1.2 Elect Director Philippe C. Barril For For Management 1.3 Elect Director John F. Bookout, III For For Management 1.4 Elect Director David Dickson For For Management 1.5 Elect Director L. Richard Flury For For Management 1.6 Elect Director W. Craig Kissel For For Management 1.7 Elect Director James H. Miller For For Management 1.8 Elect Director Gary P. Luquette For For Management 1.9 Elect Director William H. Schumann, III For For Management 1.10 Elect Director Mary L. Shafer-Malicki For For Management 1.11 Elect Director Marsha C. Williams For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MDC PARTNERS INC. Ticker: MDCA Security ID: 552697104 Meeting Date: JUN 04, 2019 Meeting Type: Annual Record Date: APR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark J. Penn For For Management 1.2 Elect Director Charlene Barshefsky For For Management 1.3 Elect Director Daniel S. Goldberg For For Management 1.4 Elect Director Bradley J. Gross For For Management 1.5 Elect Director Anne Marie O'Donovan For For Management 1.6 Elect Director Kristen M. O'Hara For For Management 1.7 Elect Director Desiree Rogers For For Management 1.8 Elect Director Irwin D. Simon For For Management 2 Approve BDO USA, LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MESA AIR GROUP, INC. Ticker: MESA Security ID: 590479135 Meeting Date: APR 09, 2019 Meeting Type: Annual Record Date: FEB 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan G. Ornstein For For Management 1.2 Elect Director G. Grant Lyon For Withhold Management 1.3 Elect Director Ellen N. Artist For For Management 1.4 Elect Director Mitchell I. Gordon For For Management 1.5 Elect Director Dana J. Lockhart For For Management 1.6 Elect Director Spyridon Skiados For Withhold Management 1.7 Elect Director Harvey W. Schiller For Withhold Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MGIC INVESTMENT CORP. Ticker: MTG Security ID: 552848103 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: MAR 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel A. Arrigoni For For Management 1.2 Elect Director Cassandra C. Carr For For Management 1.3 Elect Director C. Edward Chaplin For For Management 1.4 Elect Director Curt S. Culver For For Management 1.5 Elect Director Timothy A. Holt For For Management 1.6 Elect Director Kenneth M. Jastrow, II For For Management 1.7 Elect Director Jodeen A. Kozlak For For Management 1.8 Elect Director Michael E. Lehman For For Management 1.9 Elect Director Melissa B. Lora For For Management 1.10 Elect Director Gary A. Poliner For For Management 1.11 Elect Director Patrick Sinks For For Management 1.12 Elect Director Mark M. Zandi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- MGIC INVESTMENT CORPORATION Ticker: MTG Security ID: 552848103 Meeting Date: JUL 25, 2018 Meeting Type: Annual Record Date: JUN 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel A. Arrigoni For For Management 1.2 Elect Director Cassandra C. Carr For For Management 1.3 Elect Director C. Edward Chaplin For For Management 1.4 Elect Director Curt S. Culver For For Management 1.5 Elect Director Timothy A. Holt For For Management 1.6 Elect Director Kenneth M. Jastrow, II For For Management 1.7 Elect Director Michael E. Lehman For For Management 1.8 Elect Director Melissa B. Lora For For Management 1.9 Elect Director Gary A. Poliner For For Management 1.10 Elect Director Patrick Sinks For For Management 1.11 Elect Director Mark M. Zandi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend NOL Rights Plan (NOL Pill) For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MICROSTRATEGY INCORPORATED Ticker: MSTR Security ID: 594972408 Meeting Date: MAY 29, 2019 Meeting Type: Annual Record Date: APR 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Saylor For Withhold Management 1.2 Elect Director Stephen X. Graham For For Management 1.3 Elect Director Jarrod M. Patten For For Management 1.4 Elect Director Leslie J. Rechan For For Management 1.5 Elect Director Carl J. Rickertsen For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MONTAGE RESOURCES CORPORATION Ticker: MR Security ID: 61179L100 Meeting Date: JUN 14, 2019 Meeting Type: Annual Record Date: APR 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randall M. Albert For For Management 1.2 Elect Director Mark E. Burroughs, Jr. For Withhold Management 1.3 Elect Director Eugene I. Davis For Withhold Management 1.4 Elect Director Don Dimitrievich For For Management 1.5 Elect Director Michael C. Jennings For Withhold Management 1.6 Elect Director Richard D. Paterson For For Management 1.7 Elect Director D. Martin Phillips For For Management 1.8 Elect Director John K. Reinhart For For Management 1.9 Elect Director Douglas E. Swanson, Jr. For Withhold Management 1.10 Elect Director Robert L. Zorich For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NATIONAL BANK HOLDINGS CORPORATION Ticker: NBHC Security ID: 633707104 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph W. Clermont For For Management 1.2 Elect Director Robert E. Dean For For Management 1.3 Elect Director Fred J. Joseph For For Management 1.4 Elect Director G. Timothy Laney For For Management 1.5 Elect Director Micho F. Spring For For Management 1.6 Elect Director Burney S. Warren, III For For Management 1.7 Elect Director Art Zeile For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEOPHOTONICS CORPORATION Ticker: NPTN Security ID: 64051T100 Meeting Date: JUN 04, 2019 Meeting Type: Annual Record Date: APR 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ihab Tarazi For For Management 1.2 Elect Director Rajiv Ramaswami For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- NETSCOUT SYSTEMS, INC. Ticker: NTCT Security ID: 64115T104 Meeting Date: SEP 12, 2018 Meeting Type: Annual Record Date: JUL 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alfred Grasso For For Management 1.2 Elect Director Vincent J. Mullarkey For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEXPOINT RESIDENTIAL TRUST, INC. Ticker: NXRT Security ID: 65341D102 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: APR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James D. Dondero For Withhold Management 1b Elect Director Brian Mitts For For Management 1c Elect Director Edward Constantino For For Management 1d Elect Director Scott Kavanaugh For Withhold Management 1e Elect Director Arthur Laffer For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- NN, INC. Ticker: NNBR Security ID: 629337106 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David K. Floyd For For Management 1.2 Elect Director Janice E. Stipp For For Management 2 Declassify the Board of Directors For For Management 3 Increase Authorized Common Stock For Against Management 4 Approve Omnibus Stock Plan For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NORTHWESTERN CORP. Ticker: NWE Security ID: 668074305 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: FEB 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen P. Adik For For Management 1.2 Elect Director Anthony T. Clark For For Management 1.3 Elect Director Dana J. Dykhouse For For Management 1.4 Elect Director Jan R. Horsfall For For Management 1.5 Elect Director Britt E. Ide For For Management 1.6 Elect Director Julia L. Johnson For Withhold Management 1.7 Elect Director Linda G. Sullivan For For Management 1.8 Elect Director Robert C. Rowe For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Other Business For Against Management -------------------------------------------------------------------------------- OOMA, INC. Ticker: OOMA Security ID: 683416101 Meeting Date: JUN 10, 2019 Meeting Type: Annual Record Date: APR 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter J. Goettner For Withhold Management 1.2 Elect Director Eric B. Stang For Withhold Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- ORIGIN BANCORP, INC. Ticker: OBNK Security ID: 68621T102 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: MAR 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Snellings, IV For For Management 1.2 Elect Director Elizabeth Solender For Against Management 1.3 Elect Director Richard Gallot, Jr. For For Management 2 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- ORION GROUP HOLDINGS INC. Ticker: ORN Security ID: 68628V308 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Austin J. Shanfelter For For Management 1b Elect Director Mary E. Sullivan For For Management 1c Elect Director Michael J. Caliel For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- P.H. GLATFELTER COMPANY Ticker: GLT Security ID: 377316104 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Brown For For Management 1.2 Elect Director Kathleen A. Dahlberg For For Management 1.3 Elect Director Nicholas DeBenedictis For Withhold Management 1.4 Elect Director Kevin M. Fogarty For For Management 1.5 Elect Director J. Robert Hall For For Management 1.6 Elect Director Ronald J. Naples For For Management 1.7 Elect Director Dante C. Parrini For For Management 1.8 Elect Director Lee C. Stewart For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PEAPACK-GLADSTONE FINANCIAL CORP. Ticker: PGC Security ID: 704699107 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: MAR 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carmen M. Bowser For For Management 1.2 Elect Director Susan A. Cole For For Management 1.3 Elect Director Anthony J. Consi, II For For Management 1.4 Elect Director Richard Daingerfield For For Management 1.5 Elect Director Edward A. Gramigna, Jr. For For Management 1.6 Elect Director Peter D. Horst For For Management 1.7 Elect Director Steven A. Kass For For Management 1.8 Elect Director Douglas L. Kennedy For For Management 1.9 Elect Director Patrick J. Mullen For For Management 1.10 Elect Director F. Duffield Meyercord For For Management 1.11 Elect Director Philip W. Smith, III For For Management 1.12 Elect Director Tony Spinelli For For Management 1.13 Elect Director Beth Welsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditor For For Management -------------------------------------------------------------------------------- PETIQ, INC. Ticker: PETQ Security ID: 71639T106 Meeting Date: MAY 29, 2019 Meeting Type: Annual Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark First For Withhold Management 1.2 Elect Director Larry Bird For Withhold Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PGT INNOVATIONS, INC. Ticker: PGTI Security ID: 69336V101 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: APR 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alexander R. Castaldi For For Management 1.2 Elect Director William J. Morgan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Approve Omnibus Stock Plan For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- PIEDMONT OFFICE REALTY TRUST, INC. Ticker: PDM Security ID: 720190206 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank C. McDowell For For Management 1.2 Elect Director Kelly H. Barrett For For Management 1.3 Elect Director Wesley E. Cantrell For For Management 1.4 Elect Director Barbara B. Lang For For Management 1.5 Elect Director Donald A. Miller For For Management 1.6 Elect Director C. Brent Smith For For Management 1.7 Elect Director Jeffrey L. Swope For For Management 1.8 Elect Director Dale H. Taysom For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PITNEY BOWES, INC. Ticker: PBI Security ID: 724479100 Meeting Date: MAY 06, 2019 Meeting Type: Annual Record Date: MAR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anne M. Busquet For Against Management 1b Elect Director Robert M. 'Bob' For Against Management Dutkowsky 1c Elect Director Roger Fradin For Against Management 1d Elect Director Anne Sutherland Fuchs For For Management 1e Elect Director Mary J. Steele Guilfoile For Against Management 1f Elect Director S. Douglas Hutcheson For For Management 1g Elect Director Marc B. Lautenbach For For Management 1h Elect Director Michael I. Roth For For Management 1i Elect Director Linda S. Sanford For For Management 1j Elect Director David L. Shedlarz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PLANTRONICS, INC. Ticker: PLT Security ID: 727493108 Meeting Date: JUN 28, 2019 Meeting Type: Annual Record Date: MAY 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert Hagerty For For Management 1b Elect Director Marv Tseu For For Management 1c Elect Director Joe Burton For For Management 1d Elect Director Frank Baker For For Management 1e Elect Director Kathy Crusco For For Management 1f Elect Director Brian Dexheimer For For Management 1g Elect Director Gregg Hammann For For Management 1h Elect Director John Hart For For Management 1i Elect Director Guido Jouret For Against Management 1j Elect Director Marshall Mohr For For Management 1k Elect Director Daniel Moloney For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Amend Omnibus Stock Plan For Against Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- POPULAR, INC. Ticker: BPOP Security ID: 733174700 Meeting Date: MAY 07, 2019 Meeting Type: Annual Record Date: MAR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joaquin E. Bacardi, III For For Management 1b Elect Director Robert Carrady For For Management 1c Elect Director John W. Diercksen For For Management 1d Elect Director Myrna M. Soto For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PORTLAND GENERAL ELECTRIC CO. Ticker: POR Security ID: 736508847 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: FEB 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Ballantine For For Management 1b Elect Director Rodney L. Brown, Jr. For For Management 1c Elect Director Jack E. Davis For For Management 1d Elect Director Kirby A. Dyess For For Management 1e Elect Director Mark B. Ganz For For Management 1f Elect Director Kathryn J. Jackson For For Management 1g Elect Director Michael H. Millegan For For Management 1h Elect Director Neil J. Nelson For For Management 1i Elect Director M. Lee Pelton For For Management 1j Elect Director Maria M. Pope For For Management 1k Elect Director Charles W. Shivery For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SCHWEITZER-MAUDUIT INTERNATIONAL, INC. Ticker: SWM Security ID: 808541106 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Deborah Borg For For Management 1.2 Elect Director Jeffrey Kramer For For Management 1.3 Elect Director Anderson D. Warlick For For Management 1.4 Elect Director K.C. Caldabaugh For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SCORPIO TANKERS INC. Ticker: STNG Security ID: Y7542C130 Meeting Date: JUN 04, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cameron Mackey For For Management 1.2 Elect Director Alexandre Albertini For For Management 1.3 Elect Director Marianne Okland For For Management 2 Ratify PricewaterhouseCoopers Audit as For For Management Auditors -------------------------------------------------------------------------------- SCORPIO TANKERS, INC. Ticker: STNG Security ID: Y7542C106 Meeting Date: JAN 15, 2019 Meeting Type: Special Record Date: NOV 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management 2 Reduce Authorized Common Stock For For Management -------------------------------------------------------------------------------- SMART GLOBAL HOLDINGS, INC. Ticker: SGH Security ID: G8232Y101 Meeting Date: JAN 29, 2019 Meeting Type: Annual Record Date: NOV 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Randy Furr For For Management 1b Elect Director Ajay Shah For Against Management 1c Elect Director Jason White For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- SOLARIS OILFIELD INFRASTRUCTURE, INC. Ticker: SOI Security ID: 83418M103 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Howard Keenan, Jr. For Withhold Management 1.2 Elect Director Ray N. Walker, Jr. For For Management 1.3 Elect Director Cynthia M. Durrett For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- SOUTH JERSEY INDUSTRIES, INC. Ticker: SJI Security ID: 838518108 Meeting Date: APR 26, 2019 Meeting Type: Annual Record Date: FEB 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sarah M. Barpoulis For For Management 1b Elect Director Thomas A. Bracken For For Management 1c Elect Director Keith S. Campbell For For Management 1d Elect Director Victor A. Fortkiewicz For For Management 1e Elect Director Sheila Hartnett-Devlin For For Management 1f Elect Director Walter M. Higgins, III For For Management 1g Elect Director Sunita Holzer For For Management 1h Elect Director Michael J. Renna For For Management 1i Elect Director Joseph M. Rigby For For Management 1j Elect Director Frank L. Sims For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SPIRIT AIRLINES, INC. Ticker: SAVE Security ID: 848577102 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAR 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carlton D. Donaway For For Management 1.2 Elect Director H. McIntyre Gardner For For Management 1.3 Elect Director Myrna M. Soto For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STATE BANK FINANCIAL CORP. Ticker: STBZ Security ID: 856190103 Meeting Date: SEP 18, 2018 Meeting Type: Special Record Date: JUL 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- STEALTHGAS, INC. Ticker: GASS Security ID: Y81669106 Meeting Date: SEP 13, 2018 Meeting Type: Annual Record Date: AUG 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harry N. Vafias For For Management 1.2 Elect Director Markos Drakos For For Management 2 Ratify Deloitte Certified Public For For Management Accountants S.A. as Auditors -------------------------------------------------------------------------------- SUPERIOR ENERGY SERVICES, INC. Ticker: SPN Security ID: 868157108 Meeting Date: JUN 06, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David D. Dunlap For For Management 1.2 Elect Director James M. Funk For For Management 1.3 Elect Director Terence E. Hall For For Management 1.4 Elect Director Peter D. Kinnear For For Management 1.5 Elect Director Janiece M. Longoria For For Management 1.6 Elect Director Michael M. McShane For Withhold Management 1.7 Elect Director W. Matt Ralls For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- SUPERVALU INC. Ticker: SVU Security ID: 868536301 Meeting Date: AUG 16, 2018 Meeting Type: Annual Record Date: JUN 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald R. Chappel For For Management 1.2 Elect Director Irwin S. Cohen For For Management 1.3 Elect Director Philip L. Francis For For Management 1.4 Elect Director Mark Gross For For Management 1.5 Elect Director Eric G. Johnson For For Management 1.6 Elect Director Mathew M. Pendo For For Management 1.7 Elect Director Francesca Ruiz de For For Management Luzuriaga 1.8 Elect Director Frank A. Savage For For Management 1.9 Elect Director Mary A. Winston For Withhold Management 2 Approve Reorganization Plan For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TEAM, INC. Ticker: TISI Security ID: 878155100 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sylvia J. Kerrigan For For Management 1.2 Elect Director Emmett J. Lescroart For For Management 1.3 Elect Director Craig L. Martin For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TETRA TECHNOLOGIES, INC. Ticker: TTI Security ID: 88162F105 Meeting Date: MAY 03, 2019 Meeting Type: Annual Record Date: MAR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark E. Baldwin For For Management 1.2 Elect Director Thomas R. Bates, Jr. For Withhold Management 1.3 Elect Director Stuart M. Brightman For For Management 1.4 Elect Director Paul D. Coombs For For Management 1.5 Elect Director John F. Glick For For Management 1.6 Elect Director Gina A. Luna For For Management 1.7 Elect Director Brady M. Murphy For For Management 1.8 Elect Director William D. Sullivan For For Management 1.9 Elect Director Joseph C. Winkler, III For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE GEO GROUP, INC. Ticker: GEO Security ID: 36162J106 Meeting Date: MAY 07, 2019 Meeting Type: Annual Record Date: FEB 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne N. Foreman For For Management 1.2 Elect Director Richard H. Glanton For For Management 1.3 Elect Director Scott M. Kernan For For Management 1.4 Elect Director Guido Van Hauwermeiren For For Management 1.5 Elect Director Christopher C. Wheeler For For Management 1.6 Elect Director Julie Myers Wood For For Management 1.7 Elect Director George C. Zoley For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Human Rights Policy For For Shareholder Implementation -------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. Ticker: THG Security ID: 410867105 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director P. Kevin Condron For For Management 1.2 Elect Director Michael D. Price For For Management 1.3 Elect Director Joseph R. Ramrath For For Management 1.4 Elect Director John C. Roche For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- TILE SHOP HOLDINGS, INC. Ticker: TTS Security ID: 88677Q109 Meeting Date: JUL 10, 2018 Meeting Type: Annual Record Date: MAY 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher T. Cook For For Management 1.2 Elect Director Robert A. Rucker For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TOWER INTERNATIONAL, INC. (MICHIGAN) Ticker: TOWR Security ID: 891826109 Meeting Date: APR 18, 2019 Meeting Type: Annual Record Date: MAR 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Dev Kapadia For For Management 1B Elect Director Mark Malcolm For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- TRI POINTE GROUP, INC. Ticker: TPH Security ID: 87265H109 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas F. Bauer For For Management 1.2 Elect Director Lawrence B. Burrows For For Management 1.3 Elect Director Daniel S. Fulton For For Management 1.4 Elect Director Steven J. Gilbert For Against Management 1.5 Elect Director Vicki D. McWilliams For For Management 1.6 Elect Director Constance B. Moore For For Management 1.7 Elect Director Thomas B. Rogers For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TUTOR PERINI CORPORATION Ticker: TPC Security ID: 901109108 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald N. Tutor For Withhold Management 1.2 Elect Director Peter Arkley For Withhold Management 1.3 Elect Director Sidney J. Feltenstein For Withhold Management 1.4 Elect Director James A. Frost For Withhold Management 1.5 Elect Director Michael F. Horodniceanu For Withhold Management 1.6 Elect Director Michael R. Klein For Withhold Management 1.7 Elect Director Robert C. Lieber For Withhold Management 1.8 Elect Director Dennis D. Oklak For Withhold Management 1.9 Elect Director Raymond R. Oneglia For Withhold Management 1.10 Elect Director Dale Anne Reiss For Withhold Management 1.11 Elect Director Dickran M. Tevrizian, For Withhold Management Jr. 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- UMH PROPERTIES, INC. Ticker: UMH Security ID: 903002103 Meeting Date: JUN 13, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Landy For For Management 1.2 Elect Director William E. Mitchell For For Management 1.3 Elect Director Stephen B. Wolgin For Withhold Management 2 Ratify PKF O'Connor Davies, LLP as For For Management Auditors -------------------------------------------------------------------------------- UNITED COMMUNITY BANKS, INC. Ticker: UCBI Security ID: 90984P303 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert H. Blalock For For Management 1.2 Elect Director L. Cathy Cox For For Management 1.3 Elect Director Kenneth L. Daniels For For Management 1.4 Elect Director Lance F. Drummond For For Management 1.5 Elect Director H. Lynn Harton For For Management 1.6 Elect Director Jennifer K. Mann For For Management 1.7 Elect Director Thomas A. Richlovsky For For Management 1.8 Elect Director David C. Shaver For For Management 1.9 Elect Director Tim R. Wallis For For Management 1.10 Elect Director David H. Wilkins For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- YRC WORLDWIDE INC. Ticker: YRCW Security ID: 984249607 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: APR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond J. Bromark For For Management 1.2 Elect Director Matthew A. Doheny For For Management 1.3 Elect Director Robert L. Friedman For For Management 1.4 Elect Director Darren D. Hawkins For For Management 1.5 Elect Director James E. Hoffman For For Management 1.6 Elect Director Patricia M. Nazemetz For For Management 1.7 Elect Director James F. Winestock For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management ========== END NPX REPORT
Campbell & Company Investment Advisor, LLC
Campbell Advantage Fund
The Campbell Advantage Fund did not vote any proxies from May 31, 2019, the Fund’s inception date, through the period ended June 30, 2019.
Campbell Dynamic Trend Fund
The Campbell Dynamic Trend Fund did not vote any proxies during the one year period ended June 30, 2019.
Matson Money, Inc.
Free Market Funds
Free Market Fixed Income Funddid not vote any proxies during the one year period ended June 30, 2019.
Free Market International Equity Fund did not vote any proxies during the one year period ended June 30, 2019.
Free Market U.S. Equity Fund did not vote any proxies during the one year period ended June 30, 2019.
Matson Money VI Portfolios
Matson Money Fixed Income VI Portfoliodid not vote any proxies during the one year period ended June 30, 2019.
Matson Money International Equity VI Portfoliodid not vote any proxies during the one year period ended June 30, 2019.
Matson Money U.S. Equity VI Portfoliodid not vote any proxies during the one year period ended June 30, 2019.
Motley Fool Asset Management, LLC
MFAM Emerging Markets Fund -------------------------------------------------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Agenda Number: 934878553 -------------------------------------------------------------------------------------------------------------------------- Security: 01609W102 Meeting Type: Annual Ticker: BABA Meeting Date: 31-Oct-2018 ISIN: US01609W1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve for a three year term: Mgmt For For JOSEPH C. TSAI 1b. Election of Director to serve for a three year term: Mgmt For For J. MICHAEL EVANS 1c. Election of Director to serve for a three year term: Mgmt For For ERIC XIANDONG JING 1d. Election of Director to serve for a three year term: Mgmt For For BORJE E. EKHOLM 2. Ratify the appointment of PricewaterhouseCoopers as Mgmt For For the independent registered public accounting firm of the Company. -------------------------------------------------------------------------------------------------------------------------- BANCO LATINOAMERICANO DE COMERCIO EXT. Agenda Number: 934947738 -------------------------------------------------------------------------------------------------------------------------- Security: P16994132 Meeting Type: Annual Ticker: BLX Meeting Date: 17-Apr-2019 ISIN: PAP169941328 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the Bank's audited consolidated financial Mgmt For For statements for the fiscal year ended December 31, 2018. 2. To ratify the appointment of KPMG as the Bank's Mgmt For For independent registered public accounting firm for the fiscal year ending December 31, 2019. 3a. Election of Class E Director: Ricardo Manuel Arango Mgmt Abstain Against 3b. Election of Class E Director: Herminio A. Blanco Mgmt Abstain Against 3c. Election of Class E Director: Roland Holst Mgmt Abstain Against 4. To approve, on an advisory basis, the compensation of Mgmt For For the Bank's executive officers. -------------------------------------------------------------------------------------------------------------------------- CREDICORP LTD. Agenda Number: 934938715 -------------------------------------------------------------------------------------------------------------------------- Security: G2519Y108 Meeting Type: Annual Ticker: BAP Meeting Date: 29-Mar-2019 ISIN: BMG2519Y1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To consider and approve the audited consolidated Mgmt For For financial statements of the Company and its subsidiaries for the fiscal year ended December 31, 2018, including the report of the external independent auditors of the Company thereon. (See Appendix 1) 2. To appoint the external independent auditors of the Mgmt For For Company to perform such external services for the fiscal year ending December 31, 2019 and to determine the fees for such audit services. (See Appendix 2) 3. Remuneration of the Board of Directors. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL PACIFICO SA Agenda Number: 934965320 -------------------------------------------------------------------------------------------------------------------------- Security: 400506101 Meeting Type: Annual Ticker: PAC Meeting Date: 23-Apr-2019 ISIN: US4005061019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 In compliance with Article 28, Section IV of the Mgmt For Mexican Securities Market Law, the following will be presented and, if applicable, submitted for approval: 1a. The Chief Executive Officer's report regarding the results of operations for the fiscal year ended December 31, 2018, in accordance with Article 44, Section XI of the Mexican Securities Market Law and Article 172 of the Mexican General Corporations Law, together with the external auditor's report, ...(due to space limits, see proxy material for full proposal). 2 As a result of the reports in item I above, Mgmt For ratification of the actions by our board of directors and officers and release from further obligations in the fulfillment of their duties. 3 Presentation, discussion and submission for approval Mgmt For of the Company's financial statements on an unconsolidated basis in accordance with MFRS for purposes of calculating legal reserves, net income, fiscal effects related to dividend payments and capital reduction, as applicable, and approval of the financial statements of the Company and its subsidiaries on a consolidated basis in accordance with IFRS for their publication to financial markets, with respect to operations ..(Due to space limits, see proxy material for full proposal). 4 Proposal to approve from the Company's net income for Mgmt For the fiscal year ended December 31, 2018, reported in its unconsolidated financial statements in accordance with MFRS presented in agenda item III above, which was Ps. 4,936,818,189.00 (FOUR BILLION, NINE HUNDRED AND THIRTY SIX MILLION, EIGHT HUNDRED AND EIGHTEEN THOUSAND, AND ONE HUNDRED AND EIGHTY-NINE PESOS 00/100 M.N., the allocation of 5% FIVE PERCENT) of this amount, or Ps. 246,840,909.00 ..(Due to space limits, see proxy material for full proposal). 5 Presentation, discussion, and submission for approval Mgmt For of the allocation from the account for net income pending allocation, of an amount equal to Ps. 4,737,835,452.00 (FOUR BILLION, SEVEN HUNDRED AND THIRTY-SEVEN MILLION, EIGHT HUNDRED THIRTY-FIVE THOUSAND, AND FOUR HUNDRED AND FIFTY-TWO PESOS 00/100 M.N.), for declaring a dividend equal to Ps. 8.42 (EIGHT PESOS AND FORTY TWO CENTS) per share, to be distributed to each share outstanding as of the payment date, excluding any shares ..(Due to space limits, see proxy material for full proposal). 6 Cancellation of any amounts outstanding under the Mgmt For share repurchase program approved at the Annual General Ordinary Shareholders' Meeting that took place on April 25, 2018 for Ps. 1,250,000,000.00 (ONE BILLION, TWO HUNDRED AND FIFTY MILLION PESOS 00/100 M.N.) and approval of Ps. 1,550,000,000.00 (ONE BILLION, FIVE HUNDRED AND FIFTY MILLION PESOS 00/100 M.N.) as the maximum amount to be allocated toward the repurchase of the Company's shares or credit instruments that represent such ..(Due to space limits, see proxy material for full proposal). 9 Ratification and/or designation of the persons that Mgmt For will serve as members of the Company's board of directors, as designated by the Series B shareholders. 10 Ratification and/or designation of the Chairman of the Mgmt For Company's board of directors, in accordance with Article 16 of the Company's by-laws. 11 Ratification of the compensation paid to the members Mgmt For of the Company's board of directors during the 2018 fiscal year and determination of the compensation to be paid in 2019. 12 Ratification and/or designation of the member of our Mgmt For board of directors designated by the Series B shareholders to serve as a member of the Company's Nominations and Compensation Committee, in accordance with Article 28 of the Company's bylaws. 13 Ratification and/or designation of the President of Mgmt For the Audit and Corporate Practices Committee. 15 Appointment and designation of special delegates to Mgmt For present to a notary public the resolutions adopted at this meeting for formalization. Adoption of the resolutions deemed necessary or convenient in order to fulfill the decisions adopted in relation to the preceding agenda items. E1 Proposal to reduce the Company's shareholders' equity Mgmt For by a total amount of Ps. 1,592,493,907.41 (ONE BILLION, FIVE HUNDRED AND NINETY-TWO MILLION, FOUR HUNDRED AND NINETY-THREE THOUSAND, NINE HUNDRED AND SEVEN PESOS 41/100 M.N.) and, consequently, pay Ps. 3.01 (THREE PESOS AND ONE CENTS) per outstanding share, and if approved, amend Article 6 of the Company's by-laws. E2 Appointment and designation of special delegates to Mgmt For present to a notary public the resolutions adopted at this meeting for formalization. Adoption of the resolutions deemed necessary or convenient in order to fulfill the decisions adopted in relation to the preceding agenda points. -------------------------------------------------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL SURESTE SA DE CV Agenda Number: 934967730 -------------------------------------------------------------------------------------------------------------------------- Security: 40051E202 Meeting Type: Annual Ticker: ASR Meeting Date: 24-Apr-2019 ISIN: US40051E2028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a Approval of the Report of the Chief Executive Officer, Mgmt For in ...(due to space limits, see proxy material for full proposal). 1b approval of the Report of the Board of Directors in Mgmt For accordance ...(due to space limits, see proxy material for full proposal). 1c Approval of the Report of the activities and Mgmt For operations in ...(due to space limits, see proxy material for full proposal). 1d Approval of the Individual and consolidated financial Mgmt For ...(due to space limits, see proxy material for full proposal). 1e Approval of the Annual report on the activities Mgmt For carried out by ...(due to space limits, see proxy material for full proposal). 1f Approval of the Report on compliance with the tax Mgmt For obligations ...(due to space limits, see proxy material for full proposal). 2a Proposal for increase of the legal reserve by Ps. Mgmt For 261,103,992.46 2b Proposal by the Board of Directors to pay an ordinary Mgmt For net ...(due to space limits, see proxy material for full proposal). 2c Proposal and, if applicable, approval of the amount of Mgmt For Ps. ...(due to space limits, see proxy material for full proposal). 3a Administration by the Board of Directors and the Chief Mgmt For Executive Officer for the fiscal year of 2018. 3ba Appointment or ratification, as applicable, of the Mgmt For persons who ...(due to space limits, see proxy material for full proposal). 3bb Appointment or ratification, as applicable, of the Mgmt For persons who ...(due to space limits, see proxy material for full proposal). 3bc Appointment or ratification, as applicable, of the Mgmt For persons who ...(due to space limits, see proxy material for full proposal). 3bd Appointment or ratification, as applicable, of the Mgmt For persons who ...(due to space limits, see proxy material for full proposal). 3be Appointment or ratification, as applicable, of the Mgmt For persons who ...(due to space limits, see proxy material for full proposal). 3bf Appointment or ratification, as applicable, of the Mgmt For persons who ...(due to space limits, see proxy material for full proposal). 3bg Appointment or ratification, as applicable, of the Mgmt For persons who ...(due to space limits, see proxy material for full proposal). 3bh Appointment or ratification, as applicable, of the Mgmt For persons who ...(due to space limits, see proxy material for full proposal). 3bi Appointment or ratification, as applicable, of the Mgmt For persons who ...(due to space limits, see proxy material for full proposal). 3bj Appointment or ratification, as applicable, of the Mgmt For persons who ...(due to space limits, see proxy material for full proposal). 3bk Appointment or ratification, as applicable, of the Mgmt For persons who ...(due to space limits, see proxy material for full proposal). 3ca Appointment or ratification, as applicable, of the Mgmt For Chairperson of the Audit Committee: Ricardo Guajardo Touch? 3da Appointment or ratification, as applicable, of the Mgmt For persons who ...(due to space limits, see proxy material for full proposal). 3db Appointment or ratification, as applicable, of the Mgmt For persons who ...(due to space limits, see proxy material for full proposal). 3dc Appointment or ratification, as applicable, of the Mgmt For persons who ...(due to space limits, see proxy material for full proposal). 3ea Determination of corresponding compensations: ...(due Mgmt For to space limits, see proxy material for full proposal). 3eb Determination of corresponding compensations: ...(due Mgmt For to space limits, see proxy material for full proposal). 3ec Determination of corresponding compensations: ...(due Mgmt For to space limits, see proxy material for full proposal). 3ed Determination of corresponding compensations: ...(due Mgmt For to space limits, see proxy material for full proposal). 3ee Determination of corresponding compensations: ...(due Mgmt For to space limits, see proxy material for full proposal). 4a Appointment of delegates in order to enact the Mgmt For resolutions ...(due to space limits, see proxy material for full proposal). 4b Appointment of delegates in order to enact the Mgmt For resolutions ...(due to space limits, see proxy material for full proposal). 4c Appointment of delegates in order to enact the Mgmt For resolutions ...(due to space limits, see proxy material for full proposal). -------------------------------------------------------------------------------------------------------------------------- MERCADOLIBRE, INC. Agenda Number: 935010633 -------------------------------------------------------------------------------------------------------------------------- Security: 58733R102 Meeting Type: Annual Ticker: MELI Meeting Date: 10-Jun-2019 ISIN: US58733R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Emiliano Calemzuk Mgmt For For Marcos Galperin Mgmt For For Roberto Balls Sallouti Mgmt For For 2. To approve, on an advisory basis, the compensation of Mgmt For For our named executive officers. 3. Adoption of the Amended and Restated 2009 Equity Mgmt For For Compensation Plan. 4. Ratification of the appointment of Deloitte & Co. S.A. Mgmt For For as our independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935024163 -------------------------------------------------------------------------------------------------------------------------- Security: 874039100 Meeting Type: Annual Ticker: TSM Meeting Date: 05-Jun-2019 ISIN: US8740391003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) To accept 2018 Business Report and Financial Mgmt For For Statements 2) To approve the proposal for distribution of 2018 Mgmt For For earnings 3) To revise the Articles of Incorporation Mgmt For For 4) To revise the following TSMC policies: (i) Procedures Mgmt For For for Acquisition or Disposal of Assets; (ii) Procedures for Financial Derivatives Transactions 5) DIRECTOR Moshe N. Gavrielov Mgmt For For -------------------------------------------------------------------------------------------------------------------------- YUM CHINA HOLDINGS, INC. Agenda Number: 934963819 -------------------------------------------------------------------------------------------------------------------------- Security: 98850P109 Meeting Type: Annual Ticker: YUMC Meeting Date: 10-May-2019 ISIN: US98850P1093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Fred Hu Mgmt For For 1b. Election of Director: Joey Wat Mgmt For For 1c. Election of Director: Muktesh "Micky" Pant Mgmt For For 1d. Election of Director: Peter A. Bassi Mgmt For For 1e. Election of Director: Christian L. Campbell Mgmt For For 1f. Election of Director: Ed Yiu-Cheong Chan Mgmt For For 1g. Election of Director: Edouard Ettedgui Mgmt For For 1h. Election of Director: Cyril Han Mgmt For For 1i. Election of Director: Louis T. Hsieh Mgmt For For 1j. Election of Director: Ruby Lu Mgmt For For 1k. Election of Director: Zili Shao Mgmt For For 1l. Election of Director: William Wang Mgmt For For 2. Ratification of Independent Auditor Mgmt For For 3. Advisory Vote to Approve Executive Compensation Mgmt For For MFAM Global Opportunities Fund -------------------------------------------------------------------------------------------------------------------------- ALIGN TECHNOLOGY, INC. Agenda Number: 934960370 -------------------------------------------------------------------------------------------------------------------------- Security: 016255101 Meeting Type: Annual Ticker: ALGN Meeting Date: 15-May-2019 ISIN: US0162551016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Kevin J. Dallas Mgmt For For 1b. Election of Director: Joseph M. Hogan Mgmt For For 1c. Election of Director: Joseph Lacob Mgmt For For 1d. Election of Director: C. Raymond Larkin, Jr. Mgmt For For 1e. Election of Director: George J. Morrow Mgmt For For 1f. Election of Director: Thomas M. Prescott Mgmt For For 1g. Election of Director: Andrea L. Saia Mgmt For For 1h. Election of Director: Greg J. Santora Mgmt For For 1i. Election of Director: Susan E. Siegel Mgmt For For 1j. Election of Director: Warren S. Thaler Mgmt For For 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTANTS: Proposal to ratify the appointment of PricewaterhouseCoopers LLP as Align Technology, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2019. 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. Agenda Number: 934985954 -------------------------------------------------------------------------------------------------------------------------- Security: 023135106 Meeting Type: Annual Ticker: AMZN Meeting Date: 22-May-2019 ISIN: US0231351067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jeffrey P. Bezos Mgmt For For 1b. Election of Director: Rosalind G. Brewer Mgmt For For 1c. Election of Director: Jamie S. Gorelick Mgmt For For 1d. Election of Director: Daniel P. Huttenlocher Mgmt For For 1e. Election of Director: Judith A. McGrath Mgmt For For 1f. Election of Director: Indra K. Nooyi Mgmt For For 1g. Election of Director: Jonathan J. Rubinstein Mgmt For For 1h. Election of Director: Thomas O. Ryder Mgmt For For 1i. Election of Director: Patricia Q. Stonesifer Mgmt For For 1j. Election of Director: Wendell P. Weeks Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS INDEPENDENT AUDITORS. 3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For 4. SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT ON Shr Against For MANAGEMENT OF FOOD WASTE. 5. SHAREHOLDER PROPOSAL REQUESTING A REDUCTION IN THE Shr Against For OWNERSHIP THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. 6. SHAREHOLDER PROPOSAL REQUESTING A BAN ON GOVERNMENT Shr Against For USE OF CERTAIN TECHNOLOGIES. 7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON THE IMPACT Shr Against For OF GOVERNMENT USE OF CERTAIN TECHNOLOGIES. 8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN Shr Against For PRODUCTS. 9. SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD Shr Against For CHAIR POLICY. 10. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN Shr Against For EMPLOYMENT POLICIES. 11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CLIMATE Shr Against For CHANGE TOPICS. 12. SHAREHOLDER PROPOSAL REQUESTING A BOARD IDEOLOGY Shr Against For DISCLOSURE POLICY. 13. SHAREHOLDER PROPOSAL REQUESTING CHANGES TO THE Shr Against For COMPANY'S GENDER PAY REPORTING. 14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For INTEGRATING CERTAIN METRICS INTO EXECUTIVE COMPENSATION. 15. SHAREHOLDER PROPOSAL REGARDING VOTE-COUNTING PRACTICES Shr Against For FOR SHAREHOLDER PROPOSALS. -------------------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION Agenda Number: 934978860 -------------------------------------------------------------------------------------------------------------------------- Security: 03027X100 Meeting Type: Annual Ticker: AMT Meeting Date: 21-May-2019 ISIN: US03027X1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Raymond P. Dolan Mgmt For For 1b. Election of Director: Robert D. Hormats Mgmt For For 1c. Election of Director: Gustavo Lara Cantu Mgmt For For 1d. Election of Director: Grace D. Lieblein Mgmt For For 1e. Election of Director: Craig Macnab Mgmt For For 1f. Election of Director: JoAnn A. Reed Mgmt For For 1g. Election of Director: Pamela D.A. Reeve Mgmt For For 1h. Election of Director: David E. Sharbutt Mgmt For For 1i. Election of Director: James D. Taiclet Mgmt For For 1j. Election of Director: Samme L. Thompson Mgmt For For 2. To ratify the selection of Deloitte & Touche LLP as Mgmt For For the Company's independent registered public accounting firm for 2019. 3. To approve, on an advisory basis, the Company's Mgmt For For executive compensation. 4. To adopt a policy requiring an independent Board Shr For Against Chairman. 5. To require periodic reports on political contributions Shr For Against and expenditures. -------------------------------------------------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA Agenda Number: 934967007 -------------------------------------------------------------------------------------------------------------------------- Security: 03524A108 Meeting Type: Annual Ticker: BUD Meeting Date: 24-Apr-2019 ISIN: US03524A1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1c Modification of the corporate purpose: Proposed Mgmt For For resolution: modifying article 4 of the bylaws of the Company as follows "Article 4. CORPORATE PURPOSE (Please see the attached supplement) 2 Change to article 23 of the bylaws: Proposed Mgmt Against Against resolution: modifying article 23 of the bylaws of the Company as follows "Article 23. CHAIRPERSON OF THE BOARD (Please see the attached supplement) 6 Approval of the statutory annual accounts Mgmt For For 7 Discharge to the directors Mgmt Against Against 8 Discharge to the statutory auditor Mgmt Against Against 9a Appointment of Director: acknowledging the resignation Mgmt For For of Mr. Olivier Goudet as independent director and, upon proposal from the Board of Directors, appointing Dr. Xiaozhi Liu as independent director, for a period of four years ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. 9b Appointment of Director: acknowledging the resignation Mgmt For For of Mr. St?fan Descheemaeker as director and, upon proposal from the Reference Shareholder, appointing Ms. Sabine Chalmers as director, for a period of four years ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. 9c Appointment of Director: acknowledging the resignation Mgmt For For of Mr. Carlos Sicupira as director and, upon proposal from the Reference Shareholder, appointing Ms. Cecilia Sicupira as director, for a period of four years ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. 9d Appointment of Director: acknowledging the resignation Mgmt For For of Mr. Alexandre Behring as director and, upon proposal from the Reference Shareholder, appointing Mr. Claudio Garcia as director, for a period of four years ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. 9e Appointment of Director: upon proposal from the Mgmt For For Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Martin J. Barrington, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2019. 9f Appointment of Director: upon proposal from the Mgmt For For Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. William F. Gifford, Jr., for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2019. 9g Appointment of Director: upon proposal from the Mgmt For For Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Alejandro Santo Domingo D?vila, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2019. 10 Appointment of statutory auditor and remuneration Mgmt For For 11a Remuneration: Remuneration policy and remuneration Mgmt For For report of the Company 11b Remuneration: Change to the fixed remuneration of the Mgmt Against Against directors 11c Remuneration: Restricted Stock Units for directors Mgmt Against Against 12 Filings Mgmt For For -------------------------------------------------------------------------------------------------------------------------- ATLASSIAN CORP PLC Agenda Number: 934890244 -------------------------------------------------------------------------------------------------------------------------- Security: G06242104 Meeting Type: Annual Ticker: TEAM Meeting Date: 04-Dec-2018 ISIN: GB00BZ09BD16 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To receive the Company's accounts and the reports of Mgmt For For the directors and the auditors for the year ended June 30, 2018 (the "Annual Report"). 2. To approve the Directors' Remuneration Report as set Mgmt For For forth in the Annual Report. 3. To reappoint Ernst & Young LLP as auditor of the Mgmt For For Company to hold office until the conclusion of the next annual general meeting. 4. To authorize the Audit Committee of the Board of Mgmt For For Directors to determine the remuneration of the auditor. 5. To re-elect Shona L. Brown as a director of the Mgmt For For Company. 6. To re-elect Michael Cannon-Brookes as a director of Mgmt For For the Company. 7. To re-elect Scott Farquhar as a director of the Mgmt For For Company. 8. To re-elect Heather Mirjahangir Fernandez as a Mgmt For For director of the Company. 9. To re-elect Sasan Goodarzi as a director of the Mgmt For For Company. 10. To re-elect Jay Parikh as a director of the Company. Mgmt For For 11. To re-elect Enrique Salem as a director of the Mgmt For For Company. 12. To re-elect Steven Sordello as a director of the Mgmt For For Company. 13. To re-elect Richard P. Wong as a director of the Mgmt For For Company. -------------------------------------------------------------------------------------------------------------------------- AXON ENTERPRISE, INC. Agenda Number: 934918903 -------------------------------------------------------------------------------------------------------------------------- Security: 05464C101 Meeting Type: Special Ticker: AAXN Meeting Date: 12-Feb-2019 ISIN: US05464C1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approve the Axon Enterprise, Inc. 2019 Stock Incentive Mgmt For For Plan. -------------------------------------------------------------------------------------------------------------------------- AXON ENTERPRISE, INC. Agenda Number: 934996337 -------------------------------------------------------------------------------------------------------------------------- Security: 05464C101 Meeting Type: Annual Ticker: AAXN Meeting Date: 31-May-2019 ISIN: US05464C1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael Garnreiter Mgmt For For Hadi Partovi Mgmt For For 2. Proposal No. 2 requests that shareholders vote to Mgmt For For approve, on an advisory basis, the compensation of the Company's named executive officers. 3. Proposal No. 3 requests the ratification on the Mgmt For For appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year 2019. 4. Proposal No. 4 requests that shareholders vote to Mgmt For For approve an amendment to the Company's Certificate of Incorporation to declassify the Board of Directors. 5. Proposal No. 5 is a shareholder proposal that the Shr For Board of Directors take necessary steps to remove the super-majority vote requirement to approve amendments to the Company's charter and bylaws, and to replace with a simple majority vote requirement. -------------------------------------------------------------------------------------------------------------------------- BANCO LATINOAMERICANO DE COMERCIO EXT. Agenda Number: 934947738 -------------------------------------------------------------------------------------------------------------------------- Security: P16994132 Meeting Type: Annual Ticker: BLX Meeting Date: 17-Apr-2019 ISIN: PAP169941328 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the Bank's audited consolidated financial Mgmt For For statements for the fiscal year ended December 31, 2018. 2. To ratify the appointment of KPMG as the Bank's Mgmt For For independent registered public accounting firm for the fiscal year ending December 31, 2019. 3a. Election of Class E Director: Ricardo Manuel Arango Mgmt Abstain Against 3b. Election of Class E Director: Herminio A. Blanco Mgmt Abstain Against 3c. Election of Class E Director: Roland Holst Mgmt Abstain Against 4. To approve, on an advisory basis, the compensation of Mgmt For For the Bank's executive officers. -------------------------------------------------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION Agenda Number: 934911466 -------------------------------------------------------------------------------------------------------------------------- Security: 22160K105 Meeting Type: Annual Ticker: COST Meeting Date: 24-Jan-2019 ISIN: US22160K1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Hamilton E. James Mgmt For For John W. Stanton Mgmt For For Mary A. Wilderotter Mgmt For For 2. Ratification of selection of independent auditors. Mgmt For For 3. Approval, on an advisory basis, of executive Mgmt For For compensation. 4. Approval of adoption of the 2019 Incentive Plan. Mgmt For For 5. Approval to amend Articles of Incorporation to Mgmt For For declassify the Board and provide for annual election of directors. 6. Approval to amend Articles of Incorporation to Mgmt For For eliminate supermajority vote requirement. 7. Shareholder proposal regarding prison labor. Shr Against For -------------------------------------------------------------------------------------------------------------------------- EQUINIX, INC. Agenda Number: 935002270 -------------------------------------------------------------------------------------------------------------------------- Security: 29444U700 Meeting Type: Annual Ticker: EQIX Meeting Date: 30-May-2019 ISIN: US29444U7000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Thomas Bartlett Mgmt For For Nanci Caldwell Mgmt For For Gary Hromadko Mgmt For For Scott Kriens Mgmt For For William Luby Mgmt For For Irving Lyons, III Mgmt For For Charles Meyers Mgmt For For Christopher Paisley Mgmt For For Peter Van Camp Mgmt For For 2. To approve, by a non-binding advisory vote, the Mgmt For For compensation of Equinix's named executive officers. 3. To approve the Equinix French Sub-plan under Equinix's Mgmt For For 2000 Equity Incentive Plan. 4. To ratify the appointment of PricewaterhouseCoopers Mgmt For For LLP as Equinix's independent registered public accounting firm for the fiscal year ending December 31, 2019. 5. Stockholder proposal related to political Shr Against For contributions. -------------------------------------------------------------------------------------------------------------------------- EVERBRIDGE, INC. Agenda Number: 934978694 -------------------------------------------------------------------------------------------------------------------------- Security: 29978A104 Meeting Type: Annual Ticker: EVBG Meeting Date: 17-May-2019 ISIN: US29978A1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Richard D'Amore Mgmt Withheld Against Bruns Grayson Mgmt Withheld Against 2. To ratify the selection by the Audit Committee of the Mgmt For For Board of Directors of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. 3. To approve, on an advisory basis, the compensation of Mgmt For For the Company's named executive officers as disclosed in the Proxy Statement. 4. To indicate, on an advisory basis, the preferred Mgmt 1 Year For frequency of stockholder advisory votes on the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- FASTENAL COMPANY Agenda Number: 934935606 -------------------------------------------------------------------------------------------------------------------------- Security: 311900104 Meeting Type: Annual Ticker: FAST Meeting Date: 23-Apr-2019 ISIN: US3119001044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Willard D. Oberton Mgmt For For 1b. Election of Director: Michael J. Ancius Mgmt For For 1c. Election of Director: Michael J. Dolan Mgmt For For 1d. Election of Director: Stephen L. Eastman Mgmt For For 1e. Election of Director: Daniel L. Florness Mgmt For For 1f. Election of Director: Rita J. Heise Mgmt For For 1g. Election of Director: Darren R. Jackson Mgmt For For 1h. Election of Director: Daniel L. Johnson Mgmt For For 1i. Election of Director: Scott A. Satterlee Mgmt For For 1j. Election of Director: Reyne K. Wisecup Mgmt For For 2. Ratification of the appointment of KPMG LLP as Mgmt For For independent registered public accounting firm for the 2019 fiscal year. 3. Approval, by non-binding vote, of executive Mgmt For For compensation. 4. A shareholder proposal related to diversity reporting. Shr Against For -------------------------------------------------------------------------------------------------------------------------- GRUBHUB INC. Agenda Number: 934978985 -------------------------------------------------------------------------------------------------------------------------- Security: 400110102 Meeting Type: Annual Ticker: GRUB Meeting Date: 21-May-2019 ISIN: US4001101025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David Fisher Mgmt For For David Habiger Mgmt For For Linda Johnson Rice Mgmt For For 2. Ratification of the appointment of Crowe LLP as Mgmt For For Grubhub Inc.'s independent registered accounting firm for the fiscal year ending December 31, 2019. 3. Advisory vote to approve named executive officer Mgmt For For compensation. 4. Approval of an Amendment to the Grubhub Inc. 2015 Mgmt For For Long-Term Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- IPG PHOTONICS CORPORATION Agenda Number: 934988304 -------------------------------------------------------------------------------------------------------------------------- Security: 44980X109 Meeting Type: Annual Ticker: IPGP Meeting Date: 30-May-2019 ISIN: US44980X1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Valentin P. Gapontsev, Ph.D. Mgmt For For 1b. Election of Director: Eugene A. Scherbakov, Ph.D. Mgmt For For 1c. Election of Director: Igor Samartsev Mgmt For For 1d. Election of Director: Michael C. Child Mgmt For For 1e. Election of Director: Gregory P. Dougherty Mgmt For For 1f. Election of Director: Henry E. Gauthier Mgmt For For 1g. Election of Director: Catherine P. Lego Mgmt For For 1h. Election of Director: Eric Meurice Mgmt For For 1i. Election of Director: John R. Peeler Mgmt For For 1j. Election of Director: Thomas J. Seifert Mgmt For For 2. Ratify Deloitte & Touche LLP as IPG's independent Mgmt For For registered public accounting firm for 2019 3. Approval of the IPG Photonics Corporation 2008 Mgmt For For Employee Stock Purchase Plan, as amended and restated -------------------------------------------------------------------------------------------------------------------------- JONES LANG LASALLE INCORPORATED Agenda Number: 934993367 -------------------------------------------------------------------------------------------------------------------------- Security: 48020Q107 Meeting Type: Annual Ticker: JLL Meeting Date: 29-May-2019 ISIN: US48020Q1076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Hugo Bagu? Mgmt For For 1b. Election of Director: Matthew Carter, Jr. Mgmt For For 1c. Election of Director: Samuel A. Di Piazza, Jr. Mgmt For For 1d. Election of Director: Sheila A. Penrose Mgmt For For 1e. Election of Director: Ming Lu Mgmt For For 1f. Election of Director: Bridget Macaskill Mgmt For For 1g. Election of Director: Martin H. Nesbitt Mgmt For For 1h. Election of Director: Jeetendra I. Patel Mgmt For For 1i. Election of Director: Ann Marie Petach Mgmt For For 1j. Election of Director: Christian Ulbrich Mgmt For For 2. Non-binding, advisory "say-on-pay" vote approving Mgmt For For executive compensation. 3. Approval of the 2019 Stock Award and Incentive Plan. Mgmt For For 4. Ratification of Appointment of Independent Registered Mgmt For For Public Accounting Firm. -------------------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED Agenda Number: 935017233 -------------------------------------------------------------------------------------------------------------------------- Security: 57636Q104 Meeting Type: Annual Ticker: MA Meeting Date: 25-Jun-2019 ISIN: US57636Q1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of director: Richard Haythornthwaite Mgmt For For 1b. Election of director: Ajay Banga Mgmt For For 1c. Election of director: David R. Carlucci Mgmt For For 1d. Election of director: Richard K. Davis Mgmt For For 1e. Election of director: Steven J. Freiberg Mgmt For For 1f. Election of director: Julius Genachowski Mgmt For For 1g. Election of director: Choon Phong Goh Mgmt For For 1h. Election of director: Merit E. Janow Mgmt For For 1i. Election of director: Oki Matsumoto Mgmt For For 1j. Election of director: Youngme Moon Mgmt For For 1k. Election of director: Rima Qureshi Mgmt For For 1l. Election of director: Jos? Octavio Reyes Lagunes Mgmt For For 1m. Election of director: Gabrielle Sulzberger Mgmt For For 1n. Election of director: Jackson Tai Mgmt For For 1o. Election of director: Lance Uggla Mgmt For For 2. Advisory approval of Mastercard's executive Mgmt For For compensation 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2019 4. Consideration of a stockholder proposal on gender pay Shr Against For gap 5. Consideration of a stockholder proposal on creation of Shr Against For a human rights committee -------------------------------------------------------------------------------------------------------------------------- MEDTRONIC PLC Agenda Number: 934889215 -------------------------------------------------------------------------------------------------------------------------- Security: G5960L103 Meeting Type: Annual Ticker: MDT Meeting Date: 07-Dec-2018 ISIN: IE00BTN1Y115 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Richard H. Anderson Mgmt For For 1b. Election of Director: Craig Arnold Mgmt For For 1c. Election of Director: Scott C. Donnelly Mgmt For For 1d. Election of Director: Randall J. Hogan III Mgmt For For 1e. Election of Director: Omar Ishrak Mgmt For For 1f. Election of Director: Michael O. Leavitt Mgmt For For 1g. Election of Director: James T. Lenehan Mgmt For For 1h. Election of Director: Elizabeth Nabel, M.D. Mgmt For For 1i. Election of Director: Denise M. O'Leary Mgmt For For 1j. Election of Director: Kendall J. Powell Mgmt For For 2. To ratify, in a non-binding vote, the re-appointment Mgmt For For of PricewaterhouseCoopers LLP as Medtronic's independent auditor for fiscal year 2019 and authorize the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. 3. To approve in a non-binding advisory vote, named Mgmt For For executive officer compensation (a "Say-on-Pay" vote). -------------------------------------------------------------------------------------------------------------------------- MERCADOLIBRE, INC. Agenda Number: 935010633 -------------------------------------------------------------------------------------------------------------------------- Security: 58733R102 Meeting Type: Annual Ticker: MELI Meeting Date: 10-Jun-2019 ISIN: US58733R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Emiliano Calemzuk Mgmt For For Marcos Galperin Mgmt For For Roberto Balls Sallouti Mgmt For For 2. To approve, on an advisory basis, the compensation of Mgmt For For our named executive officers. 3. Adoption of the Amended and Restated 2009 Equity Mgmt For For Compensation Plan. 4. Ratification of the appointment of Deloitte & Co. S.A. Mgmt For For as our independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- PAYCOM SOFTWARE, INC. Agenda Number: 934973733 -------------------------------------------------------------------------------------------------------------------------- Security: 70432V102 Meeting Type: Annual Ticker: PAYC Meeting Date: 29-Apr-2019 ISIN: US70432V1026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jason D. Clark Mgmt For For Henry C. Duques Mgmt For For Chad Richison Mgmt For For 2. To ratify the appointment of Grant Thornton LLP as our Mgmt For For independent registered public accounting firm for the year ending December 31, 2019. 3. Advisory vote to approve compensation of named Mgmt For For executive officers. 4. Stockholder proposal to elect each director annually. Shr For Against -------------------------------------------------------------------------------------------------------------------------- PAYPAL HOLDINGS, INC. Agenda Number: 934983316 -------------------------------------------------------------------------------------------------------------------------- Security: 70450Y103 Meeting Type: Annual Ticker: PYPL Meeting Date: 22-May-2019 ISIN: US70450Y1038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Rodney C. Adkins Mgmt For For 1b. Election of Director: Wences Casares Mgmt For For 1c. Election of Director: Jonathan Christodoro Mgmt For For 1d. Election of Director: John J. Donahoe Mgmt For For 1e. Election of Director: David W. Dorman Mgmt For For 1f. Election of Director: Belinda J. Johnson Mgmt For For 1g. Election of Director: Gail J. McGovern Mgmt For For 1h. Election of Director: Deborah M. Messemer Mgmt For For 1i. Election of Director: David M. Moffett Mgmt For For 1j. Election of Director: Ann M. Sarnoff Mgmt For For 1k. Election of Director: Daniel H. Schulman Mgmt For For 1l. Election of Director: Frank D. Yeary Mgmt For For 2. Advisory vote to approve named executive officer Mgmt For For compensation. 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent auditor for 2019. 4. Stockholder proposal regarding political disclosure. Shr Against For 5. Stockholder proposal regarding human and indigenous Shr Against For peoples' rights. -------------------------------------------------------------------------------------------------------------------------- RESMED INC. Agenda Number: 934881980 -------------------------------------------------------------------------------------------------------------------------- Security: 761152107 Meeting Type: Annual Ticker: RMD Meeting Date: 15-Nov-2018 ISIN: US7611521078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of director to serve until our 2021 annual Mgmt For For meeting: Peter Farrell 1b. Election of director to serve until our 2021 annual Mgmt For For meeting: Harjit Gill 1c. Election of director to serve until our 2021 annual Mgmt For For meeting: Ron Taylor 2. Ratify our selection of KPMG LLP as our independent Mgmt For For registered public accounting firm for the fiscal year ending June 30, 2019. 3. Approve an amendment to the ResMed Inc. 2009 Employee Mgmt For For Stock Purchase Plan, which increases the number of shares authorized for issue under the plan by 2 million shares, from 4.2 million shares to 6.2 million shares, and extends the term of the plan through November 15, 2028. 4. Approve, on an advisory basis, the compensation paid Mgmt For For to our named executive officers, as disclosed in this proxy statement ("say-on-pay"). -------------------------------------------------------------------------------------------------------------------------- SBA COMMUNICATIONS CORPORATION Agenda Number: 934969695 -------------------------------------------------------------------------------------------------------------------------- Security: 78410G104 Meeting Type: Annual Ticker: SBAC Meeting Date: 16-May-2019 ISIN: US78410G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director for a three-year term: Kevin L. Mgmt For For Beebe 1.2 Election of Director for a three-year term: Jack Mgmt For For Langer 1.3 Election of Director for a three-year term: Jeffrey A. Mgmt For For Stoops 2. Ratification of the appointment of Ernst & Young LLP Mgmt For For as SBA's independent registered public accounting firm for the 2019 fiscal year. 3. Approval, on an advisory basis, of the compensation of Mgmt For For SBA's named executive officers. -------------------------------------------------------------------------------------------------------------------------- SPLUNK INC. Agenda Number: 935009870 -------------------------------------------------------------------------------------------------------------------------- Security: 848637104 Meeting Type: Annual Ticker: SPLK Meeting Date: 13-Jun-2019 ISIN: US8486371045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class I Director: Mark Carges Mgmt For For 1b. Election of Class I Director: Elisa Steele Mgmt For For 1c. Election of Class I Director: Sri Viswanath Mgmt For For 2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2020. 3. To approve, on an advisory basis, the compensation of Mgmt For For our named executive officers, as described in the proxy statement. 4. Advisory vote on the frequency of future advisory Mgmt 1 Year For votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION Agenda Number: 934922015 -------------------------------------------------------------------------------------------------------------------------- Security: 855244109 Meeting Type: Annual Ticker: SBUX Meeting Date: 20-Mar-2019 ISIN: US8552441094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Rosalind G. Brewer Mgmt For For 1b. Election of Director: Mary N. Dillon Mgmt For For 1c. Election of Director: Mellody Hobson Mgmt For For 1d. Election of Director: Kevin R. Johnson Mgmt For For 1e. Election of Director: Jorgen Vig Knudstorp Mgmt For For 1f. Election of Director: Satya Nadella Mgmt For For 1g. Election of Director: Joshua Cooper Ramo Mgmt For For 1h. Election of Director: Clara Shih Mgmt For For 1i. Election of Director: Javier G. Teruel Mgmt For For 1j. Election of Director: Myron E. Ullman, III Mgmt For For 2. Advisory resolution to approve our executive officer Mgmt Against Against compensation. 3. Ratification of selection of Deloitte & Touche LLP as Mgmt For For our independent registered public accounting firm for fiscal 2019. 4. True Diversity Board Policy Shr Against For 5. Report on Sustainable Packaging Shr Against For -------------------------------------------------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935024163 -------------------------------------------------------------------------------------------------------------------------- Security: 874039100 Meeting Type: Annual Ticker: TSM Meeting Date: 05-Jun-2019 ISIN: US8740391003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) To accept 2018 Business Report and Financial Mgmt For For Statements 2) To approve the proposal for distribution of 2018 Mgmt For For earnings 3) To revise the Articles of Incorporation Mgmt For For 4) To revise the following TSMC policies: (i) Procedures Mgmt For For for Acquisition or Disposal of Assets; (ii) Procedures for Financial Derivatives Transactions 5) DIRECTOR Moshe N. Gavrielov Mgmt For For -------------------------------------------------------------------------------------------------------------------------- WATSCO, INC. Agenda Number: 935010556 -------------------------------------------------------------------------------------------------------------------------- Security: 942622200 Meeting Type: Annual Ticker: WSO Meeting Date: 03-Jun-2019 ISIN: US9426222009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Brian E. Keeley Mgmt Withheld Against Steven (Slava) Rubin Mgmt Withheld Against 2. To approve a non-binding advisory resolution regarding Mgmt For For the compensation of our named executive officers. 3. To ratify the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for the 2019 fiscal year. -------------------------------------------------------------------------------------------------------------------------- XPO LOGISTICS INC Agenda Number: 935012548 -------------------------------------------------------------------------------------------------------------------------- Security: 983793100 Meeting Type: Annual Ticker: XPO Meeting Date: 15-May-2019 ISIN: US9837931008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Bradley S. Jacobs Mgmt For For 1.2 Election of Director: Gena L. Ashe Mgmt For For 1.3 Election of Director: Marlene M. Colucci Mgmt For For 1.4 Election of Director: AnnaMaria DeSalva Mgmt For For 1.5 Election of Director: Michael G. Jesselson Mgmt For For 1.6 Election of Director: Adrian P. Kingshott Mgmt For For 1.7 Election of Director: Jason D. Papastavrou Mgmt For For 1.8 Election of Director: Oren G. Shaffer Mgmt For For 2. Ratification of independent auditors for fiscal year Mgmt For For 2019. 3. Approval of amendments to the XPO Logistics, Inc. 2016 Mgmt For For Omnibus Incentive Compensation Plan. 4. Advisory vote to approve executive compensation. Mgmt For For 5. Stockholder proposal regarding appointment of Shr For Against independent chairman of the board. 6. Stockholder proposal regarding ways to strengthen the Shr For Against prevention of workplace sexual harassment. -------------------------------------------------------------------------------------------------------------------------- YUM CHINA HOLDINGS, INC. Agenda Number: 934963819 -------------------------------------------------------------------------------------------------------------------------- Security: 98850P109 Meeting Type: Annual Ticker: YUMC Meeting Date: 10-May-2019 ISIN: US98850P1093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Fred Hu Mgmt For For 1b. Election of Director: Joey Wat Mgmt For For 1c. Election of Director: Muktesh "Micky" Pant Mgmt For For 1d. Election of Director: Peter A. Bassi Mgmt For For 1e. Election of Director: Christian L. Campbell Mgmt For For 1f. Election of Director: Ed Yiu-Cheong Chan Mgmt For For 1g. Election of Director: Edouard Ettedgui Mgmt For For 1h. Election of Director: Cyril Han Mgmt For For 1i. Election of Director: Louis T. Hsieh Mgmt For For 1j. Election of Director: Ruby Lu Mgmt For For 1k. Election of Director: Zili Shao Mgmt For For 1l. Election of Director: William Wang Mgmt For For 2. Ratification of Independent Auditor Mgmt For For 3. Advisory Vote to Approve Executive Compensation Mgmt For For MFAM Mid Cap Growth Fund -------------------------------------------------------------------------------------------------------------------------- ALARM.COM HOLDINGS, INC. Agenda Number: 935008676 -------------------------------------------------------------------------------------------------------------------------- Security: 011642105 Meeting Type: Annual Ticker: ALRM Meeting Date: 05-Jun-2019 ISIN: US0116421050 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Donald Clarke Mgmt Withheld Against Hugh Panero Mgmt Withheld Against 2. To ratify the selection by the Audit Committee of the Mgmt For For Board of Directors of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2019. 3. To approve, on an advisory basis, the compensation of Mgmt For For the Company's named executive officers as disclosed in the Proxy Statement. 4. To consider, if properly presented at the Annual Shr Against For Meeting, a non- binding stockholder proposal requesting the Board of Directors to take each step necessary to amend the Company's certificate of incorporation and its bylaws to eliminate each voting requirement therein that calls for a greater than simple majority vote. -------------------------------------------------------------------------------------------------------------------------- ALIGN TECHNOLOGY, INC. Agenda Number: 934960370 -------------------------------------------------------------------------------------------------------------------------- Security: 016255101 Meeting Type: Annual Ticker: ALGN Meeting Date: 15-May-2019 ISIN: US0162551016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Kevin J. Dallas Mgmt For For 1b. Election of Director: Joseph M. Hogan Mgmt For For 1c. Election of Director: Joseph Lacob Mgmt For For 1d. Election of Director: C. Raymond Larkin, Jr. Mgmt For For 1e. Election of Director: George J. Morrow Mgmt For For 1f. Election of Director: Thomas M. Prescott Mgmt For For 1g. Election of Director: Andrea L. Saia Mgmt For For 1h. Election of Director: Greg J. Santora Mgmt For For 1i. Election of Director: Susan E. Siegel Mgmt For For 1j. Election of Director: Warren S. Thaler Mgmt For For 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTANTS: Proposal to ratify the appointment of PricewaterhouseCoopers LLP as Align Technology, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2019. 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- AMERICAN WOODMARK CORPORATION Agenda Number: 934858070 -------------------------------------------------------------------------------------------------------------------------- Security: 030506109 Meeting Type: Annual Ticker: AMWD Meeting Date: 23-Aug-2018 ISIN: US0305061097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director for one year term: Andrew B. Mgmt For For Cogan 1.2 Election of Director for one year term: James G. Mgmt For For Davis, Jr. 1.3 Election of Director for one year term: S. Cary Mgmt For For Dunston 1.4 Election of Director for one year term: Martha M. Mgmt For For Hayes 1.5 Election of Director for one year term: Daniel T. Mgmt For For Hendrix 1.6 Election of Director for one year term: Carol B. Mgmt For For Moerdyk 1.7 Election of Director for one year term: David W. Moon Mgmt For For 1.8 Election of Director for one year term: Vance W. Tang Mgmt For For 2. To ratify the selection by the Audit Committee of the Mgmt For For Board of Directors of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending April 30, 2019. 3. To approve on an advisory basis the Company's Mgmt For For executive compensation. -------------------------------------------------------------------------------------------------------------------------- BROADRIDGE FINANCIAL SOLUTIONS, INC. Agenda Number: 934880724 -------------------------------------------------------------------------------------------------------------------------- Security: 11133T103 Meeting Type: Annual Ticker: BR Meeting Date: 08-Nov-2018 ISIN: US11133T1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a) Election of Director: Leslie A. Brun Mgmt For For 1b) Election of Director: Pamela L. Carter Mgmt For For 1c) Election of Director: Richard J. Daly Mgmt For For 1d) Election of Director: Robert N. Duelks Mgmt For For 1e) Election of Director: Brett A. Keller Mgmt For For 1f) Election of Director: Stuart R. Levine Mgmt For For 1g) Election of Director: Maura A. Markus Mgmt For For 1h) Election of Director: Thomas J. Perna Mgmt For For 1i) Election of Director: Alan J. Weber Mgmt For For 2) Advisory vote to approve the compensation of the Mgmt For For Company's Named Executive Officers (the Say on Pay Vote). 3) To approve the 2018 Omnibus Award Plan. Mgmt For For 4) To ratify the appointment of Deloitte & Touche LLP as Mgmt For For the Company's independent registered public accountants for the fiscal year ending June 30, 2019. -------------------------------------------------------------------------------------------------------------------------- C.H. ROBINSON WORLDWIDE, INC. Agenda Number: 934953604 -------------------------------------------------------------------------------------------------------------------------- Security: 12541W209 Meeting Type: Annual Ticker: CHRW Meeting Date: 09-May-2019 ISIN: US12541W2098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Scott P. Anderson Mgmt For For 1b. Election of Director: Robert C. Biesterfeld, Jr. Mgmt For For 1c. Election of Director: Wayne M. Fortun Mgmt For For 1d. Election of Director: Timothy C. Gokey Mgmt For For 1e. Election of Director: Mary J. Steele Guilfoile Mgmt For For 1f. Election of Director: Jodee A. Kozlak Mgmt For For 1g. Election of Director: Brian P. Short Mgmt For For 1h. Election of Director: James B. Stake Mgmt For For 1i. Election of Director: Paula C. Tolliver Mgmt For For 1j. Election of Director: John P. Wiehoff Mgmt For For 2. To approve, on an advisory basis, the compensation of Mgmt For For our named executive officers. 3. Ratification of the selection of Deloitte & Touche LLP Mgmt For For as the company's independent registered public accounting firm for the fiscal year ending December 31, 2019. 4. To approve adding shares of our Common Stock to the Mgmt For For Company's equity incentive plan. 5. Adoption of greenhouse gas emissions reduction Shr For Against targets. -------------------------------------------------------------------------------------------------------------------------- CHURCH & DWIGHT CO., INC. Agenda Number: 934949869 -------------------------------------------------------------------------------------------------------------------------- Security: 171340102 Meeting Type: Annual Ticker: CHD Meeting Date: 02-May-2019 ISIN: US1713401024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Bradley C. Irwin Mgmt Against Against 1b. Election of Director: Penry W. Price Mgmt Against Against 1c. Election of Director: Arthur B. Winkleblack Mgmt Against Against 2. Advisory vote to approve compensation of our named Mgmt For For executive officers. 3. Ratification of the appointment of Deloitte & Touche Mgmt For For LLP as our independent registered public accounting firm for 2019. -------------------------------------------------------------------------------------------------------------------------- DIAMOND HILL INVESTMENT GROUP, INC. Agenda Number: 934949782 -------------------------------------------------------------------------------------------------------------------------- Security: 25264R207 Meeting Type: Annual Ticker: DHIL Meeting Date: 01-May-2019 ISIN: US25264R2076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Christopher M. Bingaman Mgmt For For 1.2 Election of Director: Randolph J. Fortener Mgmt For For 1.3 Election of Director: James F. Laird Mgmt For For 1.4 Election of Director: Paula R. Meyer Mgmt For For 1.5 Election of Director: Paul A. Reeder, III Mgmt For For 1.6 Election of Director: Bradley C. Shoup Mgmt For For 1.7 Election of Director: Nicole R. St. Pierre Mgmt For For 2. Ratification of the appointment of KPMG LLP as the Mgmt For For Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. 3. Approval, on an advisory basis, of the compensation of Mgmt For For the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- EVERBRIDGE, INC. Agenda Number: 934978694 -------------------------------------------------------------------------------------------------------------------------- Security: 29978A104 Meeting Type: Annual Ticker: EVBG Meeting Date: 17-May-2019 ISIN: US29978A1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Richard D'Amore Mgmt Withheld Against Bruns Grayson Mgmt Withheld Against 2. To ratify the selection by the Audit Committee of the Mgmt For For Board of Directors of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. 3. To approve, on an advisory basis, the compensation of Mgmt For For the Company's named executive officers as disclosed in the Proxy Statement. 4. To indicate, on an advisory basis, the preferred Mgmt 1 Year For frequency of stockholder advisory votes on the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- FASTENAL COMPANY Agenda Number: 934935606 -------------------------------------------------------------------------------------------------------------------------- Security: 311900104 Meeting Type: Annual Ticker: FAST Meeting Date: 23-Apr-2019 ISIN: US3119001044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Willard D. Oberton Mgmt For For 1b. Election of Director: Michael J. Ancius Mgmt For For 1c. Election of Director: Michael J. Dolan Mgmt For For 1d. Election of Director: Stephen L. Eastman Mgmt For For 1e. Election of Director: Daniel L. Florness Mgmt For For 1f. Election of Director: Rita J. Heise Mgmt For For 1g. Election of Director: Darren R. Jackson Mgmt For For 1h. Election of Director: Daniel L. Johnson Mgmt For For 1i. Election of Director: Scott A. Satterlee Mgmt For For 1j. Election of Director: Reyne K. Wisecup Mgmt For For 2. Ratification of the appointment of KPMG LLP as Mgmt For For independent registered public accounting firm for the 2019 fiscal year. 3. Approval, by non-binding vote, of executive Mgmt For For compensation. 4. A shareholder proposal related to diversity reporting. Shr Against For -------------------------------------------------------------------------------------------------------------------------- GENTEX CORPORATION Agenda Number: 934964241 -------------------------------------------------------------------------------------------------------------------------- Security: 371901109 Meeting Type: Annual Ticker: GNTX Meeting Date: 16-May-2019 ISIN: US3719011096 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ms. Leslie Brown Mgmt For For Mr. Gary Goode Mgmt For For Mr. James Hollars Mgmt For For Mr. John Mulder Mgmt For For Mr. Richard Schaum Mgmt For For Mr. Frederick Sotok Mgmt For For Ms. Kathleen Starkoff Mgmt For For Mr. Brian Walker Mgmt For For Mr. James Wallace Mgmt For For 2. To ratify the appointment of Ernst & Young LLP as the Mgmt For For Company's auditors for the fiscal year ending December 31, 2019. 3. To approve, on an advisory basis, compensation of the Mgmt For For Company's named executive officers. 4. To approve the Gentex Corporation 2019 Omnibus Mgmt For For Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- GRUBHUB INC. Agenda Number: 934978985 -------------------------------------------------------------------------------------------------------------------------- Security: 400110102 Meeting Type: Annual Ticker: GRUB Meeting Date: 21-May-2019 ISIN: US4001101025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David Fisher Mgmt For For David Habiger Mgmt For For Linda Johnson Rice Mgmt For For 2. Ratification of the appointment of Crowe LLP as Mgmt For For Grubhub Inc.'s independent registered accounting firm for the fiscal year ending December 31, 2019. 3. Advisory vote to approve named executive officer Mgmt For For compensation. 4. Approval of an Amendment to the Grubhub Inc. 2015 Mgmt For For Long-Term Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- HASBRO, INC. Agenda Number: 934964936 -------------------------------------------------------------------------------------------------------------------------- Security: 418056107 Meeting Type: Annual Ticker: HAS Meeting Date: 16-May-2019 ISIN: US4180561072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director For Term Expiring in 2020: Mgmt For For Kenneth A. Bronfin 1b. Election of Director For Term Expiring in 2020: Mgmt For For Michael R. Burns 1c. Election of Director For Term Expiring in 2020: Hope Mgmt For For F. Cochran 1d. Election of Director For Term Expiring in 2020: Mgmt For For Crispin H. Davis 1e. Election of Director For Term Expiring in 2020: John Mgmt For For A. Frascotti 1f. Election of Director For Term Expiring in 2020: Lisa Mgmt For For Gersh 1g. Election of Director For Term Expiring in 2020: Brian Mgmt For For D. Goldner 1h. Election of Director For Term Expiring in 2020: Alan Mgmt For For G. Hassenfeld 1i. Election of Director For Term Expiring in 2020: Tracy Mgmt For For A. Leinbach 1j. Election of Director For Term Expiring in 2020: Edward Mgmt For For M. Philip 1k. Election of Director For Term Expiring in 2020: Mgmt For For Richard S. Stoddart 1l. Election of Director For Term Expiring in 2020: Mary Mgmt For For Beth West 1m. Election of Director For Term Expiring in 2020: Linda Mgmt For For K. Zecher 2. The adoption, on an advisory basis, of a resolution Mgmt For For approving the compensation of the Named Executive Officers of Hasbro, Inc., as described in the "Compensation Discussion and Analysis" and "Executive Compensation" sections of the 2019 Proxy Statement. 3. Ratification of the selection of KPMG LLP as Hasbro, Mgmt For For Inc.'s independent registered public accounting firm for fiscal 2019. -------------------------------------------------------------------------------------------------------------------------- IONIS PHARMACEUTICALS, INC. Agenda Number: 935003311 -------------------------------------------------------------------------------------------------------------------------- Security: 462222100 Meeting Type: Annual Ticker: IONS Meeting Date: 06-Jun-2019 ISIN: US4622221004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Stanley T. Crooke Mgmt For For Joseph Klein, III Mgmt For For Joseph Loscalzo Mgmt For For Michael Hayden Mgmt For For 2. To ratify the appointment of Peter N. Reikes to the Mgmt For For Board for a term expiring in 2021. 3. To ratify the appointment of Brett Monia to the Board Mgmt For For for a term expiring in 2021. 4. To approve an amendment and restatement of the lonis Mgmt For For Pharmaceuticals, Inc. 2011 Equity Incentive Plan to, among other things, increase the aggregate number of shares of common stock authorized for issuance by 7,000,000 to an aggregate of 23,000,000 shares. 5. To approve, by non-binding vote, executive Mgmt For For compensation. 6. Ratify the Audit Committee's selection of Ernst & Mgmt For For Young LLP as independent auditors for the 2019 fiscal year. -------------------------------------------------------------------------------------------------------------------------- IPG PHOTONICS CORPORATION Agenda Number: 934988304 -------------------------------------------------------------------------------------------------------------------------- Security: 44980X109 Meeting Type: Annual Ticker: IPGP Meeting Date: 30-May-2019 ISIN: US44980X1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Valentin P. Gapontsev, Ph.D. Mgmt For For 1b. Election of Director: Eugene A. Scherbakov, Ph.D. Mgmt For For 1c. Election of Director: Igor Samartsev Mgmt For For 1d. Election of Director: Michael C. Child Mgmt For For 1e. Election of Director: Gregory P. Dougherty Mgmt For For 1f. Election of Director: Henry E. Gauthier Mgmt For For 1g. Election of Director: Catherine P. Lego Mgmt For For 1h. Election of Director: Eric Meurice Mgmt For For 1i. Election of Director: John R. Peeler Mgmt For For 1j. Election of Director: Thomas J. Seifert Mgmt For For 2. Ratify Deloitte & Touche LLP as IPG's independent Mgmt For For registered public accounting firm for 2019 3. Approval of the IPG Photonics Corporation 2008 Mgmt For For Employee Stock Purchase Plan, as amended and restated -------------------------------------------------------------------------------------------------------------------------- JONES LANG LASALLE INCORPORATED Agenda Number: 934993367 -------------------------------------------------------------------------------------------------------------------------- Security: 48020Q107 Meeting Type: Annual Ticker: JLL Meeting Date: 29-May-2019 ISIN: US48020Q1076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Hugo Bagu? Mgmt For For 1b. Election of Director: Matthew Carter, Jr. Mgmt For For 1c. Election of Director: Samuel A. Di Piazza, Jr. Mgmt For For 1d. Election of Director: Sheila A. Penrose Mgmt For For 1e. Election of Director: Ming Lu Mgmt For For 1f. Election of Director: Bridget Macaskill Mgmt For For 1g. Election of Director: Martin H. Nesbitt Mgmt For For 1h. Election of Director: Jeetendra I. Patel Mgmt For For 1i. Election of Director: Ann Marie Petach Mgmt For For 1j. Election of Director: Christian Ulbrich Mgmt For For 2. Non-binding, advisory "say-on-pay" vote approving Mgmt For For executive compensation. 3. Approval of the 2019 Stock Award and Incentive Plan. Mgmt For For 4. Ratification of Appointment of Independent Registered Mgmt For For Public Accounting Firm. -------------------------------------------------------------------------------------------------------------------------- KAPSTONE PAPER & PACKAGING CORPORATION Agenda Number: 934863906 -------------------------------------------------------------------------------------------------------------------------- Security: 48562P103 Meeting Type: Special Ticker: KS Meeting Date: 06-Sep-2018 ISIN: US48562P1030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Adoption of the Agreement and Plan of Merger, dated as Mgmt For For of January 28, 2018, as it may be amended from time to time, among the Company, WestRock Company, Whiskey Holdco, Inc., Whiskey Merger Sub, Inc. and Kola Merger Sub, Inc. (the "merger proposal"). 2. Adjournment of the special meeting, if necessary or Mgmt For For appropriate, to solicit additional proxies if there are not sufficient votes to approve the merger proposal. 3. Non-binding advisory approval of the compensation and Mgmt For For benefits that may be paid, become payable or be provided to the Company's named executive officers in connection with the mergers. -------------------------------------------------------------------------------------------------------------------------- LCI INDUSTRIES Agenda Number: 934978151 -------------------------------------------------------------------------------------------------------------------------- Security: 50189K103 Meeting Type: Annual Ticker: LCII Meeting Date: 23-May-2019 ISIN: US50189K1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: James F. Gero Mgmt For For 1b. Election of Director: Frank J. Crespo Mgmt For For 1c. Election of Director: Brendan J. Deely Mgmt For For 1d. Election of Director: Ronald J. Fenech Mgmt For For 1e. Election of Director: Tracy D. Graham Mgmt For For 1f. Election of Director: Virginia L. Henkels Mgmt For For 1g. Election of Director: Jason D. Lippert Mgmt For For 1h. Election of Director: Kieran M. O'Sullivan Mgmt For For 1i. Election of Director: David A. Reed Mgmt For For 2. To approve, in a non-binding advisory vote, the Mgmt For For compensation of the Company's named executive officers. 3. To ratify the appointment of KPMG LLP as independent Mgmt For For auditor for the Company for the year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- MARKEL CORPORATION Agenda Number: 934951345 -------------------------------------------------------------------------------------------------------------------------- Security: 570535104 Meeting Type: Annual Ticker: MKL Meeting Date: 13-May-2019 ISIN: US5705351048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: K. Bruce Connell Mgmt For For 1b. Election of Director: Thomas S. Gayner Mgmt For For 1c. Election of Director: Stewart M. Kasen Mgmt For For 1d. Election of Director: Alan I. Kirshner Mgmt For For 1e. Election of Director: Diane Leopold Mgmt For For 1f. Election of Director: Lemuel E. Lewis Mgmt For For 1g. Election of Director: Anthony F. Markel Mgmt For For 1h. Election of Director: Steven A. Markel Mgmt For For 1i. Election of Director: Darrell D. Martin Mgmt For For 1j. Election of Director: Michael O'Reilly Mgmt For For 1k. Election of Director: Michael J. Schewel Mgmt For For 1l. Election of Director: Richard R. Whitt, III Mgmt For For 1m. Election of Director: Debora J. Wilson Mgmt For For 2. Advisory vote on approval of executive compensation. Mgmt For For 3. Ratify the selection of KPMG LLP by the Audit Mgmt For For Committee of the Board of Directors as the Company's independent registered public accounting firm for the year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- NEWMARK GROUP, INC. Agenda Number: 934864984 -------------------------------------------------------------------------------------------------------------------------- Security: 65158N102 Meeting Type: Annual Ticker: NMRK Meeting Date: 25-Sep-2018 ISIN: US65158N1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Howard W. Lutnick Mgmt For For Michael Snow Mgmt For For Virginia S. Bauer Mgmt For For Peter F. Cervinka Mgmt For For 2. Approval, on an advisory basis, of executive Mgmt For For compensation. 3. Approval, on an advisory basis, of the frequency of Mgmt 3 Years For future advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- NLIGHT, INC. Agenda Number: 935001331 -------------------------------------------------------------------------------------------------------------------------- Security: 65487K100 Meeting Type: Annual Ticker: LASR Meeting Date: 07-Jun-2019 ISIN: US65487K1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Director: Scott Keeney Mgmt For For 2. Ratification of the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for our fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- NUVASIVE, INC. Agenda Number: 934959543 -------------------------------------------------------------------------------------------------------------------------- Security: 670704105 Meeting Type: Annual Ticker: NUVA Meeting Date: 09-May-2019 ISIN: US6707041058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Robert F. Friel Mgmt For For 1b. Election of Director: Donald J. Rosenberg, Esq. Mgmt For For 1c. Election of Director: Daniel J. Wolterman Mgmt For For 2. Ratification of the appointment of Ernst & Young LLP Mgmt For For as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. 3. Approval of a non-binding advisory resolution Mgmt For For regarding the compensation of the Company's named executive officers for the fiscal year ended December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- PAYCOM SOFTWARE, INC. Agenda Number: 934973733 -------------------------------------------------------------------------------------------------------------------------- Security: 70432V102 Meeting Type: Annual Ticker: PAYC Meeting Date: 29-Apr-2019 ISIN: US70432V1026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jason D. Clark Mgmt For For Henry C. Duques Mgmt For For Chad Richison Mgmt For For 2. To ratify the appointment of Grant Thornton LLP as our Mgmt For For independent registered public accounting firm for the year ending December 31, 2019. 3. Advisory vote to approve compensation of named Mgmt For For executive officers. 4. Stockholder proposal to elect each director annually. Shr For Against -------------------------------------------------------------------------------------------------------------------------- PAYLOCITY HOLDING CORPORATION Agenda Number: 934890890 -------------------------------------------------------------------------------------------------------------------------- Security: 70438V106 Meeting Type: Annual Ticker: PCTY Meeting Date: 07-Dec-2018 ISIN: US70438V1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Virginia G. Breen Mgmt For For Ronald V. Waters III Mgmt For For 2. Ratification of the appointment of KPMG LLP as the Mgmt For For Company's independent registered public accounting firm for the fiscal year ending June 30, 2019. 3. Advisory vote to approve compensation of named Mgmt For For executive officers. -------------------------------------------------------------------------------------------------------------------------- PROTO LABS, INC. Agenda Number: 934963631 -------------------------------------------------------------------------------------------------------------------------- Security: 743713109 Meeting Type: Annual Ticker: PRLB Meeting Date: 15-May-2019 ISIN: US7437131094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Victoria M. Holt Mgmt For For Archie C. Black Mgmt For For Sujeet Chand Mgmt For For Rainer Gawlick Mgmt For For John B. Goodman Mgmt For For Donald G. Krantz Mgmt For For Sven A. Wehrwein Mgmt For For 2. Ratification of the selection of Ernst & Young LLP as Mgmt For For the independent registered public accounting firm for fiscal year 2019. 3. Advisory approval of executive compensation. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- RESMED INC. Agenda Number: 934881980 -------------------------------------------------------------------------------------------------------------------------- Security: 761152107 Meeting Type: Annual Ticker: RMD Meeting Date: 15-Nov-2018 ISIN: US7611521078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of director to serve until our 2021 annual Mgmt For For meeting: Peter Farrell 1b. Election of director to serve until our 2021 annual Mgmt For For meeting: Harjit Gill 1c. Election of director to serve until our 2021 annual Mgmt For For meeting: Ron Taylor 2. Ratify our selection of KPMG LLP as our independent Mgmt For For registered public accounting firm for the fiscal year ending June 30, 2019. 3. Approve an amendment to the ResMed Inc. 2009 Employee Mgmt For For Stock Purchase Plan, which increases the number of shares authorized for issue under the plan by 2 million shares, from 4.2 million shares to 6.2 million shares, and extends the term of the plan through November 15, 2028. 4. Approve, on an advisory basis, the compensation paid Mgmt For For to our named executive officers, as disclosed in this proxy statement ("say-on-pay"). -------------------------------------------------------------------------------------------------------------------------- SBA COMMUNICATIONS CORPORATION Agenda Number: 934969695 -------------------------------------------------------------------------------------------------------------------------- Security: 78410G104 Meeting Type: Annual Ticker: SBAC Meeting Date: 16-May-2019 ISIN: US78410G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director for a three-year term: Kevin L. Mgmt For For Beebe 1.2 Election of Director for a three-year term: Jack Mgmt For For Langer 1.3 Election of Director for a three-year term: Jeffrey A. Mgmt For For Stoops 2. Ratification of the appointment of Ernst & Young LLP Mgmt For For as SBA's independent registered public accounting firm for the 2019 fiscal year. 3. Approval, on an advisory basis, of the compensation of Mgmt For For SBA's named executive officers. -------------------------------------------------------------------------------------------------------------------------- SPLUNK INC. Agenda Number: 935009870 -------------------------------------------------------------------------------------------------------------------------- Security: 848637104 Meeting Type: Annual Ticker: SPLK Meeting Date: 13-Jun-2019 ISIN: US8486371045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class I Director: Mark Carges Mgmt For For 1b. Election of Class I Director: Elisa Steele Mgmt For For 1c. Election of Class I Director: Sri Viswanath Mgmt For For 2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2020. 3. To approve, on an advisory basis, the compensation of Mgmt For For our named executive officers, as described in the proxy statement. 4. Advisory vote on the frequency of future advisory Mgmt 1 Year For votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- STAG INDUSTRIAL, INC. Agenda Number: 934945051 -------------------------------------------------------------------------------------------------------------------------- Security: 85254J102 Meeting Type: Annual Ticker: STAG Meeting Date: 29-Apr-2019 ISIN: US85254J1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Benjamin S. Butcher Mgmt For For 1B. Election of Director: Virgis W. Colbert Mgmt For For 1C. Election of Director: Michelle S. Dilley Mgmt For For 1D. Election of Director: Jeffrey D. Furber Mgmt For For 1E. Election of Director: Larry T. Guillemette Mgmt For For 1F. Election of Director: Francis X. Jacoby III Mgmt For For 1G. Election of Director: Christopher P. Marr Mgmt For For 1H. Election of Director: Hans S. Weger Mgmt For For 2. The ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2019. 3. The approval, by non-binding vote, of executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- SVB FINANCIAL GROUP Agenda Number: 934940227 -------------------------------------------------------------------------------------------------------------------------- Security: 78486Q101 Meeting Type: Annual Ticker: SIVB Meeting Date: 25-Apr-2019 ISIN: US78486Q1013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Greg W. Becker Mgmt For For Eric A. Benhamou Mgmt For For John S. Clendening Mgmt For For Roger F. Dunbar Mgmt For For Joel P. Friedman Mgmt For For Kimberly A. Jabal Mgmt For For Jeffrey N. Maggioncalda Mgmt For For Mary J. Miller Mgmt For For Kate D. Mitchell Mgmt For For John F. Robinson Mgmt Withheld Against Garen K. Staglin Mgmt For For 2. To approve our Amended and Restated Certificate of Mgmt Against Against Incorporation to eliminate cumulative voting in director elections. 3. To approve, on an advisory basis, our executive Mgmt For For compensation ("Say on Pay"). 4. To approve our 2006 Equity Incentive Plan, as amended Mgmt For For and restated, to reserve an additional 2,500,000 shares of common stock for issuance thereunder and extend the expiration date of the Plan to April 24, 2029. 5. To ratify the appointment of KPMG LLP as the Company's Mgmt For For independent registered public accounting firm for its fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- TELADOC HEALTH, INC. Agenda Number: 934988253 -------------------------------------------------------------------------------------------------------------------------- Security: 87918A105 Meeting Type: Annual Ticker: TDOC Meeting Date: 30-May-2019 ISIN: US87918A1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ms. Helen Darling Mgmt For For Mr. William H. Frist MD Mgmt For For Mr. Michael Goldstein Mgmt For For Mr. Jason Gorevic Mgmt For For Mr. Brian McAndrews Mgmt For For Mr. Thomas G. McKinley Mgmt For For Mr. Arneek Multani Mgmt For For Mr. Kenneth H. Paulus Mgmt For For Mr. David Shedlarz Mgmt For For Mr. David B. Snow, Jr. Mgmt For For Mr. Mark D. Smith, MD Mgmt For For 2. Approve, on an advisory basis, the compensation of Mgmt For For Teladoc Health's named executive officers. 3. Ratify the appointment of Ernst & Young LLP as Teladoc Mgmt For For Health's independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- TEXAS ROADHOUSE,INC. Agenda Number: 934983544 -------------------------------------------------------------------------------------------------------------------------- Security: 882681109 Meeting Type: Annual Ticker: TXRH Meeting Date: 23-May-2019 ISIN: US8826811098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Gregory N. Moore Mgmt For For W. Kent Taylor Mgmt For For Curtis A. Warfield Mgmt For For Kathleen M. Widmer Mgmt For For James R. Zarley Mgmt For For 2. Proposal to ratify the appointment of KPMG LLP as Mgmt For For Texas Roadhouse's independent auditors for 2019. 3. Say on Pay - An advisory vote on the approval of Mgmt For For executive compensation. -------------------------------------------------------------------------------------------------------------------------- THE COOPER COMPANIES, INC. Agenda Number: 934924413 -------------------------------------------------------------------------------------------------------------------------- Security: 216648402 Meeting Type: Annual Ticker: COO Meeting Date: 18-Mar-2019 ISIN: US2166484020 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: A. Thomas Bender Mgmt For For 1B. Election of Director: Colleen E. Jay Mgmt For For 1C. Election of Director: Michael H. Kalkstein Mgmt For For 1D. Election of Director: William A. Kozy Mgmt For For 1E. Election of Director: Jody S. Lindell Mgmt For For 1F. Election of Director: Gary S. Petersmeyer Mgmt For For 1G. Election of Director: Allan E. Rubenstein, M.D. Mgmt For For 1H. Election of Director: Robert S. Weiss Mgmt For For 1I. Election of Director: Albert G. White III Mgmt For For 2. Ratification of the appointment of KPMG LLP as the Mgmt For For independent registered public accounting firm for The Cooper Companies, Inc. for the fiscal year ending October 31, 2019 3. Approve the 2019 Employee Stock Purchase Plan. Mgmt For For 4. An advisory vote on the compensation of our named Mgmt For For executive officers as presented in the Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- THE ULTIMATE SOFTWARE GROUP, INC. Agenda Number: 934980017 -------------------------------------------------------------------------------------------------------------------------- Security: 90385D107 Meeting Type: Special Ticker: ULTI Meeting Date: 30-Apr-2019 ISIN: US90385D1072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To adopt the Agreement and Plan of Merger, dated as of Mgmt For For February 3, 2019 (as it may be amended from time to time, the merger agreement), by and among The Ultimate Software Group, Inc., a Delaware corporation (the Company), Unite Parent Corp., a Delaware corporation (Parent), and Unite Merger Sub Corp., a Delaware corporation and an indirect wholly owned subsidiary of Parent (Merger Sub), pursuant to which Merger Sub will be merged with and into the Company (the merger). 2. To approve, on an advisory (non-binding) basis, Mgmt For For certain compensation that may be paid or become payable to the Companys named executive officers in connection with the merger. 3. To approve the adjournment of the special meeting, if Mgmt For For necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. -------------------------------------------------------------------------------------------------------------------------- THOR INDUSTRIES, INC. Agenda Number: 934894280 -------------------------------------------------------------------------------------------------------------------------- Security: 885160101 Meeting Type: Annual Ticker: THO Meeting Date: 14-Dec-2018 ISIN: US8851601018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Andrew Graves Mgmt For For Amelia A. Huntington Mgmt For For Christopher Klein Mgmt For For 2. Ratification of appointment of Deloitte & Touche LLP Mgmt For For as our independent registered public accounting firm for our Fiscal Year 2019. 3. Non-binding advisory vote to approve the compensation Mgmt For For of our named executive officers (NEOs). 4. Vote to declassify the Board of Directors. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- TRACTOR SUPPLY COMPANY Agenda Number: 934962704 -------------------------------------------------------------------------------------------------------------------------- Security: 892356106 Meeting Type: Annual Ticker: TSCO Meeting Date: 09-May-2019 ISIN: US8923561067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Cynthia T. Jamison Mgmt For For Ricardo Cardenas Mgmt For For Denise L. Jackson Mgmt For For Thomas A. Kingsbury Mgmt For For Ramkumar Krishnan Mgmt For For George MacKenzie Mgmt For For Edna K. Morris Mgmt For For Mark J. Weikel Mgmt For For Gregory A. Sandfort Mgmt For For 2. To ratify the re-appointment of Ernst & Young LLP as Mgmt For For our independent registered public accounting firm for the fiscal year ending December 28, 2019 3. Say on Pay - An advisory vote to approve executive Mgmt For For compensation -------------------------------------------------------------------------------------------------------------------------- VARIAN MEDICAL SYSTEMS, INC. Agenda Number: 934915464 -------------------------------------------------------------------------------------------------------------------------- Security: 92220P105 Meeting Type: Annual Ticker: VAR Meeting Date: 14-Feb-2019 ISIN: US92220P1057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Anat Ashkenazi Mgmt For For 1b. Election of Director: Jeffrey R. Balser Mgmt For For 1c. Election of Director: Judy Bruner Mgmt For For 1d. Election of Director: Jean-Luc Butel Mgmt For For 1e. Election of Director: Regina E. Dugan Mgmt For For 1f. Election of Director: R. Andrew Eckert Mgmt For For 1g. Election of Director: Timothy E. Guertin Mgmt For For 1h. Election of Director: David J. Illingworth Mgmt For For 1i. Election of Director: Dow R. Wilson Mgmt For For 2. To approve, on an advisory basis, the compensation of Mgmt For For the Varian Medical Systems, Inc. named executive officers as described in the Proxy Statement. 3. To ratify the appointment of PricewaterhouseCoopers Mgmt For For LLP as Varian Medical Systems, Inc.'s independent registered public accounting firm for fiscal year 2019. -------------------------------------------------------------------------------------------------------------------------- WATSCO, INC. Agenda Number: 935010556 -------------------------------------------------------------------------------------------------------------------------- Security: 942622200 Meeting Type: Annual Ticker: WSO Meeting Date: 03-Jun-2019 ISIN: US9426222009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Brian E. Keeley Mgmt Withheld Against Steven (Slava) Rubin Mgmt Withheld Against 2. To approve a non-binding advisory resolution regarding Mgmt For For the compensation of our named executive officers. 3. To ratify the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for the 2019 fiscal year. -------------------------------------------------------------------------------------------------------------------------- XPO LOGISTICS INC Agenda Number: 935012548 -------------------------------------------------------------------------------------------------------------------------- Security: 983793100 Meeting Type: Annual Ticker: XPO Meeting Date: 15-May-2019 ISIN: US9837931008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Bradley S. Jacobs Mgmt For For 1.2 Election of Director: Gena L. Ashe Mgmt For For 1.3 Election of Director: Marlene M. Colucci Mgmt For For 1.4 Election of Director: AnnaMaria DeSalva Mgmt For For 1.5 Election of Director: Michael G. Jesselson Mgmt For For 1.6 Election of Director: Adrian P. Kingshott Mgmt For For 1.7 Election of Director: Jason D. Papastavrou Mgmt For For 1.8 Election of Director: Oren G. Shaffer Mgmt For For 2. Ratification of independent auditors for fiscal year Mgmt For For 2019. 3. Approval of amendments to the XPO Logistics, Inc. 2016 Mgmt For For Omnibus Incentive Compensation Plan. 4. Advisory vote to approve executive compensation. Mgmt For For 5. Stockholder proposal regarding appointment of Shr For Against independent chairman of the board. 6. Stockholder proposal regarding ways to strengthen the Shr For Against prevention of workplace sexual harassment. MFAM Small Cap Growth ETF -------------------------------------------------------------------------------------------------------------------------- AKCEA THERAPEUTICS, INC. Agenda Number: 935014821 -------------------------------------------------------------------------------------------------------------------------- Security: 00972L107 Meeting Type: Annual Ticker: AKCA Meeting Date: 14-Jun-2019 ISIN: US00972L1070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Please select if you plan to attend the annual Mgmt Abstain Against meeting. YOU ARE CORDIALLY INVITED TO ATTEND THE ANNUAL MEETING OF STOCKHOLDERS OF AKCEA THERAPEUTICS, INC. (THE "COMPANY") TO BE HELD VIA A VIRTUAL SHAREHOLDER MEETING ON FRIDAY, JUNE 14, 2019 AT 2:00 PM EDT. PLEASE USE THE FOLLOWING URL TO ACCESS THE MEETING (WWW.VIRTUALSHAREHOLDERMEETING.COM/AKCA2019). -------------------------------------------------------------------------------------------------------------------------- ALARM.COM HOLDINGS, INC. Agenda Number: 935008676 -------------------------------------------------------------------------------------------------------------------------- Security: 011642105 Meeting Type: Annual Ticker: ALRM Meeting Date: 05-Jun-2019 ISIN: US0116421050 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Donald Clarke Mgmt Withheld Against Hugh Panero Mgmt Withheld Against 2. To ratify the selection by the Audit Committee of the Mgmt For For Board of Directors of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2019. 3. To approve, on an advisory basis, the compensation of Mgmt For For the Company's named executive officers as disclosed in the Proxy Statement. 4. To consider, if properly presented at the Annual Shr Against For Meeting, a non- binding stockholder proposal requesting the Board of Directors to take each step necessary to amend the Company's certificate of incorporation and its bylaws to eliminate each voting requirement therein that calls for a greater than simple majority vote. -------------------------------------------------------------------------------------------------------------------------- AXON ENTERPRISE, INC. Agenda Number: 934918903 -------------------------------------------------------------------------------------------------------------------------- Security: 05464C101 Meeting Type: Special Ticker: AAXN Meeting Date: 12-Feb-2019 ISIN: US05464C1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approve the Axon Enterprise, Inc. 2019 Stock Incentive Mgmt No vote Plan. -------------------------------------------------------------------------------------------------------------------------- AXON ENTERPRISE, INC. Agenda Number: 934996337 -------------------------------------------------------------------------------------------------------------------------- Security: 05464C101 Meeting Type: Annual Ticker: AAXN Meeting Date: 31-May-2019 ISIN: US05464C1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael Garnreiter Mgmt For For Hadi Partovi Mgmt For For 2. Proposal No. 2 requests that shareholders vote to Mgmt For For approve, on an advisory basis, the compensation of the Company's named executive officers. 3. Proposal No. 3 requests the ratification on the Mgmt For For appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year 2019. 4. Proposal No. 4 requests that shareholders vote to Mgmt For For approve an amendment to the Company's Certificate of Incorporation to declassify the Board of Directors. 5. Proposal No. 5 is a shareholder proposal that the Shr For Board of Directors take necessary steps to remove the super-majority vote requirement to approve amendments to the Company's charter and bylaws, and to replace with a simple majority vote requirement. -------------------------------------------------------------------------------------------------------------------------- BIOTELEMETRY, INC. Agenda Number: 934954543 -------------------------------------------------------------------------------------------------------------------------- Security: 090672106 Meeting Type: Annual Ticker: BEAT Meeting Date: 02-May-2019 ISIN: US0906721065 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class III Director: Tiffany Olson Mgmt For For 1.2 Election of Class III Director: Stephan Rietiker, M.D. Mgmt For For 1.3 Election of Class III Director: Rebecca W. Rimel Mgmt For For 1.4 Election of Class III Director: Robert J. Rubin, M.D. Mgmt For For 2. Advisory resolution to approve of the compensation of Mgmt For For our named executive officers. 3. Ratification of the appointment of Ernst & Young LLP Mgmt For For as the Company's independent registered public accounting firm for the year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- EDITAS MEDICINE INC Agenda Number: 935010493 -------------------------------------------------------------------------------------------------------------------------- Security: 28106W103 Meeting Type: Annual Ticker: EDIT Meeting Date: 12-Jun-2019 ISIN: US28106W1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jessica Hopfield, Ph.D. Mgmt For For David T. Scadden, M.D. Mgmt For For 2. To approve, on an advisory basis, named executive Mgmt For For officer compensation. 3. To approve, on an advisory basis, the frequency of Mgmt 1 Year For future advisory votes on the compensation paid to our named executive officers. 4. To ratify the selection of Ernst & Young LLP as the Mgmt For For Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- EVERBRIDGE, INC. Agenda Number: 934978694 -------------------------------------------------------------------------------------------------------------------------- Security: 29978A104 Meeting Type: Annual Ticker: EVBG Meeting Date: 17-May-2019 ISIN: US29978A1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Richard D'Amore Mgmt Withheld Against Bruns Grayson Mgmt Withheld Against 2. To ratify the selection by the Audit Committee of the Mgmt For For Board of Directors of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. 3. To approve, on an advisory basis, the compensation of Mgmt For For the Company's named executive officers as disclosed in the Proxy Statement. 4. To indicate, on an advisory basis, the preferred Mgmt 1 Year For frequency of stockholder advisory votes on the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- FOX FACTORY HOLDING CORP. Agenda Number: 934947839 -------------------------------------------------------------------------------------------------------------------------- Security: 35138V102 Meeting Type: Annual Ticker: FOXF Meeting Date: 02-May-2019 ISIN: US35138V1026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Larry L. Enterline Mgmt For For Tom Duncan Mgmt For For Jean Hlay Mgmt For For 2. Ratify the appointment of Grant Thornton LLP as our Mgmt For For independent public accountants for fiscal year 2019 3. Approval, on an advisory basis, of the resolution Mgmt For For approving the compensation of our named executive officers 4. Approval of performance goals, for purposes of Mgmt For For complying with the requirements of Internal Revenue Code Section 162(m) -------------------------------------------------------------------------------------------------------------------------- GLOBUS MEDICAL, INC. Agenda Number: 935004438 -------------------------------------------------------------------------------------------------------------------------- Security: 379577208 Meeting Type: Annual Ticker: GMED Meeting Date: 05-Jun-2019 ISIN: US3795772082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Daniel T. Lemaitre Mgmt For For 1b. Election of Director: David C. Paul Mgmt For For 1c. Election of Director: Ann D. Rhoads Mgmt For For 2. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For the Company's independent registered public accounting firm for the year ending December 31, 2019. 3. To approve, in an advisory vote, the compensation of Mgmt For For the Company's named executive officers (the Say-on-Pay Vote). 4. To approve, in an advisory vote, the frequency of the Mgmt 1 Year For approval, on an advisory basis, of the compensation of our named executive officers (the Frequency Vote). -------------------------------------------------------------------------------------------------------------------------- HEALTHEQUITY, INC. Agenda Number: 935028414 -------------------------------------------------------------------------------------------------------------------------- Security: 42226A107 Meeting Type: Annual Ticker: HQY Meeting Date: 27-Jun-2019 ISIN: US42226A1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert W. Selander Mgmt For For Jon Kessler Mgmt For For Stephen D Neeleman M.D. Mgmt For For Frank A. Corvino Mgmt For For Adrian T. Dillon Mgmt For For Evelyn Dilsaver Mgmt For For Debra McCowan Mgmt For For Frank T. Medici Mgmt For For Ian Sacks Mgmt For For Gayle Wellborn Mgmt For For 2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2020. 3. To approve, on a non-binding, advisory basis, the Mgmt For For fiscal 2019 compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- INOGEN, INC. Agenda Number: 934953779 -------------------------------------------------------------------------------------------------------------------------- Security: 45780L104 Meeting Type: Annual Ticker: INGN Meeting Date: 09-May-2019 ISIN: US45780L1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Loren McFarland Mgmt For For Benjamin Anderson-Ray Mgmt For For Scott Wilkinson Mgmt For For 2. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For our independent registered public accounting firm for the year ending December 31, 2019. 3. Approval on an advisory basis of our executive Mgmt For For compensation for the fiscal year ended December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- IONIS PHARMACEUTICALS, INC. Agenda Number: 935003311 -------------------------------------------------------------------------------------------------------------------------- Security: 462222100 Meeting Type: Annual Ticker: IONS Meeting Date: 06-Jun-2019 ISIN: US4622221004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Stanley T. Crooke Mgmt For For Joseph Klein, III Mgmt For For Joseph Loscalzo Mgmt For For Michael Hayden Mgmt For For 2. To ratify the appointment of Peter N. Reikes to the Mgmt For For Board for a term expiring in 2021. 3. To ratify the appointment of Brett Monia to the Board Mgmt For For for a term expiring in 2021. 4. To approve an amendment and restatement of the lonis Mgmt For For Pharmaceuticals, Inc. 2011 Equity Incentive Plan to, among other things, increase the aggregate number of shares of common stock authorized for issuance by 7,000,000 to an aggregate of 23,000,000 shares. 5. To approve, by non-binding vote, executive Mgmt For For compensation. 6. Ratify the Audit Committee's selection of Ernst & Mgmt For For Young LLP as independent auditors for the 2019 fiscal year. -------------------------------------------------------------------------------------------------------------------------- IRHYTHM TECHNOLOGIES, INC. Agenda Number: 935022474 -------------------------------------------------------------------------------------------------------------------------- Security: 450056106 Meeting Type: Annual Ticker: IRTC Meeting Date: 22-May-2019 ISIN: US4500561067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Bruce G. Bodaken Mgmt For For Ralph Snyderman, M.D. Mgmt For For Abhijit Y. Talwalkar Mgmt For For 2 To ratify the appointment of PricewaterhouseCoopers Mgmt For For LLP Accounting Firm as our Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2019. 3 Advisory vote to approve Named Executive Officer Mgmt For For Compensation. -------------------------------------------------------------------------------------------------------------------------- JOHN BEAN TECHNOLOGIES CORPORATION Agenda Number: 934952359 -------------------------------------------------------------------------------------------------------------------------- Security: 477839104 Meeting Type: Annual Ticker: JBT Meeting Date: 10-May-2019 ISIN: US4778391049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A Election of Director: Alan D. Feldman Mgmt For For 1B Election of Director: James E. Goodwin Mgmt Against Against 2. Approve on an advisory basis a non-binding resolution Mgmt For For regarding the compensation of named executive officers. 3. Ratify the appointment of KPMG LLP as our independent Mgmt For For registered public accounting firm for 2019. -------------------------------------------------------------------------------------------------------------------------- JONES LANG LASALLE INCORPORATED Agenda Number: 934993367 -------------------------------------------------------------------------------------------------------------------------- Security: 48020Q107 Meeting Type: Annual Ticker: JLL Meeting Date: 29-May-2019 ISIN: US48020Q1076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Hugo Bagu? Mgmt For For 1b. Election of Director: Matthew Carter, Jr. Mgmt For For 1c. Election of Director: Samuel A. Di Piazza, Jr. Mgmt For For 1d. Election of Director: Sheila A. Penrose Mgmt For For 1e. Election of Director: Ming Lu Mgmt For For 1f. Election of Director: Bridget Macaskill Mgmt For For 1g. Election of Director: Martin H. Nesbitt Mgmt For For 1h. Election of Director: Jeetendra I. Patel Mgmt For For 1i. Election of Director: Ann Marie Petach Mgmt For For 1j. Election of Director: Christian Ulbrich Mgmt For For 2. Non-binding, advisory "say-on-pay" vote approving Mgmt For For executive compensation. 3. Approval of the 2019 Stock Award and Incentive Plan. Mgmt For For 4. Ratification of Appointment of Independent Registered Mgmt For For Public Accounting Firm. -------------------------------------------------------------------------------------------------------------------------- LANDSTAR SYSTEM, INC. Agenda Number: 934983431 -------------------------------------------------------------------------------------------------------------------------- Security: 515098101 Meeting Type: Annual Ticker: LSTR Meeting Date: 21-May-2019 ISIN: US5150981018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Homaira Akbari Mgmt Against Against 1b. Election of Director: Diana M. Murphy Mgmt Against Against 1c. Election of Director: Larry J. Thoele Mgmt Against Against 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2019. 3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- MIRAGEN THERAPEUTICS, INC. Agenda Number: 935015289 -------------------------------------------------------------------------------------------------------------------------- Security: 60463E103 Meeting Type: Annual Ticker: MGEN Meeting Date: 19-Jun-2019 ISIN: US60463E1038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR William S. Marshall PhD Mgmt For For Thomas E. Hughes, Ph.D. Mgmt For For Kevin Koch, Ph.D. Mgmt For For Joseph L. Turner Mgmt For For Arlene M. Morris Mgmt For For Jeffrey S. Hatfield Mgmt For For Christopher J Bowden MD Mgmt For For 2. To ratify the selection by the Audit Committee of the Mgmt For For Board of Directors of KPMG LLP as the independent registered public accounting firm of the company for its fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- NLIGHT, INC. Agenda Number: 935001331 -------------------------------------------------------------------------------------------------------------------------- Security: 65487K100 Meeting Type: Annual Ticker: LASR Meeting Date: 07-Jun-2019 ISIN: US65487K1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Director: Scott Keeney Mgmt For For 2. Ratification of the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for our fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- NUVASIVE, INC. Agenda Number: 934959543 -------------------------------------------------------------------------------------------------------------------------- Security: 670704105 Meeting Type: Annual Ticker: NUVA Meeting Date: 09-May-2019 ISIN: US6707041058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Robert F. Friel Mgmt For For 1b. Election of Director: Donald J. Rosenberg, Esq. Mgmt For For 1c. Election of Director: Daniel J. Wolterman Mgmt For For 2. Ratification of the appointment of Ernst & Young LLP Mgmt For For as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. 3. Approval of a non-binding advisory resolution Mgmt For For regarding the compensation of the Company's named executive officers for the fiscal year ended December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- PENUMBRA, INC. Agenda Number: 935003258 -------------------------------------------------------------------------------------------------------------------------- Security: 70975L107 Meeting Type: Annual Ticker: PEN Meeting Date: 05-Jun-2019 ISIN: US70975L1070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Don Kassing Mgmt For For Thomas Wilder Mgmt For For Janet Leeds Mgmt For For 2. To ratify the selection of Deloitte & Touche LLP as Mgmt For For the independent registered public accounting firm for Penumbra, Inc. for the fiscal year ending December 31, 2019. 3. To approve, on an advisory basis, the compensation of Mgmt For For Penumbra, Inc.'s Named Executive Officers as disclosed in the proxy statement. -------------------------------------------------------------------------------------------------------------------------- PROTO LABS, INC. Agenda Number: 934963631 -------------------------------------------------------------------------------------------------------------------------- Security: 743713109 Meeting Type: Annual Ticker: PRLB Meeting Date: 15-May-2019 ISIN: US7437131094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Victoria M. Holt Mgmt For For Archie C. Black Mgmt For For Sujeet Chand Mgmt For For Rainer Gawlick Mgmt For For John B. Goodman Mgmt For For Donald G. Krantz Mgmt For For Sven A. Wehrwein Mgmt For For 2. Ratification of the selection of Ernst & Young LLP as Mgmt For For the independent registered public accounting firm for fiscal year 2019. 3. Advisory approval of executive compensation. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- Q2 HOLDINGS INC Agenda Number: 935022513 -------------------------------------------------------------------------------------------------------------------------- Security: 74736L109 Meeting Type: Annual Ticker: QTWO Meeting Date: 11-Jun-2019 ISIN: US74736L1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael J. Maples, Sr. Mgmt For For James R. Offerdahl Mgmt For For R.H. Seale, III Mgmt For For 2. To ratify the appointment of Ernst & Young, LLP as the Mgmt For For Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. 3. Advisory vote to approve the compensation of our named Mgmt Against Against executive officers. 4. To approve an amendment to our Fourth Amended and Mgmt For For Restated Certificate of Incorporation ("Certificate of Incorporation") to declassify our board of directors. 5. To approve an amendment to our Certificate of Mgmt For For Incorporation to eliminate the supermajority voting requirement for (i) amendments to the Certificate of Incorporation and (ii) stockholder amendments to our Amended and Restated Bylaws. -------------------------------------------------------------------------------------------------------------------------- SHAKE SHACK INC Agenda Number: 935013235 -------------------------------------------------------------------------------------------------------------------------- Security: 819047101 Meeting Type: Annual Ticker: SHAK Meeting Date: 11-Jun-2019 ISIN: US8190471016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Daniel H. Meyer Mgmt For For 1b. Election of Director: Anna Fieler Mgmt For For 1c. Election of Director: Jeff Flug Mgmt For For 2. Ratification of Ernst & Young LLP as the Company's Mgmt For For Independent Registered Public Accounting Firm 3. Approval, on an advisory basis, of the compensation of Mgmt For For our Named Executive Officers -------------------------------------------------------------------------------------------------------------------------- SMARTSHEET INC. Agenda Number: 935016015 -------------------------------------------------------------------------------------------------------------------------- Security: 83200N103 Meeting Type: Annual Ticker: SMAR Meeting Date: 12-Jun-2019 ISIN: US83200N1037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Elena Gomez Mgmt Withheld Against Mark P. Mader Mgmt Withheld Against Magdalena Yesil Mgmt Withheld Against 2. Ratify the appointment of PricewaterhouseCoopers LLP Mgmt For For as independent registered public accounting firm for the fiscal year ending January 31, 2020. -------------------------------------------------------------------------------------------------------------------------- STAG INDUSTRIAL, INC. Agenda Number: 934945051 -------------------------------------------------------------------------------------------------------------------------- Security: 85254J102 Meeting Type: Annual Ticker: STAG Meeting Date: 29-Apr-2019 ISIN: US85254J1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Benjamin S. Butcher Mgmt For For 1B. Election of Director: Virgis W. Colbert Mgmt For For 1C. Election of Director: Michelle S. Dilley Mgmt For For 1D. Election of Director: Jeffrey D. Furber Mgmt For For 1E. Election of Director: Larry T. Guillemette Mgmt For For 1F. Election of Director: Francis X. Jacoby III Mgmt For For 1G. Election of Director: Christopher P. Marr Mgmt For For 1H. Election of Director: Hans S. Weger Mgmt For For 2. The ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2019. 3. The approval, by non-binding vote, of executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- TELADOC HEALTH, INC. Agenda Number: 934988253 -------------------------------------------------------------------------------------------------------------------------- Security: 87918A105 Meeting Type: Annual Ticker: TDOC Meeting Date: 30-May-2019 ISIN: US87918A1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ms. Helen Darling Mgmt For For Mr. William H. Frist MD Mgmt For For Mr. Michael Goldstein Mgmt For For Mr. Jason Gorevic Mgmt For For Mr. Brian McAndrews Mgmt For For Mr. Thomas G. McKinley Mgmt For For Mr. Arneek Multani Mgmt For For Mr. Kenneth H. Paulus Mgmt For For Mr. David Shedlarz Mgmt For For Mr. David B. Snow, Jr. Mgmt For For Mr. Mark D. Smith, MD Mgmt For For 2. Approve, on an advisory basis, the compensation of Mgmt For For Teladoc Health's named executive officers. 3. Ratify the appointment of Ernst & Young LLP as Teladoc Mgmt For For Health's independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- TREX COMPANY, INC. Agenda Number: 934938563 -------------------------------------------------------------------------------------------------------------------------- Security: 89531P105 Meeting Type: Annual Ticker: TREX Meeting Date: 01-May-2019 ISIN: US89531P1057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael F. Golden Mgmt For For Richard E. Posey Mgmt For For 2. To approve, on a non-binding advisory basis, the Mgmt For For compensation of our named executive officers. 3. To approve the Third Certificate of Amendment to the Mgmt For For Restated Certificate of Incorporation of Trex Company, Inc. to implement a majority voting standard in uncontested elections of directors. 4. To ratify the appointment of Ernst & Young LLP as Trex Mgmt For For Company's independent registered public accounting firm for the 2019 fiscal year. -------------------------------------------------------------------------------------------------------------------------- WATSCO, INC. Agenda Number: 935010556 -------------------------------------------------------------------------------------------------------------------------- Security: 942622200 Meeting Type: Annual Ticker: WSO Meeting Date: 03-Jun-2019 ISIN: US9426222009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Brian E. Keeley Mgmt Withheld Against Steven (Slava) Rubin Mgmt Withheld Against 2. To approve a non-binding advisory resolution regarding Mgmt For For the compensation of our named executive officers. 3. To ratify the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for the 2019 fiscal year. -------------------------------------------------------------------------------------------------------------------------- ZUORA, INC. Agenda Number: 935016091 -------------------------------------------------------------------------------------------------------------------------- Security: 98983V106 Meeting Type: Annual Ticker: ZUO Meeting Date: 18-Jun-2019 ISIN: US98983V1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Timothy Haley Mgmt For For Magdalena Yesil Mgmt For For 2. Ratification of the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for the fiscal year ending January 31, 2020. Motley Fool 100 Index ETF -------------------------------------------------------------------------------------------------------------------------- 3M COMPANY Agenda Number: 934958856 -------------------------------------------------------------------------------------------------------------------------- Security: 88579Y101 Meeting Type: Annual Ticker: MMM Meeting Date: 14-May-2019 ISIN: US88579Y1010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Thomas "Tony" K. Brown Mgmt For For 1b. Election of Director: Pamela J. Craig Mgmt For For 1c. Election of Director: David B. Dillon Mgmt For For 1d. Election of Director: Michael L. Eskew Mgmt For For 1e. Election of Director: Herbert L. Henkel Mgmt For For 1f. Election of Director: Amy E. Hood Mgmt For For 1g. Election of Director: Muhtar Kent Mgmt For For 1h. Election of Director: Edward M. Liddy Mgmt For For 1i. Election of Director: Dambisa F. Moyo Mgmt For For 1j. Election of Director: Gregory R. Page Mgmt For For 1k. Election of Director: Michael F. Roman Mgmt For For 1l. Election of Director: Patricia A. Woertz Mgmt For For 2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For LLP as 3M's independent registered public accounting firm. 3. Advisory approval of executive compensation. Mgmt For For 4. Stockholder proposal on setting target amounts for CEO Shr Against For compensation. -------------------------------------------------------------------------------------------------------------------------- ACTIVISION BLIZZARD, INC. Agenda Number: 935013893 -------------------------------------------------------------------------------------------------------------------------- Security: 00507V109 Meeting Type: Annual Ticker: ATVI Meeting Date: 20-Jun-2019 ISIN: US00507V1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Reveta Bowers Mgmt For For 1b. Election of Director: Robert Corti Mgmt For For 1c. Election of Director: Hendrik Hartong III Mgmt For For 1d. Election of Director: Brian Kelly Mgmt For For 1e. Election of Director: Robert Kotick Mgmt For For 1f. Election of Director: Barry Meyer Mgmt For For 1g. Election of Director: Robert Morgado Mgmt For For 1h. Election of Director: Peter Nolan Mgmt For For 1i. Election of Director: Casey Wasserman Mgmt For For 1j. Election of Director: Elaine Wynn Mgmt For For 2. To provide advisory approval of our executive Mgmt For For compensation. 3. To ratify the appointment of PricewaterhouseCoopers Mgmt For For LLP as our independent registered public accounting firm for 2019. -------------------------------------------------------------------------------------------------------------------------- ADOBE INC Agenda Number: 934931216 -------------------------------------------------------------------------------------------------------------------------- Security: 00724F101 Meeting Type: Annual Ticker: ADBE Meeting Date: 11-Apr-2019 ISIN: US00724F1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Amy Banse Mgmt For For 1b. Election of Director: Frank Calderoni Mgmt For For 1c. Election of Director: James Daley Mgmt For For 1d. Election of Director: Laura Desmond Mgmt For For 1e. Election of Director: Charles Geschke Mgmt For For 1f. Election of Director: Shantanu Narayen Mgmt For For 1g. Election of Director: Kathleen Oberg Mgmt For For 1h. Election of Director: Dheeraj Pandey Mgmt For For 1i. Election of Director: David Ricks Mgmt For For 1j. Election of Director: Daniel Rosensweig Mgmt For For 1k. Election of Director: John Warnock Mgmt For For 2. Approve the 2019 Equity Incentive Plan to replace our Mgmt For For 2003 Equity Incentive Plan. 3. Ratify the appointment of KPMG LLP as our independent Mgmt For For registered public accounting firm for our fiscal year ending on November 29, 2019. 4. Approve, on an advisory basis, the compensation of our Mgmt For For named executive officers. 5. Consider and vote upon one stockholder proposal. Shr Against For -------------------------------------------------------------------------------------------------------------------------- AFLAC INCORPORATED Agenda Number: 934949201 -------------------------------------------------------------------------------------------------------------------------- Security: 001055102 Meeting Type: Annual Ticker: AFL Meeting Date: 06-May-2019 ISIN: US0010551028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Daniel P. Amos Mgmt For For 1b. Election of Director: W. Paul Bowers Mgmt For For 1c. Election of Director: Toshihiko Fukuzawa Mgmt For For 1d. Election of Director: Robert B. Johnson Mgmt For For 1e. Election of Director: Thomas J. Kenny Mgmt For For 1f. Election of Director: Georgette D. Kiser Mgmt For For 1g. Election of Director: Karole F. Lloyd Mgmt For For 1h. Election of Director: Joseph L. Moskowitz Mgmt For For 1i. Election of Director: Barbara K. Rimer, DrPH Mgmt For For 1j. Election of Director: Katherine T. Rohrer Mgmt For For 1k. Election of Director: Melvin T. Stith Mgmt For For 2. To consider the following non-binding advisory Mgmt For For proposal: "Resolved, on an advisory basis, the shareholders of Aflac Incorporated approve the compensation of the named executives, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and accompanying tables and narrative of the Notice of 2019 Annual Meeting of Shareholders and Proxy Statement" 3. To consider and act upon the ratification of the Mgmt For For appointment of KPMG LLP as independent registered public accounting firm of the Company for the year ending December 31, 2019 -------------------------------------------------------------------------------------------------------------------------- ALEXANDRIA REAL ESTATE EQUITIES, INC. Agenda Number: 934983188 -------------------------------------------------------------------------------------------------------------------------- Security: 015271109 Meeting Type: Annual Ticker: ARE Meeting Date: 09-May-2019 ISIN: US0152711091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Joel S. Marcus Mgmt For For 1.2 Election of Director: Steven R. Hash Mgmt For For 1.3 Election of Director: John L. Atkins, III Mgmt For For 1.4 Election of Director: James P. Cain Mgmt For For 1.5 Election of Director: Maria C. Freire Mgmt For For 1.6 Election of Director: Richard H. Klein Mgmt For For 1.7 Election of Director: James H. Richardson Mgmt For For 1.8 Election of Director: Michael A. Woronoff Mgmt For For 2. To cast a non-binding, advisory vote on a resolution Mgmt For For to approve the compensation of the Company's named executive officers, as more particularly defined in the accompanying proxy statement. 3. To ratify the appointment of Ernst & Young LLP as the Mgmt For For Company's independent registered public accountants for the fiscal year ending December 31, 2019, as more particularly described in the accompanying proxy statement. -------------------------------------------------------------------------------------------------------------------------- ALIGN TECHNOLOGY, INC. Agenda Number: 934960370 -------------------------------------------------------------------------------------------------------------------------- Security: 016255101 Meeting Type: Annual Ticker: ALGN Meeting Date: 15-May-2019 ISIN: US0162551016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Kevin J. Dallas Mgmt For For 1b. Election of Director: Joseph M. Hogan Mgmt For For 1c. Election of Director: Joseph Lacob Mgmt For For 1d. Election of Director: C. Raymond Larkin, Jr. Mgmt For For 1e. Election of Director: George J. Morrow Mgmt For For 1f. Election of Director: Thomas M. Prescott Mgmt For For 1g. Election of Director: Andrea L. Saia Mgmt For For 1h. Election of Director: Greg J. Santora Mgmt For For 1i. Election of Director: Susan E. Siegel Mgmt For For 1j. Election of Director: Warren S. Thaler Mgmt For For 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTANTS: Proposal to ratify the appointment of PricewaterhouseCoopers LLP as Align Technology, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2019. 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt Against Against COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- ALTABA INC. Agenda Number: 934873628 -------------------------------------------------------------------------------------------------------------------------- Security: 021346101 Meeting Type: Annual Ticker: AABA Meeting Date: 16-Oct-2018 ISIN: US0213461017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Tor R. Braham Mgmt For For 1.2 Election of Director: Eric K. Brandt Mgmt For For 1.3 Election of Director: Catherine J. Friedman Mgmt For For 1.4 Election of Director: Richard L. Kauffman Mgmt For For 1.5 Election of Director: Thomas J. McInerney Mgmt For For -------------------------------------------------------------------------------------------------------------------------- ALTABA INC. Agenda Number: 935035471 -------------------------------------------------------------------------------------------------------------------------- Security: 021346101 Meeting Type: Special Ticker: AABA Meeting Date: 27-Jun-2019 ISIN: US0213461017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To consider and vote upon a proposal to approve the Mgmt For For voluntary liquidation and dissolution of the Fund pursuant to the Plan of Complete Liquidation and Dissolution attached to the proxy statement as Appendix A (such plan, the "Plan of Liquidation and Dissolution"). 2. To grant discretionary authority to the Board of the Mgmt For For Fund to adjourn the special meeting, even if a quorum is present, to solicit additional proxies in the event that there are insufficient votes at the time of the special meeting to approve the liquidation and dissolution of the Fund pursuant to the Plan of Liquidation and Dissolution. -------------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. Agenda Number: 934985954 -------------------------------------------------------------------------------------------------------------------------- Security: 023135106 Meeting Type: Annual Ticker: AMZN Meeting Date: 22-May-2019 ISIN: US0231351067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jeffrey P. Bezos Mgmt For For 1b. Election of Director: Rosalind G. Brewer Mgmt For For 1c. Election of Director: Jamie S. Gorelick Mgmt For For 1d. Election of Director: Daniel P. Huttenlocher Mgmt For For 1e. Election of Director: Judith A. McGrath Mgmt For For 1f. Election of Director: Indra K. Nooyi Mgmt For For 1g. Election of Director: Jonathan J. Rubinstein Mgmt For For 1h. Election of Director: Thomas O. Ryder Mgmt For For 1i. Election of Director: Patricia Q. Stonesifer Mgmt For For 1j. Election of Director: Wendell P. Weeks Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS INDEPENDENT AUDITORS. 3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For 4. SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT ON Shr Against For MANAGEMENT OF FOOD WASTE. 5. SHAREHOLDER PROPOSAL REQUESTING A REDUCTION IN THE Shr Against For OWNERSHIP THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. 6. SHAREHOLDER PROPOSAL REQUESTING A BAN ON GOVERNMENT Shr Against For USE OF CERTAIN TECHNOLOGIES. 7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON THE IMPACT Shr Against For OF GOVERNMENT USE OF CERTAIN TECHNOLOGIES. 8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN Shr Against For PRODUCTS. 9. SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD Shr Against For CHAIR POLICY. 10. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN Shr Against For EMPLOYMENT POLICIES. 11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CLIMATE Shr Against For CHANGE TOPICS. 12. SHAREHOLDER PROPOSAL REQUESTING A BOARD IDEOLOGY Shr Against For DISCLOSURE POLICY. 13. SHAREHOLDER PROPOSAL REQUESTING CHANGES TO THE Shr Against For COMPANY'S GENDER PAY REPORTING. 14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For INTEGRATING CERTAIN METRICS INTO EXECUTIVE COMPENSATION. 15. SHAREHOLDER PROPOSAL REGARDING VOTE-COUNTING PRACTICES Shr Against For FOR SHAREHOLDER PROPOSALS. -------------------------------------------------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Agenda Number: 934951953 -------------------------------------------------------------------------------------------------------------------------- Security: 025816109 Meeting Type: Annual Ticker: AXP Meeting Date: 07-May-2019 ISIN: US0258161092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Charlene Barshefsky Mgmt For For 1b. Election of Director: John J. Brennan Mgmt For For 1c. Election of Director: Peter Chernin Mgmt For For 1d. Election of Director: Ralph de la Vega Mgmt For For 1e. Election of Director: Anne Lauvergeon Mgmt For For 1f. Election of Director: Michael O. Leavitt Mgmt For For 1g. Election of Director: Theodore J. Leonsis Mgmt For For 1h. Election of Director: Stephen J. Squeri Mgmt For For 1i. Election of Director: Daniel L. Vasella Mgmt For For 1j. Election of Director: Ronald A. Williams Mgmt For For 1k. Election of Director: Christopher D. Young Mgmt For For 2. Ratification of appointment of PricewaterhouseCoopers Mgmt For For LLP as independent registered public accounting firm for 2019. 3. Approval, on an advisory basis, of the Company's Mgmt For For executive compensation. 4. Shareholder proposal relating to action by written Shr For Against consent. 5. Shareholder proposal relating to deducting the stock Shr Against For buyback impact from executive pay. 6. Shareholder proposal relating to gender pay equity. Shr Against For -------------------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION Agenda Number: 934978860 -------------------------------------------------------------------------------------------------------------------------- Security: 03027X100 Meeting Type: Annual Ticker: AMT Meeting Date: 21-May-2019 ISIN: US03027X1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Raymond P. Dolan Mgmt For For 1b. Election of Director: Robert D. Hormats Mgmt For For 1c. Election of Director: Gustavo Lara Cantu Mgmt For For 1d. Election of Director: Grace D. Lieblein Mgmt For For 1e. Election of Director: Craig Macnab Mgmt For For 1f. Election of Director: JoAnn A. Reed Mgmt For For 1g. Election of Director: Pamela D.A. Reeve Mgmt For For 1h. Election of Director: David E. Sharbutt Mgmt For For 1i. Election of Director: James D. Taiclet Mgmt For For 1j. Election of Director: Samme L. Thompson Mgmt For For 2. To ratify the selection of Deloitte & Touche LLP as Mgmt For For the Company's independent registered public accounting firm for 2019. 3. To approve, on an advisory basis, the Company's Mgmt For For executive compensation. 4. To adopt a policy requiring an independent Board Shr For Against Chairman. 5. To require periodic reports on political contributions Shr For Against and expenditures. -------------------------------------------------------------------------------------------------------------------------- AMGEN INC. Agenda Number: 934979266 -------------------------------------------------------------------------------------------------------------------------- Security: 031162100 Meeting Type: Annual Ticker: AMGN Meeting Date: 21-May-2019 ISIN: US0311621009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Dr. Wanda M. Austin Mgmt For For 1b. Election of Director: Mr. Robert A. Bradway Mgmt For For 1c. Election of Director: Dr. Brian J. Druker Mgmt For For 1d. Election of Director: Mr. Robert A. Eckert Mgmt For For 1e. Election of Director: Mr. Greg C. Garland Mgmt For For 1f. Election of Director: Mr. Fred Hassan Mgmt For For 1g. Election of Director: Dr. Rebecca M. Henderson Mgmt For For 1h. Election of Director: Mr. Charles M. Holley, Jr. Mgmt For For 1i. Election of Director: Dr. Tyler Jacks Mgmt For For 1j. Election of Director: Ms. Ellen J. Kullman Mgmt For For 1k. Election of Director: Dr. Ronald D. Sugar Mgmt For For 1l. Election of Director: Dr. R. Sanders Williams Mgmt For For 2. Advisory vote to approve our executive compensation. Mgmt For For 3. To ratify the selection of Ernst & Young LLP as our Mgmt For For independent registered public accountants for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- APPLE INC. Agenda Number: 934919359 -------------------------------------------------------------------------------------------------------------------------- Security: 037833100 Meeting Type: Annual Ticker: AAPL Meeting Date: 01-Mar-2019 ISIN: US0378331005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of director: James Bell Mgmt For For 1b. Election of director: Tim Cook Mgmt For For 1c. Election of director: Al Gore Mgmt For For 1d. Election of director: Bob Iger Mgmt For For 1e. Election of director: Andrea Jung Mgmt For For 1f. Election of director: Art Levinson Mgmt For For 1g. Election of director: Ron Sugar Mgmt For For 1h. Election of director: Sue Wagner Mgmt For For 2. Ratification of the appointment of Ernst & Young LLP Mgmt For For as Apple's independent registered public accounting firm for 2019 3. Advisory vote to approve executive compensation Mgmt For For 4. A shareholder proposal entitled "Shareholder Proxy Shr Against For Access Amendments" 5. A shareholder proposal entitled "True Diversity Board Shr Against For Policy" -------------------------------------------------------------------------------------------------------------------------- APPLIED MATERIALS, INC. Agenda Number: 934921873 -------------------------------------------------------------------------------------------------------------------------- Security: 038222105 Meeting Type: Annual Ticker: AMAT Meeting Date: 07-Mar-2019 ISIN: US0382221051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Judy Bruner Mgmt For For 1b. Election of Director: Xun (Eric) Chen Mgmt For For 1c. Election of Director: Aart J. de Geus Mgmt For For 1d. Election of Director: Gary E. Dickerson Mgmt For For 1e. Election of Director: Stephen R. Forrest Mgmt For For 1f. Election of Director: Thomas J. Iannotti Mgmt For For 1g. Election of Director: Alexander A. Karsner Mgmt For For 1h. Election of Director: Adrianna C. Ma Mgmt For For 1i. Election of Director: Scott A. McGregor Mgmt For For 1j. Election of Director: Dennis D. Powell Mgmt For For 2. Approval, on an advisory basis, of the compensation of Mgmt For For Applied Materials' named executive officers for fiscal year 2018. 3. Ratification of the appointment of KPMG LLP as Applied Mgmt For For Materials' independent registered public accounting firm for fiscal year 2019. 4. Shareholder proposal to provide for right to act by Shr For Against written consent. -------------------------------------------------------------------------------------------------------------------------- ARISTA NETWORKS, INC. Agenda Number: 934988683 -------------------------------------------------------------------------------------------------------------------------- Security: 040413106 Meeting Type: Annual Ticker: ANET Meeting Date: 28-May-2019 ISIN: US0404131064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Charles Giancarlo Mgmt For For Ann Mather Mgmt For For Daniel Scheinman Mgmt For For 2. Approval on an advisory basis of the compensation of Mgmt For For the named executive officers. 3. To ratify the appointment of Ernst & Young LLP as our Mgmt Against Against independent registered public accounting firm for our fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- BECTON, DICKINSON AND COMPANY Agenda Number: 934913117 -------------------------------------------------------------------------------------------------------------------------- Security: 075887109 Meeting Type: Annual Ticker: BDX Meeting Date: 22-Jan-2019 ISIN: US0758871091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Catherine M. Burzik Mgmt For For 1b. Election of Director: R. Andrew Eckert Mgmt For For 1c. Election of Director: Vincent A. Forlenza Mgmt For For 1d. Election of Director: Claire M. Fraser Mgmt For For 1e. Election of Director: Jeffrey W. Henderson Mgmt For For 1f. Election of Director: Christopher Jones Mgmt For For 1g. Election of Director: Marshall O. Larsen Mgmt For For 1h. Election of Director: David F. Melcher Mgmt For For 1i. Election of Director: Claire Pomeroy Mgmt For For 1j. Election of Director: Rebecca W. Rimel Mgmt For For 1k. Election of Director: Timothy M. Ring Mgmt For For 1l. Election of Director: Bertram L. Scott Mgmt For For 2. Ratification of selection of independent registered Mgmt For For public accounting firm. 3. Advisory vote to approve named executive officer Mgmt For For compensation. 4. Amendment to BD's Restated Certificate of Mgmt For For Incorporation. -------------------------------------------------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Agenda Number: 934943362 -------------------------------------------------------------------------------------------------------------------------- Security: 084670702 Meeting Type: Annual Ticker: BRKB Meeting Date: 04-May-2019 ISIN: US0846707026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Warren E. Buffett Mgmt For For Charles T. Munger Mgmt For For Gregory E. Abel Mgmt For For Howard G. Buffett Mgmt For For Stephen B. Burke Mgmt For For Susan L. Decker Mgmt For For William H. Gates III Mgmt For For David S. Gottesman Mgmt For For Charlotte Guyman Mgmt For For Ajit Jain Mgmt For For Thomas S. Murphy Mgmt For For Ronald L. Olson Mgmt For For Walter Scott, Jr. Mgmt For For Meryl B. Witmer Mgmt For For -------------------------------------------------------------------------------------------------------------------------- BIOGEN INC. Agenda Number: 935015556 -------------------------------------------------------------------------------------------------------------------------- Security: 09062X103 Meeting Type: Annual Ticker: BIIB Meeting Date: 19-Jun-2019 ISIN: US09062X1037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: John R. Chiminski Mgmt For For 1b. Election of Director: Alexander J. Denner Mgmt For For 1c. Election of Director: Caroline D. Dorsa Mgmt For For 1d. Election of Director: William A. Hawkins Mgmt For For 1e. Election of Director: Nancy L. Leaming Mgmt For For 1f. Election of Director: Jesus B. Mantas Mgmt For For 1g. Election of Director: Richard C. Mulligan Mgmt For For 1h. Election of Director: Robert W. Pangia Mgmt For For 1i. Election of Director: Stelios Papadopoulos Mgmt For For 1j. Election of Director: Brian S. Posner Mgmt For For 1k. Election of Director: Eric K. Rowinsky Mgmt For For 1l. Election of Director: Lynn Schenk Mgmt For For 1m. Election of Director: Stephen A. Sherwin Mgmt For For 1n. Election of Director: Michel Vounatsos Mgmt For For 2. To ratify the selection of PricewaterhouseCoopers LLP Mgmt For For as Biogen Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2019. 3. Say on Pay - To approve an advisory vote on executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- BIOMARIN PHARMACEUTICAL INC. Agenda Number: 934995070 -------------------------------------------------------------------------------------------------------------------------- Security: 09061G101 Meeting Type: Annual Ticker: BMRN Meeting Date: 04-Jun-2019 ISIN: US09061G1013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jean-Jacques Bienaim? Mgmt For For Willard Dere Mgmt For For Michael Grey Mgmt For For Elaine J. Heron Mgmt For For Robert J. Hombach Mgmt For For V. Bryan Lawlis Mgmt For For Alan J. Lewis Mgmt For For Richard A. Meier Mgmt For For David E.I. Pyott Mgmt For For Dennis J. Slamon Mgmt For For 2. To ratify the selection of KPMG LLP as the independent Mgmt For For registered public accounting firm for BioMarin for the fiscal year ending December 31, 2019. 3. To approve, on an advisory basis, the compensation of Mgmt For For the Company's Named Executive Officers as disclosed in the Proxy Statement. 4. To approve an amendment to the 2017 Equity Incentive Mgmt For For Plan. 5. To approve amendments to the Amended and Restated 2006 Mgmt For For Employee Stock Purchase Plan. -------------------------------------------------------------------------------------------------------------------------- BOOKING HOLDINGS INC. Agenda Number: 935004957 -------------------------------------------------------------------------------------------------------------------------- Security: 09857L108 Meeting Type: Annual Ticker: BKNG Meeting Date: 06-Jun-2019 ISIN: US09857L1089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Timothy M. Armstrong Mgmt For For Jeffery H. Boyd Mgmt For For Glenn D. Fogel Mgmt For For Mirian Graddick-Weir Mgmt For For James M. Guyette Mgmt For For Wei Hopeman Mgmt For For Robert J. Mylod, Jr. Mgmt For For Charles H. Noski Mgmt For For Nancy B. Peretsman Mgmt For For Nicholas J. Read Mgmt Withheld Against Thomas E. Rothman Mgmt For For Lynn M. Vojvodich Mgmt For For Vanessa A. Wittman Mgmt For For 2. Ratification of Deloitte & Touche LLP as our Mgmt For For independent registered public accounting firm for the fiscal year ending December 31, 2019. 3. Advisory Vote to Approve 2018 Executive Compensation. Mgmt For For 4. Stockholder Proposal requesting that the Company amend Shr Against For its proxy access bylaw. -------------------------------------------------------------------------------------------------------------------------- BROADCOM INC Agenda Number: 934928598 -------------------------------------------------------------------------------------------------------------------------- Security: 11135F101 Meeting Type: Annual Ticker: AVGO Meeting Date: 01-Apr-2019 ISIN: US11135F1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Mr. Hock E. Tan Mgmt For For 1b. Election of Director: Dr. Henry Samueli Mgmt For For 1c. Election of Director: Mr. Eddy W. Hartenstein Mgmt For For 1d. Election of Director: Ms. Diane M. Bryant Mgmt For For 1e. Election of Director: Ms. Gayla J. Delly Mgmt For For 1f. Election of Director: Mr. Check Kian Low Mgmt For For 1g. Election of Director: Mr. Peter J. Marks Mgmt For For 1h. Election of Director: Mr. Harry L. You Mgmt For For 2. Ratification of the appointment of Pricewaterhouse- Mgmt For For Coopers LLP as Broadcom's independent registered public accounting firm for the fiscal year ending November 3, 2019. 3. To approve amendments to Broadcom's Second Amended and Mgmt For For Restated Employee Share Purchase Plan. 4. Non-binding, advisory vote to approve compensation of Mgmt Against Against Broadcom's named executive officers. -------------------------------------------------------------------------------------------------------------------------- CELGENE CORPORATION Agenda Number: 934939642 -------------------------------------------------------------------------------------------------------------------------- Security: 151020104 Meeting Type: Special Ticker: CELG Meeting Date: 12-Apr-2019 ISIN: US1510201049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Adoption of the Agreement and Plan of Merger, dated as Mgmt For For of January 2, 2019, as it may be amended from time to time (the merger agreement), among Bristol-Myers Squibb Company, a Delaware corporation (Bristol-Myers Squibb), Burgundy Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of Bristol-Myers Squibb, and Celgene Corporation (Celgene), pursuant to which Burgundy Merger Sub, Inc. will be merged with and into Celgene (the merger). 2. Approval of the adjournment from time to time of the Mgmt For For special meeting of the stockholders of Celgene (the Celgene special meeting) if necessary to solicit additional proxies if there are not sufficient votes to adopt the merger agreement at the time of the Celgene special meeting or any adjournment or postponement thereof. 3. Approval, on an advisory (non-binding) basis, of the Mgmt Against Against compensation that will or may be paid or provided by Celgene to its named executive officers in connection with the merger. -------------------------------------------------------------------------------------------------------------------------- CERNER CORPORATION Agenda Number: 935021612 -------------------------------------------------------------------------------------------------------------------------- Security: 156782104 Meeting Type: Annual Ticker: CERN Meeting Date: 30-May-2019 ISIN: US1567821046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class III Director: Gerald E. Bisbee, Jr., Mgmt For For Ph.D., M.B.A. 1b. Election of Class III Director: Linda M. Dillman Mgmt For For 1c. Election of Class III Director: George A. Riedel, Mgmt For For M.B.A. 1d. Election of Class III Director: R. Halsey Wise, M.B.A. Mgmt For For 2. Ratification of the appointment of KPMG LLP as the Mgmt For For independent registered public accounting firm of Cerner Corporation for 2019. 3. Approval, on an advisory basis, of the compensation of Mgmt For For our Named Executive Officers. 4. Approval of the proposed amendment and restatement of Mgmt For For the Cerner Corporation 2011 Omnibus Equity Incentive Plan, including an increase in the number of authorized shares under the plan. -------------------------------------------------------------------------------------------------------------------------- CINTAS CORPORATION Agenda Number: 934877929 -------------------------------------------------------------------------------------------------------------------------- Security: 172908105 Meeting Type: Annual Ticker: CTAS Meeting Date: 30-Oct-2018 ISIN: US1729081059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Gerald S. Adolph Mgmt For For 1b. Election of Director: John F. Barrett Mgmt For For 1c. Election of Director: Melanie W. Barstad Mgmt For For 1d. Election of Director: Robert E. Coletti Mgmt For For 1e. Election of Director: Scott D. Farmer Mgmt For For 1f. Election of Director: James J. Johnson Mgmt For For 1g. Election of Director: Joseph Scaminace Mgmt For For 1h. Election of Director: Ronald W. Tysoe Mgmt For For 2. To approve, on an advisory basis, named executive Mgmt For For officer compensation. 3. To ratify Ernst & Young LLP as our independent Mgmt For For registered public accounting firm for fiscal year 2019. -------------------------------------------------------------------------------------------------------------------------- CME GROUP INC. Agenda Number: 934879909 -------------------------------------------------------------------------------------------------------------------------- Security: 12572Q105 Meeting Type: Special Ticker: CME Meeting Date: 29-Nov-2018 ISIN: US12572Q1058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approve an amendment and restatement of our Mgmt For For certificate of incorporation to eliminate all or some of the Class B Election Rights. -------------------------------------------------------------------------------------------------------------------------- CME GROUP INC. Agenda Number: 934959480 -------------------------------------------------------------------------------------------------------------------------- Security: 12572Q105 Meeting Type: Annual Ticker: CME Meeting Date: 08-May-2019 ISIN: US12572Q1058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Equity Director: Terrence A. Duffy Mgmt For For 1b. Election of Equity Director: Timothy S. Bitsberger Mgmt For For 1c. Election of Equity Director: Charles P. Carey Mgmt For For 1d. Election of Equity Director: Dennis H. Chookaszian Mgmt For For 1e. Election of Equity Director: Ana Dutra Mgmt For For 1f. Election of Equity Director: Martin J. Gepsman Mgmt For For 1g. Election of Equity Director: Larry G. Gerdes Mgmt For For 1h. Election of Equity Director: Daniel R. Glickman Mgmt For For 1i. Election of Equity Director: Daniel G. Kaye Mgmt For For 1j. Election of Equity Director: Phyllis M. Lockett Mgmt For For 1k. Election of Equity Director: Deborah J. Lucas Mgmt For For 1l. Election of Equity Director: Alex J. Pollock Mgmt For For 1m. Election of Equity Director: Terry L. Savage Mgmt For For 1n. Election of Equity Director: William R. Shepard Mgmt For For 1o. Election of Equity Director: Howard J. Siegel Mgmt For For 1p. Election of Equity Director: Michael A. Spencer Mgmt For For 1q. Election of Equity Director: Dennis A. Suskind Mgmt For For 2. Ratification of the appointment of Ernst & Young as Mgmt For For our independent registered public accounting firm for 2019. 3. Advisory vote on the compensation of our named Mgmt For For executive officers. -------------------------------------------------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 934997214 -------------------------------------------------------------------------------------------------------------------------- Security: 192446102 Meeting Type: Annual Ticker: CTSH Meeting Date: 04-Jun-2019 ISIN: US1924461023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of director to serve until the 2020 annual Mgmt For For meeting: Zein Abdalla 1b. Election of director to serve until the 2020 annual Mgmt For For meeting: Maureen Breakiron-Evans 1c. Election of director to serve until the 2020 annual Mgmt For For meeting: Jonathan Chadwick 1d. Election of director to serve until the 2020 annual Mgmt For For meeting: John M. Dineen 1e. Election of director to serve until the 2020 annual Mgmt For For meeting: Francisco D'Souza 1f. Election of director to serve until the 2020 annual Mgmt For For meeting: John N. Fox, Jr. 1g. Election of director to serve until the 2020 annual Mgmt For For meeting: Brian Humphries 1h. Election of director to serve until the 2020 annual Mgmt For For meeting: John E. Klein 1i. Election of director to serve until the 2020 annual Mgmt For For meeting: Leo S. Mackay, Jr. 1j. Election of director to serve until the 2020 annual Mgmt For For meeting: Michael Patsalos-Fox 1k. Election of director to serve until the 2020 annual Mgmt For For meeting: Joseph M. Velli 2. Approve, on an advisory (non-binding) basis, the Mgmt For For compensation of the company's named executive officers. 3. Ratify the appointment of PricewaterhouseCoopers LLP Mgmt For For as the company's independent registered public accounting firm for the year ending December 31, 2019. 4. Shareholder proposal requesting that the company Shr Against For provide a report disclosing its political spending and related company policies. 5. Shareholder proposal requesting that the board of Shr Against For directors adopt a policy and amend the company's governing documents to require that the chairman of the board be an independent director. -------------------------------------------------------------------------------------------------------------------------- CORNING INCORPORATED Agenda Number: 934945633 -------------------------------------------------------------------------------------------------------------------------- Security: 219350105 Meeting Type: Annual Ticker: GLW Meeting Date: 02-May-2019 ISIN: US2193501051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Donald W. Blair Mgmt For For 1b. Election of Director: Leslie A. Brun Mgmt For For 1c. Election of Director: Stephanie A. Burns Mgmt For For 1d. Election of Director: John A. Canning, Jr. Mgmt For For 1e. Election of Director: Richard T. Clark Mgmt For For 1f. Election of Director: Robert F. Cummings, Jr. Mgmt For For 1g. Election of Director: Deborah A. Henretta Mgmt For For 1h. Election of Director: Daniel P. Huttenlocher Mgmt For For 1i. Election of Director: Kurt M. Landgraf Mgmt For For 1j. Election of Director: Kevin J. Martin Mgmt For For 1k. Election of Director: Deborah D. Rieman Mgmt For For 1l. Election of Director: Hansel E. Tookes II Mgmt For For 1m. Election of Director: Wendell P. Weeks Mgmt For For 1n. Election of Director: Mark S. Wrighton Mgmt For For 2. Advisory approval of the Company's executive Mgmt For For compensation (Say on Pay). 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. 4. Approval of the 2019 Equity Plan for Non-Employee Mgmt For For Directors. -------------------------------------------------------------------------------------------------------------------------- COSTAR GROUP, INC. Agenda Number: 934999395 -------------------------------------------------------------------------------------------------------------------------- Security: 22160N109 Meeting Type: Annual Ticker: CSGP Meeting Date: 05-Jun-2019 ISIN: US22160N1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Michael R. Klein Mgmt For For 1b. Election of Director: Andrew C. Florance Mgmt For For 1c. Election of Director: Laura Cox Kaplan Mgmt For For 1d. Election of Director: Michael J. Glosserman Mgmt For For 1e. Election of Director: John W. Hill Mgmt For For 1f. Election of Director: Christopher J. Nassetta Mgmt For For 1g. Election of Director: David J. Steinberg Mgmt For For 2. Proposal to ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for 2019. 3. Proposal to approve, on an advisory basis, the Mgmt For For Company's executive compensation. -------------------------------------------------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION Agenda Number: 934911466 -------------------------------------------------------------------------------------------------------------------------- Security: 22160K105 Meeting Type: Annual Ticker: COST Meeting Date: 24-Jan-2019 ISIN: US22160K1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Hamilton E. James Mgmt For For John W. Stanton Mgmt For For Mary A. Wilderotter Mgmt For For 2. Ratification of selection of independent auditors. Mgmt For For 3. Approval, on an advisory basis, of executive Mgmt For For compensation. 4. Approval of adoption of the 2019 Incentive Plan. Mgmt For For 5. Approval to amend Articles of Incorporation to Mgmt For For declassify the Board and provide for annual election of directors. 6. Approval to amend Articles of Incorporation to Mgmt For For eliminate supermajority vote requirement. 7. Shareholder proposal regarding prison labor. Shr Against For -------------------------------------------------------------------------------------------------------------------------- CROWN CASTLE INTERNATIONAL CORP Agenda Number: 934969330 -------------------------------------------------------------------------------------------------------------------------- Security: 22822V101 Meeting Type: Annual Ticker: CCI Meeting Date: 16-May-2019 ISIN: US22822V1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: P. Robert Bartolo Mgmt For For 1b. Election of Director: Jay A. Brown Mgmt For For 1c. Election of Director: Cindy Christy Mgmt For For 1d. Election of Director: Ari Q. Fitzgerald Mgmt For For 1e. Election of Director: Robert E. Garrison II Mgmt For For 1f. Election of Director: Andrea J. Goldsmith Mgmt For For 1g. Election of Director: Lee W. Hogan Mgmt For For 1h. Election of Director: Edward C. Hutcheson, Jr. Mgmt For For 1i. Election of Director: J. Landis Martin Mgmt For For 1j. Election of Director: Robert F. McKenzie Mgmt For For 1k. Election of Director: Anthony J. Melone Mgmt For For 1l. Election of Director: W. Benjamin Moreland Mgmt For For 2. The ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2019. 3. The non-binding, advisory vote to approve the Mgmt For For compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- CUMMINS INC. Agenda Number: 934957082 -------------------------------------------------------------------------------------------------------------------------- Security: 231021106 Meeting Type: Annual Ticker: CMI Meeting Date: 14-May-2019 ISIN: US2310211063 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) Election of Director: N. Thomas Linebarger Mgmt For For 2) Election of Director: Richard J. Freeland Mgmt For For 3) Election of Director: Robert J. Bernhard Mgmt For For 4) Election of Director: Dr. Franklin R. Chang Diaz Mgmt For For 5) Election of Director: Bruno V. Di Leo Allen Mgmt For For 6) Election of Director: Stephen B. Dobbs Mgmt For For 7) Election of Director: Robert K. Herdman Mgmt For For 8) Election of Director: Alexis M. Herman Mgmt For For 9) Election of Director: Thomas J. Lynch Mgmt For For 10) Election of Director: William I. Miller Mgmt For For 11) Election of Director: Georgia R. Nelson Mgmt For For 12) Election of Director: Karen H. Quintos Mgmt For For 13) Advisory vote to approve the compensation of our named Mgmt For For executive officers as disclosed in the proxy statement. 14) Proposal to ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our auditors for 2019. 15) Proposal to approve the Cummins Inc. Employee Stock Mgmt Against Against Purchase Plan, as amended. 16) The shareholder proposal regarding an independent Shr Against For chairman of the board. -------------------------------------------------------------------------------------------------------------------------- CVS HEALTH CORPORATION Agenda Number: 934964203 -------------------------------------------------------------------------------------------------------------------------- Security: 126650100 Meeting Type: Annual Ticker: CVS Meeting Date: 16-May-2019 ISIN: US1266501006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Fernando Aguirre Mgmt For For 1b. Election of Director: Mark T. Bertolini Mgmt For For 1c. Election of Director: Richard M. Bracken Mgmt For For 1d. Election of Director: C. David Brown II Mgmt For For 1e. Election of Director: Alecia A. DeCoudreaux Mgmt For For 1f. Election of Director: Nancy-Ann M. DeParle Mgmt For For 1g. Election of Director: David W. Dorman Mgmt For For 1h. Election of Director: Roger N. Farah Mgmt For For 1i. Election of Director: Anne M. Finucane Mgmt For For 1j. Election of Director: Edward J. Ludwig Mgmt For For 1k. Election of Director: Larry J. Merlo Mgmt For For 1l. Election of Director: Jean-Pierre Millon Mgmt For For 1m. Election of Director: Mary L. Schapiro Mgmt For For 1n. Election of Director: Richard J. Swift Mgmt For For 1o. Election of Director: William C. Weldon Mgmt For For 1p. Election of Director: Tony L. White Mgmt For For 2. Proposal to ratify appointment of independent Mgmt For For registered public accounting firm for 2019. 3. Say on Pay, a proposal to approve, on an advisory Mgmt For For basis, the Company's executive compensation. 4. Stockholder proposal regarding exclusion of legal or Shr For Against compliance costs from financial performance adjustments for executive compensation. -------------------------------------------------------------------------------------------------------------------------- DELTA AIR LINES, INC. Agenda Number: 935025266 -------------------------------------------------------------------------------------------------------------------------- Security: 247361702 Meeting Type: Annual Ticker: DAL Meeting Date: 20-Jun-2019 ISIN: US2473617023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Edward H. Bastian Mgmt For For 1b. Election of Director: Francis S. Blake Mgmt For For 1c. Election of Director: Daniel A. Carp Mgmt For For 1d. Election of Director: Ashton B. Carter Mgmt For For 1e. Election of Director: David G. DeWalt Mgmt For For 1f. Election of Director: William H. Easter III Mgmt For For 1g. Election of Director: Christopher A. Hazleton Mgmt For For 1h. Election of Director: Michael P. Huerta Mgmt For For 1i. Election of Director: Jeanne P. Jackson Mgmt For For 1j. Election of Director: George N. Mattson Mgmt For For 1k. Election of Director: Sergio A.L. Rial Mgmt For For 1l. Election of Director: Kathy N. Waller Mgmt For For 2. To approve, on an advisory basis, the compensation of Mgmt For For Delta's named executive officers. 3. To ratify the appointment of Ernst & Young LLP as Mgmt For For Delta's independent auditors for the year ending December 31, 2019. 4. A stockholder proposal related to the right to act by Shr For Against written consent. -------------------------------------------------------------------------------------------------------------------------- DISCOVERY, INC. Agenda Number: 934960659 -------------------------------------------------------------------------------------------------------------------------- Security: 25470F104 Meeting Type: Annual Ticker: DISCA Meeting Date: 08-May-2019 ISIN: US25470F1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Paul A. Gould Mgmt For For Kenneth W. Lowe Mgmt For For Daniel E. Sanchez Mgmt For For 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as Discovery, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2019. 3. To vote on a stockholder proposal regarding simple Shr Against For majority vote, if properly presented. 4. To vote on a stockholder proposal regarding disclosure Shr Against For of diversity and qualifications of Discovery, Inc. directors and director candidates, if properly presented. -------------------------------------------------------------------------------------------------------------------------- EBAY INC. Agenda Number: 934993583 -------------------------------------------------------------------------------------------------------------------------- Security: 278642103 Meeting Type: Annual Ticker: EBAY Meeting Date: 30-May-2019 ISIN: US2786421030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Fred D. Anderson Jr. Mgmt For For 1b. Election of Director: Anthony J. Bates Mgmt For For 1c. Election of Director: Adriane M. Brown Mgmt For For 1d. Election of Director: Jesse A. Cohn Mgmt For For 1e. Election of Director: Diana Farrell Mgmt For For 1f. Election of Director: Logan D. Green Mgmt For For 1g. Election of Director: Bonnie S. Hammer Mgmt For For 1h. Election of Director: Kathleen C. Mitic Mgmt For For 1i. Election of Director: Matthew J. Murphy Mgmt For For 1j. Election of Director: Pierre M. Omidyar Mgmt For For 1k. Election of Director: Paul S. Pressler Mgmt For For 1l. Election of Director: Robert H. Swan Mgmt For For 1m. Election of Director: Thomas J. Tierney Mgmt For For 1n. Election of Director: Perry M. Traquina Mgmt For For 1o. Election of Director: Devin N. Wenig Mgmt For For 2. Advisory vote to approve named executive officer Mgmt For For compensation. 3. Ratification of appointment of independent auditors. Mgmt For For 4. Management proposal to amend special meeting Mgmt For For provisions in the Company's charter and bylaws. 5. Stockholder proposal requesting that the Board require Shr Against For an independent chair, if properly presented. -------------------------------------------------------------------------------------------------------------------------- ECOLAB INC. Agenda Number: 934949124 -------------------------------------------------------------------------------------------------------------------------- Security: 278865100 Meeting Type: Annual Ticker: ECL Meeting Date: 02-May-2019 ISIN: US2788651006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Douglas M. Baker, Jr. Mgmt For For 1b. Election of Director: Shari L. Ballard Mgmt For For 1c. Election of Director: Barbara J. Beck Mgmt For For 1d. Election of Director: Leslie S. Biller Mgmt For For 1e. Election of Director: Jeffrey M. Ettinger Mgmt For For 1f. Election of Director: Arthur J. Higgins Mgmt For For 1g. Election of Director: Michael Larson Mgmt For For 1h. Election of Director: David W. MacLennan Mgmt For For 1i. Election of Director: Tracy B. McKibben Mgmt For For 1j. Election of Director: Lionel L. Nowell, III Mgmt For For 1k. Election of Director: Victoria J. Reich Mgmt For For 1l. Election of Director: Suzanne M. Vautrinot Mgmt For For 1m. Election of Director: John J. Zillmer Mgmt For For 2. Ratify the appointment of PricewaterhouseCoopers LLP Mgmt For For as independent registered public accounting firm for the current year ending December 31, 2019. 3. Advisory vote to approve the compensation of Mgmt For For executives disclosed in the Proxy Statement. 4. Stockholder proposal requesting an independent board Shr Against For chair, if properly presented. -------------------------------------------------------------------------------------------------------------------------- ELECTRONIC ARTS INC. Agenda Number: 934848865 -------------------------------------------------------------------------------------------------------------------------- Security: 285512109 Meeting Type: Annual Ticker: EA Meeting Date: 02-Aug-2018 ISIN: US2855121099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Leonard S. Coleman Mgmt For For 1b. Election of Director: Jay C. Hoag Mgmt For For 1c. Election of Director: Jeffrey T. Huber Mgmt For For 1d. Election of Director: Lawrence F. Probst Mgmt For For 1e. Election of Director: Talbott Roche Mgmt For For 1f. Election of Director: Richard A. Simonson Mgmt For For 1g. Election of Director: Luis A. Ubinas Mgmt For For 1h. Election of Director: Heidi J. Ueberroth Mgmt For For 1i. Election of Director: Andrew Wilson Mgmt For For 2. Advisory vote on the compensation of the named Mgmt Against Against executive officers. 3. Ratification of the appointment of KPMG LLP as our Mgmt For For independent public registered accounting firm for the fiscal year ending March 31, 2019. -------------------------------------------------------------------------------------------------------------------------- EQUINIX, INC. Agenda Number: 935002270 -------------------------------------------------------------------------------------------------------------------------- Security: 29444U700 Meeting Type: Annual Ticker: EQIX Meeting Date: 30-May-2019 ISIN: US29444U7000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Thomas Bartlett Mgmt For For Nanci Caldwell Mgmt For For Gary Hromadko Mgmt For For Scott Kriens Mgmt For For William Luby Mgmt For For Irving Lyons, III Mgmt For For Charles Meyers Mgmt For For Christopher Paisley Mgmt For For Peter Van Camp Mgmt For For 2. To approve, by a non-binding advisory vote, the Mgmt For For compensation of Equinix's named executive officers. 3. To approve the Equinix French Sub-plan under Equinix's Mgmt For For 2000 Equity Incentive Plan. 4. To ratify the appointment of PricewaterhouseCoopers Mgmt For For LLP as Equinix's independent registered public accounting firm for the fiscal year ending December 31, 2019. 5. Stockholder proposal related to political Shr Against For contributions. -------------------------------------------------------------------------------------------------------------------------- FACEBOOK, INC. Agenda Number: 934995082 -------------------------------------------------------------------------------------------------------------------------- Security: 30303M102 Meeting Type: Annual Ticker: FB Meeting Date: 30-May-2019 ISIN: US30303M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Peggy Alford Mgmt For For Marc L. Andreessen Mgmt For For Kenneth I. Chenault Mgmt For For S. D. Desmond-Hellmann Mgmt For For Sheryl K. Sandberg Mgmt For For Peter A. Thiel Mgmt For For Jeffrey D. Zients Mgmt For For Mark Zuckerberg Mgmt For For 2. To ratify the appointment of Ernst & Young LLP as Mgmt For For Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2019. 3. To approve, on a non-binding advisory basis, the Mgmt For For compensation program for Facebook, Inc.'s named executive officers as disclosed in Facebook, Inc.'s proxy statement. 4. To vote, on a non-binding advisory basis, whether a Mgmt 1 Year Against non-binding advisory vote on the compensation program for Facebook, Inc.'s named executive officers should be held every one, two or three years. 5. A stockholder proposal regarding change in stockholder Shr For Against voting. 6. A stockholder proposal regarding an independent chair. Shr Against For 7. A stockholder proposal regarding majority voting for Shr For Against directors. 8. A stockholder proposal regarding true diversity board Shr Against For policy. 9. A stockholder proposal regarding a content governance Shr For Against report. 10. A stockholder proposal regarding median gender pay Shr Against For gap. 11. A stockholder proposal regarding workforce diversity. Shr Against For 12. A stockholder proposal regarding strategic Shr Against For alternatives. -------------------------------------------------------------------------------------------------------------------------- FEDEX CORPORATION Agenda Number: 934865594 -------------------------------------------------------------------------------------------------------------------------- Security: 31428X106 Meeting Type: Annual Ticker: FDX Meeting Date: 24-Sep-2018 ISIN: US31428X1063 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: John A. Edwardson Mgmt For For 1b. Election of Director: Marvin R. Ellison Mgmt For For 1c. Election of Director: Susan Patricia Griffith Mgmt For For 1d. Election of Director: John C. ("Chris") Inglis Mgmt For For 1e. Election of Director: Kimberly A. Jabal Mgmt For For 1f. Election of Director: Shirley Ann Jackson Mgmt For For 1g. Election of Director: R. Brad Martin Mgmt For For 1h. Election of Director: Joshua Cooper Ramo Mgmt For For 1i. Election of Director: Susan C. Schwab Mgmt For For 1j. Election of Director: Frederick W. Smith Mgmt For For 1k. Election of Director: David P. Steiner Mgmt For For 1l. Election of Director: Paul S. Walsh Mgmt For For 2. Advisory vote to approve named executive officer Mgmt For For compensation. 3. Ratification of independent registered public Mgmt For For accounting firm. 4. Stockholder proposal regarding lobbying activity and Shr Against For expenditure report. 5. Stockholder proposal regarding shareholder right to Shr For Against act by written consent. 6. Stockholder proposal regarding shareholder approval of Shr Against For bylaw changes. -------------------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY Agenda Number: 934949150 -------------------------------------------------------------------------------------------------------------------------- Security: 345370860 Meeting Type: Annual Ticker: F Meeting Date: 09-May-2019 ISIN: US3453708600 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Stephen G. Butler Mgmt For For 1b. Election of Director: Kimberly A. Casiano Mgmt For For 1c. Election of Director: Anthony F. Earley, Jr. Mgmt For For 1d. Election of Director: Edsel B. Ford II Mgmt For For 1e. Election of Director: William Clay Ford, Jr. Mgmt For For 1f. Election of Director: James P. Hackett Mgmt For For 1g. Election of Director: William W. Helman IV Mgmt For For 1h. Election of Director: William E. Kennard Mgmt For For 1i. Election of Director: John C. Lechleiter Mgmt For For 1j. Election of Director: John L. Thornton Mgmt For For 1k. Election of Director: John B. Veihmeyer Mgmt For For 1l. Election of Director: Lynn M. Vojvodich Mgmt For For 1m. Election of Director: John S. Weinberg Mgmt For For 2. Ratification of Independent Registered Public Mgmt For For Accounting Firm. 3. Say-on-Pay - An Advisory Vote to Approve the Mgmt For For Compensation of the Named Executives. 4. Approval of the Tax Benefit Preservation Plan. Mgmt For For 5. Relating to Consideration of a Recapitalization Plan Shr For Against to Provide That All of the Company's Outstanding Stock Have One Vote Per Share. 6. Relating to Disclosure of the Company's Lobbying Shr Against For Activities and Expenditures. 7. Relating to Disclosure of the Company's Political Shr Against For Activities and Expenditures. -------------------------------------------------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Agenda Number: 934957056 -------------------------------------------------------------------------------------------------------------------------- Security: 375558103 Meeting Type: Annual Ticker: GILD Meeting Date: 08-May-2019 ISIN: US3755581036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jacqueline K. Barton, Ph.D. Mgmt For For 1b. Election of Director: John F. Cogan, Ph.D. Mgmt For For 1c. Election of Director: Kelly A. Kramer Mgmt For For 1d. Election of Director: Kevin E. Lofton Mgmt For For 1e. Election of Director: Harish M. Manwani Mgmt For For 1f. Election of Director: Daniel P. O'Day Mgmt For For 1g. Election of Director: Richard J. Whitley, M.D. Mgmt For For 1h. Election of Director: Gayle E. Wilson Mgmt For For 1i. Election of Director: Per Wold-Olsen Mgmt For For 2. To ratify the selection of Ernst & Young LLP by the Mgmt For For Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2019. 3. To approve an amendment to Gilead's Restated Mgmt For For Certificate of Incorporation to allow stockholders to act by written consent. 4. To approve, on an advisory basis, the compensation of Mgmt For For our Named Executive Officers as presented in the Proxy Statement. 5. To vote on a stockholder proposal, if properly Shr Against For presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. 6. To vote on a stockholder proposal, if properly Shr Against For presented at the meeting, requesting that the Board issue a report describing how Gilead plans to allocate tax savings as a result of the Tax Cuts and Jobs Act. -------------------------------------------------------------------------------------------------------------------------- HCA HEALTHCARE, INC. Agenda Number: 934943526 -------------------------------------------------------------------------------------------------------------------------- Security: 40412C101 Meeting Type: Annual Ticker: HCA Meeting Date: 26-Apr-2019 ISIN: US40412C1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Thomas F. Frist III Mgmt For For 1b. Election of Director: Samuel N. Hazen Mgmt For For 1c. Election of Director: Meg G. Crofton Mgmt For For 1d. Election of Director: Robert J. Dennis Mgmt For For 1e. Election of Director: Nancy-Ann DeParle Mgmt For For 1f. Election of Director: William R. Frist Mgmt For For 1g. Election of Director: Charles O. Holliday, Jr. Mgmt For For 1h. Election of Director: Geoffrey G. Meyers Mgmt For For 1i. Election of Director: Michael W. Michelson Mgmt For For 1j. Election of Director: Wayne J. Riley, M.D. Mgmt For For 1k. Election of Director: John W. Rowe, M.D. Mgmt For For 2. To ratify the appointment of Ernst & Young LLP as our Mgmt For For independent registered public accounting firm for the year ending December 31, 2019. 3. Advisory vote to approve named executive officer Mgmt For For compensation. 4. To approve amendments to our amended and restated Mgmt For For certificate of incorporation to eliminate supermajority voting requirements. -------------------------------------------------------------------------------------------------------------------------- IDEXX LABORATORIES, INC. Agenda Number: 934954240 -------------------------------------------------------------------------------------------------------------------------- Security: 45168D104 Meeting Type: Annual Ticker: IDXX Meeting Date: 08-May-2019 ISIN: US45168D1046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jonathan W. Ayers Mgmt For For 1b. Election of Director: Stuart M. Essig, PhD Mgmt For For 1c. Election of Director: M. Anne Szostak Mgmt For For 2. Ratification of Appointment of Independent Registered Mgmt For For Public Accounting Firm. To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year. 3. Advisory Vote on Executive Compensation. To approve a Mgmt For For nonbinding advisory resolution on the Company's executive compensation. -------------------------------------------------------------------------------------------------------------------------- ILLUMINA, INC. Agenda Number: 934985067 -------------------------------------------------------------------------------------------------------------------------- Security: 452327109 Meeting Type: Annual Ticker: ILMN Meeting Date: 29-May-2019 ISIN: US4523271090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Frances Arnold, Ph.D. Mgmt For For 1B. Election of Director: Francis A. deSouza Mgmt For For 1C. Election of Director: Susan E. Siegel Mgmt For For 2. To ratify the appointment of Ernst & Young LLP as our Mgmt For For independent registered public accounting firm for the fiscal year ending December 29, 2019. 3. To approve, on an advisory basis, the compensation of Mgmt For For the named executive officers as disclosed in the Proxy Statement. 4. To approve an amendment to our Amended and Restated Mgmt For For Certificate of Incorporation to declassify our Board of Directors. 5. To approve, on an advisory basis, a stockholder Shr Against For proposal to enhance election-related disclosures. -------------------------------------------------------------------------------------------------------------------------- INTERCONTINENTAL EXCHANGE, INC. Agenda Number: 934964380 -------------------------------------------------------------------------------------------------------------------------- Security: 45866F104 Meeting Type: Annual Ticker: ICE Meeting Date: 17-May-2019 ISIN: US45866F1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for term expiring in 2020: Hon. Mgmt For For Sharon Y. Bowen 1b. Election of Director for term expiring in 2020: Mgmt For For Charles R. Crisp 1c. Election of Director for term expiring in 2020: Duriya Mgmt For For M. Farooqui 1d. Election of Director for term expiring in 2020: Mgmt For For Jean-Marc Forneri 1e. Election of Director for term expiring in 2020: The Mgmt For For Rt. Hon. the Lord Hague of Richmond 1f. Election of Director for term expiring in 2020: Hon. Mgmt For For Frederick W. Hatfield 1g. Election of Director for term expiring in 2020: Thomas Mgmt For For E. Noonan 1h. Election of Director for term expiring in 2020: Mgmt For For Frederic V. Salerno 1i. Election of Director for term expiring in 2020: Mgmt For For Jeffrey C. Sprecher 1j. Election of Director for term expiring in 2020: Judith Mgmt For For A. Sprieser 1k. Election of Director for term expiring in 2020: Mgmt For For Vincent Tese 2. To approve, by non-binding vote, the advisory Mgmt For For resolution on executive compensation for named executive officers. 3. To ratify the appointment of Ernst & Young LLP as our Mgmt For For independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- INTUIT INC. Agenda Number: 934908471 -------------------------------------------------------------------------------------------------------------------------- Security: 461202103 Meeting Type: Annual Ticker: INTU Meeting Date: 17-Jan-2019 ISIN: US4612021034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Eve Burton Mgmt For For 1b. Election of Director: Scott D. Cook Mgmt For For 1c. Election of Director: Richard L. Dalzell Mgmt For For 1d. Election of Director: Sasan Goodarzi Mgmt For For 1e. Election of Director: Deborah Liu Mgmt For For 1f. Election of Director: Suzanne Nora Johnson Mgmt For For 1g. Election of Director: Dennis D. Powell Mgmt For For 1h. Election of Director: Brad D. Smith Mgmt For For 1i. Election of Director: Thomas Szkutak Mgmt For For 1j. Election of Director: Raul Vazquez Mgmt For For 1k. Election of Director: Jeff Weiner Mgmt For For 2. Advisory vote to approve Intuit Inc.'s executive Mgmt For For compensation (say-on-pay) 3. Ratification of the selection of Ernst & Young LLP as Mgmt For For our independent registered public accounting firm for the fiscal year ending July 31, 2019 -------------------------------------------------------------------------------------------------------------------------- INTUITIVE SURGICAL, INC. Agenda Number: 934941938 -------------------------------------------------------------------------------------------------------------------------- Security: 46120E602 Meeting Type: Annual Ticker: ISRG Meeting Date: 25-Apr-2019 ISIN: US46120E6023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Craig H. Barratt, Ph.D. Mgmt For For 1b. Election of Director: Gary S. Guthart, Ph.D. Mgmt For For 1c. Election of Director: Amal M. Johnson Mgmt For For 1d. Election of Director: Don R. Kania, Ph.D. Mgmt For For 1e. Election of Director: Keith R. Leonard, Jr. Mgmt For For 1f. Election of Director: Alan J. Levy, Ph.D. Mgmt For For 1g. Election of Director: Jami Dover Nachtsheim Mgmt For For 1h. Election of Director: Mark J. Rubash Mgmt For For 1i. Election of Director: Lonnie M. Smith Mgmt For For 2. To approve, by advisory vote, the compensation of the Mgmt For For Company's Named Executive Officers. 3. The ratification of appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. 4. To approve the amendment and restatement of the 2010 Mgmt For For Incentive Award Plan. 5. A stockholder proposal entitled "Simple Majority Shr For Against Vote." -------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON Agenda Number: 934938638 -------------------------------------------------------------------------------------------------------------------------- Security: 478160104 Meeting Type: Annual Ticker: JNJ Meeting Date: 25-Apr-2019 ISIN: US4781601046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Mary C. Beckerle Mgmt For For 1b. Election of Director: D. Scott Davis Mgmt For For 1c. Election of Director: Ian E. L. Davis Mgmt For For 1d. Election of Director: Jennifer A. Doudna Mgmt For For 1e. Election of Director: Alex Gorsky Mgmt For For 1f. Election of Director: Marillyn A. Hewson Mgmt For For 1g. Election of Director: Mark B. McClellan Mgmt For For 1h. Election of Director: Anne M. Mulcahy Mgmt For For 1i. Election of Director: William D. Perez Mgmt For For 1j. Election of Director: Charles Prince Mgmt For For 1k. Election of Director: A. Eugene Washington Mgmt For For 1l. Election of Director: Ronald A. Williams Mgmt For For 2. Advisory Vote to Approve Named Executive Officer Mgmt For For Compensation. 3. Ratification of Appointment of PricewaterhouseCoopers Mgmt For For LLP as the Independent Registered Public Accounting Firm for 2019. 4. Shareholder Proposal - Clawback Disclosure Shr For Against 5. Shareholder Proposal - Executive Compensation and Drug Shr Against For Pricing Risks. -------------------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Agenda Number: 934979088 -------------------------------------------------------------------------------------------------------------------------- Security: 46625H100 Meeting Type: Annual Ticker: JPM Meeting Date: 21-May-2019 ISIN: US46625H1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Linda B. Bammann Mgmt For For 1b. Election of Director: James A. Bell Mgmt For For 1c. Election of Director: Stephen B. Burke Mgmt For For 1d. Election of Director: Todd A. Combs Mgmt For For 1e. Election of Director: James S. Crown Mgmt For For 1f. Election of Director: James Dimon Mgmt For For 1g. Election of Director: Timothy P. Flynn Mgmt For For 1h. Election of Director: Mellody Hobson Mgmt For For 1i. Election of Director: Laban P. Jackson, Jr. Mgmt For For 1j. Election of Director: Michael A. Neal Mgmt For For 1k. Election of Director: Lee R. Raymond Mgmt For For 2. Advisory resolution to approve executive compensation Mgmt For For 3. Ratification of independent registered public Mgmt For For accounting firm 4. Gender pay equity report Shr Against For 5. Enhance shareholder proxy access Shr Against For 6. Cumulative voting Shr Against For -------------------------------------------------------------------------------------------------------------------------- KINDER MORGAN, INC. Agenda Number: 934959668 -------------------------------------------------------------------------------------------------------------------------- Security: 49456B101 Meeting Type: Annual Ticker: KMI Meeting Date: 08-May-2019 ISIN: US49456B1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Richard D. Kinder Mgmt For For 1b. Election of Director: Steven J. Kean Mgmt For For 1c. Election of Director: Kimberly A. Dang Mgmt For For 1d. Election of Director: Ted A. Gardner Mgmt For For 1e. Election of Director: Anthony W. Hall, Jr. Mgmt For For 1f. Election of Director: Gary L. Hultquist Mgmt For For 1g. Election of Director: Ronald L. Kuehn, Jr. Mgmt For For 1h. Election of Director: Deborah A. Macdonald Mgmt For For 1i. Election of Director: Michael C. Morgan Mgmt For For 1j. Election of Director: Arthur C. Reichstetter Mgmt For For 1k. Election of Director: Fayez Sarofim Mgmt For For 1l. Election of Director: C. Park Shaper Mgmt For For 1m. Election of Director: William A. Smith Mgmt For For 1n. Election of Director: Joel V. Staff Mgmt For For 1o. Election of Director: Robert F. Vagt Mgmt For For 1p. Election of Director: Perry M. Waughtal Mgmt For For 2. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2019 3. Approval, on an advisory basis, of the compensation of Mgmt For For our named executive officers, as disclosed in the Proxy Statement -------------------------------------------------------------------------------------------------------------------------- LAM RESEARCH CORPORATION Agenda Number: 934879098 -------------------------------------------------------------------------------------------------------------------------- Security: 512807108 Meeting Type: Annual Ticker: LRCX Meeting Date: 06-Nov-2018 ISIN: US5128071082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Martin B. Anstice Mgmt For For Eric K. Brandt Mgmt For For Michael R. Cannon Mgmt For For Youssef A. El-Mansy Mgmt For For Christine A. Heckart Mgmt For For Catherine P. Lego Mgmt For For Stephen G. Newberry Mgmt For For Abhijit Y. Talwalkar Mgmt For For Lih Shyng Tsai Mgmt For For 2. Advisory vote to approve the compensation of the named Mgmt For For executive officers of Lam Research, or "Say on Pay." 3. Approval of the adoption of the Lam Research Mgmt For For Corporation 1999 Employee Stock Purchase Plan, as amended and restated. 4. Ratification of the appointment of the independent Mgmt For For registered public accounting firm for fiscal year 2019. -------------------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Agenda Number: 934988493 -------------------------------------------------------------------------------------------------------------------------- Security: 548661107 Meeting Type: Annual Ticker: LOW Meeting Date: 31-May-2019 ISIN: US5486611073 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Raul Alvarez Mgmt For For David H. Batchelder Mgmt For For Angela F. Braly Mgmt For For Sandra B. Cochran Mgmt For For Laurie Z. Douglas Mgmt For For Richard W. Dreiling Mgmt For For Marvin R. Ellison Mgmt For For James H. Morgan Mgmt For For Brian C. Rogers Mgmt For For Bertram L. Scott Mgmt For For Lisa W. Wardell Mgmt For For Eric C. Wiseman Mgmt For For 2. Advisory vote to approve Lowe's named executive Mgmt For For officer compensation in fiscal 2018. 3. Ratification of the appointment of Deloitte & Touche Mgmt For For LLP as Lowe's independent registered public accounting firm for fiscal 2019. -------------------------------------------------------------------------------------------------------------------------- MARKEL CORPORATION Agenda Number: 934951345 -------------------------------------------------------------------------------------------------------------------------- Security: 570535104 Meeting Type: Annual Ticker: MKL Meeting Date: 13-May-2019 ISIN: US5705351048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: K. Bruce Connell Mgmt For For 1b. Election of Director: Thomas S. Gayner Mgmt For For 1c. Election of Director: Stewart M. Kasen Mgmt For For 1d. Election of Director: Alan I. Kirshner Mgmt For For 1e. Election of Director: Diane Leopold Mgmt For For 1f. Election of Director: Lemuel E. Lewis Mgmt For For 1g. Election of Director: Anthony F. Markel Mgmt For For 1h. Election of Director: Steven A. Markel Mgmt For For 1i. Election of Director: Darrell D. Martin Mgmt For For 1j. Election of Director: Michael O'Reilly Mgmt For For 1k. Election of Director: Michael J. Schewel Mgmt For For 1l. Election of Director: Richard R. Whitt, III Mgmt For For 1m. Election of Director: Debora J. Wilson Mgmt For For 2. Advisory vote on approval of executive compensation. Mgmt For For 3. Ratify the selection of KPMG LLP by the Audit Mgmt For For Committee of the Board of Directors as the Company's independent registered public accounting firm for the year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- MARRIOTT INTERNATIONAL, INC. Agenda Number: 934995260 -------------------------------------------------------------------------------------------------------------------------- Security: 571903202 Meeting Type: Annual Ticker: MAR Meeting Date: 10-May-2019 ISIN: US5719032022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: J.W. Marriott, Jr. Mgmt For For 1B. Election of Director: Mary K. Bush Mgmt For For 1C. Election of Director: Bruce W. Duncan Mgmt For For 1D. Election of Director: Deborah M. Harrison Mgmt For For 1E. Election of Director: Frederick A. Henderson Mgmt For For 1F. Election of Director: Eric Hippeau Mgmt For For 1G. Election of Director: Lawrence W. Kellner Mgmt For For 1H. Election of Director: Debra L. Lee Mgmt For For 1I. Election of Director: Aylwin B. Lewis Mgmt For For 1J. Election of Director: Margaret M. McCarthy Mgmt For For 1K. Election of Director: George Mu?oz Mgmt For For 1L. Election of Director: Steven S Reinemund Mgmt For For 1M. Election of Director: Susan C. Schwab Mgmt For For 1N. Election of Director: Arne M. Sorenson Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS Mgmt For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2019 3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For 4a. AMEND THE COMPANY'S RESTATED CERTIFICATE OF Mgmt For For INCORPORATION AND BYLAWS TO REMOVE SUPERMAJORITY VOTING STANDARDS: AMENDMENTS TO REMOVE THE SUPERMAJORITY VOTING STANDARD FOR THE REMOVAL OF DIRECTORS 4b. AMEND THE COMPANY'S RESTATED CERTIFICATE OF Mgmt For For INCORPORATION AND BYLAWS TO REMOVE SUPERMAJORITY VOTING STANDARDS: AMENDMENTS TO REMOVE THE SUPERMAJORITY VOTING STANDARDS FOR FUTURE AMENDMENTS TO THE RESTATED CERTIFICATE OF INCORPORATION APPROVED BY OUR STOCKHOLDERS 4c. AMEND THE COMPANY'S RESTATED CERTIFICATE OF Mgmt For For INCORPORATION AND BYLAWS TO REMOVE SUPERMAJORITY VOTING STANDARDS: AMENDMENTS TO REMOVE THE REQUIREMENT FOR A SUPERMAJORITY STOCKHOLDER VOTE FOR FUTURE AMENDMENTS TO CERTAIN BYLAW PROVISIONS 4d. AMEND THE COMPANY'S RESTATED CERTIFICATE OF Mgmt For For INCORPORATION AND BYLAWS TO REMOVE SUPERMAJORITY VOTING STANDARDS: AMENDMENT TO REMOVE THE REQUIREMENT FOR A SUPERMAJORITY STOCKHOLDER VOTE FOR CERTAIN TRANSACTIONS 4e. AMEND THE COMPANY'S RESTATED CERTIFICATE OF Mgmt For For INCORPORATION AND BYLAWS TO REMOVE SUPERMAJORITY VOTING STANDARDS: AMENDMENT TO REMOVE THE SUPERMAJORITY VOTING STANDARD FOR CERTAIN BUSINESS COMBINATIONS 5. STOCKHOLDER RESOLUTION RECOMMENDING THAT STOCKHOLDERS Shr For Against BE ALLOWED TO ACT BY WRITTEN CONSENT IF PROPERLY PRESENTED AT THE MEETING -------------------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED Agenda Number: 935017233 -------------------------------------------------------------------------------------------------------------------------- Security: 57636Q104 Meeting Type: Annual Ticker: MA Meeting Date: 25-Jun-2019 ISIN: US57636Q1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of director: Richard Haythornthwaite Mgmt For For 1b. Election of director: Ajay Banga Mgmt For For 1c. Election of director: David R. Carlucci Mgmt For For 1d. Election of director: Richard K. Davis Mgmt For For 1e. Election of director: Steven J. Freiberg Mgmt For For 1f. Election of director: Julius Genachowski Mgmt For For 1g. Election of director: Choon Phong Goh Mgmt For For 1h. Election of director: Merit E. Janow Mgmt For For 1i. Election of director: Oki Matsumoto Mgmt For For 1j. Election of director: Youngme Moon Mgmt For For 1k. Election of director: Rima Qureshi Mgmt For For 1l. Election of director: Jos? Octavio Reyes Lagunes Mgmt For For 1m. Election of director: Gabrielle Sulzberger Mgmt For For 1n. Election of director: Jackson Tai Mgmt For For 1o. Election of director: Lance Uggla Mgmt For For 2. Advisory approval of Mastercard's executive Mgmt For For compensation 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2019 4. Consideration of a stockholder proposal on gender pay Shr Against For gap 5. Consideration of a stockholder proposal on creation of Shr Against For a human rights committee -------------------------------------------------------------------------------------------------------------------------- MCKESSON CORPORATION Agenda Number: 934848411 -------------------------------------------------------------------------------------------------------------------------- Security: 58155Q103 Meeting Type: Annual Ticker: MCK Meeting Date: 25-Jul-2018 ISIN: US58155Q1031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: N. Anthony Coles, M.D. Mgmt For For 1b. Election of Director: John H. Hammergren Mgmt For For 1c. Election of Director: M. Christine Jacobs Mgmt For For 1d. Election of Director: Donald R. Knauss Mgmt For For 1e. Election of Director: Marie L. Knowles Mgmt For For 1f. Election of Director: Bradley E. Lerman Mgmt For For 1g. Election of Director: Edward A. Mueller Mgmt For For 1h. Election of Director: Susan R. Salka Mgmt For For 2. Ratification of the appointment of Deloitte & Touche Mgmt For For LLP as the company's independent registered public accounting firm for the fiscal year ending March 31, 2019. 3. Advisory vote on executive compensation. Mgmt For For 4. Shareholder proposal on disclosure of lobbying Shr Against For activities and expenditures. 5. Shareholder proposal on accelerated vesting of equity Shr Against For awards. 6. Shareholder proposal on policy to use GAAP financial Shr Against For metrics for purposes of determining executive compensation. 7. Shareholder proposal on the ownership threshold for Shr For Against calling special meetings of shareholders. -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 934884544 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Ticker: MSFT Meeting Date: 28-Nov-2018 ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: William H. Gates lll Mgmt For For 1b. Election of Director: Reid G. Hoffman Mgmt For For 1c. Election of Director: Hugh F. Johnston Mgmt For For 1d. Election of Director: Teri L. List-Stoll Mgmt For For 1e. Election of Director: Satya Nadella Mgmt For For 1f. Election of Director: Charles H. Noski Mgmt For For 1g. Election of Director: Helmut Panke Mgmt For For 1h. Election of Director: Sandra E. Peterson Mgmt For For 1i. Election of Director: Penny S. Pritzker Mgmt For For 1j. Election of Director: Charles W. Scharf Mgmt For For 1k. Election of Director: Arne M. Sorenson Mgmt For For 1l. Election of Director: John W. Stanton Mgmt For For 1m. Election of Director: John W. Thompson Mgmt For For 1n. Election of Director: Padmasree Warrior Mgmt For For 2. Advisory vote to approve named executive officer Mgmt For For compensation 3. Ratification of Deloitte & Touche LLP as our Mgmt For For independent auditor for fiscal year 2019 -------------------------------------------------------------------------------------------------------------------------- MONSTER BEVERAGE CORPORATION Agenda Number: 934999357 -------------------------------------------------------------------------------------------------------------------------- Security: 61174X109 Meeting Type: Annual Ticker: MNST Meeting Date: 06-Jun-2019 ISIN: US61174X1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Rodney C. Sacks Mgmt For For Hilton H. Schlosberg Mgmt For For Mark J. Hall Mgmt For For Kathleen E. Ciaramello Mgmt For For Gary P. Fayard Mgmt For For Jeanne P. Jackson Mgmt For For Steven G. Pizula Mgmt For For Benjamin M. Polk Mgmt For For Sydney Selati Mgmt For For Mark S. Vidergauz Mgmt For For 2. Proposal to ratify the appointment of Deloitte & Mgmt For For Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2019. 3. Proposal to approve, on a non-binding, advisory basis, Mgmt Against Against the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- MOODY'S CORPORATION Agenda Number: 934935618 -------------------------------------------------------------------------------------------------------------------------- Security: 615369105 Meeting Type: Annual Ticker: MCO Meeting Date: 16-Apr-2019 ISIN: US6153691059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Basil L. Anderson Mgmt For For 1b. Election of Director: Jorge A. Bermudez Mgmt For For 1c. Election of Director: Therese Esperdy Mgmt For For 1d. Election of Director: Vincent A.Forlenza Mgmt For For 1e. Election of Director: Kathryn M. Hill Mgmt For For 1f. Election of Director: Raymond W. McDaniel, Jr. Mgmt For For 1g. Election of Director: Henry A. McKinnell, Jr., Ph.D. Mgmt For For 1h. Election of Director: Leslie F. Seidman Mgmt For For 1i. Election of Director: Bruce Van Saun Mgmt For For 1j. Election of Director: Gerrit Zalm Mgmt For For 2. Ratification of the appointment of KPMG LLP as Mgmt For For independent registered public accounting firm of the Company for 2019. 3. Advisory resolution approving executive compensation. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- NASDAQ, INC. Agenda Number: 934938842 -------------------------------------------------------------------------------------------------------------------------- Security: 631103108 Meeting Type: Annual Ticker: NDAQ Meeting Date: 23-Apr-2019 ISIN: US6311031081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Melissa M. Arnoldi Mgmt For For 1b. Election of Director: Charlene T. Begley Mgmt For For 1c. Election of Director: Steven D. Black Mgmt For For 1d. Election of Director: Adena T. Friedman Mgmt For For 1e. Election of Director: Essa Kazim Mgmt For For 1f. Election of Director: Thomas A. Kloet Mgmt For For 1g. Election of Director: John D. Rainey Mgmt For For 1h. Election of Director: Michael R. Splinter Mgmt For For 1i. Election of Director: Jacob Wallenberg Mgmt For For 1j. Election of Director: Lars R. Wedenborn Mgmt For For 1k. Election of Director: Alfred W. Zollar Mgmt For For 2. Advisory vote to approve the company's executive Mgmt For For compensation as presented in the proxy statement 3. Ratification of the appointment of Ernst & Young LLP Mgmt For For as our independent registered public accounting firm for the fiscal year ending December 31, 2019 4. A Stockholder Proposal entitled "Right to Act by Shr Against For Written Consent" -------------------------------------------------------------------------------------------------------------------------- NETFLIX, INC. Agenda Number: 934997252 -------------------------------------------------------------------------------------------------------------------------- Security: 64110L106 Meeting Type: Annual Ticker: NFLX Meeting Date: 06-Jun-2019 ISIN: US64110L1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class II Director: Timothy M. Haley Mgmt For For 1b. Election of Class II Director: Leslie Kilgore Mgmt For For 1c. Election of Class II Director: Ann Mather Mgmt For For 1d. Election of Class II Director: Susan Rice Mgmt For For 2. To ratify the appointment of Ernst & Young LLP as the Mgmt For For Company's independent registered public accounting firm for the year ending December 31, 2019. 3. Advisory approval of the Company's executive officer Mgmt Against Against compensation. 4. Stockholder proposal regarding political disclosure, Shr Against For if properly presented at the meeting. 5. Stockholder proposal regarding simple majority vote, Shr For Against if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- NIKE, INC. Agenda Number: 934864237 -------------------------------------------------------------------------------------------------------------------------- Security: 654106103 Meeting Type: Annual Ticker: NKE Meeting Date: 20-Sep-2018 ISIN: US6541061031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Alan B. Graf, Jr. Mgmt For For John C. Lechleiter Mgmt For For Michelle A. Peluso Mgmt For For 2. To approve executive compensation by an advisory vote. Mgmt For For 3. To consider a shareholder proposal regarding political Shr Against For contributions disclosure. 4. To ratify the appointment of PricewaterhouseCoopers Mgmt For For LLP as independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- NUCOR CORPORATION Agenda Number: 934959341 -------------------------------------------------------------------------------------------------------------------------- Security: 670346105 Meeting Type: Annual Ticker: NUE Meeting Date: 09-May-2019 ISIN: US6703461052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Lloyd J. Austin III Mgmt For For Patrick J. Dempsey Mgmt For For John J. Ferriola Mgmt For For Victoria F. Haynes Ph.D Mgmt For For Christopher J. Kearney Mgmt For For Laurette T. Koellner Mgmt For For John H. Walker Mgmt For For 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as Nucor's independent registered public accounting firm for the year ending December 31, 2019 3. Approval, on an advisory basis, of Nucor's named Mgmt For For executive officer compensation in 2018 4. Stockholder proposal regarding lobbying report Shr Against For 5. Stockholder proposal regarding political spending Shr Against For report -------------------------------------------------------------------------------------------------------------------------- NVIDIA CORPORATION Agenda Number: 934982807 -------------------------------------------------------------------------------------------------------------------------- Security: 67066G104 Meeting Type: Annual Ticker: NVDA Meeting Date: 22-May-2019 ISIN: US67066G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a Election of Director: Robert K. Burgess Mgmt For For 1b. Election of Director: Tench Coxe Mgmt For For 1c. Election of Director: Persis S. Drell Mgmt For For 1d. Election of Director: James C. Gaither Mgmt For For 1e. Election of Director: Jen-Hsun Huang Mgmt For For 1f. Election of Director: Dawn Hudson Mgmt For For 1g. Election of Director: Harvey C. Jones Mgmt For For 1h. Election of Director: Michael G. McCaffery Mgmt For For 1i. Election of Director: Stephen C. Neal Mgmt For For 1j. Election of Director: Mark L. Perry Mgmt For For 1k. Election of Director: A. Brooke Seawell Mgmt For For 1l. Election of Director: Mark A. Stevens Mgmt For For 2. Approval of our executive compensation. Mgmt For For 3. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2020. 4. Approval of an amendment and restatement of our Mgmt For For Certificate of Incorporation to eliminate supermajority voting to remove a director without cause. -------------------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION Agenda Number: 934879656 -------------------------------------------------------------------------------------------------------------------------- Security: 68389X105 Meeting Type: Annual Ticker: ORCL Meeting Date: 14-Nov-2018 ISIN: US68389X1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jeffrey S. Berg Mgmt For For Michael J. Boskin Mgmt For For Safra A. Catz Mgmt For For Bruce R. Chizen Mgmt For For George H. Conrades Mgmt For For Lawrence J. Ellison Mgmt For For Hector Garcia-Molina Mgmt For For Jeffrey O. Henley Mgmt For For Mark V. Hurd Mgmt For For Renee J. James Mgmt For For Charles W. Moorman IV Mgmt For For Leon E. Panetta Mgmt For For William G. Parrett Mgmt For For Naomi O. Seligman Mgmt For For 2. Advisory Vote to Approve the Compensation of the Named Mgmt Against Against Executive Officers. 3. Ratification of the Selection of Ernst & Young LLP as Mgmt For For Independent Registered Public Accounting Firm for Fiscal Year 2019. 4. Stockholder Proposal Regarding Pay Equity Report. Shr For Against 5. Stockholder Proposal Regarding Political Contributions Shr Against For Report. 6. Stockholder Proposal Regarding Lobbying Report. Shr Against For 7. Stockholder Proposal Regarding Independent Board Shr Against For Chair. -------------------------------------------------------------------------------------------------------------------------- PALO ALTO NETWORKS, INC. Agenda Number: 934891599 -------------------------------------------------------------------------------------------------------------------------- Security: 697435105 Meeting Type: Annual Ticker: PANW Meeting Date: 07-Dec-2018 ISIN: US6974351057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class I Director: John M. Donovan Mgmt For For 1b. Election of Class I Director: Mary Pat McCarthy Mgmt For For 1c. Election of Class I Director: Nir Zuk Mgmt For For 2. To ratify the appointment of Ernst & Young LLP as our Mgmt For For independent registered public accounting firm for our fiscal year ending July 31, 2019. 3. To approve, on an advisory basis, the compensation of Mgmt Against Against our named executive officers. 4. To approve, on an advisory basis, the frequency of Mgmt 1 Year For holding future advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- PAYPAL HOLDINGS, INC. Agenda Number: 934983316 -------------------------------------------------------------------------------------------------------------------------- Security: 70450Y103 Meeting Type: Annual Ticker: PYPL Meeting Date: 22-May-2019 ISIN: US70450Y1038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Rodney C. Adkins Mgmt For For 1b. Election of Director: Wences Casares Mgmt For For 1c. Election of Director: Jonathan Christodoro Mgmt For For 1d. Election of Director: John J. Donahoe Mgmt For For 1e. Election of Director: David W. Dorman Mgmt For For 1f. Election of Director: Belinda J. Johnson Mgmt For For 1g. Election of Director: Gail J. McGovern Mgmt For For 1h. Election of Director: Deborah M. Messemer Mgmt For For 1i. Election of Director: David M. Moffett Mgmt For For 1j. Election of Director: Ann M. Sarnoff Mgmt For For 1k. Election of Director: Daniel H. Schulman Mgmt For For 1l. Election of Director: Frank D. Yeary Mgmt For For 2. Advisory vote to approve named executive officer Mgmt For For compensation. 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent auditor for 2019. 4. Stockholder proposal regarding political disclosure. Shr Against For 5. Stockholder proposal regarding human and indigenous Shr Against For peoples' rights. -------------------------------------------------------------------------------------------------------------------------- RED HAT, INC. Agenda Number: 934851076 -------------------------------------------------------------------------------------------------------------------------- Security: 756577102 Meeting Type: Annual Ticker: RHT Meeting Date: 09-Aug-2018 ISIN: US7565771026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Sohaib Abbasi Mgmt For For 1.2 Election of Director: W. Steve Albrecht Mgmt For For 1.3 Election of Director: Charlene T. Begley Mgmt For For 1.4 Election of Director: Narendra K. Gupta Mgmt For For 1.5 Election of Director: Kimberly L. Hammonds Mgmt For For 1.6 Election of Director: William S. Kaiser Mgmt For For 1.7 Election of Director: James M. Whitehurst Mgmt For For 1.8 Election of Director: Alfred W. Zollar Mgmt For For 2. To approve, on an advisory basis, a resolution Mgmt For For relating to Red Hat's executive compensation 3. To ratify the selection of PricewaterhouseCoopers LLP Mgmt For For as Red Hat's independent registered public accounting firm for the fiscal year ending February 28, 2019 -------------------------------------------------------------------------------------------------------------------------- RED HAT, INC. Agenda Number: 934914222 -------------------------------------------------------------------------------------------------------------------------- Security: 756577102 Meeting Type: Special Ticker: RHT Meeting Date: 16-Jan-2019 ISIN: US7565771026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To adopt the Agreement and Plan of Merger (as it may Mgmt For For be amended from time to time), dated as of October 28, 2018, which we refer to as the merger agreement, by and among Red Hat, Inc., International Business Machines Corporation and Socrates Acquisition Corp. 2. To approve, by means of a non-binding, advisory vote, Mgmt For For compensation that will or may become payable to the named executive officers of Red Hat, Inc. in connection with the merger. 3. To approve one or more adjournments of the special Mgmt For For meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the then-scheduled date and time of the special meeting. -------------------------------------------------------------------------------------------------------------------------- RESMED INC. Agenda Number: 934881980 -------------------------------------------------------------------------------------------------------------------------- Security: 761152107 Meeting Type: Annual Ticker: RMD Meeting Date: 15-Nov-2018 ISIN: US7611521078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of director to serve until our 2021 annual Mgmt For For meeting: Peter Farrell 1b. Election of director to serve until our 2021 annual Mgmt For For meeting: Harjit Gill 1c. Election of director to serve until our 2021 annual Mgmt For For meeting: Ron Taylor 2. Ratify our selection of KPMG LLP as our independent Mgmt For For registered public accounting firm for the fiscal year ending June 30, 2019. 3. Approve an amendment to the ResMed Inc. 2009 Employee Mgmt For For Stock Purchase Plan, which increases the number of shares authorized for issue under the plan by 2 million shares, from 4.2 million shares to 6.2 million shares, and extends the term of the plan through November 15, 2028. 4. Approve, on an advisory basis, the compensation paid Mgmt For For to our named executive officers, as disclosed in this proxy statement ("say-on-pay"). -------------------------------------------------------------------------------------------------------------------------- ROPER TECHNOLOGIES, INC. Agenda Number: 935013792 -------------------------------------------------------------------------------------------------------------------------- Security: 776696106 Meeting Type: Annual Ticker: ROP Meeting Date: 10-Jun-2019 ISIN: US7766961061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Shellye L. Archambeau Mgmt For For Amy Woods Brinkley Mgmt For For John F. Fort, III Mgmt For For L. Neil Hunn Mgmt For For Robert D. Johnson Mgmt For For Robert E. Knowling, Jr. Mgmt For For Wilbur J. Prezzano Mgmt For For Laura G. Thatcher Mgmt For For Richard F. Wallman Mgmt For For Christopher Wright Mgmt For For 2. To consider, on a non-binding advisory basis, a Mgmt For For resolution approving the compensation of our named executive officers. 3. To ratify the appointment of PricewaterhouseCoopers Mgmt For For LLP as the independent registered public accounting firm for the year ending December 31, 2019. 4. To consider a shareholder proposal regarding political Shr Against For contributions disclosure, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- SALESFORCE.COM, INC. Agenda Number: 935003878 -------------------------------------------------------------------------------------------------------------------------- Security: 79466L302 Meeting Type: Annual Ticker: CRM Meeting Date: 06-Jun-2019 ISIN: US79466L3024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Marc Benioff Mgmt For For 1b. Election of Director: Keith Block Mgmt For For 1c. Election of Director: Parker Harris Mgmt For For 1d. Election of Director: Craig Conway Mgmt For For 1e. Election of Director: Alan Hassenfeld Mgmt For For 1f. Election of Director: Neelie Kroes Mgmt For For 1g. Election of Director: Colin Powell Mgmt For For 1h. Election of Director: Sanford Robertson Mgmt For For 1i. Election of Director: John V. Roos Mgmt For For 1j. Election of Director: Bernard Tyson Mgmt For For 1k. Election of Director: Robin Washington Mgmt For For 1l. Election of Director: Maynard Webb Mgmt For For 1m. Election of Director: Susan Wojcicki Mgmt For For 2a. Amendment and restatement of our Certificate of Mgmt For For Incorporation to remove supermajority voting provisions relating to: Amendments to the Certificate of Incorporation and Bylaws. 2b. Amendment and restatement of our Certificate of Mgmt For For Incorporation to remove supermajority voting provisions relating to: Removal of directors. 3. Amendment and restatement of our 2013 Equity Incentive Mgmt For For Plan to, among other things, increase the number of shares authorized for issuance by 35.5 million shares. 4. Ratification of the appointment of Ernst & Young LLP Mgmt For For as our independent registered public accounting firm for the fiscal year ending January 31, 2020. 5. An advisory vote to approve the fiscal 2019 Mgmt For For compensation of our named executive officers. 6. A stockholder proposal regarding a "true diversity" Shr Against For board policy. -------------------------------------------------------------------------------------------------------------------------- SERVICENOW, INC. Agenda Number: 935000911 -------------------------------------------------------------------------------------------------------------------------- Security: 81762P102 Meeting Type: Annual Ticker: NOW Meeting Date: 12-Jun-2019 ISIN: US81762P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of director: Teresa Briggs Mgmt For For 1b. Election of director: Paul E. Chamberlain Mgmt For For 1c. Election of director: Tamar O. Yehoshua Mgmt For For 2. To approve, on an advisory basis, the compensation of Mgmt Against Against our Named Executive Officers ("Say-on-Pay"). 3. Ratification of PricewaterhouseCoopers LLP as the Mgmt For For independent registered public accounting firm for 2019. -------------------------------------------------------------------------------------------------------------------------- SIRIUS XM HOLDINGS INC. Agenda Number: 935000923 -------------------------------------------------------------------------------------------------------------------------- Security: 82968B103 Meeting Type: Annual Ticker: SIRI Meeting Date: 05-Jun-2019 ISIN: US82968B1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Joan L. Amble Mgmt For For George W. Bodenheimer Mgmt For For Mark D. Carleton Mgmt For For Eddy W. Hartenstein Mgmt For For James P. Holden Mgmt For For Gregory B. Maffei Mgmt For For Evan D. Malone Mgmt For For James E. Meyer Mgmt For For James F. Mooney Mgmt For For Michael Rapino Mgmt For For Kristina M. Salen Mgmt For For Carl E. Vogel Mgmt For For David M. Zaslav Mgmt For For 2. Ratification of the appointment of KPMG LLP as our Mgmt For For independent registered public accountants for 2019. -------------------------------------------------------------------------------------------------------------------------- SOUTHWEST AIRLINES CO. Agenda Number: 934980663 -------------------------------------------------------------------------------------------------------------------------- Security: 844741108 Meeting Type: Annual Ticker: LUV Meeting Date: 15-May-2019 ISIN: US8447411088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: David W. Biegler Mgmt For For 1b. Election of Director: J. Veronica Biggins Mgmt For For 1c. Election of Director: Douglas H. Brooks Mgmt For For 1d. Election of Director: William H. Cunningham Mgmt For For 1e. Election of Director: John G. Denison Mgmt For For 1f. Election of Director: Thomas W. Gilligan Mgmt For For 1g. Election of Director: Gary C. Kelly Mgmt For For 1h. Election of Director: Grace D. Lieblein Mgmt For For 1i. Election of Director: Nancy B. Loeffler Mgmt For For 1j. Election of Director: John T. Montford Mgmt For For 1k. Election of Director: Ron Ricks Mgmt For For 2. Advisory vote to approve named executive officer Mgmt For For compensation. 3. Ratification of the selection of Ernst & Young LLP as Mgmt For For the Company's independent auditors for the fiscal year ending December 31, 2019. 4. Advisory vote on shareholder proposal to require an Shr Against For independent board chairman. 5. Advisory vote on shareholder proposal to amend proxy Shr Against For access bylaw provision. -------------------------------------------------------------------------------------------------------------------------- SPLUNK INC. Agenda Number: 935009870 -------------------------------------------------------------------------------------------------------------------------- Security: 848637104 Meeting Type: Annual Ticker: SPLK Meeting Date: 13-Jun-2019 ISIN: US8486371045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class I Director: Mark Carges Mgmt For For 1b. Election of Class I Director: Elisa Steele Mgmt For For 1c. Election of Class I Director: Sri Viswanath Mgmt For For 2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2020. 3. To approve, on an advisory basis, the compensation of Mgmt For For our named executive officers, as described in the proxy statement. 4. Advisory vote on the frequency of future advisory Mgmt 1 Year For votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- SQUARE, INC. Agenda Number: 935012093 -------------------------------------------------------------------------------------------------------------------------- Security: 852234103 Meeting Type: Annual Ticker: SQ Meeting Date: 18-Jun-2019 ISIN: US8522341036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jack Dorsey Mgmt For For David Viniar Mgmt For For Paul Deighton Mgmt For For Anna Patterson Mgmt For For 2. ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION Agenda Number: 934922015 -------------------------------------------------------------------------------------------------------------------------- Security: 855244109 Meeting Type: Annual Ticker: SBUX Meeting Date: 20-Mar-2019 ISIN: US8552441094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Rosalind G. Brewer Mgmt For For 1b. Election of Director: Mary N. Dillon Mgmt For For 1c. Election of Director: Mellody Hobson Mgmt For For 1d. Election of Director: Kevin R. Johnson Mgmt For For 1e. Election of Director: Jorgen Vig Knudstorp Mgmt For For 1f. Election of Director: Satya Nadella Mgmt For For 1g. Election of Director: Joshua Cooper Ramo Mgmt For For 1h. Election of Director: Clara Shih Mgmt For For 1i. Election of Director: Javier G. Teruel Mgmt For For 1j. Election of Director: Myron E. Ullman, III Mgmt For For 2. Advisory resolution to approve our executive officer Mgmt Against Against compensation. 3. Ratification of selection of Deloitte & Touche LLP as Mgmt For For our independent registered public accounting firm for fiscal 2019. 4. True Diversity Board Policy Shr Against For 5. Report on Sustainable Packaging Shr Against For -------------------------------------------------------------------------------------------------------------------------- T-MOBILE US, INC. Agenda Number: 935011130 -------------------------------------------------------------------------------------------------------------------------- Security: 872590104 Meeting Type: Annual Ticker: TMUS Meeting Date: 13-Jun-2019 ISIN: US8725901040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Srikant M. Datar Mgmt For For Srini Gopalan Mgmt For For Lawrence H. Guffey Mgmt For For Timotheus H?ttges Mgmt For For Christian P. Illek Mgmt For For Bruno Jacobfeuerborn Mgmt For For Raphael K?bler Mgmt For For Thorsten Langheim Mgmt For For John J. Legere Mgmt For For G. Michael Sievert Mgmt For For Teresa A. Taylor Mgmt For For Kelvin R. Westbrook Mgmt For For 2. Ratification of the Appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2019. 3. Stockholder Proposal for Limitations on Accelerated Shr Against For Vesting of Equity Awards in the Event of a Change of Control. -------------------------------------------------------------------------------------------------------------------------- TAKE-TWO INTERACTIVE SOFTWARE, INC. Agenda Number: 934862966 -------------------------------------------------------------------------------------------------------------------------- Security: 874054109 Meeting Type: Annual Ticker: TTWO Meeting Date: 21-Sep-2018 ISIN: US8740541094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Strauss Zelnick Mgmt For For Michael Dornemann Mgmt For For J Moses Mgmt For For Michael Sheresky Mgmt For For LaVerne Srinivasan Mgmt For For Susan Tolson Mgmt For For Paul Viera Mgmt For For 2. Approval, on a non-binding advisory basis, of the Mgmt For For compensation of the Company's "named executive officers" as disclosed in the Proxy Statement. 3. Ratification of the appointment of Ernst & Young LLP Mgmt For For as our Independent registered public accounting firm for the fiscal year ending March 31, 2019. -------------------------------------------------------------------------------------------------------------------------- TESLA, INC. Agenda Number: 935014275 -------------------------------------------------------------------------------------------------------------------------- Security: 88160R101 Meeting Type: Annual Ticker: TSLA Meeting Date: 11-Jun-2019 ISIN: US88160R1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class III Director: Ira Ehrenpreis Mgmt For For 1.2 Election of Class III Director: Kathleen Mgmt For For Wilson-Thompson 2. Tesla proposal to approve the Tesla, Inc. 2019 Equity Mgmt Against Against Incentive Plan 3. Tesla proposal to approve the Tesla, Inc. 2019 Mgmt For For Employee Stock Purchase Plan 4. Tesla proposal to approve and adopt amendments to Mgmt For For certificate of incorporation and bylaws to eliminate applicable supermajority voting requirements 5. Tesla proposal to approve amendment to certificate of Mgmt For For incorporation to reduce director terms from three years to two years 6. Tesla proposal to ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as Tesla's independent registered public accounting firm for the fiscal year ending December 31, 2019 7. Stockholder proposal regarding a public policy Shr For Against committee 8. Stockholder proposal regarding simple majority voting Shr Against For provisions in governing documents -------------------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY Agenda Number: 934941750 -------------------------------------------------------------------------------------------------------------------------- Security: 097023105 Meeting Type: Annual Ticker: BA Meeting Date: 29-Apr-2019 ISIN: US0970231058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Robert A. Bradway Mgmt For For 1b. Election of Director: David L. Calhoun Mgmt For For 1c. Election of Director: Arthur D. Collins Jr. Mgmt For For 1d. Election of Director: Edmund P. Giambastiani Jr. Mgmt For For 1e. Election of Director: Lynn J. Good Mgmt For For 1f. Election of Director: Nikki R. Haley Mgmt For For 1g. Election of Director: Lawrence W. Kellner Mgmt For For 1h. Election of Director: Caroline B. Kennedy Mgmt For For 1i. Election of Director: Edward M. Liddy Mgmt For For 1j. Election of Director: Dennis A. Muilenburg Mgmt For For 1k. Election of Director: Susan C. Schwab Mgmt For For 1l. Election of Director: Ronald A. Williams Mgmt For For 1m. Election of Director: Mike S. Zafirovski Mgmt For For 2. Approve, on an Advisory Basis, Named Executive Officer Mgmt For For Compensation. 3. Ratify the Appointment of Deloitte & Touche LLP as Mgmt For For Independent Auditor for 2019. 4. Additional Report on Lobbying Activities. Shr Against For 5. Impact of Share Repurchases on Performance Metrics. Shr Against For 6. Independent Board Chairman. Shr Against For 7. Remove Size Limit on Proxy Access Group. Shr Against For 8. Mandatory Retention of Significant Stock by Executives Shr Against For -------------------------------------------------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Agenda Number: 934966687 -------------------------------------------------------------------------------------------------------------------------- Security: 808513105 Meeting Type: Annual Ticker: SCHW Meeting Date: 15-May-2019 ISIN: US8085131055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: John K. Adams, Jr. Mgmt For For 1b. Election of Director: Stephen A. Ellis Mgmt For For 1c. Election of Director: Arun Sarin Mgmt For For 1d. Election of Director: Charles R. Schwab Mgmt For For 1e. Election of Director: Paula A. Sneed Mgmt For For 2. Ratification of the selection of Deloitte & Touche LLP Mgmt For For as independent auditors 3. Advisory vote to approve named executive officer Mgmt For For compensation 4. Stockholder Proposal requesting annual disclosure of Shr For Against EEO-1 data -------------------------------------------------------------------------------------------------------------------------- THE HOME DEPOT, INC. Agenda Number: 934976157 -------------------------------------------------------------------------------------------------------------------------- Security: 437076102 Meeting Type: Annual Ticker: HD Meeting Date: 23-May-2019 ISIN: US4370761029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Gerard J. Arpey Mgmt For For 1b. Election of Director: Ari Bousbib Mgmt For For 1c. Election of Director: Jeffery H. Boyd Mgmt For For 1d. Election of Director: Gregory D. Brenneman Mgmt For For 1e. Election of Director: J. Frank Brown Mgmt For For 1f. Election of Director: Albert P. Carey Mgmt For For 1g. Election of Director: Helena B. Foulkes Mgmt Against Against 1h. Election of Director: Linda R. Gooden Mgmt For For 1i. Election of Director: Wayne M. Hewett Mgmt For For 1j. Election of Director: Manuel Kadre Mgmt For For 1k. Election of Director: Stephanie C. Linnartz Mgmt For For 1l. Election of Director: Craig A. Menear Mgmt For For 2. Ratification of the Appointment of KPMG LLP Mgmt For For 3. Advisory Vote to Approve Executive Compensation Mgmt For For ("Say-on-Pay") 4. Shareholder Proposal Regarding EEO-1 Disclosure Shr Against For 5. Shareholder Proposal to Reduce the Threshold to Call Shr Against For Special Shareholder Meetings to 10% of Outstanding Shares 6. Shareholder Proposal Regarding Report on Prison Labor Shr Against For in the Supply Chain -------------------------------------------------------------------------------------------------------------------------- THE SHERWIN-WILLIAMS COMPANY Agenda Number: 934937876 -------------------------------------------------------------------------------------------------------------------------- Security: 824348106 Meeting Type: Annual Ticker: SHW Meeting Date: 17-Apr-2019 ISIN: US8243481061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: K.B. Anderson Mgmt For For 1b. Election of Director: A.F. Anton Mgmt For For 1c. Election of Director: J.M. Fettig Mgmt For For 1d. Election of Director: D.F. Hodnik Mgmt For For 1e. Election of Director: R.J. Kramer Mgmt For For 1f. Election of Director: S.J. Kropf Mgmt For For 1g. Election of Director: J.G. Morikis Mgmt For For 1h. Election of Director: C.A. Poon Mgmt For For 1i. Election of Director: J.M. Stropki Mgmt For For 1j. Election of Director: M.H. Thaman Mgmt For For 1k. Election of Director: M. Thornton III Mgmt For For 1l. Election of Director: S.H. Wunning Mgmt For For 2. Advisory approval of the compensation of the named Mgmt For For executives. 3. Ratification of Ernst & Young LLP as our independent Mgmt For For registered public accounting firm for 2019. -------------------------------------------------------------------------------------------------------------------------- THE TJX COMPANIES, INC. Agenda Number: 934884594 -------------------------------------------------------------------------------------------------------------------------- Security: 872540109 Meeting Type: Special Ticker: TJX Meeting Date: 22-Oct-2018 ISIN: US8725401090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. An amendment to the Company's Fourth Restated Mgmt For For Certificate of Incorporation to increase the number of authorized shares of common stock, par value $1.00 per share, from 1,200,000,000 shares to 1,800,000,000 shares. -------------------------------------------------------------------------------------------------------------------------- THE TJX COMPANIES, INC. Agenda Number: 935015342 -------------------------------------------------------------------------------------------------------------------------- Security: 872540109 Meeting Type: Annual Ticker: TJX Meeting Date: 04-Jun-2019 ISIN: US8725401090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Zein Abdalla Mgmt For For 1B. Election of Director: Alan M. Bennett Mgmt For For 1C. Election of Director: Rosemary T. Berkery Mgmt For For 1D. Election of Director: David T. Ching Mgmt For For 1E. Election of Director: Ernie Herrman Mgmt For For 1F. Election of Director: Michael F. Hines Mgmt For For 1G. Election of Director: Amy B. Lane Mgmt For For 1H. Election of Director: Carol Meyrowitz Mgmt For For 1I. Election of Director: Jackwyn L. Nemerov Mgmt For For 1J. Election of Director: John F. O'Brien Mgmt For For 1K. Election of Director: Willow B. Shire Mgmt For For 2. Ratification of appointment of PricewaterhouseCoopers Mgmt For For as TJX's independent registered public accounting firm for fiscal 2020 3. Advisory approval of TJX's executive compensation (the Mgmt For For say-on-pay vote) 4. Shareholder proposal for a report on compensation Shr Against For disparities based on race, gender, or ethnicity 5. Shareholder proposal for a report on prison labor Shr Against For 6. Shareholder proposal for a report on human rights Shr Against For risks -------------------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Agenda Number: 934841506 -------------------------------------------------------------------------------------------------------------------------- Security: 254687106 Meeting Type: Special Ticker: DIS Meeting Date: 10-Jul-2018 ISIN: US2546871060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. IMPORTANT: The special meeting of stockholders Mgmt Abstain Against scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE will be required. If you have already voted the July 10, 2018 proxy, you will need to vote again using the new ballot(s) you will receive for the July 27, 2018 meeting. Your vote is important. Please make sure you vote your new proxy. Thank you. 2. IMPORTANT: The special meeting of stockholders Mgmt Abstain Against scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE will be required. If you have already voted the July 10, 2018 proxy, you will need to vote again using the new ballot(s) you will receive for the July 27, 2018 meeting. Your vote is important. Please make sure you vote your new proxy. Thank you. 3. IMPORTANT: The special meeting of stockholders Mgmt Abstain Against scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE will be required. If you have already voted the July 10, 2018 proxy, you will need to vote again using the new ballot(s) you will receive for the July 27, 2018 meeting. Your vote is important. Please make sure you vote your new proxy. Thank you. -------------------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Agenda Number: 934854197 -------------------------------------------------------------------------------------------------------------------------- Security: 254687106 Meeting Type: Special Ticker: DIS Meeting Date: 27-Jul-2018 ISIN: US2546871060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the issuance of common stock, par value Mgmt For For $0.01 per share, of TWDC Holdco 613 Corp. ("New Disney"), to stockholders of Twenty-First Century Fox, Inc. ("21CF") contemplated by the Amended and Restated Agreement and Plan of Merger, dated as of June 20, 2018, as it may be amended from time to time, by and among 21CF, a Delaware corporation, Disney, a Delaware corporation, New Disney, a Delaware corporation and a wholly owned subsidiary of Disney, WDC Merger Enterprises I, Inc., a ...(due to space limits, see proxy statement for full proposal). 2. To approve adjournments of the Disney special meeting, Mgmt For For if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Disney special meeting to approve the share issuance proposal. -------------------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Agenda Number: 934921099 -------------------------------------------------------------------------------------------------------------------------- Security: 254687106 Meeting Type: Annual Ticker: DIS Meeting Date: 07-Mar-2019 ISIN: US2546871060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Susan E. Arnold Mgmt For For 1b. Election of Director: Mary T. Barra Mgmt For For 1c. Election of Director: Safra A. Catz Mgmt For For 1d. Election of Director: Francis A. deSouza Mgmt For For 1e. Election of Director: Michael Froman Mgmt For For 1f. Election of Director: Robert A. Iger Mgmt For For 1g. Election of Director: Maria Elena Lagomasino Mgmt For For 1h. Election of Director: Mark G. Parker Mgmt For For 1i. Election of Director: Derica W. Rice Mgmt For For 2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For LLP as the Company's registered public accountants for fiscal 2019. 3. To approve the advisory resolution on executive Mgmt Against Against compensation. 4. Shareholder proposal requesting an annual report Shr Against For disclosing information regarding the Company's lobbying policies and activities. 5. Shareholder proposal requesting a report on use of Shr Against For additional cyber security and data privacy metrics in determining compensation of senior executives. -------------------------------------------------------------------------------------------------------------------------- TRANSDIGM GROUP INCORPORATED Agenda Number: 934923853 -------------------------------------------------------------------------------------------------------------------------- Security: 893641100 Meeting Type: Annual Ticker: TDG Meeting Date: 12-Mar-2019 ISIN: US8936411003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR David Barr Mgmt For For William Dries Mgmt For For Mervin Dunn Mgmt For For Michael Graff Mgmt For For Sean Hennessy Mgmt For For W. Nicholas Howley Mgmt For For Raymond Laubenthal Mgmt For For Gary E. McCullough Mgmt For For Michele Santana Mgmt For For Robert Small Mgmt For For John Staer Mgmt For For Kevin Stein Mgmt For For 2. To approve (in an advisory vote) compensation paid to Mgmt For For the Company's named executive officers. 3. To ratify the selection of Ernst & Young LLP as the Mgmt For For Company's independent accountants for the fiscal year ending September 30, 2019. 4. To consider a shareholder proposal to adopt greenhouse Shr For Against gas emissions reduction targets. -------------------------------------------------------------------------------------------------------------------------- TWILIO INC. Agenda Number: 935010986 -------------------------------------------------------------------------------------------------------------------------- Security: 90138F102 Meeting Type: Annual Ticker: TWLO Meeting Date: 18-Jun-2019 ISIN: US90138F1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Elena Donio Mgmt For For Donna L. Dubinsky Mgmt For For 2. To ratify the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for our fiscal year ending December 31, 2019. 3. To approve, on a non-binding advisory basis, the Mgmt Against Against compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- TWITTER, INC. Agenda Number: 934978567 -------------------------------------------------------------------------------------------------------------------------- Security: 90184L102 Meeting Type: Annual Ticker: TWTR Meeting Date: 20-May-2019 ISIN: US90184L1026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jack Dorsey Mgmt For For 1b. Election of Director: Patrick Pichette Mgmt For For 1c. Election of Director: Robert Zoellick Mgmt Against Against 2. To approve, on an advisory basis, the compensation of Mgmt For For our named executive officers. 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2019. 4. A stockholder proposal regarding simple majority vote. Shr For Against 5. A stockholder proposal regarding a report on our Shr For Against content enforcement policies. 6. A stockholder proposal regarding board qualifications. Shr Against For -------------------------------------------------------------------------------------------------------------------------- ULTA BEAUTY, INC. Agenda Number: 935004666 -------------------------------------------------------------------------------------------------------------------------- Security: 90384S303 Meeting Type: Annual Ticker: ULTA Meeting Date: 05-Jun-2019 ISIN: US90384S3031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Sally E. Blount Mgmt For For Mary N. Dillon Mgmt For For Charles Heilbronn Mgmt For For Michael R. MacDonald Mgmt For For 2. To ratify the appointment of Ernst & Young LLP as our Mgmt For For independent registered public accounting firm for our fiscal year 2019, ending February 1, 2020 3. To vote on an advisory resolution to approve the Mgmt For For Company's executive compensation -------------------------------------------------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Agenda Number: 934970383 -------------------------------------------------------------------------------------------------------------------------- Security: 907818108 Meeting Type: Annual Ticker: UNP Meeting Date: 16-May-2019 ISIN: US9078181081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Andrew H. Card Jr. Mgmt For For 1b. Election of Director: Erroll B. Davis Jr. Mgmt For For 1c. Election of Director: William J. DeLaney Mgmt For For 1d. Election of Director: David B. Dillon Mgmt For For 1e. Election of Director: Lance M. Fritz Mgmt For For 1f. Election of Director: Deborah C. Hopkins Mgmt For For 1g. Election of Director: Jane H. Lute Mgmt For For 1h. Election of Director: Michael R. McCarthy Mgmt For For 1i. Election of Director: Thomas F. McLarty III Mgmt For For 1j. Election of Director: Bhavesh V. Patel Mgmt For For 1k. Election of Director: Jose H. Villarreal Mgmt For For 2. Ratification of the appointment of Deloitte & Touche Mgmt For For LLP as the independent registered public accounting firm of the Company for 2019. 3. An advisory vote to approve executive compensation Mgmt For For ("Say on Pay"). 4. Shareholder proposal regarding Independent Chairman if Shr Against For properly presented at the Annual Meeting. -------------------------------------------------------------------------------------------------------------------------- UNITED CONTINENTAL HOLDINGS, INC. Agenda Number: 934984356 -------------------------------------------------------------------------------------------------------------------------- Security: 910047109 Meeting Type: Annual Ticker: UAL Meeting Date: 22-May-2019 ISIN: US9100471096 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Carolyn Corvi Mgmt For For 1b. Election of Director: Jane C. Garvey Mgmt For For 1c. Election of Director: Barney Harford Mgmt For For 1d. Election of Director: Michele J. Hooper Mgmt For For 1e. Election of Director: Walter Isaacson Mgmt For For 1f. Election of Director: James A. C. Kennedy Mgmt For For 1g. Election of Director: Oscar Munoz Mgmt For For 1h. Election of Director: Edward M. Philip Mgmt For For 1i. Election of Director: Edward L. Shapiro Mgmt For For 1j. Election of Director: David J. Vitale Mgmt For For 1k. Election of Director: James M. Whitehurst Mgmt For For 2. Ratification of the Appointment of Ernst & Young LLP Mgmt For For as the Company's Independent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2019. 3. Advisory Vote to Approve the Compensation of the Mgmt For For Company's Named Executive Officers. 4. Stockholder Proposal Regarding the Limitation on Shr Against For Renomination of Proxy Access Nominees, if Properly Presented Before the Meeting. 5. Stockholder Proposal Regarding a Report on Lobbying Shr Against For Spending, if Properly Presented Before the Meeting. -------------------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Agenda Number: 934998963 -------------------------------------------------------------------------------------------------------------------------- Security: 91324P102 Meeting Type: Annual Ticker: UNH Meeting Date: 03-Jun-2019 ISIN: US91324P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: William C. Ballard, Jr. Mgmt For For 1b. Election of Director: Richard T. Burke Mgmt For For 1c. Election of Director: Timothy P. Flynn Mgmt For For 1d. Election of Director: Stephen J. Hemsley Mgmt For For 1e. Election of Director: Michele J. Hooper Mgmt For For 1f. Election of Director: F. William McNabb III Mgmt For For 1g. Election of Director: Valerie C. Montgomery Rice, M.D. Mgmt For For 1h. Election of Director: John H. Noseworthy, M.D. Mgmt For For 1i. Election of Director: Glenn M. Renwick Mgmt For For 1j. Election of Director: David S. Wichmann Mgmt For For 1k. Election of Director: Gail R. Wilensky, Ph.D. Mgmt For For 2. Advisory approval of the Company's executive Mgmt For For compensation. 3. Ratification of the appointment of Deloitte & Touche Mgmt For For LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2019. 4. The shareholder proposal set forth in the proxy Shr Against For statement requesting an amendment to the proxy access bylaw, if properly presented at the 2019 Annual Meeting of Shareholders. -------------------------------------------------------------------------------------------------------------------------- VEEVA SYSTEMS INC. Agenda Number: 935018780 -------------------------------------------------------------------------------------------------------------------------- Security: 922475108 Meeting Type: Annual Ticker: VEEV Meeting Date: 20-Jun-2019 ISIN: US9224751084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ronald E.F. Codd Mgmt For For Peter P. Gassner Mgmt For For 2. Ratify the appointment of KPMG LLP as Veeva Systems Mgmt For For Inc.'s independent registered public accounting firm for the fiscal year ending January 31, 2020. -------------------------------------------------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 935020874 -------------------------------------------------------------------------------------------------------------------------- Security: 92532F100 Meeting Type: Annual Ticker: VRTX Meeting Date: 05-Jun-2019 ISIN: US92532F1003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Sangeeta Bhatia Mgmt For For 1.2 Election of Director: Lloyd Carney Mgmt For For 1.3 Election of Director: Terrence Kearney Mgmt For For 1.4 Election of Director: Yuchun Lee Mgmt For For 1.5 Election of Director: Jeffrey Leiden Mgmt For For 1.6 Election of Director: Bruce Sachs Mgmt For For 2. Amendment and restatement of our 2013 Stock and Option Mgmt For For Plan to, among other things, increase the number of shares available under the plan by 5.0 million shares. 3. Amendment and restatement of our 2013 Employee Stock Mgmt For For Purchase Plan to, among other things, increase the number of shares available under the plan by 2.0 million shares. 4. Ratification of Ernst & Young LLP as our Independent Mgmt For For Registered Public Accounting firm for the year ending December 31, 2019. 5. Advisory vote on named executive officer compensation. Mgmt For For 6. Shareholder proposal, if properly presented at the Shr Against For meeting, requesting annual reporting on the integration of risks relating to drug prices into our executive compensation program. 7. Shareholder proposal, if properly presented at the Shr Against For meeting, requesting that we prepare a report on our policies and activities with respect to lobbying. -------------------------------------------------------------------------------------------------------------------------- VISA INC. Agenda Number: 934911074 -------------------------------------------------------------------------------------------------------------------------- Security: 92826C839 Meeting Type: Annual Ticker: V Meeting Date: 29-Jan-2019 ISIN: US92826C8394 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Lloyd A. Carney Mgmt For For 1b. Election of Director: Mary B. Cranston Mgmt For For 1c. Election of Director: Francisco Javier Mgmt For For Fernandez-Carbajal 1d. Election of Director: Alfred F. Kelly, Jr. Mgmt For For 1e. Election of Director: John F. Lundgren Mgmt For For 1f. Election of Director: Robert W. Matschullat Mgmt For For 1g. Election of Director: Denise M. Morrison Mgmt For For 1h. Election of Director: Suzanne Nora Johnson Mgmt For For 1i. Election of Director: John A. C. Swainson Mgmt For For 1j. Election of Director: Maynard G. Webb, Jr. Mgmt For For 2. Advisory vote to approve executive compensation. Mgmt For For 3. Ratification of the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for the 2019 fiscal year. -------------------------------------------------------------------------------------------------------------------------- VMWARE, INC. Agenda Number: 934842318 -------------------------------------------------------------------------------------------------------------------------- Security: 928563402 Meeting Type: Annual Ticker: VMW Meeting Date: 19-Jul-2018 ISIN: US9285634021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. An advisory vote to approve named executive officer Mgmt Against Against compensation, as described in VMware's Proxy Statement. 3. To ratify the selection by the Audit Committee of Mgmt For For VMware's Board of Directors of PricewaterhouseCoopers LLP as VMware's independent auditor for the fiscal year ending February 1, 2019. -------------------------------------------------------------------------------------------------------------------------- VMWARE, INC. Agenda Number: 935027018 -------------------------------------------------------------------------------------------------------------------------- Security: 928563402 Meeting Type: Annual Ticker: VMW Meeting Date: 25-Jun-2019 ISIN: US9285634021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. An advisory vote to approve named executive officer Mgmt Against Against compensation, as described in VMware's Proxy Statement. 3. To approve an amendment to the Amended and Restated Mgmt For For 2007 Equity and Incentive Plan. 4. To approve an amendment to the Amended and Restated Mgmt For For 2007 Employee Stock Purchase Plan. 5. To ratify the selection by the Audit Committee of Mgmt For For VMware's Board of Directors of PricewaterhouseCoopers LLP as VMware's independent auditor for the fiscal year ending January 31, 2020. -------------------------------------------------------------------------------------------------------------------------- WORKDAY, INC. Agenda Number: 935009868 -------------------------------------------------------------------------------------------------------------------------- Security: 98138H101 Meeting Type: Annual Ticker: WDAY Meeting Date: 18-Jun-2019 ISIN: US98138H1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Carl M. Eschenbach Mgmt For For Michael M. McNamara Mgmt For For Jerry Yang Mgmt For For 2. To ratify the appointment of Ernst & Young LLP as Mgmt For For Workday, Inc.'s independent registered public accounting firm for the fiscal year ending January 31, 2020. 3. Advisory vote on named executive officer compensation. Mgmt For For * Management position unknown
Orinda Asset Management, LLC
Orinda Income Opportunities Fund
Orinda Income Opportunities Fund -------------------------------------------------------------------------------------------------------------------------- ANNALY CAPITAL MANAGEMENT, INC. Agenda Number: 934966132 -------------------------------------------------------------------------------------------------------------------------- Security: 035710409 Meeting Type: Annual Meeting Date: 22-May-2019 Ticker: NLY ISIN: US0357104092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Kevin G. Keyes Mgmt For For 1b. Election of Director: Thomas Hamilton Mgmt For For 1c. Election of Director: Kathy Hopinkah Hannan Mgmt For For 1d. Election of Director: Vicki Williams Mgmt For For 2. Advisory approval of the company's Mgmt For For executive compensation. 3. Approval of an amendment of our charter to Mgmt For For increase the number of authorized shares of capital stock to 3,000,000,000 shares. 4. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for 2019. -------------------------------------------------------------------------------------------------------------------------- APOLLO COMMERCIAL REAL ESTATE FINANCE Agenda Number: 935004995 -------------------------------------------------------------------------------------------------------------------------- Security: 03762U105 Meeting Type: Annual Meeting Date: 12-Jun-2019 Ticker: ARI ISIN: US03762U1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mark C. Biderman Mgmt For For Robert A. Kasdin Mgmt Withheld Against Cindy Z. Michel Mgmt For For Eric L. Press Mgmt For For Scott S. Prince Mgmt Withheld Against Stuart A. Rothstein Mgmt For For Michael E. Salvati Mgmt Withheld Against 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as Apollo Commercial Real Estate Finance, Inc.'s independent registered public accounting firm for the 2019 fiscal year. 3. Approval, on an advisory basis, of the Mgmt For For compensation of Apollo Commercial Real Estate Finance, Inc.'s named executive officers, as more fully described in the 2019 Proxy Statement. 4. Approval of the Amended and Restated Apollo Mgmt For For Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- ARBOR REALTY TRUST, INC. Agenda Number: 934989370 -------------------------------------------------------------------------------------------------------------------------- Security: 038923108 Meeting Type: Annual Meeting Date: 15-May-2019 Ticker: ABR ISIN: US0389231087 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Archie R. Dykes Mgmt Withheld Against Joseph Martello Mgmt Withheld Against Edward Farrell Mgmt For For Elliot Schwartz Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the independent registered public accounting firm of Arbor Realty Trust, Inc. for fiscal year 2019. -------------------------------------------------------------------------------------------------------------------------- BLACKSTONE MORTGAGE TRUST, INC Agenda Number: 935003385 -------------------------------------------------------------------------------------------------------------------------- Security: 09257W100 Meeting Type: Annual Meeting Date: 19-Jun-2019 Ticker: BXMT ISIN: US09257W1009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael B. Nash Mgmt For For Stephen D. Plavin Mgmt For For Leonard W. Cotton Mgmt For For Thomas E. Dobrowski Mgmt For For Martin L. Edelman Mgmt For For Henry N. Nassau Mgmt For For Jonathan L. Pollack Mgmt Withheld Against Lynne B. Sagalyn Mgmt For For 2. Ratify the appointment of Deloitte & Touche Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. 3. Advisory Vote on Executive Compensation: To Mgmt For For approve in a non- binding, advisory vote, the compensation paid to our named executive officers. 4. Frequency of Advisory Vote on Executive Mgmt 1 Year For Compensation: To approve in a non-binding, advisory vote, whether a stockholder vote to approve the compensation of our named executive officers should occur every one, two or three years. -------------------------------------------------------------------------------------------------------------------------- BLUEROCK RESIDENTIAL GROWTH REIT, INC. Agenda Number: 934867106 -------------------------------------------------------------------------------------------------------------------------- Security: 09627J102 Meeting Type: Annual Meeting Date: 28-Sep-2018 Ticker: BRG ISIN: US09627J1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The approval of the amendment and Mgmt For For restatement of each of the Second Amended 2014 Individuals Plan and the Second Amended 2014 Entities Plan. 2. DIRECTOR R. Ramin Kamfar Mgmt For For Brian D. Bailey Mgmt Withheld Against I. Bobby Majumder Mgmt Withheld Against Romano Tio Mgmt Withheld Against Elizabeth Harrison Mgmt For For 3. The ratification of BDO USA, LLP as the Mgmt For For independent registered public accounting firm for the fiscal year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- BROOKFIELD REAL ASSETS INCOME FUND Agenda Number: 935021193 -------------------------------------------------------------------------------------------------------------------------- Security: 112830104 Meeting Type: Annual Meeting Date: 23-May-2019 Ticker: RA ISIN: US1128301041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class III Director: Edward Mgmt For For Kuczmarski (Independent Director) 1.2 Election of Class III Director: Stuart Mgmt For For McFarland (Independent Director) -------------------------------------------------------------------------------------------------------------------------- CBL & ASSOCIATES PROPERTIES, INC. Agenda Number: 934956953 -------------------------------------------------------------------------------------------------------------------------- Security: 124830100 Meeting Type: Annual Meeting Date: 09-May-2019 Ticker: CBL ISIN: US1248301004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Charles B. Lebovitz Mgmt For For Stephen D. Lebovitz Mgmt For For A. Larry Chapman Mgmt For For Matthew S. Dominski Mgmt For For John D. Griffith Mgmt For For Richard J. Lieb Mgmt For For Kathleen M. Nelson Mgmt For For 2. To ratify the selection of Deloitte & Mgmt For For Touche, LLP as the independent registered public accountants for the Company's fiscal year ending December 31, 2019. 3. An advisory vote on the approval of Mgmt For For executive compensation. -------------------------------------------------------------------------------------------------------------------------- CITY OFFICE REIT, INC. Agenda Number: 934954226 -------------------------------------------------------------------------------------------------------------------------- Security: 178587101 Meeting Type: Annual Meeting Date: 02-May-2019 Ticker: CIO ISIN: US1785871013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A Election of Director: John McLernon Mgmt For For 1B Election of Director: James Farrar Mgmt For For 1C Election of Director: William Flatt Mgmt For For 1D Election of Director: Sabah Mirza Mgmt For For 1E Election of Director: Mark Murski Mgmt For For 1F Election of Director: Stephen Shraiberg Mgmt For For 1G Election of Director: John Sweet Mgmt For For 2. To ratify the appointment of KPMG LLP as Mgmt For For City Office REIT, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2019. 3. The approval of an amendment to City Office Mgmt For For REIT, Inc's Equity Incentive Plan to increase the number of shares of common stock available for awards made thereunder and certain administrative changes. -------------------------------------------------------------------------------------------------------------------------- COHEN & STEERS Agenda Number: 934945950 -------------------------------------------------------------------------------------------------------------------------- Security: 19248Y107 Meeting Type: Annual Meeting Date: 25-Apr-2019 Ticker: PSF ISIN: US19248Y1073 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Daphne L. Richards Mgmt For For Gerald J. Maginnis Mgmt For For Joseph M. Harvey Mgmt For For -------------------------------------------------------------------------------------------------------------------------- COHEN & STEERS LIMITED Agenda Number: 934945950 -------------------------------------------------------------------------------------------------------------------------- Security: 19248C105 Meeting Type: Annual Meeting Date: 25-Apr-2019 Ticker: LDP ISIN: US19248C1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Daphne L. Richards Mgmt For For Gerald J. Maginnis Mgmt For For Joseph M. Harvey Mgmt For For -------------------------------------------------------------------------------------------------------------------------- COHEN & STEERS QUALITY INC RLTY, FD INC. Agenda Number: 934945950 -------------------------------------------------------------------------------------------------------------------------- Security: 19247L106 Meeting Type: Annual Meeting Date: 25-Apr-2019 Ticker: RQI ISIN: US19247L1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Daphne L. Richards Mgmt For For Gerald J. Maginnis Mgmt For For Joseph M. Harvey Mgmt For For -------------------------------------------------------------------------------------------------------------------------- COHEN & STEERS REIT & PFD INCOME FUND Agenda Number: 934945950 -------------------------------------------------------------------------------------------------------------------------- Security: 19247X100 Meeting Type: Annual Meeting Date: 25-Apr-2019 Ticker: RNP ISIN: US19247X1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Daphne L. Richards Mgmt For For Gerald J. Maginnis Mgmt For For Joseph M. Harvey Mgmt For For -------------------------------------------------------------------------------------------------------------------------- ENERGY TRANSFER PARTNERS, L.P. Agenda Number: 934877664 -------------------------------------------------------------------------------------------------------------------------- Security: 29278N103 Meeting Type: Special Meeting Date: 18-Oct-2018 Ticker: ETP ISIN: US29278N1037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To consider and vote on a proposal to adopt Mgmt For For the Agreement and Plan of Merger, dated as of August 1, 2018 (as may be amended from time to time, the "merger agreement"), by and among Energy Transfer Equity, L.P. ("ETE"), LE GP, LLC, the general partner of ETE, Streamline Merger Sub, LLC, a wholly owned subsidiary of ETE ("ETE Merger Sub"), Energy Transfer Partners, L.P. ("ETP") and Energy Transfer Partners, L.L.C., as the general partner of Energy Transfer Partners GP, L.P., the general partner of ETP, and the transactions contemplated thereby. 2. To consider and vote on a proposal to Mgmt For For approve the adjournment of the special meeting, if necessary, to solicit additional proxies if there are not sufficient votes to adopt the merger agreement and the transactions contemplated thereby at the time of the special meeting. -------------------------------------------------------------------------------------------------------------------------- ESSEX PROPERTY TRUST, INC. Agenda Number: 934961295 -------------------------------------------------------------------------------------------------------------------------- Security: 297178105 Meeting Type: Annual Meeting Date: 14-May-2019 Ticker: ESS ISIN: US2971781057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Keith R. Guericke Mgmt For For Amal M. Johnson Mgmt For For Mary Kasaris Mgmt For For Irving F. Lyons, III Mgmt For For George M. Marcus Mgmt For For Thomas E. Robinson Mgmt For For Michael J. Schall Mgmt For For Byron A. Scordelis Mgmt For For Janice L. Sears Mgmt For For 2. Ratification of the appointment of KPMG LLP Mgmt For For as the independent registered public accounting firm for the Company for the year ending December 31, 2019. 3. Advisory vote to approve the Company's Mgmt For For named executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- EXANTAS CAPITAL CORP. Agenda Number: 934999876 -------------------------------------------------------------------------------------------------------------------------- Security: 30068N105 Meeting Type: Annual Meeting Date: 12-Jun-2019 Ticker: XAN ISIN: US30068N1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Walter T. Beach Mgmt Against Against 1b. Election of Director: Jeffrey P. Cohen Mgmt For For 1c. Election of Director: Andrew L. Farkas Mgmt For For 1d. Election of Director: William B. Hart Mgmt Against Against 1e. Election of Director: Gary Ickowicz Mgmt For For 1f. Election of Director: Steven J. Kessler Mgmt For For 1g. Election of Director: Murray S. Levin Mgmt Against Against 1h. Election of Director: P. Sherrill Neff Mgmt For For 1i. Election of Director: Henry R. Silverman Mgmt For For 1j. Election of Director: Stephanie H. Wiggins Mgmt For For 2. APPROVE THE NON-BINDING RESOLUTION ON Mgmt Against Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 3. ADOPT THE EXANTAS CAPITAL CORP. SECOND Mgmt For For AMENDED AND RESTATED OMNIBUS EQUITY COMPENSATION PLAN. 4. RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2019. -------------------------------------------------------------------------------------------------------------------------- GGP INC. Agenda Number: 934854527 -------------------------------------------------------------------------------------------------------------------------- Security: 36174X101 Meeting Type: Special Meeting Date: 26-Jul-2018 Ticker: GGP ISIN: US36174X1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Proposal to adopt the Agreement and Plan of Mgmt For For Merger, dated as of March 26, 2018, by and among Brookfield Property Partners L.P. ("BPY"), Goldfinch Merger Sub Corp., and GGP Inc. ("GGP"), as amended on June 25, 2018, and as may be further amended from time to time in accordance with its terms, pursuant to which BPY has agreed to acquire GGP through a series of transactions (the "Transactions"). 2. Proposal to approve amending and restating Mgmt For For the GGP certificate of incorporation to authorize new classes of capital stock and implement other ancillary amendments. 3. Proposal to approve amending and restating Mgmt For For the GGP certificate of incorporation to remove the ability of stockholders to prohibit the board of directors of Brookfield Property REIT Inc., the new name of GGP after the consummation of the Transactions ("BPR"), from further amending the GGP bylaws that were amended by such stockholders. 4. Proposal to approve amending and restating Mgmt For For the GGP certificate of incorporation to impose a voting requirement of 66 2/3% of the voting power of the capital stock entitled to vote to amend or repeal the GGP bylaws. 5. Proposal to approve amending and restating Mgmt For For the GGP certificate of incorporation to impose a voting requirement of 66 2/3% of the voting power of the capital stock entitled to vote to remove a director of BPR. 6. Proposal to approve amending and restating Mgmt For For the GGP bylaws to include a provision requiring BPR to include in its proxy statements and proxy cards director candidates selected by a BPY affiliate. 7. Proposal to approve amending and restating Mgmt For For the GGP bylaws to eliminate the stockholders' power to call special meetings and to implement other ancillary amendments. 8. Proposal to approve, by non-binding, Mgmt Against Against advisory vote, the compensation that may become payable to the GGP named executive officers in connection with the Transactions. -------------------------------------------------------------------------------------------------------------------------- GLOBAL NET LEASE Agenda Number: 934937232 -------------------------------------------------------------------------------------------------------------------------- Security: 379378201 Meeting Type: Annual Meeting Date: 15-Apr-2019 Ticker: GNL ISIN: US3793782018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class II Director: Lee M. Elman Mgmt Against Against 1b. Election of Class II Director: P. Sue Mgmt Against Against Perrotty 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered accounting firm for the year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- GRAMERCY PROPERTY TRUST Agenda Number: 934854515 -------------------------------------------------------------------------------------------------------------------------- Security: 385002308 Meeting Type: Special Meeting Date: 09-Aug-2018 Ticker: GPT ISIN: US3850023082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the merger of Gramercy Property Mgmt For For Trust with and into BRE Glacier L.P., and the other transactions contemplated by the Agreement and Plan of Merger, among Gramercy Property Trust, GPT Operating Partnership LP, BRE Glacier Parent L.P., BRE Glacier L.P. and BRE Glacier Acquisition L.P., as described in the Proxy Statement. 2. To approve, on a non-binding, advisory Mgmt For For basis, the compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the merger, as more particularly described in the Proxy Statement. 3. To approve any adjournment of the special Mgmt For For meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the special meeting to approve the merger and the other transactions contemplated by the merger agreement. -------------------------------------------------------------------------------------------------------------------------- GRANITE POINT MORTGAGE TRUST INC. Agenda Number: 934965837 -------------------------------------------------------------------------------------------------------------------------- Security: 38741L107 Meeting Type: Annual Meeting Date: 14-May-2019 Ticker: GPMT ISIN: US38741L1070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Tanuja M. Dehne Mgmt For For 1b. Election of Director: Martin A. Kamarck Mgmt For For 1c. Election of Director: Stephen G. Kasnet Mgmt For For 1d. Election of Director: William Roth Mgmt For For 1e. Election of Director: W. Reid Sanders Mgmt For For 1f. Election of Director: Thomas E. Siering Mgmt For For 1g. Election of Director: John A. Taylor Mgmt For For 1h. Election of Director: Hope B. Woodhouse Mgmt For For 2. Advisory vote on the compensation of our Mgmt For For executive officers. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP to serve as our independent registered public accounting firm for our fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- INDEPENDENCE REALTY TRUST, INC. Agenda Number: 934969556 -------------------------------------------------------------------------------------------------------------------------- Security: 45378A106 Meeting Type: Annual Meeting Date: 14-May-2019 Ticker: IRT ISIN: US45378A1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Scott F. Schaeffer Mgmt For For 1b. Election of Director: William C. Dunkelberg Mgmt Against Against 1c. Election of Director: Richard D. Gebert Mgmt For For 1d. Election of Director: Melinda H. McClure Mgmt Against Against 1e. Election of Director: Mack D. Pridgen III Mgmt For For 1f. Election of Director: Richard H. Ross Mgmt For For 1g. Election of Director: DeForest B. Soaries, Mgmt Against Against Jr. 2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019 FISCAL YEAR. -------------------------------------------------------------------------------------------------------------------------- ISTAR INC. Agenda Number: 934972349 -------------------------------------------------------------------------------------------------------------------------- Security: 45031U408 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: STARPR ISIN: US45031U4085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jay Sugarman Mgmt For For Clifford De Souza Mgmt For For Robert W. Holman, Jr Mgmt For For Robin Josephs Mgmt For For Richard Lieb Mgmt For For Barry W. Ridings Mgmt For For 2. Say on Pay - A non-binding advisory vote Mgmt Against Against approving executive compensation 3. Approval of amendments to iStar Inc. 2009 Mgmt For For long-term incentive plan 4. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019 -------------------------------------------------------------------------------------------------------------------------- KKR REAL ESTATE FINANCE TRUST INC. Agenda Number: 934940758 -------------------------------------------------------------------------------------------------------------------------- Security: 48251K100 Meeting Type: Annual Meeting Date: 26-Apr-2019 Ticker: KREF ISIN: US48251K1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Terrance R. Ahern Mgmt Withheld Against R. Craig Blanchard Mgmt Withheld Against Irene M. Esteves Mgmt For For Todd A. Fisher Mgmt Withheld Against Jonathan A. Langer Mgmt For For Paula Madoff Mgmt For For Deborah H. McAneny Mgmt For For Ralph F. Rosenberg Mgmt Withheld Against 2. Ratify the appointment of Deloitte & Touche Mgmt For For LLP as the Company's independent registered public accounting firm for 2019. -------------------------------------------------------------------------------------------------------------------------- NEW RESIDENTIAL INVESTMENT CORP. Agenda Number: 934989611 -------------------------------------------------------------------------------------------------------------------------- Security: 64828T201 Meeting Type: Annual Meeting Date: 23-May-2019 Ticker: NRZ ISIN: US64828T2015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Douglas L. Jacobs Mgmt For For Robert J. McGinnis Mgmt Withheld Against Andrew Sloves Mgmt Withheld Against 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as independent registered public accounting firm for New Residential Investment Corp. for fiscal year 2019. 3. Non-binding stockholder proposal to adopt Shr For "majority voting" in uncontested elections of directors. 4. Non-binding stockholder proposal to provide Shr Abstain a report on board diversity. -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREFERRED AND INCOME OPP FD Agenda Number: 934935668 -------------------------------------------------------------------------------------------------------------------------- Security: 67073B106 Meeting Type: Annual Meeting Date: 10-Apr-2019 Ticker: JPC ISIN: US67073B1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1b. DIRECTOR Judith M. Stockdale Mgmt For For Carole E. Stone Mgmt For For Margaret L. Wolff Mgmt For For William C. Hunter Mgmt For For -------------------------------------------------------------------------------------------------------------------------- OAKTREE SPECIALTY LENDING CORPORATION Agenda Number: 934921188 -------------------------------------------------------------------------------------------------------------------------- Security: 67401P108 Meeting Type: Annual Meeting Date: 07-Mar-2019 Ticker: OCSL ISIN: US67401P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. To elect one director of the Company, who Mgmt For For will serve until the Company's 2022 Annual Meeting of Stockholders and until his successor is duly elected and qualifies: Richard G. Ruben 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Independent Registered Public Accounting Firm for the Company for the fiscal year ending September 30, 2019. -------------------------------------------------------------------------------------------------------------------------- OAKTREE SPECIALTY LENDING CORPORATION Agenda Number: 935039796 -------------------------------------------------------------------------------------------------------------------------- Security: 67401P108 Meeting Type: Special Meeting Date: 28-Jun-2019 Ticker: OCSL ISIN: US67401P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the New Investment Advisory Mgmt For For Agreement between the Company and the Adviser, that will replace the Current Investment Advisory Agreement with the Adviser and will become effective at the closing of the Merger. 2. To approve the application of the reduced Mgmt For For asset coverage requirements in Section 61(a)(2) of the 1940 Act, to OCSL, which would permit OCSL to double the maximum amount of leverage that it is permitted to incur by reducing the asset coverage requirements applicable to OCSL from 200% to 150%. -------------------------------------------------------------------------------------------------------------------------- QTS REALTY TRUST, INC. Agenda Number: 934951650 -------------------------------------------------------------------------------------------------------------------------- Security: 74736A103 Meeting Type: Annual Meeting Date: 09-May-2019 Ticker: QTS ISIN: US74736A1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Chad L. Williams Mgmt For For John W. Barter Mgmt For For William O. Grabe Mgmt For For Catherine R. Kinney Mgmt For For Peter A. Marino Mgmt For For Scott D. Miller Mgmt For For Mazen Rawashdeh Mgmt For For Wayne M. Rehberger Mgmt For For Philip P. Trahanas Mgmt For For Stephen E. Westhead Mgmt For For 2. To approve, on a non-binding advisory Mgmt For For basis, the compensation paid to the Company's named executive officers. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. 4. To amend the Company's Articles of Mgmt For For Amendment and Restatement to permit us to opt out of Section 3-804(c) of the Maryland General Corporation Law. 5. To approve an amendment to the QTS Realty Mgmt For For Trust, Inc. 2013 Equity Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- REDWOOD TRUST, INC. Agenda Number: 934969621 -------------------------------------------------------------------------------------------------------------------------- Security: 758075402 Meeting Type: Annual Meeting Date: 15-May-2019 Ticker: RWT ISIN: US7580754023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Richard D. Baum Mgmt For For 1.2 Election of Director: Christopher J. Abate Mgmt For For 1.3 Election of Director: Mariann Byerwalter Mgmt For For 1.4 Election of Director: Douglas B. Hansen Mgmt For For 1.5 Election of Director: Debora D. Horvath Mgmt For For 1.6 Election of Director: Greg H. Kubicek Mgmt For For 1.7 Election of Director: Fred J. Matera Mgmt For For 1.8 Election of Director: Jeffrey T. Pero Mgmt For For 1.9 Election of Director: Georganne C. Proctor Mgmt For For 2. Ratification of the appointment of Grant Mgmt For For Thornton LLP as the Company's independent registered public accounting firm for 2019. 3. Non-binding advisory resolution to approve Mgmt For For named executive officer compensation. 4. To vote to amend our charter to increase Mgmt For For the number of shares authorized for issuance. 5. To vote to approve the amendment of the Mgmt For For 2002 Employee Stock Purchase Plan to increase the number of shares authorized for issuance. -------------------------------------------------------------------------------------------------------------------------- SABRA HEALTH CARE REIT, INC. Agenda Number: 935021701 -------------------------------------------------------------------------------------------------------------------------- Security: 78573L106 Meeting Type: Annual Meeting Date: 21-Jun-2019 Ticker: SBRA ISIN: US78573L1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Craig A. Barbarosh Mgmt For For 1b. Election of Director: Robert A. Ettl Mgmt For For 1c. Election of Director: Michael J. Foster Mgmt For For 1d. Election of Director: Ronald G. Geary Mgmt For For 1e. Election of Director: Lynne S. Katzmann Mgmt For For 1f. Election of Director: Raymond J. Lewis Mgmt For For 1g. Election of Director: Jeffrey A. Malehorn Mgmt For For 1h. Election of Director: Richard K. Matros Mgmt For For 1l. Election of Director: Milton J. Walters Mgmt For For 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as Sabra's independent registered public accounting firm for the fiscal year ending December 31, 2019. 3. Approval, on an advisory basis, of the Mgmt For For compensation of Sabra's named executive officers. -------------------------------------------------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. Agenda Number: 934959973 -------------------------------------------------------------------------------------------------------------------------- Security: 828806109 Meeting Type: Annual Meeting Date: 08-May-2019 Ticker: SPG ISIN: US8288061091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Glyn F. Aeppel Mgmt For For 1b. Election of Director: Larry C. Glasscock Mgmt For For 1c. Election of Director: Karen N. Horn, Ph.D. Mgmt For For 1d. Election of Director: Allan Hubbard Mgmt For For 1e. Election of Director: Reuben S. Leibowitz Mgmt For For 1f. Election of Director: Gary M. Rodkin Mgmt For For 1g. Election of Director: Stefan M. Selig Mgmt For For 1h. Election of Director: Daniel C. Smith, Mgmt For For Ph.D. 1i. Election of Director: J. Albert Smith, Jr. Mgmt For For 1j. Election of Director: Marta R. Stewart Mgmt For For 2. An advisory vote to approve the Mgmt For For compensation of our Named Executive Officers. 3. Ratification of Ernst & Young LLP as our Mgmt For For independent registered public accounting firm for 2019. 4. Vote to approve the 2019 Stock Incentive Mgmt For For Plan. 5. Shareholder Proposal requesting disclosure Shr For Against of political contributions. -------------------------------------------------------------------------------------------------------------------------- STARWOOD PROPERTY TRUST, INC. Agenda Number: 934949415 -------------------------------------------------------------------------------------------------------------------------- Security: 85571B105 Meeting Type: Annual Meeting Date: 30-Apr-2019 Ticker: STWD ISIN: US85571B1052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Richard D. Bronson Mgmt Withheld Against Jeffrey G. Dishner Mgmt For For Camille J. Douglas Mgmt Withheld Against Solomon J. Kumin Mgmt For For Fred S. Ridley Mgmt For For Barry S. Sternlicht Mgmt For For Strauss Zelnick Mgmt Withheld Against 2. The approval on an advisory basis of the Mgmt For For Company's executive compensation. 3. The ratification of Deloitte & Touche LLP Mgmt For For as the Company's independent registered public accounting firm for the calendar year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- SUMMIT INDUSTRIAL INCOME REIT Agenda Number: 710943829 -------------------------------------------------------------------------------------------------------------------------- Security: 866120116 Meeting Type: MIX Meeting Date: 08-May-2019 Ticker: ISIN: CA8661201167 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.7 AND 2. THANK YOU CMMT PLEASE NOTE THAT RESOLUTION 3 IS TO BE Non-Voting APPROVED BY DISINTERESTED SHAREHOLDERS. THANK YOU 1.1 ELECTION OF TRUSTEE: PAUL DYKEMAN Mgmt For For 1.2 ELECTION OF TRUSTEE: LOUIS MAROUN Mgmt For For 1.3 ELECTION OF TRUSTEE: SAUL SHULMAN Mgmt For For 1.4 ELECTION OF TRUSTEE: JAMES TADESON Mgmt For For 1.5 ELECTION OF TRUSTEE: LARRY MORASSUTTI Mgmt For For 1.6 ELECTION OF TRUSTEE: MICHAEL CATFORD Mgmt For For 1.7 ELECTION OF TRUSTEE: DAYNA GIBBS Mgmt For For 2 TO APPOINT DELOITTE LLP, CHARTERED Mgmt For For PROFESSIONAL ACCOUNTANTS, AS AUDITORS OF THE REIT FOR THE ENSUING YEAR AND TO AUTHORIZE THE TRUSTEES TO FIX THEIR REMUNERATION 3 AN ADVISORY VOTE ON THE INTERNALIZATION OF Mgmt For For THE REIT'S ASSET AND PROPERTY MANAGEMENT FUNCTIONS BY WAY OF THE ACQUISITION OF ALL OF THE OUTSTANDING SHARES OF THE REIT'S EXTERNAL MANAGER, SIGMA ASSET MANAGEMENT LIMITED -------------------------------------------------------------------------------------------------------------------------- TPG RE FINANCE TRUST INC Agenda Number: 934974014 -------------------------------------------------------------------------------------------------------------------------- Security: 87266M107 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: TRTX ISIN: US87266M1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Avi Banyasz Mgmt For For Greta Guggenheim Mgmt For For Kelvin Davis Mgmt For For Michael Gillmore Mgmt Withheld Against Wendy Silverstein Mgmt Withheld Against Bradley Smith Mgmt Withheld Against Gregory White Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. 3. Advisory Vote on Executive Compensation: To Mgmt For For approve, on a non- binding, advisory basis, the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- TWO HARBORS INVESTMENT CORP. Agenda Number: 934854096 -------------------------------------------------------------------------------------------------------------------------- Security: 90187B408 Meeting Type: Special Meeting Date: 27-Jul-2018 Ticker: TWO ISIN: US90187B4086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management I Approve the issuance of shares of common Mgmt For For stock, par value $0.01 per share, of Two Harbors Investment Corp. pursuant to the Agreement and Plan of Merger, dated as of April 25, 2018, by and among Two Harbors Investment Corp., Eiger Merger Subsidiary LLC and CYS Investments, Inc. as it may be amended from time to time (the "Two Harbors Common Stock Issuance Proposal"). II To consider and vote on a proposal to Mgmt For For adjourn the special meeting, if necessary or appropriate, including to solicit additional proxies if there are not sufficient votes to approve the Two Harbors Common Stock Issuance Proposal (the "Two Harbors Adjournment Proposal"). -------------------------------------------------------------------------------------------------------------------------- TWO HARBORS INVESTMENT CORP. Agenda Number: 934973632 -------------------------------------------------------------------------------------------------------------------------- Security: 90187B408 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: TWO ISIN: US90187B4086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: E. Spencer Abraham Mgmt For For 1b. Election of Director: James J. Bender Mgmt For For 1c. Election of Director: Karen Hammond Mgmt For For 1d. Election of Director: Stephen G. Kasnet Mgmt For For 1e. Election of Director: William Roth Mgmt For For 1f. Election of Director: W. Reid Sanders Mgmt For For 1g. Election of Director: Thomas E. Siering Mgmt For For 1h. Election of Director: James A. Stern Mgmt For For 1i. Election of Director: Hope B. Woodhouse Mgmt For For 2. Advisory vote on the compensation of our Mgmt For For executive officers. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP to serve as our independent registered public accounting firm for our fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- UNITI GROUP, INC. Agenda Number: 934978074 -------------------------------------------------------------------------------------------------------------------------- Security: 91325V108 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: UNIT ISIN: US91325V1089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jennifer S. Banner Mgmt For For 1b. Election of Director: Scott G. Bruce Mgmt For For 1c. Election of Director: Francis X. ("Skip") Mgmt For For Frantz 1d. Election of Director: Kenneth A. Gunderman Mgmt For For 1e. Election of Director: David L. Solomon Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accountant for the year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- WPT INDUSTRIAL REAL ESTATE INVESTMENT TRUST Agenda Number: 710942752 -------------------------------------------------------------------------------------------------------------------------- Security: 92937G109 Meeting Type: AGM Meeting Date: 09-May-2019 Ticker: ISIN: CA92937G1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.7 AND 2. THANK YOU 1.1 ELECTION OF TRUSTEE: SCOTT T. FREDERIKSEN Mgmt For For 1.2 ELECTION OF TRUSTEE: MILO D. ARKEMA Mgmt For For 1.3 ELECTION OF TRUSTEE: SARAH B. KAVANAGH Mgmt For For 1.4 ELECTION OF TRUSTEE: LOUIE DINUNZIO Mgmt For For 1.5 ELECTION OF TRUSTEE: STUART H.B. SMITH Mgmt For For 1.6 ELECTION OF TRUSTEE: PAMELA J. SPACKMAN Mgmt For For 1.7 ELECTION OF TRUSTEE: ROBERT T. WOLF Mgmt For For 2 APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For ACCOUNTANTS, AS AUDITORS OF WPT INDUSTRIAL REAL ESTATE INVESTMENT TRUST AND TO AUTHORIZE THE BOARD OF TRUSTEES TO FIX THE AUDITOR'S REMUNERATION 3 RENEWAL OF THE SECOND AMENDED AND RESTATED Mgmt Against Against DEFERRED TRUST UNIT INCENTIVE PLAN OF WPT INDUSTRIAL REAL ESTATE INVESTMENT TRUST, AS MORE PARTICULARLY DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR
Boston Partners Global Equity Advantage Fund
================= Boston Partners Global Equity Advantage Fund ================= TESCO PLC Ticker: TSCO Security ID: G87621101 Meeting Date: JUN 13, 2019 Meeting Type: Annual Record Date: JUN 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Melissa Bethell as Director For For Management 5 Re-elect John Allan as Director For For Management 6 Re-elect Mark Armour as Director For For Management 7 Re-elect Stewart Gilliland as Director For For Management 8 Re-elect Steve Golsby as Director For For Management 9 Re-elect Byron Grote as Director For Against Management 10 Re-elect Dave Lewis as Director For For Management 11 Re-elect Mikael Olsson as Director For For Management 12 Re-elect Deanna Oppenheimer as Director For For Management 13 Re-elect Simon Patterson as Director For For Management 14 Re-elect Alison Platt as Director For For Management 15 Re-elect Lindsey Pownall as Director For For Management 16 Re-elect Alan Stewart as Director For For Management 17 Reappoint Deloitte LLP as Auditors For For Management 18 Authorise Board to Fix Remuneration of For For Management Auditors 19 Approve Deferred Bonus Plan For For Management 20 Authorise Issue of Equity For Against Management 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Approve Scrip Dividend For For Management 25 Authorise EU Political Donations and For For Management Expenditure 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice
Schneider Capital Management
Schneider Small Cap Value Fund
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-09607 Reporting Period: 07/01/2018 - 06/30/2019 The RBB Fund, Inc. ======================== Schneider Small Cap Value Fund ======================== ADIENT PLC Ticker: ADNT Security ID: G0084W101 Meeting Date: MAR 11, 2019 Meeting Type: Annual Record Date: JAN 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John M. Barth For For Management 1b Elect Director Julie L. Bushman For For Management 1c Elect Director Peter H. Carlin For For Management 1d Elect Director Raymond L. Conner For For Management 1e Elect Director Douglas G. Del Grosso For For Management 1f Elect Director Richard Goodman For For Management 1g Elect Director Frederick A. Henderson For For Management 1h Elect Director Barb J. Samardzich For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALEXANDER & BALDWIN, INC. Ticker: ALEX Security ID: 014491104 Meeting Date: APR 26, 2019 Meeting Type: Annual Record Date: FEB 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher J. Benjamin For For Management 1.2 Elect Director W. Allen Doane For For Management 1.3 Elect Director Robert S. Harrison For For Management 1.4 Elect Director David C. Hulihee For For Management 1.5 Elect Director Stanley M. Kuriyama For For Management 1.6 Elect Director Diana M. Laing For For Management 1.7 Elect Director Thomas A. Lewis, Jr. For For Management 1.8 Elect Director Douglas M. Pasquale For For Management 1.9 Elect Director Michele K. Saito For For Management 1.10 Elect Director Eric K. Yeaman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- ARCONIC INC. Ticker: ARNC Security ID: 03965L100 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James F. Albaugh For For Management 1.2 Elect Director Amy E. Alving For For Management 1.3 Elect Director Christopher L. Ayers For For Management 1.4 Elect Director Elmer L. Doty For For Management 1.5 Elect Director Rajiv L. Gupta For For Management 1.6 Elect Director Sean O. Mahoney For For Management 1.7 Elect Director David J. Miller For For Management 1.8 Elect Director E. Stanley O'Neal For For Management 1.9 Elect Director John C. Plant For For Management 1.10 Elect Director Ulrich R. Schmidt For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- ARDMORE SHIPPING CORPORATION Ticker: ASC Security ID: Y0207T100 Meeting Date: MAY 28, 2019 Meeting Type: Annual Record Date: APR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian Dunne For For Management 1.2 Elect Director Curtis McWilliams For For Management -------------------------------------------------------------------------------- ASSURED GUARANTY LTD. Ticker: AGO Security ID: G0585R106 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francisco L. Borges For For Management 1b Elect Director G. Lawrence Buhl For For Management 1c Elect Director Dominic J. Frederico For For Management 1d Elect Director Bonnie L. Howard For For Management 1e Elect Director Thomas W. Jones For For Management 1f Elect Director Patrick W. Kenny For For Management 1g Elect Director Alan J. Kreczko For For Management 1h Elect Director Simon W. Leathes For For Management 1i Elect Director Michael T. O'Kane For For Management 1j Elect Director Yukiko Omura For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5aa Elect Howard W. Albert as Director of For For Management Assured Guaranty Re Ltd 5ab Elect Robert A. Bailenson as Director For For Management of Assured Guaranty Re Ltd 5ac Elect Russell B. Brewer, II as For For Management Director of Assured Guaranty Re Ltd 5ad Elect Gary Burnet as Director of For For Management Assured Guaranty Re Ltd 5ae Elect Ling Chow as Director of Assured For For Management Guaranty Re Ltd 5af Elect Stephen Donnarumma as Director For For Management of Assured Guaranty Re Ltd 5ag Elect Dominic J. Frederico as Director For For Management of Assured Guaranty Re Ltd 5ah Elect Walter A. Scott as Director of For For Management Assured Guaranty Re Ltd 5B Ratify PricewaterhouseCoopers LLP as For For Management Auditor of Assured Guaranty Re Ltd -------------------------------------------------------------------------------- AVIAT NETWORKS, INC. Ticker: AVNW Security ID: 05366Y201 Meeting Date: NOV 14, 2018 Meeting Type: Annual Record Date: SEP 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director John Mutch For For Management 1B Elect Director Kenneth Kong For For Management 1C Elect Director Michael A. Pangia For For Management 1D Elect Director John J. Quicke For For Management 1E Elect Director James C. Stoffel For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BOARDWALK REAL ESTATE INVESTMENT TRUST Ticker: BEI.UN Security ID: 096631106 Meeting Date: MAY 15, 2019 Meeting Type: Annual/Special Record Date: MAR 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Trustees at Seven For For Management 2.1 Elect Trustee Gary Goodman For For Management 2.2 Elect Trustee Arthur L. Havener, Jr. For For Management 2.3 Elect Trustee Sam Kolias For For Management 2.4 Elect Trustee Samantha A. Kolias-Gunn For For Management 2.5 Elect Trustee Scott Morrison For For Management 2.6 Elect Trustee Brian G. Robinson For For Management 2.7 Elect Trustee Andrea Goertz For For Management 3 Approve Deloitte LLP as Auditors and For For Management Authorize Trustees to Fix Their Remuneration 4 Advisory Vote on Executive For For Management Compensation Approach 5 Re-approve Deferred Unit Plan For For Management -------------------------------------------------------------------------------- BRIGHTHOUSE FINANCIAL, INC. Ticker: BHF Security ID: 10922N103 Meeting Date: JUN 13, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Irene Chang Britt For For Management 1b Elect Director C. Edward (Chuck) For For Management Chaplin 1c Elect Director Eileen A. Mallesch For For Management 1d Elect Director Paul M. Wetzel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BUILDERS FIRSTSOURCE, INC. Ticker: BLDR Security ID: 12008R107 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel Agroskin For For Management 1.2 Elect Director Floyd F. Sherman For For Management 1.3 Elect Director M. Chad Crow For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- BUNGE LIMITED Ticker: BG Security ID: G16962105 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Vinita Bali For For Management 1b Elect Director Carol M. Browner For For Management 1c Elect Director Andrew Ferrier For For Management 1d Elect Director Paul Fribourg For For Management 1e Elect Director J. Erik Fyrwald For For Management 1f Elect Director Gregory A. Heckman For For Management 1g Elect Director Kathleen Hyle For For Management 1h Elect Director John E. McGlade For For Management 1i Elect Director Henry W. "Jay" Winship For For Management 1j Elect Director Mark N. Zenuk For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- C&J ENERGY SERVICES, INC. Ticker: CJ Security ID: 12674R100 Meeting Date: MAY 31, 2019 Meeting Type: Annual Record Date: APR 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Kennedy For Withhold Management 1.2 Elect Director Michael Roemer For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- CHESAPEAKE ENERGY CORP. Ticker: CHK Security ID: 165167107 Meeting Date: JAN 31, 2019 Meeting Type: Special Record Date: DEC 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Approve Increase in Size of Board For For Management 3 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- CHESAPEAKE ENERGY CORPORATION Ticker: CHK Security ID: 165167107 Meeting Date: MAY 17, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gloria R. Boyland For For Management 1b Elect Director Luke R. Corbett For Against Management 1c Elect Director Mark A. Edmunds For For Management 1d Elect Director Scott A. Gieselman For For Management 1e Elect Director David W. Hayes For For Management 1f Elect Director Leslie Starr Keating For Against Management 1g Elect Director Robert D. "Doug" Lawler For For Management 1h Elect Director R. Brad Martin For For Management 1i Elect Director Merrill A. "Pete" For Against Management Miller, Jr. 1j Elect Director Thomas L. Ryan For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- FOREST CITY REALTY TRUST, INC. Ticker: FCE.A Security ID: 345605109 Meeting Date: NOV 15, 2018 Meeting Type: Special Record Date: OCT 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- HALCON RESOURCES CORPORATION Ticker: HK Security ID: 40537Q605 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janine J. McArdle For For Management 1.2 Elect Director Darryl L. Schall For Withhold Management 1.3 Elect Director Nathan W. Walton For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HERC HOLDINGS, INC. Ticker: HRI Security ID: 42704L104 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Herbert L. Henkel For For Management 1b Elect Director Lawrence H. Silber For For Management 1c Elect Director James H. Browning For For Management 1d Elect Director Patrick D. Campbell For For Management 1e Elect Director Nicholas F. Graziano For For Management 1f Elect Director Jean K. Holley For For Management 1g Elect Director Jacob M. Katz For For Management 1h Elect Director Michael A. Kelly For For Management 1i Elect Director Courtney Mather For For Management 1j Elect Director Louis J. Pastor For For Management 1k Elect Director Mary Pat Salomone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- HOMESTREET, INC. Ticker: HMST Security ID: 43785V102 Meeting Date: JUN 20, 2019 Meeting Type: Proxy Contest Record Date: MAY 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1.1 Elect Director Sandra A. Cavanaugh For Did Not Vote Management 1.2 Elect Director Mark K. Mason For Did Not Vote Management 1.3 Elect Director Donald R. Voss For Did Not Vote Management 2 Advisory Vote to Ratify Named For Did Not Vote Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For Did Not Vote Management 4 Adopt the Jurisdiction of For Did Not Vote Management Incorporation as the Exclusive Forum for Certain Disputes 5 Declassify the Board of Directors For Did Not Vote Management 6 Eliminate Supermajority Vote For Did Not Vote Management Requirement 7 Amend Bylaws Against Did Not Vote Shareholder 8 Require Independent Board Chairman Against Did Not Vote Shareholder # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Blue Proxy Card) None 1.1 Management Nominee Sandra A. Cavanaugh For For Shareholder 1.2 Management Nominee Mark K. Mason For For Shareholder 1.3 Elect Director Ronald K. Tanemura For For Shareholder 2 Advisory Vote to Ratify Named Against Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Adopt the Jurisdiction of Against Against Management Incorporation as the Exclusive Forum for Certain Disputes 5 Declassify the Board of Directors For For Management 6 Eliminate Supermajority Vote For For Management Requirement 7 Amend Bylaws For For Shareholder 8 Require Independent Board Chairman For For Shareholder -------------------------------------------------------------------------------- HUDSON GLOBAL, INC. Ticker: HSON Security ID: 443787106 Meeting Date: JUL 19, 2018 Meeting Type: Annual Record Date: MAY 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan L. Bazaar For For Management 1.2 Elect Director Richard K. Coleman, Jr. For For Management 1.3 Elect Director Jeffrey E. Eberwein For For Management 1.4 Elect Director Ian V. Nash For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Securities Transfer Restrictions For For Management 5 Establish Range For Board Size For For Management -------------------------------------------------------------------------------- HUDSON GLOBAL, INC. Ticker: HSON Security ID: 443787106 Meeting Date: MAY 06, 2019 Meeting Type: Annual Record Date: MAR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey E. Eberwein For For Management 1.2 Elect Director Richard K. Coleman, Jr. For For Management 1.3 Elect Director Ian V. Nash For For Management 1.4 Elect Director Mimi Drake For For Management 1.5 Elect Director Connia Nelson For For Management 2 Adopt NOL Rights Plan (NOL Pill) For For Management 3 Approve Reverse Stock Split For Against Management 4 Ratify BDO USA, LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTEVAC, INC. Ticker: IVAC Security ID: 461148108 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David S. Dury For For Management 1.2 Elect Director Wendell T. Blonigan For For Management 1.3 Elect Director Kevin D. Barber For For Management 1.4 Elect Director Stephen A. Jamison For For Management 1.5 Elect Director Mark P. Popovich For For Management 1.6 Elect Director Thomas M. Rohrs For For Management 1.7 Elect Director John F. Schaefer For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Ratify BPM LLP as Auditor For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTREPID POTASH, INC. Ticker: IPI Security ID: 46121Y102 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Landis Martin For For Management 1.2 Elect Director Barth E. Whitham For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- KEYCORP Ticker: KEY Security ID: 493267108 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce D. Broussard For For Management 1.2 Elect Director Charles P. Cooley For For Management 1.3 Elect Director Gary M. Crosby For For Management 1.4 Elect Director Alexander M. Cutler For For Management 1.5 Elect Director H. James Dallas For For Management 1.6 Elect Director Elizabeth R. Gile For For Management 1.7 Elect Director Ruth Ann M. Gillis For For Management 1.8 Elect Director William G. Gisel, Jr. For For Management 1.9 Elect Director Carlton L. Highsmith For For Management 1.10 Elect Director Richard J. Hipple For For Management 1.11 Elect Director Kristen L. Manos For For Management 1.12 Elect Director Beth E. Mooney For For Management 1.13 Elect Director Barbara R. Snyder For For Management 1.14 Elect Director David K. Wilson For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management 5 Increase Authorized Common Stock For Against Management 6 Permit Board to Amend Bylaws Without For For Management Shareholder Consent -------------------------------------------------------------------------------- KOPPERS HOLDINGS INC. Ticker: KOP Security ID: 50060P106 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leroy M. Ball, Jr. For For Management 1.2 Elect Director Sharon Feng For For Management 1.3 Elect Director Traci L. Jensen For For Management 1.4 Elect Director David L. Motley For For Management 1.5 Elect Director Albert J. Neupaver For For Management 1.6 Elect Director Louis L. Testoni For For Management 1.7 Elect Director Stephen R. Tritch For For Management 1.8 Elect Director Sonja M. Wilkerson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MALLINCKRODT PUBLIC LIMITED COMPANY Ticker: MNK Security ID: G5785G107 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David R. Carlucci For For Management 1b Elect Director J. Martin Carroll For For Management 1c Elect Director Paul R. Carter For For Management 1d Elect Director David Y. Norton For For Management 1e Elect Director JoAnn A. Reed For For Management 1f Elect Director Angus C. Russell For For Management 1g Elect Director Mark C. Trudeau For For Management 1h Elect Director Anne C. Whitaker For For Management 1i Elect Director Kneeland C. Youngblood For For Management 2 Approve Deloitte & Touche LLP as For For Management Auditor and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Authorise Issue of Equity For For Management 5 Authorize Share Repurchase up to 10 For For Management Percent of Issued Share Capital 6 Change Company Name from Mallinckrodt For For Management PLC to Sonorant Therapeutics PLC 7 Authorize Issue of Equity without For For Management Pre-emptive Rights 8 Determine Price Range for Reissuance For For Management of Treasury Shares 9 Clawback Disclosure of Recoupment Against For Shareholder Activity from Senior Officers 10 Report on Governance Measures Abstain For Shareholder Implemented Related to Opioids 11 Report on Lobbying Payments and Policy For For Shareholder -------------------------------------------------------------------------------- MIDWESTONE FINANCIAL GROUP, INC. Ticker: MOFG Security ID: 598511103 Meeting Date: JAN 11, 2019 Meeting Type: Special Record Date: NOV 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Merger For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MIDWESTONE FINANCIAL GROUP, INC. Ticker: MOFG Security ID: 598511103 Meeting Date: APR 18, 2019 Meeting Type: Annual Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janet E. Godwin For For Management 1.2 Elect Director Matthew J. Hayek For For Management 1.3 Elect Director Tracy S. McCormick For For Management 1.4 Elect Director Kevin W. Monson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditor For For Management -------------------------------------------------------------------------------- MRC GLOBAL, INC. Ticker: MRC Security ID: 55345K103 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: MAR 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rhys J. Best For For Management 1.2 Elect Director Deborah G. Adams For For Management 1.3 Elect Director Leonard M. Anthony For For Management 1.4 Elect Director Barbara J. Duganier For For Management 1.5 Elect Director Craig Ketchum For For Management 1.6 Elect Director Andrew R. Lane For For Management 1.7 Elect Director Cornelis A. Linse For For Management 1.8 Elect Director John A. Perkins For For Management 1.9 Elect Director H. B. Wehrle, III For For Management 1.10 Elect Director Robert L. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- NEWELL BRANDS INC. Ticker: NWL Security ID: 651229106 Meeting Date: MAY 07, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bridget Ryan Berman For For Management 1b Elect Director Patrick D. Campbell For For Management 1c Elect Director James R. Craigie For For Management 1d Elect Director Debra A. Crew For For Management 1e Elect Director Brett M. Icahn For For Management 1f Elect Director Gerardo I. Lopez For For Management 1g Elect Director Courtney R. Mather For For Management 1h Elect Director Michael B. Polk For For Management 1i Elect Director Judith A. Sprieser For For Management 1j Elect Director Robert A. Steele For For Management 1k Elect Director Steven J. Strobel For For Management 1l Elect Director Michael A. Todman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Prepare Employment Diversity Report Against For Shareholder -------------------------------------------------------------------------------- OCEAN RIG UDW, INC. Ticker: ORIG Security ID: G66964118 Meeting Date: NOV 29, 2018 Meeting Type: Special Record Date: OCT 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 1a Approve Drag-Along Sellers For For Management -------------------------------------------------------------------------------- SCORPIO TANKERS INC. Ticker: STNG Security ID: Y7542C130 Meeting Date: JUN 04, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cameron Mackey For For Management 1.2 Elect Director Alexandre Albertini For For Management 1.3 Elect Director Marianne Okland For For Management 2 Ratify PricewaterhouseCoopers Audit as For For Management Auditors -------------------------------------------------------------------------------- SCORPIO TANKERS, INC. Ticker: STNG Security ID: Y7542C106 Meeting Date: JAN 15, 2019 Meeting Type: Special Record Date: NOV 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management 2 Reduce Authorized Common Stock For For Management -------------------------------------------------------------------------------- STOLT-NIELSEN LTD. Ticker: SNI Security ID: G85080102 Meeting Date: APR 16, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of USD 0.25 Per Common Share and USD 0.005 per Founder's Share 3 Authorize Share Repurchase Program For For Management 4a Elect Samuel Cooperman as Director For Against Management 4b Elect Jan Engelhardtsen as Director For Against Management 4c Elect Rolf Habben Jansen as Director For Against Management 4d Elect Hakan Larsson as Director For Against Management 4e Elect Jacob Stolt-Nielsen as Director For Against Management 4f Elect Niels Stolt-Nielsen as Director For Against Management 4g Elect Tor Troim as Director For Against Management 5 Authorize Board of Directors to Fill For Against Management Any Vacancy on the Board of Directors Left Unfilled at the Annual Genera Meeting 6 Elect Samuel Cooperman as Board For Against Management Chairman 7 Approve PricewaterhouseCoopers For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SYNOVUS FINANCIAL CORP. Ticker: SNV Security ID: 87161C501 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: FEB 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Tim E. Bentsen For For Management 1B Elect Director F. Dixon Brooke, Jr. For For Management 1C Elect Director Stephen T. Butler For For Management 1D Elect Director Elizabeth W. Camp For For Management 1E Elect Director Diana M. Murphy For For Management 1F Elect Director Harris Pastides For For Management 1G Elect Director Joseph J. Prochaska, Jr. For For Management 1H Elect Director John L. Stallworth For For Management 1I Elect Director Kessel D. Stelling For For Management 1J Elect Director Barry L. Storey For For Management 1K Elect Director Teresa White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- THE MANITOWOC COMPANY, INC. Ticker: MTW Security ID: 563571405 Meeting Date: MAY 07, 2019 Meeting Type: Annual Record Date: MAR 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roy V. Armes For For Management 1.2 Elect Director Robert G. Bohn For For Management 1.3 Elect Director Donald M. Condon, Jr. For For Management 1.4 Elect Director Anne M. Cooney For For Management 1.5 Elect Director Kenneth W. Krueger For For Management 1.6 Elect Director C. David Myers For For Management 1.7 Elect Director Barry L. Pennypacker For For Management 1.8 Elect Director John C. Pfeifer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Majority Voting Standard to For For Management Remove a Director -------------------------------------------------------------------------------- TRANSOCEAN LTD. Ticker: RIG Security ID: H8817H100 Meeting Date: NOV 29, 2018 Meeting Type: Special Record Date: NOV 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Create Additional For For Management Authorized Share Capital to Pay the Share Consideration in the Merger 2 Issue Shares in Connection with For For Management Acquisition 3 Amend Articles Re: (Non-Routine) For For Management -------------------------------------------------------------------------------- TRANSOCEAN LTD. Ticker: RIG Security ID: H8817H100 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: APR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Appropriation of Available Earnings For For Management for Fiscal Year 2018 4A Elect Director Glyn A. Barker For For Management 4B Elect Director Vanessa C.L. Chang For For Management 4C Elect Director Frederico F. Curado For For Management 4D Elect Director Chadwick C. Deaton For For Management 4E Elect Director Vincent J. Intrieri For For Management 4F Elect Director Samuel J. Merksamer For For Management 4G Elect Director Frederik W. Mohn For For Management 4H Elect Director Edward R. Muller For For Management 4I Elect Director Tan Ek Kia For For Management 4J Elect Director Jeremy D. Thigpen For For Management 5 Elect Chadwick C. Deaton as Board For For Management Chairman 6A Appoint Frederico F. Curado as Member For For Management of the Compensation Committee 6B Appoint Vincent J. Intrieri as Member For For Management of the Compensation Committee 6C Appoint Tan Ek Kia as Member of the For For Management Compensation Committee 7 Designate Schweiger Advokatur / For For Management Notariat as Independent Proxy 8 Appointment Of Ernst & Young LLP as For For Management Independent Registered Public Accounting Firm for Fiscal Year 2019 and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term 9 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 10A Approve Maximum Remuneration of Board For For Management of Directors for the Period Between the 2019 and 2020 Annual General Meetings in the Amount of USD 4.12 Million 10B Approve Maximum Remuneration of the For For Management Executive Management Team for Fiscal Year 2020 in the Amount of USD 24 Million 11 Other Business For For Management -------------------------------------------------------------------------------- TUESDAY MORNING CORP. Ticker: TUES Security ID: 899035505 Meeting Date: NOV 29, 2018 Meeting Type: Annual Record Date: OCT 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven R. Becker For For Management 1.2 Elect Director Terry Burman For For Management 1.3 Elect Director James T. Corcoran For For Management 1.4 Elect Director Barry S. Gluck For For Management 1.5 Elect Director Frank M. Hamlin For For Management 1.6 Elect Director Sherry M. Smith For For Management 1.7 Elect Director Richard S. Willis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- VENATOR MATERIALS PLC Ticker: VNTR Security ID: G9329Z100 Meeting Date: JUN 11, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter R. Huntsman For For Management 1b Elect Director Simon Turner For For Management 1c Elect Director Robert J. Margetts For For Management 1d Elect Director Douglas D. Anderson For For Management 1e Elect Director Daniele Ferrari For For Management 1f Elect Director Kathy D. Patrick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Remuneration Report For For Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors 6 Appoint Deloitte LLP as U.K. Statutory For For Management Auditor 7 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 8 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- WEATHERFORD INTERNATIONAL PLC Ticker: WFTIF Security ID: G48833100 Meeting Date: JUN 25, 2019 Meeting Type: Annual Record Date: APR 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mohamed A. Awad For Against Management 1b Elect Director Roxanne J. Decyk For Against Management 1c Elect Director John D. Gass For Against Management 1d Elect Director Emyr Jones Parry For Against Management 1e Elect Director Francis S. Kalman For Against Management 1f Elect Director David S. King For Against Management 1g Elect Director William E. Macaulay For Against Management 1h Elect Director Mark A. McCollum For Against Management 1i Elect Director Angela A. Minas For Against Management 1j Elect Director Guillermo Ortiz For Against Management 2 Approve KPMG LLP as Auditor and KPMG For For Management Chartered Accountants, Dublin as Statutory Auditor and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Reverse Stock Split For Against Management 5 Increase Authorized Common Stock For Against Management 6 Authorise Issue of Equity For Against Management 7 Authorise Issue of Equity without For Against Management Pre-emptive Rights 8 Amend Omnibus Stock Plan For Against Management 9 Amend Qualified Employee Stock For Against Management Purchase Plan -------------------------------------------------------------------------------- WHITING PETROLEUM CORP. Ticker: WLL Security ID: 966387409 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas L. Aller For For Management 1.2 Elect Director James E. Catlin For For Management 1.3 Elect Director Michael B. Walen For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- WILDHORSE RESOURCE DEVELOPMENT CORP. Ticker: WRD Security ID: 96812T102 Meeting Date: JAN 31, 2019 Meeting Type: Special Record Date: JAN 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management ========== END NPX REPORT
Summit Global Investments, LLC
SGI Global Equity Fund -------------------------------------------------------------------------------------------------------------------------- ADOBE INC Agenda Number: 934931216 -------------------------------------------------------------------------------------------------------------------------- Security: 00724F101 Meeting Type: Annual Meeting Date: 11-Apr-2019 Ticker: ADBE ISIN: US00724F1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Amy Banse Mgmt For For 1b. Election of Director: Frank Calderoni Mgmt For For 1c. Election of Director: James Daley Mgmt For For 1d. Election of Director: Laura Desmond Mgmt For For 1e. Election of Director: Charles Geschke Mgmt For For 1f. Election of Director: Shantanu Narayen Mgmt For For 1g. Election of Director: Kathleen Oberg Mgmt For For 1h. Election of Director: Dheeraj Pandey Mgmt For For 1i. Election of Director: David Ricks Mgmt For For 1j. Election of Director: Daniel Rosensweig Mgmt For For 1k. Election of Director: John Warnock Mgmt For For 2. Approve the 2019 Equity Incentive Plan to Mgmt For For replace our 2003 Equity Incentive Plan. 3. Ratify the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for our fiscal year ending on November 29, 2019. 4. Approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 5. Consider and vote upon one stockholder Shr For Against proposal. -------------------------------------------------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Agenda Number: 934878553 -------------------------------------------------------------------------------------------------------------------------- Security: 01609W102 Meeting Type: Annual Meeting Date: 31-Oct-2018 Ticker: BABA ISIN: US01609W1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve for a three Mgmt For For year term: JOSEPH C. TSAI 1b. Election of Director to serve for a three Mgmt For For year term: J. MICHAEL EVANS 1c. Election of Director to serve for a three Mgmt For For year term: ERIC XIANDONG JING 1d. Election of Director to serve for a three Mgmt For For year term: BORJE E. EKHOLM 2. Ratify the appointment of Mgmt For For PricewaterhouseCoopers as the independent registered public accounting firm of the Company. -------------------------------------------------------------------------------------------------------------------------- APPLE INC. Agenda Number: 934919359 -------------------------------------------------------------------------------------------------------------------------- Security: 037833100 Meeting Type: Annual Meeting Date: 01-Mar-2019 Ticker: AAPL ISIN: US0378331005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of director: James Bell Mgmt For For 1b. Election of director: Tim Cook Mgmt For For 1c. Election of director: Al Gore Mgmt For For 1d. Election of director: Bob Iger Mgmt For For 1e. Election of director: Andrea Jung Mgmt For For 1f. Election of director: Art Levinson Mgmt For For 1g. Election of director: Ron Sugar Mgmt For For 1h. Election of director: Sue Wagner Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Apple's independent registered public accounting firm for 2019 3. Advisory vote to approve executive Mgmt For For compensation 4. A shareholder proposal entitled Shr Against For "Shareholder Proxy Access Amendments" 5. A shareholder proposal entitled "True Shr Against For Diversity Board Policy" -------------------------------------------------------------------------------------------------------------------------- BANK OF MONTREAL Agenda Number: 934937840 -------------------------------------------------------------------------------------------------------------------------- Security: 063671101 Meeting Type: Annual Meeting Date: 02-Apr-2019 Ticker: BMO ISIN: CA0636711016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR JANICE M. BABIAK Mgmt For For SOPHIE BROCHU Mgmt For For CRAIG BRODERICK Mgmt For For GEORGE A. COPE Mgmt For For CHRISTINE A. EDWARDS Mgmt For For MARTIN S. EICHENBAUM Mgmt For For RONALD H. FARMER Mgmt For For DAVID HARQUAIL Mgmt For For LINDA S. HUBER Mgmt For For ERIC R. LA FL?CHE Mgmt For For LORRAINE MITCHELMORE Mgmt For For PHILIP S. ORSINO Mgmt For For J. ROBERT S. PRICHARD Mgmt For For DARRYL WHITE Mgmt For For DON M. WILSON III Mgmt For For 2 APPOINTMENT OF SHAREHOLDERS' AUDITORS Mgmt For For 3 ADVISORY VOTE ON THE BANK'S APPROACH TO Mgmt For For EXECUTIVE COMPENSATION 4 SHAREHOLDER PROPOSAL NO. 1 Shr For Against 5 SHAREHOLDER PROPOSAL NO. 2 Shr For Against -------------------------------------------------------------------------------------------------------------------------- BCE INC. Agenda Number: 934962134 -------------------------------------------------------------------------------------------------------------------------- Security: 05534B760 Meeting Type: Annual Meeting Date: 02-May-2019 Ticker: BCE ISIN: CA05534B7604 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR BARRY K. ALLEN Mgmt For For SOPHIE BROCHU Mgmt For For ROBERT E. BROWN Mgmt For For GEORGE A. COPE Mgmt For For DAVID F. DENISON Mgmt For For ROBERT P. DEXTER Mgmt For For IAN GREENBERG Mgmt For For KATHERINE LEE Mgmt For For MONIQUE F. LEROUX Mgmt For For GORDON M. NIXON Mgmt For For CALIN ROVINESCU Mgmt For For KAREN SHERIFF Mgmt For For ROBERT C. SIMMONDS Mgmt For For PAUL R. WEISS Mgmt For For 2 APPOINTMENT OF DELOITTE LLP AS AUDITORS. Mgmt For For 3 ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For COMPENSATION AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR. -------------------------------------------------------------------------------------------------------------------------- BP P.L.C. Agenda Number: 934993824 -------------------------------------------------------------------------------------------------------------------------- Security: 055622104 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: BP ISIN: US0556221044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To receive the annual report and accounts. Mgmt For For 2. To approve the directors' remuneration Mgmt For For report. 3. To re-elect Mr R W Dudley as a director. Mgmt For For 4. To re-elect Mr B Gilvary as a director. Mgmt For For 5. To re-elect Mr N S Andersen as a director. Mgmt For For 6. To re-elect Dame A Carnwath as a director. Mgmt For For 7. To elect Miss P Daley as a director. Mgmt For For 8. To re-elect Mr I E L Davis as a director. Mgmt For For 9. To re-elect Professor Dame A Dowling as a Mgmt For For director. 10. To elect Mr H Lund as a director. Mgmt For For 11. To re-elect Mrs M B Meyer as a director. Mgmt For For 12. To re-elect Mr B R Nelson as a director. Mgmt For For 13. To re-elect Mrs P R Reynolds as a director. Mgmt For For 14. To re-elect Sir J Sawers as a director. Mgmt For For 15. To reappoint Deloitte LLP as auditor and to Mgmt For For authorize the directors to fix their remuneration. 16. To give limited authority to make political Mgmt For For donations and incur political expenditure. 17. To give limited authority to allot shares Mgmt For For up to a specified amount. 18. Special resolution: to give authority to Mgmt For For allot a limited number of shares for cash free of pre-emption rights. 19. Special resolution: to give additional Mgmt For For authority to allot a limited number of shares for cash free of pre-emption rights. 20. Special resolution: to give limited Mgmt For For authority for the purchase of its own shares by the company. 21. Special resolution: to authorize the Mgmt For For calling of general meetings (excluding annual general meetings) by notice of at least 14 clear days. 22. Special resolution: Climate Action 100+ Mgmt For For shareholder resolution on climate change disclosures. 23. Special resolution: Follow This shareholder Shr For Against resolution on climate change targets. -------------------------------------------------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 934942726 -------------------------------------------------------------------------------------------------------------------------- Security: 110122108 Meeting Type: Special Meeting Date: 12-Apr-2019 Ticker: BMY ISIN: US1101221083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The Company's proposal to approve the Mgmt Against * issuance of shares of the Company's common stock pursuant to the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time, among the Company, Burgundy Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of the Company, and Celgene corporation, a Delaware corporation (the "Stock Issuance Proposal"). 2. The Company's proposal to approve an Mgmt Against * adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the Stock Issuance proposal. -------------------------------------------------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935021458 -------------------------------------------------------------------------------------------------------------------------- Security: 110122108 Meeting Type: Annual Meeting Date: 29-May-2019 Ticker: BMY ISIN: US1101221083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Peter J. Arduini Mgmt For For 1B. Election of Director: Robert Bertolini Mgmt For For 1C. Election of Director: Giovanni Caforio, Mgmt For For M.D. 1D. Election of Director: Matthew W. Emmens Mgmt For For 1E. Election of Director: Michael Grobstein Mgmt For For 1F. Election of Director: Alan J. Lacy Mgmt For For 1G. Election of Director: Dinesh C. Paliwal Mgmt For For 1H. Election of Director: Theodore R. Samuels Mgmt For For 1I. Election of Director: Vicki L. Sato, Ph.D. Mgmt For For 1J. Election of Director: Gerald L. Storch Mgmt For For 1K. Election of Director: Karen H. Vousden, Mgmt For For Ph.D. 2. Advisory vote to approve the compensation Mgmt For For of our Named Executive Officers 3. Ratification of the appointment of an Mgmt For For independent registered public accounting firm 4. Shareholder Proposal on Right to Act by Shr Against For Written Consent -------------------------------------------------------------------------------------------------------------------------- C.H. ROBINSON WORLDWIDE, INC. Agenda Number: 934953604 -------------------------------------------------------------------------------------------------------------------------- Security: 12541W209 Meeting Type: Annual Meeting Date: 09-May-2019 Ticker: CHRW ISIN: US12541W2098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Scott P. Anderson Mgmt For For 1b. Election of Director: Robert C. Mgmt For For Biesterfeld, Jr. 1c. Election of Director: Wayne M. Fortun Mgmt For For 1d. Election of Director: Timothy C. Gokey Mgmt Against Against 1e. Election of Director: Mary J. Steele Mgmt For For Guilfoile 1f. Election of Director: Jodee A. Kozlak Mgmt For For 1g. Election of Director: Brian P. Short Mgmt For For 1h. Election of Director: James B. Stake Mgmt For For 1i. Election of Director: Paula C. Tolliver Mgmt For For 1j. Election of Director: John P. Wiehoff Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 3. Ratification of the selection of Deloitte & Mgmt For For Touche LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2019. 4. To approve adding shares of our Common Mgmt For For Stock to the Company's equity incentive plan. 5. Adoption of greenhouse gas emissions Shr For Against reduction targets. -------------------------------------------------------------------------------------------------------------------------- CANADIAN IMPERIAL BANK OF COMMERCE Agenda Number: 934943312 -------------------------------------------------------------------------------------------------------------------------- Security: 136069101 Meeting Type: Annual Meeting Date: 04-Apr-2019 Ticker: CM ISIN: CA1360691010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Brent S. Belzberg Mgmt For For Nanci E. Caldwell Mgmt For For Michelle L. Collins Mgmt For For Patrick D. Daniel Mgmt For For Luc Desjardins Mgmt For For Victor G. Dodig Mgmt For For Linda S. Hasenfratz Mgmt For For Kevin J. Kelly Mgmt For For Christine E. Larsen Mgmt For For Nicholas D. Le Pan Mgmt For For John P. Manley Mgmt For For Jane L. Peverett Mgmt For For Katharine B. Stevenson Mgmt For For Martine Turcotte Mgmt For For Barry L. Zubrow Mgmt For For 2 Appointment of Ernst & Young LLP as Mgmt For For auditors 3 Advisory resolution about our executive Mgmt For For compensation approach 4 Shareholder Proposal 1 Shr For Against 5 Shareholder Proposal 2 Shr For Against -------------------------------------------------------------------------------------------------------------------------- CANADIAN NATIONAL RAILWAY COMPANY Agenda Number: 934961942 -------------------------------------------------------------------------------------------------------------------------- Security: 136375102 Meeting Type: Annual Meeting Date: 30-Apr-2019 Ticker: CNI ISIN: CA1363751027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Shauneen Bruder Mgmt For For Donald J. Carty Mgmt For For Amb. Gordon D. Giffin Mgmt For For Julie Godin Mgmt For For Edith E. Holiday Mgmt For For V.M. Kempston Darkes Mgmt For For The Hon. Denis Losier Mgmt For For The Hon. Kevin G. Lynch Mgmt For For James E. O'Connor Mgmt For For Robert Pace Mgmt For For Robert L. Phillips Mgmt For For Jean-Jacques Ruest Mgmt For For Laura Stein Mgmt For For 2 Appointment of KPMG LLP as Auditors. Mgmt For For 3 Non-binding advisory resolution to accept Mgmt For For the approach to executive compensation disclosed in the Management Information Circular, the full text of which resolution is set out on p. 9 of the Management Information Circular. -------------------------------------------------------------------------------------------------------------------------- CARNIVAL PLC Agenda Number: 934931317 -------------------------------------------------------------------------------------------------------------------------- Security: 14365C103 Meeting Type: Annual Meeting Date: 16-Apr-2019 Ticker: CUK ISIN: US14365C1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To re-elect Micky Arison as a Director of Mgmt For For Carnival Corporation and as a Director of Carnival plc. 2. To re-elect Sir Jonathon Band as a Director Mgmt For For of Carnival Corporation and as a Director of Carnival plc. 3. To re-elect Jason Glen Cahilly as a Mgmt For For Director of Carnival Corporation and as a Director of Carnival plc. 4. To re-elect Helen Deeble as a Director of Mgmt For For Carnival Corporation and as a Director of Carnival plc. 5. To re-elect Arnold W. Donald as a Director Mgmt For For of Carnival Corporation and as a Director of Carnival plc. 6. To re-elect Richard J. Glasier as a Mgmt For For Director of Carnival Corporation and as a Director of Carnival plc. 7. To re-elect Debra Kelly-Ennis as a Director Mgmt For For of Carnival Corporation and as a Director of Carnival plc. 8. To elect Katie Lahey as a Director of Mgmt For For Carnival Corporation and as a Director of Carnival plc. 9. To re-elect Sir John Parker as a Director Mgmt For For of Carnival Corporation and as a Director of Carnival plc. 10. To re-elect Stuart Subotnick as a Director Mgmt For For of Carnival Corporation and as a Director of Carnival plc. 11. To re-elect Laura Weil as a Director of Mgmt For For Carnival Corporation and as a Director of Carnival plc. 12. To re-elect Randall J. Weisenburger as a Mgmt For For Director of Carnival Corporation and as a Director of Carnival plc. 13. To hold a (non-binding) advisory vote to Mgmt For For approve executive compensation (in accordance with legal requirements applicable to U.S. companies). 14. To approve the Carnival plc Directors' Mgmt For For Remuneration Report (in accordance with legal requirements applicable to UK companies). 15. To re-appoint the UK firm of Mgmt For For PricewaterhouseCoopers LLP as independent auditors of Carnival plc and to ratify the selection of the U.S. firm of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Carnival Corporation. 16. To authorize the Audit Committee of Mgmt For For Carnival plc to determine the remuneration of the independent auditors of Carnival plc (in accordance with legal requirements applicable to UK companies). 17. To receive the UK accounts and reports of Mgmt For For the Directors and auditors of Carnival plc for the year ended November 30, 2018 (in accordance with legal requirements applicable to UK companies). 18. To approve the giving of authority for the Mgmt For For allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). 19. To approve the disapplication of Mgmt For For pre-emption rights in relation to the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). 20. To approve a general authority for Carnival Mgmt For For plc to buy back Carnival plc ordinary shares in the open market (in accordance with legal requirements applicable to UK companies desiring to implement share buy back programs). -------------------------------------------------------------------------------------------------------------------------- CHECK POINT SOFTWARE TECHNOLOGIES LTD. Agenda Number: 934859589 -------------------------------------------------------------------------------------------------------------------------- Security: M22465104 Meeting Type: Annual Meeting Date: 20-Aug-2018 Ticker: CHKP ISIN: IL0010824113 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of director: Gil Shwed Mgmt For For 1b. Election of director: Marius Nacht Mgmt For For 1c. Election of director: Jerry Ungerman Mgmt For For 1d. Election of director: Dan Propper Mgmt For For 1e. Election of director: David Rubner Mgmt For For 1f. Election of director: Dr. Tal Shavit Mgmt For For 2a. To elect Yoav Chelouche as outside director Mgmt For For for an additional three-year term. 2b. To elect Guy Gecht as outside director for Mgmt For For an additional three-year term. 3. To ratify the appointment and compensation Mgmt For For of Kost, Forer, Gabbay & Kasierer, a member of Ernst & Young Global, as our independent registered public accounting firm for 2018. 4. Approve compensation to Check Point's Chief Mgmt For For Executive Officer. 5a. The undersigned is a controlling Mgmt For shareholder or has a personal interest in Item 2. Mark "for" = yes or "against" = no. 5b. The undersigned is a controlling Mgmt For shareholder or has a personal interest in Item 4. Mark "for" = yes or "against" = no. -------------------------------------------------------------------------------------------------------------------------- CHECK POINT SOFTWARE TECHNOLOGIES LTD. Agenda Number: 935034607 -------------------------------------------------------------------------------------------------------------------------- Security: M22465104 Meeting Type: Annual Meeting Date: 19-Jun-2019 Ticker: CHKP ISIN: IL0010824113 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Gil Shwed Mgmt For For 1b. Election of Director: Marius Nacht Mgmt For For 1c. Election of Director: Jerry Ungerman Mgmt For For 1d. Election of Director: Dan Propper Mgmt For For 1e. Election of Director: Dr. Tal Shavit Mgmt For For 1f. Election of Director: Shai Weiss Mgmt For For 2. To ratify the appointment and compensation Mgmt For For of Kost, Forer, Gabbay & Kasierer, a member of Ernst & Young Global, as our independent registered public accounting firm for 2019. 3. Approve compensation to Check Point's Chief Mgmt For For Executive Officer. 4. Readopt Check Point's executive Mgmt For For compensation policy. 5. To amend the Company's Employee Stock Mgmt For For Purchase Plan. 6a. The undersigned is a controlling Mgmt Against shareholder or has a personal interest in Item 3. Mark "for" = yes or "against" = no. 6b. The undersigned is a controlling Mgmt Against shareholder or has a personal interest in Item 4. Mark "for" = yes or "against" = no. -------------------------------------------------------------------------------------------------------------------------- CHINA MOBILE LIMITED Agenda Number: 935009349 -------------------------------------------------------------------------------------------------------------------------- Security: 16941M109 Meeting Type: Annual Meeting Date: 22-May-2019 Ticker: CHL ISIN: US16941M1099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To receive and consider the audited Mgmt For For financial statements and the Reports of the Directors and Auditors of the Company and its subsidiaries for the year ended 31 December 2018. 2. To declare a final dividend for the year Mgmt For For ended 31 December 2018. 3a. Re-election of executive director of the Mgmt For For Company: Mr. Yang Jie 3b. Re-election of executive director of the Mgmt For For Company: Mr. Dong Xin 4a. Re-election of independent non-executive Mgmt For For director of the Company: Dr. Moses Cheng Mo Chi 4b. Re-election of independent non-executive Mgmt For For director of the Company: Dr. Yang Qiang 5. To re-appoint PricewaterhouseCoopers and Mgmt For For PricewaterhouseCoopers Zhong Tian LLP as the auditors of the Group for Hong Kong financial reporting and U.S. financial reporting purposes, respectively, and to authorize the directors to fix their remuneration. 6. To give a general mandate to the directors Mgmt For For of the Company to buy back shares in the Company not exceeding 10% of the number of issued shares in accordance with ordinary resolution number 6 as set out in the AGM Notice. 7. To give a general mandate to the directors Mgmt For For of the Company to issue, allot and deal with additional shares in the Company not exceeding 20% of the number of issued shares in accordance with ordinary resolution number 7 as set out in the AGM Notice. 8. To extend the general mandate granted to Mgmt For For the directors of the Company to issue, allot and deal with shares by the number of shares bought back in accordance with ordinary resolution number 8 as set out in the AGM Notice. -------------------------------------------------------------------------------------------------------------------------- CHINA TELECOM CORPORATION LIMITED Agenda Number: 934950836 -------------------------------------------------------------------------------------------------------------------------- Security: 169426103 Meeting Type: Special Meeting Date: 18-Apr-2019 Ticker: CHA ISIN: US1694261033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Ordinary resolution numbered 1 of the Mgmt For For Notice of EGM dated 27 February 2019 (To approve the continuing connected transactions in relation to the deposit services contemplated under the China Telecom Financial Services Framework Agreement and the Annual Caps applicable thereto). -------------------------------------------------------------------------------------------------------------------------- CHINA TELECOM CORPORATION LIMITED Agenda Number: 935014770 -------------------------------------------------------------------------------------------------------------------------- Security: 169426103 Meeting Type: Annual Meeting Date: 29-May-2019 Ticker: CHA ISIN: US1694261033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O1 THAT the consolidated financial statements Mgmt For For of the Company, the report of the Board of Directors, the report of the Supervisory Committee and the report of the international auditor for the year ended 31 December 2018 be considered and approved, and the Board of Directors of the Company be authorised to prepare the budget of the Company for the year 2019. O2 THAT the profit distribution proposal and Mgmt For For the declaration and payment of a final dividend for the year ended 31 December 2018 be considered and approved. O3 THAT the re-appointment of Deloitte Touche Mgmt For For Tohmatsu and Deloitte Touche Tohmatsu Certified Public Accountants LLP as the international auditor and domestic auditor of the Company respectively for the year ending on 31 December 2019 be considered and approved, and the Board be authorised to fix the remuneration of the auditors. S4a To approve the amendments to the Articles Mgmt For For of Association S4b To authorise any Director of the Company to Mgmt For For complete registration or filing of the amendments to the Articles of Association S5a To consider and approve the issue of Mgmt For For debentures by the Company S5b To authorise the Board to issue debentures Mgmt For For and determine the specific terms, conditions and other matters of the debentures S5c To consider and approve the centralised Mgmt For For registration of debentures by the Company S6a To consider and approve the issue of Mgmt For For company bonds in the People's Republic of China S6b To authorise the Board to issue company Mgmt For For bonds and determine the specific terms, conditions and other matters of the company bonds in the People's Republic of China 7 To grant a general mandate to the Board to Mgmt For For issue, allot and deal with additional shares in the Company not exceeding 20% of each of the existing domestic Shares and H Shares in issue 8 To authorise the Board to increase the Mgmt For For registered capital of the Company and to amend the articles of association of the Company to reflect such increase in the registered capital of the Company under the general mandate -------------------------------------------------------------------------------------------------------------------------- CHUBB LIMITED Agenda Number: 934976703 -------------------------------------------------------------------------------------------------------------------------- Security: H1467J104 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: CB ISIN: CH0044328745 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the management report, Mgmt For For standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2018 2a. Allocation of disposable profit Mgmt For For 2b. Distribution of a dividend out of legal Mgmt For For reserves (by way of release and allocation to a dividend reserve) 3. Discharge of the Board of Directors Mgmt For For 4a. Election of Auditor: Election of Mgmt For For PricewaterhouseCoopers AG (Zurich) as our statutory auditor 4b. Election of Auditor: Ratification of Mgmt For For appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting 4c. Election of Auditor: Election of BDO AG Mgmt For For (Zurich) as special audit firm 5a. Election of Director: Evan G. Greenberg Mgmt For For 5b. Election of Director: Robert M. Hernandez Mgmt For For 5c. Election of Director: Michael G. Atieh Mgmt For For 5d. Election of Director: Sheila P. Burke Mgmt For For 5e. Election of Director: James I. Cash Mgmt For For 5f. Election of Director: Mary Cirillo Mgmt For For 5g. Election of Director: Michael P. Connors Mgmt For For 5h. Election of Director: John A. Edwardson Mgmt For For 5i. Election of Director: Kimberly A. Ross Mgmt For For 5j. Election of Director: Robert W. Scully Mgmt For For 5k. Election of Director: Eugene B. Shanks, Jr. Mgmt For For 5l. Election of Director: Theodore E. Shasta Mgmt For For 5m. Election of Director: David H. Sidwell Mgmt For For 5n. Election of Director: Olivier Steimer Mgmt For For 6. Election of Evan G. Greenberg as Chairman Mgmt For For of the Board of Directors 7a. Election of the Compensation Committee of Mgmt For For the Board of Directors: Michael P. Connors 7b. Election of the Compensation Committee of Mgmt For For the Board of Directors: Mary Cirillo 7c. Election of the Compensation Committee of Mgmt For For the Board of Directors: John A. Edwardson 7d. Election of the Compensation Committee of Mgmt For For the Board of Directors: Robert M. Hernandez 8. Election of Homburger AG as independent Mgmt For For proxy 9a. Approval of the Compensation of the Board Mgmt For For of Directors until the next annual general meeting 9b. Approval of the Compensation of Executive Mgmt For For Management for the next calendar year 10. Advisory vote to approve executive Mgmt For For compensation under U.S. securities law requirements A. If a new agenda item or a new proposal for Mgmt For For an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. -------------------------------------------------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY Agenda Number: 934955254 -------------------------------------------------------------------------------------------------------------------------- Security: 194162103 Meeting Type: Annual Meeting Date: 10-May-2019 Ticker: CL ISIN: US1941621039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of director: Charles A. Bancroft Mgmt For For 1b. Election of director: John P. Bilbrey Mgmt For For 1c. Election of director: John T. Cahill Mgmt For For 1d. Election of director: Ian Cook Mgmt For For 1e. Election of director: Lisa M. Edwards Mgmt For For 1f. Election of director: Helene D. Gayle Mgmt For For 1g. Election of director: C. Martin Harris Mgmt For For 1h. Election of director: Lorrie M. Norrington Mgmt For For 1i. Election of director: Michael B. Polk Mgmt For For 1j. Election of director: Stephen I. Sadove Mgmt For For 1k. Election of director: Noel R. Wallace Mgmt For For 2. Ratify selection of PricewaterhouseCoopers Mgmt For For LLP as Colgate's independent registered public accounting firm. 3. Advisory vote on executive compensation. Mgmt For For 4. Approve the Colgate-Palmolive Company 2019 Mgmt For For Incentive Compensation Plan. 5. Stockholder proposal on independent Board Shr For Against Chairman. -------------------------------------------------------------------------------------------------------------------------- ELI LILLY AND COMPANY Agenda Number: 934940215 -------------------------------------------------------------------------------------------------------------------------- Security: 532457108 Meeting Type: Annual Meeting Date: 06-May-2019 Ticker: LLY ISIN: US5324571083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of director for three-year term: Mgmt For For R. Alvarez 1b. Election of director for three-year term: Mgmt For For C. R. Bertozzi 1c. Election of director for three-year term: Mgmt For For J. R. Luciano 1d. Election of director for three-year term: Mgmt For For K. P. Seifert 2. Approval, by non-binding vote, of the Mgmt For For compensation paid to the company's named executive officers. 3. Ratification of Ernst & Young LLP as the Mgmt For For principal independent auditor for 2019. 4. Approve amendments to the Articles of Mgmt For For Incorporation to eliminate the classified board structure. 5. Approve amendments to the Articles of Mgmt For For Incorporation to eliminate all supermajority voting provisions. 6. Shareholder proposal requesting a report Shr For Against regarding direct and indirect political expenditures. -------------------------------------------------------------------------------------------------------------------------- ENBRIDGE INC. Agenda Number: 934959911 -------------------------------------------------------------------------------------------------------------------------- Security: 29250N105 Meeting Type: Annual Meeting Date: 08-May-2019 Ticker: ENB ISIN: CA29250N1050 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Pamela L. Carter educe the Company's Mgmt Against shareholders' equity by a total amount of Ps. 1,592,493,907.41 (ONE BILLION, FIVE HUNDRED AND NINETY-TWO MILLION, FOUR HUNDRED AND NINETY-THREE THOUSAND, NINE HUNDRED AND SEVEN PESOS 41/100 M.N.) and, consequently, pay Ps. 3.01 (THREE PESOS AND ONE CENTS) per outstanding share, and if approved, amend Article 6 of the Company's by-laws. E2 Appointment and designation of special Mgmt For delegates to present to a notary public the resolutions adopted at this meeting for formalization. Adoption of the resolutions deemed necessary or convenient in order to fulfill the decisions adopted in relation to the preceding agenda points. -------------------------------------------------------------------------------------------------------------------------- INFOSYS LIMITED Agenda Number: 935040496 -------------------------------------------------------------------------------------------------------------------------- Security: 456788108 Meeting Type: Annual Meeting Date: 22-Jun-2019 Ticker: INFY ISIN: US4567881085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O1 Adoption of financial statements Mgmt For For O2 Declaration of dividend Mgmt For For O3 Appointment of Nandan M. Nilekani as a Mgmt For For director liable to retire by rotation S4 Approval of the Infosys Expanded Stock Mgmt For For Ownership Program - 2019 ("the 2019 Plan") and grant of stock incentives to the eligible employees of the Company under the 2019 Plan S5 Approval of the Infosys Expanded Stock Mgmt For For Ownership Program - 2019 ("the 2019 Plan") and grant of stock incentives to the eligible employees of the Company's subsidiaries under the 2019 Plan S6 Approval for secondary acquisition of Mgmt For For shares of the Company by the Infosys Expanded Stock Ownership Trust for the implementation of the Infosys Expanded Stock Ownership Program - 2019 ("the 2019 Plan") S7 Approval of grant of Stock Incentives to Mgmt For For Salil Parekh, Chief Executive Officer and Managing Director (CEO & MD), under the Infosys Expanded Stock Ownership Program - 2019 ("the 2019 Plan") S8 Approval for changing the terms of the Mgmt For For appointment of Salil Parekh, Chief Executive Officer and Managing Director (CEO & MD) S9 Approval of grant of Stock Incentives to Mgmt For For U.B. Pravin Rao, Chief Operating Officer (COO) and Whole-time Director, under the Infosys Expanded Stock Ownership Program - 2019 ("the 2019 Plan") -------------------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED Agenda Number: 935017233 -------------------------------------------------------------------------------------------------------------------------- Security: 57636Q104 Meeting Type: Annual Meeting Date: 25-Jun-2019 Ticker: MA ISIN: US57636Q1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of director: Richard Mgmt For For Haythornthwaite 1b. Election of director: Ajay Banga Mgmt For For 1c. Election of director: David R. Carlucci Mgmt For For 1d. Election of director: Richard K. Davis Mgmt For For 1e. Election of director: Steven J. Freiberg Mgmt For For 1f. Election of director: Julius Genachowski Mgmt For For 1g. Election of director: Choon Phong Goh Mgmt For For 1h. Election of director: Merit E. Janow Mgmt For For 1i. Election of director: Oki Matsumoto Mgmt For For 1j. Election of director: Youngme Moon Mgmt For For 1k. Election of director: Rima Qureshi Mgmt For For 1l. Election of director: Jos? Octavio Reyes Mgmt For For Lagunes 1m. Election of director: Gabrielle Sulzberger Mgmt For For 1n. Election of director: Jackson Tai Mgmt For For 1o. Election of director: Lance Uggla Mgmt For For 2. Advisory approval of Mastercard's executive Mgmt For For compensation 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2019 4. Consideration of a stockholder proposal on Shr For Against gender pay gap 5. Consideration of a stockholder proposal on Shr For Against creation of a human rights committee -------------------------------------------------------------------------------------------------------------------------- MCDONALD'S CORPORATION Agenda Number: 934980473 -------------------------------------------------------------------------------------------------------------------------- Security: 580135101 Meeting Type: Annual Meeting Date: 23-May-2019 Ticker: MCD ISIN: US5801351017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Lloyd Dean Mgmt For For 1b. Election of Director: Stephen Easterbrook Mgmt For For 1c. Election of Director: Robert Eckert Mgmt For For 1d. Election of Director: Margaret Georgiadis Mgmt For For 1e. Election of Director: Enrique Hernandez, Mgmt For For Jr. 1f. Election of Director: Richard Lenny Mgmt For For 1g. Election of Director: John Mulligan Mgmt For For 1h. Election of Director: Sheila Penrose Mgmt For For 1i. Election of Director: John Rogers, Jr. Mgmt For For 1j. Election of Director: Paul Walsh Mgmt For For 1k. Election of Director: Miles White Mgmt For For 2. Advisory vote to approve executive Mgmt For For compensation. 3. Advisory vote to approve the appointment of Mgmt For For Ernst & Young LLP as independent auditor for 2019. 4. Vote to approve an amendment to the Mgmt For For Company's Certificate of Incorporation to lower the authorized range of the number of Directors on the Board to 7 to 15 Directors. 5. Advisory vote on a shareholder proposal Shr Against For requesting the ability for shareholders to act by written consent, if properly presented. -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 934884544 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Meeting Date: 28-Nov-2018 Ticker: MSFT ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: William H. Gates lll Mgmt For For 1b. Election of Director: Reid G. Hoffman Mgmt For For 1c. Election of Director: Hugh F. Johnston Mgmt For For 1d. Election of Director: Teri L. List-Stoll Mgmt For For 1e. Election of Director: Satya Nadella Mgmt For For 1f. Election of Director: Charles H. Noski Mgmt For For 1g. Election of Director: Helmut Panke Mgmt For For 1h. Election of Director: Sandra E. Peterson Mgmt For For 1i. Election of Director: Penny S. Pritzker Mgmt For For 1j. Election of Director: Charles W. Scharf Mgmt For For 1k. Election of Director: Arne M. Sorenson Mgmt For For 1l. Election of Director: John W. Stanton Mgmt For For 1m. Election of Director: John W. Thompson Mgmt For For 1n. Election of Director: Padmasree Warrior Mgmt For For 2. Advisory vote to approve named executive Mgmt For For officer compensation 3. Ratification of Deloitte & Touche LLP as Mgmt For For our independent auditor for fiscal year 2019 -------------------------------------------------------------------------------------------------------------------------- NUTRIEN LTD. Agenda Number: 934850238 -------------------------------------------------------------------------------------------------------------------------- Security: 67077M108 Meeting Type: Annual Meeting Date: 19-Jul-2018 Ticker: NTR ISIN: CA67077M1086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Christopher M. Burley Mgmt For For Maura J. Clark Mgmt For For John W. Estey Mgmt For For David C. Everitt Mgmt For For Russell K. Girling Mgmt For For Gerald W. Grandey Mgmt For For Miranda C. Hubbs Mgmt For For Alice D. Laberge Mgmt For For Consuelo E. Madere Mgmt For For Charles V. Magro Mgmt For For Keith G. Martell Mgmt For For A. Anne McLellan Mgmt For For Derek G. Pannell Mgmt For For Aaron W. Regent Mgmt For For Mayo M. Schmidt Mgmt For For Jochen E. Tilk Mgmt For For 2 The re-appointment of KPMG LLP, Chartered Mgmt For For Accountants, as auditors of the Corporation. 3 A resolution to ratify and approve: (i) a Mgmt For For stock option plan of the Corporation; and (ii) the grant of stock options made to eligible participants under the stock option plan, as more particularly detailed in the accompanying notice of meeting and management proxy circular. 4 A non-binding advisory resolution to accept Mgmt For For the Corporation's approach to executive compensation. -------------------------------------------------------------------------------------------------------------------------- NUTRIEN LTD. (THE "CORPORATION") Agenda Number: 934979874 -------------------------------------------------------------------------------------------------------------------------- Security: 67077M108 Meeting Type: Annual Meeting Date: 09-May-2019 Ticker: NTR ISIN: CA67077M1086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Christopher M. Burley Mgmt For For Maura J. Clark Mgmt For For John W. Estey Mgmt For For David C. Everitt Mgmt For For Russell K. Girling Mgmt For For Miranda C. Hubbs Mgmt For For Alice D. Laberge Mgmt For For Consuelo E. Madere Mgmt For For Charles V. Magro Mgmt For For Keith G. Martell Mgmt For For Aaron W. Regent Mgmt For For Mayo M. Schmidt Mgmt For For 2 The re-appointment of KPMG LLP, Chartered Mgmt For For Accountants, as auditor of the Corporation. 3 A non-binding advisory resolution to accept Mgmt For For the Corporation's approach to executive compensation. -------------------------------------------------------------------------------------------------------------------------- ORANGE Agenda Number: 935013122 -------------------------------------------------------------------------------------------------------------------------- Security: 684060106 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: ORAN ISIN: US6840601065 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O1 Approval of the statutory financial Mgmt For For statements for the fiscal year ended December 31, 2018. O2 Approval of the consolidated financial Mgmt For For statements for the fiscal year ended December 31, 2018. O3 Allocation of income for the fiscal year Mgmt For For ended December 31,2018 as stated in the Company's annual financial statements. O4 Agreements provided for in Article L. Mgmt For For 225-38 of the French Commercial Code. O5 Appointment of a new director. Mgmt For For O6 Renewal of the term of office of Mr. Mgmt For For Alexandre Bompard as director. O7 Renewal of the term of office of Mrs. Helle Mgmt For For Kristoffersen as director. O8 Renewal of the term of office of Mr. Mgmt For For Jean-Michel Severino as director. O9 Renewal of the term of office of Mrs. Anne Mgmt For For Lange as director. O10 Approval of the compensation items paid or Mgmt For For allocated for the fiscal year ended December 31, 2018 to Mr. St?phane Richard, Chairman and Chief Executive Officer. O11 Approval of the compensation items paid or Mgmt For For allocated for the fiscal year ended December 31, 2018 to Mr. Ramon Fernandez, Chief Executive Officer Delegate. O12 Approval of the compensation items paid or Mgmt For For allocated for the fiscal year ended December 31, 2018 to Mr. Gervais Pellissier, Chief Executive Officer Delegate. O13 Approval of the principles and criteria for Mgmt For For determining, apportioning and allocating the fixed, variable and exceptional items comprising total compensation and all benefits in kind allocated to the Chairman and CEO. O14 Approval of the principles and criteria for Mgmt For For determining, apportioning and allocating the fixed, variable and exceptional items comprising total compensation and all benefits in kind allocated to the CEO Delegates. O15 Authorization to be granted to the Board of Mgmt For For Directors to purchase or transfer shares of the company. E16 Delegation of authority to the Board of Mgmt For For Directors to issue shares of the Company and complex securities, with shareholder preferential subscription rights (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). E17 Delegation of authority to the Board of Mgmt For For Directors to make use of the delegation of authority granted in the sixteenth resolution during a takeover offer period for the Company's securities. E18 Delegation of authority to the Board of Mgmt For For Directors to issue shares of the Company and complex securities, without shareholder preferential subscription rights as part of a public offering (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). E19 Delegation of authority to the Board of Mgmt For For Directors to make use of the delegation of authority granted in the eighteenth resolution during a takeover offer period for the Company's securities. E20 Delegation of authority to the Board of Mgmt For For Directors to issue shares of the Company and complex securities, without shareholder preferential subscription rights, as part of an offer provided for in section II of Article L. 411-2 of the French Monetary and Financial Code (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). E21 Delegation of authority to the Board of Mgmt For For Directors to make use of the delegation of authority granted in the twentieth resolution during a takeover offer period for the Company's securities. E22 Authorization to the Board of Directors to Mgmt For For increase the number of issuable securities, in the event of securities to be issued. E23 Delegation of authority to the Board of Mgmt For For Directors to issue shares and complex, without shareholder preferential subscription rights, in the event of a public exchange offer initiated by the Company (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). E24 Delegation of authority to the Board of Mgmt For For Directors to make use of the delegation of authority granted in the twenty-third resolution during a takeover offer period for the Company's securities. E25 Delegation of powers to the Board of Mgmt For For Directors to issue shares and complex securities, without shareholder preferential subscription rights, as consideration for contributions in kind granted to the Company and comprised of equity securities or securities giving access to share capital (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). E26 Authorization given to the Board of Mgmt For For Directors to make use of the delegation of powers granted in the twenty-fifth resolution during a takeover offer period for the Company's securities. E27 Overall limit of authorizations. Mgmt For For E28 Authorization given to the Board of Mgmt For For Directors to allocate Company's shares for free to Corporate Officers and certain Orange group employees. E29 Delegation of authority to the Board of Mgmt For For Directors to issue shares or complex securities reserved for members of savings plans without shareholder preferential subscription rights. E30 Delegation of authority to the Board of Mgmt For For Directors to increase the Company's capital by capitalization of reserves, profits or premiums. E31 Authorization to the Board of Directors to Mgmt For For reduce the share capital through the cancellation of shares. E32 Powers for formalities. Mgmt For For A Amendment to the third resolution - Mgmt Against For Allocation of income for the fiscal year ended December 31, 2018, as stated in the annual financial statements (ordinary). B Amendment to Article 13 of the Bylaws - Mgmt Against For Plurality of directorships (extraordinary). C Share capital increase in cash reserved for Mgmt Against For members of savings plans without shareholder subscription rights. D Authorization given to the Board of Mgmt Against For Directors to allocate Company's shares for free to Orange group employees. E Amendments or new resolutions proposed at Mgmt For the Meeting. If you cast your vote in favor of resolution A, you are giving discretion to the Chairman of the Meeting to vote for or against any amendments or new resolutions that may be proposed. -------------------------------------------------------------------------------------------------------------------------- PEPSICO, INC. Agenda Number: 934949112 -------------------------------------------------------------------------------------------------------------------------- Security: 713448108 Meeting Type: Annual Meeting Date: 01-May-2019 Ticker: PEP ISIN: US7134481081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Shona L. Brown Mgmt For For 1b. Election of Director: Cesar Conde Mgmt For For 1c. Election of Director: Ian Cook Mgmt For For 1d. Election of Director: Dina Dublon Mgmt For For 1e. Election of Director: Richard W. Fisher Mgmt For For 1f. Election of Director: Michelle Gass Mgmt For For 1g. Election of Director: William R. Johnson Mgmt For For 1h. Election of Director: Ramon Laguarta Mgmt For For 1i. Election of Director: David C. Page Mgmt For For 1j. Election of Director: Robert C. Pohlad Mgmt For For 1k. Election of Director: Daniel Vasella Mgmt For For 1l. Election of Director: Darren Walker Mgmt For For 1m. Election of Director: Alberto Weisser Mgmt For For 2. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for fiscal year 2019. 3. Advisory approval of the Company's Mgmt For For executive compensation. 4. Approve amendments to the Company's Mgmt For For Articles of Incorporation to eliminate supermajority voting standards. 5. Shareholder Proposal - Independent Board Shr For Against Chairman. 6. Shareholder Proposal - Disclosure of Shr Against For Pesticide Management Data. -------------------------------------------------------------------------------------------------------------------------- RAYTHEON COMPANY Agenda Number: 934988518 -------------------------------------------------------------------------------------------------------------------------- Security: 755111507 Meeting Type: Annual Meeting Date: 30-May-2019 Ticker: RTN ISIN: US7551115071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Tracy A. Atkinson Mgmt For For 1b. Election of Director: Robert E. Beauchamp Mgmt For For 1c. Election of Director: Adriane M. Brown Mgmt For For 1d. Election of Director: Stephen J. Hadley Mgmt For For 1e. Election of Director: Thomas A. Kennedy Mgmt For For 1f. Election of Director: Letitia A. Long Mgmt For For 1g. Election of Director: George R. Oliver Mgmt For For 1h. Election of Director: Dinesh C. Paliwal Mgmt For For 1i. Election of Director: Ellen M. Pawlikowski Mgmt For For 1j. Election of Director: William R. Spivey Mgmt For For 1k. Election of Director: Marta R. Stewart Mgmt For For 1l. Election of Director: James A. Winnefeld, Mgmt For For Jr. 1m. Election of Director: Robert O. Work Mgmt For For 2. Advisory vote to approve named executive Mgmt For For officer compensation. 3. Approval of the Raytheon 2019 Stock Plan Mgmt For For 4. Ratification of Independent Auditors. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- RESMED INC. Agenda Number: 934881980 -------------------------------------------------------------------------------------------------------------------------- Security: 761152107 Meeting Type: Annual Meeting Date: 15-Nov-2018 Ticker: RMD ISIN: US7611521078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of director to serve until our Mgmt For For 2021 annual meeting: Peter Farrell 1b. Election of director to serve until our Mgmt For For 2021 annual meeting: Harjit Gill 1c. Election of director to serve until our Mgmt For For 2021 annual meeting: Ron Taylor 2. Ratify our selection of KPMG LLP as our Mgmt For For independent registered public accounting firm for the fiscal year ending June 30, 2019. 3. Approve an amendment to the ResMed Inc. Mgmt For For 2009 Employee Stock Purchase Plan, which increases the number of shares authorized for issue under the plan by 2 million shares, from 4.2 million shares to 6.2 million shares, and extends the term of the plan through November 15, 2028. 4. Approve, on an advisory basis, the Mgmt For For compensation paid to our named executive officers, as disclosed in this proxy statement ("say-on-pay"). -------------------------------------------------------------------------------------------------------------------------- ROSS STORES, INC. Agenda Number: 934968794 -------------------------------------------------------------------------------------------------------------------------- Security: 778296103 Meeting Type: Annual Meeting Date: 22-May-2019 Ticker: ROST ISIN: US7782961038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Michael Balmuth Mgmt For For 1b. Election of Director: K. Gunnar Bjorklund Mgmt For For 1c. Election of Director: Michael J. Bush Mgmt For For 1d. Election of Director: Norman A. Ferber Mgmt For For 1e. Election of Director: Sharon D. Garrett Mgmt For For 1f. Election of Director: Stephen D. Milligan Mgmt For For 1g. Election of Director: George P. Orban Mgmt For For 1h. Election of Director: Michael O'Sullivan Mgmt For For 1i. Election of Director: Gregory L. Quesnel Mgmt For For 1j. Election of Director: Barbara Rentler Mgmt For For 2. Advisory vote to approve the resolution on Mgmt For For the compensation of the named executive officers. 3. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending February 1, 2020. 4. To vote on a stockholder proposal on Shr For Against Greenhouse Gas Emissions Goals, if properly presented at the Annual Meeting. -------------------------------------------------------------------------------------------------------------------------- ROYAL BANK OF CANADA Agenda Number: 934935151 -------------------------------------------------------------------------------------------------------------------------- Security: 780087102 Meeting Type: Annual Meeting Date: 04-Apr-2019 Ticker: RY ISIN: CA7800871021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR A.A. CHISHOLM Mgmt For For J. C?T? Mgmt For For T.N. DARUVALA Mgmt For For D.F. DENISON Mgmt For For A.D. LABERGE Mgmt For For M.H. MCCAIN Mgmt For For D. MCKAY Mgmt For For H. MUNROE-BLUM Mgmt For For K. TAYLOR Mgmt For For B.A. VAN KRALINGEN Mgmt For For T. VANDAL Mgmt For For J. YABUKI Mgmt For For 2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For AS AUDITOR 3 ADVISORY VOTE ON THE BANK'S APPROACH TO Mgmt For For EXECUTIVE COMPENSATION 4 SHAREHOLDER PROPOSAL NO. 1 Shr For Against 5 SHAREHOLDER PROPOSAL NO. 2 Shr For Against -------------------------------------------------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Agenda Number: 935000416 -------------------------------------------------------------------------------------------------------------------------- Security: 780259206 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: RDSA ISIN: US7802592060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Receipt of Annual Report & Accounts Mgmt For For 2. Approval of Directors' Remuneration Report Mgmt For For 3. Appointment of Neil Carson as a Director of Mgmt For For the Company 4. Reappointment of Director: Ben van Beurden Mgmt For For 5. Reappointment of Director: Ann Godbehere Mgmt For For 6. Reappointment of Director: Euleen Goh Mgmt For For 7. Reappointment of Director: Charles O. Mgmt For For Holliday 8. Reappointment of Director: Catherine Hughes Mgmt For For 9. Reappointment of Director: Gerard Mgmt For For Kleisterlee 10. Reappointment of Director: Roberto Setubal Mgmt For For 11. Reappointment of Director: Sir Nigel Mgmt For For Sheinwald 12. Reappointment of Director: Linda G. Stuntz Mgmt For For 13. Reappointment of Director: Jessica Uhl Mgmt For For 14. Reappointment of Director: Gerrit Zalm Mgmt For For 15. Reappointment of Auditors Mgmt For For 16. Remuneration of Auditors Mgmt For For 17. Authority to allot shares Mgmt For For 18. Disapplication of pre-emption rights Mgmt For For (Special Resolution) 19. Adoption of new Articles of Association Mgmt For For (Special Resolution) 20. Authority to purchase own shares (Special Mgmt For For Resolution) 21. Authority to make certain donations and Mgmt For For incur expenditure 22. Shareholder resolution (Special Resolution) Shr Against For -------------------------------------------------------------------------------------------------------------------------- SANOFI Agenda Number: 934992606 -------------------------------------------------------------------------------------------------------------------------- Security: 80105N105 Meeting Type: Annual Meeting Date: 30-Apr-2019 Ticker: SNY ISIN: US80105N1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the individual company Mgmt For For financial statements for the year ended December 31, 2018 2. Approval of the consolidated financial Mgmt For For statements for the year ended December 31, 2018 3. Appropriation of profits for the year ended Mgmt For For December 31, 2018 and declaration of dividend 4. Reappointment of Serge Weinberg as a Mgmt For For Director 5. Reappointment of Suet-Fern Lee as a Mgmt For For Director 6. Ratification of the Board's appointment by Mgmt For For cooptation of Christophe Babule as Director 7. Compensation policy for the Chairman of the Mgmt For For Board of Directors 8. Compensation policy for the Chief Executive Mgmt For For Officer 9. Approval of the payment, in respect of the Mgmt For For year ended December 31, 2018, and of the award, of the fixed, variable and ..(Due to space limits, see proxy material for full proposal) 10. Approval of the payment, in respect of the Mgmt For For year ended December 31, 2018, and of the award, of the fixed, variable and ..(Due to space limits, see proxy material for full proposal) 11. Authorization granted to the Board of Mgmt For For Directors to carry out transactions in the Company's shares (usable outside the period of a public tender offer) 12. Authorization to the Board of Directors to Mgmt For For reduce the share capital by cancellation of treasury shares (usable outside the period of a public tender offer) 13. Delegation to the Board of Directors of Mgmt For For authority to decide to issue, with preemptive rights maintained, shares and/or ..(Due to space limits, see proxy material for full proposal) 14. Delegation to the Board of Directors of Mgmt For For authority to decide to issue, with preemptive rights cancelled, shares and/or ..(Due to space limits, see proxy material for full proposal) 15. Delegation to the Board of Directors of Mgmt For For authority to decide to issue, with preemptive rights cancelled, shares and/or ..(Due to space limits, see proxy material for full proposal) 16. Delegation to the Board of Directors of Mgmt For For authority to decide to issue debt instruments giving access to the share capital of ..(Due to space limits, see proxy material for full proposal) 17. Delegation to the Board of Directors of Mgmt For For authority to increase the number of shares to be issued in the event of an issue of ..(Due to space limits, see proxy material for full proposal) 18. Delegation to the Board of Directors of Mgmt For For authority with a view to the issuance, with preemptive rights cancelled, of shares ..(Due to space limits, see proxy material for full proposal) 19. Delegation to the Board of Directors of Mgmt For For authority to grant, without preemptive right, options to subscribe for or purchase shares 20. Authorization for the Board of Directors to Mgmt For For carry out consideration-free allotments of existing or new shares to some or all of the salaried employees and corporate officers of the Group 21. Delegation to the Board of Directors of Mgmt For For authority to decide to carry out increases in the share capital by incorporation of share premium, reserves, profits or other items (usable outside the period of a public tender offer) 22. Delegation to the Board of Directors of Mgmt For For authority to decide on the issuance of shares or securities giving access to the Company's share capital reserved for members of savings plans, with waiver of preemptive rights in their favor 23. Powers for formalities Mgmt For For -------------------------------------------------------------------------------------------------------------------------- SAP SE Agenda Number: 934994268 -------------------------------------------------------------------------------------------------------------------------- Security: 803054204 Meeting Type: Annual Meeting Date: 15-May-2019 Ticker: SAP ISIN: US8030542042 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. Resolution on the appropriation of the Mgmt For retained earnings of fiscal year 2018. 3. Resolution on the formal approval of the Mgmt For acts of the Executive Board in fiscal year 2018. 4. Resolution on the formal approval of the Mgmt For acts of the Supervisory Board in fiscal year 2018. 5. Appointment of the auditors of the annual Mgmt For financial statements and group annual financial statements for fiscal year 2019. 6a. Election of Supervisory Board members: Prof Mgmt For Dr h. c. mult.Hasso Plattner 6b. Election of Supervisory Board members: Dr Mgmt For h. c. mult. Pekka Ala-Pietil? 6c. Election of Supervisory Board members: Mgmt For Aicha Evans 6d. Election of Supervisory Board members: Mgmt For Diane Greene 6e. Election of Supervisory Board members: Prof Mgmt For Dr Gesche Joost 6f. Election of Supervisory Board members: Mgmt For Bernard Liautaud 6g. Election of Supervisory Board members: Mgmt For Gerhard Oswald 6h. Election of Supervisory Board members: Dr Mgmt For Friederike Rotsch 6i. Election of Supervisory Board members: Dr Mgmt For Gunnar Wiedenfels -------------------------------------------------------------------------------------------------------------------------- SEMPRA ENERGY Agenda Number: 934957018 -------------------------------------------------------------------------------------------------------------------------- Security: 816851109 Meeting Type: Annual Meeting Date: 09-May-2019 Ticker: SRE ISIN: US8168511090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Alan L. Boeckmann Mgmt For For 1B. Election of Director: Kathleen L. Brown Mgmt For For 1C. Election of Director: Andr?s Conesa Mgmt For For 1D. Election of Director: Maria Contreras-Sweet Mgmt For For 1E. Election of Director: Pablo A. Ferrero Mgmt For For 1F. Election of Director: William D. Jones Mgmt For For 1G. Election of Director: Jeffrey W. Martin Mgmt For For 1H. Election of Director: Michael N. Mears Mgmt For For 1I. Election of Director: William C. Rusnack Mgmt For For 1J. Election of Director: Lynn Schenk Mgmt For For 1K. Election of Director: Jack T. Taylor Mgmt For For 1L. Election of Director: Cynthia L. Walker Mgmt For For 1M. Election of Director: James C. Yardley Mgmt For For 2. Ratification of Independent Registered Mgmt For For Public Accounting Firm. 3. Advisory Approval of Our Executive Mgmt For For Compensation. 4. Approval of Our 2019 Long-Term Incentive Mgmt For For Plan. 5. Shareholder Proposal Requiring an Shr For Against Independent Board Chairman. -------------------------------------------------------------------------------------------------------------------------- SMITH & NEPHEW PLC Agenda Number: 934935290 -------------------------------------------------------------------------------------------------------------------------- Security: 83175M205 Meeting Type: Annual Meeting Date: 11-Apr-2019 Ticker: SNN ISIN: US83175M2052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O1 To receive the audited accounts. Mgmt For For O2 To approve the Directors' Remuneration Mgmt For For Report (excluding policy) O3 To declare a final dividend. Mgmt For For O4 Election/Re-Election of Director: Graham Mgmt For For Baker O5 Election/Re-Election of Director: Vinita Mgmt For For Bali O6 Election/Re-Election of Director: The Rt. Mgmt For For Hon Baroness Virginia Bottomley O7 Election/Re-Election of Director: Roland Mgmt For For Diggelmann O8 Election/Re-Election of Director: Erik Mgmt For For Engstrom O9 Election/Re-Election of Director: Robin Mgmt For For Freestone O10 Election/Re-Election of Director: Namal Mgmt For For Nawana O11 Election/Re-Election of Director: Marc Owen Mgmt For For O12 Election/Re-Election of Director: Angie Mgmt For For Risley O13 Election/Re-Election of Director: Roberto Mgmt For For Quarta O14 To re-appoint the Auditor. Mgmt For For O15 To authorise the Directors to determine the Mgmt For For remuneration of the Auditor. O16 To renew the Directors' authority to allot Mgmt For For shares. S17 To renew the Directors' authority for the Mgmt For For disapplication of the pre-emption rights. S18 To renew the Directors' limited authority Mgmt For For to make market purchases of the Company's own shares. S19 To authorise general meetings to be held on Mgmt For For 14 clear days' notice. S20 To adopt new Articles of Association. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION Agenda Number: 934922015 -------------------------------------------------------------------------------------------------------------------------- Security: 855244109 Meeting Type: Annual Meeting Date: 20-Mar-2019 Ticker: SBUX ISIN: US8552441094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Rosalind G. Brewer Mgmt For For 1b. Election of Director: Mary N. Dillon Mgmt For For 1c. Election of Director: Mellody Hobson Mgmt For For 1d. Election of Director: Kevin R. Johnson Mgmt For For 1e. Election of Director: Jorgen Vig Knudstorp Mgmt For For 1f. Election of Director: Satya Nadella Mgmt For For 1g. Election of Director: Joshua Cooper Ramo Mgmt For For 1h. Election of Director: Clara Shih Mgmt For For 1i. Election of Director: Javier G. Teruel Mgmt For For 1j. Election of Director: Myron E. Ullman, III Mgmt For For 2. Advisory resolution to approve our Mgmt For For executive officer compensation. 3. Ratification of selection of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for fiscal 2019. 4. True Diversity Board Policy Shr Against For 5. Report on Sustainable Packaging Shr For Against -------------------------------------------------------------------------------------------------------------------------- STRYKER CORPORATION Agenda Number: 934950090 -------------------------------------------------------------------------------------------------------------------------- Security: 863667101 Meeting Type: Annual Meeting Date: 01-May-2019 Ticker: SYK ISIN: US8636671013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a) Election of Director: Mary K. Brainerd Mgmt For For 1b) Election of Director: Srikant M. Datar, Mgmt For For Ph.D. 1c) Election of Director: Roch Doliveux, DVM Mgmt For For 1d) Election of Director: Louise L. Francesconi Mgmt For For 1e) Election of Director: Allan C. Golston Mgmt For For (Lead Independent Director) 1f) Election of Director: Kevin A. Lobo Mgmt For For (Chairman of the Board) 1g) Election of Director: Sherilyn S. McCoy Mgmt For For 1h) Election of Director: Andrew K. Silvernail Mgmt For For 1i) Election of Director: Ronda E. Stryker Mgmt For For 1j) Election of Director: Rajeev Suri Mgmt For For 2. Ratify appointment of Ernst & Young LLP as Mgmt For For our independent registered public accounting firm for 2019. 3. Advisory vote to approve named executive Mgmt For For officer compensation. -------------------------------------------------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. Agenda Number: 934937991 -------------------------------------------------------------------------------------------------------------------------- Security: 74144T108 Meeting Type: Annual Meeting Date: 25-Apr-2019 Ticker: TROW ISIN: US74144T1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Mark S. Bartlett Mgmt For For 1b. Election of Director: Mary K. Bush Mgmt For For 1c. Election of Director: Dr. Freeman A. Mgmt For For Hrabowski, III 1d. Election of Director: Robert F. MacLellan Mgmt For For 1e. Election of Director: Olympia J. Snowe Mgmt For For 1f. Election of Director: William J. Stromberg Mgmt For For 1g. Election of Director: Richard R. Verma Mgmt For For 1h. Election of Director: Sandra S. Wijnberg Mgmt For For 1i. Election of Director: Alan D. Wilson Mgmt For For 2. To approve, by a non-binding advisory vote, Mgmt For For the compensation paid by the Company to its Named Executive Officers. 3. Ratification of the appointment of KPMG LLP Mgmt For For as our independent registered public accounting firm for 2019. -------------------------------------------------------------------------------------------------------------------------- TELEFONICA, S.A. Agenda Number: 935031067 -------------------------------------------------------------------------------------------------------------------------- Security: 879382208 Meeting Type: Annual Meeting Date: 06-Jun-2019 Ticker: TEF ISIN: US8793822086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Approval of the Annual Accounts and of the Mgmt For Management Report of both Telef?nica, S.A. and its Consolidated Group of Companies for fiscal year 2018. 1.2 Approval of the Statement of Non-Financial Mgmt For Information of the Consolidated Group of Companies led by Telef?nica, S.A. for fiscal year 2018 included in the Consolidated Management Report of Telef?nica, S.A. and of its Group of Companies for such fiscal year. 1.3 Approval of the management of the Board of Mgmt For Directors of Telef?nica, S.A. during fiscal year 2018. 2. Approval of the Proposed Allocation of the Mgmt For Profits/Losses of Telef?nica, S.A. for fiscal year 2018. 3. Shareholder compensation. Distribution of Mgmt For dividends with a charge to unrestricted reserves. 4. Delegation of powers to formalize, Mgmt For interpret, remedy and carry out the resolutions adopted by the shareholders at the General Shareholders' Meeting. 5. Consultative vote on the 2018 Annual Report Mgmt For on Directors' Remuneration. -------------------------------------------------------------------------------------------------------------------------- TELUS CORPORATION Agenda Number: 934972008 -------------------------------------------------------------------------------------------------------------------------- Security: 87971M103 Meeting Type: Annual Meeting Date: 09-May-2019 Ticker: TU ISIN: CA87971M1032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR R. H. (DICK) AUCHINLECK Mgmt For For RAYMOND T. CHAN Mgmt For For STOCKWELL DAY Mgmt For For LISA DE WILDE Mgmt For For DARREN ENTWISTLE Mgmt For For MARY JO HADDAD Mgmt For For KATHY KINLOCH Mgmt For For CHRISTINE MAGEE Mgmt For For JOHN MANLEY Mgmt For For CLAUDE MONGEAU Mgmt For For DAVID MOWAT Mgmt For For MARC PARENT Mgmt For For DENISE PICKETT Mgmt For For 2 APPOINTMENT OF AUDITORS APPOINT DELOITTE Mgmt For For LLP AS AUDITORS FOR THE ENSUING YEAR AND AUTHORIZE DIRECTORS TO FIX THEIR REMUNERATION. 3 ADVISORY VOTE ON SAY ON PAY APPROVE THE Mgmt For For COMPANY'S APPROACH TO EXECUTIVE COMPENSATION. 4 SHAREHOLDER RIGHTS PLAN APPROVE THE Mgmt Against Against RATIFICATION AND CONFIRMATION OF THE COMPANY'S SHAREHOLDER RIGHTS PLAN. 5 RESTRICTED SHARE UNIT PLAN APPROVE THE Mgmt For For COMPANY'S RESTRICTED SHARE UNIT PLAN. 6 PERFORMANCE SHARE UNIT PLAN APPROVE THE Mgmt For For COMPANY'S PERFORMANCE SHARE UNIT PLAN. -------------------------------------------------------------------------------------------------------------------------- THE CLOROX COMPANY Agenda Number: 934881966 -------------------------------------------------------------------------------------------------------------------------- Security: 189054109 Meeting Type: Annual Meeting Date: 14-Nov-2018 Ticker: CLX ISIN: US1890541097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Amy Banse Mgmt For For 1B. Election of Director: Richard H. Carmona Mgmt For For 1C. Election of Director: Benno Dorer Mgmt For For 1D. Election of Director: Spencer C. Fleischer Mgmt For For 1E. Election of Director: Esther Lee Mgmt For For 1F. Election of Director: A.D. David Mackay Mgmt For For 1G. Election of Director: Robert W. Matschullat Mgmt For For 1H. Election of Director: Matthew J. Shattock Mgmt For For 1I. Election of Director: Pamela Thomas-Graham Mgmt For For 1J. Election of Director: Carolyn M. Ticknor Mgmt For For 1K. Election of Director: Russell Weiner Mgmt For For 1L. Election of Director: Christopher J. Mgmt For For Williams 2. Advisory Vote to Approve Executive Mgmt For For Compensation. 3. Ratification of Independent Registered Mgmt For For Public Accounting Firm. 4. Approval of the Amended and Restated Mgmt For For Certificate of Incorporation to Eliminate the Supermajority Voting Provision. -------------------------------------------------------------------------------------------------------------------------- THE COCA-COLA COMPANY Agenda Number: 934937915 -------------------------------------------------------------------------------------------------------------------------- Security: 191216100 Meeting Type: Annual Meeting Date: 24-Apr-2019 Ticker: KO ISIN: US1912161007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Herbert A. Allen Mgmt For For 1b. Election of Director: Ronald W. Allen Mgmt For For 1c. Election of Director: Marc Bolland Mgmt For For 1d. Election of Director: Ana Botin Mgmt For For 1e. Election of Director: Christopher C. Davis Mgmt For For 1f. Election of Director: Barry Diller Mgmt For For 1g. Election of Director: Helene D. Gayle Mgmt For For 1h. Election of Director: Alexis M. Herman Mgmt For For 1i. Election of Director: Robert A. Kotick Mgmt For For 1j. Election of Director: Maria Elena Mgmt For For Lagomasino 1k. Election of Director: James Quincey Mgmt For For 1l. Election of Director: Caroline J. Tsay Mgmt For For 1m. Election of Director: David B. Weinberg Mgmt For For 2. Advisory vote to approve executive Mgmt For For compensation 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Independent Auditors 4. Shareowner proposal regarding an Shr For Against independent Board Chair 5. Shareowner proposal on sugar and public Shr Against For health -------------------------------------------------------------------------------------------------------------------------- THE ESTEE LAUDER COMPANIES INC. Agenda Number: 934879581 -------------------------------------------------------------------------------------------------------------------------- Security: 518439104 Meeting Type: Annual Meeting Date: 13-Nov-2018 Ticker: EL ISIN: US5184391044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class I Director: Rose Marie Mgmt For For Bravo Please note an Abstain Vote means a Withhold vote against this director. 1b. Election of Class I Director: Paul J. Mgmt For For Fribourg Please note an Abstain Vote means a Withhold vote against this director. 1c. Election of Class I Director: Irvine O. Mgmt For For Hockaday, Jr. Please note an Abstain Vote means a Withhold vote against this director. 1d. Election of Class I Director: Jennifer Mgmt For For Hyman Please note an Abstain Vote means a Withhold vote against this director. 1e. Election of Class I Director: Barry S. Mgmt For For Sternlicht Please note an Abstain Vote means a Withhold vote against this director. 2. Ratification of appointment of KPMG LLP as Mgmt For For independent auditors for the 2019 fiscal year. 3. Advisory vote to approve executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- THE HERSHEY COMPANY Agenda Number: 934975698 -------------------------------------------------------------------------------------------------------------------------- Security: 427866108 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: HSY ISIN: US4278661081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR P. M. Arway Mgmt For For J. W. Brown Mgmt For For M. G. Buck Mgmt For For C. A. Davis Mgmt For For M. K. Haben Mgmt For For J. C. Katzman Mgmt For For M. D. Koken Mgmt For For R. M. Malcolm Mgmt For For A. J. Palmer Mgmt For For J. R. Perez Mgmt For For W. L. Schoppert Mgmt For For D. L. Shedlarz Mgmt For For 2. Ratify the appointment of Ernst & Young LLP Mgmt For For as independent auditors for 2019. 3. Approve named executive officer Mgmt For For compensation on a non-binding advisory basis. -------------------------------------------------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Agenda Number: 934870115 -------------------------------------------------------------------------------------------------------------------------- Security: 742718109 Meeting Type: Annual Meeting Date: 09-Oct-2018 Ticker: PG ISIN: US7427181091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Francis S. Blake Mgmt For For 1b. Election of Director: Angela F. Braly Mgmt For For 1c. Election of Director: Amy L. Chang Mgmt For For 1d. Election of Director: Kenneth I. Chenault Mgmt For For 1e. Election of Director: Scott D. Cook Mgmt For For 1f. Election of Director: Joseph Jimenez Mgmt For For 1g. Election of Director: Terry J. Lundgren Mgmt For For 1h. Election of Director: W. James McNerney, Mgmt For For Jr. 1i. Election of Director: Nelson Peltz Mgmt For For 1j. Election of Director: David S. Taylor Mgmt For For 1k. Election of Director: Margaret C. Whitman Mgmt For For 1l. Election of Director: Patricia A. Woertz Mgmt For For 1m. Election of Director: Ernesto Zedillo Mgmt For For 2. Ratify Appointment of the Independent Mgmt For For Registered Public Accounting Firm 3. Advisory Vote on the Company's Executive Mgmt For For Compensation (the "Say on Pay" vote) -------------------------------------------------------------------------------------------------------------------------- THE TJX COMPANIES, INC. Agenda Number: 934884594 -------------------------------------------------------------------------------------------------------------------------- Security: 872540109 Meeting Type: Special Meeting Date: 22-Oct-2018 Ticker: TJX ISIN: US8725401090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. An amendment to the Company's Fourth Mgmt For For Restated Certificate of Incorporation to increase the number of authorized shares of common stock, par value $1.00 per share, from 1,200,000,000 shares to 1,800,000,000 shares. -------------------------------------------------------------------------------------------------------------------------- THE TJX COMPANIES, INC. Agenda Number: 935015342 -------------------------------------------------------------------------------------------------------------------------- Security: 872540109 Meeting Type: Annual Meeting Date: 04-Jun-2019 Ticker: TJX ISIN: US8725401090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Zein Abdalla Mgmt For For 1B. Election of Director: Alan M. Bennett Mgmt For For 1C. Election of Director: Rosemary T. Berkery Mgmt For For 1D. Election of Director: David T. Ching Mgmt For For 1E. Election of Director: Ernie Herrman Mgmt For For 1F. Election of Director: Michael F. Hines Mgmt For For 1G. Election of Director: Amy B. Lane Mgmt For For 1H. Election of Director: Carol Meyrowitz Mgmt For For 1I. Election of Director: Jackwyn L. Nemerov Mgmt For For 1J. Election of Director: John F. O'Brien Mgmt For For 1K. Election of Director: Willow B. Shire Mgmt For For 2. Ratification of appointment of Mgmt For For PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2020 3. Advisory approval of TJX's executive Mgmt For For compensation (the say-on-pay vote) 4. Shareholder proposal for a report on Shr For Against compensation disparities based on race, gender, or ethnicity 5. Shareholder proposal for a report on prison Shr Against For labor 6. Shareholder proposal for a report on human Shr Against For rights risks -------------------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Agenda Number: 934841506 -------------------------------------------------------------------------------------------------------------------------- Security: 254687106 Meeting Type: Special Meeting Date: 10-Jul-2018 Ticker: DIS ISIN: US2546871060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. IMPORTANT: The special meeting of Mgmt No vote stockholders scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE will be required. If you have already voted the July 10, 2018 proxy, you will need to vote again using the new ballot(s) you will receive for the July 27, 2018 meeting. Your vote is important. Please make sure you vote your new proxy. Thank you. 2. IMPORTANT: The special meeting of Mgmt No vote stockholders scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE will be required. If you have already voted the July 10, 2018 proxy, you will need to vote again using the new ballot(s) you will receive for the July 27, 2018 meeting. Your vote is important. Please make sure you vote your new proxy. Thank you. 3. IMPORTANT: The special meeting of Mgmt No vote stockholders scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE will be required. If you have already voted the July 10, 2018 proxy, you will need to vote again using the new ballot(s) you will receive for the July 27, 2018 meeting. Your vote is important. Please make sure you vote your new proxy. Thank you. -------------------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Agenda Number: 934854197 -------------------------------------------------------------------------------------------------------------------------- Security: 254687106 Meeting Type: Special Meeting Date: 27-Jul-2018 Ticker: DIS ISIN: US2546871060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the issuance of common stock, Mgmt For For par value $0.01 per share, of TWDC Holdco 613 Corp. ("New Disney"), to stockholders of Twenty-First Century Fox, Inc. ("21CF") contemplated by the Amended and Restated Agreement and Plan of Merger, dated as of June 20, 2018, as it may be amended from time to time, by and among 21CF, a Delaware corporation, Disney, a Delaware corporation, New Disney, a Delaware corporation and a wholly owned subsidiary of Disney, WDC Merger Enterprises I, Inc., a ...(due to space limits, see proxy statement for full proposal). 2. To approve adjournments of the Disney Mgmt For For special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Disney special meeting to approve the share issuance proposal. -------------------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Agenda Number: 934921099 -------------------------------------------------------------------------------------------------------------------------- Security: 254687106 Meeting Type: Annual Meeting Date: 07-Mar-2019 Ticker: DIS ISIN: US2546871060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Susan E. Arnold Mgmt For For 1b. Election of Director: Mary T. Barra Mgmt For For 1c. Election of Director: Safra A. Catz Mgmt For For 1d. Election of Director: Francis A. deSouza Mgmt For For 1e. Election of Director: Michael Froman Mgmt For For 1f. Election of Director: Robert A. Iger Mgmt For For 1g. Election of Director: Maria Elena Mgmt For For Lagomasino 1h. Election of Director: Mark G. Parker Mgmt For For 1i. Election of Director: Derica W. Rice Mgmt For For 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2019. 3. To approve the advisory resolution on Mgmt For For executive compensation. 4. Shareholder proposal requesting an annual Shr Against For report disclosing information regarding the Company's lobbying policies and activities. 5. Shareholder proposal requesting a report on Shr Against For use of additional cyber security and data privacy metrics in determining compensation of senior executives. -------------------------------------------------------------------------------------------------------------------------- TRANSCANADA CORPORATION Agenda Number: 934960762 -------------------------------------------------------------------------------------------------------------------------- Security: 89353D107 Meeting Type: Annual and Special Meeting Date: 03-May-2019 Ticker: TRP ISIN: CA89353D1078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR ST?PHAN CR?TIER Mgmt For For RUSSELL K. GIRLING Mgmt For For S. BARRY JACKSON Mgmt For For RANDY LIMBACHER Mgmt For For JOHN E. LOWE Mgmt For For UNA POWER Mgmt For For MARY PAT SALOMONE Mgmt For For INDIRA V. SAMARASEKERA Mgmt For For D. MICHAEL G. STEWART Mgmt For For SIIM A. VANASELJA Mgmt For For THIERRY VANDAL Mgmt For For STEVEN W. WILLIAMS Mgmt For For 2 RESOLUTION TO APPOINT KPMG LLP, CHARTERED Mgmt For For PROFESSIONAL ACCOUNTANTS AS AUDITORS AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. 3 RESOLUTION TO ACCEPT TRANSCANADA'S APPROACH Mgmt For For TO EXECUTIVE COMPENSATION, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR. 4 SPECIAL RESOLUTION, AS DESCRIBED IN THE Mgmt For For MANAGEMENT INFORMATION CIRCULAR, TO APPROVE AN AMENDMENT TO THE ARTICLES OF TRANSCANADA, CHANGING THE CORPORATION'S NAME TO: TC ENERGY CORPORATION CORPORATION TC ?NERGIE 5 RESOLUTION TO CONTINUE AND APPROVE MINOR Mgmt Against Against AMENDMENTS TO THE AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR. 6 RESOLUTION TO CONSIDER THE SHAREHOLDER Shr Against For PROPOSAL ABOUT INDIGENOUS RELATIONS DISCLOSURE, AS SET FORTH IN SCHEDULE A OF THE MANAGEMENT INFORMATION CIRCULAR. -------------------------------------------------------------------------------------------------------------------------- UNILEVER N.V. Agenda Number: 934884164 -------------------------------------------------------------------------------------------------------------------------- Security: 904784709 Meeting Type: Special Meeting Date: 05-Oct-2018 Ticker: UN ISIN: US9047847093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve Simplification. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- UNILEVER N.V. Agenda Number: 934984673 -------------------------------------------------------------------------------------------------------------------------- Security: 904784709 Meeting Type: Annual Meeting Date: 01-May-2019 Ticker: UN ISIN: US9047847093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. To adopt the Annual Accounts and Mgmt For For appropriation of the profit for the 2018 financial year. 3. To consider, and if thought fit, approve Mgmt For For the Directors' Remuneration Report. 4. To discharge the Executive Directors in Mgmt For For office in the 2018 financial year for the fulfilment of their task. 5. To discharge the Non-Executive Directors in Mgmt For For office in the 2018 financial year for the fulfilment of their task. 6. To reappoint Mr N S Andersen as a Mgmt For For Non-Executive Director. 7. To reappoint Mrs L M Cha as a Non-Executive Mgmt For For Director. 8. To reappoint Mr V Colao as a Non-Executive Mgmt For For Director. 9. To reappoint Dr. M Dekkers as a Mgmt For For Non-Executive Director. 10. To reappoint Dr J Hartmann as a Mgmt For For Non-Executive Director. 11. To reappoint Ms A Jung as a Non-Executive Mgmt For For Director. 12. To reappoint Ms M Ma as a Non-Executive Mgmt For For Director. 13. To reappoint Mr S Masiyiwa as a Mgmt For For Non-Executive Director. 14. To reappoint Professor Y Moon as a Mgmt For For Non-Executive Director. 15. To reappoint Mr G Pitkethly as an Executive Mgmt For For Director. 16. To reappoint Mr J Rishton as a Mgmt For For Non-Executive Director. 17. To reappoint Mr F Sijbesma as a Mgmt For For Non-Executive Director. 18. To appoint Mr A Jope as an Executive Mgmt For For Director. 19. To appoint Mrs S Kilsby as a Non-Executive Mgmt For For Director. 20. To appoint KPMG as the Auditor charged with Mgmt For For the auditing of the Annual Accounts for the 2019 financial year. 21. To authorise the Board of Directors to Mgmt For For purchase ordinary shares and depositary receipts thereof in the share capital of the Company. 22. To reduce the capital with respect to Mgmt For For ordinary shares and depositary receipts thereof held by the Company in its own share capital. 23. To designate the Board of Directors as the Mgmt For For company body authorised to issue shares in the share capital of the Company. 24. To designate the Board of Directors as the Mgmt For For company body authorised to restrict or exclude the statutory pre-emption rights that accrue to shareholders upon issue of shares for general corporate purposes. 25. To designate the Board of Directors as the Mgmt For For company body authorised to restrict or exclude the statutory pre-emption rights that accrue to shareholders upon issue of shares for acquisition purposes. -------------------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Agenda Number: 934943261 -------------------------------------------------------------------------------------------------------------------------- Security: 92343V104 Meeting Type: Annual Meeting Date: 02-May-2019 Ticker: VZ ISIN: US92343V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Shellye L. Archambeau Mgmt For For 1b. Election of Director: Mark T. Bertolini Mgmt For For 1c. Election of Director: Vittorio Colao Mgmt For For 1d. Election of Director: Melanie L. Healey Mgmt For For 1e. Election of Director: Clarence Otis, Jr. Mgmt For For 1f. Election of Director: Daniel H. Schulman Mgmt For For 1g. Election of Director: Rodney E. Slater Mgmt For For 1h. Election of Director: Kathryn A. Tesija Mgmt For For 1i. Election of Director: Hans E. Vestberg Mgmt For For 1j. Election of Director: Gregory G. Weaver Mgmt For For 2. Ratification of Appointment of Independent Mgmt For For Registered Public Accounting Firm 3. Advisory Vote to Approve Executive Mgmt For For Compensation 4. Nonqualified Savings Plan Earnings Shr For Against 5. Independent Chair Shr For Against 6. Report on Online Child Exploitation Shr Against For 7. Cybersecurity and Data Privacy Shr Against For 8. Severance Approval Policy Shr For Against -------------------------------------------------------------------------------------------------------------------------- VISA INC. Agenda Number: 934911074 -------------------------------------------------------------------------------------------------------------------------- Security: 92826C839 Meeting Type: Annual Meeting Date: 29-Jan-2019 Ticker: V ISIN: US92826C8394 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Lloyd A. Carney Mgmt For For 1b. Election of Director: Mary B. Cranston Mgmt For For 1c. Election of Director: Francisco Javier Mgmt For For Fernandez-Carbajal 1d. Election of Director: Alfred F. Kelly, Jr. Mgmt For For 1e. Election of Director: John F. Lundgren Mgmt For For 1f. Election of Director: Robert W. Matschullat Mgmt For For 1g. Election of Director: Denise M. Morrison Mgmt For For 1h. Election of Director: Suzanne Nora Johnson Mgmt For For 1i. Election of Director: John A. C. Swainson Mgmt For For 1j. Election of Director: Maynard G. Webb, Jr. Mgmt For For 2. Advisory vote to approve executive Mgmt For For compensation. 3. Ratification of the appointment of KPMG LLP Mgmt For For as our independent registered public accounting firm for the 2019 fiscal year. -------------------------------------------------------------------------------------------------------------------------- WALMART INC. Agenda Number: 935000872 -------------------------------------------------------------------------------------------------------------------------- Security: 931142103 Meeting Type: Annual Meeting Date: 05-Jun-2019 Ticker: WMT ISIN: US9311421039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Cesar Conde Mgmt For For 1b. Election of Director: Stephen J. Mgmt For For Easterbrook 1c. Election of Director: Timothy P. Flynn Mgmt For For 1d. Election of Director: Sarah J. Friar Mgmt For For 1e. Election of Director: Carla A. Harris Mgmt For For 1f. Election of Director: Thomas W. Horton Mgmt For For 1g. Election of Director: Marissa A. Mayer Mgmt For For 1h. Election of Director: C. Douglas McMillon Mgmt For For 1i. Election of Director: Gregory B. Penner Mgmt For For 1j. Election of Director: Steven S Reinemund Mgmt For For 1k. Election of Director: S. Robson Walton Mgmt For For 1l. Election of Director: Steuart L. Walton Mgmt For For 2. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation 3. Ratification of Ernst & Young LLP as Mgmt For For Independent Accountants 4. Request to Strengthen Prevention of Shr Against For Workplace Sexual Harassment 5. Request to Adopt Cumulative Voting Shr Against For SGI U.S. Large Cap Equity Fund -------------------------------------------------------------------------------------------------------------------------- ABBVIE INC. Agenda Number: 934949162 -------------------------------------------------------------------------------------------------------------------------- Security: 00287Y109 Meeting Type: Annual Meeting Date: 03-May-2019 Ticker: ABBV ISIN: US00287Y1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR William H.L. Burnside Mgmt For For Brett J. Hart Mgmt For For Edward J. Rapp Mgmt For For 2. Ratification of Ernst & Young LLP as Mgmt For For AbbVie's independent registered public accounting firm for 2019 3. Say on Pay - An advisory vote on the Mgmt For For approval of executive compensation 4. Approval of a management proposal regarding Mgmt For For amendment of the certificate of incorporation for a simple majority vote 5. Stockholder Proposal - to Issue an Annual Shr For Against Report on Lobbying 6. Stockholder Proposal - to Issue a Shr Against For Compensation Committee Report on Drug Pricing 7. Stockholder Proposal - to Adopt a Policy to Shr For Against Require Independent Chairman -------------------------------------------------------------------------------------------------------------------------- ACCENTURE PLC Agenda Number: 934912634 -------------------------------------------------------------------------------------------------------------------------- Security: G1151C101 Meeting Type: Annual Meeting Date: 01-Feb-2019 Ticker: ACN ISIN: IE00B4BNMY34 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Re-Appointment of Director: Jaime Ardila Mgmt For For 1b. Re-Appointment of Director: Herbert Hainer Mgmt For For 1c. Re-Appointment of Director: Marjorie Magner Mgmt For For 1d. Re-Appointment of Director: Nancy McKinstry Mgmt For For 1e. Re-Appointment of Director: Pierre Nanterme Mgmt For For 1f. Re-Appointment of Director: Gilles C. Mgmt For For Pelisson 1g. Re-Appointment of Director: Paula A. Price Mgmt For For 1h. Re-Appointment of Director: Venkata Mgmt For For (Murthy) Renduchintala 1i. Re-Appointment of Director: Arun Sarin Mgmt For For 1j. Re-Appointment of Director: Frank K. Tang Mgmt For For 1k. Re-Appointment of Director: Tracey T. Mgmt For For Travis 2. To approve, in a non-binding vote, the Mgmt For For compensation of our named executive officers. 3. To ratify, in a non-binding vote, the Mgmt For For appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. 4. To grant the Board of Directors the Mgmt For For authority to issue shares under Irish law. 5. To grant the Board of Directors the Mgmt For For authority to opt-out of pre-emption rights under Irish law. 6. To determine the price range at which Mgmt For For Accenture can re-allot shares that it acquires as treasury shares under Irish law. -------------------------------------------------------------------------------------------------------------------------- AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 934911137 -------------------------------------------------------------------------------------------------------------------------- Security: 009158106 Meeting Type: Annual Meeting Date: 24-Jan-2019 Ticker: APD ISIN: US0091581068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Susan K. Carter Mgmt For For 1b. Election of Director: Charles I. Cogut Mgmt For For 1c. Election of Director: Seifi Ghasemi Mgmt For For 1d. Election of Director: Chadwick C. Deaton Mgmt For For 1e. Election of Director: David H. Y. Ho Mgmt For For 1f. Election of Director: Margaret G. McGlynn Mgmt For For 1g. Election of Director: Edward L. Monser Mgmt For For 1h. Election of Director: Matthew H. Paull Mgmt For For 2. Advisory vote approving Executive Officer Mgmt For For compensation. 3. Ratify the appointment of Deloitte & Touche Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2019. -------------------------------------------------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 934973606 -------------------------------------------------------------------------------------------------------------------------- Security: 026874784 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: AIG ISIN: US0268747849 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: W. DON CORNWELL Mgmt For For 1b. Election of Director: BRIAN DUPERREAULT Mgmt For For 1c. Election of Director: JOHN H. FITZPATRICK Mgmt For For 1d. Election of Director: WILLIAM G. JURGENSEN Mgmt For For 1e. Election of Director: CHRISTOPHER S. LYNCH Mgmt For For 1f. Election of Director: HENRY S. MILLER Mgmt For For 1g. Election of Director: LINDA A. MILLS Mgmt For For 1h. Election of Director: THOMAS F. MOTAMED Mgmt For For 1i. Election of Director: SUZANNE NORA JOHNSON Mgmt For For 1j. Election of Director: PETER R. PORRINO Mgmt For For 1k. Election of Director: AMY L. SCHIOLDAGER Mgmt For For 1l. Election of Director: DOUGLAS M. STEENLAND Mgmt For For 1m. Election of Director: THERESE M. VAUGHAN Mgmt For For 2. To vote, on a non-binding advisory basis, Mgmt For For to approve executive compensation. 3. To vote, on a non-binding advisory basis, Mgmt 1 Year For on the frequency of future executive compensation votes. 4. To act upon a proposal to ratify the Mgmt For For selection of PricewaterhouseCoopers LLP as AIG's independent registered public accounting firm for 2019. 5. To vote on a shareholder proposal to give Shr Against For shareholders who hold at least 10 percent of AIG's outstanding common stock the right to call special meetings. -------------------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION Agenda Number: 934978860 -------------------------------------------------------------------------------------------------------------------------- Security: 03027X100 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: AMT ISIN: US03027X1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Raymond P. Dolan Mgmt For For 1b. Election of Director: Robert D. Hormats Mgmt For For 1c. Election of Director: Gustavo Lara Cantu Mgmt For For 1d. Election of Director: Grace D. Lieblein Mgmt For For 1e. Election of Director: Craig Macnab Mgmt For For 1f. Election of Director: JoAnn A. Reed Mgmt For For 1g. Election of Director: Pamela D.A. Reeve Mgmt For For 1h. Election of Director: David E. Sharbutt Mgmt For For 1i. Election of Director: James D. Taiclet Mgmt For For 1j. Election of Director: Samme L. Thompson Mgmt For For 2. To ratify the selection of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for 2019. 3. To approve, on an advisory basis, the Mgmt For For Company's executive compensation. 4. To adopt a policy requiring an independent Shr For Against Board Chairman. 5. To require periodic reports on political Shr For Against contributions and expenditures. -------------------------------------------------------------------------------------------------------------------------- AMERICAN WATER WORKS COMPANY, INC. Agenda Number: 934958894 -------------------------------------------------------------------------------------------------------------------------- Security: 030420103 Meeting Type: Annual Meeting Date: 10-May-2019 Ticker: AWK ISIN: US0304201033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jeffrey N. Edwards Mgmt For For 1b. Election of Director: Martha Clark Goss Mgmt For For 1c. Election of Director: Veronica M. Hagen Mgmt For For 1d. Election of Director: Julia L. Johnson Mgmt Against Against 1e. Election of Director: Karl F. Kurz Mgmt For For 1f. Election of Director: George MacKenzie Mgmt For For 1g. Election of Director: James G. Stavridis Mgmt For For 1h. Election of Director: Susan N. Story Mgmt For For 2. Approval, on an advisory basis, of the Mgmt For For compensation of the Company's named executive officers. 3. Ratification of the appointment, by the Mgmt For For Audit, Finance and Risk Committee of the Board of Directors, of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2019. 4. Shareholder proposal on political Shr For Against contributions as described in the proxy statement. 5. Shareholder proposal on lobbying Shr For Against expenditures as described in the proxy statement. -------------------------------------------------------------------------------------------------------------------------- APPLE INC. Agenda Number: 934919359 -------------------------------------------------------------------------------------------------------------------------- Security: 037833100 Meeting Type: Annual Meeting Date: 01-Mar-2019 Ticker: AAPL ISIN: US0378331005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of director: James Bell Mgmt For For 1b. Election of director: Tim Cook Mgmt For For 1c. Election of director: Al Gore Mgmt For For 1d. Election of director: Bob Iger Mgmt For For 1e. Election of director: Andrea Jung Mgmt For For 1f. Election of director: Art Levinson Mgmt For For 1g. Election of director: Ron Sugar Mgmt For For 1h. Election of director: Sue Wagner Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Apple's independent registered public accounting firm for 2019 3. Advisory vote to approve executive Mgmt For For compensation 4. A shareholder proposal entitled Shr Against For "Shareholder Proxy Access Amendments" 5. A shareholder proposal entitled "True Shr Against For Diversity Board Policy" -------------------------------------------------------------------------------------------------------------------------- AQUA AMERICA, INC. Agenda Number: 934947726 -------------------------------------------------------------------------------------------------------------------------- Security: 03836W103 Meeting Type: Annual Meeting Date: 02-May-2019 Ticker: WTR ISIN: US03836W1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Elizabeth B. Amato Mgmt For For Nicholas DeBenedictis Mgmt For For Christopher H. Franklin Mgmt For For Daniel J. Hilferty Mgmt For For Ellen T. Ruff Mgmt For For Lee C. Stewart Mgmt For For Christopher Womack Mgmt For For 2. To consider and take action on the Mgmt For For ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for the 2019 fiscal year. 3. To approve an advisory vote on the Mgmt For For compensation paid to the Company's named executive officers for 2018. 4. To approve the Amended and Restated Omnibus Mgmt For For Equity Compensation Plan. -------------------------------------------------------------------------------------------------------------------------- BAXTER INTERNATIONAL INC. Agenda Number: 934958868 -------------------------------------------------------------------------------------------------------------------------- Security: 071813109 Meeting Type: Annual Meeting Date: 07-May-2019 Ticker: BAX ISIN: US0718131099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jos? (Joe) E. Almeida Mgmt For For 1b. Election of Director: Thomas F. Chen Mgmt For For 1c. Election of Director: John D. Forsyth Mgmt For For 1d. Election of Director: James R. Gavin III Mgmt For For 1e. Election of Director: Peter S. Hellman Mgmt For For 1f. Election of Director: Michael F. Mahoney Mgmt For For 1g. Election of Director: Patricia B. Morrison Mgmt For For 1h. Election of Director: Stephen N. Oesterle Mgmt For For 1i. Election of Director: Cathy R. Smith Mgmt For For 1j. Election of Director: Thomas T. Stallkamp Mgmt For For 1k. Election of Director: Albert P.L. Stroucken Mgmt For For 1l. Election of Director: Amy A. Wendell Mgmt For For 2. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation 3. Ratification of Appointment of Independent Mgmt For For Registered Public Accounting Firm 4. Stockholder Proposal - Independent Board Shr For Against Chairman 5. Stockholder Proposal- Right to Act by Shr For Against Written Consent -------------------------------------------------------------------------------------------------------------------------- BIO-TECHNE CORP Agenda Number: 934876698 -------------------------------------------------------------------------------------------------------------------------- Security: 09073M104 Meeting Type: Annual Meeting Date: 25-Oct-2018 Ticker: TECH ISIN: US09073M1045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To set the number of Directors at eight. Mgmt For For 2a. Election of Director: Robert V. Baumgartner Mgmt For For 2b. Election of Director: John L. Higgins Mgmt For For 2c. Election of Director: Joseph D. Keegan, Mgmt For For Ph.D. 2d. Election of Director: Charles R. Kummeth Mgmt For For 2e. Election of Director: Roeland Nusse, Ph.D. Mgmt For For 2f. Election of Director: Alpna Seth, Ph.D. Mgmt For For 2g. Election of Director: Randolph Steer, M.D., Mgmt For For Ph.D. 2h. Election of Director: Harold J. Wiens Mgmt For For 3. Cast a non-binding vote on named executive Mgmt For For officer compensation. 4. Approve an amendment to the Second Amended Mgmt For For and Restated 2010 Equity Incentive Plan, to allocate 900,000 additional shares to the Plan reserve. 5. Ratify the appointment of the Company's Mgmt For For independent registered public accounting firm for the 2019 fiscal year. -------------------------------------------------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 934942726 -------------------------------------------------------------------------------------------------------------------------- Security: 110122108 Meeting Type: Special Meeting Date: 12-Apr-2019 Ticker: BMY ISIN: US1101221083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The Company's proposal to approve the Mgmt Against * issuance of shares of the Company's common stock pursuant to the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time, among the Company, Burgundy Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of the Company, and Celgene corporation, a Delaware corporation (the "Stock Issuance Proposal"). 2. The Company's proposal to approve an Mgmt Against * adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the Stock Issuance proposal. -------------------------------------------------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935021458 -------------------------------------------------------------------------------------------------------------------------- Security: 110122108 Meeting Type: Annual Meeting Date: 29-May-2019 Ticker: BMY ISIN: US1101221083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Peter J. Arduini Mgmt For For 1B. Election of Director: Robert Bertolini Mgmt For For 1C. Election of Director: Giovanni Caforio, Mgmt For For M.D. 1D. Election of Director: Matthew W. Emmens Mgmt For For 1E. Election of Director: Michael Grobstein Mgmt For For 1F. Election of Director: Alan J. Lacy Mgmt For For 1G. Election of Director: Dinesh C. Paliwal Mgmt For For 1H. Election of Director: Theodore R. Samuels Mgmt For For 1I. Election of Director: Vicki L. Sato, Ph.D. Mgmt For For 1J. Election of Director: Gerald L. Storch Mgmt For For 1K. Election of Director: Karen H. Vousden, Mgmt For For Ph.D. 2. Advisory vote to approve the compensation Mgmt For For of our Named Executive Officers 3. Ratification of the appointment of an Mgmt For For independent registered public accounting firm 4. Shareholder Proposal on Right to Act by Shr Against For Written Consent -------------------------------------------------------------------------------------------------------------------------- C.H. ROBINSON WORLDWIDE, INC. Agenda Number: 934953604 -------------------------------------------------------------------------------------------------------------------------- Security: 12541W209 Meeting Type: Annual Meeting Date: 09-May-2019 Ticker: CHRW ISIN: US12541W2098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Scott P. Anderson Mgmt For For 1b. Election of Director: Robert C. Mgmt For For Biesterfeld, Jr. 1c. Election of Director: Wayne M. Fortun Mgmt For For 1d. Election of Director: Timothy C. Gokey Mgmt Against Against 1e. Election of Director: Mary J. Steele Mgmt For For Guilfoile 1f. Election of Director: Jodee A. Kozlak Mgmt For For 1g. Election of Director: Brian P. Short Mgmt For For 1h. Election of Director: James B. Stake Mgmt For For 1i. Election of Director: Paula C. Tolliver Mgmt For For 1j. Election of Director: John P. Wiehoff Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 3. Ratification of the selection of Deloitte & Mgmt For For Touche LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2019. 4. To approve adding shares of our Common Mgmt For For Stock to the Company's equity incentive plan. 5. Adoption of greenhouse gas emissions Shr For Against reduction targets. -------------------------------------------------------------------------------------------------------------------------- CADENCE DESIGN SYSTEMS, INC. Agenda Number: 934953628 -------------------------------------------------------------------------------------------------------------------------- Security: 127387108 Meeting Type: Annual Meeting Date: 02-May-2019 Ticker: CDNS ISIN: US1273871087 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Mark W. Adams Mgmt For For 1.2 Election of Director: Susan L. Bostrom Mgmt For For 1.3 Election of Director: James D. Plummer Mgmt For For 1.4 Election of Director: Alberto Sangiovanni- Mgmt For For Vincentelli 1.5 Election of Director: John B. Shoven Mgmt For For 1.6 Election of Director: Roger S. Siboni Mgmt For For 1.7 Election of Director: Young K. Sohn Mgmt For For 1.8 Election of Director: Lip-Bu Tan Mgmt For For 1.9 Election of Director: Mary Agnes Mgmt For For Wilderotter 2. Approval of the amendment of the Omnibus Mgmt For For Equity Incentive Plan. 3. Approval of the amendment of the Restated Mgmt For For Certificate of Incorporation to eliminate supermajority vote requirements for specified corporate actions. 4. Advisory resolution to approve named Mgmt For For executive officer compensation. 5. Ratification of the selection of KPMG LLP Mgmt For For as the independent registered public accounting firm of Cadence for its fiscal year ending December 28, 2019. -------------------------------------------------------------------------------------------------------------------------- CBOE GLOBAL MARKETS, INC. Agenda Number: 934976525 -------------------------------------------------------------------------------------------------------------------------- Security: 12503M108 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: CBOE ISIN: US12503M1080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Edward T. Tilly Mgmt For For 1b. Election of Director: Eugene S. Sunshine Mgmt For For 1c. Election of Director: Frank E. English, Jr. Mgmt For For 1d. Election of Director: William M. Farrow III Mgmt For For 1e. Election of Director: Edward J. Fitzpatrick Mgmt For For 1f. Election of Director: Janet P. Froetscher Mgmt For For 1g. Election of Director: Jill R. Goodman Mgmt For For 1h. Election of Director: Roderick A. Palmore Mgmt For For 1i. Election of Director: James E. Parisi Mgmt For For 1j. Election of Director: Joseph P. Ratterman Mgmt For For 1k. Election of Director: Michael L. Richter Mgmt For For 1l. Election of Director: Jill E. Sommers Mgmt For For 1m. Election of Director: Carole E. Stone Mgmt For For 2. Advisory proposal to approve the Company's Mgmt For For executive compensation. 3. Ratification of the appointment of the Mgmt For For independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- CHOICE HOTELS INTERNATIONAL, INC. Agenda Number: 934963910 -------------------------------------------------------------------------------------------------------------------------- Security: 169905106 Meeting Type: Annual Meeting Date: 19-Apr-2019 Ticker: CHH ISIN: US1699051066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Barbara T. Alexander Mgmt For For 1b. Election of Director: Brian B. Bainum Mgmt For For 1c. Election of Director: Stewart W. Bainum, Mgmt For For Jr. 1d. Election of Director: William L. Jews Mgmt For For 1e. Election of Director: Monte J. M. Koch Mgmt For For 1f. Election of Director: Liza K. Landsman Mgmt For For 1g. Election of Director: Patrick S. Pacious Mgmt For For 1h. Election of Director: Ervin R. Shames Mgmt For For 1i. Election of Director: Maureen D. Sullivan Mgmt For For 1j. Election of Director: John P. Tague Mgmt For For 2. Advisory vote to approve executive Mgmt For For compensation. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Agenda Number: 934891614 -------------------------------------------------------------------------------------------------------------------------- Security: 17275R102 Meeting Type: Annual Meeting Date: 12-Dec-2018 Ticker: CSCO ISIN: US17275R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: M. Michele Burns Mgmt For For 1b. Election of Director: Michael D. Capellas Mgmt For For 1c. Election of Director: Mark Garrett Mgmt For For 1d. Election of Director: Dr. Kristina M. Mgmt For For Johnson 1e. Election of Director: Roderick C. McGeary Mgmt For For 1f. Election of Director: Charles H. Robbins Mgmt For For 1g. Election of Director: Arun Sarin Mgmt For For 1h. Election of Director: Brenton L. Saunders Mgmt For For 1i. Election of Director: Steven M. West Mgmt For For 2. Approval of amendment and restatement of Mgmt For For the Employee Stock Purchase Plan. 3. Approval, on an advisory basis, of Mgmt For For executive compensation. 4. Ratification of PricewaterhouseCoopers LLP Mgmt For For as Cisco's independent registered public accounting firm for fiscal 2019. 5. Approval to have Cisco's Board adopt a Shr Against For policy to have an independent Board chairman. 6. Approval to have Cisco's Board adopt a Shr Against For proposal relating to executive compensation metrics. -------------------------------------------------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 934997214 -------------------------------------------------------------------------------------------------------------------------- Security: 192446102 Meeting Type: Annual Meeting Date: 04-Jun-2019 Ticker: CTSH ISIN: US1924461023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of director to serve until the Mgmt For For 2020 annual meeting: Zein Abdalla 1b. Election of director to serve until the Mgmt For For 2020 annual meeting: Maureen Breakiron-Evans 1c. Election of director to serve until the Mgmt For For 2020 annual meeting: Jonathan Chadwick 1d. Election of director to serve until the Mgmt For For 2020 annual meeting: John M. Dineen 1e. Election of director to serve until the Mgmt For For 2020 annual meeting: Francisco D'Souza 1f. Election of director to serve until the Mgmt For For 2020 annual meeting: John N. Fox, Jr. 1g. Election of director to serve until the Mgmt For For 2020 annual meeting: Brian Humphries 1h. Election of director to serve until the Mgmt For For 2020 annual meeting: John E. Klein 1i. Election of director to serve until the Mgmt For For 2020 annual meeting: Leo S. Mackay, Jr. 1j. Election of director to serve until the Mgmt For For 2020 annual meeting: Michael Patsalos-Fox 1k. Election of director to serve until the Mgmt For For 2020 annual meeting: Joseph M. Velli 2. Approve, on an advisory (non-binding) Mgmt For For basis, the compensation of the company's named executive officers. 3. Ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the company's independent registered public accounting firm for the year ending December 31, 2019. 4. Shareholder proposal requesting that the Shr For Against company provide a report disclosing its political spending and related company policies. 5. Shareholder proposal requesting that the Shr For Against board of directors adopt a policy and amend the company's governing documents to require that the chairman of the board be an independent director. -------------------------------------------------------------------------------------------------------------------------- COMERICA INCORPORATED Agenda Number: 934938056 -------------------------------------------------------------------------------------------------------------------------- Security: 200340107 Meeting Type: Annual Meeting Date: 23-Apr-2019 Ticker: CMA ISIN: US2003401070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Ralph W. Babb, Jr. Mgmt For For 1b. Election of Director: Michael E. Collins Mgmt For For 1c. Election of Director: Roger A. Cregg Mgmt For For 1d. Election of Director: T. Kevin DeNicola Mgmt For For 1e. Election of Director: Curtis C. Farmer Mgmt For For 1f. Election of Director: Jacqueline P. Kane Mgmt For For 1g. Election of Director: Richard G. Lindner Mgmt For For 1h. Election of Director: Barbara R. Smith Mgmt For For 1i. Election of Director: Robert S. Taubman Mgmt For For 1j. Election of Director: Reginald M. Turner, Mgmt For For Jr. 1k. Election of Director: Nina G. Vaca Mgmt For For 1l. Election of Director: Michael G. Van de Ven Mgmt For For 2. Ratification of the Appointment of Ernst & Mgmt For For Young LLP as Independent Registered Public Accounting Firm 3. Approval of a Non-Binding, Advisory Mgmt For For Proposal Approving Executive Compensation -------------------------------------------------------------------------------------------------------------------------- COMMERCE BANCSHARES, INC. Agenda Number: 934933878 -------------------------------------------------------------------------------------------------------------------------- Security: 200525103 Meeting Type: Annual Meeting Date: 17-Apr-2019 Ticker: CBSH ISIN: US2005251036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Earl H. Devanny, III Mgmt For For Benjamin F Rassieur III Mgmt For For Todd R. Schnuck Mgmt For For Andrew C. Taylor Mgmt For For 2. Ratification of the Selection of KPMG LLP Mgmt For For as the Company's Independent Registered Public Accounting Firm for 2019. 3. Say on Pay - Advisory Approval of the Mgmt For For Company's Executive Compensation. 4. Approve the Amendment of the Company's Mgmt For For Articles of Incorporation to increase the number of shares of authorized common stock. -------------------------------------------------------------------------------------------------------------------------- CONSOLIDATED EDISON, INC. Agenda Number: 934966182 -------------------------------------------------------------------------------------------------------------------------- Security: 209115104 Meeting Type: Annual Meeting Date: 20-May-2019 Ticker: ED ISIN: US2091151041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: George Campbell, Jr. Mgmt For For 1b. Election of Director: Ellen V. Futter Mgmt For For 1c. Election of Director: John F. Killian Mgmt For For 1d. Election of Director: John McAvoy Mgmt For For 1e. Election of Director: William J. Mulrow Mgmt For For 1f. Election of Director: Armando J. Olivera Mgmt For For 1g. Election of Director: Michael W. Ranger Mgmt For For 1h. Election of Director: Linda S. Sanford Mgmt For For 1i. Election of Director: Deirdre Stanley Mgmt For For 1j. Election of Director: L. Frederick Mgmt For For Sutherland 2. Ratification of appointment of independent Mgmt For For accountants. 3. Advisory vote to approve named executive Mgmt For For officer compensation. -------------------------------------------------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION Agenda Number: 934911466 -------------------------------------------------------------------------------------------------------------------------- Security: 22160K105 Meeting Type: Annual Meeting Date: 24-Jan-2019 Ticker: COST ISIN: US22160K1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Hamilton E. James Mgmt For For John W. Stanton Mgmt For For Mary A. Wilderotter Mgmt For For 2. Ratification of selection of independent Mgmt For For auditors. 3. Approval, on an advisory basis, of Mgmt For For executive compensation. 4. Approval of adoption of the 2019 Incentive Mgmt For For Plan. 5. Approval to amend Articles of Incorporation Mgmt For For to declassify the Board and provide for annual election of directors. 6. Approval to amend Articles of Incorporation Mgmt For For to eliminate supermajority vote requirement. 7. Shareholder proposal regarding prison Shr Against For labor. -------------------------------------------------------------------------------------------------------------------------- CUMMINS INC. Agenda Number: 934957082 -------------------------------------------------------------------------------------------------------------------------- Security: 231021106 Meeting Type: Annual Meeting Date: 14-May-2019 Ticker: CMI ISIN: US2310211063 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) Election of Director: N. Thomas Linebarger Mgmt For For 2) Election of Director: Richard J. Freeland Mgmt For For 3) Election of Director: Robert J. Bernhard Mgmt For For 4) Election of Director: Dr. Franklin R. Chang Mgmt For For Diaz 5) Election of Director: Bruno V. Di Leo Allen Mgmt For For 6) Election of Director: Stephen B. Dobbs Mgmt For For 7) Election of Director: Robert K. Herdman Mgmt For For 8) Election of Director: Alexis M. Herman Mgmt For For 9) Election of Director: Thomas J. Lynch Mgmt For For 10) Election of Director: William I. Miller Mgmt For For 11) Election of Director: Georgia R. Nelson Mgmt For For 12) Election of Director: Karen H. Quintos Mgmt For For 13) Advisory vote to approve the compensation Mgmt For For of our named executive officers as disclosed in the proxy statement. 14) Proposal to ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our auditors for 2019. 15) Proposal to approve the Cummins Inc. Mgmt For For Employee Stock Purchase Plan, as amended. 16) The shareholder proposal regarding an Shr For Against independent chairman of the board. -------------------------------------------------------------------------------------------------------------------------- DOLLAR GENERAL CORPORATION Agenda Number: 934975749 -------------------------------------------------------------------------------------------------------------------------- Security: 256677105 Meeting Type: Annual Meeting Date: 29-May-2019 Ticker: DG ISIN: US2566771059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Warren F. Bryant Mgmt For For 1b. Election of Director: Michael M. Calbert Mgmt For For 1c. Election of Director: Sandra B. Cochran Mgmt For For 1d. Election of Director: Patricia D. Mgmt For For Fili-Krushel 1e. Election of Director: Timothy I. McGuire Mgmt For For 1f. Election of Director: William C. Rhodes, Mgmt For For III 1g. Election of Director: Ralph E. Santana Mgmt For For 1h. Election of Director: Todd J. Vasos Mgmt For For 2. To approve, on an advisory (non-binding) Mgmt For For basis, the compensation of Dollar General Corporation's named executive officers as disclosed in the proxy statement. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as Dollar General Corporation's independent registered public accounting firm for fiscal 2019. -------------------------------------------------------------------------------------------------------------------------- EAST WEST BANCORP, INC. Agenda Number: 935005036 -------------------------------------------------------------------------------------------------------------------------- Security: 27579R104 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: EWBC ISIN: US27579R1041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Molly Campbell Mgmt For For Iris S. Chan Mgmt For For Rudolph I. Estrada Mgmt For For Paul H. Irving Mgmt For For Herman Y. Li Mgmt For For Jack C. Liu Mgmt For For Dominic Ng Mgmt For For Lester M. Sussman Mgmt For For 2. To approve, on an advisory basis, our Mgmt For For executive compensation for 2018. 3. To ratify the appointment of KPMG LLP as Mgmt For For the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- ECOLAB INC. Agenda Number: 934949124 -------------------------------------------------------------------------------------------------------------------------- Security: 278865100 Meeting Type: Annual Meeting Date: 02-May-2019 Ticker: ECL ISIN: US2788651006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Douglas M. Baker, Jr. Mgmt For For 1b. Election of Director: Shari L. Ballard Mgmt For For 1c. Election of Director: Barbara J. Beck Mgmt For For 1d. Election of Director: Leslie S. Biller Mgmt For For 1e. Election of Director: Jeffrey M. Ettinger Mgmt For For 1f. Election of Director: Arthur J. Higgins Mgmt For For 1g. Election of Director: Michael Larson Mgmt For For 1h. Election of Director: David W. MacLennan Mgmt For For 1i. Election of Director: Tracy B. McKibben Mgmt For For 1j. Election of Director: Lionel L. Nowell, III Mgmt For For 1k. Election of Director: Victoria J. Reich Mgmt For For 1l. Election of Director: Suzanne M. Vautrinot Mgmt For For 1m. Election of Director: John J. Zillmer Mgmt For For 2. Ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as independent registered public accounting firm for the current year ending December 31, 2019. 3. Advisory vote to approve the compensation Mgmt For For of executives disclosed in the Proxy Statement. 4. Stockholder proposal requesting an Shr For Against independent board chair, if properly presented. -------------------------------------------------------------------------------------------------------------------------- ELI LILLY AND COMPANY Agenda Number: 934940215 -------------------------------------------------------------------------------------------------------------------------- Security: 532457108 Meeting Type: Annual Meeting Date: 06-May-2019 Ticker: LLY ISIN: US5324571083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of director for three-year term: Mgmt For For R. Alvarez 1b. Election of director for three-year term: Mgmt For For C. R. Bertozzi 1c. Election of director for three-year term: Mgmt For For J. R. Luciano 1d. Election of director for three-year term: Mgmt For For K. P. Seifert 2. Approval, by non-binding vote, of the Mgmt For For compensation paid to the company's named executive officers. 3. Ratification of Ernst & Young LLP as the Mgmt For For principal independent auditor for 2019. 4. Approve amendments to the Articles of Mgmt For For Incorporation to eliminate the classified board structure. 5. Approve amendments to the Articles of Mgmt For For Incorporation to eliminate all supermajority voting provisions. 6. Shareholder proposal requesting a report Shr For Against regarding direct and indirect political expenditures. -------------------------------------------------------------------------------------------------------------------------- EVERGY, INC. Agenda Number: 934949388 -------------------------------------------------------------------------------------------------------------------------- Security: 30034W106 Meeting Type: Annual Meeting Date: 07-May-2019 Ticker: EVRG ISIN: US30034W1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Terry Bassham Mgmt For For Mollie Hale Carter Mgmt For For Charles Q. Chandler, IV Mgmt For For Gary D. Forsee Mgmt For For Scott D. Grimes Mgmt For For Richard L. Hawley Mgmt For For Thomas D. Hyde Mgmt For For B. Anthony Isaac Mgmt For For Sandra A.J. Lawrence Mgmt For For Ann D. Murtlow Mgmt For For Sandra J. Price Mgmt For For Mark A. Ruelle Mgmt For For John J. Sherman Mgmt For For S. Carl Soderstrom Jr. Mgmt Withheld Against John Arthur Stall Mgmt For For 2. To approve, on a non-binding advisory Mgmt For For basis, the 2018 compensation of the Company's named executive officers. 3. To recommend, on a non-binding advisory Mgmt 1 Year For basis, the frequency of the advisory vote on named executive officer compensation. 4. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for 2019. -------------------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Agenda Number: 934991488 -------------------------------------------------------------------------------------------------------------------------- Security: 30231G102 Meeting Type: Annual Meeting Date: 29-May-2019 Ticker: XOM ISIN: US30231G1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Susan K. Avery Mgmt For For 1b. Election of Director: Angela F. Braly Mgmt For For 1c. Election of Director: Ursula M. Burns Mgmt For For 1d. Election of Director: Kenneth C. Frazier Mgmt For For 1e. Election of Director: Steven A. Kandarian Mgmt For For 1f. Election of Director: Douglas R. Oberhelman Mgmt For For 1g. Election of Director: Samuel J. Palmisano Mgmt For For 1h. Election of Director: Steven S Reinemund Mgmt For For 1i. Election of Director: William C. Weldon Mgmt For For 1j. Election of Director: Darren W. Woods Mgmt For For 2. Ratification of Independent Auditors (page Mgmt For For 28) 3. Advisory Vote to Approve Executive Mgmt For For Compensation (page 30) 4. Independent Chairman (page 58) Shr For Against 5. Special Shareholder Meetings (page 59) Shr Against For 6. Board Matrix (page 61) Shr Against For 7. Climate Change Board Committee (page 62) Shr For Against 8. Report on Risks of Gulf Coast Petrochemical Shr For Against Investments (page 64) 9. Report on Political Contributions (page 66) Shr For Against 10. Report on Lobbying (page 67) Shr For Against -------------------------------------------------------------------------------------------------------------------------- F5 NETWORKS, INC. Agenda Number: 934923839 -------------------------------------------------------------------------------------------------------------------------- Security: 315616102 Meeting Type: Annual Meeting Date: 14-Mar-2019 Ticker: FFIV ISIN: US3156161024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: A. Gary Ames Mgmt For For 1b. Election of Director: Sandra E. Bergeron Mgmt For For 1c. Election of Director: Deborah L. Bevier Mgmt For For 1d. Election of Director: Michel Combes Mgmt For For 1e. Election of Director: Michael L. Dreyer Mgmt For For 1f Election of Director: Alan J. Higginson Mgmt For For 1g. Election of Director: Peter S. Klein Mgmt For For 1h. Election of Director: Francois Locoh-Donou Mgmt For For 1i. Election of Director: John McAdam Mgmt For For 1j. Election of Director: Nikhil Mehta Mgmt For For 1k. Election of Director: Marie E. Myers Mgmt For For 2. Approve the F5 Networks, Inc. 2014 Mgmt For For Incentive Plan. 3. Approve the F5 Networks, Inc. 2011 Employee Mgmt For For Stock Purchase Plan. 4. Ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2019. 5. Advisory vote to approve the compensation Mgmt For For of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- FASTENAL COMPANY Agenda Number: 934935606 -------------------------------------------------------------------------------------------------------------------------- Security: 311900104 Meeting Type: Annual Meeting Date: 23-Apr-2019 Ticker: FAST ISIN: US3119001044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Willard D. Oberton Mgmt For For 1b. Election of Director: Michael J. Ancius Mgmt For For 1c. Election of Director: Michael J. Dolan Mgmt For For 1d. Election of Director: Stephen L. Eastman Mgmt For For 1e. Election of Director: Daniel L. Florness Mgmt For For 1f. Election of Director: Rita J. Heise Mgmt For For 1g. Election of Director: Darren R. Jackson Mgmt For For 1h. Election of Director: Daniel L. Johnson Mgmt For For 1i. Election of Director: Scott A. Satterlee Mgmt For For 1j. Election of Director: Reyne K. Wisecup Mgmt For For 2. Ratification of the appointment of KPMG LLP Mgmt For For as independent registered public accounting firm for the 2019 fiscal year. 3. Approval, by non-binding vote, of executive Mgmt For For compensation. 4. A shareholder proposal related to diversity Shr For Against reporting. -------------------------------------------------------------------------------------------------------------------------- FIRST AMERICAN FINANCIAL CORPORATION Agenda Number: 934971727 -------------------------------------------------------------------------------------------------------------------------- Security: 31847R102 Meeting Type: Annual Meeting Date: 07-May-2019 Ticker: FAF ISIN: US31847R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Reginald H. Gilyard Mgmt For For Parker S. Kennedy Mgmt For For Mark C. Oman Mgmt For For 2. Advisory Vote to Approve Executive Mgmt For For Compensation. 3. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- FISERV, INC. Agenda Number: 934952688 -------------------------------------------------------------------------------------------------------------------------- Security: 337738108 Meeting Type: Special Meeting Date: 18-Apr-2019 Ticker: FISV ISIN: US3377381088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the issuance of shares of Mgmt For For Fiserv, Inc. common stock in connection with the transactions contemplated by the Agreement and Plan of Merger, dated January 16, 2019, by and among Fiserv, Inc., 300 Holdings, Inc., and First Data Corporation. 2. To adjourn the special meeting, if Mgmt For For necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, sufficient votes to approve Proposal 1 have not been obtained. -------------------------------------------------------------------------------------------------------------------------- FISERV, INC. Agenda Number: 934978264 -------------------------------------------------------------------------------------------------------------------------- Security: 337738108 Meeting Type: Annual Meeting Date: 22-May-2019 Ticker: FISV ISIN: US3377381088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Alison Davis Mgmt For For Harry F. DiSimone Mgmt For For John Y. Kim Mgmt For For Dennis F. Lynch Mgmt For For Denis J. O'Leary Mgmt For For Glenn M. Renwick Mgmt For For Kim M. Robak Mgmt For For JD Sherman Mgmt For For Doyle R. Simons Mgmt For For Jeffery W. Yabuki Mgmt For For 2. To approve the Fiserv, Inc. Amended and Mgmt For For Restated Employee Stock Purchase Plan. 3. To approve, on an advisory basis, the Mgmt For For compensation of the named executive officers of Fiserv, Inc. 4. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2019. 5. A shareholder proposal requesting the Shr For Against company provide a political contribution report. -------------------------------------------------------------------------------------------------------------------------- FLOWERS FOODS, INC. Agenda Number: 934968960 -------------------------------------------------------------------------------------------------------------------------- Security: 343498101 Meeting Type: Annual Meeting Date: 23-May-2019 Ticker: FLO ISIN: US3434981011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: George E. Deese Mgmt For For 1b. Election of Director: Rhonda Gass Mgmt For For 1c. Election of Director: Benjamin H. Griswold, Mgmt For For IV 1d. Election of Director: Margaret G. Lewis Mgmt For For 1e. Election of Director: David V. Singer Mgmt For For 1f. Election of Director: James T. Spear Mgmt For For 1g. Election of Director: Melvin T. Stith, Mgmt For For Ph.D. 1h. Election of Director: C. Martin Wood III Mgmt For For 2. To approve by advisory vote the Mgmt For For compensation of the company's named executive officers. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for Flowers Foods, Inc. for the fiscal year ending December 28, 2019. 4. A shareholder proposal regarding the Shr Against For elimination of supermajority vote requirements, if properly presented at the annual meeting. -------------------------------------------------------------------------------------------------------------------------- GARMIN LTD Agenda Number: 935005012 -------------------------------------------------------------------------------------------------------------------------- Security: H2906T109 Meeting Type: Annual Meeting Date: 07-Jun-2019 Ticker: GRMN ISIN: CH0114405324 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of Garmin Ltd.'s 2018 Annual Mgmt For For Report, including the consolidated financial statements of Garmin Ltd. for the fiscal year ended December 29, 2018 and the statutory financial statements of Garmin Ltd. for the fiscal year ended December 29, 2018 2. Approval of the appropriation of available Mgmt For For earnings 3. Approval of the payment of a cash dividend Mgmt For For in the aggregate amount of US $2.28 per outstanding share out of Garmin Ltd.'s reserve from capital contribution in four equal installments 4. Discharge of the members of the Board of Mgmt For For Directors and the members of Executive Management from liability for the fiscal year ended December 29, 2018 5a. Re-election of Director: Min H. Kao Mgmt For For 5b. Re-election of Director: Joseph J. Hartnett Mgmt For For 5c. Re-election of Director: Clifton A. Pemble Mgmt For For 5d. Re-election of Director: Jonathan C. Mgmt For For Burrell 5e. Re-election of Director: Charles W. Peffer Mgmt For For 5f. Election of Director: Catherine A. Lewis Mgmt For For 6. Re-election of Min H. Kao as Executive Mgmt For For Chairman of the Board of Directors for a term extending until completion of the next annual general meeting 7a. Re-election of Compensation Committee Mgmt For For Member: Joseph J. Hartnett 7b. Re-election of Compensation Committee Mgmt For For Member: Charles W. Peffer 7c. Re-election of Compensation Committee Mgmt For For Member: Jonathan C. Burrell 7d. Election of Compensation Committee Member: Mgmt For For Catherine A. Lewis 8. Election of the law firm of Wuersch & Mgmt For For Gering LLP as independent voting rights representative 9. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Garmin Ltd.'s independent registered public accounting firm for the 2019 fiscal year and re-election of Ernst & Young Ltd. as Garmin Ltd.'s statutory auditor for another one-year term 10. Advisory vote on executive compensation Mgmt For For 11. Binding vote to approve fiscal year 2020 Mgmt For For maximum aggregate compensation for the Executive Management 12. Binding vote to approve maximum aggregate Mgmt For For compensation for the Board of Directors for the period between the 2019 Annual General Meeting and the 2020 Annual General Meeting 13. Amendment to the Garmin Ltd. Employee Stock Mgmt For For Purchase Plan to increase the number of shares authorized for issuance under the Plan from 6 million to 8 million 14. Amendment to the Garmin Ltd. 2005 Equity Mgmt For For Incentive Plan to increase the maximum number of shares authorized for issuance under the Plan that may be delivered as Restricted Shares or pursuant to Performance Units or Restricted Stock Units from 6 million to 10 million -------------------------------------------------------------------------------------------------------------------------- GRACO INC. Agenda Number: 934941774 -------------------------------------------------------------------------------------------------------------------------- Security: 384109104 Meeting Type: Annual Meeting Date: 26-Apr-2019 Ticker: GGG ISIN: US3841091040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Eric P. Etchart Mgmt For For 1b. Election of Director: Jody H. Feragen Mgmt For For 1c. Election of Director: J. Kevin Gilligan Mgmt For For 2. Ratification of appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered accounting firm. 3. Approval, on an advisory basis, of the Mgmt For For compensation paid to our named executive officers as disclosed in the Proxy Statement. 4. Approval of the Graco Inc. 2019 Stock Mgmt For For Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- HD SUPPLY HOLDINGS, INC. Agenda Number: 934965774 -------------------------------------------------------------------------------------------------------------------------- Security: 40416M105 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: HDS ISIN: US40416M1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Joseph J. DeAngelo Mgmt For For Patrick R. McNamee Mgmt For For Scott D. Ostfeld Mgmt For For Charles W. Peffer Mgmt For For James A. Rubright Mgmt For For Lauren Taylor Wolfe Mgmt For For 2. To ratify our board of directors' Mgmt For For appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending on February 2, 2020. 3. To approve the HD Supply Holdings, Inc. Mgmt For For Amended and Restated Employee Stock Purchase Plan. -------------------------------------------------------------------------------------------------------------------------- HUMANA INC. Agenda Number: 934935694 -------------------------------------------------------------------------------------------------------------------------- Security: 444859102 Meeting Type: Annual Meeting Date: 18-Apr-2019 Ticker: HUM ISIN: US4448591028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a) Election of Director: Kurt J. Hilzinger Mgmt For For 1b) Election of Director: Frank J. Bisignano Mgmt For For 1c) Election of Director: Bruce D. Broussard Mgmt For For 1d) Election of Director: Frank A. D'Amelio Mgmt For For 1e) Election of Director: Karen B. DeSalvo, Mgmt For For M.D. 1f) Election of Director: W. Roy Dunbar Mgmt For For 1g) Election of Director: David A. Jones, Jr. Mgmt For For 1h) Election of Director: William J. McDonald Mgmt For For 1i) Election of Director: James J. O'Brien Mgmt For For 1j) Election of Director: Marissa T. Peterson Mgmt For For 2. The ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. 3. The approval of the compensation of the Mgmt For For named executive officers as disclosed in the 2019 proxy statement. 4. The approval of the Amended and Restated Mgmt For For Humana Inc. Stock Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- IDEXX LABORATORIES, INC. Agenda Number: 934954240 -------------------------------------------------------------------------------------------------------------------------- Security: 45168D104 Meeting Type: Annual Meeting Date: 08-May-2019 Ticker: IDXX ISIN: US45168D1046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jonathan W. Ayers Mgmt For For 1b. Election of Director: Stuart M. Essig, PhD Mgmt For For 1c. Election of Director: M. Anne Szostak Mgmt For For 2. Ratification of Appointment of Independent Mgmt For For Registered Public Accounting Firm. To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year. 3. Advisory Vote on Executive Compensation. To Mgmt For For approve a nonbinding advisory resolution on the Company's executive compensation. -------------------------------------------------------------------------------------------------------------------------- INGREDION INC Agenda Number: 934969568 -------------------------------------------------------------------------------------------------------------------------- Security: 457187102 Meeting Type: Annual Meeting Date: 15-May-2019 Ticker: INGR ISIN: US4571871023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Luis Mgmt For For Aranguren-Trellez 1b. Election of Director: David B. Fischer Mgmt For For 1c. Election of Director: Paul Hanrahan Mgmt For For 1d. Election of Director: Rhonda L. Jordan Mgmt For For 1e. Election of Director: Gregory B. Kenny Mgmt For For 1f. Election of Director: Barbara A. Klein Mgmt For For 1g. Election of Director: Victoria J. Reich Mgmt For For 1h. Election of Director: Jorge A. Uribe Mgmt For For 1i. Election of Director: Dwayne A. Wilson Mgmt For For 1j. Election of Director: James P. Zallie Mgmt For For 2. To approve, by advisory vote, the Mgmt For For compensation of the company's "named executive officers" 3. To ratify the appointment of KPMG LLP as Mgmt For For the independent registered public accounting firm of the company and its subsidiaries, in respect of the company's operations in 2019 -------------------------------------------------------------------------------------------------------------------------- INTUIT INC. Agenda Number: 934908471 -------------------------------------------------------------------------------------------------------------------------- Security: 461202103 Meeting Type: Annual Meeting Date: 17-Jan-2019 Ticker: INTU ISIN: US4612021034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Eve Burton Mgmt For For 1b. Election of Director: Scott D. Cook Mgmt For For 1c. Election of Director: Richard L. Dalzell Mgmt For For 1d. Election of Director: Sasan Goodarzi Mgmt For For 1e. Election of Director: Deborah Liu Mgmt For For 1f. Election of Director: Suzanne Nora Johnson Mgmt For For 1g. Election of Director: Dennis D. Powell Mgmt For For 1h. Election of Director: Brad D. Smith Mgmt For For 1i. Election of Director: Thomas Szkutak Mgmt For For 1j. Election of Director: Raul Vazquez Mgmt For For 1k. Election of Director: Jeff Weiner Mgmt For For 2. Advisory vote to approve Intuit Inc.'s Mgmt For For executive compensation (say-on-pay) 3. Ratification of the selection of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2019 -------------------------------------------------------------------------------------------------------------------------- LIBERTY PROPERTY TRUST Agenda Number: 935016229 -------------------------------------------------------------------------------------------------------------------------- Security: 531172104 Meeting Type: Annual Meeting Date: 29-May-2019 Ticker: LPT ISIN: US5311721048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Thomas C. Deloach, Jr. Mgmt For For Katherine E. Dietze Mgmt For For Antonio F. Fernandez Mgmt For For Daniel P. Garton Mgmt For For Robert G. Gifford Mgmt For For William P. Hankowsky Mgmt For For David L. Lingerfelt Mgmt For For Marguerite M. Nader Mgmt For For Lawrence D. Raiman Mgmt For For Fredric J. Tomczyk Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of the Trust's named executive officers. 3. Approval of the proposal to ratify the Mgmt For For selection of Ernst & Young LLP as the Trust's independent registered public accounting firm for 2019. -------------------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Agenda Number: 934988493 -------------------------------------------------------------------------------------------------------------------------- Security: 548661107 Meeting Type: Annual Meeting Date: 31-May-2019 Ticker: LOW ISIN: US5486611073 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Raul Alvarez Mgmt For For David H. Batchelder Mgmt For For Angela F. Braly Mgmt For For Sandra B. Cochran Mgmt For For Laurie Z. Douglas Mgmt For For Richard W. Dreiling Mgmt For For Marvin R. Ellison Mgmt For For James H. Morgan Mgmt For For Brian C. Rogers Mgmt For For Bertram L. Scott Mgmt For For Lisa W. Wardell Mgmt For For Eric C. Wiseman Mgmt For For 2. Advisory vote to approve Lowe's named Mgmt For For executive officer compensation in fiscal 2018. 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as Lowe's independent registered public accounting firm for fiscal 2019. -------------------------------------------------------------------------------------------------------------------------- MARKETAXESS HOLDINGS INC. Agenda Number: 934996832 -------------------------------------------------------------------------------------------------------------------------- Security: 57060D108 Meeting Type: Annual Meeting Date: 05-Jun-2019 Ticker: MKTX ISIN: US57060D1081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Richard M. McVey Mgmt For For 1b. Election of Director: Nancy Altobello Mgmt For For 1c. Election of Director: Steven L. Begleiter Mgmt For For 1d. Election of Director: Stephen P. Casper Mgmt For For 1e. Election of Director: Jane Chwick Mgmt For For 1f. Election of Director: Christopher R. Mgmt For For Concannon 1g. Election of Director: William F. Cruger Mgmt For For 1h. Election of Director: Richard G. Ketchum Mgmt For For 1i. Election of Director: Emily H. Portney Mgmt For For 1j. Election of Director: John Steinhardt Mgmt For For 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. 3. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers as disclosed in the 2019 Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- MASCO CORPORATION Agenda Number: 934980497 -------------------------------------------------------------------------------------------------------------------------- Security: 574599106 Meeting Type: Annual Meeting Date: 10-May-2019 Ticker: MAS ISIN: US5745991068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Marie A. Ffolkes Mgmt For For 1b. Election of Director: Donald R. Parfet Mgmt For For 1c. Election of Director: Lisa A. Payne Mgmt For For 1d. Election of Director: Reginald M. Turner Mgmt For For 2. To approve, by non-binding advisory vote, Mgmt For For the compensation paid to the Company's named executive officers, as disclosed pursuant to the compensation disclosure rules of the SEC, including the Compensation Discussion and Analysis, the compensation tables and the related materials disclosed in the Proxy Statement 3. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as independent auditors for the Company for 2019. -------------------------------------------------------------------------------------------------------------------------- METTLER-TOLEDO INTERNATIONAL INC. Agenda Number: 934952171 -------------------------------------------------------------------------------------------------------------------------- Security: 592688105 Meeting Type: Annual Meeting Date: 09-May-2019 Ticker: MTD ISIN: US5926881054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF DIRECTOR: Robert F. Spoerry Mgmt For For 1.2 ELECTION OF DIRECTOR: Wah-Hui Chu Mgmt For For 1.3 ELECTION OF DIRECTOR: Olivier A. Filliol Mgmt For For 1.4 ELECTION OF DIRECTOR: Elisha W. Finney Mgmt For For 1.5 ELECTION OF DIRECTOR: Richard Francis Mgmt For For 1.6 ELECTION OF DIRECTOR: Marco Gadola Mgmt For For 1.7 ELECTION OF DIRECTOR: Michael A. Kelly Mgmt For For 1.8 ELECTION OF DIRECTOR: Thomas P. Salice Mgmt For For 2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION -------------------------------------------------------------------------------------------------------------------------- MICHAEL KORS HOLDINGS LIMITED Agenda Number: 934849487 -------------------------------------------------------------------------------------------------------------------------- Security: G60754101 Meeting Type: Annual Meeting Date: 01-Aug-2018 Ticker: KORS ISIN: VGG607541015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: M. William Benedetto Mgmt For For 1b. Election of Director: Stephen F. Reitman Mgmt For For 1c. Election of Director: Jean Tomlin Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending March 30, 2019. 3. To approve, on a non-binding advisory Mgmt For For basis, executive compensation. 4. A shareholder proposal entitled "Renewable Shr Against For Energy Resolution" if properly presented at the Annual Meeting. -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 934884544 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Meeting Date: 28-Nov-2018 Ticker: MSFT ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: William H. Gates lll Mgmt For For 1b. Election of Director: Reid G. Hoffman Mgmt For For 1c. Election of Director: Hugh F. Johnston Mgmt For For 1d. Election of Director: Teri L. List-Stoll Mgmt For For 1e. Election of Director: Satya Nadella Mgmt For For 1f. Election of Director: Charles H. Noski Mgmt For For 1g. Election of Director: Helmut Panke Mgmt For For 1h. Election of Director: Sandra E. Peterson Mgmt For For 1i. Election of Director: Penny S. Pritzker Mgmt For For 1j. Election of Director: Charles W. Scharf Mgmt For For 1k. Election of Director: Arne M. Sorenson Mgmt For For 1l. Election of Director: John W. Stanton Mgmt For For 1m. Election of Director: John W. Thompson Mgmt For For 1n. Election of Director: Padmasree Warrior Mgmt For For 2. Advisory vote to approve named executive Mgmt For For officer compensation 3. Ratification of Deloitte & Touche LLP as Mgmt For For our independent auditor for fiscal year 2019 -------------------------------------------------------------------------------------------------------------------------- NATIONAL FUEL GAS COMPANY Agenda Number: 934921811 -------------------------------------------------------------------------------------------------------------------------- Security: 636180101 Meeting Type: Annual Meeting Date: 07-Mar-2019 Ticker: NFG ISIN: US6361801011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David C. Carroll Mgmt For For Steven C. Finch Mgmt For For Joseph N. Jaggers Mgmt For For David F. Smith Mgmt For For 2. Advisory approval of named executive Mgmt For For officer compensation 3. Approval of the amended and restated 2010 Mgmt For For Equity Compensation Plan 4. Approval of the amended and restated 2009 Mgmt For For Non-Employee Director Equity Compensation Plan 5. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2019 -------------------------------------------------------------------------------------------------------------------------- NATIONAL INSTRUMENTS CORPORATION Agenda Number: 934953680 -------------------------------------------------------------------------------------------------------------------------- Security: 636518102 Meeting Type: Annual Meeting Date: 14-May-2019 Ticker: NATI ISIN: US6365181022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR James E. Cashman, III Mgmt For For Liam K. Griffin Mgmt For For 2. To increase the number of shares reserved Mgmt For For under the Company's 1994 Employee Stock Purchase Plan by 3,000,000 shares. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as National Instruments Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2019. 4. To approve an advisory (non-binding) Mgmt For For proposal concerning our executive compensation program. -------------------------------------------------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION Agenda Number: 934937864 -------------------------------------------------------------------------------------------------------------------------- Security: 665859104 Meeting Type: Annual Meeting Date: 23-Apr-2019 Ticker: NTRS ISIN: US6658591044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Linda Walker Bynoe Mgmt For For 1b. Election of Director: Susan Crown Mgmt For For 1c. Election of Director: Dean M. Harrison Mgmt For For 1d. Election of Director: Jay L. Henderson Mgmt For For 1e. Election of Director: Marcy S. Klevorn Mgmt For For 1f. Election of Director: Siddharth N. (Bobby) Mgmt For For Mehta 1g. Election of Director: Michael G. O'Grady Mgmt For For 1h. Election of Director: Jose Luis Prado Mgmt For For 1i. Election of Director: Thomas E. Richards Mgmt For For 1j. Election of Director: Martin P. Slark Mgmt For For 1k. Election of Director: David H. B. Smith, Mgmt For For Jr. 1l. Election of Director: Donald Thompson Mgmt For For 1m. Election of Director: Charles A. Tribbett Mgmt For For III 2. Approval, by an advisory vote, of the 2018 Mgmt For For compensation of the Corporation's named executive officers. 3. Ratification of the appointment of KPMG LLP Mgmt For For as the Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2019. 4. Stockholder proposal regarding additional Shr For Against disclosure of political contributions. 5. Stockholder proposal regarding the right of Shr Against For the Corporation's stockholders to call a special meeting of the stockholders. -------------------------------------------------------------------------------------------------------------------------- NUCOR CORPORATION Agenda Number: 934959341 -------------------------------------------------------------------------------------------------------------------------- Security: 670346105 Meeting Type: Annual Meeting Date: 09-May-2019 Ticker: NUE ISIN: US6703461052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Lloyd J. Austin III Mgmt For For Patrick J. Dempsey Mgmt For For John J. Ferriola Mgmt For For Victoria F. Haynes Ph.D Mgmt For For Christopher J. Kearney Mgmt For For Laurette T. Koellner Mgmt For For John H. Walker Mgmt For For 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as Nucor's independent registered public accounting firm for the year ending December 31, 2019 3. Approval, on an advisory basis, of Nucor's Mgmt For For named executive officer compensation in 2018 4. Stockholder proposal regarding lobbying Shr Against For report 5. Stockholder proposal regarding political Shr Against For spending report -------------------------------------------------------------------------------------------------------------------------- NVR, INC. Agenda Number: 934951965 -------------------------------------------------------------------------------------------------------------------------- Security: 62944T105 Meeting Type: Annual Meeting Date: 02-May-2019 Ticker: NVR ISIN: US62944T1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: C. E. Andrews Mgmt For For 1b. Election of Director: Thomas D. Eckert Mgmt For For 1c. Election of Director: Alfred E. Festa Mgmt For For 1d. Election of Director: Ed Grier Mgmt For For 1e. Election of Director: Manuel H. Johnson Mgmt For For 1f. Election of Director: Alexandra A. Jung Mgmt For For 1g. Election of Director: Mel Martinez Mgmt For For 1h. Election of Director: William A. Moran Mgmt For For 1i. Election of Director: David A. Preiser Mgmt For For 1j. Election of Director: W. Grady Rosier Mgmt For For 1k. Election of Director: Susan Williamson Ross Mgmt For For 1l. Election of Director: Dwight C. Schar Mgmt For For 2. Ratification of appointment of KPMG LLP as Mgmt For For independent auditor for the year ending December 31, 2019. 3. Advisory vote to approve executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- OGE ENERGY CORP. Agenda Number: 934961334 -------------------------------------------------------------------------------------------------------------------------- Security: 670837103 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: OGE ISIN: US6708371033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Frank A. Bozich Mgmt For For 1B. Election of Director: James H. Brandi Mgmt For For 1C. Election of Director: Peter D. Clarke Mgmt For For 1D. Election of Director: Luke R. Corbett Mgmt For For 1E. Election of Director: David L. Hauser Mgmt For For 1F. Election of Director: Judy R. McReynolds Mgmt For For 1G. Election of Director: David E. Rainbolt Mgmt For For 1H. Election of Director: J. Michael Sanner Mgmt For For 1I. Election of Director: Sheila G. Talton Mgmt For For 1J. Election of Director: Sean Trauschke Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the Company's principal independent accountants for 2019. 3. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation. 4. Shareholder Proposal Regarding Simple Shr For Against Majority Vote. -------------------------------------------------------------------------------------------------------------------------- PAYCHEX, INC. Agenda Number: 934874365 -------------------------------------------------------------------------------------------------------------------------- Security: 704326107 Meeting Type: Annual Meeting Date: 11-Oct-2018 Ticker: PAYX ISIN: US7043261079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of director: B. Thomas Golisano Mgmt For For 1b. Election of director: Thomas F. Bonadio Mgmt For For 1c. Election of director: Joseph G. Doody Mgmt For For 1d. Election of director: David J.S. Flaschen Mgmt For For 1e. Election of director: Pamela A. Joseph Mgmt For For 1f. Election of director: Martin Mucci Mgmt For For 1g. Election of director: Joseph M. Tucci Mgmt For For 1h. Election of director: Joseph M. Velli Mgmt For For 1i. Election of director: Kara Wilson Mgmt For For 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 3. RATIFICATION OF SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. -------------------------------------------------------------------------------------------------------------------------- PENTAIR PLC Agenda Number: 934953503 -------------------------------------------------------------------------------------------------------------------------- Security: G7S00T104 Meeting Type: Annual Meeting Date: 07-May-2019 Ticker: PNR ISIN: IE00BLS09M33 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Re-election of Director: Glynis A. Bryan Mgmt For For 1b. Re-election of Director: Jacques Esculier Mgmt For For 1c. Re-election of Director: T. Michael Glenn Mgmt For For 1d. Re-election of Director: Theodore L. Harris Mgmt For For 1e. Re-election of Director: David A. Jones Mgmt For For 1f. Re-election of Director: Michael T. Mgmt For For Speetzen 1g. Re-election of Director: John L. Stauch Mgmt For For 1h. Re-election of Director: Billie I. Mgmt For For Williamson 2. To approve, by nonbinding, advisory vote, Mgmt For For the compensation of the named executive officers. 3. To ratify, by nonbinding, advisory vote, Mgmt For For the appointment of Deloitte & Touche LLP as the independent auditor of Pentair plc and to authorize, by binding vote, the Audit and Finance Committee of the Board of Directors to set the auditor's remuneration. 4. To authorize the Board of Directors to Mgmt For For allot new shares under Irish law. 5. To authorize the Board of Directors to Mgmt For For opt-out of statutory preemption rights under Irish law (Special Resolution). 6. To authorize the price range at which Mgmt For For Pentair plc can re-allot shares it holds as treasury shares under Irish law (Special Resolution). -------------------------------------------------------------------------------------------------------------------------- PEPSICO, INC. Agenda Number: 934949112 -------------------------------------------------------------------------------------------------------------------------- Security: 713448108 Meeting Type: Annual Meeting Date: 01-May-2019 Ticker: PEP ISIN: US7134481081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Shona L. Brown Mgmt For For 1b. Election of Director: Cesar Conde Mgmt For For 1c. Election of Director: Ian Cook Mgmt For For 1d. Election of Director: Dina Dublon Mgmt For For 1e. Election of Director: Richard W. Fisher Mgmt For For 1f. Election of Director: Michelle Gass Mgmt For For 1g. Election of Director: William R. Johnson Mgmt For For 1h. Election of Director: Ramon Laguarta Mgmt For For 1i. Election of Director: David C. Page Mgmt For For 1j. Election of Director: Robert C. Pohlad Mgmt For For 1k. Election of Director: Daniel Vasella Mgmt For For 1l. Election of Director: Darren Walker Mgmt For For 1m. Election of Director: Alberto Weisser Mgmt For For 2. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for fiscal year 2019. 3. Advisory approval of the Company's Mgmt For For executive compensation. 4. Approve amendments to the Company's Mgmt For For Articles of Incorporation to eliminate supermajority voting standards. 5. Shareholder Proposal - Independent Board Shr For Against Chairman. 6. Shareholder Proposal - Disclosure of Shr Against For Pesticide Management Data. -------------------------------------------------------------------------------------------------------------------------- PHILLIPS 66 Agenda Number: 934954012 -------------------------------------------------------------------------------------------------------------------------- Security: 718546104 Meeting Type: Annual Meeting Date: 08-May-2019 Ticker: PSX ISIN: US7185461040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Greg C. Garland Mgmt For For 1b. Election of Director: Gary K. Adams Mgmt For For 1c. Election of Director: John E. Lowe Mgmt For For 1d. Election of Director: Denise L. Ramos Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for fiscal year 2019. 3. Advisory vote to approve our executive Mgmt For For compensation. 4. Advisory vote on the frequency of future Mgmt 1 Year For shareholder advisory votes to approve executive compensation. 5. Proposal Withdrawn Shr For -------------------------------------------------------------------------------------------------------------------------- PINNACLE WEST CAPITAL CORPORATION Agenda Number: 934955367 -------------------------------------------------------------------------------------------------------------------------- Security: 723484101 Meeting Type: Annual Meeting Date: 15-May-2019 Ticker: PNW ISIN: US7234841010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Donald E. Brandt Mgmt For For Denis A. Cortese, M.D. Mgmt For For Richard P. Fox Mgmt For For Michael L. Gallagher Mgmt For For Dale E. Klein, Ph.D. Mgmt For For Humberto S. Lopez Mgmt For For Kathryn L. Munro Mgmt For For Bruce J. Nordstrom Mgmt For For Paula J. Sims Mgmt For For James E. Trevathan, Jr. Mgmt For For David P. Wagener Mgmt For For 2. Advisory vote to approve executive Mgmt For For compensation as disclosed in the 2019 Proxy Statement. 3. Ratify the appointment of the independent Mgmt For For accountant for the year ending December 31, 2019. 4. Vote on the approval of a shareholder Shr Against For proposal asking the Company to amend its governing documents to reduce the ownership threshold to 10% to call special shareholder meetings, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- PUBLIC STORAGE Agenda Number: 934940708 -------------------------------------------------------------------------------------------------------------------------- Security: 74460D109 Meeting Type: Annual Meeting Date: 24-Apr-2019 Ticker: PSA ISIN: US74460D1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Trustee: Ronald L. Havner, Jr. Mgmt For For 1B. Election of Trustee: Tamara Hughes Mgmt For For Gustavson 1C. Election of Trustee: Uri P. Harkham Mgmt For For 1D. Election of Trustee: Leslie S. Heisz Mgmt For For 1E. Election of Trustee: B. Wayne Hughes, Jr. Mgmt For For 1F. Election of Trustee: Avedick B. Poladian Mgmt For For 1G. Election of Trustee: Gary E. Pruitt Mgmt For For 1H. Election of Trustee: John Reyes Mgmt For For 1I. Election of Trustee: Joseph D. Russell, Jr. Mgmt For For 1J. Election of Trustee: Ronald P. Spogli Mgmt For For 1K. Election of Trustee: Daniel C. Staton Mgmt For For 2. Advisory vote to approve executive Mgmt For For compensation. 3. Ratification of appointment of Ernst & Mgmt For For Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- QUANTA SERVICES, INC. Agenda Number: 934982756 -------------------------------------------------------------------------------------------------------------------------- Security: 74762E102 Meeting Type: Annual Meeting Date: 23-May-2019 Ticker: PWR ISIN: US74762E1029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Earl C. (Duke) Mgmt For For Austin, Jr. 1b. Election of Director: Doyle N. Beneby Mgmt For For 1c. Election of Director: J. Michal Conaway Mgmt For For 1d. Election of Director: Vincent D. Foster Mgmt For For 1e. Election of Director: Bernard Fried Mgmt For For 1f. Election of Director: Worthing F. Jackman Mgmt For For 1g. Election of Director: David M. McClanahan Mgmt For For 1h. Election of Director: Margaret B. Shannon Mgmt For For 1i. Election of Director: Pat Wood, III Mgmt For For 2. Approval, by non-binding advisory vote, of Mgmt For For Quanta's executive compensation 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as Quanta's independent registered public accounting firm for fiscal year 2019 4. Approval of the Quanta Services, Inc. 2019 Mgmt For For Omnibus Equity Incentive Plan -------------------------------------------------------------------------------------------------------------------------- RALPH LAUREN CORPORATION Agenda Number: 934850062 -------------------------------------------------------------------------------------------------------------------------- Security: 751212101 Meeting Type: Annual Meeting Date: 02-Aug-2018 Ticker: RL ISIN: US7512121010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frank A. Bennack, Jr. Mgmt For For Joel L. Fleishman Mgmt For For Michael A. George Mgmt For For Hubert Joly Mgmt For For 2. Ratification of appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for the fiscal year ending March 30, 2019. 3. Approval, on an advisory basis, of the Mgmt For For compensation of our named executive officers and our compensation philosophy, policies and practices as described in our 2018 Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- REGIONS FINANCIAL CORPORATION Agenda Number: 934940455 -------------------------------------------------------------------------------------------------------------------------- Security: 7591EP100 Meeting Type: Annual Meeting Date: 24-Apr-2019 Ticker: RF ISIN: US7591EP1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Carolyn H. Byrd Mgmt For For 1b. Election of Director: Don DeFosset Mgmt For For 1c. Election of Director: Samuel A. Di Piazza, Mgmt For For Jr. 1d. Election of Director: Eric C. Fast Mgmt For For 1e. Election of Director: Zhanna Golodryga Mgmt For For 1f. Election of Director: John D. Johns Mgmt For For 1g. Election of Director: Ruth Ann Marshall Mgmt For For 1h. Election of Director: Charles D. McCrary Mgmt For For 1i. Election of Director: James T. Prokopanko Mgmt For For 1j. Election of Director: Lee J. Styslinger III Mgmt For For 1k. Election of Director: Jose S. Suquet Mgmt For For 1l. Election of Director: John M. Turner, Jr. Mgmt For For 1m. Election of Director: Timothy Vines Mgmt For For 2. Ratification of Appointment of Ernst & Mgmt For For Young LLP as the Independent Registered Public Accounting Firm for 2019. 3. Advisory Vote on Executive Compensation. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. Agenda Number: 934966562 -------------------------------------------------------------------------------------------------------------------------- Security: 760759100 Meeting Type: Annual Meeting Date: 17-May-2019 Ticker: RSG ISIN: US7607591002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Manuel Kadre Mgmt For For 1b. Election of Director: Tomago Collins Mgmt For For 1c. Election of Director: Thomas W. Handley Mgmt For For 1d. Election of Director: Jennifer M. Kirk Mgmt For For 1e. Election of Director: Michael Larson Mgmt For For 1f. Election of Director: Kim S. Pegula Mgmt For For 1g. Election of Director: Ramon A. Rodriguez Mgmt For For 1h. Election of Director: Donald W. Slager Mgmt For For 1i. Election of Director: James P. Snee Mgmt For For 1j. Election of Director: John M. Trani Mgmt For For 1k. Election of Director: Sandra M. Volpe Mgmt For For 1l. Election of Director: Katharine B. Weymouth Mgmt For For 2. Advisory vote to approve our named Mgmt For For executive officer compensation. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for 2019. 4. Shareholder proposal regarding electoral Shr For Against contributions and expenditures. -------------------------------------------------------------------------------------------------------------------------- ROBERT HALF INTERNATIONAL INC. Agenda Number: 935000909 -------------------------------------------------------------------------------------------------------------------------- Security: 770323103 Meeting Type: Annual Meeting Date: 22-May-2019 Ticker: RHI ISIN: US7703231032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Julia L. Coronado Mgmt For For 1.2 Election of Director: Dirk A. Kempthorne Mgmt For For 1.3 Election of Director: Harold M. Messmer, Mgmt For For Jr. 1.4 Election of Director: Marc H. Morial Mgmt For For 1.5 Election of Director: Barbara J. Novogradac Mgmt For For 1.6 Election of Director: Robert J. Pace Mgmt For For 1.7 Election of Director: Frederick A. Richman Mgmt For For 1.8 Election of Director: M. Keith Waddell Mgmt For For 2. Ratification of appointment of auditor. Mgmt For For 3. Approve amended and restated Stock Mgmt For For Incentive Plan. 4. Advisory vote to approve executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- ROSS STORES, INC. Agenda Number: 934968794 -------------------------------------------------------------------------------------------------------------------------- Security: 778296103 Meeting Type: Annual Meeting Date: 22-May-2019 Ticker: ROST ISIN: US7782961038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Michael Balmuth Mgmt For For 1b. Election of Director: K. Gunnar Bjorklund Mgmt For For 1c. Election of Director: Michael J. Bush Mgmt For For 1d. Election of Director: Norman A. Ferber Mgmt For For 1e. Election of Director: Sharon D. Garrett Mgmt For For 1f. Election of Director: Stephen D. Milligan Mgmt For For 1g. Election of Director: George P. Orban Mgmt For For 1h. Election of Director: Michael O'Sullivan Mgmt For For 1i. Election of Director: Gregory L. Quesnel Mgmt For For 1j. Election of Director: Barbara Rentler Mgmt For For 2. Advisory vote to approve the resolution on Mgmt For For the compensation of the named executive officers. 3. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending February 1, 2020. 4. To vote on a stockholder proposal on Shr For Against Greenhouse Gas Emissions Goals, if properly presented at the Annual Meeting. -------------------------------------------------------------------------------------------------------------------------- S&P GLOBAL INC. Agenda Number: 934964695 -------------------------------------------------------------------------------------------------------------------------- Security: 78409V104 Meeting Type: Annual Meeting Date: 09-May-2019 Ticker: SPGI ISIN: US78409V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Marco Alver? Mgmt For For 1b. Election of Director: William J. Amelio Mgmt For For 1c. Election of Director: William D. Green Mgmt For For 1d. Election of Director: Charles E. Haldeman, Mgmt For For Jr. 1e. Election of Director: Stephanie C. Hill Mgmt For For 1f. Election of Director: Rebecca Jacoby Mgmt For For 1g. Election of Director: Monique F. Leroux Mgmt For For 1h. Election of Director: Maria R. Morris Mgmt For For 1i. Election of Director: Douglas L. Peterson Mgmt For For 1j. Election of Director: Edward B. Rust, Jr. Mgmt For For 1k. Election of Director: Kurt L. Schmoke Mgmt For For 1l. Election of Director: Richard E. Thornburgh Mgmt For For 2. Vote to approve, on an advisory basis, the Mgmt For For executive compensation program for the Company's named executive officers. 3. Vote to approve the Company's 2019 Stock Mgmt For For Incentive Plan. 4. Vote to approve the Company's Director Mgmt For For Deferred Stock Ownership Plan, as Amended and Restated. 5. Vote to ratify the selection of Ernst & Mgmt For For Young LLP as our independent Registered Public Accounting Firm for 2019. -------------------------------------------------------------------------------------------------------------------------- SEMPRA ENERGY Agenda Number: 934957018 -------------------------------------------------------------------------------------------------------------------------- Security: 816851109 Meeting Type: Annual Meeting Date: 09-May-2019 Ticker: SRE ISIN: US8168511090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Alan L. Boeckmann Mgmt For For 1B. Election of Director: Kathleen L. Brown Mgmt For For 1C. Election of Director: Andr?s Conesa Mgmt For For 1D. Election of Director: Maria Contreras-Sweet Mgmt For For 1E. Election of Director: Pablo A. Ferrero Mgmt For For 1F. Election of Director: William D. Jones Mgmt For For 1G. Election of Director: Jeffrey W. Martin Mgmt For For 1H. Election of Director: Michael N. Mears Mgmt For For 1I. Election of Director: William C. Rusnack Mgmt For For 1J. Election of Director: Lynn Schenk Mgmt For For 1K. Election of Director: Jack T. Taylor Mgmt For For 1L. Election of Director: Cynthia L. Walker Mgmt For For 1M. Election of Director: James C. Yardley Mgmt For For 2. Ratification of Independent Registered Mgmt For For Public Accounting Firm. 3. Advisory Approval of Our Executive Mgmt For For Compensation. 4. Approval of Our 2019 Long-Term Incentive Mgmt For For Plan. 5. Shareholder Proposal Requiring an Shr For Against Independent Board Chairman. -------------------------------------------------------------------------------------------------------------------------- SNAP-ON INCORPORATED Agenda Number: 934944768 -------------------------------------------------------------------------------------------------------------------------- Security: 833034101 Meeting Type: Annual Meeting Date: 25-Apr-2019 Ticker: SNA ISIN: US8330341012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: David C. Adams Mgmt For For 1B. Election of Director: Karen L. Daniel Mgmt For For 1C. Election of Director: Ruth Ann M. Gillis Mgmt For For 1D. Election of Director: James P. Holden Mgmt For For 1E. Election of Director: Nathan J. Jones Mgmt For For 1F. Election of Director: Henry W. Knueppel Mgmt For For 1G. Election of Director: W. Dudley Lehman Mgmt For For 1H. Election of Director: Nicholas T. Pinchuk Mgmt For For 1I. Election of Director: Gregg M. Sherrill Mgmt For For 1J. Election of Director: Donald J. Stebbins Mgmt For For 2. Proposal to ratify the appointment of Mgmt For For Deloitte & Touche LLP as Snap-on Incorporated's independent registered public accounting firm for fiscal 2019. 3. Advisory vote to approve the compensation Mgmt For For of Snap-on Incorporated's named executive officers, as disclosed in "Compensation Discussion and Analysis" and "Executive Compensation Information" in the Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION Agenda Number: 934922015 -------------------------------------------------------------------------------------------------------------------------- Security: 855244109 Meeting Type: Annual Meeting Date: 20-Mar-2019 Ticker: SBUX ISIN: US8552441094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Rosalind G. Brewer Mgmt For For 1b. Election of Director: Mary N. Dillon Mgmt For For 1c. Election of Director: Mellody Hobson Mgmt For For 1d. Election of Director: Kevin R. Johnson Mgmt For For 1e. Election of Director: Jorgen Vig Knudstorp Mgmt For For 1f. Election of Director: Satya Nadella Mgmt For For 1g. Election of Director: Joshua Cooper Ramo Mgmt For For 1h. Election of Director: Clara Shih Mgmt For For 1i. Election of Director: Javier G. Teruel Mgmt For For 1j. Election of Director: Myron E. Ullman, III Mgmt For For 2. Advisory resolution to approve our Mgmt For For executive officer compensation. 3. Ratification of selection of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for fiscal 2019. 4. True Diversity Board Policy Shr Against For 5. Report on Sustainable Packaging Shr For Against -------------------------------------------------------------------------------------------------------------------------- SYNOPSYS, INC. Agenda Number: 934928322 -------------------------------------------------------------------------------------------------------------------------- Security: 871607107 Meeting Type: Annual Meeting Date: 08-Apr-2019 Ticker: SNPS ISIN: US8716071076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Aart J. de Geus Mgmt For For Chi-Foon Chan Mgmt For For Janice D. Chaffin Mgmt For For Bruce R. Chizen Mgmt For For Mercedes Johnson Mgmt For For Chrysostomos L. Nikias Mgmt For For John Schwarz Mgmt For For Roy Vallee Mgmt For For Steven C. Walske Mgmt For For 2. To approve our 2006 Employee Equity Mgmt For For Incentive Plan, as amended, in order to, among other items, increase the number of shares available for issuance under the plan by 3,200,000 shares. 3. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers, as disclosed in the Proxy Statement. 4. To ratify the selection of KPMG LLP as our Mgmt For For independent registered public accounting firm for the fiscal year ending November 2, 2019. -------------------------------------------------------------------------------------------------------------------------- SYSCO CORPORATION Agenda Number: 934881877 -------------------------------------------------------------------------------------------------------------------------- Security: 871829107 Meeting Type: Annual Meeting Date: 16-Nov-2018 Ticker: SYY ISIN: US8718291078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Thomas L. Bene Mgmt For For 1b. Election of Director: Daniel J. Brutto Mgmt For For 1c. Election of Director: John M. Cassaday Mgmt For For 1d. Election of Director: Joshua D. Frank Mgmt For For 1e. Election of Director: Larry C. Glasscock Mgmt For For 1f. Election of Director: Bradley M. Halverson Mgmt For For 1g. Election of Director: John M. Hinshaw Mgmt For For 1h. Election of Director: Hans-Joachim Koerber Mgmt For For 1i. Election of Director: Nancy S. Newcomb Mgmt For For 1j. Election of Director: Nelson Peltz Mgmt For For 1k. Election of Director: Edward D. Shirley Mgmt For For 1l. Election of Director: Sheila G. Talton Mgmt For For 2. To approve the adoption of the Sysco Mgmt For For Corporation 2018 Omnibus Incentive Plan. 3. To approve, by advisory vote, the Mgmt For For compensation paid to Sysco's named executive officers, as disclosed in Sysco's 2018 proxy statement. 4. To ratify the appointment of Ernst & Young Mgmt For For LLP as Sysco's independent registered public accounting firm for fiscal 2019. 5. To consider a stockholder proposal, if Shr Against For properly presented at the meeting, regarding a policy limiting accelerated vesting of equity awards upon a change in control. -------------------------------------------------------------------------------------------------------------------------- T-MOBILE US, INC. Agenda Number: 935011130 -------------------------------------------------------------------------------------------------------------------------- Security: 872590104 Meeting Type: Annual Meeting Date: 13-Jun-2019 Ticker: TMUS ISIN: US8725901040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Srikant M. Datar Mgmt For For Srini Gopalan Mgmt For For Lawrence H. Guffey Mgmt For For Timotheus H?ttges Mgmt For For Christian P. Illek Mgmt For For Bruno Jacobfeuerborn Mgmt For For Raphael K?bler Mgmt For For Thorsten Langheim Mgmt For For John J. Legere Mgmt For For G. Michael Sievert Mgmt For For Teresa A. Taylor Mgmt For For Kelvin R. Westbrook Mgmt For For 2. Ratification of the Appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2019. 3. Stockholder Proposal for Limitations on Shr Against For Accelerated Vesting of Equity Awards in the Event of a Change of Control. -------------------------------------------------------------------------------------------------------------------------- TAPESTRY, INC. Agenda Number: 934880089 -------------------------------------------------------------------------------------------------------------------------- Security: 876030107 Meeting Type: Annual Meeting Date: 08-Nov-2018 Ticker: TPR ISIN: US8760301072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Darrell Cavens Mgmt For For 1b. Election of Director: David Denton Mgmt For For 1c. Election of Director: Anne Gates Mgmt For For 1d. Election of Director: Andrea Guerra Mgmt For For 1e. Election of Director: Susan Kropf Mgmt For For 1f. Election of Director: Annabelle Yu Long Mgmt For For 1g. Election of Director: Victor Luis Mgmt For For 1h. Election of Director: Ivan Menezes Mgmt For For 1i. Election of Director: William Nuti Mgmt For For 1j. Election of Director: Jide Zeitlin Mgmt For For 2. To consider and vote upon the ratification Mgmt For For of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending June 29, 2019. 3. To consider and vote upon the approval, on Mgmt For For a non-binding advisory basis, of the Company's executive compensation as described in the proxy statement. 4. To consider and vote upon the approval of Mgmt For For the Tapestry, Inc. 2018 Stock Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- TARGET CORPORATION Agenda Number: 935008222 -------------------------------------------------------------------------------------------------------------------------- Security: 87612E106 Meeting Type: Annual Meeting Date: 12-Jun-2019 Ticker: TGT ISIN: US87612E1064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Roxanne S. Austin Mgmt For For 1b. Election of Director: Douglas M. Baker, Jr. Mgmt For For 1c. Election of Director: George S. Barrett Mgmt For For 1d. Election of Director: Brian C. Cornell Mgmt For For 1e. Election of Director: Calvin Darden Mgmt For For 1f. Election of Director: Henrique De Castro Mgmt For For 1g. Election of Director: Robert L. Edwards Mgmt For For 1h. Election of Director: Melanie L. Healey Mgmt For For 1i. Election of Director: Donald R. Knauss Mgmt For For 1j. Election of Director: Monica C. Lozano Mgmt For For 1k. Election of Director: Mary E. Minnick Mgmt For For 1l. Election of Director: Kenneth L. Salazar Mgmt For For 1m. Election of Director: Dmitri L. Stockton Mgmt For For 2. Company proposal to ratify the appointment Mgmt For For of Ernst & Young LLP as our independent registered public accounting firm. 3. Company proposal to approve, on an advisory Mgmt For For basis, our executive compensation (Say on Pay). 4. Shareholder proposal to amend the proxy Shr Against For access bylaw to remove candidate resubmission threshold. -------------------------------------------------------------------------------------------------------------------------- TE CONNECTIVITY LTD Agenda Number: 934933715 -------------------------------------------------------------------------------------------------------------------------- Security: H84989104 Meeting Type: Annual Meeting Date: 13-Mar-2019 Ticker: TEL ISIN: CH0102993182 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Pierre R. Brondeau Mgmt For For 1b. Election of Director: Terrence R. Curtin Mgmt For For 1c. Election of Director: Carol A. ("John") Mgmt For For Davidson 1d. Election of Director: William A. Jeffrey Mgmt For For 1e. Election of Director: David M. Kerko Mgmt For For 1f. Election of Director: Thomas J. Lynch Mgmt For For 1g. Election of Director: Yong Nam Mgmt For For 1h. Election of Director: Daniel J. Phelan Mgmt For For 1i. Election of Director: Paula A. Sneed Mgmt For For 1j. Election of Director: Abhijit Y. Talwalkar Mgmt For For 1k. Election of Director: Mark C. Trudeau Mgmt For For 1l. Election of Director: Laura H. Wright Mgmt For For 2. To elect Thomas J. Lynch as the Chairman of Mgmt For For the Board of Directors. 3a. To elect the individual member of the Mgmt For For Management Development and Compensation Committee: Daniel J. Phelan 3b. To elect the individual member of the Mgmt For For Management Development and Compensation Committee: Paula A. Sneed 3c. To elect the individual member of the Mgmt For For Management Development and Compensation Committee: Abhijit Y. Talwalkar 3d. To elect the individual member of the Mgmt For For Management Development and Compensation Committee: Mark C. Trudeau 4. To elect Dr. Rene Schwarzenbach, of Proxy Mgmt For For Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2020 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting. 5.1 To approve the 2018 Annual Report of TE Mgmt For For Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 28, 2018, the consolidated financial statements for the fiscal year ended September 28, 2018 and the Swiss Compensation Report for the fiscal year ended September 28, 2018). 5.2 To approve the statutory financial Mgmt For For statements of TE Connectivity Ltd. for the fiscal year ended September 28, 2018. 5.3 To approve the consolidated financial Mgmt For For statements of TE Connectivity Ltd. for the fiscal year ended September 28, 2018 6. To release the members of the Board of Mgmt For For Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 28, 2018. 7.1 To elect Deloitte & Touche LLP as TE Mgmt For For Connectivity's independent registered public accounting firm for fiscal year 2019 7.2 To elect Deloitte AG, Zurich, Switzerland, Mgmt For For as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity. 7.3 To elect PricewaterhouseCoopers AG, Zurich, Mgmt For For Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity. 8. An advisory vote to approve named executive Mgmt For For officer compensation 9. A binding vote to approve fiscal year 2020 Mgmt For For maximum aggregate compensation amount for executive management. 10. A binding vote to approve fiscal year 2020 Mgmt For For maximum aggregate compensation amount for the Board of Directors. 11. To approve the carryforward of Mgmt For For unappropriated accumulated earnings at September 28, 2018. 12. To approve a dividend payment to Mgmt For For shareholders equal to $1.84 per issued share to be paid in four equal quarterly installments of $0.46 starting with the third fiscal quarter of 2019 and ending in the second fiscal quarter of 2020 pursuant to the terms of the dividend resolution. 13. To approve an authorization relating to TE Mgmt For For Connectivity's share repurchase program. 14. To approve a reduction of share capital for Mgmt For For shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. 15. To approve any adjournments or Mgmt For For postponements of the meeting -------------------------------------------------------------------------------------------------------------------------- TERADYNE, INC. Agenda Number: 934953630 -------------------------------------------------------------------------------------------------------------------------- Security: 880770102 Meeting Type: Annual Meeting Date: 07-May-2019 Ticker: TER ISIN: US8807701029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A Election of Director: Michael A. Bradley Mgmt For For 1B Election of Director: Edwin J. Gillis Mgmt For For 1C Election of Director: Timothy E. Guertin Mgmt For For 1D Election of Director: Mark E. Jagiela Mgmt For For 1E Election of Director: Mercedes Johnson Mgmt For For 1F Election of Director: Marilyn Matz Mgmt For For 1G Election of Director: Paul J. Tufano Mgmt For For 1H Election of Director: Roy A. Vallee Mgmt For For 2 To approve, in a non-binding, advisory Mgmt For For vote, the compensation of the Company's named executive officers as disclosed in the Company's proxy statement under the headings "Compensation Discussion and Analysis" and "Executive Compensation Tables". 3 To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Agenda Number: 934978783 -------------------------------------------------------------------------------------------------------------------------- Security: 020002101 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: ALL ISIN: US0200021014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Kermit R. Crawford Mgmt For For 1b. Election of Director: Michael L. Eskew Mgmt For For 1c. Election of Director: Margaret M. Keane Mgmt For For 1d. Election of Director: Siddharth N. Mehta Mgmt For For 1e. Election of Director: Jacques P. Perold Mgmt For For 1f. Election of Director: Andrea Redmond Mgmt For For 1g. Election of Director: Gregg M. Sherrill Mgmt For For 1h. Election of Director: Judith A. Sprieser Mgmt For For 1i. Election of Director: Perry M. Traquina Mgmt For For 1j. Election of Director: Thomas J. Wilson Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of the named executives. 3. Approval of the 2019 Equity Incentive Plan. Mgmt For For 4. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as Allstate's independent registered public accountant for 2019. 5. Stockholder proposal on reporting political Shr For Against contributions. -------------------------------------------------------------------------------------------------------------------------- THE ESTEE LAUDER COMPANIES INC. Agenda Number: 934879581 -------------------------------------------------------------------------------------------------------------------------- Security: 518439104 Meeting Type: Annual Meeting Date: 13-Nov-2018 Ticker: EL ISIN: US5184391044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class I Director: Rose Marie Mgmt For For Bravo Please note an Abstain Vote means a Withhold vote against this director. 1b. Election of Class I Director: Paul J. Mgmt For For Fribourg Please note an Abstain Vote means a Withhold vote against this director. 1c. Election of Class I Director: Irvine O. Mgmt For For Hockaday, Jr. Please note an Abstain Vote means a Withhold vote against this director. 1d. Election of Class I Director: Jennifer Mgmt For For Hyman Please note an Abstain Vote means a Withhold vote against this director. 1e. Election of Class I Director: Barry S. Mgmt For For Sternlicht Please note an Abstain Vote means a Withhold vote against this director. 2. Ratification of appointment of KPMG LLP as Mgmt For For independent auditors for the 2019 fiscal year. 3. Advisory vote to approve executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- THE HERSHEY COMPANY Agenda Number: 934975698 -------------------------------------------------------------------------------------------------------------------------- Security: 427866108 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: HSY ISIN: US4278661081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR P. M. Arway Mgmt For For J. W. Brown Mgmt For For M. G. Buck Mgmt For For C. A. Davis Mgmt For For M. K. Haben Mgmt For For J. C. Katzman Mgmt For For M. D. Koken Mgmt For For R. M. Malcolm Mgmt For For A. J. Palmer Mgmt For For J. R. Perez Mgmt For For W. L. Schoppert Mgmt For For D. L. Shedlarz Mgmt For For 2. Ratify the appointment of Ernst & Young LLP Mgmt For For as independent auditors for 2019. 3. Approve named executive officer Mgmt For For compensation on a non-binding advisory basis. -------------------------------------------------------------------------------------------------------------------------- THE HOME DEPOT, INC. Agenda Number: 934976157 -------------------------------------------------------------------------------------------------------------------------- Security: 437076102 Meeting Type: Annual Meeting Date: 23-May-2019 Ticker: HD ISIN: US4370761029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Gerard J. Arpey Mgmt For For 1b. Election of Director: Ari Bousbib Mgmt For For 1c. Election of Director: Jeffery H. Boyd Mgmt For For 1d. Election of Director: Gregory D. Brenneman Mgmt For For 1e. Election of Director: J. Frank Brown Mgmt For For 1f. Election of Director: Albert P. Carey Mgmt For For 1g. Election of Director: Helena B. Foulkes Mgmt For For 1h. Election of Director: Linda R. Gooden Mgmt For For 1i. Election of Director: Wayne M. Hewett Mgmt For For 1j. Election of Director: Manuel Kadre Mgmt For For 1k. Election of Director: Stephanie C. Linnartz Mgmt For For 1l. Election of Director: Craig A. Menear Mgmt For For 2. Ratification of the Appointment of KPMG LLP Mgmt For For 3. Advisory Vote to Approve Executive Mgmt For For Compensation ("Say-on-Pay") 4. Shareholder Proposal Regarding EEO-1 Shr For Against Disclosure 5. Shareholder Proposal to Reduce the Shr Against For Threshold to Call Special Shareholder Meetings to 10% of Outstanding Shares 6. Shareholder Proposal Regarding Report on Shr For Against Prison Labor in the Supply Chain -------------------------------------------------------------------------------------------------------------------------- THE MADISON SQUARE GARDEN COMPANY Agenda Number: 934891587 -------------------------------------------------------------------------------------------------------------------------- Security: 55825T103 Meeting Type: Annual Meeting Date: 06-Dec-2018 Ticker: MSG ISIN: US55825T1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frank J. Biondi, Jr. Mgmt For For Joseph J. Lhota Mgmt For For Richard D. Parsons Mgmt For For Nelson Peltz Mgmt For For Scott M. Sperling Mgmt For For 2. Ratification of the appointment of our Mgmt For For independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Agenda Number: 934870115 -------------------------------------------------------------------------------------------------------------------------- Security: 742718109 Meeting Type: Annual Meeting Date: 09-Oct-2018 Ticker: PG ISIN: US7427181091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Francis S. Blake Mgmt For For 1b. Election of Director: Angela F. Braly Mgmt For For 1c. Election of Director: Amy L. Chang Mgmt For For 1d. Election of Director: Kenneth I. Chenault Mgmt For For 1e. Election of Director: Scott D. Cook Mgmt For For 1f. Election of Director: Joseph Jimenez Mgmt For For 1g. Election of Director: Terry J. Lundgren Mgmt For For 1h. Election of Director: W. James McNerney, Mgmt For For Jr. 1i. Election of Director: Nelson Peltz Mgmt For For 1j. Election of Director: David S. Taylor Mgmt For For 1k. Election of Director: Margaret C. Whitman Mgmt For For 1l. Election of Director: Patricia A. Woertz Mgmt For For 1m. Election of Director: Ernesto Zedillo Mgmt For For 2. Ratify Appointment of the Independent Mgmt For For Registered Public Accounting Firm 3. Advisory Vote on the Company's Executive Mgmt For For Compensation (the "Say on Pay" vote) -------------------------------------------------------------------------------------------------------------------------- THE PROGRESSIVE CORPORATION Agenda Number: 934973721 -------------------------------------------------------------------------------------------------------------------------- Security: 743315103 Meeting Type: Annual Meeting Date: 10-May-2019 Ticker: PGR ISIN: US7433151039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Philip Bleser Mgmt For For 1b. Election of Director: Stuart B. Burgdoerfer Mgmt For For 1c. Election of Director: Pamela J. Craig Mgmt For For 1d. Election of Director: Charles A. Davis Mgmt For For 1e. Election of Director: Roger N. Farah Mgmt For For 1f. Election of Director: Lawton W. Fitt Mgmt For For 1g. Election of Director: Susan Patricia Mgmt For For Griffith 1h. Election of Director: Jeffrey D. Kelly Mgmt For For 1i. Election of Director: Patrick H. Nettles, Mgmt For For Ph.D. 1j. Election of Director: Barbara R. Snyder Mgmt For For 1k. Election of Director: Jan E. Tighe Mgmt For For 1l. Election of Director: Kahina Van Dyke Mgmt For For 2. Cast an advisory vote to approve our Mgmt For For executive compensation program. 3. Ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2019; and -------------------------------------------------------------------------------------------------------------------------- THE TJX COMPANIES, INC. Agenda Number: 934884594 -------------------------------------------------------------------------------------------------------------------------- Security: 872540109 Meeting Type: Special Meeting Date: 22-Oct-2018 Ticker: TJX ISIN: US8725401090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. An amendment to the Company's Fourth Mgmt For For Restated Certificate of Incorporation to increase the number of authorized shares of common stock, par value $1.00 per share, from 1,200,000,000 shares to 1,800,000,000 shares. -------------------------------------------------------------------------------------------------------------------------- THE TJX COMPANIES, INC. Agenda Number: 935015342 -------------------------------------------------------------------------------------------------------------------------- Security: 872540109 Meeting Type: Annual Meeting Date: 04-Jun-2019 Ticker: TJX ISIN: US8725401090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Zein Abdalla Mgmt For For 1B. Election of Director: Alan M. Bennett Mgmt For For 1C. Election of Director: Rosemary T. Berkery Mgmt For For 1D. Election of Director: David T. Ching Mgmt For For 1E. Election of Director: Ernie Herrman Mgmt For For 1F. Election of Director: Michael F. Hines Mgmt For For 1G. Election of Director: Amy B. Lane Mgmt For For 1H. Election of Director: Carol Meyrowitz Mgmt For For 1I. Election of Director: Jackwyn L. Nemerov Mgmt For For 1J. Election of Director: John F. O'Brien Mgmt For For 1K. Election of Director: Willow B. Shire Mgmt For For 2. Ratification of appointment of Mgmt For For PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2020 3. Advisory approval of TJX's executive Mgmt For For compensation (the say-on-pay vote) 4. Shareholder proposal for a report on Shr For Against compensation disparities based on race, gender, or ethnicity 5. Shareholder proposal for a report on prison Shr Against For labor 6. Shareholder proposal for a report on human Shr Against For rights risks -------------------------------------------------------------------------------------------------------------------------- THE TORO COMPANY Agenda Number: 934925807 -------------------------------------------------------------------------------------------------------------------------- Security: 891092108 Meeting Type: Annual Meeting Date: 19-Mar-2019 Ticker: TTC ISIN: US8910921084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jeffrey L. Harmening Mgmt For For Joyce A. Mullen Mgmt For For Richard M. Olson Mgmt For For James C. O'Rourke Mgmt For For 2. Ratification of the selection of KPMG LLP Mgmt For For as our independent registered public accounting firm for our fiscal year ending October 31, 2019. 3. Approval of, on an advisory basis, our Mgmt For For executive compensation. -------------------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Agenda Number: 934841506 -------------------------------------------------------------------------------------------------------------------------- Security: 254687106 Meeting Type: Special Meeting Date: 10-Jul-2018 Ticker: DIS ISIN: US2546871060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. IMPORTANT: The special meeting of Mgmt No vote stockholders scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE will be required. If you have already voted the July 10, 2018 proxy, you will need to vote again using the new ballot(s) you will receive for the July 27, 2018 meeting. Your vote is important. Please make sure you vote your new proxy. Thank you. 2. IMPORTANT: The special meeting of Mgmt No vote stockholders scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE will be required. If you have already voted the July 10, 2018 proxy, you will need to vote again using the new ballot(s) you will receive for the July 27, 2018 meeting. Your vote is important. Please make sure you vote your new proxy. Thank you. 3. IMPORTANT: The special meeting of Mgmt No vote stockholders scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE will be required. If you have already voted the July 10, 2018 proxy, you will need to vote again using the new ballot(s) you will receive for the July 27, 2018 meeting. Your vote is important. Please make sure you vote your new proxy. Thank you. -------------------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Agenda Number: 934854197 -------------------------------------------------------------------------------------------------------------------------- Security: 254687106 Meeting Type: Special Meeting Date: 27-Jul-2018 Ticker: DIS ISIN: US2546871060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the issuance of common stock, Mgmt For For par value $0.01 per share, of TWDC Holdco 613 Corp. ("New Disney"), to stockholders of Twenty-First Century Fox, Inc. ("21CF") contemplated by the Amended and Restated Agreement and Plan of Merger, dated as of June 20, 2018, as it may be amended from time to time, by and among 21CF, a Delaware corporation, Disney, a Delaware corporation, New Disney, a Delaware corporation and a wholly owned subsidiary of Disney, WDC Merger Enterprises I, Inc., a ...(due to space limits, see proxy statement for full proposal). 2. To approve adjournments of the Disney Mgmt For For special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Disney special meeting to approve the share issuance proposal. -------------------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Agenda Number: 934921099 -------------------------------------------------------------------------------------------------------------------------- Security: 254687106 Meeting Type: Annual Meeting Date: 07-Mar-2019 Ticker: DIS ISIN: US2546871060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Susan E. Arnold Mgmt For For 1b. Election of Director: Mary T. Barra Mgmt For For 1c. Election of Director: Safra A. Catz Mgmt For For 1d. Election of Director: Francis A. deSouza Mgmt For For 1e. Election of Director: Michael Froman Mgmt For For 1f. Election of Director: Robert A. Iger Mgmt For For 1g. Election of Director: Maria Elena Mgmt For For Lagomasino 1h. Election of Director: Mark G. Parker Mgmt For For 1i. Election of Director: Derica W. Rice Mgmt For For 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2019. 3. To approve the advisory resolution on Mgmt For For executive compensation. 4. Shareholder proposal requesting an annual Shr Against For report disclosing information regarding the Company's lobbying policies and activities. 5. Shareholder proposal requesting a report on Shr Against For use of additional cyber security and data privacy metrics in determining compensation of senior executives. -------------------------------------------------------------------------------------------------------------------------- TRACTOR SUPPLY COMPANY Agenda Number: 934962704 -------------------------------------------------------------------------------------------------------------------------- Security: 892356106 Meeting Type: Annual Meeting Date: 09-May-2019 Ticker: TSCO ISIN: US8923561067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Cynthia T. Jamison Mgmt For For Ricardo Cardenas Mgmt For For Denise L. Jackson Mgmt For For Thomas A. Kingsbury Mgmt For For Ramkumar Krishnan Mgmt For For George MacKenzie Mgmt For For Edna K. Morris Mgmt For For Mark J. Weikel Mgmt For For Gregory A. Sandfort Mgmt For For 2. To ratify the re-appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for the fiscal year ending December 28, 2019 3. Say on Pay - An advisory vote to approve Mgmt For For executive compensation -------------------------------------------------------------------------------------------------------------------------- UDR, INC. Agenda Number: 934955406 -------------------------------------------------------------------------------------------------------------------------- Security: 902653104 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: UDR ISIN: US9026531049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Katherine A. Mgmt For For Cattanach 1b. Election of Director: Jon A. Grove Mgmt For For 1c. Election of Director: Mary Ann King Mgmt For For 1d. Election of Director: James D. Klingbeil Mgmt For For 1e. Election of Director: Clint D. McDonnough Mgmt For For 1f. Election of Director: Robert A. McNamara Mgmt For For 1g. Election of Director: Mark R. Patterson Mgmt For For 1h. Election of Director: Thomas W. Toomey Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP to serve as independent registered public accounting firm for the year ending December 31, 2019. 3. Advisory vote to approve named executive Mgmt For For officer compensation. -------------------------------------------------------------------------------------------------------------------------- UGI CORPORATION Agenda Number: 934913395 -------------------------------------------------------------------------------------------------------------------------- Security: 902681105 Meeting Type: Annual Meeting Date: 30-Jan-2019 Ticker: UGI ISIN: US9026811052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: M. S. Bort Mgmt For For 1b. Election of Director: T. A. Dosch Mgmt For For 1c. Election of Director: R. W. Gochnauer Mgmt For For 1d. Election of Director: A. N. Harris Mgmt For For 1e. Election of Director: F. S. Hermance Mgmt For For 1f. Election of Director: A. Pol Mgmt For For 1g. Election of Director: K. A. Romano Mgmt For For 1h. Election of Director: M. O. Schlanger Mgmt For For 1i. Election of Director: J. B. Stallings, Jr. Mgmt For For 1j. Election of Director: J. L. Walsh Mgmt For For 2. Proposal to approve resolution on executive Mgmt For For compensation. 3. Proposal to ratify the appointment of Ernst Mgmt For For & Young LLP as our independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Agenda Number: 934998963 -------------------------------------------------------------------------------------------------------------------------- Security: 91324P102 Meeting Type: Annual Meeting Date: 03-Jun-2019 Ticker: UNH ISIN: US91324P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: William C. Ballard, Mgmt For For Jr. 1b. Election of Director: Richard T. Burke Mgmt For For 1c. Election of Director: Timothy P. Flynn Mgmt For For 1d. Election of Director: Stephen J. Hemsley Mgmt For For 1e. Election of Director: Michele J. Hooper Mgmt For For 1f. Election of Director: F. William McNabb III Mgmt For For 1g. Election of Director: Valerie C. Montgomery Mgmt For For Rice, M.D. 1h. Election of Director: John H. Noseworthy, Mgmt For For M.D. 1i. Election of Director: Glenn M. Renwick Mgmt For For 1j. Election of Director: David S. Wichmann Mgmt For For 1k. Election of Director: Gail R. Wilensky, Mgmt For For Ph.D. 2. Advisory approval of the Company's Mgmt For For executive compensation. 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2019. 4. The shareholder proposal set forth in the Shr For Against proxy statement requesting an amendment to the proxy access bylaw, if properly presented at the 2019 Annual Meeting of Shareholders. -------------------------------------------------------------------------------------------------------------------------- VALERO ENERGY CORPORATION Agenda Number: 934945948 -------------------------------------------------------------------------------------------------------------------------- Security: 91913Y100 Meeting Type: Annual Meeting Date: 30-Apr-2019 Ticker: VLO ISIN: US91913Y1001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: H. Paulett Eberhart Mgmt For For 1B. Election of Director: Joseph W. Gorder Mgmt For For 1C. Election of Director: Kimberly S. Greene Mgmt For For 1D. Election of Director: Deborah P. Majoras Mgmt For For 1E. Election of Director: Donald L. Nickles Mgmt For For 1F. Election of Director: Philip J. Pfeiffer Mgmt For For 1G. Election of Director: Robert A. Profusek Mgmt For For 1H. Election of Director: Stephen M. Waters Mgmt For For 1I. Election of Director: Randall J. Mgmt For For Weisenburger 1J. Election of Director: Rayford Wilkins, Jr. Mgmt For For 2. Ratify the appointment of KPMG LLP as Mgmt For For Valero's independent registered public accounting firm for 2019. 3. Approve, by non-binding vote, the 2018 Mgmt For For compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Agenda Number: 934943261 -------------------------------------------------------------------------------------------------------------------------- Security: 92343V104 Meeting Type: Annual Meeting Date: 02-May-2019 Ticker: VZ ISIN: US92343V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Shellye L. Archambeau Mgmt For For 1b. Election of Director: Mark T. Bertolini Mgmt For For 1c. Election of Director: Vittorio Colao Mgmt For For 1d. Election of Director: Melanie L. Healey Mgmt For For 1e. Election of Director: Clarence Otis, Jr. Mgmt For For 1f. Election of Director: Daniel H. Schulman Mgmt For For 1g. Election of Director: Rodney E. Slater Mgmt For For 1h. Election of Director: Kathryn A. Tesija Mgmt For For 1i. Election of Director: Hans E. Vestberg Mgmt For For 1j. Election of Director: Gregory G. Weaver Mgmt For For 2. Ratification of Appointment of Independent Mgmt For For Registered Public Accounting Firm 3. Advisory Vote to Approve Executive Mgmt For For Compensation 4. Nonqualified Savings Plan Earnings Shr For Against 5. Independent Chair Shr For Against 6. Report on Online Child Exploitation Shr Against For 7. Cybersecurity and Data Privacy Shr Against For 8. Severance Approval Policy Shr For Against -------------------------------------------------------------------------------------------------------------------------- W. P. CAREY INC. Agenda Number: 934985803 -------------------------------------------------------------------------------------------------------------------------- Security: 92936U109 Meeting Type: Annual Meeting Date: 13-Jun-2019 Ticker: WPC ISIN: US92936U1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Mark A. Alexander Mgmt For For 1b. Election of Director: Peter J. Farrell Mgmt For For 1c. Election of Director: Robert J. Flanagan Mgmt For For 1d. Election of Director: Jason E. Fox Mgmt For For 1e. Election of Director: Benjamin H. Griswold, Mgmt For For IV 1f. Election of Director: Axel K.A. Hansing Mgmt For For 1g. Election of Director: Jean Hoysradt Mgmt For For 1h. Election of Director: Margaret G. Lewis Mgmt For For 1i. Election of Director: Christopher J. Mgmt For For Niehaus 1j. Election of Director: Nick J.M. van Ommen Mgmt For For 2. To Approve the Advisory Resolution on Mgmt For For Executive Compensation. 3. Ratification of Appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2019. -------------------------------------------------------------------------------------------------------------------------- W.W. GRAINGER, INC. Agenda Number: 934941798 -------------------------------------------------------------------------------------------------------------------------- Security: 384802104 Meeting Type: Annual Meeting Date: 24-Apr-2019 Ticker: GWW ISIN: US3848021040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Rodney C. Adkins Mgmt For For Brian P. Anderson Mgmt For For V. Ann Hailey Mgmt For For Stuart L. Levenick Mgmt For For D.G. Macpherson Mgmt For For Neil S. Novich Mgmt For For Beatriz R. Perez Mgmt For For Michael J. Roberts Mgmt For For E. Scott Santi Mgmt For For James D. Slavik Mgmt For For Lucas E. Watson Mgmt For For 2. Proposal to ratify the appointment of Ernst Mgmt For For & Young LLP as independent auditor for the year ending December 31, 2019. 3. Say on Pay: Advisory proposal to approve Mgmt For For compensation of the Company's Named Executive Officers. -------------------------------------------------------------------------------------------------------------------------- WALMART INC. Agenda Number: 935000872 -------------------------------------------------------------------------------------------------------------------------- Security: 931142103 Meeting Type: Annual Meeting Date: 05-Jun-2019 Ticker: WMT ISIN: US9311421039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Cesar Conde Mgmt For For 1b. Election of Director: Stephen J. Mgmt For For Easterbrook 1c. Election of Director: Timothy P. Flynn Mgmt For For 1d. Election of Director: Sarah J. Friar Mgmt For For 1e. Election of Director: Carla A. Harris Mgmt For For 1f. Election of Director: Thomas W. Horton Mgmt For For 1g. Election of Director: Marissa A. Mayer Mgmt For For 1h. Election of Director: C. Douglas McMillon Mgmt For For 1i. Election of Director: Gregory B. Penner Mgmt For For 1j. Election of Director: Steven S Reinemund Mgmt For For 1k. Election of Director: S. Robson Walton Mgmt For For 1l. Election of Director: Steuart L. Walton Mgmt For For 2. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation 3. Ratification of Ernst & Young LLP as Mgmt For For Independent Accountants 4. Request to Strengthen Prevention of Shr Against For Workplace Sexual Harassment 5. Request to Adopt Cumulative Voting Shr Against For -------------------------------------------------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Agenda Number: 934958933 -------------------------------------------------------------------------------------------------------------------------- Security: 94106L109 Meeting Type: Annual Meeting Date: 14-May-2019 Ticker: WM ISIN: US94106L1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Frank M. Clark, Jr. Mgmt For For 1b. Election of Director: James C. Fish, Jr. Mgmt For For 1c. Election of Director: Andr?s R. Gluski Mgmt For For 1d. Election of Director: Patrick W. Gross Mgmt For For 1e. Election of Director: Victoria M. Holt Mgmt For For 1f. Election of Director: Kathleen M. Mgmt For For Mazzarella 1g. Election of Director: John C. Pope Mgmt For For 1h. Election of Director: Thomas H. Weidemeyer Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the independent registered public accounting firm for 2019. 3. Approval of our executive compensation. Mgmt For For 4. Stockholder proposal regarding a policy Shr For Against restricting accelerated vesting of equity awards upon a change in control, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- XCEL ENERGY INC. Agenda Number: 934961182 -------------------------------------------------------------------------------------------------------------------------- Security: 98389B100 Meeting Type: Annual Meeting Date: 15-May-2019 Ticker: XEL ISIN: US98389B1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Lynn Casey Mgmt For For 1b. Election of Director: Richard K. Davis Mgmt For For 1c. Election of Director: Ben Fowke Mgmt For For 1d. Election of Director: Richard T. O'Brien Mgmt For For 1e. Election of Director: David K. Owens Mgmt For For 1f. Election of Director: Christopher J. Mgmt For For Policinski 1g. Election of Director: James T. Prokopanko Mgmt For For 1h. Election of Director: A. Patricia Sampson Mgmt For For 1i. Election of Director: James J. Sheppard Mgmt For For 1j. Election of Director: David A. Westerlund Mgmt For For 1k. Election of Director: Kim Williams Mgmt For For 1l. Election of Director: Timothy V. Wolf Mgmt For For 1m. Election of Director: Daniel Yohannes Mgmt For For 2. Company proposal to approve, on an advisory Mgmt For For basis, executive compensation. 3. Company proposal to ratify the appointment Mgmt For For of Deloitte & Touche LLP as Xcel Energy Inc.'s independent registered public accounting firm for 2019. -------------------------------------------------------------------------------------------------------------------------- ZOETIS INC. Agenda Number: 934962110 -------------------------------------------------------------------------------------------------------------------------- Security: 98978V103 Meeting Type: Annual Meeting Date: 15-May-2019 Ticker: ZTS ISIN: US98978V1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Juan Ramon Alaix Mgmt For For 1.2 Election of Director: Paul M. Bisaro Mgmt For For 1.3 Election of Director: Frank A. D'Amelio Mgmt For For 1.4 Election of Director: Michael B. Mgmt For For McCallister 2. Advisory vote to approve our executive Mgmt For For compensation (Say on Pay) 3. Ratification of appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for 2019. SGI U.S. Small Cap Equity Fund -------------------------------------------------------------------------------------------------------------------------- ADDUS HOMECARE CORPORATION Agenda Number: 935023755 -------------------------------------------------------------------------------------------------------------------------- Security: 006739106 Meeting Type: Annual Meeting Date: 12-Jun-2019 Ticker: ADUS ISIN: US0067391062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Susan T. Weaver Mgmt For For Jean Rush Mgmt For For 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP, an independent registered public accounting firm, as our independent auditor for the fiscal year ending December 31, 2019. 3. To approve, on an advisory, non-binding Mgmt For For basis, the compensation of the named executive officers. 4. To approve, on an advisory, non-binding Mgmt 1 Year Against basis, the frequency of holding an advisory, non-binding votes on named executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- ALLETE, INC. Agenda Number: 934966295 -------------------------------------------------------------------------------------------------------------------------- Security: 018522300 Meeting Type: Annual Meeting Date: 14-May-2019 Ticker: ALE ISIN: US0185223007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Kathryn W. Dindo Mgmt For For 1b. Election of Director: George G. Goldfarb Mgmt For For 1c. Election of Director: Alan R. Hodnik Mgmt For For 1d. Election of Director: James J. Hoolihan Mgmt For For 1e. Election of Director: Heidi E. Jimmerson Mgmt For For 1f. Election of Director: Madeleine W. Ludlow Mgmt For For 1g. Election of Director: Susan K. Nestegard Mgmt For For 1h. Election of Director: Douglas C. Neve Mgmt For For 1i. Election of Director: Bethany M. Owen Mgmt For For 1j. Election of Director: Robert P. Powers Mgmt For For 2. Advisory vote to approve executive Mgmt For For compensation. 3. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as ALLETE's independent registered public accounting firm for 2019. -------------------------------------------------------------------------------------------------------------------------- AMERICA'S CAR-MART, INC. Agenda Number: 934859539 -------------------------------------------------------------------------------------------------------------------------- Security: 03062T105 Meeting Type: Annual Meeting Date: 29-Aug-2018 Ticker: CRMT ISIN: US03062T1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A) Election of Director for a one year term: Mgmt For For Ray C. Dillon 1B) Election of Director for a one year term: Mgmt For For Daniel J. Englander 1C) Election of Director for a one year term: Mgmt For For William H. Henderson 1D) Election of Director for a one year term: Mgmt For For Jim von Gremp 1E) Election of Director for a one year term: Mgmt For For Joshua G. Welch 1F) Election of Director for a one year term: Mgmt For For Jeffrey A. Williams 2) To approve an advisory resolution regarding Mgmt For For the Company's compensation of its named executive officers. 3) To ratify the selection of Grant Thornton Mgmt For For LLP as the independent registered public accounting firm for the fiscal year ending April 30, 2019. 4) To approve an amendment to the Company's Mgmt For For Amended and Restated Stock Incentive Plan, increasing the number of shares authorized for issuance under the plan by 100,000. 5) To approve an amendment to the Company's Mgmt For For Amended and Restated Stock Option Plan, increasing the number of shares authorized for issuance under the plan by 200,000. -------------------------------------------------------------------------------------------------------------------------- AMERICAN ASSETS TRUST, INC. Agenda Number: 934992911 -------------------------------------------------------------------------------------------------------------------------- Security: 024013104 Meeting Type: Annual Meeting Date: 11-Jun-2019 Ticker: AAT ISIN: US0240131047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ernest S. Rady Mgmt For For Duane A. Nelles Mgmt For For Thomas S. Olinger Mgmt For For Joy L. Schaefer Mgmt For For Dr. Robert S. Sullivan Mgmt For For 2. The ratification of the appointment of Mgmt For For Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. 3. An advisory resolution to approve our Mgmt For For executive compensation for the fiscal year ended December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- APPLE HOSPITALITY REIT, INC. Agenda Number: 934963857 -------------------------------------------------------------------------------------------------------------------------- Security: 03784Y200 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: APLE ISIN: US03784Y2000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jon A. Fosheim Mgmt For For Kristian M. Gathright Mgmt For For Justin G. Knight Mgmt For For Bruce H. Matson Mgmt For For Blythe J. McGarvie Mgmt For For L. Hugh Redd Mgmt For For 2. Approval on an advisory basis of executive Mgmt For For compensation paid by the Company. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the Company's independent registered public accounting firm to serve for 2019. -------------------------------------------------------------------------------------------------------------------------- APPLIED INDUSTRIAL TECHNOLOGIES, INC. Agenda Number: 934877486 -------------------------------------------------------------------------------------------------------------------------- Security: 03820C105 Meeting Type: Annual Meeting Date: 30-Oct-2018 Ticker: AIT ISIN: US03820C1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Peter A. Dorsman Mgmt For For Vincent K. Petrella Mgmt For For Dr. Jerry Sue Thornton Mgmt For For 2. Say on Pay - To approve, through a Mgmt For For nonbinding advisory vote, the compensation of Applied's named executive officers. 3. To ratify the Audit Committee's appointment Mgmt For For of independent auditors. -------------------------------------------------------------------------------------------------------------------------- ARES COMMERCIAL REAL ESTATE CORP Agenda Number: 934940380 -------------------------------------------------------------------------------------------------------------------------- Security: 04013V108 Meeting Type: Annual Meeting Date: 23-Apr-2019 Ticker: ACRE ISIN: US04013V1089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR William L. Browning Mgmt For For James A. Henderson Mgmt For For Edmond N. Moriarty III Mgmt For For 2. To ratify the selection of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. 3. To approve, on a non-binding, advisory Mgmt For For basis, the compensation of the Company's named executive officers as described in the 2019 Proxy Statement. 4. To approve, on a non-binding, advisory Mgmt 1 Year Against basis, the frequency with which future stockholder advisory votes on the compensation of the Company's named executive officers will be held. -------------------------------------------------------------------------------------------------------------------------- AVISTA CORP. Agenda Number: 934959315 -------------------------------------------------------------------------------------------------------------------------- Security: 05379B107 Meeting Type: Annual Meeting Date: 09-May-2019 Ticker: AVA ISIN: US05379B1070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Kristianne Blake Mgmt For For 1b. Election of Director: Donald C. Burke Mgmt For For 1c. Election of Director: Rebecca A. Klein Mgmt For For 1d. Election of Director: Scott H. Maw Mgmt For For 1e. Election of Director: Scott L. Morris Mgmt For For 1f. Election of Director: Marc F. Racicot Mgmt For For 1g. Election of Director: Heidi B. Stanley Mgmt For For 1h. Election of Director: R. John Taylor Mgmt For For 1i. Election of Director: Dennis P. Vermillion Mgmt For For 1j. Election of Director: Janet D. Widmann Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent registered public accounting firm for 2019. 3. Advisory (non-binding) vote on executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- B&G FOODS, INC. Agenda Number: 934983277 -------------------------------------------------------------------------------------------------------------------------- Security: 05508R106 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: BGS ISIN: US05508R1068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: DeAnn L. Brunts Mgmt For For 1.2 Election of Director: Charles F. Marcy Mgmt For For 1.3 Election of Director: Robert D. Mills Mgmt For For 1.4 Election of Director: Dennis M. Mullen Mgmt For For 1.5 Election of Director: Cheryl M. Palmer Mgmt For For 1.6 Election of Director: Alfred Poe Mgmt For For 1.7 Election of Director: Kenneth G. Romanzi Mgmt For For 1.8 Election of Director: Stephen C. Sherrill Mgmt For For 1.9 Election of Director: David L. Wenner Mgmt For For 2. Approval, by non-binding advisory vote, of Mgmt For For executive compensation. 3. Ratification of appointment of KPMG LLP as Mgmt For For independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- BRYN MAWR BANK CORPORATION Agenda Number: 934939325 -------------------------------------------------------------------------------------------------------------------------- Security: 117665109 Meeting Type: Annual Meeting Date: 18-Apr-2019 Ticker: BMTC ISIN: US1176651099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael J. Clement* Mgmt For For Scott M. Jenkins* Mgmt For For A.John May, III* Mgmt For For 2. SAY-ON-PAY: To approve a non-binding Mgmt For For advisory vote on executive officer compensation. 3. RATIFICATION OF AUDITORS: To ratify the Mgmt For For appointment of KPMG LLP as the independent registered public accounting firm for Bryn Mawr Bank Corporation for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- C&J ENERGY SERVICES, INC. Agenda Number: 934996870 -------------------------------------------------------------------------------------------------------------------------- Security: 12674R100 Meeting Type: Annual Meeting Date: 31-May-2019 Ticker: CJ ISIN: US12674R1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John Kennedy Mgmt For For Michael Roemer Mgmt For For 2. Non-binding vote to approve the 2018 Mgmt For For compensation of the Company's named executive officers. 3. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's Independent Registered Public Accounting Firm for 2019. -------------------------------------------------------------------------------------------------------------------------- CALIFORNIA WATER SERVICE GROUP Agenda Number: 934999218 -------------------------------------------------------------------------------------------------------------------------- Security: 130788102 Meeting Type: Annual Meeting Date: 29-May-2019 Ticker: CWT ISIN: US1307881029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Gregory E. Aliff Mgmt For For 1B. Election of Director: Terry P. Bayer Mgmt For For 1C. Election of Director: Shelly M. Esque Mgmt For For 1D. Election of Director: Edwin A. Guiles Mgmt For For 1E. Election of Director: Martin A. Kropelnicki Mgmt For For 1F. Election of Director: Thomas M. Krummel, Mgmt For For M.D. 1G. Election of Director: Richard P. Magnuson Mgmt For For 1H. Election of Director: Peter C. Nelson Mgmt For For 1I. Election of Director: Carol M. Pottenger Mgmt For For 1J. Election of Director: Lester A. Snow Mgmt For For 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 3. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS THE GROUP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019. -------------------------------------------------------------------------------------------------------------------------- CAROLINA FINANCIAL CORPORATION Agenda Number: 934961853 -------------------------------------------------------------------------------------------------------------------------- Security: 143873107 Meeting Type: Annual Meeting Date: 24-Apr-2019 Ticker: CARO ISIN: US1438731077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR W. Scott Brandon Mgmt For For Lindsey A. Crisp Mgmt For For Jeffrey L. Deal Mgmt For For Thompson E. Penney Mgmt For For 2. To vote on an advisory resolution to Mgmt For For approve Carolina Financial Corporation's executive compensation program, commonly referred to as a "say on pay" vote. 3. To vote on an advisory resolution to Mgmt 1 Year For approve the frequency of Carolina Financial Corporation's "say on pay" vote. 4. The ratification of the appointment of Mgmt For For Elliott Davis, LLC as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- CARRIAGE SERVICES, INC. Agenda Number: 934970472 -------------------------------------------------------------------------------------------------------------------------- Security: 143905107 Meeting Type: Annual Meeting Date: 15-May-2019 Ticker: CSV ISIN: US1439051079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Barry K. Fingerhut Mgmt For For Bryan D. Leibman Mgmt For For 2. Approve, by advisory vote, named executive Mgmt For For officer compensation. 3. Ratify the appointment of Grant Thornton Mgmt For For LLP as Carriage Services, Inc.'s independent registered public accounting firm for the year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- CATCHMARK TIMBER TRUST, INC. Agenda Number: 934999585 -------------------------------------------------------------------------------------------------------------------------- Security: 14912Y202 Meeting Type: Annual Meeting Date: 27-Jun-2019 Ticker: CTT ISIN: US14912Y2028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director for one-year term: Mgmt For For Jerry Barag 1.2 Election of Director for one-year term: Mgmt For For Paul S. Fisher 1.3 Election of Director for one-year term: Mgmt For For Mary E. McBride 1.4 Election of Director for one-year term: Mgmt For For Donald S. Moss 1.5 Election of Director for one-year term: Mgmt For For Willis J. Potts, Jr. 1.6 Election of Director for one-year term: Mgmt For For Douglas D. Rubenstein 1.7 Election of Director for one-year term: Mgmt For For Henry G. Zigtema 2. Approval, on an advisory basis, of the Mgmt For For compensation of the Company's named executive officers. 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent auditors for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- CHERRY HILL MORTGAGE INVESTMENT CORP. Agenda Number: 935016116 -------------------------------------------------------------------------------------------------------------------------- Security: 164651101 Meeting Type: Annual Meeting Date: 12-Jun-2019 Ticker: CHMI ISIN: US1646511014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jeffrey B. Lown II Mgmt For For Joseph Murin Mgmt For For Regina Lowrie Mgmt For For Robert C. Mercer, Jr. Mgmt For For 2. Approval, on an advisory vote basis, of the Mgmt For For compensation of our named executive officers for the year ended December 31, 2018. 3. Non-binding advisory vote on the frequency Mgmt 3 Years For of future advisory votes on executive compensation. 4. Ratification of Ernst & Young LLP as the Mgmt For For Company's independent registered public accounting firm for the year ended December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- CHESAPEAKE UTILITIES CORPORATION Agenda Number: 934978719 -------------------------------------------------------------------------------------------------------------------------- Security: 165303108 Meeting Type: Annual Meeting Date: 08-May-2019 Ticker: CPK ISIN: US1653031088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Eugene H. Bayard Mgmt For For Jeffry M. Householder Mgmt For For Paul L. Maddock, Jr. Mgmt For For 2. Cast a non-binding advisory vote to approve Mgmt For For the compensation of the Company's Named Executive Officers. 3. Cast a non-binding advisory vote to ratify Mgmt For For the appointment of the Company's independent registered public accounting firm, Baker Tilly Virchow Krause, LLP. -------------------------------------------------------------------------------------------------------------------------- CHIMERA INVESTMENT CORPORATION Agenda Number: 934988633 -------------------------------------------------------------------------------------------------------------------------- Security: 16934Q208 Meeting Type: Annual Meeting Date: 30-May-2019 Ticker: CIM ISIN: US16934Q2084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: John P. Reilly Mgmt For For 1b. Election of Director: Matthew Lambiase Mgmt For For 2. The proposal to approve a non-binding Mgmt For For advisory resolution on executive compensation. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as independent registered public accounting firm for the Company for the 2019 fiscal year. -------------------------------------------------------------------------------------------------------------------------- CORECIVIC, INC. Agenda Number: 934974002 -------------------------------------------------------------------------------------------------------------------------- Security: 21871N101 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: CXW ISIN: US21871N1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Donna M. Alvarado Mgmt For For 1b. Election of Director: Robert J. Dennis Mgmt For For 1c. Election of Director: Mark A. Emkes Mgmt For For 1d. Election of Director: Damon T. Hininger Mgmt For For 1e. Election of Director: Stacia A. Hylton Mgmt For For 1f. Election of Director: Harley G. Lappin Mgmt For For 1g. Election of Director: Anne L. Mariucci Mgmt For For 1h. Election of Director: Thurgood Marshall, Mgmt For For Jr. 1i. Election of Director: Devin I. Murphy Mgmt For For 1j. Election of Director: Charles L. Overby Mgmt For For 1k. Election of Director: John R. Prann, Jr. Mgmt For For 2. Non-Binding Ratification of the appointment Mgmt For For by our Audit Committee of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. 3. Advisory vote to approve the compensation Mgmt For For of our Named Executive Officers. -------------------------------------------------------------------------------------------------------------------------- CORENERGY INFRASTRUCTURE TRUST, INC. Agenda Number: 934971311 -------------------------------------------------------------------------------------------------------------------------- Security: 21870U502 Meeting Type: Annual Meeting Date: 22-May-2019 Ticker: CORR ISIN: US21870U5020 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Conrad S. Ciccotello Mgmt For For 1B. Election of Director: Catherine A. Lewis Mgmt For For 2. To ratify the selection of Ernst & Young Mgmt For For LLP as the independent registered public accountants for the Company's fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- DESPEGAR.COM, CORP. Agenda Number: 934897072 -------------------------------------------------------------------------------------------------------------------------- Security: G27358103 Meeting Type: Annual Meeting Date: 29-Nov-2018 Ticker: DESP ISIN: VGG273581030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Re-Election of Class I Director: Michael Mgmt For For James Doyle II 1.2 Re-Election of Class I Director: Adam Jay Mgmt For For -------------------------------------------------------------------------------------------------------------------------- EDGEWELL PERSONAL CARE COMPANY Agenda Number: 934913472 -------------------------------------------------------------------------------------------------------------------------- Security: 28035Q102 Meeting Type: Annual Meeting Date: 01-Feb-2019 Ticker: EPC ISIN: US28035Q1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: David P. Hatfield Mgmt For For 1b. Election of Director: Robert W. Black Mgmt For For 1c. Election of Director: George R. Corbin Mgmt For For 1d. Election of Director: Daniel J. Heinrich Mgmt For For 1e. Election of Director: Carla C. Hendra Mgmt For For 1f. Election of Director: R. David Hoover Mgmt For For 1g. Election of Director: John C. Hunter, III Mgmt For For 1h. Election of Director: James C. Johnson Mgmt For For 1i. Election of Director: Elizabeth Valk Long Mgmt For For 1j. Election of Director: Joseph D. O'Leary Mgmt For For 1k. Election of Director: Rakesh Sachdev Mgmt For For 1l. Election of Director: Gary K. Waring Mgmt For For 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for fiscal 2019. 3. To cast a non-binding advisory vote on Mgmt For For executive compensation. -------------------------------------------------------------------------------------------------------------------------- EL PASO ELECTRIC COMPANY Agenda Number: 934982845 -------------------------------------------------------------------------------------------------------------------------- Security: 283677854 Meeting Type: Annual Meeting Date: 23-May-2019 Ticker: EE ISIN: US2836778546 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: PAUL M. BARBAS Mgmt For For 1b. Election of Director: JAMES W. CICCONI Mgmt For For 1c. Election of Director: MARY E. KIPP Mgmt For For 2. Ratify the selection of KPMG LLP as the Mgmt For For Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2019. 3. Approve the advisory resolution on Mgmt For For executive compensation. -------------------------------------------------------------------------------------------------------------------------- EPLUS INC. Agenda Number: 934861736 -------------------------------------------------------------------------------------------------------------------------- Security: 294268107 Meeting Type: Annual Meeting Date: 13-Sep-2018 Ticker: PLUS ISIN: US2942681071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Phillip G. Norton Mgmt For For Bruce M. Bowen Mgmt For For C. Thomas Faulders, III Mgmt For For Terrence O'Donnell Mgmt For For Lawrence S. Herman Mgmt For For Ira A. Hunt, III Mgmt For For John E. Callies Mgmt For For Eric D. Hovde Mgmt For For Maureen F. Morrison Mgmt For For 2. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. 3. PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For DELOITTE & TOUCHE, LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2019. -------------------------------------------------------------------------------------------------------------------------- ESSENT GROUP LTD Agenda Number: 934972604 -------------------------------------------------------------------------------------------------------------------------- Security: G3198U102 Meeting Type: Annual Meeting Date: 01-May-2019 Ticker: ESNT ISIN: BMG3198U1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Angela L. Heise Mgmt For For Robert Glanville Mgmt For For 2. REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2019 AND UNTIL THE 2020 ANNUAL GENERAL MEETING OF SHAREHOLDERS, AND TO REFER THE DETERMINATION OF THE AUDITORS' COMPENSATION TO THE BOARD OF DIRECTORS. 3. PROVIDE A NON-BINDING, ADVISORY VOTE ON OUR Mgmt For For EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- EXANTAS CAPITAL CORP. Agenda Number: 934999876 -------------------------------------------------------------------------------------------------------------------------- Security: 30068N105 Meeting Type: Annual Meeting Date: 12-Jun-2019 Ticker: XAN ISIN: US30068N1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Walter T. Beach Mgmt For For 1b. Election of Director: Jeffrey P. Cohen Mgmt For For 1c. Election of Director: Andrew L. Farkas Mgmt For For 1d. Election of Director: William B. Hart Mgmt For For 1e. Election of Director: Gary Ickowicz Mgmt For For 1f. Election of Director: Steven J. Kessler Mgmt For For 1g. Election of Director: Murray S. Levin Mgmt For For 1h. Election of Director: P. Sherrill Neff Mgmt For For 1i. Election of Director: Henry R. Silverman Mgmt For For 1j. Election of Director: Stephanie H. Wiggins Mgmt For For 2. APPROVE THE NON-BINDING RESOLUTION ON Mgmt For For COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 3. ADOPT THE EXANTAS CAPITAL CORP. SECOND Mgmt For For AMENDED AND RESTATED OMNIBUS EQUITY COMPENSATION PLAN. 4. RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2019. -------------------------------------------------------------------------------------------------------------------------- FCB FINANCIAL HOLDINGS, INC. Agenda Number: 934896121 -------------------------------------------------------------------------------------------------------------------------- Security: 30255G103 Meeting Type: Special Meeting Date: 29-Nov-2018 Ticker: FCB ISIN: US30255G1031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Merger Proposal: To adopt the Agreement and Mgmt For For Plan of Merger, dated as of July 23, 2018, as it may be amended from time to time, by and among Synovus Financial Corp. ("Synovus"), Azalea Merger Sub Corp., a wholly-owned subsidiary of Synovus, and FCB Financial Holdings, Inc. ("FCB") and the transactions contemplated thereby. 2. Compensation Proposal: To approve, on a Mgmt For For non-binding, advisory basis, the compensation to be paid to FCB's named executive officers that is based on or otherwise relates to the merger. 3. Adjournment Proposal: To approve the Mgmt For For adjournment of the FCB special meeting, if necessary or appropriate to permit further solicitation of proxies in favor of the merger proposal. -------------------------------------------------------------------------------------------------------------------------- FIDUS INVT CORP Agenda Number: 934983140 -------------------------------------------------------------------------------------------------------------------------- Security: 316500107 Meeting Type: Annual Meeting Date: 19-Jun-2019 Ticker: FDUS ISIN: US3165001070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Thomas C. Lauer Mgmt For For Edward X. Tune Mgmt For For 2. To approve a proposal to authorize the Mgmt For For Company, subject to the approval of the Company's Board of Directors, to sell or otherwise issue shares of its common stock during the next year at a price below the Company's then current net asset value per share, subject to certain conditions net asset value per share, subject to certain conditions as set forth in the proxy statement (including that the cumulative number of shares sold pursuant to such authority does not exceed 25% of its then outstanding common stock immediately prior to each such sale). -------------------------------------------------------------------------------------------------------------------------- FIRST INDUSTRIAL REALTY TRUST, INC. Agenda Number: 934988758 -------------------------------------------------------------------------------------------------------------------------- Security: 32054K103 Meeting Type: Annual Meeting Date: 08-May-2019 Ticker: FR ISIN: US32054K1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Peter E. Baccile Mgmt For For 1.2 Election of Director: Matthew S. Dominski Mgmt For For 1.3 Election of Director: Bruce W. Duncan Mgmt For For 1.4 Election of Director: H. Patrick Hackett, Mgmt For For Jr. 1.5 Election of Director: Denise A. Olsen Mgmt For For 1.6 Election of Director: John Rau Mgmt For For 1.7 Election of Director: L. Peter Sharpe Mgmt For For 1.8 Election of Director: W. Ed Tyler Mgmt For For 2. To approve, on an advisory (i.e. Mgmt For For non-binding) basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement for the 2019 Annual Meeting. 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- FOUNDATION BUILDING MATERIALS, INC. Agenda Number: 934988277 -------------------------------------------------------------------------------------------------------------------------- Security: 350392106 Meeting Type: Annual Meeting Date: 15-May-2019 Ticker: FBM ISIN: US3503921062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class II Director: Ruben Mgmt For For Mendoza 1b. Election of Class II Director: Chase Hagin Mgmt For For 1c. Election of Class II Director: Chad Lewis Mgmt For For 2. Approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers for the year ended December 31, 2018, as set forth in the Proxy Statement. 3. Ratify the appointment of Deloitte & Touche Mgmt For For LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- FRANKLIN STREET PROPERTIES CORP. Agenda Number: 934938727 -------------------------------------------------------------------------------------------------------------------------- Security: 35471R106 Meeting Type: Annual Meeting Date: 09-May-2019 Ticker: FSP ISIN: US35471R1068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class I Director: Brian N. Mgmt For For Hansen 1b. Election of Class I Director: Dennis J. Mgmt For For McGillicuddy 2. To ratify the Audit Committee's appointment Mgmt For For of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. 3. To approve, by non-binding vote, our Mgmt For For executive compensation. 4. To approve an amendment to our Articles of Mgmt For For Incorporation to declassify our Board of Directors. -------------------------------------------------------------------------------------------------------------------------- GENESCO INC. Agenda Number: 935028402 -------------------------------------------------------------------------------------------------------------------------- Security: 371532102 Meeting Type: Annual Meeting Date: 27-Jun-2019 Ticker: GCO ISIN: US3715321028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Joanna Barsh Mgmt For For James W. Bradford Mgmt For For Robert J. Dennis Mgmt For For Matthew C. Diamond Mgmt For For Marty G. Dickens Mgmt For For Thurgood Marshall, Jr. Mgmt For For Kathleen Mason Mgmt For For Kevin P. McDermott Mgmt For For 2. Say on Pay - an advisory vote on the Mgmt For For approval of executive compensation. 3. Ratification of Independent Registered Mgmt For For Public Accounting Firm. -------------------------------------------------------------------------------------------------------------------------- GLADSTONE CAPITAL CORPORATION Agenda Number: 934913333 -------------------------------------------------------------------------------------------------------------------------- Security: 376535100 Meeting Type: Annual Meeting Date: 07-Feb-2019 Ticker: GLAD ISIN: US3765351008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Paul W. Adelgren Mgmt For For David Gladstone Mgmt For For John H. Outland Mgmt For For 2. To ratify our Audit Committee's selection Mgmt For For of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending September 30, 2019. -------------------------------------------------------------------------------------------------------------------------- GP STRATEGIES CORPORATION Agenda Number: 934853501 -------------------------------------------------------------------------------------------------------------------------- Security: 36225V104 Meeting Type: Annual Meeting Date: 08-Aug-2018 Ticker: GPX ISIN: US36225V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A Election of Director: Tamar Elkeles Mgmt For For 1B Election of Director: Marshall S. Geller Mgmt For For 1C Election of Director: Scott N. Greenberg Mgmt For For 1D Election of Director: Steven E. Koonin Mgmt For For 1E Election of Director: Jacques Manardo Mgmt For For 1F Election of Director: Richard C. Pfenniger Mgmt For For 1G Election of Director: Samuel D. Robinson Mgmt For For 1H Election of Director: Miriam H. Strouse Mgmt For For 2 To ratify the appointment of KPMG LLP as Mgmt For For the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. 3 Advisory vote to approve the compensation Mgmt For For of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- GREAT SOUTHERN BANCORP, INC. Agenda Number: 934952070 -------------------------------------------------------------------------------------------------------------------------- Security: 390905107 Meeting Type: Annual Meeting Date: 08-May-2019 Ticker: GSBC ISIN: US3909051076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR William V. Turner Mgmt For For Julie Turner Brown Mgmt For For Earl A. Steinert, Jr. Mgmt For For 2. The advisory (non-binding) vote on Mgmt For For executive compensation. 3. The ratification of the appointment of BKD, Mgmt For For LLP as Great Southern Bancorp's independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- HEALTHSTREAM, INC. Agenda Number: 934984611 -------------------------------------------------------------------------------------------------------------------------- Security: 42222N103 Meeting Type: Annual Meeting Date: 23-May-2019 Ticker: HSTM ISIN: US42222N1037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Thompson S. Dent Mgmt For For William W. Stead, M.D. Mgmt For For Deborah Taylor Tate Mgmt For For 2. To ratify the appointment of Ernst and Mgmt For For Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. 3. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers as disclosed in the proxy statement. -------------------------------------------------------------------------------------------------------------------------- HELEN OF TROY LIMITED Agenda Number: 934856507 -------------------------------------------------------------------------------------------------------------------------- Security: G4388N106 Meeting Type: Annual Meeting Date: 22-Aug-2018 Ticker: HELE ISIN: BMG4388N1065 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Gary B. Abromovitz Mgmt For For 1B. Election of Director: Krista L. Berry Mgmt For For 1C. Election of Director: Vincent D. Carson Mgmt For For 1D. Election of Director: Thurman K. Case Mgmt For For 1E. Election of Director: Timothy F. Meeker Mgmt For For 1F. Election of Director: Julien R. Mininberg Mgmt For For 1G. Election of Director: Beryl B. Raff Mgmt For For 1H. Election of Director: William F. Susetka Mgmt For For 1I. Election of Director: Darren G. Woody Mgmt For For 2. To provide advisory approval of the Mgmt For For Company's executive compensation. 3. To approve the Helen of Troy Limited 2018 Mgmt For For Stock Incentive Plan. 4. To approve the Helen of Troy Limited 2018 Mgmt For For Employee Stock Purchase Plan. 5. To appoint Grant Thornton LLP as the Mgmt For For Company's auditor and independent registered public accounting firm to serve for the 2019 fiscal year and to authorize the Audit Committee of the Board of Directors to set the auditor's remuneration. -------------------------------------------------------------------------------------------------------------------------- HERCULES CAPITAL INC Agenda Number: 935017625 -------------------------------------------------------------------------------------------------------------------------- Security: 427096508 Meeting Type: Annual Meeting Date: 30-May-2019 Ticker: HTGC ISIN: US4270965084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Joseph F. Hoffman Mgmt For For Doreen Woo Ho Mgmt For For 2. Approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers. 3. Ratify the selection of Mgmt For For PricewaterhouseCoopers LLP to serve as our independent public accounting firm for the year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- HERITAGE COMMERCE CORP Agenda Number: 934994078 -------------------------------------------------------------------------------------------------------------------------- Security: 426927109 Meeting Type: Annual Meeting Date: 23-May-2019 Ticker: HTBK ISIN: US4269271098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR J.M. Biagini-Komas Mgmt For For Frank G. Bisceglia Mgmt For For Jack W. Conner Mgmt For For Jason DiNapoli Mgmt For For Steven L. Hallgrimson Mgmt For For Walter T. Kaczmarek Mgmt For For Robert T. Moles Mgmt For For Laura Roden Mgmt For For Ranson W. Webster Mgmt For For Keith A. Wilton Mgmt For For 2. Advisory proposal on executive Mgmt For For compensation. 3. Amendment to the Company's Articles of Mgmt For For Incorporation to increase the number of authorized shares. 4. Ratification of selection of independent Mgmt For For registered public accounting firm for the year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- ICF INTERNATIONAL, INC. Agenda Number: 934996197 -------------------------------------------------------------------------------------------------------------------------- Security: 44925C103 Meeting Type: Annual Meeting Date: 30-May-2019 Ticker: ICFI ISIN: US44925C1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Dr. Srikant M. Datar Mgmt For For Mr. Peter M. Schulte Mgmt For For 2. ADVISORY SAY-ON-PAY VOTE REGARDING ICF Mgmt For For INTERNATIONAL'S OVERALL PAY-FOR-PERFORMANCE NAMED EXECUTIVE OFFICER COMPENSATION PROGRAM - Approve, by non-binding vote, the Company's overall pay-for-performance executive compensation program, as described in the Compensation Discussion and Analysis, the compensation tables and the related narratives and other materials in the Proxy Statement. 3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM - Ratification of the selection of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- INNERWORKINGS, INC. Agenda Number: 934864136 -------------------------------------------------------------------------------------------------------------------------- Security: 45773Y105 Meeting Type: Annual Meeting Date: 06-Sep-2018 Ticker: INWK ISIN: US45773Y1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A Election of Director: Eric D Belcher Mgmt For For 1B Election of Director: Jack M Greenberg Mgmt For For 1C Election of Director: Richard S Stoddart Mgmt For For 1D Election of Director: Charles K Bobrinskoy Mgmt For For 1E Election of Director: David Fisher Mgmt For For 1F Election of Director: J Patrick Gallagher Mgmt For For Jr 1G Election of Director: Julie M Howard Mgmt For For 1H Election of Director: Linda S Wolf Mgmt For For 1I Election of Director: Lindsay Y. Corby Mgmt For For 1J Election of Director: Adam J. Gutstein Mgmt For For (term effective October 1, 2018 2 Approve, on an advisory, non-binding basis, Mgmt For For the compensation of the Company's named executive officers. 3 Approve the amended and restated 2006 Stock Mgmt For For Incentive Plan, including an increase in the share reserve of 1,035,000 shares. 4 Ratify the appointment of Ernst & Young LLP Mgmt For For as the independent registered public accounting firm for the fiscal year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- INTERDIGITAL, INC. Agenda Number: 935001569 -------------------------------------------------------------------------------------------------------------------------- Security: 45867G101 Meeting Type: Annual Meeting Date: 12-Jun-2019 Ticker: IDCC ISIN: US45867G1013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Joan H. Gillman Mgmt For For 1b. Election of Director: S. Douglas Hutcheson Mgmt For For 1c. Election of Director: John A. Kritzmacher Mgmt For For 1d. Election of Director: John D. Markley, Jr. Mgmt For For 1e. Election of Director: William J. Merritt Mgmt For For 1f. Election of Director: Jean F. Rankin Mgmt For For 1g. Election of Director: Philip P. Trahanas Mgmt For For 2. Advisory resolution to approve executive Mgmt For For compensation. 3. Ratification of PricewaterhouseCoopers LLP Mgmt For For as the independent registered public accounting firm of InterDigital, Inc. for the year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- INVESTORS REAL ESTATE TRUST Agenda Number: 935018211 -------------------------------------------------------------------------------------------------------------------------- Security: 461730509 Meeting Type: Annual Meeting Date: 13-Jun-2019 Ticker: IRET ISIN: US4617305093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A Election of Director: Jeffrey P. Caira Mgmt For For 1B Election of Director: Michael T. Dance Mgmt For For 1C Election of Director: Mark O. Decker, Jr. Mgmt For For 1D Election of Director: Emily Nagle Green Mgmt For For 1E Election of Director: Linda J. Hall Mgmt For For 1F Election of Director: Terrance P. Maxwell Mgmt For For 1G Election of Director: John A. Schissel Mgmt For For 1H Election of Director: Mary J. Twinem Mgmt For For 2 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 3 RATIFICATION OF SELECTION OF GRANT THORNTON Mgmt For For LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2019. -------------------------------------------------------------------------------------------------------------------------- ISTAR INC. Agenda Number: 934972349 -------------------------------------------------------------------------------------------------------------------------- Security: 45031U101 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: STAR ISIN: US45031U1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jay Sugarman Mgmt For For Clifford De Souza Mgmt For For Robert W. Holman, Jr Mgmt For For Robin Josephs Mgmt For For Richard Lieb Mgmt For For Barry W. Ridings Mgmt For For 2. Say on Pay - A non-binding advisory vote Mgmt For For approving executive compensation 3. Approval of amendments to iStar Inc. 2009 Mgmt For For long-term incentive plan 4. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019 -------------------------------------------------------------------------------------------------------------------------- ITURAN LOCATION AND CONTROL LTD. Agenda Number: 934901213 -------------------------------------------------------------------------------------------------------------------------- Security: M6158M104 Meeting Type: Annual Meeting Date: 12-Dec-2018 Ticker: ITRN ISIN: IL0010818685 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To appoint Fahn Kanne & co. as the Mgmt For For Company's independent auditors for the fiscal year 2018 and until the close of the next Shareholders' Annual General Meeting. The Audit Committee of the Company is hereby authorized to determine the compensation of the auditors. 2.1 Election of Class C Director: Izzy Mgmt For For Sheratzky 2.2 Election of Class C Director: Gil Sheratzky Mgmt For For 2.3 Election of Class C Director: Ze'ev Koren Mgmt For For (Independent Director) -------------------------------------------------------------------------------------------------------------------------- KORN/FERRY INTERNATIONAL Agenda Number: 934866786 -------------------------------------------------------------------------------------------------------------------------- Security: 500643200 Meeting Type: Annual Meeting Date: 26-Sep-2018 Ticker: KFY ISIN: US5006432000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Doyle N. Beneby Mgmt For For 1B. Election of Director: Gary D. Burnison Mgmt For For 1C. Election of Director: William R. Floyd Mgmt For For 1D. Election of Director: Christina A. Gold Mgmt For For 1E. Election of Director: Jerry P. Leamon Mgmt For For 1F. Election of Director: Angel R. Martinez Mgmt For For 1G. Election of Director: Debra J. Perry Mgmt For For 1H. Election of Director: George T. Shaheen Mgmt For For 2. Advisory (non-binding) resolution to Mgmt For For approve the Company's executive compensation. 3. Appointment of Ernst & Young LLP as the Mgmt For For Company's independent registered public accounting firm for Company's 2019 fiscal year 4. Approve amendments to the Company's Mgmt For For Restated Certificate of Incorporation to allow holders of 25% of outstanding shares to call special stockholder meetings. 5. Stockholder proposal requesting amendments Shr Against For to allow holders of 10% of outstanding shares to call special stockholder meetings, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- LANCASTER COLONY CORPORATION Agenda Number: 934882867 -------------------------------------------------------------------------------------------------------------------------- Security: 513847103 Meeting Type: Annual Meeting Date: 14-Nov-2018 Ticker: LANC ISIN: US5138471033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Neeli Bendapudi Mgmt For For William H. Carter Mgmt For For Michael H. Keown Mgmt For For 2. To approve, by non-binding vote, the Mgmt For For compensation of the Corporation's named executive officers. 3. To ratify the selection of Deloitte & Mgmt For For Touche LLP as the Corporation's independent registered public accounting firm for the year ending June 30, 2019. -------------------------------------------------------------------------------------------------------------------------- LIMONEIRA COMPANY Agenda Number: 934930365 -------------------------------------------------------------------------------------------------------------------------- Security: 532746104 Meeting Type: Annual Meeting Date: 26-Mar-2019 Ticker: LMNR ISIN: US5327461043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Gordon E. Kimball Mgmt For For Scott S. Slater Mgmt For For 2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP as independent registered public accounting firm of Limoneira Company for the fiscal year ending October 31, 2019. 3. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- MARCUS & MILLICHAP, INC. Agenda Number: 934953882 -------------------------------------------------------------------------------------------------------------------------- Security: 566324109 Meeting Type: Annual Meeting Date: 02-May-2019 Ticker: MMI ISIN: US5663241090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR George M. Marcus Mgmt For For George T. Shaheen Mgmt For For Don C. Watters Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. 3. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers as disclosed in the proxy statement. 4. To indicate, on an advisory basis, the Mgmt 1 Year For preferred frequency of stockholder advisory votes on the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- MATERION CORPORATION Agenda Number: 934947740 -------------------------------------------------------------------------------------------------------------------------- Security: 576690101 Meeting Type: Annual Meeting Date: 08-May-2019 Ticker: MTRN ISIN: US5766901012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Vinod M. Khilnani Mgmt For For Robert J. Phillippy Mgmt For For Patrick Prevost Mgmt For For N. Mohan Reddy Mgmt For For Craig S. Shular Mgmt For For Darlene J.S. Solomon Mgmt For For Robert B. Toth Mgmt For For Jugal K. Vijayvargiya Mgmt For For Geoffrey Wild Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the independent registered public accounting firm of the Company. 3. To approve, by non-binding vote, named Mgmt For For executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- MCBC HLDGS INC Agenda Number: 934879175 -------------------------------------------------------------------------------------------------------------------------- Security: 55276F107 Meeting Type: Annual Meeting Date: 23-Oct-2018 Ticker: MCFT ISIN: US55276F1075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Terry McNew Mgmt For For Frederick A. Brightbill Mgmt For For W. Patrick Battle Mgmt For For 2. Ratify the appointment of BDO USA, LLP as Mgmt For For our independent registered public accounting firm for fiscal year 2019 -------------------------------------------------------------------------------------------------------------------------- MEDNAX, INC. Agenda Number: 934964520 -------------------------------------------------------------------------------------------------------------------------- Security: 58502B106 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: MD ISIN: US58502B1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Cesar L. Alvarez Mgmt For For Karey D. Barker Mgmt For For Waldemar A. Carlo, M.D. Mgmt For For Michael B. Fernandez Mgmt For For Paul G. Gabos Mgmt For For P. J. Goldschmidt, M.D. Mgmt For For Manuel Kadre Mgmt For For Roger J. Medel, M.D. Mgmt For For Carlos A. Migoya Mgmt For For Michael A. Rucker Mgmt For For Enrique J. Sosa, Ph.D. Mgmt For For 2. Proposal to ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2019 fiscal year. 3. Proposal to approve, by non-binding Mgmt For For advisory vote, the compensation of our named executive officers. 4. Proposal to approve the amendment and Mgmt For For restatement of the Mednax, Inc. Amended and Restated 2008 Incentive Compensation plan, as amended. -------------------------------------------------------------------------------------------------------------------------- MERITOR, INC. Agenda Number: 934910666 -------------------------------------------------------------------------------------------------------------------------- Security: 59001K100 Meeting Type: Annual Meeting Date: 24-Jan-2019 Ticker: MTOR ISIN: US59001K1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Ivor J. Evans Mgmt For For William R. Newlin Mgmt For For Thomas L. Pajonas Mgmt For For 2 To approve, on an advisory basis, the Mgmt For For compensation of the named executive officers as disclosed in the proxy statement. 3 To consider and vote upon a proposal to Mgmt For For approve the selection by the Audit Committee of the Board of Directors of the firm of Deloitte & Touche LLP as auditors of the Company. 4 To consider and vote upon amendments to the Mgmt For For Company's Amended and Restated Articles of Incorporation to declassify the Board of Directors. 5 To consider and vote upon amendments to the Mgmt For For Company's Amended and Restated Articles of Incorporation to allow shareholders to amend the Company's Amended and Restated By-Laws. -------------------------------------------------------------------------------------------------------------------------- MIMECAST LIMITED Agenda Number: 934882817 -------------------------------------------------------------------------------------------------------------------------- Security: G14838109 Meeting Type: Annual Meeting Date: 04-Oct-2018 Ticker: MIME ISIN: GB00BYT5JK65 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To re-elect Peter Bauer as a Class III Mgmt For For director of the Company. 2. To re-elect Jeffrey Lieberman as a Class Mgmt For For III director of the Company. 3. To re-elect Hagi Schwartz as a Class III Mgmt For For director of the Company. 4. To appoint Ernst & Young LLP in the United Mgmt For For Kingdom as our independent auditors. 5. To authorise the Board of Directors of the Mgmt For For Company to determine the remuneration of the auditors. 6. To receive the Company's accounts for the Mgmt For For year ended March 31, 2018 together with the directors' report and the auditors' report on those accounts. 7. Non-binding advisory vote to approve the Mgmt For For compensation of the named executive officers. 8. Non-binding advisory vote on the frequency Mgmt 1 Year For of future advisory votes to approve the compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- MONOTYPE IMAGING HOLDINGS INC. Agenda Number: 934983734 -------------------------------------------------------------------------------------------------------------------------- Security: 61022P100 Meeting Type: Annual Meeting Date: 02-May-2019 Ticker: TYPE ISIN: US61022P1003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Director: Gay W. Gaddis Mgmt For For 1.2 Election of Class I Director: Roger J. Mgmt For For Heinen, Jr. 1.3 Election of Class I Director: Denise F. Mgmt For For Warren 2. An advisory approval of the Company's Mgmt For For executive compensation. 3. Ratify Deloitte & Touche, LLP as the Mgmt For For Company's independent registered public accounting firm for the year ending December 31, 2019 -------------------------------------------------------------------------------------------------------------------------- MOVADO GROUP, INC. Agenda Number: 935024238 -------------------------------------------------------------------------------------------------------------------------- Security: 624580106 Meeting Type: Annual Meeting Date: 20-Jun-2019 Ticker: MOV ISIN: US6245801062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Peter A. Bridgman Mgmt For For Richard Cot? Mgmt For For Alex Grinberg Mgmt For For Efraim Grinberg Mgmt For For Alan H. Howard Mgmt For For Richard Isserman Mgmt For For Ann Kirschner Mgmt For For Nathan Leventhal Mgmt For For Maurice Reznik Mgmt For For Stephen Sadove Mgmt For For 2. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 31, 2020. 3. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers, as described in the proxy statement under "Executive Compensation". -------------------------------------------------------------------------------------------------------------------------- NATIONAL HEALTH INVESTORS, INC. Agenda Number: 934947687 -------------------------------------------------------------------------------------------------------------------------- Security: 63633D104 Meeting Type: Annual Meeting Date: 03-May-2019 Ticker: NHI ISIN: US63633D1046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: James R. Jobe Mgmt For For 2. Approve the 2019 Stock Incentive Plan. Mgmt For For 3. Approve the advisory resolution approving Mgmt For For the compensation of the named executive officers as disclosed in the accompanying proxy statement. 4. Ratify the audit committee's selection of Mgmt For For BDO USA, LLP as independent registered public accounting firm for year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- NEENAH, INC. Agenda Number: 934986057 -------------------------------------------------------------------------------------------------------------------------- Security: 640079109 Meeting Type: Annual Meeting Date: 22-May-2019 Ticker: NP ISIN: US6400791090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class III Director: Timothy S. Mgmt For For Lucas 1b. Election of Class III Director: Tony R. Mgmt For For Thene 2. Proposal to approve an advisory vote on the Mgmt For For Company's executive compensation. 3. Proposal to ratify Deloitte & Touche LLP as Mgmt For For the independent registered public accounting firm of Neenah, Inc. for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- NEOGEN CORPORATION Agenda Number: 934872210 -------------------------------------------------------------------------------------------------------------------------- Security: 640491106 Meeting Type: Annual Meeting Date: 04-Oct-2018 Ticker: NEOG ISIN: US6404911066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR James C. Borel Mgmt For For Ronald D. Green, Ph.D Mgmt For For Darci L. Vetter Mgmt For For 2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. 3. TO APPROVE THE ESTABLISHMENT OF THE NEOGEN Mgmt For For CORPORATION 2018 OMNIBUS INCENTIVE PLAN. 4. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 5. RATIFICATION OF APPOINTMENT OF BDO USA LLP Mgmt For For AS THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM. -------------------------------------------------------------------------------------------------------------------------- NEW MEDIA INVESTMENT GROUP INC. Agenda Number: 934991969 -------------------------------------------------------------------------------------------------------------------------- Security: 64704V106 Meeting Type: Annual Meeting Date: 23-May-2019 Ticker: NEWM ISIN: US64704V1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Theodore P. Janulis Mgmt For For Michael E. Reed Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 29, 2019. 3. Approval, on an advisory basis, of Mgmt For For executive compensation. 4. Vote on the stockholder proposal requesting Shr For "majority voting" in uncontested elections of directors. -------------------------------------------------------------------------------------------------------------------------- NORTHWEST PIPE COMPANY Agenda Number: 935010051 -------------------------------------------------------------------------------------------------------------------------- Security: 667746101 Meeting Type: Annual Meeting Date: 20-Jun-2019 Ticker: NWPX ISIN: US6677461013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael Franson Mgmt For For 2. Advisory Vote on Executive Compensation. Mgmt For For 3. Ratification of appointment of Moss Adams Mgmt For For LLP as the Company's independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- NORTHWESTERN CORPORATION Agenda Number: 934937004 -------------------------------------------------------------------------------------------------------------------------- Security: 668074305 Meeting Type: Annual Meeting Date: 24-Apr-2019 Ticker: NWE ISIN: US6680743050 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Stephen P. Adik Mgmt For For Anthony T. Clark Mgmt For For Dana J. Dykhouse Mgmt For For Jan R. Horsfall Mgmt For For Britt E. Ide Mgmt For For Julia L. Johnson Mgmt For For Robert C. Rowe Mgmt For For Linda G. Sullivan Mgmt For For 2 Ratification of Deloitte & Touche LLP as Mgmt For For the independent registered public accounting firm for 2019. 3 Advisory vote to approve named executive Mgmt For For officer compensation. 4 Transaction of any other matters and Mgmt For For business as may properly come before the annual meeting or any postponement or adjournment of the annual meeting. -------------------------------------------------------------------------------------------------------------------------- OFFICE PROPERTIES INCOME TRUST Agenda Number: 934978531 -------------------------------------------------------------------------------------------------------------------------- Security: 67623C109 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: OPI ISIN: US67623C1099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Trustee: Barbara D. Gilmore Mgmt For For (for Independent Trustee in Class I) 1.2 Election of Trustee: John L. Harrington Mgmt For For (for Independent Trustee in Class I) 1.3 Election of Trustee: Adam D. Portnoy (for Mgmt For For Managing Trustee in Class I) 2. Advisory vote to approve executive Mgmt For For compensation. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as independent auditors to serve for the 2019 fiscal year. 4. Approval of an amendment to the Office Mgmt For For Properties Income Trust 2009 Incentive Share Award Plan, as amended. -------------------------------------------------------------------------------------------------------------------------- ONE LIBERTY PROPERTIES, INC. Agenda Number: 935012497 -------------------------------------------------------------------------------------------------------------------------- Security: 682406103 Meeting Type: Annual Meeting Date: 13-Jun-2019 Ticker: OLP ISIN: US6824061039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jeffrey A. Gould Mgmt For For 1B. Election of Director: Matthew J. Gould Mgmt For For 1C. Election of Director: J. Robert Lovejoy Mgmt For For 2. Approve the Company's 2019 Incentive Plan. Mgmt For For 3. Ratify the appointment of Ernst & Young LLP Mgmt For For as our independent registered public accounting firm for the year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- OPUS BANK Agenda Number: 934939286 -------------------------------------------------------------------------------------------------------------------------- Security: 684000102 Meeting Type: Annual Meeting Date: 25-Apr-2019 Ticker: OPB ISIN: US6840001027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Paul G. Greig* Mgmt For For Michael L. Meyer* Mgmt For For David King* Mgmt For For Marsha Cameron# Mgmt For For 2. Proposal to ratify the appointment of RSM Mgmt For For US LLP as Opus Bank's independent auditor for the fiscal year ended December 31, 2019 -------------------------------------------------------------------------------------------------------------------------- ORBOTECH LTD. Agenda Number: 934849843 -------------------------------------------------------------------------------------------------------------------------- Security: M75253100 Meeting Type: Special Meeting Date: 12-Jul-2018 Ticker: ORBK ISIN: IL0010823388 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE AND ADOPT (I) THE AGREEMENT AND Mgmt For For PLAN OF MERGER DATED MARCH 18, 2018, AS AMENDED (THE "MERGER AGREEMENT"), AMONG KLA-TENCOR CORPORATION ("KLA-TENCOR"), TIBURON MERGER SUB TECHNOLOGIES LTD. ("MERGER SUB") AND THE COMPANY; (II) THE MERGER OF MERGER SUB WITH AND INTO THE COMPANY (THE "MERGER") ON THE TERMS AND SUBJECT TO THE CONDITIONS SET FORTH IN THE MERGER AGREEMENT AND IN ACCORDANCE WITH THE PROVISIONS OF SECTIONS 314-327 OF THE ISRAELI COMPANIES LAW, 1999 AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER. 1a. Are you KLA-Tencor, Merger Sub, or a KLA Mgmt Against Related Person (as such term is defined in the Proxy Statement) with respect to the item listed above? If you have not marked "NO" on the proxy (or in your electronic submission), thereby confirming you are not KLA-Tencor, Merger Sub, or a KLA Related Person, your vote will not be counted for purposes of the Merger Majority (as such term is defined in the Proxy Statement). Mark "for" = yes or "against" = no. -------------------------------------------------------------------------------------------------------------------------- ORTHOFIX INTERNATIONAL N.V. Agenda Number: 934844247 -------------------------------------------------------------------------------------------------------------------------- Security: N6748L102 Meeting Type: Annual Meeting Date: 17-Jul-2018 Ticker: OFIX ISIN: ANN6748L1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Adoption of the proposed domestication Mgmt For For resolution to change the jurisdiction of organization of the Company from Curacao to the State of Delaware. 2. DIRECTOR Luke Faulstick Mgmt For For James F. Hinrichs Mgmt For For Alexis V. Lukianov Mgmt For For Lilly Marks Mgmt For For Bradley R. Mason Mgmt For For Ronald Matricaria Mgmt For For Michael E. Paolucci Mgmt For For Maria Sainz Mgmt For For John Sicard Mgmt For For 3. Approval of the consolidated balance sheet Mgmt For For and consolidated statement of operations at and for the fiscal year ended December 31, 2017. 4. Advisory vote on compensation of named Mgmt For For executive officers. 5. Approval of an amendment and restatement of Mgmt For For the 2012 Long-Term Incentive Plan to, among other things, increase the number of authorized shares. 6. Approval of an amendment to the Second Mgmt For For Amended and Restated Stock Purchase Plan to increase the number of shares subject to awards. 7. Ratification of the selection of Ernst & Mgmt For For Young LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- PENNANTPARK INVESTMENT CORPORATION Agenda Number: 934913737 -------------------------------------------------------------------------------------------------------------------------- Security: 708062104 Meeting Type: Annual Meeting Date: 05-Feb-2019 Ticker: PNNT ISIN: US7080621045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Arthur H. Penn Mgmt For For 2. To ratify the selection of RSM US LLP to Mgmt For For serve as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2019. 3. To approve of the Company immediately Mgmt For For becoming subject to a minimum asset coverage ratio of at least 150%, permitting the Company (without giving effect to any exempt relieve with respect to Small Business Administration debentures) to double its amount of debt incurrence earlier than the current effective date of November 13, 2019, pursuant to the Small Business Credit Availability Act. -------------------------------------------------------------------------------------------------------------------------- PENNYMAC MORTGAGE INVESTMENT TRUST Agenda Number: 934999256 -------------------------------------------------------------------------------------------------------------------------- Security: 70931T103 Meeting Type: Annual Meeting Date: 05-Jun-2019 Ticker: PMT ISIN: US70931T1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class I Trustee: Scott W. Mgmt For For Carnahan 1b. Election of Class I Trustee: Marianne Mgmt For For Sullivan 1c. Election of Class I Trustee: Frank P. Mgmt For For Willey 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. 3. To approve, by non-binding vote, our Mgmt For For executive compensation. 4. To approve the PennyMac Mortgage Investment Mgmt For For Trust 2019 Equity Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- PHIBRO ANIMAL HEALTH CORPORATION Agenda Number: 934879694 -------------------------------------------------------------------------------------------------------------------------- Security: 71742Q106 Meeting Type: Annual Meeting Date: 05-Nov-2018 Ticker: PAHC ISIN: US71742Q1067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Gerald K. Carlson Mgmt For For Mary Lou Malanoski Mgmt For For Carol A. Wrenn Mgmt For For 2. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2019. -------------------------------------------------------------------------------------------------------------------------- PLAYA HOTELS & RESORTS N V Agenda Number: 935009971 -------------------------------------------------------------------------------------------------------------------------- Security: N70544106 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: PLYA ISIN: NL0012170237 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of an Amendment to the Company's Mgmt For For 2017 Omnibus Incentive plan 2a. Election of Director: Bruce D. Wardinski Mgmt For For 2b. Election of Director: Richard B. Fried Mgmt For For 2c. Election of Director: Gloria Guevara Mgmt Against Against 2d. Election of Director: Charles Floyd Mgmt For For 2e. Election of Director: Daniel J. Hirsch Mgmt For For 2f. Election of Director: Hal Stanley Jones Mgmt For For 2g. Election of Director: Thomas Klein Mgmt For For 2h. Election of Director: Elizabeth Lieberman Mgmt For For 2i. Election of Director: Karl Peterson Mgmt For For 2j. Election of Director: Arturo Sarukhan Mgmt For For 2k. Election of Director: Christopher W. Zacca Mgmt For For 2l. Election of Director: Richard O. Byles Mgmt For For 3. Adoption of the Company's Dutch Statutory Mgmt For For Annual Accounts for the fiscal year ended December 31, 2018 4. Ratification of the Selection of Deloitte & Mgmt For For Touche LLP as the Company's independent registered accounting firm for the fiscal year ending December 31, 2019 5. Instruction to Deloitte Accountants B.V. Mgmt For For for the audit of the Company's Dutch Statutory Annual Accounts for the fiscal year ending December 31, 2019 6. Discharge of the Company's directors from Mgmt For For liability with respect to the performance of their duties during the fiscal year ended December 31, 2018 7. Authorization of the Board to acquire Mgmt For For shares (and depositary receipts for shares) in the capital of the Company -------------------------------------------------------------------------------------------------------------------------- PNM RESOURCES, INC. Agenda Number: 934985839 -------------------------------------------------------------------------------------------------------------------------- Security: 69349H107 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: PNM ISIN: US69349H1077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Vicky A. Bailey Mgmt For For 1b. Election of Director: Norman P. Becker Mgmt For For 1c. Election of Director: Patricia K. Collawn Mgmt For For 1d. Election of Director: E. Renae Conley Mgmt For For 1e. Election of Director: Alan J. Fohrer Mgmt For For 1f. Election of Director: Sidney M. Gutierrez Mgmt For For 1g. Election of Director: James A. Hughes Mgmt For For 1h. Election of Director: Maureen T. Mullarkey Mgmt For For 1i. Election of Director: Donald K. Schwanz Mgmt For For 1j. Election of Director: Bruce W. Wilkinson Mgmt For For 2. Ratify the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for 2019. 3. Approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 4. Publish a report on coal combustion Shr For Against residual matters at San Juan Generating Station. -------------------------------------------------------------------------------------------------------------------------- PORTLAND GENERAL ELECTRIC CO Agenda Number: 934939159 -------------------------------------------------------------------------------------------------------------------------- Security: 736508847 Meeting Type: Annual Meeting Date: 24-Apr-2019 Ticker: POR ISIN: US7365088472 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: John W. Ballantine Mgmt For For 1b. Election of Director: Rodney L. Brown, Jr. Mgmt For For 1c. Election of Director: Jack E. Davis Mgmt For For 1d. Election of Director: Kirby A. Dyess Mgmt For For 1e. Election of Director: Mark B. Ganz Mgmt For For 1f. Election of Director: Kathryn J. Jackson Mgmt For For 1g. Election of Director: Michael H. Millegan Mgmt For For 1h. Election of Director: Neil J. Nelson Mgmt For For 1i. Election of Director: M. Lee Pelton Mgmt For For 1j. Election of Director: Maria M. Pope Mgmt For For 1k. Election of Director: Charles W. Shivery Mgmt For For 2. To ratify the appointment of Deloitte and Mgmt For For Touche LLP as the Company's independent registered public accounting firm for the fiscal year 2019. 3. To approve, by a non-binding vote, the Mgmt For For compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- POTBELLY CORPORATION Agenda Number: 934974420 -------------------------------------------------------------------------------------------------------------------------- Security: 73754Y100 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: PBPB ISIN: US73754Y1001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Joe Boehm Mgmt For For Susan Chapman-Hughes Mgmt For For Sue Collyns Mgmt For For Dan Ginsberg Mgmt For For Marla Gottschalk Mgmt For For Alan Johnson Mgmt For For Ben Rosenzweig Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 29, 2019. 3. A non-binding, advisory vote on a Mgmt For For resolution to approve the 2018 compensation of the Company's named executive officers. 4. A non-binding, advisory vote on the Mgmt 1 Year For frequency of future advisory votes to approve named executive officer compensation. 5. Approval of the Potbelly Corporation 2019 Mgmt For For Long-Term Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- PREFERRED BANK Agenda Number: 935008878 -------------------------------------------------------------------------------------------------------------------------- Security: 740367404 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: PFBC ISIN: US7403674044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR William C.Y. Cheng Mgmt For For Chih-Wei Wu Mgmt For For Wayne Wu Mgmt For For Shirley Wang Mgmt For For 2. Advisory vote approving the compensation of Mgmt For For Preferred Bank's named executive officers (Say-on-Pay). 3. Advisory vote setting the frequency of the Mgmt 3 Years For Say on Pay vote. 4. Approval and authorization of the Share Mgmt For For Repurchase Authority, including, without limitation, the repurchase of shares authorized by the Board of Directors on December 5, 2018, pursuant to which Preferred Bank may, from time to time, purchase shares of its common stock for an aggregate purchase price not to exceed $30 million. 5. Ratification of the appointment of Crowe Mgmt For For LLP as independent registered public accountants for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- PROVIDENT FINANCIAL SERVICES, INC. Agenda Number: 934943300 -------------------------------------------------------------------------------------------------------------------------- Security: 74386T105 Meeting Type: Annual Meeting Date: 25-Apr-2019 Ticker: PFS ISIN: US74386T1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Thomas W. Berry Mgmt For For James P. Dunigan Mgmt For For Frank L. Fekete Mgmt For For Matthew K. Harding Mgmt For For 2. The approval (non-binding) of executive Mgmt For For compensation. 3. The approval of the 2019 Long-Term Equity Mgmt For For Incentive Plan. 4. The ratification of the appointment of KPMG Mgmt For For LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- QCR HOLDINGS, INC. Agenda Number: 934979850 -------------------------------------------------------------------------------------------------------------------------- Security: 74727A104 Meeting Type: Annual Meeting Date: 23-May-2019 Ticker: QCRH ISIN: US74727A1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Patrick S. Baird Mgmt For For Larry J. Helling Mgmt For For Mark C. Kilmer Mgmt For For 2. To approve, in a non-binding, advisory Mgmt For For vote, the compensation of certain executive officers which is referred to as a "say-on-pay" proposal. 3. To ratify the appointment of RSM US LLP as Mgmt For For QCR Holdings' independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- REDWOOD TRUST, INC. Agenda Number: 934969621 -------------------------------------------------------------------------------------------------------------------------- Security: 758075402 Meeting Type: Annual Meeting Date: 15-May-2019 Ticker: RWT ISIN: US7580754023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Richard D. Baum Mgmt For For 1.2 Election of Director: Christopher J. Abate Mgmt For For 1.3 Election of Director: Mariann Byerwalter Mgmt For For 1.4 Election of Director: Douglas B. Hansen Mgmt For For 1.5 Election of Director: Debora D. Horvath Mgmt For For 1.6 Election of Director: Greg H. Kubicek Mgmt For For 1.7 Election of Director: Fred J. Matera Mgmt For For 1.8 Election of Director: Jeffrey T. Pero Mgmt For For 1.9 Election of Director: Georganne C. Proctor Mgmt For For 2. Ratification of the appointment of Grant Mgmt For For Thornton LLP as the Company's independent registered public accounting firm for 2019. 3. Non-binding advisory resolution to approve Mgmt For For named executive officer compensation. 4. To vote to amend our charter to increase Mgmt For For the number of shares authorized for issuance. 5. To vote to approve the amendment of the Mgmt For For 2002 Employee Stock Purchase Plan to increase the number of shares authorized for issuance. -------------------------------------------------------------------------------------------------------------------------- RUTH'S HOSPITALITY GROUP, INC. Agenda Number: 934991337 -------------------------------------------------------------------------------------------------------------------------- Security: 783332109 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: RUTH ISIN: US7833321091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Michael P. O'Donnell Mgmt For For 1b. Election of Director: Robin P. Selati Mgmt For For 1c. Election of Director: Giannella Alvarez Mgmt For For 1d. Election of Director: Mary L. Baglivo Mgmt For For 1e. Election of Director: Carla R. Cooper Mgmt For For 1f. Election of Director: Cheryl J. Henry Mgmt For For 1g. Election of Director: Stephen M. King Mgmt For For 1h. Election of Director: Marie L. Perry Mgmt For For 2. Approval of the advisory resolution on the Mgmt For For compensation of the Company's named executive officers. 3. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for fiscal year 2019. -------------------------------------------------------------------------------------------------------------------------- SAUL CENTERS, INC. Agenda Number: 934952373 -------------------------------------------------------------------------------------------------------------------------- Security: 804395101 Meeting Type: Annual Meeting Date: 03-May-2019 Ticker: BFS ISIN: US8043951016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR George P. Clancy, Jr. Mgmt For For J. Page Lansdale Mgmt For For Andrew M. Saul II Mgmt For For 2. Ratification of Appointment of Deloitte & Mgmt For For Touche LLP as the Company's Independent Registered Public Accounting Firm for 2019. 3. Amendment of 2004 Stock Plan. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- SENSIENT TECHNOLOGIES CORPORATION Agenda Number: 934937939 -------------------------------------------------------------------------------------------------------------------------- Security: 81725T100 Meeting Type: Annual Meeting Date: 25-Apr-2019 Ticker: SXT ISIN: US81725T1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Hank Brown Mgmt For For 1b. Election of Director: Joseph Carleone Mgmt For For 1c. Election of Director: Edward H. Cichurski Mgmt For For 1d. Election of Director: Mario Ferruzzi Mgmt For For 1e. Election of Director: Donald W. Landry Mgmt For For 1f. Election of Director: Paul Manning Mgmt For For 1g. Election of Director: Deborah Mgmt For For McKeithan-Gebhardt 1h. Election of Director: Scott C. Morrison Mgmt For For 1i. Election of Director: Elaine R. Wedral Mgmt For For 1j. Election of Director: Essie Whitelaw Mgmt For For 2. Proposal to approve the compensation paid Mgmt For For to Sensient's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables, and narrative discussion in the accompanying proxy statement. 3. Proposal to ratify the appointment of Ernst Mgmt For For & Young LLP, certified public accountants, as the independent auditors of Sensient for 2019. -------------------------------------------------------------------------------------------------------------------------- SKYWEST, INC. Agenda Number: 934954769 -------------------------------------------------------------------------------------------------------------------------- Security: 830879102 Meeting Type: Annual Meeting Date: 07-May-2019 Ticker: SKYW ISIN: US8308791024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jerry C. Atkin Mgmt For For W. Steve Albrecht Mgmt For For Russell A. Childs Mgmt For For Henry J. Eyring Mgmt For For Meredith S. Madden Mgmt For For Ronald J. Mittelstaedt Mgmt For For Andrew C. Roberts Mgmt For For Keith E. Smith Mgmt For For Steven F. Udvar-Hazy Mgmt For For James L. Welch Mgmt For For 2. To consider and vote upon, on an advisory Mgmt For For basis, the compensation of the Company's named executive officers. 3. To approve the Skywest, Inc. 2019 Long-Term Mgmt For For Incentive Plan. 4. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- SOUTHWEST GAS HOLDINGS, INC. Agenda Number: 934950040 -------------------------------------------------------------------------------------------------------------------------- Security: 844895102 Meeting Type: Annual Meeting Date: 02-May-2019 Ticker: SWX ISIN: US8448951025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert L. Boughner Mgmt For For Jos? A. C?rdenas Mgmt For For Thomas E. Chestnut Mgmt For For Stephen C. Comer Mgmt For For John P. Hester Mgmt For For Jane Lewis-Raymond Mgmt For For Anne L. Mariucci Mgmt For For Michael J. Melarkey Mgmt For For A. Randall Thoman Mgmt For For Thomas A. Thomas Mgmt For For Leslie T. Thornton Mgmt For For 2. To APPROVE an increase in the authorized Mgmt For For shares of Company Common Stock from 60,000,000 to 120,000,000. 3. To APPROVE the Company's reincorporation Mgmt For For from California to Delaware. 4. To APPROVE, on an advisory basis, the Mgmt For For Company's executive compensation. 5. To RATIFY the selection of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for fiscal year 2019. 6. To APPROVE the adjournment of the Annual Mgmt For For Meeting, if necessary, to solicit additional proxies in the event that there are not sufficient votes at the time of the Annual Meeting to approve Proposal 2 or Proposal 3. -------------------------------------------------------------------------------------------------------------------------- SP PLUS CORPORATION Agenda Number: 934986259 -------------------------------------------------------------------------------------------------------------------------- Security: 78469C103 Meeting Type: Annual Meeting Date: 08-May-2019 Ticker: SP ISIN: US78469C1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR G Marc Baumann Mgmt For For Karen M. Garrison Mgmt For For Alice M. Peterson Mgmt For For Gregory A. Reid Mgmt For For Wyman T. Roberts Mgmt For For Douglas R. Waggoner Mgmt For For 2. To consider an advisory vote on the 2018 Mgmt For For compensation of our named executive officers. 3. To appoint Ernst & Young LLP as our Mgmt For For independent registered public accounting firm for fiscal year 2019. -------------------------------------------------------------------------------------------------------------------------- SPROUTS FARMERS MARKET, INC. Agenda Number: 934940479 -------------------------------------------------------------------------------------------------------------------------- Security: 85208M102 Meeting Type: Annual Meeting Date: 30-Apr-2019 Ticker: SFM ISIN: US85208M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kristen E. Blum Mgmt For For Shon A. Boney Mgmt For For 2. To vote on a non-binding advisory Mgmt For For resolution to approve the compensation paid to our named executive officers for fiscal 2018 ("say-on-pay"). 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 29, 2019. -------------------------------------------------------------------------------------------------------------------------- STEVEN MADDEN, LTD. Agenda Number: 934977111 -------------------------------------------------------------------------------------------------------------------------- Security: 556269108 Meeting Type: Annual Meeting Date: 24-May-2019 Ticker: SHOO ISIN: US5562691080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Edward R. Rosenfeld Mgmt For For Mitchell S. Klipper Mgmt For For Rose Peabody Lynch Mgmt For For Peter Migliorini Mgmt For For Richard P. Randall Mgmt For For Ravi Sachdev Mgmt For For Thomas H. Schwartz Mgmt For For Robert Smith Mgmt For For Amelia Newton Varela Mgmt For For 2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF AUTHORIZED SHARES OF THE COMPANY'S COMMON STOCK, $0.0001 PAR VALUE, FROM 135,000,000 SHARES TO 245,000,000 SHARES. 3. TO APPROVE THE STEVEN MADDEN, LTD. 2019 Mgmt For For INCENTIVE COMPENSATION PLAN. 4. TO RATIFY THE APPOINTMENT OF EISNERAMPER Mgmt For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2019. 5. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For THE EXECUTIVE COMPENSATION DESCRIBED IN THE STEVEN MADDEN, LTD. PROXY STATEMENT. 6. TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr For Against PROPOSAL, IF PROPERLY PRESENTED, REGARDING A HUMAN RIGHTS RISK ASSESSMENT REPORT. -------------------------------------------------------------------------------------------------------------------------- TARO PHARMACEUTICAL INDUSTRIES LTD. Agenda Number: 934905158 -------------------------------------------------------------------------------------------------------------------------- Security: M8737E108 Meeting Type: Annual Meeting Date: 19-Dec-2018 Ticker: TARO ISIN: IL0010827181 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To re-appoint Ziv Haft Certified Public Mgmt For For Accountants (Israel), a BDO member firm, as the Company's independent auditors and to authorize their remuneration. 2. To approve the Company's compensation Mgmt For For policy ("Compensation Policy for Officer Holders") in accordance with the requirements of the Israeli Companies Law 5759-1999 (the "Companies Law"). 2a. By checking the box marked "FOR," the Mgmt For undersigned hereby confirms that he, she, or it is not a "controlling shareholder" (under the Companies Law, as described in the Proxy Statement) and does not have a conflict of interest (referred to as a "personal interest" under the Companies Law, as described in the Proxy Statement) in the approval of Proposal 2. If the undersigned or a related party of the undersigned is a controlling shareholder or has such a conflict of interest, check the box "AGAINST." [THIS ITEM MUST BE COMPLETED] 3a. To re-elect to the Board of Directors to Mgmt For For serve for a one-year term: Dilip Shanghvi 3b. To re-elect to the Board of Directors to Mgmt For For serve for a one-year term: Abhay Gandhi 3c. To re-elect to the Board of Directors to Mgmt For For serve for a one-year term: Sudhir Valia 3d. To re-elect to the Board of Directors to Mgmt For For serve for a one-year term: Uday Baldota 3e. To re-elect to the Board of Directors to Mgmt For For serve for a one-year term: James Kedrowski 3f. To re-elect to the Board of Directors to Mgmt For For serve for a one-year term: Dov Pekelman 4. To approve that our Chairman of the Board Mgmt For For of Directors, Mr. Dilip Shanghvi, beginning April 1, 2018, be eligible for amended annual bonuses in accordance with the Compensation Policy for Office Holders. 4a. By checking the box marked "FOR," the Mgmt For undersigned hereby confirms that he, she, or it is not a "controlling shareholder" (under the Companies Law, as described in the Proxy Statement) and does not have a conflict of interest (referred to as a "personal interest" under the Companies Law, as described in the Proxy Statement) in the approval of Proposal 4. If the undersigned or a related party of the undersigned is a controlling shareholder or has such a conflict of interest, check the box "AGAINST." [THIS ITEM MUST BE COMPLETED] 5. To approve that our director, Mr. Sudhir Mgmt For For Valia, beginning April 1, 2018, be eligible for amended annual bonuses in accordance with the Compensation Policy for Office Holders. 5a. By checking the box marked "FOR," the Mgmt For undersigned hereby confirms that he, she, or it is not a "controlling shareholder" (under the Companies Law, as described in the Proxy Statement) and does not have a conflict of interest (referred to as a "personal interest" under the Companies Law, as described in the Proxy Statement) in the approval of Proposal 5. If the undersigned or a related party of the undersigned is a controlling shareholder or has such a conflict of interest, check the box "AGAINST." [THIS ITEM MUST BE COMPLETED] 6. To approve an amended annual salary for Mr. Mgmt For For Uday Baldota for his role as Chief Executive Officer ("CEO") of the Company. 6a. By checking the box marked "FOR," the Mgmt For undersigned hereby confirms that he, she, or it is not a "controlling shareholder" (under the Companies Law, as described in the Proxy Statement) and does not have a conflict of interest (referred to as a "personal interest" under the Companies Law, as described in the Proxy Statement) in the approval of Proposal 6. If the undersigned or a related party of the undersigned is a controlling shareholder or has such a conflict of interest, check the box "AGAINST." [THIS ITEM MUST BE COMPLETED] 7. To approve that our CEO, Mr. Uday Baldota, Mgmt For For beginning April 1, 2018, be eligible for amended annual bonuses in accordance with the Compensation Policy for Office Holders. 7a. By checking the box marked "FOR," the Mgmt For undersigned hereby confirms that he, she, or it is not a "controlling shareholder" (under the Companies Law, as described in the Proxy Statement) and does not have a conflict of interest (referred to as a "personal interest" under the Companies Law, as described in the Proxy Statement) in the approval of Proposal 7. If the undersigned or a related party of the undersigned is a controlling shareholder or has such a conflict of interest, check the box "AGAINST." [THIS ITEM MUST BE COMPLETED] -------------------------------------------------------------------------------------------------------------------------- TAYLOR MORRISON HOME CORPORATION (TMHC) Agenda Number: 934980574 -------------------------------------------------------------------------------------------------------------------------- Security: 87724P106 Meeting Type: Annual Meeting Date: 29-May-2019 Ticker: TMHC ISIN: US87724P1066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jeffry L. Flake Mgmt For For Anne L. Mariucci Mgmt For For Andrea Owen Mgmt For For Denise F. Warren Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of the Company's named executive officers. 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. 4. Approval of the Amended and Restated Mgmt For For Certificate of Incorporation to provide for the deletion of provisions relating to our former Class B common stock and to rename our Class A common stock. -------------------------------------------------------------------------------------------------------------------------- TERRAFORM POWER INC. Agenda Number: 935024644 -------------------------------------------------------------------------------------------------------------------------- Security: 88104R209 Meeting Type: Annual Meeting Date: 20-Jun-2019 Ticker: TERP ISIN: US88104R2094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Brian Lawson Mgmt Withheld Against Carolyn Burke Mgmt Withheld Against Christian S. Fong Mgmt Withheld Against Harry Goldgut Mgmt Withheld Against Richard Legault Mgmt Withheld Against Mark McFarland Mgmt Withheld Against Sachin Shah Mgmt Withheld Against 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for 2019. 3. Non-binding advisory vote to approve named Mgmt For For executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- THE FIRST BANCSHARES, INC. Agenda Number: 934972337 -------------------------------------------------------------------------------------------------------------------------- Security: 318916103 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: FBMS ISIN: US3189161033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David W. Bomboy, M.D. Mgmt For For M. Ray (Hoppy) Cole, Jr Mgmt For For E. Ricky Gibson Mgmt For For 2. Approval, on an advisory basis, of the Mgmt For For compensation of our named executive officers. 3. Proposal to ratify the appointment of Mgmt For For Crowe, LLP as the Independent Registered Public Accounting Firm of the Company -------------------------------------------------------------------------------------------------------------------------- THE MANITOWOC COMPANY, INC. Agenda Number: 934944489 -------------------------------------------------------------------------------------------------------------------------- Security: 563571405 Meeting Type: Annual Meeting Date: 07-May-2019 Ticker: MTW ISIN: US5635714059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Roy V. Armes Mgmt For For Robert G. Bohn Mgmt For For Donald M. Condon, Jr. Mgmt For For Anne M. Cooney Mgmt For For Kenneth W. Krueger Mgmt For For C. David Myers Mgmt For For Barry L. Pennypacker Mgmt For For John C. Pfeifer Mgmt For For 2. The ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. 3. An advisory vote to approve the Mgmt For For compensation of the Company's named executive officers. 4. A vote to approve a proposed amendment to Mgmt For the Company's Articles of Incorporation. -------------------------------------------------------------------------------------------------------------------------- THE MARCUS CORPORATION Agenda Number: 934969102 -------------------------------------------------------------------------------------------------------------------------- Security: 566330106 Meeting Type: Annual Meeting Date: 07-May-2019 Ticker: MCS ISIN: US5663301068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Stephen H. Marcus Mgmt For For Diane Marcus Gershowitz Mgmt For For Allan H. Selig Mgmt For For Timothy E. Hoeksema Mgmt For For Bruce J. Olson Mgmt For For Philip L. Milstein Mgmt For For Gregory S. Marcus Mgmt For For Brian J. Stark Mgmt For For Katherine M. Gehl Mgmt For For David M. Baum Mgmt For For 2. To approve, by advisory vote, the Mgmt For For compensation of the Company's named executive officers. 3. The ratification of the selection of Mgmt For For Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2019. -------------------------------------------------------------------------------------------------------------------------- TIVITY HEALTH, INC. Agenda Number: 934971525 -------------------------------------------------------------------------------------------------------------------------- Security: 88870R102 Meeting Type: Annual Meeting Date: 23-May-2019 Ticker: TVTY ISIN: US88870R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sara J. Finley Mgmt For For 1B. Election of Director: Robert J. Greczyn, Mgmt For For Jr. 1C. Election of Director: Peter A. Hudson, M.D. Mgmt For For 1D. Election of Director: Beth M. Jacob Mgmt For For 1E. Election of Director: Bradley S. Karro Mgmt For For 1F. Election of Director: Paul H. Keckley, Mgmt For For Ph.D. 1G. Election of Director: Benjamin A. Kirshner Mgmt For For 1H. Election of Director: Lee A. Shapiro Mgmt For For 1I Election of Director: Donato J. Tramuto Mgmt For For 1J. Election of Director: Kevin G. Wills Mgmt For For 1K. Election of Director: Dawn M. Zier Mgmt For For 2. To consider and act upon a non-binding, Mgmt For For advisory vote to approve compensation of the named executive officers as disclosed in the Proxy Statement. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. 4. To consider and act upon a proposal to Mgmt For For approve the Company's Second Amended and Restated 2014 Stock Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- TPG RE FINANCE TRUST INC Agenda Number: 934974014 -------------------------------------------------------------------------------------------------------------------------- Security: 87266M107 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: TRTX ISIN: US87266M1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Avi Banyasz Mgmt For For Greta Guggenheim Mgmt For For Kelvin Davis Mgmt For For Michael Gillmore Mgmt For For Wendy Silverstein Mgmt For For Bradley Smith Mgmt For For Gregory White Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. 3. Advisory Vote on Executive Compensation: To Mgmt For For approve, on a non- binding, advisory basis, the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- TRIPLE-S MANAGEMENT CORPORATION Agenda Number: 934941697 -------------------------------------------------------------------------------------------------------------------------- Security: 896749108 Meeting Type: Annual Meeting Date: 26-Apr-2019 Ticker: GTS ISIN: PR8967491088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Group 3 Director: David H. Mgmt For For Chafey, Jr. 1b. Election of Group 3 Director: Manuel Mgmt For For Figueroa-Collazo 2. Ratification of the selection of Deloitte & Mgmt For For Touche LLP as the independent registered public accounting firm of the Company. 3. Advisory vote on the compensation of our Mgmt For For named executive officers. -------------------------------------------------------------------------------------------------------------------------- TRUEBLUE, INC Agenda Number: 934966663 -------------------------------------------------------------------------------------------------------------------------- Security: 89785X101 Meeting Type: Annual Meeting Date: 15-May-2019 Ticker: TBI ISIN: US89785X1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Colleen B. Brown Mgmt For For 1b. Election of Director: A. Patrick Beharelle Mgmt For For 1c. Election of Director: Steven C. Cooper Mgmt For For 1d. Election of Director: William C. Goings Mgmt For For 1e. Election of Director: Kim Harris Jones Mgmt For For 1f. Election of Director: Stephen M. Robb Mgmt For For 1g. Election of Director: Jeffrey B. Sakaguchi Mgmt For For 1h. Election of Director: Kristi A. Savacool Mgmt For For 1i. Election of Director: Bonnie W. Soodik Mgmt For For 2. To approve, by advisory vote, compensation Mgmt For For for our named executive officers. 3. To ratify the selection of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 29, 2019. -------------------------------------------------------------------------------------------------------------------------- TWO HARBORS INVESTMENT CORP. Agenda Number: 934973632 -------------------------------------------------------------------------------------------------------------------------- Security: 90187B408 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: TWO ISIN: US90187B4086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: E. Spencer Abraham Mgmt For For 1b. Election of Director: James J. Bender Mgmt For For 1c. Election of Director: Karen Hammond Mgmt For For 1d. Election of Director: Stephen G. Kasnet Mgmt For For 1e. Election of Director: William Roth Mgmt For For 1f. Election of Director: W. Reid Sanders Mgmt For For 1g. Election of Director: Thomas E. Siering Mgmt For For 1h. Election of Director: James A. Stern Mgmt For For 1i. Election of Director: Hope B. Woodhouse Mgmt For For 2. Advisory vote on the compensation of our Mgmt For For executive officers. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP to serve as our independent registered public accounting firm for our fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- UNIFIRST CORPORATION Agenda Number: 934905362 -------------------------------------------------------------------------------------------------------------------------- Security: 904708104 Meeting Type: Annual Meeting Date: 08-Jan-2019 Ticker: UNF ISIN: US9047081040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Phillip L. Cohen* Mgmt For For Cynthia Croatti* Mgmt For For 2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2019. -------------------------------------------------------------------------------------------------------------------------- UNIT CORPORATION Agenda Number: 934958919 -------------------------------------------------------------------------------------------------------------------------- Security: 909218109 Meeting Type: Annual Meeting Date: 01-May-2019 Ticker: UNT ISIN: US9092181091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: William B. Morgan Mgmt For For 1.2 Election of Director: Larry D. Pinkston Mgmt For For 1.3 Election of Director: Carla S. Mashinski Mgmt For For 2. Approve, on an advisory basis, our named Mgmt For For executive officers' compensation. 3. Ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as the company's independent registered public accounting firm for fiscal year 2019. -------------------------------------------------------------------------------------------------------------------------- UNITIL CORPORATION Agenda Number: 934961409 -------------------------------------------------------------------------------------------------------------------------- Security: 913259107 Meeting Type: Annual Meeting Date: 24-Apr-2019 Ticker: UTL ISIN: US9132591077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mark H. Collin* Mgmt For For Suzanne Foster# Mgmt For For Justine Vogel# Mgmt For For Lisa Crutchfield+ Mgmt For For Edward F. Godfrey+ Mgmt For For Eben S. Moulton+ Mgmt For For David A. Whiteley+ Mgmt For For 4. To ratify the selection of independent Mgmt For For registered public accounting firm, Deloitte & Touche LLP, for fiscal year 2019. 5. Advisory vote on the approval of Executive Mgmt For For Compensation. -------------------------------------------------------------------------------------------------------------------------- UNIVERSAL ELECTRONICS INC. Agenda Number: 935004490 -------------------------------------------------------------------------------------------------------------------------- Security: 913483103 Meeting Type: Annual Meeting Date: 04-Jun-2019 Ticker: UEIC ISIN: US9134831034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Paul D. Arling Mgmt For For 2. Say on Pay - Approval, on an advisory Mgmt For For basis, of named executive officer compensation. 3. Ratification of the appointment of Grant Mgmt For For Thornton LLP, a firm of Independent Registered Public Accountants as the Company's auditors for the year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- VECTRUS, INC. Agenda Number: 934968958 -------------------------------------------------------------------------------------------------------------------------- Security: 92242T101 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: VEC ISIN: US92242T1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class II Director: Louis J. Mgmt For For Giuliano 1b. Election of Class II Director: Mary L. Mgmt For For Howell 1c. Election of Class II Director: Eric M. Mgmt For For Pillmore 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Vectrus, Inc. Independent Registered Public Accounting Firm for 2019. 3. Approval of an amendment to the Amended and Mgmt For For Restated Articles of Incorporation of Vectrus, Inc. to allow shareholders to amend the By-Laws. 4. Approval, on advisory basis, of the Mgmt For For compensation paid to our named executive officers. -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET MORTGAGE CAPITAL CORP. Agenda Number: 935012764 -------------------------------------------------------------------------------------------------------------------------- Security: 95790D105 Meeting Type: Annual Meeting Date: 06-Jun-2019 Ticker: WMC ISIN: US95790D1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR EDWARD D. FOX Mgmt For For JAMES W. HIRSCHMANN III Mgmt For For RANJIT M. KRIPALANI Mgmt For For M. CHRISTIAN MITCHELL Mgmt For For JENNIFER W. MURPHY Mgmt For For RICHARD W. ROLL Mgmt For For 2. RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP, AS INDEPENDENT AUDITORS -------------------------------------------------------------------------------------------------------------------------- WHITE MOUNTAINS INSURANCE GROUP, LTD. Agenda Number: 935007028 -------------------------------------------------------------------------------------------------------------------------- Security: G9618E107 Meeting Type: Annual Meeting Date: 23-May-2019 Ticker: WTM ISIN: BMG9618E1075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Morgan W. Davis* Mgmt For For Peter M. Carlson* Mgmt For For David A. Tanner* Mgmt For For Lowndes A. Smith# Mgmt For For 2. Approval of the advisory resolution on Mgmt For For executive compensation. 3. Approval of the Company's amended and Mgmt For For restated long-term incentive plan. 4. Approval of the appointment of Mgmt For For PricewaterhouseCoopers LLP ("PwC") as the Company's Independent Registered Public Accounting Firm for 2019. -------------------------------------------------------------------------------------------------------------------------- WILLDAN GROUP, INC. Agenda Number: 935017548 -------------------------------------------------------------------------------------------------------------------------- Security: 96924N100 Meeting Type: Annual Meeting Date: 13-Jun-2019 Ticker: WLDN ISIN: US96924N1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Thomas D. Brisbin Mgmt For For Steven A. Cohen Mgmt For For Robert Conway Mgmt For For Debra Coy Mgmt For For Raymond W. Holdsworth Mgmt For For Douglas J. McEachern Mgmt For For Dennis V. McGinn Mgmt For For Keith W. Renken Mgmt For For Mohammad Shahidehpour Mgmt For For 2. Ratification of the appointment of Crowe Mgmt For For LLP as the independent registered public accounting firm for the year ending December 27, 2019. 3. Approval, on an advisory basis, of named Mgmt For For executive officer compensation. 4. Approval, on an advisory basis, of the Mgmt 1 Year For frequency of future advisory votes on named executive officer compensation. 5. Approval of the amendment to Willdan Group, Mgmt For For Inc.'s 2008 Performance Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- WIX.COM LTD Agenda Number: 934867396 -------------------------------------------------------------------------------------------------------------------------- Security: M98068105 Meeting Type: Annual Meeting Date: 13-Sep-2018 Ticker: WIX ISIN: IL0011301780 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Re-election of Class II director to serve Mgmt For For until the 2021: Yuval Cohen 1.2 Re-election of Class II director to serve Mgmt For For until the 2021: Ron Gutler 1.3 Re-election of Class II director to serve Mgmt For For until the 2021: Roy Saar 2. To ratify the appointment and compensation Mgmt For For of Kost, Forer, Gabbay & Kasierer, a member of Ernst & Young Global, as the Company's independent registered public accounting firm for the year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- WNS (HOLDINGS) LIMITED Agenda Number: 934872513 -------------------------------------------------------------------------------------------------------------------------- Security: 92932M101 Meeting Type: Annual Meeting Date: 27-Sep-2018 Ticker: WNS ISIN: US92932M1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Adoption of the audited annual accounts of Mgmt For For the Company for the financial year ended March 31, 2018, together with the auditors' report. 2. Re-appointment of Grant Thornton India LLP Mgmt For For as the auditors of the Company. 3. Approval of auditors' remuneration for the Mgmt For For financial year ending March 31, 2019. 4. Re-election of the Class III Director, Mrs. Mgmt For For Renu S. Karnad. 5. Re-election of the Class III Director, Mr. Mgmt For For John Freeland. 6. Re-election of the Class III Director, Ms. Mgmt For For Francoise Gri. 7. Approval of Directors' remuneration for the Mgmt For For period from the Annual General Meeting until the next annual general meeting of the Company to be held in respect of the financial year ending March 31, 2019. 8. Increase in the ordinary shares/American Mgmt For For Depositary Shares ("ADSs") available for grant under the Company's 2016 Incentive Award Plan as may be amended and restated pursuant to and in accordance with the terms thereof ("the Plan") by 1.4 Million ordinary shares/ADSs (representing 2.7% of the total ...Due to space limits, see proxy material for full proposal. -------------------------------------------------------------------------------------------------------------------------- ZAGG INC Agenda Number: 935019201 -------------------------------------------------------------------------------------------------------------------------- Security: 98884U108 Meeting Type: Annual Meeting Date: 20-Jun-2019 Ticker: ZAGG ISIN: US98884U1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Chris Ahern Mgmt For For Michael T. Birch Mgmt For For Cheryl A. Larabee Mgmt For For Daniel R. Maurer Mgmt For For P. Scott Stubbs Mgmt For For 2. Ratification of the Appointment of KPMG LLP Mgmt For For as independent registered public accounting firm for the Company. 3. Non-binding advisory vote to approve the Mgmt For For compensation of our named executive officers in 2018. 4. Non-binding advisory vote on the frequency Mgmt 1 Year For of future advisory votes on compensation of named executive officers. * Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant)The RBB Fund, Inc.
By (Signature and Title)* | /s/ Salvatore Faia | |
Salvatore Faia, President | ||
(Principal Executive Officer) |
Date: August 30, 2019
* | Print the name and title of each signing officer under his or her signature. |